<?xml version="1.0" encoding="UTF-8"?>
<FEDREG xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:noNamespaceSchemaLocation="FRMergedXML.xsd">
    <VOL>88</VOL>
    <NO>137</NO>
    <DATE>Wednesday, July 19, 2023</DATE>
    <UNITNAME>Contents</UNITNAME>
    <CNTNTS>
        <AGCY>
            <EAR>
                Agriculture
                <PRTPAGE P="iii"/>
            </EAR>
            <HD>Agriculture Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Food and Nutrition Service</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Natural Resources Conservation Service</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Rural Housing Service</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>AIRFORCE</EAR>
            <HD>Air Force Department</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Licenses; Exemptions, Applications, Amendments etc.:</SJ>
                <SJDENT>
                    <SJDOC>Intent To Grant an Exclusive, Co-Exclusive or Partially Exclusive Patent License, </SJDOC>
                    <PGS>46147-46148</PGS>
                    <FRDOCBP>2023-15236</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Census Bureau</EAR>
            <HD>Census Bureau</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Household Pulse Survey, </SJDOC>
                    <PGS>46138-46139</PGS>
                    <FRDOCBP>2023-15332</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Centers Medicare</EAR>
            <HD>Centers for Medicare &amp; Medicaid Services</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Medicare Program:</SJ>
                <SJDENT>
                    <SJDOC>Meetings; Advisory Panel on Hospital Outpatient Payment, New Panel Members, </SJDOC>
                    <PGS>46166-46168</PGS>
                    <FRDOCBP>2023-15254</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Children</EAR>
            <HD>Children and Families Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Center for States Evaluation, </SJDOC>
                    <PGS>46168-46169</PGS>
                    <FRDOCBP>2023-15311</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Voluntary Agencies Matching Grant Program Data Reporting, </SJDOC>
                    <PGS>46169-46170</PGS>
                    <FRDOCBP>2023-15333</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Coast Guard</EAR>
            <HD>Coast Guard</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Security Zones:</SJ>
                <SJDENT>
                    <SJDOC>Corpus Christi Ship Channel, Corpus Christi, TX, </SJDOC>
                    <PGS>46075-46077</PGS>
                    <FRDOCBP>2023-15026</FRDOCBP>
                </SJDENT>
                <SJ>Special Local Regulation:</SJ>
                <SJDENT>
                    <SJDOC>Iron Man 70.3 Triathlon, Lake Erie; Sandusky, OH, </SJDOC>
                    <PGS>46073-46075</PGS>
                    <FRDOCBP>2023-15227</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Commerce</EAR>
            <HD>Commerce Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Census Bureau</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Economic Analysis Bureau</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Industry and Security Bureau</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>International Trade Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>National Institute of Standards and Technology</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>National Oceanic and Atmospheric Administration</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Defense Department</EAR>
            <HD>Defense Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Air Force Department</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Drug</EAR>
            <HD>Drug Enforcement Administration</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Schedules of Controlled Substances:</SJ>
                <SJDENT>
                    <SJDOC>Placement of Brorphine in Schedule I; Correction, </SJDOC>
                    <PGS>46073</PGS>
                    <FRDOCBP>2023-15249</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Importer, Manufacturer or Bulk Manufacturer of Controlled Substances; Application, Registration, etc.:</SJ>
                <SJDENT>
                    <SJDOC>VICI Health Sciences, LLC, </SJDOC>
                    <PGS>46185</PGS>
                    <FRDOCBP>2023-15279</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Economic Analysis Bureau</EAR>
            <HD>Economic Analysis Bureau</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Services Surveys: Benchmark Survey of Insurance Transactions by U.S. Insurance Companies With Foreign Persons, </SJDOC>
                    <PGS>46139-46140</PGS>
                    <FRDOCBP>2023-15276</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Education Department</EAR>
            <HD>Education Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>National Assessment Governing Board</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Election</EAR>
            <HD>Election Assistance Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Meetings; Sunshine Act, </DOC>
                    <PGS>46150</PGS>
                    <FRDOCBP>2023-15372</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Employment and Training</EAR>
            <HD>Employment and Training Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Charter Amendments, Establishments, Renewals and Terminations:</SJ>
                <SJDENT>
                    <SJDOC>Native American Employment and Training Council, </SJDOC>
                    <PGS>46186</PGS>
                    <FRDOCBP>2023-15216</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Energy Department</EAR>
            <HD>Energy Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Federal Energy Regulatory Commission</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Environmental Protection</EAR>
            <HD>Environmental Protection Agency</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Pesticide Tolerance; Exemptions, Petitions, Revocations, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Implementing Registration Review Decisions for Certain Pesticides; Aluminum tris (O-ethylphosphonate), Carbon disulfide, et al., </SJDOC>
                    <PGS>46077-46086</PGS>
                    <FRDOCBP>2023-14692</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Municipal Solid Waste Landfill State Plan Approval for Designated Facilities and Pollutants:</SJ>
                <SJDENT>
                    <SJDOC>Indiana, </SJDOC>
                    <PGS>46123-46125</PGS>
                    <FRDOCBP>2023-15288</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>New Chemicals Regulations Under the Toxic Substances Control Act, </DOC>
                    <PGS>46125-46126</PGS>
                    <FRDOCBP>2023-15275</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Certain New Chemicals:</SJ>
                <SJDENT>
                    <SJDOC>Status Information for June 2023, </SJDOC>
                    <PGS>46157-46160</PGS>
                    <FRDOCBP>2023-15301</FRDOCBP>
                </SJDENT>
                <SJ>Clean Water Act:</SJ>
                <SJDENT>
                    <SJDOC>Identification of Water Quality-Limited Segments To Be Added to West Virginia's Section 303(d) List, </SJDOC>
                    <PGS>46156-46157</PGS>
                    <FRDOCBP>2023-15325</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Proposed Prospective Purchaser Agreement for the Delphi 1 Anderson Site in Anderson, IN, </DOC>
                    <PGS>46155-46156</PGS>
                    <FRDOCBP>2023-15215</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Aviation</EAR>
            <HD>Federal Aviation Administration</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Airworthiness Directives:</SJ>
                <SJDENT>
                    <SJDOC>Airbus SAS Airplanes, </SJDOC>
                    <PGS>46057-46060, 46068-46071</PGS>
                    <FRDOCBP>2023-15178</FRDOCBP>
                      
                    <FRDOCBP>2023-15225</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>BAE Systems (Operations) Limited Airplanes, </SJDOC>
                    <PGS>46066-46068</PGS>
                    <FRDOCBP>2023-15224</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Bombardier, Inc., Airplanes, </SJDOC>
                    <PGS>46063-46066</PGS>
                    <FRDOCBP>2023-15177</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Survitec Group Limited (RFD Beaufort Ltd.) Life Jackets, </SJDOC>
                    <PGS>46060-46063</PGS>
                    <FRDOCBP>2023-15176</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Demonstration of Radio Altimeter Tolerant Aircraft, </DOC>
                    <PGS>46055-46057</PGS>
                    <FRDOCBP>2023-14927</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Airspace Designations and Reporting Points:</SJ>
                <SJDENT>
                    <SJDOC>Vicinity of Acequia, ID, </SJDOC>
                    <PGS>46121-46123</PGS>
                    <FRDOCBP>2023-15208</FRDOCBP>
                    <PRTPAGE P="iv"/>
                </SJDENT>
                <SJ>Airworthiness Directives:</SJ>
                <SJDENT>
                    <SJDOC>Dassault Aviation Airplanes, </SJDOC>
                    <PGS>46112-46118</PGS>
                    <FRDOCBP>2023-15192</FRDOCBP>
                      
                    <FRDOCBP>2023-15197</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>MHI RJ Aviation ULC (Type Certificate Previously Held by Bombardier, Inc.) Airplanes, </SJDOC>
                    <PGS>46118-46121</PGS>
                    <FRDOCBP>2023-15248</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Safety Management System Voluntary Program, </SJDOC>
                    <PGS>46364-46368</PGS>
                    <FRDOCBP>2023-15203</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Communications</EAR>
            <HD>Federal Communications Commission</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Television Broadcasting Services:</SJ>
                <SJDENT>
                    <SJDOC>Coos Bay, OR, </SJDOC>
                    <PGS>46087-46088</PGS>
                    <FRDOCBP>2023-15330</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Kalispell, MT, </SJDOC>
                    <PGS>46086-46087</PGS>
                    <FRDOCBP>2023-15329</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Energy</EAR>
            <HD>Federal Energy Regulatory Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Application:</SJ>
                <SJDENT>
                    <SJDOC>Marlow Hydro, LLC, </SJDOC>
                    <PGS>46151</PGS>
                    <FRDOCBP>2023-15316</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Nature and People First Arizona PHS, LLC, </SJDOC>
                    <PGS>46150-46151</PGS>
                    <FRDOCBP>2023-15313</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Premium Energy Holdings, LLC, </SJDOC>
                    <PGS>46153-46154</PGS>
                    <FRDOCBP>2023-15314</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Combined Filings, </DOC>
                    <PGS>46152-46153</PGS>
                    <FRDOCBP>2023-15319</FRDOCBP>
                      
                    <FRDOCBP>2023-15320</FRDOCBP>
                </DOCENT>
                <SJ>Environmental Assessments; Availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Pacific Gas and Electric Co., </SJDOC>
                    <PGS>46154-46155</PGS>
                    <FRDOCBP>2023-15317</FRDOCBP>
                </SJDENT>
                <SJ>Initial Market-Based Rate Filings Including Requests for Blanket Section 204 Authorizations:</SJ>
                <SJDENT>
                    <SJDOC>Horus West Virginia I, LLC, </SJDOC>
                    <PGS>46155</PGS>
                    <FRDOCBP>2023-15318</FRDOCBP>
                </SJDENT>
                <SJ>Procedural Schedule:</SJ>
                <SJDENT>
                    <SJDOC>Let It Go, LLC, </SJDOC>
                    <PGS>46151</PGS>
                    <FRDOCBP>2023-15315</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Maritime</EAR>
            <HD>Federal Maritime Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agreements Filed, </DOC>
                    <PGS>46160</PGS>
                    <FRDOCBP>2023-15296</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Motor</EAR>
            <HD>Federal Motor Carrier Safety Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Exemption Application:</SJ>
                <SJDENT>
                    <SJDOC>Entry-Level Driver Training; Robert Towle, </SJDOC>
                    <PGS>46368-46369</PGS>
                    <FRDOCBP>2023-15280</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Railroad</EAR>
            <HD>Federal Railroad Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Petition for Extension of Waiver of Compliance, </DOC>
                    <PGS>46371</PGS>
                    <FRDOCBP>2023-15294</FRDOCBP>
                </DOCENT>
                <DOCENT>
                    <DOC>Petition for Waiver of Compliance; Extension, </DOC>
                    <PGS>46369-46370</PGS>
                    <FRDOCBP>2023-15298</FRDOCBP>
                </DOCENT>
                <DOCENT>
                    <DOC>Railroads' Joint Request To Amend Their Positive Train Control Safety Plans and Positive Train Control Systems, </DOC>
                    <PGS>46370-46371</PGS>
                    <FRDOCBP>2023-15231</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Reserve</EAR>
            <HD>Federal Reserve System</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals, </DOC>
                    <PGS>46161-46166</PGS>
                    <FRDOCBP>2023-15239</FRDOCBP>
                      
                    <FRDOCBP>2023-15240</FRDOCBP>
                      
                    <FRDOCBP>2023-15241</FRDOCBP>
                      
                    <FRDOCBP>2023-15242</FRDOCBP>
                      
                    <FRDOCBP>2023-15243</FRDOCBP>
                      
                    <FRDOCBP>2023-15245</FRDOCBP>
                </DOCENT>
                <SJ>Change in Bank Control:</SJ>
                <SJDENT>
                    <SJDOC>Acquisitions of Shares of a Bank or Bank Holding Company, </SJDOC>
                    <PGS>46165</PGS>
                    <FRDOCBP>2023-15340</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Transit</EAR>
            <HD>Federal Transit Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Operations and Maintenance Facility South Project, King County, WA, </SJDOC>
                    <PGS>46371-46373</PGS>
                    <FRDOCBP>2023-15251</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Fish</EAR>
            <HD>Fish and Wildlife Service</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Endangered and Threatened Species:</SJ>
                <SJDENT>
                    <SJDOC>Golden Paintbrush; Removal From the Federal List of Endangered and Threatened Plants, </SJDOC>
                    <PGS>46088-46110</PGS>
                    <FRDOCBP>2023-14971</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Endangered and Threatened Species:</SJ>
                <SJDENT>
                    <SJDOC>Designation of Critical Habitat for Green Sea Turtle, </SJDOC>
                    <PGS>46376-46570</PGS>
                    <FRDOCBP>2023-14225</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Endangered and Threatened Species:</SJ>
                <SJDENT>
                    <SJDOC>Draft Habitat Conservation Plan and Draft Categorical Exclusion; Blacklake Sewer System Consolidation Project, San Luis Obispo County, CA, </SJDOC>
                    <PGS>46173-46174</PGS>
                    <FRDOCBP>2023-15277</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Food and Nutrition</EAR>
            <HD>Food and Nutrition Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Turnip the Beet! High Quality Summer Meals, </SJDOC>
                    <PGS>46127-46128</PGS>
                    <FRDOCBP>2023-15286</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Understanding Risk Assessment in Supplemental Nutrition Assistance Program Payment Accuracy Study, </SJDOC>
                    <PGS>46128-46136</PGS>
                    <FRDOCBP>2023-15209</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Health and Human</EAR>
            <HD>Health and Human Services Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Centers for Medicare &amp; Medicaid Services</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Children and Families Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>National Institutes of Health</P>
            </SEE>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Interest Rate:</SJ>
                <SJDENT>
                    <SJDOC>Overdue Debts, </SJDOC>
                    <PGS>46170</PGS>
                    <FRDOCBP>2023-15237</FRDOCBP>
                </SJDENT>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>2025 Dietary Guidelines Advisory Committee, </SJDOC>
                    <PGS>46170-46171</PGS>
                    <FRDOCBP>2023-15342</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Homeland</EAR>
            <HD>Homeland Security Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Coast Guard</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Industry</EAR>
            <HD>Industry and Security Bureau</HD>
            <CAT>
                <HD>RULES</HD>
                <DOCENT>
                    <DOC>Additions to the Entity List, </DOC>
                    <PGS>46071-46073</PGS>
                    <FRDOCBP>2023-15343</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Denial of Export Privileges:</SJ>
                <SJDENT>
                    <SJDOC>Tyler James Sumlin, </SJDOC>
                    <PGS>46140-46141</PGS>
                    <FRDOCBP>2023-15335</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Victor Thomas Diaz, III, </SJDOC>
                    <PGS>46141-46142</PGS>
                    <FRDOCBP>2023-15334</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Interior</EAR>
            <HD>Interior Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Fish and Wildlife Service</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Land Management Bureau</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>National Park Service</P>
            </SEE>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Invasive Species Advisory Committee, </SJDOC>
                    <PGS>46174-46175</PGS>
                    <FRDOCBP>2023-15214</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Internal Revenue</EAR>
            <HD>Internal Revenue Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Privacy Act; Matching Program, </DOC>
                    <PGS>46373-46374</PGS>
                    <FRDOCBP>2023-15211</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>International Trade Adm</EAR>
            <HD>International Trade Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Antidumping or Countervailing Duty Investigations, Orders, or Reviews:</SJ>
                <SJDENT>
                    <SJDOC>Administrative Reviews, </SJDOC>
                    <PGS>46143-46144</PGS>
                    <FRDOCBP>2023-15345</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Corporation for Travel Promotion Board of Directors, </DOC>
                    <PGS>46142-46143</PGS>
                    <FRDOCBP>2023-15321</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>International Trade Com</EAR>
            <HD>International Trade Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Complaint, </DOC>
                    <PGS>46182-46183</PGS>
                    <FRDOCBP>2023-15221</FRDOCBP>
                </DOCENT>
                <SJ>Investigations; Determinations, Modifications, and Rulings, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Certain Oil-Vaping Cartridges, Components Thereof, and Products Containing the Same, </SJDOC>
                    <PGS>46180-46182</PGS>
                    <FRDOCBP>2023-15247</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <PRTPAGE P="v"/>
                    <SJDOC>Certain Universal Golf Club Shaft and Golf Club Head Connection Adaptors, Certain Components Thereof, and Products Containing the Same (II), </SJDOC>
                    <PGS>46183-46185</PGS>
                    <FRDOCBP>2023-15235</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Justice Department</EAR>
            <HD>Justice Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Drug Enforcement Administration</P>
            </SEE>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Proposed Consent Decree:</SJ>
                <SJDENT>
                    <SJDOC>CERCLA, </SJDOC>
                    <PGS>46185-46186</PGS>
                    <FRDOCBP>2023-15287</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Labor Department</EAR>
            <HD>Labor Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Employment and Training Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Occupational Safety and Health Administration</P>
            </SEE>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Standard on 4,4'-Methylenedianiline for General Industry, </SJDOC>
                    <PGS>46186-46187</PGS>
                    <FRDOCBP>2023-15213</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Land</EAR>
            <HD>Land Management Bureau</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Geothermal Resource Leases and Unit Agreements, </SJDOC>
                    <PGS>46177-46178</PGS>
                    <FRDOCBP>2023-15229</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Protection, Management, and Control of Wild Horses and Burros, </SJDOC>
                    <PGS>46175-46176</PGS>
                    <FRDOCBP>2023-15230</FRDOCBP>
                </SJDENT>
                <SJ>Public Land Order:</SJ>
                <SJDENT>
                    <SJDOC>No. 7926; Extension of Public Land Order No. 6493, as Extended by Public Land Order No. 7474; Federal Bureau of Prisons North Phoenix Facility; Arizona, </SJDOC>
                    <PGS>46176-46177</PGS>
                    <FRDOCBP>2023-15341</FRDOCBP>
                </SJDENT>
                <SJ>Requests for Nominations:</SJ>
                <SJDENT>
                    <SJDOC>California Desert District Advisory Council, the Central California Resource Advisory Council, and the Northern California Resource Advisory Council, </SJDOC>
                    <PGS>46177</PGS>
                    <FRDOCBP>2023-15223</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Legal</EAR>
            <HD>Legal Services Corporation</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Meetings; Sunshine Act, </DOC>
                    <PGS>46190-46192</PGS>
                    <FRDOCBP>2023-15370</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Assesment</EAR>
            <HD>National Assessment Governing Board</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Meetings, </DOC>
                    <PGS>46148-46150</PGS>
                    <FRDOCBP>2023-15256</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Institute</EAR>
            <HD>National Institute of Standards and Technology</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>National Artificial Intelligence Advisory Committee; Briefing Session, </SJDOC>
                    <PGS>46144-46145</PGS>
                    <FRDOCBP>2023-14965</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Institute</EAR>
            <HD>National Institutes of Health</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Charter Amendments, Establishments, Renewals and Terminations:</SJ>
                <SJDENT>
                    <SJDOC>Novel and Exceptional Technology Research Advisory Committee, </SJDOC>
                    <PGS>46172</PGS>
                    <FRDOCBP>2023-15246</FRDOCBP>
                </SJDENT>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>National Heart, Lung, and Blood Institute, </SJDOC>
                    <PGS>46171-46172</PGS>
                    <FRDOCBP>2023-15228</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>National Institute of Allergy and Infectious Diseases, </SJDOC>
                    <PGS>46171-46172</PGS>
                    <FRDOCBP>2023-15282</FRDOCBP>
                      
                    <FRDOCBP>2023-15283</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>National Institute of Environmental Health Sciences, </SJDOC>
                    <PGS>46172-46173</PGS>
                    <FRDOCBP>2023-15281</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Oceanic</EAR>
            <HD>National Oceanic and Atmospheric Administration</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Fisheries of the Exclusive Economic Zone Off Alaska:</SJ>
                <SJDENT>
                    <SJDOC>Pacific Ocean Perch in the Bering Sea Subarea of the Bering Sea and Aleutian Islands Management Area, </SJDOC>
                    <PGS>46110-46111</PGS>
                    <FRDOCBP>2023-15289</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Endangered and Threatened Wildlife and Plants:</SJ>
                <SJDENT>
                    <SJDOC>Designate Marine Critical Habitat for Six Distinct Population Segments of Green Sea Turtles, </SJDOC>
                    <PGS>46572-46671</PGS>
                    <FRDOCBP>2023-14109</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Taking or Importing of Marine Mammals:</SJ>
                <SJDENT>
                    <SJDOC>Ferry Berth Improvements in Tongass Narrows in Ketchikan, AK, </SJDOC>
                    <PGS>46145-46147</PGS>
                    <FRDOCBP>2023-15278</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Park</EAR>
            <HD>National Park Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Repatriation of Cultural Items:</SJ>
                <SJDENT>
                    <SJDOC>Boston Children's Museum, Boston, MA, </SJDOC>
                    <PGS>46179-46180</PGS>
                    <FRDOCBP>2023-15233</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Johnson-Humrickhouse Museum, Coshocton, OH, </SJDOC>
                    <PGS>46178-46179</PGS>
                    <FRDOCBP>2023-15234</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Resources</EAR>
            <HD>Natural Resources Conservation Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Joint System Canal Project, Jackson County, OR, </SJDOC>
                    <PGS>46136-46138</PGS>
                    <FRDOCBP>2023-15212</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Nuclear Regulatory</EAR>
            <HD>Nuclear Regulatory Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Application:</SJ>
                <SJDENT>
                    <SJDOC>STP Nuclear Operating Company; South Texas Project, Units 1 and 2, and the Associated Independent Spent Fuel Storage Installation; Consideration of Approval of Indirect Transfer of Licenses and Conforming Amendments, </SJDOC>
                    <PGS>46192-46195</PGS>
                    <FRDOCBP>2023-15327</FRDOCBP>
                </SJDENT>
                <SJ>Exemption:</SJ>
                <SJDENT>
                    <SJDOC>Kewaunee Solutions, Inc.; Kewaunee Power Station, </SJDOC>
                    <PGS>46195-46197</PGS>
                    <FRDOCBP>2023-15328</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>TMI-2 Solutions, LLC; Three Mile Island Nuclear Station, Unit 2, </SJDOC>
                    <PGS>46200-46201</PGS>
                    <FRDOCBP>2023-15331</FRDOCBP>
                </SJDENT>
                <SJ>Licenses; Exemptions, Applications, Amendments etc.:</SJ>
                <SJDENT>
                    <SJDOC>General Electric Co., GE-Hitachi Nuclear Energy Americas, LLC, and Global Nuclear Fuel-Americas, LLC Consideration of Approval of Indirect Transfer of Licenses, </SJDOC>
                    <PGS>46197-46200</PGS>
                    <FRDOCBP>2023-15210</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Occupational Safety Health Adm</EAR>
            <HD>Occupational Safety and Health Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Nationally Recognized Testing Laboratories:</SJ>
                <SJDENT>
                    <SJDOC>Nemko North America, Inc.; Grant of Expansion of Recognition, </SJDOC>
                    <PGS>46187-46188</PGS>
                    <FRDOCBP>2023-15217</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>TUV Rheinland of North America, Inc.; Application for Expansion of Recognition and Proposed Modification to the Program's List of Appropriate Test Standards, </SJDOC>
                    <PGS>46188-46190</PGS>
                    <FRDOCBP>2023-15218</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Postal Service</EAR>
            <HD>Postal Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Product Change:</SJ>
                <SJDENT>
                    <SJDOC>Priority Mail, First-Class Package Service and Parcel Select Negotiated Service Agreement, </SJDOC>
                    <PGS>46201-46202</PGS>
                    <FRDOCBP>2023-15336</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Presidential Documents</EAR>
            <HD>Presidential Documents</HD>
            <CAT>
                <HD>PROCLAMATIONS</HD>
                <SJ>Special Observances:</SJ>
                <SJDENT>
                    <SJDOC>Captive Nations Week (Proc. 10599), </SJDOC>
                    <PGS>46043-46044</PGS>
                    <FRDOCBP>2023-15416</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <PRTPAGE P="vi"/>
                    <SJDOC>National Atomic Veterans Day (Proc. 10600), </SJDOC>
                    <PGS>46045-46046</PGS>
                    <FRDOCBP>2023-15417</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Rural Housing Service</EAR>
            <HD>Rural Housing Service</HD>
            <CAT>
                <HD>RULES</HD>
                <DOCENT>
                    <DOC>Loan Guarantees Under the Section 538 Guaranteed Rural Rental Housing Program; Correction, </DOC>
                    <PGS>46047-46048</PGS>
                    <FRDOCBP>2023-15202</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Securities</EAR>
            <HD>Securities and Exchange Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Self-Regulatory Organizations; Proposed Rule Changes:</SJ>
                <SJDENT>
                    <SJDOC>Cboe BZX Exchange, Inc., </SJDOC>
                    <PGS>46207-46221, 46235-46285, 46320-46336</PGS>
                    <FRDOCBP>2023-15267</FRDOCBP>
                      
                    <FRDOCBP>2023-15268</FRDOCBP>
                      
                    <FRDOCBP>2023-15271</FRDOCBP>
                      
                    <FRDOCBP>2023-15272</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Cboe Exchange, Inc., </SJDOC>
                    <PGS>46291-46292, 46315-46320</PGS>
                    <FRDOCBP>2023-15263</FRDOCBP>
                      
                    <FRDOCBP>2023-15270</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Financial Industry Regulatory Authority, Inc., </SJDOC>
                    <PGS>46204-46206</PGS>
                    <FRDOCBP>2023-15266</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Fixed Income Clearing Corp., </SJDOC>
                    <PGS>46287-46290, 46293-46313</PGS>
                    <FRDOCBP>2023-15258</FRDOCBP>
                      
                    <FRDOCBP>2023-15265</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>LCH SA, </SJDOC>
                    <PGS>46221-46232</PGS>
                    <FRDOCBP>2023-15257</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>MEMX, LLC, </SJDOC>
                    <PGS>46285-46287</PGS>
                    <FRDOCBP>2023-15261</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Miami International Securities Exchange, LLC, </SJDOC>
                    <PGS>46339-46342</PGS>
                    <FRDOCBP>2023-15262</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>MIAX Emerald, LLC, </SJDOC>
                    <PGS>46202-46204</PGS>
                    <FRDOCBP>2023-15269</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>MIAX PEARL, LLC, </SJDOC>
                    <PGS>46313-46315</PGS>
                    <FRDOCBP>2023-15264</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>National Securities Clearing Corp., </SJDOC>
                    <PGS>46232-46235</PGS>
                    <FRDOCBP>2023-15260</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>The Depository Trust Co., </SJDOC>
                    <PGS>46336-46339</PGS>
                    <FRDOCBP>2023-15259</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>The Nasdaq Stock Market, LLC, </SJDOC>
                    <PGS>46342-46359</PGS>
                    <FRDOCBP>2023-15252</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Small Business</EAR>
            <HD>Small Business Administration</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Small Business Size Standards:</SJ>
                <SJDENT>
                    <SJDOC>Adjustment of Monetary-Based Size Standards, Disadvantage Thresholds, and 8(a) Eligibility Thresholds for Inflation, </SJDOC>
                    <PGS>46048-46055</PGS>
                    <FRDOCBP>2023-15078</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Disaster Declaration:</SJ>
                <SJDENT>
                    <SJDOC>Pennsylvania; Economic Injury, </SJDOC>
                    <PGS>46359</PGS>
                    <FRDOCBP>2023-15232</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>State Department</EAR>
            <HD>State Department</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Questionnaire—Loss of United States Nationality, </SJDOC>
                    <PGS>46359-46360</PGS>
                    <FRDOCBP>2023-15307</FRDOCBP>
                </SJDENT>
                <SJ>Charter Amendments, Establishments, Renewals and Terminations:</SJ>
                <SJDENT>
                    <SJDOC>Advisory Committee on Responsible Business Conduct, </SJDOC>
                    <PGS>46359</PGS>
                    <FRDOCBP>2023-15250</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Trade Representative</EAR>
            <HD>Trade Representative, Office of United States</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Conforming Amendments to Previously Reinstated Exclusions:</SJ>
                <SJDENT>
                    <SJDOC>China's Acts, Policies, and Practices Related to Technology Transfer, Intellectual Property, and Innovation, </SJDOC>
                    <PGS>46362</PGS>
                    <FRDOCBP>2023-15309</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Fiscal Year 2023 Allocation of Additional Tariff-Rate Quota Volume for Raw Cane Sugar, </DOC>
                    <PGS>46363</PGS>
                    <FRDOCBP>2023-15293</FRDOCBP>
                </DOCENT>
                <DOCENT>
                    <DOC>Fiscal Year 2024 Tariff-Rate Quota Allocations for Raw Cane Sugar, Refined and Specialty Sugar, and Sugar-Containing Products, </DOC>
                    <PGS>46363-46364</PGS>
                    <FRDOCBP>2023-15295</FRDOCBP>
                </DOCENT>
                <SJ>Request for Comments:</SJ>
                <SJDENT>
                    <SJDOC>Caribbean Basin Initiative, </SJDOC>
                    <PGS>46360-46362</PGS>
                    <FRDOCBP>2023-15222</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Transportation Department</EAR>
            <HD>Transportation Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Federal Aviation Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Federal Motor Carrier Safety Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Federal Railroad Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Federal Transit Administration</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Treasury</EAR>
            <HD>Treasury Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Internal Revenue Service</P>
            </SEE>
        </AGCY>
        <PTS>
            <HD SOURCE="HED">Separate Parts In This Issue</HD>
            <HD>Part II</HD>
            <DOCENT>
                <DOC>Interior Department, Fish and Wildlife Service, </DOC>
                <PGS>46376-46570</PGS>
                <FRDOCBP>2023-14225</FRDOCBP>
            </DOCENT>
            <HD>Part III</HD>
            <DOCENT>
                <DOC>Commerce Department, National Oceanic and Atmospheric Administration, </DOC>
                <PGS>46572-46671</PGS>
                <FRDOCBP>2023-14109</FRDOCBP>
            </DOCENT>
        </PTS>
        <AIDS>
            <HD SOURCE="HED">Reader Aids</HD>
            <P>Consult the Reader Aids section at the end of this issue for phone numbers, online resources, finding aids, and notice of recently enacted public laws.</P>
            <P>To subscribe to the Federal Register Table of Contents electronic mailing list, go to https://public.govdelivery.com/accounts/USGPOOFR/subscriber/new, enter your e-mail address, then follow the instructions to join, leave, or manage your subscription.</P>
        </AIDS>
    </CNTNTS>
    <VOL>88</VOL>
    <NO>137</NO>
    <DATE>Wednesday, July 19, 2023</DATE>
    <UNITNAME>Rules and Regulations</UNITNAME>
    <RULES>
        <RULE>
            <PREAMB>
                <PRTPAGE P="46047"/>
                <AGENCY TYPE="F">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Rural Housing Service</SUBAGY>
                <CFR>7 CFR Part 3565</CFR>
                <DEPDOC>[Docket No. RHS-23-MFH-0008]</DEPDOC>
                <SUBJECT>Loan Guarantees Under the Section 538 Guaranteed Rural Rental Housing Program</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Rural Housing Service, USDA.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notification and updates to previous rule document; correction.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Rural Housing Service (RHS or Agency), a Rural Development (RD) agency of the United States Department of Agriculture (USDA), is correcting a rule document that published in the 
                        <E T="04">Federal Register</E>
                         on April 28, 2023, entitled, “Loan Guarantees Under the Section 538 Guaranteed Rural Rental Housing Program.” The purpose of the notification was to announce updates in the process of submitting complete applications, updating the names and contact information for key personnel and changes in priority scoring. The purpose of this notification is to correct inadvertent errors that were previously published in the rule document on April 28, 2023, in the 
                        <E T="04">Federal Register</E>
                        .
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The effective date of the correction is July 19, 2023.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Jonathan Bell, Director, Processing and Report Review Branches, Production and Preservation Division, Multifamily housing Programs, Rural Development, United States Department of Agriculture, via email: 
                        <E T="03">MFHprocessing1@usda.gov</E>
                         or telephone: (254) 742-9764. This number is not toll-free. Hearing or speech impaired persons may access that number by calling the Federal Information Relay Service at (800) 877-8339.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Correction</HD>
                <P>
                    In the 
                    <E T="04">Federal Register</E>
                     of April 28, 2023, in FR Doc. 2023-08952 (88 FR 26221), make the following corrections:
                </P>
                <P>(1) On page 26223 in the first column, under Section III, insert the following language after the first paragraph:</P>
                <P>System for Award Management and Unique Entity Identifier.</P>
                <P>
                    (a) At the time of application, each applicant must have an active registration in the System for Award Management (SAM) before submitting its application in accordance with 2 CFR part 25. To register in SAM, entities will be required to obtain a Unique Entity Identifier (UEI). Instructions for obtaining the UEI are available at 
                    <E T="03">https://sam.gov/content/entity-registration.</E>
                </P>
                <P>(b) Applicants must maintain an active SAM registration, with current, accurate and complete information, at all times during which it has an active Federal award or an application under consideration by a Federal awarding agency.</P>
                <P>(c) Applicant must ensure they complete the Financial Assistance General Representations and Certifications in SAM.</P>
                <P>(d) Applicants must provide a valid UEI in its application, unless determined exempt under 2 CFR 25.110.</P>
                <P>(e) The Agency will not make an award until the applicant has complied with all SAM requirements including providing the UEI. If an applicant has not fully complied with the requirements by the time the Agency is ready to make an award, the Agency may determine that the applicant is not qualified to receive a Federal award and use that determination as a basis for making a Federal award to another applicant.</P>
                <P>(2) On page 26223 in the third column, correct the last paragraph to read as follows:</P>
                <P>
                    In compliance with Agency guidance to determine the lender's (participants) eligibility, the Agency is responsible for screening lenders in the Do Not Pay Portal for the following: (1) Credit Alert System (CAIVRS); (2) System for Award Management Entity Registration Records (SAMENT); (3) System for Award Management Exclusion Records-Restricted (SAM-EXCL-RES) and (4) Treasury Offset Program Debt Check (DBCK). If the lender is a non-profit, the Agency will also screen for Internal Revenue Service (IRS) Automatic Revocation of Exemption List (ARL). Screening will take place when the lender submits a complete application to the Agency. At the time of application, each applicant must have an active registration in the System for Award (SAM) before submitting its application in accordance with 2 CFR 25.200. To register in SAM, entities will be required to create a Unique Entity Identifier (UEI). Instructions for obtaining the UEI are available at 
                    <E T="03">https://sam.gov/content/entity-registration.</E>
                     Further information regarding SAM registration and the UEI can be found in this notice.
                </P>
                <P>(3) On page 26224 in the first column, correct the first paragraph to read as follows:</P>
                <P>Also, as part of the complete application package, the lender must provide a list of all the lender's principals (in accordance with the definition below) in the organization. This information will be used to screen the lender's principals in the Do Not Pay Portal for SAM-EXCL-RES at the application stage.</P>
                <P>(4) On page 26225 in the first column, correct the second paragraph to read:</P>
                <P>i. In accordance with 2 CFR 180.300, the lender must verify and provide documentation to the Agency that the borrowing entity and the borrowing entity's principals; and the borrower's management agent and the management agent's principals are not excluded or disqualified by:</P>
                <P>
                    <E T="03">A.</E>
                     Checking SAM Exclusions (
                    <E T="03">https://sam.gov</E>
                    ); or
                </P>
                <P>
                    <E T="03">B.</E>
                     Collecting a certification; or
                </P>
                <P>
                    <E T="03">C.</E>
                     Adding a clause or condition to the covered transaction.
                </P>
                <P>(5) On page 26225 in the second column, delete the fifth bullet under (2) that reads:</P>
                <P>“The lender must provide to the Agency a certification from the borrower that the borrower is not under any State or Federal order suspending or debarring participation in State or Federal loan programs and that the borrower is not delinquent on any nontax obligation to the United States.”</P>
                <P>(6) On page 26226 in the third column, correct the first bullet to read as follows:</P>
                <P>
                    □ In accordance with 2 CFR 180.300, the lender must verify and provide documentation to the Agency that the property management entity and the 
                    <PRTPAGE P="46048"/>
                    property management entity's principals are not excluded or disqualified by:
                </P>
                <P>
                    a. Checking SAM Exclusions (
                    <E T="03">https://sam.gov</E>
                    ); or
                </P>
                <P>b. Collecting a certification; or</P>
                <P>c. Adding a clause or condition to the covered transaction.</P>
                <P>
                    (7) On page 26227, in the second column, in the fourth complete paragraph, revise the first line to add “
                    <E T="03">3</E>
                    ” after 
                    <E T="03">Priority</E>
                     and before the emdash to be consistent with numbering sequence.
                </P>
                <SIG>
                    <NAME>Cathy Glover,</NAME>
                    <TITLE>Acting Administrator, Rural Housing Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15202 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3410-XV-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">SMALL BUSINESS ADMINISTRATION</AGENCY>
                <CFR>13 CFR Parts 121, 124, and 127</CFR>
                <RIN>RIN 3245-AH93</RIN>
                <SUBJECT>Small Business Size Standards: Adjustment of Monetary-Based Size Standards, Disadvantage Thresholds, and 8(a) Eligibility Thresholds for Inflation</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>U.S. Small Business Administration.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        This rule finalizes, without change, the U.S. Small Business Administration's (SBA or Agency) November 17, 2022, interim provisions that adjusted monetary-based industry size standards (
                        <E T="03">i.e.,</E>
                         receipts- and assets-based) for inflation. Specifically, this rule finalizes three interim final actions adopted in the November 17, 2022 rule. First, this rule finalizes an additional 13.65 percent inflation increase to the industry-based monetary small business size standards to account for the inflation that occurred since the last adjustment to size standards for inflation in 2019. Second, this rule finalizes inflation adjustments to three program-specific monetary size standards: the size standards for sales or leases of government property, the size standards for stockpile purchases, and the alternative size standard based on tangible net worth and net income for the Small Business Investment Company (SBIC) program. Third, this rule finalizes inflation adjustments to the economic disadvantage thresholds applicable to the 8(a) Business Development and Economically Disadvantaged Women-Owned Small Business programs, and the dollar limit for combined total 8(a) contracts.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This rule is effective July 19, 2023.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Samuel Castilla, Office of Size Standards, (202) 205-6618 or 
                        <E T="03">sizestandards@sba.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    As explained in the SBA's “Size Standards Methodology” white paper available at 
                    <E T="03">www.sba.gov/size</E>
                     and at 
                    <E T="03">www.regulations.gov</E>
                     (Docket ID: SBA-2018-0004), SBA reviews small business size standards and makes necessary adjustments to them for three reasons: (i) changes in industry structure and Federal market conditions under the Small Business Jobs Act of 2010 (Jobs Act), Public Law 111-240, section 1344, Sep. 27, 2010; (ii) inflation in accordance with 13 CFR 121.102(c); and (iii) adoption of the latest North American Industry Classification System (NAICS) revision by the Office of Management and Budget. Updating size standards based on inflation—in addition to updating size standards based on the latest industry and Federal contracting data under the five-year rolling review—not only satisfies the Jobs Act's mandate that SBA review all size standards every five years, but also is consistent with Executive Order 13563 on improving regulation and regulatory review.
                </P>
                <P>
                    Although SBA is required to assess the impact of inflation on its monetary-based size standards 
                    <E T="03">at least</E>
                     once every five years (67 FR 3041; January 23, 2002) (13 CFR 121.102(c)), SBA may modify the timing of its adjustments to size standards and consider adjustments even more frequently than five-year intervals based on the prevailing economic conditions and the important policy objective of maintaining the value of size standards in inflation-adjusted terms.
                </P>
                <P>
                    Accordingly, on November 17, 2022 (87 FR 69118), SBA published a joint final rule and interim final rule (IFR) that finalized, without change, SBA's July 2019 IFR (84 FR 34261; July 18, 2019) that adjusted industry-based (
                    <E T="03">i.e.,</E>
                     receipts- and assets-based) and certain program-specific monetary size standards for inflation that occurred since the previous inflation adjustment in 2014 (79 FR 33647; June 12, 2014). SBA's November 2022 rule also contained interim final provisions to increase by 13.65 percent all industry-specific monetary small business size standards, including receipts-based size standards for 496 industries and nine subindustries (
                    <E T="03">i.e.,</E>
                     “exceptions” in the SBA Table of Size Standards), as well as assets-based size standards for four industries.
                </P>
                <P>
                    SBA assessed the impact of the general price increases on size standards before the normal five-year review for inflation was due, which would have been in 2024, due to the prevailing economic conditions and the rise in the general level of prices since the last adjustment in 2019. SBA's adjustments to industry-based monetary size standards for inflation were in addition to the changes to monetary-based size standards adopted in March and June of 2022 as part of SBA's second five-year rolling review of size standards,
                    <SU>1</SU>
                    <FTREF/>
                     as required by section 1344 of the Jobs Act.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         See Small Business Size Standards: Agriculture, Forestry, Fishing and Hunting; Mining, Quarrying, and Oil and Gas Extraction; Utilities; Construction (87 FR 18607; March 31, 2022), Small Business Size Standards: Transportation and Warehousing; Information; Finance and Insurance; Real Estate and Rental and Leasing (87 FR 18627; March 31, 2022), Small Business Size Standards: Professional, Scientific and Technical Services; Management of Companies and Enterprises; Administrative and Support and Waste Management and Remediation Services (87 FR 18665; March 31, 2022), Small Business Size Standards: Education Services; Health Care and Social Assistance; Arts, Entertainment and Recreation; Accommodation and Food Services; Other Services (87 FR 18646; March 31, 2022), and Small Business Size Standards: Wholesale Trade and Retail Trade (87FR 35869; June 14, 2022).
                    </P>
                </FTNT>
                <P>SBA's November 2022 rule also contained interim final provisions to adjust for inflation three program-specific receipts-based size standards. These include the size standards for sales or leases of government property which was increased from $8 million to $9 million in average annual receipts, the size standards for stockpile purchases which was increased from $67.5 million to $76.5 million in average annual receipts, and the alternative size standard based on tangible net worth and net income for the Small Business Investment Company (SBIC) program. Inflation adjustment increased tangible net worth from $19.5 million to $24 million and net income from $6.5 million to $8 million.</P>
                <P>
                    Besides adjustment of industry and program-based monetary size standards described above, the interim final provisions of the November 2022 rule also adjusted other monetary thresholds primarily used in the 8(a) Business Development (8(a) BD) program and the Economically Disadvantaged Women-Owned Small Business (EDWOSB) program to determine eligibility of applicants and current participants as economically disadvantaged business concerns. Specifically, SBA adjusted for inflation the following Economic disadvantage thresholds for the 8(a) BD and EDWOSB programs: Net worth from $750,000 to $850,000 (13 CFR 124.104(c)(2)), Income (adjusted gross income or AGI) from $350,000 to 
                    <PRTPAGE P="46049"/>
                    $400,000 (13 CFR 124.104(c)(3)), and total assets from $6 million to $6.5 million (13 CFR 124.104(c)(4)). SBA also adjusted the dollar limit for combined total 8(a) contracts from $100 million to $168.5 million (13 CFR 124.519(a)).
                </P>
                <P>In this final rule, SBA is adopting, without change, the interim final provisions contained in the November 2022 rule as described above. SBA's adoption of the interim final provisions provides assurances to the public that the Agency is monitoring inflation to determine whether to adjust size standards within a reasonable period since its last inflation adjustment. SBA's adoption of the interim final provisions also ensures that the recently reviewed industry-based monetary size standards under the Jobs Act are up-to-date for accurately determining small business status, and restores the eligibility of businesses that may have lost their small business status due solely to price level increases rather than from increases in business activity. Given the current developments in the U.S. economy, SBA will continue to monitor the inflation and other economic indicators and their impacts on size standards and adjust size standards, as needed.</P>
                <P>The November 2022 rule requested comments from the public on SBA's methodology of using the gross domestic product (GDP) price index for adjusting size standards for inflation and suggestions for alternative measures of inflation, on whether SBA should adjust employee-based size standards for labor productivity growth and technical changes similar to adjusting monetary-based size standards for inflation, and on changes to program-specific size standards. Below is a discussion of those comments and SBA's responses.</P>
                <P>
                    As required under 13 CFR 121.102(e), SBA advises readers that interested eligible parties may file a petition for reconsideration of a revised, modified, or established size standard at SBA's Office of Hearings and Appeals (OHA) within 30 calendar days after publication of this final rule in accordance with 15 U.S.C. 632(a)(9) and 13 CFR part 134, subpart I. You may reach OHA using the following contact information: by mail at U.S. Small Business Administration, Office of Hearings and Appeals, 409 Third St. SW, Eighth Floor, Washington, DC 20416, by email at 
                    <E T="03">ohafilings@sba.gov,</E>
                     by phone: 202-401-8200 TTY/TRS: 711, or by fax at (202) 205-7059.
                </P>
                <HD SOURCE="HD1">Summary and Discussion of Public Comments on the November 17, 2022 Rule</HD>
                <P>
                    SBA received nine comments on the November 2022 rule, of which eight comments were relevant. Each of the eight relevant comments expressed general support for SBA's interim changes to NAICS-based industry size standards. Four commenters petitioned SBA to make adjustments to certain monetary thresholds other than monetary-based size standards that the Agency adjusted for inflation in the November 2022 rule, of which one commenter also petitioned SBA to consider changing its methodology for adjusting size standards for inflation generally. All comments are available at the Federal rulemaking portal, 
                    <E T="03">www.regulations.gov,</E>
                     and are summarized and discussed below.
                </P>
                <HD SOURCE="HD1">Comments Supporting SBA's Changes</HD>
                <P>SBA received eight pertinent comments to the November 2022 rule that expressed general support for SBA's interim changes to industry-based monetary size standards. Commenters supported SBA's changes for several reasons, including the timeliness of SBA's adjustments given the recent increases in inflation and SBA's decision to issue the changes through an interim final rulemaking with requests for comments instead of a proposed rule. Commenters also expressed support for SBA's changes due to the expanded runway that it provides to small business in accessing SBA's financial assistance and contracting programs. One commenter explained that SBA's support of small business and timely recognition of the impacts of inflation on the size standards and ability of small business to compete is laudatory. The commenter expressed that issuance of the inflation adjustments as an interim final rule while still soliciting public comment correctly balances the need for urgency and public interest. Another comment from a national organization representing over 15,000 minority-owned businesses expressed that minority-owned business enterprises (MBEs) will benefit greatly from this new rule change as it will help bring economic equity in the Federal contracting process. Another comment from a national trade association supported SBA's changes on the grounds that the changes will allow more small businesses to be eligible or remain eligible for SBA assistance.</P>
                <HD SOURCE="HD2">SBA Response</HD>
                <P>SBA agrees with commenters supporting the rule that there are various benefits from adopting the interim final changes to size standards contained in the November 2022 rule. The most significant benefits were described in the Regulatory Impact Analysis section of the November 2022 rule. The primary benefits include: (1) Some businesses that are above the current size standards may gain small business status under the higher, inflation-adjusted size standards, thereby enabling them to participate in Federal small business assistance programs; (2) Growing small businesses that are close to exceeding the current size standards will be able to retain their small business status under the higher size standards, thereby enabling them to continue their participation in the programs; and (3) Federal agencies will have a larger pool of small businesses from which to draw for their small business procurement programs.</P>
                <P>SBA estimated that the changes adopted in the November 2022 rule enabled approximately 17,700 firms in industries and subindustries with receipts-based size standards and about 170 firms in industries with assets-based size standards, above SBA's size standards at the time, to gain small business status and become eligible for SBA programs, resulting in about $1.3 billion in additional small business Federal contract dollars to the newly-qualified businesses.</P>
                <P>Moreover, SBA agrees with commenters regarding the importance of SBA's timely adjustments to size standards, including adjustments even more frequently than regular five year intervals, as required by 13 CFR 121.102(c)), based on the prevailing economic conditions. Accordingly, in response to the recent sustained increases in the general level of prices in the economy, SBA issued the November 2022 rule which contained interim final changes to adjust monetary size standards for inflation that has occurred since the last adjustment in July 2019 (84 FR 34261; July 18, 2019). In this final rule, SBA is adopting, without change, the interim final provisions contained in the November 2022 rule to ensure that small businesses can successfully compete for Federal contracting opportunities and access SBA's financial assistance programs.</P>
                <HD SOURCE="HD1">Comments Recommending Changes to the November 2022 Rule</HD>
                <P>
                    While eight commenters to SBA's November 2022 rule expressed general 
                    <PRTPAGE P="46050"/>
                    support for SBA's changes to NAICS-based industry size standards, three commenters petitioned SBA to adjust other monetary thresholds not included in the rule, namely, the alternative size standard applicable to SBA's 7(a) and Certified Development Company (CDC)/504 loan programs (collectively “Business Loan programs”), and the sole source/direct awards thresholds applicable to SBA's 8(a) and other SBA programs. Of these three commenters, one commenter also petitioned SBA to adjust size standards for inflation on an industry-by-industry basis. SBA received one comment urging SBA to revise its calculation of net worth.
                </P>
                <P>Regarding SBA's alternative size standard, a national trade association for Certified Development Companies (CDCs) recommended that SBA immediately adjust for inflation the statutory alternative size standard applicable to SBA's 7(a) and 504 loan programs, and include it in future inflation adjustments on a five-year schedule, but did not recommend specific thresholds for the alternative size standard.</P>
                <P>Regarding the sole source thresholds applicable to SBA's 8(a) and other SBA programs, SBA received one comment from a business recommending that SBA increase the current $4.5 million threshold for sole source awards applicable to 8(a) contracts for services by a significant amount; however, the commenter did not specify what size level would constitute a “significant” increase, nor provided any data to support their position.</P>
                <P>
                    Another commenter urged SBA to adjust the sole source thresholds in line with the House-passed National Defense Authorization Act (NDAA) 2023 
                    <SU>2</SU>
                    <FTREF/>
                     and proposed amendments to the Federal Contracting Fairness Act of 2022.
                    <SU>3</SU>
                    <FTREF/>
                     The commenter recommended that SBA increase the sole source thresholds as follows: $12,000,000 in the case of a contract opportunity assigned a NAICS code for research and development or related Product Services Codes (PSCs); $14,000,000 in the case of a contract opportunity assigned a NAICS code for manufacturing or if the small business concern partners with an institution of higher education described in section 371(a) of the Higher Education Act of 1965 (20 U.S.C. 1067q(a)); or $10,000,000 in the case of any other contract opportunity.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Text—H.R. 7900—117th Congress (2021-2022): National Defense Authorization Act for Fiscal Year 2023 | 
                        <E T="03">Congress.gov</E>
                         | Library of Congress.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Text—S. 5044—117th Congress (2021-2022): Federal Contracting Fairness Act of 2022 | 
                        <E T="03">Congress.gov</E>
                         | Library of Congress.
                    </P>
                </FTNT>
                <P>One commenter in this group also petitioned SBA to consider adjusting size standards for inflation on an industry-by-industry basis instead of applying a general price increase to all industries. The commenter argued that the general value applied to all industries doesn't account for market trends and the rising costs of technology tools, software, and program implementation in certain industries.</P>
                <P>Another commenter urged SBA to revise its calculation of net worth by allowing applicants to subtract real estate debt from the value of their real estate assets in order to counter housing price inflation. The commenter expressed concern that housing price inflation may create paper gains for real estate assets that have significant debt liabilities that may force a firm to leave an SBA program.</P>
                <HD SOURCE="HD2">SBA Response</HD>
                <P>Regarding the comment that SBA should evaluate and immediately adjust for inflation the alternative size standard applicable to SBA's 7(a) and 504 loan programs, SBA affirms its commitment to meet its statutory obligation under section 3(a)(5) of the Small Business Act to establish an appropriate alternative size standard using maximum tangible net worth and average net income for its Business Loan Programs. The Jobs Act established for applicants for the SBA's Business Loan Programs an interim alternative size standard of not more than $15 million in tangible net worth and not more than $5 million in the average net income after Federal income taxes (excluding any carry-over losses) of the applicant for the two full fiscal years before the date of the application and it provided that this interim statutory alternative size standard would remain in effect until such time as SBA has established a new permanent alternative size standard for the Business Loan Programs through rulemaking. 15 U.S.C. 632(a)(5). Prior to that, SBA had a lower permanent regulatory alternative size standard that applied to the 504 Loan Program, and temporarily applied to the 7(a) Loan Program for the period beginning on May 5, 2009, and ending on September 30, 2010, 13 CFR 120.301(b)(2). SBA is not reviewing the alternative size standard applicable to its Business Loan Programs under this final rule. However, SBA intends to issue in the near future a separate proposed rule to adjust for inflation the interim alternative size standards for 7(a) and CDC/504 programs and solicit feedback and public comments on a permanent alternative size standard for SBA's Business Loan Programs.</P>
                <P>As part of this effort, on March 22, 2018, SBA issued an advanced notice of proposed rulemaking (ANPRM) to solicit comments and data for use in its forthcoming proposed rule (83 FR 12506). SBA looks forward to receiving public comments on its proposed revisions to the alternative size standard under the future proposed rule for the alternative size standard for SBA's Business Loan Programs.</P>
                <P>
                    Regarding the comments that SBA should adjust for inflation the sole source thresholds applicable to SBA's 8(a) and other SBA programs, SBA notes that 13 CFR 124.506(a)(1) establishes that the Federal Acquisition Regulatory Council (FAR Council) has the responsibility of adjusting each acquisition-related dollar threshold on October 1, of each year that is evenly divisible by five. Accordingly, on October 2, 2020, the Department of Defense (DoD), the General Services Administration (GSA), and the National Aeronautics and Space Administration (NASA), which constitute the FAR Council, issued a final rule adjusting for inflation the sole source thresholds for the 8(a), HUBZone, and Women Owned Small Business programs (85 FR 62485). Specifically, the FAR Council raised the following small business thresholds in 48 CFR part 19: the sole-source thresholds in the 8(a) program to $7.5 million for manufacturing contracts and $4.5 million for all other contracts (previously $7 million and $4 million, respectively) (19.805-1); the threshold to require a justification for a sole-source 8(a) award to $25 million (previously $22 million) (19.808-1), of which DoD applies a $100 million threshold for these justifications (219.808-1); the sole-source thresholds in the HUBZone program to $7.5 million for manufacturing contracts and $4.5 million for all other contracts (previously $7 million and $4 million, respectively) (19.1306); the sole-source threshold in the Small Disadvantaged Veteran Owned Small Business (SDVOSB) program to $7 million for manufacturing contracts (previously $6.5 million) (19.1406); and the sole-source thresholds in the Woman Owned Small Business (WOSB) program to $7 million for manufacturing contracts and $4.5 million for all other contracts (previously $6.5 million and $4 million, respectively) (19.1506). Thus, given the recent adjustments to these size standards for inflation and SBA's regulations at 13 CFR 124.506(a)(1) establishing that the FAR Council has the responsibility of adjusting acquisition-related dollar thresholds, in this final rule, SBA is not further 
                    <PRTPAGE P="46051"/>
                    adjusting the above sole source thresholds applicable to SBA programs. However, such adjustments may be made through a future proposed rulemaking.
                </P>
                <P>Regarding the comment petitioning SBA to consider adjusting monetary-based size standards for inflation on an industry-by-industry basis instead of applying a general price increase to all industries, SBA notes that small business size standards are used to determine eligibility of businesses for a wide variety of SBA's and other Federal programs. The majority of businesses participating in those programs are engaged in multiple industries producing a wide range of goods and services. Therefore, it is important that SBA use a broad measure of inflation to adjust its size standards. SBA's preferred measure of inflation has consistently been the chain-type price index for the U.S. Gross Domestic Product (GDP price index), published by the Bureau of Economic Analysis (BEA) within the U.S. Department of Commerce on a quarterly basis as part of its National Income and Product Accounts (NIPA). In the SBA's 2014 IFR adjusting size standards for inflation (79 FR 33647; June 12, 2014), besides the GDP price index, SBA reviewed several alternative inflation measures published by the Federal Government (including the consumer price index, the personal consumption expenditures price index, the producer price index, and the employment cost index) for their appropriateness to use for adjusting SBA's size standards. Among all these indexes, SBA determined that the GDP price index is the most comprehensive measure to capture movements in the general price level in the economy and consequently the most appropriate measure of inflation for adjusting SBA's size standards. Thus, as in the previous inflation adjustments in 2014 and 2019, SBA decided to use the GDP price index to adjust industry-based monetary size standards for the November 2022 inflation adjustment.</P>
                <P>Moreover, as discussed earlier in this rule, SBA recently concluded the second five-year review of size standards under the Jobs Act. Under the second five-year review, SBA evaluated all industry-based monetary size standards and adopted revisions to size standards where appropriate based on SBA's evaluation of industry and Federal contracting factors. The inflation adjustments to size standards adopted in this final rule are in addition to SBA's changes to size standards under the second five-year review of size standards.</P>
                <P>
                    SBA believes that its five-year comprehensive review of size standards under the Jobs Act is the most appropriate regulatory venue to evaluate and address industry-specific economic characteristics and recent Federal contracting trends that may support a size standard different from SBA's current size standard. As part of its review of size standards, SBA must ensure that small business definitions vary from industry to industry to reflect industry differences as required by the Small Business Act (15 U.S.C. 632(a)) (Act). To that end, as part of the comprehensive review of size standards, SBA evaluates industry structure at the 6-digit NAICS level, such as average firm size, startup costs and entry barriers, industry concentration, and distribution of firms by business size. SBA also evaluates Federal contracting trends (
                    <E T="03">i.e.,</E>
                     small business share of Federal contract dollars relative to small business share of total industry's receipts) for industries with significant contracting activities (
                    <E T="03">i.e.,</E>
                     industries averaging $20 million or more in Federal contracts annually). Based on its analysis of the above industry and Federal contracting factors, and after considering all comments submitted to SBA during the proposed rule stage, in March and June of 2022, as part of SBA's second five-year review of size standards, SBA issued a series of five final rules reviewing all industry-based monetary size standards as required under the Jobs Act.
                    <SU>4</SU>
                    <FTREF/>
                     Thus, while SBA is not including a comprehensive review of industry factors in this final rule, SBA believes that it has satisfied the commenter's petition to consider industry-specific factors in the evaluation of size standards under the recently completed, second five-year review of size standards.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         See Footnote 1, above.
                    </P>
                </FTNT>
                <P>Regarding the comment urging SBA to revise its calculation of net worth by excluding real estate debt from the calculation of net worth, SBA assumes that the commenter is referring to SBA's net worth calculation for determining economic disadvantage for purposes of assessing eligibility for participation in the 8(a) BD program. SBA notes that under the current regulations at 13 CFR 124.104(a), economically disadvantaged individuals are defined as those whose ability to compete in the free enterprise system has been impaired due to diminished capital and credit opportunities as compared to others in the same or similar line of business who are not socially disadvantaged. SBA disagrees that real estate debt should be excluded from the calculation of net worth because such exclusions may allow individuals with access to substantial capital and credit opportunities, as demonstrated by their significant real estate debts, to qualify as economically disadvantaged. This would be counter to SBA's definition of an economically disadvantaged individual, which requires that individuals demonstrate diminished capital and credit opportunities.</P>
                <P>Prior to the SBA's November 2022 rule, the net worth of an economically disadvantaged individual had to be less than $750,000. In addition, their Income (AGI) (13 CFR 124.104(c)(3)) had to be less than $350,000, and their Total Assets (13 CFR 124.104(c)(4)) less than $6 million. In the November 2022 rule, SBA increased these thresholds for inflation. Currently, the net worth of an economically disadvantaged individual must be less than $850,000 (13 CFR 124.104(c)(2)), Income (AGI) (13 CFR 124.104(c)(3)) must be less than $400,000, and Total Assets (13 CFR 124.104(c)(4)) less than $6.5 million. In determining net worth, SBA excludes the individual's equity in their primary personal residence. However, exclusions for net worth purposes are not exclusions for asset valuation or access to capital and credit purposes. SBA continues to believe that it is appropriate to determine economic disadvantage for purposes of the 8(a) BD program based on these factors, and thus, is not adjusting the methodology for calculating net worth in this final rule.</P>
                <HD SOURCE="HD1">Conclusion</HD>
                <P>With due consideration of all public comments as discussed above, in this final rule, SBA is adopting the increases in all industry-specific monetary size standards for inflation, as published in the November 2022 rule. SBA is also adopting the adjustments for inflation to three program-specific receipts-based size standards contained in the November 2022 rule. These include sales or leases of Government property for which SBA is adopting $9 million in average annual receipts, stockpile purchases for which SBA is adopting $76.5 million in average annual receipts, and the alternative size standard based on tangible net worth and net income for the Small Business Investment Company (SBIC) program for which SBA is adopting $24 million of tangible net worth and $8 million of net income.</P>
                <P>
                    SBA also adopts the adjustments to monetary thresholds used in the 8(a) BD and the EDWOSB programs to determine eligibility of applicants and current participants as economically 
                    <PRTPAGE P="46052"/>
                    disadvantaged business concerns, as contained in the November 2022 rule. Specifically, SBA is adopting the following economic disadvantage thresholds for the 8(a) BD and EDWOSB programs: $850,000 as the threshold for Net worth (13 CFR 124.104(c)(2)), $400,000 as the threshold for Income (AGI) (13 CFR 124.104(c)(3)), and $6.5 million as the threshold for Total Assets (13 CFR 124.104(c)(4)). SBA is also adopting $168.5 million as the dollar limit for combined total 8(a) contracts (13 CFR 124.519).
                </P>
                <P>Accordingly, SBA is issuing this final rule to adopt and finalize, without change, the interim final changes contained in the rule published on November 17, 2022 (87 FR 69118).</P>
                <HD SOURCE="HD1">Compliance With Executive Order 12866, the Congressional Review Act (5 U.S.C. 801-808), the Regulatory Flexibility Act (5 U.S.C. 601-612), Executive Orders 13563, 12988, and 13132, and the Paperwork Reduction Act (44 U.S.C., Ch. 35)</HD>
                <HD SOURCE="HD2">Executive Order 12866</HD>
                <P>The Office of Management and Budget (OMB) has determined that this final rule is not a “significant regulatory action” for purposes of Executive Order 12866. OMB also determined that the November 2022 rule was not a “significant regulatory action” for purposes of Executive Order 12866. However, in order to help explain the need for this rule and its potential benefits and costs, SBA provided a Cost Benefit Analysis of the rule in the November 2022 rule, which is summarized below.</P>
                <HD SOURCE="HD3">Cost Benefit Analysis</HD>
                <P>SBA's statutory mission is to aid and assist small businesses through a variety of financial, procurement, business development, and advocacy programs. To assist the intended beneficiaries of these programs effectively, SBA must establish distinct definitions of which businesses are deemed small businesses. The Small Business Act (15 U.S.C. 632(a)) (Act) delegates to the SBA Administrator the responsibility for establishing small business definitions. The Act also requires that small business definitions vary from industry to industry to reflect industry differences. SBA is required to assess the impact of inflation on its monetary-based size standards at least once every five years (67 FR 3041; January 23, 2002) (13 CFR 121.102(c)). This final rule adopts, without change, the interim final changes contained in the November 2022 rule.</P>
                <P>The most significant benefit to businesses of SBA's adjustments to size standards for inflation finalized in this final rule were described in detail in the November 2022 rule. The size standards adopted by SBA at that time enabled businesses that exceeded size standards simply due to inflation-driven revenue growth to regain or maintain eligibility for Federal small business assistance programs. The changes also helped businesses about to exceed their size standards to retain small business eligibility for Federal programs for a longer period. These programs included SBA's financial assistance programs, economic injury disaster loans (EIDL), and Federal procurement programs intended for small businesses. Federal procurement programs provide targeted opportunities for small businesses under SBA's business development programs, such as 8(a) BD, Small Disadvantaged Businesses (SDB), small businesses located in Historically Underutilized Business Zones (HUBZone), WOSB, EDWOSB, and SDVOSB. Federal agencies may also use SBA's size standards for a variety of other regulatory and program purposes. These programs assist small businesses to become more knowledgeable, stable, and competitive.</P>
                <P>Besides small business contracting opportunities and financial assistance, small businesses also benefited through reduced fees, less paperwork, and fewer compliance requirements that are available to small businesses through Federal agencies that use SBA's monetary-based size standards.</P>
                <P>In the November 2022 rule, SBA estimated that the changes would enable approximately 17,713 firms in industries and subindustries with receipts-based size standards and about 170 firms in industries with assets-based size standards, above SBA's size standards, to gain small business status and become eligible for these programs. SBA estimated that this change would increase the small business share of total receipts in industries and subindustries with receipts-based size standards from 29 percent to 30 percent and the small business share of total assets in industries with assets-based size standards from 5.4 percent to 5.9 percent.</P>
                <P>SBA also estimated that firms gaining small business status under the inflation adjusted size standards could receive $1.3 billion in additional small business Federal contract dollars. This represented an increase of about 1.7 percent over the baseline. Additionally, by allowing businesses above the size threshold to regain small business status and advanced small businesses close to size standards to prolong their small status for a longer period, the November 2022 rule expanded the pool of qualified small firms for Federal agencies to draw upon to meet their small business requirements.</P>
                <P>Moreover, SBA estimated that about seven additional loans totaling about $4.1 million could be made to the newly defined small businesses under SBA's 7(a) and 504 Loan Programs under the adjusted industry-based size standards.</P>
                <P>
                    To the extent that those 17,883 additional small firms under receipts-based and assets-based size standards could become active in Federal procurement programs, SBA estimated in the November 2022 rule that the adjusted size standards may entail some additional administrative costs to the government as a result of more businesses being eligible for Federal small business programs. For example, there could be more firms seeking SBA's guaranteed loans, more firms eligible for enrollment in the Dynamic Small Business Search (DSBS) database or in 
                    <E T="03">certify.sba.gov,</E>
                     more firms seeking certification as 8(a) or HUBZone firms or qualifying for small business, WOSB, EDWOSB, SDVOSB, and SDB status, and more firms applying for SBA's 8(a) BD and all small business mentor-protégé programs.
                </P>
                <P>One may surmise that an expanded pool of small businesses under higher size standards due to inflation adjustment might result in a higher number of small business size protests and additional processing costs to agencies. However, SBA's historical data on size protests shows that the number of size protests actually decreased after an increase in the number of businesses qualifying as small as a result of size standards revisions as part of the first five-year review of size standards. Specifically, on an annual basis, the number of size protests dropped from about 600 during fiscal years 2011-2013 (review of most receipts-based size standards was completed by the end of FY 2013) to about 500 during fiscal years 2018-2020. That represents a 17 percent decline.</P>
                <P>
                    Aside from taking time to register in the System for Award Management (SAM) to be eligible to participate in Federal contracting and update the SAM profile annually, SBA estimated that small businesses incur no direct costs to gain or retain their small business status under the inflation adjusted size standards. All businesses willing to do business with the Federal Government must register in SAM and update their SAM profiles annually, regardless of their size status. SBA believes that a 
                    <PRTPAGE P="46053"/>
                    vast majority of businesses that are willing to participate in Federal contracting are already registered in SAM and update their SAM profiles annually. It is important to point out that most business entities that are already registered in SAM will not be required to update their SAM profiles. However, it will be incumbent on registrants to review, and update as necessary, their profiles to ensure that they have the correct NAICS codes. SAM requires that registered companies review and update their profiles annually, and therefore, businesses will need to pay particular attention to the changes to determine if they might affect them. They will also have to verify, and update, if necessary, their Representations and Certifications in SAM. More importantly, this rule does not establish the new size standards for the very first time; rather it intends to modify the existing size standards by adjusting them for the inflation that has occurred since the last inflation adjustment in 2019.
                </P>
                <P>In the November 2022 rule, SBA also described how, due to the expanded pool of small businesses, contracts may move from unrestricted competition to small business set-aside contracts, resulting in competition among fewer total bidders. However, any additional costs associated with fewer bidders are expected to be minor since, by law, procurements may be set aside for small businesses under the 8(a)/BD, HUBZone, WOSB, EDWOSB, or SDVOSB programs only if awards are expected to be made at fair and reasonable prices.</P>
                <P>Costs may also be higher when full and open contracts are awarded to HUBZone businesses that receive price evaluation preferences. However, with agencies likely setting aside more contracts for small businesses in response to the availability of a larger pool of small businesses under the higher inflation-adjusted size standards, HUBZone firms might receive fewer full and open contracts, thereby resulting in some cost savings to agencies. However, such cost savings are likely to be minimal as only a small fraction of unrestricted contracts are awarded to HUBZone businesses.</P>
                <P>An increase in the number of new applicants to SBA's economic disadvantage programs and an increase in the number of participants eligible for 8(a) sole source awards has similar costs for the programs and for the new applicants and current participants, as discussed in the previous paragraphs. The increase in the number of participants in the programs will not affect the SBA costs of providing services to these business concerns, because the administrative structure is already in place.</P>
                <P>SBA's adoption of increases in the economic disadvantage (ED) eligibility thresholds through inflation adjustment support gaining eligibility of the new applicants which would otherwise be not approved and maintaining eligibility of the existing participants in the 8(a) BD and EDWOSB programs. The new applicants affected by inflation impacting the value of their net worth (NW), adjusted gross income (AGI), and total assets (TA) will be approved into these programs. The inflation adjusted thresholds would also help current SBA ED participants who are about to exceed their NW, AGI, or TA thresholds to retain ED eligibility for Federal programs for a longer period.</P>
                <P>
                    Internal data on applicants to the 8(a) BD program from fiscal years 2019-2021 showed that since the ED thresholds were increased for new applicants in mid-2020 (
                    <E T="03">see</E>
                     Table 7, Increases in ED Thresholds Adopted on July 15, 2020, in the November 2022 rule), the number of approvals increased by 3.2 percent, and the number of denials for economic-disadvantage reasons decreased by 36.8 percent. The same data also showed that since 2019, the applicants' average net worth increased by 50 percent, the average AGI by about 20 percent, and the average total assets by 40 percent.
                </P>
                <P>SBA's inflation adjustment to the ED thresholds provides current program participants with a longer runway to maintain eligibility and allows SBA to approve new applicants to the ED programs who may have been ineligible due to the impacts of the current inflation rate. SBA believes that finalizing the inflation adjustment of the ED thresholds helps to preserve the real value of the current thresholds.</P>
                <P>
                    For the above reasons, SBA estimates that the added administrative costs associated with SBA's adopted changes will be 
                    <E T="03">de minimis</E>
                     because necessary mechanisms are already in place to handle these added requirements.
                </P>
                <HD SOURCE="HD2">Congressional Review Act</HD>
                <P>
                    Subtitle E of the Small Business Regulatory Enforcement Fairness Act of 1996 (codified at 5 U.S.C. 801-808), also known as the Congressional Review Act or CRA, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. SBA will submit a report containing this rule and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States. A major rule under the CRA cannot take effect until 60 days after it is published in the 
                    <E T="04">Federal Register</E>
                    . OMB's Office of Information and Regulatory Affairs has determined that this rule is not a “major rule” as defined by 5 U.S.C. 804(2).
                </P>
                <HD SOURCE="HD2">Final Regulatory Flexibility Analysis</HD>
                <P>Under the Regulatory Flexibility Act (RFA), this final rule may have a significant impact on a substantial number of small businesses in the industries and subindustries with monetary size standards. As described above, this rule may affect small businesses in those industries seeking Federal contracts, loans under SBA's 7(a), 504 and EIDL Programs, and assistance under other Federal small business programs.</P>
                <P>Immediately below, SBA sets forth a final regulatory flexibility analysis (FRFA) of this final rule addressing the following questions: (1) What are the need for and objective of the rule?; (2) What are SBA's description and estimate of the number of small businesses to which the rule will apply?; (3) What are the projected reporting, record keeping, and other compliance requirements of the rule?; (4) What are the relevant Federal rules that may duplicate, overlap, or conflict with the rule?; and (5) What alternatives will allow the Agency to accomplish its regulatory objectives while minimizing the impact on small businesses?</P>
                <HD SOURCE="HD3">1. What are the need for and objective of the rule?</HD>
                <P>As discussed in the supplemental information, the revision to the monetary-based size standards for inflation more appropriately defines small businesses. This final rule is a procedural step that merely finalizes the changes already in place since December 19, 2022 (the effective date of SBA's November 2022 rule), that restored small business eligibility in real terms to businesses that exceeded the size standard due to inflation-led revenue growth rather than due to increased business activity.</P>
                <P>
                    Section 3(a) of the Small Business Act (15 U.S.C. 632(a)) gives SBA the authority to establish and change size standards. Within its administrative discretion, SBA implemented a policy in its regulations to review the effect of inflation on size standards at least once every five years (13 CFR 121.102(c)) and make any changes as appropriate. A review of the latest data indicated that inflation had increased a sufficient amount since the 2019 adjustment to warrant another inflation adjustment to 
                    <PRTPAGE P="46054"/>
                    the monetary-based size standards. Adjusting size standards for inflation is also consistent with a statutory requirement to review all size standards and make adjustments to reflect current market conditions every five years under the Jobs Act.
                </P>
                <HD SOURCE="HD3">2. What are SBA's description and estimate of the number of small businesses to which the rule will apply?</HD>
                <P>Based on the 2017 Economic Census tabulations, in the November 2022 rule, SBA estimated that the changes would enable approximately 17,713 firms in industries and subindustries with receipts-based size standards and about 170 firms in industries with assets-based size standards, above SBA's size standards, to gain small business status and become eligible for these programs. SBA estimated that this change would increase the small business share of total receipts in industries and subindustries with receipts-based size standards from 29 percent to 30 percent and the small business share of total assets in industries with assets-based size standards from 5.4 percent to 5.9 percent. The size standards adopted in the November 2022 rule enabled businesses that have exceeded the size standards for their industries to regain small business status. It also helped advanced small businesses to retain their small business status, and associated benefits, for a longer period.</P>
                <HD SOURCE="HD3">3. What are the projected reporting, record keeping and other compliance requirements of the rule?</HD>
                <P>The inflation adjustment to size standards imposes no additional reporting or record keeping requirements on small businesses. However, qualifying for Federal procurement and a number of other programs requires that businesses register in the SAM database and certify in SAM that they are small at least once annually. Therefore, any newly-eligible small businesses opting to participate in those programs would have had to comply with SAM requirements. However, SBA estimates that there are no additional costs associated with SAM registration or certification. While changing size standards alters the access to SBA's programs that assist small businesses, it does not impose a regulatory burden because such actions on the part of SBA neither regulate nor control business behavior.</P>
                <HD SOURCE="HD3">4. What are the relevant Federal rules, which may duplicate, overlap, or conflict with the rule?</HD>
                <P>
                    Under section 3(a)(2)(C) of the Small Business Act, 15 U.S.C. 632(a)(2)(c), Federal agencies must use SBA's size standards to define a small business, unless specifically authorized by statute to do otherwise. In 1995, SBA published in the 
                    <E T="04">Federal Register</E>
                     a list of statutory and regulatory size standards that identified the application of SBA's size standards as well as other size standards used by Federal agencies (60 FR 57982; November 24, 1995). SBA is not aware of any Federal rule that would duplicate or conflict with establishing size standards.
                </P>
                <P>However, the Small Business Act and SBA's regulations allow Federal agencies to develop different size standards if they believe that SBA's size standards are not appropriate for their programs, with the approval of SBA's Administrator (13 CFR 121.903). The Regulatory Flexibility Act authorizes an Agency to establish an alternative small business definition for Regulatory Flexibility Analysis purposes, after consultation with the Office of Advocacy of the U.S. Small Business Administration (5 U.S.C. 601(3)).</P>
                <HD SOURCE="HD3">5. What alternatives will allow the Agency to accomplish its regulatory objectives while minimizing the impact on small entities?</HD>
                <P>By law, SBA is required to develop numerical size standards for establishing eligibility for Federal small business assistance programs. Other than varying size standards by industry and changing the size measures, no practical alternative exists to the systems of numerical size standards.</P>
                <P>SBA's only other consideration was whether to adopt the size standards presented in the November 2022 rule with no further increase for the inflation. However, SBA believes that the 13.65 percent inflation increase since the previous inflation adjustment in July 2019 sufficiently affects the real value of the size standards to warrant applying an increase at this time. SBA also believes that its inflation adjustments to the dollar limit for combined total 8(a) contracts and the economic disadvantaged thresholds applicable to 8(a) BD and EDWOSB are appropriate, as well as the adjustments to three program-specific monetary size standards: namely, the size standards for sales or leases of government property, the size standards for stockpile purchases, and alternative size standard based on tangible net worth and net income for the Small Business Investment Company (SBIC) program.</P>
                <HD SOURCE="HD2">Executive Order 13563</HD>
                <P>E.O. 13563 emphasizes the importance of quantifying both costs and benefits, reducing costs, harmonizing rules, and promoting flexibility. A description of the need for this regulatory action and benefits and costs associated with this action including possible distributional impacts that relate to Executive Order 13563 is included above in the Benefit-Cost Analysis under Executive Order 12866 and in greater detail in the November 2022 rule which adopted the size standards effective December 19, 2022. Additionally, section 6 of E.O. 13563 calls for retrospective analyses of existing rules.</P>
                <P>SBA updated the Small Business Procurement Advisory Council (SBPAC) on its November 15, 2022, and December 13, 2022, meetings about upcoming rules on size standards, including inflation adjustment. SBA also presented a similar update to the small business audience at the Small Business Alliance of Government Contractors and at various other industry events.</P>
                <HD SOURCE="HD2">Executive Order 12988</HD>
                <P>This action meets applicable standards set forth in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden. This rule does not have retroactive or preemptive effect.</P>
                <HD SOURCE="HD2">Executive Order 13132</HD>
                <P>For purposes of Executive Order 13132, SBA has determined that this final rule will not have substantial, direct effects on the States, on the relationship between the National Government and the States, or on the distribution of power and responsibilities among the various levels of government. Therefore, SBA has determined that this final rule has no federalism implications warranting preparation of a federalism assessment.</P>
                <HD SOURCE="HD2">Paperwork Reduction Act</HD>
                <P>For the purpose of the Paperwork Reduction Act, 44 U.S.C. Ch. 35, SBA has determined that this final rule will not impose any new reporting or record keeping requirements.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects</HD>
                    <CFR>13 CFR Part 121</CFR>
                    <P>
                        Administrative practice and procedure, Government procurement, Government property, Grant programs—business, Individuals with disabilities, Loan programs—business, Reporting and recordkeeping requirements, Small businesses.
                        <PRTPAGE P="46055"/>
                    </P>
                    <CFR>13 CFR Part 124</CFR>
                    <P>Administrative practice and procedure, Government procurement, Government property, Small businesses.</P>
                    <CFR>13 CFR Part 127</CFR>
                    <P>Government contracts, Reporting and recordkeeping requirements, Small businesses.</P>
                </LSTSUB>
                <PART>
                    <HD SOURCE="HED">PART 121—SMALL BUSINESS SIZE REGULATIONS</HD>
                </PART>
                <PART>
                    <HD SOURCE="HED">PART 124—8(a) BUSINESS DEVELOPMENT/SMALL DISADVANTAGED BUSINESS STATUS DETERMINATIONS</HD>
                </PART>
                <PART>
                    <HD SOURCE="HED">PART 127—WOMEN-OWNED SMALL BUSINESS FEDERAL CONTRACT PROGRAM</HD>
                </PART>
                <REGTEXT TITLE="13" PART="127">
                    <AMDPAR>For the reasons set forth in the preamble, the interim final provisions amending 13 CFR parts 121, 124, and 127, published on November 17, 2022 (87 FR 69118), are adopted as a final rule without change.</AMDPAR>
                </REGTEXT>
                <SIG>
                    <NAME>Isabella Casillas Guzman,</NAME>
                    <TITLE>Administrator.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15078 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8026-09-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 21</CFR>
                <DEPDOC>[Docket No. FAA-2023-0938]</DEPDOC>
                <SUBJECT>Demonstration of Radio Altimeter Tolerant Aircraft</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration, DOT</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of availability; final policy and disposition of comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Federal Aviation Administration (FAA) announces Policy Statement PS-AIR-600-39-01 for demonstrating an aircraft is a “radio altimeter tolerant airplane” or a “radio altimeter tolerant rotorcraft” using a method approved by the FAA.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P> This policy is effective July 19, 2023.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        For technical questions concerning this policy statement, contact Barbara Clark, Supervisory Aviation Safety Specialist, Avionics Navigation &amp; Flight Deck Unit (AIR-626B), 800 Independence Ave. SW, Washington, DC 20591; telephone: 202-267-8569; email: 
                        <E T="03">barbara.clark@faa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Background</HD>
                <P>The current performance standards for radio altimeters (also known as radar altimeters) are based on the presumption that no occupancy of an adjacent radio frequency spectrum would cause interference with radio altimeters. During 2021, the radio frequency (RF) operating environment surrounding radio altimeters substantially changed when wireless telecommunication service providers began offering 5G C-Band services near the 4.2-4.4 GHz band. In both the U.S. and internationally, this band is allocated on a primary basis for aeronautical radionavigation service, which is used by aviation radio altimeters. The FAA subsequently determined that radio altimeters could not be relied upon to perform their intended function if they experience interference from 5G wireless broadband operations in the C-Band.</P>
                <P>
                    Deployment of the new 5G C-Band services prompted the FAA to address the risks posed by RF interference to radio altimeters. On December 7, 2021, the FAA issued airworthiness directive (AD) 2021-23-12 
                    <SU>1</SU>
                    <FTREF/>
                     for transport and commuter category airplanes equipped with a radio altimeter and AD 2021-23-13 
                    <SU>2</SU>
                    <FTREF/>
                     for helicopters equipped with a radio altimeter. AD 2021-23-12 and AD 2021-23-13 prohibit certain flight operations requiring radio altimeter data when flying in the presence of 5G C-Band interference as identified by Notices to Air Missions (NOTAMs). In response to AD 2021-23-12, the aviation industry developed a method to show compatibility with 5G emissions in the United States national airspace system for the initial 5G deployment, which was limited to 3.7-3.8 GHz, and the 5G spurious emissions in the radio altimeter band (4.2-4.4 GHz). The FAA accepted this method as support for proposals for alternative methods of compliance (AMOCs) with AD 2021-23-12 and AD 2021-23-13. These AMOCs used standardized assessment parameters, values, and methods to estimate an installed altimeter system protection radii or distance. Aircraft with an altimeter operating beyond this distance from all 5G base stations would not expect harmful effects from RF incompatibility and indeed could depend upon the radio altimeter system to perform fully its intended function. These AMOCs were based on interference thresholds of specific individual radio altimeter transceivers. That is, each transceiver was tested to benchmark their performance in the presence of out-of-band and in-band C-Band signals.
                    <SU>3</SU>
                    <FTREF/>
                     The thresholds were then modified and tailored to installation factors specific to the installed platform (
                    <E T="03">e.g.,</E>
                     measured antenna gains and cable losses). These values were then used to determine the necessary mitigations to protect the airport airspace most critical for the safety of operations. The mitigations included actions by wireless providers as well as flight limitations imposed by the FAA for the airspace areas identified by NOTAM, unless operating under an approved AMOC.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         Amendment 39-21810, 86 FR 69984, December 9, 2021.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Amendment 39-21811, 86 FR 69992, December 9, 2021.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         “In-band signals” have frequencies in the radio altimeter band of 4.2-4.4 GHz. The frequencies of “out-of-band” signals are outside of the radio altimeter band.
                    </P>
                </FTNT>
                <P>
                    The deployment of new 5G C-Band stations continues. Their signals are expected to cover most of the contiguous United States at transmission frequencies between 3.7-3.98 GHz.
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         Federal Communications Commission (FCC) Report and Order FCC 20-22 in the Matter of Expanding Flexible Use of the 3.7-4.2 GHz Band, adopted February 28, 2020, and released March 3, 2020, see 
                        <E T="03">https://www.fcc.gov.</E>
                    </P>
                </FTNT>
                <P>
                    On May 26, 2023, the FAA superseded AD 2021-23-12 with AD 2023-10-02.
                    <SU>5</SU>
                    <FTREF/>
                     The flight limitations imposed by AD 2023-10-02 depend on whether an airplane has a radio altimeter system that demonstrates the tolerances specified in paragraph (g)(1) of the AD using a method approved by the FAA (
                    <E T="03">i.e.,</E>
                     whether the aircraft is a “radio altimeter tolerant airplane”).
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Amendment 39-22438, 88 FR 34065, May 26, 2023.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         The FAA subsequently issued several ADs to address 5G interference for specific Boeing airplane models: AD 2023-12-05, AD 2023-12-10, AD 2023-12-11, AD 2023-12-12, AD 2023-12-13, AD 2023-12-14, and AD 2023-12-15.
                    </P>
                </FTNT>
                <P>
                    On June 22, 2023, the FAA superseded AD 2021-23-13 with AD 2023-11-07.
                    <SU>7</SU>
                    <FTREF/>
                     The flight limitations imposed by AD 2023-11-07 depend on whether a rotorcraft has a radio altimeter system that demonstrates the tolerances specified in paragraph (g)(1) of the AD using a method approved by the FAA (
                    <E T="03">i.e.,</E>
                     whether the aircraft is a “radio altimeter tolerant rotorcraft”).
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         Amendment 39-22453, 88 FR 40685, June 22, 2023.
                    </P>
                </FTNT>
                <P>
                    The FAA published a notice of availability and request for comments on proposed guidance for demonstrating an aircraft is a “radio altimeter tolerant aircraft” in the 
                    <E T="04">Federal Register</E>
                     on May 8, 2023 (88 FR 29554). The public comment period for the notice closed on June 7, 2023.
                    <PRTPAGE P="46056"/>
                </P>
                <HD SOURCE="HD1">Discussion of Comments</HD>
                <P>The FAA received comments from eight organizations: Thales Group, Airlines for America (A4A), MHI RJ Aviation ULC, Dassault Aviation (Dassault), Embraer S.A. (Embraer), the Cargo Airline Association (CAA), Gulfstream Aerospace Corporation (Gulfstream), and the Aviation Coalition. Comments fell into broad categories to include requests regarding how to show compliance; suggestions to harmonize language between the policy and the newly published ADs; statements regarding 5G bandwidth, and recommendations on content, editing, and formatting. One commenter urged the FAA to withdraw the policy.</P>
                <P>
                    A copy of the FAA's disposition of the public comments received is also available at 
                    <E T="03">regulations.gov</E>
                     in Docket No. FAA-2023-0938.
                </P>
                <HD SOURCE="HD2">A. Showing Compliance</HD>
                <P>The FAA received several comments regarding how to show compliance with the policy statement and with AD 2023-10-02 or AD 2023-11-07.</P>
                <P>Thales Group asked if performance justifications submitted for a prior AD must be re-submitted as evidence to support compliance with AD 2023-10-02 or AD 2023-11-07. Performance justification evidence must be re-submitted to the FAA to show compliance. Performance justifications for prior ADs were approved by the FAA before the method in the policy statement was defined. Although the FAA expects that aircraft with AMOCs approved for prior ADs may be able to meet the definition of a “radio altimeter tolerant airplane” or “radio altimeter tolerant rotorcraft,” design approval holders (DAHs) or operators will need to provide the FAA with data showing explicitly that the aircraft meets the tolerances in paragraph (g)(1) of AD 2023-10-02 or AD 2023-11-07 before the FAA will approve the method they propose to use. However, the FAA has updated the policy statement to clarify that data previously submitted for AMOCs with AD 2021-23-12 or AD 2021-23-13 may be referenced to support the method in PS-AIR-600-39-01 without re-submitting the referenced documents themselves.</P>
                <P>Gulfstream commented that the policy allows for the use of existing data and analysis, which manufacturers collected for AMOCs with AD 2021-23-12 or AD 2021-23-13, to demonstrate compliance with the new AD. The FAA acknowledges that while the use of existing data is supported, additional data and analysis is not precluded. The use of power spectral density (PSD) curves for compliance demonstration is different.</P>
                <P>Gulfstream and CAA requested that the FAA identify the radio altimeter technologies that meet the AD requirements. Gulfstream stated the policy creates a duplicative effort and burden on the aviation community in that it asks for data the FAA already possesses based on prior AMOC approvals. CAA stated that the policy creates an undue burden on operators to coordinate with DAHs and radio altimeter manufacturers.</P>
                <P>The FAA disagrees. The FAA approved AMOCs for AD 2021-23-12 and AD 2021-23-13 before the radio altimeter tolerant PSD curves were defined. Although the FAA expects that the aircraft with AMOCs approved for AD 2021-23-12 or AD 2021-23-13 may be able to meet the definition of “radio altimeter tolerant” aircraft, DAHs will need to provide the FAA with data showing explicitly that the aircraft meets the tolerances in AD 2023-10-02 or AD 2023-11-07 before the FAA will approve the method they propose to use. Additionally, the FAA does not maintain a list of tolerant radio altimeters; the determination of a radio altimeter tolerant aircraft must consider the installation details, which vary from aircraft to aircraft. However, the FAA has added guidance to the policy to assist with obtaining FAA approval expeditiously.</P>
                <P>CAA requested the FAA accept requests for AMOCs for operators to continue to operate without restrictions after July 1, 2023, given the same level of safety could be achieved. Operators will not need an AMOC provided their aircraft meets the fundamental and spurious emissions PSD curve thresholds specified in AD 2023-10-02 and AD 2023-11-07. No flight restrictions are mandated by AD 2023-10-02 and AD 2023-11-07 for radio altimeter tolerant aircraft.</P>
                <P>Dassault requested the FAA confirm whether bench tests performed by the transceiver manufacturer would be sufficient for substantiation without additional tests. The FAA partially agrees. Bench tests of multiple units of a given transceiver model; antenna patterns, both in-band and out-of-band; and an analysis of the installed system to determine the appropriate cable loss are all necessary for substantiation. A test of the system (transceiver, antenna(s), and cabling) when installed on the aircraft is not necessary.</P>
                <HD SOURCE="HD2">B. Harmonize Guidance</HD>
                <P>The guidance for spurious emissions in the proposed policy statement was based on a spurious emission level. When the FAA issued AD 2023-10-02 and AD 2023-11-07, the FAA replaced the proposed fixed emission level with a spurious PSD tolerance curve.</P>
                <P>Embraer, Dassault, and the Aviation Coalition requested the FAA revise numerous references in the policy from the spurious level to the spurious emissions PSD curve to be consistent with AD 2023-10-02 and AD 2023-22-07. The FAA agrees and has revised the policy statement accordingly.</P>
                <HD SOURCE="HD2">C. 5G Bandwidth and Interference</HD>
                <P>The Aviation Coalition requested the FAA clarify whether actual 5G C-band transmissions will present a condition where cumulative 5G signaling bandwidths in excess of 100 MHz will be in practice after July 1, 2023. It commented that the cumulative impact of multiple 100 MHz bands is not fully characterized for existing altimeters. The Aviation Coalition further stated the current accepted practice reflects the use of 100 MHz 5G signaling bandwidth for the purposes of compatibility assessment between 5G and radio altimeters. The FAA does not expect cumulative 5G signaling bandwidths in excess of 100 MHz for a given frequency at any one location in practice, based on communication with the FCC.</P>
                <P>The Aviation Coalition asked why the policy specifies an interference tolerance threshold (ITT) measurement since the superseding ADs establish a curve for fundamental tolerance thresholds. The commenter stated it should be sufficient for an applicant to test to the appropriate tolerance levels of the curve and show that the radio altimeter performance at those levels is not unacceptably degraded. The FAA agrees that compliance with the curve can be determined without necessarily determining the transceiver's performance limit. The FAA changed the policy to reflect an interference tolerance (IT) measurement instead of an ITT measurement and updated the definition accordingly.</P>
                <P>Dassault requested the FAA add the exact 5G fundamental frequency bandwidth to the guidance. The FAA agrees and has revised the document accordingly.</P>
                <HD SOURCE="HD2">D. Definitions, Editing, and Formatting</HD>
                <P>The FAA agreed with multiple requests from Dassault and the Aviation Coalition for editorial and formatting changes and reorganization, and revised the proposed policy statement accordingly, including the following:</P>
                <FP SOURCE="FP-1">
                    • The FAA added introductory text to the beginning of sections 1 and 2.
                    <PRTPAGE P="46057"/>
                </FP>
                <FP SOURCE="FP-1">• The FAA added a diagram as figure 1 for clarity and improve understanding.</FP>
                <FP SOURCE="FP-1">• The FAA added a definition of the “stair-step method” to sections 1 and 2.</FP>
                <FP SOURCE="FP-1">• The FAA changed “the log-linear interpolation” to “a log-linear interpolation,” as both terms are equivalent.</FP>
                <FP SOURCE="FP-1">• The FAA changed “line losses” to “cable losses” for consistency in terminology.</FP>
                <FP SOURCE="FP-1">• The FAA moved the discussion of the 5G spurious PSD formula from paragraph 2.c to the introductory part of section 2.</FP>
                <P>Dassault asked whether the performance criteria in the policy section only applies to the transceiver. The performance criteria applies to the installed radio altimeter system. The FAA notes that the equations include terms to characterize the performance of the entire system. The FAA has replaced four instances of “radio altimeter” with “radio altimeter system” to clarify.</P>
                <P>The FAA disagreed with the Aviation Coalition's request to revise the language in paragraph 2.a regarding base stations. The statement is correct as written, as it is a factual definition of 5G base station and aircraft compatibility. For clarity, the FAA moved the statement to the policy section before section 1 as background information.</P>
                <HD SOURCE="HD2">E. Request for the FAA To Withdraw the Policy</HD>
                <P>A4A requested the FAA withdraw the proposed policy because operators who are not DAHs do not have the data and information to show compliance with the methods in the policy without significant assistance from aircraft original equipment manufacturers (OEMs) and radio altimeter manufacturers. A4A stated this would be infeasible given the short compliance timeframe, as well as duplicative since the same data and information associated with aircraft type and radio altimeter technology combination will have already been submitted to the FAA by the DAH/OEM. Lastly, A4A stated the FAA does not have the appropriate resources to timely coordinate and evaluate every operator's submissions while simultaneously reviewing data submitted by the DAH/OEM. Alternatively, A4A requested that operators who are not DAHs be permitted to submit a letter of compliance to their principal avionics inspector, citing either an FAA-published list of compliant aircraft model/radio altimeter combinations or a list from the DAH/OEM.</P>
                <P>The FAA disagrees with withdrawing the policy, as it provides guidance for obtaining FAA approval of a method showing compliance with AD 2023-10-02 and AD 2023-11-07. However, the FAA has added guidance to the policy to assist with obtaining FAA approval expeditiously.</P>
                <HD SOURCE="HD2">F. Request Regarding Horizontal Separation for Rotorcraft</HD>
                <P>The Aviation Coalition noted that language in the proposed policy referring to horizontal separation distance by wing span may be appropriate for airplanes, but not for rotorcraft. Because of other changes made to the policy statement (replacing the proposed spurious emissions level with a spurious PSD curve), the language noted by the commenter has been removed from the document. As a result, no change to the policy is necessary.</P>
                <HD SOURCE="HD2">G. Request To Include “Should”</HD>
                <P>The Aviation Coalition requested that the FAA add the word “should” to several places throughout the policy statement, to be consistent with nature of the policy as a guidance document. The FAA disagrees as the specified language identifies how to use the guidance in this policy as a means of compliance. In some instances, the language specified by the commenter defines a certain value and therefore the addition of “should” would be inappropriate.</P>
                <HD SOURCE="HD2">H. Request To Clarify</HD>
                <P>
                    MHI RJ Aviation ULC requested the FAA clarify an apparent inconsistency between figure 1 in AD 2023-10-02 and AD 2023-11-07 and the section of the policy on 5G spurious tolerance. The FAA understands the commenter to be comparing the 
                    <E T="03">fundamental</E>
                     PSD curve in AD 2023-10-02 with guidance for 
                    <E T="03">spurious</E>
                     tolerance in the policy statement.
                </P>
                <HD SOURCE="HD1">Policy</HD>
                <P>
                    The FAA's policy statement provides guidance for operators and manufacturers to demonstrate an aircraft is a radio altimeter tolerant aircraft, as defined in AD 2023-10-02 and AD 2023-11-07.You may view the final policy statement, PS-AIR-600-39-01, 
                    <E T="03">Demonstration of Radio Altimeter Tolerant Aircraft,</E>
                     at regulations.gov in Docket No. FAA-2023-0938 or on the FAA's Dynamic Regulatory System website at 
                    <E T="03">drs.faa.gov.</E>
                </P>
                <SIG>
                    <DATED>Issued in Des Moines, Washington on July 10, 2023.</DATED>
                    <NAME>Suzanne A. Masterson,</NAME>
                    <TITLE>Acting Manager, Technical Innovation Policy Branch, Policy and Innovation Division, Aircraft Certification Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-14927 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 39</CFR>
                <DEPDOC>[Docket No. FAA-2023-0924; Project Identifier MCAI-2022-01262-T; Amendment 39-22489; AD 2023-13-04]</DEPDOC>
                <RIN>RIN 2120-AA64</RIN>
                <SUBJECT>Airworthiness Directives; Airbus SAS Airplanes</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA is superseding Airworthiness Directive (AD) 2021-16-18, which applied to all Airbus SAS Model A330-200 Freighter, A330-200, A330-300, A330-800, A330-900, A340-200, A340-300, A340-500, and A340-600 series airplanes. AD 2021-16-18 required repetitive inspections of certain fuel pumps for cavitation erosion, replacement if necessary, revision of the operator's existing minimum equipment list (MEL), and accomplishment of certain maintenance actions related to defueling and ground fuel transfer operations. This AD was prompted by reports of a fuel pump showing cavitation erosion that exposed the fuel pump power supply wires, and a determination that affected fuel pumps must be replaced with new, more erosion resistant pumps. This AD continues to require the actions in AD 2021-16-18, and also requires replacement of affected parts, which would terminate the repetitive inspections, as specified in a European Union Aviation Safety Agency (EASA) AD, which is incorporated by reference. This AD also prohibits the installation of certain affected parts. The FAA is issuing this AD to address the unsafe condition on these products.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This AD is effective August 23, 2023.</P>
                    <P>The Director of the Federal Register approved the incorporation by reference of certain publications listed in this AD as of August 23, 2023.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P/>
                    <P>
                        <E T="03">AD Docket:</E>
                         You may examine the AD docket at 
                        <E T="03">regulations.gov</E>
                         under Docket 
                        <PRTPAGE P="46058"/>
                        No. FAA-2023-0924; or in person at Docket Operations between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this final rule, the mandatory continuing airworthiness information (MCAI), any comments received, and other information. The address for Docket Operations is U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                    <P>
                        <E T="03">Material Incorporated by Reference:</E>
                    </P>
                    <P>
                        • For EASA material incorporated by reference in this AD, contact EASA, Konrad-Adenauer-Ufer 3, 50668 Cologne, Germany; telephone +49 221 8999 000; email 
                        <E T="03">ADs@easa.europa.eu;</E>
                         website 
                        <E T="03">easa.europa.eu.</E>
                         You may find this material on the EASA website at 
                        <E T="03">ad.easa.europa.eu.</E>
                    </P>
                    <P>• For Eaton service information incorporated by reference in this AD, contact Eaton Limited, Customer Support, Abbey Park, Southhampton Road, Titchfield, Fareham, Hampshire, PO14 4QA, U.K.; telephone +01 329853000; Fax +01 329853714.</P>
                    <P>
                        • You may view this material at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th St., Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195. It is also available in the AD docket at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2023-0924.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Vladimir Ulyanov, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590 telephone 206-231-3229; email 
                        <E T="03">Vladimir.Ulyanov@faa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Background</HD>
                <P>The FAA issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 to supersede AD 2021-16-18, Amendment 39-21681 (86 FR 60560, November 3, 2021) (AD 2021-16-18). AD 2021-16-18 applied to all Airbus SAS Model A330-201, A330-202, A330-203, A330-223, A330-223F, A330-243, A330-243F, A330-301, A330-302, A330-303, A330-321, A330-322, A330-323, A330-341, A330-342, A330-343, A330-841, A330-941, A340-211, A340-212, A340-213, A340-311, A340-312, A340-313, A340-541, and A340-642 airplanes. AD 2021-16-18 required repetitive inspections of certain fuel pumps for cavitation erosion, replacement if necessary, revision of the operator's existing MEL, and accomplishment of certain maintenance actions related to defueling and ground fuel transfer operations. The FAA issued AD 2021-16-18 to address fuel pump erosion caused by cavitation.</P>
                <P>
                    The NPRM published in the 
                    <E T="04">Federal Register</E>
                     on April 18, 2023 (88 FR 23589). The NPRM was prompted by AD 2022-0197, dated September 22, 2022, issued by EASA (EASA AD 2022-0197), which is the Technical Agent for the Member States of the European Union (also referred to as the MCAI). The MCAI states that new, more erosion resistant pumps have been developed to address the unsafe condition. The MCAI states there have been reports of fuel pumps showing cavitation erosion. This condition, if not detected and corrected, could result, in a case where the pump is running dry, in an ignition source in the fuel tank, which may result in a fuel tank explosion and consequent loss of the airplane.
                </P>
                <P>
                    You may examine the MCAI in the AD docket at 
                    <E T="03">regulations.gov</E>
                     under Docket No. FAA-2023-0924.
                </P>
                <P>In the NPRM, the FAA proposed to retain the requirements of AD 2021-16-18 and require replacement of affected parts, which would terminate the repetitive inspections, as specified in EASA AD 2022-0197. The NPRM also proposed to prohibit the installation of certain affected parts. The FAA is issuing this AD to address the unsafe condition on these products.</P>
                <HD SOURCE="HD1">Other Relevant Rulemaking</HD>
                <P>Note 4 of EASA AD 2022-0197 refers to EASA AD 2015-0194. EASA AD 2015-0194 corresponds to FAA AD 2016-20-10, Amendment 39-18676 (81 FR 71593, October 18, 2016) (AD 2016-20-10). AD 2016-20-10 requires the replacement of fuel pumps that have part number (P/N) 568-1-28300-001, 568-1-28300-002, 568-1-28300-100, or 568-1-28300-101 with a pump having a part number other than those part numbers. However, operators should be aware that this final rule prohibits installation of P/N 568-1-28300-103 as of the effective date of this AD.</P>
                <P>AD 2016-20-10 also requires the replacement of P/N 568-1-28300-101 within 72 months or 96 months after November 22, 2016 (the effective date of AD 2016-20-10), depending on the configuration of the installed fuel pumps. Paragraph (5) of EASA AD 2022-0197 specifies to replace P/N 568-1-28300-101 at location A within 5 years after the effective date of that AD. Paragraph (6) of EASA AD 2022-0197 specifies to replace P/N 568-1-28300-101 at location B within 7 years after the effective date of that AD. These new compliance times do not apply to those affected by AD 2016-20-10. Therefore, the FAA has clarified the compliance time in paragraph (h)(10) of this AD.</P>
                <HD SOURCE="HD1">Discussion of Final Airworthiness Directive</HD>
                <HD SOURCE="HD1">Comments</HD>
                <P>The FAA received comments from Air line Pilots Association, International (ALPA), who supported the NPRM without change.</P>
                <HD SOURCE="HD1">Conclusion</HD>
                <P>This product has been approved by the aviation authority of another country and is approved for operation in the United States. Pursuant to the FAA's bilateral agreement with this State of Design Authority, it has notified the FAA of the unsafe condition described in the MCAI referenced above. The FAA reviewed the relevant data, considered the comments received, and determined that air safety requires adopting this AD as proposed. Accordingly, the FAA is issuing this AD to address the unsafe condition on this product. Except for minor editorial changes, this AD is adopted as proposed in the NPRM. None of the changes will increase the economic burden on any operator.</P>
                <HD SOURCE="HD1">Related Service Information Under 1 CFR Part 51</HD>
                <P>EASA AD 2022-0197 specifies procedures for repetitive inspections of all affected parts; replacement of affected parts if necessary; replacement of certain part-numbered affected parts, which allows a terminating action for the repetitive inspections; updating of the applicable Master Minimum Equipment List (MMEL), and certain maintenance actions related to defueling and ground fuel transfer operations. EASA AD 2022-0197 also prohibits certain affected parts from being installed.</P>
                <P>The FAA also reviewed Eaton Service Bulletin 8810-28-06, Revision 2, dated March 1, 2019, which defines erosion cases and breakthrough.</P>
                <P>
                    This material is reasonably available because the interested parties have access to it through their normal course of business or by the means identified in the 
                    <E T="02">ADDRESSES</E>
                     section.
                </P>
                <HD SOURCE="HD1">Costs of Compliance</HD>
                <P>
                    The FAA estimates that this AD affects 112 airplanes of U.S. registry. The FAA estimates the following costs to comply with this AD:
                    <PRTPAGE P="46059"/>
                </P>
                <GPOTABLE COLS="5" OPTS="L2,i1" CDEF="s75,r100,12,r50,r50">
                    <TTITLE>Estimated Costs for Required Actions</TTITLE>
                    <BOXHD>
                        <CHED H="1">Action</CHED>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">Cost per product</CHED>
                        <CHED H="1">
                            Cost on U.S.
                            <LI>operators</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Retained actions from AD 2021-16-18</ENT>
                        <ENT>Up to 69 work-hours × $85 per hour = $5,865</ENT>
                        <ENT>$0</ENT>
                        <ENT>Up to $5,865</ENT>
                        <ENT>Up to $656,88-</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">New proposed action</ENT>
                        <ENT>Up to 7 work-hours × $85 per hour = $595</ENT>
                        <ENT>$9,648</ENT>
                        <ENT>Up to $10,243</ENT>
                        <ENT>Up to $1,147,216</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
                <P>The FAA is issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: General requirements. Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
                <HD SOURCE="HD1">Regulatory Findings</HD>
                <P>This AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                <P>For the reasons discussed above, I certify that this AD:</P>
                <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
                <P>(2) Will not affect intrastate aviation in Alaska, and</P>
                <P>(3) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
                    <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Amendment</HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
                </PART>
                <REGTEXT TITLE="14" PART="39">
                    <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 49 U.S.C. 106(g), 40113, 44701.</P>
                    </AUTH>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 39.13</SECTNO>
                    <SUBJECT>[Amended]</SUBJECT>
                </SECTION>
                <REGTEXT TITLE="14" PART="39">
                    <AMDPAR>2. The FAA amends § 39.13 by:</AMDPAR>
                    <AMDPAR>a. Removing Airworthiness Directive (AD) 2021-16-18, Amendment 39-21681 (86 FR 60560, November 3, 2021); and</AMDPAR>
                    <AMDPAR>b. Adding the following new AD:</AMDPAR>
                    <EXTRACT>
                        <FP SOURCE="FP-2">
                            <E T="04">2023-13-04 Airbus SAS:</E>
                             Amendment 39-22489; Docket No. FAA-2023-0924; Project Identifier MCAI-2022-01262-T.
                        </FP>
                        <HD SOURCE="HD1">(a) Effective Date</HD>
                        <P>This airworthiness directive (AD) is effective August 23, 2023.</P>
                        <HD SOURCE="HD1">(b) Affected ADs</HD>
                        <P>This AD replaces AD 2021-16-18, Amendment 39-21681 (86 FR 60560, November 3, 2021) (AD 2021-16-18).</P>
                        <HD SOURCE="HD1">(c) Applicability</HD>
                        <P>This AD applies to all Airbus SAS Airplanes, certificated in any category, and identified in paragraphs (c)(1) through (9) of this AD.</P>
                        <P>(1) Model A330-223F and -243F airplanes.</P>
                        <P>(2) Model A330-201, -202, -203, -223, and -243 airplanes.</P>
                        <P>(3) Model A330-301, -302, -303, -321, -322, -323, -341, -342, and -343 airplanes.</P>
                        <P>(4) Model A330-841 airplanes.</P>
                        <P>(5) Model A330-941 airplanes.</P>
                        <P>(6) Model A340-211, -212, and -213 airplanes.</P>
                        <P>(7) Model A340-311, -312, and -313 airplanes.</P>
                        <P>(8) Model A340-541 airplanes.</P>
                        <P>(9) Model A340-642 airplanes.</P>
                        <HD SOURCE="HD1">(d) Subject</HD>
                        <P>Air Transport Association (ATA) of America Code 28, Fuel.</P>
                        <HD SOURCE="HD1">(e) Unsafe Condition</HD>
                        <P>This AD was prompted by reports of a fuel pump showing cavitation erosion that exposed the fuel pump power supply wires, and a determination that affected fuel pumps must be replaced with new, more erosion resistant pumps. The FAA is issuing this AD to address fuel pump erosion caused by cavitation. If this condition is not addressed, a pump running dry could result in a fuel tank explosion and consequent loss of the airplane.</P>
                        <HD SOURCE="HD1">(f) Compliance</HD>
                        <P>Comply with this AD within the compliance times specified, unless already done.</P>
                        <HD SOURCE="HD1">(g) Requirements</HD>
                        <P>Except as specified in paragraphs (h) and (i) of this AD: Comply with all required actions and compliance times specified in, and in accordance with, European Union Aviation Safety Agency (EASA) AD 2022-0197, dated September 22, 2022 (EASA AD 2022-0197).</P>
                        <HD SOURCE="HD1">(h) Exceptions to EASA AD 2022-0197</HD>
                        <P>(1) Where EASA AD 2022-0197 refers to its effective date, this AD requires using the effective date of this AD.</P>
                        <P>(2) Where EASA AD 2022-0197 refers to “31 December 2020 [the effective date of EASA AD 2020-0283],” this AD requires using “December 8, 2021 (the effective date of AD 2021-16-18).”</P>
                        <P>(3) Where EASA AD 2022-0197 refers to “13 December 2019 [the effective date of EASA AD 2019-0291 at original issue],” this AD requires using “November 18, 2020 (the effective date of AD 2020-21-05, Amendment 39-21278 (85 FR 64963, October 14, 2020)).”</P>
                        <P>(4) Where EASA AD 2022-0197 refers to “17 November 2017 [the effective date of EASA AD 2017-0224],” this AD requires using “December 29, 2017 (the effective date of AD 2017-25-16, Amendment 39-19130 (82 FR 58718, December 14, 2017)).”</P>
                        <P>(5) Where EASA AD 2022-0197 refers to the master minimum equipment list (MMEL), this AD refers to the operator's existing minimum equipment list (MEL).</P>
                        <P>(6) Where paragraphs (15), (16), and (17) of EASA AD 2022-0197 specify to “inform all flight crews, and, thereafter, operate the aeroplane accordingly,” this AD does not require those actions as those actions are already required by existing FAA operating regulations (see 14 CFR 121.628(a)(2) and 121.628(a)(5)).</P>
                        <P>(7) Where the Definitions section of EASA AD 2022-0197 specifies “erosion cases and breakthrough” and refers to “Eaton Aerospace Ltd SB 8810-28-06 Revision 2 (or later revisions),” for this AD, use only Eaton Service Bulletin 8810-28-06, Revision 2, dated March 1, 2019.</P>
                        <P>(8) Where Note 4 of EASA AD 2022-0197 specifies additional information, replace the text “EASA AD 2015-0194” with “EASA AD 2015-0194 (corresponding FAA AD 2016-20-10, Amendment 39-18676 (81 FR 71593, October 18, 2016) (AD 2016-20-10)).”</P>
                        <P>(9) This AD does not adopt the “Remarks” section of EASA AD 2022-0197.</P>
                        <P>
                            (10) Where paragraphs (5) and (6) of EASA AD 2022-0197 specify a compliance time to 
                            <PRTPAGE P="46060"/>
                            replace part number (P/N) 568-1-28300-101, for airplanes identified in AD 2016-20-10, the required compliance time for replacing fuel pumps having P/N 568-1-28300-101, or a combination of P/N 568-1-28300-101 and certain other part numbers, is specified in paragraphs (h)(1) and (2) of AD 2016-20-10, as applicable.
                        </P>
                        <HD SOURCE="HD1">(i) No Reporting Requirement</HD>
                        <P>Although the service information referenced in EASA AD 2022-0197 specifies to submit certain information to the manufacturer, this AD does not include that requirement.</P>
                        <HD SOURCE="HD1">(j) Additional AD Provisions</HD>
                        <P>The following provisions also apply to this AD:</P>
                        <P>
                            (1) 
                            <E T="03">Alternative Methods of Compliance (AMOCs):</E>
                             The Manager, International Validation Branch, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or responsible Flight Standards Office, as appropriate. If sending information directly to the International Validation Branch, send it to the attention of the person identified in paragraph (k) of this AD. Information may be emailed to: 
                            <E T="03">9-AVS-AIR-730-AMOC@faa.gov.</E>
                             Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the responsible Flight Standards Office.
                        </P>
                        <P>
                            (2) 
                            <E T="03">Contacting the Manufacturer:</E>
                             For any requirement in this AD to obtain instructions from a manufacturer, the instructions must be accomplished using a method approved by the Manager, International Validation Branch, FAA; or EASA; or Airbus SAS's EASA Design Organization Approval (DOA). If approved by the DOA, the approval must include the DOA-authorized signature.
                        </P>
                        <P>
                            (3) 
                            <E T="03">Required for Compliance (RC):</E>
                             Except as required by paragraph (j)(2) of this AD, if any service information contains procedures or tests that are identified as RC, those procedures and tests must be done to comply with this AD; any procedures or tests that are not identified as RC are recommended. Those procedures and tests that are not identified as RC may be deviated from using accepted methods in accordance with the operator's maintenance or inspection program without obtaining approval of an AMOC, provided the procedures and tests identified as RC can be done and the airplane can be put back in an airworthy condition. Any substitutions or changes to procedures or tests identified as RC require approval of an AMOC.
                        </P>
                        <HD SOURCE="HD1">(k) Additional Information</HD>
                        <P>
                            For more information about this AD, contact Vladimir Ulyanov, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; telephone 206-231-3229; email 
                            <E T="03">Vladimir.Ulyanov@faa.gov.</E>
                        </P>
                        <HD SOURCE="HD1">(l) Material Incorporated by Reference</HD>
                        <P>(1) The Director of the Federal Register approved the incorporation by reference (IBR) of the service information listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
                        <P>(2) You must use this service information as applicable to do the actions required by this AD, unless this AD specifies otherwise.</P>
                        <P>(i) Eaton Service Bulletin 8810-28-06, Revision 2, dated March 1, 2019.</P>
                        <P>(ii) European Union Aviation Safety Agency (EASA) AD 2022-0197, dated September 22, 2022.</P>
                        <P>(3) For Eaton service information identified in this AD, contact Eaton Limited, Customer Support, Abbey Park, Southhampton Road, Titchfield, Fareham, Hampshire, PO14 4QA, U.K.; telephone + 01 329853000; Fax + 01 329853714.</P>
                        <P>
                            (4) For EASA AD 2022-0197, contact EASA, Konrad-Adenauer-Ufer 3, 50668 Cologne, Germany; telephone +49 221 8999 000; email 
                            <E T="03">ADs@easa.europa.eu;</E>
                             website 
                            <E T="03">easa.europa.eu.</E>
                             You may find this EASA AD on the EASA website at 
                            <E T="03">ad.easa.europa.eu.</E>
                        </P>
                        <P>(5) You may view this material at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th St., Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195.</P>
                        <P>
                            (6) You may view this material that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, email 
                            <E T="03">fr.inspection@nara.gov,</E>
                             or go to: 
                            <E T="03">www.archives.gov/federal-register/cfr/ibr-locations.html.</E>
                        </P>
                    </EXTRACT>
                </REGTEXT>
                <SIG>
                    <DATED>Issued on July 13, 2023.</DATED>
                    <NAME>Victor Wicklund,</NAME>
                    <TITLE>Deputy Director, Compliance &amp; Airworthiness Division, Aircraft Certification Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15225 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 39</CFR>
                <DEPDOC>[Docket No. FAA-2023-0666; Project Identifier MCAI-2022-00555-Q; Amendment 39-22484; AD 2023-12-25]</DEPDOC>
                <RIN>RIN 2120-AA64</RIN>
                <SUBJECT>Airworthiness Directives; Survitec Group Limited (RFD Beaufort Ltd.) Life Jackets</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA is adopting a new airworthiness directive (AD) for certain Survitec Group Limited (RFD Beaufort Ltd.) Type 102 Mk 3, 102 Mk 4, and 105 Mk 1 life jackets. This AD was prompted by a report that some life jackets were found packed in the wrong valise (container). This AD requires an inspection for a discrepancy (mismatch of the valise/container description and life jacket type) of life jackets and, if necessary, replacement of the life jacket. This AD also limits the installation of affected parts under certain conditions. The FAA is issuing this AD to address the unsafe condition on these products.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This AD is effective August 23, 2023.</P>
                    <P>The Director of the Federal Register approved the incorporation by reference of a certain publication listed in this AD as of August 23, 2023.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P/>
                    <P>
                        <E T="03">AD Docket:</E>
                         You may examine the AD docket at regulations.gov under Docket No. FAA-2023-0666; or in person at Docket Operations between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this final rule, the mandatory continuing airworthiness information (MCAI), any comments received, and other information. The address for Docket Operations is U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                    <P>
                        <E T="03">Material Incorporated by Reference:</E>
                    </P>
                    <P>
                        • For material incorporated by reference in this AD, contact Survitec Group Limited, t/a RFD Beaufort Ltd, Kingsway, Dunmurry, Belfast BT17 9AF, United Kingdom; telephone +44 2890 301531; fax +44 2890 621765; email 
                        <E T="03">steve.pickering@survitecgroup.com;</E>
                         website
                        <E T="03"> survitecgroup.com.</E>
                    </P>
                    <P>
                        • You may view this service information at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th St., Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195. It is also available at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2023-0666.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Kevin Kung, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; telephone 781-238-7244; email 
                        <E T="03">9-AVS-AIR-BACO-COS@faa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    The FAA issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 by adding an AD that would apply to certain Survitec Group Limited (RFD Beaufort Ltd.) Type 102 Mk 3, 102 Mk 4, and 105 Mk 1 life jackets. The NPRM published in the 
                    <E T="04">Federal Register</E>
                     on April 10, 2023 (88 FR 21117). The NPRM was prompted by AD G-2022-0009, dated April 21, 2022 (referred to after this as the MCAI), issued by The Civil Aviation Authority (CAA), which is the aviation authority for the United Kingdom (U.K.) (U.K. 
                    <PRTPAGE P="46061"/>
                    CAA AD G-2022-0009). The MCAI states Type 102 Mk 3 and Type 102 Mk 4 life jackets are designed for use by an adult or child. Type 105 Mk 1 life jackets are designed for use by an infant. Each is packed in a clear polyvinyl chloride (PVC) valise, which is marked ADULT/CHILD, CREW, or INFANT. Due to differences in parameters such as neck aperture and buoyancy, an infant life jacket cannot be used by an adult or child; likewise, an adult/child life jacket cannot be used by an infant. The MCAI states that Survitec has found that some life jackets were packed in the wrong valise. This could cause incorrect life jackets to be provided for passengers onboard an aircraft.
                </P>
                <P>In the NPRM, the FAA proposed to require an inspection for a discrepancy (mismatch of the valise/container description and life jacket type) of life jackets and, if necessary, replacement of the life jacket. The NPRM also proposed to limit the installation of affected parts under certain conditions. The FAA is issuing this AD to address incorrectly labeled life jackets, which could, in the event of a water landing or evacuation, result in the unavailability of a life jacket with correct flotation, and possible drowning.</P>
                <P>
                    You may examine the MCAI in the AD docket at 
                    <E T="03">regulations.gov</E>
                     under Docket No. FAA-2023-0666.
                </P>
                <HD SOURCE="HD1">Discussion of Final Airworthiness Directive</HD>
                <HD SOURCE="HD1">Comments</HD>
                <P>The FAA received no comments on the NPRM or on the determination of the cost to the public.</P>
                <HD SOURCE="HD1">Conclusion</HD>
                <P>This product has been approved by the aviation authority of another country and is approved for operation in the United States. Pursuant to the FAA's bilateral agreement with this State of Design Authority, it has notified the FAA of the unsafe condition described in the MCAI referenced above. The FAA reviewed the relevant data and determined that air safety requires adopting this AD as proposed. Accordingly, the FAA is issuing this AD to address the unsafe condition on this product. Except for minor editorial changes, this AD is adopted as proposed in the NPRM. None of the changes will increase the economic burden on any operator.</P>
                <HD SOURCE="HD1">Related Service Information Under 1 CFR Part 51</HD>
                <P>
                    The FAA reviewed Survitec [RFD] Alert Service Bulletin 25-207-A, Version 1, dated November 24, 2021. This service information specifies procedures for specifies procedures for a general visual inspection for a discrepancy (mismatch of valise/container description and life jacket type) of affected life jackets, reporting of all inspection results to Survitec, and if a discrepancy is found, replacement of affected life jackets. (This service information is identified throughout as “Survitec,” while “RFD” is identified on only the first page of the document. Although both “Survitec” and “RFD” are current company names, the service information applies to RFD life jackets.) This service information is reasonably available because the interested parties have access to it through their normal course of business or by the means identified in the 
                    <E T="02">ADDRESSES</E>
                     section.
                </P>
                <HD SOURCE="HD1">Costs of Compliance</HD>
                <P>The FAA estimates that this AD affects 4 life jackets installed on, but not limited to, aircraft of U.S. registry. The FAA estimates the following costs to comply with this AD:</P>
                <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="s50,xs54,12C,12C">
                    <TTITLE>Estimated Costs for Required Actions</TTITLE>
                    <BOXHD>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">
                            Cost per
                            <LI>product</LI>
                        </CHED>
                        <CHED H="1">
                            Cost on U.S.
                            <LI>operators</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">1 work-hour × $85 per hour = $85</ENT>
                        <ENT>None</ENT>
                        <ENT>$85</ENT>
                        <ENT>$340</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The FAA estimates the following costs to do any necessary on-condition action that would be required based on the results of any required actions. The FAA has no way of determining the number of aircraft that might need this on-condition action:</P>
                <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,12C,12C">
                    <TTITLE>Estimated Costs of On-Condition Actions</TTITLE>
                    <BOXHD>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">
                            Cost per
                            <LI>product</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">1 work-hour × $85 per hour = $85</ENT>
                        <ENT>$55</ENT>
                        <ENT>$140</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The FAA has included all known costs in its cost estimate. According to the manufacturer, however, some or all of the costs of this AD may be covered under warranty, thereby reducing the cost impact on affected operators.</P>
                <HD SOURCE="HD1">Paperwork Reduction Act</HD>
                <P>A federal agency may not conduct or sponsor, and a person is not required to respond to, nor shall a person be subject to a penalty for failure to comply with a collection of information subject to the requirements of the Paperwork Reduction Act unless that collection of information displays a currently valid OMB Control Number. The OMB Control Number for this information collection is 2120-0056. Public reporting for this collection of information is estimated to take approximately 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. All responses to this collection of information are mandatory. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to: Information Collection Clearance Officer, Federal Aviation Administration, 10101 Hillwood Parkway, Fort Worth, TX 76177-1524.</P>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>
                    Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.
                    <PRTPAGE P="46062"/>
                </P>
                <P>The FAA is issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: General requirements. Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
                <HD SOURCE="HD1">Regulatory Findings</HD>
                <P>This AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                <P>For the reasons discussed above, I certify that this AD:</P>
                <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
                <P>(2) Will not affect intrastate aviation in Alaska, and</P>
                <P>(3) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
                    <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Amendment</HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
                </PART>
                <REGTEXT TITLE="14" PART="39">
                    <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 49 U.S.C. 106(g), 40113, 44701.</P>
                    </AUTH>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 39.13</SECTNO>
                    <SUBJECT>[Amended]</SUBJECT>
                </SECTION>
                <REGTEXT TITLE="14" PART="39">
                    <AMDPAR>2. The FAA amends § 39.13 by adding the following new airworthiness directive:</AMDPAR>
                    <EXTRACT>
                        <FP SOURCE="FP-2">
                            <E T="04">2023-12-25 Survitec Group Limited (RFD Beaufort Ltd):</E>
                             Amendment 39-22484; Docket No. FAA-2023-0666; Project Identifier MCAI-2022-00555-Q.
                        </FP>
                        <HD SOURCE="HD1">(a) Effective Date</HD>
                        <P>This airworthiness directive (AD) is effective August 23, 2023.</P>
                        <HD SOURCE="HD1">(b) Affected ADs</HD>
                        <P>None.</P>
                        <HD SOURCE="HD1">(c) Applicability</HD>
                        <P>This AD applies to Survitec Group Limited (RFD Beaufort Ltd.) life jackets identified in paragraphs (c)(1) and (2) of this AD, having a part number and serial number identified in tables 2 through 13 of Survitec [RFD] Alert Service Bulletin 25-207-A, Version 1, dated November 24, 2021, and a date of manufacture between October 1, 2018, and April 30, 2019, inclusive.</P>
                        <P>
                            <E T="04">Note 1 to the introductory text of paragraph (c):</E>
                             This alert service bulletin is identified throughout as “Survitec,” while “RFD” is identified on only the first page of the document. Although both “Survitec” and “RFD” are current company names, the alert service bulletin applies to RFD life jackets.
                        </P>
                        <P>(1) Type 102 Mk 3 and 102 Mk 4 life jackets, approved under European Union Aviation Safety Agency (EASA) Technical Standard Order Authorization EASA.21O.799.</P>
                        <P>(2) Type 105 Mk 1 life jackets, approved under United Kingdom Civil Aviation Authority (U.K. CAA) Aircraft Equipment Approval (AEAR) E15841.</P>
                        <HD SOURCE="HD1">(d) Subject</HD>
                        <P>Air Transport Association (ATA) of America Code 25, Equipment/Furnishings.</P>
                        <HD SOURCE="HD1">(e) Unsafe Condition</HD>
                        <P>This AD was prompted by a report that some life jackets were found packed in the wrong valise (container). The FAA is issuing this AD to address incorrectly labeled life jackets. The unsafe condition, if not addressed, and combined with a water landing or evacuation, could result in inability to use a life jacket with correct flotation and possible drowning.</P>
                        <HD SOURCE="HD1">(f) Compliance</HD>
                        <P>Comply with this AD within the compliance times specified, unless already done.</P>
                        <HD SOURCE="HD1">(g) Inspection</HD>
                        <P>Within 4 months after the effective date of this AD, do a general visual inspection for a discrepancy (mismatch of the valise/container description and life jacket type) of the life jacket, in accordance with paragraphs 2.A. through 2.C. of the Accomplishment Instructions of Survitec [RFD] Alert Service Bulletin 25-207-A, Version 1, dated November 24, 2021.</P>
                        <HD SOURCE="HD1">(h) Follow-On and Corrective Action</HD>
                        <P>Before further flight after accomplishing the requirements of paragraph (g) of this AD, do the applicable actions required by paragraph (h)(1) and (2) of this AD.</P>
                        <P>(1) If no discrepancies are found during the inspection required by paragraph (g) of this AD, re-identify that part in accordance with paragraph 2.D.(1) of the Accomplishment Instructions of Survitec [RFD] Alert Service Bulletin 25-207-A, Version 1, dated November 24, 2021.</P>
                        <P>(2) If any discrepancy is found during the inspection required by paragraph (g) of this AD, do the actions required by paragraphs (h)(2)(i) and (ii) of this AD.</P>
                        <P>(i) Record the unserviceable part in accordance with paragraph 2.E.(1) of the Accomplishment Instructions of Survitec [RFD] Alert Service Bulletin 25-207-A, Version 1, dated November 24, 2021.</P>
                        <P>(ii) Replace the discrepant part with a new or serviceable part, in accordance with paragraph 2.E.(2) of the Accomplishment Instructions of Survitec [RFD] Alert Service Bulletin 25-207-A, Version 1, dated November 24, 2021.</P>
                        <HD SOURCE="HD1">(i) Parts Installation Limitation</HD>
                        <P>As of the effective date of this AD, no person may install a life jacket identified in paragraph (c) of this AD on any airplane, unless the life jacket and its valise/container have been inspected, and re-identified or replaced as applicable, in accordance with the requirements of paragraphs (g) and (h) of this AD.</P>
                        <HD SOURCE="HD1">(j) Reporting Requirement</HD>
                        <P>At the applicable time specified in paragraph (j)(1) or (2) of this AD, submit a report of the inspection results to Survitec, in accordance with paragraph 2.F. of the Accomplishment Instructions of Survitec [RFD] Alert Service Bulletin 25-207-A, Version 1, dated November 24, 2021.</P>
                        <P>(1) If the inspection was done on or after the effective date of this AD: Submit the report within 30 days after the inspection.</P>
                        <P>(2) If the inspection was done before the effective date of this AD: Submit the report within 30 days after the effective date of this AD.</P>
                        <HD SOURCE="HD1">(k) Special Flight Permits</HD>
                        <P>Special flight permits, as described in 14 CFR 21.197 and 21.199, are not allowed.</P>
                        <HD SOURCE="HD1">(l) Additional AD Provisions</HD>
                        <P>The following provisions also apply to this AD:</P>
                        <P>
                            (1) 
                            <E T="03">Alternative Methods of Compliance (AMOCs):</E>
                             The Manager, International Validation Branch, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or responsible Flight Standards Office, as appropriate. If sending information directly to the manager, International Validation Branch, mail it to the address identified in paragraph (m)(2) of this AD or email to: 
                            <E T="03">9-AVS-AIR-BACO-COS@faa.gov.</E>
                             If mailing information, also submit information by email. Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the responsible Flight Standards Office.
                        </P>
                        <P>
                            (2) 
                            <E T="03">Contacting the Manufacturer:</E>
                             For any requirement in this AD to obtain instructions from a manufacturer, the instructions must be accomplished using a method approved by the Manager, International Validation Branch, FAA; or the U.K. CAA; or Survitec Group Limited's U.K. CAA's Alternative Procedure for Design Organization Approval (ADOA). If approved by the ADOA, the approval must include the ADOA-authorized signature.
                            <PRTPAGE P="46063"/>
                        </P>
                        <HD SOURCE="HD1">(m) Additional Information</HD>
                        <P>
                            (1) Refer to U.K. CAA AD G-2022-0009, dated April 21, 2022, for related information. This U.K. CAA AD may be found in the AD docket at 
                            <E T="03">regulations.gov</E>
                             under Docket No. FAA-2023-0666.
                        </P>
                        <P>
                            (2) For more information about this AD, contact Kevin Kung, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; telephone 781-238-7244; email 
                            <E T="03">9-AVS-AIR-BACO-COS@faa.gov.</E>
                        </P>
                        <HD SOURCE="HD1">(n) Material Incorporated by Reference</HD>
                        <P>(1) The Director of the Federal Register approved the incorporation by reference of the service information listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
                        <P>(2) You must use this service information as applicable to do the actions required by this AD, unless this AD specifies otherwise.</P>
                        <P>(i) Survitec [RFD] Alert Service Bulletin 25-207-A, Version 1, dated November 24, 2021.</P>
                        <P>
                            <E T="04">Note 2 to paragraph (n)(2)(i):</E>
                             This alert service bulletin is identified throughout as “Survitec,” while “RFD” is identified on only the first page of the document. Although both “Survitec” and “RFD” are current company names, the alert service bulletin applies to RFD life jackets.
                        </P>
                        <P>(ii) [Reserved]</P>
                        <P>
                            (3) For service information identified in this AD, contact Survitec Group Limited, Kingsway, Dunmurry, Belfast BT17 9AF, United Kingdom; phone: +44 2890 301531, fax: +44 2890 621765; email: 
                            <E T="03">steve.pickering@survitecgroup.com;</E>
                             website survitecgroup.com.
                        </P>
                        <P>(4) You may view this service information at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th St., Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195.</P>
                        <P>
                            (5) You may view this service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, email 
                            <E T="03">fr.inspection@nara.gov,</E>
                             or go to: 
                            <E T="03">www.archives.gov/federal-register/cfr/ibr-locations.html.</E>
                        </P>
                    </EXTRACT>
                </REGTEXT>
                <SIG>
                    <DATED>Issued on June 28, 2023.</DATED>
                    <NAME>Michael Linegang,</NAME>
                    <TITLE>Acting Director, Compliance &amp; Airworthiness Division, Aircraft Certification Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15176 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 39</CFR>
                <DEPDOC>[Docket No. FAA-2023-0025; Project Identifier MCAI-2022-00804-T; Amendment 39-22479; AD 2023-12-20]</DEPDOC>
                <RIN>RIN 2120-AA64</RIN>
                <SUBJECT>Airworthiness Directives; Bombardier, Inc., Airplanes</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA is adopting a new airworthiness directive (AD) for certain Bombardier, Inc., Model CL-600-2B16 (604 Variant) airplanes. This AD was prompted by reports of oxygen leaks caused by cracked, brittle, or broken oxygen hoses that were found during scheduled maintenance tests of the airplane oxygen system. This AD requires replacing oxygen system hoses having any part number in the O2C20T1 and O2C20T14 series. This AD also prohibits installation of affected oxygen hoses. The FAA is issuing this AD to address the unsafe condition on these products.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This AD is effective August 23, 2023.</P>
                    <P>The Director of the Federal Register approved the incorporation by reference of certain publications listed in this AD as of August 23, 2023.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P/>
                    <P>
                        <E T="03">AD Docket:</E>
                         You may examine the AD docket at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2023-0025; or in person at Docket Operations between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this final rule, the mandatory continuing airworthiness information (MCAI), any comments received, and other information. The address for Docket Operations is U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                    <P>
                        <E T="03">Material Incorporated by Reference:</E>
                    </P>
                    <P>
                        • For service information identified in this final rule, contact Bombardier Business Aircraft Customer Response Center, 400 Côte-Vertu Road West, Dorval, Québec H4S 1Y9, Canada; telephone 514-855-2999; email 
                        <E T="03">ac.yul@aero.bombardier.com;</E>
                         website 
                        <E T="03">bombardier.com.</E>
                    </P>
                    <P>
                        • You may view this service information at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th St., Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195. It is also available at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2023-0025.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Elizabeth Dowling, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; telephone 516-228-7300; email 
                        <E T="03">9-avs-nyaco-cos@faa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    The FAA issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 by adding an AD that would apply to certain Bombardier, Inc., Model CL-600-2B16 (604 Variant) airplanes. The NPRM published in the 
                    <E T="04">Federal Register</E>
                     on January 30, 2023 (88 FR 5819). The NPRM was prompted by AD CF-2022-34, dated June 20, 2022, issued by Transport Canada, which is the aviation authority for Canada (referred to after this as the MCAI). The MCAI states oxygen leaks were caused by cracked, brittle, or broken oxygen hoses that were found during scheduled maintenance tests of the airplane oxygen system. A leak in the oxygen system may result in failure to provide oxygen to passengers and crew and result in an oxygen-enriched atmosphere creating a fire risk on the airplane. See the MCAI for additional background information.
                </P>
                <P>In the NPRM, the FAA proposed to require replacing oxygen system hoses having any part number in the O2C20T1 and O2C20T14 series and to prohibit installation of affected oxygen hoses. The FAA is issuing this AD to address the unsafe condition on these products.</P>
                <P>
                    You may examine the MCAI in the AD docket at 
                    <E T="03">regulations.gov</E>
                     under Docket No. FAA-2023-0025.
                </P>
                <HD SOURCE="HD1">Discussion of Final Airworthiness Directive</HD>
                <HD SOURCE="HD1">Comments</HD>
                <P>The FAA received comments from one commenter, NetJets. The following presents the comments received on the NPRM and the FAA's response to each comment.</P>
                <HD SOURCE="HD1">Request to Correct Reference To Test</HD>
                <P>
                    The commenter noted that paragraph (h)(2) of the proposed AD referenced a test specified in paragraph (h)(2) of the proposed AD, but the test was specified in paragraph (h)(1) of the proposed AD. The commenter suggested the FAA revise paragraph (h)(2) of the proposed AD to read, “If, during a test specified in paragraph (h)(1) of this AD. . . .”
                    <PRTPAGE P="46064"/>
                </P>
                <P>The FAA agrees and has revised paragraph (h)(2) of this AD.</P>
                <HD SOURCE="HD1">Request To Revise Compliance Time</HD>
                <P>The commenter stated that the compliance time specified in paragraph (g)(2) of the proposed AD, which reads, “For airplanes having, as of the effective date of this AD, more than 6 years from the completion of the interior modification specified in STC T02355NY: Within 7 months after the effective date of this AD,” does not consider the current supply chain issues and may cause undue hardship for owners/operators with multiple aircraft in its fleet. The commenter suggested that if parts are not available at the replacement time specified, there should be an alternative method to extend the replacement time for those aircraft.</P>
                <P>The FAA disagrees. The FAA determined that the compliance time in paragraph (g)(2) of this AD allows ample time to obtain replacement parts. The FAA has not changed this AD as a result of this comment.</P>
                <HD SOURCE="HD1">Conclusion</HD>
                <P>This product has been approved by the aviation authority of another country and is approved for operation in the United States. Pursuant to the FAA's bilateral agreement with this State of Design Authority, it has notified the FAA of the unsafe condition described in the MCAI referenced above. The FAA reviewed the relevant data, considered the comments received, and determined that air safety requires adopting this AD as proposed. Accordingly, the FAA is issuing this AD to address the unsafe condition on this product. Except for minor editorial changes, and any other changes described previously, this AD is adopted as proposed in the NPRM. None of the changes will increase the economic burden on any operator.</P>
                <HD SOURCE="HD1">Related Service Information Under 1 CFR Part 51</HD>
                <P>The FAA reviewed Bombardier Service Bulletin 605-35-006, Revision 01, dated January 28, 2022. This service information specifies procedures for replacing oxygen system hoses having any part number in the O2C20T1 and O2C20T14 series.</P>
                <P>The FAA also reviewed Bombardier Service Bulletin 650-35-002, Revision 01, dated January 28, 2022. This service information specifies procedures for replacing oxygen system hoses having any part number in the O2C20T1 series. This service information also specifies optional mitigating actions for certain airplanes (repetitive testing until affected parts are replaced).</P>
                <P>
                    This service information is reasonably available because the interested parties have access to it through their normal course of business or by the means identified in the 
                    <E T="02">ADDRESSES</E>
                     section.
                </P>
                <HD SOURCE="HD1">Costs of Compliance</HD>
                <P>The FAA estimates that this AD affects 42 airplanes of U.S. registry. The FAA estimates the following costs to comply with this AD:</P>
                <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="s50,12C,12C,12C">
                    <TTITLE>Estimated Costs for Required Actions</TTITLE>
                    <BOXHD>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">
                            Cost per 
                            <LI>product</LI>
                        </CHED>
                        <CHED H="1">
                            Cost on U.S.
                            <LI>operators</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">3 work-hours × $85 per hour = $255</ENT>
                        <ENT>$100</ENT>
                        <ENT>$355</ENT>
                        <ENT>$14,910</ENT>
                    </ROW>
                </GPOTABLE>
                <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,12C,12C">
                    <TTITLE>Estimated Costs for Optional Actions</TTITLE>
                    <BOXHD>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">
                            Cost per 
                            <LI>product</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">1 work-hour × $85 per hour = $85</ENT>
                        <ENT>$0</ENT>
                        <ENT>$85</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The FAA estimates the following costs to do any necessary on-condition actions that would be required based on the results of any optional mitigating actions. The FAA has no way of determining the number of aircraft that might need this on-condition action:</P>
                <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s50,12C,12C">
                    <TTITLE>Estimated Costs of On-Condition Actions</TTITLE>
                    <BOXHD>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">
                            Cost per 
                            <LI>product</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">3 work-hours × $85 per hour = $255</ENT>
                        <ENT>$100</ENT>
                        <ENT>$355</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The FAA has included all known costs in its cost estimate. According to the manufacturer, however, some or all of the costs of this AD may be covered under warranty, thereby reducing the cost impact on affected operators.</P>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
                <P>The FAA is issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: General requirements. Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
                <HD SOURCE="HD1">Regulatory Findings</HD>
                <P>
                    This AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the 
                    <PRTPAGE P="46065"/>
                    distribution of power and responsibilities among the various levels of government.
                </P>
                <P>For the reasons discussed above, I certify that this AD:</P>
                <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
                <P>(2) Will not affect intrastate aviation in Alaska, and</P>
                <P>(3) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
                    <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Amendment</HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
                </PART>
                <REGTEXT TITLE="14" PART="39">
                    <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 49 U.S.C. 106(g), 40113, 44701.</P>
                    </AUTH>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 39.13</SECTNO>
                    <SUBJECT>[Amended]</SUBJECT>
                </SECTION>
                <REGTEXT TITLE="14" PART="39">
                    <AMDPAR>2. The FAA amends § 39.13 by adding the following new airworthiness directive:</AMDPAR>
                    <EXTRACT>
                        <FP SOURCE="FP-2">
                            <E T="04">2023-12-20 Bombardier, Inc.:</E>
                             Amendment 39-22479; Docket No. FAA-2023-0025; Project Identifier MCAI-2022-00804-T.
                        </FP>
                        <HD SOURCE="HD1">(a) Effective Date</HD>
                        <P>This airworthiness directive (AD) is effective August 23, 2023.</P>
                        <HD SOURCE="HD1">(b) Affected ADs</HD>
                        <P>None.</P>
                        <HD SOURCE="HD1">(c) Applicability</HD>
                        <P>This AD applies to Bombardier, Inc., Model CL-600-2B16 (604 Variant) airplanes, certificated in any category, serial numbers 5701 through 5990 inclusive, and 6050 through 6162 inclusive, with an interior modified in accordance with Supplemental Type Certificate (STC) ST02355NY.</P>
                        <HD SOURCE="HD1">(d) Subject</HD>
                        <P>Air Transport Association (ATA) of America Code 35, Oxygen.</P>
                        <HD SOURCE="HD1">(e) Unsafe Condition</HD>
                        <P>This AD was prompted by reports of oxygen leaks caused by cracked, brittle, or broken oxygen hoses that were found during scheduled maintenance tests of the airplane oxygen system. The FAA is issuing this AD to address a leak in the oxygen system. The unsafe condition, if not addressed, could result in failure to provide oxygen to passengers and crew and result in an oxygen-enriched atmosphere creating a fire risk on the airplane.</P>
                        <HD SOURCE="HD1">(f) Compliance</HD>
                        <P>Comply with this AD within the compliance times specified, unless already done.</P>
                        <HD SOURCE="HD1">(g) Replacement</HD>
                        <P>At the applicable compliance times specified in paragraphs (g)(1) and (2) of this AD: Replace oxygen system hoses having any part number in the O2C20T1 series, and, as applicable, the O2C20T14 series, in accordance with the Accomplishment Instructions of the applicable service information specified in figure 1 to paragraph (g) of this AD.</P>
                        <P>(1) For airplanes having, as of the effective date of this AD, 6 years or less from the completion of the interior modification specified in STC ST02355NY: Within 31 months after the effective date of this AD, or no later than 12 months after the completion of the interior modification specified in STC ST02355NY, whichever occurs first.</P>
                        <P>(2) For airplanes having, as of the effective date of this AD, more than 6 years from the completion of the interior modification specified in STC T02355NY: Within 7 months after the effective date of this AD.</P>
                        <HD SOURCE="HD1">Figure 1 to Paragraph (g)—Service Information</HD>
                        <GPH SPAN="3" DEEP="147">
                            <GID>ER19JY23.195</GID>
                        </GPH>
                        <HD SOURCE="HD1">(h) Optional Mitigation for Certain Airplanes</HD>
                        <P>For airplanes identified in Bombardier Service Bulletin 650-35-002, Revision 01, dated January 28, 2022, having, as of the effective date of this AD, less than 6 years from the completion of the interior modification specified in STC ST02355NY: In lieu of accomplishing the oxygen system hose replacement required by paragraph (g) of this AD, comply with all conditions specified in paragraphs (h)(1) through (3) of this AD.</P>
                        <P>(1) The passenger oxygen system is tested within 6 months after the effective date of this AD, and thereafter at intervals not to exceed 36 months, in accordance with the Accomplishment Instructions of Bombardier Service Bulletin 650-35-002, Revision 01, dated January 28, 2022.</P>
                        <P>(2) If, during a test specified in paragraph (h)(1) of this AD, any leak is found on any hose, all oxygen system hoses having a part number in the O2C20T1 series must be replaced before further flight in accordance with the Accomplishment Instructions of Bombardier Service Bulletin 650-35-002, Revision 01, dated January 28, 2022. Doing this replacement terminates the tests specified in paragraph (h)(1) of this AD.</P>
                        <P>(3) Except as specified by paragraph (h)(2) of this AD, all oxygen system hoses having a part number in the O2C20T1 series must be replaced within 6 years from the completion of the interior modification specified in STC ST02355NY. Doing this replacement terminates the tests specified in paragraph (h)(1) of this AD.</P>
                        <HD SOURCE="HD1">(i) Parts Installation Prohibition</HD>
                        <P>As of the effective date of this AD, no person may install any oxygen system hose having a part number in the O2C20T1 and O2C20T14 series on any airplane.</P>
                        <HD SOURCE="HD1">(j) Credit for Previous Actions</HD>
                        <P>(1) This paragraph provides credit for actions required by paragraph (g) of this AD, if those actions were performed before the effective date of this AD using Bombardier Service Bulletin 605-35-006, dated August 23, 2021; or Bombardier Service Bulletin 650-35-002, dated August 23, 2021; as applicable.</P>
                        <P>
                            (2) This paragraph provides credit for actions specified in paragraph (h) of this AD, if those actions were performed before the effective date of this AD using Bombardier 
                            <PRTPAGE P="46066"/>
                            Service Bulletin 650-35-002, dated August 23, 2021.
                        </P>
                        <HD SOURCE="HD1">(k) Additional AD Provisions</HD>
                        <P>The following provisions also apply to this AD:</P>
                        <P>
                            (1) 
                            <E T="03">Alternative Methods of Compliance (AMOCs):</E>
                             The Manager, International Validation Branch, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or responsible Flight Standards Office, as appropriate. If sending information directly to the manager of the International Validation Branch, mail it to ATTN: Program Manager, Continuing Operational Safety, at the address identified in paragraph (l)(2) of this AD or email to: 
                            <E T="03">9-avs-nyaco-cos@faa.gov.</E>
                             If mailing information, also submit information by email. Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the responsible Flight Standards Office.
                        </P>
                        <P>
                            (2) 
                            <E T="03">Contacting the Manufacturer:</E>
                             For any requirement in this AD to obtain instructions from a manufacturer, the instructions must be accomplished using a method approved by the Manager, International Validation Branch, FAA; or Transport Canada; or Bombardier, Inc.'s Transport Canada Design Approval Organization (DAO). If approved by the DAO, the approval must include the DAO-authorized signature.
                        </P>
                        <HD SOURCE="HD1">(l) Additional Information</HD>
                        <P>
                            (1) Refer to Transport Canada AD CF-2022-34, dated June 20, 2022, for related information. This Transport Canada AD may be found in the AD docket at 
                            <E T="03">regulations.gov</E>
                             under Docket No. FAA-2023-0025.
                        </P>
                        <P>
                            (2) For more information about this AD, contact Elizabeth Dowling, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; telephone 516-228-7300; email 
                            <E T="03">9-avs-nyaco-cos@faa.gov.</E>
                        </P>
                        <P>(3) Service information identified in this AD that is not incorporated by reference is available at the addresses specified in paragraphs (m)(4) and (5) of this AD.</P>
                        <HD SOURCE="HD1">(m) Material Incorporated by Reference</HD>
                        <P>(1) The Director of the Federal Register approved the incorporation by reference of the service information listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
                        <P>(2) You must use this service information as applicable to do the actions required by this AD, unless this AD specifies otherwise.</P>
                        <P>(i) Bombardier Service Bulletin 605-35-006, Revision 01, dated January 28, 2022.</P>
                        <P>(ii) Bombardier Service Bulletin 650-35-002, Revision 01, dated January 28, 2022.</P>
                        <P>
                            (3) For service information identified in this AD, contact Bombardier Business Aircraft Customer Response Center, 400 Côte-Vertu Road West, Dorval, Québec H4S 1Y9, Canada; telephone 514-855-2999; email 
                            <E T="03">ac.yul@aero.bombardier.com;</E>
                             website 
                            <E T="03">bombardier.com.</E>
                        </P>
                        <P>(4) You may view this service information at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th St., Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195.</P>
                        <P>
                            (5) You may view this service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, email 
                            <E T="03">fr.inspection@nara.gov,</E>
                             or go to: 
                            <E T="03">www.archives.gov/federal-register/cfr/ibr-locations.html.</E>
                        </P>
                    </EXTRACT>
                </REGTEXT>
                <SIG>
                    <DATED>Issued on June 28, 2023.</DATED>
                    <NAME>Michael Linegang,</NAME>
                    <TITLE>Acting Director, Compliance &amp; Airworthiness Division, Aircraft Certification Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15177 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 39</CFR>
                <DEPDOC>[Docket No. FAA-2023-0929; Project Identifier MCAI-2022-01401-T; Amendment 39-22481; AD 2023-12-22]</DEPDOC>
                <RIN>RIN 2120-AA64</RIN>
                <SUBJECT>Airworthiness Directives; BAE Systems (Operations) Limited Airplanes</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA is adopting a new airworthiness directive (AD) for all BAE Systems (Operations) Limited Model 4101 airplanes. This AD was prompted by in-service cracking of the passenger door edge member, seal carrier, and inner skin, adjacent to the roller guide bracket. This AD requires a one-time inspection of the external visible surface of the inner skin, door edge member, and seal carrier adjacent to the roller bracket attachment brackets; and the inner skin, door edge member, and seal carrier at the roller bracket attachment bore, and repair if necessary. The FAA is issuing this AD to address the unsafe condition on these products.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This AD is effective August 23, 2023.</P>
                    <P>The Director of the Federal Register approved the incorporation by reference of a certain publication listed in this AD as of August 23, 2023.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P/>
                    <P>
                        <E T="03">AD Docket:</E>
                         You may examine the AD docket at regulations.gov under Docket No. FAA-2023-0929; or in person at Docket Operations between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this final rule, the mandatory continuing airworthiness information (MCAI), any comments received, and other information. The address for Docket Operations is U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                    <P>
                        <E T="03">Material Incorporated by Reference:</E>
                    </P>
                    <P>
                        • For service information identified in this final rule, contact BAE Systems (Operations) Limited, Customer Information Department, Prestwick International Airport, Ayrshire, KA9 2RW, Scotland, United Kingdom; telephone +44 1292 675207; fax +44 1292 675704; email 
                        <E T="03">RApublications@baesystems.com;</E>
                         website 
                        <E T="03">regional-services.com.</E>
                    </P>
                    <P>
                        • You may view this service information at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th St., Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195. It is also available at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2023-0929.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Todd Thompson, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; telephone 206-231-3228; email 
                        <E T="03">todd.thompson@faa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    The FAA issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 by adding an AD that would apply to all BAE Systems (Operations) Limited Model 4101 airplanes. The NPRM published in the 
                    <E T="04">Federal Register</E>
                     on April 14, 2023 (88 FR 22920). The NPRM was prompted by AD G-2022-0019, dated October 31, 2022, issued by The Civil Aviation Authority (CAA), which is the aviation authority for the United Kingdom (U.K.) (referred to after this as the MCAI). The MCAI states that in-service cracking occurred on the Jetstream 41 passenger door edge member, seal carrier, and inner skin, adjacent to the roller guide bracket. BAE Systems (Operations) Limited reviewed the fatigue test data and existing inspection requirements, and concluded a new inspection is needed to address this potential unsafe condition.
                </P>
                <P>
                    In the NPRM, the FAA proposed to require a one-time inspection of the external visible surface of the inner skin, door edge member, and seal carrier adjacent to the roller bracket attachment brackets; and the inner skin, door edge member, and seal carrier at the roller bracket attachment bore, and repair if necessary. The FAA is issuing this AD to address undetected cracking of the 
                    <PRTPAGE P="46067"/>
                    passenger door. The unsafe condition, if not addressed, could result in a partial failure of the passenger door, and consequent reduced structural integrity of the passenger door.
                </P>
                <P>
                    You may examine the MCAI in the AD docket at 
                    <E T="03">regulations.gov</E>
                     under Docket No. FAA-2023-0929.
                </P>
                <HD SOURCE="HD1">Discussion of Final Airworthiness Directive</HD>
                <HD SOURCE="HD1">Comments</HD>
                <P>The FAA received no comments on the NPRM or on the determination of the cost to the public.</P>
                <HD SOURCE="HD1">Conclusion</HD>
                <P>This product has been approved by the aviation authority of another country and is approved for operation in the United States. Pursuant to the FAA's bilateral agreement with this State of Design Authority, it has notified the FAA of the unsafe condition described in the MCAI referenced above. The FAA reviewed the relevant data and determined that air safety requires adopting this AD as proposed. Accordingly, the FAA is issuing this AD to address the unsafe condition on this product. Except for minor editorial changes, this AD is adopted as proposed in the NPRM. None of the changes will increase the economic burden on any operator.</P>
                <HD SOURCE="HD1">Related Service Information Under 1 CFR Part 51</HD>
                <P>The FAA reviewed BAe JETSTREAM Series 4100 Service Bulletin J41-52-065, Revision 1, dated June 8, 2022. This service information specifies procedures for a one-time eddy current inspection of the external visible surface of the inner skin, door edge member, and seal carrier adjacent to the roller bracket attachment brackets for cracking; a one-time eddy current inspection of the inner skin, door edge member, and seal carrier at the roller bracket attachment bores for cracking; and repair.</P>
                <P>
                    This service information is reasonably available because the interested parties have access to it through their normal course of business or by the means identified in the 
                    <E T="02">ADDRESSES</E>
                     section.
                </P>
                <HD SOURCE="HD1">Costs of Compliance</HD>
                <P>The FAA estimates that this AD affects 12 airplanes of U.S. registry. The FAA estimates the following costs to comply with this AD:</P>
                <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="s100,12C,12C,12C">
                    <TTITLE>Estimated Costs for Required Actions</TTITLE>
                    <BOXHD>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">
                            Cost per
                            <LI>product</LI>
                        </CHED>
                        <CHED H="1">
                            Cost on U.S.
                            <LI>operators</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">2 work-hours × $85 per hour = Up to $170</ENT>
                        <ENT>$0</ENT>
                        <ENT>$170</ENT>
                        <ENT>$2,040</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The FAA has received no definitive data on which to base the cost estimates for the on-condition actions specified in this AD.</P>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
                <P>The FAA is issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: General requirements. Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
                <HD SOURCE="HD1">Regulatory Findings</HD>
                <P>This AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                <P>For the reasons discussed above, I certify that this AD:</P>
                <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
                <P>(2) Will not affect intrastate aviation in Alaska, and</P>
                <P>(3) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
                    <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Amendment</HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
                </PART>
                <REGTEXT TITLE="14" PART="39">
                    <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>49 U.S.C. 106(g), 40113, 44701.</P>
                    </AUTH>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 39.13</SECTNO>
                    <SUBJECT>[Amended]</SUBJECT>
                </SECTION>
                <REGTEXT TITLE="14" PART="39">
                    <AMDPAR>2. The FAA amends § 39.13 by adding the following new airworthiness directive:</AMDPAR>
                    <EXTRACT>
                        <FP SOURCE="FP-2">
                            <E T="04">2023-12-22 BAE Systems (Operations) Limited:</E>
                             Amendment 39-22481; Docket No. FAA-2023-0929; Project Identifier MCAI-2022-01401-T.
                        </FP>
                        <HD SOURCE="HD1">(a) Effective Date</HD>
                        <P>This airworthiness directive (AD) is effective August 23, 2023.</P>
                        <HD SOURCE="HD1">(b) Affected ADs</HD>
                        <P>None.</P>
                        <HD SOURCE="HD1">(c) Applicability</HD>
                        <P>This AD applies to all BAE Systems (Operations) Limited Model 4101 airplanes, certificated in any category.</P>
                        <HD SOURCE="HD1">(d) Subject</HD>
                        <P>Air Transport Association (ATA) of America Code 52, Doors.</P>
                        <HD SOURCE="HD1">(e) Unsafe Condition</HD>
                        <P>This AD was prompted by in-service cracking of the passenger door edge member, seal carrier, and inner skin, adjacent to the roller guide bracket. The FAA is issuing this AD to address undetected cracking of the passenger door. The unsafe condition, if not addressed, could result in a partial failure of the passenger door, and consequent reduced structural integrity of the passenger door.</P>
                        <HD SOURCE="HD1">(f) Compliance</HD>
                        <P>Comply with this AD within the compliance times specified, unless already done.</P>
                        <HD SOURCE="HD1">(g) Inspections</HD>
                        <P>
                            At the applicable time specified in paragraph (g)(1) or (2) of this AD, accomplish an eddy current inspection of the external visible surface of the inner skin, door edge member, and seal carrier adjacent to the roller bracket attachment brackets for cracking; and an eddy current inspection of the inner skin, door edge member, and seal 
                            <PRTPAGE P="46068"/>
                            carrier at the roller bracket attachment bores for cracking, in accordance with paragraph 2.B. of the Accomplishment Instructions of BAe JETSTREAM Series 4100 Service Bulletin J41-52-065, Revision 1, dated June 8, 2022.
                        </P>
                        <P>(1) For airplanes that have accumulated 18,000 total flight cycles or fewer as of the effective date of this AD: Accomplish the inspections prior to the accumulation of 20,000 total flight cycles.</P>
                        <P>(2) For airplanes that have accumulated more than 18,000 total flight cycles as of the effective date of this AD: Accomplish the inspections within 2,000 flight cycles after the effective date of this AD.</P>
                        <HD SOURCE="HD1">(h) Corrective Actions</HD>
                        <P>If, during any inspection required by paragraph (g) of this AD, any crack is detected: Before further flight, repair using a method approved by the Manager, International Validation Branch, FAA; or the United Kingdom Civil Aviation Authority (U.K. CAA); or BAE Systems (Operations) Limited's U.K. CAA's (DOA). If approved by the DOA, the approval must include the DOA-authorized signature.</P>
                        <HD SOURCE="HD1">(i) No Reporting Requirement</HD>
                        <P>Although BAe JETSTREAM Series 4100 Service Bulletin J41-52-065, Revision 1, dated June 8, 2022, specifies to submit certain information to the manufacturer, this AD does not include that requirement.</P>
                        <HD SOURCE="HD1">(j) Additional AD Provisions</HD>
                        <P>The following provisions also apply to this AD:</P>
                        <P>
                            (1) 
                            <E T="03">Alternative Methods of Compliance (AMOCs):</E>
                             The Manager, International Validation Branch, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or responsible Flight Standards Office, as appropriate. If sending information directly to the manager, International Validation Branch, mail it to the address identified in paragraph (k)(2) of this AD or email to: 
                            <E T="03">9-AVS-AIR-730-AMOC@faa.gov.</E>
                             If mailing information, also submit information by email. Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the responsible Flight Standards Office.
                        </P>
                        <P>
                            (2) 
                            <E T="03">Contacting the Manufacturer:</E>
                             For any requirement in this AD to obtain instructions from a manufacturer, the instructions must be accomplished using a method approved by the Manager, International Validation Branch, FAA; or the U.K. CAA; or BAE Systems (Operations) Limited's U.K. CAA's Design Organization Approval (DOA). If approved by the DOA, the approval must include the DOA-authorized signature.
                        </P>
                        <HD SOURCE="HD1">(k) Additional Information</HD>
                        <P>
                            (1) Refer to U.K. CAA G-2022-0019, dated October 31, 2022, for related information. This U.K. CAA AD may be found in the AD docket at 
                            <E T="03">regulations.gov</E>
                             under Docket No. FAA-2023-0929.
                        </P>
                        <P>
                            (2) For more information about this AD, contact Todd Thompson, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; telephone 206-231-3228; email 
                            <E T="03">todd.thompson@faa.gov.</E>
                        </P>
                        <HD SOURCE="HD1">(l) Material Incorporated by Reference</HD>
                        <P>(1) The Director of the Federal Register approved the incorporation by reference (IBR) of the service information listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
                        <P>(2) You must use this service information as applicable to do the actions required by this AD, unless this AD specifies otherwise.</P>
                        <P>(i) BAe JETSTREAM Series 4100 Service Bulletin J41-52-065, Revision 1, dated June 8, 2022.</P>
                        <P>(ii) [Reserved]</P>
                        <P>
                            (3) For service information identified in this AD, contact BAE Systems (Operations) Limited, Customer Information Department, Prestwick International Airport, Ayrshire, KA9 2RW, Scotland, United Kingdom; telephone +44 1292 675207; fax +44 1292 675704; email 
                            <E T="03">RApublications@baesystems.com;</E>
                             website 
                            <E T="03">regional-services.com</E>
                            .
                        </P>
                        <P>(4) You may view this service information at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th St., Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195.</P>
                        <P>
                            (5) You may view this service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, email 
                            <E T="03">fr.inspection@nara.gov,</E>
                             or go to: 
                            <E T="03">www.archives.gov/federal-register/cfr/ibr-locations.html.</E>
                        </P>
                    </EXTRACT>
                </REGTEXT>
                <SIG>
                    <DATED>Issued on July 13, 2023.</DATED>
                    <NAME>Victor Wicklund,</NAME>
                    <TITLE>Deputy Director, Compliance &amp; Airworthiness Division, Aircraft Certification Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15224 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 39</CFR>
                <DEPDOC>[Docket No. FAA-2023-0011; Project Identifier MCAI-2022-00211-T; Amendment 39-22478; AD 2023-12-19]</DEPDOC>
                <RIN>RIN 2120-AA64</RIN>
                <SUBJECT>Airworthiness Directives; Airbus SAS Airplanes</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA is superseding Airworthiness Directive (AD) 2013-07-03, which applied to all Airbus SAS Model A330-200, A330-200 Freighter, A330-300, A340-200, and A340-300 series airplanes; and Model A340-541 and A340-642 airplanes. AD 2013-07-03 required repetitive inspections for degradation of the bogie pivot pins and for any cracks and damage of the pivot pin bushes of the main and central landing gear; an inspection of the affected bogie pivot pins for corrosion and base metal cracks; and repairing or replacing bogie pivot pins and pivot pin bushes, if necessary. This AD was prompted by development of a modification that address the unsafe condition and a determination that a parts installation prohibition is necessary. This AD continues to require certain actions in AD 2013-07-03, add an optional modification that would terminate the repetitive inspections, and add a parts installation prohibition, as specified in a European Union Aviation Safety Agency (EASA), which is incorporated by reference. The FAA is issuing this AD to address the unsafe condition on these products.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This AD is effective August 23, 2023.</P>
                    <P>The Director of the Federal Register approved the incorporation by reference of a certain publication listed in this AD as of August 23, 2023.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P/>
                    <P>
                        <E T="03">AD Docket:</E>
                         You may examine the AD docket at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2023-0011; or in person at Docket Operations between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this final rule, the mandatory continuing airworthiness information (MCAI), any comments received, and other information. The address for Docket Operations is U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                    <P>
                        <E T="03">Material Incorporated by Reference:</E>
                    </P>
                    <P>
                        • For material incorporated by reference in this AD, contact EASA, Konrad-Adenauer-Ufer 3, 50668 Cologne, Germany; telephone +49 221 8999 000; email 
                        <E T="03">ADs@easa.europa.eu;</E>
                         website 
                        <E T="03">easa.europa.eu.</E>
                         You may find this material on the EASA website at 
                        <E T="03">ad.easa.europa.eu.</E>
                    </P>
                    <P>
                        • You may view this material at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th St., Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195. It is also available in the AD docket at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2023-0011.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Vladimir Ulyanov, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; telephone 206-231-3229; email 
                        <E T="03">vladimir.ulyanov@faa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <PRTPAGE P="46069"/>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Background</HD>
                <P>The FAA issued a notice of proposed rulemaking (NPRM) to amend 14 CFR part 39 to supersede AD 2013-07-03, Amendment 39-17407 (78 FR 21227, April 10, 2013) (AD 2013-07-03). AD 2013-07-03 applied to all Airbus SAS Model A330-200, A330-200 Freighter, A330-300, A340-200, and A340-300 series airplanes; and Model A340-541 and A340-642 airplanes. AD 2013-07-03 required repetitive inspections for degradation of the bogie pivot pins and for any cracks and damage of the pivot pin bushes of the main and central landing gear; an inspection of the affected bogie pivot pins for corrosion and base metal cracks; and repairing or replacing bogie pivot pins and pivot pin bushes, if necessary. The FAA issued AD 2013-07-03 to detect and correct cracks and damage to the main and central landing gear, which could result in the collapse of the landing gear and adversely affect the airplane's continued safe flight and landing.</P>
                <P>
                    The NPRM published in the 
                    <E T="04">Federal Register</E>
                     on January 13, 2023 (88 FR 2283). The NPRM was prompted by AD 2022-0025R2, dated August 9, 2022, issued by EASA (EASA AD 2022-0025R2) (also referred to as the MCAI). The MCAI states that since EASA issued AD 2012-0053, dated March 30, 2012, Airbus developed mod 207165 and mod 207649, introducing a new bogie pivot pin for certain main landing gear. The MCAI includes the modification as an optional terminating action for the repetitive inspections. The MCAI also determined that a parts installation prohibition is necessary. The MCAI also states that main and central landing gear overhauls contains actions that are equivalent to those required by EASA AD 2012-0053, dated March 30, 2012, and therefore, credit is provided for those actions.
                </P>
                <P>
                    You may examine the MCAI in the AD docket at 
                    <E T="03">regulations.gov</E>
                     under Docket No. FAA-2023-0011.
                </P>
                <P>In the NPRM, the FAA proposed to continue to require certain actions in AD 2013-07-03, add an optional modification that would terminate the repetitive inspections, and add a parts installation prohibition, as specified in EASA AD 2022-0025R2. The FAA is issuing this AD to address cracks and damage to the main and central landing gear. The unsafe condition, if not addressed, could result in the collapse of the landing gear and consequent damage to the airplane and injury to occupants.</P>
                <HD SOURCE="HD1">Discussion of Final Airworthiness Directive</HD>
                <HD SOURCE="HD1">Comments</HD>
                <P>The FAA received comments from Air Line Pilots Association, International (ALPA), who supported the NPRM without change.</P>
                <P>The FAA received additional comments from Delta Air Lines (Delta). The following presents the comments received on the NPRM and the FAA's response to each comment.</P>
                <HD SOURCE="HD1">Request for Additional Exception to the MCAI</HD>
                <P>Delta requested an exception to provide a terminating action as a means of compliance with the proposed optional terminating action of paragraph (g) of the proposed AD. Delta stated that service information specified in EASA 2022-0025R2 for modifying the main landing gear (MLG) while on the airplane wing references other information that seems to allow for modification of the MLG while it is off the wing. Delta received confirmation from Airbus that it is acceptable to replace unmodified MLG with MLG that has been previously modified off the wing. Delta also pointed out that the service information specified in EASA 2022-0025R2 specified an AMM task that is intended for use while the MLG is on the wing and an exception would need to accommodate a reference to an AMM task that is intended for use while the MLG is off the wing.</P>
                <P>The FAA agrees to add an exception to paragraph (h) of this AD that allows for installing a MLG that was modified off the wing. Installing a previously modified MLG that was modified off the wing is acceptable for the optional terminating action that terminates the repetitive inspections required by this AD.</P>
                <HD SOURCE="HD1">Conclusion</HD>
                <P>This product has been approved by the aviation authority of another country and is approved for operation in the United States. Pursuant to the FAA's bilateral agreement with this State of Design Authority, it has notified the FAA of the unsafe condition described in the MCAI referenced above. The FAA reviewed the relevant data, considered the comments received, and determined that air safety requires adopting this AD as proposed. Accordingly, the FAA is issuing this AD to address the unsafe condition on this product. Except for minor editorial changes, and any other changes described previously, this AD is adopted as proposed in the NPRM. None of the changes will increase the economic burden on any operator.</P>
                <HD SOURCE="HD1">Related Service Information Under 1 CFR Part 51</HD>
                <P>
                    EASA AD 2022-0025R2 specifies procedures for repetitive detailed inspections for degradation of the bogie pivot pins and for any cracks and damage of the pivot pin bushes of the main and central landing gear; an non-destructive test (NDT) inspection (
                    <E T="03">i.e.,</E>
                     magnetic particle inspection) of the affected bogie pivot pins for corrosion and base metal cracks; and corrective actions if necessary (
                    <E T="03">i.e.,</E>
                     repairing or replacing bogie pivot pins and pivot pin bushes). EASA AD 2022-0025R2 also provides an optional modification, which terminates the repetitive inspections. EASA AD 2022-0025R2 also includes a parts installation prohibition for the affected parts. This material is reasonably available because the interested parties have access to it through their normal course of business or by the means identified in the 
                    <E T="02">ADDRESSES</E>
                     section.
                </P>
                <HD SOURCE="HD1">Costs of Compliance</HD>
                <P>The FAA estimates that this AD affects 115 airplanes of U.S. registry. The FAA estimates the following costs to comply with this AD:</P>
                <GPOTABLE COLS="5" OPTS="L2,i1" CDEF="s50,r50,12C,12C,12C">
                    <TTITLE>Estimated Costs for Required Actions</TTITLE>
                    <BOXHD>
                        <CHED H="1">Action</CHED>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">
                            Cost per
                            <LI>product</LI>
                        </CHED>
                        <CHED H="1">
                            Cost on U.S.
                            <LI>operators</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Retained actions from AD 2013-07-03</ENT>
                        <ENT>22 work-hours × $85 per hour = $1,870</ENT>
                        <ENT>$0</ENT>
                        <ENT>$1,870</ENT>
                        <ENT>$215,050</ENT>
                    </ROW>
                </GPOTABLE>
                <PRTPAGE P="46070"/>
                <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,r50,r50">
                    <TTITLE>Estimated Costs for New Optional Action</TTITLE>
                    <BOXHD>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">Cost per product</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">24 work-hours × $85 per hour = $2,040</ENT>
                        <ENT>Up to $30,150</ENT>
                        <ENT>Up to $32,190.</ENT>
                    </ROW>
                </GPOTABLE>
                <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,r50,r50">
                    <TTITLE>Estimated Costs of On-Condition Actions</TTITLE>
                    <BOXHD>
                        <CHED H="1">Labor cost</CHED>
                        <CHED H="1">Parts cost</CHED>
                        <CHED H="1">Cost per product</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Up to 8 work-hours × $85 per hour = $680</ENT>
                        <ENT>Up to $2,122</ENT>
                        <ENT>Up to $2,802.</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
                <P>The FAA is issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: General requirements. Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
                <HD SOURCE="HD1">Regulatory Findings</HD>
                <P>This AD will not have federalism implications under Executive Order 13132. This AD will not have a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                <P>For the reasons discussed above, I certify that this AD:</P>
                <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
                <P>(2) Will not affect intrastate aviation in Alaska, and</P>
                <P>(3) Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
                    <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Amendment</HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA amends 14 CFR part 39 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
                </PART>
                <REGTEXT TITLE="14" PART="39">
                    <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>49 U.S.C. 106(g), 40113, 44701.</P>
                    </AUTH>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 39.13</SECTNO>
                    <SUBJECT>[Amended]</SUBJECT>
                </SECTION>
                <REGTEXT TITLE="14" PART="39">
                    <AMDPAR>2. The FAA amends § 39.13 by:</AMDPAR>
                    <AMDPAR>a. Removing Airworthiness Directive (AD) 2013-07-03, Amendment 39-17407 (78 FR 21227, April 10, 2013); and</AMDPAR>
                    <AMDPAR>b. Adding the following new AD:</AMDPAR>
                    <EXTRACT>
                        <FP SOURCE="FP-2">
                            <E T="04">2023-12-19 Airbus SAS:</E>
                             Amendment 39-22478; Docket No. FAA-2023-0011; Project Identifier MCAI-2022-00211-T.
                        </FP>
                        <HD SOURCE="HD1">(a) Effective Date</HD>
                        <P>This airworthiness directive (AD) is effective August 23, 2023.</P>
                        <HD SOURCE="HD1">(b) Affected ADs</HD>
                        <P>This AD replaces AD 2013-07-03, Amendment 39-17407 (78 FR 21227, April 10, 2013) (AD 2013-07-03).</P>
                        <HD SOURCE="HD1">(c) Applicability</HD>
                        <P>This AD applies to all Airbus SAS airplanes identified in paragraphs (c)(1) through (5) of this AD; certificated in any category.</P>
                        <P>(1) Model A330-201, -202, -203, -223, -223F, -243 and -243F airplanes.</P>
                        <P>(2) Model A330-301, -302, -303, -321, -322, -323, -341, -342, and -343 airplanes.</P>
                        <P>(3) Model A340-211, -212, and -213 airplanes.</P>
                        <P>(4) Model A340-311, -312, and -313 airplanes.</P>
                        <P>(5) Model A340-541 and -642 airplanes.</P>
                        <HD SOURCE="HD1">(d) Subject</HD>
                        <P>Air Transport Association (ATA) of America Code 32, Landing gear.</P>
                        <HD SOURCE="HD1">(e) Unsafe Condition</HD>
                        <P>This AD was prompted by reports of cracks in the bogie pivot pin of the main and central landing gear bogie beams. Investigation indicated these findings were the result of material heating due to friction between the bogie pivot pin and bush, leading to chrome detachment and chrome dragging on the bogie pivot pin. Since issuance of AD 2013-07-03, an optional terminating modification was developed and it was also determined that a parts installation prohibition is necessary. The FAA is issuing this AD to address cracks and damage to the main and central landing gear. The unsafe condition, if not addressed, could result in the collapse of the landing gear and consequent damage to the airplane and injury to occupants.</P>
                        <HD SOURCE="HD1">(f) Compliance</HD>
                        <P>Comply with this AD within the compliance times specified, unless already done.</P>
                        <HD SOURCE="HD1">(g) Requirements</HD>
                        <P>Except as specified in paragraph (h) of this AD: Comply with all required actions and compliance times specified in, and in accordance with, European Union Aviation Safety Agency (EASA) AD 2022-0025R2, dated August 9, 2022 (EASA AD 2022-0025R2).</P>
                        <HD SOURCE="HD1">(h) Exceptions to EASA AD 2022-0025R2</HD>
                        <P>(1) Where EASA AD 2022-0025R2 refers to March 1, 2022 (the effective date of EASA AD 2022-0025, dated February 15, 2022), this AD requires using the effective date of this AD.</P>
                        <P>(2) Where EASA AD 2022-0025R2 refers to April 13, 2012 (the effective date of EASA AD 2012-0053, dated March 30, 2012), this AD requires using May 15, 2013 (the effective date of AD 2013-07-03).</P>
                        <P>(3) Where paragraph (4) of EASA AD 2022-0025R2 specifies corrective actions for the non-destructive test (NDT) inspection, replace the text “the base metal of the affected part is found corroded” with “the bogie pivot pin is found corroded or the base metal is found cracked.”</P>
                        <P>(4) This AD does not adopt the “Remarks” section of EASA AD 2022-0025R2.</P>
                        <P>(5) For the terminating modification specified in paragraph (7) of EASA AD 2022-0025R2, replacement of the unmodified main landing gear (MLG) with MLG that has been previously modified off the airplane is acceptable for compliance, provided the modification was done as specified in the applicable Safran Landing Systems Service Bulletin A33/34-32-315, dated November 28, 2017; A33/34-32-319, dated September 13, 2018; or A33/34-32-320, dated September 13, 2018; and the test after the modification was done as specified in AMM task 32-11-11-400-801-A.</P>
                        <HD SOURCE="HD1">(i) No Reporting Requirement</HD>
                        <P>
                            Although the service information referenced in EASA AD 2022-0025R2 specifies to submit certain information to the 
                            <PRTPAGE P="46071"/>
                            manufacturer, this AD does not include that requirement.
                        </P>
                        <HD SOURCE="HD1">(j) Additional AD Provisions</HD>
                        <P>The following provisions also apply to this AD:</P>
                        <P>
                            (1) 
                            <E T="03">Alternative Methods of Compliance (AMOCs):</E>
                             The Manager, International Validation Branch, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or responsible Flight Standards Office, as appropriate. If sending information directly to the International Validation Branch, send it to the attention of the person identified in paragraph (k) of this AD. Information may be emailed to: 
                            <E T="03">9-AVS-AIR-730-AMOC@faa.gov.</E>
                        </P>
                        <P>(i) Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the responsible Flight Standards Office.</P>
                        <P>(ii) AMOCs approved previously for AD 2013-07-03 are approved as AMOCs for the corresponding provisions of EASA AD 2022-0025R2 that are required by paragraph (g) of this AD.</P>
                        <P>
                            (2) 
                            <E T="03">Contacting the Manufacturer:</E>
                             For any requirement in this AD to obtain instructions from a manufacturer, the instructions must be accomplished using a method approved by the Manager, International Validation Branch, FAA; or EASA; or Airbus SAS's EASA Design Organization Approval (DOA). If approved by the DOA, the approval must include the DOA-authorized signature.
                        </P>
                        <P>
                            (3) 
                            <E T="03">Required for Compliance (RC):</E>
                             Except as required by paragraph (j)(2) of this AD, if any service information contains procedures or tests that are identified as RC, those procedures and tests must be done to comply with this AD; any procedures or tests that are not identified as RC are recommended. Those procedures and tests that are not identified as RC may be deviated from using accepted methods in accordance with the operator's maintenance or inspection program without obtaining approval of an AMOC, provided the procedures and tests identified as RC can be done and the airplane can be put back in an airworthy condition. Any substitutions or changes to procedures or tests identified as RC require approval of an AMOC.
                        </P>
                        <HD SOURCE="HD1">(k) Additional Information</HD>
                        <P>
                            For more information about this AD, contact Vladimir Ulyanov, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY; telephone 206-231-3229; email 
                            <E T="03">vladimir.ulyanov@faa.gov.</E>
                        </P>
                        <HD SOURCE="HD1">(l) Material Incorporated by Reference</HD>
                        <P>(1) The Director of the Federal Register approved the incorporation by reference (IBR) of the service information listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
                        <P>(2) You must use this service information as applicable to do the actions required by this AD, unless this AD specifies otherwise.</P>
                        <P>(i) European Union Aviation Safety Agency (EASA) AD 2022-0025R2, dated August 9, 2022.</P>
                        <P>(ii) [Reserved]</P>
                        <P>
                            (3) For EASA AD 2022-0025R2, contact EASA, Konrad-Adenauer-Ufer 3, 50668 Cologne, Germany; telephone +49 221 8999 000; email 
                            <E T="03">ADs@easa.europa.eu;</E>
                             website 
                            <E T="03">easa.europa.eu.</E>
                             You may find this EASA AD on the EASA website at 
                            <E T="03">ad.easa.europa.eu.</E>
                        </P>
                        <P>(4) You may view this material at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th St., Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195.</P>
                        <P>
                            (5) You may view this material that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, email 
                            <E T="03">fr.inspection@nara.gov,</E>
                             or go to: 
                            <E T="03">www.archives.gov/federal-register/cfr/ibr-locations.html.</E>
                        </P>
                    </EXTRACT>
                </REGTEXT>
                <SIG>
                    <DATED>Issued on June 21, 2023.</DATED>
                    <NAME>Michael Linegang,</NAME>
                    <TITLE>Acting Director, Compliance &amp; Airworthiness Division, Aircraft Certification Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15178 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Bureau of Industry and Security</SUBAGY>
                <CFR>15 CFR Part 744</CFR>
                <DEPDOC>[Docket No. 230713-0167]</DEPDOC>
                <RIN>RIN 0694-AJ28</RIN>
                <SUBJECT>Additions to the Entity List</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Industry and Security, Department of Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In this rule, the Bureau of Industry and Security (BIS) amends the Export Administration Regulations (EAR) by adding four entities to the Entity List under the destinations of Greece, Hungary, Ireland, and North Macedonia. These four entities have been determined by the U.S. Government to be acting contrary to the national security or foreign policy interests of the United States.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This rule is effective on July 18, 2023.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Chair, End-User Review Committee, Office of the Assistant Secretary for Export Administration, Bureau of Industry and Security, Department of Commerce, Phone: (202) 482-5991, Email: 
                        <E T="03">ERC@bis.doc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    The Entity List (supplement no. 4 to part 744 of the EAR (15 CFR parts 730 through 774)) identifies entities for which there is reasonable cause to believe, based on specific and articulable facts, that the entities have been involved, are involved, or pose a significant risk of being or becoming involved in activities contrary to the national security or foreign policy interests of the United States, pursuant to § 744.11(b). The EAR impose additional license requirements on, and limit the availability of, most license exceptions for exports, reexports, and transfers (in-country) when a listed entity is a party to the transaction. The license review policy for each listed entity is identified in the “License Review Policy” column on the Entity List, and the impact on the availability of license exceptions is described in the relevant 
                    <E T="04">Federal Register</E>
                     document that added the entity to the Entity List. The Bureau of Industry and Security (BIS) places entities on the Entity List pursuant to parts 744 (Control Policy: End-User and End-Use Based) and 746 (Embargoes and Other Special Controls) of the EAR.
                </P>
                <P>The End-User Review Committee (ERC), composed of representatives of the Departments of Commerce (Chair), State, Defense, Energy and, where appropriate, the Treasury, makes all decisions regarding additions to, removals from, or other modifications to the Entity List. The ERC makes all decisions to add an entry to the Entity List by majority vote and makes all decisions to remove or modify an entry by unanimous vote.</P>
                <HD SOURCE="HD1">Entity List Decisions</HD>
                <HD SOURCE="HD2">A. Additions to the Entity List</HD>
                <P>The ERC determined to add Intellexa S.A., under the destination of Greece, Cytrox Holdings Zrt., under the destination of Hungary, Intellexa Limited, under the destination of Ireland, and Cytrox AD, under the destination of North Macedonia, to the Entity List for trafficking in cyber exploits used to gain access to information systems, thereby threatening the privacy and security of individuals and organizations worldwide. This activity is contrary to U.S. national security and foreign policy interests under § 744.11 of the EAR. For these four entities, BIS imposes a license requirement for all items subject to the EAR and will review license applications under a presumption of denial.</P>
                <HD SOURCE="HD1">Greece</HD>
                <P>• Intellexa S.A.</P>
                <HD SOURCE="HD1">Hungary</HD>
                <P>• Cytrox Holdings Zrt.</P>
                <HD SOURCE="HD1">Ireland</HD>
                <P>
                    • Intellexa Limited.
                    <PRTPAGE P="46072"/>
                </P>
                <HD SOURCE="HD1">North Macedonia</HD>
                <P>• Cytrox AD.</P>
                <HD SOURCE="HD2">Savings Clause</HD>
                <P>For the changes being made in this final rule, shipments of items removed from eligibility for a License Exception or export, reexport, or transfer (in-country) without a license (NLR) as a result of this regulatory action that were en route aboard a carrier to a port of export, reexport, or transfer (in-country), on July 18, 2023, pursuant to actual orders for export, reexport, or transfer (in-country) to or within a foreign destination, may proceed to that destination under the previous eligibility for a License Exception or export, reexport, or transfer (in-country) without a license (NLR) before August 17, 2023. Any such items not actually exported, reexported or transferred (in-country) before midnight, on August 17, 2023, require a license in accordance with this final rule.</P>
                <HD SOURCE="HD1">Export Control Reform Act of 2018</HD>
                <P>On August 13, 2018, the President signed into law the John S. McCain National Defense Authorization Act for Fiscal Year 2019, which included the Export Control Reform Act of 2018 (ECRA) (50 U.S.C. 4801-4852). ECRA provides the legal basis for BIS's principal authorities and serves as the authority under which BIS issues this rule.</P>
                <HD SOURCE="HD1">Rulemaking Requirements</HD>
                <P>1. This rule has been determined to be not significant for purposes of Executive Order 12866.</P>
                <P>
                    2. Notwithstanding any other provision of law, no person is required to respond to or be subject to a penalty for failure to comply with a collection of information, subject to the requirements of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ) (PRA), unless that collection of information displays a currently valid Office of Management and Budget (OMB) Control Number. This regulation involves an information collection approved by OMB under control number 0694-0088, Simplified Network Application Processing System. BIS does not anticipate a change to the burden hours associated with this collection as a result of this rule. Information regarding the collection, including all supporting materials, can be accessed at 
                    <E T="03">https://www.reginfo.gov/public/do/PRAMain.</E>
                </P>
                <P>3. This rule does not contain policies with federalism implications as that term is defined in Executive Order 13132.</P>
                <P>4. Pursuant to section 1762 of the Export Control Reform Act of 2018, this action is exempt from the Administrative Procedure Act (5 U.S.C. 553) requirements for notice of proposed rulemaking, opportunity for public participation, and delay in effective date.</P>
                <P>
                    5. Because a notice of proposed rulemaking and an opportunity for public comment are not required to be given for this rule by 5 U.S.C. 553, or by any other law, the analytical requirements of the Regulatory Flexibility Act, 5 U.S.C. 601, 
                    <E T="03">et seq.,</E>
                     are not applicable. Accordingly, no regulatory flexibility analysis is required, and none has been prepared.
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 15 CFR Part 744</HD>
                    <P>Exports, Reporting and recordkeeping requirements, Terrorism.</P>
                </LSTSUB>
                <P>Accordingly, part 744 of the Export Administration Regulations (15 CFR parts 730 through 774) is amended as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 744—CONTROL POLICY: END-USER AND END-USE BASED</HD>
                </PART>
                <REGTEXT TITLE="15" PART="744">
                    <AMDPAR>1. The authority citation for 15 CFR part 744 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>
                            50 U.S.C. 4801-4852; 50 U.S.C. 4601 
                            <E T="03">et seq.;</E>
                             50 U.S.C. 1701 
                            <E T="03">et seq.;</E>
                             22 U.S.C. 3201 
                            <E T="03">et seq.;</E>
                             42 U.S.C. 2139a; 22 U.S.C. 7201 
                            <E T="03">et seq.;</E>
                             22 U.S.C. 7210; E.O. 12058, 43 FR 20947, 3 CFR, 1978 Comp., p. 179; E.O. 12851, 58 FR 33181, 3 CFR, 1993 Comp., p. 608; E.O. 12938, 59 FR 59099, 3 CFR, 1994 Comp., p. 950; E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 228; E.O. 13099, 63 FR 45167, 3 CFR, 1998 Comp., p. 208; E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. 783; E.O. 13224, 66 FR 49079, 3 CFR, 2001 Comp., p. 786; Notice of September 19, 2022, 87 FR 57569 (September 21, 2022); Notice of November 8, 2022, 87 FR 68015 (November 10, 2022).
                        </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="15" PART="744">
                    <AMDPAR>2. Supplement no. 4 to part 744 is amended by:</AMDPAR>
                    <AMDPAR>a. Under GREECE, adding an entry in alphabetical order for “Intellexa S.A.”;</AMDPAR>
                    <AMDPAR>b. Adding in alphabetical order the country HUNGARY followed by the entry “Cytrox Holdings Zrt”;</AMDPAR>
                    <AMDPAR>
                        c. Under IRELAND, adding an entry in alphabetical order for “Intellexa Limited”; 
                        <E T="03">and</E>
                    </AMDPAR>
                    <AMDPAR>d. Adding in alphabetical order the country NORTH MACEDONIA followed by the entry “Cytrox AD”.</AMDPAR>
                    <P>The additions read as follows:</P>
                    <HD SOURCE="HD1">Supplement No. 4 to Part 744—Entity List</HD>
                    <STARS/>
                    <GPOTABLE COLS="5" OPTS="L1,nj,tp0,i1" CDEF="xs60,xl120,r50,r50,r50">
                        <TTITLE> </TTITLE>
                        <BOXHD>
                            <CHED H="1">Country</CHED>
                            <CHED H="1">Entity</CHED>
                            <CHED H="1">License requirement</CHED>
                            <CHED H="1">License review policy</CHED>
                            <CHED H="1">
                                <E T="02">Federal Register</E>
                                <LI>citation</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="22"> </ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="28">*         *         *         *         *         *         *</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">GREECE</ENT>
                            <ENT A="03">*         *         *         *         *         *         </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>
                                Intellexa S.A., a.k.a., the following one alias:
                                <LI>—Intellexa Anonymi Etaireia.</LI>
                            </ENT>
                            <ENT>For all items subject to the EAR. (See § 744.11 of the EAR)</ENT>
                            <ENT>Presumption of denial</ENT>
                            <ENT>88 FR [INSERT FR PAGE NUMBER 7/19/2023].</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>
                                Vouliagmenis Ave. &amp; 14 Hatzievaggelou Elliniko, 16777, Greece; 
                                <E T="03">and</E>
                                 Leof Vouliagmenis 47, 16777, Elliniko, Greece; 
                                <E T="03">and</E>
                                 Irodou Attikou Streeet 7, Athens, Greece; 
                                <E T="03">and</E>
                                 Karaoli Dimitriou 1 &amp; Vasiliss 1, 15231, Athens, Greece.
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT A="03">*         *         *         *         *         *          </ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="01">HUNGARY</ENT>
                            <ENT>
                                Cytrox Holdings Zrt, a.k.a., the following one alias:
                                <LI>—Cytrox Holdings Zartkoruen Mukodo Reszvenytarsasag.</LI>
                                <LI>Deák Ferenc tér 3. Budapest, 1052 Hungary.</LI>
                            </ENT>
                            <ENT>For all items subject to the EAR. (See § 744.11 of the EAR)</ENT>
                            <ENT>Presumption of denial</ENT>
                            <ENT>88 FR [INSERT FR PAGE NUMBER 7/19/2023].</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="46073"/>
                            <ENT I="22"> </ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="28">*         *         *         *         *         *         *</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="01">IRELAND</ENT>
                            <ENT>
                                Intellexa Limited, a.k.a., the following one alias:
                                <LI>—Intellexa Ltd.</LI>
                                <LI>3rd Floor, Ulysses House, Foley Street, Dublin 1, Dublin, Ireland, D01W2T2.</LI>
                            </ENT>
                            <ENT>For all items subject to the EAR. (See § 744.11 of the EAR)</ENT>
                            <ENT>Presumption of denial</ENT>
                            <ENT>88 FR [INSERT FR PAGE NUMBER 7/19/2023].</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="28">*         *         *         *         *         *         *</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="01">NORTH MACEDONIA</ENT>
                            <ENT>
                                Cytrox AD, a.k.a., the following one alias:
                                <LI>—Sytrox.</LI>
                                <LI>
                                    October 20, no. 1/1-1 Skopje, Karpos, North Macedonia; 
                                    <E T="03">and</E>
                                     Metropolitan Theodosij Gologanov 44, Skopje, Karpos, North Macedonia.
                                </LI>
                            </ENT>
                            <ENT>For all items subject to the EAR. (See § 744.11 of the EAR)</ENT>
                            <ENT>Presumption of denial</ENT>
                            <ENT>88 FR [INSERT FR PAGE NUMBER 7/19/2023].</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="28">*         *         *         *         *         *         *</ENT>
                        </ROW>
                    </GPOTABLE>
                    <STARS/>
                </REGTEXT>
                <SIG>
                    <NAME>Thea D. Rozman Kendler,</NAME>
                    <TITLE>Assistant Secretary for Export Administration.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15343 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-33-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF JUSTICE</AGENCY>
                <SUBAGY>Drug Enforcement Administration</SUBAGY>
                <CFR>21 CFR Part 1308</CFR>
                <DEPDOC>[Docket No. DEA-716]</DEPDOC>
                <SUBJECT>Schedules of Controlled Substances: Placement of Brorphine in Schedule I; Correction</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Drug Enforcement Administration, Department of Justice.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final order; correction. Correcting amendment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>On March 6, 2023, the Drug Enforcement Administration published a final order placing 1-(1-(1-(4-bromophenyl)ethyl)piperidin-4-yl)-1,3-dihydro-2H-benzo[d]imidazol-2-one (commonly known as brorphine), including its isomers, esters, ethers, salts, and salts of isomers, esters, and ethers whenever the existence of such isomers, esters, ethers, and salts is possible within the specific chemical designation, in schedule I of the Controlled Substances Act. In an amendatory instruction, the document incorrectly designated certain paragraphs. This document corrects that instruction.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This correcting amendment is effective July 19, 2023, and is applicable beginning March 6, 2023.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Dr. Terrence L. Boos, Drug and Chemical Evaluation Section, Diversion Control Division, Drug Enforcement Administration; Telephone: (571) 362-3249.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    In FR Doc. 2023-04364, appearing on page 13692 in the 
                    <E T="04">Federal Register</E>
                     of Monday, March 6, 2023 (88 FR 13692), the following correction is made:
                </P>
                <SECTION>
                    <SECTNO>§ 1308.11</SECTNO>
                    <SUBJECT>[Corrected]</SUBJECT>
                </SECTION>
                <REGTEXT TITLE="21" PART="1308">
                    <AMDPAR>1. On page 13694, in the third column, amendatory instruction number 2 is corrected to read as follows:</AMDPAR>
                    <AMDPAR>“2. In § 1308.11:</AMDPAR>
                    <AMDPAR>a. Redesignate paragraphs (b)(22) through (b)(92) as (b)(23) through (b)(93);”</AMDPAR>
                    <AMDPAR>b. Add a new paragraph (b)(22);</AMDPAR>
                    <AMDPAR>c. Remove and reserve paragraph (h)(49).</AMDPAR>
                    <P>The addition reads as follows:”</P>
                </REGTEXT>
                <HD SOURCE="HD1">Signing Authority</HD>
                <P>
                    This document of the Drug Enforcement Administration was signed on July 5, 2023, by Administrator Anne Milgram. That document with the original signature and date is maintained by DEA. For administrative purposes only, and in compliance with requirements of the Office of the Federal Register, the undersigned DEA Federal Register Liaison Officer has been authorized to sign and submit the document in electronic format for publication, as an official document of DEA. This administrative process in no way alters the legal effect of this document upon publication in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <SIG>
                    <NAME>Scott Brinks, </NAME>
                    <TITLE>Federal Register Liaison Officer, Drug Enforcement Administration.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15249 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
                <SUBAGY>Coast Guard</SUBAGY>
                <CFR>33 CFR Part 100</CFR>
                <DEPDOC>[Docket Number USCG-2023-0536]</DEPDOC>
                <RIN>RIN 1625-AA08</RIN>
                <SUBJECT>Special Local Regulation; Iron Man 70.3 Triathlon, Lake Erie; Sandusky, OH</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Coast Guard, DHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Temporary final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Coast Guard will establish and enforce a special local regulation for the Ironman 70.3 Ohio Triathlon from 4:30 a.m. through 10 a.m. on July 23. 2023. This special local regulation is necessary to safely control vessel movements in the vicinity of the triathlon and provide for the safety of the general boating public and commercial shipping. During this enforcement period, no person or vessel may enter the regulated area without the permission of the Coast Guard Patrol Commander.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This special local regulation will be enforced from 4:30 a.m. through 10 a.m. on July 23, 2023.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        To view documents mentioned in this preamble as being available in the docket, go to 
                        <E T="03">https://www.regulations.gov,</E>
                         type USCG-2023-0536 in the “SEARCH” box and click “SEARCH.” Next, in the Document Type column, select “Supporting &amp; Related Material.”
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        If you have questions on this rule, call or email the Command Duty Officer, MST1 Karl Dirksmeyer, Marine Safety Unit 
                        <PRTPAGE P="46074"/>
                        Toledo, Coast Guard; telephone (419) 392-0324, email 
                        <E T="03">D09-SMB-MSUToledo-WWM@uscg.mil.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">I. Table of Abbreviations</HD>
                <EXTRACT>
                    <FP SOURCE="FP-2">CFR Code of Federal Regulations</FP>
                    <FP SOURCE="FP-2">DHS Department of Homeland Security</FP>
                    <FP SOURCE="FP-2">FR Federal Register</FP>
                    <FP SOURCE="FP-2">NPRM Notice of proposed rulemaking</FP>
                    <FP SOURCE="FP-2">§ Section </FP>
                    <FP SOURCE="FP-2">U.S.C. United States Code</FP>
                </EXTRACT>
                <HD SOURCE="HD1">II. Background Information and Regulatory History</HD>
                <P>The Coast Guard is issuing this temporary final rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency, for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because we must establish this special local regulation by July 23, 2023.</P>
                <P>
                    Under 5 U.S.C. 553(d)(3) the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the 
                    <E T="04">Federal Register</E>
                    . Delaying the effective date of this regulation would be impracticable.
                </P>
                <HD SOURCE="HD1">III. Legal Authority and Need for Rule</HD>
                <P>The Coast Guard is issuing this rule under authority in 46 U.S.C. 70041. The Captain of the Port Detroit (COTP) has determined that potential hazards associated with the Ironman 70.3 Ohio Triathlon on July 23, 2023, will be a safety concern within 400 yards of the Dock Channel from the Jackson Street Pier to the Shelby Street Boat Launch for five and a half hours. This rule is needed to protect personnel, vessels, and the marine environment in the navigable waters near the Jackson St. Pier, Sandusky, OH.</P>
                <HD SOURCE="HD1">IV. Discussion of the Rule</HD>
                <P>This rule establishes a special local regulation from 4:30 a.m. through 10 a.m. on July 23, 2023. In light of the aforementioned hazards, the COTP has determined that a special local regulation is necessary to protect spectators, vessels, and participants. The special local regulation will encompass the following waterway: all U.S. navigable waters of Lake Erie within a 400 yard radius of the dock channel in Sandusky Bay in Sandusky, OH, between the Jackson Street Pier and the Shelby Street Boat Launch. The COTP or his designated on-scene representative will notify the public of the enforcement of this rule by all appropriate means, including a Broadcast Notice to Mariners.</P>
                <HD SOURCE="HD1">V. Regulatory Analyses</HD>
                <P>We developed this rule after considering numerous statutes and Executive orders related to rulemaking. Below we summarize our analyses based on a number of these statutes and Executive orders, and we discuss First Amendment rights of protestors.</P>
                <HD SOURCE="HD2">A. Regulatory Planning and Review</HD>
                <P>Executive Orders 12866 and 13563 direct agencies to assess the costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits. This rule has not been designated a “significant regulatory action,” under Executive Order 12866. Accordingly, this rule has not been reviewed by the Office of Management and Budget (OMB).</P>
                <P>This regulatory action determination is based on the size, location, duration and time-of-day of the special local regulation. Vessel traffic will not be able to safely transit around this regulated area which would impact a small designated area of Sandusky Bay for a short duration, during the morning when vessel traffic is normally low. Moreover, the Coast Guard would issue a Broadcast Notice to Mariners via VHF-FM marine channel 16 about the zone, and the rule would allow vessels to seek permission to enter the zone.</P>
                <HD SOURCE="HD2">B. Impact on Small Entities</HD>
                <P>The Regulatory Flexibility Act of 1980, 5 U.S.C. 601-612, as amended, requires Federal agencies to consider the potential impact of regulations on small entities during rulemaking. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000. The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities.</P>
                <P>While some owners or operators of vessels intending to transit the area may be small entities, for the reasons stated in section V.A above, this rule will not have a significant economic impact on any vessel owner or operator.</P>
                <P>
                    Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we want to assist small entities in understanding this rule. If the rule would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please call or email the person listed in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section.
                </P>
                <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
                <HD SOURCE="HD2">C. Collection of Information</HD>
                <P>This rule will not call for a new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
                <HD SOURCE="HD2">D. Federalism and Indian Tribal Governments</HD>
                <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on the States, on the relationship between the National Government and the States, or on the distribution of power and responsibilities among the various levels of government. We have analyzed this rule under that order and have determined that it is consistent with the fundamental federalism principles and preemption requirements described in Executive Order 13132.</P>
                <P>Also, this rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
                <HD SOURCE="HD2">E. Unfunded Mandates Reform Act</HD>
                <P>
                    The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a 
                    <PRTPAGE P="46075"/>
                    State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.
                </P>
                <HD SOURCE="HD2">F. Environment</HD>
                <P>
                    We have analyzed this rule under Department of Homeland Security Directive 023-01, Rev. 1, associated implementing instructions, and Environmental Planning COMDTINST 5090.1 (series), which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (42 U.S.C. 4321-4370f), and have determined that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This special local regulation lasts five and one half hours that will prohibit entry within 400 yard radius of the Dock Channel in Sandusky Bay, between the Jackson Street Pier and the Shelby Street Boat Launch. It is categorically excluded from further review under paragraph L[61] of Appendix A, Table 1 of DHS Instruction Manual 023-01-001-01, Rev. 1. A Record of Environmental Consideration supporting this determination is available in the docket. For instructions on locating the docket, see the 
                    <E T="02">ADDRESSES</E>
                     section of this preamble.
                </P>
                <HD SOURCE="HD2">G. Protest Activities</HD>
                <P>
                    The Coast Guard respects the First Amendment rights of protesters. Protesters are asked to call or email the person listed in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section to coordinate protest activities so that your message can be received without jeopardizing the safety or security of people, places or vessels.
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 33 CFR Part 100</HD>
                    <P>Marine safety, Navigation (water), Reporting and record keeping requirements, Security measures, Waterways.</P>
                </LSTSUB>
                <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 100 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 100—SAFETY OF LIFE ON NAVIGABLE WATERS</HD>
                </PART>
                <REGTEXT TITLE="33" PART="100">
                    <AMDPAR>1. The authority citation for part 100 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 46 U.S.C. 70041; 33 CFR 1.05-1.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="33" PART="100">
                    <AMDPAR>2. Add § 100.T05-911 to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 100.T05-911</SECTNO>
                        <SUBJECT>Special Local Regulations; Ironman 70.3 Triathlon, Lake Erie; Sandusky Bay, OH.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">Location.</E>
                             This special local regulation lasts 5.5 hours and will limit entry within the navigable waters of Sandusky Bay within a within a 400-yard radius of the Dock Channel between located at position 41°27′36.48″ N, 082°42′54.84″ W and 41°27′25.05″ N, 082°43′26.64″ W. All geographic coordinates are North American Datum of 1983 (NAD 83).
                        </P>
                        <P>
                            (b) 
                            <E T="03">Enforcement Period.</E>
                             The regulation will be enforced from 4:30 a.m. through 10 a.m. on July 23, 2023. The Captain of the Port Detroit will announce specific enforcement periods by Broadcast Notice to Mariners (BNM).
                        </P>
                        <P>
                            (c) 
                            <E T="03">Regulations.</E>
                        </P>
                        <P>(1) In accordance with the general regulations in § 100.911(b), No vessel may enter, transit through, or anchor within the regulated area without the permission of the Coast Guard Patrol Commander.</P>
                        <P>(2) Vessel operators desiring to enter or operate within the regulated area shall contact the Coast Guard Patrol Commander to obtain permission to do so. Vessel operators given permission to enter or operate within the regulated area must comply with all directions given to them by the Coast Guard Patrol Commander.</P>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <DATED>Dated: July 13, 2023.</DATED>
                    <NAME>Richard P. Armstrong,</NAME>
                    <TITLE>Captain, U.S. Coast Guard, Captain of the Port Detroit.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15227 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 9110-04-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
                <SUBAGY>Coast Guard</SUBAGY>
                <CFR>33 CFR Part 165</CFR>
                <DEPDOC>[Docket Number USCG-2023-0569]</DEPDOC>
                <RIN>RIN 1625-AA87</RIN>
                <SUBJECT>Security Zones; Corpus Christi Ship Channel, Corpus Christi, TX</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Coast Guard, DHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Temporary final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Coast Guard is establishing three temporary, 500-yard radius, moving security zones for certain vessels carrying Certain Dangerous Cargoes (CDC) within the Corpus Christi Ship Channel and the La Quinta Channel. The temporary security zones are needed to protect the vessels, the CDC cargo, and the surrounding waterway from terrorist acts, sabotage, or other subversive acts, accidents, or other events of a similar nature. Entry of vessels or persons into these zones is prohibited unless specifically authorized by the Captain of the Port Sector Corpus Christi or a designated representative.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This rule is effective without actual notice from July 19, 2023 until July 25, 2023. For the purposes of enforcement, actual notice will be used from July 10, 2023, until July 19, 2023.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        If you have questions about this rule, call or email Lieutenant Commander Anthony Garofalo, Sector Corpus Christi Waterways Management Division, U.S. Coast Guard; telephone 361-939-5130, email 
                        <E T="03">Anthony.M.Garofalo@uscg.mil.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">I. Table of Abbreviations</HD>
                <EXTRACT>
                    <FP SOURCE="FP-1">CFR Code of Federal Regulations</FP>
                    <FP SOURCE="FP-1">COTP Captain of the Port Sector Corpus Christi</FP>
                    <FP SOURCE="FP-1">DHS Department of Homeland Security</FP>
                    <FP SOURCE="FP-1">FR Federal Register</FP>
                    <FP SOURCE="FP-1">NPRM Notice of proposed rulemaking</FP>
                    <FP SOURCE="FP-1">§ Section </FP>
                    <FP SOURCE="FP-1">U.S.C. United States Code</FP>
                </EXTRACT>
                <HD SOURCE="HD1">II. Background Information and Regulatory History</HD>
                <P>The Coast Guard is issuing this temporary rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.” Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking (NPRM) with respect to this rule because it is impracticable. The Coast Guard must establish these security zones by July 10, 2023 to ensure security of these vessels and lacks sufficient time to provide a reasonable comment period and then consider those comments before issuing the rule.</P>
                <P>
                    Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the 
                    <E T="04">Federal Register</E>
                    . Delaying the effective date of this rule would be contrary to the public interest because immediate action is needed to provide for the security of these vessels.
                </P>
                <HD SOURCE="HD1">III. Legal Authority and Need for Rule</HD>
                <P>
                    The Coast Guard may issue security zone regulations under authority in 46 
                    <PRTPAGE P="46076"/>
                    U.S.C. 70051 and 70124. The Captain of the Port Sector Corpus Christi (COTP) has determined that potential hazards associated with the transit of the Motor Vessel (M/V) IRENE A, M/V CELSIUS CAROLINA and M/V ADRIANO KNUTSEN, when loaded, will be a security concern within a 500-yard radius of each vessel. This rule is needed to provide for the safety and security of the vessels, their cargo, and surrounding waterway from terrorist acts, sabotage or other subversive acts, accidents, or other events of a similar nature while they are transiting within Corpus Christi, TX, from July 10, 2023 through July 25, 2023.
                </P>
                <HD SOURCE="HD1">IV. Discussion of the Rule</HD>
                <P>The Coast Guard is establishing three 500-yard radius temporary moving security zones around M/V IRENE A, M/V CELSIUS CAROLINA and M/V ADRIANO KNUTSEN. The vessel names will be clearly marked on the port, starboard, and stern. The zones for the vessels will be enforced from July 10, 2023, through July 25, 2023. The duration of the zones are intended to protect the vessels and cargo and surrounding waterway from terrorist acts, sabotage or other subversive acts, accidents, or other events of a similar nature. No vessel or person will be permitted to enter the security zones without obtaining permission from the COTP or a designated representative.</P>
                <P>Entry into these security zones is prohibited unless authorized by the COTP or a designated representative, who will be on scene to enforce the security zone. A designated representative is a commissioned, warrant, or petty officer of the U.S. Coast Guard (USCG) assigned to units under the operational control of USCG Sector Corpus Christi. Persons or vessels desiring to enter or pass through each zone must request permission from the COTP or a designated representative on VHF-FM channel 16 or by telephone at 361-939-0450. If permission is granted, all persons and vessels shall comply with the instructions of the COTP or designated representative. The COTP or a designated representative will inform the public through Broadcast Notices to Mariners (BNMs), Local Notices to Mariners (LNMs), and/or Marine Safety Information Bulletins (MSIBs) as appropriate for the enforcement times and dates for each security zone.</P>
                <HD SOURCE="HD1">V. Regulatory Analyses</HD>
                <P>We developed this rule after considering numerous statutes and Executive orders related to rulemaking. Below we summarize our analyses based on a number of these statutes and Executive orders, and we discuss First Amendment rights of protestors.</P>
                <HD SOURCE="HD2">A. Regulatory Planning and Review</HD>
                <P>Executive Orders 12866 and 13563 direct agencies to assess the costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits. This rule has not been designated a “significant regulatory action,” under Executive Order 12866, as amended by Executive Order 14094 (Modernizing Regulatory Review). Accordingly, this rule has not been reviewed by the Office of Management and Budget (OMB).</P>
                <P>This regulatory action determination is based on the size, duration, and location of the security zones. This rule will impact a small, designated area of 500-yards around the moving vessels in the Corpus Christi Ship Channel and the La Quinta Channel as the vessels transit the channel over a seven day period. Moreover, the rule allows vessels to seek permission to enter the zones.</P>
                <HD SOURCE="HD2">B. Impact on Small Entities</HD>
                <P>The Regulatory Flexibility Act of 1980, 5 U.S.C. 601-612, as amended, requires Federal agencies to consider the potential impact of regulations on small entities during rulemaking. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000. The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities.</P>
                <P>While some owners or operators of vessels intending to transit the temporary security zones may be small entities, for the reasons stated in section V.A above, this rule will not have a significant economic impact on any vessel owner or operator.</P>
                <P>
                    Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we want to assist small entities in understanding this rule. If the rule would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact the person listed in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section.
                </P>
                <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
                <HD SOURCE="HD2">C. Collection of Information</HD>
                <P>This rule will not call for a new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
                <HD SOURCE="HD2">D. Federalism and Indian Tribal Governments</HD>
                <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on the States, on the relationship between the National Government and the States, or on the distribution of power and responsibilities among the various levels of government. We have analyzed this rule under that Order and have determined that it is consistent with the fundamental federalism principles and preemption requirements described in Executive Order 13132.</P>
                <P>
                    Also, this rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes. If you believe this rule has implications for federalism or Indian tribes, please contact the person listed in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section above.
                </P>
                <HD SOURCE="HD2">E. Unfunded Mandates Reform Act</HD>
                <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
                <HD SOURCE="HD2">F. Environment</HD>
                <P>
                    We have analyzed this rule under Department of Homeland Security 
                    <PRTPAGE P="46077"/>
                    Directive 023-01 and Environmental Planning COMDTINST 5090.1 (series), which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (42 U.S.C. 4321-4370f), and have determined that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This rule involves moving security zones lasting for the duration of time that the M/V IRENE A, M/V CELSIUS CAROLINA and M/V ADRIANO KNUTSEN are within the Corpus Christi Ship Channel and La Quinta Channel while loaded with cargo. It will prohibit entry within a 500-yard radius of M/V IRENE A, M/V CELSIUS CAROLINA and M/V ADRIANO KNUTSEN while the vessels are transiting loaded within Corpus Christi Ship Channel and La Quinta Channel. It is categorically excluded from further review under L60(a) in Appendix A, Table 1 of DHS Instruction Manual 023-01-001-01, Rev. 1. A record of Environmental Consideration supporting this determination is available in the docket. For instructions on locating the docket, see the 
                    <E T="02">ADDRESSES</E>
                     section of this preamble.
                </P>
                <HD SOURCE="HD2">G. Protest Activities</HD>
                <P>
                    The Coast Guard respects the First Amendment rights of protesters. Protesters are asked to contact the person listed in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section to coordinate protest activities so that your message can be received without jeopardizing the safety or security of people, places, or vessels.
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
                    <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, Waterways.</P>
                </LSTSUB>
                <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
                </PART>
                <REGTEXT TITLE="33" PART="165">
                    <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 46 U.S.C 70034, 70051; 70124; 33 CFR 1.05-1, 6.04-1, 6.04-6, and 160.5; Department of Homeland Security Delegation No. 00170.1, Revision No. 01.3.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="33" PART="165">
                    <AMDPAR>2. Add § 165.T08-0569 to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 165.T08-0569</SECTNO>
                        <SUBJECT>Security Zones; Corpus Christi Ship Channel. Corpus Christi, TX.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">Location.</E>
                             The following areas are moving security zones: All navigable waters encompassing a 500-yard radius around the M/V IRENE A, M/V CELSIUS CAROLINA and M/V ADRIANO KNUTSEN while the vessels are in the Corpus Christi Ship Channel and La Quinta Channel.
                        </P>
                        <P>
                            (b) 
                            <E T="03">Effective period.</E>
                             This section will be enforced from July 10, 2023, through July 25, 2023.
                        </P>
                        <P>
                            (c) 
                            <E T="03">Regulations.</E>
                             (1) The general regulations in § 165.33 of this part apply. Entry into the safety zones described in paragraph (a) of this section is prohibited unless authorized by the Captain of the Port Sector Corpus Christi (COTP) or a designated representative. A designated representative is a commissioned, warrant, or petty officer of the U.S. Coast Guard assigned to units under the operational control of USCG Sector Corpus Christi.
                        </P>
                        <P>(2) Persons or vessels desiring to enter or pass through the zones must request permission from the COTP Sector Corpus Christi on VHF-FM channel 16 or by telephone at 361-939-0450.</P>
                        <P>(3) If permission is granted, all persons and vessels shall comply with the instructions of the COTP or designated representative.</P>
                        <P>
                            (d) 
                            <E T="03">Information broadcasts.</E>
                             The COTP or a designated representative will inform the public through Broadcast Notices to Mariners (BNMs), Local Notices to Mariners (LNMs), and/or Marine Safety Information Bulletins (MSIBs) as appropriate of the enforcement times and dates for these security zones.
                        </P>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <DATED>Dated: July 10, 2023.</DATED>
                    <NAME>J.B. Gunning,</NAME>
                    <TITLE>Captain, U.S. Coast Guard, Captain of the Port, Sector Corpus Christi.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15026 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 9110-04-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <CFR>40 CFR Part 180</CFR>
                <DEPDOC>[EPA-HQ-OPP-2017-0128; FRL-10840-01-OCSPP]</DEPDOC>
                <RIN>RIN 2070-ZA16</RIN>
                <SUBJECT>
                    Pesticide Tolerances; Implementing Registration Review Decisions for Certain Pesticides; Aluminum tris (
                    <E T="0714">O-ethylphosphonate</E>
                    ), Carbon disulfide, et al.
                </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Environmental Protection Agency (EPA) is finalizing several tolerance actions under the Federal Food, Drug, and Cosmetic Act (FFDCA) that the Agency determined were necessary or appropriate during the registration review conducted under the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA). The tolerance actions and pesticide active ingredients addressed in this final rule are identified in Unit I.B. and discussed in detail in Unit III. of this document.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This regulation is effective July 19, 2023. Objections and requests for hearings must be received on or before September 18, 2023 and must be filed in accordance with the instructions provided in 40 CFR part 178 (see also Unit IV. of this document).</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The docket for this action, identified by docket identification (ID) number EPA-HQ-OPP-2017-0128, is available online at 
                        <E T="03">https://www.regulations.gov</E>
                         or in person at the Office of Pesticide Programs Regulatory Public Docket (OPP Docket) in the Environmental Protection Agency Docket Center (EPA/DC), West William Jefferson Clinton Bldg., Rm. 3334, 1301 Constitution Ave. NW, Washington, DC 20460-0001. Additional instructions for visiting the docket, along with more information about dockets generally, is available at 
                        <E T="03">https://www.epa.gov/dockets.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Christina Scheltema, Pesticide Re-Evaluation Division (7508M), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave, NW, Washington, DC 20460-0001; telephone number: (202) 566-2272; email address: 
                        <E T="03">scheltema.christina@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">I. Executive Summary</HD>
                <HD SOURCE="HD2">A. Does this action apply to me?</HD>
                <P>You may be potentially affected by this action if you are an agricultural producer, food manufacturer, or pesticide manufacturer. The following list of North American Industrial Classification System (NAICS) codes is not intended to be exhaustive, but rather provides a guide to help readers determine whether this document applies to them. Potentially affected entities may include:</P>
                <P>• Crop production (NAICS code 111).</P>
                <P>• Animal production (NAICS code 112).</P>
                <P>• Food manufacturing (NAICS code 311).</P>
                <P>
                    • Pesticide manufacturing (NAICS code 32532).
                    <PRTPAGE P="46078"/>
                </P>
                <HD SOURCE="HD2">B. What action is the Agency taking?</HD>
                <P>
                    EPA is finalizing several tolerance actions that the Agency determined were necessary or appropriate during the registration review of several pesticide active ingredients. A “tolerance” represents the maximum level for residues of pesticide chemicals legally allowed in or on raw agricultural commodities and processed foods. Under the Federal Food, Drug, and Cosmetic Act (FFDCA), residues of a pesticide chemical that are not covered by a tolerance or exemption from the requirement of a tolerance render food adulterated and may not be distributed in interstate commerce. 
                    <E T="03">See</E>
                     21 U.S.C. 331, 342, 346a(1).
                </P>
                <P>
                    This rule finalizes actions that were proposed in 2017 (82 FR 42531, September 8, 2017 (FRL-9963-03)), with a few exceptions discussed in more detail in Unit III. During registration review, EPA reviews all aspects of a pesticide case, including existing tolerances, to ensure that the pesticide continues to meet the standard for registration in accordance with the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA), 7 U.S.C. 136 
                    <E T="03">et seq.,</E>
                     and that the pesticide's tolerances meet the safety standard of the FFDCA, 21 U.S.C. 346a. Specifically, as discussed in more detail in Unit III., EPA is finalizing the following actions:
                </P>
                <P>
                    • Revoking certain tolerances for aluminum tris (
                    <E T="03">O</E>
                    -ethylphosphonate), carbon disulfide, cyromazine, dichlobenil, oxydemeton-methyl, propachlor, and thiodicarb, and a tolerance exemption for 
                    <E T="03">d</E>
                    -limonene;
                </P>
                <P>
                    • Modifying certain tolerances for aluminum tris (
                    <E T="03">O</E>
                    -ethylphosphonate), cyromazine, and sulfentrazone;
                </P>
                <P>
                    • Establishing new tolerances for aluminum tris (
                    <E T="03">O</E>
                    -ethylphosphonate), cyromazine, and dichlobenil, and new tolerance exemptions for 
                    <E T="03">d</E>
                    -limonene and tartrazine;
                </P>
                <P>
                    • Revising the tolerance expressions for 
                    <E T="03">p</E>
                    -chlorophenoxyacetic acid and dichlobenil;
                </P>
                <P>• Removing expired tolerances for disulfoton; and</P>
                <P>• Correcting the listing of a tolerance for thiacloprid.</P>
                <HD SOURCE="HD2">C. What is the Agency's authority for taking this action?</HD>
                <P>
                    The tolerance actions contained in this final rule implement EPA decisions under FIFRA section 3(g), 7 U.S.C. 136a(g), which requires EPA to periodically review all registered pesticides and determine if those pesticides continue to meet the standard for registration under FIFRA. 
                    <E T="03">See also</E>
                     40 CFR 155.40(a).
                </P>
                <P>
                    Under FFDCA section 408(e), 21 U.S.C. 346a(e), EPA may establish, modify, or revoke tolerances or exemptions from the requirement of a tolerance after providing an opportunity for public comment, which EPA has done here. FFDCA section 408(b) authorizes EPA to establish a tolerance if the Agency determines that the tolerance is safe; FFDCA section 408(c) authorizes EPA to establish an exemption from the requirement of a tolerance if the Agency determines that the exemption is safe. 
                    <E T="03">See</E>
                     21 U.S.C. 346a(b) and (c). If EPA determines that a tolerance or exemption is not safe, EPA must modify or revoke that tolerance or exemption. FFDCA defines “safe” to mean that “there is a reasonable certainty that no harm will result from aggregate exposure to the pesticide chemical residue, including all anticipated dietary exposures and all other exposures for which there is reliable information.” 
                    <E T="03">See</E>
                     21 U.S.C. 346a(b)(2)(A)(ii), (c)(2)(A)(ii). This includes exposure through drinking water and in residential settings but does not include occupational exposure. FFDCA section 408(b)(2)(C) requires EPA to give special consideration to exposure of infants and children to the pesticide chemical residue in establishing a tolerance and to “ensure that there is a reasonable certainty that no harm will result to infants and children from aggregate exposure to the pesticide chemical residue[s.]” 
                    <E T="03">See</E>
                     21 U.S.C. 346a(b)(2)(C). FFDCA section 408(b)(2)(D) contains several factors EPA must consider when making determinations about establishing, modifying, or revoking tolerances. 
                    <E T="03">See</E>
                     21 U.S.C. 346a(b)(2)(D). FFDCA section 408(c)(2)(B) requires EPA, when making determinations about exemptions, to take into account, among other things, the considerations set forth in FFDCA section 408(b)(2)(C) and (D). 
                    <E T="03">See</E>
                     21 U.S.C. 346a(c)(2)(B).
                </P>
                <P>Consistent with its obligations under FIFRA section 3(g) and FFDCA section 408, EPA has reviewed the available scientific data and other relevant information and determined it is appropriate to take the tolerance actions in this document.</P>
                <HD SOURCE="HD2">D. When do these actions become effective?</HD>
                <P>
                    This final rule is effective upon publication in the 
                    <E T="04">Federal Register</E>
                    . In addition, for certain tolerances being revoked or decreased, the Agency is establishing an expiration date that is six months from the date of publication in the 
                    <E T="04">Federal Register</E>
                     to allow a reasonable interval for producers in exporting members of the World Trade Organization's (WTO's) Sanitary and Phytosanitary (SPS) Measures Agreement to adapt to the requirements.
                </P>
                <P>Any commodities listed in this final rule treated with the pesticides subject to this final rule, and in the channels of trade following the tolerance revocations, shall be subject to FFDCA section 408(l)(5), which specifies that any residues of these pesticides in or on such food shall not render the food adulterated so long as it is shown to the satisfaction of the U.S. Food and Drug Administration that:</P>
                <P>1. The residue is present as the result of an application or use of the pesticide at a time and in a manner that was lawful under FIFRA, and</P>
                <P>2. The residue does not exceed the level that was authorized at the time of the application or use to be present on the food under a tolerance or exemption from tolerance. Evidence to show that food was lawfully treated may include records that verify the dates when the pesticide was applied to such food.</P>
                <HD SOURCE="HD2">E. Were international residue limits considered?</HD>
                <P>
                    When establishing a tolerance for residues of a pesticide, EPA must determine whether the Codex Alimentarius Commission has established a Maximum Residue Limit (MRL) for that pesticide. 
                    <E T="03">See</E>
                     21 U.S.C. 346a(b)(4). Codex is a joint United Nations Food and Agriculture Organization/World Health Organization food standards program, and it is recognized as an international food safety standards-setting organization in trade agreements to which the United States is a party. As part of registration review, EPA has considered Codex MRLs for each of the pesticides in this rulemaking and is harmonizing U.S. tolerances with those MRLs where appropriate. EPA may establish a tolerance that differs from a Codex MRL, provided that it explains the reasons for departing from the Codex level. EPA's effort to harmonize with Codex MRLs is summarized in the tolerance reassessment section of the individual human health risk assessments that support the pesticide registration review cases for the tolerance actions identified in this final rule, and EPA's reasons for departing from the Codex level is discussed in Unit III. where applicable.
                </P>
                <HD SOURCE="HD1">II. Background</HD>
                <HD SOURCE="HD2">A. Summary of the Proposed Rule</HD>
                <P>
                    In 2017, EPA proposed to take several tolerance actions that the Agency determined were necessary or appropriate during the registration 
                    <PRTPAGE P="46079"/>
                    review of several pesticide active ingredients (82 FR 42531, September 8, 2017 (FRL-9963-03)). In that proposed rule, EPA proposed an effective date 6 months after the date of publication of the final rule in the 
                    <E T="04">Federal Register</E>
                     to allow a reasonable interval for producers in exporting members of the WTO's SPS Measures Agreement to adapt to the requirements of a final rule. EPA also proposed expiration dates for certain tolerances being revoked. At the time, the Agency believed that existing stocks of pesticide products labeled for the uses associated with the tolerances identified for revocation had been or would soon be completely exhausted and that treated commodities had cleared or would soon clear the channels of trade. As noted in Unit II.B., EPA did not receive any comments regarding existing stocks or whether the effective date or proposed expiration dates allow sufficient time for treated commodities to clear the channels of trade.
                </P>
                <HD SOURCE="HD2">B. Summary of Comments Received and EPA Responses</HD>
                <P>EPA received two comments on the proposed rule. This unit summarizes the comments and provides EPA's response.</P>
                <P>
                    1. 
                    <E T="03">Comment.</E>
                     Bayer CropScience (BCS) questioned whether the tolerance level for aluminum tris (
                    <E T="03">O</E>
                    -ethylphosphonate) in or on caneberry subgroup 13-07A, proposed to be established at 0.05 parts per million (ppm), should be 0.1 ppm because the Canadian MRL is currently 0.1 ppm.
                </P>
                <P>
                    <E T="03">EPA response.</E>
                     EPA's proposal to establish the caneberry subgroup 13-07A tolerance for aluminum tris (
                    <E T="03">O</E>
                    -ethylphosphonate) at 0.05 ppm to harmonize with Canada's MRL of 0.05 ppm, preceded the increase of the aforementioned Canadian MRL to 0.1 ppm by Health Canada's Pest Management Regulatory Agency (PMRA). EPA has determined that a 0.1 ppm level for the caneberry subgroup 13-07A tolerance for aluminum tris (
                    <E T="03">O</E>
                    -ethylphosphonate) is safe in a risk assessment memorandum dated September 27, 2021. Consequently, EPA is establishing a tolerance in 40 CFR 180.415(a) for aluminum tris (
                    <E T="03">O</E>
                    -ethylphosphonate) residues in or on caneberry subgroup 13-07A at 0.1 ppm to harmonize with the Canadian MRL.
                </P>
                <P>
                    2. 
                    <E T="03">Comment.</E>
                     An anonymous commentor mentioned support for the proposed rule if it tightened regulations on pesticides and opposition if it did not.
                </P>
                <P>
                    <E T="03">EPA response.</E>
                     Section 408 of the FFDCA authorizes EPA to establish tolerances for pesticide chemical residues if those tolerances are safe and to revoke tolerances if they are not. This commentor has provided no information to support a conclusion that tolerances are either safe or not safe.
                </P>
                <HD SOURCE="HD1">III. Tolerance Actions</HD>
                <P>In this final rule, the Agency is finalizing the tolerance actions as described in this unit.</P>
                <HD SOURCE="HD2">A. 40 CFR 180.183; Disulfoton</HD>
                <P>EPA is finalizing its proposal to remove the tolerances for disulfoton, which have all expired.</P>
                <HD SOURCE="HD2">B. 40 CFR 180.202; p-Chlorophenoxyacetic Acid (p-CPA or 4-CPA)</HD>
                <P>
                    EPA is finalizing its proposal to revise the tolerance expression for 
                    <E T="03">p</E>
                    -chlorophenoxyacetic acid to remove the 
                    <E T="03">p</E>
                    -chlorophenol metabolite and to describe more clearly the scope or coverage of the tolerance and the method for measuring compliance.
                </P>
                <P>
                    During registration review, EPA assessed the risks from exposure to 
                    <E T="03">p</E>
                    -chlorophenoxyacetic acid, taking into consideration all reliable data on toxicity and exposure, including for infants and children. Based on the supporting risk assessments and registration review documents, which demonstrate that the aggregate exposure is below the Agency's level of concern, EPA concludes there is a reasonable certainty that no harm will result to the general population, or specifically to infants and children, from aggregate exposure to 
                    <E T="03">p</E>
                    -chlorophenoxyacetic acid residues. Thus, EPA has determined that the tolerances for residues of 
                    <E T="03">p</E>
                    -chlorophenoxyacetic acid are safe. Adequate enforcement methodology as described in the Food and Drug Administration's Pesticide Analytical Manual, Volume 2, is available to enforce the tolerance expression. For further details, see 
                    <E T="03">4-Chlorophenoxyacetic acid. Human Health Risk Assessment in Support of Registration Review,</E>
                     which can be accessed using docket ID number EPA-HQ-OPP-2014-0544.
                </P>
                <HD SOURCE="HD2">C. 40 CFR 180.211; Propachlor</HD>
                <P>EPA is finalizing its proposal to revoke all tolerances for residues of propachlor. Because there are no U.S. registrations for propachlor and because the Agency received no comments requesting the tolerances be retained for imported commodities, these tolerances are no longer needed. These tolerances will expire on January 19, 2024.</P>
                <HD SOURCE="HD2">D. 40 CFR 180.231; Dichlobenil</HD>
                <P>EPA is finalizing its proposal to revise the tolerance expression for dichlobenil to describe more clearly the measurement and scope or coverage of tolerances. EPA is also finalizing its proposal to establish a new tolerance for dichlobenil residues in or on cherry at 0.15 ppm, concomitant with the revocation of the tolerance for fruit, stone, group 12 that is no longer needed. The 0.15 ppm tolerance for fruit, stone, group 12 will expire on January 19, 2024. Codex has not established any MRLs for dichlobenil in or on cherry.</P>
                <P>This final rule does not include EPA's proposal to change the listing of significant figures for existing tolerances for dichlobenil because the Agency changed its rounding class practice effective March 27, 2019. On that date, EPA adopted the rounding class practice of the Organization for Economic Cooperation and Development (OECD), which eliminates any perceived trade barriers and helps harmonize U.S. tolerances with international MRLs.</P>
                <P>
                    During registration review, EPA assessed the risks from exposure to dichlobenil, taking into consideration all reliable data on toxicity and exposure, including for infants and children. Based on the supporting risk assessments and registration review documents, which demonstrate that the aggregate exposure is below the Agency's level of concern, EPA concludes there is a reasonable certainty that no harm will result to the general population, or specifically to infants and children, from aggregate exposure to dichlobenil residues. Thus, EPA has determined that the tolerances for residues of dichlobenil are safe. Adequate enforcement methodology as described in the supporting documents is available to enforce the tolerance expression. For further details, see 
                    <E T="03">Dichlobenil—Draft Human Health Risk Assessment for Registration Review,</E>
                     which can be accessed using docket ID number EPA-HQ-OPP-2012-0395.
                </P>
                <HD SOURCE="HD2">E. 40 CFR 180.330; Oxydemeton-methyl (S-(2-Ethylsulfinyl)ethyl)O,O)-dimethylphosphorothioate)</HD>
                <P>EPA is finalizing its proposal to revoke all tolerances for residues of oxydemeton-methyl. Since the proposed expiration date of December 31, 2017, has already passed, EPA is setting the expiration date for these tolerances as January 19, 2024.</P>
                <P>
                    EPA is not making any changes to tolerances with regard to significant figures or harmonization as discussed in the September 2017, proposal since the tolerances are being revoked when they expire.
                    <PRTPAGE P="46080"/>
                </P>
                <HD SOURCE="HD2">F. 40 CFR 180.407; Thiodicarb</HD>
                <P>EPA is finalizing its proposal to revoke the tolerances for broccoli; cabbage; cauliflower; corn, sweet, kernel plus cob with husks removed; and vegetable, leafy, except brassica, group 4. EPA is establishing an expiration date of January 19, 2024, for these tolerances. These tolerances are no longer needed because there are no thiodicarb products registered in the United States labeled for use on these commodities and no comments were received indicating the need to retain these tolerances for imported commodities.</P>
                <HD SOURCE="HD2">G. 40 CFR 180.414; Cyromazine</HD>
                <P>
                    EPA is finalizing its proposal to increase the tolerances for cyromazine residues in or on mango from 0.3 to 0.5 ppm, milk from 0.05 to 0.1 ppm, and mushroom from 1.0 to 8 ppm to harmonize with Canadian MRLs. This final rule does not include EPA's proposal to increase tolerances for pepper to 3 ppm; tomato to 1 ppm; 
                    <E T="03">Brassica,</E>
                     leafy greens to 35 ppm; leafy vegetables, except 
                    <E T="03">Brassica</E>
                     to 10 ppm; and onion, bulb, subgroup 3-07A to 0.3 ppm because these actions were finalized on October 7, 2019 (84 FR 53316) (FRL-9999-57). As a housekeeping measure, EPA is modifying tolerances for bean, dry, except cowpeas; Bean, lima; Bean, succulent; and Broccoli to remove trailing zeroes, in accordance with the 2019 change in the Agency's rounding class practice.
                </P>
                <P>EPA is finalizing its proposal to consolidate the tolerances for meat byproducts of cattle, goat, hog, horse, and sheep to include kidney and to increase the tolerances from 0.2 to 0.3 ppm. EPA is also finalizing its proposal to revoke the tolerances for kidney of cattle, goat, hog, horse, and sheep; and meat byproducts, except kidney, of cattle, goat, hog, horse, and sheep because they are no longer needed. In addition, EPA is finalizing its proposal to increase tolerances for cyromazine residues in or on egg from 0.25 to 0.3 ppm; meat of cattle, goat, hog, horse, and sheep from 0.05 to 0.3 ppm; poultry, meat (from chicken layer hens and chicken breeder hens only) from 0.05 to 0.1 ppm; poultry, meat byproducts (from chicken layer hens and chicken breeder hens only) from 0.05 to 0.2 ppm; and vegetable, cucurbit, group 9 from 1.0 to 2 ppm. As a housekeeping measure, EPA is removing the tolerance for onion, potato, which has expired.</P>
                <P>To address inadvertent residues of cyromazine used as a feed-through fly control agent for chicken manure used as a fertilizer, EPA is finalizing its proposal to establish tolerances for indirect and inadvertent residues of cyromazine resulting from crops grown in soil amended with cyromazine-treated fertilizer, to redesignate 40 CFR 180.414(d) as 180.414(d)(1), and to establish a new paragraph and table in 40 CFR 180.414(d)(2). EPA is establishing tolerances at 0.6 ppm for grain, cereal, forage, fodder and straw, group 16; grain, cereal, group 15; herbs and spices, group 19; oilseed, group 20; onion, bulb, subgroup 3-07A; strawberry; vegetable, foliage of legume, group 7; vegetable, fruiting, group 8-10; vegetable, leaves of root and tuber, group 2; vegetable, legume, group 6; and vegetable, root and tuber, group 1.</P>
                <P>This final rule does not include EPA's proposal to change the listing of significant figures for tolerances of cyromazine because the Agency changed its rounding class practice in 2019. Nor does it include EPA's proposal to establish tolerances for indirect or inadvertent residues for cotton, undelinted seed at 0.10 ppm; corn, sweet kernel plus cob with husks removed; corn sweet forage; corn, sweet stover; radish roots; and radish, tops, all at 50 ppm because these actions were finalized on October 7, 2019 (84 FR 53316) (FRL-9999-57).</P>
                <P>
                    During registration review, EPA assessed the risks from exposure to cyromazine, taking into consideration all reliable data on toxicity and exposure, including for infants and children. Based on the supporting risk assessments and registration review documents, which demonstrate that the aggregate exposure is below the Agency's level of concern, EPA concludes there is a reasonable certainty that no harm will result to the general population, or specifically to infants and children, from aggregate exposure to cyromazine residues. Thus, EPA has determined that the tolerances for residues of cyromazine are safe. Adequate enforcement methodology as described in the supporting documents is available to enforce the tolerance expression. For further details, see 
                    <E T="03">Cyromazine: Human Health Risk Assessment for Registration Review,</E>
                     which can be accessed using docket ID number EPA-HQ-OPP-2006-0108 and the October 7, 2019, final rule, 
                    <E T="03">Pesticide Tolerances: Cyromazine.</E>
                </P>
                <HD SOURCE="HD2">H. 40 CFR 180.415; Aluminum Tris (O-ethylphosphonate) (or fosetyl-al)</HD>
                <P>
                    EPA is finalizing its proposal to establish tolerances for aluminum tris (
                    <E T="03">O</E>
                    -ethylphosphonate), also known as fosetyl-al, residues in or on bushberry subgroup 13-07B at 40 ppm and fruit, pome, group 11-10 at 10 ppm concomitant with the revocation of the tolerances on bushberry subgroup 13B at 40 ppm and fruit, pome, group 11 at 10 ppm.
                </P>
                <P>The Agency is also finalizing its proposal to decrease the tolerance on ginseng from 0.1 to 0.05 ppm to harmonize with the Canadian MRL. The 0.1 ppm tolerance on ginseng will expire on January 19, 2024.</P>
                <P>EPA is also finalizing its proposal to establish a new tolerance on caneberry subgroup 13-07A concomitant with the revocation of the tolerance on caneberry subgroup 13A. However, EPA is modifying its proposal to establish the caneberry subgroup 13-07A tolerance at 0.05 ppm. In response to a comment from Bayer CropScience, described in detail in Unit II.B, EPA is establishing this tolerance at 0.1 ppm.</P>
                <P>
                    This final rule does not include EPA's proposal to establish a tolerance for fruit, citrus group 10-10 at 9.0 ppm and to revoke the tolerance for fruit, citrus, group 10 at 5.0 ppm because these actions were finalized in 2018, March 21, 2018 (83 FR 12260) (FRL-9974-63). This final rule also does not include the proposed changes to the listing of significant figures for existing tolerances for aluminum tris (
                    <E T="03">O</E>
                    -ethylphosphonate) for pineapple; pea, succulent; onion, bulb; tomato; and onion, green to reflect a change to the Agency's rounding class practice in 2019. 
                </P>
                <P>
                    Although Codex had not established any MRLs for aluminum tris (
                    <E T="03">O</E>
                    -ethylphosphonate) (also known as fosetyl-al) when this rule was proposed in 2017, EPA notes that Codex established several MRLs in 2018. Therefore, EPA expects to issue a new proposal at a future date to harmonize the tolerances in 40 CFR 180.415 with the Codex MRLs, where appropriate.
                </P>
                <P>
                    During registration review, EPA assessed the risks from exposure to aluminum tris (
                    <E T="03">O</E>
                    -ethylphosphonate), taking into consideration all reliable data on toxicity and exposure, including for infants and children. Based on the supporting risk assessments and registration review documents, which demonstrate that the aggregate exposure is below the Agency's level of concern, EPA concludes there is a reasonable certainty that no harm will result to the general population, or specifically to infants and children, from aggregate exposure to aluminum tris (
                    <E T="03">O</E>
                    -ethylphosphonate) residues. Thus, EPA has determined that the tolerances for residues of aluminum tris (
                    <E T="03">O</E>
                    -ethylphosphonate) are safe. Adequate enforcement methodology as described in the supporting documents is available to enforce the tolerance 
                    <PRTPAGE P="46081"/>
                    expression. For further details, see 
                    <E T="03">Fosetyl-Aluminum: Registration Review Preliminary Risk Assessment,</E>
                     which can be accessed using docket ID number EPA-HQ-OPP-2007-0379, and the September 27, 2021, document, 
                    <E T="03">Fosetyl-Al Memo to Support AlCarChlCyDi Final Rule,</E>
                     which is in the docket for this final rule.
                </P>
                <HD SOURCE="HD2">I. 40 CFR 180.467; Carbon Disulfide From the Application of Sodium Tetrathiocarbonate</HD>
                <P>EPA is finalizing its proposal to revoke the tolerances for residues of carbon disulfide from the application of sodium tetrathiocarbonate in or on almond; almond, hulls; grape; grapefruit; lemon; orange, sweet; peach; and plum, prune, fresh. These tolerances will expire on January 19, 2024.</P>
                <HD SOURCE="HD2">J. 40 CFR 180.498; Sulfentrazone</HD>
                <P>EPA is finalizing its proposal to modify the tolerance for flax to change the commodity definition from flax to flax, seed, to be consistent with the Agency's commodity vocabulary. This final rule does not include EPA's proposal to change the listing of significant figures for existing tolerances due to the 2019 change to the Agency's rounding class practice. Nor does this final rule include EPA's proposal to establish a tolerance for residues of sulfentrazone in or on nut, tree, group 14-2 at 0.15 ppm and to revoke the existing tolerances for residues of sulfentrazone in or on nut, tree, group 14 at 0.15 ppm and pistachio at 0.15 ppm because these actions were finalized on April 13, 2018 (83 FR 15977) (FRL-9975-77).</P>
                <HD SOURCE="HD2">K. 40 CFR 180.539 and 40 CFR 180.1342; d-Limonene</HD>
                <P>
                    As proposed, the Agency is revoking a tolerance exemption for insecticidal uses of 
                    <E T="03">d</E>
                    -limonene at 40 CFR 180.539, and concomitantly establishing two tolerance exemptions in 40 CFR 180.1342 to cover both its existing insecticidal and herbicidal uses.
                </P>
                <P>
                    During registration review, EPA assessed the risks from exposure to 
                    <E T="03">d</E>
                    -limonene, taking into consideration all reliable data on toxicity and exposure, including for infants and children. Based on the supporting risk assessments and registration review documents, which demonstrate that the aggregate exposure is below the Agency's level of concern, EPA concludes there is a reasonable certainty that no harm will result to the general population, or specifically to infants and children, from aggregate exposure to 
                    <E T="03">d</E>
                    -limonene residues. Thus, EPA has determined that the exemptions from the requirement of a tolerance for residues of 
                    <E T="03">d</E>
                    -limonene are safe and that an enforcement method is not necessary to enforce the tolerance exemption. For further details, see 
                    <E T="03">d-Limonene. Revised Human Health Risk Assessment in Support of Registration Review,</E>
                     which can be accessed using docket ID number EPA-HQ-OPP-2010-0673.
                </P>
                <P>
                    Because revocation of the exemption in 40 CFR 180.539 will not impact import of food commodities treated with 
                    <E T="03">d</E>
                    -limonene, this revocation is not considered a trade restrictive measure necessitating a six-month implementation delay under the WTO SPS Agreement.
                </P>
                <HD SOURCE="HD2">L. 40 CFR 180.594; Thiacloprid</HD>
                <P>EPA is finalizing its proposal to modify the tolerance for thiacloprid to correct the listing for the 0.05 ppm stone fruit tolerance from Peach subgroup 12-12C to Plum subgroup 12-12C. This corrects an inadvertent mistake promulgated in a final rule published on June 1, 2016 (81 FR 34902) (FRL-9943-73), which determined that the tolerance is safe. Codex has established an MRL for thiacloprid on stone fruit at 0.5 ppm. U.S. tolerances for Cherry subgroup 12-12A and Peach subgroup 12-12B are harmonized with Codex. EPA is not harmonizing the Plum subgroup 12-12C tolerance as part of this action because that increase was not proposed, and EPA has not yet evaluated its safety.</P>
                <HD SOURCE="HD2">M. 40 CFR 180.650; Isoxaben</HD>
                <P>This final rule does not include EPA's proposal to establish a tolerance for residues of isoxaben in or on nut, tree, group 14-12 at 0.02 ppm and to revoke the existing tolerances for residues of isoxaben in or on nut, tree, group 14 at 0.02 ppm and pistachio at 0.02 ppm because these actions were finalized on February 7, 2018 (83 FR 5307) (FRL-9972-75).</P>
                <HD SOURCE="HD2">N. 40 CFR 180.1343; Tartrazine, F.D.&amp;C. Yellow No. 5 or Acid Yellow 23</HD>
                <P>EPA is finalizing its proposal to establish a new tolerance exemption for tartrazine, which is a component of the aquatic plant control product Aquashade, because treated water may be used for irrigation of crops, livestock watering, and fishing.</P>
                <P>
                    During the registration review for Aquashade, of which tartrazine is a component, EPA assessed the risks from exposure to tartrazine, taking into consideration all reliable data on toxicity and exposure, including for infants and children. Based on the supporting risk assessments and registration review documents, which demonstrate that the aggregate exposure is below the Agency's level of concern, EPA concludes there is a reasonable certainty that no harm will result to the general population, or specifically to infants and children, from aggregate exposure to tartrazine residues. Thus, EPA has determined that the exemptions from the requirement of a tolerance for residues of tartrazine, as a component of Aquashade, is safe and that an enforcement method is not necessary to enforce the tolerance exemption. For further details, 
                    <E T="03">see Aquashade®. Scoping Document and Draft Risk Assessment for Registration Review,</E>
                     which can be accessed using docket ID number EPA-HQ-OPP-2015-0639.
                </P>
                <HD SOURCE="HD1">IV. Objection or Hearing Requests</HD>
                <P>
                    Under FFDCA section 408(g), 21 U.S.C. 346a(g), any person may file an objection to any aspect of this regulation and may also request a hearing on those objections. You must file your objection or request a hearing on this regulation in accordance with the instructions provided in 40 CFR part 178. To ensure proper receipt by EPA, you must identify docket ID number EPA-HQ-OPP-2017-0128 in the subject line on the first page of your submission. All objections and requests for a hearing must be in writing and must be received by the Hearing Clerk on or before September 18, 2023. At this time, the Office of Administrative Law Judges, in which the Hearing Clerk is located, encourages people to utilize the electronic system for filing. 
                    <E T="03">See</E>
                     Order Urging Electronic Service and Filing, 
                    <E T="03">https://www.epa.gov/sites/default/files/2020-05/documents/2020-04-10_-_order_urging_electronic_service_and_filing.pdf.</E>
                     The system for filing electronically can be found at this website, 
                    <E T="03">https://www.epa.gov/alj.</E>
                </P>
                <P>
                    In addition to filing an objection or hearing request with the Hearing Clerk as described in 40 CFR part 178, please submit a copy of the filing (excluding any CBI) for inclusion in the public docket. Information not marked confidential pursuant to 40 CFR part 2 may be disclosed publicly by EPA without prior notice. Submit the non-CBI copy of your objection or hearing request, identified by docket ID number EPA-HQ-OPP-2017-0128, to the Federal eRulemaking Portal: 
                    <E T="03">https://www.regulations.gov.</E>
                     Follow the online instructions for submission and do not submit electronically any information you consider to be CBI or other information whose disclosure is restricted by statute.
                    <PRTPAGE P="46082"/>
                </P>
                <HD SOURCE="HD1">V. Statutory and Executive Order Reviews</HD>
                <P>
                    Additional information about these statutes and Executive Orders can be found at 
                    <E T="03">https://www.epa.gov/laws-regulations/laws-and-executive-orders#influence.</E>
                </P>
                <HD SOURCE="HD2">A. Executive Orders 12866: Regulatory Planning and Review and 14094: Modernizing Regulatory Review</HD>
                <P>This action is exempt from review by the Office of Management and Budget (OMB) under Executive Orders 12866, October 4, 1993 (58 FR 51735), as amended by Executive Order 14094 (88 FR 21879, April 11, 2023), because it establishes or modifies a pesticide tolerance or a tolerance exemption under FFDCA section 408. This exemption also applies to tolerance revocations for which extraordinary circumstances do not exist. As such, this exemption applies to the tolerance revocations in this final rule because the Agency knows of no extraordinary circumstances that warrant reconsideration of this exemption for those revocation actions.</P>
                <HD SOURCE="HD2">B. Paperwork Reduction Act (PRA)</HD>
                <P>
                    This action does not impose an information collection burden under the PRA, 44 U.S.C. 3501 
                    <E T="03">et seq.,</E>
                     because it does not contain any information collection activities.
                </P>
                <HD SOURCE="HD2">C. Regulatory Flexibility Act (RFA)</HD>
                <P>
                    I certify that this action will not have a significant economic impact on a substantial number of small entities under the RFA, 5 U.S.C. 601 
                    <E T="03">et seq.</E>
                     In making this determination, EPA concludes that the impact of concern for this rule is any significant adverse economic impact on small entities and that the Agency is certifying that this rule will not have a significant economic impact on a substantial number of small entities because the rule has no net burden on small entities subject to the rule. As discussed in the proposed rule, this determination takes into account the EPA analyses for the establishment and modification of tolerances, and for import tolerances or tolerance revocations.
                </P>
                <P>Moreover, for the pesticides listed in this final rule, EPA concludes that there is no reasonable expectation that residues of the pesticides for tolerances listed in this final rule for revocation will be found on the commodities discussed in this final rule, and the Agency knows of no extraordinary circumstances that exist as to the present final rule that would change EPA's previous analyses. Furthermore, the Agency did not receive any comments on these conclusions as presented in the proposed rules.</P>
                <HD SOURCE="HD2">D. Unfunded Mandates Reform Act (UMRA)</HD>
                <P>This action does not contain any unfunded mandate as described in UMRA, 2 U.S.C. 1531-1538, and does not significantly or uniquely affect small governments. The action imposes no enforceable duty on any state, local or tribal governments or the private sector.</P>
                <HD SOURCE="HD2">E. Executive Order 13132: Federalism</HD>
                <P>This action does not have federalism implications as specified in Executive Order 13132, August 10, 1999 (64 FR 43255). It will not have substantial direct effects on the states, on the relationship between the national government and the states, or on the distribution of power and responsibilities among the various levels of government.</P>
                <HD SOURCE="HD2">F. Executive Order 13175: Consultation and Coordination With Indian Tribal Governments</HD>
                <P>This action does not have tribal implications as specified in Executive Order 13175, November 9, 2000 (65 FR 67249), because it will not have substantial direct effects on tribal governments, on the relationship between the Federal government and the Indian tribes, or on the distribution of power and responsibilities between the Federal government and Indian tribes.</P>
                <HD SOURCE="HD2">G. Executive Order 13045: Protection of Children From Environmental Health Risks and Safety Risks</HD>
                <P>
                    Executive Order 13045 (62 FR 19885, April 23, 1997) directs federal agencies to include an evaluation of the health and safety effects of the planned regulation on children in federal health and safety standards and explain why the regulation is preferable to potentially effective and reasonably feasible alternatives. This action is not subject to Executive Order 13045 because it is not a significant regulatory action under section 3(f)(1) of Executive Order 12866 (See Unit V.A.), and because EPA does not believe the environmental health or safety risks addressed by this action present a disproportionate risk to children. However, EPA's 
                    <E T="03">Policy on Children's Health</E>
                     applies to this action.
                </P>
                <P>
                    This rule finalizes tolerance actions under the FFDCA, which requires EPA to give special consideration to exposure of infants and children to the pesticide chemical residue in establishing a tolerance and to “ensure that there is a reasonable certainty that no harm will result to infants and children from aggregate exposure to the pesticide chemical residue ...” (FFDCA 408(b)(2)(C)). Consistent with FFDCA section 408(b)(2)(D), and the factors specified therein, EPA has reviewed the available scientific data and other relevant information in support of these final tolerance actions. The Agency's consideration is documented in the pesticide specific registration review decision documents. See the pesticide specific discussions in Unit III. and access the chemical specific registration review documents in each chemical docket at 
                    <E T="03">https://www.regulations.gov.</E>
                </P>
                <HD SOURCE="HD2">H. Executive Order 13211: Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution or Use</HD>
                <P>This action is not subject to Executive Order 13211, May 22, 2001 (66 FR 28355), because it is not a significant regulatory action under Executive Order 12866.</P>
                <HD SOURCE="HD2">I. National Technology Transfer Advancement Act (NTTAA)</HD>
                <P>This action does not involve technical standards under the NTTAA section 12(d), 15 U.S.C. 272.</P>
                <HD SOURCE="HD2">J. Executive Order 12898: Federal Actions To Address Environmental Justice in Minority Populations and Low-Income Populations</HD>
                <P>
                    Executive Order 12898 (59 FR 7629, February 16, 1994) directs federal agencies, to the greatest extent practicable and permitted by law, to make environmental justice part of their mission by identifying and addressing, as appropriate, disproportionately high and adverse human health or environmental effects of their programs, policies, and activities on minority populations (people of color and/or indigenous peoples) and low-income populations. As discussed in more detail in the pesticide specific risk assessments conducted as part of the registration review for each pesticide as identified in Unit III., EPA has considered the safety risks for the pesticides subject to this rulemaking and in the context of the tolerance actions set out in this rulemaking. EPA believes that the human health and environmental conditions that exist prior to this action do not result in disproportionate and adverse effects on people of color, low-income populations, and/or indigenous peoples. Furthermore, EPA believes that this action is not likely to result in new disproportionate and adverse effects on people of color, low-income populations and/or indigenous peoples.
                    <PRTPAGE P="46083"/>
                </P>
                <HD SOURCE="HD2">K. Congressional Review Act (CRA)</HD>
                <P>
                    This action is subject to the CRA, 5 U.S.C. 801 
                    <E T="03">et seq.,</E>
                     and EPA will submit a rule report to each House of the Congress and to the Comptroller General of the United States. This action is not a “major rule” as defined by 5 U.S.C. 804(2).
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR part 180</HD>
                    <P>Environmental protection, Administrative practice and procedure, Agricultural commodities, Pesticides and pests, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Dated: July 5, 2023.</DATED>
                    <NAME>Michael Goodis,</NAME>
                    <TITLE>Acting Director, Office of Pesticide Programs.</TITLE>
                </SIG>
                <P>Therefore, for the reasons set forth in the preamble, EPA is amending 40 CFR part 180 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 180—TOLERANCES AND EXEMPTIONS FOR PESTICIDE CHEMICAL RESIDUES IN FOOD</HD>
                </PART>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>1. The authority citation for part 180 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>21 U.S.C. 321(q), 346a and 371.</P>
                    </AUTH>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 180.183</SECTNO>
                    <SUBJECT>[Removed]</SUBJECT>
                </SECTION>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>2. Remove § 180.183.</AMDPAR>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>3. Amend § 180.202 by revising the introductory text of paragraph (a) and by adding a heading to the table to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 180.202</SECTNO>
                        <SUBJECT>
                            <E T="0714">p</E>
                            -Chlorophenoxyacetic acid; tolerances for residues.
                        </SUBJECT>
                        <P>
                            (a) 
                            <E T="03">General.</E>
                             A tolerance is established for residues of the plant regulator 
                            <E T="03">p</E>
                            -chlorophenoxyacetic acid, including its metabolites and degradates, in or on the commodity in the table in this paragraph (a). Compliance with the tolerance level specified in this paragraph (a) is to be determined by measuring only 
                            <E T="03">p</E>
                            -chlorophenoxyacetic acid, in or on the commodity.
                        </P>
                        <HD SOURCE="HD1">Table 1 to Paragraph (a)</HD>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>4. Amend § 180.211 by revising the introductory text of paragraph (a) and by adding a heading “to the table to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 180.211</SECTNO>
                        <SUBJECT>Propachlor; tolerances for residues.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">General.</E>
                             Tolerances are established for the combined residues of the herbicide propachlor (2-chloro-N-isopropylacetanilide) and its metabolites containing the N-isopropylaniline moiety, calculated as 2-chloro-N-isopropylacetanilide, in or on the raw agricultural commodities found in the table in this paragraph. The tolerances listed in the table will expire on January 19, 2024.
                        </P>
                        <HD SOURCE="HD1">Table 1 to Paragraph (a)</HD>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>5. Amend § 180.231(a) by:</AMDPAR>
                    <AMDPAR>a. Revising the introductory text of paragraph (a);</AMDPAR>
                    <AMDPAR>b. Adding a heading to the table; and</AMDPAR>
                    <AMDPAR>c. Adding in alphabetical order to the table, the commodity “Cherry” and revising the entry for the commodity “Fruit, stone, group 12”.</AMDPAR>
                    <P>The additions and revisions read as follows:</P>
                    <SECTION>
                        <SECTNO>§ 180.231</SECTNO>
                        <SUBJECT>Dichlobenil; tolerances for residues.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">General.</E>
                             Tolerances are established for residues of dichlobenil, including its metabolites and degradates, in or on the commodities in the table in this paragraph (a). Compliance with the tolerance levels specified in this paragraph (a) is to be determined by measuring only the sum of dichlobenil (2,6-dichlorobenzonitrile) and its BAM metabolite (2,6-dichlorobenzamide), calculated as the stoichiometric equivalent of dichlobenil, in or on the commodity.
                        </P>
                        <GPOTABLE COLS="2" OPTS="L1,i1" CDEF="s200,14">
                            <TTITLE>
                                Table 1 to Paragraph (
                                <E T="01">a</E>
                                )
                            </TTITLE>
                            <BOXHD>
                                <CHED H="1">Commodity</CHED>
                                <CHED H="1">Parts per million</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Cherry</ENT>
                                <ENT>0.15</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">
                                    Fruit, stone, group 12 
                                    <SU>1</SU>
                                </ENT>
                                <ENT>0.15</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <TNOTE>
                                <SU>1</SU>
                                 This tolerance expires on January 19, 2024.
                            </TNOTE>
                        </GPOTABLE>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>6. Amend § 180.330 by adding paragraph (a) introductory text and revising paragraph (c) introductory text to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 180.330</SECTNO>
                        <SUBJECT>S-(2-(Ethylsulfinyl)ethyl) O,O-dimethyl phosphorothioate; tolerances for residues.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">General.</E>
                             The tolerances in this section expire on January 19, 2024.
                        </P>
                        <STARS/>
                        <P>
                            (c) 
                            <E T="03">Tolerances with regional registrations.</E>
                             The tolerances in this section expire on January 19, 2024. Tolerances with regional registrations, as defined in § 180.1(l), are established for the combined residues of the insecticide oxydemeton-methyl (S-(2-(ethylsulfinyl)-ethyl) O,O-dimethyl phosphorothioate) and its metabolite oxydemeton-methyl sulfone in or on the following food commodities:
                        </P>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>7. Amend § 180.407(a) by adding a heading to the table and revising the entries for the commodities “Broccoli”; “Cabbage”; “Cauliflower”; “Corn, sweet, kernel plus cob with husks removed”; and “Vegetable, leafy, except brassica, group 4” to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 180.407</SECTNO>
                        <SUBJECT>Thiodicarb; tolerances for residues</SUBJECT>
                        <P>(a) * * *</P>
                        <GPOTABLE COLS="3" OPTS="L1,i1" CDEF="s150,14,r50">
                            <TTITLE>
                                Table 1 to Paragraph (
                                <E T="01">a</E>
                                )
                            </TTITLE>
                            <BOXHD>
                                <CHED H="1">Commodity</CHED>
                                <CHED H="1">Parts per million</CHED>
                                <CHED H="1">Expiration/revocation date</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">Broccoli</ENT>
                                <ENT>7.0</ENT>
                                <ENT>January 19, 2024.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Cabbage</ENT>
                                <ENT>7.0</ENT>
                                <ENT>January 19, 2024.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Cauliflower</ENT>
                                <ENT>7.0</ENT>
                                <ENT>January 19, 2024.</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="46084"/>
                                <ENT I="01">Corn, sweet, kernel plus cob with husks removed</ENT>
                                <ENT>2.0</ENT>
                                <ENT>January 19, 2024.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Vegetable, leafy, except brassica, group 4</ENT>
                                <ENT>35</ENT>
                                <ENT>January 19, 2024.</ENT>
                            </ROW>
                        </GPOTABLE>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>8. Amend § 180.414 by:</AMDPAR>
                    <AMDPAR>a. In the table to paragraph (a):</AMDPAR>
                    <AMDPAR>i. Adding a heading;</AMDPAR>
                    <AMDPAR>ii. Revising the entries for “Bean, dry, except cowpea”; “Bean, lima”; “Bean, succulent”; “Broccoli”;</AMDPAR>
                    <AMDPAR>iii. Removing the entries for “Cattle, kidney”;</AMDPAR>
                    <AMDPAR>iv. Revising the entry for “Cattle, meat”;</AMDPAR>
                    <AMDPAR>v. Removing the entry for “Cattle, meat byproducts, except kidney”;</AMDPAR>
                    <AMDPAR>vi. Adding in alphabetical order an entry for “Cattle, meat byproducts”;</AMDPAR>
                    <AMDPAR>vi. Revising the entry for “Egg”;</AMDPAR>
                    <AMDPAR>vii. Removing the entries for “Goat, kidney”; “Goat, meat byproducts, except kidney”;</AMDPAR>
                    <AMDPAR>viii. Revising the entry for “Goat, meat”;</AMDPAR>
                    <AMDPAR>ix. Adding in alphabetical order an entry for “Goat, meat byproducts”;</AMDPAR>
                    <AMDPAR>x. Removing the entries for “Hog, kidney”; “Hog, meat byproducts, except kidney”;</AMDPAR>
                    <AMDPAR>xi. Revising the entry for “Hog, meat”;</AMDPAR>
                    <AMDPAR>xii. Adding in alphabetical order an entry for “Hog, meat byproducts”;</AMDPAR>
                    <AMDPAR>xiii. Removing the entry for “Horse, kidney”;</AMDPAR>
                    <AMDPAR>xiv. Adding in alphabetical order an entry for “Horse, meat byproducts”;</AMDPAR>
                    <AMDPAR>xv. Revising the entry for “Horse, meat”;</AMDPAR>
                    <AMDPAR>xvi. Removing the entry for “Horse, meat byproducts, except kidney”;</AMDPAR>
                    <AMDPAR>
                        xvii. Revising the entry for “Mango 
                        <SU>1</SU>
                        ”, Milk”; and “Mushroom”;
                    </AMDPAR>
                    <AMDPAR>
                        xviii. Removing the entry for “Onion, potato 
                        <SU>2</SU>
                        ”;
                    </AMDPAR>
                    <AMDPAR>xix. Revising the entries for Poultry, meat (from chicken layer hens and chicken breeder hens only)”; “Poultry, meat byproducts (from chicken layer hens and chicken breeder hens only)”;</AMDPAR>
                    <AMDPAR>xx. Removing the entry for “Sheep, kidney”;</AMDPAR>
                    <AMDPAR>xxi. Revising the entry for “Sheep, meat”;</AMDPAR>
                    <AMDPAR>xxii. Adding an entry for “Sheep, meat byproducts”;</AMDPAR>
                    <AMDPAR>xxiii. Removing the entry for “Sheep, meat byproducts, except kidney”;</AMDPAR>
                    <AMDPAR>xxiv. Revising the entry for “Vegetable, cucurbit, group 9”; and</AMDPAR>
                    <AMDPAR>b. In paragraph (d):</AMDPAR>
                    <AMDPAR>i. Revising the introductory text;</AMDPAR>
                    <AMDPAR>ii. Adding a heading to the table in paragraph (d)(1); and</AMDPAR>
                    <AMDPAR>iii. Adding paragraph (d)(2).</AMDPAR>
                    <P>The revisions and additions read as follows.</P>
                    <SECTION>
                        <SECTNO>§ 180.414</SECTNO>
                        <SUBJECT>Cyromazine; tolerances for residues.</SUBJECT>
                        <P>(a) * * *</P>
                        <P>(1) * * *</P>
                        <GPOTABLE COLS="2" OPTS="L1,i1" CDEF="s200,14">
                            <TTITLE>
                                Table 1 to Paragraph (
                                <E T="01">a</E>
                                )(1)
                            </TTITLE>
                            <BOXHD>
                                <CHED H="1">Commodity</CHED>
                                <CHED H="1">Parts per million</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">Bean, dry, except cowpea</ENT>
                                <ENT>3</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Bean, lima</ENT>
                                <ENT>1</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Bean, succulent</ENT>
                                <ENT>2</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Broccoli</ENT>
                                <ENT>1</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Cattle, meat</ENT>
                                <ENT>0.3</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Cattle, meat byproducts</ENT>
                                <ENT>0.3</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Egg</ENT>
                                <ENT>0.3</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Goat, meat</ENT>
                                <ENT>0.3</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Goat, meat byproducts</ENT>
                                <ENT>0.3</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Hog, meat</ENT>
                                <ENT>0.3</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Hog, meat byproducts</ENT>
                                <ENT>0.3</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Horse, meat</ENT>
                                <ENT>0.3</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Horse, meat byproducts</ENT>
                                <ENT>0.3</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">
                                    Mango 
                                    <SU>1</SU>
                                </ENT>
                                <ENT>0.5</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Milk</ENT>
                                <ENT>0.1</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Mushroom</ENT>
                                <ENT>8</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Poultry, meat (from chicken layer hens and chicken breeder hens only)</ENT>
                                <ENT>0.1</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Poultry, meat byproducts (from chicken layer hens and chicken breeder hens only)</ENT>
                                <ENT>0.2</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="46085"/>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Sheep, meat</ENT>
                                <ENT>0.3</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Sheep, meat byproducts</ENT>
                                <ENT>0.3</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Vegetable, cucurbit, group 9</ENT>
                                <ENT>2</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                        </GPOTABLE>
                        <STARS/>
                        <P>
                            (d) 
                            <E T="03">Indirect or inadvertent residues.</E>
                             (1) Tolerances are established for indirect or inadvertent residues of the insecticide cyromazine, including its metabolites and degradates, in or on the commodities in table 1 to this paragraph (d)(1) when present therein as a result of the application of cyromazine to growing crops listed in paragraph (a)(1) of this section. Compliance with the tolerance levels specified in this paragraph (d)(1) is to be determined by measuring only cyromazine, 
                            <E T="03">N</E>
                            -cyclopropyl-1,3,5-triazine-2,4,6-triamine, in or on the commodity.
                        </P>
                        <HD SOURCE="HD1">Table 2 to Paragraph (d)(1)</HD>
                        <STARS/>
                        <P>
                            (2) Tolerances are established for indirect or inadvertent residues of the insecticide cyromazine, including its metabolites and degradates, in or on the commodities in the table 2 to this paragraph (d)(2) when present therein as a result of the application of poultry manure-based fertilizer containing cyromazine to soil in which the crops identified in this section are grown. Compliance with the tolerance levels specified in this paragraph (d)(2) is to be determined by measuring only cyromazine, 
                            <E T="03">N</E>
                            -cyclopropyl-1,3,5-triazine-2,4,6-triamine, in or on the commodity.
                        </P>
                        <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s200,14">
                            <TTITLE>
                                Table 3 to Paragraph (
                                <E T="01">d</E>
                                )(2)
                            </TTITLE>
                            <BOXHD>
                                <CHED H="1">Commodity</CHED>
                                <CHED H="1">Parts per million</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">Grain, cereal, forage, fodder and straw, group 16</ENT>
                                <ENT>0.6</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Grain, cereal, group 15</ENT>
                                <ENT>0.6</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Herbs and spices, group 19</ENT>
                                <ENT>0.6</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Oilseed, group 20</ENT>
                                <ENT>0.6</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Onion, bulb, subgroup 3-07A</ENT>
                                <ENT>0.6</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Strawberry</ENT>
                                <ENT>0.6</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Vegetable, foliage of legume, group 7</ENT>
                                <ENT>0.6</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Vegetable, fruiting, group 8-10</ENT>
                                <ENT>0.6</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Vegetable, leaves of root and tuber, group 2</ENT>
                                <ENT>0.6</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Vegetable, legume, group 6</ENT>
                                <ENT>0.6</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Vegetable, root and tuber, group 1</ENT>
                                <ENT>0.6</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>9. In § 180.415 amend the table in paragraph (a) by:</AMDPAR>
                    <AMDPAR>a. Adding a heading;</AMDPAR>
                    <AMDPAR>b. Revising the entries for “Bushberry subgroup 13B”; “Caneberry subgroup 13A”; “Fruit, pome, group 11” and “Ginseng”;</AMDPAR>
                    <AMDPAR>
                        c. Adding an entry for “Ginseng
                        <SU>1</SU>
                        ”.
                    </AMDPAR>
                    <P>The revisions and additions read as follows:</P>
                    <SECTION>
                        <SECTNO>§ 180.415</SECTNO>
                        <SUBJECT>
                            Aluminum tris (
                            <E T="0714">O</E>
                            -ethylphosphonate); tolerances for residues.
                        </SUBJECT>
                        <STARS/>
                        <GPOTABLE COLS="2" OPTS="L1,i1" CDEF="s200,14">
                            <TTITLE>
                                Table 1 to Paragraph (
                                <E T="01">a</E>
                                )
                            </TTITLE>
                            <BOXHD>
                                <CHED H="1">Commodity</CHED>
                                <CHED H="1">Parts per million</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Bushberry subgroup 13-07B</ENT>
                                <ENT>40</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Caneberry subgroup 13-07A</ENT>
                                <ENT>0.1</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Fruit, pome, group 11-10</ENT>
                                <ENT>10</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Ginseng</ENT>
                                <ENT>0.05</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">
                                    Ginseng 
                                    <SU>1</SU>
                                </ENT>
                                <ENT>0.1</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <TNOTE>
                                <SU>1</SU>
                                 This tolerance expires on January 19, 2024.
                            </TNOTE>
                        </GPOTABLE>
                        <PRTPAGE P="46086"/>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>10. Amend § 180.467 by revising the introductory text to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 180.467</SECTNO>
                        <SUBJECT>Carbon Disulfide; tolerances for residues</SUBJECT>
                        <P>Tolerances are established for the nematicide, insecticide, and fungicide carbon disulfide, from the application of sodium tetrathiocarbonate, in or on the following raw agricultural commodities. These tolerances expire on January 19, 2024.</P>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>11. Amend § 180.498 by:</AMDPAR>
                    <AMDPAR>a. Adding a paragraph heading to paragraph (a) introductory text and removing the heading from paragraph (a)(1);</AMDPAR>
                    <AMDPAR>b. Adding a heading to the table in paragraph (a)(1);</AMDPAR>
                    <AMDPAR>c. Adding a heading to the table in paragraph (a)(2); and revising the entry for “flax”;</AMDPAR>
                    <P>The revisions and additions read as follows:</P>
                    <SECTION>
                        <SECTNO>§ 180.498</SECTNO>
                        <SUBJECT>Sulfentrazone; tolerances for residues.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">General.</E>
                        </P>
                        <P>(1) * * *</P>
                        <HD SOURCE="HD1">Table 1 to Paragraph (a)(1)</HD>
                        <P>(2) * * *</P>
                        <GPOTABLE COLS="2" OPTS="L1,i1" CDEF="s200,14">
                            <TTITLE>
                                Table 2 to Paragraph (
                                <E T="01">a</E>
                                )(2)
                            </TTITLE>
                            <BOXHD>
                                <CHED H="1">Commodity</CHED>
                                <CHED H="1">Parts per million</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Flax, seed</ENT>
                                <ENT>0.15</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                        </GPOTABLE>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 180.539</SECTNO>
                    <SUBJECT>[Removed]</SUBJECT>
                </SECTION>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>12. Remove § 180.539.</AMDPAR>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>13. In § 180.594 amend paragraph (a) by:</AMDPAR>
                    <AMDPAR>a. Adding a heading to the table;</AMDPAR>
                    <AMDPAR>
                        b. Removing the entry for “Peach subgroup 12-12C 
                        <SU>1</SU>
                        ”; and
                    </AMDPAR>
                    <AMDPAR>
                        c. Adding in alphabetical order an entry for “Plum subgroup 12-12C 
                        <SU>1</SU>
                        ”.
                    </AMDPAR>
                    <P>The addition reads as follows:</P>
                    <SECTION>
                        <SECTNO>§ 180.594</SECTNO>
                        <SUBJECT>Thiacloprid; tolerances for residues.</SUBJECT>
                        <P>(a) * * *</P>
                        <GPOTABLE COLS="2" OPTS="L1,i1" CDEF="s200,14">
                            <TTITLE>
                                Table 1 to Paragraph (
                                <E T="01">a</E>
                                )
                            </TTITLE>
                            <BOXHD>
                                <CHED H="1">Commodity</CHED>
                                <CHED H="1">Parts per million</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">
                                    Plum subgroup 12-12C 
                                    <SU>1</SU>
                                </ENT>
                                <ENT>0.05</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                        </GPOTABLE>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>14. Add § 180.1342 to subpart D to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 180.1342</SECTNO>
                        <SUBJECT>
                            <E T="0714">d</E>
                            -Limonene; exemption from the requirement of a tolerance.
                        </SUBJECT>
                        <P>
                            (a) An exemption from the requirement of a tolerance is established for residues of 
                            <E T="03">d</E>
                            -limonene, (4
                            <E T="03">R</E>
                            )-1-methyl-4-(1-methylethenyl)cyclohexene, in or on all food commodities when applied as an herbicide in accordance with good agricultural practices.
                        </P>
                        <P>
                            (b) An exemption from the requirement of a tolerance is established for residues of 
                            <E T="03">d</E>
                            -limonene, (4
                            <E T="03">R</E>
                            )-1-methyl-4-(1-methylethenyl)cyclohexene, in or on all food commodities when applied as an insecticide in kitchens and pantries.
                        </P>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>15. Add § 180.1343 to subpart D to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 180.1343</SECTNO>
                        <SUBJECT>Tartrazine; exemption from the requirement of a tolerance.</SUBJECT>
                        <P>An exemption from the requirement of a tolerance is established for residues of tartrazine (F.D.&amp;C. Yellow No. 5 or Acid Yellow 23), in or on all food commodities when it is used as an aquatic plant control agent.</P>
                    </SECTION>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-14692 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
                <CFR>47 CFR Part 73</CFR>
                <DEPDOC>[MB Docket No. 23-79; RM-11947; DA 23-583; FR ID 155950]</DEPDOC>
                <SUBJECT>Television Broadcasting Services Kalispell, Montana</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Communications Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In this document, the Federal Communication Commission's Media Bureau, Video Division (Bureau) issued a 
                        <E T="03">Notice of Proposed Rulemaking</E>
                         (
                        <E T="03">NPRM</E>
                        ) in response to a petition for rulemaking filed by Sinclair Media Licensee, LLC (Petitioner), the licensee of KCFW-TV (Station or KCFW-TV), channel 9, Kalispell, Montana, requesting the substitution of channel 17 for channel 9 at Kalispell in the Table of TV Allotments. For the reasons set forth in the 
                        <E T="03">Report and Order</E>
                         referenced below, the Bureau amends FCC regulations to substitute channel 17 for channel 9 at Kalispell.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Effective July 19, 2023.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Joyce Bernstein, Media Bureau, at (202) 418-1647 or 
                        <E T="03">Joyce.Bernstein@fcc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The proposed rule was published at 88 FR 15637 on March 14, 2023. The Petitioner filed comments in support of the petition reaffirming its commitment to apply for channel 17. No other comments were filed.</P>
                <P>
                    The Bureau believes the public interest would be served by substituting channel 17 for channel 9 at Kalispell, Montana. The Station has a long history 
                    <PRTPAGE P="46087"/>
                    of severe reception problems as a result of its operation on a VHF channel and the Commission has recognized that VHF poses challenges for stations providing digital television service on those channels due to propagation characteristics that allow undesired signals and noise to be receivable at relatively far distances and result in large variability in the performance of indoor antennas available to viewers, with most antennas performing very poorly on high VHF channels. Thus, the channel substitution proposal will serve the public by resolving the over-the-air reception problems and enhancing viewer reception in KCFW-TV's service area. Moreover, an analysis conducted using the Commission's 
                    <E T="03">TVStudy</E>
                     software tool indicates that all but approximately 75 persons will continue to receive the Station's signal and the proposed change to channel 17 will result in a predicted increase in service to more than 38,000 persons.
                </P>
                <P>
                    This is a synopsis of the Commission's 
                    <E T="03">Report and Order,</E>
                     MB Docket No. 23-79; RM-11947; DA 23-583, adopted July 5, 2023, and released July 5, 2023. The full text of this document is available for download at 
                    <E T="03">https://www.fcc.gov/edocs.</E>
                     To request materials in accessible formats for people with disabilities (braille, large print, electronic files, audio format), send an email to 
                    <E T="03">fcc504@fcc.gov</E>
                     or call the Consumer &amp; Governmental Affairs Bureau at 202-418-0530 (voice), 202-418-0432 (tty).
                </P>
                <P>
                    This document does not contain information collection requirements subject to the Paperwork Reduction Act of 1995, Public Law 104-13. In addition, therefore, it does not contain any proposed information collection burden “for small business concerns with fewer than 25 employees,” pursuant to the Small Business Paperwork Relief Act of 2002, Public Law 107-198, 
                    <E T="03">see</E>
                     44 U.S.C. 3506(c)(4). Provisions of the Regulatory Flexibility Act of 1980, 5 U.S.C. 601-612, do not apply to this proceeding.
                </P>
                <P>
                    The Commission will send a copy of this 
                    <E T="03">Report and Order</E>
                     in a report to be sent to Congress and the Government Accountability Office pursuant to the Congressional Review Act, 
                    <E T="03">see</E>
                     5 U.S.C. 801(a)(1)(A).
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 47 CFR Part 73</HD>
                    <P>Television.</P>
                </LSTSUB>
                <SIG>
                    <FP>Federal Communications Commission.</FP>
                    <NAME>Thomas Horan,</NAME>
                    <TITLE>Chief of Staff, Media Bureau.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Final Rule</HD>
                <P>For the reasons discussed in the preamble, the Federal Communications Commission amends 47 CFR part 73 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 73—RADIO BROADCAST SERVICE</HD>
                </PART>
                <REGTEXT TITLE="47" PART="73">
                    <AMDPAR>1. The authority citation for part 73 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>47 U.S.C. 154, 155, 301, 303, 307, 309, 310, 334, 336, 339.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="47" PART="73">
                    <AMDPAR>2. In § 73.622(j), amend the Table of TV Allotments, under Montana, by revising the entry for Kalispell to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 73.622</SECTNO>
                        <SUBJECT>Digital television table of allotments.</SUBJECT>
                        <STARS/>
                        <P>(j) * * *</P>
                        <GPOTABLE COLS="2" OPTS="L1,tp0,i1" CDEF="s50,12C">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Community</CHED>
                                <CHED H="1">Channel No.</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW RUL="s">
                                <ENT I="28">*    *    *    *    *</ENT>
                            </ROW>
                            <ROW EXPSTB="01" RUL="s">
                                <ENT I="21">
                                    <E T="02">MONTANA</E>
                                </ENT>
                            </ROW>
                            <ROW EXPSTB="00">
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*    *    *    *    *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Kalispell</ENT>
                                <ENT>* 15, 17</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*    *    *    *    *</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15329 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6712-01-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
                <CFR>47 CFR Part 73</CFR>
                <DEPDOC>[MB Docket No. 23-43; RM-11944; DA 23-584; FR ID 155979]</DEPDOC>
                <SUBJECT>Television Broadcasting Services Coos Bay, Oregon</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Communications Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In this document, the Federal Communications Commission's Media Bureau, Video Division (Bureau) issued a 
                        <E T="03">Notice of Proposed Rulemaking</E>
                         (
                        <E T="03">NPRM</E>
                        ) in response to a petition for rulemaking filed by Sinclair Eugene Licensee, LLC (Petitioner or Sinclair), the licensee of KCBY-TV (Station or KCBY-TV), channel 9, Coos Bay, Oregon, requesting the substitution of channel 34 for channel 11 at Coos Bay in the Table of TV Allotments. For the reasons set forth in the 
                        <E T="03">Report and Order</E>
                         referenced below, the Bureau amends FCC regulations to substitute channel 34 for channel 11 at Coos Bay.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Effective July 19, 2023.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Joyce Bernstein, Media Bureau, at (202) 418-1647 or 
                        <E T="03">Joyce.Bernstein@fcc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The proposed rule was published at 88 FR 13770 on March 6, 2023. The Petitioner filed comments in support of the petition reaffirming its commitment to apply for channel 34. No other comments were filed.</P>
                <P>
                    The Bureau believes the public interest would be served by substituting channel 34 for channel 11 at Coos Bay, Oregon. The Station has a long history of severe reception problems as a result of its operation on a VHF channel and the Commission has recognized that VHF channels pose challenges for stations providing digital television service on those channels due to propagation characteristics that allow undesired signals and noise to be receivable at relatively far distances and result in large variability in the performance of indoor antennas available to viewers, with most antennas performing very poorly on high VHF channels. Thus, the channel substitution will serve the public by resolving the over-the-air reception problems and enhancing viewer reception in KCBY-TV's service area. Moreover, an analysis conducted using the Commission's 
                    <E T="03">TVStudy</E>
                     software tool indicates that all but approximately 392 persons will continue to receive the Station's signal, and the channel change will result in a predicted increase in service to more than 11,000 persons.
                </P>
                <P>
                    This is a synopsis of the Commission's 
                    <E T="03">Report and Order,</E>
                     MB Docket No. 23-43; RM-11944; DA 23-584, adopted July 5, 2023, and released July 5, 2023. The full text of this document is available for download at 
                    <E T="03">https://www.fcc.gov/edocs.</E>
                     To request materials in accessible formats for people with disabilities (braille, large print, electronic files, audio format), send an email to 
                    <E T="03">fcc504@fcc.gov</E>
                     or call the Consumer &amp; Governmental Affairs Bureau at 202-418-0530 (voice), 202-418-0432 (tty).
                </P>
                <P>
                    This document does not contain information collection requirements subject to the Paperwork Reduction Act of 1995, Public Law 104-13. In addition, therefore, it does not contain any proposed information collection burden “for small business concerns with fewer than 25 employees,” pursuant to the Small Business Paperwork Relief Act of 2002, Public Law 107-198, 
                    <E T="03">see</E>
                     44 U.S.C. 3506(c)(4). Provisions of the Regulatory Flexibility Act of 1980, 5 U.S.C. 601-612, do not apply to this proceeding.
                </P>
                <P>
                    The Commission will send a copy of the 
                    <E T="03">Report and Order</E>
                     in a report to be sent to Congress and the Government Accountability Office pursuant to the Congressional Review Act, 
                    <E T="03">see</E>
                     5 U.S.C. 801(a)(1)(A).
                </P>
                <LSTSUB>
                    <PRTPAGE P="46088"/>
                    <HD SOURCE="HED">List of Subjects in 47 CFR Part 73</HD>
                    <P>Television.</P>
                </LSTSUB>
                <SIG>
                    <FP>Federal Communications Commission.</FP>
                    <NAME>Thomas Horan,</NAME>
                    <TITLE>Chief of Staff, Media Bureau.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Final Rule</HD>
                <P>For the reasons discussed in the preamble, the Federal Communications Commission amends 47 CFR part 73 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 73—RADIO BROADCAST SERVICES</HD>
                </PART>
                <REGTEXT TITLE="47" PART="73">
                    <AMDPAR>1. The authority citation for part 73 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 47 U.S.C. 154, 155, 301, 303, 307, 309, 310, 334, 336, 339.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="47" PART="73">
                    <AMDPAR>2. In § 73.622(j), amend the Table of TV Allotments, under Oregon, by revising the entry for Coos Bay to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 73.622</SECTNO>
                        <SUBJECT>Digital television table of allotments.</SUBJECT>
                        <STARS/>
                        <P>(j) * * *</P>
                        <GPOTABLE COLS="2" OPTS="L1,tp0,i1" CDEF="s50,12C">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Community</CHED>
                                <CHED H="1">Channel No.</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW RUL="s">
                                <ENT I="28">*    *    *    *    *</ENT>
                            </ROW>
                            <ROW EXPSTB="01" RUL="s">
                                <ENT I="21">
                                    <E T="02">OREGON</E>
                                </ENT>
                            </ROW>
                            <ROW EXPSTB="00">
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*    *    *    *    *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Coos Bay</ENT>
                                <ENT>22, 34</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*    *    *    *    *</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15330 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6712-01-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Fish and Wildlife Service</SUBAGY>
                <CFR>50 CFR Part 17</CFR>
                <DEPDOC>[Docket No. FWS-R1-ES-2020-0060; FF09E22000 FXES11130900000 234]</DEPDOC>
                <RIN>RIN 1018-BE72</RIN>
                <SUBJECT>Endangered and Threatened Wildlife and Plants; Removing Golden Paintbrush From the Federal List of Endangered and Threatened Plants</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Fish and Wildlife Service, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        We, the U.S. Fish and Wildlife Service (Service), remove the golden paintbrush (
                        <E T="03">Castilleja levisecta</E>
                        ) from the Federal List of Endangered and Threatened Plants as it no longer meets the definition of an endangered or threatened species under the Endangered Species Act of 1973, as amended (Act). The golden paintbrush is a flowering plant native to southwestern British Columbia, western Washington, and western Oregon. Our review of the best available scientific and commercial data indicates threats to the golden paintbrush have been eliminated or reduced to the point that the species no longer meets the definition of an endangered or threatened species under the Act.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This rule is effective August 18, 2023.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Direct all questions or requests for additional information to: GOLDEN PAINTBRUSH QUESTIONS, Brad Thompson, State Supervisor, U.S. Fish and Wildlife Service, Washington Fish and Wildlife Office, 510 Desmond Drive SE, Suite 102, Lacey, WA 98503; telephone: 360-753-9440. Individuals in the United States who are deaf, deafblind, hard of hearing, or have a speech disability may dial 711 (TTY, TDD, or TeleBraille) to access telecommunications relay services. Individuals outside the United States should use the relay services offered within their country to make international calls to the point-of-contact in the United States.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Executive Summary</HD>
                <P>
                    <E T="03">Why we need to publish a rule.</E>
                     Under the Act, if we determine a plant species no longer meets the definition of an endangered or threatened species, we remove it from the Federal List of Endangered and Threatened Plants (
                    <E T="03">i.e.,</E>
                     we “delist” it). Delisting a species can be completed only by issuing a rule through the Administrative Procedure Act rulemaking process.
                </P>
                <P>
                    <E T="03">What this document does.</E>
                     This rule removes (delists) the golden paintbrush from the Federal List of Endangered and Threatened Plants because it no longer meets the Act's definition of either a threatened species or an endangered species.
                </P>
                <P>
                    <E T="03">The basis for our action.</E>
                     Under the Act, we may determine that a species is an endangered or threatened species because of any of the following five factors: (A) The present or threatened destruction, modification, or curtailment of its habitat or range; (B) overutilization for commercial, recreational, scientific, or educational purposes; (C) disease or predation; (D) the inadequacy of existing regulatory mechanisms; or (E) other natural or manmade factors affecting its continued existence. The determination to delist a species must be based on an analysis of the same factors. Based on an assessment of the best available information regarding the status of and threats to the golden paintbrush, we have determined that the species no longer meets the definition of a threatened species or an endangered species under the Act.
                </P>
                <P>We have determined that golden paintbrush is not in danger of extinction now nor likely to become so in the foreseeable future based on a comprehensive review of its status and listing factors. Specifically, our recent review indicated: (1) An increase in the known number of occurrences of the species within its geographic range, and increased abundance in many populations; (2) resiliency of the species to existing and potential threats; (3) 45 of 48 sites with golden paintbrush are in either public ownership; are owned by a conservation-oriented, nongovernmental organization; or are under conservation easement; and (4) the implementation of beneficial management practices for the species. Accordingly, the golden paintbrush no longer meets the definition of a threatened species or an endangered species under the Act.</P>
                <P>
                    <E T="03">Peer review and public comment.</E>
                     The purpose of peer review is to ensure that our determination regarding the status of the species under the Act is based on scientifically sound data, assumptions, and analyses. We prepared a species biological report (SBR) for golden paintbrush (Service 2019) and sought peer review on the report in accordance with our joint policy on peer review published in the 
                    <E T="04">Federal Register</E>
                     on July 1, 1994 (59 FR 34270), and our August 22, 2016, memorandum updating and clarifying the role of peer review of listing actions under the Act. We sent the report to four appropriate and independent specialists with knowledge of the biology and ecology of the golden paintbrush and received three responses. The comments and recommendations of the peer reviewers have been incorporated into the SBR as appropriate, and they informed the proposed rule. We posted the peer reviews on 
                    <E T="03">https://www.regulations.gov</E>
                     under Docket No. FWS-R1-ES-2020-0060. Furthermore, in our June 30, 2021, proposed rule (86 FR 34695), we requested that all interested parties submit written comments on the proposal by August 30, 2021. We received 10 public comments in response to the proposed rule as discussed below in Summary of Comments and Recommendations.
                    <PRTPAGE P="46089"/>
                </P>
                <HD SOURCE="HD1">Supporting Documents</HD>
                <P>
                    Staff at the Washington Fish and Wildlife Office (WFWO), in consultation with other species experts, prepared the SBR for golden paintbrush (Service 2019). The report represents a compilation of the best scientific and commercial data available concerning the status of the species, including the impacts of past and present factors (both negative and beneficial) affecting the species. The report formed the scientific basis for our 5-year status review and this final rule. The report is posted on 
                    <E T="03">https://www.regulations.gov</E>
                     under Docket No. FWS-R1-ES-2020-0060.
                </P>
                <HD SOURCE="HD1">Previous Federal Actions</HD>
                <P>
                    On May 10, 1994, we published in the 
                    <E T="04">Federal Register</E>
                     (59 FR 24106) a proposed rule to list the golden paintbrush as a threatened species under the Act (16 U.S.C. 1531 
                    <E T="03">et seq.</E>
                    ). On June 11, 1997, we published in the 
                    <E T="04">Federal Register</E>
                     (62 FR 31740) a final rule to list the species as a threatened species under the Act. The final rule included a determination that the designation of critical habitat for the golden paintbrush was not prudent.
                </P>
                <P>In August 2000, we finalized a recovery plan for the species (Service 2000, entire), which we supplemented in May 2010 with the final recovery plan for the prairie species of western Oregon and southwestern Washington (Service 2010, entire).</P>
                <P>
                    On July 6, 2005, we initiated 5-year reviews for 33 plant and animal species, including the golden paintbrush, under section 4(c)(2) of the Act, and requested information on the species' status (see 70 FR 38972). The 5-year status review, completed in September 2007 (Service 2007, entire), resulted in a recommendation to maintain the status of the golden paintbrush as threatened. The 2007 5-year status review is available on the Service's website at 
                    <E T="03">https://ecos.fws.gov/docs/five_year_review/doc1764.pdf.</E>
                </P>
                <P>On January 22, 2018, we initiated 5-year status reviews for 18 plant and animal species, including the golden paintbrush, under section 4(c)(2) of the Act, and requested information on the species' status (see 83 FR 3014). In 2019, we completed our SBR (Service 2019).</P>
                <P>
                    On June 30, 2021, we published in the 
                    <E T="04">Federal Register</E>
                     (86 FR 34695) a proposed rule to remove golden paintbrush from the List, and we made available our draft post-delisting monitoring plan for public review and comment. Our proposed rule followed from the recommendation of the most recent 5-year review for the golden paintbrush, as well as the data and analysis contained in the SBR (Service 2019).
                </P>
                <HD SOURCE="HD1">Summary of Changes From the Proposed Rule</HD>
                <P>In preparing this final rule, we reviewed and fully considered comments from the public on the June 30, 2021, proposed rule (86 FR 34695) and the draft post-delisting monitoring plan. We updated information presented in the proposed rule based on comments and additional information provided as follows:</P>
                <P>(1) We included updated survey information provided to the Service.</P>
                <P>(2) We incorporated additional information regarding stressors and potential threats to the species.</P>
                <P>(3) We made many small, nonsubstantive clarifications and corrections throughout this rule, including under Summary of Biological Status and Threats, below, in order to ensure better consistency, clarify some information, and update or add new references.</P>
                <P>We considered whether this additional information altered our analysis of the magnitude or severity of threats facing the species. We conclude that the information we received during the comment period for the proposed rule did not change our previous analysis of the magnitude or severity of threats facing the species or our determination that golden paintbrush is no longer a threatened species and warrants delisting.</P>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    Below, we summarize information for the golden paintbrush directly relevant to this final rule. For more information on the description, biology, ecology, and habitat of the golden paintbrush, please refer to the SBR for golden paintbrush (
                    <E T="03">Castilleja levisecta</E>
                    ), completed in June 2019 (Service 2019, entire). The SBR is available under Supporting Documents on 
                    <E T="03">https://www.regulations.gov</E>
                     in Docket No. FWS-R1-ES-2020-0060. The SBR and other relevant supporting documents are available on the golden paintbrush's species profile page on the Environmental Conservation Online System (ECOS) at 
                    <E T="03">https://ecos.fws.gov/ecp/species/7706.</E>
                </P>
                <HD SOURCE="HD2">Species Description and Habitat Information</HD>
                <P>The golden paintbrush is native to the northwestern United States and southwestern British Columbia. It has been historically reported from more than 30 sites from Vancouver Island, British Columbia, to the Willamette Valley of Oregon (Hitchcock et al. 1959, entire; Sheehan and Sprague 1984, p. 5; Gamon 1995, pp. 5-7). The taxonomy of the golden paintbrush as a full species is widely accepted as valid by the scientific community (Integrated Taxonomic Information System (ITIS) 2020, entire).</P>
                <P>
                    The golden paintbrush is a short-lived perennial herb formerly included in the figwort or snapdragon family (Scrophulariaceae), with current classification in the Orobanchaceae family. The genus 
                    <E T="03">Castilleja</E>
                     is hemiparasitic, with roots of paintbrushes capable of forming parasitic connections to roots of other plants; however, paintbrush plants are probably not host-specific (Mills and Kummerow 1988, entire) and can grow successfully, though not as well, even without a host. Golden paintbrush has superior performance (survival, height, number of flowering stems, number of fruiting stems, number of seed capsules) where it co-occurs with certain prairie species, including several perennial native forbs (
                    <E T="03">e.g.,</E>
                     common woolly sunflower or Oregon sunshine (
                    <E T="03">Eriophyllum lanatum</E>
                    ) and common yarrow (
                    <E T="03">Achillea millefolium</E>
                    )), as well as species in other functional groups, including grasses (
                    <E T="03">e.g.,</E>
                     Roemer's fescue (
                    <E T="03">Festuca roemeri</E>
                    ) and California oatgrass (
                    <E T="03">Danthonia californica</E>
                    )) and shrubs (
                    <E T="03">e.g.,</E>
                     snowberry (
                    <E T="03">Symphoricarpos albus</E>
                    )) (Schmidt 2016, pp. 10-17). Anecdotal observations suggest that golden paintbrush grows poorly when associated with annual grasses (Gamon 1995, p. 17).
                </P>
                <P>Individual golden paintbrush plants have a median survival of 1 to 5 years, but some plants can survive for more than a decade (Service 2019, p. 7). Plants are up to 30 centimeters (cm) (12 inches (in)) tall and are covered with soft, somewhat sticky hairs. Stems may be erect or spreading, in the latter case giving the appearance of being several plants, especially when in tall grass. The lower leaves are broader, with one to three pairs of short lateral lobes. The bracts are softly hairy and sticky, golden yellow, and about the same width as the upper leaves.</P>
                <P>
                    Golden paintbrush plants typically emerge in early March, with flowering generally beginning the last week in April and continuing until early June. Most plants complete flowering by early to mid-June, although occasionally plants flower throughout the summer and into October. Based on historical collections and observations, flowering seems to occur at about the same time throughout the species' range. Individual plants of golden paintbrush typically need pollinators to set seed. Bumble bee species (
                    <E T="03">Bombus</E>
                    ) appear to be the most common pollinators visiting 
                    <PRTPAGE P="46090"/>
                    golden paintbrush (Wentworth 1994, p. 5; Kolar and Fessler 2006, in litt.; Waters 2018, in litt.; Kaye 2019, in litt.), although sweat bees (Halictidae), miner bee (
                    <E T="03">Andrena chlorogaster</E>
                    ), syrphid fly (
                    <E T="03">Eristalis hirta</E>
                    ), and bee fly (
                    <E T="03">Bombylius major</E>
                    ) have also been observed visiting golden paintbrush plants (Kolar and Fessler 2006, in litt.; Waters 2018, in litt.).
                </P>
                <P>Fruits typically mature from late June through July, with seed capsules beginning to open and disperse seed in August. By mid-July, plants at most sites are in senescence (the process of deterioration with age), although this can vary considerably depending on available moisture. Capsules persist on the plants well into the winter, and often retain seed into the following spring. Seeds are likely shaken from the seed capsules by wind, with most falling a short distance from the parent plant (Godt et al. 2005, p. 88). The seeds are light (approximately 8,000 seeds per gram) and could possibly be dispersed short distances by wind (Kaye et al. 2012, p. 7). Additionally, there is at least one reported instance of short-distance movement of seeds via vole activity (Kolar and Fessler 2006, in litt.). Therefore, natural colonization of new sites would likely occur only over short distances as plants disperse from established sites. Germination tests in different years with seed from various populations suggest that germination rates can vary extremely widely both between sites and between years (Wentworth 1994, entire). Germination tests also revealed that seeds likely remain viable in the wild for several years (Wentworth 1994, p. 17).</P>
                <P>Individuals of the golden paintbrush require open prairie soils, near-bedrock soils, or clayey alluvial soils with suitable host plants. These suitable habitats occur from zero to 100 meters (330 feet) above sea level (Service 2000, p. 5). The golden paintbrush may have historically grown in deeper soils, but nearly all of these soils within the known range of the species have been converted to agriculture (Lawrence and Kaye 2006, p. 150; Dunwiddie and Martin 2016, p. 1). Reintroduction efforts have targeted sites or microsites, with features such as mounds or swales and deeper soils where these efforts were more likely to be effective (Dunwiddie and Martin 2016, p. 15).</P>
                <P>
                    Populations currently occur on the mainland in the States of Washington and Oregon, and on islands in the State of Washington and in British Columbia, Canada. Mainland and island populations form two broad categories of populations that can vary slightly in habitat setting. Individuals in mainland populations are found in open, undulating remnant prairies dominated by Roemer's fescue and red fescue (
                    <E T="03">Festuca rubra</E>
                    ) on gravelly or clayey glacial outwash. Individuals in island populations are often on the upper slopes or rims of steep, southwest- or west-facing, sandy bluffs that are exposed to salt spray. Individuals in island populations may also occur on remnant coastal prairie flats on glacial deposits of sandy loam. Island prairies may have historically been dominated by forbs and foothill sedge (
                    <E T="03">Carex tumulicola</E>
                    ) rather than grasses (Washington Department of Natural Resources (WDNR) 2004b, pp. 11, 17); however, many island sites are now dominated by red fescue or weedy forbs. All golden paintbrush sites are subject to encroachment by woody vegetation if not managed.
                </P>
                <P>Historically, fire was significant in maintaining open prairie conditions in parts of the range of the golden paintbrush (Boyd 1986, p. 82; Gamon 1995, p. 14; Dunwiddie et al. 2001, p. 162). The golden paintbrush is a poor competitor, intolerant of shade cast by encroaching tall nonnatives and litter duff in fire-suppressed prairies. Native perennial communities are likely to support more host species appropriate for the golden paintbrush than those dominated by nonnative annuals (Lawrence and Kaye 2011, p. 173). Thus, habitats with low presence of nonnative annuals and high presence of a diverse assemblage of perennial, native prairie species are more likely to provide the best conditions for survival of golden paintbrush plants year-to-year (Dunwiddie and Martin 2016, p. 1).</P>
                <HD SOURCE="HD2">Range, Distribution, Abundance, and Trends of Golden Paintbrush</HD>
                <P>The golden paintbrush is endemic to the Pacific Northwest, historically occurring from southeastern Vancouver Island and adjacent islands in British Columbia, Canada, to the San Juan Islands and Puget Trough in western Washington and into the Willamette Valley of western Oregon (Fertig 2021, pp. 33-34).</P>
                <P>Currently, the species occurs within British Columbia, Washington, and Oregon, representing, generally, four geographic areas (British Columbia, North Puget Sound, South Puget Sound, and the Willamette Valley). The species' historical distribution—before European settlement and modern development in the Pacific Northwest—is unknown. However, the species' current distribution is generally representative of the areas where we suspect the species occurred historically.</P>
                <P>Since its Federal listing in 1997, only one new population of golden paintbrush that was likely extant at the time of listing has been discovered across the species' range (Service 2007, p. 6). All other new populations across the range are the result of reintroductions through outplanting or direct seeding. Seeds used to grow plugs for outplanting, and plant stock for seed production, were derived from populations that were extant at the time of listing (referred to as “wild sites” in the SBR and other documents) (Service 2019, p. 5). Please note that in previous Service documents (Service 2000, Service 2007, Service 2019), the terms “site” and “population” were used interchangeably. For the purpose of this document, we will use “population” to be more consistent with how the data have been reported over time (Fertig 2019, pp. 11-38).</P>
                <P>At the time of listing (see 62 FR 31740; June 11, 1997), there were 10 known golden paintbrush populations: 8 in Washington and 2 in British Columbia. No golden paintbrush populations were known from Oregon at the time of listing (Sheehan and Sprague 1984, pp. 8-9; WDNR 2004b, p. 2). Despite its limited geographic range and isolation of populations, the golden paintbrush retained exceptionally high levels of genetic diversity, possibly because there were several large populations that remained (Godt et al. 2005, p. 87).</P>
                <P>Since its Federal listing, the distribution and abundance of golden paintbrush have increased significantly as a result of outplanting (seeding or plugging). During the last rangewide assessment, a minimum of 48 populations were documented (Service 2019, pp. 11-14). Based on these data, in Washington, there are 19 populations: 5 in the South Puget Sound prairie landscape, 6 in the San Juan Islands, 7 on Whidbey Island, and 1 near Dungeness Bay in the Strait of Juan de Fuca. In Oregon, there are 26 extant populations within the Willamette Valley. In British Columbia, there are three extant populations, each located on a separate island. Of these 48 populations, only 3 are on private property (Service 2019, p. 12). The remaining 45 golden paintbrush populations are in either public ownership; are owned by a conservation-oriented, nongovernmental organization; or are under conservation easement.</P>
                <BILCOD>BILLING CODE 4333-15-P</BILCOD>
                <GPH SPAN="3" DEEP="623">
                    <PRTPAGE P="46091"/>
                    <GID>ER19JY23.160</GID>
                </GPH>
                <BILCOD>BILLING CODE 433-15-C</BILCOD>
                <P>
                    Trends in abundance for the golden paintbrush have been consistently monitored since 2004 (Fertig 2021, pp. 11-38), with refinements to monitoring protocols made in 2008 and 2011 (Arnett 2011, entire). Rangewide abundance has substantially increased from approximately 11,500 flowering plants in 2011, to more than 560,000 flowering plants counted in 2018 (Fertig 2021, p. 22). In 2019, the number of 
                    <PRTPAGE P="46092"/>
                    flowering plants declined to 325,320 (Fertig 2021, p. 22). Although this appears to be a drop in abundance, we attribute the rapid increase in abundance in 2018 to the development of direct seeding techniques for establishing new populations, as opposed to outplanting individual plants (or plugs) grown in greenhouses. Most of the populations in Washington and Oregon's Willamette Valley were established by incorporating direct seeding. The 2018 rangewide population abundance was not necessarily reflective of the eventual long-term population level at a site. A number of reestablished populations have been going through a period of prairie development/progression and species succession. For example, at some reestablished populations, abundance initially increased over several years then dropped to about 15-20 percent of the peak abundance (Fertig 2021, pp. 23-27). Drops in abundance are somewhat expected as the populations experience variability after direct seeding, and we anticipate that long-term population levels at these reestablished sites will meet recovery criteria.
                </P>
                <P>In 2020, there was a reduction of survey effort due to limitations related to the COVID pandemic, and while the majority of populations were surveyed consistently in Washington, 25 populations in Oregon were not surveyed. The last 4 years of monitoring rangewide (2017-2020) represent the 4 years with greatest abundance, even without data from the 25 sites in Oregon that were not monitored in 2020 (Fertig 2021, p. 14). The year 2020 also represents the second highest abundance of golden paintbrush in the State of Washington at 202,208 flowering plants, which was a 47.8 percent increase from 136,846 in 2019 (Fertig 2021, p. 11).</P>
                <P>In contrast to the newly established golden paintbrush populations (referred to as “outplantings”), there has been a steady decline in overall abundance of the populations extant at the time of listing since 2012. Abundance at these populations dropped from just over 15,500 flowering plants in 2012, to 2,223 flowering plants in 2020 (Fertig 2021, p. 11).</P>
                <P>The Service considers the demographics and site conditions of all golden paintbrush populations across the species' range when determining the status of the species, including populations extant at the time of listing, as well as new populations outplanted since the time of listing. In past Service documents, the sites with populations extant at the time of listing have often been referred to as “wild” sites, and trends of abundance have been tracked separately from outplanted populations (see Fertig 2021, p. 14, and Service 2019, p. 30). Because seed from many of the populations extant at the time of listing was used to establish populations across the range, all outplanted populations have representation from original source populations, though the outplanted populations have increased genetic diversity from their source populations due to mixed-source production beds (St. Clair et al. 2020,p. 590). While declines in abundance have been occurring steadily in the populations extant at the time of listing, we do not believe these sites should be considered “wild” or different from outplanted populations, as many have been managed and/or augmented over time and many share genetics with the outplanted populations. Success of golden paintbrush outplantings has been associated with microsites with deeper soils and high richness of native perennial forbs (Dunwiddie and Martin 2016, p. 1); these microsites were likely where golden paintbrush persisted historically, but many of these were tilled for agricultural purposes or developed. Many of the golden paintbrush populations extant at the time of listing may represent marginal or less optimal remnant habitats or sites that were not suitable for other uses (Dunwiddie et al. 2016, pp. 207-209). For the purposes of assessing recovery of the species across its range, the Service acknowledges that individual populations will vary in viability, and these differences between populations have been accounted for in our current condition analysis within the SBR (Service 2019, entire) and in our evaluation of the species' overall resiliency, redundancy, and representation.</P>
                <HD SOURCE="HD1">Recovery Criteria</HD>
                <P>Section 4(f) of the Act directs us to develop and implement recovery plans for the conservation and survival of endangered and threatened species unless we determine that such a plan will not promote the conservation of the species. Under section 4(f)(1)(B)(ii), recovery plans must, to the maximum extent practicable, include objective, measurable criteria which, when met, would result in a determination, in accordance with the provisions of section 4 of the Act, that the species be removed from the Lists of Endangered and Threatened Wildlife and Plants.</P>
                <P>Recovery plans provide a roadmap for us and our partners on methods of enhancing conservation and minimizing threats to listed species, as well as measurable criteria against which to evaluate progress towards recovery and assess the species' likely future condition. However, they are not regulatory documents and do not substitute for the determinations and promulgation of regulations required under section 4(a)(1) of the Act. A decision to revise the status of a species, or to delist a species, is ultimately based on an analysis of the best scientific and commercial data available to determine whether a species is no longer an endangered species or a threatened species, regardless of whether that information differs from the recovery plan.</P>
                <P>There are many paths to accomplishing recovery of a species, and recovery may be achieved without all of the criteria in a recovery plan being fully met. For example, one or more criteria may be exceeded while other criteria may not yet be accomplished. In that instance, we may determine that the threats are minimized sufficiently and that the species is robust enough that it no longer meets the Act's definition of an endangered species or a threatened species. In other cases, we may discover new recovery opportunities after having finalized the recovery plan. Parties seeking to conserve the species may use these opportunities instead of methods identified in the recovery plan. Likewise, we may learn new information about the species after we finalize the recovery plan. The new information may change the extent to which existing criteria are appropriate for identifying recovery of the species. The recovery of a species is a dynamic process requiring adaptive management that may, or may not, follow all of the guidance provided in a recovery plan.</P>
                <P>Here, we provide a summary of progress made toward achieving the recovery criteria for the golden paintbrush. More detailed information related to conservation efforts can be found below under Summary of Biological Status and Threats. We completed a final recovery plan for the golden paintbrush in 2000 (Service 2000, entire), and later supplemented the plan for part of the species' range in 2010 (Service 2010, entire). The 2000 plan includes objective, measurable criteria for delisting; however, the plan has not been updated for more than 20 years, so some aspects of the plan may no longer reflect the best scientific information available for the golden paintbrush.</P>
                <P>
                    Since about 2012, a significant increase in the number of new populations has occurred, because of direct seeding within the species' 
                    <PRTPAGE P="46093"/>
                    historical range in Washington and Oregon, with perhaps the most significant being the reestablishment of the golden paintbrush at a number of sites in Oregon's Willamette Valley, where the species was once extirpated. In addition to improved propagation techniques, substantial research has been conducted on the population biology, fire ecology, and restoration of the golden paintbrush (Dunwiddie et al. 2001, entire; Gamon 2001, entire; Kaye and Lawrence 2003, entire; Swenerton 2003, entire; Wayne 2004, entire; WDNR 2004b, entire; Lawrence 2005, entire; Dunwiddie and Martin 2016, entire; Lawrence 2015, entire; Schmidt 2016, entire).
                </P>
                <P>The results of these studies have been used to guide management of the species at sites being managed for native prairie and grassland ecosystems. Active management to promote the golden paintbrush is being done to varying degrees (from targeted to infrequent) across prairie and grassland sites. An active seed production program has been maintained to provide golden paintbrush seeds and other native prairie plant seeds to land managers for population augmentation and restoration projects across the species' range in Washington and Oregon. Additionally, as recommended by the recovery plan for the golden paintbrush (Service 2000, p. 31), the State of Washington prepared a reintroduction plan for the Service as both internal and external guidance (WDNR 2004a, entire).</P>
                <P>Below are the delisting criteria described in the 2000 golden paintbrush recovery plan (Service 2000, p. 24), as supplemented in 2010, and the progress made to date in achieving each criterion.</P>
                <HD SOURCE="HD2">Criterion 1 for Delisting</HD>
                <P>Criterion 1 is that there are at least 20 stable populations distributed throughout the historical range of the species. To be deemed stable, a population must maintain a 5-year running average population size of at least 1,000 individuals, where the actual count never falls below 1,000 individuals in any year. The golden paintbrush technical team recommended in the 2007 5-year status review that this criterion should be modified. Because it is impractical to count individual vegetative plants, the team recommended that the criterion should be modified to specifically account for a recovered population as equal to 1,000 flowering individuals and known to be stable or increasing as evidenced by population trends (Service 2007, p. 3). While we did not officially amend or make an addendum to the recovery plan to incorporate this recommendation, we accepted this as the best way to count population abundance, since monitoring has consistently counted flowering plants, following a standardized methodology set by the Washington Department of Natural Resources Natural Heritage Program (WNHP) (Arnett and Birkhauser 2008, entire; Arnett 2011, entire).</P>
                <P>The Service supplemented this criterion in its 2010 recovery plan for the prairie species of western Oregon and southwestern Washington by identifying locations for golden paintbrush reintroductions, specifically to establish five additional populations distributed across at least three of the following recovery zones: Southwest Washington, Portland, Salem East, Salem West, Corvallis East, Corvallis West, Eugene East, and Eugene West. Priority was given to reestablishing populations in zones with historical records of golden paintbrush (Southwest Washington, Portland, Salem East, Corvallis East) (Service 2010, p. IV-37).</P>
                <HD SOURCE="HD3">Progress on Criterion 1</HD>
                <P>At the time of the proposed rule (data through 2018), 23 populations averaged at least 1,000 individuals per year over the 5-year period, with 8 populations with a 5-year running average of at least 1,000 individuals. As of 2020, 17 populations averaged at least 1,000 individual plants per year over the 5-year period with most recent data from 2016 to 2020 (2015 to 2019 for sites with no data in 2020). Of these 17 populations, 7 had a 5-year running average of at least 1,000 individuals, and an additional 6 populations had a 3-year running average of at least 1,000 individuals (Gray 2022, in litt.). As noted above, we only count flowering plants during monitoring, so in most years a proportion of individual plants may not be represented in annual counts because they are not flowering during surveys. While the most recent data do not meet the recovery criteria (of 20 such populations), we find that many of the species' populations are sufficiently resilient to make up for the smaller number of populations based on the following analysis.</P>
                <P>Eight populations currently number in the tens of thousands of individuals, the largest totaling 82,692 flowering plants (Glacial Heritage) (Fertig 2021, pp. 16-20). Prior to listing, the largest known population totaled just over 15,000 individuals (Rocky Prairie Natural Area Preserve) (62 FR 31740; June 11, 1997). Abundance at these eight populations is greater (approximately 10,000 or more flowering plants) than the 1,000-individual threshold established at the time of the drafting of the recovery plan for this species (Service 2019, pp. 12-13). These large populations are distributed across the species' range in both Oregon and Washington, contributing to the species' ability to withstand stochastic or catastrophic events. Although it is likely that a number of the more recently established populations are still experiencing variability and may experience an initial peak in abundance followed by a decline to a lower abundance level, these larger populations are more likely to be self-sustaining in the wild over time, are more able to withstand stochastic disturbance, have higher viability, and face an overall lower risk of extirpation than populations at or just above the threshold of 1,000 individuals.</P>
                <P>In addition, there are now a minimum of 26 golden paintbrush populations in western Oregon's Willamette Valley, and these populations are distributed across 4 (Corvallis West, Salem West, Portland, Eugene West) of the recovery zones (Kaye 2019, pp. 11-23) identified in the 2010 supplement to the species' recovery plan (Service 2010, pp. IV-4, IV-37). In summary, we conclude that significant progress has been made toward achieving this criterion, and for some populations, the progress is well beyond numerical levels that were anticipated at the time of recovery criteria development. Although we acknowledge annual variability of abundance across sites, at least eight sites across Washington and Oregon number in the tens of thousands of individuals (Fertig 2021, pp. 16-20), which significantly surpasses the minimum 1,000-individual threshold. This number of individuals increases our confidence that the overall viability of the species is secured, despite having fewer than 20 populations with a 5-year running average of at least 1,000 individuals. In addition, new populations can now be more quickly established through direct seeding and there are multiple sites where the species has recently been seeded. There are also plans to add new outplantings into the future (Fertig 2021, p. 11).</P>
                <HD SOURCE="HD2">Criterion 2 for Delisting</HD>
                <P>
                    Criterion 2 is that at least 15 populations over 1,000 individuals are located on protected sites. In order for a site to be deemed protected, it must be either owned or managed by a government agency or private conservation organization that identifies maintenance of the species as the 
                    <PRTPAGE P="46094"/>
                    primary management objective for the site, or the site must be protected by a permanent conservation easement or covenant that commits present and future landowners to the conservation of the species.
                </P>
                <HD SOURCE="HD3">Progress on Criterion 2</HD>
                <P>This recovery criterion has not been met as phrased in the recovery plan, because the primary management objective of the protected sites is not always to protect only golden paintbrush. However, we find that the goal of the criterion, a significant number of populations under conservation ownership protective of the species that are likely to be self-sustaining over time, has been greatly exceeded. Forty-five of the 48 golden paintbrush sites are in either public ownership; are owned by a conservation-oriented, nongovernmental organization; or are under conservation easement (Service 2019, p. 62). Such ownership is expected to protect sites from development and land use that would have long-term, wide-ranging deleterious effects on this species. Additionally, 37 sites currently have management practices that at least preserve essential characteristics of golden paintbrush habitat, and 24 sites have management plans and resources for their implementation for multiple years (Service 2019, pp. 40, 42-44). In addition, at least two of the five conservation easement sites are also enrolled in the Service's Partners for Fish and Wildlife Program, which provides technical and financial assistance to private landowners to restore, enhance, and manage private land to improve native habitat. At least 3 sites in Washington and 14 sites in Oregon also support other prairie-dependent species currently listed as endangered or threatened species under the Act, and another 5 are part of designated critical habitat for one of these species. Therefore, we anticipate prairie management or maintenance will be ongoing at these golden paintbrush sites for the foreseeable future. Two of the three extant sites in British Columbia that are managed by Parks Canada are also located within designated “ecological reserves” (Service 2019, p. 14). The level of management specific to golden paintbrush varies at each site, but all sites are generally being managed to conserve or restore native prairie or grassland habitats. For additional detail on species management status at sites, see the discussion under Summary of Biological Status and Threats, below.</P>
                <HD SOURCE="HD2">Criterion 3 for Delisting</HD>
                <P>Criterion 3 is that genetic material, in the form of seeds adequately representing the geographic distribution or genetic diversity within the species, is stored in a facility approved by the Center for Plant Conservation.</P>
                <HD SOURCE="HD3">Progress on Criterion 3</HD>
                <P>This recovery criterion is met. Seeds are being stored at two approved facilities, the Rae Selling Berry Seed Bank at Portland State University and the Miller Seed Vault at the University of Washington Botanic Garden. In addition, the active seed production programs at the Center for Natural Lands Management in the South Puget Sound, Washington, and two smaller nurseries in the North Puget Sound, Washington, continue to provide golden paintbrush seeds to land managers for population augmentation and prairie restoration projects. Production programs were started using seeds from nearly all the populations extant at the time of listing to maintain existing genetic diversity across the species' historical range and to allow for the greatest opportunity for local adaptation at reintroduction sites.</P>
                <HD SOURCE="HD2">Criterion 4 for Delisting</HD>
                <P>Criterion 4 is that post-delisting monitoring of the condition of the species and the status of all individual populations is ready to begin.</P>
                <HD SOURCE="HD3">Progress on Criterion 4</HD>
                <P>
                    We have developed a post-delisting monitoring plan in cooperation with our lead State partners in Washington (Washington Department of Natural Resources (WDNR)) and in Oregon (Oregon Department of Agriculture (ODA)). The final post-delisting monitoring plan is available for public review on 
                    <E T="03">https://www.regulations.gov</E>
                     under Docket No. FWS-R1-ES-2020-0060. We anticipate that the WDNR's WNHP and ODA will coordinate future monitoring. In the post-delisting monitoring plan, we include the monitoring of, at a minimum, all populations established and counted in 2018 that were identified in the SBR (Service 2019, pp. 12-13). These populations will be monitored every other year after final delisting for a 5-year period (
                    <E T="03">i.e.,</E>
                     three times, in years 1, 3, and 5, after this final rule is effective). Several key prairie conservation partners may choose to monitor these golden paintbrush sites more frequently and may also choose to monitor additional golden paintbrush sites as more become established across the species' range in Oregon and Washington. Parks Canada oversees periodic monitoring of the three extant populations within British Columbia, Canada. Therefore, this recovery criterion is met.
                </P>
                <HD SOURCE="HD2">Criterion 5 for Delisting</HD>
                <P>Criterion 5 is that post-delisting procedures for the ecological management of habitats for all populations of golden paintbrush have been initiated.</P>
                <HD SOURCE="HD3">Progress on Criterion 5</HD>
                <P>
                    This criterion has not been met as phrased in the recovery plan, as procedures for ecological management for all populations are not in place. However, we find that the intent of this criterion has been met because a substantial proportion of known golden paintbrush sites, 
                    <E T="03">i.e.,</E>
                     37 out of 48,—more than the 20 populations originally envisioned for these recovery criteria—meet this criterion. At least 24 of the 48 golden paintbrush sites have had prairie or grassland management plans in place for multiple years. An additional 13 sites that lack a long-term management plan for the golden paintbrush receive basic maintenance to preserve the prairie characteristics of golden paintbrush habitat (Service 2019, pp. 42-44). As described earlier, significant strides have been made in the ecological management techniques for restoration and maintenance of prairie landscapes and the reintroduction and management of golden paintbrush at these and other sites. The current level of management varies across extant sites, influenced by need, conservation partner capacity, and funding availability. We anticipate ongoing management at a minimum of 37 of these sites, although the level of management will continue to vary across sites based on these same factors (Service 2019, pp. 40, 42-44) (see additional discussion regarding ongoing site management under Summary of Biological Status and Threats, below). The most actively managed sites may include plantings, fencing, prescribed fire, herbicide use for weed control, mowing, and controlled public use. As described above under 
                    <E T="03">Criterion 2 for Delisting,</E>
                     at least 17 sites currently contain multiple, prairie-dependent species and an additional 5 sites are designated critical habitat for another prairie-dependent species. Those golden paintbrush sites that support multiple, prairie-dependent species listed under the Act are anticipated to receive the most consistent ecological management into the future. While this recovery criterion has not been fully achieved (
                    <E T="03">i.e.,</E>
                     not all populations have post-delisting management procedures in place), ecological management of habitat 
                    <PRTPAGE P="46095"/>
                    is expected to occur on the vast majority of the known sites and management will occur on far more than the originally projected 15 sites identified above under 
                    <E T="03">Criterion 2 for Delisting.</E>
                </P>
                <P>
                    With the more recently identified threat of hybridization from harsh paintbrush (
                    <E T="03">Castilleja hispida</E>
                    ), additional measures are being implemented and refined to address the impacts to golden paintbrush on contaminated sites and prevent the spread of harsh paintbrush to uncontaminated golden paintbrush sites in the South Puget Sound geographic area in Washington. The Service has developed a strategy and guidance document for securing golden paintbrush sites and outlining solutions necessary for the long-term protection of golden paintbrush from hybridization (Service et al. 2021, entire). In addition, the Service has signed a memorandum of understanding (MOU) with our State conservation partners to ensure hybridization is contained and the conservation strategy is followed to benefit golden paintbrush while supporting recovery of other sympatric (occurring within the same geographical area) prairie species listed under the Act (Service et al. 2020, entire). We provide more information and discussion on the hybridization conservation strategy and how it fits into the conservation of golden paintbrush in Summary of Biological Status and Threats, and our response to 
                    <E T="03">(15) Comment,</E>
                     below.
                </P>
                <HD SOURCE="HD1">Regulatory and Analytical Framework</HD>
                <HD SOURCE="HD2">Regulatory Framework</HD>
                <P>Section 4 of the Act (16 U.S.C. 1533) and its implementing regulations (50 CFR part 424) set forth the procedures for determining whether a species is an “endangered species” or a “threatened species.” The Act defines an “endangered species” as a species that is in danger of extinction throughout all or a significant portion of its range, and a “threatened species” as a species that is likely to become an endangered species within the foreseeable future throughout all or a significant portion of its range. The Act requires that we determine whether any species is an “endangered species” or a “threatened species” because of any of the following factors:</P>
                <P>(A) The present or threatened destruction, modification, or curtailment of its habitat or range;</P>
                <P>(B) Overutilization for commercial, recreational, scientific, or educational purposes;</P>
                <P>(C) Disease or predation;</P>
                <P>(D) The inadequacy of existing regulatory mechanisms; or</P>
                <P>(E) Other natural or manmade factors affecting its continued existence.</P>
                <P>These factors represent broad categories of natural or human-caused actions or conditions that could have an effect on a species' continued existence. In evaluating these actions and conditions, we look for those that may have a negative effect on individuals of the species, as well as other actions or conditions that may ameliorate any negative effects or may have positive effects.</P>
                <P>We use the term “threat” to refer in general to actions or conditions that are known to or are reasonably likely to negatively affect individuals of a species. The term “threat” includes actions or conditions that have a direct impact on individuals (direct impacts), as well as those that affect individuals through alteration of their habitat or required resources (stressors). The term “threat” may encompass—either together or separately—the source of the action or condition or the action or condition itself.</P>
                <P>However, the mere identification of any threat(s) does not necessarily mean that the species meets the statutory definition of an “endangered species” or a “threatened species.” In determining whether a species meets either definition, we must evaluate all identified threats by considering the species' expected response and the effects of the threats—in light of those actions and conditions that will ameliorate the threats—on an individual, population, and species level. We evaluate each threat and its expected effects on the species, then analyze the cumulative effect of all of the threats on the species as a whole. We also consider the cumulative effect of the threats in light of those actions and conditions that will have positive effects on the species, such as any existing regulatory mechanisms or conservation efforts. The Secretary determines whether the species meets the definition of an “endangered species” or a “threatened species” only after conducting this cumulative analysis and describing the expected effect on the species now and in the foreseeable future.</P>
                <P>The Act does not define the term “foreseeable future,” which appears in the statutory definition of “threatened species.” Our implementing regulations at 50 CFR 424.11(d) set forth a framework for evaluating the foreseeable future on a case-by-case basis. The term foreseeable future extends only so far into the future as we can reasonably determine that both the future threats and the species' responses to those threats are likely. In other words, the foreseeable future is the period of time in which we can make reliable predictions. “Reliable” does not mean “certain”; it means sufficient to provide a reasonable degree of confidence in the prediction. Thus, a prediction is reliable if it is reasonable to depend on when making decisions.</P>
                <P>It is not always possible or necessary to define foreseeable future as a particular number of years. Analysis of the foreseeable future uses the best scientific and commercial data available and should consider the timeframes applicable to the relevant threats and to the species' likely responses to those threats in view of its life-history characteristics. Data that are typically relevant to assessing the species' biological response include species-specific factors such as lifespan, reproductive rates or productivity, certain behaviors, and other demographic factors.</P>
                <P>
                    For species that are already listed as endangered or threatened species, this analysis of threats is an evaluation of both the threats currently facing the species and the threats that are reasonably likely to affect the species in the foreseeable future following the downlisting or delisting and the removal of the Act's protections. A recovered species is one that no longer meets the Act's definition of an endangered species or a threatened species. For the golden paintbrush, we consider 30 years to be a reasonable period of time within which reliable predictions can be made for stressors and species' response. This time period includes multiple generations of the golden paintbrush, generally includes the term of and likely period of response to many of the management plans for the species and/or its habitat, and encompasses planning horizons for prairie habitat conservation efforts (
                    <E T="03">e.g.,</E>
                     Dunwiddie and Bakker 2011, pp. 86-88; Service 2011, entire; Altman et al. 2017, pp. 6, 20); additionally, various global climate models and emission scenarios provide consistent predictions within that timeframe (Intergovernmental Panel on Climate Change (IPCC) 2014, p. 11). We consider 30 years a relatively conservative timeframe in view of the long-term protection afforded to 93 percent of the species' occupied populations (45 of 48), which occur on conserved/protected lands (Service 2019, p. 62).
                </P>
                <HD SOURCE="HD2">Analytical Framework</HD>
                <P>
                    The SBR documents the results of our comprehensive biological review of the best scientific and commercial data regarding the status of the species. The report does not represent our decision 
                    <PRTPAGE P="46096"/>
                    on whether the species should be delisted under the Act. It does, however, provide the scientific basis that informs our regulatory decisions, which involve the further application of standards within the Act and its implementing regulations and policies. The following is a summary of the key results and conclusions from the report, which can be found at Docket FWS-R1-ES-2020-0060 on 
                    <E T="03">https://www.regulations.gov.</E>
                </P>
                <P>To assess golden paintbrush viability, we used the three conservation biology principles of resiliency, redundancy, and representation (Shaffer and Stein 2000, pp. 306-310). Briefly, resiliency supports the ability of the species to withstand environmental and demographic stochasticity (for example, wet or dry, warm or cold years), redundancy supports the ability of the species to withstand catastrophic events (for example, droughts, large pollution events), and representation supports the ability of the species to adapt over time to long-term changes in the environment (for example, climate changes). In general, the more resilient and redundant a species is and the more representation it has, the more likely it is to sustain populations over time, even under changing environmental conditions. Using these principles, we identified the species' ecological requirements for survival and reproduction at the individual, population, and species levels, and described the beneficial and risk factors influencing the species' viability. We use this information to inform our regulatory decision.</P>
                <HD SOURCE="HD1">Summary of Biological Status and Threats</HD>
                <P>Below, we review the biological condition of the species and its resources, and the threats that influence the species' condition in order to assess the species' overall viability and the risks to that viability. In addition, the SBR (Service 2019, entire) documents our comprehensive biological status review for the species, including an assessment of the potential threats to the species. The following potential threats were identified for this species at the time of listing: (1) Succession of prairie and grassland habitats to shrub and forest lands (due to fire suppression, interspecific competition, and invasive species); (2) development of property for commercial, residential, and agricultural use; (3) low potential for expansion and refugia due to constriction of habitat (from surrounding development or land use); (4) recreational picking (including associated trampling); and (5) herbivory (predation on plants and seeds) (62 FR 31740; June 11, 1997). For our analysis, we assessed the influence of these potential threats on the current status of the species, as well as the influence of two potential threats not considered at the time of listing: hybridization of golden paintbrush with harsh paintbrush, and the impacts of climate change. We also assessed current voluntary and regulatory conservation mechanisms relative to how they reduce or ameliorate existing threats to golden paintbrush.</P>
                <HD SOURCE="HD2">Habitat Loss</HD>
                <P>At the time of listing, the principal cause of ongoing habitat loss was succession of prairie and grassland habitats to shrub and forest due to fire suppression, interspecific competition, and invasive species (62 FR 31740; June 11, 1997). The potential for development at, or surrounding, extant sites for commercial, residential, and agricultural purposes also posed a threat to the golden paintbrush at the time of listing. Both of these threat factors were preventing or limiting extant populations from expanding and recruiting into new or adjacent areas and afforded no refugia for the species in the case of catastrophic events.</P>
                <P>
                    Currently, ongoing prairie or grassland management or maintenance occurs at the majority of extant golden paintbrush sites. This management includes removal or suppression of trees and both native and nonnative woody shrubs, as well as control of nonnative, invasive grassland plant species through a number of different approaches (
                    <E T="03">e.g.,</E>
                     mowing, prescribed fire, mechanical removal, selective-herbicide application, restoration reseeding, etc.). Most golden paintbrush sites have either had prairie or grassland management plans in place for multiple years or receive basic maintenance to preserve the prairie characteristics of golden paintbrush habitat (Service 2019, pp. 42-44). Three golden paintbrush sites in Washington also currently support other prairie- or grassland-dependent species listed under the Act—the endangered Taylor's checkerspot butterfly (
                    <E T="03">Euphydryas editha taylori</E>
                    ) and three threatened subspecies of Mazama pocket gopher (
                    <E T="03">Thomomys mazama</E>
                     spp.) (Olympia pocket gopher (
                    <E T="03">Thomomys mazama pugetensis</E>
                    ), Tenino pocket gopher (
                    <E T="03">Thomomys mazama tumuli</E>
                    ), and Yelm pocket gopher (
                    <E T="03">Thomomys mazama yelmensis</E>
                    ))—while an additional five sites in Washington are included in designated critical habitat for the Taylor's checkerspot butterfly.
                </P>
                <P>
                    Although these five critical habitat sites are currently unoccupied by the Taylor's checkerspot butterfly, they were designated because they were found to be essential for the conservation of the butterfly (78 FR 61506; October 3, 2013). Harsh paintbrush (
                    <E T="03">Castilleja hispida</E>
                    ) is a host plant for Taylor's checkerspot butterfly in the South Puget Sound geographic area in Washington. As we discuss further below (see 
                    <E T="03">Hybridization</E>
                    ), golden paintbrush generally cannot co-occur with harsh paintbrush due to the threat of hybridization. However, as we continue to work with our conservation partners to follow the hybridization strategy and guidance document to prioritize sites for both golden paintbrush and Taylor's checkerspot butterfly we also continue to explore opportunities to conserve both species on individual sites where appropriate. In addition, at least 14 golden paintbrush sites in Oregon's Willamette Valley currently support one or more other prairie- or grassland-dependent species listed under the Act that do not present the threat of hybridization—the endangered Fender's blue butterfly (
                    <E T="03">Icaricia icarioides fenderi</E>
                    ), endangered Willamette daisy (
                    <E T="03">Erigeron decumbens</E>
                    ), threatened Kincaid's lupine (
                    <E T="03">Lupinus oreganus</E>
                     var. 
                    <E T="03">kincaidii,</E>
                     listed as 
                    <E T="03">Lupinus sulphureus</E>
                     ssp. 
                    <E T="03">kincaidii</E>
                    ), and threatened Nelson's checker-mallow (
                    <E T="03">Sidalcea nelsoniana</E>
                    ) (Institute for Applied Ecology 2019, in litt.).
                </P>
                <P>
                    We expect a number of golden paintbrush sites in both Washington and Oregon to continue to be managed in a way that supports the recovery of other prairie- or grassland-dependent species in addition to the long-term conservation of the golden paintbrush. As long as periodic management or maintenance continues to occur at golden paintbrush sites across the species' range, the threat of prairie or grassland succession is expected to remain adequately addressed into the foreseeable future. State and Federal management plans include specific objectives to continue to protect and conserve the golden paintbrush at a number of sites. States, Federal agencies, and conservation organizations have invested significant resources into golden paintbrush recovery, as well as general prairie and grassland restoration and conservation for a variety of at-risk, prairie-dependent species. We do not anticipate habitat for these prairie-dependent species to contract further given the limited amount of remaining prairie habitat and the long-term investments conservation partners have made, and continue to make, to restore, rebuild, maintain, and conserve these relatively rare regional 
                    <PRTPAGE P="46097"/>
                    ecosystems (Dunwiddie and Bakker 2011, entire; Center for Natural Lands Management 2012, in litt., entire; The News Tribune 2014, in litt.; Altman et al. 2017, entire; The Nature Conservancy 2019, in litt., entire).
                </P>
                <P>Golden paintbrush now occurs within 48 separate populations as a result of the numerous reintroduction efforts implemented to recover this species. Only three of these populations are on lands possibly subject to future development. The remaining 45 populations are all under some type of public or conservation ownership (Service 2019, pp. 11-14). Of the 48 extant populations, at least 81 percent (n=39) are on land with some known level of protected status (at a minimum, formally protected as a natural area or other such designation, although not all of these designations are permanent) (Service 2019, pp. 42-44). In addition, of the 39 populations with some protected land status, 19 also include stipulations for, or statements of specific protection of, perpetual management of the golden paintbrush.</P>
                <P>Although the total area occupied by the golden paintbrush at 19 of the 48 sites is relatively small (less than 0.4 hectare (ha) (1 acre (ac)), 14 of the 48 sites have between 0.4 to 1.6 occupied ha (1 to 3.9 ac), and another 14 of the 48 sites have from between 2 to 18.6 occupied ha (5 to 46 ac). We lack this information at one site (Service 2019, pp. 37-38). All but 4 of the 48 sites have available land for future golden paintbrush population expansion or shifts in distribution. Of the 33 sites with less than 2 ha (5 ac) of occupied habitat, 10 have an estimated range of 0.8 to 2 ha (2 to 5 ac) of additional habitat for expansion, and at least 13 have an estimated range of 2 to 6 ha (5 to 15 ac) of additional habitat for future expansion (Service 2019, pp. 37-38). In addition, the species is much less reliant on expanding site-use and refugia than at the time of listing, when only 10 extant populations of the golden paintbrush remained. The reintroduction and seed production techniques developed for golden paintbrush recovery have provided the means to more easily establish or reestablish populations at prairie restoration sites than were previously possible. Many of these sites have been specifically acquired for their potential overall size, conservation value, and conservation status. The golden paintbrush has been reintroduced and established at prairie restoration sites that are well-distributed across the species' historical range, well beyond the 10 extant sites at the time of listing. As a result of these conditions, we do not anticipate development in or around these sites to become a threat to the golden paintbrush in the foreseeable future.</P>
                <HD SOURCE="HD2">Recreational Picking and Trampling</HD>
                <P>
                    At the time of listing, we considered overutilization from recreational picking (flowers) to be a threat (62 FR 31740; June 11, 1997). Our concern with recreational picking or collection of flowers was that it would reduce overall potential seed-set at a population. Concern has also been noted regarding the direct harvesting of seed capsules (Dunwiddie 2018, in litt.). Although there is evidence of occasional recreational or possible commercial collection of capsules that reduced the amount of seed available on a site, collection is no longer considered a significant stressor to the species across its range (Service 2019, p. 47). In addition, the current number of established and protected golden paintbrush populations, many with limited or restricted access, largely ameliorates this previously identified threat. We acknowledge that the golden paintbrush is likely a desirable species for some gardeners or plant collectors. However, when delisted (see 
                    <E T="02">DATES</E>
                    , above), golden paintbrush seeds or plants are likely to become available through controlled sale to the public from regional prairie conservation partners and/or regional native plant nurseries, similar to what occurs with other non-listed prairie plant species. For these reasons, we do not expect the possible collection of golden paintbrush flowers or seeds to become a threat to the species in the foreseeable future.
                </P>
                <P>
                    At the time of listing, we identified trampling of golden paintbrush plants by recreationalists as impacting the species at some sites with high levels of public use, especially where and when associated with recreational picking of golden paintbrush flowers. Although some risk of trampling to plants will always be present across public sites (
                    <E T="03">e.g.,</E>
                     State parks, national wildlife refuges), most sites often have some level of restricted access when golden paintbrush plants are in bloom (
                    <E T="03">e.g.,</E>
                     fenced from deer or inaccessible to the public) or there are defined walking or viewing areas. Therefore, when compared with the potential impact of trampling at the time of listing, the current impact is likely insignificant, due to the number of reestablished golden paintbrush populations, the large size of many of these sites, and considerable abundance of golden paintbrush plants at some of these sites. For the above reasons, we also do not anticipate that trampling will become a threat in the foreseeable future.
                </P>
                <HD SOURCE="HD2">Herbivory</HD>
                <P>At the time of listing, we considered predation (herbivory) on the golden paintbrush by native (voles and deer) and introduced (rabbits) species to be a threat to the plant (62 FR 31740; June 11, 1997); however, the best available information does not indicate it is a current or future threat. Although deer and elk exhibit herbivory on the golden paintbrush at some sites, there is annual and site-specific variability in the overall level of herbivory (Service 2019, p. 48; Martin 2021, p. 9). Herbivory impacts from rabbits and voles on the golden paintbrush have not been broadly or consistently observed and also appear to be variable across sites and years. Where herbivory by deer or rabbits or both has been significant, control with fencing has been successfully implemented, but controlling herbivory through fencing over large areas is limited by cost (Service 2019, p. 48). In addition, encouraging localized reduction of deer populations through lethal removal near some sites (Washington Department of Fish and Wildlife 2019, in litt.; Pelant 2019, in litt.) and installing raptor perch poles to control rodents and rabbits at some sites are also being implemented to reduce impacts of herbivory on the golden paintbrush (Service 2019, p. 48). As a consequence of the significant increase in the number of golden paintbrush populations that have been successfully established across the species' range since it was listed, and because the impact of herbivory is being adequately managed in at least a portion of those sites where noted as significant (potential site- or population-level effect), we conclude predation (herbivory) no longer has a significant impact across the majority of the golden paintbrush's 48 sites/populations, nor at the species level, and it is unlikely to become a threat to the species in the foreseeable future.</P>
                <HD SOURCE="HD2">Hybridization</HD>
                <P>
                    As noted above, a potential threat to the golden paintbrush identified after the species was listed in 1997 was the impact of hybridization with the harsh paintbrush. The harsh paintbrush is one of the host plants introduced to prairie sites targeted for endangered Taylor's checkerspot butterfly recovery efforts. Our 2007 5-year status review recommended, “the evaluation of the potential for genetic contamination of golden paintbrush populations by hybridization with other species of 
                    <E T="03">Castilleja</E>
                    ” (Service 2007, p. 15). After 
                    <PRTPAGE P="46098"/>
                    initial evaluation, the potential risk of hybridization was considered relatively low and manageable (Kaye and Blakeley-Smith 2008, p. 13). However, after further evaluation and additional observations in the field, hybridization with the harsh paintbrush has now been identified as a significant potential threat to golden paintbrush populations where the two species occur together or in close proximity (Clark 2015, entire; Sandlin 2018, entire). Three former golden paintbrush recovery sites have now been discounted by the Service for the purposes of recovery due to the level of hybridization at these sites (Service 2019, p. 15). At least one other site is currently vulnerable to the effects of hybridization, but management efforts to date (removal of plants that exhibit hybrid characteristics and creation of a zone of separation between harsh paintbrush and golden paintbrush areas at the site) have maintained this golden paintbrush population. Currently, hybridization appears to be confined to those areas located in the South Puget Sound prairie region where both species of 
                    <E T="03">Castilleja</E>
                     were used at some of the same habitat restoration sites. The only known incident of hybridization outside of this region was at Steigerwald Lake National Wildlife Refuge in southwestern Washington, where we unknowingly used a seed mix that included the harsh paintbrush. This site has since been eradicated of both 
                    <E T="03">Castilleja</E>
                     species, but we anticipate reintroducing the golden paintbrush to the site in the future (Ridgefield National Wildlife Refuge Complex 2019, in litt., entire).
                </P>
                <P>
                    As a response to this emerging threat, efforts were implemented, and are ongoing, to reduce or eliminate the risk of hybridization to the golden paintbrush. These include efforts such as maintaining isolated growing areas for the golden paintbrush and harsh paintbrush at native seed production facilities used in prairie restoration efforts, maintaining buffers between golden paintbrush and harsh paintbrush patches at sites where both species are currently present, and delineating which of the two species will be used at current and future prairie conservation or restoration sites. We recently developed a strategy and guidance document for securing golden paintbrush sites to address containment of hybridization at existing contaminated sites and prevention of unintentional spread of hybridization to other regions within the golden paintbrush's range, specifically north Puget Sound and the Willamette Valley (Service et al. 2021, entire). We have also entered into an associated MOU with the Washington Department of Fish and Wildlife (WDFW) and WDNR to ensure the strategy is implemented as agreed to by all prairie conservation partners in the range of the golden paintbrush (Service et al. 2020, entire). The three agencies have authority over these species and will oversee most prairie restoration efforts in Washington, particularly in South Puget Sound. This MOU is expected to facilitate awareness and compliance with the hybridization strategy and guidance by our prairie conservation partners across the range of the golden paintbrush. The formal adoption and implementation of the hybridization strategy and guidance is expected to prevent hybridization from becoming a threat to the golden paintbrush in the foreseeable future. Please see our response to 
                    <E T="03">(12) Comment,</E>
                     below, for additional discussion regarding hybridization.
                </P>
                <HD SOURCE="HD2">Climate Change</HD>
                <P>
                    At the time of listing, the potential impacts of climate change on the golden paintbrush were not discussed. The term “climate” refers to the mean and variability of relevant quantities (
                    <E T="03">i.e.,</E>
                     temperature, precipitation, wind) over time (IPCC 2014, pp. 119-120). The term “climate change” thus refers to a change in the mean or variability of one or more measures of climate (
                    <E T="03">e.g.,</E>
                     temperature or precipitation) that persists for an extended period, typically decades or longer, whether the change is due to internal processes or anthropogenic changes (IPCC 2014, p. 120).
                </P>
                <P>Scientific measurements spanning several decades demonstrate that changes in climate are occurring. In particular, warming of the climate system is unequivocal, and many of the observed changes in the last 60 years are unprecedented over decades to millennia (IPCC 2014, p. 2). The current rate of climate change may be as fast as any extended warming period over the past 65 million years and is projected to accelerate over the next 30 to 80 years (National Research Council 2013, p. 5). Thus, rapid climate change is adding to other sources of extinction pressures, such as land use and invasive species, which will likely place extinction rates in this era among just a handful of the severe biodiversity crises observed in Earth's geological record (American Association for the Advancement of Science (AAAS) 2014, p. 7).</P>
                <P>
                    Global climate projections are informative, and in some cases, the only or the best scientific information available for us to use. However, projected changes in climate at the global scale and related impacts can vary substantially across and within different regions of the world (
                    <E T="03">e.g.,</E>
                     IPCC 2013 and 2014, entire) and within the United States (Melillo et al. 2014, entire). Therefore, we use “downscaled” projections when they are available and have been developed through appropriate scientific procedures, because such projections provide higher resolution information that is more relevant to spatial scales used for analyses of a given species (see Glick et al. 2011, pp. 58-61, for a discussion of downscaling).
                </P>
                <P>Climate change trends predicted for the Pacific Northwest (Oregon, Washington, Idaho, and Montana) broadly consist of an increase in annual average temperature; an increase in extreme precipitation events; and, with less certainty, variability in annual precipitation (Bachelet et al. 2011, p. 413; Dalton et al. 2013, pp. 31-38, figure 1.1; Snover et al. 2013, pp. 5-1-5-4).</P>
                <P>
                    Based on a 2014 climate change vulnerability assessment, the golden paintbrush was considered “presumed stable” (Gamon 2014, entire). After the completion of the SBR (Service 2019, entire), a new assessment was conducted on sites in Washington, which evaluated only the populations extant at the time of listing (11 extant and 11 populations that were extirpated; none of the 10 outplanted sites in Washington); this new assessment considered golden paintbrush as “highly vulnerable” to climate change (Young et al. 2016, entire; Kleinknecht et al. 2019, entire). Please see our response to 
                    <E T="03">(10) Comment,</E>
                     below, for more discussion regarding this new information.
                </P>
                <P>Prolonged or more intense summer droughts are likely to increase in the Pacific Northwest due to climate change (Snover et al. 2013, p. 2-1). Regional climate change literature suggests that prairie ecosystems were established under warmer and drier conditions and are unlikely to be disadvantaged from future increased summer drought (Bachelet et al. 2011, p. 417). However, although the golden paintbrush senesces as the prairies dry out in the summer, increased intensity or length of drought conditions will likely stress plants and increase mortality, resulting in reduced numbers of individuals in populations at less-than-optimal sites (Kaye 2018, in litt.).</P>
                <P>
                    As is the case with all stressors we assess, even if we conclude that a species is currently affected or is likely to be affected in a negative way by one or more climate-related impacts, it does not necessarily follow that the species 
                    <PRTPAGE P="46099"/>
                    meets the definition of an “endangered species” or a “threatened species” under the Act.
                </P>
                <P>Predicted environmental changes resulting from climate change may have both positive and negative effects on the golden paintbrush, depending on the extent and type of impact and depending on site-specific conditions within each habitat type. The primary predicted negative effect includes drought conditions resulting in inconsistent growing seasons. Likewise, future temperature changes may influence the timing of native prairie plant phenology, which could lead to asynchronies with pollinators (Reed et al. 2019, entire). This effect will likely be buffered by the ability of the golden paintbrush to survive in a range of soil conditions, as is evident by its establishment on a wide variety of sites across its 300-mile geographic range, with a number of different host plants, and under a range of precipitation levels. We have not identified any predicted environmental effects from climate change that may be positive for the golden paintbrush at this time. Climate change could result in a decline or change in bumble bee diversity within the range of the golden paintbrush (Soroye et al. 2020, entire); the bumble bee is an important pollinator for the golden paintbrush (Service 2019, pp. 6-7). However, there are limited data at this time to indicate the potential loss of bumble bee diversity is a specific and present threat to the golden paintbrush. Also, observations of reduced seed production at some Washington sites in recent years (2019-2021) could be the result of recent drought events, although it remains unclear how these observations translate to population abundance and trends over time. Golden paintbrush populations can experience high variability in abundance between years (Fertig 2021, pp. 24-27), and while climate change is a stressor, given the species' high abundance and distribution across the 300-mile range from British Columbia to Oregon, we expect the golden paintbrush has sufficient resiliency and redundancy to remain viable into the foreseeable future. Establishing plant populations such as the golden paintbrush across the full geographic and climatic range of Pacific Northwest prairies has been identified as a “climate-smart” strategy given the extensive north-south range encompassing variable temperature and precipitation patterns (Bachelet et al. 2011, p. 420). The species appears to have sufficient resiliency and redundancy across its range to maintain sufficient viability during drought years. As evidence, the last 4 years of monitoring (2017-2020) represent the 4 years with greatest abundance rangewide despite extreme drought experienced between 2015 and 2016 in Oregon and Washington (Fertig 2021, p. 30; National Oceanic and Atmospheric Administration National Integrated Drought Information System (NOAA NIDIS) 2022, entire). In addition, the year 2020 also represents the second-highest abundance of golden paintbrush in the State of Washington at 202,208 flowering plants, which was a 47.8 percent increase from 136,846 in 2019. Additionally, several outplantings have been initiated at new locations since 2018 in Washington, and we are continuing to work with our partners to plan new outplantings across the species' range that will further add to the species' resiliency and redundancy.</P>
                <P>In summary, climate change is affecting, and will continue to affect, temperature and precipitation events within the range of the golden paintbrush. The extent, duration, and impact of those changes are unknown, but could potentially increase or decrease precipitation in some areas and increase temperatures found within the range of the golden paintbrush. Golden paintbrush may experience climate change-related effects in the future, most likely at the individual or local population scale; however, we anticipate the species will remain viable, because: (1) It is more resilient than at the time of listing as a result of increased abundance, number of sites, and geographic distribution in a variety of ecological settings, contributing to the species' resiliency, redundancy, and representation; (2) available information indicates the golden paintbrush is somewhat adaptable to some level of future variation in climate conditions (Service 2019, pp. 22-25, 45); (3) there are ongoing efforts to expand the golden paintbrush to additional suitable sites across the species' range; and (4) we now have the technical ability to effectively and more readily establish populations, which could help to mitigate future population losses. Therefore, based upon the best available scientific and commercial information, we conclude that climate change does not currently pose a threat to the golden paintbrush, nor is it likely to become a threat to the golden paintbrush in the foreseeable future (next 30 years).</P>
                <HD SOURCE="HD2">Voluntary and Regulatory Conservation Mechanisms</HD>
                <P>For current federally listed species, we consider existing regulatory mechanisms relative to how they reduce or ameliorate threats to the species absent the protections of the Act. Therefore, we examine whether other regulatory mechanisms would remain in place if the species were delisted, and the extent to which those mechanisms will continue to help ensure that future threats will be reduced or eliminated. In the final listing rule (62 FR 31740; June 11, 1997), we noted that habitat management for the golden paintbrush was not assured, despite the fact that most populations occurred in areas designated as reserves or parks that typically afforded the golden paintbrush and its habitat some level of protection through those designations. As discussed in our SBR (Service 2019, pp. 47-52), the threat of habitat loss from potential residential or commercial development has decreased since the time of listing due to the establishment of new golden paintbrush populations on protected sites. Although a few privately owned sites are still at some potential risk, development is no longer considered a significant threat to the viability of the golden paintbrush due to the number of sites largely provided protection from development (Service 2019, pp. 12-14).</P>
                <HD SOURCE="HD3">Federal</HD>
                <P>
                    <E T="03">Sikes Act</E>
                    —The Sikes Act (16 U.S.C. 670 
                    <E T="03">et seq.</E>
                    ) provides the authority and defines the responsibilities to facilitate effectual planning, development, maintenance, and coordination of wildlife, fish, and game conservation and rehabilitation on military installations. The Sikes Act requires that conservation goals are cooperatively developed and recorded in a planning document called an integrated natural resources management plant (INRMP). One golden paintbrush population currently occurs on a Federal military installation (Forbes Point, Naval Air Station Whidbey Island in Island County, Washington) and is managed under an INRMP (U.S. Department of Defense (USDOD) 2013, pp. 3-7) authorized by the Sikes Act. Special management and protection requirements for golden paintbrush habitat in the INRMP include maintenance of a 10-ac management area for the species, including: maintaining and improving a fence around the population to exclude both people and herbivores; posting signs that state the area is accessible to “authorized personnel only”; mowing and hand-cutting competing shrubs in the area; outplanting nursery-grown plants from seeds previously collected onsite; and implementing additional habitat management actions, such as controlled burns or herbicide control of 
                    <PRTPAGE P="46100"/>
                    competing vegetation, that are identified in the future to enhance the golden paintbrush population (USDOD 2013, pp. 3-7). These protections are effective in protecting the golden paintbrush on this site and are expected to continue in the absence of protections under the Act because the Sikes Act mandates the Department of Defense to conserve and rehabilitate wildlife, fish, and game on military installations.
                </P>
                <P>
                    <E T="03">National Wildlife Refuge System Improvement Act</E>
                    —Ten golden paintbrush populations currently occur on National Wildlife Refuge (NWR) lands (Dungeness NWR in Washington; and Ankeny, William L. Finley, Tualatin River, and Baskett Slough NWRs in Oregon). As directed by the National Wildlife Refuge System Improvement Act of 1997 (Pub. L. 105-57), refuge managers have the authority and responsibility to protect native ecosystems, fulfill the purposes for which an individual refuge was founded, and implement strategies to achieve the goals and objectives stated in management plans. For example, William L. Finley NWR (Benton County, Oregon) includes extensive habitat for the golden paintbrush, including four known populations, while a number of additional NWRs in Oregon (Ankeny NWR, Marion County; Tualatin River NWR, Washington County; and Baskett Slough NWR, Polk County) and Washington (Dungeness NWR, Clallam County) each also support at least one golden paintbrush population.
                </P>
                <P>The Willamette Valley comprehensive conservation plan (CCP) for William L. Finley, Ankeny, and Baskett Slough NWRs is a land management plan finalized in 2011 with a 15-year term that directs maintenance, protection, and restoration of the species and its habitat and identifies specific objectives related to establishment of populations and monitoring, as well as related habitat maintenance/management (Service 2011, pp. 2-45-2-46, 2-66-2-70). Given the 15-year timeframe of CCPs, these protections would remain in place until at least 2026, regardless of the golden paintbrush's Federal listing status.</P>
                <P>
                    Tualatin River NWR finalized a CCP in 2013 (Service 2013a, entire), and although it does not have conservation actions specific to the golden paintbrush identified in the plan, it does have maintenance and management activities for oak savanna habitat on the NWR, which supports the golden paintbrush (Service 2013a, pp. 4-9-4-10). These activities include various methods (
                    <E T="03">e.g.,</E>
                     mechanical and chemical) for reducing encroachment of woody species, controlling nonnative and invasive plant species, and reestablishing native grasses and forbs. Given the 15-year timeframe of CCPs, protections outlined in the Tualatin River NWR CCP are expected to remain in place until at least 2028, regardless of the golden paintbrush's Federal listing status.
                </P>
                <P>Dungeness NWR also finalized a CCP in 2013 (Service 2013b, entire). The CCP does not have any conservation actions specific to the golden paintbrush identified; however, it does identify general actions taken to control nonnative and invasive plant species that invade habitats on the refuge, including those inhabited by the golden paintbrush (Service 2013b, pp. 4-44-4-45). The golden paintbrush population at this NWR's headquarters continues to be maintained and protected.</P>
                <P>In addition to specific protections for the golden paintbrush provided under CCPs, the species is permanently protected by the mission of all NWRs to manage their lands and waters for the conservation of fish, wildlife, and plant resources and their habitats.</P>
                <P>
                    <E T="03">National Park Service Organic Act</E>
                    —One golden paintbrush site currently occurs on National Park Service (NPS) lands (American Camp, San Juan Island National Historical Park, Washington). The NPS Organic Act of 1916 (54 U.S.C. 100101 
                    <E T="03">et seq.</E>
                    ), as amended, states the NPS will promote and regulate the use of the National Park system to conserve the scenery, natural and historic objects, and wildlife therein, to provide for the enjoyment of the same in such manner and by such means as will leave them unimpaired for the enjoyment of future generations (54 U.S.C. 100101(a)). Further, in title 36 of the Code of Federal Regulations (CFR) at § 2.1(a)(1)(ii), NPS regulations specifically prohibit possessing, destroying, injuring, defacing, removing, digging, or disturbing from their natural state plants, or the parts or products thereof, on lands under NPS jurisdiction. This prohibition extends to the golden paintbrush where it exists on NPS-managed lands. In addition, the General Management Plan for the San Juan Island National Historical Park includes the NPS's goal of restoring a prairie community that support functions and values of native habitat, including habitat for native wildlife and rare species, such as the golden paintbrush (NPS 2008, p. 249).
                </P>
                <P>
                    <E T="03">Endangered Species Act</E>
                    —The golden paintbrush often co-occurs with other plant and animal species that are listed under the Act, such as the endangered Willamette daisy and endangered Taylor's checkerspot butterfly. Therefore, some of the general habitat protections (
                    <E T="03">e.g.,</E>
                     section 7 consultation and ongoing recovery implementation efforts, including prairie habitat restoration, maintenance, and protection) for these other prairie-dependent, listed species will indirectly extend to some golden paintbrush sites when we delist the golden paintbrush. We acknowledge that some sites that support Taylor's checkerspot butterfly will not be available for golden paintbrush due to the threat of hybridization between golden and harsh paintbrush; however, given that hybridization has only impacted populations in the South Puget Sound area of Washington, and the extensive range of golden paintbrush in other areas where hybridization is currently not a threat, we assume that management for prairie-dependent species across the range will benefit golden paintbrush beyond delisting. Likewise, the hybridization strategy and guidance document and our partnership with State agencies in Washington will ensure that hybridization is minimized or avoided into the future (Service et al. 2020, entire; Service et al. 2021, entire).
                </P>
                <P>
                    <E T="03">Protections in Canada</E>
                    —The golden paintbrush in Canada is currently federally listed as “endangered” under the Species at Risk Act (SARA) (COSEWIC 2007, entire). SARA regulations protect species from harm, possession, collection, buying, selling, or trading (Statutes of Canada 2002, c. 29). SARA also prohibits damage to or destroying the habitat of a species that is listed as an endangered species. The population at Trial Island is on Canadian federal lands protected under SARA (COSEWIC 2011, in litt., p. 5). The golden paintbrush is not currently protected under any provincial legislation in British Columbia. However, the golden paintbrush occurs in the ecological reserves that include Trial Island and Alpha Islet, which are protected under the British Columbia Park Act (COSEWIC 2011, in litt., p. 5). The British Columbia Park Act allows lands identified under the Ecological Reserve Act to be regulated to restrict or prohibit any use, development, or occupation of the land or any use or development of the natural resources in an ecological reserve (Revised Statutes of British Columbia 1996, c. 103). This includes particular areas where rare or endangered native plants and animals in their natural habitat may be preserved.
                </P>
                <HD SOURCE="HD3">State</HD>
                <P>
                    <E T="03">Washington Natural Heritage Plan</E>
                    —Washington State's Natural Heritage Plan identifies priorities for preserving natural diversity in Washington State (WDNR 2018, entire). The plan aids WDNR in conserving key habitats that 
                    <PRTPAGE P="46101"/>
                    are currently imperiled, or are expected to be imperiled in the future. The prioritization of conservation efforts provided by this plan is expected to remain in place if we delist the golden paintbrush. The golden paintbrush is currently identified as a priority 2 species (species likely to become endangered across their range or in Washington within the foreseeable future) in the State's 2018 plan (WDNR 2018a, in litt., p. 4), which is a recent change from the species' priority 1 designation (species are in danger of extinction across their range, including Washington) in 2011 (WDNR 2018b, in litt., p. 2). The State's conservation status is not necessarily impacted by Federal delisting and is ultimately at the discretion of WDNR. We anticipate that WDNR will continue to monitor the species where it occurs on their own lands and more broadly as a partner in the post-delisting monitoring plan. We also anticipate that WDNR will continue to actively manage their golden paintbrush sites because these areas are not only important to the long-term conservation of golden paintbrush, but also to other at-risk prairie species.
                </P>
                <P>
                    <E T="03">Washington State Park Regulations and Management</E>
                    —In Washington, State park regulations, in general, require an evaluation of any activity conducted on a park that has the potential to damage park resources, and require mitigation as appropriate (see title 352 of the Washington Administrative Code). Wildlife, plants, all park buildings, signs, tables, and other structures are protected; removal or damage of any kind is prohibited (Washington State Parks and Recreation Commission 2019, in litt., p. 2). One golden paintbrush site currently exists on Fort Casey Historical State Park. One of the objectives for natural resources on Fort Casey Historical State Park under the Central Whidbey State Parks Management Plan is to protect and participate in the recovery of the golden paintbrush, including protecting native plant communities, managing vegetative succession, and removing weeds through integrated pest management (Washington State Parks and Recreation Commission 2008, p. 15). The plan further states that areas where the golden paintbrush occurs will be classified as “heritage affording a high degree of protection,” and the Nass Natural Area Preserve (also known as Admiralty Inlet Natural Area Preserve) is included in the long-term park boundary to also assure continued preservation of the golden paintbrush in this area (Washington State Parks and Recreation Commission 2008, p. 26).
                </P>
                <P>
                    <E T="03">Oregon Revised Statutes (ORS), Chapter 564</E>
                    —Oregon Revised Statutes, chapter 564, “Wildflowers; Threatened or Endangered Plants,” requires State agencies to protect State-listed plant species found on their lands. Any land action on Oregon land owned or leased by the State, for which the State holds a recorded easement, and which results, or might result, in the taking of an endangered or threatened plant species, requires consultation with Oregon Department of Agriculture staff (see ORS section 564.115). The golden paintbrush is currently State-listed as endangered in Oregon. At this time, no populations of the golden paintbrush are known to occur on State lands in Oregon. However, should populations of the golden paintbrush occur on Oregon State lands in the future, the removal of Federal protections for the golden paintbrush would not affect State protection of the species under this statute.
                </P>
                <P>In summary, conservation measures and existing regulatory mechanisms have minimized, and are continuing to address, the previously identified threats to the golden paintbrush, including habitat succession of prairie and grassland habitats to shrub and forest lands; development of property for commercial, residential, and agricultural use; recreational picking (including associated trampling); and herbivory (on plants and seeds). As indicated above, we anticipate the majority of these mechanisms will remain in place regardless of the species' Federal listing status.</P>
                <HD SOURCE="HD2">Cumulative Impacts</HD>
                <P>
                    When multiple stressors co-occur, one may exacerbate the effects of the other, leading to effects not accounted for when each stressor is analyzed individually. The full impact of these synergistic effects may be observed within a short period of time, or may take many years before it is noticeable. For example, high levels of predation (herbivory) on the golden paintbrush by deer could cause large temporary losses in seed production in a population, but are not generally considered to be a significant threat to long-term viability, as populations that are relatively large and well-distributed should be able to withstand such naturally occurring events. However, the relative impact of predation (herbivory) by deer may be intensified when it occurs in conjunction with other factors that may lessen the resiliency of golden paintbrush populations, such as prolonged woody species encroachment (prairie succession); extensive nonnative, invasive plant infestations; or possible increased plant mortality resulting from the effects of climate change (
                    <E T="03">i.e.,</E>
                     prolonged drought).
                </P>
                <P>Although the types, magnitude, or extent of potential cumulative impacts are difficult to predict, we are not aware of any combination of factors that is likely to co-occur resulting in significant negative consequences for the species. We anticipate that any negative consequence of co-occurring threats will be successfully addressed through the same active management actions that have contributed to the ongoing recovery of the golden paintbrush and the conservation of regional prairie ecosystems that are expected to continue into the future.</P>
                <HD SOURCE="HD2">Summary of Biological Status</HD>
                <P>To assess golden paintbrush viability, we evaluated the three conservation biology principles of resiliency, redundancy, and representation (Shaffer and Stein 2000, pp. 306-310). We assessed the current resiliency of golden paintbrush sites (Service 2019, pp. 52-63) by scoring each site's management level, site condition, threats addressed, site abundance of plants, and site protection, resulting in a high, moderate, or low condition ranking. One-third of sites were determined to have a high condition ranking, one-third a moderate condition ranking, and one-third a low condition ranking (Service 2019, p. 63). This represents 32 sites in a moderate or higher condition based on those important factors directly informing resiliency of individual sites or populations within the SBR (Service 2019, p. 63). This number of sites exceeds the 15 to 20 populations in stable condition on protected lands that the recovery criteria identified as needed to achieve recovery; this therefore provides sufficient resiliency for the species.</P>
                <P>
                    Golden paintbrush sites are well-distributed across the species' historical range and provide representation across the four geographic areas within that range (British Columbia, North Puget Sound, South Puget Sound, and the Willamette Valley). Multiple sites or populations exist within each of these geographic areas, providing a relatively secure level of redundancy across the historical range, with the lowest relative level of redundancy within British Columbia. The resiliency of the golden paintbrush is variable across the historical range given differences in site or population abundance, level of management at a site, and site condition. The best scientific and commercial data available indicate that the golden paintbrush is composed of multiple populations, primarily in 
                    <PRTPAGE P="46102"/>
                    moderate to high condition (Service 2019, p. 63), which are sufficiently resilient, well-distributed (redundancy and representation), mostly in protected areas, and managed such that they will be relatively robust or resilient to any potential cumulative effects to which they may be exposed.
                </P>
                <HD SOURCE="HD1">Summary of Comments and Recommendations</HD>
                <P>In our June 30, 2021, proposed rule (86 FR 34695), we requested that all interested parties submit written comments on the proposal by August 30, 2021. We also contacted appropriate Federal and State agencies, scientific experts and organizations, and other interested parties and invited them to comment on the proposed rule. Newspaper notices inviting general public comment were published in The Oregonian on July 11, 2021, and the Seattle Times on July 9 through July 13, 2021. We did not receive any requests for a public hearing. All substantive information provided during the comment period either has been incorporated directly into this final rule or is addressed below.</P>
                <HD SOURCE="HD2">Public Comments</HD>
                <P>We received 10 public comments in response to the proposed rule. We reviewed all comments we received during the public comment period for substantive issues and new information regarding the proposed rule. Eight commenters provided substantive comments or new information concerning the proposed delisting for golden paintbrush. Below, we provide a summary of the substantive issues raised in the public comments we received; however, comments outside the scope of the proposed rule, and those without supporting information, do not warrant an explicit response and, thus, are not presented here. Identical or similar comments have been consolidated into responses based on comment theme.</P>
                <P>
                    <E T="03">(1) Comment:</E>
                     We received multiple comments from WDNR and others stating that golden paintbrush has not met all the recovery criteria specified in the recovery plan.
                </P>
                <P>
                    <E T="03">Response:</E>
                     Recovery plans provide roadmaps to species recovery but are not required in order to achieve recovery of a species, or to evaluate it for delisting. In addition, recovery plans are also nonbinding documents that rely on voluntary participation from landowners, land managers, and other recovery partners. A determination of whether a valid, extant species should be delisted is made solely on the question of whether it meets the Act's definitions of an “endangered species” or a “threatened species.” Recovery criteria and objectives are developed based on the information known at that time, and much is learned about a species between the time the recovery plan is developed and the time we reassess whether it meets the Act's definition of endangered or threatened. Based on the best available information, we have determined that golden paintbrush no longer meets either of these definitions.
                </P>
                <P>
                    <E T="03">(2) Comment:</E>
                     We received several comments from WDNR and others questioning the metric in recovery criterion 1 to evaluate a stable population, suggesting it was no longer based on the best available science and providing examples of populations that have declined. A comment from WDNR also presented updated information on progress towards meeting this criterion from 2018-2020.
                </P>
                <P>
                    <E T="03">Response:</E>
                     We updated this final rule to reflect the most up-to-date progress toward this criterion (see discussion under 
                    <E T="03">Criterion 1 for Delisting,</E>
                     above). As discussed earlier in this document, that criterion states that to be deemed stable, a population must maintain a 5-year running average population size of at least 1,000 individuals, where the actual count never falls below 1,000 individuals in any year. The 2007 5-year review recommended counting only flowering individuals and incorporating a stable or increasing population trend as based on a zero or positive overall trend over 5 years (Service 2007, p. 3). While we did not officially amend or make an addendum to the recovery plan, we accepted that the most practical way to determine population abundance was to count flowering plants. The recommendation to evaluate populations based on stable or increasing trends in abundance was not formally incorporated into an amended recovery plan. However, in addition to evaluating progress toward the recovery criteria, we also evaluated in the SBR (Service 2019, entire) the resiliency, redundancy, and representation across the species' range in relation to the potential threats to the species. In the SBR, we evaluated the current condition of the species at sites using various parameters, including the level of management, site condition, threats addressed, abundance, and site protection status. We elicited the advice of experts to evaluate sites based on these parameters. Populations were also separately evaluated in the SBR with a site viability index that took into account population stability and trend. All of this information was considered when evaluating and making our determination as to whether delisting is warranted.
                </P>
                <P>Some populations that once maintained higher levels of abundance have declined, and that abundance can vary markedly across populations and annually within populations (Fertig 2021, p. 23). Despite this variability in abundance, the species has sufficient resiliency and redundancy across its range to maintain viability. In the current condition analysis of the SBR, 16 sites were ranked as high condition, with 9 of these sites in Oregon and 7 in Washington. This distribution of high condition sites across the range of the species contributes to the redundancy of golden paintbrush. We developed a post-delisting monitoring plan that will help verify that golden paintbrush remains secure into the future without the protections of the Act.</P>
                <P>
                    <E T="03">(3) Comment:</E>
                     The WDNR stated opposition to the proposed delisting rule. Despite improvements in species condition from the time of listing, the WDNR stated that delisting was premature based on concerns regarding uncertainties related to golden paintbrush's long-term abundance and viability. The WDNR and other commenters expressed concern about the funding available for continued management and monitoring once delisted.
                </P>
                <P>
                    <E T="03">Response:</E>
                     Our review of the best available scientific and commercial data indicates that the threats to the golden paintbrush have been eliminated or reduced to the point that the species no longer meets the definition of an endangered or threatened species under the Act (see Determination of Golden Paintbrush's Status, below). Individual sites may experience variability in abundance, and while some have declined, others have increased in recent years (see 
                    <E T="03">Range, Distribution, Abundance, and Trends of Golden Paintbrush,</E>
                     above). Despite variability in abundance, the successful establishment of outplanted golden paintbrush populations, primarily in moderate to high condition, and mostly in protected areas with management help to increase the resiliency, redundancy, and representation of the species and contribute to its viability. For more discussion of golden paintbrush's population trends and viability, see 
                    <E T="03">Range, Distribution, Abundance, and Trends of Golden Paintbrush</E>
                     Summary of Biological Status and Threats, and Recovery Criteria, above.
                </P>
                <P>
                    Golden paintbrush is a management-dependent species, and even with sufficient resources, populations can decline due to various factors. Although 
                    <PRTPAGE P="46103"/>
                    the majority of populations are under conservation ownership that includes management practices to preserve essential characteristics of golden paintbrush habitat, declines can still occur. Conservation management will continue in these habitats, but not necessarily to the same degree at all locations due to variations in capacity, need, or constraints. As part of the current condition analysis in the SBR, the management level was assessed for each site based on expert elicitation and the best available information (see Service 2019, pp. 40-44). This analysis indicated that the majority of the sites will receive, at minimum, maintenance to preserve essential characteristics of golden paintbrush habitat, with several sites operating under long-term management plans with committed resources for management (see Service 2019, pp. 40-44). The number of and distribution of populations established across the range contributes to the resiliency and redundancy of the species, and its ability to maintain sufficient viability despite some variability in management. Management will also continue to adapt over time to address future challenges in maintaining and restoring prairie ecosystems. Funding for some management activities will likely decline post-delisting as some funding sources are focused on the recovery of listed species; however, the commitments of our partners to golden paintbrush conservation, as well as the number of sites sharing similar habitat and conservation objectives for other prairie species of concern, will help ensure continued management of the species into the future. Additionally, our post-delisting monitoring plan will assess abundance as well as site management and protection over a minimum 5-year period after delisting.
                </P>
                <P>Regarding continued monitoring by WNHP, golden paintbrush is currently State-listed as priority 2 in the Washington State Natural Heritage Plan, and State listing and prioritization is ultimately at the discretion of the State. Like many State-listed plant species and other plant species of State concern, we anticipate that the WDNR through its WNHP and ODA will continue to monitor golden paintbrush in Washington and Oregon, respectively, although monitoring efforts may not occur as often as they have in the past.</P>
                <P>
                    <E T="03">(4) Comment:</E>
                     Several commenters stated concern over the likelihood for post-delisting management to continue and be effective. Comments included site-specific examples such as Forbes Point, American Camp, Rocky Prairie, and Glacial Heritage where decline in golden paintbrush abundance due to invasion by exotic grasses or other unknown factors occurred despite support or management for the species.
                </P>
                <P>
                    <E T="03">Response:</E>
                     As we describe above in our response to 
                    <E T="03">Comment (3)</E>
                     management will also continue to adapt over time to address future challenges in maintaining and restoring prairie ecosystems and the PDM plan will assess abundance as well as site management and protection over a minimum 5-year period after delisting. Please see our response to 
                    <E T="03">Comment (3),</E>
                     above, for a discussion of variation in abundance and management for the species and our response to 
                    <E T="03">Comment (5),</E>
                     below, about declines in abundance in some populations.
                </P>
                <P>Regarding the site-specific examples provided by commenters, the Forbes Points and American Camp sites are in low condition, the Rocky Prairie site is in moderate condition and the Glacial Heritage site is in high condition based on our current condition analysis in the SBR which considered management level among other factors that can impact site condition including habitat condition, threats, abundance, and site protection status (Service 2019, p. 54).</P>
                <P>
                    <E T="03">(5) Comment:</E>
                     We received comments from WDNR and others providing updated survey data from 2019 and 2020 for outplanted populations, describing the variable survey effort and an overall decline in abundance from 2018.
                </P>
                <P>
                    <E T="03">Response:</E>
                     WDNR and others provided updated abundance information for outplanted populations since 2018, which we considered and incorporated into this Final Rule (see 
                    <E T="03">Range, Distribution, Abundance, and Trends of Golden Paintbrush,</E>
                     above). As described in their comments, outplanted populations reached their highest peak to date in 2018 at 562,726 flowering plants and declined to 325,320 plants in 2019. In 2020, there was a reduction of survey effort, and 25 populations in Oregon were not surveyed due to COVID restrictions. If 2019 data were substituted for the 25 populations in Oregon that were not surveyed in 2020, it is assumed, based on extrapolation, that the estimated 2020 rangewide abundance would be greater than 370,000 plants (Fertig 2021, p. 22). Even without the 25 sites that were not monitored in 2020, the last 4 years of monitoring (2017-2020) represent the 4 years with greatest abundance rangewide. The year 2020 also represents the second-highest abundance of golden paintbrush in Washington State at 202,208, which was a 47.8 percent increase from 136,846 in 2019. Several new outplantings have been initiated since 2018, and we are continuing to work with our partners to plan new outplantings in Oregon and Washington. Individual sites may experience variability, and while some have declined, others have increased in recent years (Service 2019, pp. 27-29; Fertig 2021, pp. 11-29). The species appears to have sufficient resiliency and redundancy across its range to maintain sufficient viability, despite variability in abundance.
                </P>
                <P>
                    <E T="03">(6) Comment:</E>
                     We received a comment from WDNR and several other commenters highlighting concerns over population declines since 2012 in the populations extant at the time of listing.
                </P>
                <P>
                    <E T="03">Response:</E>
                     At the time of listing in 1997, there were 10 known golden paintbrush populations in Washington and British Columbia, and the species was considered extirpated from Oregon. The SBR identified 48 populations established across the range of the species in 2018, including 26 populations established in Oregon (Service 2019, p. 11). The ten populations extant at the time of listing make up a small proportion of the current total abundance of this species established across its range. While many of the historical populations across the range of the species were likely extirpated due to land-use changes, such as development and agriculture, along with encroachment of trees and other woody plants, the persistence of these ten extant populations may be due to their protected locations that are not available for conversion for agriculture or development. Studies suggest that like other rare species, golden paintbrush may have been eliminated from the most suitable sites with the remaining extant populations relegated to marginal sites that did not provide optimal habitat at the time of listing (Falk et al. 1996, p. 472; Dunwiddie and Martin 2016, p. 12). Sites with deeper soils and more moisture availability, along with a more diverse native plant community are more likely to support the species (Dunwiddie and Martin 2016, entire), and successful reintroduction to prairies in former agriculture lands with deeper soils have had great success (Delvin 2013, p. 7). Thirty-seven outplanted populations of golden paintbrush have been established and represent the majority of the abundance of the species across its historical range, including 26 populations in Oregon where the species was previously extirpated. These outplanted populations help to increase the resiliency, redundancy, and representation of the species and contribute to its viability. While the 10 sites extant at the time of listing remain 
                    <PRTPAGE P="46104"/>
                    and continue to contribute to the species' recovery, these sites likely do not represent the ideal site characteristics for the species. Although the 10 populations at the time of listing have exhibited decline, the efforts at outplanted sites across the range represent the recovery of golden paintbrush. For more information, see the discussion above on populations extant at the time of listing under 
                    <E T="03">Range, Distribution, Abundance, and Trends of Golden Paintbrush.</E>
                </P>
                <P>
                    <E T="03">(7) Comment:</E>
                     We received several comments addressing the difficulties of establishing new populations, and highlighting the variability in seeding success, even on sites with established populations.
                </P>
                <P>
                    <E T="03">Response:</E>
                     We identified the difficulties in establishing new populations and the variability in seeding success in the SBR for golden paintbrush (Service 2019, p. 51) and took this into account in our determination. It is not uncommon to have failed reintroduction or introduction attempts for any species. For golden paintbrush, despite some outplanting failures, outplanted populations have been largely successful and represent the majority of the abundance of golden paintbrush across the range. Furthermore, in Oregon, where the species was previously extirpated, 26 populations have been established due to outplanting. Golden paintbrush continues to be outplanted by our partners at other conservation sites with the expectation of establishing even more populations across the species' range in the future.
                </P>
                <P>
                    <E T="03">(8) Comment:</E>
                     The WDNR and several other commenters disagreed that direct seeded populations may initially undergo a period of rapid growth followed by a period of decline to a more stabilized number. The commenters stated that it is unknown if population stabilization will occur.
                </P>
                <P>
                    <E T="03">Response:</E>
                     While there may be an initial period of rapid growth following an establishment period, population trends following a peak appear to vary greatly by site (Fertig 2021 pp. 24-27). After some large declines, several sites rangewide increased from 2019 to 2020, although not to the level of the initial spike in abundance. While some populations show a boom-bust population trend as was documented at some outplanted sites in Oregon (Kaye 2019, pp. 26-27), not all populations across the range are experiencing consistent decline. Rangewide abundance from 2017-2020 represent the four greatest abundances across all of the years monitored, including 25 sites that were not monitored in Oregon in 2020 (Fertig 2021, p. 22). As some commenters mentioned, the addition of seed to some of these populations complicates the assessment of population trends over time. Furthermore, population variability seen following the initial peak could be attributed to other impacts to the species from other stressors such as drought, herbivory, or competition from invasive species at the site level. Taken together, we find that the available information supports that while golden paintbrush populations may peak in abundance following initial establishment and may decline to lower levels, the pattern does not suggest a species-level decline overall rangewide. We will continue to monitor populations over 5 years using the post-delisting monitoring plan, which will contribute data and increase our understanding of population dynamics and persistence over those years.
                </P>
                <P>
                    <E T="03">(9) Comment:</E>
                     The WDNR commented that there was no mention of the viability index developed by Dr. Tom Kaye for golden paintbrush in the proposed rule. In addition to providing us with 2019 and 2020 golden paintbrush survey data and their updated viability index for the species, the WDNR stated that as of 2020, 9 of 52 populations had a viability index score of 3, indicative of populations with positive growth over time, relatively stable numbers, and greater than 1,000 flowering individuals averaged over 5 years.
                </P>
                <P>
                    <E T="03">Response:</E>
                     The Service considered the viability index developed by Dr. Tom Kaye and summarized this information in the SBR which provides the best available information to inform our listing decision under the Act. In addition, in response to the information submitted by the WDNR, we re-calculated the viability index with data that include the most-recent survey year (either 2019 or 2020), since many sites were not surveyed in 2020. This resulted in 10 out of 46 populations having a score of three, an increase from the 6 out of 43 populations with a score of 3 identified in the SBR, indicating there are now more populations with high viability than what we identified in 2018. As we mentioned in the SBR, indices of this type are useful for synthesizing several pieces of information, but they can simplify or oversimplify available information. This index was intended to provide a broad evaluation of the species' population size and stability, and while these data were taken into consideration, they were considered along with the current condition analysis in the SBR. Additionally, we used updated survey data to evaluate the status relative to the recovery criteria (see Recovery Criteria, above).
                </P>
                <P>
                    <E T="03">(10) Comment:</E>
                     We received several comments (from WDNR and others) expressing concern over potential impacts of climate change on the species. We also received several comments from WDNR and others highlighting WDNR's 2019 report updating an earlier climate change vulnerability assessment of golden paintbrush.
                </P>
                <P>
                    <E T="03">Response:</E>
                     In this final rule, we have incorporated the new information from the climate change vulnerability assessment (Kleinknecht et al. 2019, entire) and have added to our discussion on climate change. The Service reviews the best scientific and commercial information available when conducting a threats analysis. In considering what factors might constitute a threat, we look beyond the mere exposure of the species to the factor to determine whether the exposure causes actual impacts to the species. The mere identification of factors that could impact a species negatively is not sufficient to compel a finding that listing (or maintaining a currently listed species) on the Federal Lists of Endangered or Threatened Wildlife and Plants is appropriate. In determining whether a species meets the definition of a threatened or endangered species, we must evaluate all identified threats by considering the species' expected response and the effects of the threats—in light of those actions and conditions that will ameliorate the threats—on an individual, population, and species level, as well as the cumulative effect of the threats.
                </P>
                <P>
                    Drought, particularly in the spring and summer, likely impacts golden paintbrush populations, with potentially larger impacts on populations with low viability. Research conducted on microsite needs for the species suggested that deeper soils with high richness of native perennial forbs were more likely to support the species (Dunwiddie and Martin 2016, entire). Establishing populations can be difficult, particularly with annual variability in climate and drought seen in recent years, and as a result, multiple outplantings have failed. Despite this, seven new outplantings have been initiated since 2018 in Washington, including one on Protection Island. While it is difficult to assess the success of these outplantings due to variable monitoring efforts in recent years, two have been noted as likely unsuccessful due to presence of nonnative weedy 
                    <PRTPAGE P="46105"/>
                    annuals, but the others show promise (Martin 2021, pp. 10, 23-25).
                </P>
                <P>On a rangewide scale, the species demonstrates sufficient resiliency and representation to adapt to projected changes in climate. We have established 17 populations with a 5-year average of greater than 1,000 individuals over the species' range from British Columbia to Oregon, on sites representing environmental diversity consisting of wet and dry prairie, and valley foothills (Kaye 2019, p. 10). Total abundance was greater than 325,320 flowering plants across the range in 2019, and 288,699 in 2020 (excluding 25 populations that were not surveyed due to COVID restrictions); substituting 2019 data for populations not surveyed in 2020 yields an estimated abundance of greater than 370,000 flowering plants rangewide (Fertig 2021, p. 22). Despite drought seen in recent years, abundance of populations extant at the time of listing increased in 2020, and Washington populations reached their second-highest total abundance of 202,208 flowering plants, a 47.8 percent increase from 2019 (Fertig 2021, p. 11). Despite evidence of the potential effects of drought on golden paintbrush abundance in recent years (see Fertig 2021, p. 30; Martin 2021, p. 6), periods of drought have not been documented to consistently impact abundance across populations.</P>
                <P>Regional climate change literature suggests that prairie ecosystems were established under warmer and drier conditions and are unlikely to be disadvantaged from future increased summer drought (Bachelet et al. 2011, p. 417). Golden paintbrush populations can experience high variability in abundance between years (Fertig 2021, pp. 24-27), and while climate change is a stressor, given the species' high abundance and distribution across the range from British Columbia to Oregon, golden paintbrush should have sufficient resiliency and redundancy to remain viable into the future. Establishing plant species such as the golden paintbrush to populate the full geographic and climatic range of Pacific Northwest prairies has been identified as a “climate-smart” strategy (Bachelet et al. 2011, p. 420). The post-delisting monitoring plan will facilitate the evaluation of the species beyond delisting and detect unanticipated levels and/or extent of declines in abundance.</P>
                <P>Since the publication of the proposed rule (86 FR 34695; June 30, 2021), we received an updated climate change vulnerability index (CCVI) report from our State partners at the WDNR's Washington Natural Heritage Program (Kleinknecht et al. 2019, entire). This report was provided as a comment from WDNR. We evaluated the report and compared it to a similar assessment that was conducted in 2014 (Gamon 2014, entire). The CCVI was conducted using a NatureServe protocol, which relies on a species' natural history, distribution, and landscape to inform whether and to what degree it will be impacted by climate change (Young et al. 2016, entire). In the 2019 report, golden paintbrush was ranked as “Highly Vulnerable” to climate change, a change from the 2014 report which ranked it as “Presumed Stable” (Kleinknecht et al. 2019, entire; Gamon 2014, entire).</P>
                <P>While this 2019 CCVI report has helped inform our decision, it does not change our final determination. The 2019 assessment looked only at a small proportion of the species' range. It assessed only a subset of sites from Washington, based on 22 native occurrences (11 extant and 11 extirpated or historical), not including the 10 outplanted sites in Washington or any of the populations in Oregon. The distribution of points used in the assessment were primarily in North Puget Sound, and given that half of these represent sites that have already undergone extirpation, this report is not necessarily representative of the potential impact on golden paintbrush across its currently occupied range.</P>
                <P>Additionally, the guidelines for the CCVI describe that it works best for the scale from the size of a National Park to a State, and at larger scales may mask the vulnerability of local populations to climate change (Young et al. 2016, p. 9). Based on the larger scale of golden paintbrush's range, from Oregon to British Columbia, the CCVI method is not likely to be appropriate to assess climate change vulnerability.</P>
                <P>
                    <E T="03">(11) Comment:</E>
                     We received a comment from WDNR and several others expressing concern about the impacts of herbivory on golden paintbrush's viability. Commenters provided examples of impacts at specific sites, the difficulties in managing herbivory, and the potential impacts to seed production.
                </P>
                <P>
                    <E T="03">Response:</E>
                     Herbivory was noted as a threat at the time of listing in 1997, especially due to the limited number (10) of extant populations. Despite having a potential impact on abundance, a total of 48 golden paintbrush populations are now represented across the species' range in a variety of habitats and constitute a large geographic distribution contributing to the species' resiliency and redundancy, and to the species' ability to withstand stochastic events, including herbivory. Active, targeted management may be important in curtailing significant impacts, but it is not likely to occur across all sites at the same level, and it is not intended to result in the complete elimination of herbivory impacts on this species. Despite the recent examples of herbivory provided in the comments and anecdotal observations for specific sites and years, there are no consistent data linking herbivory to population declines, especially at the rangewide scale. Herbivory can vary by site, year, frequency, and level of impacts. Populations of the species will likely retain moderate to high levels of viability given the species' established redundancy across its range and the suitable condition of the habitat despite variable herbivory impacts; however, the post-delisting monitoring plan is designed to help track site-specific management and potential impacts to species abundance for at least 5 years following delisting. For more information, please see the discussion of herbivory under Summary of Biological Status and Threats, above.
                </P>
                <P>
                    <E T="03">(12) Comment:</E>
                     We received a comment from WDNR and others expressing concern over potential impacts of hybridization to golden paintbrush, as well as expressing concern that the hybridization strategy and guidance document was not available for review during the June 30, 2021, proposed rule's public comment period.
                </P>
                <P>
                    <E T="03">Response:</E>
                     Hybridization is a potential threat to golden paintbrush that must continue to be managed, and we continue to work collaboratively with our partners to find solutions and management for sites that are already impacted by hybridization. Although a public commenter noted two sites on Whidbey Island as having potential hybridization impacts given a previous experimental study that seeded both paintbrush species, given low recruitment of harsh paintbrush at these sites, hybridization has never been identified by experts as a concern in those sites.
                </P>
                <P>
                    While the details of the hybridization strategy and guidance were not available during the June 30, 2021, proposed rule's public comment period, when the document was finalized, we organized a public roll-out where we presented details of the hybridization strategy and guidance, answered questions, and highlighted to our conservation partners that comments would be accepted to inform the next iteration of the document to make further improvements to the strategy. The document was posted on our website, and no comments were received. 
                    <PRTPAGE P="46106"/>
                    Solutions presented in the hybridization strategy and guidance document include, but are not limited to, preventing hybridization in other geographic areas, implementing a decision-making framework for new sites under consideration for paintbrush plantings, actively managing sites that are hybridized, and mapping the distribution of both golden and harsh paintbrush. Through the MOU and hybridization strategy and guidance document, we and our State agency partners are committed to managing hybridization and working collaboratively with our other prairie conservation partners to ensure this potential threat is adequately managed after the delisting of golden paintbrush.
                </P>
                <P>
                    <E T="03">(13) Comment:</E>
                     We received a comment from WDNR and several others noting the lack of seed production at some populations in recent years (2019-2021), emphasizing the potential for declines given the species' short-lived seed bank and the species' reliance on bumble bees for pollination.
                </P>
                <P>
                    <E T="03">Response:</E>
                     Although we agree with the need to track and better understand the magnitude and extent of possible impacts of reduced seed production, based on the best available information, the observed reduced seed production at some sites does not appear to be resulting in notable demographic changes impacting the resiliency of golden paintbrush populations. Any decline in seed production could negatively impact a golden paintbrush population given its short-lived seedbank, and there are many unknowns associated with the potential effects of climate change on both golden paintbrush and pollinator communities. To date, however, there are uncertainties regarding the frequency, distribution, and scale of the lack of seed production, and uncertainty whether these represent short-term, isolated events or a large-scale change. Likewise, while golden paintbrush is reliant on bumble bees as its primary pollinator, it is unknown if pollinator decline is occurring across the range of golden paintbrush. Two bumble bees identified at the species level in the SBR, 
                    <E T="03">Bombus vosnesenskii</E>
                     and 
                    <E T="03">B. bifarius,</E>
                     were assessed as stable in the Pacific Northwest, and one bumble bee, 
                    <E T="03">B. californicus</E>
                     (sometimes recognized as 
                    <E T="03">B. fervidus</E>
                    ), is less common in the Pacific Northwest than historically (Hatfield et al. 2021, pp. 15, 32, 72-73). However, the status and trends of these and other pollinators have not been evaluated in golden paintbrush populations. These anecdotal observations present important information, yet it remains unclear how they translate to trends in population abundance over time and the scope of the impact across the species' range. We do not have information to conclude that these concerns are impacting the species to a degree that would result in the species meeting the Act's definition of either an endangered species or a threatened species. Post-delisting monitoring will enable us to monitor population abundance for at least 5 years after the species has been delisted.
                </P>
                <P>
                    <E T="03">(14) Comment:</E>
                     We received a comment from WDNR and several others expressing concern over the number of small populations (fewer than 100 individuals) and the small size of habitat occupied by golden paintbrush at some sites (less than 1 acre), suggesting that small populations and small patches of habitat should be eliminated from consideration regarding contribution towards recovery.
                </P>
                <P>
                    <E T="03">Response:</E>
                     We describe in the SBR that larger sites are likely better for population viability, as they allow for the development of larger populations and greater genetic diversity (Service 2019, pp. 35-36); however, there is no basis to remove populations existing on less than 1 acre or those with abundance of fewer than 100 individuals from our assessment of sites contributing to recovery. While small populations may inherently have a greater relative risk of extirpation than larger populations, that does not mean they cannot or do not contribute to species recovery. Site abundance is an important consideration with regard to the potential for the species to persist over time, and we used site abundance as part of our analysis of current condition in the SBR (Service 2019, p. 27). These data were incorporated into a population viability index as well as an assessment of current condition, which were both considered when evaluating whether the species needs protections under the Act. Habitat patch size was discussed in the SBR (Service 2019, pp. 35-38), and as noted, there are uncertainties regarding the importance of habitat patch size for populations of golden paintbrush. The number of sites with more than 1,000 individuals and the wide distribution across the species' historical range will likely provide sufficient resiliency and redundancy to protect the species from stochastic events.
                </P>
                <P>
                    <E T="03">(15) Comment:</E>
                     We received multiple comments disagreeing with our evaluation of progress toward recovery criterion 2 and our assessment of the level of protection based on land ownership.
                </P>
                <P>
                    <E T="03">Response:</E>
                     In this final rule, we note that this criterion was not precisely met as stated in the recovery plan (see 
                    <E T="03">Criterion 2 for Delisting,</E>
                     above). However, a significantly greater number of populations under conservation-focused ownership provide protection to either the species or its habitat compared to the minimum number identified in the criterion; this will help the species retain sufficient viability into the future. Forty-five of the 48 golden paintbrush populations are in either public ownership; are owned by a conservation-oriented, nongovernmental organization; or are under conservation easement (Service 2019, p. 62). This number is much higher than the number (15) required to provide protection in the recovery plan's criterion 2. Such ownership is expected to protect sites from development and land use that would have long-term, wide-ranging deleterious effects on this species. Prairies are management-dependent habitats, and while habitat management will likely continue to occur across the majority of the sites, it will not necessarily occur to the same degree due to variations in capacity, need, or constraints across sites. We have developed a post-delisting monitoring plan to monitor abundance, site management, and the protection status of populations over at least 5 years following delisting.
                </P>
                <P>
                    <E T="03">(16) Comment:</E>
                     We received multiple comments expressing concern regarding the potential of recovery sites being shared between golden paintbrush and Taylor's checkerspot butterfly, given the threat of hybridization between golden paintbrush and harsh paintbrush, the latter a common host plant for Taylor's checkerspot butterfly.
                </P>
                <P>
                    <E T="03">Response:</E>
                     Sites that support Taylor's checkerspot butterfly with harsh paintbrush will not be available to support golden paintbrush. However, there may be opportunities for Taylor's checkerspot butterfly and golden paintbrush to share sites, particularly if other hosts plants (in addition to golden paintbrush) are used, including English plantain (
                    <E T="03">Plantago lanceolata</E>
                    ). Likewise, sites in Oregon that have golden paintbrush and other host plants do support populations of Taylor's checkerspot butterfly. In this final rule, we address the fact that hybridization with harsh paintbrush has led to the abandonment of three recovery sites for golden paintbrush. Hybridization is a serious potential threat, and we have entered into an MOU concerning hybridization with our State partners (WDFW and WDNR) and created a hybridization strategy and guidance 
                    <PRTPAGE P="46107"/>
                    document to ensure the threat of hybridization with harsh paintbrush is managed and coordinated between partners into the future.
                </P>
                <P>
                    <E T="03">(17) Comment:</E>
                     We received several comments providing information on recent difficulties with seed availability at some sites, the potential impacts to nursery seed production, and challenges with seed production.
                </P>
                <P>
                    <E T="03">Response:</E>
                     These observations are concerning given the short-lived seedbank of the species; however, it remains unclear if the local, episodic events (due to herbivory or drought) represent a new long-term scenario with consistent impacts across the range of the species. Our post-delisting monitoring plan will direct efforts to track populations to help determine if these observations continue and whether or not there are broader impacts to golden paintbrush.
                </P>
                <P>If populations of golden paintbrush decline below a certain threshold, seed collection from certain sites could prove difficult or inadvisable, and seed production for this species could be affected. Seed production efforts might need to be supplemented by some outplanted populations that originated from the populations extant at the time of listing and could incorporate increased genetic diversity into nursery production (St. Clair et al. 2020, pp. 587-590). While a comment highlighted past difficulties in seed production for the species at a seed farm in Washington, seed production efforts across the range have been sufficient to support numerous outplantings that have contributed to the recovery of the species across its range. Currently, there are seed production programs at the Center for Natural Lands Management, along with smaller scale operations in North Puget Sound representing seed collected from the populations extant at the time of listing on Whidbey Island, the San Juan Islands, and South Puget Sound. New mixed-source beds for golden paintbrush have been recently established at the Center for Natural Lands Management and the Pacific Rim Institute, and we will continue to work with our partners to ensure that seed sources for this species remain available as long as considered necessary. These combined seed production efforts will continue to support ongoing establishment of new populations and augmentation of existing populations throughout the range of the species.</P>
                <P>
                    <E T="03">(18) Comment:</E>
                     We received a few comments describing historical habitat loss of Pacific Northwest prairies. We also received a comment discussing the importance of these rare habitats to Tribes from a public commenter unaffiliated with any Tribe.
                </P>
                <P>
                    <E T="03">Response:</E>
                     The rarity of prairies on the landscape presents challenges to conservation of prairie-dependent species, including golden paintbrush. Pacific Northwest prairies have experienced significant declines from their historical distribution due to habitat loss from development and agriculture, as well as changes in disturbance regimes and the maintenance provided by indigenous Tribes for thousands of years. While these comments were not submitted by a Tribe, we know the success of prairie-dependent species conservation is tied directly to the habitats that support the species and to the extensive network of partners, including Tribes, working to restore and maintain prairies across the species' range;. These partnerships will continue to focus on restoration and maintenance of golden paintbrush and other species that rely on these rare prairie communities into the future. For more information, please see the discussion of habitat loss under Summary of Biological Status and Threats, above.
                </P>
                <P>
                    <E T="03">(19) Comment:</E>
                     We received a comment that disagrees with the information presented on genetic diversity in the June 30, 2021, proposed rule, stating that golden paintbrush has reduced genetic diversity because seed used to establish populations was sourced from seed from the populations extant at the time of listing. 
                </P>
                <P>
                    <E T="03">Response:</E>
                     Genetic studies have indicated that despite its limited geographic range and isolation of its populations, golden paintbrush has high levels of diversity (Godt et al. 2005, p. 87; Lawrence and Kaye 2011, p. 173). Additionally, a recent study indicates that genetic diversity has increased in reintroduced populations relative to extant populations as a result of multiple source populations propagated together in a nursery production setting (St. Clair et al. 2020, pp. 589-591). Establishing populations across the species' range and in a variety of ecological settings will further contribute to the genetic diversity and representation of the species.
                </P>
                <P>
                    <E T="03">(20) Comment:</E>
                     We received a comment disagreeing with the established methodology of counting flowering plants to determine abundance estimates, The commenter stated that survey information could be unreliable due to the lack of non-flowering plant information.
                </P>
                <P>
                    <E T="03">Response:</E>
                     We developed the abundance estimate methodology in coordination with the golden paintbrush technical team to provide a consistent and reliable measure of adult plant abundance within populations to track population status (Service 2007, p. 3). We and the technical team determined it was impractical to count non-flowering golden paintbrush plants, and recommended modifying Recovery Criterion 1 to specify a flowering plant metric (Service 2007, p. 3). Although counting flowering plants could mean that populations might actually be undercounted, because vegetative plants are not counted, flowering plant abundance better informs the number of individuals most likely to reproductively contribute to the population, and may also be the best method to estimate a reasonable minimum population size.
                </P>
                <P>
                    <E T="03">(21) Comment:</E>
                     We received multiple comments highlighting potential impacts on the golden paintbrush and its habitat from invasive plant species given projected warmer temperatures.
                </P>
                <P>
                    <E T="03">Response:</E>
                     Habitat loss has been considered a threat to the species since the time of listing (1997), and part of that consideration is focused on invasive species. While invasive species will always be a potential threat that will need adequate management, given the ongoing invasive species management commitments across the species' range, golden paintbrush is expected to maintain moderate to high viability. Many of the exotic species in the Pacific Northwest have wide distributions and are likely adaptable to climate change (Bachelet et al. 2011, p. 417). As commenters mentioned, there are ongoing studies focused on how to manage 
                    <E T="03">Vulpia</E>
                     ssp. (a winter annual grass) in South Puget Sound prairie communities that will provide valuable information on how to control this nonnative species within golden paintbrush habitat across its range. Management techniques are constantly evolving as new challenges arise from invasive species, climate change, and unforeseen circumstances. This progression in management will likely continue into the future; however, the level of success is not always certain. We developed a post-delisting monitoring plan to track population status, site-specific management actions, and the presence of invasive species that will continue for at least 5 years following delisting.
                </P>
                <P>
                    <E T="03">(22) Comment:</E>
                     We received multiple comments expressing concern over the adequacy of the post-delisting monitoring plan to track the species' condition over the 5-year timeframe. The commenters suggest that estimating population size into categories (more than 1,000 flowering plants and more than 10,000 flowering plants) would be 
                    <PRTPAGE P="46108"/>
                    inadequate to detect changes in size and population trend and reduces the ability to understand why changes are occurring.
                </P>
                <P>
                    <E T="03">Response:</E>
                     The population size categories referenced in the post-delisting monitoring plan are not meant to be a population target but rather a threshold at which to review significance, methods, and potential threats with States and other collaborators before numbers might fall below the recovery objective. These thresholds are also consistent with those used in the SBR current condition analysis. Following delisting, the Act requires us to monitor effectively for not less than 5 years the status of the species in cooperation with the States that are within the range of the species (16 U.S.C. 1533(g)(1)). We developed a draft post-delisting monitoring plan for the golden paintbrush, coordinated review of the plan with State agencies in Washington and Oregon, and made the draft plan available for public review and comment. Sustaining post-delisting monitoring efforts can be challenging and subject to competing priorities for available resources. Nonetheless, we designed the post-delisting monitoring assuming limited resources. We are coordinating with State agencies in Washington and Oregon to find funding to support post-delisting monitoring efforts, but we fully anticipate some of the conservation landowners will continue to monitor populations on their own because of their ongoing interest in and commitment to conserving this species and others. We will continue to work with our conservation partners to ensure implementation of an effective and feasible post-delisting monitoring plan for the golden paintbrush.
                </P>
                <HD SOURCE="HD1">Determination of Golden Paintbrush's Status</HD>
                <P>Section 4 of the Act (16 U.S.C. 1533) and its implementing regulations (50 CFR part 424) set forth the procedures for determining whether a species meets the definition of “endangered species” or “threatened species.” The Act defines an “endangered species” as a species that is in danger of extinction throughout all or a significant portion of its range, and a “threatened species” as a species that is likely to become an endangered species within the foreseeable future throughout all or a significant portion of its range. The Act requires that we determine whether a species meets the definition of an endangered species or a threatened species because of any of the following factors: (A) The present or threatened destruction, modification, or curtailment of its habitat or range; (B) overutilization for commercial, recreational, scientific, or educational purposes; (C) disease or predation; (D) the inadequacy of existing regulatory mechanisms; or (E) other natural or manmade factors affecting its continued existence.</P>
                <HD SOURCE="HD2">Status Throughout All of Its Range</HD>
                <P>
                    After evaluating threats to the species and assessing the cumulative effect of the threats under the Act's section 4(a)(1) factors, we find, based on the best available information, and as described in our analysis above, stressors identified at the time of listing and several additional potential stressors analyzed for this assessment do not affect golden paintbrush to a degree that causes it to be in danger of extinction either now or in the foreseeable future. Development of property for commercial, residential, and agricultural use (Factor A) has not occurred to the extent anticipated at the time of listing and is adequately managed; existing information indicates this condition is unlikely to change in the foreseeable future. Potential constriction of habitat for expansion and refugia (Factor A) also has not occurred to the extent anticipated at the time of listing, and existing information indicates this condition is unlikely to change in the foreseeable future. Habitat modification through succession of prairie and grassland habitats to shrub and forest lands (Factor A) is adequately managed, and existing information indicates this condition is unlikely to change in the foreseeable future. Recreational picking and associated trampling (Factor B) has not occurred to the extent anticipated at the time of listing; the species appears to tolerate current levels of this activity, and existing information indicates that this condition is unlikely to change in the foreseeable future. Herbivory on plants and seeds (Factor C) has not occurred to the extent anticipated at the time of listing; the species appears to tolerate current levels of herbivory, and existing information indicates that this condition is unlikely to change in the foreseeable future. Hybridization with the harsh paintbrush (Factor E) is adequately managed, and existing information indicates this condition is unlikely to change in the foreseeable future. Finally, golden paintbrush appears to adequately tolerate the effects of climate change (Factor E), and existing information indicates that this tolerance is unlikely to substantially change in the foreseeable future. In addition, there are means to help further mitigate for those effects of climate change (
                    <E T="03">e.g.,</E>
                     continued outplanting across varied site conditions). The existing regulatory mechanisms (Factor D) are sufficient to ensure protection of the species at the reduced levels of threat that remain.
                </P>
                <P>Thus, after assessing the best available information, we determine that golden paintbrush is not in danger of extinction, nor likely to become so in the foreseeable future, throughout all of its range.</P>
                <HD SOURCE="HD2">Status Throughout a Significant Portion of Its Range</HD>
                <P>Under the Act and our implementing regulations, a species may warrant listing if it is in danger of extinction or likely to become so in the foreseeable future throughout all or a significant portion of its range. Having determined that the golden paintbrush is not in danger of extinction or likely to become so in the foreseeable future throughout all of its range, we now consider whether it may be in danger of extinction or likely to become so in the foreseeable future in a significant portion of its range—that is, whether there is any portion of the species' range for which both (1) the portion is significant; and (2) the species is in danger of extinction now or likely to become so in the foreseeable future in that portion. Depending on the case, it might be more efficient for us to address the “significance” question or the “status” question first. We can choose to address either question first. Regardless of which question we address first, if we reach a negative answer with respect to the first question that we address, we do not need to evaluate the other question for that portion of the species' range.</P>
                <P>In undertaking this analysis for the golden paintbrush, we choose to evaluate the status question first. We began by identifying portions of the range where the biological status of the species may be different from its biological status elsewhere in its range. For this purpose, we considered information pertaining to the geographic distribution of (a) individuals of the species, (b) the threats that the species faces, and (c) the resiliency condition of populations.</P>
                <P>
                    For the golden paintbrush, we considered whether the threats or their effects on the species are greater in any biologically meaningful portion of the species' range such that the species is in danger of extinction now or likely to become so in the foreseeable future in that portion. We examined the following threats: (1) Habitat succession of prairie and grassland habitats to shrub and forest due to fire suppression, interspecific competition, and invasive species; (2) development of property for 
                    <PRTPAGE P="46109"/>
                    commercial, residential, and agricultural use; (3) low potential for expansion and refugia due to constriction of habitat by surrounding development or land use; (4) recreational picking (including associated trampling); (5) herbivory (on plants and seeds); (6) hybridization with harsh paintbrush; and (7) the effects of climate change, including cumulative effects. Although the impact of hybridization with the harsh paintbrush is most evident in the South Puget Sound region of the species' range, this impact was due to the unintended consequences of seeding harsh paintbrush in aid of another species, so as a potential stressor, it is being addressed throughout the species' range with the hybridization strategy and guidance. We found no biologically meaningful portion of the golden paintbrush' range where threats are impacting individuals differently from how they are affecting the species elsewhere in its range, or where the condition of the species differs from its condition elsewhere in its range such that the status of the species in that portion differs from its status in any other portion of the species' range.
                </P>
                <P>
                    Therefore, we find that the species is not in danger of extinction now or likely to become so in the foreseeable future in any significant portion of its range. This does not conflict with the courts' holdings in 
                    <E T="03">Desert Survivors</E>
                     v. 
                    <E T="03">Department of the Interior,</E>
                     336 F. Supp. 3d 1131 (N.D. Cal. 2018), and 
                    <E T="03">Center for Biological Diversity</E>
                     v. 
                    <E T="03">Jewell,</E>
                     248 F. Supp. 3d. 946, 959 (D. Ariz. 2017) because, in reaching this conclusion, we did not apply the aspects of the Final Policy on Interpretation of the Phrase “Significant Portion of Its Range” in the Endangered Species Act's Definitions of “Endangered Species” and “Threatened Species” (79 FR 37578; July 1, 2014), including the definition of “significant” that those court decisions held to be invalid.
                </P>
                <HD SOURCE="HD2">Determination of Status</HD>
                <P>Our review of the best available scientific and commercial information indicates that the golden paintbrush does not meet the definition of an endangered species or a threatened species in accordance with sections 3(6) and 3(20) of the Act. Therefore, we remove the golden paintbrush from the List of Endangered and Threatened Plants.</P>
                <HD SOURCE="HD1">Effects of the Rule</HD>
                <P>
                    This final rule revises 50 CFR 17.12(h) by removing the golden paintbrush from the List of Endangered and Threatened Plants. On the effective date of this rule (see 
                    <E T="02">DATES</E>
                    , above), the prohibitions and conservation measures provided by the Act, particularly through sections 7 and 9, no longer apply to the golden paintbrush. Federal agencies will not be required to consult with the Service under section 7 of the Act in the event that activities they authorize, fund, or carry out may affect the golden paintbrush. There is no critical habitat designated for this species, so there is no effect to 50 CFR 17.96.
                </P>
                <HD SOURCE="HD1">Post-Delisting Monitoring</HD>
                <P>Section 4(g)(1) of the Act requires us, in cooperation with the States, to implement a system to monitor effectively, for not less than 5 years, all species that have been recovered and delisted. Post-delisting monitoring (PDM) refers to activities undertaken to verify that a species delisted due to recovery remains secure from the risk of extinction after the protections of the Act no longer apply. The primary goal of PDM is to monitor the species to ensure that its status does not deteriorate, and if a decline is detected, to take measures to halt the decline so that proposing it as endangered or threatened again is not needed. The monitoring is designed to detect the failure of any delisted species to sustain itself without the protective measures provided by the Act. If, at any time during the monitoring period, data indicate that the protective status under the Act should be reinstated, we can initiate listing procedures, including, if appropriate, emergency listing under section 4(b)(7) of the Act. Section 4(g) of the Act explicitly requires us to cooperate with the States in development and implementation of post-delisting monitoring programs, but we remain responsible for compliance with section 4(g) and, therefore, must remain actively engaged in all phases of post-delisting monitoring. We also seek active participation of other entities that are expected to assume responsibilities for the species' conservation post-delisting.</P>
                <P>
                    We prepared a PDM plan that describes the methods for monitoring the species after its delisting. Monitoring of flowering plants at each golden paintbrush site extant in 2018 will take place every other year, over a minimum of 5 years, beginning the first spring after the effective date of this final delisting rule (see 
                    <E T="02">DATES</E>
                    , above). Monitoring efforts will be slightly modified from prior protocols, by only requiring a visual estimation of population size when the population clearly exceeds 1,000 flowering individuals but is fewer than 10,000, or when a population clearly exceeds 10,000 flowering individuals as opposed to an actual count or calculated estimate of flowering plants. This modification should streamline monitoring efforts. It is our intent to work with our partners to maintain the recovered status of golden paintbrush. The final PDM plan can be found at 
                    <E T="03">https://www.regulations.gov</E>
                     under Docket No. FWS-R1-ES-2020-0060.
                </P>
                <HD SOURCE="HD1">Required Determinations</HD>
                <HD SOURCE="HD2">National Environmental Policy Act</HD>
                <P>
                    It is our position that, outside the jurisdiction of the U.S. Court of Appeals for the Tenth Circuit, environmental analyses pursuant to the National Environmental Policy Act of 1969 (NEPA; 42 U.S.C. 4321 
                    <E T="03">et seq.</E>
                    ) need not be prepared in connection with determining a species' listing status under the Endangered Species Act. We published a notice outlining our reasons for this determination in the 
                    <E T="04">Federal Register</E>
                     on October 25, 1983 (48 FR 49244). This position was upheld by the U.S. Court of Appeals for the Ninth Circuit (
                    <E T="03">Douglas County</E>
                     v. 
                    <E T="03">Babbitt,</E>
                     48 F.3d 1495 (9th Cir. 1995), cert. denied 516 U.S. 1042 (1996)).
                </P>
                <HD SOURCE="HD2">Government-to-Government Relationship With Tribes</HD>
                <P>In accordance with the President's memorandum of April 29, 1994 (Government-to-Government Relations with Native American Tribal Governments; 59 FR 22951), Executive Order 13175 (Consultation and Coordination with Indian Tribal Governments), and the Department of the Interior's manual at 512 DM 2, we acknowledge our responsibility to communicate meaningfully with recognized Federal Tribes on a government-to-government basis. In accordance with Secretary's Order 3206 of June 5, 1997 (American Indian Tribal Rights, Federal-Tribal Trust Responsibilities, and the Endangered Species Act), we acknowledge our responsibilities to work directly with Tribes in developing programs for healthy ecosystems, to acknowledge that Tribal lands are not subject to the same controls as Federal public lands, to remain sensitive to Native American culture, and to make information available to Tribes.</P>
                <P>
                    We do not believe that any Tribes will be affected by this rule, and we did not receive any comments on our June 30, 2021, proposed rule from a Tribe. There are currently no golden paintbrush sites on Tribal lands, although some sites may lie within the usual and accustomed places for Tribal collection and gathering of resources.
                    <PRTPAGE P="46110"/>
                </P>
                <HD SOURCE="HD1">References Cited</HD>
                <P>
                    A complete list of all references cited in this rule is available on the internet at 
                    <E T="03">https://www.regulations.gov</E>
                     at Docket No. FWS-R1-ES-2020-0060, or upon request from the State Supervisor, Washington Fish and Wildlife Office (see 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                    ).
                </P>
                <HD SOURCE="HD1">Authors</HD>
                <P>The primary authors of this final rule are the staff of the Washington Fish and Wildlife Office in coordination with the Pacific Regional Office in Portland, Oregon.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 50 CFR Part 17</HD>
                    <P>Endangered and threatened species, Exports, Imports, Plants, Reporting and recordkeeping requirements, Transportation, Wildlife.</P>
                </LSTSUB>
                <HD SOURCE="HD1">Regulation Promulgation</HD>
                <P>Accordingly, we amend part 17, subchapter B of chapter I, title 50 of the Code of Federal Regulations, as set forth below:</P>
                <PART>
                    <HD SOURCE="HED">PART 17—ENDANGERED AND THREATENED WILDLIFE AND PLANTS</HD>
                </PART>
                <REGTEXT TITLE="50" PART="17">
                    <AMDPAR>1. The authority citation for part 17 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>16 U.S.C. 1361-1407; 1531-1544; and 4201-4245, unless otherwise noted.</P>
                    </AUTH>
                </REGTEXT>
                <SECTION>
                    <SECTNO>§ 17.12</SECTNO>
                    <SUBJECT>[Amended]</SUBJECT>
                </SECTION>
                <REGTEXT TITLE="50" PART="17">
                    <AMDPAR>2. In § 17.12, in paragraph (h), amend the List of Endangered and Threatened Plants by removing the entry for “Castilleja levisecta” under FLOWERING PLANTS.</AMDPAR>
                </REGTEXT>
                <SIG>
                    <NAME>Martha Williams,</NAME>
                    <TITLE>Director, U.S. Fish and Wildlife Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-14971 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4333-15-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <CFR>50 CFR Part 679</CFR>
                <DEPDOC>[Docket No. 230306-0065; RTID 0648-XD162]</DEPDOC>
                <SUBJECT>Fisheries of the Exclusive Economic Zone Off Alaska; Pacific Ocean Perch in the Bering Sea Subarea of the Bering Sea and Aleutian Islands Management Area</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Temporary rule; modification of a closure.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>NMFS is opening directed fishing for Pacific ocean perch in the Bering Sea subarea of the Bering Sea and Aleutian Islands management area (BSAI). This action is necessary to fully use the 2023 total allowable catch of Pacific ocean perch (POP) specified for the Bering Sea subarea of the BSAI.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Effective 1200 hours, Alaska local time (A.l.t.), July 15, 2023, through 2400 hours, A.l.t., December 31, 2023. Comments must be received at the following address no later than 4:30 p.m., A.l.t., August 3, 2023.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments on this document, identified by docket number NOAA-NMFS-2022-0094, by any of the following methods:</P>
                    <P>
                        <E T="03">Electronic Submission:</E>
                         Submit all electronic public comments via the Federal e- Rulemaking Portal. Go to 
                        <E T="03">https://www.regulations.gov</E>
                         and enter NOAA-NMFS-2022-0094 in the Search box. Click on the “Comment” icon, complete the required fields, and enter or attach your comments.
                    </P>
                    <P>
                        <E T="03">Mail:</E>
                         Submit written comments to Assistant Regional Administrator, Sustainable Fisheries Division, Alaska Region NMFS. Mail comments to P.O. Box 21668, Juneau, AK 99802-1668.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         Comments sent by any other method, to any other address or individual, or received after the end of the comment period, may not be considered by NMFS. All comments received are a part of the public record and will generally be posted for public viewing on 
                        <E T="03">www.regulations.gov</E>
                         without change. All personal identifying information (
                        <E T="03">e.g.,</E>
                         name, address, 
                        <E T="03">etc.</E>
                        ), confidential business information, or otherwise sensitive information submitted voluntarily by the sender will be publicly accessible. NMFS will accept anonymous comments (enter “N/A” in the required fields if you wish to remain anonymous).
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Steve Whitney, 907-586-7228.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>NMFS manages the groundfish fishery in the Bering Sea and Aleutian Islands management area (BSAI) exclusive economic zone according to the Fishery Management Plan for Groundfish of the Bering Sea and Aleutian Islands management area (FMP) prepared by the North Pacific Fishery Management Council under authority of the Magnuson-Stevens Fishery Conservation and Management Act. Regulations governing fishing by U.S. vessels in accordance with the FMP appear at subpart H of 50 CFR part 600 and 50 CFR part 679.</P>
                <P>NMFS closed directed fishing for POP in the Bering Sea subarea of the BSAI under § 679.20(d)(1)(iii) (88 FR 14926, March 10, 2023) and as corrected (88 FR 18258, March 28, 2023).</P>
                <P>NMFS has determined that approximately 4,500 metric tons of POP remain in the directed fishing allowance. Therefore, in accordance with § 679.25(a)(1)(i), (a)(2)(i)(C), and (a)(2)(iii)(D), and to fully utilize the 2023 total allowable catch of POP in the Bering Sea subarea of the BSAI, NMFS is terminating the previous closure and is opening directed fishing for POP in Bering Sea subarea of the BSAI, effective 1200 hrs, A.l.t., July 15, 2023, through 2400 hrs, A.l.t., December 31, 2023. This will enhance the socioeconomic well-being of harvesters dependent on POP in this area.</P>
                <P>The Administrator, Alaska Region considered the following factors in reaching this decision: (1) the current catch of POP in the BSAI and, (2) the harvest capacity and stated intent on future harvesting patterns of vessels participating in this fishery.</P>
                <HD SOURCE="HD1">Classification</HD>
                <P>NMFS issues this action pursuant to section 305(d) of the Magnuson-Stevens Act. This action is required by 50 CFR part 679, which was issued pursuant to section 304(b), and is exempt from review under Executive Order 12866.</P>
                <P>Pursuant to 5 U.S.C. 553(b)(B), there is good cause to waive prior notice and an opportunity for public comment on this action, as notice and comment would be impracticable and contrary to the public interest, as it would prevent NMFS from responding to the most recent fisheries data in a timely fashion and would delay the opening of directed fishing for POP in the Bering Sea subarea of the BSAI. NMFS was unable to publish a notification providing time for public comment because the most recent, relevant data only became available as of July 10, 2023.</P>
                <P>The Assistant Administrator for Fisheries, NOAA also finds good cause to waive the 30-day delay in the effective date of this action under 5 U.S.C. 553(d)(3). This finding is based upon the reasons provided above for waiver of prior notice and opportunity for public comment.</P>
                <P>Without this inseason adjustment, NMFS could not allow the fishery for Pacific ocean perch in the Bering Sea subarea of the BSAI to be harvested in an expedient manner and in accordance </P>
                <PRTPAGE P="46111"/>
                <FP>
                    with the regulatory schedule. Under § 679.25(c)(2), interested persons are invited to submit written comments on this action to the above address until [insert date 15 days after date of publication in the 
                    <E T="04">Federal Register</E>
                    ].
                </FP>
                <AUTH>
                    <HD SOURCE="HED">Authority: </HD>
                    <P>
                        16 U.S.C. 1801 
                        <E T="03">et seq.</E>
                    </P>
                </AUTH>
                <SIG>
                    <DATED>Dated: July 14, 2023.</DATED>
                    <NAME>Kelly Denit,</NAME>
                    <TITLE>Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15289 Filed 7-14-23; 4:15 pm]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-P</BILCOD>
        </RULE>
    </RULES>
    <VOL>88</VOL>
    <NO>137</NO>
    <DATE>Wednesday, July 19, 2023</DATE>
    <UNITNAME>Proposed Rules</UNITNAME>
    <PRORULES>
        <PRORULE>
            <PREAMB>
                <PRTPAGE P="46112"/>
                <AGENCY TYPE="F">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 39</CFR>
                <DEPDOC>[Docket No. FAA-2023-1494; Project Identifier MCAI-2023-00382-T]</DEPDOC>
                <RIN>RIN 2120-AA64</RIN>
                <SUBJECT>Airworthiness Directives; Dassault Aviation Airplanes</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking (NPRM).</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA proposes to supersede Airworthiness Directive (AD) 2020-01-13, which applies to all Dassault Aviation Model MYSTERE-FALCON 200 airplanes. AD 2020-01-13 requires revising the existing maintenance or inspection program, as applicable, to incorporate new or more restrictive airworthiness limitations. Since the FAA issued AD 2020-01-13, the FAA has determined that new or more restrictive airworthiness limitations are necessary. This proposed AD would continue to require the actions in AD 2020-01-13 and would require revising the existing maintenance or inspection program, as applicable, to incorporate new or more restrictive airworthiness limitations, as specified in a European Union Aviation Safety Agency (EASA) AD, which is proposed for incorporation by reference (IBR). The FAA is proposing this AD to address the unsafe condition on these products.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The FAA must receive comments on this proposed AD by September 5, 2023.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may send comments, using the procedures found in 14 CFR 11.43 and 11.45, by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                         Go to 
                        <E T="03">regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         202-493-2251.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington DC 20590.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Deliver to Mail address above between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                    </P>
                    <P>
                        <E T="03">AD Docket:</E>
                         You may examine the AD docket at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2023-1494; or in person at Docket Operations between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this NPRM, the mandatory continuing airworthiness information (MCAI), any comments received, and other information. The street address for Docket Operations is listed above.
                    </P>
                    <P>
                        <E T="03">Material Incorporated by Reference:</E>
                    </P>
                    <P>
                        • For material that is proposed for IBR in this NPRM, EASA, Konrad-Adenauer-Ufer 3, 50668 Cologne, Germany; telephone +49 221 8999 000; email: 
                        <E T="03">ADs@easa.europa.eu;</E>
                         website: 
                        <E T="03">easa.europa.eu.</E>
                         You may find this material on the EASA website: 
                        <E T="03">ad.easa.europa.eu.</E>
                         It is also available at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2023-1494.
                    </P>
                    <P>
                        • For service information identified in this NPRM, contact Dassault Falcon Jet Corporation, Teterboro Airport, P.O. Box 2000, South Hackensack, NJ 07606; telephone 201-440-6700; website 
                        <E T="03">dassaultfalcon.com.</E>
                    </P>
                    <P>• You may view this service information at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th Street, Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Tom Rodriguez, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; phone 206-231-3226; email: 
                        <E T="03">tom.rodriguez@faa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Comments Invited</HD>
                <P>
                    The FAA invites you to send any written relevant data, views, or arguments about this proposal. Send your comments to an address listed under 
                    <E T="02">ADDRESSES</E>
                    . Include “Docket No. FAA-2023-1494; Project Identifier MCAI-2023-00382-T” at the beginning of your comments. The most helpful comments reference a specific portion of the proposal, explain the reason for any recommended change, and include supporting data. The FAA will consider all comments received by the closing date and may amend the proposal because of those comments.
                </P>
                <P>
                    Except for Confidential Business Information (CBI) as described in the following paragraph, and other information as described in 14 CFR 11.35, the FAA will post all comments received, without change, to 
                    <E T="03">regulations.gov,</E>
                     including any personal information you provide. The agency will also post a report summarizing each substantive verbal contact received about this NPRM.
                </P>
                <HD SOURCE="HD1">Confidential Business Information</HD>
                <P>
                    CBI is commercial or financial information that is both customarily and actually treated as private by its owner. Under the Freedom of Information Act (FOIA) (5 U.S.C. 552), CBI is exempt from public disclosure. If your comments responsive to this NPRM contain commercial or financial information that is customarily treated as private, that you actually treat as private, and that is relevant or responsive to this NPRM, it is important that you clearly designate the submitted comments as CBI. Please mark each page of your submission containing CBI as “PROPIN.” The FAA will treat such marked submissions as confidential under the FOIA, and they will not be placed in the public docket of this NPRM. Submissions containing CBI should be sent to Tom Rodriguez, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; phone 206-231-3226; email: 
                    <E T="03">tom.rodriguez@faa.gov.</E>
                     Any commentary that the FAA receives that is not specifically designated as CBI will be placed in the public docket for this rulemaking.
                </P>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    The FAA issued AD 2020-01-13, Amendment 39-19819 (85 FR 5313, January 30, 2020) (AD 2020-01-13), for all Dassault Aviation Model MYSTERE-FALCON 200 airplanes. AD 2020-01-13 was prompted by an MCAI originated EASA, which is the Technical Agent for the Member States of the European Union. EASA issued AD 2019-0153, dated July 3, 2019 (EASA AD 2019-0153) (which corresponds to FAA AD 2020-01-13), to correct an unsafe condition.
                    <PRTPAGE P="46113"/>
                </P>
                <P>AD 2020-01-13 requires revising the existing maintenance or inspection program, as applicable, to incorporate new or more restrictive airworthiness limitations. The FAA issued AD 2020-01-13 to address fatigue cracking, damage, and corrosion in principal structural elements; such fatigue cracking, damage, and corrosion could result in reduced structural integrity of the airplane. AD 2020-01-13 specifies that accomplishing the revision required by that AD terminates the requirements of AD 2010-26-05, Amendment 39-16544 (75 FR 79952, December 21, 2010) (AD 2010-26-05). This proposed AD would therefore continue to allow that terminating action.</P>
                <HD SOURCE="HD1">Actions Since AD 2020-01-13 Was Issued</HD>
                <P>Since the FAA issued AD 2020-01-13, EASA superseded AD 2019-0153 and issued EASA AD 2023-0045, dated March 2, 2023; corrected March 3, 2023 (EASA AD 2023-0045) (referred to after this as the MCAI) to correct an unsafe condition on all Dassault Aviation Model MYSTERE-FALCON 200 airplanes. The MCAI states that new or more restrictive airworthiness limitations have been developed.</P>
                <P>
                    The FAA is proposing this AD to address fatigue cracking, damage, and corrosion in principal structural elements; such fatigue cracking, damage, and corrosion could result in reduced structural integrity of the airplane. You may examine the MCAI in the AD docket at 
                    <E T="03">regulations.gov</E>
                     under Docket No. FAA-2023-1494.
                </P>
                <HD SOURCE="HD1">Related Service Information Under 1 CFR Part 51</HD>
                <P>The FAA reviewed EASA AD 2023-0045. This service information specifies new or more restrictive airworthiness limitations for airplane structures and safe life limits.</P>
                <P>This proposed AD would also require Chapter 5-40-00, Airworthiness Limitations, Revision 18, dated January 15, 2019, of the Dassault Falcon 200 Maintenance Manual, which the Director of the Federal Register approved for incorporation by reference as of March 5, 2020 (85 FR 5313, January 30, 2020).</P>
                <P>
                    This service information is reasonably available because the interested parties have access to it through their normal course of business or by the means identified in the 
                    <E T="02">ADDRESSES</E>
                     section.
                </P>
                <HD SOURCE="HD1">FAA's Determination</HD>
                <P>This product has been approved by the aviation authority of another country, and is approved for operation in the United States. Pursuant to the FAA's bilateral agreement with this State of Design Authority, it has notified the FAA of the unsafe condition described in the MCAI and service information referenced above. The FAA is issuing this NPRM after determining that the unsafe condition described previously is likely to exist or develop on other products of the same type design.</P>
                <HD SOURCE="HD1">Proposed Requirements of This NPRM</HD>
                <P>This proposed AD would retain the requirements of AD 2020-01-13. This proposed AD would also require revising the existing maintenance or inspection program, as applicable, to incorporate new or more restrictive airworthiness limitations, which are specified in EASA AD 2023-0045 already described, as proposed for incorporation by reference. Any differences with EASA AD 2023-0045 are identified as exceptions in the regulatory text of this AD.</P>
                <P>
                    This proposed AD would require revisions to certain operator maintenance documents to include new actions (
                    <E T="03">e.g.,</E>
                     inspections). Compliance with these actions is required by 14 CFR 91.403(c). For airplanes that have been previously modified, altered, or repaired in the areas addressed by this proposed AD, the operator may not be able to accomplish the actions described in the revisions. In this situation, to comply with 14 CFR 91.403(c), the operator must request approval for an alternative method of compliance (AMOC) according to paragraph (m)(1) of this proposed AD.
                </P>
                <HD SOURCE="HD1">Explanation of Required Compliance Information</HD>
                <P>
                    In the FAA's ongoing efforts to improve the efficiency of the AD process, the FAA developed a process to use some civil aviation authority (CAA) ADs as the primary source of information for compliance with requirements for corresponding FAA ADs. The FAA has been coordinating this process with manufacturers and CAAs. As a result, the FAA proposes to incorporate EASA AD 2023-0045 by reference in the FAA final rule. This proposed AD would, therefore, require compliance with EASA AD 2023-0045 through that incorporation, except for any differences identified as exceptions in the regulatory text of this proposed AD. Using common terms that are the same as the heading of a particular section in EASA AD 2023-0045 does not mean that operators need comply only with that section. For example, where the AD requirement refers to “all required actions and compliance times,” compliance with this AD requirement is not limited to the section titled “Required Action(s) and Compliance Time(s)” in EASA AD 2023-0045. Service information required by EASA AD 2023-0045 for compliance will be available at 
                    <E T="03">regulations.gov</E>
                     by searching for and locating Docket No. FAA-2023-1494 after the FAA final rule is published.
                </P>
                <HD SOURCE="HD1">Airworthiness Limitation ADs Using the New Process</HD>
                <P>The FAA's process of incorporating by reference MCAI ADs as the primary source of information for compliance with corresponding FAA ADs has been limited to certain MCAI ADs (primarily those with service bulletins as the primary source of information for accomplishing the actions required by the FAA AD). However, the FAA is now expanding the process to include MCAI ADs that require a change to airworthiness limitation documents, such as airworthiness limitation sections.</P>
                <P>For these ADs that incorporate by reference an MCAI AD that changes airworthiness limitations, the FAA requirements are unchanged. Operators must revise the existing maintenance or inspection program, as applicable, to incorporate the information specified in the new airworthiness limitation document. The airworthiness limitations must be followed according to 14 CFR 91.403(c) and 91.409(e).</P>
                <P>
                    The previous format of the airworthiness limitation ADs included a paragraph that specified that no alternative actions (
                    <E T="03">e.g.,</E>
                     inspections) or intervals, may be used unless the actions and intervals are approved as an AMOC in accordance with the procedures specified in the AMOCs paragraph under “Additional AD Provisions.” This new format includes a “New Provisions for Alternative Actions and Intervals” paragraph that does not specifically refer to AMOCs, but operators may still request an AMOC to use an alternative action, or interval.
                </P>
                <HD SOURCE="HD1">Costs of Compliance</HD>
                <P>The FAA estimates that this AD, if adopted as proposed, would affect 9 airplanes of U.S. registry. The FAA estimates the following costs to comply with this proposed AD:</P>
                <P>The FAA estimates the total cost per operator for the retained actions from AD 2020-01-13 to be $7,650 (90 work-hours × $85 per work-hour).</P>
                <P>
                    The FAA has determined that revising the existing maintenance or inspection program takes an average of 90 work-hours per operator, although the agency recognizes that this number may vary from operator to operator. Since 
                    <PRTPAGE P="46114"/>
                    operators incorporate maintenance or inspection program changes for their affected fleet(s), the FAA has determined that a per-operator estimate is more accurate than a per-airplane estimate.
                </P>
                <P>The agency estimates the average total cost per operator for the new proposed actions to be $7,650 (90 work-hours × $85 per work-hour).</P>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
                <P>The FAA is issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: General requirements. Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
                <HD SOURCE="HD1">Regulatory Findings</HD>
                <P>The FAA determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                <P>For the reasons discussed above, I certify this proposed regulation:</P>
                <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
                <P>(2) Would not affect intrastate aviation in Alaska, and</P>
                <P>(3) Would not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
                    <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Proposed Amendment</HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
                </PART>
                <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P> 49 U.S.C. 106(g), 40113, 44701.</P>
                </AUTH>
                <SECTION>
                    <SECTNO>§ 39.13</SECTNO>
                    <SUBJECT>[Amended]</SUBJECT>
                </SECTION>
                <AMDPAR>2. The FAA amends § 39.13 by:</AMDPAR>
                <AMDPAR>a. Removing Airworthiness Directive 2020-01-13, Amendment 39-19819 (85 FR 5313, January 30, 2020); and</AMDPAR>
                <AMDPAR>b. Adding the following new airworthiness directive:</AMDPAR>
                <EXTRACT>
                    <FP SOURCE="FP-2">
                        <E T="04">Dassault Aviation:</E>
                         Docket No. FAA-2023-1494; Project Identifier MCAI-2023-00382-T.
                    </FP>
                    <HD SOURCE="HD1">(a) Comments Due Date</HD>
                    <P>The FAA must receive comments on this airworthiness directive (AD) by September 5, 2023.</P>
                    <HD SOURCE="HD1">(b) Affected ADs</HD>
                    <P>(1) This AD replaces AD 2020-01-13, Amendment 39-19819 (85 FR 5313, January 30, 2020) (AD 2020-01-13).</P>
                    <P>(2) This AD affects AD 2010-26-05, Amendment 39-16544 (75 FR 79952, December 21, 2010) (AD 2010-26-05).</P>
                    <HD SOURCE="HD1">(c) Applicability</HD>
                    <P>This AD applies to all Dassault Aviation Model MYSTERE-FALCON 200 airplanes, certificated in any category.</P>
                    <HD SOURCE="HD1">(d) Subject</HD>
                    <P>Air Transport Association (ATA) of America Code: 05, Time Limits/Maintenance Checks.</P>
                    <HD SOURCE="HD1">(e) Reason</HD>
                    <P>This AD was prompted by a determination that new or more restrictive airworthiness limitations are necessary. The FAA is issuing this AD to address fatigue cracking, damage, and corrosion in principal structural elements; such fatigue cracking, damage, and corrosion could result in reduced structural integrity of the airplane.</P>
                    <HD SOURCE="HD1">(f) Compliance</HD>
                    <P>Comply with this AD within the compliance times specified, unless already done.</P>
                    <HD SOURCE="HD1">(g) Retained Revision of the Existing Maintenance or Inspection Program, with No Changes.</HD>
                    <P>This paragraph restates the requirements of paragraph (i) of AD 2020-01-13, with no changes. Within 90 days after March 5, 2020 (the effective date of AD 2020-01-13), revise the existing maintenance or inspection program, as applicable, to incorporate the information specified in Chapter 5-40-00, Airworthiness Limitations, Revision 18, dated January 15, 2019, of the Dassault Falcon 200 Maintenance Manual. The initial compliance time for doing the tasks is at the applicable time specified in Chapter 5-40-00, Airworthiness Limitations, Revision 18, dated January 15, 2019, of the Dassault Falcon 200 Maintenance Manual; or within 90 days after March 5, 2020; whichever occurs later. Accomplishing the revision of the existing maintenance or inspection program required by paragraph (i) of this AD terminates the requirements of this paragraph.</P>
                    <HD SOURCE="HD1">(h) Retained Restrictions on Alternative Actions or Intervals, With a New Exception</HD>
                    <P>
                        This paragraph restates the requirements of paragraph (j) of AD 2020-01-13, with a new exception. Except as required by paragraph (i) of this AD, after the existing maintenance or inspection program has been revised as required by paragraph (g) of this AD, no alternative actions (
                        <E T="03">e.g.,</E>
                         inspections) or intervals may be used unless the actions or intervals are approved as an alternative method of compliance (AMOC) in accordance with the procedures specified in paragraph (m)(1) of this AD.
                    </P>
                    <HD SOURCE="HD1">(i) New Revision of the Existing Maintenance or Inspection Program</HD>
                    <P>Except as specified in paragraph (j) of this AD: Comply with all required actions and compliance times specified in, and in accordance with, European Union Aviation Safety Agency (EASA) AD 2023-0045, dated March 2, 2023; corrected March 3, 2023 (EASA AD 2023-0045). Accomplishing the revision of the existing maintenance or inspection program required by this paragraph terminates the requirements of paragraph (g) of this AD.</P>
                    <HD SOURCE="HD1">(j) Exceptions to EASA AD 2023-0045</HD>
                    <P>(1) This AD does not adopt the requirements specified in paragraphs (1) and (2) of EASA AD 2023-0045.</P>
                    <P>(2) Paragraph (3) of EASA AD 2023-0045 specifies revising “the approved AMP” within 12 months after its effective date, but this AD requires revising the existing maintenance or inspection program, as applicable, within 90 days after the effective date of this AD.</P>
                    <P>(3) The initial compliance time for doing the tasks specified in paragraph (3) of EASA 2023-0045 is at the applicable “limitations” as incorporated by the requirements of paragraph (3) of EASA AD 2023-0045, or within 90 days after the effective date of this AD, whichever occurs later.</P>
                    <P>(4) This AD does not adopt the provisions specified in paragraphs (4) and (5) of EASA AD 2023-0045.</P>
                    <P>(5) This AD does not adopt the “Remarks” section of EASA AD 2023-0045.</P>
                    <HD SOURCE="HD1">(k) New Provisions for Alternative Actions and Intervals</HD>
                    <P>
                        After the existing maintenance or inspection program has been revised as required by paragraph (i) of this AD, no alternative actions (
                        <E T="03">e.g.,</E>
                         inspections) and intervals are allowed unless they are approved as specified in the provisions of the “Ref. Publications” section of EASA AD 2023-0045.
                    </P>
                    <HD SOURCE="HD1">(l) Terminating Action for AD 2010-26-05</HD>
                    <P>
                        Accomplishing the actions required by paragraph (g) or (i) of this AD terminates the requirements of paragraph (g)(1) of AD 2010-26-05, for Dassault Aviation Model MYSTERE-FALCON 200 airplanes only.
                        <PRTPAGE P="46115"/>
                    </P>
                    <HD SOURCE="HD1">(m) Additional AD Provisions</HD>
                    <P>The following provisions also apply to this AD:</P>
                    <P>
                        (1) 
                        <E T="03">Alternative Methods of Compliance (AMOCs):</E>
                         The Manager, International Validation Branch, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or responsible Flight Standards Office, as appropriate. If sending information directly to the International Validation Branch, send it to the attention of the person identified in paragraph (n) of this AD. Information may be emailed to: 
                        <E T="03">9-AVS-AIR-730-AMOC@faa.gov.</E>
                         Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the responsible Flight Standards Office.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Contacting the Manufacturer:</E>
                         For any requirement in this AD to obtain instructions from a manufacturer, the instructions must be accomplished using a method approved by the Manager, International Validation Branch, FAA; or the European Union Aviation Safety Agency (EASA); or Dassault Aviation's EASA Design Organization Approval (DOA). If approved by the DOA, the approval must include the DOA-authorized signature.
                    </P>
                    <HD SOURCE="HD1">(n) Additional Information</HD>
                    <P>
                        For more information about this AD, contact Tom Rodriguez, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; phone 206-231-3226; email: 
                        <E T="03">tom.rodriguez@faa.gov.</E>
                    </P>
                    <HD SOURCE="HD1">(o) Material Incorporated by Reference</HD>
                    <P>(1) The Director of the Federal Register approved the incorporation by reference (IBR) of the service information listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
                    <P>(2) You must use this service information as applicable to do the actions required by this AD, unless this AD specifies otherwise.</P>
                    <P>(3) The following service information was approved for IBR on [DATE 35 DAYS AFTER PUBLICATION OF THE FINAL RULE].</P>
                    <P>(i) European Union Aviation Safety Agency (EASA) AD 2023-0045, dated March 2, 2023; corrected March 3, 2023.</P>
                    <P>(ii) [Reserved].</P>
                    <P>(4) The following service information was approved for IBR on March 5, 2020 (85 FR 5313, January 30, 2020).</P>
                    <P>(i) Chapter 5-40-00, Airworthiness Limitations, Revision 18, dated January 15, 2019, of the Dassault Falcon 200 Maintenance Manual.</P>
                    <P>(ii) [Reserved]</P>
                    <P>
                        (5) For EASA AD 2023-0045, contact EASA, Konrad-Adenauer-Ufer 3, 50668 Cologne, Germany; telephone +49 221 8999 000; email: 
                        <E T="03">ADs@easa.europa.eu;</E>
                         website: 
                        <E T="03">easa.europa.eu.</E>
                         You may find this EASA AD on the EASA website: 
                        <E T="03">ad.easa.europa.eu.</E>
                    </P>
                    <P>
                        (6) For service information identified in this AD, contact Dassault Falcon Jet Corporation, Teterboro Airport, P.O. Box 2000, South Hackensack, NJ 07606; telephone 201-440-6700; website 
                        <E T="03">dassaultfalcon.com.</E>
                    </P>
                    <P>(7) You may view this service information at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th Street, Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195.</P>
                    <P>
                        (8) You may view this service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, email 
                        <E T="03">fr.inspection@nara.gov,</E>
                         or go to: 
                        <E T="03">www.archives.gov/federal-register/cfr/ibr-locations.html.</E>
                    </P>
                </EXTRACT>
                <SIG>
                    <DATED>Issued on July 12, 2023.</DATED>
                    <NAME>Victor Wicklund,</NAME>
                    <TITLE>Deputy Director, Compliance &amp; Airworthiness Division, Aircraft Certification Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15197 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 39</CFR>
                <DEPDOC>[Docket No. FAA-2023-1495; Project Identifier MCAI-2023-00492-T]</DEPDOC>
                <RIN>RIN 2120-AA64</RIN>
                <SUBJECT>Airworthiness Directives; Dassault Aviation Airplanes</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking (NPRM).</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA proposes to supersede Airworthiness Directive (AD) 2020-03-24, which applies certain Dassault Aviation Model MYSTERE-FALCON 20-C5, 20-D5, 20-E5, and 20-F5 airplanes. AD 2020-03-24 requires revising the existing maintenance or inspection program, as applicable, to incorporate new or more restrictive airworthiness limitations. Since the FAA issued AD 2020-03-24, the FAA has determined that new or more restrictive airworthiness limitations are necessary. This proposed AD would continue to require the actions in AD 2020-03-24 and require revising the existing maintenance or inspection program, as applicable, to incorporate new or more restrictive airworthiness limitations, as specified in a European Union Aviation Safety Agency (EASA) AD, which is proposed for incorporation by reference (IBR). The FAA is proposing this AD to address the unsafe condition on these products.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The FAA must receive comments on this proposed AD by September 5, 2023.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may send comments, using the procedures found in 14 CFR 11.43 and 11.45, by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                         Go to 
                        <E T="03">regulations.gov</E>
                        . Follow the instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         202-493-2251.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Deliver to Mail address above between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                    </P>
                    <P>
                        <E T="03">AD Docket:</E>
                         You may examine the AD docket at regulations.gov under Docket No. FAA-2023-1495; or in person at Docket Operations between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this NPRM, the mandatory continuing airworthiness information (MCAI), any comments received, and other information. The street address for Docket Operations is listed above.
                    </P>
                    <P>
                        <E T="03">Material Incorporated by Reference:</E>
                    </P>
                    <P>
                        • For material that is proposed for IBR in this NPRM, contact EASA, Konrad-Adenauer-Ufer 3, 50668 Cologne, Germany; telephone +49 221 8999 000; email: 
                        <E T="03">ADs@easa.europa.eu;</E>
                         website: 
                        <E T="03">easa.europa.eu.</E>
                         You may find this material on the EASA website: 
                        <E T="03">ad.easa.europa.eu.</E>
                         It is also available at 
                        <E T="03">regulations.gov</E>
                         under Docket No. FAA-2023-1495.
                    </P>
                    <P>
                        • For service information identified in this NPRM, contact Dassault Falcon Jet Corporation, Teterboro Airport, P.O. Box 2000, South Hackensack, NJ 07606; telephone 201-440-6700; website: 
                        <E T="03">dassaultfalcon.com.</E>
                    </P>
                    <P>• You may view this service information at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th Street, Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Tom Rodriguez, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; phone: 206-231-3226; email: 
                        <E T="03">tom.rodriguez@faa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Comments Invited</HD>
                <P>
                    The FAA invites you to send any written relevant data, views, or arguments about this proposal. Send your comments to an address listed under 
                    <E T="02">ADDRESSES</E>
                    . Include “Docket No. FAA-2023-1495; Project Identifier MCAI-2023-00492-T” at the beginning of your comments. The most helpful comments reference a specific portion of the proposal, explain the reason for any recommended change, and include supporting data. The FAA will consider 
                    <PRTPAGE P="46116"/>
                    all comments received by the closing date and may amend this proposal because of those comments.
                </P>
                <P>
                    Except for Confidential Business Information (CBI) as described in the following paragraph, and other information as described in 14 CFR 11.35, the FAA will post all comments received, without change, to 
                    <E T="03">regulations.gov,</E>
                     including any personal information you provide. The agency will also post a report summarizing each substantive verbal contact received about this NPRM.
                </P>
                <HD SOURCE="HD1">Confidential Business Information</HD>
                <P>
                    CBI is commercial or financial information that is both customarily and actually treated as private by its owner. Under the Freedom of Information Act (FOIA) (5 U.S.C. 552), CBI is exempt from public disclosure. If your comments responsive to this NPRM contain commercial or financial information that is customarily treated as private, that you actually treat as private, and that is relevant or responsive to this NPRM, it is important that you clearly designate the submitted comments as CBI. Please mark each page of your submission containing CBI as “PROPIN.” The FAA will treat such marked submissions as confidential under the FOIA, and they will not be placed in the public docket of this NPRM. Submissions containing CBI should be sent to Tom Rodriguez, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; phone: 206-231-3226; email: 
                    <E T="03">tom.rodriguez@faa.gov.</E>
                     Any commentary that the FAA receives that is not specifically designated as CBI will be placed in the public docket for this rulemaking.
                </P>
                <HD SOURCE="HD1">Background</HD>
                <P>The FAA issued AD 2020-03-24, Amendment 39-19848 (85 FR 11289, February 27, 2020) (AD 2020-03-24), for certain Dassault Aviation Model MYSTERE-FALCON 20-C5, 20-D5, 20-E5, and 20-F5 airplanes. AD 2020-03-24 was prompted by an MCAI originated by EASA, which is the Technical Agent for the Member States of the European Union. EASA issued AD 2019-0201, dated August 20, 2019 (EASA 2019-0201) (which corresponds to FAA AD 2020-03-24), to correct an unsafe condition.</P>
                <P>AD 2020-03-24 requires revising the existing maintenance or inspection program, as applicable, to incorporate new or more restrictive airworthiness limitations. The FAA issued AD 2020-03-24 to address fatigue cracking, damage, and corrosion in principal structural elements, which could result in reduced structural integrity of the airplane. AD 2020-03-24 specifies that accomplishing the revision required by that AD terminates the requirements of paragraph (g)(1) of AD 2010-26-05, Amendment 39-16544 (75 FR 79952, December 21, 2010), for Model MYSTERE-FALCON 20-C5, 20-D5, 20-E5, and 20-F5 airplanes on which the SSIP [Supplemental Structural Inspection Program (Dassault Service Bulletin 730)] has been embodied into the airplane's existing maintenance or inspection program only. This proposed AD would therefore continue to allow that terminating action.</P>
                <HD SOURCE="HD1">Actions Since AD 2020-03-04 Was Issued</HD>
                <P>Since the FAA issued AD 2020-03-04, EASA superseded AD 2019-0201 and issued EASA AD 2023-0062, dated March 20, 2023 (EASA AD 2023-0062) (referred to after this as the MCAI), for certain Dassault Aviation Model MYSTERE-FALCON 20-C5, 20-D5, 20-E5, and 20-F5 airplanes. The MCAI states that new or more restrictive airworthiness limitations have been developed.</P>
                <P>The FAA is proposing this AD to address fatigue cracking, damage, and corrosion in principal structural elements, which could result in reduced structural integrity of the airplane. You may examine the MCAI in the AD docket at regulations.gov under Docket No. FAA-2023-1495.</P>
                <HD SOURCE="HD1">Related Service Information Under 1 CFR Part 51</HD>
                <P>The FAA reviewed EASA AD 2023-0062. This service information specifies new or more restrictive airworthiness limitations for airplane structures and safe life limits.</P>
                <P>This proposed AD would also require Chapter 5-40-01, Airworthiness Limitations, of the Dassault Falcon 20 Retrofit 731 Maintenance Manual, Revision 10, dated January 1, 2019, which the Director of the Federal Register approved for incorporation by reference as of April 2, 2020 (85 FR 11289, February 27, 2020).</P>
                <P>
                    This material is reasonably available because the interested parties have access to it through their normal course of business or by the means identified in 
                    <E T="02">ADDRESSES</E>
                     section.
                </P>
                <HD SOURCE="HD1">FAA's Determination</HD>
                <P>This product has been approved by the aviation authority of another country and is approved for operation in the United States. Pursuant to the FAA's bilateral agreement with this State of Design Authority, it has notified the FAA of the unsafe condition described in the MCAI and service information referenced above. The FAA is issuing this NPRM after determining that the unsafe condition described previously is likely to exist or develop in other products of the same type design.</P>
                <HD SOURCE="HD1">Proposed AD Requirements in This NPRM</HD>
                <P>This proposed AD would retain the requirements of AD 2020-03-04. This proposed AD would also require revising the existing maintenance or inspection program, as applicable, to incorporate additional new or more restrictive airworthiness limitations, which are specified in EASA AD 2023-0062 already described, as proposed for incorporation by reference. Any differences with EASA AD 2023-0062 are identified as exceptions in the regulatory text of this AD.</P>
                <P>
                    This proposed AD would require revisions to certain operator maintenance documents to include new actions (
                    <E T="03">e.g.,</E>
                     inspections). Compliance with these actions is required by 14 CFR 91.403(c). For airplanes that have been previously modified, altered, or repaired in the areas addressed by this proposed AD, the operator may not be able to accomplish the actions described in the revisions. In this situation, to comply with 14 CFR 91.403(c), the operator must request approval for an alternative method of compliance (AMOC) according to paragraph (m)(1) of this proposed AD.
                </P>
                <HD SOURCE="HD1">Explanation of Required Compliance Information</HD>
                <P>
                    In the FAA's ongoing efforts to improve the efficiency of the AD process, the FAA developed a process to use some civil aviation authority (CAA) ADs as the primary source of information for compliance with requirements for corresponding FAA ADs. The FAA has been coordinating this process with manufacturers and CAAs. As a result, the FAA proposes to incorporate EASA AD 2023-0062 by reference in the FAA final rule. This proposed AD would, therefore, require compliance with EASA AD 2023-0062 through that incorporation, except for any differences identified as exceptions in the regulatory text of this proposed AD. Using common terms that are the same as the heading of a particular section in EASA AD 2023-0062 does not mean that operators need comply only with that section. For example, where the AD requirement refers to “all required actions and compliance times,” compliance with this AD requirement is not limited to the section titled “Required Action(s) and Compliance Time(s)” in EASA AD 2023-0062. 
                    <PRTPAGE P="46117"/>
                    Service information required by EASA AD 2023-0062 for compliance will be available at regulations.gov by searching for and locating Docket No. FAA-2023-1495 after the FAA final rule is published.
                </P>
                <HD SOURCE="HD1">Airworthiness Limitation ADs Using the New Process</HD>
                <P>The FAA's process of incorporating by reference MCAI ADs as the primary source of information for compliance with corresponding FAA ADs has been limited to certain MCAI ADs (primarily those with service bulletins as the primary source of information for accomplishing the actions required by the FAA AD). However, the FAA is now expanding the process to include MCAI ADs that require a change to airworthiness limitation documents, such as airworthiness limitation sections.</P>
                <P>For these ADs that incorporate by reference an MCAI AD that changes airworthiness limitations, the FAA requirements are unchanged. Operators must revise the existing maintenance or inspection program, as applicable, to incorporate the information specified in the new airworthiness limitation document. The airworthiness limitations must be followed according to 14 CFR 91.403(c) and 91.409(e).</P>
                <P>
                    The previous format of the airworthiness limitation ADs included a paragraph that specified that no alternative actions (
                    <E T="03">e.g.,</E>
                     inspections) or intervals may be used unless the actions and intervals, are approved as an AMOC in accordance with the procedures specified in the AMOCs paragraph under “Additional AD Provisions.” This new format includes a “New Provisions for Alternative Actions and Intervals” paragraph that does not specifically refer to AMOCs, but operators may still request an AMOC to use an alternative action or interval.
                </P>
                <HD SOURCE="HD1">Costs of Compliance</HD>
                <P>The FAA estimates that this AD, if adopted as proposed, would affect 57 airplanes of U.S. registry. The FAA estimates the following costs to comply with this proposed AD:</P>
                <P>The FAA estimates the total cost per operator for the retained actions from AD 2020-03-24 to be $7,650 (90 work-hours × $85 per work-hour).</P>
                <P>The FAA has determined that revising the existing maintenance or inspection program takes an average of 90 work-hours per operator, although the agency recognizes that this number may vary from operator to operator. Since operators incorporate maintenance or inspection program changes for their affected fleet(s), the FAA has determined that a per-operator estimate is more accurate than a per-airplane estimate.</P>
                <P>The FAA estimates the total cost per operator for the new proposed actions to be $7,650 (90 work-hours × $85 per work-hour).</P>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
                <P>The FAA is issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: General requirements. Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
                <HD SOURCE="HD1">Regulatory Findings</HD>
                <P>The FAA determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                <P>For the reasons discussed above, I certify this proposed regulation:</P>
                <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
                <P>(2) Would not affect intrastate aviation in Alaska, and</P>
                <P>(3) Would not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
                    <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Proposed Amendment</HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
                </PART>
                <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P> 49 U.S.C. 106(g), 40113, 44701.</P>
                </AUTH>
                <SECTION>
                    <SECTNO>§ 39.13</SECTNO>
                    <SUBJECT>[Amended]</SUBJECT>
                </SECTION>
                <AMDPAR>2. The FAA amends § 39.13 by:</AMDPAR>
                <AMDPAR>a. Removing Airworthiness Directive 2020-03-24, Amendment 39-19848 (85 FR 11289, February 27, 2020); and</AMDPAR>
                <AMDPAR>b. Adding the following new Airworthiness Directive:</AMDPAR>
                <EXTRACT>
                    <FP SOURCE="FP-2">
                        <E T="04">Dassault Aviation:</E>
                         Docket No. FAA-2023-1495; Project Identifier MCAI-2023-00492-T.
                    </FP>
                    <HD SOURCE="HD1">(a) Comments Due Date</HD>
                    <P>The FAA must receive comments on this airworthiness directive (AD) by September 5, 2023.</P>
                    <HD SOURCE="HD1">(b) Affected ADs</HD>
                    <P>(1) This AD replaces AD 2020-03-24, Amendment 39-19848 (85 FR 11289, February 27, 2020) (AD 2020-03-24).</P>
                    <P>(2) This AD affects AD 2010-26-05, Amendment 39-16544 (75 FR 79952, December 21, 2010) (AD 2010-26-05).</P>
                    <HD SOURCE="HD1">(c) Applicability</HD>
                    <P>This AD applies to Dassault Aviation Model MYSTERE-FALCON 20-C5, 20-D5, 20-E5, and 20-F5 airplanes, certificated in any category, on which the Supplemental Structural Inspection Program (SSIP) (Dassault Service Bulletin 730) has been embodied into the airplane's existing maintenance or inspection program.</P>
                    <HD SOURCE="HD1">(d) Subject</HD>
                    <P>Air Transport Association (ATA) of America Code: 05, Time Limits/Maintenance Checks.</P>
                    <HD SOURCE="HD1">(e) Unsafe Condition</HD>
                    <P>This AD was prompted by a determination that new or more restrictive airworthiness limitations are necessary. The FAA is issuing this AD to address fatigue cracking, damage, and corrosion in principal structural elements, which could result in reduced structural integrity of the airplane.</P>
                    <HD SOURCE="HD1">(f) Compliance</HD>
                    <P>Comply with this AD within the compliance times specified, unless already done.</P>
                    <HD SOURCE="HD1">(g) Retained Revision of the Existing Maintenance or Inspection Program, With No Changes</HD>
                    <P>
                        This paragraph restates the requirements of paragraph (g) of AD 2020-03-24, with no changes. Within 90 days after April 2, 2020 (the effective date of AD 2020-03-24), revise the existing maintenance or inspection program, as applicable, to incorporate the information specified in Chapter 5-40-01, Airworthiness Limitations, of the Dassault Falcon 20 Retrofit 731 Maintenance Manual, Revision 10, dated January 1, 2019. The initial compliance time for doing the tasks is at the applicable time specified in Chapter 5-
                        <PRTPAGE P="46118"/>
                        40-01, Airworthiness Limitations, of the Dassault Falcon 20 Retrofit 731 Maintenance Manual, Revision 10, dated January 1, 2019; or within 90 days after April 2, 2020; whichever occurs later. Accomplishing the revision of the existing maintenance or inspection program required by paragraph (i) of this AD terminates the requirements of this paragraph.
                    </P>
                    <HD SOURCE="HD1">(h) Retained No Alternative Actions or Intervals, With a New Exception</HD>
                    <P>
                        This paragraph restates the requirements of paragraph (h) of AD 2020-03-24, with a new exception. Except as required by paragraph (i) of this AD, after the existing maintenance or inspection program has been revised as required by paragraph (g) of this AD, no alternative actions (
                        <E T="03">e.g.,</E>
                         inspections) or intervals may be used unless the actions or intervals are approved as an alternative method of compliance (AMOC) in accordance with the procedures specified in paragraph (m)(1) of this AD.
                    </P>
                    <HD SOURCE="HD1">(i) New Revision of the Existing Maintenance or Inspection Program</HD>
                    <P>Except as specified in paragraph (j) of this AD: Comply with all required actions and compliance times specified in, and in accordance with, European Union Aviation Safety Agency (EASA) AD 2023-0062, dated March 20, 2023 (EASA AD 2023-0062). Accomplishing the revision of the existing maintenance or inspection program required by this paragraph terminates the requirements of paragraph (g) of this AD.</P>
                    <HD SOURCE="HD1">(j) Exceptions to EASA AD 2023-0062</HD>
                    <P>(1) This AD does not adopt the requirements specified in paragraphs (1) and (2) of EASA AD 2023-0062.</P>
                    <P>(2) Paragraph (3) of EASA AD 2023-0062 specifies revising “the approved AMP” within 12 months after its effective date, but this AD requires revising the existing maintenance or inspection program, as applicable, within 90 days after the effective date of this AD.</P>
                    <P>(3) The initial compliance time for doing the tasks specified in paragraph (3) of EASA AD 2023-0062 is at the applicable “limitations” and “associated thresholds” as incorporated by the requirements of paragraph (3) of EASA AD 2023-0062 or within 90 days after the effective date of this AD, whichever occurs later.</P>
                    <P>(4) This AD does not adopt the provisions specified in paragraphs (4) and (5) of EASA AD 2023-0062.</P>
                    <P>(5) This AD does not adopt the “Remarks” section of EASA AD 2023-0062.</P>
                    <HD SOURCE="HD1">(k) New Provisions for Alternative Actions and Intervals</HD>
                    <P>
                        After the existing maintenance or inspection program has been revised as required by paragraph (i) of this AD, no alternative actions (
                        <E T="03">e.g.,</E>
                         inspections) and intervals are allowed unless they are approved as specified in the provisions of the “Ref. Publications” section of EASA AD 2023-0062.
                    </P>
                    <HD SOURCE="HD1">(l) Terminating Action for AD 2010-26-05</HD>
                    <P>Accomplishing the actions required by paragraph (g) or (i) of this AD terminates the requirements of paragraph (g)(1) of AD 2010-26-05, for Model MYSTERE-FALCON 20-C5, 20-D5, 20-E5, and 20-F5 airplanes on which the SSIP has been embodied into the airplane's existing maintenance or inspection program only.</P>
                    <HD SOURCE="HD1">(m) Additional AD Provisions</HD>
                    <P>The following provisions also apply to this AD:</P>
                    <P>
                        (1) 
                        <E T="03">Alternative Methods of Compliance (AMOCs):</E>
                         The Manager, International Validation Branch, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or responsible Flight Standards Office, as appropriate. If sending information directly to the International Validation Branch, send it to the attention of the person identified in paragraph (n) of this AD. Information may be emailed to: 
                        <E T="03">9-AVS-AIR-730-AMOC@faa.gov.</E>
                         Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the responsible Flight Standards Office.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Contacting the Manufacturer:</E>
                         For any requirement in this AD to obtain instructions from a manufacturer, the instructions must be accomplished using a method approved by the Manager, International Validation Branch, FAA; or EASA; or Dassault Aviation's EASA Design Organization Approval (DOA). If approved by the DOA, the approval must include the DOA-authorized signature.
                    </P>
                    <HD SOURCE="HD1">(n) Additional Information</HD>
                    <P>
                        For more information about this AD, contact Tom Rodriguez, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; phone: 206-231-3226; email: 
                        <E T="03">tom.rodriguez@faa.gov.</E>
                    </P>
                    <HD SOURCE="HD1">(o) Material Incorporated by Reference</HD>
                    <P>(1) The Director of the Federal Register approved the incorporation by reference (IBR) of the service information listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
                    <P>(2) You must use this service information as applicable to do the actions required by this AD, unless this AD specifies otherwise.</P>
                    <P>(3) The following service information was approved for IBR on [DATE 35 DAYS AFTER PUBLICATION OF THE FINAL RULE].</P>
                    <P>(i) European Union Aviation Safety Agency (EASA) AD 2023-0062, dated March 20, 2023.</P>
                    <P>(ii) [Reserved]</P>
                    <P>(4) The following service information was approved for IBR on April 2, 2020 (85 FR 11289, February 27, 2020).</P>
                    <P>(i) Chapter 5-40-01, Airworthiness Limitations, of the Dassault Falcon 20 Retrofit 731 Maintenance Manual, Revision 10, dated January 1, 2019.</P>
                    <P>(ii) [Reserved]</P>
                    <P>
                        (5) For EASA AD 2023-0062, contact EASA, Konrad-Adenauer-Ufer 3, 50668 Cologne, Germany; telephone +49 221 8999 000; email: 
                        <E T="03">ADs@easa.europa.eu;</E>
                         website: 
                        <E T="03">easa.europa.eu.</E>
                         You may find this EASA AD on the EASA website: 
                        <E T="03">ad.easa.europa.eu.</E>
                    </P>
                    <P>
                        (6) For service information identified in this AD, contact Dassault Falcon Jet Corporation, Teterboro Airport, P.O. Box 2000, South Hackensack, NJ 07606; telephone 201-440-6700; website 
                        <E T="03">dassaultfalcon.com.</E>
                    </P>
                    <P>(7) You may view this service information at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th Street, Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195.</P>
                    <P>
                        (8) You may view this service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, email 
                        <E T="03">fr.inspection@nara.gov,</E>
                         or go to: 
                        <E T="03">www.archives.gov/federal-register/cfr/ibr-locations.html.</E>
                    </P>
                </EXTRACT>
                <SIG>
                    <DATED>Issued on July 12, 2023.</DATED>
                    <NAME>Victor Wicklund,</NAME>
                    <TITLE>Deputy Director, Compliance &amp; Airworthiness Division, Aircraft Certification Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15192 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 39</CFR>
                <DEPDOC>[Docket No. FAA-2023-1496; Project Identifier MCAI-2022-01059-T]</DEPDOC>
                <RIN>RIN 2120-AA64</RIN>
                <SUBJECT>Airworthiness Directives; MHI RJ Aviation ULC (Type Certificate Previously Held by Bombardier, Inc.) Airplanes</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking (NPRM).</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA proposes to adopt a new airworthiness directive (AD) for all MHI RJ Aviation ULC Model CL-600-2B19 (Regional Jet Series 100 &amp; 440); CL-600-2C10 (Regional Jet Series 700, 701, &amp; 702); CL-600-2C11 (Regional Jet Series 550); CL-600-2D15 (Regional Jet Series 705); CL-600-2D24 (Regional Jet Series 900); and CL-600-2E25 (Regional Jet Series 1000) airplanes. This proposed AD was prompted by a determination that aircraft maintenance manual (AMM) tasks and certification maintenance requirement (CMR) tasks are necessary. This proposed AD would require revising the existing maintenance or inspection program, as applicable, to incorporate new or more restrictive AMM and CMR tasks. The FAA is proposing this AD to address the unsafe condition on these products.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The FAA must receive comments on this proposed AD by September 5, 2023.</P>
                </EFFDATE>
                <ADD>
                    <PRTPAGE P="46119"/>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may send comments, using the procedures found in 14 CFR 11.43 and 11.45, by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                         Go to 
                        <E T="03">regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         202-493-2251.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         U.S. Department of Transportation, Docket Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE, Washington, DC 20590.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Deliver to Mail address above between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                    </P>
                    <P>
                        <E T="03">AD Docket:</E>
                         You may examine the AD docket at regulations.gov under Docket No. FAA-2023-1496; or in person at Docket Operations between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The AD docket contains this NPRM, the mandatory continuing airworthiness information (MCAI), any comments received, and other information. The street address for Docket Operations is listed above.
                    </P>
                    <P>
                        <E T="03">Material Incorporated by Reference:</E>
                    </P>
                    <P>
                        • For service information identified in this NPRM, contact MHI RJ Aviation Group, Customer Response Center, 3655 Ave. des Grandes-Tourelles, Suite 110, Boisbriand, Québec J7H 0E2 Canada; North America toll-free telephone 833-990-7272 or direct-dial telephone 450-990-7272; fax 514-855-8501; email 
                        <E T="03">thd.crj@mhirj.com;</E>
                         website
                        <E T="03"> mhirj.com.</E>
                    </P>
                    <P>• You may view this service information at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th St., Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Elizabeth Dowling, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; telephone 516-228-7300; email 
                        <E T="03">9-avs-nyaco-cos@faa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Comments Invited</HD>
                <P>
                    The FAA invites you to send any written relevant data, views, or arguments about this proposal. Send your comments to an address listed under 
                    <E T="02">ADDRESSES</E>
                    . Include “Docket No. FAA-2023-1496; Project Identifier MCAI-2022-01059-T” at the beginning of your comments. The most helpful comments reference a specific portion of the proposal, explain the reason for any recommended change, and include supporting data. The FAA will consider all comments received by the closing date and may amend the proposal because of those comments.
                </P>
                <P>Except for Confidential Business Information (CBI) as described in the following paragraph, and other information as described in 14 CFR 11.35, the FAA will post all comments received, without change, to regulations.gov, including any personal information you provide. The agency will also post a report summarizing each substantive verbal contact received about this NPRM.</P>
                <HD SOURCE="HD1">Confidential Business Information</HD>
                <P>
                    CBI is commercial or financial information that is both customarily and actually treated as private by its owner. Under the Freedom of Information Act (FOIA) (5 U.S.C. 552), CBI is exempt from public disclosure. If your comments responsive to this NPRM contain commercial or financial information that is customarily treated as private, that you actually treat as private, and that is relevant or responsive to this NPRM, it is important that you clearly designate the submitted comments as CBI. Please mark each page of your submission containing CBI as “PROPIN.” The FAA will treat such marked submissions as confidential under the FOIA, and they will not be placed in the public docket of this NPRM. Submissions containing CBI should be sent to Elizabeth Dowling, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; telephone 516-228-7300; email 
                    <E T="03">9-avs-nyaco-cos@faa.gov.</E>
                     Any commentary that the FAA receives which is not specifically designated as CBI will be placed in the public docket for this rulemaking.
                </P>
                <HD SOURCE="HD1">Background</HD>
                <P>Transport Canada, which is the aviation authority for Canada, has issued Transport Canada AD CF-2022-42, dated August 8, 2022, (Transport Canada AD CF-2022-42) (also referred to after this as the MCAI), to correct an unsafe condition for all MHI RJ Aviation ULC Model CL-600-2B19 (Regional Jet Series 100 &amp; 440); CL-600-2C10 (Regional Jet Series 700, 701, &amp; 702); CL-600-2C11 (Regional Jet Series 550); CL-600-2D15 (Regional Jet Series 705); CL-600-2D24 (Regional Jet Series 900); and CL-600-2E25 (Regional Jet Series 1000) airplanes. The MCAI states that operators have reported frequent flight interruptions and high lavatory smoke detector removal rates due to the frequent testing of the smoke detector self-test switch by the flight crew using unsuitable objects. The MCAI also stated there is a potential dormant failure of the lavatory smoke detector if the self-test switch check is not performed in accordance with revised procedures.</P>
                <P>
                    The FAA is proposing this AD to address a potential dormant failure of the lavatory smoke detector if the self-test switch check is not performed in accordance with revised AMM or CMR tasks. If these maintenance task changes are not implemented, and in combination with a fire in the lavatory, this may lead to a delay in the reaction time to address smoke/fire in the lavatory. You may examine the MCAI in the AD docket at 
                    <E T="03">regulations.gov</E>
                     under Docket No. FAA-2023-1496.
                </P>
                <HD SOURCE="HD1">Related Service Information Under 1 CFR Part 51</HD>
                <P>The FAA reviewed Bombardier Temporary Revision 2A-75, dated May 28, 2020. This service information specifies new or more restrictive CMR tasks.</P>
                <P>
                    This service information is reasonably available because the interested parties have access to it through their normal course of business or by the means identified in 
                    <E T="02">ADDRESSES</E>
                    .
                </P>
                <HD SOURCE="HD1">FAA's Determination</HD>
                <P>This product has been approved by the aviation authority of another country, and is approved for operation in the United States. Pursuant to the FAA's bilateral agreement with this State of Design Authority, the FAA has been notified of the unsafe condition described in the MCAI and service information referenced above. The FAA is proposing this AD because the FAA evaluated all the relevant information and determined the unsafe condition described previously is likely to exist or develop on other products of the same type design.</P>
                <HD SOURCE="HD1">Proposed Requirements of This NPRM</HD>
                <P>This proposed AD would require revising the existing maintenance or inspection program, as applicable, to incorporate new or more restrictive AMM and CMR tasks.</P>
                <P>
                    This proposed AD would require revisions to certain operator maintenance documents to include new actions (
                    <E T="03">e.g.,</E>
                     inspections). Compliance with these actions is required by 14 CFR 91.403(c). For airplanes that have been previously modified, altered, or repaired in the areas addressed by this proposed AD, the operator may not be able to accomplish the actions described in the revisions. In this situation, to comply with 14 CFR 91.403(c), the operator must request approval for an alternative method of compliance according to paragraph (j)(1) of this proposed AD.
                    <PRTPAGE P="46120"/>
                </P>
                <HD SOURCE="HD1">Differences Between This AD and the MCAI or Service Information</HD>
                <P>Transport Canada AD CF-2022-42 introduces a new candidate certification maintenance requirement (CCMR) interval that the FAA cannot mandate as a CCMR as specified in the MCAI. Therefore, the FAA proposes to mandate two AMM tasks as specified in Figure 1 to paragraph (h) of this proposed AD.</P>
                <HD SOURCE="HD1">Costs of Compliance</HD>
                <P>The FAA estimates that this AD, if adopted as proposed, would affect 1,024 airplanes of U.S. registry. The FAA estimates the following costs to comply with this proposed AD:</P>
                <P>The FAA has determined that revising the maintenance or inspection program takes an average of 90 work-hours per operator, although the agency recognizes that this number may vary from operator to operator. Since operators incorporate maintenance or inspection program changes for their affected fleet(s), the FAA has determined that a per-operator estimate is more accurate than a per-airplane estimate. Therefore, the agency estimates the average total cost per operator to be $7,650 (90 work-hours × $85 per work-hour).</P>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, section 106, describes the authority of the FAA Administrator. Subtitle VII: Aviation Programs, describes in more detail the scope of the Agency's authority.</P>
                <P>The FAA is issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701: General requirements. Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action.</P>
                <HD SOURCE="HD1">Regulatory Findings</HD>
                <P>The FAA determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                <P>For the reasons discussed above, I certify this proposed regulation:</P>
                <P>(1) Is not a “significant regulatory action” under Executive Order 12866,</P>
                <P>(2) Would not affect intrastate aviation in Alaska, and</P>
                <P>(3) Would not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39</HD>
                    <P>Air transportation, Aircraft, Aviation safety, Incorporation by reference, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Proposed Amendment</HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES</HD>
                </PART>
                <AMDPAR>1. The authority citation for part 39 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P> 49 U.S.C. 106(g), 40113, 44701.</P>
                </AUTH>
                <SECTION>
                    <SECTNO>§ 39.13</SECTNO>
                    <SUBJECT>[Amended]</SUBJECT>
                </SECTION>
                <AMDPAR>2. The FAA amends § 39.13 by adding the following new airworthiness directive:</AMDPAR>
                <EXTRACT>
                    <FP SOURCE="FP-2">
                        <E T="04">MHI RJ Aviation ULC (Type Certificate Previously Held by Bombardier, Inc.):</E>
                         Docket No. FAA-2023-1496; Project Identifier MCAI-2022-01059-T.
                    </FP>
                    <HD SOURCE="HD1">(a) Comments Due Date</HD>
                    <P>The FAA must receive comments on this airworthiness directive (AD) by September 5, 2023.</P>
                    <HD SOURCE="HD1">(b) Affected ADs</HD>
                    <P>None.</P>
                    <HD SOURCE="HD1">(c) Applicability</HD>
                    <P>This AD applies to all MHI RJ Aviation ULC (Type Certificate previously held by Bombardier, Inc.) airplanes identified in paragraphs (c)(1) through (6) of this AD, certificated in any category.</P>
                    <P>(1) Model CL-600-2B19 (Regional Jet Series 100 &amp; 440) airplanes.</P>
                    <P>(2) Model CL-600-2C10 (Regional Jet Series 700, 701, &amp; 702) airplanes.</P>
                    <P>(3) Model CL-600-2C11 (Regional Jet Series 550) airplanes.</P>
                    <P>(4) Model CL-600-2D15 (Regional Jet Series 705) airplanes.</P>
                    <P>(5) Model CL-600-2D24 (Regional Jet Series 900) airplanes.</P>
                    <P>(6) Model CL-600-2E25 (Regional Jet Series 1000) airplanes.</P>
                    <HD SOURCE="HD1">(d) Subject</HD>
                    <P>Air Transport Association (ATA) of America Code 26, Fire Protection.</P>
                    <HD SOURCE="HD1">(e) Reason</HD>
                    <P>This AD was prompted by a determination that new or more restrictive aircraft maintenance manual (AMM) tasks and certification maintenance requirement (CMR) tasks are necessary. The FAA is issuing this AD to address a potential dormant failure of the lavatory smoke detector if the self-test switch check is not performed in accordance with the revised AMM or CMR tasks. If these maintenance task changes are not implemented, and in combination with a fire in the lavatory, this may lead to a delay in the reaction time to address smoke/fire in the lavatory.</P>
                    <HD SOURCE="HD1">(f) Compliance</HD>
                    <P>Comply with this AD within the compliance times specified, unless already done.</P>
                    <HD SOURCE="HD1">(g) Maintenance or Inspection Program Revision for Model CL-600-2B19 (Regional Jet Series 100 &amp; 440) airplanes</HD>
                    <P>For Model CL-600-2B19 (Regional Jet Series 100 &amp; 440) airplanes: Within 60 days after the effective date of this AD, revise the existing maintenance or inspection program, as applicable, to incorporate the information specified in Bombardier Temporary Revision 2A-75, dated May 28, 2020. The initial compliance time for doing the task is within 12 months after the effective date of this AD.</P>
                    <HD SOURCE="HD1">(h) Maintenance or Inspection Program Revision for Other Airplanes</HD>
                    <P>For airplanes identified in paragraphs (c)(2) through (6) of this AD: Within 60 days after the effective date of this AD, revise the existing maintenance or inspection program, as applicable, to incorporate the information specified in Figure 1 to paragraph (h) of this AD. The initial compliance time for doing the tasks is within 12 months after the effective date of this AD.</P>
                    <HD SOURCE="HD1">Figure 1 to Paragraph (h)—AMM Task for an Operational Check of the Lavatory Smoke Detector (Forward and Aft)</HD>
                    <GPH SPAN="3" DEEP="54">
                        <GID>EP19JY23.199</GID>
                    </GPH>
                    <PRTPAGE P="46121"/>
                    <HD SOURCE="HD1">(i) No Alternative Actions or Intervals</HD>
                    <P>
                        After the existing maintenance or inspection program has been revised as required by paragraph (g) or (h) of this AD, no alternative actions (
                        <E T="03">e.g.,</E>
                         inspections) or intervals may be used unless the actions, and intervals are approved as an alternative method of compliance (AMOC) in accordance with the procedures specified in paragraph (j)(1) of this AD.
                    </P>
                    <HD SOURCE="HD1">(j) Other FAA AD Provisions</HD>
                    <P>The following provisions also apply to this AD:</P>
                    <P>
                        (1) 
                        <E T="03">Alternative Methods of Compliance (AMOCs):</E>
                         The Manager, New York ACO Branch, FAA, has the authority to approve AMOCs for this AD, if requested using the procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19, send your request to your principal inspector or responsible Flight Standards Office, as appropriate. If sending information directly to the manager of the certification office, send it to ATTN: Program Manager, Continuing Operational Safety, FAA, New York ACO Branch, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; telephone 516-228-7300. Before using any approved AMOC, notify your appropriate principal inspector, or lacking a principal inspector, the manager of the responsible Flight Standards Office.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Contacting the Manufacturer:</E>
                         For any requirement in this AD to obtain instructions from a manufacturer, the instructions must be accomplished using a method approved by the Manager, New York ACO Branch, FAA; or Transport Canada; or MHI RJ Aviation ULC's Transport Canada Design Approval Organization (DAO). If approved by the DAO, the approval must include the DAO-authorized signature.
                    </P>
                    <HD SOURCE="HD1">(k) Additional Information</HD>
                    <P>(1) Refer to Transport Canada AD CF-2022-42, dated August 8, 2022, for related information. This Transport Canada AD may be found in the AD docket at regulations.gov under Docket No. FAA-2023-1496.</P>
                    <P>
                        (2) For more information about this AD, contact Elizabeth Dowling, Aviation Safety Engineer, FAA, 1600 Stewart Avenue, Suite 410, Westbury, NY 11590; telephone 516-228-7300; email 
                        <E T="03">9-avs-nyaco-cos@faa.gov.</E>
                    </P>
                    <HD SOURCE="HD1">(l) Material Incorporated by Reference</HD>
                    <P>(1) The Director of the Federal Register approved the incorporation by reference (IBR) of the service information listed in this paragraph under 5 U.S.C. 552(a) and 1 CFR part 51.</P>
                    <P>(2) You must use this service information to do the actions required by this AD, unless this AD specifies otherwise.</P>
                    <P>(i) Bombardier Temporary Revision 2A-75, dated May 28, 2020.</P>
                    <P>(ii) [Reserved]</P>
                    <P>
                        (3) For service information identified in this AD, contact MHI RJ Aviation Group, Customer Response Center, 3655 Ave. des Grandes-Tourelles, Suite 110, Boisbriand, Québec J7H 0E2 Canada; North America toll-free telephone 833-990-7272 or direct-dial telephone 450-990-7272; fax 514-855-8501; email 
                        <E T="03">thd.crj@mhirj.com;</E>
                         website mhirj.com.
                    </P>
                    <P>(4) You may view this service information at the FAA, Airworthiness Products Section, Operational Safety Branch, 2200 South 216th St., Des Moines, WA. For information on the availability of this material at the FAA, call 206-231-3195.</P>
                    <P>
                        (5) You may view this service information that is incorporated by reference at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, email 
                        <E T="03">fr.inspection@nara.gov,</E>
                         or go to: 
                        <E T="03">www.archives.gov/federal-register/cfr/ibr-locations.html.</E>
                    </P>
                </EXTRACT>
                <SIG>
                    <DATED>Issued on July 13, 2023.</DATED>
                    <NAME>Victor Wicklund,</NAME>
                    <TITLE>Deputy Director, Compliance &amp; Airworthiness Division, Aircraft Certification Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15248 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 71</CFR>
                <DEPDOC>[Docket No. FAA-2023-1548; Airspace Docket No. 22-ANM-62]</DEPDOC>
                <RIN>RIN 2120-AA66</RIN>
                <SUBJECT>Amendment of United States Area Navigation (RNAV) Route T-302 in Vicinity of Acequia, ID</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking (NPRM).</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This action proposes to amend United States Area Navigation (RNAV) route, T-302, in the vicinity of Acequia, ID to increase the RNAV route's lateral separation from Restricted Area 3203 (R-3203). This proposal will also increase the lateral separation between T-302, parachute activities at Nampa Municipal Airport (MAN) and Caldwell Executive Airport in Idaho (EUL).</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received on or before September 5, 2023.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Send comments identified by FAA Docket No. [FAA-2023-1548] and Airspace Docket No. [22-ANM-62] using any of the following methods:</P>
                    <P>
                        * 
                        <E T="03">Federal eRulemaking Portal:</E>
                         Go to 
                        <E T="03">www.regulations.gov</E>
                         and follow the online instructions for sending your comments electronically.
                    </P>
                    <P>
                        * 
                        <E T="03">Mail:</E>
                         Send comments to Docket Operations, M-30; U.S. Department of Transportation, 1200 New Jersey Avenue SE, Room W12-140, West Building Ground Floor, Washington, DC 20590-0001.
                    </P>
                    <P>
                        * 
                        <E T="03">Hand Delivery or Courier:</E>
                         Take comments to Docket Operations in Room W12-140 of the West Building Ground Floor at 1200 New Jersey Avenue SE, Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                    </P>
                    <P>
                        * 
                        <E T="03">Fax:</E>
                         Fax comments to Docket Operations at (202) 493-2251.
                    </P>
                    <P>
                        <E T="03">Docket:</E>
                         Background documents or comments received may be read at 
                        <E T="03">www.regulations.gov</E>
                         at any time. Follow the online instructions for accessing the docket or go to the Docket Operations in Room W12-140 of the West Building Ground Floor at 1200 New Jersey Avenue SE, Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                    </P>
                    <P>
                        FAA Order JO 7400.11G, Airspace Designations and Reporting Points, and subsequent amendments can be viewed online at 
                        <E T="03">www.faa.gov/air_traffic/publications/.</E>
                         You may also contact the Rules and Regulations Group, Office of Policy, Federal Aviation Administration, 800 Independence Avenue SW, Washington, DC 20591; telephone: (202) 267-8783.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Steven Roff, Rules and Regulations Group, Office of Policy, Federal Aviation Administration, 800 Independence Avenue SW, Washington, DC 20591; telephone: (202) 267-8783.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Authority for This Rulemaking</HD>
                <P>The FAA's authority to issue rules regarding aviation safety is found in Title 49 of the United States Code. Subtitle I, Section 106 describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the agency's authority. This rulemaking is promulgated under the authority described in Subtitle VII, Part A, Subpart I, Section 40103. Under that section, the FAA is charged with prescribing regulations to assign the use of the airspace necessary to ensure the safety of aircraft and the efficient use of airspace. This regulation is within the scope of that authority as it would increase the efficiency and safety of the flow of air traffic within the National Airspace System (NAS).</P>
                <HD SOURCE="HD1">Comments Invited</HD>
                <P>
                    The FAA invites interested persons to participate in this rulemaking by submitting written comments, data, or views. Comments are specifically invited on the overall regulatory, aeronautical, economic, environmental, and energy-related aspects of the proposal. The most helpful comments reference a specific portion of the proposal, explain the reason for any 
                    <PRTPAGE P="46122"/>
                    recommended change, and include supporting data. To ensure the docket does not contain duplicate comments, commenters should submit only one time if comments are filed electronically, or commenters should send only one copy of written comments if comments are filed in writing.
                </P>
                <P>The FAA will file in the docket all comments it receives, as well as a report summarizing each substantive public contact with FAA personnel concerning this proposed rulemaking. Before acting on this proposal, the FAA will consider all comments it receives on or before the closing date for comments. The FAA will consider comments filed after the comment period has closed if it is possible to do so without incurring expense or delay. The FAA may change this proposal in light of the comments it receives.</P>
                <P>
                    <E T="03">Privacy:</E>
                     In accordance with 5 U.S.C. 553(c), DOT solicits comments from the public to better inform its rulemaking process. DOT posts these comments, without edit, including any personal information the commenter provides, to 
                    <E T="03">www.regulations.gov,</E>
                     as described in the system of records notice (DOT/ALL-14 FDMS), which can be reviewed at 
                    <E T="03">www.dot.gov/privacy.</E>
                </P>
                <HD SOURCE="HD1">Availability of Rulemaking Documents</HD>
                <P>
                    An electronic copy of this document may be downloaded through the internet at 
                    <E T="03">www.regulations.gov.</E>
                     Recently published rulemaking documents can also be accessed through the FAA's web page at 
                    <E T="03">www.faa.gov/air_traffic/publications/airspace_amendments/.</E>
                </P>
                <P>
                    You may review the public docket containing the proposal, any comments received and any final disposition in person in the Dockets Operations office (see 
                    <E T="02">ADDRESSES</E>
                     section for address, phone number, and hours of operations). An informal docket may also be examined during normal business hours at the office of the Western Service Center, Operations Support Group, Federal Aviation Administration, 2200 South 216th St., Des Moines, WA 98198.
                </P>
                <HD SOURCE="HD1">Incorporation by Reference</HD>
                <P>
                    United States Area Navigation Routes are published in paragraph 6011 of FAA Order JO 7400.11, Airspace Designations and Reporting Points, which is incorporated by reference in 14 CFR 71.1 on an annual basis. This document proposes to amend the current version of that order, FAA Order JO 7400.11G, dated August 19, 2022, and effective September 15, 2022. These updates would be published in the next update to FAA Order JO 7400.11. That order is publicly available as listed in the 
                    <E T="02">ADDRESES</E>
                     section of this document.
                </P>
                <P>FAA Order JO 7400.11G lists Class A, B, C, D, and E airspace areas, air traffic service routes, and reporting points.</P>
                <HD SOURCE="HD1">Background</HD>
                <P>Federal airways must have three Nautical miles of separation between the airway centerline and the border of active Special Use Airspace (SUA), which includes Restricted Areas. The protected airspace for the portion of T-302, between ADXEX, ID, Waypoint (WP), and ALKAL, ID, WP, overlies R-3203 by approximately one-half nautical mile. This makes T-302 unusable when the restricted area is active. This proposal would increase the separation between T-302 and R-3203 by adding CANEK, ID, FIX, to the airway, allowing the use of T-302 when R-3203 is active. Currently, ALKAL, ID, WP, is a part of T-302 but not included in the legal description. The inclusion was not required due to the directional change being less than one degree. With the addition of CANEK, ID, FIX, the directional change of ALKAL, ID, WP, would be more than one degree and, as amended, would be included in the legal description.</P>
                <P>Additionally, this action proposes to remove PARMO, ID, WP, from the T-302 airway to increase the separation between T-302 and parachute activities at Nampa Municipal Airport and Caldwell Executive Airport.</P>
                <HD SOURCE="HD1">The Proposal</HD>
                <P>The FAA is proposing an amendment to 14 CFR part 71 to amend RNAV route T-302 in the vicinity of Acequia, ID to increase the airways lateral separation from Restricted Area 3203 and parachute activities Nampa Municipal Airport and Caldwell Executive Airport.</P>
                <P>
                    <E T="03">T-302:</E>
                     The FAA proposes to add ALKAL, ID, WP, to the airway description. Additionally, the FAA proposes to add CANEK, ID, WP between ADEXE, ID, WP and ALKAL, ID, WP. Lastly, the FAA proposes to remove PARMO, ID, Fix, from the airway description.
                </P>
                <HD SOURCE="HD1">Regulatory Notices and Analyses</HD>
                <P>The FAA has determined that this proposed regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current. It, therefore: (1) is not a “significant regulatory action” under Executive Order 12866; (2) is not a “significant rule” under DOT Regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a regulatory evaluation as the anticipated impact is so minimal. Since this is a routine matter that will only affect air traffic procedures and air navigation, it is certified that this proposed rule, when promulgated, will not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act.</P>
                <HD SOURCE="HD1">Environmental Review</HD>
                <P>This proposal will be subject to an environmental analysis in accordance with FAA Order 1050.1F, “Environmental Impacts: Policies and Procedures” prior to any FAA final regulatory action.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 71</HD>
                    <P>Airspace, Incorporation by reference, Navigation (air).</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Proposed Amendment</HD>
                <P>In consideration of the foregoing, the Federal Aviation Administration proposes to amend 14 CFR part 71 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 71—DESIGNATION OF CLASS A, B, C, D, AND E AIRSPACE AREAS; AIR TRAFFIC SERVICE ROUTES; AND REPORTING POINTS</HD>
                </PART>
                <AMDPAR>1. The authority citation for 14 CFR part 71 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority: </HD>
                    <P> 49 U.S.C. 106(f), 106(g); 40103, 40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR, 1959-1963 Comp., p. 389.</P>
                </AUTH>
                <SECTION>
                    <SECTNO>§ 71.1</SECTNO>
                    <SUBJECT>[Amended]</SUBJECT>
                </SECTION>
                <AMDPAR>2. The incorporation by reference in 14 CFR 71.1 of FAA Order JO 7400.11G, Airspace Designations and Reporting Points, dated August 19, 2022, and effective September 15, 2022, is amended as follows:</AMDPAR>
                <HD SOURCE="HD2">Paragraph 6011 United States Area Navigation Routes.</HD>
                <STARS/>
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                    <ROW EXPSTB="02">
                        <ENT I="22">
                            <E T="02">T-302 CUKIS, OR to GRIFT, IL</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">CUKIS, OR</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 45°20′59.59″ N, long. 122°21′49.41″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">JJETT, OR</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 44°56′35.43″ N, long. 121°40′56.36″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CUPRI, OR</ENT>
                        <ENT>FIX</ENT>
                        <ENT>(Lat. 44°37′03.76″ N, long. 121°15′13.89″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ZUDMI, OR</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 44°19′59.29″ N, long. 120°28′10.92″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Wildhorse, OR (ILR)</ENT>
                        <ENT>VOR/DME</ENT>
                        <ENT>(Lat. 43°35′35.27″ N, long. 118°57′18.18″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">JOSTN, OR</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 43°34′16.92″ N, long. 117°53′51.34″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">UKAYI, ID</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 43°46′57.60″ N, long. 117°05′24.14″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ADEXE, ID</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 43°30′16.79″ N, long. 116°26′53.72″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CANEK, ID</ENT>
                        <ENT>FIX</ENT>
                        <ENT>(Lat. 43°18′57.88″ N, long. 115°48′28.06″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ALKAL, ID</ENT>
                        <ENT>FIX</ENT>
                        <ENT>(Lat. 43°00′58.35″ N, long. 115°19′41.26″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">FEVDO, ID</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 42°53′48.88″ N, long. 115°02′00.30″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">TOXEE, ID</ENT>
                        <ENT>FIX</ENT>
                        <ENT>(Lat. 42°41′41.81″ N, long. 114°27′13.10″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">JADUP, ID</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 42°44′32.00″ N, long. 113°42′15.22″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">MIKAE, WY</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 42°06′36.88″ N, long. 110°35′59.28″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">BXTER, WY</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 41°53′13.97″ N, long. 110°04′52.38″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">EEBEE, WY</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 41°44′07.05″ N, long. 109°35′10.21″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">REGVE, WY</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 41°38′35.07″ N, long. 109°20′30.96″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Rock Springs, WY (OCS)</ENT>
                        <ENT>VOR/DME</ENT>
                        <ENT>(Lat. 41°35′24.76″ N, long. 109°00′55.18″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">FIKLA, WY</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 41°56′20.50″ N, long. 106°57′11.03″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Medicine Bow, WY (MBW)</ENT>
                        <ENT>VOR/DME</ENT>
                        <ENT>(Lat. 41°50′43.88″ N, long. 106°00′15.42″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Scottsbluff, NE (BFF)</ENT>
                        <ENT>VORTAC</ENT>
                        <ENT>(Lat. 41°53′38.99″ N, long. 103°28′55.31″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">WAKPA, NE</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 42°03′21.64″ N, long. 103°04′57.99″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Alliance, NE (AIA)</ENT>
                        <ENT>VOR/DME</ENT>
                        <ENT>(Lat. 42°03′20.27″ N, long. 102°48′16.00″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">MARSS, NE</ENT>
                        <ENT>FIX</ENT>
                        <ENT>(Lat. 42°27′48.92″ N, long. 100°36′15.32″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PUKFA, NE</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 42°22′59.52″ N, long. 099°59′36.42″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">GIYED, NE</ENT>
                        <ENT>FIX</ENT>
                        <ENT>(Lat. 42°30′22.02″ N, long. 099°08′05.55″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">LLUKY, NE</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 42°29′20.26″ N, long. 098°38′11.44″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">KAATO, IA</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 42°35′06.89″ N, long. 095°58′53.08″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">ROKKK, IA</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 42°37′00.00″ N, long. 094°04′03.00″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Waterloo, IA (ALO)</ENT>
                        <ENT>VOR/DME</ENT>
                        <ENT>(Lat. 42°33′23.39″ N, long. 092°23′56.13″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Dubuque, IA (DBQ)</ENT>
                        <ENT>VORTAC</ENT>
                        <ENT>(Lat. 42°24′05.29″ N, long. 090°42′32.68″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">JOOLZ, IL</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 42°20′41.49″ N, long. 090°12′12.00″ W)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">GRIFT, IL</ENT>
                        <ENT>WP</ENT>
                        <ENT>(Lat. 42°17′28.14″ N, long. 088°53′41.42″ W)</ENT>
                    </ROW>
                </GPOTABLE>
                <STARS/>
                <SIG>
                    <DATED>Issued in Washington, DC, on July 13, 2023.</DATED>
                    <NAME>Karen Chiodini,</NAME>
                    <TITLE>Acting Manager, Airspace Rules and Regulations.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15208 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <CFR>40 CFR Part 62</CFR>
                <DEPDOC>[EPA-R05-OAR-2023-0283; FRL-11127-01-R5]</DEPDOC>
                <SUBJECT>Air Plan Approval; Indiana; Municipal Solid Waste Landfill State Plan Approval for Designated Facilities and Pollutants</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Environmental Protection Agency (EPA) is proposing to approve Indiana's state plan to control air pollutants from Municipal Solid Waste (MSW) Landfills. The Indiana Department of Environmental Management (IDEM) submitted the state plan on March 20, 2023. The Indiana MSW landfill state plan was submitted to fulfill the state's obligations under section 111(d) of the Clean Air Act (CAA) to implement and enforce the requirements under the MSW Landfills Emission Guidelines. The EPA is proposing to approve the state plan.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received on or before August 18, 2023.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit your comments, identified by Docket ID No. EPA-R05-OAR-2023-0283 at 
                        <E T="03">https://www.regulations.gov,</E>
                         or via email to 
                        <E T="03">hulting.melissa@epa.gov.</E>
                         For comments submitted at 
                        <E T="03">Regulations.gov,</E>
                         follow the online instructions for submitting comments. Once submitted, comments cannot be edited or removed from 
                        <E T="03">Regulations.gov.</E>
                         For either manner of submission, EPA may publish any comment received to its public docket. Do not submit electronically any information you consider to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Multimedia submissions (audio, video, etc.) must be accompanied by a written comment. The written comment is considered the official comment and should include discussion of all points you wish to make. EPA will generally not consider comments or comment contents located outside of the primary submission (
                        <E T="03">i.e.</E>
                         on the web, cloud, or other file sharing system). For additional submission methods, please contact the person identified in the 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         section. For the full EPA public comment policy, information about CBI or multimedia submissions, and general guidance on making effective comments, please visit 
                        <E T="03">https://www2.epa.gov/dockets/commenting-epa-dockets.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Margaret Sieffert, Clean Air Strategies Section, Air Toxics Branch (AT-18J), Environmental Protection Agency, Region 5, 77 West Jackson Boulevard, Chicago, Illinois 60604, (312) 353-1151, 
                        <E T="03">sieffert.margaret@epa.gov.</E>
                         The EPA Region 5 office is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding Federal holidays and facility closures due to COVID-19.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Throughout this document whenever “we,” “us,” or “our” is used, we mean EPA.</P>
                <HD SOURCE="HD1">I. Background</HD>
                <P>
                    Section 111 of the CAA, “Standards of Performance for New Stationary Sources,” directs the EPA to establish emission standards for stationary sources of air pollution that could potentially endanger public health or welfare. These standards are referred to as New Source Performance Standards (NSPS). Section 111(b) directs EPA to publish and periodically revise a list of categories of stationary sources which cause or significantly contribute to air pollution, and to establish NSPS within these categories. Section 111(b)(1)(B) applies to new sources. Section 111(d) addresses the process by which the EPA and states regulate standards of performance for existing sources belonging to those categories established in section 111(b). When NSPS are 
                    <PRTPAGE P="46124"/>
                    promulgated for new sources, section 111(d) and EPA regulations require that the EPA publish an Emission Guideline (EG) to regulate the same pollutants from existing facilities. While NSPS are directly applicable to new sources, EGs for existing sources (designated facilities) are intended for states to use to develop a state plan to submit to the EPA.
                </P>
                <P>State plan submittal and revisions under CAA section 111(d) must be consistent with the applicable EG and the requirements of 40 CFR part 60, subpart B, and part 62, subpart A. The regulations at 40 CFR part 60, subpart B, contain general provisions applicable to the adoption and submittal of state plans under CAA section 111(d). Additionally, 40 CFR part 62, subpart A, provides the procedural framework by which the EPA will approve or disapprove such plans submitted by a state. Once approved by the EPA, the state plan becomes federally enforceable. If a State does not submit an approvable state plan to the EPA, the EPA is responsible for developing, implementing, and enforcing a Federal plan.</P>
                <P>The MSW landfills NSPS for new landfills and EG for existing landfills were first promulgated by the EPA on March 12, 1996, in 40 CFR part 60, subparts WWW and Cc, respectively (61 FR 9905). On August 29, 2016, EPA finalized revisions to the MSW landfill NSPS and EG in 40 CFR part 60, subparts XXX and Cf, respectively (81 FR 59332; 81 FR 59313). The 2016 EG revision updates the control requirements and monitoring, reporting, and recordkeeping provisions for existing MSW landfill sources.</P>
                <P>The current MSW landfill EG, found at 40 CFR part 60, subpart Cf, pertains to the regulation of landfill gas and its components, including methane, from MSW landfills for which construction, reconstruction, or modification was commenced on or before July 17, 2014. Pursuant to section 111(d) of the CAA and 40 CFR part 60, subpart B, states are required to revise their state plans to comply with the amended regulations. On May 21, 2021, EPA finalized the MSW landfill federal plan in 40 CFR part 62, subpart OOO (86 FR 27756). EPA issued technical amendments on February 3, 2022 for both the NSPS in 40 CFR part 60 subpart XXX and the federal plan in 40 CFR part 62, subpart OOO (87 FR 8202). The MSW landfill federal plan at 40 CFR part 62, subpart OOO, applies to states that do not have an EPA-approved state plan based on 40 CFR part 60 subpart Cf. Therefore, the MSW landfill federal plan is currently in effect in Indiana.</P>
                <P>IDEM submitted a MSW landfill state plan on September 30, 1999. EPA approved the state plan and it became effective on May 30, 2000 (65 FR 1632). In order to fulfill obligations under CAA section 111(d) to submit a revised state plan to reflect amendments to the MSW landfill EG, IDEM submitted a revised MSW landfill state plan on March 20, 2023. IDEM incorporated by reference the federal plan located at 40 CFR part 62, subpart OOO to use as the underlying rule which implements and enforces the applicable provisions under the MSW landfill EG at 40 CFR part 60, subpart Cf. For the reasons discussed below, EPA believes that the Indiana MSW landfill state plan meets the relevant requirements of the CAA section 111(d) implementing regulations at 40 CFR part 60, subpart B and 40 CFR part 60, subpart Cf.</P>
                <HD SOURCE="HD1">II. What does the State plan contain and what is EPA's analysis?</HD>
                <P>EPA has evaluated the Indiana MSW landfill state plan to determine whether the state plan meets applicable requirements from the MSW landfills EG at 40 CFR part 60, subpart Cf, and the CAA section 111(d) implementing regulations at 40 CFR part 60, subpart B. EPA's detailed rationale and discussion on the Indiana MSW landfill state plan can be found in the EPA Technical Support Document (TSD), located in the docket for this rulemaking. The applicable provisions and EPA's analysis are briefly summarized below.</P>
                <P>A. A demonstration of the state's legal authority to carry out the MSW landfill state plan as required by 40 CFR 60.26. IDEM has provided a detailed list which demonstrated that it has such legal authority.</P>
                <P>B. Identification of enforceable state mechanisms that the State selected for implementing the EGs as required by 40 CFR 60.24. IDEM has incorporated by reference the federal plan at 40 CFR part 62, subpart OOO as its state rule into the Indiana Administrative Code (IAC) via Article 326 IAC 8-8.2. EPA retains the authorities listed in 40 CFR 62.16710(b) that are not delegable to state, local or Tribal agencies. If a design plan includes alternative requests as listed as non-delegable under 40 CFR 62.16710(b), IDEM must forward to EPA for review and approval prior to approving.</P>
                <P>C. An inventory of affected MSW landfills, including those that have ceased operation but have not been dismantled as required by 40 CFR 60.25(a). IDEM has provided this.</P>
                <P>D. An inventory of the emissions from affected MSW landfills as required by 40 CFR 60.25(a). IDEM has provided this.</P>
                <P>E. Emission limitations for affected MSW Landfills that are at least as protective as the EGs as required by 60.24(c). IDEM references the emission limitations contained in 40 CFR 62 subpart OOO, which are consistent with the provisions of 40 CFR 60 Subpart Cf.</P>
                <P>F. Compliance schedules for each affected MSW landfills as required by 60.24(e)(1). IDEM references the compliance schedules contained in 40 CFR 62 subpart OOO, which are consistent with the provisions of 40 CFR 60 subpart Cf.</P>
                <P>G. Performance testing, recordkeeping and reporting requirements as required by 60.25. IDEM references the performance testing, recordkeeping and reporting requirements contained in 40 CFR 62 subpart OOO, which are consistent with the provisions of 40 CFR 60 subpart Cf.</P>
                <P>H. Certification that the hearing on the state plan was held, a list of witnesses and their organizational affiliations, if any, appearing at the hearing, and a brief written summary of each presentation or written submission as required by 40 CFR 60.23. IDEM received approval on November 15, 2022, for an alternative public hearing request and adhered to this alternative.</P>
                <P>I. A provision for state progress reports to EPA as required by 40 CFR 61.25(e) and (f). IDEM commits to submitting annual progress reports to EPA. Each progress report will include: enforcement actions, achievement of increments of progress, identification of sources that have ceased operation, emission inventory updates, and copies of technical reports on all emission testing, including concurrent process data.</P>
                <HD SOURCE="HD1">III. Does the State plan meet the EPA requirements?</HD>
                <P>
                    The Indiana MSW landfill state plan submittal package includes all materials necessary to be deemed administratively and technically complete according to the criteria of 40 CFR part 60, subpart B and 40 CFR part 60, subpart Cf. EPA evaluated the Indiana MSW Landfill state plan and related information submitted by IDEM for consistency with the CAA, EPA regulations and policy. The Indiana MSW landfill state plan has been evaluated in detail, as described more fully in the TSD. For the reasons discussed above and in the TSD, EPA has determined that the state plan meets all applicable requirements and, therefore, is approving it.
                    <PRTPAGE P="46125"/>
                </P>
                <HD SOURCE="HD1">IV. What action is EPA taking?</HD>
                <P>EPA is proposing to approve the state plan which IDEM submitted on March 20, 2023, for the control of emissions from existing MSW landfill sources in the State and to amend 40 CFR part 62, subpart P, to codify EPA's approval. EPA is proposing to find that the Indiana MSW landfill state plan is at least as protective as the federal requirements provided under the MSW landfill EG, codified at 40 CFR part 60, subpart Cf. Once approved by EPA, the Indiana MSW landfill state plan will become federally enforceable.</P>
                <HD SOURCE="HD1">V. Statutory and Executive Order Reviews</HD>
                <P>Under the CAA, the Administrator is required to approve a CAA section 111(d) submission that complies with the provisions of the CAA and applicable Federal regulations. 42 U.S.C. 7411(d); 42 U.S.C. 7429; 40 CFR part 60, subparts B and Cf; and 40 CFR part 62, subparts A and OOO. Thus, in reviewing CAA section 111(d) state plan submissions, EPA's role is to approve state choices, provided that they meet the criteria of the CAA. Accordingly, this action merely approves state law as meeting Federal requirements and does not impose additional requirements beyond those imposed by state law. For that reason, this action:</P>
                <P>• Is not a significant regulatory action subject to review by the Office of Management and Budget under Executive Orders 12866 (58 FR 51735, October 4, 1993) and 14094 (88 FR 21879, April 11, 2023);</P>
                <P>
                    • Does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    );
                </P>
                <P>
                    • Is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601 
                    <E T="03">et seq.</E>
                    );
                </P>
                <P>• Does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
                <P>• Does not have federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
                <P>• Is not subject to Executive Order 13045 (62 FR 19885, April 23, 1997) because it approves a state program;</P>
                <P>• Is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001); and</P>
                <P>• Is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the CAA.</P>
                <P>In addition, the CAA section 111(d) submission is not approved to apply on any Indian reservation land or in any other area where EPA or an Indian tribe has demonstrated that a tribe has jurisdiction. In those areas of Indian country, the rule does not have tribal implications and will not impose substantial direct costs on tribal governments or preempt tribal law as specified by Executive Order 13175 (65 FR 67249, November 9, 2000).</P>
                <P>Executive Order 12898 (Federal Actions To Address Environmental Justice in Minority Populations and Low-Income Populations, 59 FR 7629, February 16, 1994) directs Federal agencies to identify and address “disproportionately high and adverse human health or environmental effects” of their actions on minority populations and low-income populations to the greatest extent practicable and permitted by law. EPA defines environmental justice (EJ) as “the fair treatment and meaningful involvement of all people regardless of race, color, national origin, or income with respect to the development, implementation, and enforcement of environmental laws, regulations, and policies.” EPA further defines the term fair treatment to mean that “no group of people should bear a disproportionate burden of environmental harms and risks, including those resulting from the negative environmental consequences of industrial, governmental, and commercial operations or programs and policies.”</P>
                <P>IDEM did not evaluate environmental justice considerations as part of its 111(d) state plan submittal; the CAA and applicable implementing regulations neither prohibit nor require such an evaluation. EPA did not perform an EJ analysis and did not consider EJ in this action. Consideration of EJ is not required as part of this action, and there is no information in the record inconsistent with the stated goal of E.O. 12898 of achieving environmental justice for people of color, low-income populations, and Indigenous peoples.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR Part 62</HD>
                    <P>Environmental protection, Air pollution control, Intergovernmental relations, Reporting and recordkeeping requirements, Waste treatment and disposal.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Dated: July 13, 2023.</DATED>
                    <NAME>Debra Shore,</NAME>
                    <TITLE>Regional Administrator, Region 5.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15288 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <CFR>40 CFR Parts 720, 721, 723, and 725</CFR>
                <DEPDOC>[EPA-HQ-OPPT-2022-0902; FRL-7906-03-OCSPP]</DEPDOC>
                <RIN>RIN 2070-AK65</RIN>
                <SUBJECT>Updates to New Chemicals Regulations Under the Toxic Substances Control Act (TSCA); Extension of Comment Period</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule; extension of comment period.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Environmental Protection Agency (EPA) is extending the comment period for the proposed rule entitled “Updates to New Chemicals Regulations Under the Toxic Substances Control Act (TSCA)” that published in the 
                        <E T="04">Federal Register</E>
                         on May 26, 2023, with an established public comment period that was scheduled to end on July 25, 2023. In response to requests for additional time to develop and submit comments on the proposed rule, EPA is extending the comment period for an additional 14 days, 
                        <E T="03">i.e.,</E>
                         from July 25, 2023, to August 8, 2023.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The comment period for the proposed rule published on May 26, 2023, at 88 FR 34100 (FRL-7906-01-OCSPP), is now extended. Comments must be received on or before August 8, 2023.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit your comments, identified by docket identification (ID) number EPA-HQ-OPPT-2022-0902, through the Federal eRulemaking Portal at 
                        <E T="03">https://www.regulations.gov.</E>
                         Follow the online instructions for submitting comments. Do not submit electronically any information you consider to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Additional instructions on commenting and visiting the docket, along with more information about dockets generally, is available at 
                        <E T="03">https://www.epa.gov/dockets.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P/>
                    <P>
                        <E T="03">For technical information contact:</E>
                         Tyler Lloyd, New Chemicals Division (7405M), Office of Pollution Prevention and Toxics, Environmental Protection Agency, 1200 Pennsylvania Ave. NW, Washington, DC 20460-0001; telephone 
                        <PRTPAGE P="46126"/>
                        number: (202) 564-4016; email address: 
                        <E T="03">lloyd.tyler@epa.gov.</E>
                    </P>
                    <P>
                        <E T="03">For general information contact:</E>
                         The TSCA-Hotline, ABVI-Goodwill, 422 South Clinton Ave., Rochester, NY 14620; telephone number: (202) 554-1404; email address: 
                        <E T="03">TSCA-Hotline@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    This document extends the public comment period established in the 
                    <E T="04">Federal Register</E>
                     of May 26, 2023 (88 FR 34100) (FRL-7906-01-OCSPP) for 14 days, from July 25, 2023, to August 8, 2023.
                </P>
                <P>
                    This extension is in response to requests that EPA received which asked for additional time to develop and submit comments on the proposed rule. After considering several factors, EPA believes it is appropriate to extend the comment period for 14 days to give stakeholders additional time to review the documents and prepare comments. If you have questions, consult the technical person listed under 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                    .
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR Parts 720, 721, 723, and 725</HD>
                    <P>Environmental protection, Chemicals, Hazardous materials, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Dated: July 12, 2023.</DATED>
                    <NAME>Michal Freedhoff,</NAME>
                    <TITLE>Assistant Administrator, Office of Chemical Safety and Pollution Prevention.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15275 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </PRORULE>
    </PRORULES>
    <VOL>88</VOL>
    <NO>137</NO>
    <DATE>Wednesday, July 19, 2023</DATE>
    <UNITNAME>Notices</UNITNAME>
    <NOTICES>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="46127"/>
                <AGENCY TYPE="F">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Food and Nutrition Service</SUBAGY>
                <SUBJECT>Agency Information Collection Activities: Turnip the Beet! High Quality Summer Meals</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Food and Nutrition Service (FNS), USDA.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Paperwork Reduction Act of 1995, this notice invites the general public and other public agencies to comment on this proposed information collection. This collection is an extension, without change, of a previously approved collection for which approval will expire on September 30, 2023, for recognizing program sponsors' nutrition efforts in the Summer Food Service Program (SFSP) or the National School Lunch Program (NSLP) Seamless Summer Option (SSO).</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments must be received on or before September 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Comments may be submitted in writing by one of the following methods: 
                        <E T="03">Online (preferred):</E>
                         Go to 
                        <E T="03">http://www.regulations.gov,</E>
                         and follow the online instructions for submitting comments electronically; or 
                        <E T="03">Mail:</E>
                         Alice McKenney, Community Meals Policy Division, Child Nutrition Programs, USDA Food and Nutrition Service, 1320 Braddock Place, Alexandria, VA 22314.
                    </P>
                    <P>All responses to this notice will be summarized and included in the request for Office of Management and Budget approval. All comments will be a matter of public record.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Requests for additional information or copies of this information collection should be directed to Alice McKenney, Community Meals Policy Division, Child Nutrition Programs, USDA Food and Nutrition Service, 1320 Braddock Place, Alexandria, VA 22314; telephone: 703-305-2054.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Comments are invited on:</E>
                     (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions that were used; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on those who are to respond, including use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology.
                </P>
                <P>
                    <E T="03">Title:</E>
                     Turnip the Beet! High Quality Summer Meals Award Program.
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     0584-0658.
                </P>
                <P>
                    <E T="03">Expiration Date:</E>
                     9/30/2023.
                </P>
                <P>
                    <E T="03">Type of Request:</E>
                     Extension, without change, of a currently approved collection.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     The Summer Food Service Program (SFSP) and National School Lunch Program (NSLP) Seamless Summer Option (SSO) were established to ensure that children and teens continue to receive nutritious meals when school is not in session. Turnip the Beet is a voluntary award initiative to recognize participating sponsoring organizations (program sponsors) that work hard to offer high quality, nutritious meals during the summer months.
                </P>
                <P>The purpose of this voluntary recognition initiative is to encourage Summer Meal Programs' sponsors to offer higher quality, nutritious meals that make a positive impact on children's healthy development. This information collection allows the Food and Nutrition Service (FNS) to more accurately assess the quality of meal service in order to determine whether the individual sponsor qualifies for recognition, and at what level.</P>
                <P>The Turnip the Beet award is presented at three levels (bronze, silver, and gold) to sponsors providing meals that are appetizing, appealing, and nutritious. The award is open to all program sponsors across the nation who are in good standing, including SFSP sponsors and NSLP/SSO sponsors. All nominated sponsors must be in compliance with SFSP or NSLP/SSO regulations, as applicable.</P>
                <P>Sponsors may submit a self-nomination or be nominated by another party. The sponsor or other party must complete and submit a nomination packet, which includes the short Turnip the Beet Nomination Form, and submit a one-month menu, to their Summer Meals State agency contact. Menus should provide sufficient detail to judge whether they meet award criteria; for example, a menu should describe whether fruits and vegetables are fresh, frozen, canned or dried, as well as identify whole grain-rich and local food items. Sponsors may choose to submit other supporting documents to further demonstrate the quality of their meals, such as news clips about the program, photos, testimonials, or invoices of local food purchases.</P>
                <P>The nominations will be submitted to State agencies, which have the discretion to choose their internal submission due dates. The State agency contacts will ensure the sponsor: (1) participated in SFSP or SSO in the award year; (2) is in good standing with no major findings or all corrective actions are complete and implemented; (3) was not found seriously deficient in the past two years, at the time of the application, and has never been terminated from the Summer Meal Programs; and (4) submitted an application that meets meal pattern requirements. The State agency can also provide an optional statement of support for the nominee.</P>
                <P>All nominations must be forwarded by the State agency contact to their Regional Office at a set September date following the program year. FNS will notify the winners in writing early the following calendar year. Depending on the award level attained, sponsors will receive a certificate from FNS, will be featured on the USDA blog, or will be featured on the online Capacity Builder tool as a Turnip the Beet winner.</P>
                <P>
                    <E T="03">Affected Public:</E>
                     Sponsors (businesses); and State agencies (State governments).
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     For program year 2024, FNS expects nominations from 150 sponsors in 36 States, for a total of 186 respondents.
                </P>
                <P>
                    <E T="03">Estimated Number of Responses per Respondent:</E>
                     Sponsors will voluntarily 
                    <PRTPAGE P="46128"/>
                    complete one nomination packet for the program year. State agencies will review each nomination received from sponsors in their respective States one time; State agencies are expected to receive an average of 4.167 nominations each.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Responses:</E>
                     FNS expects 150 nominations from sponsors, which will then be reviewed by State agencies. The total annual responses is 300.
                </P>
                <P>
                    <E T="03">Estimated Time per Response:</E>
                     The estimated time of response varies from 30 to 60 minutes per nomination, depending on respondent group. FNS estimates it will take each sponsor approximately 1 hour to complete the nomination form, compile other supplemental information, and submit the nomination packet to the State agency. FNS estimates it will take each reviewing State agency approximately 30 minutes to review each nomination packet and complete a one-page checklist to verify that the nominees are eligible for the award. The table below illustrates the burden on both sponsors and State agencies, with an average total estimated time of 1.5 hours.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden on Respondents:</E>
                     225 hours. See the table below for estimated total annual burden for each type of respondent.
                </P>
                <GPOTABLE COLS="6" OPTS="L2,tp0,i1" CDEF="s50,11,11,10,12,10">
                    <BOXHD>
                        <CHED H="1">Respondent</CHED>
                        <CHED H="1">
                            Estimated number
                            <LI>respondents</LI>
                        </CHED>
                        <CHED H="1">Responses annually per respondent</CHED>
                        <CHED H="1">Total annual responses</CHED>
                        <CHED H="1">
                            Estimated avg. number of hours per
                            <LI>response</LI>
                        </CHED>
                        <CHED H="1">
                            Estimated
                            <LI>total hours</LI>
                        </CHED>
                    </BOXHD>
                    <ROW EXPSTB="05" RUL="s">
                        <ENT I="21">
                            <E T="02">Reporting Burden</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00" RUL="s">
                        <ENT I="01">Program Sponsors (Businesses)</ENT>
                        <ENT>150</ENT>
                        <ENT>1.00</ENT>
                        <ENT>150</ENT>
                        <ENT>1.00</ENT>
                        <ENT>150.00</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">State Agency Employees</ENT>
                        <ENT>36</ENT>
                        <ENT>4.1666667</ENT>
                        <ENT>150</ENT>
                        <ENT>0.50</ENT>
                        <ENT>75.00</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total Reporting Burden</ENT>
                        <ENT>186</ENT>
                        <ENT/>
                        <ENT>300</ENT>
                        <ENT/>
                        <ENT>225.00</ENT>
                    </ROW>
                </GPOTABLE>
                <SIG>
                    <NAME>Tameka Owens,</NAME>
                    <TITLE>Assistant Administrator, Food and Nutrition Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15286 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3410-30-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Food and Nutrition Service</SUBAGY>
                <SUBJECT>Agency Information Collection Activities: Proposed Collection; Comments Request—Understanding Risk Assessment in Supplemental Nutrition Assistance Program (SNAP) Payment Accuracy Study</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Food and Nutrition Service (FNS), USDA.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Paperwork Reduction Act of 1995, this notice invites the general public and other public agencies to comment on this proposed information collection. This collection is a new collection. The primary purpose of this study is to provide FNS with information about SNAP State agencies' use of risk assessment (RA) tools to reduce payment errors, the effects of these tools, and best practices for FNS and the SNAP State agencies to consider in the development and use of RA tools. RA tools may apply statistical models using SNAP household characteristics to estimate the relative risk of improper payment.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments must be received on or before September 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Comments may be sent to: Eric Williams, Food and Nutrition Service, U.S. Department of Agriculture, 1320 Braddock Place, Alexandria, VA 22314. Comments may also be submitted via email to 
                        <E T="03">eric.williams@usda.gov.</E>
                         Comments will also be accepted through the Federal eRulemaking Portal. Go to 
                        <E T="03">https://www.regulations.gov,</E>
                         and follow the online instructions for submitting comments electronically. All written comments will be open for public inspection at the office of FNS during regular business hours (8:30 a.m. to 5 p.m. Monday through Friday) at 1320 Braddock Place, Alexandria, VA 22314. All responses to this notice will be summarized and included in the request for Office of Management and Budget approval. All comments will be a matter of public record.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Requests for additional information or copies of this information collection should be directed to Eric Williams at 703-305-2640.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Comments are invited on the following topics: (a) whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions that were used; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology.</P>
                <P>
                    <E T="03">Title:</E>
                     Understanding Risk Assessment in Supplemental Nutrition Assistance Program (SNAP) Payment Accuracy.
                </P>
                <P>
                    <E T="03">Form Number:</E>
                     Not applicable.
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     0584-NEW.
                </P>
                <P>
                    <E T="03">Expiration Date:</E>
                     Not yet determined.
                </P>
                <P>
                    <E T="03">Type of Request:</E>
                     New collection.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     The Supplemental Nutrition Assistance Program (SNAP) is the largest hunger safety net program in the United States, providing food assistance benefits to roughly one in eight Americans. SNAP is administered by the U.S. Department of Agriculture's (USDA) Food and Nutrition Service (FNS). Although the benefits are federally funded and must be issued in accordance with Federal statutes and regulations, SNAP State agencies are responsible for determining eligibility and calculating appropriate benefit amounts for eligible participants. SNAP State agencies have flexibility in administering the program through a range of policy options, waivers of regulations, and demonstration projects. The challenges associated with accurately documenting households' circumstances and calculating benefits within the context of complex regulations, options, and waivers lead to a degree of improper payments.
                </P>
                <P>
                    The Payment Integrity Information Act of 2019 continues the work of previous related legislation in requiring Federal agencies to track and mitigate improper payments, which are defined as payments that either should not have been made or were made in an incorrect 
                    <PRTPAGE P="46129"/>
                    amount. FNS and the SNAP State agencies use SNAP Quality Control (QC) to closely monitor the program for improper payments. SNAP State agencies must conduct a QC review of a random sample of current cases each month (referred to as active cases) to identify underpayments and overpayments and calculate total payment error. At the end of the review period for each month's cases, the SNAP State agencies share the case files and results with Federal SNAP staff, who review a subsample of the cases for accuracy and use the results to calculate an annual official payment error rate for each State agency's official payment error rate.
                </P>
                <P>Some social welfare agencies and criminal justice organizations have begun using risk assessment (RA) tools. These tools apply a statistical model to case characteristics to estimate the relative risk of a particular outcome. Agencies that use RA tools may use the output to allocate staff resources such that the riskiest cases receive the most time and attention. This is intended to improve program outcomes but may have unintended consequences. As RA tool use becomes more common across social sectors, it is critical to address the risk of bias in these tools. Bias can enter RA tools through the data used to build them and the way the tool uses those data to predict risk and may impinge on civil rights by leading to disparate treatments and/or disparate impacts.</P>
                <P>
                    FNS is conducting a study, 
                    <E T="03">Understanding Risk Assessment in Supplemental Nutrition Assistance Program (SNAP) Payment Accuracy,</E>
                     to develop a comprehensive picture of whether and how SNAP State agencies use RA tools and determine if these tools create disparate impacts on protected classes. The key research objectives follow: (1) determine which States use RA tools to reduce error rates; (2) determine what factors and variables are being used in RA tools; (3) identify how SNAP State agencies act on the results of their RA tools; (4) determine whether SNAP State agencies' RA tools are successful in reducing error rates; (5) determine if the RA tools create (or relieve) racial or other disparities by which individuals are flagged for further review; and (6) determine best practices in the development and use of RA tools.
                </P>
                <P>The study approach includes a survey, case studies, and a request for administrative data from SNAP State agencies. Data will be collected via a web-based census survey of the 53 SNAP State agencies. Case studies will be completed with six SNAP State agencies; these case studies will include telephone interviews with up to five types of State-level staff and up to two types of local SNAP agency staff (as applicable). The types of State-level staff will include RA tool development leads, SNAP Quality Control Directors, SNAP Quality Assurance Directors, IT systems staff, and data analysis staff. The types of local SNAP agency staff will include local agency supervisors and local agency eligibility staff. The study team will also request administrative data from the SNAP State agencies that use an RA tool.</P>
                <P>
                    <E T="03">Affected Public:</E>
                     Respondent groups identified include the following: (1) individuals/households (pretest participants); and (2) State, local, and Tribal government (SNAP State agencies and SNAP local offices).
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     The total estimated sample size and the number of respondents is 100. The team expects all sample units to respond to all relevant data collection activities. The study includes 53 SNAP State agency directors and up to 5 other staff in 6 selected SNAP State agencies that use RA tools. The study also includes a SNAP local office supervisor and a local office eligibility staff member for local offices of relevant selected SNAP State agencies that use RA tools. The study also has 5 pretest participants from a pool of 5 possible pretest participants. Some pretest participants will pretest more than one instrument. The study team expects all SNAP State agencies to respond to the survey. The exact number of SNAP State agencies that use RA tools is currently unknown, but estimates suggest the number is 15 or fewer. Under the assumption that 15 SNAP State agencies have RA tools, the study team expects all 15 of these SNAP State agencies to respond to the survey and provide data on their RA tool. The team expects 6 of these 15 SNAP State agencies to also participate in case study interviews. These estimates assume all potential respondents will eventually respond to their relevant information collections.
                </P>
                <P>
                    <E T="03">Estimated Frequency of Response:</E>
                     The estimated frequency of response is 7.44 annually for respondents.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Responses:</E>
                     The total estimated number of responses for data collection is 744 from respondents.
                </P>
                <P>
                    <E T="03">Estimated Time per Respondent:</E>
                     The estimated time of response varies from 2 minutes to 1 hour and 45 minutes, depending on the respondent group and activity, as shown in table 1. The average estimated response is 0.15 hours.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden on Respondents:</E>
                     The total public reporting burden for this collection of information is estimated at 111 hours (annually). The estimated burden for each type of respondent is provided in table 1.
                </P>
                <BILCOD>BILLING CODE 3410-30-P</BILCOD>
                <GPH SPAN="3" DEEP="640">
                    <PRTPAGE P="46130"/>
                    <GID>EN19JY23.161</GID>
                </GPH>
                <GPH SPAN="3" DEEP="640">
                    <PRTPAGE P="46131"/>
                    <GID>EN19JY23.162</GID>
                </GPH>
                <GPH SPAN="3" DEEP="640">
                    <PRTPAGE P="46132"/>
                    <GID>EN19JY23.163</GID>
                </GPH>
                <GPH SPAN="3" DEEP="640">
                    <PRTPAGE P="46133"/>
                    <GID>EN19JY23.164</GID>
                </GPH>
                <GPH SPAN="3" DEEP="640">
                    <PRTPAGE P="46134"/>
                    <GID>EN19JY23.165</GID>
                </GPH>
                <GPH SPAN="3" DEEP="640">
                    <PRTPAGE P="46135"/>
                    <GID>EN19JY23.166</GID>
                </GPH>
                <SIG>
                    <PRTPAGE P="46136"/>
                    <NAME>Tameka Owens,</NAME>
                    <TITLE>Assistant Administrator, Food and Nutrition Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15209 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3410-30-C</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Natural Resources Conservation Service</SUBAGY>
                <DEPDOC>[Docket No. NRCS-2023-0012]</DEPDOC>
                <SUBJECT>Notice of Intent To Prepare an Environmental Impact Statement for the Joint System Canal Project, Jackson County, OR</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Natural Resources Conservation Service, USDA.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of Intent (NOI) to prepare an Environmental Impact Statement (EIS).</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Natural Resources Conservation Service (NRCS) Oregon State Office announces its intent to prepare a Watershed Plan and EIS for the Joint System Canal Project, located approximately 4 miles east of Eagle Point, in Jackson County, Oregon. The proposed Watershed Plan will examine alternatives through the EIS process for modernizing the Joint System Canal to improve agricultural water management. Medford Irrigation District (MID) is the sponsoring local organization for the project and Rogue River Valley Irrigation District (RRVID) is a partner organization. NRCS is requesting comments to identify significant issues, potential alternatives, and analyses relevant to the proposed action from all interested individuals, Federal and State agencies, and Tribes.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>We will consider comments that we receive by September 5, 2023. Comments received after close of the comment period will be considered to the extent possible.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>We invite you to submit comments in response to this notice. You may submit your comments through one of the methods below:</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal:</E>
                         Go to 
                        <E T="03">http://www.regulations.gov</E>
                         and search for docket ID NRCS-2023-0012. Follow the online instructions for submitting comments; or
                    </P>
                    <P>
                        • 
                        <E T="03">Mail or Hand Delivery:</E>
                         Jack Friend, District Manager, Medford Irrigation District, 5045 Jacksonville Hwy., Central Point, OR 97502. For written comments, specify the docket ID NRCS-2023-0012.
                    </P>
                    <P>
                        All comments received will be posted without change and made publicly available on 
                        <E T="03">www.regulations.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Gary Diridoni, telephone: (503) 414-3092; email: 
                        <E T="03">Gary.Diridoni@USDA.gov</E>
                         for questions related to submitting comments; or visit the project website at: 
                        <E T="03">https://oregonwatershedplans.org/medford-id.</E>
                         Individuals who require alternative means for communication should contact the U.S. Department of Agriculture (USDA) Target Center at (202) 720-2600 (voice and text telephone (TTY)) or dial 711 for Telecommunications Relay service (both voice and text telephone users can initiate this call from any telephone).
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Purpose and Need</HD>
                <P>The primary purpose of the proposed watershed project is to improve agricultural water management by modernizing the Joint System Canal in Jackson County, Oregon. Watershed planning is authorized under the Watershed Protection and Flood Prevention Act of 1954 (Pub. L. 83-566), as amended, and the Flood Control Act of 1944 (Pub. L. 78-534).</P>
                <P>The proposed project is needed due to existing system water losses, inefficient water delivery, and the risk of infrastructure failure. The Joint System Canal's age and deteriorating condition have reduced the water delivery reliability for agricultural, residential, industrial, and recreational uses. Catastrophic failure of the canal would flood adjacent properties and require water deliveries to be stopped while the canal was fixed, which could have large impacts to crops and users that rely on that water.</P>
                <P>MID and RRVID jointly own, operate, and maintain the Joint System Canal. The two irrigation districts collectively divert water from North Fork Little Butte Creek and South Fork Little Butte Creek into the North Fork Canal and the South Fork Canal, respectively. The North Fork and South Fork canals merge to form the 13-mile Joint System Canal, which conveys water to the Bradshaw Drop pipeline. At the Bradshaw Drop, the canal splits into MID's and RRVID's systems. Since the Joint System Canal is at the head of MID's and RRIVD's systems, the districts have identified eliminating this failure risk as critical to maintaining agricultural water supplies.</P>
                <P>The proposed project would modernize the Joint System Canal and associated siphons from the junction of the North Fork Canal and South Fork Canal to the Bradshaw Drop. The aging, earthen and concrete-lined canal loses approximately 6.7 cubic feet per second of water, or 4,850 acre-feet annually, due to seepage and evaporation. These water losses are equivalent to approximately 13 percent of the water conveyed annually and contribute to water supply challenges for the districts and local farms. Modernizing the canal would significantly reduce water losses, dramatically reduce the risk of failure, and improve water delivery reliability.</P>
                <P>MID and RRVID deliver water to irrigate approximately 2,225 farms and orchards on 21,758 irrigated acres in Jackson County, Oregon. Agricultural producers on these farms and orchards grow high value pears, wine grapes, and other fruit, as well as hay and other crops. Agriculture is an essential part of the Rogue Valley economy and agricultural production depends on reliable water deliveries from MID and RRVID. The districts also deliver water for outdoor residential use, industrial users, golf courses and cemeteries.</P>
                <P>Estimated federal funds required for the construction of the proposed action may exceed $25 million. The proposed action will therefore require congressional approval per the 2018 Agriculture Appropriations Act amended funding threshold. In accordance with 7 CFR 650.7(a)(2), an EIS is required for projects requiring congressional approval.</P>
                <HD SOURCE="HD1">Preliminary Proposed Action and Alternatives</HD>
                <P>The objective of the EIS is to formulate and evaluate alternatives for agricultural water management on the Joint System Canal. The EIS is expected to evaluate three alternatives: two action alternatives and a no action alternative. The alternatives that may be considered for detailed analysis include:</P>
                <FP SOURCE="FP-1">
                    —
                    <E T="03">Alternative 1—</E>
                     No Action: Taking no action would consist of activities carried out if no Federal action or funding were provided. No watershed project would be implemented, and the Joint System Canal and associated infrastructure would not be modernized.
                </FP>
                <FP SOURCE="FP-1">
                    —
                    <E T="03">Alternative 2—</E>
                     Proposed Action: This alternative would include the following system improvement measures including: piping the canal in primarily the existing alignment, with potentially small sections in new alignments, siphon replacement, access road improvements, and upgraded turnouts. Options for each measure would be evaluated.
                </FP>
                <FP SOURCE="FP-1">
                    —
                    <E T="03">Alternative 3</E>
                    —This alternative would include the following system improvement measures including: canal reshaping and lining in the existing alignment, canal stabilization, siphon replacement, access road improvements, and upgraded turnouts. Options for each measure would be evaluated.
                    <PRTPAGE P="46137"/>
                </FP>
                <HD SOURCE="HD1">Summary of Expected Impacts</HD>
                <P>
                    As mentioned above, initial cost estimates of the proposed actions have determined that the Federal contribution to construction will exceed $25 million, requiring congressional approval. Per 7 CFR 650.7, an EIS is required when projects require congressional action. The NRCS Oregon State Conservationist has determined that the preparation of an EIS is required for this watershed project. An EIS will be prepared as required by section 102(2)(C) of the National Environmental Policy Act (NEPA); the Council on Environmental Quality Regulations (40 CFR parts 1500-1508); and NRCS regulations that implement NEPA in 7 CFR part 650. In addition, the EIS will be prepared in accordance with the Principles, Requirements, and Guidelines for Water and Land Related Resources Implementation Studies (PR&amp;Gs, USDA NRCS 2017).
                    <SU>1</SU>
                    <FTREF/>
                     NEPA compliance will cover the analysis of various resource issues listed below, while compliance with the PR&amp;Gs will include additional assessments such as analyzing effects to ecosystem services and a National Economic Efficiency Analysis.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         USDA NRCS. (2017). 
                        <E T="03">Guidance for Conducting Analyses Under the Principles, Requirements, and Guidelines for Water and Land Related Resources Implementation Studies and Federal Water Resource Investments. https://www.usda.gov/directives/dm-9500-013.</E>
                    </P>
                </FTNT>
                <P>Environmental resources in the Joint System Canal Project area consist of the natural and human-made environment. Resource issues to be identified and addressed in the EIS include Cultural Resources, Economics, Soils, Land Use, Environmental Justice, Endangered and Threatened Species, Wildlife, Hydrology, Wetlands, Vegetation, and Climate Change. Other resources may be identified through the scoping process.</P>
                <HD SOURCE="HD1">Anticipated Permits and Authorizations</HD>
                <P>The following permits and authorizations are anticipated to be required:</P>
                <P>
                    • 
                    <E T="03">Endangered Species Act (ESA) Consultation.</E>
                     Consultation with the U.S. Fish and Wildlife Service will be conducted as required by the Endangered Species Act of 1973.
                </P>
                <P>
                    • 
                    <E T="03">Tribal Consultation.</E>
                     Consultation with the relevant Tribes will be conducted.
                </P>
                <P>
                    • 
                    <E T="03">Section 106 Consultation.</E>
                     Consultation with the Oregon State Historic Preservation Office and the Tribal Historic Preservation Office will be conducted as required by the National Historic Preservation Act (NHPA) of 1966.
                </P>
                <P>
                    • 
                    <E T="03">Clean Water Act (CWA) Section 404 Permit.</E>
                     Implementation of the proposed Federal action would require a CWA section 404 permit from the U.S. Army Corps of Engineers. Permitting with the U.S. Army Corps of Engineers regarding potential impacts will be finalized prior to final design and construction.
                </P>
                <HD SOURCE="HD1">Schedule of Decision-Making Process</HD>
                <P>
                    A Draft EIS (DEIS) will be prepared and circulated for review and comment by agencies, Tribes, consulting parties, and the public for at least 45 days as required by 40 CFR 1503.1, 1502.20, 1506.11, and 1502.17, and 7 CFR 650.13. The DEIS is anticipated to be published in the 
                    <E T="04">Federal Register</E>
                     approximately 16 months after publication of this NOI. A Final EIS is anticipated to be published within 6 months of completion of the public comment period for the DEIS.
                </P>
                <P>NRCS will decide whether to implement one of the alternatives as evaluated in the Final EIS. A NRCS Record of Decision (ROD) will be completed after the required 30-day waiting period review process (36 CFR part 218 or 36 CFR part 219) has concluded. The responsible federal official and decision maker for NRCS is the Oregon State Conservationist.</P>
                <HD SOURCE="HD1">Public Scoping Process</HD>
                <P>Public scoping meetings will be held in the Medford, Oregon area to determine the scope of the analysis to be presented in the DEIS. Meetings are scheduled to occur in the summer or fall of 2023 and will be held at public venues. Meeting locations and times will be determined closer to the dates of the events. Public notices will be placed in local newspapers and on the NRCS, MID, and RRVID websites. Additionally, a letter providing details on the public meetings and the scoping comment and objection processes will be sent to federal and state agencies, Tribes, local landowners, and interested parties.</P>
                <P>Public scoping meetings provide an opportunity to review and evaluate the Joint System Canal Project alternatives, express concern or support, and gain further information regarding the Joint System Canal Project. Comments received, including the names and addresses of those who comment, will be part of the public record. Comments submitted anonymously will be accepted and considered.</P>
                <HD SOURCE="HD1">Identification of Potential Alternatives, Information, and Analyses</HD>
                <P>NRCS invites agencies, Tribes, consulting parties, and individuals who have special expertise, legal jurisdiction, or interest to provide comments concerning the scope of the analysis and identification of potential alternatives, information, and analyses relevant to the Proposed Action in writing.</P>
                <P>NRCS will use the scoping process to help fulfill the public involvement process under section 106 of the NHPA (54 U.S.C. 306108), as provided in 36 CFR 800.2(d)(3). Information about historic and cultural resources within the area potentially affected by the proposed project will assist NRCS in identifying and evaluating impacts to resources in the context of both NEPA and section 106.</P>
                <P>NRCS will consult with Native American tribes on a government-to-government basis in accordance with 36 CFR 800.2 and 800.3, Executive Order 13175, and other policies. Tribal concerns, including impacts on Indian Trust Assets and potential impacts to cultural resources and historic properties, will be given full consideration.</P>
                <HD SOURCE="HD1">Authorities</HD>
                <P>This document is published pursuant to the NEPA regulations regarding publication of a NOI to issue an EIS (40 CFR 1501.9(d)). This EIS will be prepared to evaluate potential environmental impacts as required by section 102(2)(C) of NEPA; the Council on Environmental Quality regulations (40 CFR parts 1500-1508); and NRCS regulations that implement NEPA in 7 CFR part 650. Watershed planning is authorized under the Watershed Protection and Flood Prevention Act of 1954, as amended, (Pub. L. 83-566) and the Flood Control Act of 1944 (Pub. L. 78-534).</P>
                <HD SOURCE="HD1">Federal Assistance Programs</HD>
                <P>
                    The title and number of the Federal assistance programs, as found in the Assistance Listing,
                    <SU>2</SU>
                    <FTREF/>
                     to which this document applies, is 10.904, Watershed Protection and Flood Prevention.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         See 
                        <E T="03">https://sam.gov/content/assistance-listings.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Executive Order 12372</HD>
                <P>
                    Executive Order 12372, “Intergovernmental Review of Federal Programs,” requires consultation with State and local officials that would be directly affected by proposed Federal financial assistance. The objectives of the Executive Order are to foster an intergovernmental partnership and a strengthened federalism, by relying on State and local processes for State and local government coordination and review of proposed Federal financial assistance and direct Federal development. This Watershed Plan is 
                    <PRTPAGE P="46138"/>
                    subject to the provisions of Executive Order 12372, which requires intergovernmental consultation with State and local officials.
                </P>
                <HD SOURCE="HD1">USDA Non-Discrimination Policy</HD>
                <P>In accordance with Federal civil rights law and USDA civil rights regulations and policies, USDA, its agencies, offices, and employees, and institutions participating in or administering USDA programs are prohibited from discriminating based on race, color, national origin, religion, sex, gender identity (including gender expression), sexual orientation, disability, age, marital status, family or parental status, income derived from a public assistance program, political beliefs, or reprisal or retaliation for prior civil rights activity, in any program or activity conducted or funded by USDA (not all bases apply to all programs). Remedies and complaint filing deadlines vary by program or incident.</P>
                <P>Individuals who require alternative means of communication for program information (for example, braille, large print, audiotape, American Sign Language, etc.) should contact the responsible Agency or USDA TARGET Center at (202) 720-2600 (voice and text telephone) or dial 711 for Telecommunications Relay Service (both voice and text telephone users can initiate this call from any phone). Additionally, program information may be made available in languages other than English.</P>
                <P>
                    To file a program discrimination complaint, complete the USDA Program Discrimination Complaint Form, AD-3027, found online at: 
                    <E T="03">https://www.usda.gov/oascr/how-to-file-a-program-discrimination-complaint</E>
                     and at any USDA office or write a letter addressed to USDA and provide in the letter all the information requested in the form. To request a copy of the complaint form, call (866) 632-9992. Submit your completed form or letter to USDA by mail to: U.S. Department of Agriculture, Office of the Assistant Secretary for Civil Rights, 1400 Independence Avenue SW, Washington, DC 20250-9410 or email: 
                    <E T="03">OAC@usda.gov.</E>
                </P>
                <P>USDA is an equal opportunity provider, employer, and lender.</P>
                <SIG>
                    <NAME>Ronald Alvarado,</NAME>
                    <TITLE>Oregon State Conservationist, Natural Resources Conservation Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15212 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3410-16-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Census Bureau</SUBAGY>
                <SUBJECT>Agency Information Collection Activities; Submission to the Office of Management and Budget (OMB) for Review and Approval; Comment Request; Household Pulse Survey</SUBJECT>
                <P>On June 6, 2023, the Department of Commerce received clearance from the Office of Management and Budget (OMB) in accordance with the Paperwork Reduction Act of 1995 to conduct Phase 3.9 of the Household Pulse Survey (OMB No. 0607-1013, Exp. 10/31/23). The Household Pulse Survey was designed to meet a need for timely information associated with household experiences during the Covid-19 pandemic. The Department is committed to ensuring that the data collected by the Household Pulse Survey continue to meet information needs as they may evolve over the course of the pandemic. This notice serves to inform of the Department's intent to request clearance from OMB to make some revisions to the Household Pulse Survey questionnaire. To ensure that the data collected by the Household Pulse Survey continue to meet information needs as they evolve over the course of the pandemic, the Census Bureau submits this Request for Revision to an Existing Collection for a revised Phase 3.10 questionnaire.</P>
                <P>Phase 3.10 includes split-panel tests of two versions of the gender identity question and the placement of the health items in the instrument. The Phase 3.10 instrument also includes the return of the original Hispanic origin, race/ethnicity, childcare arrangements, and children's mental health behaviors items, and new questions on military participation of a spouse, shortages of critical products, difficulty accessing medical care/treatment during natural disasters, and a question asking the respondent if they will opt-in to receive optional surveys and email updates from the Bureau. There are also modifications to existing children's vaccine booster, infant formula, reasons not working, unemployment insurance, natural disaster, and contact information items. Several questions will be removed for Phase 3.10, including questions about obtaining at home COVID tests, not working due to the pandemic or natural disaster, households affected by the infant formula shortage, type of formula used, and best contact method.</P>
                <P>
                    It is the Department's intention to commence data collection using the revised instrument on or about August 23, 2023. The Department invites the general public and other Federal agencies to comment on proposed, and continuing information collections, which helps us assess the impact of our information collection requirements and minimize the public's reporting burden. Public comments were previously sought on the Household Pulse Survey via the 
                    <E T="04">Federal Register</E>
                     on May 19, 2020, June 3, 2020, February 1, 2021, April 13, 2021, June 24, 2021, October 26, 2021, January 24, 2022, April 18, 2022, July 2, 2022, November 10, 2022, and April 28, 2023. This notice allows for an additional 30 days for public comments on the proposed revisions.
                </P>
                <P>
                    <E T="03">Agency:</E>
                     U.S. Census Bureau, Department of Commerce.
                </P>
                <P>
                    <E T="03">Title:</E>
                     Household Pulse Survey.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     0607-1013.
                </P>
                <P>
                    <E T="03">Form Number(s):</E>
                     None.
                </P>
                <P>
                    <E T="03">Type of Request:</E>
                     Request for a Revision of a Currently Approved Collection.
                </P>
                <P>
                    <E T="03">Number of Respondents:</E>
                     141,552.
                </P>
                <P>
                    <E T="03">Average Hours per Response:</E>
                     20 minutes.
                </P>
                <P>
                    <E T="03">Burden Hours:</E>
                     46,712.
                </P>
                <P>
                    <E T="03">Needs and Uses:</E>
                     Data produced by the Household Pulse Survey are designed to inform on a range of topics related to households' experiences during the COVID-19 pandemic. Topics to date have included employment, facility to telework, travel patterns, income loss, spending patterns, food and housing security, amount of monthly rent and changes in monthly rent, access to benefits, mental health and access to care, difficulty with self-care and communicating, intent to receive the COVID-19 vaccine/booster, timing of coronavirus testing, use of coronavirus treatments, the experience of long COVID, post-secondary educational disruption, access to infant formula, the effects of increasing prices, natural disasters, school meals for children, and children's mental health treatment. The requested revision, if approved by OMB, will remove selected items from the questions for which utility has declined and add questions based on information needs expressed via public comment and in consult with other Federal agencies. The overall burden change to the public will be insignificant.
                </P>
                <P>
                    The Household Pulse Survey was initially launched in April, 2020 as an experimental project (see 
                    <E T="03">https://www.census.gov/data/experimental-data-products.html</E>
                    ) under emergency clearance from the Office of Management and Budget (OMB) initially granted April 19, 2020; regular clearance was subsequently sought and 
                    <PRTPAGE P="46139"/>
                    approved by OMB on October 30, 2020 (OMB No. 0607-1013; Exp. 10/30/2023).
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Households.
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     Households will be selected once to participate in a 20-minute survey.
                </P>
                <P>
                    <E T="03">Respondent's Obligation:</E>
                     Voluntary.
                </P>
                <P>
                    <E T="03">Legal Authority:</E>
                     Title 13, United States Code, Sections 8(b), 182 and 193.
                </P>
                <P>
                    This information collection request may be viewed at 
                    <E T="03">www.reginfo.gov.</E>
                     Follow the instructions to view the Department of Commerce collections currently under review by OMB.
                </P>
                <P>
                    Written comments and recommendations for the proposed information collection should be submitted within 30 days of the publication of this notice on the following website 
                    <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                     Find this particular information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function and entering either the title of the collection or the OMB Control Number 0607-1013.
                </P>
                <SIG>
                    <NAME>Sheleen Dumas,</NAME>
                    <TITLE>Department PRA Clearance Officer, Office of the Under Secretary for Economic Affairs, Commerce Department.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15332 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-07-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Bureau of Economic Analysis</SUBAGY>
                <SUBJECT>Agency Information Collection Activities; Submission to the Office of Management and Budget (OMB) for Review and Approval; Comment Request; Services Surveys: BE-140, Benchmark Survey of Insurance Transactions by U.S. Insurance Companies With Foreign Persons</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Economic Analysis, Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of information collection, request for comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of Commerce, in accordance with the Paperwork Reduction Act of 1995 (PRA), invites the general public and other Federal agencies to comment on proposed and continuing information collections, which helps us assess the impact of our information collection requirements and minimize the public's reporting burden. The purpose of this notice is to allow for 60 days of public comment preceding submission of the collection to OMB.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>To ensure consideration, comments regarding this proposed information collection must be received on or before September 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Interested persons are invited to submit written comments to Christopher Stein, Chief, Services Surveys Branch, Bureau of Economic Analysis, by email to 
                        <E T="03">christopher.stein@bea.gov</E>
                         or 
                        <E T="03">PRAcomments@doc.gov.</E>
                         Please reference OMB Control Number 0608-0073 in the subject line of your comments. Do not submit Confidential Business Information or otherwise sensitive or protected information.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Requests for additional information or specific questions related to collection activities should be directed to Christopher Stein, Chief, Services Surveys Branch, Bureau of Economic Analysis; 301-278-9189; or via email at 
                        <E T="03">christopher.stein@bea.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">I. Abstract</HD>
                <P>The Benchmark Survey of Insurance Transactions by U.S. Insurance Companies with Foreign Persons (Form BE-140) is a periodic survey, conducted every five years, that collects data from U.S. persons who engage in international trade in covered insurance transactions. This mandatory benchmark survey, conducted under the authority of the International Investment and Trade in Services Survey Act, covers the universe of transactions in insurance services with foreign persons and is BEA's most comprehensive survey of such transactions. The survey was last conducted in 2019, covering the 2018 reporting year. A response is required from U.S. persons subject to the reporting requirements of the BE-140, whether or not they are contacted by BEA, to ensure complete coverage of transactions in insurance services between U.S. and foreign persons. A U.S. person means any individual, branch, partnership, associated group, association, estate, trust, corporation, or other organization (whether or not organized under the laws of any State), resident in the United States or subject to the jurisdiction of the United States. A U.S. person must report if they had transactions with foreign persons in the categories covered by the survey during the 2023 calendar year. For U.S. persons that had combined transactions that were $2 million or less (based on absolute value) in the insurance services covered by the survey for calendar year 2023, a completed benchmark would include totals for each type of transaction in which they engaged. A U.S. person whose combined transactions with foreign persons exceeded $2 million (based on absolute value) in the insurance categories covered by the survey for calendar year 2023, is required to provide data on the total transactions of each of the covered types of insurance transactions and must disaggregate the totals by country and by relationship to the foreign counterparty (foreign affiliate, foreign parent group, or unaffiliated).</P>
                <P>The data are needed to monitor U.S. trade in insurance services, to analyze the impact of these cross-border services on the U.S. and foreign economies, to compile and improve the U.S. economic accounts, to support U.S. commercial policy on trade in services, to conduct trade promotion, and to improve the ability of U.S. businesses to identify and evaluate market opportunities. The data are used in estimating the trade in insurance services component of the U.S. international transactions accounts (ITAs) and national income and product accounts (NIPAs).</P>
                <P>The Bureau of Economic Analysis (BEA) is proposing to make several modifications to the survey for 2023 to further align BEA's statistics with international guidelines and to collect additional information that can be used to improve the current estimation methodologies for published insurance services transactions, increasing the quality and usefulness of BEA's statistics on trade in insurance services. To evaluate the feasibility of these changes, BEA conducted outreach to a sample of nine respondents to the Quarterly Survey of Insurance Transactions by U.S. Insurance Companies with Foreign Persons (BE-45). Reporter feedback gathered substantiated the ability of the respondents to comply with the additional data requests, and that the survey changes should not impose a material increase in reporting burden.</P>
                <P>BEA does not plan to change the exemption levels used for the previous benchmark survey in 2018.</P>
                <P>BEA proposes to:</P>
                <P>(1) Add a question to collect information on the largest states, districts, or territories (up to three) for exports and imports of services. This information would be required of all survey respondents and would allow BEA to produce estimates of the value of exports and imports of services by U.S. state for the first time.</P>
                <P>
                    (2) Add a question on employment size class. This information would be required of all survey respondents to aid in identifying the number of small businesses reporting on the survey, and the volume of services trade data reported by small businesses.
                    <PRTPAGE P="46140"/>
                </P>
                <P>(3) Better distinguish between life insurance and nonlife insurance for exports of direct insurance by separately collecting a percentage break out of the U.S. Reporter's global totals for premiums and losses on direct insurance exports for the categories of insurance with a savings component, freight, property and casualty, and other. This detail would be required from all reporters and collection would result in multiple methodological improvements, notably, enabling BEA to publish direct insurance broken down as suggested by international guidelines.</P>
                <P>
                    (4) Directly collect premium supplements for exports and use reported data to improve the estimation of premium supplements for imports. Only those reporters subject to filing country and affiliation detail on the mandatory schedules (
                    <E T="03">i.e.,</E>
                     those reporters exceeding $2 million in combined transactions, based on absolute value) will be required to respond to this question.
                </P>
                <P>BEA also plans to discontinue the collection of the question requesting the U.S. Reporter's organization type and would no longer collect information on reinsurance reserve transfers (Schedule C) and catastrophic losses (Schedule D). These items are no longer necessary given other modifications made to the survey.</P>
                <P>BEA estimates there will be minimal impact to the reporting burden because the burden associated with the additional data items required on the survey should not require an extensive search within company records, and burden associated with these new items will be offset by burden reductions from deleted survey items. Proposals one and two should not affect burden because BEA believes these data to be readily available in reporter records, or can be provided by many respondents based on recall, without the need to search existing records. Additionally, proposal three is a minor modification to data already collected on the 2018 BE-140 benchmark survey. Survey respondents who provided a breakout of direct insurance into life, freight, and other in 2018 will now be required to report transactions in insurance with a savings component, freight, property and casualty, and other. The additional category should have minimal impact on reporters, because, in 2018 reporters had to separately identify these transactions in order to classify them among the three categories used on the previous benchmark survey. BEA estimates there will be a 0.5 hour increase in reporting burden associated with the collection of detail on premium supplements, proposal four. However, this additional data will only be required of respondents required to report country and affiliation detail on the mandatory schedules, whom BEA believes will also see a comparable reduction in burden associated with the elimination of Schedules C and D from the survey.</P>
                <P>Therefore, although there are some expected increases in burden, BEA believes these increases to be negligible and primarily offset by a reduction in burden from data collected in 2018 which will no longer be collected on the 2023 survey. BEA believes the additional data is readily available in existing company accounting records, and therefore average burden for completing the survey will continue to be 5 hours per response. The language in the instructions and definitions will be reviewed and adjusted as necessary to clarify survey requirements.</P>
                <HD SOURCE="HD1">II. Method of Collection</HD>
                <P>BEA will contact potential respondents by mail in January of 2024 to announce the upcoming benchmark survey. Respondents would then be notified in May 2024 that a completed BE-140 form is due July 31, 2024. Reports would be required from each U.S. person that had transactions in the covered insurance services with foreign persons during 2023. A response is required from persons subject to the reporting requirements of the BE-140 Benchmark Survey of Insurance Transactions by U.S. Insurance Companies with Foreign Persons, whether or not they are contacted by BEA.</P>
                <P>
                    BEA offers its electronic filing option, the eFile system, for use in reporting on Form BE-140. For more information about eFile, go to 
                    <E T="03">www.bea.gov/efile.</E>
                     In addition, BEA posts all its survey forms and reporting instructions on its website, 
                    <E T="03">www.bea.gov/ssb.</E>
                     These may be downloaded, completed, printed, and submitted via fax or mail.
                </P>
                <HD SOURCE="HD1">III. Data</HD>
                <P>
                    <E T="03">OMB Control Number:</E>
                     0608-0073.
                </P>
                <P>
                    <E T="03">Form Number(s):</E>
                     BE-140.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Regular submission.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Business or other for-profit organizations.
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     1,300 annually (1,000 reporting mandatory data and 300 that would file exemption claims or voluntary responses).
                </P>
                <P>
                    <E T="03">Estimated Time per Response:</E>
                     9 hours is the average for the 600 respondents filing data by country and affiliation; 2 hours for the 400 respondents filing data by transaction type only, and 1 hour for those filing an exemption claim or other response. Hours may vary considerably among respondents because of differences in company size and complexity.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden Hours:</E>
                     6,500.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Cost to Public:</E>
                     $0.
                </P>
                <P>
                    <E T="03">Respondent's Obligation:</E>
                     Mandatory.
                </P>
                <P>
                    <E T="03">Legal Authority:</E>
                     International Investment and Trade in Services Survey Act (Pub. L. 94-472, 22 U.S.C. 3101-3108, as amended).
                </P>
                <HD SOURCE="HD1">IV. Request for Comments</HD>
                <P>
                    <E T="03">Comments are invited on:</E>
                     (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the Agency, including whether the information will have practical utility; (b) the accuracy of the Agency's estimate of the burden (including hours and cost) of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology.
                </P>
                <P>Comments that you submit in response to this notice are a matter of public record. We will include or summarize each comment in our request to OMB to approve this ICR. Before including your address, phone number, email address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you may ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
                <SIG>
                    <NAME>Sheleen Dumas,</NAME>
                    <TITLE>Department PRA Clearance Officer, Office of the Under Secretary of Economic Affairs, Commerce Department.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15276 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-06-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Bureau of Industry and Security</SUBAGY>
                <SUBJECT>In the Matter of: Tyler James Sumlin, 4318 South Florida Avenue, Lot 79, Inverness, FL 34450; Order Denying Export Privileges</SUBJECT>
                <P>
                    On September 11, 2019, in the U.S. District Court for the Western District of Florida, Tyler James Sumlin (“Sumlin”) 
                    <PRTPAGE P="46141"/>
                    was convicted of violating 18 U.S.C. 554(a). Specifically, Sumlin was convicted of attempting to smuggle from the United States to Mexico firearms, namely silencers, a short barreled rifle, and a destructive device. As a result of his conviction, the Court sentenced Sumlin to five years of probation, $100 assessment and $150 criminal fine.
                </P>
                <P>
                    Pursuant to Section 1760(e) of the Export Control Reform Act (“ECRA”),
                    <SU>1</SU>
                    <FTREF/>
                     the export privileges of any person who has been convicted of certain offenses, including, but not limited to, 18 U.S.C. 554, may be denied for a period of up to ten (10) years from the date of his/her conviction. 50 U.S.C. 4819(e). In addition, any Bureau of Industry and Security (“BIS”) licenses or other authorizations issued under ECRA, in which the person had an interest at the time of the conviction, may be revoked. 
                    <E T="03">Id.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         ECRA was enacted on August 13, 2018, as part of the John S. McCain National Defense Authorization Act for Fiscal Year 2019, and as amended is codified at 50 U.S.C. 4801-4852.
                    </P>
                </FTNT>
                <P>
                    BIS received notice of Sumlin's conviction for violating 18 U.S.C. 554. As provided in Section 766.25 of the Export Administration Regulations (“EAR” or the “Regulations”), BIS provided notice and opportunity for Sumlin to make a written submission to BIS. 15 CFR 766.25.
                    <SU>2</SU>
                    <FTREF/>
                     BIS has not received a written submission from Sumlin.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         The Regulations are currently codified in the Code of Federal Regulations at 15 CFR parts 730-774 (2022).
                    </P>
                </FTNT>
                <P>
                    Based upon my review of the record and consultations with BIS's Office of Exporter Services, including its Director, and the facts available to BIS, I have decided to deny Sumlin's export privileges under the Regulations for a period of seven years from the date of Sumlin's conviction. The Office of Exporter Services has also decided to revoke any BIS-issued licenses in which Sumlin had an interest at the time of his conviction.
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         The Director, Office of Export Enforcement, is the authorizing official for issuance of denial orders pursuant to amendments to the Regulations (85 FR 73411, November 18, 2020).
                    </P>
                </FTNT>
                <P>
                    Accordingly, it is hereby 
                    <E T="03">ordered</E>
                    :
                </P>
                <P>
                    <E T="03">First,</E>
                     from the date of this Order until September 11, 2026, Tyler James Sumlin, with a last known address of 4318 South Florida Avenue, Lot 79, Inverness, FL 34450, and when acting for or on his behalf, his successors, assigns, employees, agents or representatives (“the Denied Person”), may not directly or indirectly participate in any way in any transaction involving any commodity, software or technology (hereinafter collectively referred to as “item”) exported or to be exported from the United States that is subject to the Regulations, including, but not limited to:
                </P>
                <P>A. Applying for, obtaining, or using any license, license exception, or export control document;</P>
                <P>B. Carrying on negotiations concerning, or ordering, buying, receiving, using, selling, delivering, storing, disposing of, forwarding, transporting, financing, or otherwise servicing in any way, any transaction involving any item exported or to be exported from the United States that is subject to the Regulations, or engaging in any other activity subject to the Regulations; or</P>
                <P>C. Benefitting in any way from any transaction involving any item exported or to be exported from the United States that is subject to the Regulations, or from any other activity subject to the Regulations.</P>
                <P>
                    <E T="03">Second,</E>
                     no person may, directly or indirectly, do any of the following:
                </P>
                <P>A. Export, reexport, or transfer (in-country) to or on behalf of the Denied Person any item subject to the Regulations;</P>
                <P>B. Take any action that facilitates the acquisition or attempted acquisition by the Denied Person of the ownership, possession, or control of any item subject to the Regulations that has been or will be exported from the United States, including financing or other support activities related to a transaction whereby the Denied Person acquires or attempts to acquire such ownership, possession or control;</P>
                <P>C. Take any action to acquire from or to facilitate the acquisition or attempted acquisition from the Denied Person of any item subject to the Regulations that has been exported from the United States;</P>
                <P>D. Obtain from the Denied Person in the United States any item subject to the Regulations with knowledge or reason to know that the item will be, or is intended to be, exported from the United States; or</P>
                <P>E. Engage in any transaction to service any item subject to the Regulations that has been or will be exported from the United States and which is owned, possessed or controlled by the Denied Person, or service any item, of whatever origin, that is owned, possessed or controlled by the Denied Person if such service involves the use of any item subject to the Regulations that has been or will be exported from the United States. For purposes of this paragraph, servicing means installation, maintenance, repair, modification or testing.</P>
                <P>
                    <E T="03">Third,</E>
                     pursuant to Section 1760(e) of ECRA and Sections 766.23 and 766.25 of the Regulations, any other person, firm, corporation, or business organization related to Sumlin by ownership, control, position of responsibility, affiliation, or other connection in the conduct of trade or business may also be made subject to the provisions of this Order in order to prevent evasion of this Order.
                </P>
                <P>
                    <E T="03">Fourth,</E>
                     in accordance with Part 756 of the Regulations, Sumlin may file an appeal of this Order with the Under Secretary of Commerce for Industry and Security. The appeal must be filed within 45 days from the date of this Order and must comply with the provisions of Part 756 of the Regulations.
                </P>
                <P>
                    <E T="03">Fifth,</E>
                     a copy of this Order shall be delivered to Sumlin and shall be published in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <P>
                    <E T="03">Sixth,</E>
                     this Order is effective immediately and shall remain in effect until September 11, 2026.
                </P>
                <SIG>
                    <NAME>John Sonderman,</NAME>
                    <TITLE>Director, Office of Export Enforcement.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15335 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DT-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Bureau of Industry and Security</SUBAGY>
                <SUBJECT>In the Matter of: Victor Thomas Diaz, III, Inmate Number: 79995-112, USP LOMPOC, U.S. Penitentiary, 3901 Klein Blvd., Lompoc, CA 93436; Order Denying Export Privileges</SUBJECT>
                <P>On April 18, 2022, in the U.S. District Court for the Central District of California, Victor Thomas Diaz, III (“Diaz”) was convicted of violating 18 U.S.C. 371. Specifically, Diaz was convicted of conspiring to knowingly, intentionally, and willfully engage in the business of dealing firearms without a license. As a result of his conviction, the Court sentenced Diaz to 24 months of confinement, three years of supervised release, and a $200 assessment.</P>
                <P>
                    Pursuant to Section 1760(e) of the Export Control Reform Act (“ECRA”),
                    <SU>1</SU>
                    <FTREF/>
                     the export privileges of any person who has been convicted of certain offenses, including, but not limited to, 18 U.S.C. 371, may be denied for a period of up to ten (10) years from the date of his/her conviction. 50 U.S.C. 4819(e). In addition, any Bureau of Industry and Security (“BIS”) licenses or other 
                    <PRTPAGE P="46142"/>
                    authorizations issued under ECRA, in which the person had an interest at the time of the conviction, may be revoked. 
                    <E T="03">Id.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         ECRA was enacted on August 13, 2018, as part of the John S. McCain National Defense Authorization Act for Fiscal Year 2019, and as amended is codified at 50 U.S.C. 4801-4852.
                    </P>
                </FTNT>
                <P>
                    BIS received notice of Diaz's conviction for violating 18 U.S.C. 371. As provided in Section 766.25 of the Export Administration Regulations (“EAR” or the “Regulations”), BIS provided notice and opportunity for Diaz to make a written submission to BIS. 15 CFR 766.25.
                    <SU>2</SU>
                    <FTREF/>
                     BIS has not received a written submission from Diaz.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         The Regulations are currently codified in the Code of Federal Regulations at 15 CFR parts 730-774 (2022).
                    </P>
                </FTNT>
                <P>
                    Based upon my review of the record and consultations with BIS's Office of Exporter Services, including its Director, and the facts available to BIS, I have decided to deny Diaz's export privileges under the Regulations for a period of 10 years from the date of Diaz's conviction. The Office of Exporter Services has also decided to revoke any BIS-issued licenses in which Diaz had an interest at the time of his conviction.
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         The Director, Office of Export Enforcement, is the authorizing official for issuance of denial orders pursuant to amendments to the Regulations (85 FR 73411, November 18, 2020).
                    </P>
                </FTNT>
                <P>
                    Accordingly, it is hereby 
                    <E T="03">ordered</E>
                    :
                </P>
                <P>
                    <E T="03">First,</E>
                     from the date of this Order until April 18, 2032, Victor Thomas Diaz, III, with a last known address of Inmate Number: 79995-112, USP LOMPOC, U.S. Penitentiary, 3901 Klein Blvd., Lompoc, CA 93436, and when acting for or on his behalf, his successors, assigns, employees, agents or representatives (“the Denied Person”), may not directly or indirectly participate in any way in any transaction involving any commodity, software or technology (hereinafter collectively referred to as “item”) exported or to be exported from the United States that is subject to the Regulations, including, but not limited to:
                </P>
                <P>A. Applying for, obtaining, or using any license, license exception, or export control document;</P>
                <P>B. Carrying on negotiations concerning, or ordering, buying, receiving, using, selling, delivering, storing, disposing of, forwarding, transporting, financing, or otherwise servicing in any way, any transaction involving any item exported or to be exported from the United States that is subject to the Regulations, or engaging in any other activity subject to the Regulations; or</P>
                <P>C. Benefitting in any way from any transaction involving any item exported or to be exported from the United States that is subject to the Regulations, or from any other activity subject to the Regulations.</P>
                <P>
                    <E T="03">Second,</E>
                     no person may, directly or indirectly, do any of the following:
                </P>
                <P>A. Export, reexport, or transfer (in-country) to or on behalf of the Denied Person any item subject to the Regulations;</P>
                <P>B. Take any action that facilitates the acquisition or attempted acquisition by the Denied Person of the ownership, possession, or control of any item subject to the Regulations that has been or will be exported from the United States, including financing or other support activities related to a transaction whereby the Denied Person acquires or attempts to acquire such ownership, possession or control;</P>
                <P>C. Take any action to acquire from or to facilitate the acquisition or attempted acquisition from the Denied Person of any item subject to the Regulations that has been exported from the United States;</P>
                <P>D. Obtain from the Denied Person in the United States any item subject to the Regulations with knowledge or reason to know that the item will be, or is intended to be, exported from the United States; or</P>
                <P>E. Engage in any transaction to service any item subject to the Regulations that has been or will be exported from the United States and which is owned, possessed or controlled by the Denied Person, or service any item, of whatever origin, that is owned, possessed or controlled by the Denied Person if such service involves the use of any item subject to the Regulations that has been or will be exported from the United States. For purposes of this paragraph, servicing means installation, maintenance, repair, modification or testing.</P>
                <P>
                    <E T="03">Third,</E>
                     pursuant to section 1760(e) of ECRA and sections 766.23 and 766.25 of the Regulations, any other person, firm, corporation, or business organization related to Diaz by ownership, control, position of responsibility, affiliation, or other connection in the conduct of trade or business may also be made subject to the provisions of this Order in order to prevent evasion of this Order.
                </P>
                <P>
                    <E T="03">Fourth,</E>
                     in accordance with part 756 of the Regulations, Diaz may file an appeal of this Order with the Under Secretary of Commerce for Industry and Security. The appeal must be filed within 45 days from the date of this Order and must comply with the provisions of part 756 of the Regulations.
                </P>
                <P>
                    <E T="03">Fifth,</E>
                     a copy of this Order shall be delivered to Diaz and shall be published in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <P>
                    <E T="03">Sixth,</E>
                     this Order is effective immediately and shall remain in effect until April 18, 2032.
                </P>
                <SIG>
                    <NAME>John Sonderman,</NAME>
                    <TITLE>Director, Office of Export Enforcement.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15334 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DT-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <SUBJECT>Corporation for Travel Promotion Board of Directors</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>International Trade Administration, U.S. Department of Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of an opportunity for travel and tourism industry leaders to apply for membership on the Board of Directors of the Corporation for Travel Promotion.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of Commerce is currently seeking applications from travel and tourism leaders from specific industry sectors for membership on the Board of Directors (Board) of the Corporation for Travel Promotion (doing business as Brand USA). The purpose of the Board is to guide the Corporation for Travel Promotion on matters relating to the promotion of the United States as a travel destination and communication of travel facilitation issues, among other tasks.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>All applications must be received by the National Travel and Tourism Office by close of business on Friday, September 15, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Please submit application information by email to 
                        <E T="03">CTPBoard@trade.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Julie Heizer, National Travel and Tourism Office, U.S. Department of Commerce; telephone: 202-482-0140; email: 
                        <E T="03">CTPBoard@trade.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The Travel Promotion Act of 2009 (TPA) was signed into law on March 4, 2010 and was amended in July 2010, December 2014, and again in December 2019. The TPA established the Corporation for Travel Promotion (the Corporation), as a non-profit corporation charged with the development and execution of a plan to (A) provide useful information to those interested in traveling to the United States; (B) identify and address perceptions regarding U.S. entry policies; (C) maximize economic and diplomatic benefits of travel to the United States through the use of various promotional tools; (D) ensure that international travel benefits all States, 
                    <PRTPAGE P="46143"/>
                    territories of the United States, and the District of Columbia; (E) identify opportunities to promote tourism to rural and urban areas equally, including areas not traditionally visited by international travelers; (F) give priority to countries and populations most likely to travel to the United States; and (G) promote tourism to the United States through digital media, online platforms, and other appropriate mediums.
                </P>
                <P>The Corporation is governed by a Board of Directors, consisting of 11 members with knowledge of international travel promotion or marketing, broadly representing various regions of the United States. The TPA directs the Secretary of Commerce (after consultation with the Secretary of Homeland Security and the Secretary of State) to appoint the Board of Directors for the Corporation.</P>
                <P>At this time, the Department will be selecting three individuals with the appropriate expertise and experience from specific sectors of the travel and tourism industry to serve on the Board as follows:</P>
                <P>1. One member having appropriate expertise and experience in the Small Business or Retail sector or in associations representing that sector;</P>
                <P>2. One member having appropriate expertise and experience as a State Tourism Office representative; and</P>
                <P>3. One member having appropriate expertise and experience in the Travel Distribution Services sector.</P>
                <P>To be eligible for Board membership, individuals must have international travel and tourism marketing experience, be a current or former chief executive officer, chief financial officer, or chief marketing officer or have held an equivalent management position. Additional consideration will be given to individuals who have experience working in U.S. multinational entities with marketing budgets, and/or who are audit committee financial experts as defined by the Securities and Exchange Commission (in accordance with 15 U.S.C. 7265). Individuals must be U.S. citizens, and in addition, cannot be federally registered lobbyists or registered as a foreign agent under the Foreign Agents Registration Act of 1938, as amended.</P>
                <P>Members of the Board are selected, in accordance with applicable Department of Commerce guidelines and after consultation with the Secretaries of State and Homeland Security, based on their ability to carry out the objectives of the Board and as set forth above. The diverse membership of the Board assures perspectives reflecting the breadth of the Board's responsibilities and, where possible, the Department of Commerce will also consider the ethnic, racial, and gender diversity and various abilities of the United States population.</P>
                <P>Those selected for the Board must be able to meet the time and effort commitments of the Board.</P>
                <P>Board members serve at the discretion of the Secretary of Commerce (who may remove any member of the Board for good cause). The terms of office of each member of the Board appointed by the Secretary shall be three (3) years. Board members can serve a maximum of two consecutive full three-year terms. Board members are not considered Federal Government employees by virtue of their service as a member of the Board and will receive no compensation from the Federal government for their participation in Board activities. Members participating in Board meetings and events may be paid actual travel expenses and per diem by the Corporation when away from their usual places of residence.</P>
                <P>
                    Individuals who want to be considered for appointment to the Board should submit the following information by the Friday, September 15, 2023 deadline to the email address listed in the 
                    <E T="02">ADDRESSES</E>
                     section above:
                </P>
                <P>1. Name, title, and personal resume of the individual requesting consideration, including address, email address, and phone number.</P>
                <P>2. A brief statement of why the person should be considered for appointment to the Board. This statement should also address the individual's relevant international travel and tourism marketing experience and audit committee financial expertise, if any, and indicate clearly the sector or sectors enumerated above in which the individual has the requisite expertise and experience. Individuals who have the requisite expertise and experience in more than one sector can be appointed for only one of those sectors. Appointments of members to the Board will be made by the Secretary of Commerce.</P>
                <P>3. An affirmative statement that the applicant is (1) a U.S. citizen, (2) is not a federally-registered lobbyist and further, (3) is not required to register as a foreign agent under the Foreign Agents Registration Act of 1938, as amended.</P>
                <P>4. A statement acknowledging that the applicant is or is not an audit committee financial expert as defined by the Securities and Exchange Commission (in accordance with 15 U.S.C. 7265).</P>
                <SIG>
                    <NAME>Julie Heizer,</NAME>
                    <TITLE>Deputy Director, National Travel and Tourism Office.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15321 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DR-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <SUBJECT>Rescission of Antidumping and Countervailing Duty Administrative Reviews</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Enforcement and Compliance, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Based upon the timely withdrawal of all review requests, the Department of Commerce (Commerce) is rescinding the administrative reviews covering the periods of review and the antidumping duty (AD) and countervailing duty (CVD) orders identified in the table below.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Applicable July 19, 2023.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Brenda E. Brown, AD/CVD Operations, Customs Liaison Unit, Enforcement and Compliance, International Trade Administration, U.S. Department of Commerce, 1401 Constitution Avenue NW, Washington, DC 20230, telephone: (202) 482-4735.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    Based upon timely requests for review, Commerce initiated administrative reviews of certain companies for the periods of review and the AD and CVD orders listed in the table below, pursuant to 19 CFR 351.221(c)(1)(i).
                    <SU>1</SU>
                    <FTREF/>
                     All requests for these reviews have been timely withdrawn.
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See Initiation of Antidumping and Countervailing Duty Administrative Reviews,</E>
                         88 FR 50 (January 3, 2023); 
                        <E T="03">see also Initiation of Antidumping and Countervailing Duty Administrative Reviews,</E>
                         88 FR 15642 (March 14, 2023); 
                        <E T="03">Initiation of Antidumping and Countervailing Duty Administrative Reviews,</E>
                         88 FR 21609 (April 11, 2023); 
                        <E T="03">Initiation of Antidumping and Countervailing Duty Administrative Reviews,</E>
                         88 FR 29881 (May 9, 2023); 
                        <E T="03">Initiation of Antidumping and Countervailing Duty Administrative Reviews,</E>
                         88 FR 38021 (June 12, 2023).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         The letters withdrawing the review requests may be found in Enforcement and Compliance's Antidumping and Countervailing Duty Centralized Electronic Service System (ACCESS). ACCESS is available to registered users at 
                        <E T="03">https://access.trade.gov.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Rescission of Review</HD>
                <P>
                    Pursuant to 19 CFR 351.213(d)(1), Commerce will rescind an administrative review, in whole or in part, if the parties that requested the review withdraw their review requests within 90 days of the date of publication of the notice of initiation for the requested review. All parties withdrew their requests for the reviews listed in the table below within the 90-day deadline. No other parties requested 
                    <PRTPAGE P="46144"/>
                    administrative reviews of these AD/CVD orders for the periods noted in the table. Therefore, in accordance with 19 CFR 351.213(d)(1), Commerce is rescinding, in their entirety, the administrative reviews listed in the table below.
                </P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s200,20">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1"> </CHED>
                        <CHED H="1">Period of review</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="21">
                            <E T="02">AD Proceedings</E>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Brazil: Common Alloy Aluminum Sheet, A-351-854 </ENT>
                        <ENT>4/1/2022-3/31/2023</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Croatia: Common Alloy Aluminum Sheet, A-891-001 </ENT>
                        <ENT>4/1/2022-3/31/2023</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Indonesia: Common Alloy Aluminum Sheet, A-560-835 </ENT>
                        <ENT>4/1/2022-3/31/2023</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Malaysia: Stainless Steel Butt-Weld Pipe Fittings, A-557-809 </ENT>
                        <ENT>2/1/2022-1/31/2023</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Mexico: Large Residential Washers, A-201-842 </ENT>
                        <ENT>2/1/2022-1/31/2023</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Romania: Common Alloy Aluminum Sheet, A-485-809 </ENT>
                        <ENT>4/1/2022-3/31/2023</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Russia: Granular Polytetrafluoroethylene Resin, A-821-829 </ENT>
                        <ENT>9/2/2021-2/28/2023</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Serbia: Common Alloy Aluminum Sheet, A-801-001 </ENT>
                        <ENT>4/1/2022-3/31/2023</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Slovenia: Common Alloy Aluminum Sheet, A-856-001 </ENT>
                        <ENT>4/1/2022-3/31/2023</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Spain: Common Alloy Aluminum Sheet, A-469-820 </ENT>
                        <ENT>4/1/2022-3/31/2023</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">Taiwan:</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Common Alloy Aluminum Sheet, A-583-867 </ENT>
                        <ENT>4/1/2022-3/31/2023</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Crystalline Silicon Photovoltaic Products, A-583-853 </ENT>
                        <ENT>2/1/2022-1/31/2023</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Thailand: Certain Frozen Warmwater Shrimp, A-549-822 </ENT>
                        <ENT>2/1/2022-1/31/2023</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">The People's Republic of China:</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Carbon and Certain Alloy Steel Wire Rod, A-570-012 </ENT>
                        <ENT>1/1/2022-12/31/2022</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Certain Crystalline Silicon Photovoltaic Products, A-570-010 </ENT>
                        <ENT>2/1/2022-1/31/2023</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Glycine, A-570-836</ENT>
                        <ENT>3/1/2022-2/28/2023</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Seamless Refined Copper Pipe and Tube, A-570-964 </ENT>
                        <ENT>11/1/2021-10/31/2022</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Truck and Bus Tire, A-570-040</ENT>
                        <ENT>2/1/2022-1/31/2023</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="21">
                            <E T="02">CVD Proceedings</E>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Bahrain: Common Alloy Aluminum Sheet, C-525-002 </ENT>
                        <ENT>1/1/2022-12/31/2022</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">India:</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Certain Cold-Drawn Mechanical Tubing of Carbon and Alloy Steel, C-533-874 </ENT>
                        <ENT>1/1/2022-12/31/2022</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Polyester Textured Yarn, C-533-886 </ENT>
                        <ENT>1/1/2022-12/31/2022</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Russia: Granular Polytetrafluoroethylene, C-821-830 </ENT>
                        <ENT>7/6/2021-12/31/2022</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">The People's Republic of China: Carbon and Certain Alloy Steel Wire Rod, C-570-013 </ENT>
                        <ENT>1/1/2022-12/31/2022</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Assessment</HD>
                <P>
                    Commerce will instruct U.S. Customs and Border Protection (CBP) to assess antidumping and/or countervailing duties on all appropriate entries during the periods of review noted above for each of the listed administrative reviews at rates equal to the cash deposit of estimated antidumping or countervailing duties, as applicable, required at the time of entry, or withdrawal of merchandise from warehouse, for consumption, in accordance with 19 CFR 351.212(c)(1)(i). Commerce intends to issue assessment instructions to CBP no earlier than 35 days after the date of publication of this recission notice in the 
                    <E T="04">Federal Register</E>
                     for rescinded administrative reviews of AD/CVD orders on countries other than Canada and Mexico. For rescinded administrative reviews of AD/CVD orders on Canada or Mexico, Commerce intends to issue assessment instructions to CBP no earlier than 41 days after the date of publication of this recission notice in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <HD SOURCE="HD1">Notification to Importers</HD>
                <P>This notice serves as the only reminder to importers of merchandise subject to AD orders of their responsibility under 19 CFR 351.402(f)(2) to file a certificate regarding the reimbursement of antidumping duties and/or countervailing duties prior to liquidation of the relevant entries during the review period. Failure to comply with this requirement could result in the presumption that reimbursement of antidumping duties and/or countervailing duties occurred and the subsequent assessment of doubled antidumping duties.</P>
                <HD SOURCE="HD1">Notification Regarding Administrative Protective Order</HD>
                <P>This notice also serves as the only reminder to parties subject to administrative protective orders (APO) of their responsibility concerning the disposition of proprietary information disclosed under APO in accordance with 19 CFR 351.305(a)(3), which continues to govern business proprietary information in these segments of these proceedings. Timely written notification of the return or destruction of APO materials or conversion to judicial protective order is hereby requested. Failure to comply with the regulations and the terms of an APO is a sanctionable violation.</P>
                <HD SOURCE="HD1">Notification to Interested Parties</HD>
                <P>This notice is issued and published in accordance with sections 751(a)(1) and 777(i)(1) of the Tariff Act of 1930, as amended, and 19 CFR 351.213(d)(4).</P>
                <SIG>
                    <DATED>Dated: July 14, 2023.</DATED>
                    <NAME>James Maeder,</NAME>
                    <TITLE>Deputy Assistant Secretary for Antidumping and Countervailing Duty Operations.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15345 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Institute of Standards and Technology</SUBAGY>
                <SUBJECT>National Artificial Intelligence Advisory Committee</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Institute of Standards and Technology, Department of Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of open briefing session.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The National Institute of Standards and Technology (NIST) announces that the National Artificial Intelligence Advisory Committee (NAIAC or Committee) will hold a virtual briefing session on Thursday, August 3, 2023. The purpose of the session is for invited experts to brief the Committee on topics of interest related to the Committee's year two efforts. Additional information, including the final agenda and link to register, will be available online at: 
                        <E T="03">ai.gov/naiac/.</E>
                    </P>
                </SUM>
                <DATES>
                    <PRTPAGE P="46145"/>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The session will be held between the hours of 1:00 and 5:00 p.m. Eastern Time on Thursday, August 3, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The session will be held virtually. Additional information will be available on 
                        <E T="03">ai.gov/naiac.</E>
                         Members of the public interested in viewing the session are encouraged to visit 
                        <E T="03">ai.gov/naiac/</E>
                         for session details and to register to watch virtually. Registration is required to view the virtual session and members of the public should register in accordance with the information provided in the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this notice.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Alicia Chambers, Committee Liaison Officer, National Institute of Standards and Technology, 100 Bureau Drive, MS 1000, Gaithersburg, MD 20899, 
                        <E T="03">alicia.chambers@nist.gov</E>
                         or 301-975-5333, or Rachel Trello, Alternate Designated Federal Officer, National Institute of Standards and Technology, 100 Bureau Drive, MS 1000, Gaithersburg, MD 20899, 
                        <E T="03">rachel.trello@nist.gov</E>
                         or 301-975-6338. Please direct any inquiries to 
                        <E T="03">naiac@nist.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    In accordance with the Federal Advisory Committee Act, 5 U.S.C. 1001 
                    <E T="03">et seq.,</E>
                     notice is hereby given that the NAIAC will hold a briefing session between the hours of 1 and 5 p.m. Eastern Time on Thursday, August 3, 2023. The session will be open to the public and will be held virtually. Interested members of the public will be able to attend the session from remote locations. The purpose of the session is for invited experts to brief the Committee on topics of interest related to the Committee's year two efforts. Additional information, including the final agenda and link to register, will be available online at: 
                    <E T="03">ai.gov/naiac/.</E>
                </P>
                <P>
                    The NAIAC is authorized by section 5104 of the National Artificial Intelligence Initiative Act of 2020 (Pub. L. 116-283), in accordance with the provisions of the Federal Advisory Committee Act, 5 U.S.C. 1001 
                    <E T="03">et seq.</E>
                     The Committee advises the President and the National Artificial Intelligence Initiative Office on matters related to the National Artificial Intelligence Initiative. Additional information on the NAIAC is available at 
                    <E T="03">ai.gov/naiac/.</E>
                </P>
                <P>
                    <E T="03">Comments:</E>
                     Oral comments from the public will not be permitted during the virtual session. However, individuals and representatives of organizations may submit written comments and suggestions to the Committee at any time. Please note that all submitted comments will be treated as public documents and will be made available for public inspection. All comments must be submitted via email with the subject line “YOUR NAME, YOUR ORGANIZATION NAME (if applicable), NAIAC Comments” to 
                    <E T="03">naiac@nist.gov.</E>
                </P>
                <P>
                    <E T="03">Virtual Admittance Instructions:</E>
                     The session will be broadcast live via virtual webcast. Registration is required to view the virtual session. To register, please visit 
                    <E T="03">ai.gov/naiac/.</E>
                     Members of the public that would like to view the session must register by 1 p.m. Easter Time, on Thursday, August 3, 2023.
                </P>
                <SIG>
                    <NAME>Alicia Chambers,</NAME>
                    <TITLE>NIST Executive Secretariat.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-14965 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-13-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <DEPDOC>[RTID 0648-XD131]</DEPDOC>
                <SUBJECT>Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Ferry Berth Improvements in Tongass Narrows in Ketchikan, Alaska</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice; proposed issuance of an incidental harassment authorization; request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The National Marine Fisheries Service (NMFS) has modified the incidental harassment authorization (IHA) renewal that was issued to the Alaska Department of Transportation and Public Facilities (ADOT&amp;PF) for the Ferry Berth Improvements Project in Tongass Narrows, Ketchikan, Alaska, on March 1, 2023.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The modified IHA renewal is effective through March 4, 2024.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        In case of problems accessing these documents, please call the contact listed below. Electronic copies of the original application and supporting documents (including NMFS 
                        <E T="04">Federal Register</E>
                         notices of the original proposed and final authorizations, and the previous IHA), as well as a list of the references cited in this document, may be obtained online at: 
                        <E T="03">https://www.fisheries.noaa.gov/action/incidental-take-authorization-alaska-department-transportation-ferry-berth-improvements-0.</E>
                         In case of problems accessing these documents, please call the contact listed below.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Kate Fleming, Office of Protected Resources, NMFS, (301) 427-8401.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    The MMPA prohibits the “take” of marine mammals, with certain exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 
                    <E T="03">et seq.</E>
                    ) direct the Secretary of Commerce (as delegated to NMFS) to allow, upon request, the incidental, but not intentional, taking of small numbers of marine mammals by U.S. citizens who engage in a specified activity (other than commercial fishing) within a specified geographical region if certain findings are made and either regulations are issued or, if the taking is limited to harassment, a notice of a proposed incidental take authorization may be provided to the public for review.
                </P>
                <P>Authorization for incidental takings shall be granted if NMFS finds that the taking will have a negligible impact on the species or stock(s) and will not have an unmitigable adverse impact on the availability of the species or stock(s) for taking for subsistence uses (where relevant). Further, NMFS must prescribe the permissible methods of taking and other “means of effecting the least practicable adverse impact” on the affected species or stocks and their habitat, paying particular attention to rookeries, mating grounds, and areas of similar significance, and on the availability of such species or stocks for taking for certain subsistence uses (referred to in shorthand as “mitigation”); and requirements pertaining to the mitigation, monitoring and reporting of such takings are set forth.</P>
                <P>NMFS has defined “negligible impact” in 50 CFR 216.103 as an impact resulting from the specified activity that cannot be reasonably expected to, and is not reasonably likely to, adversely affect the species or stock through effects on annual rates of recruitment or survival.</P>
                <P>Except with respect to certain activities not pertinent here, the MMPA defines “harassment” as: Any act of pursuit, torment, or annoyance which (i) has the potential to injure a marine mammal or marine mammal stock in the wild (Level A harassment); or (ii) has the potential to disturb a marine mammal or marine mammal stock in the wild by causing disruption of behavioral patterns, including, but not limited to, migration, breathing, nursing, breeding, feeding, or sheltering (Level B harassment).</P>
                <HD SOURCE="HD1">Summary of Request and Analysis</HD>
                <P>
                    On March 1, 2023, NMFS issued an IHA renewal to the ADOT&amp;PF, effective March 4, 2023 through March 4, 2023. The IHA authorized take, by Level A 
                    <PRTPAGE P="46146"/>
                    harassment and Level B harassment, of marine mammals incidental to construction activities associated with the Ferry Berth Improvements Project in Tongass Narrows in Ketchikan, Alaska (88 FR 13802, March 6, 2023). Species authorized for take included Steller sea lion (
                    <E T="03">Eumetopias jubatus</E>
                    ), harbor seal (
                    <E T="03">Phoca vitulina</E>
                    ), harbor porpoise (
                    <E T="03">Phocoena phocoena</E>
                    ), Dall's porpoise (
                    <E T="03">Phocoenoides dalli</E>
                    ), Pacific white-sided dolphin (
                    <E T="03">Lagenorhynchus obliquidens</E>
                    ), killer whale (
                    <E T="03">Orcinus orca</E>
                    ), humpback whale (
                    <E T="03">Megaptera novaeangliae</E>
                    ), minke whale (
                    <E T="03">Balaenoptera acutorostrata</E>
                    ), and northern elephant seal (
                    <E T="03">Mirounga angustirostris</E>
                    ). The IHA renewal was issued in association with ADOT&amp;PF's planned continuation of a subset of the initially planned construction activities at this project site.
                </P>
                <P>
                    On April 3, 2023, ADOT&amp;PF contacted NMFS to express concern regarding the potential that it could exceed authorized take numbers for killer whales (
                    <E T="03">Orcinus orca</E>
                    ) and harbor porpoise (
                    <E T="03">Phocoena phocoena</E>
                    ), and to request that NMFS evaluate a potential modification to the renewal IHA. ADOT&amp;PF indicated that project activities were taking longer than expected due to mechanical delays and encountering unexpected subsurface conditions. Given that a new IHA was in process to replace the active IHA renewal, and that it was not clear that authorized take levels were in danger of being met at the time the request was made, NMFS determined that it would not be appropriate to move forward with a modification at that time.
                </P>
                <P>On June 19, 2023, ADOT&amp;PF contacted NMFS to provide additional information supporting a request for modification of the renewal IHA. ADOT&amp;PF provided updated monitoring data, explaining that Protected Species Observers (PSOs) had reported potential takes by Level B harassment of 18 killer whales, representing 75 percent of take authorized through the renewal IHA. ADOT&amp;PF also reiterated practicability concerns associated with future potential shutdowns that may result from meeting the authorized take numbers. NMFS asked ADOT&amp;PF to provide details regarding the amount of work that had been completed and the amount of work that remained under the renewal.</P>
                <P>Based on the updated monitoring data provided by ADOT&amp;PF, in the context of the current status of ongoing work under the renewal IHA and expected remaining duration, NMFS has modified the Ferry Berth Improvement project renewal IHA by increasing authorized take by Level B harassment of killer whale and harbor porpoise, to levels that remain below those initially analyzed and authorized in associated with the initial IHA. NMFS agrees with ADOT&amp;PF that authorizing an increase of take by Level B harassment for killer whale is conservative and appropriate; killer whales in the area often travel in pods larger than the six takes by Level B harassment that remain under the current authorization level. NMFS similarly determined that additional take by Level B harassment for harbor porpoise may be necessary due to few takes remaining under the active IHA renewal and a larger than expected number of individuals having been observed in the project area by PSOs. In addition to the 4 out of 9 authorized takes by Level B harassment reported for harbor porpoise, ADOT&amp;PF's PSO's have observed 29 harbor porpoise in the project area across 46 monitoring days that have been completed under the IHA renewal. NMFS has determined that modification to authorized take numbers for other species is not warranted.</P>
                <P>
                    The work analyzed for this modification includes a subset of the same construction activities analyzed for the renewal IHA (
                    <E T="03">i.e.,</E>
                     impact pile driving or proofing of 11 24-inch piles, vibratory pile driving of 4 24-inch piles, and DTH drilling of 7 rock sockets and 18 tension anchors), in the same locations that were described in the IHA renewal and initial IHA on which it is based. NMFS refers the reader to the documents related to the initial IHAs issued on March 1, 2023 and March 5, 2022 (
                    <E T="03">available at https://www.fisheries.noaa.gov/action/incidental-take-authorization-alaska-department-transportation-ferry-berth-improvements-0</E>
                    ) for a more detailed description of project activities. Other relevant documents include the notice of proposed IHAs and request for comments (88 FR 8814, February 10, 2023; 87 FR 5980, February 2, 2022) and notice of issued IHAs (88 FR 13802, March 6, 2023; 87 FR 15387, March 18, 2022). As a result of the aforementioned project difficulties, the total days of activity have been increased relative to what was expected, while the daily duration of activity has been significantly less than expected. ADOT&amp;PF has completed 45 days of in-water work, 15 days more than what was analyzed under the IHA renewal, and estimates that 29 additional days of in-water pile driving is needed to complete the subset of in-water work described above.
                </P>
                <P>
                    A description of the marine mammals in the area of the activities, as well as a description of the potential effects of the specified activities on marine mammals and their habitat are found in these previous documents, which remains applicable to this modified IHA. In addition, NMFS has reviewed the Draft 2022 Stock Assessment Report (Young 
                    <E T="03">et. al.</E>
                     2022), information on relevant Unusual Mortality Events, and recent scientific literature, and determined that no new information affects our original analysis of impacts under the IHA renewal.
                </P>
                <P>A detailed description of the methods and inputs used to estimate take for the specified activity are found in the notices of the proposed and final IHAs (87 FR 5980, February 2, 2022; 87 FR 15387, March 18, 2022) for the initial authorization on which the final renewal IHA is based (88 FR 8814, March 6, 2023). The source levels and marine mammal occurrence data applicable to this authorization remain unchanged from the previously issued IHAs. The stocks taken, methods of take, and types of take also remain unchanged.</P>
                <P>
                    In consideration of the information provided by ADOT&amp;PF and described above, NMFS expects that 23 additional killer whale and 9 harbor porpoise may be taken by Level B harassment over the expected remainder of the effective period of the IHA (through March 4, 2024). This is based on 29 estimated remaining construction days to complete the work, representing 97 percent of the original time period included in the analysis for the renewal IHA. Therefore, NMFS determined that it is appropriate to modify the renewal IHA to authorize take by Level B harassment of 47 killer whale and 18 harbor porpoise (Table 1). No increases to take by Level A harassment are warranted or authorized.
                    <PRTPAGE P="46147"/>
                </P>
                <GPOTABLE COLS="7" OPTS="L2,i1" CDEF="s50,r50,r50,10,10,9,9">
                    <TTITLE>Table 1—Modification to Authorized Take for Killer Whale and Harbor Porpoise and Proportion of Population Potentially Affected</TTITLE>
                    <BOXHD>
                        <CHED H="1">Authorized take</CHED>
                        <CHED H="2">Modification action</CHED>
                        <CHED H="2">Species</CHED>
                        <CHED H="2">Stock</CHED>
                        <CHED H="2">
                            Level A
                            <LI>harassment</LI>
                        </CHED>
                        <CHED H="2">
                            Level B
                            <LI>harassment *</LI>
                        </CHED>
                        <CHED H="2">Total</CHED>
                        <CHED H="2">
                            Percent
                            <LI>of stock</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">No Change</ENT>
                        <ENT>Steller sea lion</ENT>
                        <ENT>Eastern U.S</ENT>
                        <ENT>30</ENT>
                        <ENT>716</ENT>
                        <ENT>746</ENT>
                        <ENT>1.7</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">No Change</ENT>
                        <ENT>Harbor Seal</ENT>
                        <ENT>Clarence Strait</ENT>
                        <ENT>38</ENT>
                        <ENT>335</ENT>
                        <ENT>373</ENT>
                        <ENT>1.3</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Increased Level B take</ENT>
                        <ENT>Harbor Porpoise</ENT>
                        <ENT>Southeast Alaska</ENT>
                        <ENT>5</ENT>
                        <ENT>18</ENT>
                        <ENT>23</ENT>
                        <ENT>0.21</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">No Change</ENT>
                        <ENT>Dall's Porpoise</ENT>
                        <ENT>Alaska</ENT>
                        <ENT>12</ENT>
                        <ENT>68</ENT>
                        <ENT>80</ENT>
                        <ENT>0.6</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">No Change</ENT>
                        <ENT>Pacific white-sided Dolphin</ENT>
                        <ENT>North Pacific</ENT>
                        <ENT>0</ENT>
                        <ENT>92</ENT>
                        <ENT>92</ENT>
                        <ENT>3.4</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Increased Level B Take</ENT>
                        <ENT>Killer Whale</ENT>
                        <ENT>Alaska Resident</ENT>
                        <ENT>0</ENT>
                        <ENT>47</ENT>
                        <ENT>47</ENT>
                        <ENT>2.4</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>West Coast Transient</ENT>
                        <ENT>0</ENT>
                        <ENT O="xl"/>
                        <ENT O="xl"/>
                        <ENT>13.5</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="xl"/>
                        <ENT>Northern Resident</ENT>
                        <ENT>0</ENT>
                        <ENT O="xl"/>
                        <ENT O="xl"/>
                        <ENT>15.6</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">No Change</ENT>
                        <ENT>Humpback Whale</ENT>
                        <ENT>Central North Pacific</ENT>
                        <ENT>0</ENT>
                        <ENT>75</ENT>
                        <ENT>75</ENT>
                        <ENT>0.7</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">No Change</ENT>
                        <ENT>Minke Whale</ENT>
                        <ENT>Alaska</ENT>
                        <ENT>1</ENT>
                        <ENT>2</ENT>
                        <ENT>3</ENT>
                        <ENT>N/A</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">No Change</ENT>
                        <ENT>Northern Elephant Seal</ENT>
                        <ENT>California Breeding</ENT>
                        <ENT>0</ENT>
                        <ENT>12</ENT>
                        <ENT>12</ENT>
                        <ENT>0.01</ENT>
                    </ROW>
                    <TNOTE>* The increased take by Level B harassment authorized through this modification do not erase takes that have been reported thus far.</TNOTE>
                </GPOTABLE>
                <P>The mitigation, monitoring, and reporting measures remain the same as prescribed in the initial and renewal IHAs.</P>
                <P>The described modification of the IHA renewal does not alter the original scope of activity analyzed or the impact analysis in a manner that materially affects the basis for the original findings under the IHA. The take levels authorized through the modified renewal IHA remain below those analyzed and authorized through the initial IHA. Accordingly, we have determined that the additional take authorized in this IHA modification will have a negligible impact on the affected species stocks and, separately, the take will be of small numbers.</P>
                <P>This action is consistent with categories of activities identified in Categorical Exclusion B4 (incidental harassment authorizations with no anticipated serious injury or mortality) of the Companion Manual for NOAA Administrative Order 216-6A, which do not individually or cumulatively have the potential for significant impacts on the quality of the human environment and for which we have not identified any extraordinary circumstances that would preclude this categorical exclusion. Accordingly, NMFS determined that the issuance of the initial IHA qualified to be categorically excluded from further National Environmental Policy Act review and that application of the Categorical Exclusion to the issuance of the renewal IHA remained appropriate. Similarly, increasing authorized take levels, by Level B harassment only, of killer whales and harbor porpoise is covered through previous application of the Categorical Exclusion.</P>
                <P>Finally, Killer whales and harbor porpoise are not listed under the Endangered Species Act (ESA). Therefore, we have determined that additional consultation under the ESA is not required.</P>
                <HD SOURCE="HD1">Authorization</HD>
                <P>NMFS has issued a modified IHA to ADOT&amp;PF authorizing the take of marine mammals for the reasons described above, for the potential harassment of small numbers of marine mammals incidental to construction activities associated with the ferry berth improvements project, provided the mitigation, monitoring, and reporting requirements of the initial IHA renewal are implemented.</P>
                <SIG>
                    <DATED>Dated: July 13, 2023.</DATED>
                    <NAME>Kimberly Damon-Randall,</NAME>
                    <TITLE>Director, Office of Protected Resources, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15278 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF DEFENSE</AGENCY>
                <SUBAGY>Department of the Air Force</SUBAGY>
                <DEPDOC>[ARY-230609A-PL]</DEPDOC>
                <SUBJECT>Notice of Intent To Grant a Partially Exclusive Patent License</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Department of the Air Force, Department of Defense.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of intent.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Pursuant to the Bayh-Dole Act and implementing regulations, the Department of the Air Force hereby gives notice of its intent to grant a partially exclusive (the field to include water-based search and rescue, combat search and rescue and military applications, tow surfing and recovery for surfers, fishing and recreation, on water autonomous surface vessel for intelligence, surveillance, and reconnaissance (ISR) and monitoring of oil spills and oil platforms, autonomous platform for towing vessels) patent license agreement to Shark Rescue Systems, LLC, a corporation of the State of Ohio, having a place of business at 2946 Arthur Rd., Springfield, OH 45502.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written objections must be filed no later than fifteen (15) calendar days after the date of publication of this Notice.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit written objections to Dr. Griffin Romigh, Lead, Office of Research and Technology Applications (ORTA), AFRL/RY—Sensors Directorate, Bldg. 600, 2nd Floor, 2241 Avionics Circle, Wright-Patterson AFB, OH 45433; Phone (937) 713-3494; or Email: 
                        <E T="03">griffin.romigh@us.af.mil.</E>
                         Include Docket No. ARY-230609A-PL in the subject line of the message.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Dr. Griffin Romigh, Lead, Office of Research and Technology Applications (ORTA), AFRL/RY—Sensors Directorate, Bldg. 600, 2nd Floor, 2241 Avionics Circle, Wright-Patterson AFB, OH 45433; Phone (937) 713-3494; or Email: 
                        <E T="03">griffin.romigh@us.af.mil.</E>
                    </P>
                    <HD SOURCE="HD1">Abstract of Patent Application(s)</HD>
                    <P>
                        (1.) A component that can be detachably fitted to a watercraft to shift the center of buoyancy of the watercraft and render the watercraft self-righting. The component uses quick release attachment and detachment fixtures so that a person can easily remove the component and thereby free-up space for passengers on the watercraft. The component includes a non-inflatable buoyant structure made of a buoyant material or materials arranged into a buoyant configuration. A watercraft with the detachable component is also disclosed, as is a method for converting 
                        <PRTPAGE P="46148"/>
                        a non-self-righting watercraft into a self-righting watercraft.
                    </P>
                    <P>(2.) An aquatic rescue vehicle formed by adding directional and speed controls to a watercraft along with an autonomous control system to guide the vehicle to specified waypoints is disclosed. The rescue vehicle includes search devices such as a radio direction finder (RDF) and an infrared sensor (or camera) to be used to narrow the search for an isolated person (IP). The rescue vehicle may be discharged from a larger watercraft or an airplane and autonomously set out on its rescue mission. The vehicle may first navigate to a designated waypoint near an IP, and then use signals gathered from the RDF and infrared sensor to finally locate, assist, and retrieve the IP. The vehicle also includes a self-righting mechanism so that the vehicle can complete its mission even under the most adverse conditions.</P>
                    <P>(3.) Systems for air dropping a watercraft onto a body of water and automatically releasing the watercraft from a parachute and platform used during the air drop are disclosed. The air drop platform includes: a cradle for the watercraft; restraints for holding a watercraft onto the cradle when it is being air dropped; and a releasable air drop sling rigging system that includes connections temporarily joined to the cradle for an air drop sling. The restraints are temporarily joined to the cradle by a water-activated release mechanism. The rigging system includes an additional water-activated release mechanism. The restraints and the air drop sling both release from the cradle when the cradle is at least partially immersed in water upon landing on a body of water. The systems may be part of an automated search and rescue system.</P>
                    <HD SOURCE="HD1">Intellectual Property</HD>
                    <P>(1.) U.S. Patent Application Serial No. 17/479,108, filed on September 20, 2021, and entitled Detachable Buoyant Component for Making a Watercraft Self-Righting.</P>
                    <P>(2.) U.S. Patent Application Serial No. 17/479,167, filed on September 20, 2021, and entitled Autonomous Rescue Vehicle.</P>
                    <P>(3.) U.S. Patent Application Serial No. 18/167,113, filed on February 10, 2023, and entitled Automated Air Drop System and Automated Search and Rescue System.</P>
                    <P>The Department of the Air Force may grant the prospective license unless a timely objection is received that sufficiently shows the grant of the license would be inconsistent with the Bayh-Dole Act or implementing regulations. A competing application for a patent license agreement, completed in compliance with 37 CFR 404.8 and received by the Air Force within the period for timely objections, will be treated as an objection and may be considered as an alternative to the proposed license.</P>
                    <P>
                        <E T="03">Authority:</E>
                         35 U.S.C. 209; 37 CFR 404.
                    </P>
                    <SIG>
                        <NAME>Tommy W. Lee, </NAME>
                        <TITLE>Acting Air Force Federal Register Liaison Officer.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15236 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 5001-10-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF EDUCATION</AGENCY>
                <SUBAGY>National Assessment Governing Board</SUBAGY>
                <SUBJECT>Committee and Quarterly Board Meetings</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Assessment Governing Board, Department of Education.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of open and closed meetings.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        This notice sets forth the agenda, time, and instructions to access the National Assessment Governing Board's (hereafter referred to as Governing Board or Board) standing committee meetings and quarterly Board meeting. This notice provides information about the meetings to members of the public who may be interested in attending the meetings and/or providing written comments related to the work of the Governing Board. The meetings will be held either in person and/or virtually, as noted below. Members of the public must register in advance to attend the virtual meetings. A registration link will be posted on 
                        <E T="03">www.nagb.gov</E>
                         five business days prior to each meeting.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The Quarterly Board Meeting will be held on the following dates:</P>
                    <P>• August 2, 2023, from 4:30 p.m. to 6 p.m., EDT.</P>
                    <P>• August 3, 2023, from 8:30 a.m. to 6 p.m., EDT.</P>
                    <P>• August 4, 2023, from 8:30 a.m. to 3 p.m., EDT.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Westin Arlington, 801 North Glebe Rd., Arlington, VA 22203.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Munira Mwalimu, Executive Officer/Designated Federal Official (DFO) for the Governing Board, 800 North Capitol Street NW, Suite 825, Washington, DC 20002, telephone: (202) 357-6906, fax: (202) 357-6945, email: 
                        <E T="03">Munira.Mwalimu@ed.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>Notice of the meetings is required under 5 U.S.C. chapter 10 (Federal Advisory Committees).</P>
                <P>
                    <E T="03">Statutory Authority and Function:</E>
                     The Governing Board is established under the National Assessment of Educational Progress Authorization Act, (20 U.S.C. 9621). Information on the Governing Board and its work can be found at 
                    <E T="03">www.nagb.gov.</E>
                </P>
                <P>The Governing Board formulates policy for the National Assessment of Educational Progress (NAEP) administered by the National Center for Education Statistics (NCES). The Governing Board's responsibilities include:</P>
                <P>(1) selecting the subject areas to be assessed; (2) developing appropriate student achievement levels; (3) developing assessment objectives and testing specifications that produce an assessment that is valid and reliable, and are based on relevant widely accepted professional standards; (4) developing a process for review of the assessment which includes the active participation of teachers, curriculum specialists, local school administrators, parents, and concerned members of the public; (5) designing the methodology of the assessment to ensure that assessment items are valid and reliable, in consultation with appropriate technical experts in measurement and assessment, content and subject matter, sampling, and other technical experts who engage in large scale surveys; (6) measuring student academic achievement in grades 4, 8, and 12 in the authorized academic subjects; (7) developing guidelines for reporting and disseminating results; (8) developing standards and procedures for regional and national comparisons; (9) taking appropriate actions needed to improve the form, content use, and reporting of results of an assessment; and (10) planning and executing the initial public release of NAEP reports.</P>
                <HD SOURCE="HD1">Standing Committee Meetings</HD>
                <P>
                    The Governing Board's standing committees will meet to conduct regularly scheduled work. Standing committee meeting agendas and meeting materials will be posted on the Governing Board's website, 
                    <E T="03">www.nagb.gov,</E>
                     no later than five business days prior to the meetings. For the virtual standing committee meetings, a registration link will be posted on 
                    <E T="03">www.nagb.gov</E>
                     and will be accessible five business days prior the meetings. Registration is required to join the meetings virtually. Minutes of prior standing committee meeting are available at 
                    <E T="03">
                        https://www.nagb.gov/
                        <PRTPAGE P="46149"/>
                        governing-board/quarterly-board-meetings.html.
                    </E>
                </P>
                <HD SOURCE="HD1">Standing Committee Meetings</HD>
                <HD SOURCE="HD2">Friday, July 21, 2023</HD>
                <HD SOURCE="HD3">Reporting &amp; Dissemination Committee (Virtual Meeting)</HD>
                <HD SOURCE="HD3">1 p.m.-3 p.m. (EDT) Open Session</HD>
                <P>The Reporting and Dissemination Committee will meet in open session on Friday, July 21, 2023, from 1 p.m. to 3 p.m., to receive a briefing on the release of the 2023 Long-Term Trend results for 13-year-olds, which occurred in June 2023, to review extant core contextual variables for the 2028 administration of NAEP, and to discuss the organization and format of the Nation's Report Card website.</P>
                <HD SOURCE="HD2">Monday, July 24, 2023</HD>
                <HD SOURCE="HD3">Nominations Committee (Virtual Meeting)</HD>
                <HD SOURCE="HD3">5 p.m.-5:10 p.m. (EDT), Closed Session</HD>
                <HD SOURCE="HD3">5:10 p.m.-6 p.m. (EDT) Open Session</HD>
                <P>The Nominations Committee will meet in closed session on Monday, July 24, 2023, from 5 p.m. to 5:10 p.m., to receive an update on the member appointments for terms beginning October 1, 2023. These discussions pertain solely to internal personnel rules and practices of an agency and information of a personal nature where disclosure would constitute a clearly unwarranted invasion of personal privacy. As such, the discussions are protected by exemptions 2 and 6 of the Government Sunshine Act, 5 U.S.C. 552b(c). From 5:10 p.m. to 6 p.m., the committee will meet in open session to receive a briefing on outreach plans for member vacancies for terms that begin October 1, 2024.</P>
                <HD SOURCE="HD2">Wednesday, August 2, 2023</HD>
                <HD SOURCE="HD3">Executive Committee (In-Person Meeting)</HD>
                <HD SOURCE="HD3">3:30 p.m.-4:20 p.m. (EDT), Open Session</HD>
                <P>The Executive Committee will meet in open session on Wednesday, August 2, 2023, from 3:30 p.m. to 4:20 p.m., to discuss the nomination of the Vice Chair, to receive a briefing on the financial audit of the Governing Board, and to discuss a recommendation on the Technology and Engineering Literacy Assessment.</P>
                <HD SOURCE="HD2">Friday, August 4, 2023</HD>
                <HD SOURCE="HD3">Assessment Development Committee (In-Person Meeting)</HD>
                <HD SOURCE="HD3">8:30 a.m.-10:25 a.m. (EDT), Open Session</HD>
                <HD SOURCE="HD3">10:25 a.m.-11 a.m. (EDT), Closed Session</HD>
                <P>The Assessment Development Committee will meet in open session on Friday, August 4, 2023, from 8:30 a.m. to 10:20 a.m., to review existing NAEP Reading and Mathematics Grade 12 contextual variables, to receive a project update on the 2028 NAEP Science Assessment Framework, and to discuss the options for the next administration of the NAEP Writing Assessment. Following a short break from 10:20 a.m. to 10:25 a.m., the Assessment Development Committee will meet in two closed sessions from 10:25 a.m. to 11:00 a.m. From 10:25 a.m. to 10:40 a.m., the committee will review the 2024 NAEP Reading flagged assessment items. These items have not been released to the public. From 10:40 a.m. to 11 a.m., the committee will continue in closed session to discuss the draft statement of work for the Social Studies Content Advisory Group. Public disclosure of this confidential information would significantly impede implementation of the NAEP assessment program if conducted in open session. Such matters are protected by exemption 9(B) of the Government Sunshine Act, 5 U.S.C. 552b(c).</P>
                <HD SOURCE="HD3">Committee on Standards, Design and Methodology (In-Person Meeting)</HD>
                <HD SOURCE="HD3">9 a.m.-11 a.m. (Open Session)</HD>
                <P>The Committee on Standards, Design and Methodology will meet in open session on Friday, August 4, 2023, from 9:00 a.m. to 11:00 a.m., to discuss the NAEP modernization and steps towards device agnostic and the utility of effect sizes, and to receive an update on the Achievement Level Communications plan.</P>
                <HD SOURCE="HD1">Quarterly Governing Board Meeting</HD>
                <P>The plenary sessions of the Governing Board's August 2023 quarterly meeting will be held on the following dates and times:</P>
                <HD SOURCE="HD2">Wednesday, August 2, 2023</HD>
                <HD SOURCE="HD3">Open Meeting: 4:30 p.m.-6 p.m. (In-Person Meeting)</HD>
                <HD SOURCE="HD2">Thursday, August 3, 2023</HD>
                <HD SOURCE="HD3">Open Meeting: 8:30 a.m.-9:15 a.m.; 11:45 a.m.-6 p.m. (Hybrid Meeting)</HD>
                <HD SOURCE="HD3">Closed Meeting: 9:15 a.m.-10 a.m.</HD>
                <HD SOURCE="HD3">Open Meeting: 11:45 a.m.-6 p.m. (Hybrid Meeting)</HD>
                <HD SOURCE="HD2">Friday, August 4, 2023</HD>
                <HD SOURCE="HD3">Open Meeting: 8:30 a.m.-3 p.m. (Hybrid Meeting)</HD>
                <P>On Wednesday, August 2, 2023, the plenary session of the Governing Board meeting will convene in open session from 4:30 p.m. to 6 p.m. to discuss the implications for Artificial Intelligence (AI) for teaching, learning, and the workforce.</P>
                <P>On Thursday, August 3, 2023, the Governing Board will convene in open session from 8:30 a.m. to 9:05 a.m. From 8:30 a.m. to 8:45 a.m., Beverly Perdue, Chair of the Governing Board, will welcome members, followed by a motion to approve the August 3-4, 2023, quarterly Governing Board meeting agenda and minutes from the May 18-19, 2023, Governing Board meeting. From 8:45 a.m. to 9:05 a.m., Lesley Muldoon, Executive Director of the Governing Board, will provide updates members on the Board's work.</P>
                <P>Following a ten-minute break, members will meet in closed session from 9:15 a.m. to 10:00 a.m. to receive a briefing on the NAEP Budget from and NAEP Modernization plans and their impact on the NAEP Assessment schedule and contract actions. This session must be closed to maintain the integrity of the federal budgeting and acquisition processes. Public disclosure of this confidential information would significantly impede implementation of the NAEP assessment program if conducted in open session. Such matters are protected by exemption 9(B) of the Government Sunshine Act, 5 U.S.C. 552b(c).</P>
                <P>
                    From 11:45 a.m. to 1:30 p.m., the Board will meet in open session to discuss its priorities for the NAEP Assessment Schedule. Following a break, the Board will meet in small groups from 1:45 p.m. to 3:35 p.m. to discuss the assessment schedule, and debrief the small group discussions from 3:35 p.m. to 4 p.m. The Board will receive and discuss recommendation on the Future of the NAEP Technology and Engineering Literacy Assessment (TEL) from 4 p.m. to 4:45 p.m. From 4:45-5:15 p.m. members will receive updates on the work of its standing committees. 
                    <PRTPAGE P="46150"/>
                    From 5:15 p.m. to 6 p.m. Governing Board members will engage in an open discussion on general topics of interest. The August 3, 2023, session of the Governing Board meeting will adjourn at 6 p.m.
                </P>
                <P>On Friday, August 4, 2023, the Board will convene in open session from 11:15 a.m. to 3:00 p.m. From 11:15 a.m. to 12:45 p.m., the Board will discuss the proposed 2028 NAEP Science Framework, followed by a session on the opportunities and challenges for AI and Large-Scale Assessment from 12:45 p.m. to 2:15 p.m. The Board will take action on the NAEP Technology and Engineering Literacy (TEL) Assessment from 2:15 p.m. to 2:25 p.m., and will take action on a Linking Studies Resolution from 2:25 p.m. to 2:35 p.m. From 2:35 p.m. to 3 p.m., members whose terms have expired will provide farewell remarks. The August 4, 2023, session of the Governing Board meeting will adjourn at 3 p.m.</P>
                <HD SOURCE="HD1">Instructions for Participating in the Meetings</HD>
                <P>
                    <E T="03">Registration:</E>
                     Members of the public may attend the August 2, 2023, meeting in-person and may attend the August 3 and August 4, 2023, meetings either in person or virtually. A link to register for virtual attendance for the open sessions and instructions for how to register will be posted on the Governing Board's website at 
                    <E T="03">www.nagb.gov</E>
                     no later than five business days prior to the meeting. Registration is required to join the meeting virtually.
                </P>
                <P>
                    <E T="03">Public Comment:</E>
                     Written comments related to the work of the Governing Board and its committees may be submitted electronically or in hard copy to the attention of the Executive Officer/DFO via email at 
                    <E T="03">Munira.Mwalimu@ed.gov</E>
                     no later than 10 business days prior to the meeting. Written comments should reference the relevant agenda item.
                </P>
                <P>
                    <E T="03">Access to Records of the Meeting:</E>
                     Pursuant to 5 U.S.C. 1009, the public may inspect the meeting materials at 
                    <E T="03">www.nagb.gov,</E>
                     which will be posted no later than five business days prior to each meeting. The public may also inspect the meeting materials and other Governing Board records at 800 North Capitol Street NW, Suite 825, Washington, DC 20002, by emailing 
                    <E T="03">Munira.Mwalimu@ed.gov</E>
                     to schedule an appointment. The official verbatim transcripts of the open meeting sessions will be available for public inspection no later than 30 calendar days following each meeting and will be posted on the Governing Board's website. Requests for the verbatim transcriptions may be made via email to the DFO.
                </P>
                <P>
                    <E T="03">Reasonable Accommodations:</E>
                     The meeting location is accessible to individuals with disabilities. If you will need an auxiliary aid or service to participate in the meeting (
                    <E T="03">e.g.,</E>
                     interpreting service, assistive listening device, or materials in an alternate format), notify the DFO listed in this notice no later than ten working days prior to each meeting date.
                </P>
                <P>
                    <E T="03">Electronic Access to this Document:</E>
                     The official version of this document is the document published in the 
                    <E T="04">Federal Register</E>
                    . Internet access to the official edition of the 
                    <E T="04">Federal Register</E>
                     and the Code of Federal Regulations is available via the Federal Digital System at: 
                    <E T="03">www.gpo.gov/fdsys.</E>
                     At this site you can view this document, as well as all other documents of this Department published in the 
                    <E T="04">Federal Register</E>
                    <E T="03">,</E>
                     in text or Adobe Portable Document Format (PDF). To use PDF, you must have Adobe Acrobat Reader, which is available free at the Adobe website. You may also access documents of the Department published in the 
                    <E T="04">Federal Register</E>
                     by using the article search feature at: 
                    <E T="03">www.federalregister.gov.</E>
                     Specifically, through the advanced search feature at this site, you can limit your search to documents published by the Department.
                </P>
                <AUTH>
                    <HD SOURCE="HED">Authority: </HD>
                    <P>Pub. L. 107-279, Title III, section 301—National Assessment of Educational Progress Authorization Act (20 U.S.C. 9621).</P>
                </AUTH>
                <SIG>
                    <NAME>Lesley Muldoon,</NAME>
                    <TITLE>Executive Director, National Assessment Governing Board (NAGB), U.S. Department of Education.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15256 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4000-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">ELECTION ASSISTANCE COMMISSION</AGENCY>
                <SUBJECT>Sunshine Act Meetings</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>U.S. Election Assistance Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Sunshine Act notice; notice of public meeting agenda.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Public meeting: U.S. Election Assistance Commission.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Wednesday, August 2, 2023, 1:00 p.m. EST.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                         The Election Assistance Commission hearing room at 633 3rd St. NW, Washington, DC 20001. The meeting is open to the public and will be livestreamed on the U.S. Election Assistance Commission YouTube Channel: 
                        <E T="03">https://www.youtube.com/channel/UCpN6i0g2rlF4ITWhwvBwwZw.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Kristen Muthig, Telephone: (202) 897-9285, Email: 
                        <E T="03">kmuthig@eac.gov</E>
                        .
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Purpose:</E>
                     In accordance with the Government in the Sunshine Act (Sunshine Act), Public Law 94-409, as amended (5 U.S.C. 552b), the U.S. Election Assistance Commission (EAC) will hold a public meeting to discuss voter education and engagement.
                </P>
                <P>
                    <E T="03">Agenda:</E>
                     The U.S. Election Assistance Commission (EAC) will host a public meeting to discuss topics such as voter education research and ideas for 2024, the EAC and poll worker recruitment, as well as innovation in voter outreach and engagement.
                </P>
                <P>The agenda includes panel discussions with representatives from the EAC, election administrators, and subject matter experts. Panelists will give remarks and respond to questions from the EAC Commissioners.</P>
                <P>
                    The full agenda will be posted in advance on the events page of the EAC website: 
                    <E T="03">https://www.eac.gov/events.</E>
                </P>
                <P>
                    <E T="03">Background:</E>
                     The Help America Vote Act of 2002 (HAVA) charged the EAC to improve election administration and serve as a primary source of best practices and election information, such as poll worker recruitment.
                </P>
                <P>
                    <E T="03">Status:</E>
                     This meeting will be open to the public.
                </P>
                <SIG>
                    <NAME>Camden Kelliher,</NAME>
                    <TITLE>Senior Associate Counsel, U.S. Election Assistance Commission.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15372 Filed 7-17-23; 11:15 am]</FRDOC>
            <BILCOD>BILLING CODE 4810-71-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Project No. 15309-000]</DEPDOC>
                <SUBJECT>Nature and People First Arizona PHS, LLC; Notice of Preliminary Permit Application Accepted for Filing and Soliciting Comments, Motions To Intervene, and Competing Applications</SUBJECT>
                <P>
                    On May 2, 2023, Nature and People First Arizona PHS, LLC, filed an application for a preliminary permit, pursuant to section 4(f) of the Federal Power Act (FPA), proposing to study the feasibility of the Chuska Mountain North Pumped Storage Project to be located in Apache County, Arizona, near the San Juan River, approximately 1.6 miles north of the town of Lukachukai on Navajo Nation Lands. The sole purpose of a preliminary permit is to grant the permit holder priority to file a license application 
                    <PRTPAGE P="46151"/>
                    during the permit term. A preliminary permit does not authorize the permit holder to perform any land-disturbing activities or otherwise enter upon lands or waters owned by others without the owners' express permission.
                </P>
                <P>The pumped storage hydropower project will consist of: (1) a new upper reservoir with a surface area of 4,800 acres and a storage volume of 400,000 acre-feet at a maximum water-surface elevation of 8,810 feet mean sea level; (2) a new lower reservoir with a surface area of 5,400 acres and a storage volume of 400,000 acre-feet at a maximum water-surface elevation of 5,910 MSL; (3) a 60-foot-wide, 1,200-foot-long and 100-foot-high subterranean powerhouse with twelve pump/turbines rated at 250 megawatts; (4) a 40-foot wide and 33,000-foot-long conduit to the powerhouse; (5) 12-foot-wide, 1,000-foot-long powerhouse lower conduit; and (6) approximately 50 miles of 550-kilovolt transmission line for connection to existing lines. The estimated annual energy production of the project would be approximately 6,570,000 megawatt-hours.</P>
                <P>
                    <E T="03">Applicant Contact:</E>
                     Mr. Denis Payre, Nature and People First Arizona PHS, LLC, 405 Waltham St., Suite 145, Lexington, MA 02421; email: 
                    <E T="03">denis.payre@natureandpeoplefirst.com;</E>
                     phone: (781) 491-5364.
                </P>
                <P>
                    <E T="03">FERC Contact:</E>
                     Shannon Archuleta; email; 
                    <E T="03">shannon.archuleta@ferc.gov;</E>
                     phone (503) 552-2739.
                </P>
                <P>
                    The Commission's Office of Public Participation (OPP) supports meaningful public engagement and participation in Commission proceedings. OPP can help members of the public, including landowners, environmental justice communities, Tribal members, and others, access publicly available information and navigate Commission processes. For public inquiries and assistance with filings such as interventions, comments, or requests for rehearing, the public is encouraged to contact OPP at (202) 502-6595 or 
                    <E T="03">OPP@ferc.gov.</E>
                     Comments, motions to intervene, competing applications (without notices of intent), or notices of intent to file competing applications should be submitted within 60 days from the issuance of this notice. Competing applications and notices of intent must meet the requirements of 18 CFR 4.36.
                </P>
                <P>
                    The Commission strongly encourages electronic filing. Please file comments, motions to intervene, notices of intent, and competing applications using the Commission's eFiling system at 
                    <E T="03">https://ferconline.ferc.gov/FERCOnline.aspx.</E>
                     Commenters can submit brief comments up to 6,000 characters without prior registration using the eComment system at 
                    <E T="03">https://ferconline.ferc.gov/QuickComment.aspx.</E>
                     You must include your name and contact information at the end of your comments. For assistance, please get in touch with FERC Online Support at 
                    <E T="03">FERCOnlineSupport@ferc.gov,</E>
                     (866) 208-3676 (toll-free), or (202) 502-8659 (TTY). Instead of electronic filing, you may submit a paper copy. Submissions sent via the U.S. Postal Service must be addressed to: Kimberly D. Bose, Secretary, Federal Energy Regulatory Commission, 888 First Street NE, Room 1A, Washington, DC 20426. Submissions sent via any other carrier must be addressed to: Kimberly D. Bose, Secretary, Federal Energy Regulatory Commission, 12225 Wilkins Avenue, Rockville, Maryland 20852. The first page of any filing should include docket number P-15309-000.
                </P>
                <P>
                    More information about this project, including a copy of the application, can be viewed on the Commission's website (
                    <E T="03">http://www.ferc.gov</E>
                    ) using the “eLibrary” link. Enter the docket number (P-15309) in the docket number field to access the document. For assistance, do not hesitate to get in touch with FERC Online Support.
                </P>
                <SIG>
                    <DATED>Dated: July 13, 2023.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15313 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Project No. 15038-001]</DEPDOC>
                <SUBJECT>Let It Go, LLC; Notice Updating Procedural Schedule</SUBJECT>
                <P>
                    Take notice that the schedule for processing the Jefferson Mill Hydroelectric Project No. 15038 exemption application has been updated. Subsequent revisions to the schedule may be made as appropriate.
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         The Council on Environmental Quality's (CEQ) regulations under 40 CFR 1501.10(b)(1) require that EAs be completed within 1 year of the Federal action agency's decision to prepare an EA. The Commission's October 28, 2022, notice established the Commission's intent to prepare an EA for the Jefferson Mill Project. Therefore, in accordance with CEQ's regulations, the EA must be issued by October 28, 2023.
                    </P>
                </FTNT>
                <GPOTABLE COLS="2" OPTS="L2,tp9,i1" CDEF="s25,xs50">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">MILESTONE</CHED>
                        <CHED H="1">Target date</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Commission issues EA</ENT>
                        <ENT>
                            July 2023.
                            <SU>1</SU>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Commission issues draft Programmatic Agreement (PA)</ENT>
                        <ENT>July 2023.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Comments on EA (due 30 days after EA issuance)</ENT>
                        <ENT>August 2023.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Comments on draft PA (due 30 days after draft PA issuance)</ENT>
                        <ENT>August 2023.</ENT>
                    </ROW>
                </GPOTABLE>
                <SIG>
                    <DATED>Dated: July 13, 2023.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15315 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Project No. 3309-022]</DEPDOC>
                <SUBJECT>Marlow Hydro, LLC; Notice of Effectiveness of Withdrawal of Application for Surrender and of Ongoing Effectiveness of Authorization for Continued Project Operation</SUBJECT>
                <P>On June 17, 2022, the Marlow Hydro, LLC, filed an application for surrender of the Nash Mill Dam Hydroelectric Project No. 3309. On June 20, 2023, the Marlow Hydro, LLC, filed a request to withdraw its surrender application.</P>
                <P>
                    No motion in opposition to the request for withdrawal has been filed, and the Commission has taken no action to disallow the withdrawal. Pursuant to Rule 216(b) of the Commission's Rules of Practice and Procedure,
                    <SU>1</SU>
                    <FTREF/>
                     the withdrawal of the application became effective on July 5, 2023, and this proceeding is hereby terminated.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         18 CFR 385.216(b) (2022).
                    </P>
                </FTNT>
                <P>The Commission issued Notice of Authorization for Continued Project Operation on December 22, 2022. Accordingly, Marlow Hydro, LLC, has been authorized to continue operation of the Nash Mill Dam Hydroelectric Project under the terms and conditions of the prior license until the issuance of a new license for the project or the project is otherwise disposed of under the FPA.</P>
                <SIG>
                    <DATED>Dated: July 13, 2023.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15316 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="46152"/>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <SUBJECT>Combined Notice of Filings #1</SUBJECT>
                <P>Take notice that the Commission received the following electric corporate filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     EC23-105-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Orlando CoGen Limited, L.P.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Application for Authorization Under Section 203 of the Federal Power Act of Orlando CoGen Limited, L.P.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/10/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230710-5180.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/24/23.
                </P>
                <P>Take notice that the Commission received the following exempt wholesale generator filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     EG23-225-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Chevelon Butte RE II LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Chevelon Butte RE II LLC submits Notice of Self-Certification of Exempt Wholesale Generator Status.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/13/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230713-5021.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/3/23.
                </P>
                <P>Take notice that the Commission received the following Complaints and Compliance filings in EL Dockets:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     EL23-82-000.
                </P>
                <P>
                    <E T="03">Applicants: El Dorado Irrigation District</E>
                     v. 
                    <E T="03">California Independent System Operator.</E>
                </P>
                <P>
                    <E T="03">Description:</E>
                     Complaint of 
                    <E T="03">El Dorado Irrigation District</E>
                     v. 
                    <E T="03">California Independent System Operator.</E>
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/12/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230712-5197.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 7/24/23.
                </P>
                <P>Take notice that the Commission received the following electric rate filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER22-2110-000; ER22-2110-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     PJM Interconnection, L.L.C.
                </P>
                <P>
                    <E T="03">Description:</E>
                     PJM Interconnection, L.L.C. submits a Notification of Occurrence of Transition Date, July 10, 2023.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/11/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230711-5181.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/1/23.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER23-1888-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     AEP Texas Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tariff Amendment: AEPTX-Brightside Solar 1st A&amp;R Gen Interconnection Agr—Amend Pending to be effective 5/1/2023.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/13/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230713-5018.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/3/23.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER23-1895-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Solar Partners XI, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Second Supplement to May 16, 2023, Solar Partners XI, LLC tariff filing.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/6/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230706-5151.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 7/17/23.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER23-2088-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Midcontinent Independent System Operator, Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Motion for Leave to Answer and Answer of Midcontinent Independent System Operator, Inc. to Duke Energy Business Services, LLC, et al. comments on June 28, 2023, re Unexecuted Generator Interconnection Agreement.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/13/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230713-5086.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/3/23.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER23-2375-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Scioto Farms Solar Project, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Scioto Farms Solar Project, LLC submits a one-time, limited waiver request of a procedural deadline in Section 212.4 of PJM Interconnection, L.L.C. Open Access Transmission Tariff.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/10/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230710-5179.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 7/31/23.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER23-2378-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     ISO New England Inc., The Connecticut Light and Power Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     ISO New England, Inc. and The Connecticut Light and Power Company submits a Notice of Termination of Original SA No. LGIA-ISONE/CLP 20-02 under Schedule 22 of the ISO-NE's OATT.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/11/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230711-5180.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/1/23.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER23-2379-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     ISO New England Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     ISO New England Inc., Filing of Permanent De-List Bids and Retirement De-List Bids Submitted for the Eighteenth Forward Capacity Auction.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/12/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230712-5193.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/2/23.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER23-2380-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Wagon Wheel Wind Project Holdings LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     § 205(d) Rate Filing: Revised Market-Based Rate Tariff Filing to be effective 9/12/2023.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/13/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230713-5015.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/3/23.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER23-2381-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Diversion Wind Energy Holdings LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     § 205(d) Rate Filing: Revised Market-Based Rate Tariff Filing to be effective 9/12/2023.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/13/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230713-5016.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/3/23.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER23-2382-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Boomtown Solar Energy LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     § 205(d) Rate Filing: Revised Market-Based Rate Tariff Filing to be effective 9/12/2023.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/13/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230713-5017.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/3/23.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER23-2383-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Avista Corporation.
                </P>
                <P>
                    <E T="03">Description:</E>
                     § 205(d) Rate Filing: Avista Asotin Interconnection Agreement SA T1010-1 to be effective 10/1/2023.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/13/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230713-5026.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/3/23.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER23-2384-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Goshen Phase II LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     § 205(d) Rate Filing: Revised Market-Based Rate Tariff Filing to be effective 7/14/2023.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/13/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230713-5040.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/3/23.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER23-2386-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Avista Corporation.
                </P>
                <P>
                    <E T="03">Description:</E>
                     § 205(d) Rate Filing: Avista Corp NITSA BPA Asotin SA T-1091-1 to be effective 10/1/2023.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/13/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230713-5042.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/3/23.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER23-2387-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Arizona Public Service Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     § 205(d) Rate Filing: Rate Schedule No. 217, Exhibit C to be effective 9/12/2023.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/13/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230713-5044.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/3/23.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER23-2388-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Avista Corporation.
                </P>
                <P>
                    <E T="03">Description:</E>
                     § 205(d) Rate Filing: Avista OATT Tariff Revisions LGIP to be effective 12/1/2023.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/13/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230713-5088.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/3/23.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER23-2389-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     AEP Oklahoma Transmission Company, Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     § 205(d) Rate Filing: AEPOTC-White Rock Wind West (Tonkawa Creek) Maintenance Agreement to be effective 6/13/2023.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/13/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230713-5098.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/3/23.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER23-2390-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     New England Power Pool Participants Committee, ISO New England Inc.
                    <PRTPAGE P="46153"/>
                </P>
                <P>
                    <E T="03">Description:</E>
                     § 205(d) Rate Filing: New England Power Pool Participants Committee submits tariff filing per 35.13(a)(2)(iii: Manchester Methane Involuntary Termination to be effective 9/11/2023.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/13/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230713-5103.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 8/3/23.
                </P>
                <P>
                    The filings are accessible in the Commission's eLibrary system (
                    <E T="03">https://elibrary.ferc.gov/idmws/search/fercgensearch.asp</E>
                    ) by querying the docket number.
                </P>
                <P>Any person desiring to intervene, to protest, or to answer a complaint in any of the above proceedings must file in accordance with Rules 211, 214, or 206 of the Commission's Regulations (18 CFR 385.211, 385.214, or 385.206) on or before 5:00 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.</P>
                <P>
                    eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, service, and qualifying facilities filings can be found at: 
                    <E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf.</E>
                     For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.
                </P>
                <P>
                    The Commission's Office of Public Participation (OPP) supports meaningful public engagement and participation in Commission proceedings. OPP can help members of the public, including landowners, environmental justice communities, Tribal members and others, access publicly available information and navigate Commission processes. For public inquiries and assistance with making filings such as interventions, comments, or requests for rehearing, the public is encouraged to contact OPP at (202) 502-6595 or 
                    <E T="03">OPP@ferc.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated: July 13, 2023.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15320 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <SUBJECT>Combined Notice of Filings</SUBJECT>
                <P>Take notice that the Commission has received the following Natural Gas and Oil Pipeline Rate and Refund Report filings:</P>
                <HD SOURCE="HD1">Filings Instituting Proceedings</HD>
                <P>
                    <E T="03">Docket Numbers:</E>
                     RP23-894-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Texas Eastern Transmission, LP.
                </P>
                <P>
                    <E T="03">Description:</E>
                     § 4(d) Rate Filing: Negotiated Rates—UGI to Colonial 8984398 eff 7-13-23 to be effective 7/13/2023.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/12/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230712-5177.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 7/24/23.
                </P>
                <P>Any person desiring to intervene, to protest, or to answer a complaint in any of the above proceedings must file in accordance with Rules 211, 214, or 206 of the Commission's Regulations (18 CFR 385.211, 385.214, or 385.206) on or before 5:00 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.</P>
                <HD SOURCE="HD1">Filings in Existing Proceedings</HD>
                <P>
                    <E T="03">Docket Numbers:</E>
                     RP23-835-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     WBI Energy Transmission, Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Report Filing: 2023 Notification of Facilities in Service to be effective N/A.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     7/13/23.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20230713-5039.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. ET 7/25/23.
                </P>
                <P>Any person desiring to protest in any the above proceedings must file in accordance with Rule 211 of the Commission's Regulations (18 CFR 385.211) on or before 5:00 p.m. Eastern time on the specified comment date.</P>
                <P>
                    The filings are accessible in the Commission's eLibrary system (
                    <E T="03">https://elibrary.ferc.gov/idmws/search/fercgensearch.asp</E>
                    ) by querying the docket number.
                </P>
                <P>
                    eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, service, and qualifying facilities filings can be found at: 
                    <E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf.</E>
                     For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.
                </P>
                <P>
                    The Commission's Office of Public Participation (OPP) supports meaningful public engagement and participation in Commission proceedings. OPP can help members of the public, including landowners, environmental justice communities, Tribal members and others, access publicly available information and navigate Commission processes. For public inquiries and assistance with making filings such as interventions, comments, or requests for rehearing, the public is encouraged to contact OPP at (202) 502-6595 or 
                    <E T="03">OPP@ferc.gov.</E>
                </P>
                <SIG>
                      
                    <DATED>Dated: July 13, 2023.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15319 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Project No. 15291-000]</DEPDOC>
                <SUBJECT>Premium Energy Holdings, LLC; Notice of Preliminary Permit Application Accepted for Filing and Soliciting Comments, Motions To Intervene, and Competing Applications</SUBJECT>
                <P>On November 4, 2022, Premium Energy Holdings, LLC, filed an application for a preliminary permit, pursuant to section 4(f) of the Federal Power Act (FPA), proposing to study the feasibility of the Pyramid Lake Pumped Storage Project to be located in Washoe County, Nevada, adjacent to Pyramid Lake, approximately 27.5 miles northwest of the city of Nixon. The sole purpose of a preliminary permit is to grant the permit holder priority to file a license application during the permit term. A preliminary permit does not authorize the permit holder to perform any land-disturbing activities or otherwise enter upon lands or waters owned by others without the owners' express permission.</P>
                <P>The pumped storage hydropower project includes several alternatives for location of the upper reservoir, final location is dependent on further studies. All alternatives would use Pyramid Lake as the lower reservoir and would require construction of a roller compacted concrete dam to develop an upper reservoir. The reservoir alternatives are discussed below.</P>
                <P>The San Emidio Reservoir alternative consists of: (1) a new upper reservoir with a surface area of 180 acres and a storage volume of 21,550 acre-feet at a maximum water-surface elevation of 6,700 feet mean sea level (MSL); (2) a 0.32-mile, 28-foot-wide concrete-lined headrace tunnel; (3) a 0.46-mile, 31-foot-wide concrete-lined tailrace tunnel; (4) five 0.04-mile, 17-foot-wide steel penstocks; (5) a 2.2-mile, 26-foot-wide horizontal concrete-lined tunnel; and (6) a 0.15-mile, 26-foot-wide concrete-lined vertical shaft.</P>
                <P>
                    The Tohakum Peak Reservoir alternative consists of: (1) a new upper reservoir with a surface area of 160 acres and a storage volume of 27,050 acre-feet at a maximum water-surface elevation of 5,960 MSL; (2) a 0.25-mile, 32-foot-wide, concrete-lined headrace tunnel; 
                    <PRTPAGE P="46154"/>
                    (3) a 0.36-mile, 35-foot-wide, concrete-lined tailrace tunnel; (4) five 0.03-mile, 19-foot-wide steel penstocks; (5) a 1.71-mile, 29-foot-wide concrete-lined horizontal tunnel; and (6) a 0.15-mile, 29-foot-wide concrete-lined vertical shaft.
                </P>
                <P>The Lake Range Reservoir alternative consists of: (1) a new upper reservoir with a surface area of 160 acres and a storage volume of 26,020 acre-feet at a maximum water-surface elevation of 6,180 MSL; (2) a 0.3-mile, 31-foot-wide concrete-lined headrace tunnel; (3) a 0.43-mile, 34-foot-wide concrete-lined tailrace tunnel; (4) five 0.04-mile, 18-foot-wide steel penstocks; (5) a 2.04-mile, 29-foot-wide concrete-lined horizontal tunnel; and (6) a 0.15-mile, 29-foot-wide concrete-lined vertical shaft.</P>
                <P>Powerhouse location would depend on the selected upper reservoir alternative. The powerhouse would be between 200 to 300 feet below ground level and constructed with steel and concrete. The structure would be approximately 500-feet-long, 125-feet-wide, and 150-feet-high, containing five pump-turbine motor sets rated at 400 megawatts (MW) each. Adjacent to the powerhouse, the transformers chamber would be constructed and reinforced with shotcrete. The chamber would be approximately 165-feet-long, 60-feet-wide, and 50-feet-high.</P>
                <P>The Pyramid Lake Pumped Storage Power Plant would interconnect to the Sylmar transmission line using a new 500 kilovolt (kV) transmission corridor about 16.5 miles long but length would vary depending on the selected upper reservoir alternative. The interconnection between the Pyramid Lake Pumped Storage Project to the Pacific DC Intertie will require a new converter station. From there, the power would be transmitted to a Rebuilt Sylmar Converter Station West. Annual energy production is projected to be approximately 6,900,000 megawatt-hours.</P>
                <P>Additionally, the project will be interconnected with proposed photovoltaic solar farms, through a new 500 kV transmission line to the new powerhouse. Two alternatives for the solar farms are proposed. The first alternative is a 14,000-acre, 2,000-MW solar farm on the north slope of Pyramid Lake. The second alternative includes two separate solar farms; a 10,000-acre, 1,428-MW facility on the north slope of Pyramid Lake and a 4,000-acre, 572-MW facility on the southeast tip of the lake.</P>
                <P>
                    <E T="03">Applicant Contacts:</E>
                     Mr. Victor M. Rojas, Managing Director, Premium Energy Holdings, LLC, 355 South Lemon Avenue, Suite A, Walnut, CA 91789; email: 
                    <E T="03">victor.rojas@pehllc.com;</E>
                     phone: (909) 595-5314.
                </P>
                <P>
                    <E T="03">FERC Contact:</E>
                     Shannon Archuleta; email; 
                    <E T="03">shannon.archuleta@ferc.gov;</E>
                     phone (503) 552-2739.
                </P>
                <P>
                    The Commission's Office of Public Participation (OPP) supports meaningful public engagement and participation in Commission proceedings. OPP can help members of the public, including landowners, environmental justice communities, Tribal members, and others, access publicly available information and navigate Commission processes. For public inquiries and assistance with filings such as interventions, comments, or requests for rehearing, the public is encouraged to contact OPP at (202) 502-6595 or 
                    <E T="03">OPP@ferc.gov.</E>
                     Comments, motions to intervene, competing applications (without notices of intent), or notices of intent to file competing applications should be submitted within 60 days from the issuance of this notice. Competing applications and notices of intent must meet the requirements of 18 CFR 4.36.
                </P>
                <P>
                    The Commission strongly encourages electronic filing. Please file comments, motions to intervene, notices of intent, and competing applications using the Commission's eFiling system at 
                    <E T="03">https://www.ferc.gov/docs-filing/efiling.asp.</E>
                     Commenters can submit brief comments up to 6,000 characters without prior registration using the eComment system at 
                    <E T="03">https://www.ferc.gov/docs-filing/ecomment.asp.</E>
                     You must include your name and contact information at the end of your comments. For assistance, please get in touch with FERC Online Support at 
                    <E T="03">FERCOnlineSupport@ferc.gov,</E>
                     (866) 208-3676 (toll-free), or (202) 502-8659 (TTY). Instead of electronic filing, you may submit a paper copy. Submissions sent via the U.S. Postal Service must be addressed to: Kimberly D. Bose, Secretary, Federal Energy Regulatory Commission, 888 First Street NE, Room 1A, Washington, DC 20426. Submissions sent via any other carrier must be addressed to: Kimberly D. Bose, Secretary, Federal Energy Regulatory Commission, 12225 Wilkins Avenue, Rockville, Maryland 20852. The first page of any filing should include docket number P-15291-000.
                </P>
                <P>
                    More information about this project, including a copy of the application, can be viewed or printed on the “eLibrary” link of the Commission's website at 
                    <E T="03">https://www.ferc.gov/docs-filing/elibrary.asp.</E>
                     Enter the docket number (P-15291) in the docket number field to access the document. For assistance, do not hesitate to get in touch with FERC Online Support.
                </P>
                <SIG>
                    <DATED>Dated: July 13, 2023.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15314 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Project No. 1061-103]</DEPDOC>
                <SUBJECT>Pacific Gas and Electric Company; Notice of Availability of Environmental Assessment</SUBJECT>
                <P>In accordance with the National Environmental Policy Act of 1969 and the Federal Energy Regulatory Commission's (Commission) regulations, 18 CFR part 380, the Office of Energy Projects has reviewed the application for a new license to continue to operate and maintain the Phoenix Hydroelectric Project. The project is located on the South Fork Stanislaus River in Tuolumne County, California. Commission staff has prepared an Environmental Assessment (EA) for the project. The project would occupy 26.99 acres of Federal land administered by the U.S. Forest Service and 0.59 acre of Federal land administered by the Bureau of Land Management.</P>
                <P>The EA contains the staff's analysis of the potential environmental impacts of the project and concludes that licensing the project, with appropriate environmental protective measures, would not constitute a major Federal action that would significantly affect the quality of the human environment.</P>
                <P>
                    The Commission provides all interested persons with an opportunity to view and/or print the EA via the internet through the Commission's Home Page (
                    <E T="03">http://www.ferc.gov/</E>
                    ), using the “eLibrary” link. Enter the docket number, excluding the last three digits in the docket number field, to access the document. For assistance, contact FERC Online Support at 
                    <E T="03">FERCOnlineSupport@ferc.gov,</E>
                     or toll-free at (866) 208-3676, or for TTY, (202) 502-8659.
                </P>
                <P>
                    You may also register online at 
                    <E T="03">https://ferconline.ferc.gov/FERCOnline.aspx</E>
                     to be notified via email of new filings and issuances related to this or other pending projects. For assistance, contact FERC Online Support.
                </P>
                <P>
                    Any comments should be filed within 30 days from the date of this notice.
                    <PRTPAGE P="46155"/>
                </P>
                <P>
                    The Commission strongly encourages electronic filing. Please file comments using the Commission's eFiling system at 
                    <E T="03">http://www.ferc.gov/docs-filing/efiling.asp.</E>
                     Commenters can submit brief comments up to 6,000 characters, without prior registration, using the eComment system at 
                    <E T="03">http://www.ferc.gov/docs-filing/ecomment.asp.</E>
                     You must include your name and contact information at the end of your comments. For assistance, please contact FERC Online Support. In lieu of electronic filing, you may submit a paper copy. Submissions sent via the U.S. Postal Service must be addressed to: Kimberly D. Bose, Secretary, Federal Energy Regulatory Commission, 888 First Street NE, Room 1A, Washington, DC 20426. Submissions sent via any other carrier must be addressed to: Kimberly D. Bose, Secretary, Federal Energy Regulatory Commission, 12225 Wilkins Avenue, Rockville, Maryland 20852. The first page of any filing should include docket number P-1061-103.
                </P>
                <P>
                    The Commission's Office of Public Participation (OPP) supports meaningful public engagement and participation in Commission proceedings. OPP can help members of the public, including landowners, environmental justice communities, Tribal members and others, access publicly available information and navigate Commission processes. For public inquiries and assistance with making filings such as interventions, comments, or requests for rehearing, the public is encouraged to contact OPP at (202) 502-6595 or 
                    <E T="03">OPP@ferc.gov.</E>
                </P>
                <P>
                    For further information, contact Ousmane Sidibe at (202) 502-6245 or by email at 
                    <E T="03">ousmane.sidibe@ferc.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated: July 13, 2023.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15317 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Docket No. ER23-2376-000]</DEPDOC>
                <SUBJECT>Horus West Virginia I, LLC; Supplemental Notice That Initial Market-Based Rate Filing Includes Request for Blanket Section 204 Authorization</SUBJECT>
                <P>This is a supplemental notice in the above-referenced proceeding of Horus West Virginia I, LLC's application for market-based rate authority, with an accompanying rate tariff, noting that such application includes a request for blanket authorization, under 18 CFR part 34, of future issuances of securities and assumptions of liability.</P>
                <P>Any person desiring to intervene or to protest should file with the Federal Energy Regulatory Commission, 888 First Street NE, Washington, DC 20426, in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211 and 385.214). Anyone filing a motion to intervene or protest must serve a copy of that document on the Applicant.</P>
                <P>Notice is hereby given that the deadline for filing protests with regard to the applicant's request for blanket authorization, under 18 CFR part 34, of future issuances of securities and assumptions of liability, is August 2, 2023.</P>
                <P>
                    The Commission encourages electronic submission of protests and interventions in lieu of paper, using the FERC Online links at 
                    <E T="03">http://www.ferc.gov.</E>
                     To facilitate electronic service, persons with internet access who will eFile a document and/or be listed as a contact for an intervenor must create and validate an eRegistration account using the eRegistration link. Select the eFiling link to log on and submit the intervention or protests.
                </P>
                <P>Persons unable to file electronically may mail similar pleadings to the Federal Energy Regulatory Commission, 888 First Street NE, Washington, DC 20426. Hand delivered submissions in docketed proceedings should be delivered to Health and Human Services, 12225 Wilkins Avenue, Rockville, Maryland 20852.</P>
                <P>
                    In addition to publishing the full text of this document in the 
                    <E T="04">Federal Register</E>
                    <E T="03">,</E>
                     the Commission provides all interested persons an opportunity to view and/or print the contents of this document via the internet through the Commission's Home Page (
                    <E T="03">http://www.ferc.gov</E>
                    ) using the “eLibrary” link. Enter the docket number excluding the last three digits in the docket number field to access the document. At this time, the Commission has suspended access to the Commission's Public Reference Room, due to the proclamation declaring a National Emergency concerning the Novel Coronavirus Disease (COVID-19), issued by the President on March 13, 2020. For assistance, contact the Federal Energy Regulatory Commission at 
                    <E T="03">FERCOnlineSupport@ferc.gov</E>
                     or call toll-free, (886) 208-3676 or TYY, (202) 502-8659.
                </P>
                <P>
                    The Commission's Office of Public Participation (OPP) supports meaningful public engagement and participation in Commission proceedings. OPP can help members of the public, including landowners, environmental justice communities, Tribal members and others, access publicly available information and navigate Commission processes. For public inquiries and assistance with making filings such as interventions, comments, or requests for rehearing, the public is encouraged to contact OPP at (202) 502-6595 or 
                    <E T="03">OPP@ferc.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated: July 13, 2023.</DATED>
                    <NAME>Debbie-Anne A. Reese,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15318 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <DEPDOC>[EPA-R05-INSERT; FRL-INSERT-Region 5]</DEPDOC>
                <SUBJECT>Proposed Prospective Purchaser Agreement for the Delphi 1 Anderson Site in Anderson, Indiana</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice; request for public comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In accordance with the Prospective Purchaser Agreement, notice is hereby given of a proposed administrative settlement concerning Delphi 1 Anderson Site in Anderson, Indiana with the following Settling Party: J. Jarvis Holdings, LLC. The settlement requires the Settling Party to, if necessary, execute and record a Declaration of Restrictive Covenant; provide access to the Site and exercise due care with respect to existing contamination. The settlement includes a covenant not to sue the Settling Party pursuant to the Comprehensive Environmental Response, Compensation, and Liability Act or the Resource Conservation and Recovery Act with respect to the Existing Contamination. Existing Contamination is defined as any hazardous substances, pollutants, or contaminants or Waste Material present or existing on or under the Property as of the Effective Date of the Settlement Agreement; any hazardous substances, pollutants, or contaminants or Waste Material that migrated from the Property prior to the Effective Date; and any hazardous substances, pollutants, or contaminants or Waste Material presently at the Site that migrates onto, on, under, or from the Property after the Effective Date. For thirty (30) days following the date of publication of this notice, the Agency 
                        <PRTPAGE P="46156"/>
                        will receive written comments relating to the settlement. The Agency will consider all comments received and may modify or withdraw its consent to the settlement if comments received disclose facts or considerations which indicate that the settlement is inappropriate, improper, or inadequate. The proposed settlement is available for public inspection at 
                        <E T="03">https://www.regulations.gov.</E>
                         The Agency's response to any comments received will be available for public inspection at the EPA, Region 5, Records Center, 77 W. Jackson Blvd., 7th Fl., Chicago, Illinois 60604. Commenters may request an opportunity for a public hearing in the affected area, in accordance with Section 7003(d) of RCRA.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be submitted on or before August 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        You may send comments, identified by Docket ID No. EPA-R05-
                        <E T="03">INSERT,</E>
                         by any of the following methods:
                    </P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal: https://www.regulations.gov/</E>
                         (our preferred method). Follow the online instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         U.S. Environmental Protection Agency, ATTN: Mark Koller, Associate Regional Counsel, Office of Regional Counsel (C-14J), 77 W. Jackson Blvd., Chicago, Illinois 60604.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions received must include the Docket ID No. for this rulemaking. Comments received may be posted without change to 
                        <E T="03">https://www.regulations.gov/,</E>
                         including any personal information provided. For detailed instructions on sending comments and additional information on the rulemaking process, see the “Public Participation” heading of the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this document.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Mark Koller, Office of Regional Counsel, Environmental Protection Agency, telephone number: (312) 353-2591; email address: 
                        <E T="03">koller.mark@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">I. Public Participation</HD>
                <HD SOURCE="HD2">A. Written Comments</HD>
                <P>
                    Submit your comments, identified by Docket ID No. EPA-R05-
                    <E T="03">INSERT,</E>
                     at 
                    <E T="03">https://www.regulations.gov</E>
                     (our preferred method), or the other methods identified in the 
                    <E T="02">ADDRESSES</E>
                     section. Once submitted, comments cannot be edited or removed from the docket. The EPA may publish any comment received to its public docket. Do not submit electronically any information you consider to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Multimedia submissions (audio, video, etc.) must be accompanied by a written comment. The written comment is considered the official comment and should include discussion of all points you wish to make. The EPA will generally not consider comments or comment contents located outside of the primary submission (
                    <E T="03">i.e.</E>
                     on the web, cloud, or other file sharing system). For additional submission methods, the full EPA public comment policy, information about CBI or multimedia submissions, and general guidance on making effective comments, please visit 
                    <E T="03">https://www.epa.gov/dockets/commenting-epa-dockets.</E>
                </P>
                <HD SOURCE="HD1">II. Background Information</HD>
                <P>The Settling Party proposes to acquire ownership of a portion of the former General Motors Corporation North American operation, at 2915 Doctor Martin Luther King Junior Boulevard. The Site is one of the 89 sites that were placed into an Environmental Response Trust (the “Trust”) as a result of the resolution of the 2009 GM bankruptcy. The Trust is administrated by Revitalizing Auto Communities Environmental Response.</P>
                <SIG>
                    <NAME>Douglas Ballotti,</NAME>
                    <TITLE>Director, Superfund &amp; Emergency Management Division, Region 5.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15215 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <DEPDOC>[FRL-10978-01-R3]</DEPDOC>
                <SUBJECT>Clean Water Act: Identification of Water Quality-Limited Segments To Be Added to West Virginia's Section 303(d) List</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Public notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Clean Water Act (CWA) requires that states periodically submit, and the Environmental Protection Agency (EPA) approve or disapprove, lists of waters (called “Section 303(d) lists”) for which existing technology-based pollution controls are not stringent enough to attain or maintain State water quality standards and for which total maximum daily loads (TMDLs) must be prepared. Waters identified on Section 303(d) lists are called “water quality-limited segments.” This notice announces the EPA's identification of certain additional water quality-limited segments for West Virginia's Combined 2018-2020-2022 Section 303(d) list and requests public comment on those additions.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received on or before August 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may send written comments to Mr. Gregory Voigt by the following methods:</P>
                    <P>
                        • 
                        <E T="03">Electronic mail: voigt.gregory@epa.gov.</E>
                         Include `FRL-10978-01-R3 comment' in the subject line of the message.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Mr. Gregory Voigt, Mail Code 3WD42, U.S. Environmental Protection Agency Region 3 Water Division, Four Penn Center, 1600 John F. Kennedy Blvd., Philadelphia, PA 19103-2029.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Mr. Gregory Voigt, Water Division Standards and TMDL Section, 3WD42, Environmental Protection Agency at 
                        <E T="03">voigt.gregory@epa.gov</E>
                         or (215) 814-5737. Additional information regarding the basis for this EPA action is available at 
                        <E T="03">https://www.epa.gov/tmdl/wv-303d-list-public-notice.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Section 303(d) of the Clean Water Act requires that each state identify those water quality-limited segments for which existing technology-based pollution controls are not stringent enough to attain or maintain state water quality standards and for which total maximum daily loads (TMDLs) must be prepared. For each water quality-limited segment on the list, the state identifies the pollutant causing the impairment, when known. In addition, the state assigns a priority ranking for development of TMDLs based on the severity of the pollution and the uses to be made of the waters, among other factors (40 CFR 130.7(b)(4)).</P>
                <P>The EPA's Water Quality Planning and Management regulations include requirements related to the implementation of Section 303(d) of the CWA (40 CFR 130.7). The regulations require states to assemble and evaluate all existing and readily-available water quality data and to use that data to identify water quality-limited segments still requiring TMDLs every two years. Where a state does not use certain data, it must provide a rationale. The list of waters still needing TMDL development must also include priority rankings and must identify the waters targeted for TMDL development during the next two years (40 CFR 130.7).</P>
                <P>
                    The EPA received West Virginia's submittal of its listing decisions under Section 303(d)(2) on May 5, 2023. On June 1, 2023, the EPA partially approved and partially disapproved West Virginia's Combined 2018-2020-2022 Section 303(d) list of water 
                    <PRTPAGE P="46157"/>
                    quality-limited segments based upon the Agency's finding that West Virginia did not use certain water quality information and therefore did not identify certain water quality-limited segments based upon existing data and public input. The EPA analyzed the information and identified three-hundred forty-six (346) additional water quality-limited segments for inclusion on West Virginia's Combined 2018-2020-2022 Section 303(d) list. These water quality-limited segments are identified in Enclosure 3 of the June 1, 2023 decision document and displayed on an interactive webmap, both of which are available at the website link provided.
                </P>
                <P>The EPA is providing the public an opportunity to review and comment on its identification of these water quality-limited segments for West Virginia's Combined 2018-2020-2022 Section 303(d) list as required by 40 CFR 130.7(d)(2). The EPA will consider public comments and make any appropriate revisions before transmitting its final list of water quality-limited segments to the State.</P>
                <SIG>
                    <NAME>Catherine Libertz,</NAME>
                    <TITLE>Director, Water Division, Region III.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15325 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <DEPDOC>[EPA-HQ-OPPT-2023-0061; FRL-10581-06-OCSPP]</DEPDOC>
                <SUBJECT>Certain New Chemicals; Receipt and Status Information for June 2023</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        EPA is required under the Toxic Substances Control Act (TSCA), as amended by the Frank R. Lautenberg Chemical Safety for the 21st Century Act, to make information publicly available and to publish information in the 
                        <E T="04">Federal Register</E>
                         pertaining to submissions under TSCA Section 5, including notice of receipt of a Premanufacture notice (PMN), Significant New Use Notice (SNUN) or Microbial Commercial Activity Notice (MCAN), including an amended notice or test information; an exemption application (Biotech exemption); an application for a test marketing exemption (TME), both pending and/or concluded; a notice of commencement (NOC) of manufacture (including import) for new chemical substances; and a periodic status report on new chemical substances that are currently under EPA review or have recently concluded review. This document covers the period from 6/1/2023 to 6/30/2023.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments identified by the specific case number provided in this document must be received on or before August 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit your comments, identified by docket identification (ID) number EPA-HQ-OPPT-2023-0061, through the 
                        <E T="03">Federal eRulemaking Portal</E>
                         at 
                        <E T="03">https://www.regulations.gov.</E>
                         Follow the online instructions for submitting comments. Do not submit electronically any information you consider to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Additional instructions on commenting and visiting the docket, along with more information about dockets generally, is available at 
                        <E T="03">https://www.epa.gov/dockets.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P/>
                    <P>
                        <E T="03">For technical information contact:</E>
                         Jim Rahai, Project Management and Operations Division (MC 7407M), Office of Pollution Prevention and Toxics, Environmental Protection Agency, 1200 Pennsylvania Ave. NW, Washington, DC 20460-0001; telephone number: (202) 564-8593; email address: 
                        <E T="03">rahai.jim@epa.gov.</E>
                    </P>
                    <P>
                        <E T="03">For general information contact:</E>
                         The TSCA-Hotline, ABVI-Goodwill, 422 South Clinton Ave., Rochester, NY 14620; telephone number: (202) 554-1404; email address: 
                        <E T="03">TSCA-Hotline@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">I. Executive Summary</HD>
                <HD SOURCE="HD2">A. What action is the Agency taking?</HD>
                <P>This document provides the receipt and status reports for the period from 6/01/2023 to 6/30/2023. The Agency is providing notice of receipt of PMNs, SNUNs, and MCANs (including amended notices and test information); an exemption application under 40 CFR part 725 (Biotech exemption); TMEs, both pending and/or concluded; NOCs to manufacture a new chemical substance; and a periodic status report on new chemical substances that are currently under EPA review or have recently concluded review.</P>
                <P>
                    EPA is also providing information on its website about cases reviewed under the amended TSCA, including the section 5 PMN/SNUN/MCAN and exemption notices received, the date of receipt, the final EPA determination on the notice, and the effective date of EPA's determination for PMN/SNUN/MCAN notices on its website at: 
                    <E T="03">https://www.epa.gov/reviewing-new-chemicals-under-toxic-substances-control-act-tsca/status-pre-manufacture-notices.</E>
                     This information is updated on a weekly basis.
                </P>
                <HD SOURCE="HD2">B. What is the Agency's authority for taking this action?</HD>
                <P>
                    Under the Toxic Substances Control Act (TSCA), 15 U.S.C. 2601 
                    <E T="03">et seq.,</E>
                     a chemical substance may be either an “existing” chemical substance or a “new” chemical substance. Any chemical substance that is not on EPA's TSCA Inventory of Chemical Substances (TSCA Inventory) is classified as a “new chemical substance,” while a chemical substance that is listed on the TSCA Inventory is classified as an “existing chemical substance.” (See TSCA section 3(11).) For more information about the TSCA Inventory please go to: 
                    <E T="03">https://www.epa.gov/tsca-inventory.</E>
                </P>
                <P>Any person who intends to manufacture (including import) a new chemical substance for a non-exempt commercial purpose, or to manufacture or process a chemical substance in a non-exempt manner for a use that EPA has determined is a significant new use, is required by TSCA section 5 to provide EPA with a PMN, MCAN, or SNUN, as appropriate, before initiating the activity. EPA will review the notice, make a risk determination on the chemical substance or significant new use, and take appropriate action as described in TSCA section 5(a)(3).</P>
                <P>
                    TSCA section 5(h)(1) authorizes EPA to allow persons, upon application and under appropriate restrictions, to manufacture or process a new chemical substance, or a chemical substance subject to a significant new use rule (SNUR) issued under TSCA section 5(a)(2), for “test marketing” purposes, upon a showing that the manufacture, processing, distribution in commerce, use, and disposal of the chemical will not present an unreasonable risk of injury to health or the environment. This is referred to as a test marketing exemption, or TME. For more information about the requirements applicable to a new chemical go to: 
                    <E T="03">https://www.epa.gov/chemicals-under-tsca.</E>
                </P>
                <P>
                    Under TSCA sections 5 and 8 and EPA regulations, EPA is required to publish in the 
                    <E T="04">Federal Register</E>
                     certain information, including notice of receipt of a PMN/SNUN/MCAN (including amended notices and test information); an exemption application under 40 CFR part 725 (biotech exemption); an application for a TME, both pending and concluded; NOCs to manufacture a new chemical substance; and a periodic status report on the new chemical 
                    <PRTPAGE P="46158"/>
                    substances that are currently under EPA review or have recently concluded review.
                </P>
                <HD SOURCE="HD2">C. Does this action apply to me?</HD>
                <P>This action provides information that is directed to the public in general.</P>
                <HD SOURCE="HD2">D. Does this action have any incremental economic impacts or paperwork burdens?</HD>
                <P>No.</P>
                <HD SOURCE="HD2">E. What should I consider as I prepare my comments for EPA?</HD>
                <P>
                    1. 
                    <E T="03">Submitting confidential business information (CBI).</E>
                     Do not submit this information to EPA through regulations.gov or email. Clearly mark the part or all of the information that you claim to be CBI. For CBI information in a disk or CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as CBI and then identify electronically within the disk or CD-ROM the specific information that is claimed as CBI. In addition to one complete version of the comment that includes information claimed as CBI, a copy of the comment that does not contain the information claimed as CBI must be submitted for inclusion in the public docket. Information so marked will not be disclosed except in accordance with procedures set forth in 40 CFR part 2.
                </P>
                <P>
                    2. 
                    <E T="03">Tips for preparing your comments.</E>
                     When preparing and submitting your comments, see the commenting tips at 
                    <E T="03">https://www.epa.gov/dockets/commenting-epa-dockets.</E>
                </P>
                <HD SOURCE="HD1">II. Status Reports</HD>
                <P>
                    In the past, EPA has published individual notices reflecting the status of TSCA section 5 filings received, pending, or concluded. In 1995, the Agency modified its approach and streamlined the information published in the 
                    <E T="04">Federal Register</E>
                     after providing notice of such changes to the public and an opportunity to comment (see the 
                    <E T="04">Federal Register</E>
                     of May 12, 1995 (60 FR 25798) (FRL-4942-7)). Since the passage of the Lautenberg amendments to TSCA in 2016, public interest in information on the status of section 5 cases under EPA review and, in particular, the final determination of such cases, has increased. In an effort to be responsive to the regulated community, the users of this information, and the general public, to comply with the requirements of TSCA, to conserve EPA resources and to streamline the process and make it more timely, EPA is providing information on its website about cases reviewed under the amended TSCA, including the section 5 PMN/SNUN/MCAN and exemption notices received, the date of receipt, the final EPA determination on the notice, and the effective date of EPA's determination for PMN/SNUN/MCAN notices on its website at: 
                    <E T="03">https://www.epa.gov/reviewing-new-chemicals-under-toxic-substances-control-act-tsca/status-pre-manufacture-notices.</E>
                     This information is updated on a weekly basis.
                </P>
                <HD SOURCE="HD1">III. Receipt Reports</HD>
                <P>
                    For the PMN/SNUN/MCANs that have passed an initial screening by EPA during this period, Table I provides the following information (to the extent that such information is not subject to a CBI claim) on the notices screened by EPA during this period: The EPA case number assigned to the notice that indicates whether the submission is an initial submission, or an amendment, a notation of which version was received, the date the notice was received by EPA, the submitting manufacturer (
                    <E T="03">i.e.,</E>
                     domestic producer or importer), the potential uses identified by the manufacturer in the notice, and the chemical substance identity.
                </P>
                <P>
                    As used in each of the tables in this unit, (S) indicates that the information in the table is the specific information provided by the submitter, and (G) indicates that this information in the table is generic information because the specific information provided by the submitter was claimed as CBI. Submissions which are initial submissions will not have a letter following the case number. Submissions which are amendments to previous submissions will have a case number followed by the letter “A” (
                    <E T="03">e.g.</E>
                     P-18-1234A). The version column designates submissions in sequence as “1”, “2”, “3”, etc. Note that in some cases, an initial submission is not numbered as version 1; this is because earlier version(s) were rejected as incomplete or invalid submissions. Note also that future versions of the following tables may adjust slightly as the Agency works to automate population of the data in the tables.
                </P>
                <GPOTABLE COLS="6" OPTS="L2,nj,i1" CDEF="xs50,7,12,r45,r75,r75">
                    <TTITLE>Table I—PMN/SNUN/MCANs Approved * From 06/01/2023 to 06/30/2023</TTITLE>
                    <BOXHD>
                        <CHED H="1">Case No.</CHED>
                        <CHED H="1">Version</CHED>
                        <CHED H="1">Received date</CHED>
                        <CHED H="1">Manufacturer</CHED>
                        <CHED H="1">Use</CHED>
                        <CHED H="1">Chemical substance</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">P-21-0016A</ENT>
                        <ENT>4</ENT>
                        <ENT>05/25/2023</ENT>
                        <ENT>CBI</ENT>
                        <ENT>(G) Paint additive, Additive in coating formulations, Component in cleaning agents</ENT>
                        <ENT>(G) Alkanoic acid, dialkyl ester.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-21-0016A</ENT>
                        <ENT>5</ENT>
                        <ENT>06/19/2023</ENT>
                        <ENT>CBI</ENT>
                        <ENT>(G) Paint additive, Additive in coating formulations, Component in cleaning agents</ENT>
                        <ENT>(G) Alkanoic acid, dialkyl ester.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-21-0021A</ENT>
                        <ENT>7</ENT>
                        <ENT>05/25/2023</ENT>
                        <ENT>J6 Polymers</ENT>
                        <ENT>(S) Raw material to be blending into R-side components of the polyurethane and polyisocyanurate industry. Specifically used in slabstock/bunstock processing of foam</ENT>
                        <ENT>(S) Soybean oil, mixed esters with diethylene glycol, phthalic acid and terephthalic acid.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-22-0071A</ENT>
                        <ENT>5</ENT>
                        <ENT>06/06/2023</ENT>
                        <ENT>CBI</ENT>
                        <ENT>(G) Industrial Surfactant</ENT>
                        <ENT>(S) D-Glucopyranose, oligomeric, maleates, C9-11-alkyl glycosides, sulfonated, potassium salts.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-22-0072A</ENT>
                        <ENT>5</ENT>
                        <ENT>06/06/2023</ENT>
                        <ENT>CBI</ENT>
                        <ENT>(G) Industrial Surfactant</ENT>
                        <ENT>(S) D-Glucopyranose, oligomeric, maleates, decyl octyl glycosides, sulfonated, potassium salts.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-22-0073A</ENT>
                        <ENT>5</ENT>
                        <ENT>06/06/2023</ENT>
                        <ENT>CBI</ENT>
                        <ENT>(G) Industrial Surfactant</ENT>
                        <ENT>(S) D-Glucopyranose, oligomeric, maleates, C10-16-alkyl glycosides, sulfonated, potassium salts.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-22-0125A</ENT>
                        <ENT>4</ENT>
                        <ENT>06/05/2023</ENT>
                        <ENT>CBI</ENT>
                        <ENT>(G) Corrosion inhibitor</ENT>
                        <ENT>(G) Isononanoylamidocaproic Acid.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-22-0125A</ENT>
                        <ENT>5</ENT>
                        <ENT>06/22/2023</ENT>
                        <ENT>CBI</ENT>
                        <ENT>(G) Corrosion inhibitor</ENT>
                        <ENT>(G) Isononanoylamidocaproic Acid.</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="46159"/>
                        <ENT I="01">P-22-0140A</ENT>
                        <ENT>3</ENT>
                        <ENT>06/07/2023</ENT>
                        <ENT>CBI</ENT>
                        <ENT>(G) Corrosion inhibitor</ENT>
                        <ENT>(G) 6-[(alkyl-1-oxohexyl)amino]-hexanoic acid, compd. with cyclohexylamine (1:1).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-23-0013A</ENT>
                        <ENT>2</ENT>
                        <ENT>06/26/2023</ENT>
                        <ENT>Honeycomb Techno Research USA, Inc</ENT>
                        <ENT>(S) Epoxy molding compound for electronic device</ENT>
                        <ENT>(S) Phenol, polymer with 4,4′-bis(chloromethyl)-1,1′-biphenyl.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-23-0064A</ENT>
                        <ENT>3</ENT>
                        <ENT>06/20/2023</ENT>
                        <ENT>CBI</ENT>
                        <ENT>(G) Component in aerospace coatings</ENT>
                        <ENT>(G) Alkanediol, substituted, polymer with diisocyanatoalkane, substituted heterocycle-modified.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-23-0066A</ENT>
                        <ENT>3</ENT>
                        <ENT>06/01/2023</ENT>
                        <ENT>CBI</ENT>
                        <ENT>(G) An antioxidant additive</ENT>
                        <ENT>(G) Alkylated phenyl-naphthalene amine.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-23-0066A</ENT>
                        <ENT>4</ENT>
                        <ENT>06/13/2023</ENT>
                        <ENT>CBI</ENT>
                        <ENT>(G) An antioxidant additive</ENT>
                        <ENT>(G) Alkylated phenyl-naphthalene amine.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-23-0066A</ENT>
                        <ENT>5</ENT>
                        <ENT>06/26/2023</ENT>
                        <ENT>CBI</ENT>
                        <ENT>(G) An antioxidant additive</ENT>
                        <ENT>(G) Alkylated phenyl-naphthalene amine.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-23-0142</ENT>
                        <ENT>1</ENT>
                        <ENT>05/30/2023</ENT>
                        <ENT>CBI</ENT>
                        <ENT>(G) Destructive Use</ENT>
                        <ENT>(G) Alkenal, 9-(acetyloxy)-, (E)-.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-23-0143</ENT>
                        <ENT>1</ENT>
                        <ENT>06/13/2023</ENT>
                        <ENT>Sika Corporation</ENT>
                        <ENT>(S) Retarder for use in gypsum-based construction materials</ENT>
                        <ENT>(S) L-Lysine, N-(3-carboxy-1-oxopropyl) derivs., sodium salts.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-23-0144</ENT>
                        <ENT>1</ENT>
                        <ENT>06/13/2023</ENT>
                        <ENT>Sika Corporation</ENT>
                        <ENT>(S) Retarder for use in gypsum-based construction materials</ENT>
                        <ENT>(S) L-Lysine, N-(3-carboxy-1-oxopropyl) derivs., calcium salts.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-23-0145</ENT>
                        <ENT>1</ENT>
                        <ENT>06/14/2023</ENT>
                        <ENT>Engineered Bonded Structures and Composites</ENT>
                        <ENT>(S) Talathol PO3, the material for which this notice is filed, is intended to be used as a copolymer in the production of urethane foam or coating</ENT>
                        <ENT>(G) Polyethylene terephthalate polyol.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-23-0147</ENT>
                        <ENT>1</ENT>
                        <ENT>06/16/2023</ENT>
                        <ENT>CBI</ENT>
                        <ENT>(G) Photolithography</ENT>
                        <ENT>(G) Sulfonium, tris(heteroatom-substituted carbomonocyclic), salt with polyhydro-polyfluoro-heteroatom-substituted alkyl heteropolycyclic-heteroatom-substituted aryl heteroatom-substituted benzoate (1:1).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-23-0151</ENT>
                        <ENT>2</ENT>
                        <ENT>06/28/2023</ENT>
                        <ENT>CBI</ENT>
                        <ENT>(G) Oil production</ENT>
                        <ENT>(G) Amides, from polyalkylamine, dioic acid anhydride and alkyl fatty acids.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-23-0152</ENT>
                        <ENT>1</ENT>
                        <ENT>06/28/2023</ENT>
                        <ENT>CBI</ENT>
                        <ENT>(G) CMP slurry</ENT>
                        <ENT>(G) 1-Alkanethiol, 3-(trialkoxysilyl)- hydrolysis products with silica, oxidized.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">SN-23-0024</ENT>
                        <ENT>1</ENT>
                        <ENT>06/27/2023</ENT>
                        <ENT>CBI</ENT>
                        <ENT>(G) Component in batteries</ENT>
                        <ENT>(S) Phosphoric acid, iron(2+) lithium salt (1:1:1).</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    In Table II of this unit, EPA provides the following information (to the extent that such information is not claimed as CBI) on the NOCs that have passed an initial screening by EPA during this period: The EPA case number assigned to the NOC including whether the submission was an initial or amended submission, the date the NOC was received by EPA, the date of commencement provided by the submitter in the NOC, a notation of the type of amendment (
                    <E T="03">e.g.,</E>
                     amendment to generic name, specific name, technical contact information, etc.) and chemical substance identity.
                </P>
                <GPOTABLE COLS="5" OPTS="L2,nj,i1" CDEF="xs50,12,12,xls50,r125">
                    <TTITLE>Table II—NOCs Approved * From 06/01/2023 to 06/30/2023</TTITLE>
                    <BOXHD>
                        <CHED H="1">Case No.</CHED>
                        <CHED H="1">Received date</CHED>
                        <CHED H="1">Commencement date</CHED>
                        <CHED H="1">If amendment, type of amendment</CHED>
                        <CHED H="1">Chemical substance</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">J-22-0019</ENT>
                        <ENT>06/23/2023</ENT>
                        <ENT>06/18/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(G) Saccharomyces cerevisiae, strain CBI.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">J-22-0020</ENT>
                        <ENT>06/23/2023</ENT>
                        <ENT>06/18/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(G) Saccharomyces cerevisiae, strain CBI.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-16-0167</ENT>
                        <ENT>06/23/2023</ENT>
                        <ENT>06/06/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) Fatty acids, c12-20, 1, 2, 2, 6, 6-pentamethyl-4-piperidinyl esters.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-20-0044</ENT>
                        <ENT>06/26/2023</ENT>
                        <ENT>06/25/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) 1-propanamine, 3-methoxy-n,n-dimethyl-.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-20-0076</ENT>
                        <ENT>06/02/2023</ENT>
                        <ENT>05/17/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) Glycine, reaction products with sodium o-iso-pr carbonodithioate, sodium salts.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-20-0130</ENT>
                        <ENT>06/09/2023</ENT>
                        <ENT>05/26/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) Carbonic acid, diphenyl ester, polymer with 1,10-decanediol, 1,12-dodecanediol, 1,6-hexanediol and 1,1'- methylenebis[4-isocyanatobenzene.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-21-0109</ENT>
                        <ENT>06/29/2023</ENT>
                        <ENT>05/29/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) Naphtha (glyceridic), light alkylate.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-21-0110</ENT>
                        <ENT>06/29/2023</ENT>
                        <ENT>05/29/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) Naphtha (glyceridic), light catalytic cracked.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-21-0111</ENT>
                        <ENT>06/29/2023</ENT>
                        <ENT>05/29/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) Naphtha (glyceridic), heavy catalytic cracked.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-21-0112</ENT>
                        <ENT>06/29/2023</ENT>
                        <ENT>05/29/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) Naphtha (glyceridic), light hydrocracked.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-21-0113</ENT>
                        <ENT>06/29/2023</ENT>
                        <ENT>05/29/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) Naphtha (glyceridic), isomerization.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-21-0114</ENT>
                        <ENT>06/29/2023</ENT>
                        <ENT>05/29/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) Naphtha (glyceridic), heavy catalytic reformed.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-21-0116</ENT>
                        <ENT>06/29/2023</ENT>
                        <ENT>05/29/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) Distillates (glyceridic), hydrotreated light.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-21-0117</ENT>
                        <ENT>06/29/2023</ENT>
                        <ENT>05/29/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) Distillates (glyceridic), hydrotreated light paraffinic.</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="46160"/>
                        <ENT I="01">P-21-0118</ENT>
                        <ENT>06/29/2023</ENT>
                        <ENT>05/29/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) Distillates (glyceridic), light catalytic cracked.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-21-0119</ENT>
                        <ENT>06/29/2023</ENT>
                        <ENT>05/29/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) Distillates (glyceridic), heavy hydrocracked.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-21-0121</ENT>
                        <ENT>06/28/2023</ENT>
                        <ENT>05/29/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) Distillates (glyceridic), heavy catalytic cracked.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-21-0122</ENT>
                        <ENT>06/29/2023</ENT>
                        <ENT>05/29/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) Naphtha (glyceridic), heavy hydrocracked.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-21-0123</ENT>
                        <ENT>06/29/2023</ENT>
                        <ENT>05/29/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) Distillates (glyceridic), light hydrocracked.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-21-0126</ENT>
                        <ENT>06/14/2023</ENT>
                        <ENT>06/13/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(G) Substituted heteromonocycle, polymer with haloalkyl substituted heteromonocycle, dialkyl-alkanediamine, (alkylalkylidene)bis[hydroxycarbomonocycle] and oxybis[alkanol], reaction products with metal oxide and dialkanolamine.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-22-0051</ENT>
                        <ENT>06/23/2023</ENT>
                        <ENT>05/31/2023</ENT>
                        <ENT>N</ENT>
                        <ENT>(S) 2,5-furandione, dihydro-, monopolyisobutylene derivs., reaction products with tetraethylenepentamine.</ENT>
                    </ROW>
                    <TNOTE>* The term `Approved' indicates that a submission has passed a quick initial screen ensuring all required information and documents have been provided with the submission.</TNOTE>
                </GPOTABLE>
                <P>In Table III of this unit, EPA provides the following information (to the extent such information is not subject to a CBI claim) on the test information that has been received during this time period: The EPA case number assigned to the test information; the date the test information was received by EPA, the type of test information submitted, and chemical substance identity.</P>
                <GPOTABLE COLS="4" OPTS="L2,nj,i1" CDEF="xs50,12,r50,r50">
                    <TTITLE>Table III—Test Information Received From 06/01/2023 to 06/30/2023</TTITLE>
                    <BOXHD>
                        <CHED H="1">Case No.</CHED>
                        <CHED H="1">Received date</CHED>
                        <CHED H="1">Type of test information</CHED>
                        <CHED H="1">Chemical substance</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">P-14-0712</ENT>
                        <ENT>06/13/2023</ENT>
                        <ENT>Polychlorinated Dibenzodioxins and Polychlorinated dibenzofurans Testing</ENT>
                        <ENT>(S) Waste plastics, pyrolyzed, C5-55 fraction.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-14-0712</ENT>
                        <ENT>06/07/2023</ENT>
                        <ENT>Polychlorinated Dibenzodioxins and Polychlorinated dibenzofurans Testing</ENT>
                        <ENT>(S) Waste plastics, pyrolyzed, C5-55 fraction.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-16-0543</ENT>
                        <ENT>06/20/2023</ENT>
                        <ENT>Exposure Monitoring Report</ENT>
                        <ENT>(G) Halogenophosphoric acid metal salt.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-16-0543</ENT>
                        <ENT>06/06/2023</ENT>
                        <ENT>Exposure Monitoring Report</ENT>
                        <ENT>(G) Halogenophosphoric acid metal salt.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">P-22-0167</ENT>
                        <ENT>06/23/2023</ENT>
                        <ENT>72 hour &amp; 96 hour Freshwater Algae Exposure Testing</ENT>
                        <ENT>(G) 1,2-cycloalkanedicarboxylic acid, 1,2-bis(2-oxiranylalkyl) ester, reaction products with unsaturated carboxylic acid.</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    If you are interested in information that is not included in these tables, you may contact EPA's technical information contact or general information contact as described under 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     to access additional non-CBI information that may be available.
                </P>
                <AUTH>
                    <HD SOURCE="HED">Authority: </HD>
                    <P>
                        15 U.S.C. 2601 
                        <E T="03">et seq.</E>
                    </P>
                </AUTH>
                <SIG>
                    <DATED>Dated: July 13, 2023.</DATED>
                    <NAME>Pamela Myrick,</NAME>
                    <TITLE>Director, Project Management and Operations Division, Office of Pollution Prevention and Toxics.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15301 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">FEDERAL MARITIME COMMISSION</AGENCY>
                <SUBJECT>Notice of Agreements Filed</SUBJECT>
                <P>
                    The Commission hereby gives notice of filing of the following agreements under the Shipping Act of 1984. Interested parties may submit comments, relevant information, or documents regarding the agreements to the Secretary by email at 
                    <E T="03">Secretary@fmc.gov,</E>
                     or by mail, Federal Maritime Commission, 800 North Capitol Street, Washington, DC 20573. Comments will be most helpful to the Commission if received within 12 days of the date this notice appears in the 
                    <E T="04">Federal Register</E>
                    , and the Commission requests that comments be submitted within 7 days on agreements that request expedited review. Copies of agreements are available through the Commission's website (
                    <E T="03">www.fmc.gov</E>
                    ) or by contacting the Office of Agreements at (202)-523-5793 or 
                    <E T="03">tradeanalysis@fmc.gov.</E>
                </P>
                <P>
                    <E T="03">Agreement No.:</E>
                     011075-083.
                </P>
                <P>
                    <E T="03">Agreement Name:</E>
                     Central America Discussion Agreement.
                </P>
                <P>
                    <E T="03">Parties:</E>
                     Crowley Latin America Services, LLC: Dole Ocean Cargo Express, LLC; Great White Fleet Corp.; Great White Fleet Liner Service, Ltd.; King Ocean Services Limited, Inc.; Seaboard Marine Ltd.; and Tropical Shipping &amp; Construction Co., Ltd.
                </P>
                <P>
                    <E T="03">Filing Party:</E>
                     Wayne Rohde; Cozen O'Connor.
                </P>
                <P>
                    <E T="03">Synopsis:</E>
                     The amendment updates the addresses of King Ocean and Great White Fleet.
                </P>
                <P>
                    <E T="03">Proposed Effective Date:</E>
                     8/26/2023.
                </P>
                <P>
                    <E T="03">Location: https://www2.fmc.gov/FMC.Agreements.Web/Public/AgreementHistory/1332.</E>
                </P>
                <P>
                    <E T="03">Agreement No.:</E>
                     201406.
                </P>
                <P>
                    <E T="03">Agreement Name:</E>
                     HMM HLC PSX Space Charter Agreement.
                </P>
                <P>
                    <E T="03">Parties:</E>
                     Hapag Lloyd AG; HMM Co. Ltd.
                </P>
                <P>
                    <E T="03">Filing Party:</E>
                     Joshua Stein; Cozen O'Connor.
                </P>
                <P>
                    <E T="03">Synopsis:</E>
                     The agreement authorizes HMM to charter space to Hapag LLoyd on HMM's service between ports in the Republic of Korea and China on the one hand and ports on the U.S. Pacific Coast on the other hand.
                </P>
                <P>
                    <E T="03">Proposed Effective Date:</E>
                     8/27/2023.
                </P>
                <P>
                    Location: 
                    <E T="03">https://www2.fmc.gov/FMC.Agreements.Web/Public/AgreementHistory/83505.</E>
                </P>
                <SIG>
                    <DATED>Dated: July 14, 2023.</DATED>
                    <NAME>JoAnne O'Bryant,</NAME>
                    <TITLE>Program Analyst.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15296 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6730-02-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="46161"/>
                <AGENCY TYPE="N">FEDERAL RESERVE SYSTEM</AGENCY>
                <SUBJECT>Agency Information Collection Activities: Announcement of Board Approval Under Delegated Authority and Submission to OMB</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Board of Governors of the Federal Reserve System.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Board of Governors of the Federal Reserve System (Board) is adopting a proposal to extend for three years, with revision, the Ongoing Intermittent Survey of Households (FR 3016; OMB No. 7100-0150).</P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P/>
                    <P>
                        Federal Reserve Board Clearance Officer—Nuha Elmaghrabi—Office of the Chief Data Officer, Board of Governors of the Federal Reserve System, 
                        <E T="03">nuha.elmaghrabi@frb.gov,</E>
                         (202) 452-3884.
                    </P>
                    <P>Office of Management and Budget (OMB) Desk Officer for the Federal Reserve Board, Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Room 10235, 725 17th Street NW, Washington, DC 20503, or by fax to (202) 395-6974.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    On June 15, 1984, OMB delegated to the Board authority under the Paperwork Reduction Act (PRA) to approve and assign OMB control numbers to collections of information conducted or sponsored by the Board. Board-approved collections of information are incorporated into the official OMB inventory of currently approved collections of information. The OMB inventory, as well as copies of the PRA Submission, supporting statements (which contain more detailed information about the information collections and burden estimates than this notice), and approved collection of information instrument(s) are available at 
                    <E T="03">https://www.reginfo.gov/public/do/PRAMain.</E>
                     These documents are also available on the Federal Reserve Board's public website at 
                    <E T="03">https://www.federalreserve.gov/apps/reportingforms/home/review</E>
                     or may be requested from the agency clearance officer, whose name appears above.
                </P>
                <HD SOURCE="HD1">Final Approval Under OMB Delegated Authority of the Extension for Three Years, With Revision, of the Following Information Collection</HD>
                <P>
                    <E T="03">Collection title:</E>
                     Ongoing Intermittent Survey of Households.
                </P>
                <P>
                    <E T="03">Collection identifier:</E>
                     FR 3016.
                </P>
                <P>
                    <E T="03">OMB control number:</E>
                     7100-0150.
                </P>
                <P>
                    <E T="03">Effective date:</E>
                     September 18, 2023.
                </P>
                <P>
                    <E T="03">General description of collection:</E>
                     The Ongoing Intermittent Survey of Households, the FR 3016, is a voluntary survey used by the Board to study consumer financial decisions, attitudes, and payment behavior.
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     Monthly.
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     Individuals.
                </P>
                <P>
                    <E T="03">Total estimated number of respondents:</E>
                     600.
                </P>
                <P>
                    <E T="03">Total estimated change in burden:</E>
                     39.
                </P>
                <P>
                    <E T="03">Total estimated annual burden hours:</E>
                     199.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         More detailed information regarding this collection, including more detailed burden estimates, can be found in the OMB Supporting Statement posted at 
                        <E T="03">https://www.federalreserve.gov/apps/reportingforms/home/review.</E>
                         On the page displayed at the link, you can find the OMB Supporting Statement by referencing the collection identifier, FR 3016.
                    </P>
                </FTNT>
                <P>
                    <E T="03">Current actions:</E>
                     On March 30, 2023, the Board published a notice in the 
                    <E T="04">Federal Register</E>
                     (88 FR 19145) requesting public comment for 60 days on the extension, with revision, of the FR 3016. The Board proposed adding one to two new questions to its portion (the FR 3016) of the Survey Research Center's monthly Survey of Consumer Attitudes and Expectations; the additional questions are expected to increase the average minutes per response to 19.8 annually. Additional burden was proposed to be added to the collection to reflect pretesting the new survey questions. The comment period for this notice expired on May 30, 2023. The Board did not receive any comments. The revisions will be implemented as proposed.
                </P>
                <SIG>
                    <DATED>Board of Governors of the Federal Reserve System, July 13, 2023.</DATED>
                    <NAME>Erin Cayce,</NAME>
                    <TITLE>Assistant Secretary of the Board.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15241 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6210-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">FEDERAL RESERVE SYSTEM</AGENCY>
                <SUBJECT>Proposed Agency Information Collection Activities; Comment Request</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Board of Governors of the Federal Reserve System.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice, request for comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Board of Governors of the Federal Reserve System (Board) invites comment on a proposal to extend for three years, with revision, the Consolidated Holding Company Report of Equity Investments in Nonfinancial Companies and the Annual Report of Merchant Banking Investments Held for an Extended Period (FR Y-12, FR Y-12A; OMB No. 7100-0300).</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be submitted on or before September 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by FR Y-12 or FR Y-12A by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Agency website: https://www.federalreserve.gov/.</E>
                         Follow the instructions for submitting comments at 
                        <E T="03">https://www.federalreserve.gov/apps/foia/proposedregs.aspx.</E>
                    </P>
                    <P>
                        • 
                        <E T="03">Email: regs.comments@federalreserve.gov.</E>
                         Include the OMB number or FR number in the subject line of the message.
                    </P>
                    <P>
                        • 
                        <E T="03">FAX:</E>
                         (202) 452-3819 or (202) 452-3102.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Federal Reserve Board of Governors, Attn: Ann E. Misback, Secretary of the Board, Mailstop M-4775, 2001 C St NW, Washington, DC 20551.
                    </P>
                    <P>
                        All public comments are available from the Board's website at 
                        <E T="03">https://www.federalreserve.gov/apps/foia/proposedregs.aspx</E>
                         as submitted, unless modified for technical reasons or to remove personally identifiable information at the commenter's request. Accordingly, comments will not be edited to remove any confidential business information, identifying information, or contact information. Public comments may also be viewed electronically or in paper in Room M-4365A, 2001 C St NW, Washington, DC 20551, between 9:00 a.m. and 5:00 p.m. on weekdays, except for Federal holidays. For security reasons, the Board requires that visitors make an appointment to inspect comments. You may do so by calling (202) 452-3684. Upon arrival, visitors will be required to present valid government-issued photo identification and to submit to security screening in order to inspect and photocopy comments.
                    </P>
                    <P>Additionally, commenters may send a copy of their comments to the Office of Management and Budget (OMB) Desk Officer for the Federal Reserve Board, Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Room 10235, 725 17th Street NW, Washington, DC 20503, or by fax to (202) 395-6974.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Federal Reserve Board Clearance Officer—Nuha Elmaghrabi—Office of the Chief Data Officer, Board of Governors of the Federal Reserve System, 
                        <E T="03">nuha.elmaghrabi@frb.gov,</E>
                         (202) 452-3884.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    On June 15, 1984, OMB delegated to the Board authority under the Paperwork Reduction Act (PRA) to approve and assign OMB control numbers to collections of information conducted or sponsored by the Board. In exercising 
                    <PRTPAGE P="46162"/>
                    this delegated authority, the Board is directed to take every reasonable step to solicit comment. In determining whether to approve a collection of information, the Board will consider all comments received from the public and other agencies.
                </P>
                <P>
                    During the comment period for this proposal, a copy of the proposed PRA OMB submission, including the draft reporting form and instructions, supporting statement (which contains more detail about the information collection and burden estimates than this notice), and other documentation, will be made available on the Board's public website at 
                    <E T="03">https://www.federalreserve.gov/apps/reportingforms/home/review</E>
                     or may be requested from the agency clearance officer, whose name appears above. Final versions of these documents will be made available at 
                    <E T="03">https://www.reginfo.gov/public/do/PRAMain,</E>
                     if approved.
                </P>
                <HD SOURCE="HD1">Request for Comment on Information Collection Proposal</HD>
                <P>The Board invites public comment on the following information collection, which is being reviewed under authority delegated by the OMB under the PRA. Comments are invited on the following:</P>
                <P>a. Whether the proposed collection of information is necessary for the proper performance of the Board's functions, including whether the information has practical utility;</P>
                <P>b. The accuracy of the Board's estimate of the burden of the proposed information collection, including the validity of the methodology and assumptions used;</P>
                <P>c. Ways to enhance the quality, utility, and clarity of the information to be collected;</P>
                <P>d. Ways to minimize the burden of information collection on respondents, including through the use of automated collection techniques or other forms of information technology; and</P>
                <P>e. Estimates of capital or startup costs and costs of operation, maintenance, and purchase of services to provide information.</P>
                <P>At the end of the comment period, the comments and recommendations received will be analyzed to determine the extent to which the Board should modify the proposal.</P>
                <HD SOURCE="HD2">Proposal Under OMB Delegated Authority To Extend for Three Years, With Revision, the Following Information Collection</HD>
                <P>
                    <E T="03">Collection title:</E>
                     Consolidated Holding Company Report of Equity Investments in Nonfinancial Companies and the Annual Report of Merchant Banking Investments Held for an Extended Period.
                </P>
                <P>
                    <E T="03">Collection identifier:</E>
                     FR Y-12; FR Y-12A.
                </P>
                <P>
                    <E T="03">OMB control number:</E>
                     7100-0300.
                </P>
                <P>
                    <E T="03">General description of collection:</E>
                     The FR Y-12 report collects information from certain holding companies on their equity investments in nonfinancial companies. The FR Y-12A report is filed by financial holding companies (FHCs) with merchant banking investments that are approaching the end of the holding periods permissible under the Board's Regulation Y—Bank Holding Companies and Change in Bank Control (12 CFR part 225).
                </P>
                <P>
                    <E T="03">Proposed revisions:</E>
                     The Board proposes to revise the FR Y-12 and FR Y-12A instructions by (1) specifying when respondents should submit their reports if the submission deadline falls on a weekend or holiday, (2) modifying and clarifying the recordkeeping requirements of the submitted form, (3) clarifying what must be included in the reported amount of a firm's aggregate nonfinancial equity investment, (4) clarifying in the FR Y-12 instructions which columns are applicable to Schedules A and C, and (5) aligning the submission deadline of the FR Y-12A to be consistent with the FR Y-12 submission deadline.
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     Quarterly, semiannually, annually.
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     Bank holding companies, savings and loan holding companies, U.S. intermediate holding companies, and FHCs that hold merchant banking investments that are approaching the end of the holding periods permissible under Regulation Y.
                </P>
                <P>
                    <E T="03">Total estimated number of respondents:</E>
                     31.
                </P>
                <P>
                    <E T="03">Total estimated change in burden:</E>
                     66.
                </P>
                <P>
                    <E T="03">Total estimated annual burden hours:</E>
                     2,021.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         More detailed information regarding this collection, including more detailed burden estimates, can be found in the OMB Supporting Statement posted at 
                        <E T="03">https://www.federalreserve.gov/apps/reportingforms/home/review.</E>
                         On the page displayed at the link, you can find the OMB Supporting Statement by referencing the collection identifier, FR Y-12; FR Y-12A.
                    </P>
                </FTNT>
                <SIG>
                    <DATED>Board of Governors of the Federal Reserve System, July 13, 2023.</DATED>
                    <NAME>Erin Cayce,</NAME>
                    <TITLE>Assistant Secretary of the Board.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15242 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6210-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">FEDERAL RESERVE SYSTEM</AGENCY>
                <SUBJECT>Proposed Agency Information Collection Activities; Comment Request</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Board of Governors of the Federal Reserve System.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice, request for comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Board of Governors of the Federal Reserve System (Board) invites comment on a proposal to extend for three years, without revision, the Reporting Requirements Associated with Regulation XX (FR XX; OMB No. 7100-0363).</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be submitted on or before September 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by FR XX, by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Agency website: https://www.federalreserve.gov/.</E>
                         Follow the instructions for submitting comments at 
                        <E T="03">https://www.federalreserve.gov/apps/foia/proposedregs.aspx.</E>
                    </P>
                    <P>
                        • 
                        <E T="03">Email:</E>
                          
                        <E T="03">regs.comments@federalreserve.gov.</E>
                         Include the OMB number or FR number in the subject line of the message.
                    </P>
                    <P>
                        • 
                        <E T="03">FAX:</E>
                         (202) 452-3819 or (202) 452-3102.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Federal Reserve Board of Governors, Attn: Ann E. Misback, Secretary of the Board, Mailstop M-4775, 2001 C St. NW, Washington, DC 20551.
                    </P>
                    <P>
                        All public comments are available from the Board's website at 
                        <E T="03">https://www.federalreserve.gov/apps/foia/proposedregs.aspx</E>
                         as submitted, unless modified for technical reasons or to remove personally identifiable information at the commenter's request. Accordingly, comments will not be edited to remove any confidential business information, identifying information, or contact information. Public comments may also be viewed electronically or in paper in Room M-4365A, 2001 C. St NW, Washington, DC 20551, between 9:00 a.m. and 5:00 p.m. on weekdays, except for Federal holidays. For security reasons, the Board requires that visitors make an appointment to inspect comments. You may do so by calling (202) 452-3684. Upon arrival, visitors will be required to present valid government-issued photo identification and to submit to security screening in order to inspect and photocopy comments.
                    </P>
                    <P>
                        Additionally, commenters may send a copy of their comments to the Office of Management and Budget (OMB) Desk Officer for the Federal Reserve Board, Office of Information and Regulatory Affairs, Office of Management and 
                        <PRTPAGE P="46163"/>
                        Budget, New Executive Office Building, Room 10235, 725 17th Street NW, Washington, DC 20503, or by fax to (202) 395-6974.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Federal Reserve Board Clearance Officer—Nuha Elmaghrabi—Office of the Chief Data Officer, Board of Governors of the Federal Reserve System, 
                        <E T="03">nuha.elmaghrabi@frb.gov,</E>
                         (202) 452-3884.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>On June 15, 1984, OMB delegated to the Board authority under the Paperwork Reduction Act (PRA) to approve and assign OMB control numbers to collections of information conducted or sponsored by the Board. In exercising this delegated authority, the Board is directed to take every reasonable step to solicit comment. In determining whether to approve a collection of information, the Board will consider all comments received from the public and other agencies.</P>
                <P>
                    During the comment period for this proposal, a copy of the proposed PRA OMB submission, including the draft reporting form and instructions, supporting statement (which contains more detail about the information collection and burden estimates than this notice), and other documentation, will be made available on the Board's public website at 
                    <E T="03">https://www.federalreserve.gov/apps/reportingforms/home/review</E>
                     or may be requested from the agency clearance officer, whose name appears above. Final versions of these documents will be made available at 
                    <E T="03">https://www.reginfo.gov/public/do/PRAMain,</E>
                     if approved.
                </P>
                <HD SOURCE="HD1">Request for Comment on Information Collection Proposal</HD>
                <P>The Board invites public comment on the following information collection, which is being reviewed under authority delegated by the OMB under the PRA. Comments are invited on the following:</P>
                <P>a. Whether the proposed collection of information is necessary for the proper performance of the Board's functions, including whether the information has practical utility;</P>
                <P>b. The accuracy of the Board's estimate of the burden of the proposed information collection, including the validity of the methodology and assumptions used;</P>
                <P>c. Ways to enhance the quality, utility, and clarity of the information to be collected;</P>
                <P>d. Ways to minimize the burden of information collection on respondents, including through the use of automated collection techniques or other forms of information technology; and</P>
                <P>e. Estimates of capital or startup costs and costs of operation, maintenance, and purchase of services to provide information.</P>
                <P>At the end of the comment period, the comments and recommendations received will be analyzed to determine the extent to which the Board should modify the proposal.</P>
                <HD SOURCE="HD1">Proposal Under OMB Delegated Authority To Extend for Three Years, Without Revision, the Following Information Collection</HD>
                <P>
                    <E T="03">Collection title:</E>
                     Reporting Requirements Associated with Regulation XX.
                </P>
                <P>
                    <E T="03">Collection identifier:</E>
                     FR XX.
                </P>
                <P>
                    <E T="03">OMB control number:</E>
                     7100-0363.
                </P>
                <P>
                    <E T="03">General description of collection:</E>
                     The Board's Regulation XX—Concentration Limit (12 CFR part 251) implements section 14 of the Bank Holding Company Act of 1956 (BHC Act), which establishes a financial sector concentration limit that generally prohibits a financial company from merging or consolidating with, or otherwise acquiring, another company if the resulting company's liabilities upon consummation would exceed 10 percent of the aggregate liabilities of all financial companies (a covered acquisition). Under section 14 of the BHC Act and Regulation XX, a financial company means (1) an insured depository institution, (2) a bank holding company, (3) a savings and loan holding company, (4) any other company that controls an insured depository institution, (5) a nonbank financial company designated by the Financial Stability Oversight Council for supervision by the Board, or (6) a foreign bank or company that is treated as a bank holding company for purposes of the BHC Act. Regulation XX includes certain reporting requirements that apply to financial companies (sections 251.3(e), 251.4(b), and 251.4(c)). In addition, section 251.6 of Regulation XX requires financial companies that do not report consolidated financial information to the Board or other appropriate Federal banking agency to report information on their total liabilities; the Board has implemented this requirement through the Financial Company (as defined) Report of Consolidated Liabilities (FR XX-1).
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     Event-generated, annual.
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     Financial companies.
                </P>
                <P>
                    <E T="03">Total estimated number of respondents:</E>
                </P>
                <FP SOURCE="FP-1">Section 251.3(e): 1.</FP>
                <FP SOURCE="FP-1">Section 251.4(b): 1.</FP>
                <FP SOURCE="FP-1">Section 251.4(c): 1.</FP>
                <FP SOURCE="FP-1">Section 251.6 (FR XX-1): 35.</FP>
                <P>
                    <E T="03">Estimated average hours per response:</E>
                </P>
                <FP SOURCE="FP-1">Section 251.3(e): 5.</FP>
                <FP SOURCE="FP-1">Section 251.4(b): 10.</FP>
                <FP SOURCE="FP-1">Section 251.4(c): 10.</FP>
                <FP SOURCE="FP-1">Section 251.6 (FR XX-1): 9.</FP>
                <P>
                    <E T="03">Total estimated annual burden hours: 97.</E>
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         More detailed information regarding this collection, including more detailed burden estimates, can be found in the OMB Supporting Statement posted at 
                        <E T="03">https://www.federalreserve.gov/apps/reportingforms/home/review.</E>
                         On the page displayed at the link, you can find the OMB Supporting Statement by referencing the collection identifier, FR XX.
                    </P>
                </FTNT>
                <SIG>
                    <DATED>Board of Governors of the Federal Reserve System, July 13, 2023.</DATED>
                    <NAME>Erin Cayce,</NAME>
                    <TITLE>Assistant Secretary of the Board.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15243 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6210-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">FEDERAL RESERVE SYSTEM</AGENCY>
                <SUBJECT>Agency Information Collection Activities: Announcement of Board Approval under Delegated Authority and Submission to OMB</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Board of Governors of the Federal Reserve System.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Board of Governors of the Federal Reserve System (Board) is adopting a proposal to extend for three years, without revision, the Reporting and Recordkeeping Requirements Associated with Regulation KK (FR KK; OMB No. 7100-0364).</P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Federal Reserve Board Clearance Officer—Nuha Elmaghrabi—Office of the Chief Data Officer, Board of Governors of the Federal Reserve System, 
                        <E T="03">nuha.elmaghrabi@frb.gov,</E>
                         (202) 452-3884.
                    </P>
                    <P>Office of Management and Budget (OMB) Desk Officer for the Federal Reserve Board, Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Room 10235, 725 17th Street NW, Washington, DC 20503, or by fax to (202) 395-6974.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    On June 15, 1984, OMB delegated to the Board authority under the Paperwork Reduction Act (PRA) to approve and assign OMB control numbers to collections of information conducted or sponsored by the Board. Board-approved collections of information are incorporated into the official OMB inventory of currently approved collections of information. The OMB inventory, as well as copies of the PRA Submission, supporting statements 
                    <PRTPAGE P="46164"/>
                    (which contain more detailed information about the information collections and burden estimates than this notice), and approved collection of information instrument(s) are available at 
                    <E T="03">https://www.reginfo.gov/public/do/PRAMain.</E>
                     These documents are also available on the Federal Reserve Board's public website at 
                    <E T="03">https://www.federalreserve.gov/apps/reportingforms/home/review</E>
                     or may be requested from the agency clearance officer, whose name appears above.
                </P>
                <HD SOURCE="HD1">Final Approval Under OMB Delegated Authority of the Extension for Three Years, Without Revision, of the Following Information Collection</HD>
                <P>
                    <E T="03">Collection title:</E>
                     Reporting and Recordkeeping Requirements Associated with Regulation KK.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         The Board has modified the title of this information collection to reflect that the Board's Regulation KK does not include any disclosure collections of information, as defined by the Paperwork Reduction Act (PRA). Specifically, the Board has determined that section 237.1(h), previously cleared as part of the FR KK, no longer includes a disclosure collection of information, because the conditions triggering the disclosure will not occur. In addition, the Board has determined to omit from the FR KK the following provisions of Regulation KK that were formerly referenced in the clearance, because it has determined that they do not constitute collections of information under the PRA: sections 237.1(d); 237.5(c)(2)(i); 237.8(c)(2); 237.8(d)(5), (12), and (13); 238.8(e); and 237.8(f)(2), (3), and (4).
                    </P>
                </FTNT>
                <P>
                    <E T="03">Collection identifier:</E>
                     FR KK.
                </P>
                <P>
                    <E T="03">OMB control number:</E>
                     7100-0364.
                </P>
                <P>
                    <E T="03">General description of collection:</E>
                     Pursuant to sections 731 and 764 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), the Board, Office of the Comptroller of the Currency, Federal Deposit Insurance Corporation, Farm Credit Administration, and Federal Housing Finance Agency (collectively, the agencies) have adopted regulations, including the Board's Regulation KK—Swaps Margin and Swaps Push-Out (12 CFR part 237), establishing capital requirements and initial and variation margin requirements for certain entities on certain non-cleared swaps and non-cleared security-based swaps. These regulations include reporting and recordkeeping requirements.
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         See 80 FR 74839 (November 30, 2015); see also 79 FR 340 (January 3, 2014). The Board-specific rules have been codified in Regulation KK.
                    </P>
                </FTNT>
                <P>
                    <E T="03">Frequency:</E>
                     Event generated.
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     Any swap entity 
                    <SU>3</SU>
                    <FTREF/>
                     that is a state member bank (as defined in 12 CFR 208.2(g)), bank holding company (as defined in 12 U.S.C. 1841), savings and loan holding company (as defined in 12 U.S.C. 1467a), foreign banking organization (as defined in 12 CFR 211.21(o)), foreign bank that does not operate an insured branch, state branch or state agency of a foreign bank (as defined in 12 U.S.C. 3101(b)(11) and (12)), or Edge or agreement corporation (as defined in 12 CFR 211.1(c)(2) and (3)), as well as any other entity determined to be a covered swap entity by the Board.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         A “swap entity” means a person that is registered with the Commodity Futures Trading Commission as a swap dealer or major swap participant pursuant to the Commodity Exchange Act of 1936, or a person that is registered with the U.S. Securities and Exchange Commission as a security-based swap dealer or a major security-based swap participant pursuant to the Securities Exchange Act of 1934 (12 CFR 237.2).
                    </P>
                </FTNT>
                <P>
                    <E T="03">Total estimated number of respondents:</E>
                     1 for reporting requirements, 41 for recordkeeping requirements.
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         The burden table in the initial 
                        <E T="04">Federal Register</E>
                         notice incorrectly stated that the estimated number of respondents for the recordkeeping requirements is 1, and that the estimate has been corrected to 41, given that the requirements are ongoing for firms engaging in the activities covered by the regulation provisions at issue.
                    </P>
                </FTNT>
                <P>
                    <E T="03">Estimated average hours per response:</E>
                </P>
                <FP SOURCE="FP-1">Reporting Sections 237.8(c) and 237.8(d)-240.</FP>
                <FP SOURCE="FP-1">Reporting Section 237.8(f)(3)-50.</FP>
                <FP SOURCE="FP-1">Reporting Section 237.9(e)-10.</FP>
                <FP SOURCE="FP-1">Reporting Sections 237.22(a)(1) and 237.22(e) (Board only)-7.</FP>
                <FP SOURCE="FP-1">Recordkeeping Section 237.2 (definition of “eligible master netting agreement,” item 4)-1.</FP>
                <FP SOURCE="FP-1">Recordkeeping Section 237.7(c)-100.</FP>
                <FP SOURCE="FP-1">Recordkeeping Section 237.8(g)-2.</FP>
                <FP SOURCE="FP-1">Recordkeeping Section 237.8(h)-20.</FP>
                <FP SOURCE="FP-1">Recordkeeping Section 237.10-2.</FP>
                <P>
                    <E T="03">Total estimated annual burden hours:</E>
                     5,452.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         More detailed information regarding this collection, including more detailed burden estimates, can be found in the OMB Supporting Statement posted at 
                        <E T="03">https://www.federalreserve.gov/apps/reportingforms/home/review.</E>
                         On the page displayed at the link, you can find the OMB Supporting Statement by referencing the collection identifier, FR KK.
                    </P>
                </FTNT>
                <P>
                    <E T="03">Current actions:</E>
                     On March 1, 2023, the Board published a notice in the 
                    <E T="04">Federal Register</E>
                     (88 FR 12936) requesting public comment for 60 days on the extension, without revision, of the FR KK. The comment period for this notice expired on May 1, 2023. The Board did not receive any comments relevant to this collection or to the PRA.
                </P>
                <SIG>
                    <DATED>Board of Governors of the Federal Reserve System, July 13, 2023.</DATED>
                    <NAME>Erin Cayce,</NAME>
                    <TITLE>Assistant Secretary of the Board.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15239 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6210-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">FEDERAL RESERVE SYSTEM</AGENCY>
                <SUBJECT>Proposed Agency Information Collection Activities; Comment Request</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Board of Governors of the Federal Reserve System.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice, request for comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Board of Governors of the Federal Reserve System (Board) invites comment on a proposal to extend for three years, without revision, the Recordkeeping Requirements Associated with Regulation H (Real Estate Lending Standards Regulation for State Member Banks) (FR H-5; OMB No. 7100-0261).</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be submitted on or before September 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by FR H-5, by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Agency Website</E>
                        : 
                        <E T="03">https://www.federalreserve.gov/.</E>
                         Follow the instructions for submitting comments at 
                        <E T="03">https://www.federalreserve.gov/apps/foia/proposedregs.aspx.</E>
                    </P>
                    <P>
                        • 
                        <E T="03">Email:</E>
                          
                        <E T="03">regs.comments@federalreserve.gov.</E>
                         Include the OMB number or FR number in the subject line of the message.
                    </P>
                    <P>
                        • 
                        <E T="03">FAX:</E>
                         (202) 452-3819 or (202) 452-3102.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Federal Reserve Board of Governors, Attn: Ann E. Misback, Secretary of the Board, Mailstop M-4775, 2001 C St NW, Washington, DC 20551.
                    </P>
                    <P>
                        All public comments are available from the Board's website at 
                        <E T="03">https://www.federalreserve.gov/apps/foia/proposedregs.aspx</E>
                         as submitted, unless modified for technical reasons or to remove personally identifiable information at the commenter's request. Accordingly, comments will not be edited to remove any confidential business information, identifying information, or contact information. Public comments may also be viewed electronically or in paper in Room M-4365A, 2001 C St NW, Washington, DC 20551, between 9 a.m. and 5 p.m. on weekdays, except for Federal holidays. For security reasons, the Board requires that visitors make an appointment to inspect comments. You may do so by calling (202) 452-3684. Upon arrival, visitors will be required to present valid government-issued photo identification and to submit to security screening in order to inspect and photocopy comments.
                    </P>
                    <P>
                        Additionally, commenters may send a copy of their comments to the Office of Management and Budget (OMB) Desk Officer for the Federal Reserve Board, 
                        <PRTPAGE P="46165"/>
                        Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Room 10235, 725 17th Street NW, Washington, DC 20503, or by fax to (202) 395-6974.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Federal Reserve Board Clearance Officer—Nuha Elmaghrabi—Office of the Chief Data Officer, Board of Governors of the Federal Reserve System, 
                        <E T="03">nuha.elmaghrabi@frb.gov,</E>
                         (202) 452-3884.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>On June 15, 1984, OMB delegated to the Board authority under the Paperwork Reduction Act (PRA) to approve and assign OMB control numbers to collections of information conducted or sponsored by the Board. In exercising this delegated authority, the Board is directed to take every reasonable step to solicit comment. In determining whether to approve a collection of information, the Board will consider all comments received from the public and other agencies.</P>
                <P>
                    During the comment period for this proposal, a copy of the proposed PRA OMB submission, including the draft reporting form and instructions, supporting statement (which contains more detail about the information collection and burden estimates than this notice), and other documentation, will be made available on the Board's public website at 
                    <E T="03">https://www.federalreserve.gov/apps/reportingforms/home/review</E>
                     or may be requested from the agency clearance officer, whose name appears above. Final versions of these documents will be made available at 
                    <E T="03">https://www.reginfo.gov/public/do/PRAMain,</E>
                     if approved.
                </P>
                <HD SOURCE="HD1">Request for Comment on Information Collection Proposal</HD>
                <P>The Board invites public comment on the following information collection, which is being reviewed under authority delegated by the OMB under the PRA. Comments are invited on the following:</P>
                <P>a. Whether the proposed collection of information is necessary for the proper performance of the Board's functions, including whether the information has practical utility;</P>
                <P>b. The accuracy of the Board's estimate of the burden of the proposed information collection, including the validity of the methodology and assumptions used;</P>
                <P>c. Ways to enhance the quality, utility, and clarity of the information to be collected;</P>
                <P>d. Ways to minimize the burden of information collection on respondents, including through the use of automated collection techniques or other forms of information technology; and</P>
                <P>e. Estimates of capital or startup costs and costs of operation, maintenance, and purchase of services to provide information.</P>
                <P>At the end of the comment period, the comments and recommendations received will be analyzed to determine the extent to which the Board should modify the proposal.</P>
                <HD SOURCE="HD1">Proposal Under OMB Delegated Authority To Extend for Three Years, Without Revision, the Following Information Collection</HD>
                <P>
                    <E T="03">Collection title:</E>
                     Recordkeeping Requirements Associated with Regulation H (Real Estate Lending Standards Regulation for State Member Banks).
                </P>
                <P>
                    <E T="03">Collection identifier:</E>
                     FR H-5.
                </P>
                <P>
                    <E T="03">OMB control number:</E>
                     7100-0261.
                </P>
                <P>
                    <E T="03">General description of collection:</E>
                     This information collection includes a recordkeeping requirement associated with Regulation H—Membership of State Banking Institutions in the Federal Reserve System (12 CFR part 208) that implements section 304 of the Federal Deposit Insurance Corporation Improvement Act of 1991. Pursuant to Regulation H, state member banks must adopt and maintain written real estate lending policies. Additionally, this information collection includes certain voluntary recordkeeping provisions in the Interagency Guidelines for Real Estate Lending Policies.
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On-going.
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     State member banks.
                </P>
                <P>
                    <E T="03">Total estimated number of respondents:</E>
                     701.
                </P>
                <P>
                    <E T="03">Total estimated annual burden hours:</E>
                     17,545.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         More detailed information regarding this collection, including more detailed burden estimates, can be found in the OMB Supporting Statement posted at 
                        <E T="03">https://www.federalreserve.gov/apps/reportingforms/home/review.</E>
                         On the page displayed at the link, you can find the OMB Supporting Statement by referencing the collection identifier, FR H-5.
                    </P>
                </FTNT>
                <SIG>
                    <DATED>Board of Governors of the Federal Reserve System, July 13, 2023.</DATED>
                    <NAME>Erin Cayce,</NAME>
                    <TITLE>Assistant Secretary of the Board.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15245 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6210-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">FEDERAL RESERVE SYSTEM</AGENCY>
                <SUBJECT>Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Holding Company</SUBJECT>
                <P>The notificants listed below have applied under the Change in Bank Control Act (Act) (12 U.S.C. 1817(j)) and § 225.41 of the Board's Regulation Y (12 CFR 225.41) to acquire shares of a bank or bank holding company. The factors that are considered in acting on the applications are set forth in paragraph 7 of the Act (12 U.S.C. 1817(j)(7)).</P>
                <P>
                    The public portions of the applications listed below, as well as other related filings required by the Board, if any, are available for immediate inspection at the Federal Reserve Bank(s) indicated below and at the offices of the Board of Governors. This information may also be obtained on an expedited basis, upon request, by contacting the appropriate Federal Reserve Bank and from the Board's Freedom of Information Office at 
                    <E T="03">https://www.federalreserve.gov/foia/request.htm.</E>
                     Interested persons may express their views in writing on the standards enumerated in paragraph 7 of the Act.
                </P>
                <P>Comments regarding each of these applications must be received at the Reserve Bank indicated or the offices of the Board of Governors, Ann E. Misback, Secretary of the Board, 20th Street and Constitution Avenue  NW, Washington, DC 20551-0001, not later than August 3, 2023.</P>
                <P>
                    <E T="03">A. Federal Reserve Bank of Minneapolis</E>
                     (Stephanie Weber, Assistant Vice President) 90 Hennepin Avenue, Minneapolis, Minnesota 55480-0291; Comments can also be sent electronically to 
                    <E T="03">MA@mpls.frb.org:</E>
                </P>
                <P>
                    1. 
                    <E T="03">Hoeven Family Limited Liability Limited Partnership, Bismarck, North Dakota, John H. Hoeven, III and Marcela Hoeven Samson, as general partners and both of Minot, North Dakota;</E>
                     to acquire voting shares of Westbrand, Inc., and thereby indirectly acquire voting shares of First Western Bank and Trust, both of Minot, North Dakota.
                </P>
                <SIG>
                    <P>Board of Governors of the Federal Reserve System.</P>
                    <NAME>Margaret McCloskey Shanks,</NAME>
                    <TITLE>Deputy Secretary of the Board.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15340 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">FEDERAL RESERVE SYSTEM</AGENCY>
                <SUBJECT>Agency Information Collection Activities: Announcement of Board Approval under Delegated Authority and Submission to OMB</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Board of Governors of the Federal Reserve System.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Board of Governors of the Federal Reserve System (Board) is adopting a proposal to extend for three years, with revision, the Joint Statement for Assessing the Diversity Policies and 
                        <PRTPAGE P="46166"/>
                        Practices of Entities Regulated by the Agencies. (FR 2100; OMB No. 7100-0368).
                    </P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Federal Reserve Board Clearance Officer—Nuha Elmaghrabi—Office of the Chief Data Officer, Board of Governors of the Federal Reserve System, 
                        <E T="03">nuha.elmaghrabi@frb.gov,</E>
                         (202) 452-3884.
                    </P>
                    <P>Office of Management and Budget (OMB) Desk Officer for the Federal Reserve Board, Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Room 10235, 725 17th Street NW, Washington, DC 20503, or by fax to (202) 395-6974.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    On June 15, 1984, OMB delegated to the Board authority under the Paperwork Reduction Act (PRA) to approve and assign OMB control numbers to collections of information conducted or sponsored by the Board. Board-approved collections of information are incorporated into the official OMB inventory of currently approved collections of information. The OMB inventory, as well as copies of the PRA Submission, supporting statements (which contain more detailed information about the information collections and burden estimates than this notice), and approved collection of information instrument(s) are available at 
                    <E T="03">https://www.reginfo.gov/public/do/PRAMain.</E>
                     These documents are also available on the Federal Reserve Board's public website at 
                    <E T="03">https://www.federalreserve.gov/apps/reportingforms/home/review</E>
                     or may be requested from the agency clearance officer, whose name appears above.
                </P>
                <HD SOURCE="HD1">Final Approval Under OMB Delegated Authority of the Extension for Three Years, With Revision, of the Following Information Collection</HD>
                <P>
                    <E T="03">Collection title:</E>
                     Joint Statement for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies.
                </P>
                <P>
                    <E T="03">Collection identifier:</E>
                     FR 2100.
                </P>
                <P>
                    <E T="03">OMB control number:</E>
                     7100-0368.
                </P>
                <P>
                    <E T="03">Effective Date:</E>
                     August 31, 2023.
                </P>
                <P>
                    <E T="03">General description of collection:</E>
                     The Joint Statement for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies was published jointly in 2015 by the Board, Office of the Comptroller of the Currency, Federal Deposit Insurance Corporation, National Credit Union Administration, Consumer Financial Protection Bureau, and Securities and Exchange Commission. Standards in the statement encourage a regulated entity, in a manner reflective of its size and other characteristics, to voluntarily conduct a self-assessment of its diversity policies and practices and to report information pertaining to its self-assessment to the Office of Minority and Women Inclusion of its primary federal financial regulator, as well as to publish information pertaining to its efforts with respect to the standards. The Board has developed a voluntary reporting template entitled “Diversity Self-Assessment Template” for use by institutions regulated by the Board to facilitate the provision of self-assessment information.
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     Annually.
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     All financial institutions for which the Federal Reserve is the primary federal financial regulator.
                </P>
                <P>
                    <E T="03">Total estimated number of respondents:</E>
                     156.
                </P>
                <P>
                    <E T="03">Total estimated change in burden:</E>
                     The estimated annual burden would remain unchanged.
                </P>
                <P>
                    <E T="03">Total estimated annual burden hours:</E>
                     1,248.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         More detailed information regarding this collection, including more detailed burden estimates, can be found in the OMB Supporting Statement posted at 
                        <E T="03">https://www.federalreserve.gov/apps/reportingforms/home/review.</E>
                         On the page displayed at the link, you can find the OMB Supporting Statement by referencing the collection identifier, FR 2100.
                    </P>
                </FTNT>
                <P>
                    <E T="03">Current actions:</E>
                     On March 30, 2023, the Board published a notice in the 
                    <E T="04">Federal Register</E>
                     (88 FR 19146) requesting public comment for 60 days on the extension, with revision, of the FR 2100. The Board proposed to revise the diversity self-assessment template by adding a Research, Statistics, Supervision and Regulation, and Discount and Credit Database (RSSD) number field to identify regulated entities and improve the efficiency of data collections. The Board also proposed to reformat the Workforce Profile and Employment Practices section of the template to make clarifications. Proposed changes include the separation of managers in the workforce count from Executive/Senior Level Officials. The comment period for this notice expired on May 30, 2023. The Board did not receive any comments. The revisions will be implemented as proposed.
                </P>
                <SIG>
                    <DATED>Board of Governors of the Federal Reserve System, July 13, 2023.</DATED>
                    <NAME>Erin Cayce,</NAME>
                    <TITLE>Assistant Secretary of the Board.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15240 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6210-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Centers for Medicare &amp; Medicaid Services</SUBAGY>
                <DEPDOC>[CMS-1801-N]</DEPDOC>
                <SUBJECT>Medicare Program; Announcement of the Advisory Panel on Hospital Outpatient Payment Meeting—August 21-22, 2023—and New Panel Members</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Centers for Medicare &amp; Medicaid Services (CMS), HHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This notice announces the dates and times of a virtual meeting of the Advisory Panel on Hospital Outpatient Payment (the Panel) in August of 2023. In addition, it announces 8 new membership appointments to the Panel. The purpose of the Panel is to advise the Secretary of the Department of Health and Human Services and the Administrator of the Centers for Medicare &amp; Medicaid Services concerning the clinical integrity of the Ambulatory Payment Classification groups and their associated weights, which are major elements of the Medicare Hospital Outpatient Prospective Payment System (OPPS) and the Ambulatory Surgical Center payment system; and supervision of hospital outpatient therapeutic services. The advice provided by the Panel will be considered as we prepare the annual update for the OPPS.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P/>
                    <P>
                        <E T="03">Virtual meeting dates:</E>
                         Monday, August 21, 2023 and Tuesday, August 22, 2023, from 9:30 a.m. to 5 p.m. Eastern Daylight Time (EDT). The times listed in this notice are EDT and are approximate times. Consequently, the meetings may last longer or be shorter than the times listed in this notice, but will not begin before the posted time.
                    </P>
                    <P>
                        <E T="03">Deadline for presentations and comments:</E>
                         Presentations or comment letters must be received by 5 p.m. EDT on Monday, July 31, 2023. Presentations or comment letters must be submitted through the “Hospital Outpatient Payment (HOP) Panel Meeting Presentation &amp; Comment Letters” module. To access the module, go to 
                        <E T="03">https://mearis.cms.gov</E>
                         to register, log in, and submit your presentation or comment letter. CMS can only accept HOP Panel Meeting presentations and comment letters that are submitted via MEARIS
                        <SU>TM</SU>
                        . Please note that with the submissions in MEARIS
                        <SU>TM</SU>
                        , CMS no longer requires the completion or submission of form CMS-20017, as part of the presentation or comment letter 
                        <PRTPAGE P="46167"/>
                        package. Therefore, submitters do not need to complete this form.
                    </P>
                    <P>Presentations and comment letters that are not received by the due date and time will be considered late or incomplete and will not be included on the agenda. Presentations and comment letters may not be revised once they are submitted. If a presentation or comment letter requires changes, a new submittal must be submitted by July 31, 2023.</P>
                    <P>Please see additional information regarding the submission of section 508 compliant presentation and comment letter materials in section “III. Presentations and Comment Letters” of this notice.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P/>
                    <P>
                        <E T="03">Virtual meeting location and webinar:</E>
                         The public may participate in this meeting via webinar, or listen-only via teleconference. Closed captioning will be available on the webinar. Teleconference dial-in and webinar information will appear on the final meeting agenda, which will be posted on our website when available at: 
                        <E T="03">https://www.cms.gov/Regulations-and-Guidance/Guidance/FACA/AdvisoryPanelonAmbulatoryPaymentClassificationGroups.</E>
                    </P>
                    <P>
                        <E T="03">Websites:</E>
                         For additional information on the Panel, including the Panel charter, and updates to the Panel's activities, we refer readers to view our website at: 
                        <E T="03">https://www.cms.gov/Regulations-and-Guidance/Guidance/FACA/AdvisoryPanelonAmbulatoryPaymentClassificationGroups.</E>
                         Information about the Panel and its membership in the Federal Advisory Committee Act database are located at: https://
                        <E T="03">www.facadatabase.gov.</E>
                    </P>
                    <P>
                        <E T="03">Virtual meeting registration:</E>
                         While there is no meeting registration, presenters must be identified and included as part of the MEARIS
                        <SU>TM</SU>
                         presentation submission process by the presentation and comment letter deadline specified in the “DATES” section of this notice. We note that no advanced registration is required for participants who plan to view the Panel meeting via webinar, listen via teleconference, or may wish to make a public comment during the meeting.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Nicole Marcos, Designated Federal Official by email at: 
                        <E T="03">APCPanel@cms.hhs.gov.</E>
                    </P>
                    <P>Press inquiries are handled through the CMS Press Office at (202) 690-6145.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">I. Background</HD>
                <P>The Secretary of the Department of Health and Human Services (the Secretary) is required by section 1833(t)(9)(A) of the Social Security Act (the Act) and is allowed by section 222 of the Public Health Service Act to consult with an expert outside panel, such as the Advisory Panel on Hospital Outpatient Payment (the Panel), regarding the clinical integrity of the Ambulatory Payment Classification (APC) groups and relative payment weights. The Panel is governed by the provisions of the Federal Advisory Committee Act (Pub. L. 92-463), as amended (5 U.S.C. Appendix 2), to set forth standards for the formation and use of advisory panels. We consider the technical advice provided by the Panel as we prepare the final rule and the following calendar year's proposed rule to update the Hospital Outpatient Prospective Payment System (OPPS).</P>
                <HD SOURCE="HD1">II. Virtual Meeting Agenda</HD>
                <P>The agenda for the August 21 and 22, 2023 virtual Panel meeting will provide for discussion and comment on the following topics as designated in the Panel's Charter:</P>
                <P>• Addressing whether procedures within an APC group are similar both clinically and in terms of resource use.</P>
                <P>• Reconfiguring APCs.</P>
                <P>• Evaluating APC group weights.</P>
                <P>• Review packaging costs of items and services, including drugs and devices, into procedures and services, including the methodology for packaging and the impact of packaging the cost of those items and services on APC group structure and payment.</P>
                <P>• Removing procedures from the inpatient only list for payment under the OPPS.</P>
                <P>• Using claims and cost report data for the Centers for Medicare &amp; Medicaid Services' (CMS) determination of APC group costs.</P>
                <P>• Addressing other technical issues concerning APC group structure.</P>
                <P>• Evaluating the required level of supervision for hospital outpatient services.</P>
                <P>• OPPS APC rates for covered Ambulatory Surgical Center (ASC) procedures.</P>
                <P>
                    The agenda will be posted on our website at: 
                    <E T="03">https://www.cms.gov/Regulations-and-Guidance/Guidance/FACA/AdvisoryPanelonAmbulatoryPaymentClassificationGroups</E>
                     approximately 1 week before the meeting.
                </P>
                <P>
                    <E T="03">Virtual Meeting Information Updates:</E>
                     The actual meeting hours and days will be posted in the agenda. As information and updates regarding this webinar and listen-only teleconference, including the agenda, become available, they will be posted to our website at: 
                    <E T="03">https://www.cms.gov/Regulations-and-Guidance/Guidance/FACA/AdvisoryPanelonAmbulatoryPaymentClassificationGroups.</E>
                </P>
                <HD SOURCE="HD1">III. Presentations and Comment Letters</HD>
                <P>The subject matter of any presentation and comment letter must be within the scope of the Panel as designated in the Charter. Any presentations or comments outside of the scope of the Panel will be returned or requested for amendment. Unrelated topics include, but are not limited to: the conversion factor; charge compression; revisions to the cost report; pass-through payments; correct coding; new technology applications (including supporting information/documentation); provider payment adjustments; supervision of hospital outpatient diagnostic services; and the types of practitioners that are permitted to supervise hospital outpatient services. The Panel may not recommend that services be designated as nonsurgical extended duration therapeutic services. Presentations or comment letters that address OPPS APC rates as they relate to covered ASC procedures are within the scope of the Panel; however, ASC payment rates, ASC payment indicators, the ASC covered procedures list, or other ASC payment system matters will be considered out of scope. The Panel may use data collected or developed by entities and organizations other than the Department of Health and Human Services or CMS in conducting its review. We recommend organizations submit data for CMS staff and the Panel's review. All presentations are limited to 5 minutes, regardless of the number of individuals or organizations represented by a single presentation. Presenters may use their 5 minutes to represent either one or more agenda items.</P>
                <HD SOURCE="HD2">Section 508 Compliance</HD>
                <P>
                    For this meeting, we are aiming to have all presentations and comment letters available on our website. Materials on our website must be section 508 compliant to ensure access to Federal employees and members of the public with and without disabilities. Presenters and commenters should reference the guidance on making documents section 508 compliant as they draft their submissions, and, whenever possible, submit their presentations and comment letters in a 508 compliant form. The section 508 guidance is available at: 
                    <E T="03">https://www.cms.gov/research-statistics-data-and-systems/cms-information-technology/section508.</E>
                     Presentations and comment letters should limit the 
                    <PRTPAGE P="46168"/>
                    use of graphs or pictures. Any use of these visual depictions must include alternate text that verbally describes what these visuals convey.
                </P>
                <P>
                    We will review presentations and comment letters for section 508 compliance and place compliant materials on our website. As resources permit, we will also convert non-compliant submissions to section 508-compliant forms and offer assistance to submitters who are making their submissions section 508-compliant. All section 508-compliant presentations and comment letters will be made available on the CMS website. If difficulties are encountered accessing the materials, please contact the Designated Federal Official in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section of this notice.
                </P>
                <HD SOURCE="HD1">IV. Virtual Formal Presentations</HD>
                <P>In addition to formal presentations (limited to 5 minutes total per presentation), there will be an opportunity during the meeting for public comments as time permits (limited to 1 minute for each individual and a total of 3 minutes per organization).</P>
                <HD SOURCE="HD1">V. Panel Recommendations and Discussions</HD>
                <P>The Panel's recommendations at any Panel meeting generally are not final until they have been reviewed and approved by the Panel on the last day of the meeting, prior to the final adjournment. These recommendations will be posted to our website after the meeting.</P>
                <HD SOURCE="HD1">VI. Membership Appointments to the Advisory Panel on Hospital Outpatient Payment</HD>
                <P>
                    The Panel Charter provides that the Panel shall meet up to 3 times annually. We consider the technical advice provided by the Panel as we prepare the OPPS proposed and final rules to update the OPPS for the following calendar year. The Panel shall consist of a chair and up to 15 members who are full-time employees of hospitals, hospital systems, or other Medicare providers that are subject to the OPPS. The Panel may also include a representative of a provider with ASC expertise, who advises CMS only on OPPS APC rates, as appropriate, impacting ASC covered procedures within the context and purview of the Panel's scope. The Secretary or a designee selects the Panel membership based upon either self-nominations or nominations submitted by Medicare providers and other interested organizations of candidates determined to have the required expertise. For supervision deliberations, the Panel may include members that represent the interests of critical access hospitals, who advise CMS only regarding the level of supervision for hospital outpatient therapeutic services. New appointments are made in a manner that ensures a balanced membership under the Federal Advisory Committee Act guidelines. The Secretary rechartered the Panel in 2022 for a 2-year period effective through November 20, 2024. The current charter is available on the CMS website at: 
                    <E T="03">https://www.cms.gov/files/document/2022-hop-panel-charter.pdf.</E>
                     New appointments are made in a manner that ensures a balanced membership under the Federal Advisory Committee Act guidelines. The Panel consists of the following current members and a Chair:
                </P>
                <P>• E. L. Hambrick, M.D., J.D., CMS Chairperson.</P>
                <P>• Carmen Cooper-Oguz, P.T., D.P.T, M.B.A, C.W.S, W.C.C.</P>
                <P>• Bo Gately, M.B.A.</P>
                <P>• Scott Manaker, M.D., Ph.D.</P>
                <P>• Matthew Wheatley, M.D., F.A.C.E.P.</P>
                <HD SOURCE="HD2">Request and Submission of the Panel Nominations</HD>
                <P>The Request for Nominations to the Advisory Panel on Hospital Outpatient Payment notice (87 FR 68499) provided for nominations to be accepted through February 13, 2023 or after that date at CMS's discretion.</P>
                <P>As a result of that notice, we are announcing 8 new members to the Panel. These 8 new Panel member appointments will assure that we continue to have a Chair and up to 15 members available to attend our scheduled meeting.</P>
                <HD SOURCE="HD2">New Appointments to the Panel</HD>
                <P>New members of the Panel will have terms beginning on July 1, 2023 and continuing through June 30, 2027. The new members of the Panel are as follows:</P>
                <P>• Becky Bean, BS, MHA/MBA, PharmD.</P>
                <P>• Thomas Capco, BSRT, RRT, CPFT.</P>
                <P>• Blake Dirksen, MS, DABR.</P>
                <P>• Nancy Dawson, MD, FACP.</P>
                <P>• Brandon Fazio, BS.</P>
                <P>• Rahul Seth, DO, FASCO.</P>
                <P>• Wendi Smith Lloyd, CPC, COC, CPMA, COSC.</P>
                <P>• William Tettelbach, MD, FACP, FIDSA, FUHM, MAPWCA, CWSP.</P>
                <P>
                    We currently accept nominations on a continuous basis to fill upcoming panel vacancies. We encourage additional submissions. Any interested person or organization may nominate qualified individuals. Self-nominations from qualified individuals are also accepted. Nominations must be submitted through the “Hospital Outpatient Payment (HOP) Panel Member Nomination” module on MEARIS
                    <SU>TM</SU>
                    . To access the module, visit 
                    <E T="03">https://mearis.cms.gov</E>
                     to register, log in, and submit your nomination. We can only accept HOP Panel Member nominations that are submitted via MEARIS
                    <SU>TM</SU>
                    .
                </P>
                <HD SOURCE="HD1">VII. Collection of Information Requirements</HD>
                <P>
                    This document does not impose information collection requirements, that is, reporting, recordkeeping or third-party disclosure requirements. Consequently, there is no need for review by the Office of Management and Budget under the authority of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ).
                </P>
                <P>
                    The Administrator of the Centers for Medicare &amp; Medicaid Services (CMS), Chiquita Brooks-LaSure, having reviewed and approved this document, authorizes Evell J. Barco Holland, who is the Federal Register Liaison, to electronically sign this document for purposes of publication in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <SIG>
                    <DATED>Dated: July 13, 2023.</DATED>
                    <NAME>Evell J. Barco Holland,</NAME>
                    <TITLE>Federal Register Liaison, Centers for Medicare &amp; Medicaid Services.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15254 Filed 7-14-23; 4:15 pm]</FRDOC>
            <BILCOD>BILLING CODE 4120-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Administration for Children and Families</SUBAGY>
                <SUBJECT>Proposed Information Collection Activity: Center for States Evaluation Ancillary Data Collection</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Administration on Children, Youth and Families, Administration for Children and Families; U.S. Department of Health and Human Services.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Request for public comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Administration on Children, Youth and Families, Administration for Children and Families (ACF), U.S. Department of Health and Human Services (HHS), is requesting approval for a revision of a currently approved information collection, the Center for States Evaluation Ancillary Data Collection.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Comments due within 30 days of publication.</E>
                         The Office of Management and Budget (OMB) must make a decision about the collection of information between 30 and 60 days after publication of this document in the 
                        <PRTPAGE P="46169"/>
                        <E T="04">Federal Register</E>
                        . Therefore, a comment is best assured of having its full effect if OMB receives it within 30 days of publication.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to 
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function. You can also obtain copies of the proposed collection of information by emailing 
                        <E T="03">infocollection@acf.hhs.gov.</E>
                         Identify all emailed requests by the title of the information collection.
                    </P>
                </ADD>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Description:</E>
                     The Evaluation of the Child Welfare Capacity Building Collaborative, Center for States is sponsored by the Children's Bureau (CB), Administration for Children and Families of HHS. The purpose of this evaluation is to respond to a set of cross-cutting evaluation questions posed by CB.
                </P>
                <P>This existing information collection is an ancillary part of a larger data collection effort being conducted for the evaluation of the Child Welfare Capacity Building Collaborative. This notice details a group of instruments that are specific only to the Center for States. The instruments focus on (1) evaluating an innovative approach to engaging professionals in networking and professional development through virtual expos, (2) understanding fidelity to and effectiveness of the Center's Capacity Building Model, (3) capturing information about individualized support to jurisdictions, and (4) enhancing the Center's support focused on equity and lived experience. To date, this data collection and resulting findings have been used (a) to assess satisfaction with service delivery and make adjustments to improve quality, (b) to support professional development of child welfare professionals through improving the virtual expo experience, particularly during the pandemic, and (c) to support provision of effective and high-quality individualized support to jurisdictions.</P>
                <GPOTABLE COLS="5" OPTS="L2,i1" CDEF="s50,12,12,12,12">
                    <TTITLE>Annual Burden Estimates</TTITLE>
                    <BOXHD>
                        <CHED H="1">Instrument</CHED>
                        <CHED H="1">
                            Annual
                            <LI>number of</LI>
                            <LI>respondents</LI>
                        </CHED>
                        <CHED H="1">
                            Annual
                            <LI>number of</LI>
                            <LI>responses per</LI>
                            <LI>respondent</LI>
                        </CHED>
                        <CHED H="1">
                            Annual
                            <LI>average</LI>
                            <LI>burden hours</LI>
                            <LI>per response</LI>
                        </CHED>
                        <CHED H="1">Total annual burden hours</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Child Welfare Virtual Expo Exit Survey</ENT>
                        <ENT>300</ENT>
                        <ENT>1</ENT>
                        <ENT>0.0833</ENT>
                        <ENT>25</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Child Welfare Virtual Expo Registration Form</ENT>
                        <ENT>3,000</ENT>
                        <ENT>1</ENT>
                        <ENT>0.05</ENT>
                        <ENT>150</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Jurisdiction Lead Interview</ENT>
                        <ENT>40</ENT>
                        <ENT>1</ENT>
                        <ENT>1</ENT>
                        <ENT>40</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Jurisdiction Lead Observation Debrief Protocol</ENT>
                        <ENT>25</ENT>
                        <ENT>1</ENT>
                        <ENT>0.25</ENT>
                        <ENT>6</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Jurisdiction Lead Survey Related to Lived Experience</ENT>
                        <ENT>30</ENT>
                        <ENT>1</ENT>
                        <ENT>0.25</ENT>
                        <ENT>8</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Outcomes of and Satisfaction with Tailored Services Survey Appended Items (Section 4)</ENT>
                        <ENT>40</ENT>
                        <ENT>1</ENT>
                        <ENT>0.05</ENT>
                        <ENT>2</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">Peer Group Focus Group Protocol</ENT>
                        <ENT>150</ENT>
                        <ENT>1</ENT>
                        <ENT>1</ENT>
                        <ENT>150</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>381</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    <E T="03">Comments:</E>
                     The Department specifically requests comments on (a) whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden of the proposed collection of information; (c) the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted within 60 days of this publication.
                </P>
                <P>
                    <E T="03">Authority:</E>
                     Section 203 of Section II: Adoption Opportunities of the Child Abuse Prevention and Treatment Act (42 U.S.C. 5113).
                </P>
                <SIG>
                    <NAME>Molly B. Jones,</NAME>
                    <TITLE>ACF/OPRE Certifying Officer.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15311 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4184-73-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Administration for Children and Families</SUBAGY>
                <SUBJECT>Proposed Information Collection Activity; Voluntary Agencies Matching Grant Program Data Reporting (New Collection)</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Refugee Resettlement, Administration for Children and Families, U.S. Department of Health and Human Services.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Request for public comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Office of Refugee Resettlement (ORR), Administration for Children and Families (ACF), U.S. Department of Health and Human Services, is proposing to collect data from grantee agencies participating in the Voluntary Agencies Matching Grant Program. Client data collected will include enrollment information, demographics, and program outcomes.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Comments due within 60 days of publication.</E>
                         In compliance with the requirements of Section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995, ACF is soliciting public comment on the specific aspects of the information collection described above.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        You can obtain copies of the proposed collection of information and submit comments by emailing 
                        <E T="03">infocollection@acf.hhs.gov.</E>
                         Identify all requests by the title of the information collection.
                    </P>
                </ADD>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Description:</E>
                     This Matching Grant Program data collection is designed to satisfy the statutory requirements of the Immigration and Nationality Act (INA). Section 412(a)(3) of INA (8 U.S.C. 1522(a)(3)) requires that the Director of ORR make a periodic assessment of the needs of refugees for assistance and services and the resources available to meet those needs. ORR proposes collecting both case-level and client-level data elements at multiple points in time, which will allow the ORR Director to better understand client demographics, services utilized, and the outcomes achieved by clients enrolled in the Matching Grant Program. Data elements include biographical information, progress made toward achieving self-sufficiency, and 
                    <PRTPAGE P="46170"/>
                    employment status. The data collected will inform evidence-based policy making and program design.
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     National resettlement agencies participating in the Matching Grant Program.
                </P>
                <GPOTABLE COLS="6" OPTS="L2,i1" CDEF="s100,12,12,12,12,12">
                    <TTITLE>Annual Burden Estimates</TTITLE>
                    <BOXHD>
                        <CHED H="1">Instrument</CHED>
                        <CHED H="1">Total number of respondents</CHED>
                        <CHED H="1">
                            Total number of responses per 
                            <LI>respondent </LI>
                            <LI>(3 years)</LI>
                        </CHED>
                        <CHED H="1">
                            Average 
                            <LI>burden hours </LI>
                            <LI>per response</LI>
                        </CHED>
                        <CHED H="1">
                            Total burden hours
                            <LI>(3 years)</LI>
                        </CHED>
                        <CHED H="1">Annual burden hours</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Voluntary Agencies Matching Grant Program Data Reporting—Data System Updates</ENT>
                        <ENT>10</ENT>
                        <ENT>1</ENT>
                        <ENT>60</ENT>
                        <ENT>600</ENT>
                        <ENT>200</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">Voluntary Agencies Matching Grant Program Data Reporting—Monthly Uploads</ENT>
                        <ENT>10</ENT>
                        <ENT>36</ENT>
                        <ENT>16</ENT>
                        <ENT>5,760</ENT>
                        <ENT>1,920</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total estimated annual burden</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>2,120</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    <E T="03">Comments:</E>
                     The Department specifically requests comments on (a) whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden of the proposed collection of information; (c) the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted within 60 days of this publication.
                </P>
                <P>
                    <E T="03">Authority:</E>
                     8 U.S.C. 1522(a)(3).
                </P>
                <SIG>
                    <NAME>Mary B. Jones,</NAME>
                    <TITLE>ACF/OPRE Certifying Officer.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15333 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4184-89-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Office of the Secretary</SUBAGY>
                <SUBJECT>Notice of Interest Rate on Overdue Debts</SUBJECT>
                <P>
                    Section 30.18 of the Department of Health and Human Services' claims collection regulations (45 CFR part 30) provides that the Secretary shall charge an annual rate of interest, which is determined and fixed by the Secretary of the Treasury after considering private consumer rates of interest on the date that the Department of Health and Human Services becomes entitled to recovery. The rate cannot be lower than the Department of Treasury's current value of funds rate or the applicable rate determined from the “Schedule of Certified Interest Rates with Range of Maturities” unless the Secretary waives interest in whole or part, or a different rate is prescribed by statute, contract, or repayment agreement. The Secretary of the Treasury may revise this rate quarterly. The Department of Health and Human Services publishes this rate in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <P>
                    The current rate of 11
                    <FR>1/2</FR>
                    %, as fixed by the Secretary of the Treasury, is certified for the quarter ended June 30, 2023. This rate is based on the Interest Rates for Specific Legislation, “National Health Services Corps Scholarship Program (42 U.S.C. 254o(b)(1)(A))” and “National Research Service Award Program (42 U.S.C. 288(c)(4)(B)).” This interest rate will be applied to overdue debt until the Department of Health and Human Services publishes a revision.
                </P>
                <SIG>
                    <NAME>David C. Horn,</NAME>
                    <TITLE>Director, Office of Financial Policy and Reporting.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15237 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4150-04-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBJECT>Announcement of Third Meeting of the 2025 Dietary Guidelines Advisory Committee and Request for Oral Public Comment</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>U.S. Department of Health and Human Services (HHS), Office of the Assistant Secretary for Health (OASH); U.S. Department of Agriculture (USDA), Food, Nutrition, and Consumer Services (FNCS).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Departments of Health and Human Services and Agriculture announce the third meeting of the 2025 Dietary Guidelines Advisory Committee (Committee). This meeting will be open to the public virtually. Additionally, this notice informs the public of the opportunity to provide oral comments virtually to the Committee regarding its work.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The third Committee meeting will be held on September 12, 2023, from 1:00 p.m. to 4:00 p.m. Eastern Time and on September 13, 2023, from 9:00 a.m. to 3:30 p.m. Eastern Time. The public may present oral comments virtually to the Committee on September 12, 2023; registration is required.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The meeting will be accessible online via livestream and recorded for later viewing. Registrants will receive the livestream information prior to the meeting.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Designated Federal Officer, 2025 Dietary Guidelines Advisory Committee, Janet M. de Jesus, MS, RD; HHS/OASH/ODPHP, 1101 Wootton Parkway, Suite 420, Rockville, MD 20852; Phone: 240-453-8266; Email 
                        <E T="03">DietaryGuidelines@hhs.gov.</E>
                         Additional information is at DietaryGuidelines.gov.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Authority and Purpose:</E>
                     Under Section 301 of Public Law 101-445 (7 U.S.C. 5341, the National Nutrition Monitoring and Related Research Act of 1990, Title III), the Secretaries of HHS and USDA are directed to publish the 
                    <E T="03">Dietary Guidelines for Americans</E>
                     jointly at least every five years. See 88 FR 3423, January 19, 2023, for notice of the first meeting of the 2025 Dietary Guidelines Advisory Committee, the complete Authority and Purpose, and the Committee's Task. The 2025 Dietary Guidelines Advisory Committee is formed and governed under the provisions of the Federal Advisory Committee Act (FACA), Public Law 92-463, as amended (5 U.S.C., App).
                </P>
                <P>
                    <E T="03">Purpose of the Meeting:</E>
                     The Committee will meet to provide subcommittee updates, including presentations by each subcommittee, and deliberation by the full Committee 
                    <PRTPAGE P="46171"/>
                    regarding progress made since the second public meeting, including protocol development, evidence review and synthesis, systematic review findings, and plans for future Committee work. The Committee will also hear oral comments from the public at this meeting. In accordance with FACA, deliberations of the Committee will occur in a public forum.
                </P>
                <P>
                    <E T="03">Meeting Agendas:</E>
                     The specific agenda will be announced in advance of the meeting on DietaryGuidelines.gov.
                </P>
                <P>
                    <E T="03">Meeting Registration:</E>
                     This Committee meeting is open to the public. The meeting will be accessible online via livestream and recorded for later viewing. Registration is required for the livestream and will open on Thursday, August 10, 2023. To register, go to DietaryGuidelines.gov and click on the link for “Meeting Registration.”
                </P>
                <P>
                    Meeting materials for each meeting will be accessible at 
                    <E T="03">DietaryGuidelines.gov</E>
                    . Materials may be requested by email at 
                    <E T="03">DietaryGuidelines@hhs.gov.</E>
                </P>
                <P>
                    <E T="03">Oral Comments:</E>
                     The Committee invites the public to present oral comments for up to two minutes on Tuesday, September 12, 2023. Pre-registration is required, and the number of commenters is limited based on the time available. Registration for oral comments will open on Thursday, August 10, 2023, at 10:00 a.m. Eastern Time. Oral comments will be confirmed on a first-come, first-served basis. Oral comments are limited to one representative per organization. All commenters' remarks should be respectful and given in a manner that recognizes and protects the dignity of the proceedings. Oral comments should focus on the Committee's work and be directed to the entire Committee, not individual members.
                </P>
                <P>
                    <E T="03">Registration for Oral Comments:</E>
                     Requests to present oral comments can be made by going to DietaryGuidelines.gov and clicking on the link for “Meeting Registration.” For registration to be accepted, a written outline or a summary of the intended oral comment will be required as part of the registration process. Please limit your written outline or summary to no more than 400 words. A confirmation email with instructions will be sent to confirmed speakers from 
                    <E T="03">DietaryGuidelines@hhs.gov.</E>
                </P>
                <P>
                    <E T="03">Public Comments:</E>
                     A call for written public comment to the Committee opened on January 19, 2023, and will remain open throughout the Committee's deliberations. Written comments may be submitted at 
                    <E T="03">Regulations.gov</E>
                     (Document ID: HHS-OASH-2022-0021-0001).
                </P>
                <SIG>
                    <NAME>Paul Reed,</NAME>
                    <TITLE>Deputy Assistant Secretary for Health, Office of Disease Prevention and Health Promotion.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15342 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4150-32-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Institute of Allergy and Infectious Diseases; Notice of Closed Meeting</SUBJECT>
                <P>Pursuant to section 1009 of the Federal Advisory Committee Act, as amended, notice is hereby given of the following meeting.</P>
                <P>The meeting will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute of Allergy and Infectious Diseases Special Emphasis Panel; NIAID Clinical Trial Implementation Cooperative Agreement (U01 Clinical Trial Required).
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         August 10, 2023.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         10:00 a.m. to 12:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute of Allergy and Infectious Diseases, National Institutes of Health, 5601 Fishers Lane, Room 3G41, Rockville, MD 20892 (Virtual Meeting).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Kelly L. Hudspeth, Ph.D., Scientific Review Officer, Division of Extramural Activities,  National Institute of Allergy and Infectious Diseases, National Institutes of Health, 5601 Fishers Lane, Room 3G41, Rockville, MD 20852, 240-669-5067 
                        <E T="03">kelly.hudspeth@nih.gov.</E>
                    </P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.855, Allergy, Immunology, and Transplantation Research; 93.856, Microbiology and Infectious Diseases Research, National Institutes of Health, HHS)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: July 13, 2023.</DATED>
                    <NAME>Tyeshia M. Roberson-Curtis, </NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15283 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Heart, Lung, and Blood Institute; Notice of Closed Meetings</SUBJECT>
                <P>Pursuant to section 1009 of the Federal Advisory Committee Act, as amended, notice is hereby given of the following meetings.</P>
                <P>The meetings will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Heart, Lung, and Blood Institute Special Emphasis Panel; NHLBI Biorepository Contract Review.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         August 16, 2023.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         1:00 p.m. to 4:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate contract proposals.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, Rockledge I, 6705 Rockledge Drive, Bethesda, MD 20892 (Virtual Meeting).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Kristen Page, Ph.D., Scientific Review Officer, Office of Scientific Review/DERA, National Heart, Lung, and Blood Institute, National Institutes of Health, 6705 Rockledge Drive, Room 209-B, Bethesda, MD 20892, (301) 827-7953, 
                        <E T="03">kristen.page@nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Heart, Lung, and Blood Institute Special Emphasis Panel; Pediatric Heart Network Data Coordinating Center (U24).
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         August 16, 2023.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         1:30 p.m. to 4:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, Rockledge I, 6705 Rockledge Drive, Bethesda, MD 20892 (Virtual Meeting).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Susan Wohler Sunnarborg, Ph.D., Scientific Review Officer, Office of Scientific Review/DERA, National, Heart, Lung, and Blood Institute, National Institutes of Health, 6705 Rockledge Drive, Room 208-Z, Bethesda, MD 20892, (301) 827-7987, 
                        <E T="03">susan.sunnarborg@nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Heart, Lung, and Blood Institute Special Emphasis Panel; Pediatric Heart Network Clinical Research Centers (UM1).
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         August 17-18, 2023.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         10:00 a.m. to 5:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, Rockledge I, 6705 Rockledge Drive, Bethesda, MD 20892 (Virtual Meeting).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Susan Wohler Sunnarborg, Ph.D., Scientific Review Officer, Office of 
                        <PRTPAGE P="46172"/>
                        Scientific Review/DERA, National, Heart, Lung, and Blood Institute, National Institutes of Health, 6705 Rockledge Drive, Room 208-Z, Bethesda, MD 20892, (301) 827-7987, 
                        <E T="03">susan.sunnarborg@nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Heart, Lung, and Blood Institute Special Emphasis Panel; Opportunities for Collaborative Research at the NIH Clinical Center (U01).
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         August 24, 2023.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         2:00 p.m. to 4:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, Rockledge I, 6705 Rockledge Drive, Bethesda, MD 20892 (Virtual Meeting).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Zhihong Shan, Ph.D., MD, Scientific Review Officer, Office of Scientific Review/DERA, National Heart, Lung, and Blood Institute, National Institutes of Health, 6705 Rockledge Drive, Room 205-J, Bethesda, MD 20892, (301) 827-7085, 
                        <E T="03">zhihong.shan@nih.gov</E>
                        .
                    </P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.233, National Center for Sleep Disorders Research; 93.837, Heart and Vascular Diseases Research; 93.838, Lung Diseases Research; 93.839, Blood Diseases and Resources Research, National Institutes of Health, HHS)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: July 13, 2023.</DATED>
                    <NAME>Melanie J. Pantoja,</NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15228 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Institute of Allergy and Infectious Diseases; Notice of Closed Meeting</SUBJECT>
                <P>Pursuant to section 1009 of the Federal Advisory Committee Act, as amended, notice is hereby given of the following meeting.</P>
                <P>The meeting will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute of Allergy and Infectious Diseases Special Emphasis Panel; Vaccine Adjuvant Discovery Program (N01).
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         August 21-22, 2023.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         10:00 a.m. to 3:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute of Allergy and Infectious Diseases, National Institutes of Health, 5601 Fishers Lane, Room 3G41, Rockville, MD 20892 (Virtual Meeting).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Tara Capece, Ph.D., MPH, Scientific Review Officer, Scientific Review Program, Division of Extramural Activities, National Institute of Allergy and Infectious Diseases, National Institutes of Health, 5601 Fishers Lane, Room 3G41, Rockville, MD 20852, 240-191-4281, 
                        <E T="03">capecet2@niaid.nih.gov</E>
                        .
                    </P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.855, Allergy, Immunology, and Transplantation Research; 93.856, Microbiology and Infectious Diseases Research, National Institutes of Health, HHS).</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: July 13, 2023. </DATED>
                    <NAME>Tyeshia M. Roberson-Curtis, </NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15282 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>Office of the Director; Notice of Charter Renewal</SUBJECT>
                <P>In accordance with Title 41 of the U.S. Code of Federal Regulations, section 102-3.65(a), notice is hereby given that the Charter for the Novel and Exceptional Technology and Research Advisory Committee, was renewed for an additional two-year period on June 30, 2023. It is determined that the Novel and Exceptional Technology Research Advisory Committee is in the public interest in connection with the performance of duties imposed on the National Institutes of Health by law, and that these duties can best be performed through the advice and counsel of this group.</P>
                <P>
                    Inquires may be directed to Claire Harris, Director, Office of Federal Advisory Committee Policy, Office of the Director, National Institutes of Health, 6701 Democracy Boulevard, Suite 100, Bethesda, Maryland 20892 (Mail code 4875), Telephone (301) 496-2123, or 
                    <E T="03">harriscl@mail.nih.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated: July 13, 2023.</DATED>
                    <NAME>Victoria E. Townsend,</NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15246 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Institute of Environmental Health Sciences; Notice of Meeting</SUBJECT>
                <P>Pursuant to section 1009 of the Federal Advisory Committee Act, as amended, notice is hereby given of a meeting of the Board of Scientific Counselors, National Institute Environmental Health Sciences.</P>
                <P>
                    This will be a hybrid meeting held in-person and virtually and will be open to the public as indicated below. Individuals who plan to attend in-person or view the virtual meeting and need special assistance or other reasonable accommodations, should notify the Contact Person listed below in advance of the meeting. The meeting can be accessed from the NIH Videocast at the following link: 
                    <E T="03">https://videocast.nih.gov/.</E>
                </P>
                <P>The meeting will be closed to the public as indicated below in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended for the review, discussion, and evaluation of individual intramural programs and projects conducted by the National Institute Of Environmental Health Sciences, including consideration of personnel qualifications and performance, and the competence of individual investigators, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Board of Scientific Counselors, National Institute Environmental Health Sciences August ESBSC Meeting.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         August 27-29, 2023.
                    </P>
                    <P>
                        <E T="03">Closed:</E>
                         August 27, 2023, 7:00 p.m. to 8:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Discussion of BSC Reviews.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute Environmental Health Sciences, Building 101, Rodbell Auditorium, 111 T.W. Alexander Drive, Research Triangle Park, NC 27709 (Hybrid Meeting).
                    </P>
                    <P>
                        <E T="03">Open:</E>
                         August 28, 2023, 8:30 a.m. to 10:00 a.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Meeting Overview and Q &amp; A Session.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute Environmental Health Sciences, Building 101, Rodbell Auditorium, 111 T.W. Alexander Drive, Research Triangle Park, NC 27709 (Hybrid Meeting).
                    </P>
                    <P>
                        <E T="03">Open:</E>
                         August 28, 2023, 10:15 a.m. to 11:55 a.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Q &amp; A Session.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute Environmental Health Sciences, Building 101, Rodbell Auditorium, 111 T.W. Alexander Drive, Research Triangle Park, NC 27709 (Hybrid Meeting).
                    </P>
                    <P>
                        <E T="03">Closed:</E>
                         August 28, 2023, 11:55 a.m. to 12:40 p.m.
                        <PRTPAGE P="46173"/>
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         1:1 Sessions with Investigators.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute Environmental Health Sciences, Building 101, Rodbell Auditorium, 111 T.W. Alexander Drive, Research Triangle Park, NC 27709 (Hybrid Meeting).
                    </P>
                    <P>
                        <E T="03">Closed:</E>
                         August 28, 2023, 12:40 p.m. to 1:40 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Working Lunch.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute Environmental Health Sciences, Building 101, Rodbell Auditorium, 111 T.W. Alexander Drive, Research Triangle Park, NC 27709 (Hybrid Meeting).
                    </P>
                    <P>
                        <E T="03">Open:</E>
                         August 28, 2023, 1:40 p.m. to 2:55 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Poster Session.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute Environmental Health Sciences, Building 101, Rodbell Auditorium, 111 T.W. Alexander Drive, Research Triangle Park, NC 27709 (Hybrid Meeting).
                    </P>
                    <P>
                        <E T="03">Closed:</E>
                         August 28, 2023, 2:55 p.m. to 3:30 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Closed Session with Fellows and Staff Scientists.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute Environmental Health Sciences, Building 101, Rodbell Auditorium, 111 T.W. Alexander Drive, Research Triangle Park, NC 27709 (Hybrid Meeting).
                    </P>
                    <P>
                        <E T="03">Open:</E>
                         August 28, 2023, 3:45 p.m. to 5:25 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Q &amp; A Session.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute Environmental Health Sciences, Building 101, Rodbell Auditorium, 111 T.W. Alexander Drive, Research Triangle Park, NC 27709 (Hybrid Meeting).
                    </P>
                    <P>
                        <E T="03">Closed:</E>
                         August 28, 2023, 5:25 p.m. to 5:55 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         1:1 Sessions with Investigator.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute Environmental Health Sciences, Building 101, Rodbell Auditorium, 111 T.W. Alexander Drive, Research Triangle Park, NC 27709 (Hybrid Meeting).
                    </P>
                    <P>
                        <E T="03">Open:</E>
                         August 29, 2023, 8:30 a.m. to 9:45 a.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Meeting Overview and Q &amp; A Session.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute Environmental Health Sciences, Building 101, Rodbell Auditorium, 111 T.W. Alexander Drive, Research Triangle Park, NC 27709 (Hybrid Meeting).
                    </P>
                    <P>
                        <E T="03">Open:</E>
                         August 29, 2023, 10:00 a.m. to 11:40 a.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Q &amp; A Session.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute Environmental Health Sciences, Building 101, Rodbell Auditorium, 111 T.W. Alexander Drive, Research Triangle Park, NC 27709 (Hybrid Meeting).
                    </P>
                    <P>
                        <E T="03">Closed:</E>
                         August 29, 2023, 11:40 a.m. to 12:25 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         1:1 Session with Investigator.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute Environmental Health Sciences, Building 101, Rodbell Auditorium, 111 T.W. Alexander Drive, Research Triangle Park, NC 27709 (Hybrid Meeting).
                    </P>
                    <P>
                        <E T="03">Closed:</E>
                         August 29, 2023, 12:25 p.m. to 1:30 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Working Lunch.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute Environmental Health Sciences, Building 101, Rodbell Auditorium, 111 T.W. Alexander Drive, Research Triangle Park, NC 27709 (Hybrid Meeting).
                    </P>
                    <P>
                        <E T="03">Closed:</E>
                         August 29, 2023, 1:30 p.m. to 2:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Session with Core Director.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute Environmental Health Sciences, Building 101, Rodbell Auditorium, 111 T.W. Alexander Drive, Research Triangle Park, NC 27709 (Hybrid Meeting).
                    </P>
                    <P>
                        <E T="03">Closed:</E>
                         August 29, 2023, 2:00 p.m. to 3:30 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Closed BSC Discussion.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute Environmental Health Sciences, Building 101, Rodbell Auditorium, 111 T.W. Alexander Drive, Research Triangle Park, NC 27709 (Hybrid Meeting).
                    </P>
                    <P>
                        <E T="03">Closed:</E>
                         August 29, 2023, 3:45 p.m. to 4:45 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Closed—Debriefing to NIEHS/DIR Leadership.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute Environmental Health Sciences, Building 101, Rodbell Auditorium, 111 T.W. Alexander Drive, Research Triangle Park, NC 27709 (Hybrid Meeting).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Darryl C. Zeldin, Scientific Director &amp; Principal Investigator, Division of Intramural Research, National Institute of Environmental Sciences, NIH, 111 T.W. Alexander Drive, Mail drop MSC A2-09, Research Triangle Park, NC 27709, 919-541-1169, 
                        <E T="03">zeldin@niehs.nih.gov.</E>
                    </P>
                    <P>Any interested person may file written comments with the committee by forwarding the statement to the Contact Person listed on this notice. The statement should include the name, address, telephone number and when applicable, the business or professional affiliation of the interested person.</P>
                    <P>In the interest of security, NIH has stringent procedures for entrance into NIH federal property. Visitors will be asked to show one form of identification (for example, a government-issued photo ID, driver's license, or passport) and to state the purpose of their visit.</P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.115, Biometry and Risk Estimation—Health Risks from Environmental Exposures; 93.142, NIEHS Hazardous Waste Worker Health and Safety Training; 93.143, NIEHS Superfund Hazardous Substances—Basic Research and Education; 93.894, Resources and Manpower Development in the Environmental Health Sciences; 93.113, Biological Response to Environmental Health Hazards; 93.114, Applied Toxicological Research and Testing, National Institutes of Health, HHS)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: July 14, 2023.</DATED>
                    <NAME>Miguelina Perez, </NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15281 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Fish and Wildlife Service</SUBAGY>
                <DEPDOC>[FWS-R8-ES-2023-0076; FXES11140800000-234-FF08EVEN00]</DEPDOC>
                <SUBJECT>Endangered and Threatened Wildlife and Plants; Draft Habitat Conservation Plan and Draft Categorical Exclusion; Blacklake Sewer System Consolidation Project, San Luis Obispo County, CA</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Fish and Wildlife Service, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of availability; request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        We, the Fish and Wildlife Service (Service), announce receipt of an application from Nipomo Community Service District (Applicant) for an incidental take permit (ITP) under the Endangered Species Act. The Applicant requests the ITP to take the California red-legged frog (
                        <E T="03">Rana draytonii</E>
                        ) incidental to the construction of a new lift station and associated facilities to decommission the existing Blacklake Wastewater Reclamation Facility, in San Luis Obispo County, California. We request public comment on the application, which includes the Applicant's proposed habitat conservation plan (HCP), and the Service's preliminary determination that the proposed permitting action may be eligible for a categorical exclusion pursuant to the Council on Environmental Quality's National Environmental Policy Act (NEPA) regulations, the Department of the Interior's (DOI) NEPA regulations, and the DOI Departmental Manual. To make this preliminary determination, we prepared a draft environmental action statement and low-effect screening form, both of which are also available for public review. We invite comment from the public and local, State, Tribal, and Federal agencies.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>We must receive your written comments on or before August 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P/>
                    <P>
                        <E T="03">Obtaining Documents:</E>
                         The documents this notice announces, as well as any comments and other materials that we receive, will be available for public inspection online in Docket No. FWS-R8-ES-2023-0076 at 
                        <E T="03">https://www.regulations.gov.</E>
                    </P>
                    <P>
                        <E T="03">Submitting Comments:</E>
                         If you wish to submit comments on any of the documents, you may do so in writing by any of the following methods:
                    </P>
                    <P>
                        • 
                        <E T="03">Online: https://www.regulations.gov.</E>
                         Follow the instructions for submitting comments on Docket No. FWS-R8-ES-2023-0076.
                        <PRTPAGE P="46174"/>
                    </P>
                    <P>
                        • 
                        <E T="03">U.S. mail:</E>
                         Public Comments Processing; Attn: Docket No. FWS-R8-ES-2023-0076; U.S. Fish and Wildlife Service; MS: PRB/3W; 5275 Leesburg Pike; Falls Church, VA 22041-3803.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Kirby Bartlett, Fish and Wildlife Biologist, 
                        <E T="03">kirby_bartlett@fws.gov</E>
                         (by electronic mail), or at the Ventura Fish and Wildlife office (by telephone) at 805-644-1766. Individuals in the United States who are deaf, deafblind, hard of hearing, or have a speech disability may dial 711 (TTY, TDD, or TeleBraille) to access telecommunications relay services. Individuals outside the United States should use the relay services offered within their country to make international calls to the point-of-contact in the United States.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    We, the Fish and Wildlife Service (Service), announce receipt of an application from Nipomo Community Service District (Applicant) for an incidental take permit (ITP) under the Endangered Species Act of 1973, as amended (ESA; 16 U.S.C. 1531 
                    <E T="03">et seq.</E>
                    ). The Applicant requests the ITP to take the California red-legged frog (
                    <E T="03">Rana draytonii</E>
                    ) incidental to activities associated with the decommissioning of the Blacklake Wastewater Reclamation Facility (WRF) and the construction of a lift station to divert wastewater in San Luis Obispo County, California. We request public comment on the application, which includes the Applicant's proposed habitat conservation plan (HCP), and on the Service's preliminary determination that this proposed ITP qualifies as “low effect,” and may qualify for a categorical exclusion pursuant to the Council on Environmental Quality's National Environmental Policy Act (NEPA) regulations (40 CFR 1501.4), the Department of the Interior's (DOI) NEPA regulations (43 CFR part 46), and the DOI's Departmental Manual (516 DM 8.5(C)(2)). To make this preliminary determination, we prepared a draft environmental action statement and low-effect screening form, both of which are also available for public review.
                </P>
                <HD SOURCE="HD1">Background</HD>
                <P>The Service listed the California red-legged frog as threatened on May 23, 1996 (61 FR 25813). Section 9 of the ESA prohibits “take” of fish and wildlife species listed as endangered (16 U.S.C. 1538), where take is defined to include the following activities: “to harass, harm, pursue, hunt, shoot, wound, kill, trap, capture, or collect, or to attempt to engage in any such conduct” (16 U.S.C. 1532). Under section 10(a)(1)(B) of the ESA (16 U.S.C. 1539(a)(1)(B)), we may issue permits to authorize take of listed fish and wildlife species that is incidental to, and not the purpose of, carrying out an otherwise lawful activity. Regulations governing incidental take permits for endangered and threatened species are in the Code of Federal Regulations (CFR) at 50 CFR 17.22 and 17.32, respectively. Issuance of an ITP also must not jeopardize the existence of federally listed fish, wildlife, or plant species. The permittee would receive assurances under our “No Surprises” regulations (50 CFR 17.22(b)(5) and 17.32(b)(5)).</P>
                <HD SOURCE="HD1">Applicant's Proposed Activities</HD>
                <P>The Applicant has applied for a permit for incidental take of California red-legged frog. The take would occur in association with activities necessary for the decommissioning of the Blacklake WRF and the construction of a lift station to divert wastewater. The California red-legged frog has a known breeding population adjacent to the Blacklake WRF, in a wastewater effluent pond on a private golf course. The proposed decommissioning of the Blacklake WRF will result in the elimination of the primary water source maintaining the adjacent effluent storage pond. Therefore, it is assumed that it will no longer provide suitable aquatic breeding habitat for the species.</P>
                <P>The HCP includes avoidance and minimization measures for the California red-legged frog and mitigation for unavoidable loss of occupied habitat. The Applicant has proposed a one-time fixed payment to fund conservation activities for the California red-legged frog to compensate for unavoidable impacts.</P>
                <HD SOURCE="HD1">Public Availability of Comments</HD>
                <P>Before including your address, phone number, email address, or other personal identifying information in your comment, you should be aware that your entire comment, including your personal identifying information, may be made publicly available at any time. While you can ask us in your comment to withhold your personal identifying information from public view, we cannot guarantee that we will be able to do so.</P>
                <HD SOURCE="HD1">Our Preliminary Determination</HD>
                <P>The Service has made a preliminary determination that the Applicant's proposed project would individually and cumulatively have a minor effect on the California red-legged frog and the human environment. Therefore, we have preliminarily determined that the proposed ESA section 10(a)(1)(B) permit would be a “low-effect” ITP that individually or cumulatively would have a minor effect on the species and may qualify for application of a categorical exclusion pursuant to the Council on Environmental Quality's NEPA regulations, DOI's NEPA regulations, and the DOI Departmental Manual. A “low-effect” ITP is one that would result in (1) minor or nonsignificant effects on species covered in the HCP; (2) nonsignificant effects on the human environment; and (3) impacts that, when added together with the impacts of other past, present, and reasonable foreseeable actions, would not result in significant cumulative effects to the human environment.</P>
                <HD SOURCE="HD1">Next Steps</HD>
                <P>The Service will evaluate the application and the comments received to determine whether to issue the requested ITP. We will also conduct an intra-Service consultation pursuant to section 7 of the ESA to evaluate the effects of the proposed take. After considering the preceding and other matters, we will determine whether the permit issuance criteria of section 10(a)(1)(B) of the ESA have been met. If met, the Service will issue the ITP.</P>
                <HD SOURCE="HD1">Authority</HD>
                <P>
                    The Service provides this notice under section 10(c) of the Endangered Species Act (16 U.S.C. 1531 
                    <E T="03">et seq.</E>
                    ) and its implementing regulations (50 CFR 17.32) and the National Environmental Policy Act (42 U.S.C. 4321 
                    <E T="03">et seq.</E>
                    ) and its implementing regulations (40 CFR parts 1500-1508 and 43 CFR part 46).
                </P>
                <SIG>
                    <NAME>Stephen P. Henry,</NAME>
                    <TITLE>Field Supervisor, Ventura Fish and Wildlife Office, Ventura, California.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15277 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4333-15-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Office of the Secretary</SUBAGY>
                <DEPDOC>[23XD4523WS/DWSN00000.000000/DS61500000/DP.61501]</DEPDOC>
                <SUBJECT>Notice of Public Meeting of the Invasive Species Advisory Committee</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Invasive Species Council, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of public meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Pursuant to the provisions of the Federal Advisory Committee Act, notice is hereby given that a public meeting of the Invasive Species Advisory Committee (ISAC) will meet as indicated below.</P>
                </SUM>
                <DATES>
                    <PRTPAGE P="46175"/>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The Invasive Species Advisory Committee will convene by Zoom virtual platform on Tuesday, August 15, 2023, 1 p.m.-5 p.m. ET.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Zoom URL and dial in information will be provided via email to registered participants at least 48 hours in advance of the meeting.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        For information concerning attending the ISAC meeting, submitting written comments to the ISAC, or requesting to address the ISAC, contact Kelsey Brantley, NISC Operations Director and ISAC Coordinator, National Invasive Species Council Staff, telephone (202) 577-7012; fax: (202) 208-4118, or email 
                        <E T="03">kelsey_brantley@ios.doi.gov.</E>
                    </P>
                    <P>Individuals in the United States who are deaf, deafblind, hard of hearing, or have a speech disability may dial 711 (TTY, TDD, or TeleBraille) to access telecommunications relay services. Individuals outside the United States should use the relay services offered within their country to make international calls to the point-of-contact in the United States.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The purpose of the ISAC is to provide advice to the National Invasive Species Council (NISC), as authorized by Executive Orders 13112 and 13751, on a broad array of issues related to preventing the introduction of invasive species and providing for their control and minimizing the economic, ecological, and human health impacts that invasive species cause. NISC is co-chaired by the Secretary of the Interior, the Secretary of Agriculture, and the Secretary of Commerce. The duty of NISC is to provide national leadership regarding invasive species issues. The purpose of the virtual meeting on Tuesday, August 15, 2023, is to convene the full ISAC to review the status of ongoing ISAC subcommittee work.</P>
                <P>
                    <E T="03">Meeting Agenda:</E>
                     The meeting agenda will consist of updates and discussion on subcommittee deliberations related to climate change, underserved communities, and national priorities. A public comment period will also be included.
                </P>
                <P>
                    The final agenda, records, and other reference documents for discussion during the meeting will be available for public viewing as they become available, but no later than 48 hours prior to the start of the meeting at 
                    <E T="03">https://www.invasivespecies.gov.</E>
                </P>
                <P>
                    <E T="03">Meeting Registration:</E>
                     Due to the limited number of connections available, individuals must register no later than Monday, August 14, 2023; 3 p.m. ET at: 
                    <E T="03">https://forms.office.com/g/f7NTTvJbUE.</E>
                </P>
                <P>
                    Interested members of the public may provide either oral or written comments to ISAC for consideration. Oral comments may be given during designated times as specified in the meeting agenda. Written comments must be submitted by email to Kelsey Brantley at 
                    <E T="03">kelsey_brantley@ios.doi.gov,</E>
                     no later than Monday, August 14, 2023, 3 p.m. (ET). All written comments will be provided to members of the ISAC. Due to time constraints during the virtual meeting, written public statements will be submitted directly into the record.
                </P>
                <P>
                    Depending on the number of people who want to comment during the time available, the length of individual oral comments may be limited. Requests to address the ISAC during the meeting will be accommodated in the order the requests are received. Individuals who wish to expand upon their oral statements, or those who had wished to speak but could not be accommodated on the agenda, may submit written comments to Kelsey Brantley at 
                    <E T="03">kelsey_brantley@ios.doi.gov,</E>
                     up to 30 days following the meeting. All comments will be made part of the public record and will be electronically distributed to all ISAC members. Detailed minutes of the meeting will be available for public inspection within 90 days of the meeting.
                </P>
                <P>
                    <E T="03">Meeting Accessibility/Special Accommodations:</E>
                     The meeting is open to the public. Registration is required (see 
                    <E T="03">Meeting Registration</E>
                     above). Please make requests in advance for sign language interpreter services, assistive listening devices, or other reasonable accommodations. We ask that you contact Kelsey Brantley at 
                    <E T="03">kelsey_brantley@ios.doi.gov,</E>
                     at least seven (7) business days prior to the meeting to give the Department of the Interior sufficient time to process your request. All reasonable accommodation requests are managed on a case-by-case basis.
                </P>
                <P>
                    <E T="03">Public Disclosure of Comments:</E>
                     Before including your address, phone number, email address, or other personal identifying information in your written comments, you should be aware that your entire comment including your personal identifying information will be made publicly available. While you can ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.
                </P>
                <EXTRACT>
                    <FP>(Authority: 5 U.S.C. Ch. 10)</FP>
                </EXTRACT>
                <SIG>
                    <NAME>Stanley W. Burgiel,</NAME>
                    <TITLE>Executive Director, National Invasive Species Council.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15214 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4334-63-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Bureau of Land Management</SUBAGY>
                <DEPDOC>[LLHQ260000 L10600000.PC0000; OMB Control Number 1004-0042]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Protection, Management, and Control of Wild Horses and Burros</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Land Management, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of information collection; request for comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Paperwork Reduction Act of 1995, the Bureau of Land Management (BLM) proposes to renew an information collection.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Interested persons are invited to submit comments on or before September 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Send your written comments on this information collection request (ICR) by mail to Darrin King, Information Collection Clearance Officer, U.S. Department of the Interior, Bureau of Land Management, Attention PRA Office, 440 W 200 S #500, Salt Lake City, UT 84101; or by email to 
                        <E T="03">BLM_HQ_PRA_Comments@blm.gov.</E>
                         Please reference Office of Management and Budget (OMB) Control Number 1004-0042 in the subject line of your comments. Please note that the electronic submission of comments is recommended.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        To request additional information about this ICR, contact Amy G. Ruhs by email at 
                        <E T="03">aruhs@blm.gov,</E>
                         or by telephone at (775) 525-4164. Individuals in the United States who are deaf, deafblind, hard of hearing, or have a speech disability may dial 711 (TTY, TDD, or TeleBraille) to access telecommunications relay services. Individuals outside the United States should use the relay services offered within their country to make international calls to the point-of-contact in the United States. You may also view the ICR at 
                        <E T="03">https://www.reginfo.gov/public/do/PRAMain.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    In accordance with the Paperwork Reduction Act of 1995 (PRA, 44 U.S.C. 
                    <PRTPAGE P="46176"/>
                    3501 
                    <E T="03">et seq.</E>
                    ) and 5 CFR 1320.8(d)(1), all information collections require approval under the PRA. We may not conduct or sponsor, and you are not required to respond to a collection of information unless it displays a currently valid OMB control number.
                </P>
                <P>As part of our continuing effort to reduce paperwork and respondent burdens, we invite the public and other Federal agencies to comment on new, proposed, revised, and continuing collections of information. This helps us assess the impact of our information collection requirements and minimize the public's reporting burden. It also helps the public understand our information collection requirements and provide the requested data in the desired format.</P>
                <P>We are especially interested in public comment addressing the following:</P>
                <P>(1) Whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;</P>
                <P>(2) The accuracy of our estimate of the burden for this collection of information, including the validity of the methodology and assumptions used;</P>
                <P>(3) Ways to enhance the quality, utility, and clarity of the information to be collected; and</P>
                <P>
                    (4) How the agency might minimize the burden of the collection of information on those who are to respond, including the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submission of response.
                </P>
                <P>Comments that you submit in response to this notice are a matter of public record. We will include or summarize each comment in our request to OMB to approve this ICR. Before including your address, phone number, email address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you can ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
                <P>
                    <E T="03">Abstract:</E>
                     In accordance with the Wild Free-Roaming Horses and Burros Act (16 U.S.C. 1331-1340) and the regulations at 43 CFR part 4700, the BLM collects specific information from individuals in order to determine (1) if applicants are qualified to adopt or purchase wild horses and burros, (2) whether or not to authorize an adopter or purchaser to maintain more than four wild horses and burros, (3) whether or not to grant requests for replacement animals or refunds, and (4) whether or not to terminate a private maintenance and care agreement. This OMB Control Number is currently scheduled to expire 05/31/2024. This request is for OMB to renew OMB control number 1004-0042 for an additional three (3) years.
                </P>
                <P>
                    <E T="03">Title of Collection:</E>
                     Protection, Management, and Control of Wild Horses and Burros (43 CFR part 4700).
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     1004-0042.
                </P>
                <P>
                    <E T="03">Form Numbers:</E>
                     4710-10 and 4710-24.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Extension of a currently approved collection.
                </P>
                <P>
                    <E T="03">Respondents/Affected Public:</E>
                     Those who wish to adopt, purchase, foster, or train a wild horse or burro.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Respondents:</E>
                     7,943.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Responses:</E>
                     7,943.
                </P>
                <P>
                    <E T="03">Estimated Completion Time per Response:</E>
                     Varies from 10 minutes to 30 minutes, depending on activity.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Burden Hours:</E>
                     3,970.
                </P>
                <P>
                    <E T="03">Respondent's Obligation:</E>
                     Required to obtain or retain a benefit.
                </P>
                <P>
                    <E T="03">Frequency of Collection:</E>
                     On occasion.
                </P>
                <P>
                    <E T="03">Total Estimated Annual Nonhour Burden Cost:</E>
                     $2,400.
                </P>
                <P>An agency may not conduct or sponsor and, notwithstanding any other provision of law, a person is not required to respond to a collection of information unless it displays a currently valid OMB control number.</P>
                <P>
                    The authority for this action is the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ).
                </P>
                <SIG>
                    <NAME>Darrin A. King,</NAME>
                    <TITLE>Information Collection Clearance Officer.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15230 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4310-84-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Bureau of Land Management</SUBAGY>
                <DEPDOC>[BLM_AZ_FRN_MO4500168802 AZA-18465]</DEPDOC>
                <SUBJECT>Public Land Order No. 7926; Extension of Public Land Order No. 6493, as Extended by Public Land Order No. 7474; Federal Bureau of Prisons North Phoenix Facility; Arizona</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Land Management, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Public Land Order.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This order extends the duration of the withdrawal created by Public Land Order (PLO) No. 6493, as extended by PLO No. 7474, which would otherwise expire on December 19, 2023, for an additional 20-year term. PLO No. 6493 withdrew 70 acres of public lands from settlement, sale, location, or entry under the general land laws, including the United States mining laws, but not from leasing under the mineral leasing laws, and reserved the acres for use by the United States Department of Justice, Federal Bureau of Prisons, as a support facility area for the Federal Correctional Institution-Phoenix. PLO No. 7474 extended PLO No. 6493 for an additional 20-year term.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This PLO takes effect on December 20, 2023.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Michael Ouellett, Realty Specialist, BLM Arizona State Office, 1 North Central Avenue, Suite 800 Phoenix, AZ 85004, telephone: (602) 417-9561, email at 
                        <E T="03">mouellett@blm.gov.</E>
                         Individuals in the United States who are deaf, deafblind, hard of hearing, or have a speech disability may dial 711 (TTY, TDD, or TeleBraille) to access telecommunications relay services. Individuals outside the United States should use the relay services offered within their country to make international calls to the point-of-contact in the United States. You will receive a reply during normal business hours.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The purpose for which the withdrawal was first made requires an extension so the prison will continue to have mission-critical support facilities, to include a sewage treatment plant, water wells, and a buffer zone. This action will close the land to surface entry and mining, but not to mineral leasing.</P>
                <HD SOURCE="HD1">Order</HD>
                <P>By virtue of the authority vested in the Secretary of the Interior by Section 204(f) of the Federal Land Policy and Management Act of 1976, 43 U.S.C. 1714(f), it is ordered as follows:</P>
                <P>1. Subject to valid existing rights, PLO No. 6493 (48 FR 56227 (1983)), which withdrew 70 acres of public lands from settlement, sale, location, or entry under the general land laws, including the United States mining laws, but not from leasing under the mineral leasing laws, and reserved for use by the United States Department of Justice, Federal Bureau of Prisons, as a support facility area, to include a sewage treatment plant, water wells, and a buffer zone for the Federal Correctional Institution-Phoenix, is hereby extended for an additional 20-year period.</P>
                <P>
                    2. The withdrawal made by this order does not alter the applicability of those 
                    <PRTPAGE P="46177"/>
                    public land laws governing the use of the lands under lease, license, or permit, or governing the disposal of its minerals or vegetative resources other than under the United States mining laws. Leases, licenses, or permits for temporary land uses will be issued by the United States Department of Justice, Federal Bureau of Prisons. Mineral resources will continue to be administered by the Department of the Interior, Bureau of Land Management.
                </P>
                <P>3. This withdrawal, extended by this order, will expire on December 19, 2043, unless, as a result of a review conducted prior to the expiration date pursuant to Section 204(f) of the Federal Land Policy and Management Act of 1976, 43 U.S.C. 1714(f), the Secretary determines that the withdrawal shall be further extended.</P>
                <EXTRACT>
                    <FP>(Authority: 43 U.S.C. 1714(f) and 43 CFR 2310.4)</FP>
                </EXTRACT>
                <SIG>
                    <NAME>Shannon A. Estenoz,</NAME>
                    <TITLE>Assistant Secretary for Fish and Wildlife and Parks.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15341 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4410-05-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Bureau of Land Management</SUBAGY>
                <DEPDOC>[BLM_CA_FRN_MO4500170851; MO4500170801; MO4500170717]</DEPDOC>
                <SUBJECT>Call for Nominations for the California Desert District Advisory Council, the Central California Resource Advisory Council, and the Northern California Resource Advisory Council</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Land Management, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of call for nominations.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The purpose of this notice is to request public nominations for the Bureau of Land Management's (BLM) California Desert District Advisory Council (DAC), the Central California Resource Advisory Council (RAC), and the Northern California RAC to fill existing vacancies and member terms that are scheduled to expire. The Councils provide advice and recommendations to the BLM on public land use planning and management within their geographic areas.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>All nominations must be received no later than August 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Nominations and completed applications should be sent to the BLM California District Offices listed in the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this notice.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Sarah K. Denos, Lead Public Affairs Specialist, BLM California State Office, 2800 Cottage Way, Suite W-1623, Sacramento, CA 95825; telephone: 916-978-4622; email: 
                        <E T="03">sdenos@blm.gov.</E>
                    </P>
                    <P>Individuals in the United States who are deaf, deafblind, hard of hearing, or have a speech disability may dial 711 (TTY, TDD, or TeleBraille) to access telecommunications relay services. Individuals outside the United States should use the relay services offered within their country to make international calls to the point-of-contact in the United States.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Federal Land Policy and Management Act (FLPMA) directs the Secretary of the Interior to involve the public in planning and issues related to management of lands administered by the BLM. Section 309 of FLPMA (43 U.S.C. 1739) directs the Secretary to establish 10- to 15-member citizen-based advisory councils that are consistent with the Federal Advisory Committee Act (FACA). As required by FACA, RAC membership must be balanced, and representative of the various interests concerned with the management of the public lands. The rules governing RACs are found at 43 CFR subpart 1784 and include the following three membership categories:</P>
                <P>
                    <E T="03">Category One</E>
                    —Holders of Federal grazing permits or leases within the area for which the RAC is organized; represent interests associated with transportation or rights-of-way; represent developed outdoor recreation, off-highway vehicle users, or commercial recreation activities; represent the commercial timber industry; or represent energy and mineral development.
                </P>
                <P>
                    <E T="03">Category Two</E>
                    —Represent nationally or regionally recognized environmental organizations; dispersed recreational activities; archaeological and historical interests; or nationally or regionally recognized wild horse and burro interest groups.
                </P>
                <P>
                    <E T="03">Category Three</E>
                    —Hold State, county, or local elected office; are employed by a State agency responsible for the management of natural resources, land, or water; represent Indian Tribes within or adjacent to the area for which the RAC is organized; are employed as academicians in natural resource management or the natural sciences; or represent the affected public-at-large.
                </P>
                <P>Individuals may nominate themselves or others. Nominees must be residents of the State of California. The BLM will evaluate nominees based on their education, training, experience, and knowledge of the geographic area of the RAC. Nominees should demonstrate a commitment to collaborative resource decision-making.</P>
                <P>The following must accompany all nominations:</P>
                <FP SOURCE="FP-1">
                    —A completed RAC application, which can either be obtained through your local BLM office or online at: 
                    <E T="03">https://www.blm.gov/sites/default/files/docs/2022-05/BLM-Form-1120-19_RAC-Application.pdf.</E>
                </FP>
                <FP SOURCE="FP-1">—Letters of reference from represented interests or organizations; and</FP>
                <FP SOURCE="FP-1">—Any other information that addresses the nominee's qualifications.</FP>
                <P>Simultaneous with this notice, BLM California will issue a press release providing additional information for submitting nominations.</P>
                <P>Nominations and completed applications should be sent to the office listed below:</P>
                <HD SOURCE="HD1">California Desert DAC</HD>
                <P>
                    Michelle Van Der Linden, Public Affairs Officer, BLM California Desert District Office, 1201 Bird Center Drive, Palm Springs, CA 92262; phone: 951-567-1531; or email: 
                    <E T="03">mvanderlinden@blm.gov.</E>
                </P>
                <HD SOURCE="HD1">Central California RAC</HD>
                <P>
                    Philip Oviatt, Acting Public Affairs Officer, BLM Bakersfield Field Office, 35126 McMurtrey Avenue, Bakersfield, CA 93308; phone: 661-391-6117; or email: 
                    <E T="03">poviatt@blm.gov.</E>
                </P>
                <HD SOURCE="HD1">Northern California RAC</HD>
                <P>
                    Jeff Fontana, Public Affairs Officer, BLM Northern California District Office, 6640 Lockheed Drive, Redding, CA 96002; phone: 530-252-5332; or email: 
                    <E T="03">jfontana@blm.gov.</E>
                </P>
                <EXTRACT>
                    <FP>(Authority: 43 CFR 1784.4-1)</FP>
                </EXTRACT>
                <SIG>
                    <NAME>Erica St. Michel,</NAME>
                    <TITLE>BLM California Deputy State Director, Communications.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15223 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4331-14-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Bureau of Land Management</SUBAGY>
                <DEPDOC>[L13100000.PP0000.LLHQ310000.234; OMB Control No. 1004-0132]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Submission to the Office of Management and Budget for Review and Approval; Geothermal Resource Leases and Unit Agreements</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Land Management, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of Information Collection; request for comment.</P>
                </ACT>
                <SUM>
                    <PRTPAGE P="46178"/>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Paperwork Reduction Act of 1995 (PRA), the Bureau of Land Management (BLM) proposes to renew an information collection.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Interested persons are invited to submit comments on or before August 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for this information collection request (ICR) should be sent within 30 days of publication of this notice to 
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        To request additional information about this ICR, contact Jennifer Spencer by email at 
                        <E T="03">j35spenc@blm.gov,</E>
                         or by telephone at (307) 775-6261. Individuals in the United States who are deaf, deafblind, hard of hearing, or have a speech disability may dial 711 (TTY, TDD, or TeleBraille) to access telecommunications relay services. Individuals outside the United States should use the relay services offered within their country to make international calls to the point-of-contact in the United States. You may also view the ICR at 
                        <E T="03">http://www.reginfo.gov/public/do/PRAMain.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    In accordance with the PRA (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ) and 5 CFR 1320.8(d)(1), we invite the public and other Federal agencies to comment on new, proposed, revised and continuing collections of information. This helps the BLM assess impacts of its information collection requirements and minimize the public's reporting burden. It also helps the public understand BLM information collection requirements and ensure requested data are provided in the desired format.
                </P>
                <P>
                    A 
                    <E T="04">Federal Register</E>
                     notice with a 60-day public comment period soliciting comments on this collection of information was published on January 27, 2023 (88 FR 5373). No comments were received in response to that notice.
                </P>
                <P>As part of our continuing effort to reduce paperwork and respondent burdens, we are again inviting the public and other Federal agencies to comment on the proposed ICR described below. The BLM is especially interested in public comment addressing the following:</P>
                <P>(1) Whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility.</P>
                <P>(2) The accuracy of our estimate of the burden for this collection of information, including the validity of the methodology and assumptions used.</P>
                <P>(3) Ways to enhance the quality, utility, and clarity of the information to be collected; and</P>
                <P>
                    (4) How might the agency minimize the burden of the collection of information on those who are to respond, including the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, 
                    <E T="03">e.g.,</E>
                     permitting electronic submission of response.
                </P>
                <P>Comments submitted in response to this notice are a matter of public record. Before including your address, phone number, email address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you can ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
                <P>
                    <E T="03">Abstract:</E>
                     The Bureau of Land Management (BLM) uses this information to issue geothermal leases in BLM-managed lands, and in national forests and other lands managed by the U.S. Forest Service (USFS). This OMB Control Number is currently scheduled to expire on July 31, 2023. The BLM request that OMB renew this OMB Control Number for an additional three (3) years.
                </P>
                <P>
                    <E T="03">Title of Collection:</E>
                     Geothermal Resource Leases and Unit Agreements (43 CFR parts 3200 and 3280).
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     1004-0132.
                </P>
                <P>
                    <E T="03">Form Numbers:</E>
                     3200-9, 3203-1, 3260-2, 3260-3, 3260-4, and 3260-5.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Extension of a currently approved collection.
                </P>
                <P>
                    <E T="03">Respondents/Affected Public:</E>
                     Businesses that wish to participate in the exploration, development, production, and utilization of geothermal resources on BLM-managed public lands, and lands managed by other Federal surface-management agencies.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Respondents:</E>
                     1,827.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Responses:</E>
                     1,827.
                </P>
                <P>
                    <E T="03">Estimated Completion Time per Response:</E>
                     Varies from 1 to 40 hours, depending on activity.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Burden Hours:</E>
                     4,556.
                </P>
                <P>
                    <E T="03">Respondent's Obligation:</E>
                     Required to obtain or retain a benefit.
                </P>
                <P>
                    <E T="03">Frequency of Collection:</E>
                     On occasion, except for Form 3260-5, Monthly Report of Geothermal Operations, which is filed once a month.
                </P>
                <P>
                    <E T="03">Total Estimated Annual Nonhour Burden Cost:</E>
                     $633,410.
                </P>
                <P>An agency may not conduct or sponsor and, notwithstanding any other provision of law, a person is not required to respond to a collection of information unless it displays a currently valid OMB control number.</P>
                <P>
                    The authority for this action is the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ).
                </P>
                <SIG>
                    <NAME>Darrin King,</NAME>
                    <TITLE>Information Collection Clearance Officer.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15229 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4310-84-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>National Park Service</SUBAGY>
                <DEPDOC>[NPS-WASO-NAGPRA-NPS0036222; PPWOCRADN0-PCU00RP14.R50000]</DEPDOC>
                <SUBJECT>Notice of Intent To Repatriate Cultural Items: Johnson-Humrickhouse Museum, Coshocton, OH</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Park Service, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Native American Graves Protection and Repatriation Act (NAGPRA), the Johnson-Humrickhouse Museum intends to repatriate certain cultural items that meet the definition of sacred objects and that have a cultural affiliation with the Indian Tribes or Native Hawaiian organizations in this notice. The cultural items were removed from Coshocton County, OH.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Repatriation of the cultural items in this notice may occur on or after August 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Jennifer Bush, Johnson-Humrickhouse Museum, 300 N Whitewoman Street, Coshocton, OH 43812, telephone (740) 622-8710, email 
                        <E T="03">jennbush@jhmuseum.org.</E>
                    </P>
                </ADD>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    This notice is published as part of the National Park Service's administrative responsibilities under NAGPRA. The determinations in this notice are the sole responsibility of the Johnson-Humrickhouse Museum. The National Park Service is not responsible for the determinations in this notice. Additional information on the determinations in this notice, including the results of consultation, can be found in the summary or related records held by the Johnson-Humrickhouse Museum.
                    <PRTPAGE P="46179"/>
                </P>
                <HD SOURCE="HD1">Description</HD>
                <P>The 11 cultural items were removed from an unknown location or locations. These sacred objects were purchased and collected by Coshocton, Ohio-born brothers David and John Johnson, the Museum's founders, when they moved to Tacoma, Washington in 1894. The Johnson brothers gave their collections to the City of Coshocton as a bequest in support of a museum that would be a memorial to the Johnson and Humrickhouse families. In 1931, the Coshocton Public Library took ownership of the Museum and its collection. The 11 sacred objects are six catlinite pipes, two pipe stems, and three war clubs.</P>
                <HD SOURCE="HD1">Cultural Affiliation</HD>
                <P>The cultural items in this notice are connected to one or more identifiable earlier groups, tribes, peoples, or cultures. There is a relationship of shared group identity between the identifiable earlier groups, tribes, peoples, or cultures and one or more Indian Tribes or Native Hawaiian organizations. The following type of information was used to reasonably trace the relationship: geographical.</P>
                <HD SOURCE="HD1">Determinations</HD>
                <P>Pursuant to NAGPRA and its implementing regulations, and after consultation with the appropriate Indian Tribes and Native Hawaiian organizations, the Johnson-Humrickhouse Museum has determined that:</P>
                <P>• The 11 cultural items described above are specific ceremonial objects needed by traditional Native American religious leaders for the practice of traditional Native American religions by their present-day adherents.</P>
                <P>• There is a relationship of shared group identity that can be reasonably traced between the cultural items and the Flandreau Santee Sioux Tribe of South Dakota.</P>
                <HD SOURCE="HD1">Requests for Repatriation</HD>
                <P>
                    Additional, written requests for repatriation of the cultural items in this notice must be sent to the Responsible Official identified in 
                    <E T="02">ADDRESSES</E>
                    . Requests for repatriation may be submitted by any lineal descendant, Indian Tribe, or Native Hawaiian organization not identified in this notice who shows, by a preponderance of the evidence, that the requestor is a lineal descendant or a culturally affiliated Indian Tribe or Native Hawaiian organization.
                </P>
                <P>Repatriation of the cultural items in this notice to a requestor may occur on or after August 18, 2023. If competing requests for repatriation are received, the Johnson-Humrickhouse Museum must determine the most appropriate requestor prior to repatriation. Requests for joint repatriation of the cultural items are considered a single request and not competing requests. The Johnson-Humrickhouse Museum is responsible for sending a copy of this notice to the Indian Tribe identified in this notice.</P>
                <P>
                    <E T="03">Authority:</E>
                     Native American Graves Protection and Repatriation Act, 25 U.S.C. 3003, and the implementing regulations, 43 CFR 10.8, 10.10, and 10.14.
                </P>
                <SIG>
                    <DATED>Dated: July 12, 2023.</DATED>
                    <NAME>Melanie O'Brien,</NAME>
                    <TITLE>Manager, National NAGPRA Program.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15234 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4312-52-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>National Park Service</SUBAGY>
                <DEPDOC>[NPS-WASO-NAGPRA-NPS0036221; PPWOCRADN0-PCU00RP14.R50000]</DEPDOC>
                <SUBJECT>Notice of Intent To Repatriate Cultural Items: Boston Children's Museum, Boston, MA</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Park Service, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Native American Graves Protection and Repatriation Act (NAGPRA), Boston Children's Museum intends to repatriate certain cultural items that meet the definition of unassociated funerary objects and that have a cultural affiliation with the Indian Tribes or Native Hawaiian organizations in this notice. The cultural items were removed from Cross County, AR; Poinsett County, AR; New Madrid, MO; and an unknown location or locations.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Repatriation of the cultural items in this notice may occur on or after August 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Melissa Higgins, Boston Children's Museum, 308 Congress Street, Boston, MA 02210, telephone (617) 986-3692, email 
                        <E T="03">Higgins@BostonChildrensMuseum.org.</E>
                    </P>
                </ADD>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>This notice is published as part of the National Park Service's administrative responsibilities under NAGPRA. The determinations in this notice are the sole responsibility of Boston Children's Museum. The National Park Service is not responsible for the determinations in this notice. Additional information on the determinations in this notice, including the results of consultation, can be found in the summary or related records held by Boston Children's Museum.</P>
                <HD SOURCE="HD1">Description</HD>
                <P>The seven cultural items were removed from Cross County, AR; Poinsett County, AR; Madrid County, MO; Lower MS/MO; and an unknown location or locations. The seven unassociated funerary objects are three clay jars, one clay water bottle, two clay bottles, and one clay pitcher.</P>
                <P>One clay jar was removed from site 3CS22, a cemetery at Jones Place in Cross County, AR. In 1914, this unassociated funerary object was transferred to Boston Children's Museum by the Robert S. Peabody Institute of Archaeology at Phillips Academy Andover through archeologist Dr. Warren K. Moorehead. According to Peabody Institute records, the clay jar was collected by archeologist C.B. Moore in 1909.</P>
                <P>One clay water bottle was removed from a cemetery at Cummins Place in Poinsett County, AR. In 1914, this unassociated funerary object was transferred to Boston Children's Museum by the Robert S. Peabody Institute of Archaeology at Phillips Academy Andover through archeologist Dr. Warren K. Moorehead. According to Peabody Institute records, the clay water bottle was collected by archeologist C.B. Moore in 1909.</P>
                <P>One clay bottle was removed from Madrid County, MO, and given to Boston Children's Museum by a C.E. Carpenter. When this unassociated funerary object was removed and donated is unknown.</P>
                <P>One clay pitcher was removed from Lower MS/MO. In March of 1962, this unassociated funerary object was given to Brandeis University by Charles Cattelle, and in 1970, Brandeis University transferred it to Boston Children's Museum. Catalog notes state that it was “made by mound builders of So. Missouri.” The clay pitcher is similar to clay bodies and assemblages found in Northeastern Arkansas and Southeastern Missouri.</P>
                <P>
                    Three clay vessels—one bottle and two jars—were removed from unknown locations. Based on their physical arrangement within the Museum's storage, these unassociated funerary objects are considered to have come from the Southeast, though no provenience information was found in the Museum's accession files or catalog records. These three clay vessels are similar to clay bodies and assemblages found in Northeastern Arkansas and Southeastern Missouri.
                    <PRTPAGE P="46180"/>
                </P>
                <HD SOURCE="HD1">Cultural Affiliation</HD>
                <P>The cultural items in this notice are connected to one or more identifiable earlier groups, tribes, peoples, or cultures. There is a relationship of shared group identity between the identifiable earlier groups, tribes, peoples, or cultures and one or more Indian Tribes or Native Hawaiian organizations. The following types of information were used to reasonably trace the relationship: archeological, geographical, and expert opinion.</P>
                <HD SOURCE="HD1">Determinations</HD>
                <P>Pursuant to NAGPRA and its implementing regulations, and after consultation with the appropriate Indian Tribes and Native Hawaiian organizations, Boston Children's Museum has determined that:</P>
                <P>• The seven cultural items described above are reasonably believed to have been placed with or near individual human remains at the time of death or later as part of the death rite or ceremony and are believed, by a preponderance of the evidence, to have been removed from the specific burial sites of Native American individuals.</P>
                <P>• There is a relationship of shared group identity that can be reasonably traced between the cultural items and the Quapaw Nation.</P>
                <HD SOURCE="HD1">Requests for Repatriation</HD>
                <P>
                    Additional, written requests for repatriation of the cultural items in this notice must be sent to the Responsible Official identified in 
                    <E T="02">ADDRESSES</E>
                    . Requests for repatriation may be submitted by any lineal descendant, Indian Tribe, or Native Hawaiian organization not identified in this notice who shows, by a preponderance of the evidence, that the requestor is a lineal descendant or a culturally affiliated Indian Tribe or Native Hawaiian organization.
                </P>
                <P>Repatriation of the cultural items in this notice to a requestor may occur on or after August 18, 2023. If competing requests for repatriation are received, Boston Children's Museum must determine the most appropriate requestor prior to repatriation. Requests for joint repatriation of the cultural items are considered a single request and not competing requests. Boston Children's Museum is responsible for sending a copy of this notice to the Indian Tribe identified in this notice.</P>
                <P>
                    <E T="03">Authority:</E>
                     Native American Graves Protection and Repatriation Act, 25 U.S.C. 3003, and the implementing regulations, 43 CFR 10.8, 10.10, and 10.14.
                </P>
                <SIG>
                    <DATED>Dated: July 12, 2023.</DATED>
                    <NAME>Melanie O'Brien,</NAME>
                    <TITLE>Manager, National NAGPRA Program.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15233 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4312-52-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">INTERNATIONAL TRADE COMMISSION</AGENCY>
                <DEPDOC>[Investigation No. 337-TA-1286]</DEPDOC>
                <SUBJECT>Certain Oil-Vaping Cartridges, Components Thereof, and Products Containing the Same; Notice of a Commission Final Determination Finding Glo Extracts in Default; Issuance of a Limited Exclusion Order and Cease and Desist Orders; Termination of the Investigation</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>U.S. International Trade Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        Notice is hereby given that the U.S. International Trade Commission has determined to find Glo Extracts of Los Angeles, California in default and issue a limited exclusion order (“LEO”) barring entry of certain oil-vaping cartridges, components thereof, and products containing the same that are imported by or on behalf of six respondents: Glo Extracts; 
                        <E T="03">BulkCarts.com</E>
                         of Canton, Michigan; Greenwave Naturals LLC (“Greenwave Naturals”) of Austin, Texas; Cartridgesforsale.com of Ypsilanti, Michigan; HW Supply, LLC (“HW Supply”) of Ypsilanti, Michigan; and Obsidian Supply, Inc. (“Obsidian Supply”) of Irvine, California (collectively, the “Defaulting Respondents”). The Commission has also determined to issue cease and desist orders (“CDOs”) against the Defaulting Respondents. The investigation is terminated.
                    </P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Paul Lall, Office of the General Counsel, U.S. International Trade Commission, 500 E Street SW, Washington, DC 20436, telephone (202) 205-2043. Copies of non-confidential documents filed in connection with this investigation may be viewed on the Commission's electronic docket (EDIS) at 
                        <E T="03">https://edis.usitc.gov.</E>
                         For help accessing EDIS, please email 
                        <E T="03">EDIS3Help@usitc.gov.</E>
                         General information concerning the Commission may also be obtained by accessing its internet server at 
                        <E T="03">https://www.usitc.gov.</E>
                         Hearing-impaired persons are advised that information on this matter can be obtained by contacting the Commission's TDD terminal on (202) 205-1810.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    On November 10, 2021, the Commission instituted this investigation based on a complaint filed by Smoore Technology Limited (“Smoore” or “Complainant”). 86 FR 62567-69 (Nov. 10, 2021) (“Notice of Institution”). The complaint alleged violations of section 337 of the Tariff Act of 1930, as amended, 19 U.S.C. 1337, based on the importation into the United States, the sale for importation, or the sale within the United States after importation of certain oil-vaping cartridges, components thereof, and products containing the same by reason of infringement of certain claims of U.S. Patent Nos. 10,357,623; 10,791,762; and 10,791,763; and U.S. Registered Trademark No. 5,633,060 (“the '060 mark”). 
                    <E T="03">Id.</E>
                </P>
                <P>
                    The Commission's notice of investigation named the following entities as respondents: Glo Extracts; Cartridgesforsale.com; HW Supply; 
                    <E T="03">BulkCarts.com</E>
                    ; Greenwave Naturals; Obsidian Supply; BBTank USA, LLC (“BBTank”) of Lambertville, Michigan; BoldCarts.com of Tempe, Arizona; Bold Crafts, Inc. (“Bold Crafts”) of Irvine, California; Blinc Group Holdings, LLC of New York, New York; Jonathan Ray Carfield (“Jonathan Carfield”), d/b/a AlderEgo Wholesale, AlderEgo Holdings, Inc. and AlderEgo Group, Limited a/k/a AVD Holdings Limited of Guangdong, China; Hanna Carfield (“Hanna Carfield”) of Tacoma, Washington; Next Level Ventures, LLC (“Next Level Ventures”) of Seattle, Washington; Advanced Vapor Devices, LLC of Los Angeles, California; 
                    <E T="03">avd710.com</E>
                     of Seattle, Washington; AlderEgo Group Limited (“AEG”) of Hong Kong; A&amp;A Global Imports, Inc. (“A&amp;A Global”) of Vernon, California; Bulk Natural, LLC (“Bulk Natural”) of Portland Oregon; Brand King, LLC (“Brand King”) of Sacramento, California; ZTCSMOKE USA Inc. (“ZTCSMOKE”) of Niceville, Florida; 
                    <E T="03">headcandysmokeshop.com</E>
                     and Head Candy Enterprise Ltd. (together “Head Candy”) both of Canada; Green Tank Technologies Corp. of Canada; Cannary Packaging Inc (“Cannary Packaging”) of Canada; Cannary LA (“Cannary LA”) of Signal Hill, California; 
                    <E T="03">dcalchemy.com</E>
                     and DC Alchemy, LLC (together “Alchemy”) both of Phoenix, Arizona; International Vapor Group, LLC (“International Vapor”) of Miami Lakes, Florida; 
                    <E T="03">Ygreeninc.com</E>
                     and Ygreen Inc. (together (“Ygreen”) both of Walnut, California; Atmos Nation LLC (“Atmos”) of Davie, Florida; 
                    <E T="03">shopbvv.com</E>
                     (“shopbvv.com”) of Naperville, Illinois; Best Value Vacs, 
                    <PRTPAGE P="46181"/>
                    LLC (“Best Value Vacs”) of Naperville, Illinois; 
                    <E T="03">Royalsupplywholesale.com</E>
                     (“Royalsupplywholesale”) of San Francisco, California; 
                    <E T="03">Customcanabisbranding.com</E>
                     (“Customcanabisbranding”) of San Francisco, California; CLK Global, Inc. (“CLK”) of San Francisco, California; iKrusher, Inc., d/b/a 
                    <E T="03">iKrusher.com</E>
                    , of Arcadia, California; and The Calico Group Inc. of Austin, Texas. The Office of Unfair Import Investigations (“OUII”) was also named as a party in this investigation. 
                    <E T="03">Id.</E>
                </P>
                <P>
                    The Commission terminated multiple respondents based on consent orders, settlement, and/or withdrawal of the complaint. 
                    <E T="03">See</E>
                     Order No. 9 (Dec. 16, 2021) (Head Candy), 
                    <E T="03">unreviewed by</E>
                     Comm'n Notice (Jan. 10, 2022); Order No. 10 (Dec. 20, 2021) (ZTCSMOKE), 
                    <E T="03">unreviewed by</E>
                     Comm'n Notice (Jan. 11, 2022); Order Nos. 12 and 13 (Dec. 21, 2021) (Alchemy, CLK, Royalsupplywholesale, and Customcanabisbranding), 
                    <E T="03">unreviewed by</E>
                     Comm'n Notice (Jan. 11, 2022); Order No. 15 (Jan. 10, 2022) (Ygreen), 
                    <E T="03">unreviewed by</E>
                     Comm'n Notice (Feb. 4, 2022); Order Nos. 16 and 17 (Jan. 18, 2022) (Cannary Packaging and Cannary LA), 
                    <E T="03">unreviewed by</E>
                     Comm'n Notice (Feb. 15, 2022); Order No. 17 (Jan. 21, 2022) (International Vapor), 
                    <E T="03">unreviewed by</E>
                     Comm'n Notice (Feb. 15, 2022); Order No. 20 (Feb. 23, 2022) (BBTank), 
                    <E T="03">unreviewed by</E>
                     Comm'n Notice (Mar. 18, 2022); Order No. 29 (June 7, 2022) (Best Value Vacs and shopbvv.com), 
                    <E T="03">unreviewed by</E>
                     Comm'n Notice (June 22, 2022); Order Nos. 33 and 34 (July 5, 2022) (Atmos, AEG, Hanna Carfield, and Jonathan Carfield), 
                    <E T="03">unreviewed by</E>
                     Comm'n Notice (Aug. 2, 2022); Order No. 46 (Jan. 31, 2023) (The Calico Group), 
                    <E T="03">unreviewed by</E>
                     Comm'n Notice (Mar. 3, 2023). On March 23, 2022, Smoore filed an amended complaint consistent with Order No. 20.
                </P>
                <P>
                    On July 28, 2022, the Chief Administrative Law Judge (“CALJ”) issued an order pursuant to Commission Rule 210.16 directing the six non-participating respondents—
                    <E T="03">Cartridgesforsale.com</E>
                    ; Glo Extracts; HW Supply, LLC; Obsidian Supply, Inc.; 
                    <E T="03">BulkCarts.com</E>
                    ; and Greenwave Naturals LLC—to show cause why they should not be found in default and why judgment should not be rendered against them for failing to respond to the amended complaint and amended Notice of Institution. Order No. 38 (July 28, 2022).
                </P>
                <P>
                    The CALJ held an evidentiary hearing from August 1-5, 2022 with the following participating respondents: The Blinc Group Inc.; Bold Crafts; Greentank; iKrusher; Next Level Ventures; AVD; 
                    <E T="03">avd710.com</E>
                    ; Bulk Natural; Brand King; and A&amp;A Global. On August 19, 2022, Smoore filed an initial post-hearing brief (“Smoore Post-hearing Br.”). 
                    <E T="03">See</E>
                     EDIS Doc. No. 778377 (Aug. 19. 2022). In its post-hearing brief, Smoore requested a limited exclusion order and cease and desist orders against respondents found to violate section 337 and/or found to be in default. Smoore Post-hearing Br. at 82-87.
                </P>
                <P>
                    On November 2, 2022, the CALJ issued another order pursuant to Commission Rule 210.16 directing the same six non-participating respondents to show cause why they should not be found in default and why judgment should not be rendered against them for failing to respond to the amended complaint and amended notice of investigation. Order No. 40 (Nov. 2, 2022). The order directed the non-participating respondents to make any showing of good cause by no later than November 16, 2022. 
                    <E T="03">Id.</E>
                     at 2. It also directed Smoore to ensure that copies of the order were served on the non-participating respondents and to file proof of service on EDIS. 
                    <E T="03">Id.</E>
                     No party responded to Order No. 40.
                </P>
                <P>
                    On November 7, 2022, Smoore filed with the Commission proof of service for four respondents: Greenwave Naturals LLC; HW Supply, LLC; 
                    <E T="03">BulkCarts.com</E>
                    ; and Obsidian Supply, Inc. 
                    <E T="03">See</E>
                     EDIS Doc. ID 783960 (11/07/2022 Letter).
                </P>
                <P>
                    On January 23, 2023, the CALJ issued an initial determination (“ID”) finding five of the six non-participating respondents in default: (1) 
                    <E T="03">Cartridgesforsale.com</E>
                    ; (2) HW Supply, LLC; (3) Obsidian Supply, Inc.; (4) 
                    <E T="03">BulkCarts.com</E>
                    ; and (5) Greenwave Naturals LLC. 
                    <E T="03">See</E>
                     Order No. 42 at 2-3 (Jan. 23, 2023), 
                    <E T="03">unreviewed by</E>
                     Comm'n Notice (Feb. 14, 2023), at 1. The ID noted that four respondents were actually served and a fifth, 
                    <E T="03">Cartridgesforsale.com</E>
                    , was constructively served through its operating entity, HW Supply, LLC, on November 4, 2022. Order No. 42 at 2. It further found that Smoore “has not provided proof that the sixth respondent, Glo Extracts, was served with Order No. 40.” 
                    <E T="03">Id.</E>
                     (citing EDIS Doc. ID 786724 (12/21/2022 Letter), Exs. 2 and 3 (showing return of service package to sender Smoore)). The ID declined to find Glo Extracts in default because it was not properly served with the show-cause order. 
                    <E T="03">Id.</E>
                </P>
                <P>
                    On February 1, 2023, the CALJ issued the final ID finding no violation of section 337 by the participating respondents with regard to the asserted patent claims. The final ID stated that it did not find Glo Extracts in default because Smoore did not show that Glo Extracts was properly served with Order No. 40 to show cause. ID at 103 (citing Order No. 42 at 2). The ID further found that “Smoore has not shown that Glo Extracts was served with Smoore's motion for summary determination.” 
                    <E T="03">Id.</E>
                     (citing EDIS Doc. ID 772026 at Certificate of Service (does not list Glo Extracts); EDIS Doc. ID 772501 at Certificate of Service (does not list Glo Extracts)). The ID determined that “[b]ecause Glo Extracts was not given notice and an opportunity to be heard on Smoore's motion for summary determination, the motion is denied as to Glo Extracts.” 
                    <E T="03">Id.</E>
                     (citing 19 U.S.C. 1337(c)). The ID made no additional findings as to the other Defaulting Respondents or as to the '060 mark, which was only asserted against the Defaulting Respondents. The ID included the CALJ's recommended determination on remedy and bonding (“RD”). The RD recommended that, should the Commission find a violation, issuance of a limited exclusion order and cease and desist orders would be appropriate. ID at 105-108. The RD also recommended imposing no bond for covered products imported during the period of Presidential review because Smoore failed to meet its burden to establish a need for a bond. 
                    <E T="03">Id.</E>
                     at 108-09.
                </P>
                <P>On February 13, 2023, Smoore filed a petition for review of the final ID and the participating respondents filed a contingent petition for review of the ID. On February 21, 2023, the parties, including OUII, filed responses to the petitions.</P>
                <P>
                    On April 24, 2023, the Commission issued a notice of its determination finding no violation of section 337 as to the asserted patent claims. 
                    <E T="03">See</E>
                     88 FR 26332-35 (Apr. 28, 2023. The Commission also determined to review all findings and orders as to Glo Extracts and requested briefing from the parties on whether Smoore has been able to serve Glo Extracts with the Amended Complaint and Notice of Investigation, Smoore's motion for summary determination, and any of the Orders from this investigation, including the ALJ's show-cause order (Order No. 40). 
                    <E T="03">Id.</E>
                     at 26332. The Commission also requested written submissions from the parties on the issue under review, and requested briefing from the parties, interested government agencies, and other interested persons on the issues of remedy, the public interest, and bonding. 
                    <E T="03">Id.</E>
                     at 26334-35.
                </P>
                <P>
                    On May 8, 2023, Smoore and OUII filed submissions in response to the Commission's notice, arguing that the 
                    <PRTPAGE P="46182"/>
                    public interest does not preclude issuance the requested LEO and CDOs. Smoore also sought a bond during the period of Presidential review in the amount of one hundred percent (100%) of the entered value of the infringing articles. With respect to the Commission's review of findings and orders as to Glo Extracts, OUII argued that Smoore was not properly served with the show cause order (Order No. 40) and therefore could not be found to be in default. In contrast, Smoore argued that the Commission should find Glo Extracts to be in default because Smoore had properly served Glo Extracts with the Amended Complaint, Notice of Investigation, Smoore's motion for summary determination, and Orders from this investigation. On May 15, 2023, Smoore filed a reply to OUII's response.
                </P>
                <P>
                    Having examined the record of this investigation, including the parties' submissions, the Commission has determined to find Glo Extracts in default. Specifically, the Commission finds that the conditions set forth in section 337(g)(1)(A)-(E) (19 U.S.C. 1337(g)(1)(A)-(E)) have been satisfied, and section 337(g)(1) directs the Commission, upon request, to issue an LEO or a CDO or both against a respondent found in default, based on the allegations regarding a violation of section 337 in the complaint, which are presumed to be true, unless after consideration of the public interest factors in section 337(g)(1), it finds that such relief should not issue. As discussed in the attached opinion, Smoore made multiple attempts to serve the show cause order on Glo Extracts. Assuming for the sake of argument that there was no service of the show cause order on Glo Extracts, the Commission waives Rule 201.16 requiring service in view of the particular circumstances here. 
                    <E T="03">See</E>
                     19 CFR 201.4(b). Concurrent with this notice, the Commission is issuing an opinion with further explanation of its determination.
                </P>
                <P>The Commission has further determined pursuant to subsection 337(g)(1) that the appropriate remedy in this investigation is: (1) an LEO prohibiting the unlicensed entry of certain oil-vaping cartridges, components thereof, and products containing the same that are imported by or on behalf of the Defaulting Respondents that infringe the '060 mark; and (2) CDOs against all of the Defaulting Respondents. The Commission has also determined that the public interest factors enumerated in subsection 337(g)(1) do not preclude the issuance of the LEO and CDOs. The Commission has further determined that the bond during the period of Presidential review pursuant to section 337(j) (19 U.S.C. 1337(j)) shall be in the amount of one hundred percent (100%) of the entered value of the infringing articles. The investigation is terminated.</P>
                <P>While temporary remote operating procedures are in place in response to COVID-19, the Office of the Secretary is not able to serve parties that have not retained counsel or otherwise provided a point of contact for electronic service. Accordingly, pursuant to Commission Rules 201.16(a) and 210.7(a)(1) (19 CFR 201.16(a), 210.7(a)(1)), the Commission orders that the Complainant(s) complete service for any party/parties without a method of electronic service noted on the attached Certificate of Service and shall file proof of service on the Electronic Document Information System (EDIS).</P>
                <P>The Commission's vote for this determination took place on July 13, 2023.</P>
                <P>The authority for the Commission's determination is contained in section 337 of the Tariff Act of 1930, as amended (19 U.S.C. 1337), and in Part 210 of the Commission's Rules of Practice and Procedure (19 CFR part 210).</P>
                <SIG>
                    <P>By order of the Commission.</P>
                    <DATED>Issued: July 13, 2023.</DATED>
                    <NAME>Lisa Barton,</NAME>
                    <TITLE>Secretary to the Commission.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15247 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7020-02-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">INTERNATIONAL TRADE COMMISSION</AGENCY>
                <SUBJECT>Notice of Receipt of Complaint; Solicitation of Comments Relating to the Public Interest</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>U.S. International Trade Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        Notice is hereby given that the U.S. International Trade Commission has received a complaint entitled 
                        <E T="03">Certain Power Converter Modules and Computing Systems Containing the Same, DN 3688;</E>
                         the Commission is soliciting comments on any public interest issues raised by the complaint or complainant's filing pursuant to the Commission's Rules of Practice and Procedure.
                    </P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Lisa R. Barton, Secretary to the Commission, U.S. International Trade Commission, 500 E Street SW, Washington, DC 20436, telephone (202) 205-2000. The public version of the complaint can be accessed on the Commission's Electronic Document Information System (EDIS) at 
                        <E T="03">https://edis.usitc.gov.</E>
                         For help accessing EDIS, please email 
                        <E T="03">EDIS3Help@usitc.gov.</E>
                    </P>
                    <P>
                        General information concerning the Commission may also be obtained by accessing its internet server at United States International Trade Commission (USITC) at 
                        <E T="03">https://www.usitc.gov</E>
                        . The public record for this investigation may be viewed on the Commission's Electronic Document Information System (EDIS) at 
                        <E T="03">https://edis.usitc.gov.</E>
                         Hearing-impaired persons are advised that information on this matter can be obtained by contacting the Commission's TDD terminal on (202) 205-1810.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Commission has received a complaint and a submission pursuant to § 210.8(b) of the Commission's Rules of Practice and Procedure filed on behalf of Vicor Corporation on July 12, 2023. The complaint alleges violations of section 337 of the Tariff Act of 1930 (19 U.S.C. 1337) in the importation into the United States, the sale for importation, and the sale within the United States after importation of certain power converter modules and computing systems containing the same. The complaint names as respondents: Delta Electronics, Inc. of Taiwan; Delta Electronics (Americas) Ltd. of Fremont, CA; Delta Electronics (USA) Inc. of Plano, TX; Cyntec Co., Ltd. of Taiwan; Quanta Computer Inc. of Taiwan; Quanta Cloud Technology Inc. of Taiwan; Quanta Cloud Technology USA LLC of San Jose, CA; Quanta Computer USA Inc. of Fremont, CA; Hon Hai Precision Industry Co. Ltd. (d/b/a Foxconn Technology Group) of Taiwan; Foxconn Industrial Internet Co. Ltd. of China; FII USA Inc. (a/k/a Foxconn Industrial Internet USA Inc.) of Milwaukee, WI; Ingrasys Technology Inc. of Taiwan; and Ingrasys Technology USA Inc. of San Jose, CA. The complainant requests that the Commission issue a limited exclusion order, cease and desist orders, and impose a bond upon respondents' alleged infringing articles during the 60-day Presidential review period pursuant to 19 U.S.C. 1337(j).</P>
                <P>
                    Proposed respondents, other interested parties, and members of the public are invited to file comments on any public interest issues raised by the complaint or § 210.8(b) filing. Comments should address whether issuance of the relief specifically requested by the complainant in this investigation would affect the public health and welfare in the United States, competitive conditions in the United States economy, the production of like 
                    <PRTPAGE P="46183"/>
                    or directly competitive articles in the United States, or United States consumers.
                </P>
                <P>In particular, the Commission is interested in comments that:</P>
                <P>(i) explain how the articles potentially subject to the requested remedial orders are used in the United States;</P>
                <P>(ii) identify any public health, safety, or welfare concerns in the United States relating to the requested remedial orders;</P>
                <P>(iii) identify like or directly competitive articles that complainant, its licensees, or third parties make in the United States which could replace the subject articles if they were to be excluded;</P>
                <P>(iv) indicate whether complainant, complainant's licensees, and/or third party suppliers have the capacity to replace the volume of articles potentially subject to the requested exclusion order and/or a cease and desist order within a commercially reasonable time; and</P>
                <P>(v) explain how the requested remedial orders would impact United States consumers.</P>
                <P>
                    Written submissions on the public interest must be filed no later than by close of business, eight calendar days after the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                    . There will be further opportunities for comment on the public interest after the issuance of any final initial determination in this investigation. Any written submissions on other issues must also be filed by no later than the close of business, eight calendar days after publication of this notice in the 
                    <E T="04">Federal Register</E>
                    . Complainant may file replies to any written submissions no later than three calendar days after the date on which any initial submissions were due, notwithstanding § 201.14(a) of the Commission's Rules of Practice and Procedure. No other submissions will be accepted, unless requested by the Commission. Any submissions and replies filed in response to this Notice are limited to five (5) pages in length, inclusive of attachments.
                </P>
                <P>
                    Persons filing written submissions must file the original document electronically on or before the deadlines stated above. Submissions should refer to the docket number (“Docket No. 3688”) in a prominent place on the cover page and/or the first page. (
                    <E T="03">See</E>
                     Handbook for Electronic Filing Procedures, Electronic Filing Procedures 
                    <SU>1</SU>
                    <FTREF/>
                    ). Please note the Secretary's Office will accept only electronic filings during this time. Filings must be made through the Commission's Electronic Document Information System (EDIS, 
                    <E T="03">https://edis.usitc.gov.</E>
                    ) No in-person paper-based filings or paper copies of any electronic filings will be accepted until further notice. Persons with questions regarding filing should contact the Secretary at 
                    <E T="03">EDIS3Help@usitc.gov.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         Handbook for Electronic Filing Procedures: 
                        <E T="03">https://www.usitc.gov/documents/handbook_on_filing_procedures.pdf.</E>
                    </P>
                </FTNT>
                <P>
                    Any person desiring to submit a document to the Commission in confidence must request confidential treatment. All such requests should be directed to the Secretary to the Commission and must include a full statement of the reasons why the Commission should grant such treatment. 
                    <E T="03">See</E>
                     19 CFR 201.6. Documents for which confidential treatment by the Commission is properly sought will be treated accordingly. All information, including confidential business information and documents for which confidential treatment is properly sought, submitted to the Commission for purposes of this Investigation may be disclosed to and used: (i) by the Commission, its employees and Offices, and contract personnel (a) for developing or maintaining the records of this or a related proceeding, or (b) in internal investigations, audits, reviews, and evaluations relating to the programs, personnel, and operations of the Commission including under 5 U.S.C. Appendix 3; or (ii) by U.S. government employees and contract personnel,
                    <SU>2</SU>
                    <FTREF/>
                     solely for cybersecurity purposes. All nonconfidential written submissions will be available for public inspection at the Office of the Secretary and on EDIS.
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         All contract personnel will sign appropriate nondisclosure agreements.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Electronic Document Information System (EDIS): 
                        <E T="03">https://edis.usitc.gov</E>
                        .
                    </P>
                </FTNT>
                <P>This action is taken under the authority of section 337 of the Tariff Act of 1930, as amended (19 U.S.C. 1337), and of §§ 201.10 and 210.8(c) of the Commission's Rules of Practice and Procedure (19 CFR 201.10, 210.8(c)).</P>
                <SIG>
                    <P>By order of the Commission.</P>
                    <DATED>Issued: July 13, 2023.</DATED>
                    <NAME>Lisa Barton,</NAME>
                    <TITLE>Secretary to the Commission.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15221 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7020-02-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">INTERNATIONAL TRADE COMMISSION</AGENCY>
                <DEPDOC>[Investigation No. 337-TA-1354]</DEPDOC>
                <SUBJECT>Certain Universal Golf Club Shaft and Golf Club Head Connection Adaptors, Certain Components Thereof, and Products Containing the Same (II); Notice of a Commission Determination Not To Review an Initial Determination Finding All Respondents in Default; Request for Written Submissions on Remedy, the Public Interest, and Bonding</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>U.S. International Trade Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Notice is hereby given that the U.S. International Trade Commission (“Commission”) has determined not to review an initial determination (“ID”) (Order No. 7) of the presiding administrative law judge (“ALJ”), finding all respondents in default. The Commission requests written submissions from the parties, interested government agencies, and other interested persons on the issues of remedy, the public interest, and bonding, under the schedule set forth below.</P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Ronald A. Traud, Esq., Office of the General Counsel, U.S. International Trade Commission, 500 E Street SW, Washington, DC 20436, telephone (202) 205-3427. Copies of non-confidential documents filed in connection with this investigation may be viewed on the Commission's electronic docket (EDIS) at 
                        <E T="03">https://edis.usitc.gov.</E>
                         For help accessing EDIS, please email 
                        <E T="03">EDIS3Help@usitc.gov.</E>
                         General information concerning the Commission may also be obtained by accessing its internet server at 
                        <E T="03">https://www.usitc.gov.</E>
                         Hearing-impaired persons are advised that information on this matter can be obtained by contacting the Commission's TDD terminal on (202) 205-1810.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    On March 8, 2023, the Commission instituted this investigation based on a complaint filed by Club-Conex LLC of Scottsdale, Arizona (“Club-Conex”). 86 FR 14393 (Mar. 8, 2023). The complaint alleged violations of section 337 of the Tariff Act of 1930, as amended, 19 U.S.C. 1337, due to the importation into the United States, sale for importation, or sale in the United States after importation of certain universal golf club shaft and golf club head connection adaptors, certain components thereof, and products containing the same by 
                    <PRTPAGE P="46184"/>
                    reason of infringement of certain claims of U.S. Patent No. 11,426,638. 
                    <E T="03">Id.</E>
                     The complaint also alleged the existence of a domestic industry. 
                    <E T="03">Id.</E>
                     The notice of investigation named as respondents Top Golf Equipment Co. Limited, d/b/a All-Fit Golf of Shenzhen, China; Volf Sports Co. LTD of Shenzhen, China; and WoFu(Shenzhen)Sports Goods Co., Ltd. of Shenzhen, China (collectively, “Respondents”). 
                    <E T="03">Id.</E>
                     The Office of Unfair Import Investigations was not named as a party. 
                    <E T="03">Id.</E>
                </P>
                <P>On April 6, 2023, Club-Conex moved for an order directing Respondents to show cause as to why they should not be found in default for failing to respond to the complaint and notice of investigation. Complainant stated in its motion that it does not seek a general exclusion order. Mot. at 6 n.5. No response to the motion was filed.</P>
                <P>On April 25, 2023, the ALJ issued Order No. 6, finding that Respondents were served with the complaint and notice of investigation, yet did not file responses thereto or otherwise participate in this investigation; and directing Respondents to show cause, no later than March 29, 2023, as to why they should not be found in default. No response to the show cause order was filed.</P>
                <P>On May 4, 2023, Club-Conex submitted exhibits demonstrating proof of service of Order No. 6 on Respondents.</P>
                <P>On May 17, 2023, the ALJ issued Order No. 7, the subject ID, finding that Respondents have not responded to the order to show cause (Order No. 6), and therefore are in default pursuant to 19 CFR 210.16. No petitions for review of the ID were filed.</P>
                <P>The Commission has determined not to review the subject ID. All respondents are hereby found to be in default.</P>
                <P>
                    In connection with the final disposition of this investigation, the statute authorizes issuance of, 
                    <E T="03">inter alia,</E>
                     (1) an exclusion order that could result in the exclusion of the subject articles from entry into the United States; and/or (2) cease and desist orders that could result in the respondent being required to cease and desist from engaging in unfair acts in the importation and sale of such articles. Accordingly, the Commission is interested in receiving written submissions that address the form of remedy, if any, that should be ordered. If a party seeks exclusion of an article from entry into the United States for purposes other than entry for consumption, the party should so indicate and provide information establishing that activities involving other types of entry either are adversely affecting it or likely to do so. For background, see 
                    <E T="03">Certain Devices for Connecting Computers via Telephone Lines,</E>
                     Inv. No. 337-TA-360, USITC Pub. No. 2843, Comm'n Op. at 7-10 (Dec. 1994).
                </P>
                <P>The statute requires the Commission to consider the effects of that remedy upon the public interest. The public interest factors the Commission will consider include the effect that an exclusion order and cease and desist orders would have on: (1) the public health and welfare, (2) competitive conditions in the U.S. economy, (3) U.S. production of articles that are like or directly competitive with those that are subject to investigation, and (4) U.S. consumers. The Commission is therefore interested in receiving written submissions that address the aforementioned public interest factors in the context of this investigation.</P>
                <P>
                    If the Commission orders some form of remedy, the U.S. Trade Representative, as delegated by the President, has 60 days to approve, disapprove, or take no action on the Commission's determination. 
                    <E T="03">See</E>
                     Presidential Memorandum of July 21, 2005, 70 FR 43251 (July 26, 2005). During this period, the subject articles would be entitled to enter the United States under bond, in an amount determined by the Commission and prescribed by the Secretary of the Treasury. The Commission is therefore interested in receiving submissions concerning the amount of the bond that should be imposed if a remedy is ordered.
                </P>
                <P>
                    <E T="03">Written Submissions:</E>
                     Parties to the investigation, interested government agencies, and any other interested parties are encouraged to file written submissions on the issues of remedy, the public interest, and bonding.
                </P>
                <P>In its initial submission, Complainant is also requested to identify the remedy sought and to submit proposed remedial orders for the Commission's consideration. Complainant is further requested to provide the HTSUS subheadings under which the accused products are imported, and to supply the identification information for all known importers of the products at issue in this investigation. The initial written submissions and proposed remedial orders must be filed no later than close of business on July 27, 2023. Reply submissions must be filed no later than the close of business on August 3, 2023. No further submissions on these issues will be permitted unless otherwise ordered by the Commission.</P>
                <P>
                    Persons filing written submissions must file the original document electronically on or before the deadlines stated above. The Commission's paper filing requirements in 19 CFR 210.4(f) are currently waived. 85 FR 15798 (March 19, 2020). Submissions should refer to the investigation number (Inv. No. 337-TA-1354) in a prominent place on the cover page and/or the first page. (
                    <E T="03">See</E>
                     Handbook for Electronic Filing Procedures, 
                    <E T="03">https://www.usitc.gov/documents/handbook_on_filing_procedures.pdf</E>
                    ). Persons with questions regarding filing should contact the Secretary, (202) 205-2000.
                </P>
                <P>Any person desiring to submit a document to the Commission in confidence must request confidential treatment by marking each document with a header indicating that the document contains confidential information. This marking will be deemed to satisfy the request procedure set forth in Rules 201.6(b) and 210.5(e)(2) (19 CFR 201.6(b) &amp; 210.5(e)(2)). Documents for which confidential treatment by the Commission is properly sought will be treated accordingly. Any non-party wishing to submit comments containing confidential information must serve those comments on the parties to the investigation pursuant to the applicable Administrative Protective Order. A redacted non-confidential version of the document must also be filed with the Commission and served on any parties to the investigation within two business days of any confidential filing. All information, including confidential business information and documents for which confidential treatment is properly sought, submitted to the Commission for purposes of this investigation may be disclosed to and used: (i) by the Commission, its employees and Offices, and contract personnel (a) for developing or maintaining the records of this or a related proceeding, or (b) in internal investigations, audits, reviews, and evaluations relating to the programs, personnel, and operations of the Commission including under 5 U.S.C. appendix 3; or (ii) by U.S. government employees and contract personnel, solely for cybersecurity purposes. All contract personnel will sign appropriate nondisclosure agreements. All nonconfidential written submissions will be available for public inspection on EDIS.</P>
                <P>
                    While temporary remote operating procedures are in place in response to COVID-19, the Office of the Secretary is not able to serve parties that have not retained counsel or otherwise provided a point of contact for electronic service. Accordingly, pursuant to Commission Rules 201.16(a) and 210.7(a)(1) (19 CFR 201.16(a), 210.7(a)(1)), the Commission orders that the Complainant(s) complete 
                    <PRTPAGE P="46185"/>
                    service for any party/parties without a method of electronic service noted on the attached Certificate of Service and shall file proof of service on the Electronic Document Information System (EDIS).
                </P>
                <P>The Commission vote for this determination took place on July 13, 2023.</P>
                <P>The authority for the Commission's determination is contained in section 337 of the Tariff Act of 1930, as amended (19 U.S.C. 1337), and in part 210 of the Commission's Rules of Practice and Procedure (19 CFR part 210).</P>
                <SIG>
                    <P>By order of the Commission.</P>
                    <DATED>Issued: July 13, 2023.</DATED>
                    <NAME>Lisa Barton,</NAME>
                    <TITLE>Secretary to the Commission.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15235 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7020-02-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF JUSTICE</AGENCY>
                <DEPDOC>[Docket No. DEA-1230]</DEPDOC>
                <SUBJECT>Bulk Manufacturer of Controlled Substances Application: VICI Health Sciences, LLC</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Drug Enforcement Administration, Justice.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of application.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        VICI Health Sciences, LLC has applied to be registered as a bulk manufacturer of basic class(es) of controlled substance(s). Refer to 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         listed below for further drug information.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Registered bulk manufacturers of the affected basic class(es), and applicants therefore, may submit electronic comments on or objections to the issuance of the proposed registration on or before September 18, 2023. Such persons may also file a written request for a hearing on the application on or before September 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The Drug Enforcement Administration requires that all comments be submitted electronically through the Federal eRulemaking Portal, which provides the ability to type short comments directly into the comment field on the web page or attach a file for lengthier comments. Please go to 
                        <E T="03">https://www.regulations.gov</E>
                         and follow the online instructions at that site for submitting comments. Upon submission of your comment, you will receive a Comment Tracking Number. Please be aware that submitted comments are not instantaneously available for public view on 
                        <E T="03">https://www.regulations.gov.</E>
                         If you have received a Comment Tracking Number, your comment has been successfully submitted and there is no need to resubmit the same comment.
                    </P>
                </ADD>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>In accordance with 21 CFR 1301.33(a), this is notice that on May 12, 2023, VICI Health Sciences, LLC, 6655 Amberton Drive, Suite O, Elkridge, Maryland 21075, applied to be registered as a bulk manufacturer of the following basic class(es) of controlled substance(s):</P>
                <GPOTABLE COLS="3" OPTS="L2,nj,tp0,i1" CDEF="s100,12,xs36">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Controlled substance</CHED>
                        <CHED H="1">Drug code</CHED>
                        <CHED H="1">Schedule</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Ibogaine</ENT>
                        <ENT>7260</ENT>
                        <ENT>I</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Fentanyl related-compounds as defined in 21 CFR 1308.11(h)</ENT>
                        <ENT>9850</ENT>
                        <ENT>I</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The company plans to bulk manufacture the listed controlled substances or their intermediates for sale to its customers. No other activities for these drug codes are authorized for this registration.</P>
                <SIG>
                    <NAME>Claude Redd,</NAME>
                    <TITLE>Acting Deputy Assistant Administrator.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15279 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
                <SUBJECT>Notice of Lodging of Proposed Second Amendment to Consent Decree Under CERCLA</SUBJECT>
                <P>
                    On July 12, 2023, the Department of Justice lodged a proposed Second Amendment To Consent Decree with the United States District Court for the Northern District of New York in the lawsuit entitled 
                    <E T="03">United States of America</E>
                     v. 
                    <E T="03">Boise Cascade Corporation, et al.,</E>
                     Civil Case No. 97-cv-1704 (TJM).
                </P>
                <P>The proposed Second Amendment To Consent Decree is intended to modify the Consent Decree entered by the Court on February 20, 1998, as amended by the First Amendment To Consent Decree, entered by the Court on June 7, 2005. The Complaint in this matter was filed on November 20, 1997. Under the Consent Decree, as amended in 2005, Settling Defendants are required to perform remedial work at the Sealand Superfund Restoration Site (“the Site”) located in Lisbon, New York and to reimburse the Environmental Protection Agency's response costs pertaining to this Site in accordance with the requirements of the Comprehensive Environmental Response, Compensation and Liability Act (“CERCLA”), 42 U.S.C. 9601-9675. One of the Settling Defendants, SBC Holdings Inc. (“SBC”), now lacks the financial capability to continue these obligations. The proposed Second Amendment To Consent Decree includes an ability-to-pay-cash-out settlement with SBC in which it will pay $150,000 and removes SBC as a Settling Defendant responsible for future work and costs at the Site. The remaining Settling Defendants have agreed to the proposed Second Amendment and will continue to be jointly and severally liable for all work and costs at the Site.</P>
                <P>
                    The publication of this notice opens a period for public comment on the Consent Decree. Comments should be addressed to the Assistant Attorney General, Environment and Natural Resources Division, and should refer to 
                    <E T="03">United States of America</E>
                     v. 
                    <E T="03">Boise Cascade Corporation, et al.,</E>
                     Civil Case No. 97-cv-1704 (TJM), D.J. Ref. No. 90-11-3-1144/1. All comments must be submitted no later than thirty (30) days after the publication date of this notice. Comments may be submitted either by email or by mail:
                </P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="xs50,r50">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1" O="L">
                            <E T="03">To submit comments:</E>
                        </CHED>
                        <CHED H="1" O="L">
                            <E T="03">Send them to:</E>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">By email</ENT>
                        <ENT>
                            <E T="03">pubcomment-ees.enrd@usdoj.gov.</E>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">By mail</ENT>
                        <ENT>
                            Assistant Attorney General,
                            <LI>U.S. DOJ—ENRD,</LI>
                            <LI>P.O. Box 7611,</LI>
                            <LI>Washington, DC 20044-7611.</LI>
                        </ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    During the public comment period, the Consent Decree may be examined and downloaded at this Justice Department website: 
                    <E T="03">http://www.justice.gov/enrd/consent-decrees.</E>
                     We will provide a paper copy of the Consent Decree upon written request and payment of reproduction costs. Please mail your request for a paper copy and payment to: Consent Decree Library, U.S. DOJ—ENRD, P.O. Box 7611, Washington, DC 20044-7611.
                </P>
                <P>
                    Please enclose a check or money order for $5.75 (25 cents per page 
                    <PRTPAGE P="46186"/>
                    reproduction cost), payable to the United States Treasury.
                </P>
                <SIG>
                    <NAME>Henry Friedman,</NAME>
                    <TITLE>Assistant Section Chief, Environmental Enforcement Section, Environment and Natural Resources Division.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15287 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4410-15-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF LABOR</AGENCY>
                <SUBAGY>Employment and Training Administration</SUBAGY>
                <SUBJECT>Native American Employment and Training Council; Charter Renewal</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Employment and Training Administration, Labor.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Secretary of Labor (Department) announces the renewal of the Native American Employment and Training Council (NAETC) charter.</P>
                </SUM>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">I. Background and Authority</HD>
                <P>Section 166(i)(4) of the Workforce Innovation and Opportunity Act, 29 U.S.C. 3221(i)(4) requires the Secretary of Labor (Secretary) to establish and maintain the NAETC. The statute, as amended, requires the Secretary, to formally consult at least twice annually with the NAETC on the operation and administration of the WIOA Section 166 Indian and Native American Employment and Training programs. In addition, the NAETC advises the Secretary on matters that promote the employment and training needs of Indians and Native Americans, as well as to enhance the quality of life in accordance with the Indian Self-Determination and Education Assistance Act. The NAETC also provides guidance to the Secretary on how to make DOL discretionary funding and other special initiatives more accessible to federally recognized tribes, Alaska Native entities, and Native Hawaiian organizations.</P>
                <HD SOURCE="HD1">II. Structure</HD>
                <P>The Council will be composed of no less than 15 members, but no more than 20, appointed by the Secretary, who are representatives of Indian tribes, tribal organizations, Alaska Native entities, Indian-controlled organizations serving Indians, or Native Hawaiian organizations pursuant to WIOA Section 166(i)(4)(B). The membership of the Council will, to the extent practicable, represent all geographic areas of the United States with a substantial Indian, Alaska Native, or Native Hawaiian population, and will include representatives of tribal governments and of non-reservation Native American organizations that have expertise in the areas of workforce development, secondary and post-secondary education, health care, business and economic development, and job sectors growth.</P>
                <P>Each NAETC member will be appointed for a two-year term. A vacancy occurring in the Council membership will be filled in the same manner as the original appointment. A member appointed to a vacancy on the Council will serve for the remainder of the term for which the predecessor of that member was appointed. Members of NAETC will serve on a voluntary and generally uncompensated basis, but will be reimbursed for travel expenses to attend NAETC meetings, including per diem in lieu of subsistence, as authorized by the Federal travel regulations. All NAETC members will serve at the pleasure of the Secretary. Members may be appointed, reappointed, or replaced, and their terms may be extended, changed, or terminated at the Secretary's discretion.</P>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Nathaniel Coley, Division of Indian and Native American Programs, Office of Workforce Investment; (202) 693-4287; 
                        <E T="03">coley.nathaniel.d@dol.gov.</E>
                    </P>
                    <P>
                        <E T="03">Authority:</E>
                         Pursuant to the Workforce Innovation and Opportunity Act, 29 U.S.C. 3221(i)(4); Federal Advisory Committee Act, as amended, 5 U.S.C. App.
                    </P>
                    <SIG>
                        <NAME>Brent Parton,</NAME>
                        <TITLE>Acting Assistant Secretary for Employment and Training Administration.</TITLE>
                    </SIG>
                </FURINF>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15216 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4510-FN-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF LABOR</AGENCY>
                <SUBJECT>Agency Information Collection Activities; Submission for OMB Review; Comment Request; Standard on 4,4′-Methylenedianiline for General Industry</SUBJECT>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of availability; request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of Labor (DOL) is submitting this Occupational Safety &amp; Health Administration (OSHA)-sponsored information collection request (ICR) to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995 (PRA). Public comments on the ICR are invited.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The OMB will consider all written comments that the agency receives on or before August 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to 
                        <E T="03">www.reginfo.gov/public/do/PRAMain.</E>
                         Find this particular information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function.
                    </P>
                    <P>Comments are invited on: (1) whether the collection of information is necessary for the proper performance of the functions of the Department, including whether the information will have practical utility; (2) the accuracy of the agency's estimates of the burden and cost of the collection of information, including the validity of the methodology and assumptions used; (3) ways to enhance the quality, utility and clarity of the information collection; and (4) ways to minimize the burden of the collection of information on those who are to respond, including the use of automated collection techniques or other forms of information technology.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Nicole Bouchet by telephone at 202-693-0213, or by email at 
                        <E T="03">DOL_PRA_PUBLIC@dol.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The purpose of this Standard and its information collection requirements is to provide protection for workers from adverse health effects associated with occupational exposure to Methylenedianiline in General Industry. Employers must monitor worker exposures within the permissible exposure limits, provide workers with medical examinations and training, and establish and maintain worker exposure-monitoring and medical records. For additional substantive information about this ICR, see the related notice published in the 
                    <E T="04">Federal Register</E>
                     on April 5, 2023 (88 FR 20190).
                </P>
                <P>
                    This information collection is subject to the PRA. A Federal agency generally cannot conduct or sponsor a collection of information, and the public is generally not required to respond to an information collection, unless the OMB approves it and displays a currently valid OMB Control Number. In addition, notwithstanding any other provisions of law, no person shall generally be subject to penalty for failing to comply with a collection of information that does not display a valid OMB Control Number. 
                    <E T="03">See</E>
                     5 CFR 1320.5(a) and 1320.6.
                </P>
                <P>
                    DOL seeks PRA authorization for this information collection for three (3) years. OMB authorization for an ICR 
                    <PRTPAGE P="46187"/>
                    cannot be for more than three (3) years without renewal. The DOL notes that information collection requirements submitted to the OMB for existing ICRs receive a month-to-month extension while they undergo review.
                </P>
                <P>
                    <E T="03">Agency:</E>
                     DOL-OSHA.
                </P>
                <P>
                    <E T="03">Title of Collection:</E>
                     Standard on 4,4′-Methylenedianiline for General Industry.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     1218-0184.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Private Sector—Businesses or other for-profits.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Respondents:</E>
                     10.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Responses:</E>
                     584.
                </P>
                <P>
                    <E T="03">Total Estimated Annual Time Burden:</E>
                     317 hours.
                </P>
                <P>
                    <E T="03">Total Estimated Annual Other Costs Burden:</E>
                     $25,740.
                </P>
                <EXTRACT>
                    <FP>(Authority: 44 U.S.C. 3507(a)(1)(D))</FP>
                </EXTRACT>
                <SIG>
                    <NAME>Nicole Bouchet,</NAME>
                    <TITLE>Acting Departmental Clearance Officer.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15213 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4510-26-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF LABOR</AGENCY>
                <SUBAGY>Occupational Safety and Health Administration</SUBAGY>
                <DEPDOC>[Docket No. OSHA-2013-0016]</DEPDOC>
                <SUBJECT>Nemko North America, Inc.: Grant of Expansion of Recognition</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Occupational Safety and Health Administration (OSHA), Labor.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The expansion of the scope of recognition becomes effective on July 19, 2023.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Information regarding this notice is available from the following sources:</P>
                    <P>
                        <E T="03">Press inquiries:</E>
                         Contact Mr. Frank Meilinger, Director, OSHA Office of Communications, phone: (202) 693-1999 or email: 
                        <E T="03">meilinger.francis2@dol.gov.</E>
                    </P>
                    <P>
                        <E T="03">General and technical information:</E>
                         Contact Mr. Kevin Robinson, Director, Office of Technical Programs and Coordination Activities, Directorate of Technical Support and Emergency Management, Occupational Safety and Health Administration, phone: (202) 693-2110 or email: 
                        <E T="03">robinson.kevin@dol.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">I. Notice of Final Decision</HD>
                <P>OSHA hereby gives notice of the expansion of the scope of recognition of Nemko North America, Inc. (NNA) as a NRTL. NNA requests the addition of eight test standards to the NRTL scope of recognition.</P>
                <P>OSHA recognition of a NRTL signifies that the organization meets the requirements specified in 29 CFR 1910.7. Recognition is an acknowledgment that the organization can perform independent safety testing and certification of the specific products covered within the scope of recognition. Each NRTL's scope of recognition includes (1) the type of products the NRTL may test, with each type specified by the applicable test standard; and (2) the recognized site(s) that has/have the technical capability to perform the product-testing and product-certification activities for test standards within the NRTL's scope. Recognition is not a delegation or grant of government authority; however, recognition enables employers to use products approved by the NRTL to meet OSHA standards that require product testing and certification.</P>
                <P>
                    The agency processes an application by a NRTL for initial recognition and for an expansion or renewal of this recognition, following requirements in Appendix A, 29 CFR 1910.7. This appendix requires that the agency publish two notices in the 
                    <E T="04">Federal Register</E>
                     in processing an application. In the first notice, OSHA announces the application and provides the preliminary finding. In the second notice, the agency provides the final decision on the application. These notices set forth the NRTL's scope of recognition or modifications of that scope. OSHA maintains an informational web page for each NRTL, including NNA, which details the NRTL's scope of recognition. These pages are available from the OSHA website at 
                    <E T="03">http://www.osha.gov/dts/otpca/nrtl/index.html.</E>
                </P>
                <P>NNA submitted an application on October 14, 2020 (OSHA-2013-0016-0019), to expand the recognition to include ten additional test standards. This application was revised on January 18, 2022 to remove two standards from the original request. This expansion covers the remaining eight standards. OSHA staff performed a detailed analysis of the application packet and reviewed other pertinent information. OSHA did not perform any on-site reviews in relation to this application.</P>
                <P>
                    OSHA published the preliminary notice announcing NNA's expansion application in the 
                    <E T="04">Federal Register</E>
                     on June 7, 2023 (88 FR 37286). The agency requested comments by June 22, 2023, but it received no comments in response to this notice. OSHA is now proceeding with this final grant of expansion to NNA's NRTL scope of recognition.
                </P>
                <P>
                    Docket No. OSHA-2013-0016 contains all materials in the record concerning NNA's recognition. To obtain or review copies of all public documents pertaining to NNA's expansion application, go to 
                    <E T="03">http://www.regulations.gov.</E>
                     All submissions, including copyrighted material, are available for inspection through the OSHA Docket Office. Contact the OSHA Docket Office at (202) 693-2350 for assistance in locating docket submissions.
                </P>
                <HD SOURCE="HD1">II. Final Decision and Order</HD>
                <P>OSHA staff examined NNA's expansion application, its capability to meet the requirements of the test standards, and other pertinent information. Based on its review of this evidence, OSHA finds that NNA meets the requirements of 29 CFR 1910.7 for expansion of its recognition, subject to the limitations and conditions listed in this notice. OSHA, therefore, is proceeding with this final notice to grant NNA's expanded scope of recognition. OSHA limits the expansion of NNA's recognition to testing and certification of products for demonstration of conformance to the test standards listed below in Table 1.</P>
                <GPOTABLE COLS="2" OPTS="L2,nj,i1" CDEF="xs80,r200">
                    <TTITLE>Table 1—Appropriate Test Standards for Inclusion in NNA's NRTL Scope of Recognition</TTITLE>
                    <BOXHD>
                        <CHED H="1">Test standard</CHED>
                        <CHED H="1">Test standard title</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">UL 61010-2-010</ENT>
                        <ENT>Safety Requirements for Electrical Equipment for Measurement, Control and Laboratory Use—Part 2-010: Particular Requirements for Laboratory Equipment for the Heating of Materials.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">UL 61010-2-020</ENT>
                        <ENT>Safety Requirements for Electrical Equipment for Measurement, Control and Laboratory Use—Part 2-020: Particular Requirements for Laboratory Centrifuges.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">UL 61010-2-091</ENT>
                        <ENT>Safety Requirements for Electrical Equipment for Measurement, Control and Laboratory Use—Part 2-091: Particular Requirements for Cabinet X-Ray Systems.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">UL 61010-2-030</ENT>
                        <ENT>Safety Requirements for Electrical Equipment for Measurement, Control and Laboratory Use—Part 2-030: Particular Requirements for Equipment Having Testing or Measuring Circuits.</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="46188"/>
                        <ENT I="01">UL 61010-031</ENT>
                        <ENT>Safety Requirements for Electrical Equipment for Measurement, Control and Laboratory Use—Part 031: Safety Requirements for Hand-Held and Hand-Manipulated Probe Assemblies for Electrical Test and Measurement.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">UL 61010-2-051</ENT>
                        <ENT>Safety Requirements for Electrical Equipment for Measurement, Control and Laboratory Use—Part 2-051: Particular Requirements for Laboratory Equipment for Mixing and Stirring.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">UL 61010-2-081</ENT>
                        <ENT>Safety Requirements for Electrical Equipment for Measurement, Control and Laboratory Use—Part 2-081: Particular Requirements for Automatic and Semi-Automatic Laboratory Equipment for Analysis and Other Purposes.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">UL 61010-2-101</ENT>
                        <ENT>Safety Requirements for Electrical Equipment for Measurement, Control and Laboratory Use—Part 2-101: Particular Requirements for In Vitro Diagnostic (IVD) Medical Equipment.</ENT>
                    </ROW>
                </GPOTABLE>
                <P>OSHA's recognition of any NRTL for a particular test standard is limited to equipment or materials for which OSHA standards require third-party testing and certification before using them in the workplace. Consequently, if a test standard also covers any products for which OSHA does not require such testing and certification, a NRTL's scope of recognition does not include these products.</P>
                <HD SOURCE="HD2">A. Conditions</HD>
                <P>Recognition is contingent on continued compliance with 29 CFR 1910.7, including, but not limited to, abiding by the following conditions of the recognition:</P>
                <P>1. NNA must inform OSHA as soon as possible, in writing, of any change of ownership, facilities, or key personnel, and of any major change in its operations as a NRTL, and provide details of the change(s);</P>
                <P>2. NNA must meet all the terms of its recognition and comply with all OSHA policies pertaining to this recognition; and</P>
                <P>3. NNA must continue to meet the requirements for recognition, including all previously published conditions on NNA's scope of recognition, in all areas for which it has recognition.</P>
                <P>Pursuant to the authority in 29 CFR 1910.7, OSHA hereby expands the scope of recognition of NNA as a NRTL, subject to the limitations and conditions specified above.</P>
                <HD SOURCE="HD1">III. Authority and Signature</HD>
                <P>James S. Frederick, Deputy Assistant Secretary of Labor for Occupational Safety and Health, authorized the preparation of this notice. Accordingly, the agency is issuing this notice pursuant to 29 U.S.C. 657(g)(2), Secretary of Labor's Order No. 8-2020 (85 FR 58393, Sept. 18, 2020), and 29 CFR 1910.7.</P>
                <SIG>
                    <DATED>Signed at Washington, DC, on July 12, 2023.</DATED>
                    <NAME>James S. Frederick,</NAME>
                    <TITLE>Deputy Assistant Secretary of Labor for Occupational Safety and Health.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15217 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4510-26-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF LABOR</AGENCY>
                <SUBAGY>Occupational Safety and Health Administration</SUBAGY>
                <DEPDOC>[Docket No. OSHA-2007-0042]</DEPDOC>
                <SUBJECT>TUV Rheinland of North America, Inc.: Application for Expansion of Recognition and Proposed Modification to the NRTL Program's List of Appropriate Test Standards</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Occupational Safety and Health Administration (OSHA), Labor.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In this notice, OSHA announces the application of TUV Rheinland of North America, Inc., for expansion of the scope of recognition as a Nationally Recognized Testing Laboratory (NRTL) and presents the agency's preliminary finding to grant the application. Additionally, OSHA proposes to add one test standard to the NRTL Program's List of Appropriate Test Standards.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Submit comments, information, and documents in response to this notice, or requests for an extension of time to make a submission, on or before August 3, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Comments may be submitted as follows:</P>
                    <P>
                        <E T="03">Electronically:</E>
                         You may submit comments, including attachments, electronically at 
                        <E T="03">http://www.regulations.gov,</E>
                         the Federal eRulemaking Portal. Follow the online instructions for submitting comments.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions must include the agency's name and the docket number for this rulemaking (Docket No. OSHA-2007-0042). All comments, including any personal information you provide, are placed in the public docket without change and may be made available online at 
                        <E T="03">https://www.regulations.gov.</E>
                         Therefore, OSHA cautions commenters about submitting information they do not want made available to the public, or submitting materials that contain personal information (either about themselves or others), such as Social Security numbers and birthdates.
                    </P>
                    <P>
                        <E T="03">Docket:</E>
                         To read or download comments or other material in the docket, go to 
                        <E T="03">http://www.regulations.gov.</E>
                         Documents in the docket (including this 
                        <E T="04">Federal Register</E>
                         notice) are listed in the 
                        <E T="03">http://www.regulations.gov</E>
                         index; however, some information (
                        <E T="03">e.g.,</E>
                         copyrighted material) is not publicly available to read or download through the website. All submissions, including copyrighted material, are available for inspection through the OSHA Docket Office. Contact the OSHA Docket Office at (202) 693-2350 (TTY (877) 889-5627) for assistance in locating docket submissions.
                    </P>
                    <P>
                        <E T="03">Extension of comment period:</E>
                         Submit requests for an extension of the comment period on or before August 3, 2023 to the Office of Technical Programs and Coordination Activities, Directorate of Technical Support and Emergency Management, Occupational Safety and Health Administration, U.S. Department of Labor, 200 Constitution Avenue NW, Room N-3653, Washington, DC 20210, or by fax to (202) 693-1644.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Information regarding this notice is available from the following sources:</P>
                    <P>
                        <E T="03">Press inquiries:</E>
                         Contact Mr. Frank Meilinger, Director, OSHA Office of Communications, U.S. Department of Labor, telephone: (202) 693-1999; email: 
                        <E T="03">meilinger.francis2@dol.gov.</E>
                    </P>
                    <P>
                        <E T="03">General and technical information:</E>
                         Contact Mr. Kevin Robinson, Director, Office of Technical Programs and Coordination Activities, Directorate of Technical Support and Emergency Management, Occupational Safety and Health Administration, U.S. Department 
                        <PRTPAGE P="46189"/>
                        of Labor, phone: (202) 693-2110 or email: 
                        <E T="03">robinson.kevin@dol.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">I. Notice of the Application for Expansion</HD>
                <P>OSHA is providing notice that TUV Rheinland of North America, Inc. (TUVRNA), is applying for an expansion of current recognition as a NRTL. TUVRNA requests the addition of three test standards to the NRTL scope of recognition.</P>
                <P>OSHA recognition of a NRTL signifies that the organization meets the requirements specified in 29 CFR 1910.7. Recognition is an acknowledgment that the organization can perform independent safety testing and certification of the specific products covered within the scope of recognition. Each NRTL's scope of recognition includes (1) the type of products the NRTL may test, with each type specified by the applicable test standard and (2) the recognized site(s) that has/have the technical capability to perform the product-testing and product-certification activities for test standards within the NRTL's scope. Recognition is not a delegation or grant of government authority; however, recognition enables employers to use products approved by the NRTL to meet OSHA standards that require product testing and certification.</P>
                <P>
                    The agency processes applications by a NRTL for initial recognition, as well as for an expansion or renewal of recognition, following requirements in Appendix A to 29 CFR 1910.7. This appendix requires that the agency publish two notices in the 
                    <E T="04">Federal Register</E>
                     in processing an application. In the first notice, OSHA announces the application and provides the preliminary finding. In the second notice, the agency provides the final decision on the application. These notices set forth the NRTL's scope of recognition or modifications of that scope. OSHA maintains an informational web page for each NRTL, including TUVRNA, which details that NRTL's scope of recognition. These pages are available from the OSHA website at 
                    <E T="03">http://www.osha.gov/dts/otpca/nrtl/index.html.</E>
                </P>
                <P>
                    TUVRNA currently has eight facilities (sites) recognized by OSHA for product testing and certification, with the headquarters located at: TUV Rheinland of North America, Inc., 12 Commerce Road, Newtown, Connecticut 06470. A complete list of TUVRNA sites recognized by OSHA is available at 
                    <E T="03">https://www.osha.gov/nationally-recognized-testing-laboratory-program/tuv.</E>
                </P>
                <HD SOURCE="HD1">II. General Background on the Application</HD>
                <P>TUVRNA submitted an application, dated October 17, 2022 (OSHA-2007-0042-0066), to expand recognition as a NRTL to include three additional test standards. OSHA staff performed a detailed analysis of the application packet and reviewed other pertinent information. OSHA did not perform any on-site reviews in relation to this application.</P>
                <P>Table 1 shows the test standards found in TUVRNA's application for expansion for testing and certification of products under the NRTL Program.</P>
                <GPOTABLE COLS="2" OPTS="L2,nj,i1" CDEF="xs80,r200">
                    <TTITLE>Table 1—Proposed Appropriate Test Standards for Inclusion in TUVRNA's NRTL Scope of Recognition</TTITLE>
                    <BOXHD>
                        <CHED H="1">Test standard</CHED>
                        <CHED H="1">Test standard title</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">UL 2272</ENT>
                        <ENT>Standard for Electrical Systems for Personal E-Mobility Devices.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">UL 2849</ENT>
                        <ENT>Standard for Electrical Systems for eBikes.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">* UL 60335-2-29</ENT>
                        <ENT>Household and Similar Electrical Appliances: Particular Requirements for Battery Chargers.</ENT>
                    </ROW>
                    <TNOTE>* In this notice, OSHA also proposes to add this test standard to the NRTL Program's List of Appropriate Test Standards.</TNOTE>
                </GPOTABLE>
                <HD SOURCE="HD1">III. Proposal To Add a New Test Standard to the NRTL Program's List of Appropriate Test Standards</HD>
                <P>Periodically, OSHA will propose to add new test standards to the NRTL list of appropriate test standards following an evaluation of the test standard document. To qualify as an appropriate test standard, the agency evaluates the document to: (1) verify it represents a product category for which OSHA requires certification by a NRTL; (2) verify the document represents a product and not a component; and (3) verify the document defines safety test specifications (not installation or operational performance specifications). OSHA becomes aware of new test standards through various avenues. For example, OSHA may become aware of new test standards by: (1) monitoring notifications issued by certain Standards Development Organizations; (2) reviewing applications by NRTLs or applicants seeking recognition to include new test standards in their scopes of recognition; and (3) obtaining notification from manufacturers, manufacturing organizations, government agencies, or other parties. OSHA may determine to include a new test standard in the list, for example, if the test standard is for a particular type of product that another test standard also covers or it covers a type of product that no standard previously covered.</P>
                <P>In this notice, OSHA proposes to add one new test standard to the NRTL Program's list of appropriate test standards. Table 2, below, lists the test standard that is new to the NRTL Program. OSHA preliminarily determines that this test standard is an appropriate test standard. OSHA seeks public comment on this preliminary determination.</P>
                <GPOTABLE COLS="2" OPTS="L2,nj,i1" CDEF="xs80,r200">
                    <TTITLE>Table 2—Standard OSHA Is Proposing To Add to the NRTL Program's List of Appropriate Test Standards</TTITLE>
                    <BOXHD>
                        <CHED H="1">Test standard</CHED>
                        <CHED H="1">Test standard title</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">UL 60335-2-29</ENT>
                        <ENT>Household and Similar Electrical Appliances: Particular Requirements for Battery Chargers.</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">IV. Preliminary Finding on the Application</HD>
                <P>
                    TUVRNA submitted an acceptable application for expansion of the scope of recognition. OSHA's review of the application file and pertinent documentation preliminarily indicates that TUVRNA can meet the requirements prescribed by 29 CFR 1910.7 for expanding its recognition to include the addition of these three test standards shown in Table 1, above, for NRTL testing and certification. This preliminary finding does not constitute 
                    <PRTPAGE P="46190"/>
                    an interim or temporary approval of TUVRNA's application.
                </P>
                <P>OSHA seeks public comment on this preliminary determination.</P>
                <HD SOURCE="HD1">V. Public Participation</HD>
                <P>OSHA welcomes public comment as to whether TUVRNA meets the requirements of 29 CFR 1910.7 for expansion of recognition as a NRTL. Comments should consist of pertinent written documents and exhibits.</P>
                <P>Commenters needing more time to comment must submit a request in writing, stating the reasons for the request by the due date for comments. OSHA will limit any extension to 10 days unless the requester justifies a longer time period. OSHA may deny a request for an extension if it is not adequately justified.</P>
                <P>
                    To review copies of the exhibits identified in this notice, as well as comments submitted to the docket, contact the Docket Office, Occupational Safety and Health Administration, U.S. Department of Labor. These materials also are generally available online at 
                    <E T="03">https://www.regulations.gov</E>
                     under Docket No. OSHA-2007-0042 (for further information, see the “
                    <E T="03">Docket</E>
                    ” heading in the section of this notice titled 
                    <E T="02">ADDRESSES</E>
                    ).
                </P>
                <P>OSHA staff will review all comments to the docket submitted in a timely manner. After addressing the issues raised by these comments, staff will make a recommendation to the Assistant Secretary of Labor for Occupational Safety and Health on whether to grant TUVRNA's application for expansion of the scope of recognition. The Assistant Secretary will make the final decision on granting the application. In making this decision, the Assistant Secretary may undertake other proceedings prescribed in Appendix A to 29 CFR 1910.7.</P>
                <P>
                    OSHA will publish a public notice of the final decision in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <HD SOURCE="HD1">VI. Authority and Signature</HD>
                <P>James S. Frederick, Deputy Assistant Secretary of Labor for Occupational Safety and Health, 200 Constitution Avenue NW, Washington, DC 20210, authorized the preparation of this notice. Accordingly, the agency is issuing this notice pursuant to 29 U.S.C. 657(g)(2), Secretary of Labor's Order No. 8-2020 (85 FR 58393; Sept. 18, 2020), and 29 CFR 1910.7.</P>
                <SIG>
                    <DATED>Signed at Washington, DC, on July 12, 2023.</DATED>
                    <NAME>James S. Frederick,</NAME>
                    <TITLE>Deputy Assistant Secretary of Labor for Occupational Safety and Health.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15218 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4510-26-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">LEGAL SERVICES CORPORATION</AGENCY>
                <SUBJECT>Sunshine Act Meetings</SUBJECT>
                <PREAMHD>
                    <HD SOURCE="HED">TIME AND DATE: </HD>
                    <P>The Legal Services Corporation (LSC) Board of Directors and its committees will meet July 25-27, 2023. On Tuesday, July 25, the first meeting will begin at 12:15 p.m. EDT, with the next meeting commencing promptly upon adjournment of the immediately preceding meeting. On Wednesday, July 26, the first meeting will begin at 11:00 a.m. EDT, with the next meeting commencing promptly upon adjournment of the immediately preceding meeting. On Thursday, July 27, the first meeting will begin at 8:45 a.m. EDT, with the next meeting commencing promptly upon adjournment of the immediately preceding meeting.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">PLACE: </HD>
                    <P/>
                    <P>
                        <E T="03">Public Notice of Hybrid Meeting.</E>
                         LSC will conduct its July 25-27, 2023, meetings at the Ford Foundation Center for Social Justice, 320 East 43rd Street, New York, NY 10017, and virtually via Zoom video conference.
                    </P>
                    <P>
                        <E T="03">Public Observation:</E>
                         Unless otherwise noted herein, the Board and all committee meetings will be open to virtual public observation via Zoom video conference. To observe the meetings in person, members of public must RSVP in advance by sending an email to Jessica Wechter, 
                        <E T="03">wechterj@lsc.gov,</E>
                         no later than 5 p.m. Eastern time on Friday, July 21, 2023. Members of the public who wish to participate virtually in the public proceedings may do so by following the directions provided below.
                    </P>
                </PREAMHD>
                <HD SOURCE="HD1">Directions for Open Sessions</HD>
                <HD SOURCE="HD2">Tuesday, July 25, 2023</HD>
                <P>To join the Zoom meeting by computer, please use this link.</P>
                <FP SOURCE="FP-1">
                    ○ 
                    <E T="03">https://lsc-gov.zoom.us/j/89104405342?pwd=ckRmdjd0SVZTYXNUNDdSb3MxQUduUT09</E>
                </FP>
                <FP SOURCE="FP-1">
                    ○ 
                    <E T="03">Meeting ID:</E>
                     891 0440 5342
                </FP>
                <FP SOURCE="FP-1">
                    ○ 
                    <E T="03">Passcode:</E>
                     72523
                </FP>
                <P>To join the Zoom meeting by telephone, please dial one of the following numbers:</P>
                <FP SOURCE="FP-1">○ +1 312 626 6799 US (Chicago)</FP>
                <FP SOURCE="FP-1">○ +1 646 876 9923 US (New York)</FP>
                <FP SOURCE="FP-1">○ +1 301 715 8592 US (Washington, DC)</FP>
                <FP SOURCE="FP-1">○ +1 346 248 7799 US (Houston)</FP>
                <FP SOURCE="FP-1">○ +1 408 638 0968 US (San Jose)</FP>
                <FP SOURCE="FP-1">○ +1 669 900 6833 US (San Jose)</FP>
                <FP SOURCE="FP-1">○ +1 253 215 8782 US (Tacoma)</FP>
                <FP SOURCE="FP-1">
                    ○ 
                    <E T="03">Meeting ID:</E>
                     891 0440 5342
                </FP>
                <FP SOURCE="FP-1">
                    ○ 
                    <E T="03">Passcode:</E>
                     72523
                </FP>
                <HD SOURCE="HD2">Wednesday, July 26, 2023</HD>
                <P>To join the Zoom meeting by computer, please use this link.</P>
                <FP SOURCE="FP-1">
                    ○ 
                    <E T="03">https://lsc-gov.zoom.us/j/83324952596?pwd=cWdqR3M0WjlFV2lmVGc4UTFvMXlnZz09</E>
                </FP>
                <FP SOURCE="FP-1">
                    ○ 
                    <E T="03">Meeting ID:</E>
                     833 2495 2596
                </FP>
                <FP SOURCE="FP-1">
                    ○ 
                    <E T="03">Passcode:</E>
                     72623
                </FP>
                <P>To join the Zoom meeting by telephone, please dial one of the following numbers:</P>
                <FP SOURCE="FP-1">○ +1 312 626 6799 US (Chicago)</FP>
                <FP SOURCE="FP-1">○ +1 646 876 9923 US (New York)</FP>
                <FP SOURCE="FP-1">○ +1 301 715 8592 US (Washington, DC)</FP>
                <FP SOURCE="FP-1">○ +1 346 248 7799 US (Houston)</FP>
                <FP SOURCE="FP-1">○ +1 408 638 0968 US (San Jose)</FP>
                <FP SOURCE="FP-1">○ +1 669 900 6833 US (San Jose)</FP>
                <FP SOURCE="FP-1">○ +1 253 215 8782 US (Tacoma)</FP>
                <FP SOURCE="FP-1">
                    ○ 
                    <E T="03">Meeting ID:</E>
                     833 2495 2596
                </FP>
                <FP SOURCE="FP-1">
                    ○ 
                    <E T="03">Passcode:</E>
                     72623
                </FP>
                <HD SOURCE="HD2">Thursday, July 27, 2023</HD>
                <P>To join the Zoom meeting by computer, please use this link.</P>
                <FP SOURCE="FP-1">
                    ○ 
                    <E T="03">https://lsc-gov.zoom.us/j/88670578996?pwd=cVBQdVZwZmYva3FNdUVZUzFRY0Vydz09</E>
                </FP>
                <FP SOURCE="FP-1">
                    ○ 
                    <E T="03">Meeting ID:</E>
                     886 7057 8996
                </FP>
                <FP SOURCE="FP-1">
                    ○ 
                    <E T="03">Passcode:</E>
                     72723
                </FP>
                <P>To join the Zoom meeting by telephone, please dial one of the following numbers:</P>
                <FP SOURCE="FP-1">○ +1 312 626 6799 US (Chicago)</FP>
                <FP SOURCE="FP-1">○ +1 646 876 9923 US (New York)</FP>
                <FP SOURCE="FP-1">○ +1 301 715 8592 US (Washington, DC)</FP>
                <FP SOURCE="FP-1">○ +1 346 248 7799 US (Houston)</FP>
                <FP SOURCE="FP-1">○ +1 408 638 0968 US (San Jose)</FP>
                <FP SOURCE="FP-1">○ +1 669 900 6833 US (San Jose)</FP>
                <FP SOURCE="FP-1">○ +1 253 215 8782 US (Tacoma)</FP>
                <FP SOURCE="FP-1">
                    ○ 
                    <E T="03">Meeting ID:</E>
                     886 7057 8996
                </FP>
                <FP SOURCE="FP-1">
                    ○ 
                    <E T="03">Passcode:</E>
                     72723
                </FP>
                <P>
                    If calling from outside the U.S., find your local number here: 
                    <E T="03">https://lsc-gov.zoom.us/u/acCVpRj1FD</E>
                    .
                </P>
                <P>Once connected to Zoom, please immediately mute your computer or telephone. Members of the public are asked to keep their computers or telephones muted to eliminate background noise. To avoid disrupting the meetings, please refrain from placing the call on hold if doing so will trigger recorded music or other sound.</P>
                <P>
                    From time to time, the Board or Committee Chair may solicit comments from the public. To participate in the 
                    <PRTPAGE P="46191"/>
                    meeting during public comment, use the `raise your hand' or `chat' functions in Zoom and wait to be recognized by the Chair before stating your questions and/or comments.
                </P>
                <PREAMHD>
                    <HD SOURCE="HED">STATUS: </HD>
                    <P>Open, except as noted below.</P>
                    <P>
                        <E T="03">Governance and Performance Review Committee</E>
                        —Open, except that, upon a vote of the Board of Directors, the meeting may be closed to the public for a discussion on staffing in LSC's Executive Office and Office of Institutional Advancement.
                    </P>
                    <P>
                        <E T="03">Institutional Advancement Meeting</E>
                        —Open, except that, upon a vote of the Board of Directors, the meeting may be closed to the public for a briefing on development activities and discussion of prospective new Leaders Council and Emerging Leaders Council members.
                    </P>
                    <P>
                        <E T="03">Finance Committee</E>
                        —Open, except that, upon a vote of the Board of Directors, the meeting may be closed to the public for a discussion of insurance matters.
                    </P>
                    <P>
                        <E T="03">Audit Committee</E>
                        —Open, except that, upon a vote of the Board of Directors, the meeting may be closed to the public for a briefing by the Office of Compliance and Enforcement on active enforcement matters(s) and follow-up on open investigation referrals from the Office of Inspector General, and for an update on LSC's systems of internal controls that are designed to minimize the risk of fraud, theft, corruption, or misuse of funds.
                    </P>
                    <P>
                        <E T="03">Board of Directors</E>
                        —Open, except that, upon a vote of the Board of Directors, a portion of the meeting may be closed to the public to receive briefings by management and LSC's Inspector General and to consider and act on the General Counsel's report on potential and pending litigation involving LSC. The Board also will receive a briefing on planning for LSC's 50th Anniversary and consider and act on a list of prospective Leaders Council and Emerging Leaders Council members.
                    </P>
                    <P>
                        Any portion of the closed session consisting solely of briefings does not fall within the Sunshine Act's definition of the term “meeting” and, therefore, the requirements of the Sunshine Act do not apply to such portion of the closed session.
                        <SU>1</SU>
                        <FTREF/>
                    </P>
                </PREAMHD>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         5 U.S.C. 552b(a)(2) and (b). See also 45 CFR 1622.2 &amp; 1622.3.
                    </P>
                </FTNT>
                <P>A verbatim written transcript will be made of the closed sessions of the Governance and Performance Review Committee, Institutional Advancement Committee, Finance Committee, Audit Committee, and Board of Directors meetings. The transcript of any portions of the closed sessions falling within the relevant provisions of the Government in the Sunshine Act, 5 U.S.C. 552b(c)(6), (7), (9) and (10), will not be available for public inspection. A copy of the General Counsel's Certification that, in his opinion, the closing is authorized by law will be available upon request.</P>
                <PREAMHD>
                    <HD SOURCE="HED">MATTERS TO BE CONSIDERED:</HD>
                    <P/>
                </PREAMHD>
                <HD SOURCE="HD1">Meeting Schedule</HD>
                <HD SOURCE="HD2">Tuesday, July 25, 2023</HD>
                <HD SOURCE="HD3">Start Time: 12:15 p.m. EDT</HD>
                <HD SOURCE="HD3">Governance and Performance Review Committee</HD>
                <HD SOURCE="HD3">Open Session</HD>
                <FP SOURCE="FP-2">1. Approval of Agenda</FP>
                <FP SOURCE="FP-2">2. Approval of Minutes of the Committee's Open and Closed Session Meeting on March 26, 2023</FP>
                <FP SOURCE="FP-2">3. Report on U.S. Department of Justice's Access to Justice Office and White House Legal Aid Interagency Roundtable (LAIR)</FP>
                <FP SOURCE="FP-2">4. Public Comment</FP>
                <FP SOURCE="FP-2">5. Consider and Act on Other Business</FP>
                <FP SOURCE="FP-2">6. Consider and Act on Motion to Adjourn the Open Session Meeting</FP>
                <HD SOURCE="HD3">Closed Session</HD>
                <FP SOURCE="FP-2">7. Management Briefing on Staffing of Executive Office and Office of Institutional Advancement</FP>
                <FP SOURCE="FP-2">8. Consider and Act on Motion to Adjourn the Closed Session Meeting</FP>
                <HD SOURCE="HD3">Operations and Regulations Committee</HD>
                <HD SOURCE="HD3">Open Session</HD>
                <FP SOURCE="FP-2">1. Approval of Agenda</FP>
                <FP SOURCE="FP-2">2. Approval of Minutes of the Committee's Open Session Meeting on March 13, 2023</FP>
                <FP SOURCE="FP-2">3. Consider and act on Justification Memorandum to Authorize Rulemaking on 45 CFR part 1638—Restriction on Solicitation</FP>
                <FP SOURCE="FP-2">4. Briefing on Preliminary Work Plan for Rulemaking on 45 CFR Part 1609—Fee-Generating Cases</FP>
                <FP SOURCE="FP-2">5. Briefing on Performance and Talent Management</FP>
                <FP SOURCE="FP-2">6. Public Comment</FP>
                <FP SOURCE="FP-2">7. Consider and Act on Other Business</FP>
                <FP SOURCE="FP-2">8. Consider and Act on Adjournment of Meeting</FP>
                <HD SOURCE="HD3">Institutional Advancement Committee</HD>
                <HD SOURCE="HD3">Open Session</HD>
                <FP SOURCE="FP-2">1. Approval of Agenda</FP>
                <FP SOURCE="FP-2">2. Approval of Minutes of the Institutional Advancement Committee's Open Session Meeting on March 27, 2023</FP>
                <FP SOURCE="FP-2">3. Update on Leaders Council and Emerging Leaders Council</FP>
                <FP SOURCE="FP-2">4. Development Report</FP>
                <FP SOURCE="FP-2">5. Update on Opioid Task Force Implementation</FP>
                <FP SOURCE="FP-2">6. Update on Housing Task Force</FP>
                <FP SOURCE="FP-2">7. Public Comment</FP>
                <FP SOURCE="FP-2">8. Consider and Act on Other Business</FP>
                <FP SOURCE="FP-2">9. Consider and Act on Motion to Adjourn the Open Session Meeting and Proceed to a Closed Session</FP>
                <HD SOURCE="HD3">Closed Session</HD>
                <FP SOURCE="FP-2">10. Approval of Minutes of the Institutional Advancement Committee's Closed Session Meeting on March 27, 2023</FP>
                <FP SOURCE="FP-2">11. Development Activities Report</FP>
                <FP SOURCE="FP-2">12. Update on LSC's 50th Anniversary Fundraising Campaign</FP>
                <FP SOURCE="FP-2">13. Consider and Act on Motion to Approve Leaders Council and Emerging Leaders Council Invitees</FP>
                <FP SOURCE="FP-2">14. Consider and Act on Other Business</FP>
                <FP SOURCE="FP-2">15. Consider and Act on Motion to Adjourn the Meeting</FP>
                <HD SOURCE="HD3">Communications Subcommittee of the Institutional Advancement Committee</HD>
                <HD SOURCE="HD3">Open Session</HD>
                <FP SOURCE="FP-2">1. Approval of Agenda</FP>
                <FP SOURCE="FP-2">2. Approval of Minutes of the Subcommittee's Open Session Meeting on March 26, 2023</FP>
                <FP SOURCE="FP-2">3. Communications and Social Media Update</FP>
                <FP SOURCE="FP-2">4. Public Comment</FP>
                <FP SOURCE="FP-2">5. Consider and Act on Other Business</FP>
                <FP SOURCE="FP-2">6. Consider and Act on Motion to Adjourn the Meeting</FP>
                <HD SOURCE="HD3">Delivery of Legal Services Committee</HD>
                <HD SOURCE="HD3">Open Session</HD>
                <FP SOURCE="FP-2">1. Approval of Agenda</FP>
                <FP SOURCE="FP-2">2. Approval of Minutes of the Committee's Open Session meeting on  March 27, 2023</FP>
                <FP SOURCE="FP-2">3. LSC Performance Criteria Revisions Update</FP>
                <FP SOURCE="FP-2">4. Updates from the Office of Data Governance and Analysis: Highlights from 2022 Grantee Activity Reports &amp; Civil Court Data Initiative</FP>
                <FP SOURCE="FP-2">5. Public Comment</FP>
                <FP SOURCE="FP-2">6. Consider and Act on Other Business</FP>
                <FP SOURCE="FP-2">7. Consider and Act on a Motion to Adjourn the Meeting</FP>
                <HD SOURCE="HD2">Wednesday, July 26, 2023</HD>
                <HD SOURCE="HD3">Start Time: 11:00 a.m. EDT</HD>
                <HD SOURCE="HD3">Finance Committee</HD>
                <HD SOURCE="HD3">Open Session</HD>
                <FP SOURCE="FP-2">1. Approval of Agenda</FP>
                <FP SOURCE="FP-2">2. Approval of the Minutes of the Finance Committee's Open Session Meeting on June 27, 2023</FP>
                <FP SOURCE="FP-2">
                    3. Presentation of LSC's Financial Report for the First Nine Months of Fiscal Year 2023 (Period from October 1, 2022 to June 30, 2023)
                    <PRTPAGE P="46192"/>
                </FP>
                <FP SOURCE="FP-2">4. Report on the Fiscal Year 2024 Appropriations Process and Supplemental Appropriations</FP>
                <FP SOURCE="FP-2">5. Consider and Act on Resolution #2023-XXX: Fiscal Year 2024 Temporary Operating Authority</FP>
                <FP SOURCE="FP-2">6. Public Comment</FP>
                <FP SOURCE="FP-2">7. Consider and Act on Other Business</FP>
                <FP SOURCE="FP-2">8. Consider and Act on Motion to Adjourn the Open Session Meeting and Proceed to a Closed Session</FP>
                <HD SOURCE="HD3">Closed Session</HD>
                <FP SOURCE="FP-2">8. Briefing on Insurance</FP>
                <FP SOURCE="FP-2">9. Consider and Act on Motion to Adjourn the Meeting</FP>
                <HD SOURCE="HD3">Audit Committee</HD>
                <HD SOURCE="HD3">Open Session</HD>
                <FP SOURCE="FP-2">1. Approval of Agenda</FP>
                <FP SOURCE="FP-2">2. Approval of Minutes of Audit Committee's Open Session Meeting on  March 26, 2023</FP>
                <FP SOURCE="FP-2">3. Approval of the Minutes of Combined Audit and Finance Committee's Open Session Meeting on March 27, 2023</FP>
                <FP SOURCE="FP-2">4. Briefing by the Office of Inspector General</FP>
                <FP SOURCE="FP-2">5. Management Update Regarding Risk Management</FP>
                <FP SOURCE="FP-2">6. Briefing on Management/Office of Inspector General Relations</FP>
                <FP SOURCE="FP-2">7. Briefing About Follow-Up by the Office of Compliance and Enforcement on Referrals by the Office of Inspector General Regarding Audit Reports and Annual Financial Statement Audits of Grantees</FP>
                <FP SOURCE="FP-2">8. Public Comment</FP>
                <FP SOURCE="FP-2">9. Consider and Act on Other Business</FP>
                <FP SOURCE="FP-2">10. Consider and Act on Motion to Adjourn the Open Session Meeting and Proceed to a Closed Session</FP>
                <HD SOURCE="HD3">Closed Session</HD>
                <FP SOURCE="FP-2">11. Approval of Minutes of Audit Committee's Closed Session Meeting on March 26, 2023</FP>
                <FP SOURCE="FP-2">12. Approval of the Minutes of Combined Audit and Finance Committee's Closed Session Meeting on March 27, 2023</FP>
                <FP SOURCE="FP-2">13. Briefing by Office Compliance and Enforcement on Active Enforcement Matter(s) and Follow-Up on Open Investigation Referrals from the Office of Inspector General</FP>
                <FP SOURCE="FP-2">14. Briefing Pursuant to Section VIII(C)(1) of the Committee Charter, Regarding LSC's Systems of Internal Controls that Are Designed to Minimize the Risk of Fraud, Theft, Corruption, or Misuse of Funds</FP>
                <FP SOURCE="FP-2">15. Consider and Act on Motion to Adjourn the Meeting</FP>
                <HD SOURCE="HD2">Thursday, July 27, 2023</HD>
                <HD SOURCE="HD3">Start Time: 8:45 a.m. EDT</HD>
                <HD SOURCE="HD3">Board of Directors</HD>
                <HD SOURCE="HD3">Open Session</HD>
                <FP SOURCE="FP-2">1. Pledge of Allegiance</FP>
                <FP SOURCE="FP-2">2. Approval of Agenda</FP>
                <FP SOURCE="FP-2">3. Approval of Minutes of the Board's Open Session Meeting on May  19, 2023</FP>
                <FP SOURCE="FP-2">4. Consider and Act on Resolution #2023-XXX: Approving the Minnesota Charitable Organization Annual Report Form</FP>
                <FP SOURCE="FP-2">5. Consider and Act on Resolution #2023-XXX: In Recognition and Appreciation of Distinguished Service by Members of the LSC Housing Task Force</FP>
                <FP SOURCE="FP-2">6. Chairman's Report</FP>
                <FP SOURCE="FP-2">7. Members' Reports</FP>
                <FP SOURCE="FP-2">8. President's Report</FP>
                <FP SOURCE="FP-2">9. Presentation on 50th Anniversary Communications and Messaging</FP>
                <FP SOURCE="FP-2">10. Inspector General's Report</FP>
                <FP SOURCE="FP-2">11. Consider and Act on the Report of the Governance and Performance Review Committee</FP>
                <FP SOURCE="FP-2">12. Consider and Act on the Report of the Operations and Regulations Committee</FP>
                <FP SOURCE="FP-2">13. Consider and Act on the Report of the Institutional Advancement Committee</FP>
                <FP SOURCE="FP-2">14. Consider and Act on the Report of the Delivery of Legal Services Committee</FP>
                <FP SOURCE="FP-2">15. Consider and Act on the Report of the Finance Committee</FP>
                <FP SOURCE="FP-2">16. Consider and Act on the Report of the Audit Committee</FP>
                <FP SOURCE="FP-2">17. Public Comment</FP>
                <FP SOURCE="FP-2">18. Consider and Act on Other Business</FP>
                <FP SOURCE="FP-2">19. Consider and Act on Whether to Authorize a Closed Session of the Board to Address Items Listed Below</FP>
                <HD SOURCE="HD3">Closed Session</HD>
                <FP SOURCE="FP-2">20. Approval of Minutes of the Board's Closed Session Meeting on March  28, 2023</FP>
                <FP SOURCE="FP-2">21. Management's Briefing</FP>
                <FP SOURCE="FP-2">22. Update on 50th Anniversary Planning</FP>
                <FP SOURCE="FP-2">23. Inspector General's Briefing</FP>
                <FP SOURCE="FP-2">24. General Counsel's Report on Outside Counsel Expenditures</FP>
                <FP SOURCE="FP-2">25. Consider and Act on Potential and Pending Litigation Involving Legal Services Corporation</FP>
                <FP SOURCE="FP-2">26. Consider and Act on List of Prospective Leaders Council and Emerging Council Invitees</FP>
                <FP SOURCE="FP-2">27. Consider and Act on Motion to Adjourn the Meeting</FP>
                <PREAMHD>
                    <HD SOURCE="HED">CONTACT PERSON FOR MORE INFORMATION: </HD>
                    <P>
                        Jessica Wechter, Special Assistant to the President, (202) 295-1626. Questions may also be sent by email to 
                        <E T="03">wechterj@lsc.gov.</E>
                    </P>
                    <P>
                        <E T="03">Non-Confidential Meeting Materials:</E>
                         Please refer to the LSC website (
                        <E T="03">https://www.lsc.gov/events/board-directors-quarterly-meeting-july-25-27-2023-new-york-ny</E>
                        ) for the final meeting agendas and materials in electronic format. Non-confidential meeting materials will be made available in electronic format at least 24 hours in advance of the meeting on the LSC website.
                    </P>
                </PREAMHD>
                <EXTRACT>
                    <FP>(Authority: 5 U.S.C. 552b.)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: July 15, 2023.</DATED>
                    <NAME>Mark Freedman,</NAME>
                    <TITLE>Senior Associate General Counsel, Legal Services Corporation.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15370 Filed 7-17-23; 11:15 am]</FRDOC>
            <BILCOD>BILLING CODE 7050-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">NUCLEAR REGULATORY COMMISSION</AGENCY>
                <DEPDOC>[Docket Nos. 50-498, 50-499, and 72-1041; NRC-2023-0128]</DEPDOC>
                <SUBJECT>STP Nuclear Operating Company; South Texas Project, Units 1 and 2, and the Associated Independent Spent Fuel Storage Installation; Consideration of Approval of Indirect Transfer of Licenses and Conforming Amendments</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Nuclear Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Application for indirect transfer of licenses; opportunity to comment, request a hearing, and petition for leave to intervene.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Nuclear Regulatory Commission (NRC, the Commission) received and is considering approval of an application filed by STP Nuclear Operating Company (STPNOC, the current licensee), acting on behalf of Constellation Energy Generation, LLC (CEG) and NRG South Texas LP (NRG South Texas) and its parent companies, on June 12, 2023. The application seeks NRC approval of the indirect transfer of possession-only non-operating interests in Renewed Facility Operating License Nos. NPF-76 and NPF-80 for South Texas Project (STP), Units 1 and 2, respectively, and its generally licensed independent spent fuel storage installation (ISFSI) from NRG South Texas to CEG and conforming amendments. NRG South Texas currently owns a 44 percent share of STP and holds possession-only rights in the NRC licenses. The application contains sensitive unclassified non-safeguards information (SUNSI).</P>
                </SUM>
                <DATES>
                    <PRTPAGE P="46193"/>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        Submit comments by August 18, 2023. A request for a hearing must be filed by August 8, 2023. Any potential party as defined in § 2.4 of title 10 of the 
                        <E T="03">Code of Federal Regulations</E>
                         (10 CFR), who believes access to SUNSI is necessary to respond to this notice must follow the instructions in Section VI of the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this notice.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments by any of the following methods; however, the NRC encourages electronic comment submission through the Federal rulemaking website:</P>
                    <P>
                        • 
                        <E T="03">Federal rulemaking website:</E>
                         Go to 
                        <E T="03">https://www.regulations.gov</E>
                         and search for Docket ID NRC-2023-0128. Address questions about Docket IDs in 
                        <E T="03">Regulations.gov</E>
                         to Stacy Schumann; telephone: 301-415-0624; email: 
                        <E T="03">Stacy.Schumann@nrc.gov.</E>
                         For technical questions, contact the individual listed in the 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         section of this document.
                    </P>
                    <P>
                        • 
                        <E T="03">Email comments to:</E>
                          
                        <E T="03">Hearing.Docket@nrc.gov.</E>
                         If you do not receive an automatic email reply confirming receipt, then contact us at 301-415-1677.
                    </P>
                    <P>
                        • 
                        <E T="03">Fax comments to:</E>
                         Secretary, U.S. Nuclear Regulatory Commission at 301-415-1101.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail comments to:</E>
                         Secretary, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, ATTN: Rulemakings and Adjudications Staff.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand deliver comments to:</E>
                         11555 Rockville Pike, Rockville, Maryland 20852, between 7:30 a.m. and 4:15 p.m. eastern time (ET) Federal workdays; telephone: 301-415-1677.
                    </P>
                    <P>
                        For additional direction on obtaining information and submitting comments, see “Obtaining Information and Submitting Comments” in the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this document.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Dennis Galvin, Office of Nuclear Reactor Regulation, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, telephone: 301-415-6256; email: 
                        <E T="03">Dennis.Galvin@nrc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">I. Obtaining Information and Submitting Comments</HD>
                <HD SOURCE="HD2">A. Obtaining Information</HD>
                <P>Please refer to Docket ID NRC-2023-0128 when contacting the NRC about the availability of information for this action. You may obtain publicly available information related to this action by any of the following methods:</P>
                <P>
                    • 
                    <E T="03">Federal Rulemaking Website:</E>
                     Go to 
                    <E T="03">https://www.regulations.gov</E>
                     and search for Docket ID NRC-2023-0128.
                </P>
                <P>
                    • 
                    <E T="03">NRC's Agencywide Documents Access and Management System (ADAMS):</E>
                     You may obtain publicly available documents online in the ADAMS Public Documents collection at 
                    <E T="03">https://www.nrc.gov/reading-rm/adams.html.</E>
                     To begin the search, select “Begin Web-based ADAMS Search.” For problems with ADAMS, please contact the NRC's Public Document Room (PDR) reference staff at 1-800-397-4209, 301-415-4737, or by email to 
                    <E T="03">PDR.Resource@nrc.gov.</E>
                </P>
                <P>
                    • 
                    <E T="03">NRC's PDR:</E>
                     The PDR, where you may examine and order copies of publicly available documents, is open by appointment. To make an appointment to visit the PDR, please send an email to 
                    <E T="03">PDR.Resource@nrc.gov</E>
                     or call 1-800-397-4209 or 301-415-4737, between 8 a.m. and 4 p.m. ET, Monday through Friday, except Federal holidays.
                </P>
                <HD SOURCE="HD2">B. Submitting Comments</HD>
                <P>
                    The NRC encourages electronic comment submission through the Federal rulemaking website (
                    <E T="03">https://www.regulations.gov</E>
                    ). Please include Docket ID NRC-2023-0128 in your comment submission.
                </P>
                <P>
                    The NRC cautions you not to include identifying or contact information that you do not want to be publicly disclosed in your comment submission. The NRC will post all comment submissions at 
                    <E T="03">https://www.regulations.gov</E>
                     as well as enter the comment submissions into ADAMS. The NRC does not routinely edit comment submissions to remove identifying or contact information.
                </P>
                <P>If you are requesting or aggregating comments from other persons for submission to the NRC, then you should inform those persons not to include identifying or contact information that they do not want to be publicly disclosed in their comment submission. Your request should state that the NRC does not routinely edit comment submissions to remove such information before making the comment submissions available to the public or entering the comment into ADAMS.</P>
                <HD SOURCE="HD1">II. Introduction</HD>
                <P>The NRC is considering the issuance of an order under 10 CFR 50.80 and 10 CFR 72.50 approving the indirect transfer of Renewed Facility Operating License Nos. NPF-76 and NPF-80 for STP, Units 1 and 2, respectively, and its generally licensed ISFSI. The NRC is also considering amending the renewed facility operating licenses for administrative purposes to reflect the proposed transfer. Specifically, according to the application for approval filed by STPNOC, CEG will acquire the NRG South Texas 44 percent ownership of STP, Units 1 and 2. STPNOC will continue to have exclusive responsibility for the control over the physical construction, operation, and maintenance of STP, Units 1 and 2.</P>
                <P>No physical changes to STP, Units 1 and 2 or operational changes are being proposed in the application.</P>
                <P>The NRC's regulations at 10 CFR 50.80 and 10 CFR 72.50 state that no license, or any right thereunder, shall be transferred, directly or indirectly, through transfer of control of the license, unless the Commission gives its consent in writing. The Commission will approve an application for the indirect transfer of a license, if the Commission determines that the proposed transaction will not affect the qualifications of the licensee to hold the license, and that the transfer is otherwise consistent with applicable provisions of law, regulations, and orders issued by the Commission.</P>
                <P>Before issuance of the proposed conforming license amendments, the Commission will have made findings required by the Atomic Energy Act of 1954, as amended, and the Commission's regulations.</P>
                <P>As provided in 10 CFR 2.1315, unless otherwise determined by the Commission with regard to a specific application, the Commission has determined that any amendment to the license of a utilization facility, which does no more than conform the license to reflect the transfer action, involves no significant hazards consideration. No contrary determination has been made with respect to this specific license amendment application. In light of the generic determination reflected in 10 CFR 2.1315, no public comments with respect to significant hazards considerations are being solicited, notwithstanding the general comment procedures contained in 10 CFR 50.91.</P>
                <HD SOURCE="HD1">III. Opportunity To Comment</HD>
                <P>
                    Within 30 days from the date of publication of this notice, persons may submit written comments regarding the license transfer application, as provided for in 10 CFR 2.1305. The Commission will consider and, if appropriate, respond to these comments, but such comments will not otherwise constitute part of the decisional record. Comments should be submitted as described in the 
                    <E T="02">ADDRESSES</E>
                     section of this document.
                </P>
                <HD SOURCE="HD1">IV. Opportunity To Request a Hearing and Petition for Leave To Intervene</HD>
                <P>
                    Within 20 days after the date of publication of this notice, any person 
                    <PRTPAGE P="46194"/>
                    (petitioner) whose interest may be affected by this action may file a request for a hearing and petition for leave to intervene (petition) with respect to the action. Petitions shall be filed in accordance with the Commission's “Agency Rules of Practice and Procedure” in 10 CFR part 2. Interested persons should consult 10 CFR 2.309. If a petition is filed, the presiding officer will rule on the petition and, if appropriate, a notice of a hearing will be issued.
                </P>
                <P>Petitions must be filed no later than 20 days from the date of publication of this notice in accordance with the filing instructions in the “Electronic Submissions (E-Filing)” section of this document. Petitions and motions for leave to file new or amended contentions that are filed after the deadline will not be entertained absent a determination by the presiding officer that the filing demonstrates good cause by satisfying the three factors in 10 CFR 2.309(c)(1)(i) through (iii).</P>
                <P>A State, local governmental body, Federally recognized Indian Tribe, or designated agency thereof, may submit a petition to the Commission to participate as a party under 10 CFR 2.309(h) no later than 20 days from the date of publication of this notice. Alternatively, a State, local governmental body, Federally recognized Indian Tribe, or agency thereof may participate as a non-party under 10 CFR 2.315(c).</P>
                <P>
                    For information about filing a petition and about participation by a person not a party under 10 CFR 2.315, see ADAMS Accession No. ML20340A053 (
                    <E T="03">https://adamswebsearch2.nrc.gov/webSearch2/main.jsp?AccessionNumber=ML20340A053</E>
                    ) and on the NRC's public website at 
                    <E T="03">https://www.nrc.gov/about-nrc/regulatory/adjudicatory/hearing.html#participate.</E>
                </P>
                <HD SOURCE="HD1">V. Electronic Submissions (E-Filing)</HD>
                <P>
                    All documents filed in NRC adjudicatory proceedings, including documents filed by an interested State, local governmental body, Federally recognized Indian Tribe, or designated agency thereof that requests to participate under 10 CFR 2.315(c), must be filed in accordance with 10 CFR 2.302. The E-Filing process requires participants to submit and serve all adjudicatory documents over the internet, or in some cases, to mail copies on electronic storage media, unless an exemption permitting an alternative filing method, as further discussed, is granted. Detailed guidance on electronic submissions is located in the “Guidance for Electronic Submissions to the NRC” (ADAMS Accession No. ML13031A056) and on the NRC's public website at 
                    <E T="03">https://www.nrc.gov/site-help/e-submittals.html.</E>
                </P>
                <P>
                    To comply with the procedural requirements of E-Filing, at least 10 days prior to the filing deadline, the participant should contact the Office of the Secretary by email at 
                    <E T="03">Hearing.Docket@nrc.gov,</E>
                     or by telephone at 301-415-1677, to (1) request a digital identification (ID) certificate, which allows the participant (or its counsel or representative) to digitally sign submissions and access the E-Filing system for any proceeding in which it is participating; and (2) advise the Secretary that the participant will be submitting a petition or other adjudicatory document (even in instances in which the participant, or its counsel or representative, already holds an NRC-issued digital ID certificate). Based upon this information, the Secretary will establish an electronic docket for the proceeding if the Secretary has not already established an electronic docket.
                </P>
                <P>
                    Information about applying for a digital ID certificate is available on the NRC's public website at 
                    <E T="03">https://www.nrc.gov/site-help/e-submittals/getting-started.html.</E>
                     After a digital ID certificate is obtained and a docket created, the participant must submit adjudicatory documents in Portable Document Format. Guidance on submissions is available on the NRC's public website at 
                    <E T="03">https://www.nrc.gov/site-help/electronic-sub-ref-mat.html.</E>
                     A filing is considered complete at the time the document is submitted through the NRC's E-Filing system. To be timely, an electronic filing must be submitted to the E-Filing system no later than 11:59 p.m. ET on the due date. Upon receipt of a transmission, the E-Filing system time-stamps the document and sends the submitter an email confirming receipt of the document. The E-Filing system also distributes an email that provides access to the document to the NRC's Office of the General Counsel and any others who have advised the Office of the Secretary that they wish to participate in the proceeding, so that the filer need not serve the document on those participants separately. Therefore, applicants and other participants (or their counsel or representative) must apply for and receive a digital ID certificate before adjudicatory documents are filed to obtain access to the documents via the E-Filing system.
                </P>
                <P>
                    A person filing electronically using the NRC's adjudicatory E-Filing system may seek assistance by contacting the NRC's Electronic Filing Help Desk through the “Contact Us” link located on the NRC's public website at 
                    <E T="03">https://www.nrc.gov/site-help/e-submittals.html,</E>
                     by email to 
                    <E T="03">MSHD.Resource@nrc.gov,</E>
                     or by a toll-free call at 1-866-672-7640. The NRC Electronic Filing Help Desk is available between 9 a.m. and 6 p.m., ET, Monday through Friday, except Federal holidays.
                </P>
                <P>Participants who believe that they have good cause for not submitting documents electronically must file an exemption request, in accordance with 10 CFR 2.302(g), with their initial paper filing stating why there is good cause for not filing electronically and requesting authorization to continue to submit documents in paper format. Such filings must be submitted in accordance with 10 CFR 2.302(b)-(d). Participants filing adjudicatory documents in this manner are responsible for serving their documents on all other participants. Participants granted an exemption under 10 CFR 2.302(g)(2) must still meet the electronic formatting requirement in 10 CFR 2.302(g)(1), unless the participant also seeks and is granted an exemption from 10 CFR 2.302(g)(1).</P>
                <P>
                    Documents submitted in adjudicatory proceedings will appear in the NRC's electronic hearing docket, which is publicly available at 
                    <E T="03">https://adams.nrc.gov/ehd,</E>
                     unless excluded pursuant to an order of the presiding officer. If you do not have an NRC-issued digital ID certificate as previously described, click “cancel” when the link requests certificates and you will be automatically directed to the NRC's electronic hearing dockets where you will be able to access any publicly available documents in a particular hearing docket. Participants are requested not to include personal privacy information such as social security numbers, home addresses, or personal phone numbers in their filings unless an NRC regulation or other law requires submission of such information. With respect to copyrighted works, except for limited excerpts that serve the purpose of the adjudicatory filings and would constitute a Fair Use application, participants should not include copyrighted materials in their submission.
                </P>
                <P>
                    The Commission will issue a notice or order granting or denying a hearing request or intervention petition, designating the issues for any hearing that will be held and designating the Presiding Officer. A notice granting a hearing will be published in the 
                    <E T="04">Federal Register</E>
                     and served on the parties to the hearing.
                </P>
                <P>
                    For further details with respect to this application, see the application dated June 12, 2023 (ADAMS Accession No. ML23163A176).
                    <PRTPAGE P="46195"/>
                </P>
                <HD SOURCE="HD1">VI. Access to Sensitive Unclassified Non-Safeguards Information for Contention Preparation</HD>
                <P>
                    Any person who desires access to proprietary, confidential commercial information that has been redacted from the application should contact the applicant by emailing Drew Richards at 
                    <E T="03">amrichards@stpeqs.com</E>
                     and David Helker at 
                    <E T="03">david.helker@constellation.com</E>
                     for the purpose of negotiating a confidentiality agreement or a proposed protective order with the applicant. If no agreement can be reached, persons who desire access to this information may file a motion with the Secretary and addressed to the Commission that requests the issuance of a protective order.
                </P>
                <SIG>
                    <DATED>Dated: July 14, 2023.</DATED>
                    <P>For the Nuclear Regulatory Commission.</P>
                    <NAME>Dennis J. Galvin,</NAME>
                    <TITLE>Project Manager, Plant Licensing Branch IV, Division of Operating Reactor Licensing, Office of Nuclear Reactor Regulation.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15327 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7590-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">NUCLEAR REGULATORY COMMISSION</AGENCY>
                <DEPDOC>[Docket No. 50-305; NRC-2023-0116]</DEPDOC>
                <SUBJECT>Kewaunee Solutions, Inc.; Kewaunee Power Station</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Nuclear Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Exemption; issuance.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The U.S. Nuclear Regulatory Commission (NRC) has issued an exemption in response to a request dated March 29, 2023, from Kewaunee Solutions, Inc. (Kewaunee Solutions), for the Kewaunee Power Station (KPS) facility, that permits Kewaunee Solutions to investigate, trace, and report to the NRC any low-level radioactive waste shipment or part of a shipment for which acknowledgement of receipt is not received by Energy
                        <E T="03">Solutions,</E>
                         LLC within 45 days of transfer, rather than the 20 day requirement that is currently delineated in the NRC's regulations.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The exemption was issued on July 5, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Please refer to Docket ID NRC-2023-0116 when contacting the NRC about the availability of information regarding this document. You may obtain publicly available information related to this document using any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal Rulemaking Website:</E>
                         Go to 
                        <E T="03">https://www.regulations.gov</E>
                         and search for Docket ID NRC-2023-0116. Address questions about Docket IDs in 
                        <E T="03">Regulations.gov</E>
                         to Stacy Schumann; telephone: 301-415-0624; email: 
                        <E T="03">Stacy.Schumann@nrc.gov</E>
                        . For technical questions, contact the individual listed in the 
                        <E T="02">For Further Information Contact</E>
                         section of this document.
                    </P>
                    <P>
                        • 
                        <E T="03">NRC's Agencywide Documents Access and Management System (ADAMS):</E>
                         You may obtain publicly available documents online in the ADAMS Public Documents collection at 
                        <E T="03">https://www.nrc.gov/reading-rm/adams.html.</E>
                         To begin the search, select “Begin Web-based ADAMS Search.” For problems with ADAMS, please contact the NRC's Public Document Room (PDR) reference staff at 1-800-397-4209, at 301-415-4737, or by email to 
                        <E T="03">PDR.Resource@nrc.gov.</E>
                         The ADAMS accession number for each document referenced (if it is available in ADAMS) is provided the first time that it is mentioned in this document.
                    </P>
                    <P>
                        • 
                        <E T="03">NRC's PDR:</E>
                         The PDR, where you may examine and order copies of publicly available documents, is open by appointment. To make an appointment to visit the PDR, please send an email to 
                        <E T="03">PDR.Resource@nrc.gov</E>
                         or call 1-800-397-4209 or 301-415-4737, between 8 a.m. and 4 p.m. eastern time (ET), Monday through Friday, except Federal holidays.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Karl J. Sturzebecher, Office of Nuclear Material Safety and Safeguards, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; telephone: 301-415-8534, email: 
                        <E T="03">Karl.Sturzebecher@nrc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The text of the exemption is attached.</P>
                <SIG>
                    <DATED>Dated: July 14, 2023.</DATED>
                    <P>For the Nuclear Regulatory Commission.</P>
                    <NAME>Shaun M. Anderson,</NAME>
                    <TITLE>Chief, Reactor Decommissioning Branch, Division of Decommissioning, Uranium Recovery and Waste Programs, Office of Nuclear Material Safety and Safeguards.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Attachment—Exemption</HD>
                <HD SOURCE="HD1">Nuclear Regulatory Commission</HD>
                <HD SOURCE="HD1">Docket No. 50-305</HD>
                <HD SOURCE="HD1">Kewaunee Solutions, Inc., Kewaunee Power Station</HD>
                <HD SOURCE="HD1">Exemption From Certain Low-Level Waste Shipment Tracking Requirements</HD>
                <HD SOURCE="HD1">I. Background</HD>
                <P>
                    The U.S. Nuclear Regulatory Commission (NRC, the Commission) license for Kewaunee Power Station (KPS) facility is Renewed Facility Operating License (RFOL) No. DPR-43. Energy
                    <E T="03">Solutions,</E>
                     LLC (Energy
                    <E T="03">Solutions</E>
                    ) is the licensed holder of No. DPR-43 and operator for decommissioning, while its subsidiary Kewaunee Solutions, Inc. (Kewaunee Solutions) would continue to hold title to and ownership of any real estate encompassing the KPS site, any improvements to the site, and title to and ownership of spent nuclear fuel. The RFOL provides, among other things, that the facility is subject to all rules, regulations, and orders of the NRC now or hereafter in effect. The KPS facility is located about 90 miles North-East of the city of Milwaukee, Wisconsin.
                </P>
                <P>
                    Kewaunee Solutions is currently decommissioning the KPS facility, which consists of a permanently shutdown and defueled pressurized water reactor design and a dry cask Independent Spent Fuel Storage Installation. Inherent to the plans for this decommissioning process, large volumes of low-level radioactive waste are generated. This low-level radioactive waste requires processing and disposal or only disposal. KPS will transport, by truck or by mixed mode shipments (for example, by a combination of truck and rail), low-level radioactive waste from the facility to locations such as the waste disposal facility owned and operated by Energy
                    <E T="03">Solutions</E>
                     in Clive, Utah.
                </P>
                <HD SOURCE="HD1">II. Request/Action</HD>
                <P>
                    By letter dated March 29, 2023 (Agencywide Document Access and Management System Accession No. ML23088A275), Kewaunee Solutions requested an exemption from certain requirements of title 10 of the 
                    <E T="03">Code of Federal Regulations</E>
                     (10 CFR), part 20, appendix G, section III.E, “Requirements for Transfers of Low-Level Radioactive Waste Intended for Disposal at Licensed Land Disposal Facilities and Manifests.” Specifically, Kewaunee Solutions requests an exemption from the requirement to investigate and report to the NRC when notification of receipt of a shipment, or part of a shipment, of low-level radioactive waste is not received within 20 days after transfer. Kewaunee Solutions is requesting that the time to receive acknowledgement that a shipment has been received by the intended recipient be extended from 20 days to 45 days for low-level radioactive waste shipments from the KPS facility. Further, Kewaunee Solutions states that the requested exemption would be applicable to shipments from KPS by rail or by mixed transportation modes, such as a combination of truck/rail shipments.
                    <PRTPAGE P="46196"/>
                </P>
                <HD SOURCE="HD1">III. Discussion</HD>
                <P>The NRC's regulations at 10 CFR 20.2301, “Applications for exemptions,” allow the Commission to grant exemptions from the requirements of the regulations in 10 CFR part 20, “Standards for Protection Against Radiation,” if it determines the exemption is authorized by law and would not result in undue hazard to life or property.</P>
                <HD SOURCE="HD2">A. The Exemption Is Authorized by Law</HD>
                <P>The requested exemption from 10 CFR part 20, appendix G, section III.E would extend the receipt acknowledgment period from 20 days to 45 days before Kewaunee Solutions would have to investigate, trace, and report on the status of a low-level radioactive waste shipment being transported from KPS to a licensed low-level radioactive waste processing or land disposal facility. As stated above, 10 CFR 20.2301 allows the NRC to grant exemptions from the requirements of 10 CFR part 20 when, in part, the exemptions are authorized by law. There are no provisions in the Atomic Energy Act of 1954, as amended (or in any other Federal Statute) that impose a requirement to investigate and report on low-level radioactive waste shipments that have not been acknowledged by the recipient within 20 days of transfer. The NRC staff determined that the requested exemption is therefore permissible under the Atomic Energy Act of 1954, as amended, and other regulatory requirements. Therefore, the NRC finds that the requested exemption is authorized by law.</P>
                <HD SOURCE="HD2">B. The Exemption Presents No Undue Risk to Public Health and Safety.</HD>
                <P>The purpose of 10 CFR part 20, appendix G, section III.E is to require licensees to investigate, trace, and report on low-level radioactive waste shipments that have not reached their destination, as scheduled, for unknown reasons. In its exemption request, Kewaunee Solutions stated that ample industry experience in shipping low-level radioactive waste in support of decommissioning has demonstrated that shipments often take longer than 20 days. Based on past reports and industry experience, the NRC staff agrees that delays due to rail scheduling are likely to recur.</P>
                <P>Further, Kewaunee Solutions stated that its exemption request is similar to others that have previously been approved by the NRC for Fort Calhoun Station (ML20162A155), La Crosse Boiling Water Reactor (ML17124A210), and Zion Nuclear Power Station (ML15008A417). The NRC staff reviewed these other exemption requests and notes that all of the licensees that requested and were granted this exemption, previously had at least once missed 20-day receipt notification window. The NRC staff conclude that due to the location of KPS to low level waste disposal facilities and the use or the rail system, it is likely that without the exemption, Kewaunee Solutions would be in a similar situation to the licensees referenced above due to the trail transport system practices. The NRC staff agrees that these exemption requests are similar to the exemption requested by Kewaunee Solutions.</P>
                <P>
                    In its exemption request, Kewaunee Solutions stated that it will be transporting low-level radioactive waste from the KPS facility to distant locations such as the waste disposal facilities owned by Energy
                    <E T="03">Solutions</E>
                     in Clive, Utah. KPS plans to ship most of the waste to these disposal facilities or intermediate processors by rail. Kewaunee Solutions expressed that industry experience from other decommissioning projects shipping large quantities of low level radwaste to offsite disposal facilities, has shown that rail and mixed mode shipments can routinely take longer than 20 days, resulting in an excessive administrative burden due to the required investigations and reporting. Further, Kewaunee Solutions stated that there are various reasons for these delays that cannot be anticipated or avoided and that are beyond the control of the shipper.
                </P>
                <P>Kewaunee Solutions further stated that, for rail shipments from KPS, a tracking system will be utilized that allows daily monitoring of a shipment's progress to its destination. Shipping procedures prescribe the expectations for tracking and communications during transit. Kewaunee Solutions stated that it will request daily updates be provided identifying the location of the shipment from the appropriate carrier. As a result, Kewaunee Solutions explains that it will be unlikely that a shipment could be lost, misdirected, or diverted without the knowledge of the carrier or Kewaunee Solutions personnel. According to Kewaunee Solutions, exceeding the 20-day requirement results in the “excessive administrative burden” of investigating and reporting, even though the shipments continue to be under requisite controls.</P>
                <P>The NRC staff notes that in terms of potential effects on a member of the public, the primary cause of low-level radioactive waste shipment delays is coordination with the rail carriers. When these delays happen, the shipment is generally within a railyard and not near a member of the public or a public place. The only way a low-level radioactive waste shipment would remain in a public place for an unusual amount of time is if there was a problem with the transport vehicle or the rail system itself. In that instance, the NRC staff notes that all low-level radioactive waste shipments from KPS are required to be compliant with the U.S. Department of Transportation (DOT) and NRC requirements for transportation of low-level radioactive packaging, placarding, and allowable radiation levels at the surface of the package for health and safety purposes during transit, including during switchyard staging. Furthermore, the shipments are required to be under control of the shipper at all times, tracked by the licensee, and periodically monitored by the licensee, as needed. Therefore, there are no potential health and safety concerns associated with this material sitting in a switchyard for an extended period of time. In the unlikely event that a low-level waste shipments were to remain in a public place for an extended period of time, adherence to the DOT transportation requirements would also ensure that there would be no health and safety concerns regarding potential dose to the public.</P>
                <P>Based on the history of low-level radioactive waste shipments from other Nuclear Power Plants in decommissioning and the lack of potential health or safety concerns associated with these shipments sitting in a switchyard for an extended period of time, the NRC staff concludes that the need to investigate, trace, and report on low-level radioactive waste shipments that take longer than 45 days is appropriate.</P>
                <P>
                    Additionally, as indicated in the exemption request, for truck and rail shipments from Kewaunee Solutions, KPS will use a tracking system that allows daily monitoring of a shipment's progress to its destination and KPS shipping procedures prescribe the expectations for tracking and communications during transit. The NRC staff notes that this will allow for monitoring the progress of shipments on a daily basis, if needed, in lieu of the 20-day requirement, and will initiate an investigation as provided for by 10 CFR part 20, appendix G, section III.E after 45 days. Because of this oversight and the ability to monitor low-level radioactive waste shipments throughout the entire journey from KPS to a disposal or processing facility, the staff concludes that it is unlikely that a shipment could be lost, misdirected, or 
                    <PRTPAGE P="46197"/>
                    diverted without the knowledge of the carrier or Kewaunee Solutions and that, therefore, there is no potential health or safety concern presented by the requested exemption. Furthermore, by extending the time for receipt acknowledgment to 45 days before requiring investigations, tracing, and reporting, a reasonable upper limit on shipment duration is maintained in the event that a breakdown of normal tracking systems was to occur.
                </P>
                <P>Based on the above, the NRC staff finds that the requested exemption would not result in undue hazard to life or property.</P>
                <HD SOURCE="HD2">C. Environmental Considerations</HD>
                <P>With respect to compliance with section 102(2) of the National Environmental Policy Act, as amended, 42 U.S.C. 4332(2) (NEPA), the NRC staff has determined that the proposed action, the approval of the Kewaunee Solutions exemption request, is within the scope of the categorical exclusion listed at 10 CFR 51.22(c)(25). The proposed granting of the exemption from certain requirements of the NRC's regulations at 10 CFR part 20, appendix G, section III.E would: (i) present no significant hazards considerations; (ii) would not result in a significant change in the types or significant increase in the amounts of any effluents that may be released offsite; (iii) not result in a significant increase in individual or cumulative public or occupational radiation exposure; (iv) have no significant construction impact; (v) does not present a significant increase in the potential for or consequences from radiological accidents. Additionally, the requirements from which an exemption is sought involves reporting requirements under 10 CFR 51.22(c)(25)(vi)(B) as well as inspection or surveillance requirements under 10 CFR 51.22(c)(25)(vi)(C). Given the applicability of relevant categorical exclusions, no further analysis is required under NEPA.</P>
                <HD SOURCE="HD1">IV. Conclusions</HD>
                <P>Accordingly, the Commission has determined that, pursuant to 10 CFR 20.2301, the exemption is authorized by law and will not result in undue hazard to life or property. Therefore, effective immediately, the Commission hereby grants Kewaunee Solutions an exemption from 10 CFR part 20, appendix G, section III.E to extend the receipt of notification period from 20 days to 45 days after transfer for rail or mixed-mode shipments of low-level radioactive waste from KPS to a licensed land disposal or processing facility.</P>
                <EXTRACT>
                    <P>Dated: July 5, 2023.</P>
                    <P>For the Nuclear Regulatory Commission.</P>
                    <HD SOURCE="HD2">/RA/</HD>
                    <FP>Jane E. Marshall,</FP>
                    <FP>
                        <E T="03">Director, Division of Decommissioning, Uranium Recovery, and Waste Programs, Office of Nuclear Material Safety and Safeguards.</E>
                    </FP>
                </EXTRACT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15328 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7590-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">NUCLEAR REGULATORY COMMISSION</AGENCY>
                <DEPDOC>[Docket Nos. 50-18, 50-70, 50-73, 50-183, 70-754, 70-1113, 70-1220, 72-1, 11001075, 11001076, 11005081, 11005086,11005186, 11005555, and 11006278; NRC-2023-0119]</DEPDOC>
                <SUBJECT>General Electric Company, GE-Hitachi Nuclear Energy Americas, LLC, and Global Nuclear Fuel-Americas, LLC; Consideration of Approval of Indirect Transfer of Licenses</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Nuclear Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Application for indirect transfer of licenses; opportunity to comment, request a hearing, and petition for leave to intervene.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Nuclear Regulatory Commission (NRC, the Commission) received and is considering approval of an application filed by General Electric Company (GE), GE-Hitachi Nuclear Energy Americas, LLC (GEHA), and Global Nuclear Fuel-Americas, LLC (GNF-A) (together, the Applicants) on May 30, 2023, as supplemented by letters dated June 20 and June 26, 2023. The application seeks NRC approval of the indirect transfer of Facility Operating License No. R-33 for the Nuclear Test Reactor at the Vallecitos Nuclear Center (VNC) in Sunol, California; Possession Only License No. DPR-1 for the Vallecitos Boiling Water Reactor at the VNC; Possession Only License No. DR-10 for the Empire State Atomic Development Associates Vallecitos Experimental Superheat Reactor at the VNC; Possession Only License No. TR-1 for the GE Test Reactor at the VNC; Special Nuclear Material License Nos. SNM-960 and SNM-1270 for the VNC; Special Nuclear Material License No. SNM-1097 for the Wilmington Fuel Manufacturing Facility in Wilmington, North Carolina; Special Nuclear Material License No. SNM-2500 for the Morris Operation Independent Spent Fuel Storage Facility in Grundy County, Illinois, near Morris, Illinois; and Export License Nos. XR135, XSNM1662, XSNM03135, XSNM3398, XCOM1124, XSNM3785, and XSNM3066 from GE, the parent company of the license holders, GEHA and GNF-A, to a recently created wholly-owned subsidiary of GE named GE Vernova, LLC that will then be spun-off and will no longer be part of GE. The application contains sensitive unclassified non-safeguards information (SUNSI).</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        Submit comments by August 18, 2023. A request for a hearing or petition for leave to intervene must be filed by August 8, 2023. Any potential party as defined in § 2.4 of title 10 of the 
                        <E T="03">Code of Federal Regulations</E>
                         (10 CFR), who believes access to SUNSI is necessary to respond to this notice must follow the instructions in Section VI of the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this notice.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments by any of the following methods; however, the NRC encourages electronic comment submission through the Federal rulemaking website:</P>
                    <P>
                        • 
                        <E T="03">Federal rulemaking website:</E>
                         Go to 
                        <E T="03">https://www.regulations.gov</E>
                         and search for Docket ID NRC-2023-0119. Address questions about Docket IDs in 
                        <E T="03">Regulations.gov</E>
                         to Stacy Schumann; telephone: 301-415-0624; email: 
                        <E T="03">Stacy.Schumann@nrc.gov.</E>
                         For technical questions, contact the individual listed in the 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         section of this document.
                    </P>
                    <P>
                        • 
                        <E T="03">Email comments to:</E>
                          
                        <E T="03">Hearing.Docket@nrc.gov.</E>
                         If you do not receive an automatic email reply confirming receipt, then contact us at 301-415-1677.
                    </P>
                    <P>
                        • 
                        <E T="03">Fax comments to:</E>
                         Secretary, U.S. Nuclear Regulatory Commission at 301-415-1101.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail comments to:</E>
                         Secretary, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, ATTN: Rulemakings and Adjudications Staff.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand deliver comments to:</E>
                         11555 Rockville Pike, Rockville, Maryland 20852, between 7:30 a.m. and 4:15 p.m. eastern time (ET) Federal workdays; telephone: 301-415-1677.
                    </P>
                    <P>
                        For additional direction on obtaining information and submitting comments, see “Obtaining Information and Submitting Comments” in the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this document.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Osiris Siurano-Pérez, Office of Nuclear Material Safety and Safeguards, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; telephone: 301-415-7827; email: 
                        <E T="03">Osiris.Siurano-Perez@nrc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    <PRTPAGE P="46198"/>
                </P>
                <HD SOURCE="HD1">I. Obtaining Information and Submitting Comments</HD>
                <HD SOURCE="HD2">A. Obtaining Information</HD>
                <P>Please refer to Docket ID NRC-2023-0119 when contacting the NRC about the availability of information for this action. You may obtain publicly available information related to this action by any of the following methods:</P>
                <P>
                    • 
                    <E T="03">Federal Rulemaking Website:</E>
                     Go to 
                    <E T="03">https://www.regulations.gov</E>
                     and search for Docket ID NRC-2023-0119.
                </P>
                <P>
                    • 
                    <E T="03">NRC's Agencywide Documents Access and Management System (ADAMS):</E>
                     You may obtain publicly available documents online in the ADAMS Public Documents collection at 
                    <E T="03">https://www.nrc.gov/reading-rm/adams.html.</E>
                     To begin the search, select “Begin Web-based ADAMS Search.” For problems with ADAMS, please contact the NRC's Public Document Room (PDR) reference staff at 1-800-397-4209, at 301-415-4737, or by email to 
                    <E T="03">PDR.Resource@nrc.gov.</E>
                     The ADAMS accession number for each document referenced (if it is available in ADAMS) is provided the first time that it is mentioned in this document.
                </P>
                <P>
                    • 
                    <E T="03">NRC's PDR:</E>
                     The PDR, where you may examine and order copies of publicly available documents, is open by appointment. To make an appointment to visit the PDR, please send an email to 
                    <E T="03">PDR.Resource@nrc.gov</E>
                     or call 1-800-397-4209 or 301-415-4737, between 8 a.m. and 4 p.m. ET, Monday through Friday, except Federal holidays.
                </P>
                <HD SOURCE="HD2">B. Submitting Comments</HD>
                <P>
                    The NRC encourages electronic comment submission through the Federal rulemaking website (
                    <E T="03">https://www.regulations.gov</E>
                    ). Please include Docket ID NRC-2023-0119 in your comment submission.
                </P>
                <P>
                    The NRC cautions you not to include identifying or contact information that you do not want to be publicly disclosed in your comment submission. The NRC will post all comment submissions at 
                    <E T="03">https://www.regulations.gov</E>
                     as well as enter the comment submissions into ADAMS. The NRC does not routinely edit comment submissions to remove identifying or contact information.
                </P>
                <P>If you are requesting or aggregating comments from other persons for submission to the NRC, then you should inform those persons not to include identifying or contact information that they do not want to be publicly disclosed in their comment submission. Your request should state that the NRC does not routinely edit comment submissions to remove such information before making the comment submissions available to the public or entering the comment into ADAMS.</P>
                <HD SOURCE="HD1">II. Introduction</HD>
                <P>The NRC is considering the issuance of an order under 10 CFR 50.80, “Transfer of licenses,” 10 CFR 70.36, “Inalienability of licenses,” 10 CFR 72.50, “Transfer of license,” and 10 CFR 110.50, “Terms,” approving the indirect transfer of control of the NRC licenses held by GEHA and GNF-A.</P>
                <P>According to the application dated May 30, 2023, as supplemented by letters dated June 20 and June 26, 2023, the application and request for NRC approval are necessitated by a proposed transaction implementing the publicly announced separation of GE into three separate companies. The application involves the second phase of this transaction in which GE will transfer its various energy-related businesses, including its ownership interests in GEHA and GNF-A, into a recently created wholly-owned subsidiary named GE Vernova, LLC. GE Vernova, LLC will later convert to a corporation (GE Vernova Corp.), will then be spun-off to GE shareholders as a publicly traded corporation, and will no longer be part of GE. With respect to the licenses held by GEHA and GNF-A, the proposed transaction will occur in two steps. First, GE Vernova, LLC will become an intermediate holding company and an indirect corporate parent of both GEHA and GNF-A. Second, after GE Vernova, LLC has been converted to a corporation, GE will distribute the shares of GE Vernova Corp. to its shareholders, as a result of which GE Vernova Corp. will become the new ultimate parent company for both GEHA and GNF-A, which, in turn, will continue to operate the facilities and hold the NRC licenses.</P>
                <P>No physical changes or operational changes associated with the licensed activities are being proposed in the application.</P>
                <P>Section 184, “Inalienability of Licenses,” of the Atomic Energy Act of 1954, as amended, states that “[n]o license granted hereunder and no right to utilize or produce special nuclear material granted hereby shall be transferred, assigned or in any manner disposed of, either voluntarily or involuntarily, directly or indirectly, through transfer of control of any license to any person, unless the Commission shall, after securing full information, find that the transfer is in accordance with the provisions of this Act, and shall give its consent in writing.” The NRC's regulations at 10 CFR 50.80, 70.36, and 72.50 provide that no license, or any right thereunder, shall be transferred, assigned, or in any manner disposed of, either voluntarily or involuntarily, directly or indirectly, through transfer of control of the license to any person, unless the Commission gives its consent in writing. The NRC's regulation at 10 CFR 110.50(d) states that a specific export license may be transferred only with the approval of the Commission by license amendment. The Commission will approve an application for the indirect transfer of a license if the Commission determines that the proposed transfer of control will not affect the qualifications of the licensee to hold the license, and that the transfer is otherwise consistent with applicable provisions of law, regulations, and orders issued by the Commission.</P>
                <HD SOURCE="HD1">III. Opportunity To Comment</HD>
                <P>
                    Within 30 days from the date of publication of this notice, persons may submit written comments regarding the license transfer application, as provided for in 10 CFR 2.1305 and 10 CFR 110.81. The Commission will consider and, if appropriate, respond to these comments, but such comments will not otherwise constitute part of the decisional record. Comments should be submitted as described in the 
                    <E T="02">ADDRESSES</E>
                     section of this document.
                </P>
                <HD SOURCE="HD1">IV. Opportunity To Request a Hearing and Petition for Leave To Intervene</HD>
                <P>Within 20 days after the date of publication of this notice, any person (petitioner) whose interest may be affected by this action may file a request for a hearing and petition for leave to intervene (petition) with respect to the action. Petitions shall be filed in accordance with the Commission's “Agency Rules of Practice and Procedure” in 10 CFR part 2. Interested persons should consult 10 CFR 2.309. If a petition is filed, the presiding officer will rule on the petition and, if appropriate, a notice of a hearing will be issued.</P>
                <P>Petitions must be filed no later than 20 days from the date of publication of this notice in accordance with the filing instructions in the “Electronic Submissions (E-Filing)” section of this document. Petitions and motions for leave to file new or amended contentions that are filed after the deadline will not be entertained absent a determination by the presiding officer that the filing demonstrates good cause by satisfying the three factors in 10 CFR 2.309(c)(1)(i) through (iii).</P>
                <P>
                    A State, local governmental body, Federally recognized Indian Tribe, or designated agency thereof, may submit 
                    <PRTPAGE P="46199"/>
                    a petition to the Commission to participate as a party under 10 CFR 2.309(h) no later than 20 days from the date of publication of this notice. Alternatively, a State, local governmental body, Federally recognized Indian Tribe, or agency thereof may participate as a non-party under 10 CFR 2.315(c).
                </P>
                <P>
                    For information about filing a petition and about participation by a person not a party under 10 CFR 2.315, see ADAMS Accession No. ML20340A053 (
                    <E T="03">https://adamswebsearch2.nrc.gov/webSearch2/main.jsp?AccessionNumber=ML20340A053</E>
                    ) and on the NRC's public website at 
                    <E T="03">https://www.nrc.gov/about-nrc/regulatory/adjudicatory/hearing.html#participate.</E>
                </P>
                <HD SOURCE="HD1">V. Electronic Submissions (E-Filing)</HD>
                <P>
                    All documents filed in NRC adjudicatory proceedings including documents filed by an interested State, local governmental body, federally recognized Indian Tribe, or designated agency thereof that requests to participate under 10 CFR 2.315(c), must be filed in accordance with 10 CFR 2.302. The E-Filing process requires participants to submit and serve all adjudicatory documents over the internet, or in some cases, to mail copies on electronic storage media, unless an exemption permitting an alternative filing method, as further discussed, is granted. Detailed guidance on electronic submissions is in the “Guidance for Electronic Submissions to the NRC” (ADAMS Accession No. ML13031A056) and on the NRC's public website at 
                    <E T="03">https://www.nrc.gov/site-help/e-submittals.html.</E>
                </P>
                <P>
                    To comply with the procedural requirements of E-Filing, at least 10 days prior to the filing deadline, the participant should contact the Office of the Secretary by email at 
                    <E T="03">Hearing.Docket@nrc.gov,</E>
                     or by telephone at 301-415-1677, to (1) request a digital identification (ID) certificate, which allows the participant (or its counsel or representative) to digitally sign submissions and access the E-Filing system for any proceeding in which it is participating; and (2) advise the Secretary that the participant will be submitting a petition or other adjudicatory document (even in instances in which the participant, or its counsel or representative, already holds an NRC-issued digital ID certificate). Based upon this information, the Secretary will establish an electronic docket for the proceeding if the Secretary has not already established an electronic docket.
                </P>
                <P>
                    Information about applying for a digital ID certificate is available on the NRC's public website at 
                    <E T="03">https://www.nrc.gov/site-help/e-submittals/getting-started.html.</E>
                     After a digital ID certificate is obtained and a docket created, the participant must submit adjudicatory documents in Portable Document Format. Guidance on submissions is available on the NRC's public website at 
                    <E T="03">https://www.nrc.gov/site-help/electronic-sub-ref-mat.html.</E>
                     A filing is considered complete at the time the document is submitted through the NRC's E-Filing system. To be timely, an electronic filing must be submitted to the E-Filing system no later than 11:59 p.m. ET on the due date. Upon receipt of a transmission, the E-Filing system timestamps the document and sends the submitter an email confirming receipt of the document. The E-Filing system also distributes an email that provides access to the document to the NRC's Office of the General Counsel and any others who have advised the Office of the Secretary that they wish to participate in the proceeding, so that the filer need not serve the document on those participants separately. Therefore, applicants and other participants (or their counsel or representative) must apply for and receive a digital ID certificate before adjudicatory documents are filed to obtain access to the documents via the E-Filing system.
                </P>
                <P>
                    A person filing electronically using the NRC's adjudicatory E-Filing system may seek assistance by contacting the NRC's Electronic Filing Help Desk through the “Contact Us” link located on the NRC's public website at 
                    <E T="03">https://www.nrc.gov/site-help/e-submittals.html,</E>
                     by email to 
                    <E T="03">MSHD.Resource@nrc.gov,</E>
                     or by a toll-free call at 1-866-672-7640. The NRC Electronic Filing Help Desk is available between 9 a.m. and 6 p.m., ET, Monday through Friday, except Federal holidays.
                </P>
                <P>Participants who believe that they have good cause for not submitting documents electronically must file an exemption request, in accordance with 10 CFR 2.302(g), with their initial paper filing stating why there is good cause for not filing electronically and requesting authorization to continue to submit documents in paper format. Such filings must be submitted in accordance with 10 CFR 2.302(b) through (d). Participants filing adjudicatory documents in this manner are responsible for serving their documents on all other participants. Participants granted an exemption under 10 CFR 2.302(g)(2) must still meet the electronic formatting requirement in 10 CFR 2.302(g)(1), unless the participant also seeks and is granted an exemption from 10 CFR 2.302(g)(1).</P>
                <P>
                    Documents submitted in adjudicatory proceedings will appear in the NRC's electronic hearing docket, which is publicly available at 
                    <E T="03">https://adams.nrc.gov/ehd,</E>
                     unless excluded pursuant to an order of the presiding officer. If you do not have an NRC-issued digital ID certificate as previously described, click “cancel” when the link requests certificates and you will be automatically directed to the NRC's electronic hearing dockets where you will be able to access any publicly available documents in a particular hearing docket. Participants are requested not to include personal privacy information such as social security numbers, home addresses, or personal phone numbers in their filings unless an NRC regulation or other law requires submission of such information. With respect to copyrighted works, except for limited excerpts that serve the purpose of the adjudicatory filings and would constitute a Fair Use application, participants should not include copyrighted materials in their submission.
                </P>
                <P>
                    The Commission will issue a notice or order granting or denying a hearing request or intervention petition, designating the issues for any hearing that will be held and designating the Presiding Officer. A notice granting a hearing will be published in the 
                    <E T="04">Federal Register</E>
                     and served on the parties to the hearing.
                </P>
                <P>For further details with respect to this application, see the application dated May 30, 2023, as supplement by letters dated June 20 and June 26, 2023 (ML23152A116, ML23171A976, and ML23177A089, respectively).</P>
                <HD SOURCE="HD1">VI. Access to Sensitive Unclassified Non-Safeguards Information for Contention Preparation</HD>
                <P>
                    Any person who desires access to proprietary, confidential commercial information that has been redacted from the application should contact the Applicants by emailing Michelle P. Catts, Senior Vice President of Regulatory Affairs, GE, at 
                    <E T="03">Michelle.Catts@GE.com</E>
                     for the purpose of negotiating a confidentiality agreement or a proposed protective order with the Applicants. If no agreement can be reached, persons who desire access to this information may file a motion with the Secretary and addressed to the Commission that requests the issuance of a protective order.
                </P>
                <SIG>
                    <DATED>Dated: July 13, 2023.</DATED>
                    <PRTPAGE P="46200"/>
                    <P>For the Nuclear Regulatory Commission.</P>
                    <NAME>Shana R. Helton,</NAME>
                    <TITLE>Director, Division of Fuel Management, Office of Nuclear Material Safety and Safeguards.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15210 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7590-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">NUCLEAR REGULATORY COMMISSION</AGENCY>
                <DEPDOC>[Docket No. 50-320; NRC-2023-0117]</DEPDOC>
                <SUBJECT>TMI-2 Solutions, LLC; Three Mile Island Nuclear Station, Unit 2</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Nuclear Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Exemption; issuance.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Nuclear Regulatory Commission (NRC) has issued an exemption in response to a request dated May 17, 2023, from TMI-2 Solutions, LLC (TMI-2S), for the Three Mile Island Nuclear Station, Unit 2 (TMI-2), that permits TMI-2S to investigate, trace, and report to the NRC any low-level radioactive waste shipment or part of a shipment for which acknowledgement of receipt is not received by TMI-2S within 45 days after transfer, rather than the 20 day requirement that is currently delineated in the NRC's regulations.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The exemption was issued on July 5, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Please refer to Docket ID NRC-2023-0117 when contacting the NRC about the availability of information regarding this document. You may obtain publicly available information related to this document using any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Federal Rulemaking Website:</E>
                         Go to 
                        <E T="03">https://www.regulations.gov</E>
                         and search for Docket ID NRC-2023-0117. Address questions about Docket IDs in 
                        <E T="03">Regulations.gov</E>
                         to Stacy Schumann; telephone: 301-415-0624; email: 
                        <E T="03">Stacy.Schumann@nrc.gov.</E>
                         For technical questions, contact the individual listed in the 
                        <E T="02">For Further Information Contact</E>
                         section of this document.
                    </P>
                    <P>
                        • 
                        <E T="03">NRC's Agencywide Documents Access and Management System (ADAMS):</E>
                         You may obtain publicly available documents online in the ADAMS Public Documents collection at 
                        <E T="03">https://www.nrc.gov/reading-rm/adams.html.</E>
                         To begin the search, select “Begin Web-based ADAMS Search.” For problems with ADAMS, please contact the NRC's Public Document Room (PDR) reference staff at 1-800-397-4209, at 301-415-4737, or by email to 
                        <E T="03">PDR.Resource@nrc.gov.</E>
                         The ADAMS accession number for each document referenced (if it is available in ADAMS) is provided the first time that it is mentioned in this document.
                    </P>
                    <P>
                        • 
                        <E T="03">NRC's PDR:</E>
                         The PDR, where you may examine and order copies of publicly available documents, is open by appointment. To make an appointment to visit the PDR, please send an email to 
                        <E T="03">PDR.Resource@nrc.gov</E>
                         or call 1-800-397-4209 or 301-415-4737, between 8 a.m. and 4 p.m. eastern time (ET), Monday through Friday, except Federal holidays.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Amy M. Snyder, Office of Nuclear Material Safety and Safeguards, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001; telephone: 301-415-6822, email: 
                        <E T="03">Amy.Snyder@nrc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The text of the exemption is attached.</P>
                <SIG>
                    <DATED>Dated: July 14, 2023.</DATED>
                    <P>For the Nuclear Regulatory Commission.</P>
                    <NAME>Shaun M. Anderson,</NAME>
                    <TITLE>Chief, Reactor Decommissioning Branch, Division of Decommissioning, Uranium Recovery and Waste Programs, Office of Nuclear Material Safety and Safeguards.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Attachment—Exemption.</HD>
                <EXTRACT>
                    <HD SOURCE="HD1">NUCLEAR REGULATORY COMMISSION</HD>
                    <HD SOURCE="HD1">Docket No. 50-320</HD>
                    <HD SOURCE="HD1">TMI-2Solutions, LLC</HD>
                    <HD SOURCE="HD1">Three Mile Island Station, Unit 2</HD>
                    <HD SOURCE="HD1">Exemption From Certain Low-Level Waste Shipment Tracking Requirements</HD>
                    <HD SOURCE="HD1">I. Background</HD>
                    <P>The U.S. Nuclear Regulatory Commission (NRC, the Commission) license for Three Mile Island Station, Unit 2 (TMI-2) is Possession Only License No. DPR-73. TMl-2Solutions, LLC (TMI-2S) is the holder of Possession Only License (POL) No. DPR-73 for Three Mile Island Nuclear Station, Unit No. 2 (TMI-2). The POL provides, among other things, that the facility is subject to all rules, regulations, and orders of the NRC now or hereafter in effect. TMI-2 is located in Dauphin County, Pennsylvania.</P>
                    <P>
                        TMI-2S is currently decommissioning the TMI-2 facility. Inherent to the decommissioning process, large volumes of low-level radioactive waste are generated. This low-level radioactive waste requires processing and disposal or disposal without processing, as appropriate. To this end, TMI-2S will transport, by truck or by mixed mode shipments like a combination of truck and rail, low-level radioactive waste from TMI-2 to locations such as waste disposal facilities owned by Energy
                        <E T="03">Solutions</E>
                         in Clive, Utah, and Waste Control Specialists in Andrews, TX.
                    </P>
                    <HD SOURCE="HD1">II. Request/Action</HD>
                    <P>By letter dated May 17, 2023, TMI-2 Solutions, LLC (TMI-2S) submitted an exemption request (Agencywide Document Access and Management System (ADAMS) Accession No. ML23137A282). TMI-2S requests an exemption from certain requirements of 10 CFR 20, appendix G, section III.E, “Requirements for Transfers of Low-Level Radioactive Waste Intended for Disposal at Licensed Land Disposal Facilities and Manifests.” Specifically, TMI-2S requests an exemption from the requirement to investigate and report to the Nuclear Regulatory Commission (NRC) when notification of receipt of a shipment, or part of a shipment, of low-level radioactive waste is not received within 20 days after transfer. TMI-2S is requesting that the time to receive acknowledgement that a shipment has been received by the intended recipient be extended from 20 days to 45 days for low-level radioactive waste shipments from the TMI-2 facility. Further, TMI-2S states that the requested exemption would be applicable to shipments from TMI-2 by rail or by mixed transportation modes, such as a combination of truck/rail shipments.</P>
                    <HD SOURCE="HD1">III. Discussion</HD>
                    <P>The NRC's regulations at 10 CFR 20.2301, “Applications for exemptions,” allow the Commission to grant exemptions from the requirements of the regulations in 10 CFR part 20 if it determines the exemption is authorized by law and would not result in undue hazard to life or property.</P>
                    <HD SOURCE="HD2">A. The Exemption is Authorized by Law</HD>
                    <P>The requested exemption from 10 CFR part 20, appendix G, section III.E would extend the receipt acknowledgment period from 20 days to 45 days before TMI-2S would have to investigate, trace, and report on the status of a low-level radioactive waste shipment being transported from TMI-2 to a licensed low-level radioactive waste processing or land disposal facility. As stated above, 10 CFR 20.2301 allows the NRC to grant exemptions from the requirements of 10 CFR part 20 when, in part, the exemptions are authorized by law. The NRC determined that the requested exemption is permissible under the Atomic Energy Act of 1954, as amended, and other regulatory requirements. Therefore, the NRC finds that the requested exemption is authorized by law.</P>
                    <HD SOURCE="HD2">B. The Exemption Would Not Result in Undue Hazard to Life or Property</HD>
                    <P>As stated in Enclosure 1 to SECY-18-0055, “Proposed Rule: Regulatory Improvements for Production and Utilization Facilities Transitioning to Decommissioning” (ADAMS Package Accession No. ML18012A019), the underlying purpose of 10 CFR part 20, appendix G, section III.E is to require licensees to investigate, trace, and report on low-level radioactive waste shipments that have not reached their destination, as scheduled, for unknown reasons.</P>
                    <P>
                        In its exemption request, TMI-2S stated that for rail shipments from TMI-2, a tracking system will be utilized that allows daily monitoring of a shipment's progress to its destination. Shipping procedures prescribe the expectations for tracking and communications during transit. As a result of these controls that will remain in place during the extended time, granting an exemption to TMI-2S for shipments of low-level radioactive waste to disposal facilities 
                        <PRTPAGE P="46201"/>
                        or waste processors from 20 to 45 days will not result in an undue hazard to life or property. In its exemption request, TMI-2S stated that it will be transporting low-level radioactive waste from the TMI-2 facility to distant locations such as the waste disposal facilities owned by Energy
                        <E T="03">Solutions</E>
                         in Clive, Utah, and Waste Control Specialists in Andrews, TX. TMI-2 plans to ship most of the waste to these disposal facilities or intermediate processors by rail. TMI-2S stresses that industry experience from other decommissioning projects shipping large quantities of low level radwaste to offsite disposal facilities, has shown that rail and mixed mode shipments can routinely take longer than 20 days, resulting in an excessive administrative burden due to the required investigations and reporting. Further, TMI-2S states that there are various reasons for these delays that cannot be anticipated or avoided and that are beyond the control of the shipper. Extending the time for receipt notification to 45 days before requiring investigation and reporting is a reasonable upper limit on shipment duration if a shipment is delayed, and does not create an undue hazard to life or property.
                    </P>
                    <P>
                        In support of its exemption request, TMI-2S identified the NRC staff statement in Enclosure 1 to SECY-18-0055 that “operating experience indicates that, while the 20-day receipt notification window is adequate for waste shipments by truck, other modes of shipment such as rail, barge, or mixed-mode shipments, such as combinations of truck and rail, barge and rail, and barge and truck shipments, may take more than 20 days to reach their destination due to delays in the route that are outside the shipper's control (
                        <E T="03">e.g.,</E>
                         rail cars in switchyards waiting to be included in a complete train to the disposal facility).” On this basis, the NRC staff proposed to amend 10 CFR part 20, appendix G, section III.E requirement to extend the receipt notification window to 45 days. TMI-2S also stated that its exemption request is similar to those previously submitted to and approved by the NRC for San Onofre Nuclear Generating Station (ML20287A358), Fort Calhoun Station (ML20162A155), Vermont Yankee Nuclear Power Station (ML20017A069), La Crosse Boiling Water Reactor (ML17124A210), and Zion Nuclear Power Station (ML15008A417). Also, TMI-2S states that “[B]ased on ample industry decommissioning experience, TMI-2S anticipates the total transit time between when a waste shipment leaves the TMI-2 site until verification of receipt is received for the shipment at the waste disposal facility will, at times, exceed 20 days. The NRC staff note that all of the licensees that requested and were granted this exemption, previously had at least once missed 20-day receipt notification window. The NRC staff believe that due to the location of TMI-2 to low level waste disposal facilities (located at West) and the use or the rail system, that it is likely that without the exemption, TMI-2 would likely be in a similar situation to the licensees referenced above due to the rail transport system practices. Such rail delays, though, is not indicative of loss, but has shown in the past by other licensees to be a consequence of the complexity involved in shipping by rail.
                    </P>
                    <P>TMI-2S further stated that although the proposed exemption from certain reporting requirements of 10 CFR 20, appendix G, section III.E is unrelated to any facility operation. TMII-2S said in its request that it will request daily updates be provided identifying the location of the shipment from the appropriate carrier. As a result, TMI-2S explains that it will be unlikely that a shipment could be lost, misdirected, or diverted without the knowledge of the carrier or TMI-2S personnel. According to TMI-2S, exceeding the 20-day requirement results in the “excessive administrative burden” of investigating and reporting, even though the shipments continue to be under requisite controls.</P>
                    <P>The NRC staff notes that the shipments are compliant with the Department of Transportation and NRC requirements for low-level radioactive waste packaging, placarding, and radiation levels for health and safety purposes during transit, including during switchyard staging. Therefore, there are no potential health or safety concerns associated with these shipments sitting in a switchyard for an extended period of time or taking more than 20 days overall.</P>
                    <P>Based on the history of low-level radioactive waste shipments from other Nuclear Power Plants in decommissioning and the lack of potential health or safety concerns associated with these shipments sitting in a switchyard for an extended period of time or taking more than 20 days overall, the need to investigate, trace, and report on these shipments that take longer than 20 days but not longer than 45 days is inappropriate. The NRC staff believes that the application of 45 days as an upper bound is appropriate for the same reasons as presented in Enclosure 1 to SECY-18-0055.</P>
                    <P>Additionally, as indicated in the exemption request, for truck and rail shipments from TMI-2, TMI-2S will use a tracking system that allows daily monitoring of a shipment's progress to its destination and TMI-2 shipping procedures prescribe the expectations for tracking and communications during transit. The NRC staff notes that this will allow for monitoring the progress of shipments on a daily basis, if needed, in lieu of the 20-day requirement, and will initiate an investigation as provided for by 10 CFR part 20, appendix G, section III.E after 45 days. Because of this oversight and the ability to monitor low-level radioactive waste shipments throughout the entire journey from TMI-2 to a disposal or processing facility, the staff concludes that it is unlikely that a shipment could be lost, misdirected, or diverted without the knowledge of the carrier or TMI-2S and that, therefore, there is no potential health or safety concern presented by the requested exemption. Furthermore, by extending the time for receipt acknowledgment to 45 days before requiring investigations, tracing, and reporting, a reasonable upper limit on shipment duration is maintained in the event that a breakdown of normal tracking systems was to occur.</P>
                    <P>Based on the above, the NRC staff finds that the requested exemption would not result in undue hazard to life or property.</P>
                    <HD SOURCE="HD2">C. Environmental Considerations</HD>
                    <P>With respect to compliance with section 102(2) of the National Environmental Policy Act of 1969, as amended (NEPA), the NRC staff has determined that the proposed action, the approval of the TMI-2S exemption request, is within the scope of the categorical exclusion at 10 CFR 51.22(c)(25). The proposed granting of the exemption from certain requirements of the NRC's regulations at 10 CFR part 20, appendix G, section III.E, would: (i) present no significant hazards consideration; (ii) not result in a significant change in the types or significant increase in the amounts of any effluents that may be released offsite; (iii) not result in a significant increase in individual or cumulative public or occupational radiation exposure; (iv) have no significant construction impact; and (v) not result in a significant increase in the potential for or consequences from radiological accidents. Additionally, the requirements from which the exemption is sought involve reporting requirements under 10 CFR 51.22(c)(25)(vi)(B) and inspection or surveillance requirements under 10 CFR 51.22(c)(25)(vi)(C). Given the applicability of a relevant categorical exclusion, no further analysis is required under NEPA.</P>
                    <HD SOURCE="HD1">IV. Conclusions</HD>
                    <P>Accordingly, the Commission has determined that, pursuant to 10 CFR 20.2301, the exemption is authorized by law and will not result in undue hazard to life or property. Therefore, effective immediately, the Commission hereby grants TMI-2S an exemption from 10 CFR part 20, appendix G, section III.E, to extend the receipt of notification period from 20 days to 45 days after transfer for rail or mixed-mode shipments of low-level radioactive waste from TMI-2 to a licensed land disposal or processing facility.</P>
                    <P>Dated: July 5, 2023.</P>
                    <P>For the Nuclear Regulatory Commission.</P>
                    <HD SOURCE="HD2">/RA/</HD>
                    <FP>Jane E. Marshall, </FP>
                    <FP>
                        <E T="03">Director, Division of Decommissioning, Uranium Recovery and Waste Programs, Office of Nuclear Material Safety and Safeguards.</E>
                    </FP>
                </EXTRACT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15331 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7590-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">POSTAL SERVICE</AGENCY>
                <SUBJECT>Product Change—Priority Mail, First-Class Package Service &amp; Parcel Select Negotiated Service Agreement</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>
                        Postal Service
                        <E T="51">TM</E>
                        .
                    </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Postal Service gives notice of filing a request with the Postal Regulatory Commission to add a domestic shipping services contract to the list of Negotiated Service Agreements in the Mail Classification Schedule's Competitive Products List.</P>
                </SUM>
                <DATES>
                    <PRTPAGE P="46202"/>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Date of required notice:</E>
                         July 19, 2023.
                    </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Sean C. Robinson, 202-268-8405.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The United States Postal Service® hereby gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on July 14, 2023, it filed with the Postal Regulatory Commission a 
                    <E T="03">Request of the United States Postal Service to Add Priority Mail, First-Class Package Service &amp; Parcel Select Contract 34 to Competitive Product List.</E>
                     Documents are available at 
                    <E T="03">www.prc.gov,</E>
                     Docket Nos. MC2023-183, CP2023-187.
                </P>
                <SIG>
                    <NAME>Sean C. Robinson,</NAME>
                    <TITLE>Attorney, Corporate and Postal Business Law.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15336 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7710-12-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-97901; File No. SR-EMERALD-2023-15]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule</SUBJECT>
                <DATE>July 13, 2023.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) 
                    <SU>1</SU>
                    <FTREF/>
                     of the Securities Exchange Act of 1934 (the “Act”) 
                    <SU>2</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>3</SU>
                    <FTREF/>
                     notice is hereby given that, on June 29, 2023, MIAX Emerald, LLC (“MIAX Emerald” or “Exchange”) filed with the Securities and Exchange Commission (the “Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         15 U.S.C. 78a.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>The Exchange is filing a proposal to amend the MIAX Emerald Fee Schedule (“Fee Schedule”).</P>
                <P>
                    The text of the proposed rule change is available on the Exchange's website at 
                    <E T="03">https://www.miaxglobal.com/markets/us-options/emerald-options/rule-filings,</E>
                     at MIAX's principal office, and at the Commission's Public Reference Room.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>The Exchange proposes to amend the exchange groupings of options exchanges within the routing fee table in Section 1)b) of the Fee Schedule, Fees for Customer Orders Routed to Another Options Exchange, to adjust the groupings of options exchanges and to adopt new routing fees.</P>
                <P>
                    Currently, the Exchange assesses routing fees based upon (i) the origin type of the order, (ii) whether or not it is an order for standard option classes in the Penny Interval Program 
                    <SU>4</SU>
                    <FTREF/>
                     (“Penny classes”) or an order for standard option classes which are not in the Penny Interval Program (“Non-Penny classes”) (or other explicitly identified classes), and (iii) to which away market it is being routed. This assessment practice is identical to the routing fees assessment practice currently utilized by the Exchange's affiliates, Miami International Securities Exchange, LLC (“MIAX Options”) and MIAX PEARL, LLC (“MIAX Pearl”). This is also similar to the methodology utilized by the Cboe BZX Exchange, Inc. (“Cboe BZX Options”), a competing options exchange, in assessing routing fees. Cboe BZX Options has exchange groupings in its fee schedule, similar to those of the Exchange, whereby several exchanges are grouped into the same category, dependent upon the order's origin type and whether it is a Penny or Non-Penny class.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Exchange Rule 510(c).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Cboe U.S. Options Fee Schedules, BZX Options, effective May 15, 2023, “Fee Codes and Associated Fees,” at 
                        <E T="03">https://www.cboe.com/us/options/membership/fee_schedule/bzx/.</E>
                    </P>
                </FTNT>
                <P>
                    As a result of conducting a periodic review of the current transaction fees and rebates charged by away markets, the Exchange has determined to amend the exchange groupings of options exchanges within the routing fee table to better reflect the associated costs of routing customer orders to those options exchanges for execution. Specifically, the Exchange is proposing to create a separate group for Nasdaq MRX as a result of a recent proposal by that exchange to amend its fee schedule.
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         The Nasdaq MRX proposal (SR-MRX-2023-11) amends their fee schedule to change the Taker Fee in Penny symbols in Tier 1 from $0.00 to $0.15 for Priority Customer Orders and from $0.00 in Tier 1 for Priority Customer Orders in Non-Penny symbols to $0.35.
                    </P>
                </FTNT>
                <P>The Exchange now proposes to adopt a new row for “Routed, Priority Customer, Penny Program,” and to adopt a new associated fee of $0.30. Additionally, the Exchange proposes to adopt new row for, “Routed, Priority Customer, Non-Penny Program,” and to adopt a new associated fee of $0.50.</P>
                <P>
                    The Exchange also proposes to amend the first row in the first column of the table identified as, “Routed, Priority Customer, Penny Program,” to relocate Nasdaq MRX from the first row of the table to the new proposed row also identified as “Routed, Priority Customer, Penny Program.” The impact of this proposed change will be that the routing fee for Priority Customer Orders 
                    <SU>7</SU>
                    <FTREF/>
                     in the Penny Program that are routed to Nasdaq MRX, will increase from $0.15 to $0.30.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         The term “Priority Customer Order” means an order for the account of a Priority Customer. 
                        <E T="03">See</E>
                         Exchange Rule 100. The term “Priority Customer” means a person or entity that (i) is not a broker or dealer in securities, and (ii) does not place more than 390 orders in listed options per day on average during a calendar month for its own beneficial account(s). 
                        <E T="03">See</E>
                         Exchange Rule 100.
                    </P>
                </FTNT>
                <P>The Exchange also proposes to amend the exchange groupings in the third row of the table, identified as “Routed, Priority Customer, Non-Penny Program,” to relocate Nasdaq MRX Options from the third row of the table to the new proposed row, also identified as “Routed, Priority Customer, Non-Penny Program.” The impact of this proposed change will be that the routing fee for Priority Customer Orders in the Non-Penny Program that are routed to Nasdaq MRX Options will increase from $0.15 to $0.50. The purpose of the proposed rule change is to adjust the routing fee for Priority Customer Orders routed to the Nasdaq MRX options exchange to reflect the associated costs for that routed execution in Penny and Non-Penny Classes as a result of the recent fee schedule change made by Nasdaq MRX.</P>
                <P>
                    Accordingly, with the proposed changes, the routing fee table will be:
                    <PRTPAGE P="46203"/>
                </P>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s200,12">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Description</CHED>
                        <CHED H="1">Fees</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Penny Program, to: NYSE American, BOX, Cboe, Cboe EDGX Options, MIAX, Nasdaq PHLX (except SPY)</ENT>
                        <ENT>$0.15</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Penny Program, to: Nasdaq MRX</ENT>
                        <ENT>0.30</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Penny Program, to: NYSE Arca Options, Cboe BZX Options, Cboe C2, Nasdaq GEMX, Nasdaq ISE, NOM, Nasdaq PHLX (SPY only), MIAX Pearl, Nasdaq BX Options</ENT>
                        <ENT>0.65</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Non-Penny Program, to: NYSE American, BOX, Cboe, Cboe EDGX Options, MIAX, Nasdaq ISE, Nasdaq PHLX</ENT>
                        <ENT>0.15</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Non-Penny Program, to: Nasdaq MRX</ENT>
                        <ENT>0.50</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Non-Penny Program, to: NYSE Arca Options, Cboe BZX Options, Cboe C2, MIAX Pearl, Nasdaq GEMX, NOM, Nasdaq BX Options</ENT>
                        <ENT>1.00</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Public Customer that is not a Priority Customer, Penny Program, to: NYSE American, NYSE Arca Options, Cboe BZX Options, BOX, Cboe, Cboe C2, Cboe EDGX Options, Nasdaq GEMX, Nasdaq ISE, Nasdaq MRX, MIAX, MIAX Pearl, NOM, Nasdaq PHLX, Nasdaq BX Options</ENT>
                        <ENT>0.65</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Public Customer that is not a Priority Customer, Non-Penny Program, to: MIAX, NYSE American, Cboe, Nasdaq PHLX, Cboe EDGX Options</ENT>
                        <ENT>1.00</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Public Customer that is not a Priority Customer, Non-Penny Program, to: Cboe C2, BOX, NOM, Nasdaq ISE</ENT>
                        <ENT>1.15</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Public Customer that is not a Priority Customer, Non-Penny Program, to: Cboe BZX Options, NYSE Arca Options, Nasdaq GEMX, Nasdaq MRX, Nasdaq BX Options, MIAX Pearl</ENT>
                        <ENT>1.25</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    In determining to amend its routing fees the Exchange took into account transaction fees and rebates assessed by the away market to which the Exchange routes orders, as well as the Exchange's clearing costs, administrative, regulatory, and technical costs associated with routing orders to an away market. The Exchange uses unaffiliated routing brokers to route orders to the away markets; the costs associated with the use of these services are included in the routing fees specified in the Fee Schedule. This routing fees structure is not only similar to the Exchange's affiliates, MIAX Pearl and MIAX Options, but is also comparable to the structure in place at Cboe BZX Options,
                    <SU>8</SU>
                    <FTREF/>
                     a competing options exchange. The Exchange's routing fee structure approximates the Exchange's costs associated with routing orders to away markets. The per-contract transaction fee amount associated with each grouping closely approximates the Exchange's all-in cost (plus an additional, non-material amount) 
                    <SU>9</SU>
                    <FTREF/>
                     to execute that corresponding contract at that corresponding exchange. The Exchange notes that in determining whether to adjust certain groupings of options exchanges in the routing fee table, the Exchange considered the transaction fees and rebates assessed by away markets, and determined to amend the grouping of exchanges that assess transaction fees for routed orders within a similar range. This same logic and structure applies to all of the groupings in the routing fee table. By utilizing the same structure that is utilized by the Exchange's affiliates, MIAX Pearl and MIAX Options, the Exchange's Members 
                    <SU>10</SU>
                    <FTREF/>
                     will be assessed routing fees in a similar manner. The Exchange believes that this structure will minimize any confusion as to the method of assessing routing fees between the three exchanges. The Exchange notes that its affiliates, MIAX Pearl and MIAX Options, will file to make the same proposed routing fee changes contained herein.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See supra</E>
                         note 4. The Cboe BZX Options fee schedule has exchange groupings, whereby several exchanges are grouped into the same category, dependent on the order's Origin type and whether it is a Penny or Non-Penny class. For example, Cboe BZX Options fee code RR covers routed customer orders in Non-Penny classes to NYSE Arca, Cboe C2, Nasdaq ISE, Nasdaq Gemini, MIAX Emerald, MIAX Pearl, or NOM, with a single fee of $1.25 per contract.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         This amount is to cover de minimis differences/changes to away market fees (
                        <E T="03">i.e.,</E>
                         minor increases or decreases) that would not necessitate a fee filing by the Exchange to re-categorize the away exchange into a different grouping. Routing fees are not intended to be a profit center for the Exchange and the Exchange's target regarding routing fees and expenses is to be as close as possible to net neutral.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         The term “Member” means an individual or organization approved to exercise the trading rights associated with a Trading Permit. Members are deemed “members” under the Exchange Act. 
                        <E T="03">See</E>
                         Exchange Rule 100.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Implementation</HD>
                <P>The proposed rule change will become operative on July 1, 2023.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that its proposal to amend its Fee Schedule is consistent with Section 6(b) of the Act 
                    <SU>11</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Section 6(b)(4) of the Act 
                    <SU>12</SU>
                    <FTREF/>
                     in particular, in that it is an equitable allocation of reasonable dues, fees, and other charges among its members and issuers and other persons using its facilities. The Exchange also believes the proposal furthers the objectives of Section 6(b)(5) of the Act 
                    <SU>13</SU>
                    <FTREF/>
                     in that it is designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general to protect investors and the public interest and is not designed to permit unfair discrimination between customers, issuers, brokers and dealers.
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         15 U.S.C. 78f(b)(4).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <P>
                    The Exchange believes the proposed change to the exchange groupings of options exchanges within the routing fee table furthers the objectives of Section 6(b)(4) of the Act and is reasonable, equitable and not unfairly discriminatory because the proposed change will continue to apply in the same manner to all Members that are subject to routing fees. The Exchange believes the proposed change to the routing fee table exchange groupings furthers the objectives of Section 6(b)(5) of the Act and is designed to promote just and equitable principles of trade and is not unfairly discriminatory because the proposed change seeks to recoup costs that are incurred by the Exchange when routing Priority Customer Orders to away markets on behalf of Members and does so in the same manner for all Members that are subject to routing fees. The costs to the Exchange to route orders to away markets for execution primarily includes transaction fees and rebates assessed by the away markets to which the Exchange routes orders, in addition to the Exchange's clearing costs, administrative, regulatory and technical costs. The Exchange believes that the proposed re-categorization of certain exchange groupings would enable the Exchange to recover the costs it incurs to route orders to the Nasdaq MRX options exchange. The per-contract transaction fee amount associated with each grouping approximates the Exchange's all-in cost (plus an additional, non-material amount) to 
                    <PRTPAGE P="46204"/>
                    execute the corresponding contract at the corresponding exchange.
                </P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>
                    The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act. The Exchange's proposed re-categorization of certain exchange groupings is intended to enable the Exchange to recover the costs it incurs to route orders to away markets, particularly Nasdaq MRX. The Exchange does not believe that this proposal imposes any unnecessary burden on competition because it seeks to recoup costs incurred by the Exchange when routing orders to away markets on behalf of Members and notes that at least one other options exchange has a similar routing fee structure.
                    <SU>14</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See supra</E>
                         note 4.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>Written comments were neither solicited nor received.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The foregoing rule change has become effective pursuant to Section 19(b)(3)(A)(ii) of the Act,
                    <SU>15</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(2) 
                    <SU>16</SU>
                    <FTREF/>
                     thereunder. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         15 U.S.C. 78s(b)(3)(A)(ii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         17 CFR 240.19b-4(f)(2).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-EMERALD-2023-15 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-EMERALD-2023-15. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-EMERALD-2023-15 and should be submitted on or before August 9, 2023.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>17</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>17</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>J. Matthew DeLesDernier,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15269 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-97898; File No. SR-FINRA-2023-010]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Provide Relief Relating to Specified Option Transactions Under FINRA Rule 4210 (Margin Requirements)</SUBJECT>
                <DATE>July 13, 2023.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on June 30, 2023, the Financial Industry Regulatory Authority, Inc. (“FINRA”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by FINRA. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>FINRA is proposing to amend FINRA Rule 4210 (Margin Requirements) to provide margin relief for specified index option transactions, known as “protected options,” and to make other minor conforming revisions with regard to the margin relief.</P>
                <P>
                    The text of the proposed rule change is available on FINRA's website at 
                    <E T="03">http://www.finra.org,</E>
                     at the principal office of FINRA and at the Commission's Public Reference Room.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>
                    In its filing with the Commission, FINRA included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. FINRA has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.
                    <PRTPAGE P="46205"/>
                </P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    Cboe Exchange, Inc. (“Cboe” or the “Exchange”) filed with the SEC a proposed rule change to amend Cboe Rule 10.3 regarding margin requirements related to cash-settled index options written against exchange-traded funds (“ETF(s)”) that track the same index underlying the option.
                    <SU>3</SU>
                    <FTREF/>
                     The SEC has approved Cboe's proposed rule change.
                    <SU>4</SU>
                    <FTREF/>
                     Cboe Rule 10.3 sets forth margin requirements, and certain exceptions to those requirements, that apply to the customers of Trading Permit Holders (“TPHs”).
                    <SU>5</SU>
                    <FTREF/>
                     Cboe stated that, under paragraph (c)(5) of Rule 10.3, TPHs generally are required to obtain from a customer, and maintain, a margin deposit for short cash-settled index options in an amount equal to 100% of the current market value of the option plus 15% (if overlying a broad-based index) or 20% (if overlying a narrow-based index) of the amount equal to the index value multiplied by the index multiplier minus the amount, if any, by which the option is out-of-the-money.
                    <SU>6</SU>
                    <FTREF/>
                     Cboe stated the minimum margin required for such an option is 100% of the option current market value plus 10% of the index value multiplied by the index multiplier for a call or 10% of the exercise price multiplied by the index multiplier for a put.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 96395 (November 28, 2022), 87 FR 74199 (December 2, 2022) (Notice of Filing of a Proposed Rule Change to Amend Rule 10.3 Regarding Margin Requirements; File No. SR-CBOE-2022-058) (“Cboe Proposal”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 97019 (March 2, 2023), 88 FR 14416 (March 8, 2023) (Order Approving a Proposed Rule Change to Amend Rule 10.3 Regarding Margin Requirements; File No. SR-CBOE-2022-058) (“Cboe Approval Order”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Under Cboe rules, a TPH is a holder of a license to access the facilities of the Exchange for the purpose of effecting transactions in securities traded on the Exchange without the services of another person acting as broker.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         Cboe noted that the out-of-the-money amount for a call is any excess of the aggregate exercise price of the option or warrant over the product of the current (spot or cash) index value and the applicable multiplier. The out-of-the-money amount for a put is any excess of the product of the current (spot or cash) index value and the applicable multiplier over the aggregate exercise price of the option or warrant. 
                        <E T="03">See</E>
                         Cboe Proposal, 87 FR 74199, 74201 n.8.
                    </P>
                </FTNT>
                <P>
                    The Cboe rule change establishes a new exception to these requirements that Cboe stated is tailored to a “protected option” strategy, as set forth in new paragraph (c)(5)(C)(iv)(e) under Cboe Rule 10.3.
                    <SU>7</SU>
                    <FTREF/>
                     Subject to specified conditions, the exception is applicable to short option positions or warrants on indexes that are offset by positions in an underlying stock basket, non-leveraged index mutual fund, or non-leveraged ETF that is based on the same index option.
                    <SU>8</SU>
                    <FTREF/>
                     Cboe stated it believes that the rule change will help reduce operational costs for customers that use the protected option strategy, while at the same time providing an effective safeguard against the risk of a short option position.
                    <SU>9</SU>
                    <FTREF/>
                     Similarly, in approving Cboe's rule change, the SEC stated it believes the rule change will facilitate the use of protected options and reduce associated costs and burdens.
                    <SU>10</SU>
                    <FTREF/>
                     In the interest of regulatory harmony and ensuring that the potential benefits of protected option treatment are available to FINRA members and their customers, FINRA is proposing to conform FINRA's margin rule to the new provisions adopted by Cboe and to make other minor conforming revisions.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         Cboe Proposal, 87 FR 74199, 74200.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         Cboe distinguishes the “protected option” strategy from a “covered call,” which is a strategy of writing an option against a position in an underlying security and is addressed by separate margin requirements under Cboe rules. 
                        <E T="03">See</E>
                         Cboe Proposal, 87 FR 74199, 74201.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See</E>
                         Cboe Proposal, 87 FR 74199, 74203.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See</E>
                         Cboe Approval Order, 88 FR 14416, 14418.
                    </P>
                </FTNT>
                <P>
                    Specifically, FINRA proposes to establish under Rule 4210 new paragraph (f)(2)(H)(v)f. (“Protected Options”).
                    <SU>11</SU>
                    <FTREF/>
                     The new paragraph would provide that
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See</E>
                         Exhibit 5.
                    </P>
                </FTNT>
                <P>
                    when an index call (put) option or warrant is carried “short” (the “protected option or warrant position”) and there is carried in the same account a long (short) position in an underlying stock basket, non-leveraged index mutual fund or non-leveraged ETF (each, referred to as the “protection”) that is based on the same index underlying the index option or warrant, the protected option or warrant position is not subject to the requirements set forth in paragraphs (f)(2)(E)(i) and (f)(2)(E)(iii) of Rule 4210 
                    <SU>12</SU>
                    <FTREF/>
                     if the following conditions, which conform to the Cboe rule, are met:
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         The exception from the margin requirements under Cboe's new rule is as to the margin requirements set forth in Cboe Rule 10.3(c)(5)(A), which sets forth margin requirements for listed options. Paragraph (f)(2)(E)(i) under FINRA Rule 4210 correspondingly addresses listed options and is virtually identical to the Cboe provisions. Paragraph (f)(2)(E)(iii) under Rule 4210 addresses margin requirements for over-the-counter (“OTC”) products. As such, FINRA is proposing to include both listed and OTC products within the scope of the exception. Both types of products would be subject to the conditions specified under the rule which, again, are virtually identical to Cboe's provisions. FINRA believes this harmonized approach to both listed and OTC options is appropriate for purposes of the rule change so as to broaden availability of the benefits of the protected option strategy to, for example, non-Cboe FINRA members. This would thereby prevent a potential gap between listed and OTC options.
                    </P>
                </FTNT>
                <P>1. When the protected option or warrant position is created, the absolute value of the protection is not less than 100 percent of the aggregate current underlying index value associated with the protected option or warrant position determined at either:</P>
                <P>A. The time the order that created the protected option or warrant position was entered or executed; or</P>
                <P>B. The close of business on the trading day the protected option or warrant position was created;</P>
                <P>2. The absolute value of the protection is at no time less than 95 percent of the aggregate current underlying index value associated with the protected option or warrant position; and</P>
                <P>3. Margin is maintained in an amount equal to the greater of:</P>
                <P>A. The amount, if any, by which the aggregate current underlying index value is above (below) the aggregate exercise price of the protected call (put) option or warrant position; or</P>
                <P>B. The amount, if any, by which the absolute value of the protection is below 100 percent of the aggregate current underlying index value associated with the protected option or warrant.</P>
                <P>
                    In proposing the margin exception for protected options, Cboe noted that the exception is not intended to and does not apply to leveraged instruments.
                    <SU>13</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See</E>
                         Cboe Proposal, 87 FR 74199, 74201; 
                        <E T="03">see also</E>
                         Cboe Approval Order, 88 FR 14416, 14417.
                    </P>
                </FTNT>
                <P>In addition, FINRA is proposing minor revisions to paragraphs (f)(2)(H)(v)a. through d. under Rule 4210 to conform with the usage of the term “in the same account” as used in proposed paragraph (f)(2)(H)(v)f. Specifically:</P>
                <P>• In paragraph (f)(2)(H)(v)a., the phrase “in an account in which there is also carried . . .” would be changed to read “in the same account as . . .”</P>
                <P>• In paragraphs (f)(2)(H)(v)b. through d., the phrase “is also carried with . . .” would be changed to read “there is carried in the same account . . .”</P>
                <P>FINRA believes these changes are appropriate because they clarify the rule text and conform with the new proposed protected option provisions.</P>
                <P>
                    If the Commission approves the proposed rule change, FINRA will announce the effective date of the proposed rule change in a 
                    <E T="03">Regulatory Notice.</E>
                     The effective date will be no later than 30 days following publication of the 
                    <E T="03">Regulatory Notice</E>
                     announcing 
                    <PRTPAGE P="46206"/>
                    Commission approval of the proposed rule change.
                    <SU>14</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         FINRA notes that the proposed rule change would not impact funding portal members and would not impact members that have elected to be treated as capital acquisition brokers (“CABs”). These members are not subject to Rule 4210.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    FINRA believes that the proposed rule change is consistent with the provisions of Section 15A(b)(6) of the Act,
                    <SU>15</SU>
                    <FTREF/>
                     which requires, among other things, that FINRA rules must be designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, and, in general, to protect investors and the public interest. FINRA believes that, by conforming FINRA Rule 4210 with Cboe's new provisions relating to protected options, the proposed rule change would promote regulatory clarity and harmonization with respect to use by customers of the protected option strategy. This would help facilitate the use of protected options and reduce associated costs and burdens while providing effective safeguards, thereby conducing to the protection of investors and the public interest. Further, for the reasons set forth in the Cboe Approval Order, the Commission found that the Cboe rule change is consistent with the provisions of Section 6(b)(5) 
                    <SU>16</SU>
                    <FTREF/>
                     and Section 6(c)(3) 
                    <SU>17</SU>
                    <FTREF/>
                     of the Act. Because the proposed rule change conforms with Cboe's protected options amendments, FINRA believes the proposed rule change is consistent with the corresponding provisions under Section 15A(b)(6) 
                    <SU>18</SU>
                    <FTREF/>
                     and Section 15A(g)(3) 
                    <SU>19</SU>
                    <FTREF/>
                     of the Act.
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         15 U.S.C. 78
                        <E T="03">o</E>
                        -3(b)(6).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         15 U.S.C. 78f(b)(5). Section 6(b)(5) requires that the rules of an exchange be designed, among other things, to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system and, in general to protect investors and the public interest, and not be designed to permit unfair discrimination between customers, issuers, brokers or dealers.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         15 U.S.C. 78f(c)(3). Section 6(c)(3) authorizes, among other things, a national securities exchange to prescribe standards of financial responsibility or operational capability.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         15 U.S.C. 78
                        <E T="03">o</E>
                        -3(b)(6).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         15 U.S.C. 78
                        <E T="03">o</E>
                        -3(g)(3).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>FINRA does not believe that the proposed rule change will result in any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.</P>
                <P>FINRA believes that conforming FINRA Rule 4210 with Cboe's protected option provisions would benefit FINRA members and their customers. The proposed rule change provides an additional options strategy to investors, allowing them to adopt certain options positions at potentially lower cost than is possible under the current margin requirement. The required protection that is the alternative to the margin requirement incorporates reasonable safeguards against the risks of short open positions, as proposed by Cboe and approved by the Commission. The proposed rule change would also promote competition between FINRA members and any members of Cboe (or any other exchange that adopts the Cboe rule) that are not FINRA members, by allowing FINRA members to use the protected option strategy instead of posting margin.</P>
                <P>The proposed rule change would also expand the protected options treatment to unlisted, OTC options, so they are subject to the same conditions as for listed options. FINRA believes that harmonizing the FINRA margin requirements for OTC options with the amended Cboe rule would reduce potential regulatory arbitrage that would favor listing options on Cboe. While FINRA does not have sufficient information on how many investors or members would choose to make use of the protected options treatment for either listed or unlisted options, it believes the number is small and would be limited to institutional investors.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>Written comments were neither solicited nor received.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    Within 45 days of the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                     or within such longer period (i) as the Commission may designate up to 90 days of such date if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the self-regulatory organization consents, the Commission will:
                </P>
                <P>(A) by order approve or disapprove such proposed rule change, or</P>
                <P>(B) institute proceedings to determine whether the proposed rule change should be disapproved.</P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include File Number SR-FINRA-2023-010 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to File Number SR-FINRA-2023-010. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of FINRA. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to File Number SR-FINRA-2023-010 and should be submitted on or before August 9, 2023.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>20</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>20</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>J. Matthew DeLesDernier,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15266 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="46207"/>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-97904; File No. SR-CboeBZX-2023-042]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares</SUBJECT>
                <DATE>July 13, 2023.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on June 30, 2023, Cboe BZX Exchange, Inc. (the “Exchange” or “BZX”) filed with the Securities and Exchange Commission (“Commission”) a proposed rule change to list and trade shares of the WisdomTree Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares. On July 11, 2023, the Exchange filed Amendment No. 1 to the proposed rule change, which amended and replaced the proposed rule change in its entirety. The proposed rule change, as modified by Amendment No. 1, is described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change, as modified by Amendment No. 1, from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    Cboe BZX Exchange, Inc. (“BZX” or the “Exchange”) is filing with the Securities and Exchange Commission (“Commission” or “SEC”) a proposed rule change to list and trade shares of the WisdomTree Bitcoin Trust (the “Trust”),
                    <SU>3</SU>
                    <FTREF/>
                     under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         The Trust was formed as a Delaware statutory trust on December 17, 2020, and is operated as a grantor trust for U.S. federal tax purposes. The Trust has no fixed termination date.
                    </P>
                </FTNT>
                <P>
                    The text of the proposed rule change is also available on the Exchange's website (
                    <E T="03">https://markets.cboe.com/us/equities/regulation/rule_filings/bzx/</E>
                    ), at the Exchange's Office of the Secretary, and at the Commission's Public Reference Room.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>This Amendment No. 1 to SR-CboeBZX-2023-042 amends and replaces in its entirety the proposal as originally submitted on June 30, 2023. The Exchange submits this Amendment No. 1 in order to clarify certain points and add additional details to the proposal.</P>
                <P>
                    The Exchange proposes to list and trade the Shares under BZX Rule 14.11(e)(4),
                    <SU>4</SU>
                    <FTREF/>
                     which governs the listing and trading of Commodity-Based Trust Shares on the Exchange.
                    <SU>5</SU>
                    <FTREF/>
                     WisdomTree Digital Commodity Services, LLC is the sponsor of the Trust (“Sponsor”). The Shares will be registered with the Commission by means of the Trust's registration statement on Form S-1 (the “Registration Statement”).
                    <SU>6</SU>
                    <FTREF/>
                     U.S. Bank, National Association (the “Custodian”), which is a third-party U.S.-based trust company and qualified custodian, will be responsible for custody of the Trust's.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         The Commission approved BZX Rule 14.11(e)(4) in Securities Exchange Act Release No. 65225 (August 30, 2011), 76 FR 55148 (September 6, 2011) (SR-BATS-2011-018).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         All statements and representations made in this filing regarding (a) the description of the portfolio, (b) limitations on portfolio holdings or reference assets, or (c) the applicability of Exchange rules and surveillance procedures shall constitute continued listing requirements for listing the Shares on the Exchange.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Pre-Effective Amendment No. 2 to Form S-1 Registration Statement filed on June 20, 2023 (Registration No. 333-254134). The Registration Statement is not yet effective, and the Shares will not trade on the Exchange until such time that the Registration Statement is effective.
                    </P>
                </FTNT>
                <P>
                    As further discussed below, the Commission has historically approved or disapproved exchange filings to list and trade series of Trust Issued Receipts, including spot-based Commodity-Based Trust Shares, on the basis of whether the listing exchange has in place a comprehensive surveillance sharing agreement with a regulated market of significant size related to the underlying commodity to be held.
                    <SU>7</SU>
                    <FTREF/>
                     Prior orders from the Commission have pointed out that in every prior approval order for Commodity-Based Trust Shares, there has been a derivatives market that represents the regulated market of significant size, generally a Commodity Futures Trading Commission (the “CFTC”) regulated futures market.
                    <FTREF/>
                    <SU>8</SU>
                      
                    <PRTPAGE P="46208"/>
                    Further to this point, the Commission's prior orders have noted that the spot commodities and currency markets for which it has previously approved spot ETPs are generally unregulated and that the Commission relied on the underlying futures market as the regulated market of significant size that formed the basis for approving the series of Currency and Commodity-Based Trust Shares, including gold, silver, platinum, palladium, copper, and other commodities and currencies. The Commission specifically noted in the Winklevoss Order that the First Gold Approval Order “was based on an assumption that the currency market and the spot gold market were largely unregulated.” 
                    <SU>9</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 83723 (July 26, 2018), 83 FR 37579 (August 1, 2018). This proposal was subsequently disapproved by the Commission. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 83723 (July 26, 2018), 83 FR 37579 (August 1, 2018) (the “Winklevoss Order”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         streetTRACKS Gold Shares, Exchange Act Release No. 50603 (Oct. 28, 2004), 69 FR 64614, 64618-19 (Nov. 5, 2004) (SR-NYSE-2004-22) (the “First Gold Approval Order”); iShares COMEX Gold Trust, Exchange Act Release No. 51058 (Jan. 19, 2005), 70 FR 3749, 3751, 3754-55 (Jan. 26, 2005) (SR-Amex-2004-38); iShares Silver Trust, Exchange Act Release No. 53521 (Mar. 20, 2006), 71 FR 14967, 14968, 14973-74 (Mar. 24, 2006) (SR-Amex-2005-072); ETFS Gold Trust, Exchange Act Release No. 59895 (May 8, 2009), 74 FR 22993, 22994-95, 22998, 23000 (May 15, 2009) (SR-NYSEArca-2009-40); ETFS Silver Trust, Exchange Act Release No. 59781 (Apr. 17, 2009), 74 FR 18771, 18772, 18775-77 (Apr. 24, 2009) (SR-NYSEArca-2009-28); ETFS Palladium Trust, Exchange Act Release No. 61220 (Dec. 22, 2009), 74 FR 68895, 68896 (Dec. 29, 2009) (SR-NYSEArca-2009-94) (notice of proposed rule change included NYSE Arca's representation that “[t]he most significant palladium futures exchanges are the NYMEX and the Tokyo Commodity Exchange,” that “NYMEX is the largest exchange in the world for trading precious metals futures and options,” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which NYMEX is a member, Exchange Act Release No. 60971 (Nov. 9, 2009), 74 FR 59283, 59285-86, 59291 (Nov. 17, 2009)); ETFS Platinum Trust, Exchange Act Release No. 61219 (Dec. 22, 2009), 74 FR 68886, 68887-88 (Dec. 29, 2009) (SR-NYSEArca-2009-95) (notice of proposed rule change included NYSE Arca's representation that “[t]he most significant platinum futures exchanges are the NYMEX and the Tokyo Commodity Exchange,” that “NYMEX is the largest exchange in the world for trading precious metals futures and options,” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which NYMEX is a member, Exchange Act Release No. 60970 (Nov. 9, 2009), 74 FR 59319, 59321, 59327 (Nov. 17, 2009)); Sprott Physical Gold Trust, Exchange Act Release No. 61496 (Feb. 4, 2010), 75 FR 6758, 6760 (Feb. 10, 2010) (SR-NYSEArca-2009-113) (notice of proposed rule change included NYSE Arca's representation that the COMEX is one of the “major world gold markets,” that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” and that NYMEX, of which COMEX is a division, is a member of the Intermarket Surveillance Group, Exchange Act Release No. 61236 (Dec. 23, 2009), 75 FR 170, 171, 174 (Jan. 4, 2010)); Sprott Physical Silver Trust, Exchange Act Release No. 63043 (Oct. 5, 2010), 75 FR 62615, 62616, 62619, 62621 (Oct. 12, 2010) (SR-NYSEArca-2010-84); ETFS Precious Metals Basket Trust, Exchange Act Release No. 62692 (Aug. 11, 2010), 75 FR 50789, 50790 (Aug. 17, 2010) (SR-NYSEArca-2010-56) (notice of proposed rule change included NYSE Arca's representation that “the most significant gold, silver, platinum and palladium futures exchanges are the COMEX and 
                        <PRTPAGE/>
                        the TOCOM” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 62402 (Jun. 29, 2010), 75 FR 39292, 39295, 39298 (July 8, 2010)); ETFS White Metals Basket Trust, Exchange Act Release No. 62875 (Sept. 9, 2010), 75 FR 56156, 56158 (Sept. 15, 2010) (SR-NYSEArca-2010-71) (notice of proposed rule change included NYSE Arca's representation that “the most significant silver, platinum and palladium futures exchanges are the COMEX and the TOCOM” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 62620 (July 30, 2010), 75 FR 47655, 47657, 47660 (Aug. 6, 2010)); ETFS Asian Gold Trust, Exchange Act Release No. 63464 (Dec. 8, 2010), 75 FR 77926, 77928 (Dec. 14, 2010) (SR-NYSEArca-2010-95) (notice of proposed rule change included NYSE Arca's representation that “the most significant gold futures exchanges are the COMEX and the Tokyo Commodity Exchange,” that “COMEX is the largest exchange in the world for trading precious metals futures and options,” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 63267 (Nov. 8, 2010), 75 FR 69494, 69496, 69500-01 (Nov. 12, 2010)); Sprott Physical Platinum and Palladium Trust, Exchange Act Release No. 68430 (Dec. 13, 2012), 77 FR 75239, 75240-41 (Dec. 19, 2012) (SR-NYSEArca-2012-111) (notice of proposed rule change included NYSE Arca's representation that “[f]utures on platinum and palladium are traded on two major exchanges: The New York Mercantile Exchange . . . and Tokyo Commodities Exchange” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 68101 (Oct. 24, 2012), 77 FR 65732, 65733, 65739 (Oct. 30, 2012)); APMEX Physical—1 oz. Gold Redeemable Trust, Exchange Act Release No. 66930 (May 7, 2012), 77 FR 27817, 27818 (May 11, 2012) (SR-NYSEArca-2012-18) (notice of proposed rule change included NYSE Arca's representation that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, and that gold futures are traded on COMEX and the Tokyo Commodity Exchange, with a cross-reference to the proposed rule change to list and trade shares of the ETFS Gold Trust, in which NYSE Arca represented that COMEX is one of the “major world gold markets,” Exchange Act Release No. 66627 (Mar. 20, 2012), 77 FR 17539, 17542-43, 17547 (Mar. 26, 2012)); JPM XF Physical Copper Trust, Exchange Act Release No. 68440 (Dec. 14, 2012), 77 FR 75468, 75469-70, 75472, 75485-86 (Dec. 20, 2012) (SR-NYSEArca-2012-28); iShares Copper Trust, Exchange Act Release No. 68973 (Feb. 22, 2013), 78 FR 13726, 13727, 13729-30, 13739-40 (Feb. 28, 2013) (SR-NYSEArca-2012-66); First Trust Gold Trust, Exchange Act Release No. 70195 (Aug. 14, 2013), 78 FR 51239, 51240 (Aug. 20, 2013) (SR-NYSEArca-2013-61) (notice of proposed rule change included NYSE Arca's representation that FINRA, on behalf of the exchange, may obtain trading information regarding gold futures and options on gold futures from members of the Intermarket Surveillance Group, including COMEX, or from markets “with which [NYSE Arca] has in place a comprehensive surveillance sharing agreement,” and that gold futures are traded on COMEX and the Tokyo Commodity Exchange, with a cross-reference to the proposed rule change to list and trade shares of the ETFS Gold Trust, in which NYSE Arca represented that COMEX is one of the “major world gold markets,” Exchange Act Release No. 69847 (June 25, 2013), 78 FR 39399, 39400, 39405 (July 1, 2013)); Merk Gold Trust, Exchange Act Release No. 71378 (Jan. 23, 2014), 79 FR 4786, 4786-87 (Jan. 29, 2014) (SR-NYSEArca-2013-137) (notice of proposed rule change included NYSE Arca's representation that “COMEX is the largest gold futures and options exchange” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” including with respect to transactions occurring on COMEX pursuant to CME and NYMEX's membership, or from exchanges “with which [NYSE Arca] has in place a comprehensive surveillance sharing agreement,” Exchange Act Release No. 71038 (Dec. 11, 2013), 78 FR 76367, 76369, 76374 (Dec. 17, 2013)); Long Dollar Gold Trust, Exchange Act Release No. 79518 (Dec. 9, 2016), 81 FR 90876, 90881, 90886, 90888 (Dec. 15, 2016) (SR-NYSEArca-2016-84).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37592.
                    </P>
                </FTNT>
                <P>As such, the regulated market of significant size test does not require that the spot bitcoin market be regulated in order for the Commission to approve this proposal, and precedent makes clear that an underlying market for a spot commodity or currency being a regulated market would actually be an exception to the norm. These largely unregulated currency and commodity markets do not provide the same protections as the markets that are subject to the Commission's oversight, but the Commission has consistently looked to surveillance sharing agreements with the underlying futures market in order to determine whether such products were consistent with the Act. With this in mind, the CME Bitcoin Futures market is the proper market to consider in determining whether there is a related regulated market of significant size.</P>
                <P>
                    Further to this point, the Exchange notes that the Commission has approved proposals related to the listing and trading of funds that would primarily hold CME Bitcoin Futures that are registered under the Securities Act of 1933.
                    <SU>10</SU>
                    <FTREF/>
                     In the Teucrium Approval, the Commission found the CME Bitcoin Futures market to be a regulated market of significant size as it relates to CME Bitcoin Futures, an odd tautological truth that is also inconsistent with prior disapproval orders for ETPs that would hold actual bitcoin instead of derivatives contracts (“Spot Bitcoin ETPs”) that use the exact same pricing methodology as the CME Bitcoin Futures. As further discussed below, both the Exchange and the Sponsor believe that this proposal and the included analysis are sufficient to establish that the CME Bitcoin Futures market represents a regulated market of significant size as it relates both to the CME Bitcoin Futures market and to the spot bitcoin market and that this proposal should be approved.
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See</E>
                         Exchange Act Release No. 94620 (April 6, 2022), 87 FR 21676 (April 12, 2022) (the “Teucrium Approval”) and 94853 (May 5, 2022) (collectively, with the Teucrium Approval, the “Bitcoin Futures Approvals”).
                    </P>
                </FTNT>
                <P>Finally, as discussed in greater detail below, by using professional custodians and other service providers, the Trust provides investors interested in exposure to bitcoin with important protections that are not always available to investors that invest directly in bitcoin, including protection against insolvency, cyber attacks, and other risks. If U.S. investors had access to vehicles such as the Trust for their bitcoin investments, instead of directing their bitcoin investments into loosely regulated offshore vehicles (such as loosely regulated centralized exchanges that have since faced bankruptcy proceedings or other insolvencies), then countless investors would have protected their principal investments in bitcoin and thus benefited.</P>
                <HD SOURCE="HD3">Background</HD>
                <P>
                    Bitcoin is a digital asset based on the decentralized, open source protocol of the peer-to-peer computer network launched in 2009 that governs the creation, movement, and ownership of bitcoin and hosts the public ledger, or “blockchain,” on which all bitcoin transactions are recorded (the “Bitcoin Network” or “Bitcoin”). The decentralized nature of the Bitcoin Network allows parties to transact directly with one another based on cryptographic proof instead of relying on a trusted third party. The protocol also lays out the rate of issuance of new bitcoin within the Bitcoin Network, a rate that is reduced by half approximately every four years with an eventual hard cap of 21 million. It's generally understood that the combination of these two features—a systemic hard cap of 21 million bitcoin and the ability to transact trustlessly with anyone connected to the Bitcoin Network—gives bitcoin its value. The first rule filing proposing to list an exchange-traded product to provide exposure to bitcoin in the U.S. was submitted by the Exchange on June 30, 
                    <PRTPAGE P="46209"/>
                    2016.
                    <SU>11</SU>
                    <FTREF/>
                     At that time, blockchain technology, and digital assets that utilized it, were relatively new to the broader public. The market cap of all bitcoin in existence at that time was approximately $10 billion. No registered offering of digital asset securities or shares in an investment vehicle with exposure to bitcoin or any other cryptocurrency had yet been conducted, and the regulated infrastructure for conducting a digital asset securities offering had not begun to develop.
                    <SU>12</SU>
                    <FTREF/>
                     Similarly, regulated U.S. bitcoin futures contracts did not exist. The CFTC had determined that bitcoin is a commodity,
                    <SU>13</SU>
                    <FTREF/>
                     but had not engaged in significant enforcement actions in the space. The New York Department of Financial Services (“NYDFS”) adopted its final BitLicense regulatory framework in 2015, but had only approved four entities to engage in activities relating to virtual currencies (whether through granting a BitLicense or a limited-purpose trust charter) as of June 30, 2016.
                    <SU>14</SU>
                    <FTREF/>
                     While the first over-the-counter bitcoin fund launched in 2013, public trading was limited and the fund had only $60 million in assets.
                    <SU>15</SU>
                    <FTREF/>
                     There were very few, if any, traditional financial institutions engaged in the space, whether through investment or providing services to digital asset companies. In January 2018, the Staff of the Commission noted in a letter to the Investment Company Institute and SIFMA that it was not aware, at that time, of a single custodian providing fund custodial services for digital assets.
                    <SU>16</SU>
                    <FTREF/>
                     Fast forward to today and the digital assets financial ecosystem, including bitcoin, has progressed significantly. The development of a regulated market for digital asset securities has significantly evolved, with market participants having conducted registered public offerings of both digital asset securities 
                    <SU>17</SU>
                    <FTREF/>
                     and shares in investment vehicles holding bitcoin futures.
                    <SU>18</SU>
                    <FTREF/>
                     Additionally, licensed and regulated service providers have emerged to provide fund custodial services for digital assets, among other services, including the Custodian. For example, in February 2023, the Commission proposed to amend Rule 206(4)-2 under the Advisers Act of 1940 (the “custody rule”) to expand the scope beyond client funds and securities to include all crypto assets, among other assets; 
                    <SU>19</SU>
                    <FTREF/>
                     in May 2021, the Staff of the Commission released a statement permitting open-end mutual funds to invest in cash-settled bitcoin futures; in December 2020, the Commission adopted a conditional no-action position permitting certain special purpose broker-dealers to custody digital asset securities under Rule 15c3-3 under the Exchange Act (the “Custody Statement”); 
                    <SU>20</SU>
                    <FTREF/>
                     in September 2020, the Staff of the Commission released a no-action letter permitting certain broker-dealers to operate a non-custodial Alternative Trading System (“ATS”) for digital asset securities, subject to specified conditions; 
                    <SU>21</SU>
                    <FTREF/>
                     in October 2019, the Staff of the Commission granted temporary relief from the clearing agency registration requirement to an entity seeking to establish a securities clearance and settlement system based on distributed ledger technology,
                    <SU>22</SU>
                    <FTREF/>
                     and multiple transfer agents who provide services for digital asset securities registered with the Commission.
                    <SU>23</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         Digital assets that are securities under U.S. law are referred to throughout this proposal as “digital asset securities.” All other digital assets, including bitcoin, are referred to interchangeably as “cryptocurrencies” or “virtual currencies.” The term “digital assets” refers to all digital assets, including both digital asset securities and cryptocurrencies, together.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See</E>
                         “In the Matter of Coinflip, Inc.” (“Coinflip”) (CFTC Docket 15-29 (September 17, 2015)) (order instituting proceedings pursuant to Sections 6(c) and 6(d) of the CEA, making findings and imposing remedial sanctions), in which the CFTC stated: “Section 1a(9) of the CEA defines `commodity' to include, among other things, `all services, rights, and interests in which contracts for future delivery are presently or in the future dealt in.' 7 U.S.C. 1a(9). The definition of a `commodity' is broad. 
                        <E T="03">See, e.g.,</E>
                         Board of Trade of City of Chicago v. SEC, 677 F. 2d 1137, 1142 (7th Cir. 1982). Bitcoin and other virtual currencies are encompassed in the definition and properly defined as commodities.”
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         A list of virtual currency businesses that are entities regulated by the NYDFS is available on the NYDFS website. 
                        <E T="03">See https://www.dfs.ny.gov/apps_and_licensing/virtual_currency_businesses/regulated_entities</E>
                        .
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         Data as of March 31, 2016 according to publicly available filings. 
                        <E T="03">See</E>
                         Bitcoin Investment Trust Form S-1, dated May 27, 2016, available: 
                        <E T="03">https://www.sec.gov/Archives/edgar/data/1588489/000095012316017801/filename1.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See</E>
                         letter from Dalia Blass, Director, Division of Investment Management, U.S. Securities and Exchange Commission to Paul Schott Stevens, President &amp; CEO, Investment Company Institute and Timothy W. Cameron, Asset Management Group—Head, Securities Industry and Financial Markets Association (January 18, 2018), 
                        <E T="03">available at</E>
                          
                        <E T="03">https://www.sec.gov/divisions/investment/noaction/2018/cryptocurrency-011818.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">See</E>
                         Prospectus supplement filed pursuant to Rule 424(b)(1) for INX Tokens (Registration No. 333-233363), 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://www.sec.gov/Archives/edgar/data/1725882/000121390020023202/ea125858-424b1_inxlimited.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See</E>
                         Prospectus filed by Stone Ridge Trust VI on behalf of NYDIG Bitcoin Strategy Fund Registration, 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://www.sec.gov/Archives/edgar/data/1764894/000119312519309942/d693146d497.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">See</E>
                         Investment Advisers Act Release No. 6240 88 FR 14672 (March 9, 2023) (Safeguarding Advisory Client Assets).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 90788, 86 FR 11627 (February 26, 2021) (File Number S7-25-20) (Custody of Digital Asset Securities by Special Purpose Broker-Dealers).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">See</E>
                         letter from Elizabeth Baird, Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission to Kris Dailey, Vice President, Risk Oversight &amp; Operational Regulation, Financial Industry Regulatory Authority (September 25, 2020), 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://www.sec.gov/divisions/marketreg/mr-noaction/2020/finra-ats-role-in-settlement-of-digital-asset-security-trades-09252020.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">See</E>
                         letter from Jeffrey S. Mooney, Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission to Charles G. Cascarilla &amp; Daniel M. Burstein, Paxos Trust Company, LLC (October 28, 2019), 
                        <E T="03">available at:</E>
                        <E T="03"> https://www.sec.gov/divisions/marketreg/mr-noaction/2019/paxos-trust-company-102819-17a.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Form TA-1/A filed by Tokensoft Transfer Agent LLC (CIK: 0001794142) on January 8, 2021, 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://www.sec.gov/Archives/edgar/data/1794142/000179414219000001/xslFTA1X01/primary_doc.xml.</E>
                    </P>
                </FTNT>
                <P>
                    Outside the Commission's purview, the regulatory landscape has changed significantly since 2016, and cryptocurrency markets have grown and evolved as well. The market for bitcoin is approximately 100 times larger, having at one point reached a market cap of over $1 trillion.
                    <SU>24</SU>
                    <FTREF/>
                     According to the CME Bitcoin Futures Report, from February 13, 2023 through March 27, 2023, CFTC regulated bitcoin futures represented between $750 million and $3.2 billion in notional trading volume on Chicago Mercantile Exchange (“CME”) (“Bitcoin Futures”) on a daily basis.
                    <SU>25</SU>
                    <FTREF/>
                     Open interest was over $1.4 billion for the entirety of the period and at one point was over $2 billion. ETPs that primarily hold CME Bitcoin Futures have raised over $1 billion dollars in assets. The CFTC has exercised its regulatory jurisdiction in bringing a number of enforcement actions related to bitcoin and against trading platforms that offer cryptocurrency trading.
                    <SU>26</SU>
                    <FTREF/>
                     As of February 14, 2023, the NYDFS has granted no fewer than thirty-four 
                    <PRTPAGE P="46210"/>
                    BitLicenses,
                    <SU>27</SU>
                    <FTREF/>
                     including to established public payment companies like PayPal Holdings, Inc. and Square, Inc., and limited purpose trust charters to entities providing cryptocurrency custody services. In addition, the Treasury's Office of Foreign Assets Control (“OFAC”) has brought enforcement actions over apparent violations of the sanctions laws in connection with the provision of wallet management services for digital assets.
                    <SU>28</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         As of December 1, 2021, the total market cap of all bitcoin in circulation was approximately $1.08 trillion.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         Data sourced from the CME Bitcoin Futures Report: 30 March 2023, 
                        <E T="03">available at: https://www.cmegroup.com/markets/cryptocurrencies/bitcoin/bitcoin.volume.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         The CFTC's annual report for Fiscal Year 2022 (which ended on September 30, 2022) noted that the CFTC completed the fiscal year with 18 enforcement filings related to digital assets. “Digital asset actions included manipulation, a $1.7 billion fraudulent scheme, and a decentralized autonomous organization (DAO) failing to register as a SEF or FCM or to seek DCM designation.” 
                        <E T="03">See</E>
                         CFTC FY 2022 Agency Financial Report, 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://www.cftc.gov/media/7941/2022afr/download.</E>
                         Additionally, the CFTC filed on March 27, 2023, a civil enforcement action against the owner/operators of the Binance centralized digital asset trading platform, which is one of the largest bitcoin derivative exchanges. 
                        <E T="03">See</E>
                         CFTC Release No. 8680-23 (March 27, 2023), 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://www.cftc.gov/PressRoom/PressReleases/8680-23.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         
                        <E T="03">See https://www.dfs.ny.gov/virtual_currency_businesses.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         
                        <E T="03">See</E>
                         U.S. Department of the Treasury Enforcement Release: “OFAC Enters Into $98,830 Settlement with BitGo, Inc. for Apparent Violations of Multiple Sanctions Programs Related to Digital Currency Transactions” (December 30, 2020) 
                        <E T="03">available at: https://home.treasury.gov/system/files/126/20201230_bitgo.pdf. See also</E>
                         U.S. Department of the Treasury Enforcement Release: “Treasury Announces Two Enforcement Actions for over $24M and $29M Against Virtual Currency Exchange, Bittrex, Inc.” (October 11, 2022) 
                        <E T="03">available at: https://home.treasury.gov/news/press-releases/jy1006. See also</E>
                         U.S. Department of Treasury Enforcement Release “OFAC Settles with Virtual Currency Exchange Kraken for $362,158.70 Related to Apparent Violations of the Iranian Transactions and Sanctions Regulations” (November 28, 2022) 
                        <E T="03">available at: https://home.treasury.gov/system/files/126/20221128_kraken.pdf.</E>
                    </P>
                </FTNT>
                <P>
                    In addition to the regulatory developments laid out above, more traditional financial market participants become more active in cryptocurrency: large insurance companies, asset managers, university endowments, pension funds, and even historically bitcoin skeptical fund managers have allocated to bitcoin. As noted in the Financial Stability Oversight Council (“FSOC”) Report on Digital Asset Financial Stability Risks and Regulation, “[i]ndustry surveys suggest that the scale of these investments grew quickly during the boom in crypto-asset markets through late 2021. In June 2022, PwC estimated that the number of crypto-specialist hedge funds was more than 300 globally, with $4.1 billion in assets under management. In addition, in a survey PwC found that 38 percent of surveyed traditional hedge funds were currently investing in `digital assets,' compared to 21 percent the year prior.” 
                    <SU>29</SU>
                    <FTREF/>
                     The largest over-the-counter bitcoin fund previously filed a Form 10 registration statement, which the Staff of the Commission reviewed and which took effect automatically, and is now a reporting company.
                    <SU>30</SU>
                    <FTREF/>
                     Established companies like Tesla, Inc., MicroStrategy Incorporated, and Square, Inc., among others, have announced substantial investments in bitcoin in amounts as large as $1.5 billion (Tesla) and $425 million (MicroStrategy). The foregoing examples demonstrate that bitcoin has gained mainstream usage and recognition.
                </P>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         
                        <E T="03">See</E>
                         the FSOC “Report on Digital Asset Financial Stability Risks and Regulation 2022” (October 3, 2022) (at footnote 26) at 
                        <E T="03">https://home.treasury.gov/system/files/261/FSOC-Digital-Assets-Report-2022.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         
                        <E T="03">See</E>
                         Letter from Division of Corporation Finance, Office of Real Estate &amp; Construction to Barry E. Silbert, Chief Executive Officer, Grayscale Bitcoin Trust (January 31, 2020) 
                        <E T="03">https://www.sec.gov/Archives/edgar/data/1588489/000000000020000953/filename1.pdf.</E>
                    </P>
                </FTNT>
                <P>
                    Despite these developments, access for U.S. retail investors to gain exposure to bitcoin via a transparent and U.S. regulated, U.S. exchange-traded vehicle remains limited. Instead current options include: (i) facing the counter-party risk, legal uncertainty, technical risk, and complexity associated with accessing spot bitcoin; (ii) over-the-counter bitcoin funds (“OTC Bitcoin Funds”) with high management fees and potentially volatile premiums and discounts; 
                    <SU>31</SU>
                    <FTREF/>
                     (iii) purchasing shares of operating companies that they believe will provide proxy exposure to bitcoin with limited disclosure about the associated risks; 
                    <SU>32</SU>
                    <FTREF/>
                     or (iv) purchasing Bitcoin Futures ETFs, as defined below, which represent a sub-optimal structure for long-term investors that will cost them significant amounts of money every year compared to Spot Bitcoin ETPs, as further discussed below. Meanwhile, investors in many other countries, including Canada and Brazil, are able to use more traditional exchange listed and traded products (including exchange-traded funds holding physical bitcoin) to gain exposure to bitcoin. Similarly, investors in Switzerland and across Europe have access to Exchange Traded Products which trade on regulated exchanges and provide exposure to a broad array of spot crypto assets. U.S. investors, by contrast, are left with fewer and more risky means of getting bitcoin exposure, as described above.
                    <SU>33</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         The premium and discount for OTC Bitcoin Funds is known to move rapidly. For example, over the period of 12/21/20 to 1/21/21, the premium for the largest OTC Bitcoin Fund went from 40.18% to 2.79%. While the price of bitcoin appreciated significantly during this period and NAV per share increased by 41.25%, the price per share increased by only 3.58%. This means that investors are buying shares of a fund that experiences significant volatility in its premium and discount outside of the fluctuations in price of the underlying asset. Even operating within the normal premium and discount range, it's possible for an investor to buy shares of an OTC Bitcoin Fund only to have those shares quickly lose 10% or more in dollar value excluding any movement of the price of bitcoin. That is to say—the price of bitcoin could have stayed exactly the same from market close on one day to market open the next, yet the value of the shares held by the investor decreased only because of the fluctuation of the premium. As more investment vehicles, including mutual funds and ETFs, seek to gain exposure to bitcoin, the easiest option for a buy and hold strategy for such vehicles is often an OTC Bitcoin Fund, meaning that even investors that do not directly buy OTC Bitcoin Funds can be disadvantaged by extreme premiums (or discounts) and premium volatility.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         A number of operating companies engaged in unrelated businesses—such as Tesla (a car manufacturer) and MicroStrategy (an enterprise software company)—have announced investments as large as $5.3 billion in bitcoin. Without access to bitcoin exchange-traded products, retail investors seeking investment exposure to bitcoin may end up purchasing shares in these companies in order to gain the exposure to bitcoin that they seek. In fact, mainstream financial news networks have written a number of articles providing investors with guidance for obtaining bitcoin exposure through publicly traded companies (such as MicroStrategy, Tesla, and bitcoin mining companies, among others) instead of dealing with the complications associated with buying spot bitcoin in the absence of a bitcoin ETP. 
                        <E T="03">See e.g.,</E>
                         “7 public companies with exposure to bitcoin” (February 8, 2021) available at: 
                        <E T="03">https://finance.yahoo.com/news/7-public-companies-with-exposure-to-bitcoin-154201525.html;</E>
                         and “Want to get in the crypto trade without holding bitcoin yourself? Here are some investing ideas” (February 19, 2021) available at: 
                        <E T="03">https://www.cnbc.com/2021/02/19/ways-to-invest-in-bitcoin-without-holding-the-cryptocurrency-yourself-.html.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         The Exchange notes that the list of countries above is not exhaustive and that securities regulators in a number of additional countries have either approved or otherwise allowed the listing and trading of Spot Bitcoin ETPs.
                    </P>
                </FTNT>
                <P>
                    To this point, the lack of a Spot Bitcoin ETP exposes U.S. investor assets to significant risk because investors that would otherwise seek cryptoasset exposure through a Spot Bitcoin ETP are forced to find alternative exposure through generally riskier means. For instance, many U.S. investors that held their digital assets in accounts at FTX,
                    <SU>34</SU>
                    <FTREF/>
                     Celsius Network LLC,
                    <SU>35</SU>
                    <FTREF/>
                     BlockFi Inc.
                    <SU>36</SU>
                    <FTREF/>
                     and Voyager Digital Holdings, Inc.
                    <SU>37</SU>
                    <FTREF/>
                     have become unsecured creditors in the insolvencies of those entities. If a Spot Bitcoin ETP was available, it is likely that at least a portion of the billions of dollars tied up in those proceedings would still reside in the brokerage accounts of U.S. investors, having instead been invested in a transparent, regulated, and well-understood structure—a Spot Bitcoin ETP. To this point, approval of a Spot Bitcoin ETP would represent a major win for the protection of U.S. investors in the cryptoasset space. As further described below, the Trust, like all other series of Commodity-Based Trust Shares, is designed to protect investors against the risk of losses through fraud and insolvency that arise by holding digital assets, including bitcoin, on centralized platforms.
                </P>
                <FTNT>
                    <P>
                        <SU>34</SU>
                         
                        <E T="03">See</E>
                         FTX Trading Ltd., et al., Case No. 22-11068.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>35</SU>
                         
                        <E T="03">See</E>
                         Celsius Network LLC, et al., Case No. 22-10964.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>36</SU>
                         
                        <E T="03">See</E>
                         BlockFi Inc., Case No. 22-19361.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>37</SU>
                         
                        <E T="03">See</E>
                         Voyager Digital Holdings, Inc., et al., Case No. 22-10943.
                    </P>
                </FTNT>
                <PRTPAGE P="46211"/>
                <P>Additionally, investors in other countries, specifically Canada, generally pay lower fees than U.S. retail investors that invest in OTC Bitcoin Funds due to the fee pressure that results from increased competition among available bitcoin investment options. Without an approved and regulated Spot Bitcoin ETP in the U.S. as a viable alternative, U.S. investors could seek to purchase shares of non-U.S. bitcoin vehicles in order to get access to bitcoin exposure. Given the separate regulatory regime and the potential difficulties associated with any international litigation, such an arrangement would create more risk exposure for U.S. investors than they would otherwise have with a U.S. exchange listed ETP. In addition to the benefits to U.S. investors articulated throughout this proposal, approving this proposal (and others like it) would provide U.S. exchange-traded funds and mutual funds with a U.S.-listed and regulated product to provide such access rather than relying on either flawed products or products listed and primarily regulated in other countries.</P>
                <HD SOURCE="HD3">Bitcoin Futures ETFs</HD>
                <P>The Exchange and Sponsor applaud the Commission for allowing the launch of ETFs registered under the Investment Company Act of 1940, as amended (the “1940 Act”) and the Bitcoin Futures Approvals that provide exposure to bitcoin primarily through CME Bitcoin Futures (“Bitcoin Futures ETFs”). Allowing such products to list and trade is a productive first step in providing U.S. investors and traders with transparent, exchange-listed tools for expressing a view on bitcoin. The Bitcoin Futures Approvals, however, have created a logical inconsistency in the application of the standard the Commission applies when considering bitcoin ETP proposals.</P>
                <P>
                    As discussed further below, the standard applicable to bitcoin ETPs is whether the listing exchange has in place a comprehensive surveillance sharing agreement with a regulated market of significant size in the underlying asset. Previous disapproval orders have made clear that a market that constitutes a regulated market of significant size is generally a futures and/or options market based on the underlying reference asset rather than the spot commodity markets, which are often unregulated.
                    <SU>38</SU>
                    <FTREF/>
                     Leaving aside the analysis of that standard until later in this proposal,
                    <SU>39</SU>
                    <FTREF/>
                     the Exchange believes that the following rationale the Commission applied to a Bitcoin Futures ETF should result in the Commission approving this and other Spot Bitcoin ETP proposals:
                </P>
                <FTNT>
                    <P>
                        <SU>38</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37593, specifically footnote 202, which includes the language from numerous approval orders for which the underlying futures markets formed the basis for approving series of ETPs that hold physical metals, including gold, silver, palladium, platinum, and precious metals more broadly; and 37600, specifically where the Commission provides that “when the spot market is unregulated—the requirement of preventing fraudulent and manipulative acts may possibly be satisfied by showing that the ETP listing market has entered into a surveillance-sharing agreement with a regulated market of significant size in derivatives related to the underlying asset.” As noted above, the Exchange believes that these citations are particularly helpful in making clear that the spot market for a spot commodity ETP need not be “regulated” in order for a spot commodity ETP to be approved by the Commission, and in fact that it's been the common historical practice of the Commission to rely on such derivatives markets as the regulated market of significant size because such spot commodities markets are largely unregulated.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>39</SU>
                         As further outlined below, both the Exchange and the Sponsor believe that the Bitcoin Futures market represents a regulated market of significant size and that this proposal and others like it should be approved on this basis.
                    </P>
                </FTNT>
                <EXTRACT>
                    <P>
                        The CME “comprehensively surveils futures market conditions and price movements on a real-time and ongoing basis in order to detect and prevent price distortions, including price distortions caused by manipulative efforts.” Thus, the CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts, whether that attempt is made by directly trading on the CME bitcoin futures market or indirectly by trading outside of the CME bitcoin futures market. As such, when the CME shares its surveillance information with Arca, the information would assist in detecting and deterring fraudulent or manipulative misconduct related to the non-cash assets held by the proposed ETP.
                        <SU>40</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>40</SU>
                             
                            <E T="03">See</E>
                             Teucrium Approval at 21679.
                        </P>
                    </FTNT>
                </EXTRACT>
                <P>
                    CME Bitcoin Futures pricing is based on pricing from spot bitcoin markets. The statement from the Teucrium Approval that “CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts . . . indirectly by trading outside of the CME bitcoin futures market,” makes clear that the Commission believes that CME's surveillance can capture the effects of trading on the relevant spot markets on the pricing of CME Bitcoin Futures. This was further acknowledged in the “Grayscale lawsuit” 
                    <SU>41</SU>
                    <FTREF/>
                     when Judge Rao stated “. . . the Commission in the Teucrium order recognizes that the futures prices are influenced by the spot prices, and the Commission concludes in approving futures ETPs that any fraud on the spot market can be adequately addressed by the fact that the futures market is a regulated one . . .” The Exchange agrees with the Commission on this point and notes that the pricing mechanism applicable to the Shares is similar to that of the CME Bitcoin Futures.
                </P>
                <FTNT>
                    <P>
                        <SU>41</SU>
                         Grayscale Investments, LLC v. Securities and Exchange Commission, et al., Case No. 22-1142.
                    </P>
                </FTNT>
                <P>Further to this point, a Bitcoin Futures ETF is potentially more susceptible to potential manipulation than a Spot Bitcoin ETP that offers only in-kind creation and redemption because settlement of CME Bitcoin Futures (and thus the value of the underlying holdings of a Bitcoin Futures ETF) occurs at a single price derived from spot bitcoin pricing, while shares of a Spot Bitcoin ETP would represent interest in bitcoin directly and authorized participants for a Spot Bitcoin ETP (as proposed herein) would be able to source bitcoin from any exchange and create or redeem with the applicable trust regardless of the price of the underlying index or reference rate. It is not logically possible to conclude that the CME Bitcoin Futures market represents a significant market for a futures-based product, but also conclude that the CME Bitcoin Futures market does not represent a significant market for a spot-based product.</P>
                <P>
                    In addition to potentially being more susceptible to manipulation than a Spot Bitcoin ETP, the structure of Bitcoin Futures ETFs provides negative outcomes for buy and hold investors as compared to a Spot Bitcoin ETP.
                    <SU>42</SU>
                    <FTREF/>
                     Specifically, the cost of rolling CME Bitcoin Futures contracts will cause the Bitcoin Futures ETFs to lag the performance of bitcoin itself and would cost U.S. investors significant amounts of money on an annual basis compared to Spot Bitcoin ETPs. Such rolling costs would not be required for Spot Bitcoin ETPs that hold bitcoin. Further, Bitcoin Futures ETFs could potentially hit CME position limits, which would force a Bitcoin Futures ETF to invest in non-futures assets for bitcoin exposure and cause potential investor confusion and lack of certainty about what such Bitcoin Futures ETFs are actually holding to try to get exposure to bitcoin, 
                    <PRTPAGE P="46212"/>
                    not to mention completely changing the risk profile associated with such an ETF. While Bitcoin Futures ETFs represent a useful trading tool, they are clearly a sub-optimal structure for U.S. investors that are looking for long-term exposure to bitcoin that will, based on the calculations above, unnecessarily cost U.S. investors significant amounts of money every year compared to Spot Bitcoin ETPs and the Exchange believes that any proposal to list and trade a Spot Bitcoin ETP should be reviewed by the Commission with this important investor protection context in mind.
                </P>
                <FTNT>
                    <P>
                        <SU>42</SU>
                         
                        <E T="03">See e.g.,</E>
                         “Bitcoin ETF's Success Could Come at Fundholders' Expense,” Wall Street Journal (October 24, 2021), available at: 
                        <E T="03">https://www.wsj.com/articles/bitcoin-etfs-success-could-come-at-fundholders-expense-11635080580;</E>
                         “Physical Bitcoin ETF Prospects Accelerate,” 
                        <E T="03">ETF.com</E>
                         (October 25, 2021), available at: 
                        <E T="03">https://www.etf.com/sections/blog/physical-bitcoin-etf-prospects-shine?nopaging=1&amp;__cf_chl_jschl_tk__=pmd_JsK.fjXz9eAQW9zol0qpzhXDrrlpIVdoCloLXbLjl44-1635476946-0-gqNtZGzNApCjcnBszQql.</E>
                    </P>
                </FTNT>
                <P>Based on the foregoing, the Exchange and Sponsor believe that any objective review of the proposals to list Spot Bitcoin ETPs compared to the Bitcoin Futures ETFs and the Bitcoin Futures Approvals would lead to the conclusion that Spot Bitcoin ETPs should be available to U.S. investors and, as such, this proposal and other comparable proposals to list and trade Spot Bitcoin ETPs should be approved by the Commission. Stated simply, U.S. investors will continue to lose significant amounts of money from holding Bitcoin Futures ETFs as compared to Spot Bitcoin ETPs, losses which could be prevented by the Commission approving Spot Bitcoin ETPs. Additionally, any concerns related to preventing fraudulent and manipulative acts and practices related to Spot Bitcoin ETPs would apply equally to the spot markets underlying the futures contracts held by a Bitcoin Futures ETF. Both the Exchange and Sponsor believe that the CME Bitcoin Futures market is a regulated market of significant size and that such manipulation concerns are mitigated, as described extensively below. After allowing and approving the listing and trading of Bitcoin Futures ETFs that hold primarily CME Bitcoin Futures, however, the only consistent outcome would be approving Spot Bitcoin ETPs on the basis that the CME Bitcoin Futures market is a regulated market of significant size.</P>
                <P>Given the current landscape, approving this proposal (and others like it) and allowing Spot Bitcoin ETPs to be listed and traded alongside Bitcoin Futures ETFs would establish a consistent regulatory approach, provide U.S. investors with choice in product structures for bitcoin exposure, and offer flexibility in the means of gaining exposure to bitcoin through transparent, regulated, U.S. exchange-listed vehicles.</P>
                <HD SOURCE="HD3">Bitcoin Futures</HD>
                <P>
                    CME began offering trading in Bitcoin Futures in 2017. Each contract represents five bitcoin and is based on the CME CF Bitcoin Reference Rate.
                    <SU>43</SU>
                    <FTREF/>
                     The contracts trade and settle like other cash-settled commodity futures contracts. Nearly every measurable metric related to Bitcoin Futures has generally trended up since launch, although certain notional volume calculations have decreased roughly in line with the decrease in the price of bitcoin. For example, there were 143,215 Bitcoin Futures contracts traded in April 2023 (approximately $20.7 billion) compared to 193,182 ($5 billion), 104,713 ($3.9 billion), 118,714 ($42.7 billion), and 111,964 ($23.2 billion) contracts traded in April 2019, April 2020, April 2021, and April 2022, respectively.
                    <SU>44</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>43</SU>
                         The CME CF Bitcoin Reference Rate is based on a publicly available calculation methodology based on pricing sourced from several crypto exchanges and trading platforms, including Bitstamp, Coinbase, Gemini, itBit, Kraken, and LMAX Digital.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>44</SU>
                         Source: CME, Yahoo Finance 4/30/23.
                    </P>
                </FTNT>
                <GPH SPAN="3" DEEP="220">
                    <GID>EN19JY23.193</GID>
                </GPH>
                <P>
                    The number of large open interest holders 
                    <SU>45</SU>
                    <FTREF/>
                     and unique accounts trading Bitcoin Futures have both increased, even in the face of heightened Bitcoin price volatility.
                </P>
                <FTNT>
                    <P>
                        <SU>45</SU>
                         A large open interest holder in Bitcoin Futures is an entity that holds at least 25 contracts, which is the equivalent of 125 bitcoin. At a price of approximately $29,268.81 per bitcoin on 4/30/2023, more than 100 firms had outstanding positions of greater than $3.65 million in Bitcoin Futures.
                    </P>
                </FTNT>
                <GPH SPAN="3" DEEP="213">
                    <PRTPAGE P="46213"/>
                    <GID>EN19JY23.194</GID>
                </GPH>
                <P>
                    The Sponsor further believes that publicly available research, including research done as part of rule filings proposing to list and trade shares of Spot Bitcoin ETPs, corroborates the overall trend outlined above and supports the thesis that the Bitcoin Futures pricing leads the spot market and, thus, a person attempting to manipulate the Shares would also have to trade on that market to manipulate the ETP. Specifically, the Sponsor believes that such research indicates that bitcoin futures lead the bitcoin spot market in price formation.
                    <SU>46</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>46</SU>
                         
                        <E T="03">See</E>
                         Exchange Act Releases No. 94080 (January 27, 2022), 87 FR 5527 (April 12, 2022) (specifically “Amendment No. 1 to the Proposed Rule Change To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(3)(4), Commodity-Based Trust Shares”); 94982 (May 25, 2022), 87 FR 33250 (June 1, 2022); 94844 (May 4, 2022), 87 FR 28043 (May 10, 2022); and 93445 (October 28, 2021), 86 FR 60695 (November 3, 2021). 
                        <E T="03">See also</E>
                         Hu, Y., Hou, Y. and Oxley, L. (2019). “What role do futures markets play in Bitcoin pricing? Causality, cointegration and price discovery from a time-varying perspective” (available at: 
                        <E T="03">https://www.ncbi.nlm.nih.gov/pmc/articles/PMC7481826/</E>
                        ). This academic research paper concludes that “There exist no episodes where the Bitcoin spot markets dominates the price discovery processes with regard to Bitcoin futures. This points to a conclusion that the price formation originates solely in the Bitcoin futures market. We can, therefore, conclude that the Bitcoin futures markets dominate the dynamic price discovery process based upon time-varying information share measures. Overall, price discovery seems to occur in the Bitcoin futures markets rather than the underlying spot market based upon a time-varying perspective.”
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Section 6(b)(5) and the Applicable Standards</HD>
                <P>
                    The Commission has approved numerous series of Trust Issued Receipts,
                    <SU>47</SU>
                    <FTREF/>
                     including Commodity-Based Trust Shares,
                    <SU>48</SU>
                    <FTREF/>
                     to be listed on U.S. national securities exchanges. In order for any proposed rule change from an exchange to be approved, the Commission must determine that, among other things, the proposal is consistent with the requirements of Section 6(b)(5) of the Act, specifically including: (i) the requirement that a national securities exchange's rules are designed to prevent fraudulent and manipulative acts and practices; 
                    <SU>49</SU>
                    <FTREF/>
                     and (ii) the requirement that an exchange proposal be designed, in general, to protect investors and the public interest. The Exchange believes that this proposal is consistent with the requirements of Section 6(b)(5) of the Act and that this filing sufficiently demonstrates that the CME Bitcoin Futures market represents a regulated market of significant size and that, on the whole, the manipulation concerns previously articulated by the Commission are sufficiently mitigated to the point that they are outweighed by quantifiable investor protection issues that would be resolved by approving this proposal.
                </P>
                <FTNT>
                    <P>
                        <SU>47</SU>
                         
                        <E T="03">See</E>
                         Exchange Rule 14.11(f).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>48</SU>
                         Commodity-Based Trust Shares, as described in Exchange Rule 14.11(e)(4), are a type of Trust Issued Receipt.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>49</SU>
                         As the Exchange has stated in a number of other public documents, it continues to believe that bitcoin is resistant to price manipulation and that “other means to prevent fraudulent and manipulative acts and practices” exist to justify dispensing with the requisite surveillance sharing agreement. The geographically diverse and continuous nature of bitcoin trading render it difficult and prohibitively costly to manipulate the price of bitcoin. The fragmentation across bitcoin platforms, the relatively slow speed of transactions, and the capital necessary to maintain a significant presence on each trading platform make manipulation of bitcoin prices through continuous trading activity challenging. To the extent that there are bitcoin exchanges engaged in or allowing wash trading or other activity intended to manipulate the price of bitcoin on other markets, such pricing does not normally impact prices on other exchange because participants will generally ignore markets with quotes that they deem non-executable. Moreover, the linkage between the bitcoin markets and the presence of arbitrageurs in those markets means that the manipulation of the price of bitcoin price on any single venue would require manipulation of the global bitcoin price in order to be effective. Arbitrageurs must have funds distributed across multiple trading platforms in order to take advantage of temporary price dislocations, thereby making it unlikely that there will be strong concentration of funds on any particular bitcoin exchange or OTC platform. As a result, the potential for manipulation on a trading platform would require overcoming the liquidity supply of such arbitrageurs who are effectively eliminating any cross-market pricing differences.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(i) Designed To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <P>
                    In order to meet this standard in a proposal to list and trade a series of Commodity-Based Trust Shares, the Commission requires that an exchange demonstrate that there is a comprehensive surveillance-sharing agreement in place 
                    <SU>50</SU>
                    <FTREF/>
                     with a regulated 
                    <PRTPAGE P="46214"/>
                    market of significant size. Both the Exchange and CME are members of ISG.
                    <SU>51</SU>
                    <FTREF/>
                     The only remaining issue to be addressed is whether the Bitcoin Futures market constitutes a market of significant size, which both the Exchange and the Sponsor believe that it does. The terms “significant market” and “market of significant size” include a market (or group of markets) as to which: (a) there is a reasonable likelihood that a person attempting to manipulate the ETP would also have to trade on that market to manipulate the ETP, so that a surveillance-sharing agreement would assist the listing exchange in detecting and deterring misconduct; and (b) it is unlikely that trading in the ETP would be the predominant influence on prices in that market.
                    <SU>52</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>50</SU>
                         As previously articulated by the Commission, “The standard requires such surveillance-sharing agreements since “they provide a necessary deterrent to manipulation because they facilitate the availability of information needed to fully investigate a manipulation if it were to occur.” The Commission has emphasized that it is essential for an exchange listing a derivative securities product to enter into a surveillance-sharing agreement with markets trading underlying securities for the listing exchange to have the ability to obtain information necessary to detect, investigate, and deter fraud and market manipulation, as well as violations of exchange rules and applicable federal securities laws and rules. The hallmarks of a surveillance-sharing agreement are that the agreement provides for the sharing of information about market trading activity, clearing activity, and customer identity; that the parties to the agreement have reasonable ability to obtain access to and produce requested information; and that no existing rules, laws, or practices would impede one party to the agreement 
                        <PRTPAGE/>
                        from obtaining this information from, or producing it to, the other party.” The Commission has historically held that joint membership in the Intermarket Surveillance Group (“ISG”) constitutes such a surveillance sharing agreement. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 88284 (February 26, 2020), 85 FR 12595 (March 3, 2020) (SR-NYSEArca-2019-39) (the “Wilshire Phoenix Disapproval”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>51</SU>
                         For a list of the current members and affiliate members of ISG, 
                        <E T="03">see www.isgportal.com.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>52</SU>
                         
                        <E T="03">See</E>
                         Wilshire Phoenix Disapproval.
                    </P>
                </FTNT>
                <P>
                    The Commission has also recognized that the “regulated market of significant size” standard is not the only means for satisfying Section 6(b)(5) of the act, specifically providing that a listing exchange could demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement.
                    <SU>53</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>53</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37580. The Commission has also specifically noted that it “is not applying a `cannot be manipulated' standard; instead, the Commission is examining whether the proposal meets the requirements of the Exchange Act and, pursuant to its Rules of Practice, places the burden on the listing exchange to demonstrate the validity of its contentions and to establish that the requirements of the Exchange Act have been met.” 
                        <E T="03">Id.</E>
                         at 37582.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(a) Manipulation of the ETP</HD>
                <P>
                    According to the research and analysis presented above, the Bitcoin Futures market is the leading market for bitcoin price formation. Where Bitcoin Futures lead the price in the spot market such that a potential manipulator of the bitcoin spot market (beyond just the constituents of the Reference Rate 
                    <SU>54</SU>
                    <FTREF/>
                    ) would have to participate in the Bitcoin Futures market, it follows that a potential manipulator of the Shares would similarly have to transact in the Bitcoin Futures market because the Reference Rate is based on spot prices. Further, the Trust only allows for in-kind creation and redemption, which, as further described below, reduces the potential for manipulation of the Shares through manipulation of the Reference Rate or any of its individual constituents, again emphasizing that a potential manipulator of the Shares would have to manipulate the entirety of the bitcoin spot market, which is led by the Bitcoin Futures market. As such, the Exchange believes that part (a) of the significant market test outlined above is satisfied and that common membership in ISG between the Exchange and CME would assist the listing exchange in detecting and deterring misconduct in the Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>54</SU>
                         As further described below, the “Reference Rate” for the Fund is the CF Bitcoin US Settlement Price.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(b) Predominant Influence on Prices in Spot and Bitcoin Futures</HD>
                <P>The Exchange and Sponsor also believe that trading in the Shares would not be the predominant force on prices in the Bitcoin Futures market or spot market for a number of reasons, including the significant volume in the Bitcoin Futures market, the size of bitcoin's market cap, and the significant liquidity available in the spot market. In addition to the Bitcoin Futures market data points cited above, the spot market for bitcoin is also very liquid.</P>
                <HD SOURCE="HD3">(c) Other Means To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <P>
                    The Commission also permits a listing exchange to demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement. The Exchange and Sponsor believe that such conditions are present. The Exchange is proposing to take additional steps to those described above to supplement its ability to obtain information that would be helpful in detecting, investigating, and deterring fraud and market manipulation in the Commodity-Based Trust Shares. On June 21, 2023, the Exchange reached an agreement on terms with Coinbase, Inc. (“Coinbase”), an operator of a United States-based spot trading platform for Bitcoin that represents a substantial portion of US-based and USD denominated Bitcoin trading,
                    <SU>55</SU>
                    <FTREF/>
                     to enter into a surveillance-sharing agreement (“Spot BTC SSA”) and executed an associated term sheet. Based on this agreement on terms, the Exchange and Coinbase will finalize and execute a definitive agreement that the parties expect to be executed prior to allowing trading of the Commodity-Based Trust Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>55</SU>
                         According to a Kaiko Research report dated June 26, 2023, Coinbase represented roughly 50% of exchange trading volume in USD-BTC trading on a daily basis during May 2023.
                    </P>
                </FTNT>
                <P>
                    The Spot BTC SSA is expected to be a bilateral surveillance-sharing agreement between the Exchange and Coinbase that is intended to supplement the Exchange's market surveillance program. The Spot BTC SSA is expected to have the hallmarks of a surveillance-sharing agreement between two members of the ISG, which would give the Exchange supplemental access to data regarding spot Bitcoin trades on Coinbase where the Exchange determines it is necessary as part of its surveillance program for the Commodity-Based Trust Shares.
                    <SU>56</SU>
                    <FTREF/>
                     This means that the Exchange expects to receive market data for orders and trades from Coinbase, which it will utilize in surveillance of the trading of Commodity-Based Trust Shares. In addition, the Exchange can request further information from Coinbase related to spot bitcoin trading activity on the Coinbase exchange platform, if the Exchange determines that such information would be necessary to detect and investigate potential manipulation in the trading of the Commodity-Based Trust Shares.
                    <SU>57</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>56</SU>
                         For additional information regarding ISG and the hallmarks of surveillance-sharing between ISG members, see 
                        <E T="03">https://isgportal.org/overview.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>57</SU>
                         The Exchange also notes that it already has in place ISG-like surveillance sharing agreement with Cboe Digital Exchange, LLC and Cboe Clear Digital, LLC.
                    </P>
                </FTNT>
                <P>
                    Further, and consistent with prior points above, offering only in-kind creation and redemption will also provide unique protections against potential attempts to manipulate the price of the Shares. While the Sponsor believes that the Reference Rate which it uses to value the Trust's bitcoin is itself resistant to manipulation based on the methodology further described below, the fact that creations and redemptions are only available in-kind makes the manipulability of the Reference Rate significantly less important. Specifically, because the Trust will not accept cash to buy bitcoin in order to create new Shares or, barring a forced redemption of the Trust or under other extraordinary circumstances, be forced to sell bitcoin to pay cash for redeemed Shares, the price that the Sponsor uses to value the Trust's bitcoin is not particularly important.
                    <SU>58</SU>
                    <FTREF/>
                     When authorized participants are creating Shares with the Trust, they need to deliver a certain 
                    <PRTPAGE P="46215"/>
                    number of bitcoin per Share (regardless of the valuation used) and when they're redeeming, they can similarly expect to receive a certain number of bitcoin per Share. As such, even if the price used to value the Trust's bitcoin is manipulated (which the Sponsor believes that its methodology is resistant to), the ratio of bitcoin per Share does not change and the Trust will either accept (for creations) or distribute (for redemptions) the same number of bitcoin regardless of the value. This not only mitigates the risk associated with potential manipulation, but also discourages and disincentivizes manipulation of the Reference Rate because there is little financial incentive to do so.
                </P>
                <FTNT>
                    <P>
                        <SU>58</SU>
                         While the Reference Rate will not be particularly important for the creation and redemption process, it will be used for calculating fees.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(ii) Designed to Protect Investors and the Public Interest</HD>
                <P>The Exchange believes that the proposal is designed to protect investors and the public interest. Over the past several years, U.S. investor exposure to bitcoin through OTC Bitcoin Funds has grown into the tens of billions of dollars, including through Bitcoin Futures ETFs. With that growth, so too has grown the quantifiable investor protection issues to U.S. investors through roll costs for Bitcoin Futures ETFs and premium/discount volatility and management fees for OTC Bitcoin Funds. The Exchange believes that the concerns related to the prevention of fraudulent and manipulative acts and practices have been sufficiently addressed to be consistent with the Act and, to the extent that the Commission disagrees with that assertion, such concerns are now outweighed by investor protection concerns. As such, the Exchange believes that approving this proposal (and comparable proposals) provides the Commission with the opportunity to allow U.S. investors with access to bitcoin in a regulated and transparent exchange-traded vehicle that would act to limit risk to U.S. investors by: (i) reducing premium and discount volatility; (ii) reducing management fees through meaningful competition; (iii) reducing risks and costs associated with investing in Bitcoin Futures ETFs and operating companies that are imperfect proxies for bitcoin exposure; and (iv) providing an alternative to custodying spot bitcoin.</P>
                <HD SOURCE="HD3">WisdomTree Bitcoin Trust</HD>
                <P>Delaware Trust Company is the trustee (“Trustee”). U.S. Bancorp Fund Services, LLC dba U.S. Bank Global Fund Services serves as the Trust's administrator (the “Administrator”) and transfer agent (“Transfer Agent”). The Custodian will be responsible for safekeeping of the Trust's bitcoin.</P>
                <P>According to the Registration Statement, each Share will represent a fractional undivided beneficial interest and ownership in the Trust. The Trust's assets will consist of bitcoin held by the Custodian on behalf of the Trust. The Trust generally does not intend to hold cash or cash equivalents. However, there may be situations where the Trust will unexpectedly hold cash or cash equivalents on a temporary basis.</P>
                <P>
                    According to the Registration Statement, the Trust is neither an investment company registered under the Investment Company Act of 1940, as amended,
                    <SU>59</SU>
                    <FTREF/>
                     nor a commodity pool for purposes of the Commodity Exchange Act (“CEA”), and neither the Trust nor the Sponsor is subject to regulation as a commodity pool operator or a commodity trading adviser in connection with the Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>59</SU>
                         15 U.S.C. 80a-1.
                    </P>
                </FTNT>
                <P>When the Trust sells or redeems its Shares, it will do so in “in-kind” transactions in large blocks of Shares (a “Creation Basket”) at the Trust's NAV. Authorized participants will deliver, or facilitate the delivery of, bitcoin to the Trust's account with the Custodian in exchange for Shares when they purchase Shares, and the Trust, through the Custodian, will deliver bitcoin to such authorized participants when they redeem Shares with the Trust. Authorized participants may then offer Shares to the public at prices that depend on various factors, including the supply and demand for Shares, the value of the Trust's assets, and market conditions at the time of a transaction. Shareholders who buy or sell Shares during the day from their broker may do so at a premium or discount relative to the NAV of the Shares of the Trust.</P>
                <HD SOURCE="HD3">Investment Objective</HD>
                <P>According to the Registration Statement and as further described below, the investment objective of the Trust is to gain exposure to the price of bitcoin, less expenses and liabilities of the Trust's operations. In seeking to achieve its investment objective, the Trust will hold bitcoin. The Trust will value its Shares daily based on the value of bitcoin as reflected by the CF Bitcoin US Settlement Price (the “Reference Rate”), which is an independently calculated value based on an aggregation of executed trade flow of major bitcoin spot exchanges. The Reference Rate currently uses substantially the same methodology as the CME CF Bitcoin Reference Rate (“BRR”), including utilizing the same five bitcoin exchanges, which is the underlying rate to determine settlement of CME bitcoin futures contracts, except that the Reference Rate is calculated as of 4 p.m. Eastern time, whereas the BRR is calculated as of 4 p.m. London time.</P>
                <HD SOURCE="HD3">The Reference Rate</HD>
                <P>As described in the Registration Statement, the Fund will use the Reference Rate to calculate the Trust's NAV. The Reference Rate was created to facilitate financial products based on bitcoin. It serves as a once-a-day benchmark rate of the U.S. dollar price of bitcoin (USD/BTC), calculated as of 4 p.m. Eastern time. The Reference Rate, which has been calculated and published since January 27, 2021, aggregates the trade flow of several bitcoin exchanges, during an observation window between 3:00 p.m. and 4:00 p.m. Eastern time into the U.S. dollar price of one bitcoin at 4:00 p.m. Eastern time. Specifically, the Reference Rate is calculated based on the “Relevant Transactions” (as defined below) of all of its constituent bitcoin exchanges, which are currently Bitstamp, Coinbase, Kraken, itBit and Gemini (the “Constituent Bitcoin Exchanges”), as follows:</P>
                <P>• All Relevant Transactions are added to a joint list, recording the time of execution, trade price and size for each transaction.</P>
                <P>• The list is partitioned by timestamp into 12 equally sized time intervals of 5 (five) minute length.</P>
                <P>
                    • For each partition separately, the volume-weighted median trade price is calculated from the trade prices and sizes of all Relevant Transactions, 
                    <E T="03">i.e.,</E>
                     across all Constituent Bitcoin Exchanges. A volume-weighted median differs from a standard median in that a weighting factor, in this case trade size, is factored into the calculation.
                </P>
                <P>• The Reference Rate is then determined by the arithmetic mean of the volume-weighted medians of all partitions.</P>
                <HD SOURCE="HD3">Availability of Information</HD>
                <P>
                    In addition to the price transparency of the Reference Rate, the Trust will provide information regarding the Trust's bitcoin holdings as well as additional data regarding the Trust. The Trust will provide an Intraday Indicative Value (“IIV”) per Share updated every 15 seconds, as calculated by the Exchange or a third-party financial data provider during the Exchange's Regular Trading Hours (9:30 a.m. to 4:00 p.m. E.T.). The IIV will be calculated by using the prior day's closing NAV per Share as a base and updating that value during Regular 
                    <PRTPAGE P="46216"/>
                    Trading Hours to reflect changes in the value of the Trust's bitcoin holdings during the trading day.
                </P>
                <P>The IIV disseminated during Regular Trading Hours should not be viewed as an actual real-time update of the NAV, which will be calculated only once at the end of each trading day. The IIV will be widely disseminated on a per Share basis every 15 seconds during the Exchange's Regular Trading Hours by one or more major market data vendors. In addition, the IIV will be available through on-line information services.</P>
                <P>
                    The website for the Trust, which will be publicly accessible at no charge, will contain the following information: (a) the current NAV per Share daily and the prior business day's NAV and the reported closing price; (b) the BZX Official Closing Price 
                    <SU>60</SU>
                    <FTREF/>
                     in relation to the NAV as of the time the NAV is calculated and a calculation of the premium or discount of such price against such NAV; (c) data in chart form displaying the frequency distribution of discounts and premiums of the Official Closing Price against the NAV, within appropriate ranges for each of the four previous calendar quarters (or for the life of the Trust, if shorter); (d) the prospectus; and (e) other applicable quantitative information. The Trust will also disseminate the Trust's holdings on a daily basis on the Trust's website. The price of bitcoin will be made available by one or more major market data vendors, updated at least every 15 seconds during Regular Trading Hours. Information about the Reference Rate, including key elements of how the Reference Rate is calculated, will be publicly available at 
                    <E T="03">https://www.cfbenchmarks.com.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>60</SU>
                         As defined in Rule 11.23(a)(3), the term “BZX Official Closing Price” shall mean the price disseminated to the consolidated tape as the market center closing trade.
                    </P>
                </FTNT>
                <P>The NAV for the Trust will be calculated by the Administrator once a day and will be disseminated daily to all market participants at the same time. Quotation and last-sale information regarding the Shares will be disseminated through the facilities of the Consolidated Tape Association (“CTA”).</P>
                <P>Quotation and last sale information for bitcoin is widely disseminated through a variety of major market data vendors, including Bloomberg and Reuters, as well as the Reference Rate. Information relating to trading, including price and volume information, in bitcoin is available from major market data vendors and from the exchanges on which bitcoin are traded. Depth of book information is also available from bitcoin exchanges. The normal trading hours for bitcoin exchanges are 24 hours per day, 365 days per year.</P>
                <HD SOURCE="HD3">The Bitcoin Custodian</HD>
                <P>The Custodian, through a subcustodian (the “Subcustodian”), carefully considers the design of the physical, operational and cryptographic systems for secure storage of the Trust's private keys in an effort to lower the risk of loss or theft. The Subcustodian utilizes a variety of security measures to ensure that private keys necessary to transfer digital assets remain uncompromised and that the Trust maintains exclusive ownership of its assets. The operational procedures of the Subcustodian are reviewed by third-party advisors with specific expertise in physical security. The devices that store the keys will never be connected to the internet or any other public or private distributed network—this is colloquially known as “cold storage.” Only specific individuals are authorized to participate in the custody process, and no individual acting alone will be able to access or use any of the private keys. In addition, no combination of the executive officers of the Sponsor or the investment professionals managing the Trust, acting alone or together, will be able to access or use any of the private keys that hold the Trust's bitcoin.</P>
                <HD SOURCE="HD3">Net Asset Value</HD>
                <P>NAV means the total assets of the Trust including, but not limited to, all bitcoin and cash, if any, less total liabilities of the Trust, each determined on the basis of generally accepted accounting principles. The Administrator will determine the NAV of the Trust on each day that the Exchange is open for regular trading, as promptly as practical after 4:00 p.m. EST. The NAV of the Trust is the aggregate value of the Trust's assets less its estimated accrued but unpaid liabilities (which include accrued expenses). In determining the Trust's NAV, the Administrator values the bitcoin held by the Trust based on the price set by the Reference Rate as of 4:00 p.m. EST. The Administrator also determines the NAV per Share.</P>
                <HD SOURCE="HD3">Creation and Redemption of Shares</HD>
                <P>According to the Registration Statement, on any business day, an authorized participant may place an order to create one or more baskets. Purchase orders must be placed by 4:00 p.m. Eastern Time, or the close of regular trading on the Exchange, whichever is earlier. The day on which an order is received is considered the purchase order date. The total deposit of bitcoin required is an amount of bitcoin that is in the same proportion to the total assets of the Trust, net of accrued expenses and other liabilities, on the date the order to purchase is properly received, as the number of Shares to be created under the purchase order is in proportion to the total number of Shares outstanding on the date the order is received. Each night, the Sponsor will publish the amount of bitcoin that will be required in exchange for each creation order. The Administrator determines the required deposit for a given day by dividing the number of bitcoin held by the Trust as of the opening of business on that business day, adjusted for the amount of bitcoin constituting estimated accrued but unpaid fees and expenses of the Trust as of the opening of business on that business day, by the quotient of the number of Shares outstanding at the opening of business divided by the number of Shares in a Creation Unit. The procedures by which an authorized participant can redeem one or more Creation Baskets mirror the procedures for the creation of Creation Baskets.</P>
                <HD SOURCE="HD3">Rule 14.11(e)(4)—Commodity-Based Trust Shares</HD>
                <P>
                    The Shares will be subject to BZX Rule 14.11(e)(4), which sets forth the initial and continued listing criteria applicable to Commodity-Based Trust Shares. The Exchange will obtain a representation that the Trust's NAV will be calculated daily and that these values and information about the assets of the Trust will be made available to all market participants at the same time. The Exchange notes that, as defined in Rule 14.11(e)(4)(C)(i), the Shares will be: (a) issued by a trust that holds a specified commodity 
                    <SU>61</SU>
                    <FTREF/>
                     deposited with the trust; (b) issued by such trust in a specified aggregate minimum number in return for a deposit of a quantity of the underlying commodity; and (c) when aggregated in the same specified minimum number, may be redeemed at a holder's request by such trust which will deliver to the redeeming holder the quantity of the underlying commodity.
                </P>
                <FTNT>
                    <P>
                        <SU>61</SU>
                         For purposes of Rule 14.11(e)(4), the term commodity takes on the definition of the term as provided in the Commodity Exchange Act. As noted above, the CFTC has opined that Bitcoin is a commodity as defined in Section 1a(9) of the Commodity Exchange Act. 
                        <E T="03">See</E>
                         Coinflip.
                    </P>
                </FTNT>
                <P>
                    Upon termination of the Trust, the Shares will be removed from listing. The Trustee, Delaware Trust Company, is a trust company having substantial capital and surplus and the experience and facilities for handling corporate trust business, as required under Rule 
                    <PRTPAGE P="46217"/>
                    14.11(e)(4)(E)(iv)(a) and that no change will be made to the trustee without prior notice to and approval of the Exchange. The Exchange also notes that, pursuant to Rule 14.11(e)(4)(F), neither the Exchange nor any agent of the Exchange shall have any liability for damages, claims, losses or expenses caused by any errors, omissions or delays in calculating or disseminating any underlying commodity value, the current value of the underlying commodity required to be deposited to the Trust in connection with issuance of Commodity-Based Trust Shares; resulting from any negligent act or omission by the Exchange, or any agent of the Exchange, or any act, condition or cause beyond the reasonable control of the Exchange, its agent, including, but not limited to, an act of God; fire; flood; extraordinary weather conditions; war; insurrection; riot; strike; accident; action of government; communications or power failure; equipment or software malfunction; or any error, omission or delay in the reports of transactions in an underlying commodity. Finally, as required in Rule 14.11(e)(4)(G), the Exchange notes that any registered market maker (“Market Maker”) in the Shares must file with the Exchange in a manner prescribed by the Exchange and keep current a list identifying all accounts for trading in an underlying commodity, related commodity futures or options on commodity futures, or any other related commodity derivatives, which the registered Market Maker may have or over which it may exercise investment discretion. No registered Market Maker shall trade in an underlying commodity, related commodity futures or options on commodity futures, or any other related commodity derivatives, in an account in which a registered Market Maker, directly or indirectly, controls trading activities, or has a direct interest in the profits or losses thereof, which has not been reported to the Exchange as required by this Rule. In addition to the existing obligations under Exchange rules regarding the production of books and records (see, 
                    <E T="03">e.g.,</E>
                     Rule 4.2), the registered Market Maker in Commodity-Based Trust Shares shall make available to the Exchange such books, records or other information pertaining to transactions by such entity or registered or non-registered employee affiliated with such entity for its or their own accounts for trading the underlying physical commodity, related commodity futures or options on commodity futures, or any other related commodity derivatives, as may be requested by the Exchange.
                </P>
                <HD SOURCE="HD3">Trading Halts</HD>
                <P>With respect to trading halts, the Exchange may consider all relevant factors in exercising its discretion to halt or suspend trading in the Shares. The Exchange will halt trading in the Shares under the conditions specified in BZX Rule 11.18. Trading may be halted because of market conditions or for reasons that, in the view of the Exchange, make trading in the Shares inadvisable. These may include: (1) the extent to which trading is not occurring in the bitcoin underlying the Shares; or (2) whether other unusual conditions or circumstances detrimental to the maintenance of a fair and orderly market are present. Trading in the Shares also will be subject to Rule 14.11(e)(4)(E)(ii), which sets forth circumstances under which trading in the Shares may be halted.</P>
                <HD SOURCE="HD3">Trading Rules</HD>
                <P>The Exchange deems the Shares to be equity securities, thus rendering trading in the Shares subject to the Exchange's existing rules governing the trading of equity securities. BZX will allow trading in the Shares during all trading sessions on the Exchange. The Exchange has appropriate rules to facilitate transactions in the Shares during all trading sessions. As provided in BZX Rule 11.11(a) the minimum price variation for quoting and entry of orders in securities traded on the Exchange is $0.01 where the price is greater than $1.00 per share or $0.0001 where the price is less than $1.00 per share.</P>
                <HD SOURCE="HD3">Surveillance</HD>
                <P>
                    The Exchange believes that its surveillance procedures are adequate to properly monitor the trading of the Shares on the Exchange during all trading sessions and to deter and detect violations of Exchange rules and the applicable federal securities laws. Trading of the Shares through the Exchange will be subject to the Exchange's surveillance procedures for derivative products, including Commodity-Based Trust Shares. The issuer has represented to the Exchange that it will advise the Exchange of any failure by the Trust or the Shares to comply with the continued listing requirements, and, pursuant to its obligations under Section 19(g)(1) of the Exchange Act, the Exchange will surveil for compliance with the continued listing requirements. If the Trust or the Shares are not in compliance with the applicable listing requirements, the Exchange will commence delisting procedures under Exchange Rule 14.12. The Exchange may obtain information regarding trading in the Shares and Bitcoin Futures via ISG, from other exchanges who are members or affiliates of the ISG, or with which the Exchange has entered into a comprehensive surveillance sharing agreement.
                    <SU>62</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>62</SU>
                         For a list of the current members and affiliate members of ISG, 
                        <E T="03">see www.isgportal.com.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Information Circular</HD>
                <P>
                    Prior to the commencement of trading, the Exchange will inform its members in an Information Circular of the special characteristics and risks associated with trading the Shares. Specifically, the Information Circular will discuss the following: (i) the procedures for the creation and redemption of Baskets (and that the Shares are not individually redeemable); (ii) BZX Rule 3.7, which imposes suitability obligations on Exchange members with respect to recommending transactions in the Shares to customers; (iii) how information regarding the IIV and the Trust's NAV are disseminated; (iv) the risks involved in trading the Shares outside of Regular Trading Hours 
                    <SU>63</SU>
                    <FTREF/>
                     when an updated IIV will not be calculated or publicly disseminated; (v) the requirement that members deliver a prospectus to investors purchasing newly issued Shares prior to or concurrently with the confirmation of a transaction; and (vi) trading information.
                </P>
                <FTNT>
                    <P>
                        <SU>63</SU>
                         Regular Trading Hours is the time between 9:30 a.m. and 4:00 p.m. Eastern time.
                    </P>
                </FTNT>
                <P>In addition, the Information Circular will advise members, prior to the commencement of trading, of the prospectus delivery requirements applicable to the Shares. Members purchasing the Shares for resale to investors will deliver a prospectus to such investors. The Information Circular will also discuss any exemptive, no-action and interpretive relief granted by the Commission from any rules under the Act.</P>
                <HD SOURCE="HD3">2.  Statutory Basis </HD>
                <P>
                    The Exchange believes that the proposal is consistent with Section 6(b) of the Act 
                    <SU>64</SU>
                    <FTREF/>
                     in general and Section 6(b)(5) of the Act 
                    <SU>65</SU>
                    <FTREF/>
                     in particular in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system and, in 
                    <PRTPAGE P="46218"/>
                    general, to protect investors and the public interest.
                </P>
                <FTNT>
                    <P>
                        <SU>64</SU>
                         15 U.S.C. 78f.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>65</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <P>
                    The Commission has approved numerous series of Trust Issued Receipts, including Commodity-Based Trust Shares, to be listed on U.S. national securities exchanges. In order for any proposed rule change from an exchange to be approved, the Commission must determine that, among other things, the proposal is consistent with the requirements of Section 6(b)(5) of the Act, specifically including: (i) the requirement that a national securities exchange's rules are designed to prevent fraudulent and manipulative acts and practices; 
                    <SU>66</SU>
                    <FTREF/>
                     and (ii) the requirement that an exchange proposal be designed, in general, to protect investors and the public interest. The Exchange believes that this proposal is consistent with the requirements of Section 6(b)(5) of the Act and that this filing sufficiently demonstrates that the CME Bitcoin Futures market represents a regulated market of significant size and that, on the whole, the manipulation concerns previously articulated by the Commission are sufficiently mitigated to the point that they are outweighed by quantifiable investor protection issues that would be resolved by approving this proposal.
                </P>
                <FTNT>
                    <P>
                        <SU>66</SU>
                         As the Exchange has stated in a number of other public documents, it continues to believe that bitcoin is resistant to price manipulation and that “other means to prevent fraudulent and manipulative acts and practices” exist to justify dispensing with the requisite surveillance sharing agreement. The geographically diverse and continuous nature of bitcoin trading render it difficult and prohibitively costly to manipulate the price of bitcoin. The fragmentation across bitcoin platforms, the relatively slow speed of transactions, and the capital necessary to maintain a significant presence on each trading platform make manipulation of bitcoin prices through continuous trading activity challenging. To the extent that there are bitcoin exchanges engaged in or allowing wash trading or other activity intended to manipulate the price of bitcoin on other markets, such pricing does not normally impact prices on other exchange because participants will generally ignore markets with quotes that they deem non-executable. Moreover, the linkage between the bitcoin markets and the presence of arbitrageurs in those markets means that the manipulation of the price of bitcoin price on any single venue would require manipulation of the global bitcoin price in order to be effective. Arbitrageurs must have funds distributed across multiple trading platforms in order to take advantage of temporary price dislocations, thereby making it unlikely that there will be strong concentration of funds on any particular bitcoin exchange or OTC platform. As a result, the potential for manipulation on a trading platform would require overcoming the liquidity supply of such arbitrageurs who are effectively eliminating any cross-market pricing differences.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(i) Designed To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <P>
                    In order to meet this standard in a proposal to list and trade a series of Commodity-Based Trust Shares, the Commission requires that an exchange demonstrate that there is a comprehensive surveillance-sharing agreement in place 
                    <SU>67</SU>
                    <FTREF/>
                     with a regulated market of significant size. Both the Exchange and CME are members of ISG. The only remaining issue to be addressed is whether the Bitcoin Futures market constitutes a market of significant size, which both the Exchange and the Sponsor believe that it does. The terms “significant market” and “market of significant size” include a market (or group of markets) as to which: (a) there is a reasonable likelihood that a person attempting to manipulate the ETP would also have to trade on that market to manipulate the ETP, so that a surveillance-sharing agreement would assist the listing exchange in detecting and deterring misconduct; and (b) it is unlikely that trading in the ETP would be the predominant influence on prices in that market.
                    <SU>68</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>67</SU>
                         As previously articulated by the Commission, “The standard requires such surveillance-sharing agreements since “they provide a necessary deterrent to manipulation because they facilitate the availability of information needed to fully investigate a manipulation if it were to occur.” The Commission has emphasized that it is essential for an exchange listing a derivative securities product to enter into a surveillance-sharing agreement with markets trading underlying securities for the listing exchange to have the ability to obtain information necessary to detect, investigate, and deter fraud and market manipulation, as well as violations of exchange rules and applicable federal securities laws and rules. The hallmarks of a surveillance-sharing agreement are that the agreement provides for the sharing of information about market trading activity, clearing activity, and customer identity; that the parties to the agreement have reasonable ability to obtain access to and produce requested information; and that no existing rules, laws, or practices would impede one party to the agreement from obtaining this information from, or producing it to, the other party.” The Commission has historically held that joint membership in the ISG constitutes such a surveillance sharing agreement. 
                        <E T="03">See</E>
                         Wilshire Phoenix Disapproval).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>68</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    The Commission has also recognized that the “regulated market of significant size” standard is not the only means for satisfying Section 6(b)(5) of the act, specifically providing that a listing exchange could demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement.
                    <SU>69</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>69</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37580. The Commission has also specifically noted that it “is not applying a `cannot be manipulated' standard; instead, the Commission is examining whether the proposal meets the requirements of the Exchange Act and, pursuant to its Rules of Practice, places the burden on the listing exchange to demonstrate the validity of its contentions and to establish that the requirements of the Exchange Act have been met.” 
                        <E T="03">Id.</E>
                         at 37582.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(a) Manipulation of the ETP</HD>
                <P>According to the research and analysis presented above, the Bitcoin Futures market is the leading market for bitcoin price formation. Where Bitcoin Futures lead the price in the spot market such that a potential manipulator of the bitcoin spot market (beyond just the constituents of the Reference Rate) would have to participate in the Bitcoin Futures market, it follows that a potential manipulator of the Shares would similarly have to transact in the Bitcoin Futures market because the Reference Rate is based on spot prices. Further, the Trust only allows for in-kind creation and redemption, which, as further described below, reduces the potential for manipulation of the Shares through manipulation of the Reference Rate or any of its individual constituents, again emphasizing that a potential manipulator of the Shares would have to manipulate the entirety of the bitcoin spot market, which is led by the Bitcoin Futures market. As such, the Exchange believes that part (a) of the significant market test outlined above is satisfied and that common membership in ISG between the Exchange and CME would assist the listing exchange in detecting and deterring misconduct in the Shares.</P>
                <HD SOURCE="HD3">(b) Predominant Influence on Prices in Spot and Bitcoin Futures</HD>
                <P>The Exchange and Sponsor also believe that trading in the Shares would not be the predominant force on prices in the Bitcoin Futures market or spot market for a number of reasons, including the significant volume in the Bitcoin Futures market, the size of bitcoin's market cap, and the significant liquidity available in the spot market. In addition to the Bitcoin Futures market data points cited above, the spot market for bitcoin is also very liquid.</P>
                <HD SOURCE="HD3">(c) Other Means To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <P>As noted above, the Commission also permits a listing exchange to demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement. The Exchange and Sponsor believe that such conditions are present.</P>
                <P>
                    The Exchange is proposing to take additional steps to those described above to supplement its ability to obtain information that would be helpful in detecting, investigating, and deterring fraud and market manipulation in the Commodity-Based Trust Shares. On June 21, 2023, the Exchange reached an 
                    <PRTPAGE P="46219"/>
                    agreement on terms with Coinbase, Inc. (“Coinbase”), an operator of a United States-based spot trading platform for Bitcoin that represents a substantial portion of US-based and USD denominated Bitcoin trading,
                    <SU>70</SU>
                    <FTREF/>
                     to enter into a surveillance-sharing agreement (“Spot BTC SSA”) and executed an associated term sheet. Based on this agreement on terms, the Exchange and Coinbase will finalize and execute a definitive agreement that the parties expect to be executed prior to allowing trading of the Commodity-Based Trust Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>70</SU>
                         According to a Kaiko Research report dated June 26, 2023, Coinbase represented roughly 50% of exchange trading volume in USD-BTC trading on a daily basis during May 2023.
                    </P>
                </FTNT>
                <P>
                    The Spot BTC SSA is expected to be a bilateral surveillance-sharing agreement between the Exchange and Coinbase that is intended to supplement the Exchange's market surveillance program. The Spot BTC SSA is expected to have the hallmarks of a surveillance-sharing agreement between two members of the ISG, which would give the Exchange supplemental access to data regarding spot Bitcoin trades on Coinbase where the Exchange determines it is necessary as part of its surveillance program for the Commodity-Based Trust Shares.
                    <SU>71</SU>
                    <FTREF/>
                     This means that the Exchange expects to receive market data for orders and trades from Coinbase, which it will utilize in surveillance of the trading of Commodity-Based Trust Shares. In addition, the Exchange can request further information from Coinbase related to spot bitcoin trading activity on the Coinbase exchange platform, if the Exchange determines that such information would be necessary to detect and investigate potential manipulation in the trading of the Commodity-Based Trust Shares.
                    <SU>72</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>71</SU>
                         For additional information regarding ISG and the hallmarks of surveillance-sharing between ISG members, see 
                        <E T="03">https://isgportal.org/overview.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>72</SU>
                         The Exchange also notes that it already has in place ISG-like surveillance sharing agreement with Cboe Digital Exchange, LLC and Cboe Clear Digital, LLC.
                    </P>
                </FTNT>
                <P>Further, and consistent with prior points above, offering only in-kind creation and redemption will also provide unique protections against potential attempts to manipulate the price of the Shares. While the Sponsor believes that the Reference Rate which it uses to value the Trust's bitcoin is itself resistant to manipulation based on the methodology further described below, the fact that creations and redemptions are only available in-kind makes the manipulability of the Reference Rate significantly less important. Specifically, because the Trust will not accept cash to buy bitcoin in order to create new Shares or, barring a forced redemption of the Trust or under other extraordinary circumstances, be forced to sell bitcoin to pay cash for redeemed Shares, the price that the Sponsor uses to value the Trust's bitcoin is not particularly important. When authorized participants are creating Shares with the Trust, they need to deliver a certain number of bitcoin per Share (regardless of the valuation used) and when they're redeeming, they can similarly expect to receive a certain number of bitcoin per Share. As such, even if the price used to value the Trust's bitcoin is manipulated (which the Sponsor believes that its methodology is resistant to), the ratio of bitcoin per Share does not change and the Trust will either accept (for creations) or distribute (for redemptions) the same number of bitcoin regardless of the value. This not only mitigates the risk associated with potential manipulation, but also discourages and disincentivizes manipulation of the Reference Rate because there is little financial incentive to do so.</P>
                <HD SOURCE="HD3">(ii) Designed To Protect Investors and the Public Interest</HD>
                <P>The Exchange believes that the proposal is designed to protect investors and the public interest. Over the past several years, U.S. investor exposure to bitcoin through OTC Bitcoin Funds has grown into the tens of billions of dollars, including through Bitcoin Futures ETFs. With that growth, so too has grown the quantifiable investor protection issues to U.S. investors through roll costs for Bitcoin Futures ETFs and premium/discount volatility and management fees for OTC Bitcoin Funds. The Exchange believes that the concerns related to the prevention of fraudulent and manipulative acts and practices have been sufficiently addressed to be consistent with the Act and, to the extent that the Commission disagrees with that assertion, such concerns are now outweighed by investor protection concerns. As such, the Exchange believes that approving this proposal (and comparable proposals) provides the Commission with the opportunity to allow U.S. investors with access to bitcoin in a regulated and transparent exchange-traded vehicle that would act to limit risk to U.S. investors by: (i) reducing premium and discount volatility; (ii) reducing management fees through meaningful competition; (iii) reducing risks and costs associated with investing in Bitcoin Futures ETFs and operating companies that are imperfect proxies for bitcoin exposure; and (iv) providing an alternative to custodying spot bitcoin.</P>
                <HD SOURCE="HD3">Commodity-Based Trust Shares</HD>
                <P>The Exchange believes that the proposed rule change is designed to prevent fraudulent and manipulative acts and practices in that the Shares will be listed on the Exchange pursuant to the initial and continued listing criteria in Exchange Rule 14.11(e)(4). The Exchange believes that its surveillance procedures are adequate to properly monitor the trading of the Shares on the Exchange during all trading sessions and to deter and detect violations of Exchange rules and the applicable federal securities laws. Trading of the Shares through the Exchange will be subject to the Exchange's surveillance procedures for derivative products, including Commodity-Based Trust Shares. The issuer has represented to the Exchange that it will advise the Exchange of any failure by the Trust or the Shares to comply with the continued listing requirements, and, pursuant to its obligations under Section 19(g)(1) of the Exchange Act, the Exchange will surveil for compliance with the continued listing requirements. If the Trust or the Shares are not in compliance with the applicable listing requirements, the Exchange will commence delisting procedures under Exchange Rule 14.12. The Exchange may obtain information regarding trading in the Shares and listed bitcoin derivatives via the ISG, from other exchanges who are members or affiliates of the ISG, or with which the Exchange has entered into a comprehensive surveillance sharing agreement.</P>
                <HD SOURCE="HD3">Availability of Information</HD>
                <P>The Exchange also believes that the proposal promotes market transparency in that a large amount of information is currently available about bitcoin and will be available regarding the Trust and the Shares. In addition to the price transparency of the Reference Rate, the Trust will provide information regarding the Trust's bitcoin holdings as well as additional data regarding the Trust. The Trust will provide an IIV per Share updated every 15 seconds, as calculated by the Exchange or a third-party financial data provider during the Exchange's Regular Trading Hours (9:30 a.m. to 4:00 p.m. E.T.). The IIV will be calculated by using the prior day's closing NAV per Share as a base and updating that value during Regular Trading Hours to reflect changes in the value of the Trust's bitcoin holdings during the trading day.</P>
                <P>
                    The IIV disseminated during Regular Trading Hours should not be viewed as 
                    <PRTPAGE P="46220"/>
                    an actual real-time update of the NAV, which will be calculated only once at the end of each trading day. The IIV will be widely disseminated on a per Share basis every 15 seconds during the Exchange's Regular Trading Hours by one or more major market data vendors. In addition, the IIV will be available through on-line information services.
                </P>
                <P>
                    The website for the Trust, which will be publicly accessible at no charge, will contain the following information: (a) the current NAV per Share daily and the prior business day's NAV and the reported closing price; (b) the BZX Official Closing Price in relation to the NAV as of the time the NAV is calculated and a calculation of the premium or discount of such price against such NAV; (c) data in chart form displaying the frequency distribution of discounts and premiums of the Official Closing Price against the NAV, within appropriate ranges for each of the four previous calendar quarters (or for the life of the Trust, if shorter); (d) the prospectus; and (e) other applicable quantitative information. The Trust will also disseminate the Trust's holdings on a daily basis on the Trust's website. The price of bitcoin will be made available by one or more major market data vendors, updated at least every 15 seconds during Regular Trading Hours. Information about the Reference Rate, including key elements of how the Reference Rate is calculated, will be publicly available at 
                    <E T="03">www.cfbenchmarks.com.</E>
                </P>
                <P>The NAV for the Trust will be calculated by the Administrator once a day and will be disseminated daily to all market participants at the same time. Quotation and last-sale information regarding the Shares will be disseminated through the facilities of the CTA.</P>
                <P>Quotation and last sale information for bitcoin is widely disseminated through a variety of major market data vendors, including Bloomberg and Reuters, as well as the Reference Rate. Information relating to trading, including price and volume information, in bitcoin is available from major market data vendors and from the exchanges on which bitcoin are traded. Depth of book information is also available from bitcoin exchanges. The normal trading hours for bitcoin exchanges are 24 hours per day, 365 days per year.</P>
                <P>In sum, the Exchange believes that this proposal is consistent with the requirements of Section 6(b)(5) of the Act, that this filing sufficiently demonstrates that the CME Bitcoin Futures market represents a regulated market of significant size, and that on the whole the manipulation concerns previously articulated by the Commission are sufficiently mitigated to the point that they are outweighed by investor protection issues that would be resolved by approving this proposal.</P>
                <P>The Exchange believes that the proposal is, in particular, designed to protect investors and the public interest. The investor protection issues for U.S. investors has grown significantly over the last several years, through roll costs for Bitcoin Futures ETFs and premium/discount volatility and management fees for OTC Bitcoin Funds. As discussed throughout, this growth investor protection concerns need to be reevaluated and rebalanced with the prevention of fraudulent and manipulative acts and practices concerns that previous disapproval orders have relied upon. Finally, the Exchange notes that in addition to all of the arguments herein which it believes sufficiently establish the CME Bitcoin Futures market as a regulated market of significant size, it is logically inconsistent to find that the CME Bitcoin Futures market is a significant market as it relates to the CME Bitcoin Futures market, but not a significant market as it relates to the bitcoin spot market for the numerous reasons laid out above.</P>
                <P>For the above reasons, the Exchange believes that the proposed rule change is consistent with the requirements of Section 6(b)(5) of the Act.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purpose of the Act. The Exchange notes that the proposed rule change, rather will facilitate the listing and trading of an additional exchange-traded product that will enhance competition among both market participants and listing venues, to the benefit of investors and the marketplace.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>The Exchange neither solicited nor received comments on the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    Within 45 days of the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                     or within such longer period up to 90 days (i) as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the Exchange consents, the Commission will:
                </P>
                <P>A. by order approve or disapprove such proposed rule change, or</P>
                <P>B. institute proceedings to determine whether the proposed rule change should be disapproved.</P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change, as modified by Amendment No. 1, is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-CboeBZX-2023-042 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-CboeBZX-2023-042. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication 
                    <PRTPAGE P="46221"/>
                    submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-CboeBZX-2023-042 and should be submitted on or before August 9, 2023.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>73</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>73</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>J. Matthew DeLesDernier,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15272 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-97888; File No. SR-LCH SA-2023-005]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Portfolio Margining</SUBJECT>
                <DATE>July 13, 2023.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on June 29, 2023, Banque Centrale de Compensation, which conducts business under the name LCH SA (“LCH SA”), filed with the Securities and Exchange Commission (“Commission”) the proposed rule change (“Proposed Rule Change”) described in Items I, II and III below, which Items have been prepared primarily by LCH SA. The Commission is publishing this notice to solicit comments on the Proposed Rule Change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Clearing Agency's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    LCH SA is proposing to amend its FCM/BD CDS Clearing Regulations (“Regulations”) and certain provisions of its CDS Clearing Rule Book (“Rule Book”) to implement a portfolio margining program (“Program”), pursuant to which FCM/BD Clearing Members may offer FCM/BD Clients the opportunity to portfolio margin FCM/BD Cleared Transactions that are security-based swaps (“SBS”) with FCM/BD Cleared Transactions that are Cleared Swaps in the participating FCM/BD Clearing Member's FCM/BD Swaps Client Account Structure. LCH SA is also proposing to amend certain provisions of its Rule Book and its CDS Clearing Procedures (“Procedures”) 
                    <SU>3</SU>
                    <FTREF/>
                     regarding permitted Collateral (including Eligible Collateral and Eligible Currency), the Client Collateral Buffer, and the release of Collateral to a Clearing Member. In addition, LCH SA is making other miscellaneous amendments to its Rule Book, Procedures and CDS Clearing Supplement and will adopt a new Clearing Notice. Further, LCH SA is also making a number of amendments to its Liquidity Risk Modelling Framework (“Framework”) 
                    <SU>4</SU>
                    <FTREF/>
                     to take into account the segregation requirements and investment restrictions applicable to FCMs' customer funds. (collectively, the “Proposed Rule Change”).
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         The version of the Rule Book and Section 3 of the Procedures which includes the Proposed Rule Change reflects a separate proposed rule change previously submitted to the Securities and Exchange Commission (SEC) under the Filing No. SR-LCH SA-2023-004” which is still subject to SEC's approval.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         The amendments are to the version of the Framework that has been submitted to SEC for approval under the Filing No SR-LCH SA-2023-003, which conforms the Framework to the common template adopted by the London Stock Exchange Group (“LSEG”) for use by each of its affiliates.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Capitalized terms not defined herein are defined in LCH SA's Rule Book, available at 
                        <E T="03">http://www.lch.com/rules-regulations/rulebooks/sa.</E>
                    </P>
                </FTNT>
                <P>
                    The text of the Proposed Rule Change has been annexed as Exhibit 5 to file number SR-LCH SA-2023-005.
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         All capitalized terms not defined herein have the same definition as in the Rule  Book or Procedures, as applicable.
                    </P>
                </FTNT>
                <P>The implementation of the Proposed Rule Change will be contingent on LCH SA's receipt of all necessary regulatory approvals, including the approval by the Commission of the Proposed Rule Change described herein.</P>
                <HD SOURCE="HD1">II. Clearing Agency's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, LCH SA included statements concerning the purpose of and basis for the Proposed Rule Change and discussed any comments it received on the Proposed Rule Change. The text of these statements may be examined at the places specified in Item IV below. LCH SA has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Clearing Agency's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">
                    1. 
                    <E T="03">Purpose</E>
                </HD>
                <P>In separate orders issued in November, 2021, the SEC and the Commodity Futures Trading Commission (“CFTC” and collectively with the SEC, the “Agencies”) set out the terms and conditions pursuant to which LCH SA's FCM/BD Clearing Members may elect to offer their FCM/BD Clients the opportunity to portfolio margin FCM/BD Cleared Transactions that are SBS with FCM/BD Cleared Transactions that are Cleared Swaps in the participating FCM/BD Clearing Member's FCM/BD Swaps Client Account Structure. The Proposed Rule Change is being adopted, in part, to implement this Program. In addition, the Proposed Rule Change will amend certain provisions of its Rule Book and its Procedures regarding permitted Collateral, the Client Collateral Buffer, and the release of Collateral to a Clearing Member. The Proposed Rule Change will also make other miscellaneous amendments to LCH SA's Rule Book and Procedures. Finally, the Proposed Rule Change will also update the Liquidity Risk Modelling Framework with respect to the liquidity resources and requirements applicable to FCM/BD Clearing Members.</P>
                <HD SOURCE="HD3">a. Portfolio Margining Program</HD>
                <P>
                    The rules establishing the Program will be set out primarily in a new Regulation 7 in LCH SA's FCM/BD Clearing Regulations (“Regulations”), which are designed to ensure that the Program complies with the terms and conditions set out in the SEC Portfolio Margining Order 
                    <SU>7</SU>
                    <FTREF/>
                     and the CFTC Portfolio Margining Order.
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         The Definitions section of the Regulations will be amended to define the “SEC Portfolio Margining Order” to mean “Exchange Act Release 34-93501 (Order Granting Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With the Portfolio Margining of Cleared Swaps and Security-Based Swaps That Are Credit Default Swaps”, 86 FR 61357 (November 5, 2021)). This Order applies to all SEC-registered clearing agencies and all SEC-registered broker-dealers.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         The Definitions section of the Regulations will be amended to define the “CFTC Portfolio Margining Order” to mean the “Treatment of Funds Held in Connection with Clearing by LCH SA of Single-Name Credit Default Swaps, Including Spun-Out Component Transactions” issued on November 1, 2021. This Order applies solely to LCH SA and its FCM/BD Clearing Members.
                    </P>
                </FTNT>
                <P>
                    • Section 7(a) of the Regulations, In General, will define the “Portfolio Margining Program” as the program by which LCH SA is authorized, pursuant to the SEC Portfolio Margining Order and the CFTC Portfolio Margining Order, to offer FCM/BD Clearing Members, on behalf of their FCM/BD Clients, the ability to elect to portfolio margin FCM/BD Cleared Transactions that are SBS with FCM/BD Cleared Transactions that are Cleared Swaps.
                    <SU>9</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         The Definitions section of the Regulations will be amended to define the “Portfolio Margining Program” by making a direct reference to Regulation 7(a) in the Regulations.
                    </P>
                </FTNT>
                <P>
                    • Section 7(b) of the Regulations, Participation, will provide that FCM/BD Clearing Members may participate in 
                    <PRTPAGE P="46222"/>
                    the Program by providing LCH SA such materials that LCH SA may require from time to time, including in respect of its FCM/BD Clients. This section also provides that, in providing these materials to LCH SA, the FCM/BD Clearing Member shall be deemed to represent that: (a) it is both an FCM and a BD and neither such status has been revoked; (b) it is in compliance with the applicable requirements of the SEC Portfolio Margining Order and the CFTC Portfolio Margining Order; and (c) each relevant FCM/BD Client is an “eligible contract participant” as defined in Section 1a(18) of the Commodity Exchange Act.
                    <SU>10</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         This section further provides that, if LCH SA determines that an FCM/BD Clearing Member may participate in the Portfolio Margining Program on behalf of its FCM Client(s), it will advise the FCM/BD Clearing Member when such participation shall begin, which date is defined as the “Portfolio Margining Start Date”.
                    </P>
                </FTNT>
                <P>
                    • Section 7(c) of the Regulations, Operation, will provide that, following the Portfolio Margining Start Date, all FCM/BD Cleared Transactions that are SBS for the relevant FCM/BD Client will be treated as FCM/BD Portfolio Margining Transactions 
                    <SU>11</SU>
                    <FTREF/>
                     and will be held (along with any associated Collateral) in the FCM/BD Swaps Client Account Structure on a commingled basis with FCM/BD Cleared Transactions that are Cleared Swaps for such FCM/BD Client. Further, all such FCM/BD Portfolio Margining Transactions will constitute Cleared Swaps for purposes of the CDS Clearing Rules and the resulting combined positions will be margined on a portfolio basis in respect of the relevant FCM/BD Client. Finally, this section will provide that the relevant FCM/BD Client will be deemed to acknowledge and agree that any property used to margin, guarantee or secure the FCM/BD Portfolio Margining Transactions will not receive customer protection treatment under the Securities Exchange Act (“Act”) or SIPA 
                    <SU>12</SU>
                    <FTREF/>
                     and will instead receive customer protection treatment under the commodity broker liquidation provisions of the Code 
                    <SU>13</SU>
                    <FTREF/>
                     and the rules and regulations promulgated thereunder.
                    <SU>14</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         The Definitions section of the Regulations will be amended to define an “FCM/BD Portfolio Margining Transaction” to mean an “FCM/BD Cleared Transaction that is an SBS and which is held in the FCM/BD Swaps Client Account Structure pursuant to the Portfolio Margining Program.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         The Definitions section of the Regulations defines SIPA to mean U.S. Securities Investor Protection Act of 1970, as amended.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         The Definitions section of the Regulations defines the Code to mean U.S. Bankruptcy Code, as amended.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         The purpose of this provision is to cause the FCM/BD Clearing Member to acknowledge that it has complied with the SEC Portfolio Margining Order, which, 
                        <E T="03">inter alia,</E>
                         requires the FCM/BD to furnish to the FCM/BD Client a disclosure document containing the following information: (i) a statement indicating that the FCM/BD's money, securities, and property will be held in an account maintained in accordance with the segregation requirements of Section 4d(f) of the Commodity Exchange Act and that the FCM/BD Client has elected to seek protections under Subchapter IV of Chapter 7 of Title 11 of the United States Code and the rules and regulations thereunder with respect to such money, securities, and property; and (ii) a statement that the broker-dealer segregation requirements of Section 15(c)(3) and Section 3E of the Exchange Act and the rules thereunder, and any customer protections under SIPA and the stockbroker liquidation provisions, will not apply to such FCM/BD Client.
                    </P>
                </FTNT>
                <P>
                    In addition to new Regulation 7, certain conforming changes will also be made to other sections of the Regulations. In particular, in the Definitions section of the Regulations, the definition of the LCH Cleared Swaps Client Segregated Depository Account will be amended to make clear that the account includes, where relevant, FCM/BD Portfolio Margining Transactions. Similarly, the definition of the LCH SBS Client Segregated Depository Account will be amended to make clear that the account excludes any FCM/BD Portfolio Margining Transactions. 
                    <SU>15</SU>
                    <FTREF/>
                     Equivalent changes will be made to the relevant provisions of the Rule Book and Section 3 of the Procedures by adding a reference to the new defined term of “FCM/BD Portfolio Margining Transaction”, where needed.
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         Specifically, an LCH SBS Client Segregated Depository Account will be defined in the Regulations to mean one or more accounts at one or more Banks which are commingled for purposes of the applicable provisions of the Exchange Act and SEC Regulations) maintained by LCH SA for the benefit of SBS Customers of its FCM/BD Clearing Members with a Bank, which is segregated in accordance with the Exchange Act and SEC Regulations and contains Collateral deposited by such FCM/BD Clearing Members on behalf of their SBS Customers in connection with FCM/BD Cleared Transactions that are SBS cleared for such SBS Customers by such FCM/BD Clearing Members, excluding any FCM/BD Portfolio Margining Transactions.
                    </P>
                </FTNT>
                <P>
                    Further, Article 6.2.1.1 (iii) of the Rule Book will be deleted. Article 6.2.1.1(iii) establishes the terms and conditions pursuant to which, prior to the compliance date for the final capital, margin, and segregation requirements for security-based swap dealers and the adoption of the SEC Portfolio Margining Order, an FCM/BD Clearing Member that is both an FCM and a BD was authorized to clear and hold FCM/BD Cleared Transactions that are SBS for FCM/BD Clients in the FCM/BD Swaps Client Account Structure on a commingled basis with Cleared Swaps.
                    <SU>16</SU>
                    <FTREF/>
                     With the implementation of the more comprehensive Portfolio Margining Program set out in Section 7 of the Regulations, Article 6.2.1.1 is unnecessary.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See, Order Granting Conditional Exemptions under the Securities Exchange Act of 1934 in Connection with Portfolio Margining of Swaps and Security-based Swaps,</E>
                         Exchange Act Release No. 68433 (Dec. 12, 2012) 77 FR 75211 (Dec. 19, 2012).
                    </P>
                </FTNT>
                <P>
                    In addition, because LCH SA expects that all FCM/BD Clients will elect to portfolio margin all of their SBS transactions rather than maintain a separate FCM/BD SBS Client Segregated Depository Account,
                    <SU>17</SU>
                    <FTREF/>
                     Regulation 2(a) will be amended to provide that an FCM/BD Clearing Member will maintain an FCM/BD SBS Client Segregated Depository Account only if required,
                    <SU>18</SU>
                    <FTREF/>
                     and Regulation 2(b) will be amended to provide that LCH SA will establish an LCH SBS Client Segregated Depository Account 
                    <SU>19</SU>
                    <FTREF/>
                     for an FCM/BD Clearing Member only upon request. Finally, Regulation 2(c) will be amended to confirm that all Collateral deposited with LCH SA by FCM/BD Clearing Members in connection with Cleared Swaps will include Collateral deposited in connection with FCM/BD Portfolio Margining Transactions and will be held in an LCH Cleared Swaps Segregated Depository Account.
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         The Regulations define an FCM/BD SBS Client Segregated Depository Account to mean an omnibus account (which will consist of one or more accounts at one or more Banks which are commingled for purposes of the applicable provisions of the Exchange Act and SEC Regulations) maintained by an FCM/BD Clearing Member for its SBS Customers with a Bank, which is segregated in accordance with the Exchange Act and SEC Regulations and contains Collateral deposited by such SBS Customers in connection with FCM/BD Cleared Transactions that are SBS cleared for such SBS Customers by such FCM/BD Clearing Member, excluding any FCM/BD Portfolio Margining Transactions.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         Therefore, any reference to the FCM/BD SBS Client Segregated Depository Account in Section 3 of the Procedures will be preceded by the condition that such account is established.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         The Regulations define an LCH SBS Client Segregated Depository Account to mean an omnibus account (which will consist of one or more accounts at one or more Banks which are commingled for purposes of the applicable provisions of the Exchange Act and SEC Regulations) maintained by LCH SA for the benefit of SBS Customers of its FCM/BD Clearing Members with a Bank, which is segregated in accordance with the Exchange Act and SEC Regulations and contains Collateral deposited by such FCM/BD Clearing Members on behalf of their SBS Customers in connection with FCM/BD Cleared Transactions that are SBS cleared for such SBS Customers by such FCM/BD Clearing Members, excluding any FCM/BD Portfolio Margining Transactions.
                    </P>
                </FTNT>
                <P>Section 3 of the Procedures will also be revised in the expectation that all FCM/BD Clients will elect to portfolio margin their SBS transactions. Specifically:</P>
                <P>
                    • Section 3.3(b) will be revised to provide that LCH SA will maintain an FCM/BD SBS Client Collateral Account to record the Collateral held by LCH SA for the benefit of such FCM/BD Clearing 
                    <PRTPAGE P="46223"/>
                    Member's SBS Customers with respect to SBS only where required. Any reference to the FCM/BD SBS Client Collateral Account in Section 3 of the Procedures will be preceded by the condition that such account is established.
                </P>
                <P>
                    • Section 3.7(a)(ii)(z) will be revised to provide that LCH SA will maintain a TARGET2 Account to be used to make Collateral Calls in relation to the Client Margin Requirement(s) with respect to SBS only where required.
                    <SU>20</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         As defined in the Rule Book, TARGET2 is the system known as Trans-European Automated Real-time Gross Settlement Express Transfer 2. A TARGET2 Account is an account held by a TARGET2 participant in TARGET2 payment module with a Eurosystem Central Bank which is necessary for such TARGET2 participant to: (i) submit payment orders or receive payments via TARGET2; and (ii) settle such payments with such Eurosystem Central Bank.
                    </P>
                </FTNT>
                <P>• Section 3.7(b) will be revised to provide that an FCM/BD Clearing Member has an obligation to maintain a TARGET2 Account for the purposes of the Collateral Calls in respect of its Client Margin Requirement(s) with respect to SBS only where required. Any reference to such TARGET2 Account in Section 3 of the Procedures will be preceded by the condition that such account is established.</P>
                <P>• Section 3.8(b) will be revised to provide that LCH SA will be required to maintain a USD account to credit USD Cash Collateral which is transferred by FCM/BD Clearing Members to be recorded in their FCM/BD SBS Client Collateral Account (the “LCH FCM/BD SBS Client USD Account”) only where required. Any reference to the LCH FCM/BD SBS Client USD Account in Section 3 of the Procedures will be preceded by the condition that such account is established.</P>
                <P>
                    • Section 3.14 (a) will be revised to provide that LCH SA will be required, upon request, to maintain a segregated depository account in BNYM US' books to register BNYM US Eligible Collateral 
                    <SU>21</SU>
                    <FTREF/>
                     which is transferred by FCM/BD Clearing Members in connection with SBS other than SBS that constitute FCM/BD Portfolio Margining Transactions (the “LCH SBS Client Depository Account”). Any reference to the LCH SBS Client Depository Account in Section 3 of the Procedures will be preceded by the condition that such account is established.
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         “BNYM US” and “BNYM US Eligible Collateral” are defined below.
                    </P>
                </FTNT>
                <P>• A new Section 3.18(b)(y) will be added to provide that the FCM/BD Clearing Member will establish a TARGET2 Account for the purposes of the Collateral Calls in respect of its Client Margin Requirement(s) with respect to SBS only where required. As noted earlier, LCH SA expects that all FCM/BD Clients will elect to portfolio margin all of their SBS transactions rather than maintain a separate FCM/BD SBS Client Segregated Depository Account. New Section 3.18(b)(y) confirms that LCH SA will not establish a TARGET2 Account with respect to SBS unless an FCM/BD Client does not elect to portfolio margin its SBS transactions.</P>
                <P>
                    • Section 3.18(c) will be revised to provide that an FCM/BD Clearing Member has an obligation to hold a Bank of New York Mellon (“BNYM”) cash account for the purposes of satisfying its Cash Payments obligations in respect of its Client Cleared Transactions that are SBS only where required.
                    <SU>22</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         In each case, the revisions also make clear that the term “SBS” excludes SBS that constitute FCM/BD Portfolio Margining Transactions.
                    </P>
                </FTNT>
                <P>
                    Certain definitions set out in the Rule Book will also be revised, in each case, to recognize that FCM/BD Portfolio Margining Transactions, 
                    <E T="03">i.e.,</E>
                     FCM/BD Cleared Transactions that are SBS and that are held in the FCM/BD Swaps Client Account Structure pursuant to the Portfolio Margining Program established in new FCM/BD Regulation 7, will be treated as Cleared Swaps for all purposes and, as such, governed by new FCM/BD Regulation 7. As with Article 6.2.1.1(iii), discussed earlier, the current definitions were adopted to implement the structure in place prior to the compliance date for the final capital, margin, and segregation requirements for security-based swap dealers and the adoption of the SEC Portfolio Margining Order, pursuant to which an FCM/BD Clearing Member that is both an FCM and a BD is authorized to clear and hold FCM/BD Cleared Transactions that are SBS for FCM/BD Clients in the FCM/BD Swaps Client Account Structure on a commingled basis with Cleared Swaps. With the adoption of new FCM/BD Regulation 7, references to current definitions or Articles in the Rule Book are revised to reflect the Portfolio Margining Program.
                    <SU>23</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         In particular, references to Article 6.2.1.1(iii) have been removed. As noted earlier, with the implementation of the more comprehensive Portfolio Margining Program set out in Section 7 of the Regulations, Article 6.2.1.1 is unnecessary and is being deleted.
                    </P>
                </FTNT>
                <P>In particular:</P>
                <P>
                    • 
                    <E T="03">Cleared Swap.</E>
                     This definition currently provides that a Cleared Swap is an FCM/BD Cleared Transaction (i) constituting a Cleared Swap as defined in CFTC Regulation 22.1 or (ii) constituting an SBS that is held in the FCM/BD Swaps Client Account Structure set out in Article 6.2.1.1(i) in pursuant to Article 6.2.1.1(iii). As revised, subparagraph (ii) of the definition will provide that a Cleared Swap is an FCM/BD Cleared Transaction “constituting an FCM/BD Portfolio Margining Transaction.”
                </P>
                <P>
                    • 
                    <E T="03">Cleared Swaps Customer.</E>
                     This definition currently provides that a Cleared Swaps Customer is (i) a Cleared Swaps Customer, as defined in CFTC Regulation 22.1, of an FCM/BD Clearing Member with respect to Cleared Swaps, that is an eligible contract participant as defined in Section 1a(18) of the CEA, other than subparagraph (C) thereof, or as may be further defined by CFTC Regulations, and (ii) a person that would be a Cleared Swaps Customer, as defined in CFTC Regulation 22.1, of an FCM/BD Clearing Member with respect to any transaction constituting an SBS that is a Cleared Swap under the definition in this Section 1.1.1, as if such transaction is a Cleared Swap for purposes of the definition of Cleared Swaps Customer in CFTC Regulation 22.1. As revised, subparagraph (ii) of the definition will provide that a Cleared Swaps Customer is “a person that is treated as a Cleared Swaps Customer in connection with maintaining FCM/BD Portfolio Margining Transactions in the FCM/BD Swaps Client Account Structure of an FCM/BD Clearing Member pursuant to the Portfolio Margining Program.
                </P>
                <P>
                    • 
                    <E T="03">Cleared Swaps Customer Collateral.</E>
                     This definition currently provides that Cleared Swaps Customer Collateral is Cleared Swaps Customer Collateral, as defined in CFTC Regulation 22.1, with respect to Cleared Swaps, including with respect to any transaction constituting an SBS that is a Cleared Swap under the definition in Section 1.1.1, as if such transaction is a Cleared Swap for purposes of the definition of Cleared Swaps Customer Collateral in CFTC Regulation 22.1. As revised, this definition will provide that Cleared Swaps Customer Collateral is Cleared Swaps Customer Collateral, as defined in CFTC Regulation 22.1, with respect to Cleared Swaps, including with respect to any transaction constituting an SBS that is an FCM/BD Portfolio Margining Transaction.
                </P>
                <P>
                    • 
                    <E T="03">FCM/BD Swaps Client Trade Account.</E>
                     This definition currently provides that an FCM/BD Swaps Client Trade Account is an account opened by LCH SA in the name of an FCM/BD Clearing Member for the benefit of the Customer of such FCM/BD Clearing Member in order to register all Cleared Swaps (including any SBS that are held 
                    <PRTPAGE P="46224"/>
                    in the FCM/BD Swaps Client Account Structure as Cleared Swaps pursuant to Article 6.2.1.1(iii)) in relation to such FCM/BD Client). As revised, this definition will provide that an FCM/BD Swaps Client Trade Account is an account opened by LCH SA in the name of an FCM/BD Clearing Member for the benefit of the Customer of such FCM/BD Clearing Member in order to register all Cleared Swaps (including any SBS that constitute FCM/BD Portfolio Margining Transactions in relation to such FCM/BD Client).
                </P>
                <P>
                    • 
                    <E T="03">FCM/BD SBS Client Collateral Account.</E>
                     This definition currently provides, in relevant part, that an FCM/BD SBS Client Collateral Account is an account opened in the books of LCH SA to record the Collateral held by LCH SA for the benefit of an FCM/BD Clearing Member's SBS Customers with respect to FCM/BD Cleared Transactions that are SBS (excluding any SBS transactions held in the FCM/BD Swaps Client Account Structure as Cleared Swaps pursuant to Article 6.2.1.1(iii)). As revised, this definition will provide, in relevant part, that an FCM/BD SBS Client Collateral Account is an account opened in the books of LCH SA to record the Collateral held by LCH SA for the benefit of an FCM/BD Clearing Member's SBS Customers with respect to FCM/BD Cleared Transactions that are SBS (excluding any SBS that constitute FCM/BD Portfolio Margining Transactions).
                </P>
                <P>
                    • 
                    <E T="03">FCM/BD SBS Client Financial Account.</E>
                     This definition currently provides that an FCM/BD SBS Client Financial Account is a segregated account opened in the books of LCH SA for an SBS Customer of an FCM/BD Clearing Member with a view to record the Legally Segregated Value related to SBS (excluding SBS that are held in the FCM/BD Swaps Client Account Structure as Cleared Swaps pursuant to Article 6.2.1.1(iii)) of such FCM/BD Clearing Member's SBS Customer as determined by LCH SA in accordance with the CDS Clearing Rules. As revised, this definition will provide that an FCM/BD SBS Client Financial Account is a segregated account opened in the books of LCH SA for an SBS Customer of an FCM/BD Clearing Member with a view to record the Legally Segregated Value related to SBS (excluding SBS that constitute FCM/BD Portfolio Margining Transactions) of such FCM/BD Clearing Member's SBS Customer as determined by LCH SA in accordance with the CDS Clearing Rules.
                </P>
                <P>
                    • 
                    <E T="03">FCM/BD SBS Client Margin Account.</E>
                     This definition currently provides that an FCM/BD SBS Client Margin Account is an account opened by LCH SA in the name of an FCM/BD Clearing Member for the benefit of each SBS Customer of such FCM/BD Clearing Member in the CDS Clearing System for risk management purposes, in which the SBS of the SBS Customers (excluding SBS that are held in the FCM/BD Swaps Client Account Structure as Cleared Swaps pursuant to Article 6.2.1.1(iii)) are netted and corresponding Open Positions are registered, and each FCM/BD Client related SBS positions (excluding SBS transactions that are held in the FCM/BD Swaps Client Account Structure as Cleared Swaps pursuant to Article 6.2.1.1(iii)) corresponding to Eligible Intraday Transactions and Irrevocable Backloading STM Transactions pre-registered in the Account Structure of such FCM/BD Clearing Member (if so applicable pursuant to Article 6.2.3.1) are recorded, in order to calculate the FCM/BD Client Margin Requirement and Client NPV Payment Requirement of such FCM/BD Clearing Member in respect of such SBS Customer. As revised, this definition will provide that an FCM/BD SBS Client Margin Account is an account opened by LCH SA in the name of an FCM/BD Clearing Member for the benefit of each SBS Customer of such FCM/BD Clearing Member in the CDS Clearing System for risk management purposes, in which the SBS of the SBS Customers (excluding SBS that constitute FCM/BD Portfolio Margining Transactions) are netted and corresponding Open Positions are registered, and each FCM/BD Client related SBS positions (excluding SBS transactions that constitute FCM/BD Portfolio Margining Transactions) corresponding to Eligible Intraday Transactions and Irrevocable Backloading STM Transactions pre-registered in the Account Structure of such FCM/BD Clearing Member (if so applicable pursuant to Article 6.2.3.1) are recorded, in order to calculate the FCM/BD Client Margin Requirement and Client NPV Payment Requirement of such FCM/BD Clearing Member in respect of such SBS Customer.
                </P>
                <P>
                    • 
                    <E T="03">FCM/BD SBS Client Trade Account.</E>
                     This definition provides that an FCM/BD SBS Client Trade Account is an account opened by LCH SA in the name of an FCM/BD Clearing Member for the benefit of an SBS Customer of such FCM/BD Clearing Member in order to register all SBS cleared by such FCM/BD Clearing Member (excluding SBS that are held in the FCM/BD Swaps Client Account Structure as Cleared Swaps pursuant to Article 6.2.1.1(iii)) in relation to such SBS Customer. As revised, this definition will provide that an FCM/BD SBS Client Trade Account is an account opened by LCH SA in the name of an FCM/BD Clearing Member for the benefit of an SBS Customer of such FCM/BD Clearing Member in order to register all SBS cleared by such FCM/BD Clearing Member (excluding SBS that constitute FCM/BD Portfolio Margining Transactions) in relation to such SBS Customer.
                </P>
                <HD SOURCE="HD3">b. Collateral/Accounts</HD>
                <P>
                    As noted above, in addition to the proposed changes linked to the implementation of the Program described in paragraph a. above, the Proposed Rule Change will also amend certain provisions of the Rule Book and the Procedures regarding permitted Collateral (including Eligible Collateral and Eligible Currency 
                    <SU>24</SU>
                    <FTREF/>
                    ), the Client Collateral Buffer, and the release of Collateral to a Clearing Member. With regard to Eligible Collateral, Section 3 of the Procedures will be amended to replace any references to US Treasury Bills (“US T-Bills”) by Eligible Collateral that may be held at the Bank of New York Mellon (“BNYM US”) since there are also other securities, in addition to US T-Bills, that could be held with BNYM US. Section 3 will refer instead to “BNYM US Eligible Collateral” or “Eligible Collateral held at BNYM US”, where appropriate.
                    <SU>25</SU>
                    <FTREF/>
                     With regard to Eligible Currency, Section 3.5 of the Procedures will be amended to provide that the Pound Sterling will no longer be an Eligible Currency for purposes of the FCM/BD Client Account Structure of an FCM/BD Clearing Member since LCH SA will not open an account for the purpose of depositing Cash Collateral under the form of Pound Sterling on behalf of FCM/BD Clients with a Permitted Depository as such term is defined in CFTC Regulations 22.1 and 22.4. As a 
                    <PRTPAGE P="46225"/>
                    result, Eligible Currencies for FCM/BD Client Account Structure will be limited to the Euro which is held in an LCH SA's TARGET 2 Account opened with Banque de France and the U.S. Dollar (“USD”) which is held in an LCH SA's account opened with BNYM US and Section 3.4(b) will be also amended for this purpose by permitting the transfer of non-Euro denominated Cash Collateral to be credited to LCH SA's accounts opened with Euroclear Bank in respect of the House Collateral Account and any Collateral Accounts of a CCM only (
                    <E T="03">i.e.</E>
                     a clearing member that is not an FCM/BD Clearing Member). Indeed, LCH SA will not allow the transfer of Pound Sterling (included in the reference to “non-Euro denominated Cash Collateral”) on behalf of FCM/BD Clients to be credited to an LCH SA's account opened with Euroclear Bank as it is not an eligible Permitted Depository within the meaning of CFTC Regulations 22.1 and 22.4. Consequently, the provisions of Section 3.8(a) relating to the FCM/BD Swaps Client Non Euro Account and FCM/BD SBS Client Non Euro Account that should be opened in the name of LCH SA with Euroclear Bank will be removed as unnecessary.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         “Eligible Collateral” is broadly defined in Article 1.1.1 of the Rule Book to mean such securities and other types of non-Cash Collateral as are set out in Section 3 of the Procedures as being acceptable by LCH SA for the purposes of satisfying a Clearing Member's Margin Requirements; “Eligible Currency” is defined to mean cash in such currencies as are set out in Section 3 of the Procedures as being acceptable by LCH SA as Cash Collateral.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         “BNYM US Eligible Collateral is defined in Section 3.4(d) to mean Eligible Collateral that is acceptable to LCH SA to be held with BNYM US. Conforming changes replacing “US T-Bills” with “BNYM US Eligible Collateral” or, as the case may be, “Eligible Collateral held at BNYM US”, are made in Sections 3.2, 3.4, 3.7, 3.8, 3.9, 3.11, 3.14, and 3.17. Notwithstanding the above, US T-Bills are currently the only Eligible Collateral permitted to be deposited at BNYM US. If LCH SA determines to add additional Eligible Collateral, it will amend the List of Eligible Securities by publication of a Clearing Notice pursuant to Section 3.9.
                    </P>
                </FTNT>
                <P>
                    The Proposed Rule Change will also make a number of changes with regard to rules governing the Client Collateral Buffer, including the FCM/BD Client Collateral Buffer.
                    <SU>26</SU>
                    <FTREF/>
                     The Client Collateral Buffer is the value of Collateral recorded as Client Collateral Buffer, which allows a Clearing Member to satisfy its margin requirements in respect of a Client Account Structure of that Clearing Member if there is no or insufficient Collateral held in the relevant Client Account Structure for the purpose of clearing a client trade leg. These changes regarding the Client Collateral Buffer first consist in revising Section 3.1 of Section 3 of the Procedures to expand the types of Collateral permitted to be held in the FCM/BD Client Collateral Buffer. Currently, an FCM/BD Clearing Member and a CCM may deposit only Euro to be maintained as Client Collateral Buffer. As amended, Section 3.1 will permit:
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         The FCM/BD Client Collateral Buffer's definition includes both the FCM/BD Swaps Client Collateral Buffer and the FCM/BD SBS Client Collateral Buffer. The FCM/BD Swaps Client Collateral Buffer is defined in the Rule Book to mean the aggregate value of Collateral transferred by an FCM/BD Clearing Member to LCH SA, comprising such FCM/BD Clearing Member's own property, and recorded in such FCM/BD Clearing Member's FCM/BD Swaps Buffer Financial Account which may be used by LCH SA to meet obligations in respect of the Cleared Swaps of Cleared Swaps Customers, including for the purpose of satisfying the Notional and Collateral Checks performed by LCH SA in respect of Eligible Intraday Transactions comprising one or more Client Trade Leg(s). The FCM/BD Swaps Client Collateral Buffer is similarly defined.
                    </P>
                </FTNT>
                <FP SOURCE="FP-1">
                    —an FCM/BD Clearing Member to maintain as FCM Client Collateral Buffer Cash Collateral, meaning Eligible Currencies which will be limited to the Euro and USD and Eligible Collateral which is securities that can be held at BNYM US, as set out in a list published by LCH SA on its website, that are acceptable by LCH SA to be registered in the FCM/BD Client Collateral Account; 
                    <SU>27</SU>
                    <FTREF/>
                     and
                </FP>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         As noted directly above, Eligible Currencies will be limited to the Euro and the USD and Eligible Collateral to Eligible Collateral held at BNYM US, in respect of an FCM/BD Client Account Structure.
                    </P>
                </FTNT>
                <FP SOURCE="FP-1">
                    —a CCM to maintain as CCM Client Collateral Buffer Cash Collateral, meaning Eligible Currencies which will be limited to the Euro, USD and GBP and Eligible Collateral in the form of securities that are acceptable by LCH SA, as set out in a list published by LCH SA on its website, that may be transferred by way of full title transfer on a bilateral basis or pursuant to a triparty arrangement 
                    <SU>28</SU>
                    <FTREF/>
                     or by way of security interest under a Belgian law pledge.
                </FP>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         The possibility for a CCM to provide securities pursuant to triparty arrangement as Collateral to LCH SA is covered by a separate proposed rule change previously submitted to the SEC under the Filing No. SR-LCH SA-2023-004” which is still subject to SEC's approval. As noted above in footnote no. 1, the version of the Rule Book and Section 3 of the Procedures which includes the Proposed Rule Change also reflects this separate proposed rule change.
                    </P>
                </FTNT>
                <P>
                    Sections 3.7(f), 3.8(f), 3.8(g), 3.10, 3.15(a) and 3.17(a) of the Procedures, which describe how a Clearing Member may transfer each type of Collateral to LCH SA, will also be revised to refer specifically to the transfer of Euro-denominated cash, non-Euro denominated Cash Collateral, USD denominated Cash Collateral, Eligible Collateral provided with full title transfer, Pledged Eligible Collateral and BNYM US Eligible Collateral, respectively, to be maintained as Client Collateral Buffer, provided that such Clearing Member is permitted to maintain that type of Collateral as Client Collateral Buffer. 
                    <SU>29</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         Please refer to the previous paragraph which describes the type of Collateral accepted by LCH SA to be maintained as Client Collateral Buffer, depending on whether the Clearing Member is an FCM/BD Clearing Member or a CCM.
                    </P>
                </FTNT>
                <P>
                    As a consequence of the possibility to maintain Client Collateral Buffer with other type of Collateral than Euro Cash Collateral, the relevant provisions of the Rule Book 
                    <SU>30</SU>
                    <FTREF/>
                     pursuant to which the Allocated Client Collateral Buffer shall be transferred to the relevant CCM Client Collateral Account or, as the case may be, the relevant FCM/BD Client Financial Account in certain circumstances will need to be amended. Indeed, where LCH SA determines that there is insufficient Client Excess Collateral allocated to: (i) in the case of a CCM: the relevant CCM Client Account Structure; or (ii) in the case of an FCM/BD Clearing Member: the relevant FCM/BD Client Margin Account, to enable the novation of a client trade leg, an amount of the Available Client Collateral Buffer shall be “allocated” to: (a) in the case of a CCM: the relevant CCM Client Account Structure; or (b) in the case of an FCM/BD Clearing Member: the relevant FCM/BD Client Margin Account. Pursuant to the current provisions of the Rule Book, in the event of an Event of Default occurring in respect of a Clearing Member, LCH SA will: (i) if the Defaulting Clearing Member is a CCM, transfer an amount of Cash Collateral denominated in Euro which is equal to the CCM Allocated Client Collateral Buffer for the relevant CCM Client Account Structure from the CCM House Collateral Account to the relevant CCM Client Collateral Account; or (ii) if the Defaulting Clearing Member is an FCM/BD Clearing Member, transfer an amount of Collateral which is equal to the FCM/BD Allocated Client Collateral Buffer for the relevant FCM/BD Client Margin Requirement from the FCM/BD Buffer Financial Account to the relevant FCM/BD Client Financial Account. Since an amount of Collateral equal to the value of the CCM Allocated Client Collateral Buffer needs to be transferred from the House Collateral Account of a Defaulting Clearing Member that is a CCM to the relevant CCM Client Collateral Account, if the Client Collateral Buffer is to be maintained with Collateral other than Euro Cash Collateral, LCH SA will need first to liquidate into Euro Collateral other than Euro Cash Collateral to be able to transfer the relevant amount denominated in Euro from the House Collateral Account to the relevant CCM Client Collateral Account in accordance with the proposed amended Clause 4.2.2(i) of Appendix 1 (
                    <E T="03">CDS Default Management Process</E>
                    ) of the Rule Book. Equivalent changes need to be made to the provisions dealing with the transfer of an amount in Euro equivalent to the CCM Allocated Client Collateral Buffer 
                    <PRTPAGE P="46226"/>
                    of a CCM in the event of: (a) an Early Termination Trigger Date, in accordance with the proposed amended Clauses 8.5.2(a)(i) and (b)(i) of Appendix 1 (
                    <E T="03">CDS Default Management Process</E>
                    ) of the Rule Book; and (b) an LCH Default in accordance with the proposed amended Article 1.3.1.3(iv) of the Rule Book, save that under these circumstances, LCH SA will not be permitted to liquidate any Pledged Eligible Collateral taken into account in that CCM Client Collateral Buffer.
                </P>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         Article 1.3.1.3(iv) of the Rule Book, Clauses 4.2.2(i), 8.1.3 and 8.5.2(a)(i) and (b)(i) of Appendix 1 (
                        <E T="03">CDS Default Management Process</E>
                        ) of the Rule Book. We have taken the opportunity to remove the description of these circumstances from Section 2.3 (c) of the Procedures as it was redundant with the afore-mentioned provisions of the Rule Book.
                    </P>
                </FTNT>
                <P>Finally, Section 2.3(d) of the Procedures will be revised to provide that a Clearing Member may set or update its House Excess Collateral Threshold and/or Client Collateral Buffer Threshold on the Business Day such request will be made, instead of the next Business Day to meet Clearing Members' expectations to be able to update their House Excess Collateral Threshold more quickly than is currently possible.</P>
                <P>
                    Further, the Proposed Rule Change will amend the Rule Book and the provisions of the Procedures by which an FCM/BD Clearing Member may increase the amount of Collateral held as FCM/BD Client Collateral Buffer 
                    <SU>31</SU>
                    <FTREF/>
                     above the Collateral Buffer Threshold, 
                    <E T="03">i.e.,</E>
                     the minimum value of Collateral that an FCM/BD Clearing Member wishes to maintain as FCM/BD Client Collateral Buffer in the FCM/BD Buffer Financial Account that is part of the relevant FCM/BD Client Account Structure opened by LCH SA. In accordance with Chapter 2 of Title VI of the Rule Book, an FCM/BD Clearing Member may request LCH SA to open an FCM/BD Swaps Client Account Structure in which Cleared Swaps (including SBS that will constitute FCM/BD Portfolio Margining Transactions in accordance with the proposed amendments described in paragraph a. Portfolio Margining Program above) will be registered or an FCM/BD SBS Client Account Structure in which SBS (excluding SBS that will constitute FCM/BD Portfolio Margining Transactions in accordance with the proposed amendments described in paragraph a. Portfolio Margining Program above) will be registered. Each of these FCM/BD Client Account Structures currently includes, in particular:
                </P>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         The definition of “FCM/BD Client Collateral Buffer” is set out in footnote no.23 above.
                    </P>
                </FTNT>
                <P>• an FCM/BD Client Collateral Account in which all the Collateral held on behalf of the relevant FCM/BD Clients is registered; a set of “financial accounts” in which the value of all the Collateral registered in the FCM/BD Client Collateral Account of that FCM/BD Client Account Structure is registered. Such set of financial accounts currently comprises:</P>
                <FP SOURCE="FP-1">
                    —an FCM/BD Swaps Client Financial Account for each Cleared Swaps Customer, in respect of an FCM/BD Swaps Client Account Structure, in which the Legally Segregated Value 
                    <SU>32</SU>
                    <FTREF/>
                     related to Cleared Swaps of such Cleared Swaps Customer, or an FCM/BD SBS Client Financial Account for each SBS Customer in respect of an FCM/BD SBS Client Account Structure, in which the Legally Segregated Value related to SBS (including SBS that will constitute FCM/BD Portfolio Margining Transactions in accordance with the proposed amendments described in paragraph a. Portfolio Margining Program above) of such SBS Customer;
                </FP>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         The Legally Segregated Value's definition is set out in Section 1.1.1 of the Rule Book which currently provide that it is, with respect to an FCM/BD Clearing Member, the value determined by LCH SA, at the times and in the manner set out in Section 2.2(f) of the Procedures, for each FCM/BD Client Margin Account of such FCM/BD Clearing Member, based on the aggregate value of the Collateral (excluding FCM/BD Client Collateral Buffer) transferred by such FCM/BD Clearing Member to LCH SA to meet such FCM/BD Clearing Member's FCM/BD Client Margin Requirement(s).
                    </P>
                </FTNT>
                <FP SOURCE="FP-1">—an FCM/BD Swaps Client Financial Account, in respect of an FCM/BD Swaps Client Account Structure, or an FCM/BD SBS Buffer Financial Account, in respect of an FCM/BD SBS Client Account Structure, in which the value of the Collateral recorded as FCM/BD Client Collateral Buffer is registered; and</FP>
                <FP SOURCE="FP-1">—an FCM/BD Swaps Unallocated Client Collateral Financial Account, in respect of an FCM/BD Swaps Client Account Structure in which the value of FCM/BD Swaps Unallocated Client Excess Collateral is registered, or an FCM/BD SBS Client Excess Collateral Financial Account, in respect of an FCM/BD SBS Client Account Structure, in which the value of FCM/BD SBS Client Excess Collateral is registered.</FP>
                <P>The proposed revisions regarding the possibility for an FCM/BD Clearing Member to increase the amount of FCM/BD Client Collateral Buffer above the FCM/BD Client Collateral Buffer Threshold are being made to provide for the more efficient handling of Collateral held on behalf of FCM/BD Clients. Specifically:</P>
                <P>
                    • Article 4.2.2.3 of the Rule Book currently provides that only a CCM Clearing Member, and not an FCM/BD Clearing Member, may increase the amount of the Client Collateral Buffer. This Article will be amended to confirm that an FCM/BD Clearing Member may also increase the amount of Client Collateral Buffer above the Client Collateral Buffer Threshold.
                    <SU>33</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         Article 4.2.2.3 of the Rule Book further provides that transfers to the Client Collateral Buffer will be made in accordance with Section 2 and Section 3 of the Procedures.
                    </P>
                </FTNT>
                <P>• Article 4.2.2.5 of the Rule Book currently provides that in the event the FCM/BD Margin Balance of an FCM/BD Client Financial Account exceeds the relevant FCM/BD Client Margin Requirement prior to the Morning Call or the value of the Collateral attributed to the FCM/BD Buffer Financial Account exceeds the FCM/BD Client Collateral Buffer Threshold, such amount of the excess, if related to Cleared Swaps, is reclassified as FCM/BD Swaps Unallocated Client Excess Collateral, as defined in Article 6.2.5.1 of the Rule Book, or, if related to SBS is reclassified as FCM/BD SBS Client Excess Collateral, and thereafter may be returned to the FCM/BD Clearing Member, or (y) recorded in the relevant FCM/BD Buffer Financial Account and further reclassified as FCM/BD Client Collateral Buffer, in each case in accordance with Section 3 of the Procedures and Section 6.2.5 of the Rule Book. The proposed amendments to Article 4.2.2.5 will consist in: (i) removing the reclassification of any value of the Collateral above the FCM/BD Client Collateral Buffer Threshold as FCM/BD Swaps Unallocated Client Excess Collateral, or FCM/BD SBS Client Excess Collateral, where appropriate, and (ii) providing the FCM/BD Clearing Member with the alternative of requesting the transfer of any FCM/BD Swaps Unallocated Client Excess Collateral, or FCM/BD SBS Client Excess Collateral, where appropriate, to the FCM/BD Buffer Financial Account and its reclassification as FCM/BD Client Collateral Buffer.</P>
                <P>
                    • Article 6.2.5.1(iv)(d) of the Rule Book currently provides that if a FCM/BD Clearing Member delivers Collateral to LCH SA on behalf of one or more FCM/BD Clients in an amount that would cause an FCM/BD Swaps Client Financial Account to contain FCM/BD Swaps Client Excess Collateral, then LCH SA may (i) reject the deposit, (ii) transfer the excess back to the Clearing Member, or (iii) accept the deposit and transfer the excess to the FCM/BD Swaps Unallocated Client Collateral Financial Account. In order to provide for more efficient handling of FCM/BD Swaps Client Excess Collateral and to place responsibility for the handling of 
                    <PRTPAGE P="46227"/>
                    such Collateral with the FCM/BD Clearing Member, Article 6.2.5.1(iv)(d) will be revised to provide that, upon the request of an FCM/BD Clearing Member, LCH SA will either (x) return FCM/BD Swaps Unallocated Client Excess Collateral to such FCM/BD Clearing Member, in accordance with the conditions set out in Section 3 of the Procedures; or (y) reclassify such FCM/BD Swaps Unallocated Client Excess Collateral as FCM/BD Swaps Client Collateral Buffer and record the value of such Collateral to the relevant FCM/BD Swaps Buffer Financial Account.
                    <SU>34</SU>
                    <FTREF/>
                     If the FCM/BD Clearing Member requests LCH SA to reclassify such FCM/BD Swaps Unallocated Client Excess Collateral as FCM/BD Swaps Client Collateral Buffer and record the value of such Collateral to the relevant FCM/BD Swaps Buffer Financial Account, the FCM/BD Clearing Member will be deemed to represent to LCH SA that such request reflects the true characterization of the Collateral held by LCH SA, including in particular that the Collateral is the property of the FCM/BD Clearing Member.
                    <SU>35</SU>
                    <FTREF/>
                     A reference to this request for reclassification will be added to Article 6.2.5.1(iv)(c) for consistency purposes. Article 6.2.5.1(iii)(c) will provide that any excess FCM/BD Swaps Client Collateral Buffer will be returned to the relevant FCM/BD Clearing Member upon request.
                </P>
                <FTNT>
                    <P>
                        <SU>34</SU>
                         Article 6.2.5.1(iv)(d) of the Rule Book further provides that, upon making any request the FCM/BD Clearing Member will be deemed to represent and warrant that such request complies with CFTC Regulations and has been made by an authorized individual. 
                    </P>
                    <P>In this regard, LCH SA notes that, in accordance CFTC Rule 22.2, 17 CFR 22.2, an FCM/BD Clearing Member is permitted to commingle in a single account all Cleared Swaps Customer Collateral that it receives from, for, or on behalf of multiple Cleared Swaps Customers and, further, is required to maintain such portion of its own funds as may be necessary to assure that the assets of one Cleared Swaps Customer are not used to meet the obligations of another Cleared Swaps Customer. (This amount is known as the FCM/BD's residual interest.) By requesting LCH SA to reclassify FCM/BD Swaps Unallocated Client Excess Collateral as FCM/BD Swaps Client Collateral Buffer, the FCM/BD would be representing that such amount is a part of the FCM/BD's residual interest.</P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>35</SU>
                         The FCM/BD Clearing Member must further agree to provide such additional information as LCH SA may reasonably request for purposes of effecting the requested return or reclassification.
                    </P>
                </FTNT>
                <P>• Article 6.2.5.1(ii) of the Rule Book will be revised to provide that FCM/BD Swaps Unallocated Client Excess Collateral also includes any amounts transferred to the FCM/BD Swaps Unallocated Client Collateral Financial Account in accordance with Article 6.2.4.4(i). Further, in the event an FCM/BD Clearing Member delivers Collateral to LCH SA on behalf of one or more FCM/BD Clients in an amount that would cause an FCM/BD Swaps Client Financial Account to contain FCM/BD Swaps Client Excess Collateral, LCH SA will accept the deposit and immediately transfer the amount of such excess to the FCM/BD Clearing Member's FCM/BD Swaps Buffer Financial Account, whereupon it shall also become FCM/BD Swaps Client Collateral Buffer. The Article currently provides that LCH SA may also (a) reject the deposit or (b) immediately transfer the entire deposit or the amount of such excess back to the FCM/BD Clearing Member.</P>
                <P>• Article 6.2.5.2 of the Rule Book establishes a procedure with regard to FCM/BD SBS Excess Collateral or FCM/BD SBS Client Collateral Buffer that parallels the procedures in Article 6.2.5.1 above with regard to FCM/BD Swaps Client Collateral. That is, if a FCM/BD Clearing Member delivers Collateral to LCH SA on behalf of one or more SBS Customers in an amount that would cause an FCM/BD SBS Client Financial Account to contain FCM/BD SBS Client Excess Collateral, the current rule provides that LCH SA may (i) reject the deposit, (ii) transfer the excess back to the Clearing Member, or (iii) accept the deposit and transfer the excess to the FCM/BD SBS Unallocated Client Collateral Financial Account. In order to provide for more efficient handling of FCM/BD SBS Client Excess Collateral and to place responsibility for the handling of such Collateral with the FCM/BD Clearing Member, Article 6.2.5.2(ii) will be revised to provide that LCH SA will accept the deposit and immediately transfer the amount of such excess to the FCM/BD Clearing Member's FCM/BD SBS Buffer Financial Account, whereupon it shall also become FCM/BD SBS Client Collateral Buffer.</P>
                <P>The Proposed Rule Change will also amend various provisions of Section 3 of the Procedures to clarify the process by which a Clearing Member may request the return of Collateral. In particular:</P>
                <P>
                    • Section 3.7(g) of the Procedures currently describes the manner in which an FCM/BD Clearing Member may request the return of FCM/BD Swaps Unallocated Client Excess Collateral in the form of Euro-denominated Cash Collateral to the FCM/BD Clearing Member's Client Collateral Financial Account. This Article will be revised to establish the process by which an FCM/BD Clearing Member may request the release of Euro denominated Cash Collateral recorded in the FCM/BD Client Collateral Account and will provide that such Collateral may be released only if LCH SA determines that it will continue to hold Collateral sufficient to cover the FCM/BD Client Requirement for each FCM/BD Client Margin Account and to satisfy the FCM/BD Clearing Member's Client Collateral Buffer Threshold.
                    <SU>36</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>36</SU>
                         Section 3.8(i) and Section 3.17(b) set out a similar process by which an FCM/BD Clearing Member may request the release of USD denominated Cash Collateral and Eligible Collateral held at BNYM US, respectively, recorded in the FCM/BD Client Collateral Account.
                    </P>
                </FTNT>
                <P>
                    • Section 3.8(h) and Section 3.15 (b) of the Procedures extends the process by which a CCM may request the return of non-Euro denominated Cash Collateral to the return of non-Euro denominated Cash Collateral and Pledged Eligible Collateral, respectively, recorded as CCM Client Collateral Buffer in its CCM House Collateral Account.
                    <SU>37</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>37</SU>
                         Because Section 3.5 of the Procedures will be amended to provide that the Pound Sterling will no longer be an Eligible Currency for purposes of the FCM/BD Client Account Structure of an FCM/BD Clearing Member, the provisions of Section 3.8(h) relating to the re-calculation of the Non-Euro Cash Collateral Value of an FCM/BD Swaps Unallocated Client Collateral recorded in the FCM/BD Swaps Unallocated Client Collateral Financial Account and the re-calculation of the Non-Euro Cash Collateral Value of an FCM/BD SBS Client Excess Collateral recorded in the FCM/BD SBS Client Excess Collateral Financial Account will be removed as unnecessary.
                    </P>
                </FTNT>
                <P>• Section 3.10.1(c) of the Procedures and Section 3.10.2(d) set out a similar process by which a CCM may request the return of Eligible Collateral transferred with full title, on a bilateral basis and pursuant to a triparty arrangement, respectively, recorded as CCM Client Collateral Buffer in its CCM House Collateral Account.</P>
                <P>
                    The Proposed Rule Change will also revise Section 3.18(b) and (c) of the Procedures to clarify the use of TARGET2 Accounts by LCH SA and its Clearing Members for satisfying Cash Payment obligations and/or Variation Margin Collateral Transfer obligations 
                    <SU>38</SU>
                    <FTREF/>
                     in Euro, and the use of BNYM Accounts by LCH SA and its Clearing Members with regard to Cash Payments and/or the transfer of Variation Margin Collateral in USD. With regard to 
                    <PRTPAGE P="46228"/>
                    TARGET2 Accounts, Section 3.18(b) will be revised to provide that, for the purpose of making or receiving Cash Payments in Euro, LCH SA will use: (a) the LCH House TARGET2 Account to satisfy Cash Payments and/or Variation Margin Collateral Transfer obligations in Euro with respect to all relevant House Cleared Transactions of each Clearing Member; and (b) the LCH CCM Client TARGET2 Account for satisfying Cash Payments and/or Variation Margin Collateral Transfer obligations in Euro with respect to all relevant Client Cleared Transactions of each Clearing Member.
                </P>
                <FTNT>
                    <P>
                        <SU>38</SU>
                         A Cash Payment obligation is broadly defined in Section 1.1.1 of the Rule Book to mean any payment due by a Clearing Member to LCH SA, or due to be received by a Clearing Member from LCH SA. For FCM/BD Clearing Members, such Cash Payments include variation margin payments (because variation margin payments are treated as settlement). Variation Margin Collateral Transfer obligations are only relevant to CCM Clearing Members that treat variation margin as collateral rather than settlement. Section 3.18(a) of the Procedures further provides for a list of Cash Payment and Variation Margin Type which includes: CDS or Index Swaption-related payments (Initial Payment Amount, Fixed Amounts or as the case may be, Premium, cash amounts due upon the occurrence of Credit Events and cash amounts due in connection with an MTM change), Variation Margin, Price Alignment Interest, NPV Payment, Price Alignment Amount, Clearing House Adjustments, Fees and remuneration.
                    </P>
                </FTNT>
                <P>Section 3.18(b) will be further revised to provide that, with regard to an FCM/BD's Clearing Member's Client Cleared Transactions, LCH SA will use: (a) the FCM/BD Clearing Member's TARGET2 Account established for the purposes of the Collateral Calls in respect of its Client Margin Requirement(s) with respect to Cleared Swaps and FCM/BD Client Collateral Buffer Threshold will be used for the debits and credits made out the LCH CCM Client TARGET2 Account for the purposes of satisfying Cash Payments obligations regarding all relevant Client Cleared Transactions of that FCM/BD Clearing Member that are Cleared Swaps; and (b) the FCM/BD Clearing Member's TARGET2 Account established for the purposes of the Collateral Calls in respect of, where required, its Client Margin Requirement(s) with respect to SBS (excluding SBS that constitute FCM/BD Portfolio Margining Transactions) and FCM/BD Client Collateral Buffer Threshold will be used for the debits and credits made out the LCH CCM Client TARGET2 Account for the purposes of satisfying Cash Payments obligations regarding all relevant Client Cleared Transactions of that FCM/BD Clearing Member that are SBS (excluding SBS that constitute FCM/BD Portfolio Margining Transactions).</P>
                <P>Section 3.7(d)(iii) will be amended to provide that, in respect of the FCM/BD Client Account Structure of an FCM/BD Clearing Member, there will be no aggregation of payments between Euro denominated Cash Payments and Euro denominated Cash Collateral transfers through TARGET2 since Euro denominated Cash Payments will be made by using the LCH CCM Client TARGET2 Account whereas the transfer of Euro denominated Cash Collateral will be made by using the LCH FCM/BD Swaps Client TARGET2 Account or, as the case may be, the LCH FCM/BD SBS Client TARGET2 Account. Further, and for the avoidance of doubt, with regard to the FCM/BD Clearing Members' Client Cleared Transactions: (x) the FCM/BD Clearing Member's TARGET2 Account established for the purposes of the Collateral Calls in respect of its Client Margin Requirement(s) with respect to Cleared Swaps and FCM/BD Client Collateral Buffer Threshold will be used for the debits and credits made out the LCH CCM Client TARGET2 Account for the purposes of satisfying Cash Payments obligations regarding all relevant Client Cleared Transactions of that FCM/BD Clearing Member that are Cleared Swaps; and (y) the FCM/BD Clearing Member's TARGET2 Account established for the purposes of the Collateral Calls in respect of, where required, its Client Margin Requirement(s) with respect to SBS (excluding SBS that constitute FCM/BD Portfolio Margining Transactions) and FCM/BD Client Collateral Buffer Threshold will be used for the debits and credits made out the LCH CCM Client TARGET2 Account for the purposes of satisfying Cash Payments obligations regarding all relevant Client Cleared Transactions of that FCM/BD Clearing Member that are SBS (excluding SBS that constitute FCM/BD Portfolio Margining Transactions).</P>
                <P>
                    With regard to BNYM Accounts,
                    <SU>39</SU>
                    <FTREF/>
                     Section 3.18(c) will be revised to provide that, for the purpose of making or receiving Cash Payments and/or the transfer of Variation Margin Collateral in USD, LCH SA will maintain only two BNYM Accounts. One account will be used to debit or credit USD to satisfy Cash Payments and/or Variation Margin Collateral Transfer obligations in USD with respect to all relevant House Cleared Transactions of each Clearing Member (the “LCH House BNYM Account”); the second account will be used to debit or credit USD to satisfy Cash Payments and/or Variation Margin Collateral Transfer obligations in USD with respect to all relevant Client Cleared Transactions of each Clearing Member (the “LCH Client BNYM Account”). The provisions of Section 3.18(c) that currently require LCH SA to maintain (x) a cash account used to debit or credit USD to satisfy Cash Payments and/or Variation Margin Collateral Transfer obligations in USD with respect to all relevant Client Cleared Transactions of each CCM (the “LCH CCM Client BNYM Account”); (y) a cash account used to debit or credit USD to satisfy Cash Payments obligations in USD with respect to all relevant Client Cleared Transactions of each FCM/BD Clearing Member that are Cleared Swaps (the “LCH FCM/BD Swaps Client BNYM Account”); and (z) a cash account used to debit or credit USD to satisfy Cash Payments and/or Variation Margin Collateral Transfer obligations in USD with respect to all relevant Client Cleared Transactions of each FCM/BD Clearing Member that are SBS (excluding SBS that are held in the FCM/BD Swaps Client Account Structure) (the “LCH FCM/BD SBS Client BNYM Account”) will be removed.
                    <SU>40</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>39</SU>
                         As noted above, USD is the only Eligible Currency and US Treasury bills are the only Eligible Collateral held in BNYM accounts.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>40</SU>
                         As discussed above, LCH SA expects that all FCM/BD Clients will elect to portfolio margin their SBS transactions. Therefore, LCH SA does intend to maintain SBS related Client Accounts only if required.
                    </P>
                </FTNT>
                <P>The references to the former time slot for the Cash Payments in respect of Client Variation Margin Requirements of an FCM/BD Clearing Member that is no longer exists will be deleted from Section 3.18(d) and Section 5.5 (step no.10) of the Procedures.</P>
                <HD SOURCE="HD3">c. Miscellaneous Amendments</HD>
                <HD SOURCE="HD3">i. Time Reference</HD>
                <P>
                    Article 1.2.8.1 of the Rule Book currently provides that where reference is made in the CDS Clearing Documentation to a time or deadline, it shall be understood to mean Central European Time (CET), unless otherwise stipulated in the CDS Clearing Documentation. For the sake of clarity and avoid any confusion on the time zone that LCH SA will follow, especially when Central European Summer Time (CEST) applies, this Section will be revised to provide that where reference is made in the CDS Clearing Documentation to a time or deadline, it shall be understood to mean Paris Time, unless otherwise stipulated in the CDS Clearing Documentation. As a result, all references to CET in the Procedures will be removed and Section 1.4 (
                    <E T="03">Timing</E>
                    ) of Parts A, B and C of the CDS Clearing Supplement to remove the reference to Central European Time and provide that any reference to a time of day herein shall be deemed to be a reference to the time zone as set out in Section 1.2.8 (
                    <E T="03">Time reference</E>
                    ) of the Rule Book unless otherwise provided herein.
                </P>
                <P>
                    Section 5.18 of the Procedures will be also amended to remove the provisions pursuant to which references to times and deadlines in this paragraph 5.18 are to London local time (being Greenwich Mean Time (GMT) or British Summer Time (BST) as applicable) unless otherwise specified because these provisions are not used in the absence of any reference to times or deadlines in this paragraph.
                    <PRTPAGE P="46229"/>
                </P>
                <HD SOURCE="HD3">ii. Real Time Session</HD>
                <P>The Rule Book defines “Real Time Session” to mean the period commencing at the Start of Real Time and ending at the End of Real Time in respect of each Clearing Day. Start of Real Time (SoRT), in turn, is defined as the time as specified in a Clearing Notice. LCH SA will adopt a new Clearing Notice, which will provide that, unless notified otherwise:</P>
                <P>• “Start of Real Time (SoRT)” means on each Clearing Day, the earlier of: (i) the time when all relevant Clearing Members have satisfied the Morning Call; and (ii) 09.05 (Paris time); and</P>
                <P>• “End of Real Time” means 16.30 (New York time) on each Clearing Day.</P>
                <P>
                    Further, LCH SA may decide to change the Start of Real Time and/or the End of Real Time to a different time for operational or other reasons (including, but not limited to, on a Clearing Day that is a holiday in the United States). In such circumstances, the Clearing Members will be informed of the amended Start of Real Time and/or amended End of Real Time through service notification.
                    <SU>41</SU>
                    <FTREF/>
                     LCH SA will publish any amendments or modifications to the content of the Clearing Notice in an updated Clearing Notice.
                </P>
                <FTNT>
                    <P>
                        <SU>41</SU>
                         This paragraph currently provides: If for any reason LCH SA is not able to start or end the Real Time Session at the times indicated above, or is required to start or end the Real Time Session otherwise than at the times indicated above, LCH SA may decide to change the Start of Real Time and/or the End of Real Time to a different time that will be communicated to the Clearing Members. In such exceptional case, the Start of Real Time and/or the End of Real Time shall be the time where the relevant service notification of the opening or the closing (as applicable) of the Real Time Session is sent.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">iii. Opening Hours</HD>
                <P>Article 2.3.3.5 of the Rule Book will be revised to provide that each Clearing Member shall ensure that appropriate personnel are available for communications with LCH SA during the Real Time Session, instead of Opening Hours. An equivalent change will be made to Section 5.1(c) of the Procedures pursuant to which LCH SA is open during the Real Time Session and the operations team of LCH SA will be available during the Real Time Session. The opening hours applicable to the customer technical helpdesk will be also removed from this Section. Consequently, the defined term “Opening Hours” will be removed from the definitions section of the Rule Book since it will be no longer used.</P>
                <P>Finally, other minor amendments made for consistency purposes, or the sake of clarity, will be made to the Rule Book, the Procedures and the Regulations. For instance, the definition of CCM in the Rule Book will be updated to replace the incorrect reference to FCM/BD Clearing Member by FCM/BD since a Clearing Member cannot be admitted as a CCM and an FCM/BD Clearing Member at the same time and the purpose of the reference to an FCM/BD in the definition of a CCM is to explain how an entity registered as an FCM and as a BD may be admitted as a CCM under the CDS Clearing Rules.</P>
                <HD SOURCE="HD3">d. Amendments to Liquidity Risk Modelling Framework</HD>
                <P>LCH SA is required to maintain certain levels of liquidity but given the CFTC segregation requirements applicable to derivative clearing organizations (DCOs), FCM/BD Clients' funds should be considered segregated as they are not available resources to LCH SA in a default management context unless the liquidity requirement is driven by the FCM/BD Clearing Member of such FCM/BD Clients. As part of the effective coming onboarding process of FCM/BD Clearing Members, LCH SA will reflect these requirements by making a number of updates and adjustments to its Liquidity Risk Modelling Framework mainly specifying that resources received from FCM/BD Clearing Members on behalf on their FCM/BD Clients or securities resulting from investment of FCM/BD Clients' funds are excluded from liquidity resources available unless the liquidity requirement is driven by the FCM/BD Clearing Member of such FCM/BD clients. Moreover, LCH SA is also updating its Liquidity Risk Modelling for the sake of clarity; such amendments are not strictly related to the FCM/BD related initiative.</P>
                <P>In this regard:</P>
                <P>
                    • Section 1.1.1 (
                    <E T="03">Reminder of SA's activities</E>
                    ) will be updated in respect of the description of product scope of CDSClear to provide that clearing activities relate to the clearing of US, Australia, Asia and sovereign index and single names CDS negotiated on OTC markets as well. This amendment has been made for the sake of clarity and it is not linked to the FCM/BD related initiative itself.
                </P>
                <P>
                    • Section 1.6.1 (
                    <E T="03">Liquidity Sources</E>
                    ) will provide that cash collateral posted by FCM/BD Clearing Members on behalf of their FCM/BD Clients or excess cash for FCM/BD Clients of FCM/BD Clearing Member(s) that can be generated on an intraday basis, as well as securities resulting from the investment of that cash are excluded from the available liquidity resources unless the liquidity need is generated by the FCM/BD Clearing Member of such FCM/BD Clients. Moreover, it will be clarified that LCH SA has the right to consider available for liquidity purposes all the resources collected if deposited under the full title transfer regime. Since Collateral deposited by FCM/BD Clearing Members on behalf of their FCM/BD Clients is subject to a security interest, a footnote, which currently provides for the list of Collateral which is not transferred by way of full title transfer, will be amended to add a reference to Collateral received from FCM/BD Clients.
                </P>
                <P>
                    • Section 1.6.1.1 (
                    <E T="03">Collateral transfer to the 3G pool</E>
                    ) will be updated to reflect the fact that non-cash collateral deposited via a Single Pledged Account is a way to post Collateral for activities not limited to CDS related activities only and to provide that USD securities received from FCM/BD Clients would not be deposited via Full Title Transfer Accounts.
                </P>
                <P>
                    • Section 1.6.1.2 (
                    <E T="03">Assessment of assets' liquidity</E>
                    ) will provide that LCH SA cannot rehypothecate non cash collateral collected from FCM/BD Clients to raise liquidity unless the FCM/BD Clearing Member of such FCM/BD clients is in default. The same treatment will also apply to securities resulting from FCM/BD Clients' cash which has been invested.
                </P>
                <P>
                    • Section 1.6.1.3 (
                    <E T="03">Synthesis</E>
                    ) which consists in a table summarizing the liquidity sources, will be amended as follows:
                </P>
                <P>○ Cash and US non cash collateral received from FCM/BD Clearing Members on behalf of their FCM/BD Clients and excess cash for FCM/BD clients of FCM/BD clearing member(s) that can be generated on an intraday basis are excluded unless the liquidity requirement is driven by the FCM/BD Clearing Member of such FCM/BD Clients.</P>
                <P>○ Securities resulting from investment of FCM/BD Clients' money cannot be used for liquidity purposes unless the liquidity requirement is driven by the FCM/BD Clearing Member of such FCM/BD Clients.</P>
                <P>
                    • The description of the liquidity need “Repayment of excess cash by members” in Section 4.1.2 (
                    <E T="03">Model inputs and Variable selection</E>
                    ) will be amended by adding a footnote specifying that Non Euro non cash securities in DKK, NOK, SEK, JPY, CHF, CAD, AUD are excluded from the liquidity resources to be consistent with the description in section 4.1.5. These amendments are made for consistency purposes and are not linked to the FCM/BD related initiative.
                    <PRTPAGE P="46230"/>
                </P>
                <P>
                    Sections 4.1.2 (
                    <E T="03">Model inputs and Variable selection</E>
                    ) and 4.1.5 (
                    <E T="03">Model assumptions</E>
                    ) will be amended to provide that, when calculating the liquid resources available to be compared against the Operational Target 
                    <SU>42</SU>
                    <FTREF/>
                     the cash received from the FCM/BD Clearing Members on behalf of their FCM/BD Clients is excluded. An equivalent change to the footnotes is made when computing the liquidity requirement relating to margin reduction and repayment of excess collateral for which the FCM/BD Clients' resources are excluded. Moreover in Section 4.1.5, paragraph c., a typographical error in the penultimate sentence will be amended.
                </P>
                <FTNT>
                    <P>
                        <SU>42</SU>
                         The Operational Target represents the amount of liquidity to be held to satisfy the liquidity needs related to the operational management of the CCP in a stressed environment that does not lead to a member's default.
                    </P>
                </FTNT>
                <P>
                    • Sections 4.2.2 (
                    <E T="03">Model inputs and Variable selection</E>
                    ) and 4.2.4 (
                    <E T="03">Mathematical formula, derivation and algorithm, and numerical approximation</E>
                    ) will be amended to provide that in the calculation of the Liquidity Coverage Ratio (LCR) of the CCP the resources of FCM/BD Clients must be considered segregated and therefore unavailable for liquidity purposes unless the relevant FCM/BD Clearing Member is among the Cover 2 members assumed to be in default in the LCR. Also, in the case where an FCM/BD Clearing Member is among the Cover 2 the possibility to use the resource held on behalf of FCM/BD Clients for liquidity purposes is capped to the obligations of the FCM/BD Client.
                </P>
                <P>
                    • Sections 4.2.5.3 (
                    <E T="03">Stress scenario selection</E>
                    ) will be amended to refer to CDSClear rather than CDS when describing the market stress scenario considered in the LCR. The amendment is made for consistency purposes and is not linked to the FCM/BD related initiative.
                </P>
                <P>
                    • Sections 4.3.2 (
                    <E T="03">Model inputs and Variable selection</E>
                    ) and 4.3.4 (
                    <E T="03">Mathematical formula, derivation and algorithm, and numerical approximation</E>
                    ) will specify that, in the calculation of the Liquidity Coverage Ratio (LCR) for the interoperable CCP, the resources held on behalf of FCM/BD Clients must be considered segregated and therefore unavailable for liquidity purposes.
                </P>
                <P>
                    In Appendix 6.3 (
                    <E T="03">Reminder of SA's sources of liquidity and related risk drivers</E>
                    ), two footnotes have been added to specify that cash held on behalf of FCM/BD Clients (allocated and in excess) is excluded unless the liquidity requirement is driven by the relevant FCM/BD Clearing Member. With respect to the source of liquidity coming from Non-Euro non-cash collateral posted in full title transfer, a footnote have been added to specify that securities collateral collected from FCM/BD Clients is excluded unless the liquidity requirement is driven by an the relevant FCM/BD Clearing Member; the footnote has also been expanded by specifying that securities in DKK, NOK, SEK, CAD, AUD, CHF and JPY are excluded from the liquidity resources, which is an amendment not linked to the FCM/BD related initiative but made for consistency purposes. In the end, with respect to the liquidity source coming from the collateral of investment activity, a footnote will be added to specify that securities coming from FCM/BD Clients investment shall be excluded unless the relevant FCM/BD Clearing Member is in default.
                </P>
                <P>With the exception of the above Proposed Rule Changes, no other change are required.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    LCH SA has determined that the Proposed Rule Change is consistent with the requirements of Section 17A of the Act 
                    <SU>43</SU>
                    <FTREF/>
                     and regulations thereunder applicable to it. In particular, Section 17A(b)(3)(F) of the Act provides, 
                    <E T="03">inter alia,</E>
                     that the rules of a clearing agency must be designed: (a) to promote the prompt and accurate clearance and settlement of derivative agreements, contracts, and transactions; (b) to assure the safeguarding of securities and funds which are in the custody or control of the clearing agency or for which it is responsible; (c) and, in general, to protect investors and the public interest.
                    <SU>44</SU>
                    <FTREF/>
                     Further, Commission Rule 17Ad-22(e)(21) requires a central counterparty (“CCP”) that is involved in activities with a more complex risk profile, 
                    <E T="03">e.g.,</E>
                     that provides CCP services for security-based swaps, to maintain and enforce written policies and procedures reasonably designed, 
                    <E T="03">inter alia,</E>
                     to be efficient and effective in meeting the requirements of its participants and the markets it serves.
                    <SU>45</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>43</SU>
                         15 U.S.C. 78q-1.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>44</SU>
                         15 U.S.C. 78q-1(b)(3)(F).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>45</SU>
                         17 CFR 240.17Ad-22(e)(21).
                    </P>
                </FTNT>
                <P>
                    As discussed above, the provisions of the Proposed Rule Change implementing the Portfolio Margining Program will authorize LCH SA to offer FCM/BD Clearing Members, on behalf of their FCM/BD Clients, the ability to elect to portfolio margin FCM/BD Cleared Transactions that are SBS with FCM/BD Cleared Transactions that are Cleared Swaps. The Regulations implementing the Program are designed to ensure that the Program complies with the terms and conditions set out in the SEC Portfolio Margining Order and the CFTC Portfolio Margining Order. Among other requirements, these Orders ensure that all funds deposited with an FCM/BD Clearing Member to margin Portfolio Margin Transactions will be segregated in accordance with the requirements of Section 4d(f) of the Commodity Exchange Act 
                    <SU>46</SU>
                    <FTREF/>
                     and the rules of the Commodity Futures Trading Commission thereunder.
                    <SU>47</SU>
                    <FTREF/>
                     Further, FCM/BD Clearing Members that provide FCM/BD Clients the ability to portfolio margin FCM/BD Cleared Transactions that are SBS with FCM/BD Cleared Transactions that are Cleared Swaps must acknowledge that, in accordance with the SEC Portfolio Margining Order, they have provided FCM/BD Clients a written disclosure to ensure that such FCM/BD Clients are aware that the funds deposited with FCM/BD Clearing Member to margin Portfolio Margining Transactions will not be held in accordance with the broker-dealer segregation requirements of Section 15(c)(3) and Section 3E of the Act 
                    <SU>48</SU>
                    <FTREF/>
                     and the rules thereunder, and any customer protections under SIPA and the stockbroker liquidation provisions, will not apply.
                </P>
                <FTNT>
                    <P>
                        <SU>46</SU>
                         7 U.S.C. 6d(f).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>47</SU>
                         17 CFR 22.2, 22.3.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>48</SU>
                         15 U.S.C. 78o, 78c-5.
                    </P>
                </FTNT>
                <P>
                    By implementing a Portfolio Margining Program that complies with the terms and conditions of the SEC Portfolio Margining Order and the CFTC Portfolio Margining Order, the Regulations set out in the Proposed Rule Change will: (a) promote the prompt and accurate clearance and settlement of derivative agreements, contracts, and transactions by encouraging FCM/BD Clients to clear more transactions at LCH SA; (b) assure the safeguarding of securities and funds which are in the custody or control of the clearing agency or for which it is responsible by allowing LCH SA to margin an FCM/BD Client's positions collectively rather than separately; (c) and, in general, protect investors and the public interest by accommodating the portfolio margining needs of market participants who must react quickly to dynamic market conditions, risk management and hedging requirements, and evolving portfolio compositions. As such, the Regulations are reasonably designed to be efficient and effective in meeting the requirements of LCH SA's participants and the markets it serves, within the meaning of Section 17A(b)(3)(F) of the Act and Commission Rule 17Ad-22(e)(21).
                    <PRTPAGE P="46231"/>
                </P>
                <P>Other provisions of the Proposed Rule Change will: (a) amend the definition of Eligible Collateral to provide that the Pound Sterling will no longer be an Eligible Currency for purposes of the FCM/BD Client Account Structure of an FCM/BD Clearing Member; (b) expand the types of Collateral permitted to be held in the FCM/BD Client Collateral Buffer; (c) set out the process by which an FCM/BD Clearing Member may increase the amount of Collateral held in the FCM/BD Client Collateral Buffer above the Collateral Buffer Threshold; (d) set out the process by which a Clearing Member may request the return of Collateral; and (e) clarify the use of TARGET2 Accounts for satisfying Cash Payment obligations and/or Variation Margin Collateral Transfer obligations in Euro, and the use of BNYM Accounts with regard to Cash Payments and/or the transfer of Variation Margin Collateral in USD. The greater detail provided by these amendments will similarly: (x) promote the prompt and accurate clearance and settlement of derivative agreements, contracts, and transactions by allowing FCM/BD Clearing Members to exercise greater and more flexible control over Collateral in general and the Collateral Buffer specifically, which will better assure that the Clearing Member always have sufficient Collateral at LCH SA to meet its obligations; (y) assure the safeguarding of securities and funds which are in the custody or control of the clearing agency or for which it is responsible; (z) and, in general, protect investors and the public interest. These amendments, therefore, are reasonably designed to be efficient and effective in meeting the requirements of LCH SA's participants and the markets it serves, within the meaning of Section 17A(b)(3)(F) of the Act and Commission Rule 17Ad-22(e)(21).</P>
                <P>
                    As discussed above, LCH SA is also proposing to amend its Liquidity Risk Modelling Framework to address the CFTC segregation requirements applicable to FCMs and customers.
                    <SU>49</SU>
                    <FTREF/>
                     Specifically, the amended Liquidity Risk Modelling Framework will anticipate the effective onboarding process of FCMs and will permit LCH SA to take into account, in its liquidity monitoring process, the specific segregation requirements to ensure the customers funds protection of this category of clearing members which is fully consistent with the requirements of Section 17A(b)(3)(F) of the Act providing, inter alia, that the rules of a clearing agency must be designed: (b) to assure the safeguarding of securities and funds which are in the custody or control of the clearing agency or for which it is responsible; (c) and, in general, to protect investors and the public interest.
                    <SU>50</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>49</SU>
                         17 CFR 1.20.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>50</SU>
                         15 U.S.C. 78q-1(b)(3)(F).
                    </P>
                </FTNT>
                <P>
                    LCH SA also believes that this proposed change is consistent with Exchange Act Rule 17Ad-22(e)(1) 
                    <SU>51</SU>
                    <FTREF/>
                     that requires a covered clearing agency to establish, implement, maintain and enforce written policies and procedures reasonably designed to provide for a well-founded, clear, transparent, and enforceable legal basis for each aspect of its activities in all relevant jurisdictions. As described above, the Proposed Rule Change will be (i) ensuring that the Program complies with the terms and conditions set out by the CFTC and SEC in the US jurisdiction and (ii) taking into account the CFTC segregation requirements and investment restrictions applicable to FCMs' customer funds which constitutes a relevant and appropriate legal framework consistent with the requirements of Exchange Act Rule 17Ad-22(e)(1).
                    <SU>52</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>51</SU>
                         17 CFR 240.17Ad-22(e)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>52</SU>
                         17 CFR 240.17Ad-22(e)(1).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Clearing Agency's Statement on Burden on Competition</HD>
                <P>
                    Section 17A(b)(3)(I) of the Act requires that the rules of a clearing agency not impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act.
                    <SU>53</SU>
                    <FTREF/>
                     LCH SA does not believe the Proposed Rule Change would have any impact, or impose any burden, on competition. The Proposed Rule Change does not address any competitive issue. LCH SA operates an open access model, and the Proposed Rule Change will have no effect on this model.
                </P>
                <FTNT>
                    <P>
                        <SU>53</SU>
                         15 U.S.C. 78q-1(b)(3)(I).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">C. Clearing Agency's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others</HD>
                <P>Written comments relating to the proposed rule change have not been solicited or received. LCH SA will notify the Commission of any written comments received by LCH SA.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for  Commission Action</HD>
                <P>
                    Within 45 days of the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                     or within such longer period up to 90 days (i) as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the self-regulatory organization consents, the Commission will:
                </P>
                <P>(A) by order approve or disapprove such proposed rule change, or</P>
                <P>(B) institute proceedings to determine whether the proposed rule change should be disapproved.</P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or 
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-LCH SA-2023-005 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-LCH SA-2023-005. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of LCH SA and on LCH SA's website at: 
                    <E T="03">https://www.lch.com/resources/rulebooks/proposed-rule-changes.</E>
                     Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or 
                    <PRTPAGE P="46232"/>
                    withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to File Number SR-LCH SA-2023-005 and should be submitted on or before August 9, 2023.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>54</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>54</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>J. Matthew DeLesDernier,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15257 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-97892; File No. SR-NSCC-2023-006]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework</SUBJECT>
                <DATE>July 13, 2023.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on June 30, 2023, National Securities Clearing Corporation (“NSCC”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II and III below, which Items have been prepared by the clearing agency. NSCC filed the proposed rule change pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>3</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(4) thereunder.
                    <SU>4</SU>
                    <FTREF/>
                     The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         17 CFR 240.19b-4(f)(4).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Clearing Agency's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The proposed rule change consists of amends (
                    <E T="03">sic</E>
                    ) the Clearing Agency Model Risk Management Framework (“Framework”) of NSCC and its affiliates Fixed Income Clearing Corporation (“FICC,” a central counterparty, and together with NSCC, the “CCPs,” and the CCPs together with The Depository Trust Company (“DTC,”) the “Clearing Agencies”).
                    <SU>5</SU>
                    <FTREF/>
                     The Framework was adopted by the Clearing Agencies to support their compliance with Rule 17Ad-22(e) (the “Covered Clearing Agency Standards”) under the Act,
                    <SU>6</SU>
                    <FTREF/>
                     and, in this regard, applies solely to models 
                    <SU>7</SU>
                    <FTREF/>
                     utilized by the Clearing Agencies that are subject to the model risk management requirements set forth in Rules 17Ad-22(e)(4), (e)(6), and (e)(7) under the Act,
                    <SU>8</SU>
                    <FTREF/>
                     as described in greater detail below.
                    <SU>9</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         The Framework sets forth the model risk management practices that the Clearing Agencies follow to identify, measure, monitor, and manage the risks associated with the design, development, implementation, use, and validation of quantitative models. The Framework is filed as a rule of the Clearing Agencies. 
                        <E T="03">See</E>
                         Securities Exchange Act Release Nos. 81485 (August 25, 2017), 82 FR 41433 (August 31, 2017) (SR-DTC-2017-008, SR-FICC-2017-014, SR-NSCC-2017-008) (“2017 Notice”); 88911 (May 20, 2020), 85 FR 31828 (May 27, 2020) (SR-DTC-2020-008, SR-FICC-2020-004, SR-NSCC-2020-008); 92379 (July 13, 2021), 86 FR 38143 (July 19, 2021) (SR-DTC-2021-013); 92381 (July 13, 2021), 86 FR 38163 (July 19, 2021) (SR-NSCC-2021-008); 92380 (July 13, 2021), 86 FR 38140 (July 19, 2021) (SR-FICC-2021-006); 94273 (February 17, 2022), 87 FR 10395 (February 24, 2022) (SR-DTC-2022-001); 94272 (February 17, 2022), 87 FR 10419 (February 24, 2022) (SR-NSCC-2022-001); and 94271 (February 17, 2022), 87 FR 10411 (February 24, 2022) (SR-FICC-2022-001) (collectively, the “MRMF Filings”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         17 CFR 240.17Ad-22(e). Each of DTC, NSCC and FICC is a “covered clearing agency” as defined in Rule 17Ad-22(a)(5) under the Act and must comply with Rule 17Ad-22(e).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         Pursuant to Section 3.1 (Model Inventory) of the Framework, the Clearing Agencies have adopted the following definition of “model”: “[M]odel” refers to a quantitative method, system, or approach that applies statistical, economic, financial, or mathematical theories, techniques, and assumptions to process input data into quantitative estimates. A “model” consists of three components: (i) an information input component, which delivers assumptions and data to the model; (ii) a processing component, which transforms inputs into estimates; and (iii) a reporting component, which translates the estimates into useful business information. The definition of model also covers quantitative approaches whose inputs are partially or wholly qualitative or based on expert judgment, provided that the output is quantitative in nature. 
                        <E T="03">See</E>
                         2017 Notice, 
                        <E T="03">supra</E>
                         note 9. 
                        <E T="03">See also</E>
                         Supervisory Guidance on Model Risk Management, SR Letter 11-7 Attachment, dated April 4, 2011, issued by the Board of Governors of the Federal Reserve System and the Office of the Comptroller of the Currency, 
                        <E T="03">available at https://www.federalreserve.gov/supervisionreg/srletters/sr1107a1.pdf,</E>
                         page 3.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         17 CFR 240.17Ad-22(e)(4), (e)(6) and (e)(7). References to Rule 17Ad-22(e)(6) and compliance therewith apply to the CCPs only and not to DTC because DTC is not a central counterparty.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         Capitalized terms used herein and not defined shall have the meaning assigned to such terms in the NSCC Rules, available at 
                        <E T="03">http://www.dtcc.com/legal/rules-and-procedures.aspx.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Clearing Agency's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the clearing agency included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The clearing agency has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">(A) Clearing Agency's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The proposed rule change of NSCC amends the Clearing Agency Model Risk Management Framework (“Framework”) of NSCC and its affiliates and Fixed Income Clearing Corporation (“FICC,” a central counterparty, and together with NSCC, the “CCPs,” and the CCPs together with The Depository Trust Company (“DTC”), the “Clearing Agencies”).
                    <SU>10</SU>
                    <FTREF/>
                     The Framework was adopted by the Clearing Agencies to support their compliance with Rule 17Ad-22(e) (the “Covered Clearing Agency Standards”) under the Act,
                    <SU>11</SU>
                    <FTREF/>
                     and, in this regard, applies solely to models 
                    <SU>12</SU>
                    <FTREF/>
                     utilized by the Clearing Agencies that are subject to the model risk management requirements set forth in Rules 17Ad-22(e)(4), (e)(6), and (e)(7) under the Act.
                    <SU>13</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         The Framework sets forth the model risk management practices that the Clearing Agencies follow to identify, measure, monitor, and manage the risks associated with the design, development, implementation, use, and validation of quantitative models. The Framework is filed as a rule of the Clearing Agencies. 
                        <E T="03">See</E>
                         Securities Exchange Act Release Nos. 81485 (August 25, 2017), 82 FR 41433 (August 31, 2017) (SR-DTC-2017-008, SR-FICC-2017-014, SR-NSCC-2017-008) (“2017 Notice”); 88911 (May 20, 2020), 85 FR 31828 (May 27, 2020) (SR-DTC-2020-008, SR-FICC-2020-004, SR-NSCC-2020-008); 92379 (July 13, 2021), 86 FR 38143 (July 19, 2021) (SR-DTC-2021-013); 92381 (July 13, 2021), 86 FR 38163 (July 19, 2021) (SR-NSCC-2021-008); 92380 (July 13, 2021), 86 FR 38140 (July 19, 2021) (SR-FICC-2021-006); 94273 (February 17, 2022), 87 FR 10395 (February 24, 2022) (SR-DTC-2022-001); 94272 (February 17, 2022), 87 FR 10419 (February 24, 2022) (SR-NSCC-2022-001); and 94271 (February 17, 2022), 87 FR 10411 (February 24, 2022) (SR-FICC-2022-001) (collectively, the “MRMF Filings”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         17 CFR 240.17Ad-22(e).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">Supra</E>
                         note 7.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">Supra</E>
                         note 8.
                    </P>
                </FTNT>
                <P>
                    The proposed rule change would amend the Framework 
                    <SU>14</SU>
                    <FTREF/>
                     to account for 
                    <PRTPAGE P="46233"/>
                    and implement a new model performance monitoring and reporting tool (
                    <E T="03">i.e.,</E>
                     the Model Health Index (“MHI”)), to help the Clearing Agencies assess a model's overall health between periodic validations, as described below.
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         Amending the Framework does not require any changes to the Rules, By-Laws and Organization Certificate of DTC (
                        <E T="03">available at http://www.dtcc.com/~/media/Files/Downloads/legal/rules/dtc_rules.pdf</E>
                        ) (the “DTC Rules”), the Rulebook of the Government Securities Division of FICC (
                        <E T="03">available at https://www.dtcc.com/~/media/Files/Downloads/legal/rules/ficc_gov_rules.pdf</E>
                        ) (the “GSD Rules”), the Clearing Rules of the Mortgage-Backed Securities Division of FICC (
                        <E T="03">available at http://www.dtcc.com/~/media/Files/Downloads/legal/rules/ficc_mbsd_rules.pdf</E>
                        ) (the “MBSD Rules”), or the Rules &amp; Procedures of NSCC (
                        <E T="03">available at http://www.dtcc.com/~/media/Files/Downloads/legal/rules/nscc_rules.pdf</E>
                        ) (the “NSCC Rules,” and collectively with the DTC Rules, GSD Rules, and MBSD Rules, the “Rules”), because the 
                        <PRTPAGE/>
                        Framework is a standalone document. 
                        <E T="03">See</E>
                         MRMF Filings, 
                        <E T="03">supra</E>
                         note 9.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Background</HD>
                <P>
                    The Framework outlines the applicable regulatory requirements mentioned above, describes the risks that the Clearing Agencies' model risk management program are designed to mitigate, and sets forth specific model risk management practices and requirements adopted by the Clearing Agencies to help ensure compliance with the Covered Clearing Agency Standards. These practices and requirements include, among other things, the maintenance of a model inventory (“Model Inventory”), a process for rating model materiality and complexity, processes for performing model validations and resolving findings identified during model validation, and processes for model performance monitoring, including backtesting and sensitivity analyses. The Framework also describes applicable internal ownership and governance requirements.
                    <SU>15</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">See</E>
                         MRMF Filings, 
                        <E T="03">supra</E>
                         note 9, for additional information on the contents of the Framework.
                    </P>
                </FTNT>
                <P>
                    NSCC's Model Risk Management (“MRM”) group within the DTCC Group Chief Risk Office is responsible for the model risk management program of the Clearing Agencies, including, but not limited to, a periodic Model Validation for each model subject to the Framework that is approved for use in production not less than annually (or more frequently as may be contemplated by such Clearing Agency's established risk management framework), including each credit risk model,
                    <SU>16</SU>
                    <FTREF/>
                     each liquidity risk model,
                    <SU>17</SU>
                    <FTREF/>
                     and each CCP's margin systems and related models,
                    <SU>18</SU>
                    <FTREF/>
                     as required by the risk management standards described within the Framework.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See</E>
                         17 CFR 240.17Ad-22(e)(4)(vii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">See</E>
                         17 CFR 240.17Ad-22(e)(7)(vii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See</E>
                         17 CFR 240.17Ad-22(e)(6)(vii).
                    </P>
                </FTNT>
                <P>
                    In addition to performing model validations, as described above, the Clearing Agencies monitor model performance. Pursuant to Section 3.8 of the Framework model performance monitoring (“MPM”) is the process evaluating an active model's ongoing performance. The model owner (“Model Owner”) 
                    <SU>19</SU>
                    <FTREF/>
                     is responsible for composing an MPM plan (“MPM Plan”) for each model as part of model development, executing MPM activities according to each model's MPM Plan and reporting MPM results to MRM. MRM is responsible for providing oversight of MPM activities by setting organizational standards and providing critical analysis for identifying model issues and/or limitations, and escalating issues pertaining to MPM to the Management Risk Committee (“MRC”) and/or Board Risk Committee (“BRC”) as necessary.
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         Pursuant to Section 3.1 (Model Inventory) of the Framework, the person designated by the applicable business area or support function to be responsible for a particular model is recorded as the Model Owner for such model by MRM in the Model Inventory.
                    </P>
                </FTNT>
                <P>While the Clearing Agencies believe that their existing model risk assessment, performance monitoring reports and other metrics continue to be sufficient measures of the Clearing Agencies' model risk, the Clearing Agencies propose to enhance their model performance monitoring processes with the addition of MHI, as described below.</P>
                <HD SOURCE="HD3">Proposed Rule Change</HD>
                <P>
                    Pursuant to the proposed rule change, the Clearing Agencies would update the Framework to account for and implement the MHI—a tool to assess a model's overall health between periodic validations. As would be described in a new section of the Framework, the MHI would evaluate measurable indicators of a model's overall fitness (
                    <E T="03">e.g.,</E>
                     performance monitoring and findings management), assess progress or deterioration over time, and synthesize all metrics into a model health rating (
                    <E T="03">i.e.,</E>
                     an MHI score). An MHI score would be calculated in the aggregate for all models in the Model Inventory.
                </P>
                <P>
                    An MHI score would be calculated for each model to facilitate not only an in-depth look into a particular model as needed but also its fitness for purpose (
                    <E T="03">e.g.,</E>
                     legal entity, business unit, model use, etc.). Indicators and factors considered in calculating an MHI score may be added or removed by a Clearing Agency, in accordance with its internal procedures, but the parameters and rationale of any additions or removals would be reflected in written procedures established by the applicable Clearing Agency. Indicators and factors that the Clearing Agencies may use include, but are not limited to:
                </P>
                <P>
                    A. 
                    <E T="03">Model Grade:</E>
                     reflects the updated model grade (“Model Grade”) 
                    <SU>20</SU>
                    <FTREF/>
                     after quarterly Risk Rating Assessment or after periodic validation/annual review.
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         As described in Section 3.3 (Model Validation) of the Framework, a Model Grade outlines the overall quality of the model developer's efforts to develop the model and reflects the extent to which the model developer has effectively reduced model risk during model development.
                    </P>
                </FTNT>
                <P>
                    B. 
                    <E T="03">Approval Status:</E>
                     applies to models that have not been approved but have been provisionally approved for use (in accordance with Section 3.6 (Model Approval and Control) of the Framework), or models rejected during their periodic validation process that are still in production but in the process of retirement.
                </P>
                <P>
                    C. 
                    <E T="03">Number and Status of Findings:</E>
                </P>
                <P>
                    • 
                    <E T="03">Number of Validation Findings—</E>
                    represents the risk engendered by the severity and number of findings identified during a review; it is more conservative than the validation thresholds and posits that each finding adds a layer of risk to the model.
                </P>
                <P>
                    • 
                    <E T="03">Number of Overdue Findings</E>
                    —captures the marginal risk of findings that remain outstanding beyond the remediation timeframe determined during validation.
                </P>
                <P>
                    • 
                    <E T="03">Number of Remediated Findings</E>
                    —acknowledges the reduction in findings risk and its positive contribution to alleviating model health.
                </P>
                <P>
                    D. 
                    <E T="03">Model Performance Monitoring Result:</E>
                     factors in updated model performance which, if results reflect a rating that may portend deterioration in overall model health and trigger escalation pursuant to a model's MPM Plan.
                </P>
                <P>
                    E. 
                    <E T="03">Compensating Control</E>
                     recognizes the mitigating effect of controls in reducing associated risks.
                </P>
                <P>
                    F. 
                    <E T="03">Model Dependencies:</E>
                     captures the deterioration in upstream models that may negatively impact the health of individual and aggregate model risk of downstream models; measured using the upstream model's most current residual risk rating.
                </P>
                <P>As mentioned above, an aggregate MHI score would also be calculated considering individual MHI scores of all models in the Model Inventory. Such aggregate MHI score would be computed using such methodologies and/or factors as the Clearing Agencies deem appropriate from time to time to reflect aggregate model health.</P>
                <P>
                    MHI scores and related information would be reported to members of management and the Board of Directors (“Board”) of the applicable Clearing Agency that perform responsibilities regarding model risk management and compliance with the Framework, including the BRC, MRC and the Model Risk Governance Council (“MRGC”).
                    <SU>21</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         In accordance with Section 3.2 of the Framework, the MRGC discusses and/or reviews certain model risk related matters which could result in advice and/or recommendation, which is 
                        <PRTPAGE/>
                        generally directed to the interested party of a given model that brings the matter, as applicable.
                    </P>
                </FTNT>
                <PRTPAGE P="46234"/>
                <P>To effectuate this proposed change, the Framework would be revised to add a new Section 3.9 (Model Health Index), as noted above, that would provide for the MHI, as described above.</P>
                <P>Separately, Section 1 (Executive Summary) of the Framework would be amended to list Section 3.9 as one of the topics that is discussed within the Framework, and section cross-references in the Framework would be updated to accommodate the addition of Section 3.9.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Clearing Agencies believe that the proposed rule change is consistent with Section 17A(b)(3)(F) of the Act,
                    <SU>22</SU>
                    <FTREF/>
                     as well as Rules 17Ad-22(e)(4), (e)(6) and (e)(7) thereunder,
                    <SU>23</SU>
                    <FTREF/>
                     for the reasons described below.
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         15 U.S.C. 78q-1(b)(3)(F).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         17 CFR 240.17Ad-22(e)(4), (e)(6) and (e)(7).
                    </P>
                </FTNT>
                <P>
                    Section 17A(b)(3)(F) of the Act 
                    <SU>24</SU>
                    <FTREF/>
                     requires, 
                    <E T="03">inter alia,</E>
                     that the rules of a clearing agency be designed to assure the safeguarding of securities and funds which are in the custody or control of the clearing agency or for which it is responsible. As described above, the proposed rule change would revise the Framework to account for and implement the MHI, which would enhance the Clearing Agencies' ability to monitor the usefulness of models between periodic validations and provide applicable reporting and information to management and the applicable Board of the Clearing Agencies that perform responsibilities regarding model risk management and compliance with the Framework. By modifying the Framework in this regard, the proposed rule change supports the Clearing Agencies' performance of their responsibilities under the Framework, including but not limited to assuring that models function as intended. Enhanced monitoring of the models between periodic validations further supports the Clearing Agencies in their safeguarding of securities and funds which are in the custody or control of the Clearing Agencies or for which they are responsible; thus, promoting the ability of the Clearing Agencies to better manage credit exposures and liquidity risk that may impact the safeguarding of those funds and securities.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         15 U.S.C. 78q-1(b)(3)(F).
                    </P>
                </FTNT>
                <P>
                    Rule 17Ad-22(e)(4) under the Act,
                    <SU>25</SU>
                    <FTREF/>
                     requires, 
                    <E T="03">inter alia,</E>
                     that a covered clearing agency establish, implement, maintain, and enforce written policies and procedures reasonably designed to manage risks associated with its credit risk management models. As discussed above, the proposed rule change would revise the Framework to provide for the MHI, which would enhance the Clearing Agencies' ability to monitor the usefulness of models and provide applicable reporting and information to management and the applicable Board of the Clearing Agencies that perform responsibilities regarding model risk management and compliance with the Framework, which is designed, among other things, to manage liquidity risks in accordance Rule 17Ad-22(e)(4).
                    <SU>26</SU>
                    <FTREF/>
                     By enhancing the Framework in this regard, the proposed rule change supports the Clearing Agencies' performance of their responsibilities under the Framework, including but not limited to assuring that models developed function as intended to support the Clearing Agencies in identifying, measuring, monitoring, and managing their respective credit exposures to cover these risks. Therefore, the Clearing Agencies believe that the proposed changes to the Framework are consistent with Rule 17Ad-22(e)(4).
                    <SU>27</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         17 CFR 240.17Ad-22(e)(4).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    Rule 17Ad-22(e)(6) under the Act,
                    <SU>28</SU>
                    <FTREF/>
                     requires, 
                    <E T="03">inter alia,</E>
                     that a covered clearing agency establish, implement, maintain, and enforce written policies and procedures reasonably designed to manage risks associated with its margin risk management models. As discussed above, the proposed rule change would revise the Framework to provide for the MHI, which would enhance the Clearing Agencies' ability to monitor the usefulness of models and provide applicable reporting and information to management and the applicable Board of the Clearing Agencies that perform responsibilities regarding model risk management and compliance with the Framework, which is designed, among other things, to manage margin model risks in accordance Rule 17Ad-22(e)(6).
                    <SU>29</SU>
                    <FTREF/>
                     By enhancing the Framework in this regard, the proposed rule change supports the Clearing Agencies' performance of their responsibilities under the Framework, including but not limited to assuring that models developed function as intended to support the Clearing Agencies in identifying, measuring, monitoring, and managing their respective margin model risks to cover these risks. Therefore, the Clearing Agencies believe that the proposed changes to the Framework are consistent with Rule 17Ad-22(e)(6).
                    <SU>30</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         17 CFR 240.17Ad-22(e)(6). References to Rule 17Ad-22(e)(6) and compliance therewith apply to the CCPs only and not to DTC because DTC is not a central counterparty.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    Rule 17Ad-22 (e)(7) under the Act 
                    <SU>31</SU>
                    <FTREF/>
                     requires, 
                    <E T="03">inter alia,</E>
                     that a covered clearing agency establish, implement, maintain, and enforce written policies and procedures reasonably designed to manage risks associated with its liquidity risk management models. As discussed above, the proposed rule change would revise the Framework to provide for the MHI, which would to enhance the Clearing Agencies' ability to monitor the usefulness of models and provide applicable reporting and information to management and the applicable Board of the Clearing Agencies that perform responsibilities regarding model risk management and compliance with the Framework, which is designed, among other things, to manage liquidity risks in accordance Rule 17Ad-22(e)(7).
                    <SU>32</SU>
                    <FTREF/>
                     By enhancing the Framework in this regard, the proposed rule change supports the Clearing Agencies' performance of their responsibilities under the Framework, including but not limited to assuring that models developed function as intended to support the Clearing Agencies in identifying, measuring, monitoring, and managing their respective liquidity risks to cover these risks. Therefore, the Clearing Agencies believe that the proposed changes to the Framework are consistent with Rule 17Ad-22(e)(7).
                    <SU>33</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         17 CFR 240.17Ad-22(e)(7).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD2">(B) Clearing Agency's Statement on Burden on Competition</HD>
                <P>The Clearing Agencies do not believe that the proposed rule change would have any impact, or impose any burden, on competition because the proposed rule change simply modifies the Framework governing the management of model risk by the Clearing Agencies to add a new model risk reporting tool, as described above, and (a) would not effectuate any changes to the Clearing Agencies' model risk management tools as they apply to their respective Members or Participants and (b) would not have an effect with respect to the obligations of participants utilizing Clearing Agency services.</P>
                <HD SOURCE="HD2">(C) Clearing Agency's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>
                    NSCC has not received or solicited any written comments relating to this proposal. If any written comments are 
                    <PRTPAGE P="46235"/>
                    received, they would be publicly filed as an Exhibit 2 to this filing, as required by Form 19b-4 and the General Instructions thereto.
                </P>
                <P>Persons submitting comments are cautioned that, according to Section IV (Solicitation of Comments) of the Exhibit 1A in the General Instructions to Form 19b-4, the Commission does not edit personal identifying information from comment submissions. Commenters should submit only information that they wish to make available publicly, including their name, email address, and any other identifying information.</P>
                <P>
                    All prospective commenters should follow the Commission's instructions on how to submit comments, 
                    <E T="03">available at https://www.sec.gov/regulatory-actions/how-to-submitcomments.</E>
                     General questions regarding the rule filing process or logistical questions regarding this filing should be directed to the Main Office of the Commission's Division of Trading and Markets at 
                    <E T="03">tradingandmarkets@sec.gov</E>
                     or 202-551-5777.
                </P>
                <P>NSCC reserves the right to not respond to any comments received.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change, and Timing for Commission Action</HD>
                <P>
                    The foregoing rule change has become effective pursuant to Section 19(b)(3)(A) 
                    <SU>34</SU>
                    <FTREF/>
                     of the Act and paragraph (f) 
                    <SU>35</SU>
                    <FTREF/>
                     of Rule 19b-4 thereunder. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.
                </P>
                <FTNT>
                    <P>
                        <SU>34</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>35</SU>
                         17 CFR 240.19b-4(f).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number  SR-NSCC-2023-006 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549.</P>
                <FP>
                    All submissions should refer to file number SR-NSCC-2023-006. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of NSCC and on DTCC's website (
                    <E T="03">http://dtcc.com/legal/sec-rule-filings.aspx</E>
                    ). Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to File Number SR-NSCC-2023-006 and should be submitted on or before August 9, 2023.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>36</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>36</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>J. Matthew DeLesDernier,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15260 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-97900; File No. SR-CboeBZX-2023-038]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Invesco Galaxy Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares</SUBJECT>
                <DATE>July 13, 2023.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on June 30, 2023, Cboe BZX Exchange, Inc. (the “Exchange” or “BZX”) filed with the Securities and Exchange Commission (“Commission”) a proposed rule change to list and trade shares of the Invesco Galaxy Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares. On July 11, 2023, the Exchange filed Amendment No. 1 to the proposed rule change, which amended and replaced the proposed rule change in its entirety. The proposed rule change, as modified by Amendment No. 1, is described in Items I, II and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change, as modified by Amendment No. 1, from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    Cboe BZX Exchange, Inc. (“BZX” or the “Exchange”) is filing with the Securities and Exchange Commission (“Commission” or “SEC”) a proposed rule change to list and trade shares of the Invesco Galaxy Bitcoin ETF (the “Trust”),
                    <SU>3</SU>
                    <FTREF/>
                     under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         The Trust was formed as a Delaware statutory trust on December 17, 2020 and is operated as a grantor trust for U.S. federal tax purposes. The Trust has no fixed termination date.
                    </P>
                </FTNT>
                <P>
                    The text of the proposed rule change is also available on the Exchange's website (
                    <E T="03">http://markets.cboe.com/us/equities/regulation/rule_filings/bzx/</E>
                    ), at the Exchange's Office of the Secretary, and at the Commission's Public Reference Room.
                    <PRTPAGE P="46236"/>
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>This Amendment No. 1 to SR-CboeBZX-2023-038 amends and replaces in its entirety the proposal as originally submitted on June 30, 2023. The Exchange submits this Amendment No. 1 in order to clarify certain points and add additional details to the proposal.</P>
                <P>
                    The Exchange proposes to list and trade the Shares under BZX Rule 14.11(e)(4),
                    <SU>4</SU>
                    <FTREF/>
                     which governs the listing and trading of Commodity-Based Trust Shares on the Exchange.
                    <SU>5</SU>
                    <FTREF/>
                     Invesco Capital Management LLC is the sponsor of the Trust (“Sponsor”). The Shares will be registered with the Commission by means of the Trust's registration statement on Form S-1 (the “Registration Statement”).
                    <SU>6</SU>
                    <FTREF/>
                     A third-party U.S.-based trust company and qualified custodian will be responsible for custody of the Trust's bitcoin (the “Custodian”).
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         The Commission approved BZX Rule 14.11(e)(4) in Securities Exchange Act Release No. 65225 (August 30, 2011), 76 FR 55148 (September 6, 2011) (SR-BATS-2011-018).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         All statements and representations made in this filing regarding (a) the description of the portfolio, (b) limitations on portfolio holdings or reference assets, or (c) the applicability of Exchange rules and surveillance procedures shall constitute continued listing requirements for listing the Shares on the Exchange.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Pre-Effective Amendment No. 1 to Form S-1 Registration Statement filed on September 21, 2021 (Registration No. 333-255175). The Registration Statement is not yet effective and the Shares will not trade on the Exchange until such time that the Registration Statement is effective.
                    </P>
                </FTNT>
                <P>
                    As further discussed below, the Commission has historically approved or disapproved exchange filings to list and trade series of Trust Issued Receipts, including spot-based Commodity-Based Trust Shares, on the basis of whether the listing exchange has in place a comprehensive surveillance sharing agreement with a regulated market of significant size related to the underlying commodity to be held.
                    <SU>7</SU>
                    <FTREF/>
                     Prior orders from the Commission have pointed out that in every prior approval order for Commodity-Based Trust Shares, there has been a derivatives market that represents the regulated market of significant size, generally a Commodity Futures Trading Commission (the “CFTC”) regulated futures market.
                    <FTREF/>
                    <SU>8</SU>
                      
                    <PRTPAGE P="46237"/>
                    Further to this point, the Commission's prior orders have noted that the spot commodities and currency markets for which it has previously approved spot ETPs are generally unregulated and that the Commission relied on the underlying futures market as the regulated market of significant size that formed the basis for approving the series of Currency and Commodity-Based Trust Shares, including gold, silver, platinum, palladium, copper, and other commodities and currencies. The Commission specifically noted in the Winklevoss Order that the First Gold Approval Order “was based on an assumption that the currency market and the spot gold market were largely unregulated.” 
                    <SU>9</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 83723 (July 26, 2018), 83 FR 37579 (August 1, 2018). This proposal was subsequently disapproved by the Commission. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 83723 (July 26, 2018), 83 FR 37579 (August 1, 2018) (the “Winklevoss Order”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         streetTRACKS Gold Shares, Exchange Act Release No. 50603 (Oct. 28, 2004), 69 FR 64614, 64618-19 (Nov. 5, 2004) (SR-NYSE-2004-22) (the “First Gold Approval Order”); iShares COMEX Gold Trust, Exchange Act Release No. 51058 (Jan. 19, 2005), 70 FR 3749, 3751, 3754-55 (Jan. 26, 2005) (SR-Amex-2004-38); iShares Silver Trust, Exchange Act Release No. 53521 (Mar. 20, 2006), 71 FR 14967, 14968, 14973-74 (Mar. 24, 2006) (SR-Amex-2005-072); ETFS Gold Trust, Exchange Act Release No. 59895 (May 8, 2009), 74 FR 22993, 22994-95, 22998, 23000 (May 15, 2009) (SR-NYSEArca-2009-40); ETFS Silver Trust, Exchange Act Release No. 59781 (Apr. 17, 2009), 74 FR 18771, 18772, 18775-77 (Apr. 24, 2009) (SR-NYSEArca-2009-28); ETFS Palladium Trust, Exchange Act Release No. 61220 (Dec. 22, 2009), 74 FR 68895, 68896 (Dec. 29, 2009) (SR-NYSEArca-2009-94) (notice of proposed rule change included NYSE Arca's representation that “[t]he most significant palladium futures exchanges are the NYMEX and the Tokyo Commodity Exchange,” that “NYMEX is the largest exchange in the world for trading precious metals futures and options,” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which NYMEX is a member, Exchange Act Release No. 60971 (Nov. 9, 2009), 74 FR 59283, 59285-86, 59291 (Nov. 17, 2009)); ETFS Platinum Trust, Exchange Act Release No. 61219 (Dec. 22, 2009), 74 FR 68886, 68887-88 (Dec. 29, 2009) (SR-NYSEArca-2009-95) (notice of proposed rule change included NYSE Arca's representation that “[t]he most significant platinum futures exchanges are the NYMEX and the Tokyo Commodity Exchange,” that “NYMEX is the largest exchange in the world for trading precious metals futures and options,” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which NYMEX is a member, Exchange Act Release No. 60970 (Nov. 9, 2009), 74 FR 59319, 59321, 59327 (Nov. 17, 2009)); Sprott Physical Gold Trust, Exchange Act Release No. 61496 (Feb. 4, 2010), 75 FR 6758, 6760 (Feb. 10, 2010) (SR-NYSEArca-2009-113) (notice of proposed rule change included NYSE Arca's representation that the COMEX is one of the “major world gold markets,” that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” and that NYMEX, of which COMEX is a division, is a member of the Intermarket Surveillance Group, Exchange Act Release No. 61236 (Dec. 23, 2009), 75 FR 170, 171, 174 (Jan. 4, 2010)); Sprott Physical Silver Trust, Exchange Act Release No. 63043 (Oct. 5, 2010), 75 FR 62615, 62616, 62619, 62621 (Oct. 12, 2010) (SR-NYSEArca-2010-84); ETFS Precious Metals Basket Trust, Exchange Act Release No. 62692 (Aug. 11, 2010), 75 FR 50789, 50790 (Aug. 17, 2010) (SR-NYSEArca-2010-56) (notice of proposed rule change included NYSE Arca's representation that “the most significant gold, silver, platinum and palladium futures exchanges are the COMEX and the TOCOM” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 62402 (Jun. 29, 2010), 75 FR 39292, 39295, 39298 (July 8, 2010)); ETFS White Metals Basket Trust, Exchange Act Release No. 62875 (Sept. 9, 2010), 75 FR 56156, 56158 (Sept. 15, 2010) (SR-NYSEArca-2010-71) (notice of proposed rule change included NYSE Arca's representation that “the most significant silver, platinum and palladium futures exchanges are the COMEX and the TOCOM” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 62620 (July 30, 2010), 75 FR 47655, 47657, 47660 (Aug. 6, 2010)); ETFS Asian Gold Trust, Exchange Act Release No. 63464 (Dec. 8, 2010), 75 FR 77926, 77928 (Dec. 14, 2010) (SR-NYSEArca-2010-95) (notice of proposed rule change included NYSE Arca's representation that “the most significant gold futures exchanges are the COMEX and the Tokyo Commodity Exchange,” that “COMEX is the largest exchange in the world for trading precious metals futures and options,” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 63267 (Nov. 8, 2010), 75 FR 69494, 69496, 69500-01 (Nov. 12, 2010)); Sprott Physical Platinum and Palladium Trust, Exchange Act Release No. 68430 (Dec. 13, 2012), 77 FR 75239, 75240-41 (Dec. 19, 2012) (SR-NYSEArca-2012-111) (notice of proposed rule change included NYSE Arca's representation that “[f]utures on platinum and palladium are traded on two major exchanges: The New York Mercantile Exchange . . . and Tokyo Commodities Exchange” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 68101 (Oct. 24, 2012), 77 FR 65732, 65733, 65739 (Oct. 30, 2012)); APMEX Physical—1 oz. Gold Redeemable Trust, Exchange Act Release No. 66930 (May 7, 2012), 77 FR 27817, 27818 (May 11, 2012) (SR-NYSEArca-2012-18) (notice of proposed rule change included NYSE Arca's representation that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, and that gold futures are traded on COMEX and the Tokyo Commodity Exchange, with a cross-reference to the proposed rule change to list and trade shares of the ETFS Gold Trust, in which NYSE Arca represented that COMEX is one of the “major world gold markets,” Exchange Act Release No. 66627 (Mar. 20, 2012), 77 FR 17539, 17542-43, 17547 (Mar. 26, 2012)); JPM XF Physical Copper Trust, Exchange Act Release No. 68440 (Dec. 14, 2012), 77 FR 75468, 75469-70, 75472, 75485-86 (Dec. 20, 2012) (SR-NYSEArca-2012-28); iShares Copper Trust, Exchange Act Release No. 68973 (Feb. 22, 2013), 78 FR 13726, 13727, 13729-30, 13739-40 (Feb. 28, 2013) (SR-NYSEArca-2012-66); First Trust Gold Trust, Exchange Act Release No. 70195 (Aug. 14, 2013), 78 FR 51239, 51240 (Aug. 20, 2013) (SR-NYSEArca-2013-61) (notice of proposed rule change included NYSE Arca's representation that FINRA, on behalf of the exchange, may obtain trading information regarding gold futures and options on gold futures from members of the Intermarket Surveillance Group, including COMEX, or from markets “with which [NYSE Arca] has in place a comprehensive surveillance sharing agreement,” and that gold futures are traded on COMEX and the Tokyo Commodity Exchange, with a cross-reference to the proposed rule change to list and trade shares of the ETFS Gold Trust, in which NYSE Arca represented that COMEX is one of the “major world gold markets,” Exchange Act Release No. 69847 (June 25, 2013), 78 FR 39399, 39400, 39405 (July 1, 2013)); Merk Gold Trust, Exchange Act Release No. 71378 (Jan. 23, 2014), 79 FR 4786, 4786-87 (Jan. 29, 2014) (SR-NYSEArca-2013-137) (notice of proposed rule change included NYSE Arca's representation that “COMEX is the largest 
                        <PRTPAGE/>
                        gold futures and options exchange” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” including with respect to transactions occurring on COMEX pursuant to CME and NYMEX's membership, or from exchanges “with which [NYSE Arca] has in place a comprehensive surveillance sharing agreement,” Exchange Act Release No. 71038 (Dec. 11, 2013), 78 FR 76367, 76369, 76374 (Dec. 17, 2013)); Long Dollar Gold Trust, Exchange Act Release No. 79518 (Dec. 9, 2016), 81 FR 90876, 90881, 90886, 90888 (Dec. 15, 2016) (SR-NYSEArca-2016-84).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37592.
                    </P>
                </FTNT>
                <P>As such, the regulated market of significant size test does not require that the spot bitcoin market be regulated in order for the Commission to approve this proposal, and precedent makes clear that an underlying market for a spot commodity or currency being a regulated market would actually be an exception to the norm. These largely unregulated currency and commodity markets do not provide the same protections as the markets that are subject to the Commission's oversight, but the Commission has consistently looked to surveillance sharing agreements with the underlying futures market in order to determine whether such products were consistent with the Act. With this in mind, the CME Bitcoin Futures market is the proper market to consider in determining whether there is a related regulated market of significant size.</P>
                <P>
                    Further to this point, the Exchange notes that the Commission has approved proposals related to the listing and trading of funds that would primarily hold CME Bitcoin Futures that are registered under the Securities Act of 1933.
                    <SU>10</SU>
                    <FTREF/>
                     In the Teucrium Approval, the Commission found the CME Bitcoin Futures market to be a regulated market of significant size as it relates to CME Bitcoin Futures, an odd tautological truth that is also inconsistent with prior disapproval orders for ETPs that would hold actual bitcoin instead of derivatives contracts (“Spot Bitcoin ETPs”) that use the exact same pricing methodology as the CME Bitcoin Futures. As further discussed below, both the Exchange and the Sponsor believe that this proposal and the included analysis are sufficient to establish that the CME Bitcoin Futures market represents a regulated market of significant size as it relates both to the CME Bitcoin Futures market and to the spot bitcoin market and that this proposal should be approved.
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See</E>
                         Exchange Act Release No. 94620 (April 6, 2022), 87 FR 21676 (April 12, 2022) (the “Teucrium Approval”) and 94853 (May 5, 2022) (collectively, with the Teucrium Approval, the “Bitcoin Futures Approvals”).
                    </P>
                </FTNT>
                <P>Finally, as discussed in greater detail below, by using professional custodians and other service providers, the Trust provides investors interested in exposure to bitcoin with important protections that are not always available to investors that invest directly in bitcoin, including protection against insolvency, cyber attacks, and other risks. If U.S. investors had access to vehicles such as the Trust for their bitcoin investments, instead of directing their bitcoin investments into loosely regulated offshore vehicles (such as loosely regulated centralized exchanges that have since faced bankruptcy proceedings or other insolvencies), then countless investors would have protected their principal investments in bitcoin and thus benefited.</P>
                <HD SOURCE="HD3">Background</HD>
                <P>
                    Bitcoin is a digital asset based on the decentralized, open source protocol of the peer-to-peer computer network launched in 2009 that governs the creation, movement, and ownership of bitcoin and hosts the public ledger, or “blockchain,” on which all bitcoin transactions are recorded (the “Bitcoin Network” or “Bitcoin”). The decentralized nature of the Bitcoin Network allows parties to transact directly with one another based on cryptographic proof instead of relying on a trusted third party. The protocol also lays out the rate of issuance of new bitcoin within the Bitcoin Network, a rate that is reduced by half approximately every four years with an eventual hard cap of 21 million. It's generally understood that the combination of these two features—a systemic hard cap of 21 million bitcoin and the ability to transact trustlessly with anyone connected to the Bitcoin Network—gives bitcoin its value. The first rule filing proposing to list an exchange-traded product to provide exposure to bitcoin in the U.S. was submitted by the Exchange on June 30, 2016.
                    <SU>11</SU>
                    <FTREF/>
                     At that time, blockchain technology, and digital assets that utilized it, were relatively new to the broader public. The market cap of all bitcoin in existence at that time was approximately $10 billion. No registered offering of digital asset securities or shares in an investment vehicle with exposure to bitcoin or any other cryptocurrency had yet been conducted, and the regulated infrastructure for conducting a digital asset securities offering had not begun to develop.
                    <SU>12</SU>
                    <FTREF/>
                     Similarly, regulated U.S. bitcoin futures contracts did not exist. The CFTC had determined that bitcoin is a commodity,
                    <SU>13</SU>
                    <FTREF/>
                     but had not engaged in significant enforcement actions in the space. The New York Department of Financial Services (“NYDFS”) adopted its final BitLicense regulatory framework in 2015, but had only approved four entities to engage in activities relating to virtual currencies (whether through granting a BitLicense or a limited-purpose trust charter) as of June 30, 2016.
                    <SU>14</SU>
                    <FTREF/>
                     While the first over-the-counter bitcoin fund launched in 2013, public trading was limited and the fund had only $60 million in assets.
                    <SU>15</SU>
                    <FTREF/>
                     There were very few, if any, traditional financial institutions engaged in the space, whether through investment or providing services to digital asset companies. In January 2018, the Staff of the Commission noted in a letter to the Investment Company Institute and SIFMA that it was not aware, at that time, of a single custodian providing fund custodial services for digital 
                    <PRTPAGE P="46238"/>
                    assets.
                    <SU>16</SU>
                    <FTREF/>
                     Fast forward to today and the digital assets financial ecosystem, including bitcoin, has progressed significantly. The development of a regulated market for digital asset securities has significantly evolved, with market participants having conducted registered public offerings of both digital asset securities 
                    <SU>17</SU>
                    <FTREF/>
                     and shares in investment vehicles holding bitcoin futures.
                    <SU>18</SU>
                    <FTREF/>
                     Additionally, licensed and regulated service providers have emerged to provide fund custodial services for digital assets, among other services, including the Custodian. For example, in February 2023, the Commission proposed to amend Rule 206(4)-2 under the Advisers Act of 1940 (the “custody rule”) to expand the scope beyond client funds and securities to include all crypto assets, among other assets; 
                    <SU>19</SU>
                    <FTREF/>
                     in May 2021, the Staff of the Commission released a statement permitting open-end mutual funds to invest in cash-settled bitcoin futures; in December 2020, the Commission adopted a conditional no-action position permitting certain special purpose broker-dealers to custody digital asset securities under Rule 15c3-3 under the Exchange Act (the “Custody Statement”); 
                    <SU>20</SU>
                    <FTREF/>
                     in September 2020, the Staff of the Commission released a no-action letter permitting certain broker-dealers to operate a non-custodial Alternative Trading System (“ATS”) for digital asset securities, subject to specified conditions; 
                    <SU>21</SU>
                    <FTREF/>
                     in October 2019, the Staff of the Commission granted temporary relief from the clearing agency registration requirement to an entity seeking to establish a securities clearance and settlement system based on distributed ledger technology,
                    <SU>22</SU>
                    <FTREF/>
                     and multiple transfer agents who provide services for digital asset securities registered with the Commission.
                    <SU>23</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         Digital assets that are securities under U.S. law are referred to throughout this proposal as “digital asset securities.” All other digital assets, including bitcoin, are referred to interchangeably as “cryptocurrencies” or “virtual currencies.” The term “digital assets” refers to all digital assets, including both digital asset securities and cryptocurrencies, together.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See</E>
                         “In the Matter of Coinflip, Inc.” (“Coinflip”) (CFTC Docket 15-29 (September 17, 2015)) (order instituting proceedings pursuant to Sections 6(c) and 6(d) of the CEA, making findings and imposing remedial sanctions), in which the CFTC stated: “Section 1a(9) of the CEA defines `commodity' to include, among other things, `all services, rights, and interests in which contracts for future delivery are presently or in the future dealt in.' 7 U.S.C. § 1a(9). The definition of a `commodity' is broad. 
                        <E T="03">See, e.g., Board of Trade of City of Chicago</E>
                         v. 
                        <E T="03">SEC</E>
                        , 677 F. 2d 1137, 1142 (7th Cir. 1982). Bitcoin and other virtual currencies are encompassed in the definition and properly defined as commodities.”
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         A list of virtual currency businesses that are entities regulated by the NYDFS is available on the NYDFS website. 
                        <E T="03">See https://www.dfs.ny.gov/apps_and_licensing/virtual_currency_businesses/regulated_entities.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         Data as of March 31, 2016 according to publicly available filings. 
                        <E T="03">See</E>
                         Bitcoin Investment Trust Form S-1, dated May 27, 2016, available: 
                        <E T="03">https://www.sec.gov/Archives/edgar/data/1588489/000095012316017801/filename1.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See</E>
                         letter from Dalia Blass, Director, Division of Investment Management, U.S. Securities and Exchange Commission to Paul Schott Stevens, President &amp; CEO, Investment Company Institute and Timothy W. Cameron, Asset Management Group—Head, Securities Industry and Financial Markets Association (January 18, 2018), 
                        <E T="03">available at https://www.sec.gov/divisions/investment/noaction/2018/cryptocurrency-011818.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">See</E>
                         Prospectus supplement filed pursuant to Rule 424(b)(1) for INX Tokens (Registration No. 333-233363), 
                        <E T="03">available at: https://www.sec.gov/Archives/edgar/data/1725882/000121390020023202/ea125858-424b1_inxlimited.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See</E>
                         Prospectus filed by Stone Ridge Trust VI on behalf of NYDIG Bitcoin Strategy Fund Registration, 
                        <E T="03">available at: https://www.sec.gov/Archives/edgar/data/1764894/000119312519309942/d693146d497.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">See</E>
                         Investment Advisers Act Release No. 6240 88 FR 14672 (March 9, 2023) (Safeguarding Advisory Client Assets).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 90788, 86 FR 11627 (February 26, 2021) (File Number S7-25-20) (Custody of Digital Asset Securities by Special Purpose Broker-Dealers).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">See</E>
                         letter from Elizabeth Baird, Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission to Kris Dailey, Vice President, Risk Oversight &amp; Operational Regulation, Financial Industry Regulatory Authority (September 25, 2020), 
                        <E T="03">available at: https://www.sec.gov/divisions/marketreg/mr-noaction/2020/finra-ats-role-in-settlement-of-digital-asset-security-trades-09252020.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">See</E>
                         letter from Jeffrey S. Mooney, Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission to Charles G. Cascarilla &amp; Daniel M. Burstein, Paxos Trust Company, LLC (October 28, 2019), 
                        <E T="03">available at: https://www.sec.gov/divisions/marketreg/mr-noaction/2019/paxos-trust-company-102819-17a.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Form TA-1/A filed by Tokensoft Transfer Agent LLC (CIK: 0001794142) on January 8, 2021, 
                        <E T="03">available at: https://www.sec.gov/Archives/edgar/data/1794142/000179414219000001/xslFTA1X01/primary_doc.xml.</E>
                    </P>
                </FTNT>
                <P>
                    Outside the Commission's purview, the regulatory landscape has changed significantly since 2016, and cryptocurrency markets have grown and evolved as well. The market for bitcoin is approximately 100 times larger, having at one point reached a market cap of over $1 trillion.
                    <SU>24</SU>
                    <FTREF/>
                     According to the CME Bitcoin Futures Report, from February 13, 2023 through March 27, 2023, CFTC regulated bitcoin futures represented between $750 million and $3.2 billion in notional trading volume on Chicago Mercantile Exchange (“CME”) (“Bitcoin Futures”) on a daily basis.
                    <SU>25</SU>
                    <FTREF/>
                     Open interest was over $1.4 billion for the entirety of the period and at one point was over $2 billion. ETPs that primarily hold CME Bitcoin Futures have raised over $1 billion dollars in assets. The CFTC has exercised its regulatory jurisdiction in bringing a number of enforcement actions related to bitcoin and against trading platforms that offer cryptocurrency trading.
                    <SU>26</SU>
                    <FTREF/>
                     As of February 14, 2023 the NYDFS has granted no fewer than thirty-four BitLicenses,
                    <SU>27</SU>
                    <FTREF/>
                     including to established public payment companies like PayPal Holdings, Inc. and Square, Inc., and limited purpose trust charters to entities providing cryptocurrency custody services. In addition, the Treasury's Office of Foreign Assets Control (“OFAC”) has brought enforcement actions over apparent violations of the sanctions laws in connection with the provision of wallet management services for digital assets.
                    <SU>28</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         As of December 1, 2021, the total market cap of all bitcoin in circulation was approximately $1.08 trillion.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         Data sourced from the CME Bitcoin Futures Report: 30 March, 2023, 
                        <E T="03">available at: https://www.cmegroup.com/markets/cryptocurrencies/bitcoin/bitcoin.volume.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         The CFTC's annual report for Fiscal Year 2022 (which ended on September 30, 2022) noted that the CFTC completed the fiscal year with 18 enforcement filings related to digital assets. “Digital asset actions included manipulation, a $1.7 billion fraudulent scheme, and a decentralized autonomous organization (DAO) failing to register as a SEF or FCM or to seek DCM designation.” 
                        <E T="03">See</E>
                         CFTC FY 2022 Agency Financial Report, 
                        <E T="03">available at: https://www.cftc.gov/media/7941/2022afr/download.</E>
                         Additionally, the CFTC filed on March 27, 2023, a civil enforcement action against the owner/operators of the Binance centralized digital asset trading platform, which is one of the largest bitcoin derivative exchanges. 
                        <E T="03">See</E>
                         CFTC Release No. 8680-23 (March 27, 2023), 
                        <E T="03">available at: https://www.cftc.gov/PressRoom/PressReleases/8680-23.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         
                        <E T="03">See https://www.dfs.ny.gov/virtual_currency_businesses.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         
                        <E T="03">See</E>
                         U.S. Department of the Treasury Enforcement Release: “OFAC Enters Into $98,830 Settlement with BitGo, Inc. for Apparent Violations of Multiple Sanctions Programs Related to Digital Currency Transactions” (December 30, 2020) 
                        <E T="03">available at:  https://home.treasury.gov/system/files/126/20201230_bitgo.pdf. See also</E>
                         U.S. Department of the Treasury Enforcement Release: “Treasury Announces Two Enforcement Actions for over $24M and $29M Against Virtual Currency Exchange, Bittrex, Inc.” (October 11, 2022) 
                        <E T="03">available at: https://home.treasury.gov/news/press-releases/jy1006. See also</E>
                         U.S. Department of Treasure Enforcement Release “OFAC Settles with Virtual Currency Exchange Kraken for $362,158.70 Related to Apparent Violations of the Iranian Transactions and Sanctions Regulations” (November 28, 2022) 
                        <E T="03">available at: https://home.treasury.gov/system/files/126/20221128_kraken.pdf.</E>
                    </P>
                </FTNT>
                <P>
                    In addition to the regulatory developments laid out above, more traditional financial market participants become more active in cryptocurrency: large insurance companies, asset managers, university endowments, pension funds, and even historically bitcoin skeptical fund managers have allocated to bitcoin. As noted in the Financial Stability Oversight Council (“FSOC”) Report on Digital Asset Financial Stability Risks and Regulation, “[i]ndustry surveys suggest that the scale of these investments grew quickly during the boom in crypto-asset markets through late 2021. In June 2022, PwC estimated that the number of crypto-specialist hedge funds was more than 300 globally, with $4.1 billion in assets under management. In addition, in a survey PwC found that 38 percent of surveyed traditional hedge funds were currently investing in `digital assets,' compared to 21 percent the year prior.” 
                    <SU>29</SU>
                    <FTREF/>
                     The largest over-the-counter bitcoin fund previously filed a Form 10 registration statement, which the Staff of the Commission reviewed and which took effect automatically, and is now a reporting company.
                    <SU>30</SU>
                    <FTREF/>
                     Established 
                    <PRTPAGE P="46239"/>
                    companies like Tesla, Inc., MicroStrategy Incorporated, and Square, Inc., among others, have announced substantial investments in bitcoin in amounts as large as $1.5 billion (Tesla) and $425 million (MicroStrategy). The foregoing examples demonstrate that bitcoin has gained mainstream usage and recognition.
                </P>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         
                        <E T="03">See</E>
                         the FSOC “Report on Digital Asset Financial Stability Risks and Regulation 2022” (October 3, 2022) (at footnote 26) at 
                        <E T="03">https://home.treasury.gov/system/files/261/FSOC-Digital-Assets-Report-2022.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         
                        <E T="03">See</E>
                         Letter from Division of Corporation Finance, Office of Real Estate &amp; Construction to Barry E. Silbert, Chief Executive Officer, Grayscale Bitcoin Trust (January 31, 2020) 
                        <E T="03">
                            https://
                            <PRTPAGE/>
                            www.sec.gov/Archives/edgar/data/1588489/000000000020000953/filename1.pdf.
                        </E>
                    </P>
                </FTNT>
                <P>
                    Despite these developments, access for U.S. retail investors to gain exposure to bitcoin via a transparent and U.S. regulated, U.S. exchange-traded vehicle remains limited. Instead current options include: (i) facing the counter-party risk, legal uncertainty, technical risk, and complexity associated with accessing spot bitcoin; (ii) over-the-counter bitcoin funds (“OTC Bitcoin Funds”) with high management fees and potentially volatile premiums and discounts; 
                    <SU>31</SU>
                    <FTREF/>
                     (iii) purchasing shares of operating companies that they believe will provide proxy exposure to bitcoin with limited disclosure about the associated risks; 
                    <SU>32</SU>
                    <FTREF/>
                     or (iv) purchasing Bitcoin Futures ETFs, as defined below, which represent a sub-optimal structure for long-term investors that will cost them significant amounts of money every year compared to Spot Bitcoin ETPs, as further discussed below. Meanwhile, investors in many other countries, including Canada and Brazil, are able to use more traditional exchange listed and traded products (including exchange-traded funds holding physical bitcoin) to gain exposure to bitcoin. Similarly, investors in Switzerland and across Europe have access to Exchange Traded Products which trade on regulated exchanges and provide exposure to a broad array of spot crypto assets. U.S. investors, by contrast, are left with fewer and more risky means of getting bitcoin exposure, as described above.
                    <SU>33</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         The premium and discount for OTC Bitcoin Funds is known to move rapidly. For example, over the period of 12/21/20 to 1/21/21, the premium for the largest OTC Bitcoin Fund went from 40.18% to 2.79%. While the price of bitcoin appreciated significantly during this period and NAV per share increased by 41.25%, the price per share increased by only 3.58%. This means that investors are buying shares of a fund that experiences significant volatility in its premium and discount outside of the fluctuations in price of the underlying asset. Even operating within the normal premium and discount range, it's possible for an investor to buy shares of an OTC Bitcoin Fund only to have those shares quickly lose 10% or more in dollar value excluding any movement of the price of bitcoin. That is to say—the price of bitcoin could have stayed exactly the same from market close on one day to market open the next, yet the value of the shares held by the investor decreased only because of the fluctuation of the premium. As more investment vehicles, including mutual funds and ETFs, seek to gain exposure to bitcoin, the easiest option for a buy and hold strategy for such vehicles is often an OTC Bitcoin Fund, meaning that even investors that do not directly buy OTC Bitcoin Funds can be disadvantaged by extreme premiums (or discounts) and premium volatility.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         A number of operating companies engaged in unrelated businesses—such as Tesla (a car manufacturer) and MicroStrategy (an enterprise software company)—have announced investments as large as $5.3 billion in bitcoin. Without access to bitcoin exchange-traded products, retail investors seeking investment exposure to bitcoin may end up purchasing shares in these companies in order to gain the exposure to bitcoin that they seek. In fact, mainstream financial news networks have written a number of articles providing investors with guidance for obtaining bitcoin exposure through publicly traded companies (such as MicroStrategy, Tesla, and bitcoin mining companies, among others) instead of dealing with the complications associated with buying spot bitcoin in the absence of a bitcoin ETP. 
                        <E T="03">See e.g.,</E>
                         “7 public companies with exposure to bitcoin” (February 8, 2021) 
                        <E T="03">available at: https://finance.yahoo.com/news/7-public-companies-with-exposure-to-bitcoin-154201525.html;</E>
                         and “Want to get in the crypto trade without holding bitcoin yourself? Here are some investing ideas” (February 19, 2021) 
                        <E T="03">available at: https://www.cnbc.com/2021/02/19/ways-to-invest-in-bitcoin-without-holding-the-cryptocurrency-yourself-.html.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         The Exchange notes that the list of countries above is not exhaustive and that securities regulators in a number of additional countries have either approved or otherwise allowed the listing and trading of Spot Bitcoin ETPs.
                    </P>
                </FTNT>
                <P>
                    To this point, the lack of a Spot Bitcoin ETP exposes U.S. investor assets to significant risk because investors that would otherwise seek cryptoasset exposure through a Spot Bitcoin ETP are forced to find alternative exposure through generally riskier means. For instance, many U.S. investors that held their digital assets in accounts at FTX,
                    <SU>34</SU>
                    <FTREF/>
                     Celsius Network LLC,
                    <SU>35</SU>
                    <FTREF/>
                     BlockFi Inc.
                    <SU>36</SU>
                    <FTREF/>
                     and Voyager Digital Holdings, Inc.
                    <SU>37</SU>
                    <FTREF/>
                     have become unsecured creditors in the insolvencies of those entities. If a Spot Bitcoin ETP was available, it is likely that at least a portion of the billions of dollars tied up in those proceedings would still reside in the brokerage accounts of U.S. investors, having instead been invested in a transparent, regulated, and well-understood structure—a Spot Bitcoin ETP. To this point, approval of a Spot Bitcoin ETP would represent a major win for the protection of U.S. investors in the cryptoasset space. As further described below, the Trust, like all other series of Commodity-Based Trust Shares, is designed to protect investors against the risk of losses through fraud and insolvency that arise by holding digital assets, including bitcoin, on centralized platforms.
                </P>
                <FTNT>
                    <P>
                        <SU>34</SU>
                         
                        <E T="03">See</E>
                         FTX Trading Ltd., et al., Case No. 22-11068.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>35</SU>
                         
                        <E T="03">See</E>
                         Celsius Network LLC, et al., Case No. 22-10964.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>36</SU>
                         
                        <E T="03">See</E>
                         BlockFi Inc., Case No. 22-19361.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>37</SU>
                         
                        <E T="03">See</E>
                         Voyager Digital Holdings, Inc., et al., Case No. 22-10943.
                    </P>
                </FTNT>
                <P>Additionally, investors in other countries, specifically Canada, generally pay lower fees than U.S. retail investors that invest in OTC Bitcoin Funds due to the fee pressure that results from increased competition among available bitcoin investment options. Without an approved and regulated Spot Bitcoin ETP in the U.S. as a viable alternative, U.S. investors could seek to purchase shares of non-U.S. bitcoin vehicles in order to get access to bitcoin exposure. Given the separate regulatory regime and the potential difficulties associated with any international litigation, such an arrangement would create more risk exposure for U.S. investors than they would otherwise have with a U.S. exchange listed ETP. In addition to the benefits to U.S. investors articulated throughout this proposal, approving this proposal (and others like it) would provide U.S. exchange-traded funds and mutual funds with a U.S.-listed and regulated product to provide such access rather than relying on either flawed products or products listed and primarily regulated in other countries.</P>
                <HD SOURCE="HD3">Bitcoin Futures ETFs</HD>
                <P>The Exchange and Sponsor applaud the Commission for allowing the launch of ETFs registered under the Investment Company Act of 1940, as amended (the “1940 Act”) and the Bitcoin Futures Approvals that provide exposure to bitcoin primarily through CME Bitcoin Futures (“Bitcoin Futures ETFs”). Allowing such products to list and trade is a productive first step in providing U.S. investors and traders with transparent, exchange-listed tools for expressing a view on bitcoin. The Bitcoin Futures Approvals, however, have created a logical inconsistency in the application of the standard the Commission applies when considering bitcoin ETP proposals.</P>
                <P>
                    As discussed further below, the standard applicable to bitcoin ETPs is whether the listing exchange has in place a comprehensive surveillance sharing agreement with a regulated market of significant size in the underlying asset. Previous disapproval orders have made clear that a market that constitutes a regulated market of significant size is generally a futures and/or options market based on the underlying reference asset rather than the spot commodity markets, which are often unregulated.
                    <SU>38</SU>
                    <FTREF/>
                     Leaving aside the 
                    <PRTPAGE P="46240"/>
                    analysis of that standard until later in this proposal,
                    <SU>39</SU>
                    <FTREF/>
                     the Exchange believes that the following rationale the Commission applied to a Bitcoin Futures ETF should result in the Commission approving this and other Spot Bitcoin ETP proposals:
                </P>
                <FTNT>
                    <P>
                        <SU>38</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37593, specifically footnote 202, which includes the language from numerous approval orders for which the underlying futures markets formed the basis for approving series of ETPs that hold physical metals, including gold, silver, palladium, platinum, and precious 
                        <PRTPAGE/>
                        metals more broadly; and 37600, specifically where the Commission provides that “when the spot market is unregulated—the requirement of preventing fraudulent and manipulative acts may possibly be satisfied by showing that the ETP listing market has entered into a surveillance-sharing agreement with a regulated market of significant size in derivatives related to the underlying asset.” As noted above, the Exchange believes that these citations are particularly helpful in making clear that the spot market for a spot commodity ETP need not be “regulated” in order for a spot commodity ETP to be approved by the Commission, and in fact that it's been the common historical practice of the Commission to rely on such derivatives markets as the regulated market of significant size because such spot commodities markets are largely unregulated.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>39</SU>
                         As further outlined below, both the Exchange and the Sponsor believe that the Bitcoin Futures market represents a regulated market of significant size and that this proposal and others like it should be approved on this basis.
                    </P>
                </FTNT>
                <EXTRACT>
                    <P>
                        The CME “comprehensively surveils futures market conditions and price movements on a real-time and ongoing basis in order to detect and prevent price distortions, including price distortions caused by manipulative efforts.” Thus the CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts, whether that attempt is made by directly trading on the CME bitcoin futures market or indirectly by trading outside of the CME bitcoin futures market. As such, when the CME shares its surveillance information with Arca, the information would assist in detecting and deterring fraudulent or manipulative misconduct related to the non-cash assets held by the proposed ETP.
                        <SU>40</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>40</SU>
                             
                            <E T="03">See</E>
                             Teucrium Approval at 21679.
                        </P>
                    </FTNT>
                </EXTRACT>
                <P>
                    CME Bitcoin Futures pricing is based on pricing from spot bitcoin markets. The statement from the Teucrium Approval that “CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts . . . indirectly by trading outside of the CME bitcoin futures market,” makes clear that the Commission believes that CME's surveillance can capture the effects of trading on the relevant spot markets on the pricing of CME Bitcoin Futures. This was further acknowledged in the “Grayscale lawsuit” 
                    <SU>41</SU>
                    <FTREF/>
                     when Judge Rao stated “. . . the Commission in the Teucrium order recognizes that the futures prices are influenced by the spot prices, and the Commission concludes in approving futures ETPs that any fraud on the spot market can be adequately addressed by the fact that the futures market is a regulated one . . .” The Exchange agrees with the Commission on this point and notes that the pricing mechanism applicable to the Shares is similar to that of the CME Bitcoin Futures.
                </P>
                <FTNT>
                    <P>
                        <SU>41</SU>
                         
                        <E T="03">Grayscale Investments, LLC</E>
                         v. 
                        <E T="03">Securities and Exchange Commission</E>
                        , et al., Case No. 22-1142.
                    </P>
                </FTNT>
                <P>Further to this point, a Bitcoin Futures ETF is potentially more susceptible to potential manipulation than a Spot Bitcoin ETP that offers only in-kind creation and redemption because settlement of CME Bitcoin Futures (and thus the value of the underlying holdings of a Bitcoin Futures ETF) occurs at a single price derived from spot bitcoin pricing, while shares of a Spot Bitcoin ETP would represent interest in bitcoin directly and authorized participants for a Spot Bitcoin ETP (as proposed herein) would be able to source bitcoin from any exchange and create or redeem with the applicable trust regardless of the price of the underlying index. It is not logically possible to conclude that the CME Bitcoin Futures market represents a significant market for a futures-based product, but also conclude that the CME Bitcoin Futures market does not represent a significant market for a spot-based product.</P>
                <P>
                    In addition to potentially being more susceptible to manipulation than a Spot Bitcoin ETP, the structure of Bitcoin Futures ETFs provides negative outcomes for buy and hold investors as compared to a Spot Bitcoin ETP.
                    <SU>42</SU>
                    <FTREF/>
                     Specifically, the cost of rolling CME Bitcoin Futures contracts will cause the Bitcoin Futures ETFs to lag the performance of bitcoin itself and would cost U.S. investors significant amounts of money on an annual basis compared to Spot Bitcoin ETPs. Such rolling costs would not be required for Spot Bitcoin ETPs that hold bitcoin. Further, Bitcoin Futures ETFs could potentially hit CME position limits, which would force a Bitcoin Futures ETF to invest in non-futures assets for bitcoin exposure and cause potential investor confusion and lack of certainty about what such Bitcoin Futures ETFs are actually holding to try to get exposure to bitcoin, not to mention completely changing the risk profile associated with such an ETF. While Bitcoin Futures ETFs represent a useful trading tool, they are clearly a sub-optimal structure for U.S. investors that are looking for long-term exposure to bitcoin that will, based on the calculations above, unnecessarily cost U.S. investors significant amounts of money every year compared to Spot Bitcoin ETPs and the Exchange believes that any proposal to list and trade a Spot Bitcoin ETP should be reviewed by the Commission with this important investor protection context in mind.
                </P>
                <FTNT>
                    <P>
                        <SU>42</SU>
                         
                        <E T="03">See e.g.,</E>
                         “Bitcoin ETF's Success Could Come at Fundholders' Expense,” Wall Street Journal (October 24, 2021), 
                        <E T="03">available at: https://www.wsj.com/articles/bitcoin-etfs-success-could-come-at-fundholders-expense-11635080580;</E>
                         “Physical Bitcoin ETF Prospects Accelerate,” 
                        <E T="03">ETF.com</E>
                         (October 25, 2021), 
                        <E T="03">available at: https://www.etf.com/sections/blog/physical-bitcoin-etf-prospects-shine?nopaging=1&amp;_cf_chl_jschl_tk_=pmd_JsK.fjXz9eAQW9zol0qpzhXDrrlpIVdoCloLXbLjl44-1635476946-0-gqNtZGzNApCjcnBszQql.</E>
                    </P>
                </FTNT>
                <P>Based on the foregoing, the Exchange and Sponsor believe that any objective review of the proposals to list Spot Bitcoin ETPs compared to the Bitcoin Futures ETFs and the Bitcoin Futures Approvals would lead to the conclusion that Spot Bitcoin ETPs should be available to U.S. investors and, as such, this proposal and other comparable proposals to list and trade Spot Bitcoin ETPs should be approved by the Commission. Stated simply, U.S. investors will continue to lose significant amounts of money from holding Bitcoin Futures ETFs as compared to Spot Bitcoin ETPs, losses which could be prevented by the Commission approving Spot Bitcoin ETPs. Additionally, any concerns related to preventing fraudulent and manipulative acts and practices related to Spot Bitcoin ETPs would apply equally to the spot markets underlying the futures contracts held by a Bitcoin Futures ETF. Both the Exchange and Sponsor believe that the CME Bitcoin Futures market is a regulated market of significant size and that such manipulation concerns are mitigated, as described extensively below. After allowing and approving the listing and trading of Bitcoin Futures ETFs that hold primarily CME Bitcoin Futures, however, the only consistent outcome would be approving Spot Bitcoin ETPs on the basis that the CME Bitcoin Futures market is a regulated market of significant size.</P>
                <P>Given the current landscape, approving this proposal (and others like it) and allowing Spot Bitcoin ETPs to be listed and traded alongside Bitcoin Futures ETFs would establish a consistent regulatory approach, provide U.S. investors with choice in product structures for bitcoin exposure, and offer flexibility in the means of gaining exposure to bitcoin through transparent, regulated, U.S. exchange-listed vehicles.</P>
                <HD SOURCE="HD3">Bitcoin Futures</HD>
                <P>
                    CME began offering trading in Bitcoin Futures in 2017. Each contract 
                    <PRTPAGE P="46241"/>
                    represents five bitcoin and is based on the CME CF Bitcoin Reference Rate.
                    <SU>43</SU>
                    <FTREF/>
                     The contracts trade and settle like other cash-settled commodity futures contracts. Nearly every measurable metric related to Bitcoin Futures has generally trended up since launch, although certain notional volume calculations have decreased roughly in line with the decrease in the price of bitcoin. For example, there were 143,215 Bitcoin Futures contracts traded in April 2023 (approximately $20.7 billion) compared to 193,182 ($5 billion), 104,713 ($3.9 billion), 118,714 ($42.7 billion), and 111,964 ($23.2 billion) contracts traded in April 2019, April 2020, April 2021, and April 2022, respectively.
                    <SU>44</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>43</SU>
                         The CME CF Bitcoin Reference Rate is based on a publicly available calculation methodology based on pricing sourced from several crypto exchanges and trading platforms, including Bitstamp, Coinbase, Gemini, itBit, Kraken, and LMAX Digital.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>44</SU>
                         Source: CME, Yahoo Finance 4/30/23.
                    </P>
                </FTNT>
                <GPH SPAN="3" DEEP="218">
                    <GID>EN19JY23.200</GID>
                </GPH>
                <P>
                    The number of large open interest holders 
                    <SU>45</SU>
                    <FTREF/>
                     and unique accounts trading Bitcoin Futures have both increased, even in the face of heightened Bitcoin price volatility. 
                </P>
                <FTNT>
                    <P>
                        <SU>45</SU>
                         A large open interest holder in Bitcoin Futures is an entity that holds at least 25 contracts, which is the equivalent of 125 bitcoin. At a price of approximately $29,268.81 per bitcoin on 4/30/2023, more than 100 firms had outstanding positions of greater than $3.65 million in Bitcoin Futures.
                    </P>
                </FTNT>
                <GPH SPAN="3" DEEP="241">
                    <GID>EN19JY23.201</GID>
                </GPH>
                <PRTPAGE P="46242"/>
                <P>
                    The Sponsor further believes that publicly available research, including research done as part of rule filings proposing to list and trade shares of Spot Bitcoin ETPs, corroborates the overall trend outlined above and supports the thesis that the Bitcoin Futures pricing leads the spot market and, thus, a person attempting to manipulate the Shares would also have to trade on that market to manipulate the ETP. Specifically, the Sponsor believes that such research indicates that bitcoin futures lead the bitcoin spot market in price formation.
                    <SU>46</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>46</SU>
                         
                        <E T="03">See</E>
                         Exchange Act Releases No. 94080 (January 27, 2022), 87 FR 5527 (April 12, 2022) (specifically “Amendment No. 1 to the Proposed Rule Change To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(3)(4), Commodity-Based Trust Shares”); 94982 (May 25, 2022), 87 FR 33250 (June 1, 2022); 94844 (May 4, 2022), 87 FR 28043 (May 10, 2022); and 93445 (October 28, 2021), 86 FR 60695 (November 3, 2021). 
                        <E T="03">See also</E>
                         Hu, Y., Hou, Y. and Oxley, L. (2019). “What role do futures markets play in Bitcoin pricing? Causality, cointegration and price discovery from a time-varying perspective” (
                        <E T="03">available at: https://www.ncbi.nlm.nih.gov/pmc/articles/PMC7481826/).</E>
                         This academic research paper concludes that “There exist no episodes where the Bitcoin spot markets dominates the price discovery processes with regard to Bitcoin futures. This points to a conclusion that the price formation originates solely in the Bitcoin futures market. We can, therefore, conclude that the Bitcoin futures markets dominate the dynamic price discovery process based upon time-varying information share measures. Overall, price discovery seems to occur in the Bitcoin futures markets rather than the underlying spot market based upon a time-varying perspective.”
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Section 6(b)(5) and the Applicable Standards</HD>
                <P>
                    The Commission has approved numerous series of Trust Issued Receipts,
                    <SU>47</SU>
                    <FTREF/>
                     including Commodity-Based Trust Shares,
                    <SU>48</SU>
                    <FTREF/>
                     to be listed on U.S. national securities exchanges. In order for any proposed rule change from an exchange to be approved, the Commission must determine that, among other things, the proposal is consistent with the requirements of Section 6(b)(5) of the Act, specifically including: (i) the requirement that a national securities exchange's rules are designed to prevent fraudulent and manipulative acts and practices; 
                    <SU>49</SU>
                    <FTREF/>
                     and (ii) the requirement that an exchange proposal be designed, in general, to protect investors and the public interest. The Exchange believes that this proposal is consistent with the requirements of Section 6(b)(5) of the Act and that this filing sufficiently demonstrates that the CME Bitcoin Futures market represents a regulated market of significant size and that, on the whole, the manipulation concerns previously articulated by the Commission are sufficiently mitigated to the point that they are outweighed by quantifiable investor protection issues that would be resolved by approving this proposal.
                </P>
                <FTNT>
                    <P>
                        <SU>47</SU>
                         
                        <E T="03">See</E>
                         Exchange Rule 14.11(f).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>48</SU>
                         Commodity-Based Trust Shares, as described in Exchange Rule 14.11(e)(4), are a type of Trust Issued Receipt.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>49</SU>
                         As the Exchange has stated in a number of other public documents, it continues to believe that bitcoin is resistant to price manipulation and that “other means to prevent fraudulent and manipulative acts and practices” exist to justify dispensing with the requisite surveillance sharing agreement. The geographically diverse and continuous nature of bitcoin trading render it difficult and prohibitively costly to manipulate the price of bitcoin. The fragmentation across bitcoin platforms, the relatively slow speed of transactions, and the capital necessary to maintain a significant presence on each trading platform make manipulation of bitcoin prices through continuous trading activity challenging. To the extent that there are bitcoin exchanges engaged in or allowing wash trading or other activity intended to manipulate the price of bitcoin on other markets, such pricing does not normally impact prices on other exchange because participants will generally ignore markets with quotes that they deem non-executable. Moreover, the linkage between the bitcoin markets and the presence of arbitrageurs in those markets means that the manipulation of the price of bitcoin price on any single venue would require manipulation of the global bitcoin price in order to be effective. Arbitrageurs must have funds distributed across multiple trading platforms in order to take advantage of temporary price dislocations, thereby making it unlikely that there will be strong concentration of funds on any particular bitcoin exchange or OTC platform. As a result, the potential for manipulation on a trading platform would require overcoming the liquidity supply of such arbitrageurs who are effectively eliminating any cross-market pricing differences.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(i) Designed To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <P>
                    In order to meet this standard in a proposal to list and trade a series of Commodity-Based Trust Shares, the Commission requires that an exchange demonstrate that there is a comprehensive surveillance-sharing agreement in place 
                    <SU>50</SU>
                    <FTREF/>
                     with a regulated market of significant size. Both the Exchange and CME are members of ISG.
                    <SU>51</SU>
                    <FTREF/>
                     The only remaining issue to be addressed is whether the Bitcoin Futures market constitutes a market of significant size, which both the Exchange and the Sponsor believe that it does. The terms “significant market” and “market of significant size” include a market (or group of markets) as to which: (a) there is a reasonable likelihood that a person attempting to manipulate the ETP would also have to trade on that market to manipulate the ETP, so that a surveillance-sharing agreement would assist the listing exchange in detecting and deterring misconduct; and (b) it is unlikely that trading in the ETP would be the predominant influence on prices in that market.
                    <SU>52</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>50</SU>
                         As previously articulated by the Commission, “The standard requires such surveillance-sharing agreements since “they provide a necessary deterrent to manipulation because they facilitate the availability of information needed to fully investigate a manipulation if it were to occur.” The Commission has emphasized that it is essential for an exchange listing a derivative securities product to enter into a surveillance- sharing agreement with markets trading underlying securities for the listing exchange to have the ability to obtain information necessary to detect, investigate, and deter fraud and market manipulation, as well as violations of exchange rules and applicable federal securities laws and rules. The hallmarks of a surveillance-sharing agreement are that the agreement provides for the sharing of information about market trading activity, clearing activity, and customer identity; that the parties to the agreement have reasonable ability to obtain access to and produce requested information; and that no existing rules, laws, or practices would impede one party to the agreement from obtaining this information from, or producing it to, the other party.” The Commission has historically held that joint membership in the Intermarket Surveillance Group (“ISG”) constitutes such a surveillance sharing agreement. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 88284 (February 26, 2020), 85 FR 12595 (March 3, 2020) (SR-NYSEArca-2019-39) (the “Wilshire Phoenix Disapproval”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>51</SU>
                         For a list of the current members and affiliate members of ISG, 
                        <E T="03">See www.isgportal.com.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>52</SU>
                         
                        <E T="03">See</E>
                         Wilshire Phoenix Disapproval.
                    </P>
                </FTNT>
                <P>
                    The Commission has also recognized that the “regulated market of significant size” standard is not the only means for satisfying Section 6(b)(5) of the act, specifically providing that a listing exchange could demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement.
                    <SU>53</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>53</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37580. The Commission has also specifically noted that it “is not applying a ‘cannot be manipulated’ standard; instead, the Commission is examining whether the proposal meets the requirements of the Exchange Act and, pursuant to its Rules of Practice, places the burden on the listing exchange to demonstrate the validity of its contentions and to establish that the requirements of the Exchange Act have been met.” 
                        <E T="03">Id</E>
                        . at 37582.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(a) Manipulation of the ETP</HD>
                <P>
                    According to the research and analysis presented above, the Bitcoin Futures market is the leading market for bitcoin price formation. Where Bitcoin Futures lead the price in the spot market such that a potential manipulator of the bitcoin spot market (beyond just the constituents of the Index 
                    <SU>54</SU>
                    <FTREF/>
                    ) would have to participate in the Bitcoin Futures market, it follows that a potential manipulator of the Shares would similarly have to transact in the Bitcoin Futures market because the Index is based on spot prices. Further, the Trust only allows for in-kind creation and redemption, which, as further described below, reduces the potential for manipulation of the Shares through manipulation of the Index or any of its 
                    <PRTPAGE P="46243"/>
                    individual constituents, again emphasizing that a potential manipulator of the Shares would have to manipulate the entirety of the bitcoin spot market, which is led by the Bitcoin Futures market. As such, the Exchange believes that part (a) of the significant market test outlined above is satisfied and that common membership in ISG between the Exchange and CME would assist the listing exchange in detecting and deterring misconduct in the Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>54</SU>
                         As further described below, the “Index” for the Fund is the Bloomberg Galaxy Bitcoin Index.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(b) Predominant Influence on Prices in Spot and Bitcoin Futures</HD>
                <P>The Exchange and Sponsor also believe that trading in the Shares would not be the predominant force on prices in the Bitcoin Futures market or spot market for a number of reasons, including the significant volume in the Bitcoin Futures market, the size of bitcoin's market cap, and the significant liquidity available in the spot market. In addition to the Bitcoin Futures market data points cited above, the spot market for bitcoin is also very liquid.</P>
                <HD SOURCE="HD3">(c) Other Means To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <P>As noted above, the Commission also permits a listing exchange to demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement. The Exchange and Sponsor believe that such conditions are present.</P>
                <P>
                    The Exchange is proposing to take additional steps to those described above to supplement its ability to obtain information that would be helpful in detecting, investigating, and deterring fraud and market manipulation in the Commodity-Based Trust Shares. On June 21, 2023, the Exchange reached an agreement on terms with Coinbase, Inc. (“Coinbase”), an operator of a United States-based spot trading platform for Bitcoin that represents a substantial portion of US-based and USD denominated Bitcoin trading,
                    <SU>55</SU>
                    <FTREF/>
                     to enter into a surveillance-sharing agreement (“Spot BTC SSA”) and executed an associated term sheet. Based on this agreement on terms, the Exchange and Coinbase will finalize and execute a definitive agreement that the parties expect to be executed prior to allowing trading of the Commodity-Based Trust Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>55</SU>
                         According to a Kaiko Research report dated June 26, 2023, Coinbase represented roughly 50% of exchange trading volume in USD-BTC trading on a daily basis during May 2023.
                    </P>
                </FTNT>
                <P>
                    The Spot BTC SSA is expected to be a bilateral surveillance-sharing agreement between the Exchange and Coinbase that is intended to supplement the Exchange's market surveillance program. The Spot BTC SSA is expected to have the hallmarks of a surveillance-sharing agreement between two members of the ISG, which would give the Exchange supplemental access to data regarding spot Bitcoin trades on Coinbase where the Exchange determines it is necessary as part of its surveillance program for the Commodity-Based Trust Shares.
                    <SU>56</SU>
                    <FTREF/>
                     This means that the Exchange expects to receive market data for orders and trades from Coinbase, which it will utilize in surveillance of the trading of Commodity-Based Trust Shares. In addition, the Exchange can request further information from Coinbase related to spot bitcoin trading activity on the Coinbase exchange platform, if the Exchange determines that such information would be necessary to detect and investigate potential manipulation in the trading of the Commodity-Based Trust Shares.
                    <SU>57</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>56</SU>
                         For additional information regarding ISG and the hallmarks of surveillance-sharing between ISG members, 
                        <E T="03">See https://isgportal.org/overview.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>57</SU>
                         The Exchange also notes that it already has in place ISG-like surveillance sharing agreement with Cboe Digital Exchange, LLC and Cboe Clear Digital, LLC.
                    </P>
                </FTNT>
                <P>
                    Further, and consistent with prior points above, offering only in-kind creation and redemption will also provide unique protections against potential attempts to manipulate the price of the Shares. While the Sponsor believes that the Index which it uses to value the Trust's bitcoin is itself resistant to manipulation based on the methodology further described below, the fact that creations and redemptions are only available in-kind makes the manipulability of the Index significantly less important. Specifically, because the Trust will not accept cash to buy bitcoin in order to create new Shares or, barring a forced redemption of the Trust or under other extraordinary circumstances, be forced to sell bitcoin to pay cash for redeemed Shares, the price that the Sponsor uses to value the Trust's bitcoin is not particularly important.
                    <SU>58</SU>
                    <FTREF/>
                     When authorized participants are creating Shares with the Trust, they need to deliver a certain number of bitcoin per Share (regardless of the valuation used) and when they're redeeming, they can similarly expect to receive a certain number of bitcoin per Share. As such, even if the price used to value the Trust's bitcoin is manipulated (which the Sponsor believes that its methodology is resistant to), the ratio of bitcoin per Share does not change and the Trust will either accept (for creations) or distribute (for redemptions) the same number of bitcoin regardless of the value. This not only mitigates the risk associated with potential manipulation, but also discourages and disincentivizes manipulation of the Index because there is little financial incentive to do so.
                </P>
                <FTNT>
                    <P>
                        <SU>58</SU>
                         While the Index will not be particularly important for the creation and redemption process, it will be used for calculating fees.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(ii) Designed To Protect Investors and the Public Interest</HD>
                <P>The Exchange believes that the proposal is designed to protect investors and the public interest. Over the past several years, U.S. investor exposure to bitcoin through OTC Bitcoin Funds has grown into the tens of billions of dollars, including through Bitcoin Futures ETFs. With that growth, so too has grown the quantifiable investor protection issues to U.S. investors through roll costs for Bitcoin Futures ETFs and premium/discount volatility and management fees for OTC Bitcoin Funds. The Exchange believes that the concerns related to the prevention of fraudulent and manipulative acts and practices have been sufficiently addressed to be consistent with the Act and, to the extent that the Commission disagrees with that assertion, such concerns are now outweighed by investor protection concerns. As such, the Exchange believes that approving this proposal (and comparable proposals) provides the Commission with the opportunity to allow U.S. investors with access to bitcoin in a regulated and transparent exchange-traded vehicle that would act to limit risk to U.S. investors by: (i) reducing premium and discount volatility; (ii) reducing management fees through meaningful competition; (iii) reducing risks and costs associated with investing in Bitcoin Futures ETFs and operating companies that are imperfect proxies for bitcoin exposure; and (iv) providing an alternative to custodying spot bitcoin.</P>
                <HD SOURCE="HD3">Invesco Galaxy Bitcoin ETF</HD>
                <P>Delaware Trust Company is the trustee (“Trustee”). A well-established global fund administrator and transfer agent will be the administrator (“Administrator”) and transfer agent (“Transfer Agent”). The Custodian will be responsible for custody of the Trust's bitcoin.</P>
                <P>
                    According to the Registration Statement, each Share will represent a fractional undivided beneficial interest and ownership in the Trust. The Trust's assets will consist of bitcoin held by the Custodian on behalf of the Trust. The Trust generally does not intend to hold cash or cash equivalents. However, 
                    <PRTPAGE P="46244"/>
                    there may be situations where the Trust will unexpectedly hold cash or cash equivalents on a temporary basis.
                </P>
                <P>
                    According to the Registration Statement, the Trust is neither an investment company registered under the Investment Company Act of 1940, as amended,
                    <SU>59</SU>
                    <FTREF/>
                     nor a commodity pool for purposes of the Commodity Exchange Act (“CEA”), and neither the Trust nor the Sponsor is subject to regulation as a commodity pool operator or a commodity trading adviser in connection with the Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>59</SU>
                         15 U.S.C. 80a-1.
                    </P>
                </FTNT>
                <P>When the Trust sells or redeems its Shares, it will do so in “in-kind” transactions in large blocks of Shares (a “Creation Basket”) at the Trust's NAV. Authorized participants will deliver, or facilitate the delivery of, bitcoin to the Trust's account with the Custodian in exchange for Shares when they purchase Shares, and the Trust, through the Custodian, will deliver bitcoin to such authorized participants when they redeem Shares with the Trust. Authorized participants may then offer Shares to the public at prices that depend on various factors, including the supply and demand for Shares, the value of the Trust's assets, and market conditions at the time of a transaction. Shareholders who buy or sell Shares during the day from their broker may do so at a premium or discount relative to the NAV of the Shares of the Trust.</P>
                <HD SOURCE="HD3">Investment Objective</HD>
                <P>According to the Registration Statement and as further described below, the investment objective of the Trust is to reflect the performance of the Bloomberg Galaxy Bitcoin Index, less the Trust's expenses and other liabilities. In seeking to achieve its investment objective, the Trust will hold bitcoin. The Trust will value its Shares daily based on the value of the Index as of 4:15 p.m. ET, which is calculated based on data from bitcoin pricing sources selected by Bloomberg Index Services Limited (the “Index Provider”) that have met the Index Provider's selection criteria, including pricing consistency, frequency, and quality (“Pricing Sources”).</P>
                <HD SOURCE="HD3">The Bloomberg Galaxy Bitcoin Index</HD>
                <P>As described in the Registration Statement, the Fund will use the Index to calculate the Trust's NAV. The Index is designed to measure the performance of a single bitcoin traded in U.S. dollars. The Index Provider administers the Index according to three guiding principles: (i) Data Integrity. Pricing Sources are selected for liquidity and reliability and approved for use following risk and suitability assessments; (ii) Representative. The Index seeks to provide a proxy for the bitcoin market; and (iii) Continuity. The Index is intended to be responsive to the changing nature of the market in a manner that does not completely reshape the character of the Index from year to year.</P>
                <P>The end-of-day Index price is calculated using the Bloomberg Crypto Price Fixings (“CFIX”) mid-price for bitcoin. CFIX is based on pricing provided by the Bloomberg Generic (“BGN”) price using Bloomberg's data, technology and distribution platforms, and is made broadly available to the investment community with the objective of providing cryptocurrency fixings that are reliable, representative, and transparent.</P>
                <P>A BGN price is generated with real-time pricing data from multiple Pricing Sources. CFIX is a simple average of the BGN price for bitcoin over a 15-minute window between 4 p.m. and 4:15 p.m. ET. The BGN price is also used in the calculation of intra-day Index prices, which are calculated and published every 15 seconds from 6:15 p.m. to 4:15 p.m. ET (22 hours) on every Business Day.</P>
                <HD SOURCE="HD3">Availability of Information</HD>
                <P>In addition to the price transparency of the Index, the Trust will provide information regarding the Trust's bitcoin holdings as well as additional data regarding the Trust. The Trust will provide an Intraday Indicative Value (“IIV”) per Share updated every 15 seconds, as calculated by the Exchange or a third-party financial data provider during the Exchange's Regular Trading Hours (9:30 a.m. to 4:00 p.m. E.T.). The IIV will be calculated by using the prior day's closing NAV per Share as a base and updating that value during Regular Trading Hours to reflect changes in the value of the Trust's bitcoin holdings during the trading day.</P>
                <P>The IIV disseminated during Regular Trading Hours should not be viewed as an actual real-time update of the NAV, which will be calculated only once at the end of each trading day. The IIV will be widely disseminated on a per Share basis every 15 seconds during the Exchange's Regular Trading Hours by one or more major market data vendors. In addition, the IIV will be available through on-line information services.</P>
                <P>
                    The website for the Trust, which will be publicly accessible at no charge, will contain the following information: (a) the current NAV per Share daily and the prior business day's NAV and the reported closing price; (b) the BZX Official Closing Price 
                    <SU>60</SU>
                    <FTREF/>
                     in relation to the NAV as of the time the NAV is calculated and a calculation of the premium or discount of such price against such NAV; (c) data in chart form displaying the frequency distribution of discounts and premiums of the Official Closing Price against the NAV, within appropriate ranges for each of the four previous calendar quarters (or for the life of the Trust, if shorter); (d) the prospectus; and (e) other applicable quantitative information. The Trust will also disseminate the Trust's holdings on a daily basis on the Trust's website. The price of bitcoin will be made available by one or more major market data vendors, updated at least every 15 seconds during Regular Trading Hours. Information about the Index, including key elements of how the Index is calculated, will be publicly available at 
                    <E T="03">www.bloomberg.com.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>60</SU>
                         As defined in Rule 11.23(a)(3), the term “BZX Official Closing Price” shall mean the price disseminated to the consolidated tape as the market center closing trade.
                    </P>
                </FTNT>
                <P>The NAV for the Trust will be calculated by the Administrator once a day and will be disseminated daily to all market participants at the same time. Quotation and last-sale information regarding the Shares will be disseminated through the facilities of the Consolidated Tape Association (“CTA”).</P>
                <P>Quotation and last sale information for bitcoin is widely disseminated through a variety of major market data vendors, including Bloomberg and Reuters, as well as the Index. Information relating to trading, including price and volume information, in bitcoin is available from major market data vendors and from the exchanges on which bitcoin are traded. Depth of book information is also available from bitcoin exchanges. The normal trading hours for bitcoin exchanges are 24 hours per day, 365 days per year.</P>
                <HD SOURCE="HD3">The Bitcoin Custodian</HD>
                <P>
                    The Custodian carefully considers the design of the physical, operational and cryptographic systems for secure storage of the Trust's private keys in an effort to lower the risk of loss or theft. The Custodian utilizes a variety of security measures to ensure that private keys necessary to transfer digital assets remain uncompromised and that the Trust maintains exclusive ownership of its assets. The operational procedures of the Custodian are reviewed by third-party advisors with specific expertise in physical security. The devices that store the keys will never be connected to the 
                    <PRTPAGE P="46245"/>
                    internet or any other public or private distributed network—this is colloquially known as “cold storage.” Only specific individuals are authorized to participate in the custody process, and no individual acting alone will be able to access or use any of the private keys. In addition, no combination of the executive officers of the Sponsor or the investment professionals managing the Trust, acting alone or together, will be able to access or use any of the private keys that hold the Trust's bitcoin.
                </P>
                <HD SOURCE="HD3">Net Asset Value</HD>
                <P>NAV means the total assets of the Trust including, but not limited to, all bitcoin and cash, if any, less total liabilities of the Trust, each determined on the basis of generally accepted accounting principles. The Administrator will determine the NAV of the Trust on each day that the Exchange is open for regular trading, as promptly as practical after 4:00 p.m. EST. The NAV of the Trust is the aggregate value of the Trust's assets less its estimated accrued but unpaid liabilities (which include accrued expenses). In determining the Trust's NAV, the Administrator values the bitcoin held by the Trust based on the price set by the Index as of 4:00 p.m. EST. The Administrator also determines the NAV per Share.</P>
                <HD SOURCE="HD3">Creation and Redemption of Shares</HD>
                <P>According to the Registration Statement, on any business day, an authorized participant may place an order to create one or more baskets. Purchase orders must be placed by 4:00 p.m. Eastern Time, or the close of regular trading on the Exchange, whichever is earlier. The day on which an order is received is considered the purchase order date. The total deposit of bitcoin required is an amount of bitcoin that is in the same proportion to the total assets of the Trust, net of accrued expenses and other liabilities, on the date the order to purchase is properly received, as the number of Shares to be created under the purchase order is in proportion to the total number of Shares outstanding on the date the order is received. Each night, the Sponsor will publish the amount of bitcoin that will be required in exchange for each creation order. The Administrator determines the required deposit for a given day by dividing the number of bitcoin held by the Trust as of the opening of business on that business day, adjusted for the amount of bitcoin constituting estimated accrued but unpaid fees and expenses of the Trust as of the opening of business on that business day, by the quotient of the number of Shares outstanding at the opening of business divided by the number of Shares in a Creation Unit. The procedures by which an authorized participant can redeem one or more Creation Baskets mirror the procedures for the creation of Creation Baskets.</P>
                <HD SOURCE="HD3">Rule 14.11(e)(4)—Commodity-Based Trust Shares</HD>
                <P>
                    The Shares will be subject to BZX Rule 14.11(e)(4), which sets forth the initial and continued listing criteria applicable to Commodity-Based Trust Shares. The Exchange will obtain a representation that the Trust's NAV will be calculated daily and that these values and information about the assets of the Trust will be made available to all market participants at the same time. The Exchange notes that, as defined in Rule 14.11(e)(4)(C)(i), the Shares will be: (a) issued by a trust that holds a specified commodity 
                    <SU>61</SU>
                    <FTREF/>
                     deposited with the trust; (b) issued by such trust in a specified aggregate minimum number in return for a deposit of a quantity of the underlying commodity; and (c) when aggregated in the same specified minimum number, may be redeemed at a holder's request by such trust which will deliver to the redeeming holder the quantity of the underlying commodity.
                </P>
                <FTNT>
                    <P>
                        <SU>61</SU>
                         For purposes of Rule 14.11(e)(4), the term commodity takes on the definition of the term as provided in the Commodity Exchange Act. As noted above, the CFTC has opined that Bitcoin is a commodity as defined in Section 1a(9) of the Commodity Exchange Act. 
                        <E T="03">See</E>
                         Coinflip.
                    </P>
                </FTNT>
                <P>
                    Upon termination of the Trust, the Shares will be removed from listing. The Trustee, Delaware Trust Company, is a trust company having substantial capital and surplus and the experience and facilities for handling corporate trust business, as required under Rule 14.11(e)(4)(E)(iv)(a) and that no change will be made to the trustee without prior notice to and approval of the Exchange. The Exchange also notes that, pursuant to Rule 14.11(e)(4)(F), neither the Exchange nor any agent of the Exchange shall have any liability for damages, claims, losses or expenses caused by any errors, omissions or delays in calculating or disseminating any underlying commodity value, the current value of the underlying commodity required to be deposited to the Trust in connection with issuance of Commodity-Based Trust Shares; resulting from any negligent act or omission by the Exchange, or any agent of the Exchange, or any act, condition or cause beyond the reasonable control of the Exchange, its agent, including, but not limited to, an act of God; fire; flood; extraordinary weather conditions; war; insurrection; riot; strike; accident; action of government; communications or power failure; equipment or software malfunction; or any error, omission or delay in the reports of transactions in an underlying commodity. Finally, as required in Rule 14.11(e)(4)(G), the Exchange notes that any registered market maker (“Market Maker”) in the Shares must file with the Exchange in a manner prescribed by the Exchange and keep current a list identifying all accounts for trading in an underlying commodity, related commodity futures or options on commodity futures, or any other related commodity derivatives, which the registered Market Maker may have or over which it may exercise investment discretion. No registered Market Maker shall trade in an underlying commodity, related commodity futures or options on commodity futures, or any other related commodity derivatives, in an account in which a registered Market Maker, directly or indirectly, controls trading activities, or has a direct interest in the profits or losses thereof, which has not been reported to the Exchange as required by this Rule. In addition to the existing obligations under Exchange rules regarding the production of books and records (see, 
                    <E T="03">e.g.,</E>
                     Rule 4.2), the registered Market Maker in Commodity-Based Trust Shares shall make available to the Exchange such books, records or other information pertaining to transactions by such entity or registered or non-registered employee affiliated with such entity for its or their own accounts for trading the underlying physical commodity, related commodity futures or options on commodity futures, or any other related commodity derivatives, as may be requested by the Exchange.
                </P>
                <HD SOURCE="HD3">Trading Halts</HD>
                <P>
                    With respect to trading halts, the Exchange may consider all relevant factors in exercising its discretion to halt or suspend trading in the Shares. The Exchange will halt trading in the Shares under the conditions specified in BZX Rule 11.18. Trading may be halted because of market conditions or for reasons that, in the view of the Exchange, make trading in the Shares inadvisable. These may include: (1) the extent to which trading is not occurring in the bitcoin underlying the Shares; or (2) whether other unusual conditions or circumstances detrimental to the maintenance of a fair and orderly market are present. Trading in the Shares also will be subject to Rule 14.11(e)(4)(E)(ii), which sets forth circumstances under which trading in the Shares may be halted.
                    <PRTPAGE P="46246"/>
                </P>
                <HD SOURCE="HD3">Trading Rules</HD>
                <P>The Exchange deems the Shares to be equity securities, thus rendering trading in the Shares subject to the Exchange's existing rules governing the trading of equity securities. BZX will allow trading in the Shares during all trading sessions on the Exchange. The Exchange has appropriate rules to facilitate transactions in the Shares during all trading sessions. As provided in BZX Rule 11.11(a) the minimum price variation for quoting and entry of orders in securities traded on the Exchange is $0.01 where the price is greater than $1.00 per share or $0.0001 where the price is less than $1.00 per share.</P>
                <HD SOURCE="HD3">Surveillance</HD>
                <P>
                    The Exchange believes that its surveillance procedures are adequate to properly monitor the trading of the Shares on the Exchange during all trading sessions and to deter and detect violations of Exchange rules and the applicable federal securities laws. Trading of the Shares through the Exchange will be subject to the Exchange's surveillance procedures for derivative products, including Commodity-Based Trust Shares. The issuer has represented to the Exchange that it will advise the Exchange of any failure by the Trust or the Shares to comply with the continued listing requirements, and, pursuant to its obligations under Section 19(g)(1) of the Exchange Act, the Exchange will surveil for compliance with the continued listing requirements. If the Trust or the Shares are not in compliance with the applicable listing requirements, the Exchange will commence delisting procedures under Exchange Rule 14.12. The Exchange may obtain information regarding trading in the Shares and Bitcoin Futures via ISG, from other exchanges who are members or affiliates of the ISG, or with which the Exchange has entered into a comprehensive surveillance sharing agreement.
                    <SU>62</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>62</SU>
                         For a list of the current members and affiliate members of ISG, 
                        <E T="03">see www.isgportal.com.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Information Circular</HD>
                <P>
                    Prior to the commencement of trading, the Exchange will inform its members in an Information Circular of the special characteristics and risks associated with trading the Shares. Specifically, the Information Circular will discuss the following: (i) the procedures for the creation and redemption of Baskets (and that the Shares are not individually redeemable); (ii) BZX Rule 3.7, which imposes suitability obligations on Exchange members with respect to recommending transactions in the Shares to customers; (iii) how information regarding the IIV and the Trust's NAV are disseminated; (iv) the risks involved in trading the Shares outside of Regular Trading Hours 
                    <SU>63</SU>
                    <FTREF/>
                     when an updated IIV will not be calculated or publicly disseminated; (v) the requirement that members deliver a prospectus to investors purchasing newly issued Shares prior to or concurrently with the confirmation of a transaction; and (vi) trading information.
                </P>
                <FTNT>
                    <P>
                        <SU>63</SU>
                         Regular Trading Hours is the time between 9:30 a.m. and 4:00 p.m. Eastern Time.
                    </P>
                </FTNT>
                <P>In addition, the Information Circular will advise members, prior to the commencement of trading, of the prospectus delivery requirements applicable to the Shares. Members purchasing the Shares for resale to investors will deliver a prospectus to such investors. The Information Circular will also discuss any exemptive, no-action and interpretive relief granted by the Commission from any rules under the Act.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that the proposal is consistent with Section 6(b) of the Act 
                    <SU>64</SU>
                    <FTREF/>
                     in general and Section 6(b)(5) of the Act 
                    <SU>65</SU>
                    <FTREF/>
                     in particular in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system and, in general, to protect investors and the public interest.
                </P>
                <FTNT>
                    <P>
                        <SU>64</SU>
                         15 U.S.C. 78f.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>65</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <P>
                    The Commission has approved numerous series of Trust Issued Receipts, including Commodity-Based Trust Shares, to be listed on U.S. national securities exchanges. In order for any proposed rule change from an exchange to be approved, the Commission must determine that, among other things, the proposal is consistent with the requirements of Section 6(b)(5) of the Act, specifically including: (i) the requirement that a national securities exchange's rules are designed to prevent fraudulent and manipulative acts and practices; 
                    <SU>66</SU>
                    <FTREF/>
                     and (ii) the requirement that an exchange proposal be designed, in general, to protect investors and the public interest. The Exchange believes that this proposal is consistent with the requirements of Section 6(b)(5) of the Act and that this filing sufficiently demonstrates that the CME Bitcoin Futures market represents a regulated market of significant size and that, on the whole, the manipulation concerns previously articulated by the Commission are sufficiently mitigated to the point that they are outweighed by quantifiable investor protection issues that would be resolved by approving this proposal.
                </P>
                <FTNT>
                    <P>
                        <SU>66</SU>
                         As the Exchange has stated in a number of other public documents, it continues to believe that bitcoin is resistant to price manipulation and that “other means to prevent fraudulent and manipulative acts and practices” exist to justify dispensing with the requisite surveillance sharing agreement. The geographically diverse and continuous nature of bitcoin trading render it difficult and prohibitively costly to manipulate the price of bitcoin. The fragmentation across bitcoin platforms, the relatively slow speed of transactions, and the capital necessary to maintain a significant presence on each trading platform make manipulation of bitcoin prices through continuous trading activity challenging. To the extent that there are bitcoin exchanges engaged in or allowing wash trading or other activity intended to manipulate the price of bitcoin on other markets, such pricing does not normally impact prices on other exchange because participants will generally ignore markets with quotes that they deem non-executable. Moreover, the linkage between the bitcoin markets and the presence of arbitrageurs in those markets means that the manipulation of the price of bitcoin price on any single venue would require manipulation of the global bitcoin price in order to be effective. Arbitrageurs must have funds distributed across multiple trading platforms in order to take advantage of temporary price dislocations, thereby making it unlikely that there will be strong concentration of funds on any particular bitcoin exchange or OTC platform. As a result, the potential for manipulation on a trading platform would require overcoming the liquidity supply of such arbitrageurs who are effectively eliminating any cross-market pricing differences.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(i) Designed To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <P>
                    In order to meet this standard in a proposal to list and trade a series of Commodity-Based Trust Shares, the Commission requires that an exchange demonstrate that there is a comprehensive surveillance-sharing agreement in place 
                    <SU>67</SU>
                    <FTREF/>
                     with a regulated 
                    <PRTPAGE P="46247"/>
                    market of significant size. Both the Exchange and CME are members of ISG. The only remaining issue to be addressed is whether the Bitcoin Futures market constitutes a market of significant size, which both the Exchange and the Sponsor believe that it does. The terms “significant market” and “market of significant size” include a market (or group of markets) as to which: (a) there is a reasonable likelihood that a person attempting to manipulate the ETP would also have to trade on that market to manipulate the ETP, so that a surveillance-sharing agreement would assist the listing exchange in detecting and deterring misconduct; and (b) it is unlikely that trading in the ETP would be the predominant influence on prices in that market.
                    <SU>68</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>67</SU>
                         As previously articulated by the Commission, “The standard requires such surveillance-sharing agreements since “they provide a necessary deterrent to manipulation because they facilitate the availability of information needed to fully investigate a manipulation if it were to occur.” The Commission has emphasized that it is essential for an exchange listing a derivative securities product to enter into a surveillance-sharing agreement with markets trading underlying securities for the listing exchange to have the ability to obtain information necessary to detect, investigate, and deter fraud and market manipulation, as well as violations of exchange rules and applicable federal securities laws and rules. The hallmarks of a surveillance-sharing agreement are that the agreement provides for the sharing of information about market trading activity, clearing activity, and customer identity; that the parties to the agreement have reasonable ability to obtain access to and produce requested information; and that no existing rules, laws, or practices would impede one party to the agreement from obtaining this information from, or producing it to, the other party.” The Commission has 
                        <PRTPAGE/>
                        historically held that joint membership in the ISG constitutes such a surveillance sharing agreement. 
                        <E T="03">See</E>
                         Wilshire Phoenix Disapproval).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>68</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    The Commission has also recognized that the “regulated market of significant size” standard is not the only means for satisfying Section 6(b)(5) of the act, specifically providing that a listing exchange could demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement.
                    <SU>69</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>69</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37580. The Commission has also specifically noted that it “is not applying a `cannot be manipulated' standard; instead, the Commission is examining whether the proposal meets the requirements of the Exchange Act and, pursuant to its Rules of Practice, places the burden on the listing exchange to demonstrate the validity of its contentions and to establish that the requirements of the Exchange Act have been met.” 
                        <E T="03">Id.</E>
                         at 37582.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(a) Manipulation of the ETP</HD>
                <P>According to the research and analysis presented above, the Bitcoin Futures market is the leading market for bitcoin price formation. Where Bitcoin Futures lead the price in the spot market such that a potential manipulator of the bitcoin spot market (beyond just the constituents of the Index) would have to participate in the Bitcoin Futures market, it follows that a potential manipulator of the Shares would similarly have to transact in the Bitcoin Futures market because the Index is based on spot prices. Further, the Trust only allows for in-kind creation and redemption, which, as further described below, reduces the potential for manipulation of the Shares through manipulation of the Index or any of its individual constituents, again emphasizing that a potential manipulator of the Shares would have to manipulate the entirety of the bitcoin spot market, which is led by the Bitcoin Futures market. As such, the Exchange believes that part (a) of the significant market test outlined above is satisfied and that common membership in ISG between the Exchange and CME would assist the listing exchange in detecting and deterring misconduct in the Shares.</P>
                <HD SOURCE="HD3">(b) Predominant Influence on Prices in Spot and Bitcoin Futures</HD>
                <P>The Exchange and Sponsor also believe that trading in the Shares would not be the predominant force on prices in the Bitcoin Futures market or spot market for a number of reasons, including the significant volume in the Bitcoin Futures market, the size of bitcoin's market cap, and the significant liquidity available in the spot market. In addition to the Bitcoin Futures market data points cited above, the spot market for bitcoin is also very liquid.</P>
                <HD SOURCE="HD3">(c) Other Means To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <P>As noted above, the Commission also permits a listing exchange to demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement. The Exchange and Sponsor believe that such conditions are present.</P>
                <P>
                    The Exchange is proposing to take additional steps to those described above to supplement its ability to obtain information that would be helpful in detecting, investigating, and deterring fraud and market manipulation in the Commodity-Based Trust Shares. On June 21, 2023, the Exchange reached an agreement on terms with Coinbase, Inc. (“Coinbase”), an operator of a United States-based spot trading platform for Bitcoin that represents a substantial portion of US-based and USD denominated Bitcoin trading,
                    <SU>70</SU>
                    <FTREF/>
                     to enter into a surveillance-sharing agreement (“Spot BTC SSA”) and executed an associated term sheet. Based on this agreement on terms, the Exchange and Coinbase will finalize and execute a definitive agreement that the parties expect to be executed prior to allowing trading of the Commodity-Based Trust Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>70</SU>
                         According to a Kaiko Research report dated June 26, 2023, Coinbase represented roughly 50% of exchange trading volume in USD-BTC trading on a daily basis during May 2023.
                    </P>
                </FTNT>
                <P>
                    The Spot BTC SSA is expected to be a bilateral surveillance-sharing agreement between the Exchange and Coinbase that is intended to supplement the Exchange's market surveillance program. The Spot BTC SSA is expected to have the hallmarks of a surveillance-sharing agreement between two members of the ISG, which would give the Exchange supplemental access to data regarding spot Bitcoin trades on Coinbase where the Exchange determines it is necessary as part of its surveillance program for the Commodity-Based Trust Shares.
                    <SU>71</SU>
                    <FTREF/>
                     This means that the Exchange expects to receive market data for orders and trades from Coinbase, which it will utilize in surveillance of the trading of Commodity-Based Trust Shares. In addition, the Exchange can request further information from Coinbase related to spot bitcoin trading activity on the Coinbase exchange platform, if the Exchange determines that such information would be necessary to detect and investigate potential manipulation in the trading of the Commodity-Based Trust Shares.
                    <SU>72</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>71</SU>
                         For additional information regarding ISG and the hallmarks of surveillance-sharing between ISG members, 
                        <E T="03">see https://isgportal.org/overview.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>72</SU>
                         The Exchange also notes that it already has in place ISG-like surveillance sharing agreement with Cboe Digital Exchange, LLC and Cboe Clear Digital, LLC.
                    </P>
                </FTNT>
                <P>
                    Further, and consistent with prior points above, offering only in-kind creation and redemption will also provide unique protections against potential attempts to manipulate the price of the Shares. While the Sponsor believes that the Index which it uses to value the Trust's bitcoin is itself resistant to manipulation based on the methodology further described below, the fact that creations and redemptions are only available in-kind makes the manipulability of the Index significantly less important. Specifically, because the Trust will not accept cash to buy bitcoin in order to create new Shares or, barring a forced redemption of the Trust or under other extraordinary circumstances, be forced to sell bitcoin to pay cash for redeemed Shares, the price that the Sponsor uses to value the Trust's bitcoin is not particularly important. When authorized participants are creating Shares with the Trust, they need to deliver a certain number of bitcoin per Share (regardless of the valuation used) and when they're redeeming, they can similarly expect to receive a certain number of bitcoin per Share. As such, even if the price used to value the Trust's bitcoin is manipulated (which the Sponsor believes that its methodology is resistant to), the ratio of bitcoin per Share does not change and the Trust will either accept (for creations) or distribute (for redemptions) the same number of bitcoin regardless of the value. This not only mitigates the risk associated with 
                    <PRTPAGE P="46248"/>
                    potential manipulation, but also discourages and disincentivizes manipulation of the Index because there is little financial incentive to do so.
                </P>
                <HD SOURCE="HD3">(ii) Designed To Protect Investors and the Public Interest</HD>
                <P>The Exchange believes that the proposal is designed to protect investors and the public interest. Over the past several years, U.S. investor exposure to bitcoin through OTC Bitcoin Funds has grown into the tens of billions of dollars, including through Bitcoin Futures ETFs. With that growth, so too has grown the quantifiable investor protection issues to U.S. investors through roll costs for Bitcoin Futures ETFs and premium/discount volatility and management fees for OTC Bitcoin Funds. The Exchange believes that the concerns related to the prevention of fraudulent and manipulative acts and practices have been sufficiently addressed to be consistent with the Act and, to the extent that the Commission disagrees with that assertion, such concerns are now outweighed by investor protection concerns. As such, the Exchange believes that approving this proposal (and comparable proposals) provides the Commission with the opportunity to allow U.S. investors with access to bitcoin in a regulated and transparent exchange-traded vehicle that would act to limit risk to U.S. investors by: (i) reducing premium and discount volatility; (ii) reducing management fees through meaningful competition; (iii) reducing risks and costs associated with investing in Bitcoin Futures ETFs and operating companies that are imperfect proxies for bitcoin exposure; and (iv) providing an alternative to custodying spot bitcoin.</P>
                <HD SOURCE="HD3">Commodity-Based Trust Shares</HD>
                <P>The Exchange believes that the proposed rule change is designed to prevent fraudulent and manipulative acts and practices in that the Shares will be listed on the Exchange pursuant to the initial and continued listing criteria in Exchange Rule 14.11(e)(4). The Exchange believes that its surveillance procedures are adequate to properly monitor the trading of the Shares on the Exchange during all trading sessions and to deter and detect violations of Exchange rules and the applicable federal securities laws. Trading of the Shares through the Exchange will be subject to the Exchange's surveillance procedures for derivative products, including Commodity-Based Trust Shares. The issuer has represented to the Exchange that it will advise the Exchange of any failure by the Trust or the Shares to comply with the continued listing requirements, and, pursuant to its obligations under Section 19(g)(1) of the Exchange Act, the Exchange will surveil for compliance with the continued listing requirements. If the Trust or the Shares are not in compliance with the applicable listing requirements, the Exchange will commence delisting procedures under Exchange Rule 14.12. The Exchange may obtain information regarding trading in the Shares and listed bitcoin derivatives via the ISG, from other exchanges who are members or affiliates of the ISG, or with which the Exchange has entered into a comprehensive surveillance sharing agreement.</P>
                <HD SOURCE="HD3">Availability of Information</HD>
                <P>The Exchange also believes that the proposal promotes market transparency in that a large amount of information is currently available about bitcoin and will be available regarding the Trust and the Shares. In addition to the price transparency of the Index, the Trust will provide information regarding the Trust's bitcoin holdings as well as additional data regarding the Trust. The Trust will provide an IIV per Share updated every 15 seconds, as calculated by the Exchange or a third-party financial data provider during the Exchange's Regular Trading Hours (9:30 a.m. to 4:00 p.m. E.T.). The IIV will be calculated by using the prior day's closing NAV per Share as a base and updating that value during Regular Trading Hours to reflect changes in the value of the Trust's bitcoin holdings during the trading day.</P>
                <P>The IIV disseminated during Regular Trading Hours should not be viewed as an actual real-time update of the NAV, which will be calculated only once at the end of each trading day. The IIV will be widely disseminated on a per Share basis every 15 seconds during the Exchange's Regular Trading Hours by one or more major market data vendors. In addition, the IIV will be available through on-line information services.</P>
                <P>
                    The website for the Trust, which will be publicly accessible at no charge, will contain the following information: (a) the current NAV per Share daily and the prior business day's NAV and the reported closing price; (b) the BZX Official Closing Price in relation to the NAV as of the time the NAV is calculated and a calculation of the premium or discount of such price against such NAV; (c) data in chart form displaying the frequency distribution of discounts and premiums of the Official Closing Price against the NAV, within appropriate ranges for each of the four previous calendar quarters (or for the life of the Trust, if shorter); (d) the prospectus; and (e) other applicable quantitative information. The Trust will also disseminate the Trust's holdings on a daily basis on the Trust's website. The price of bitcoin will be made available by one or more major market data vendors, updated at least every 15 seconds during Regular Trading Hours. Information about the Index, including key elements of how the Index is calculated, will be publicly available at 
                    <E T="03">www.bloomberg.com/.</E>
                </P>
                <P>The NAV for the Trust will be calculated by the Administrator once a day and will be disseminated daily to all market participants at the same time. Quotation and last-sale information regarding the Shares will be disseminated through the facilities of the CTA.</P>
                <P>Quotation and last sale information for bitcoin is widely disseminated through a variety of major market data vendors, including Bloomberg and Reuters, as well as the Index. Information relating to trading, including price and volume information, in bitcoin is available from major market data vendors and from the exchanges on which bitcoin are traded. Depth of book information is also available from bitcoin exchanges. The normal trading hours for bitcoin exchanges are 24 hours per day, 365 days per year</P>
                <P>In sum, the Exchange believes that this proposal is consistent with the requirements of Section 6(b)(5) of the Act, that this filing sufficiently demonstrates that the CME Bitcoin Futures market represents a regulated market of significant size, and that on the whole the manipulation concerns previously articulated by the Commission are sufficiently mitigated to the point that they are outweighed by investor protection issues that would be resolved by approving this proposal.</P>
                <P>
                    The Exchange believes that the proposal is, in particular, designed to protect investors and the public interest. The investor protection issues for U.S. investors has grown significantly over the last several years, through roll costs for Bitcoin Futures ETFs and premium/discount volatility and management fees for OTC Bitcoin Funds. As discussed throughout, this growth investor protection concerns need to be reevaluated and rebalanced with the prevention of fraudulent and manipulative acts and practices concerns that previous disapproval orders have relied upon. Finally, the Exchange notes that in addition to all of the arguments herein which it believes sufficiently establish the CME Bitcoin Futures market as a regulated market of significant size, it is logically 
                    <PRTPAGE P="46249"/>
                    inconsistent to find that the CME Bitcoin Futures market is a significant market as it relates to the CME Bitcoin Futures market, but not a significant market as it relates to the bitcoin spot market for the numerous reasons laid out above.
                </P>
                <P>For the above reasons, the Exchange believes that the proposed rule change is consistent with the requirements of Section 6(b)(5) of the Act.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purpose of the Act. The Exchange notes that the proposed rule change, rather will facilitate the listing and trading of an additional exchange-traded product that will enhance competition among both market participants and listing venues, to the benefit of investors and the marketplace.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>The Exchange neither solicited nor received comments on the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    Within 45 days of the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                     or within such longer period up to 90 days (i) as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the Exchange consents, the Commission will:
                </P>
                <P>A. by order approve or disapprove such proposed rule change, or</P>
                <P>B. institute proceedings to determine whether the proposed rule change should be disapproved.</P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change, as modified by Amendment No. 1, is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-CboeBZX-2023-038 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-CboeBZX-2023-038. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-CboeBZX-2023-038 and should be submitted on or before August 9, 2023.
                    <FTREF/>
                </FP>
                <FTNT>
                    <P>
                        <SU>73</SU>
                         17 CFR 200.30-3(a)(12).
                    </P>
                </FTNT>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>73</SU>
                    </P>
                    <NAME>J. Matthew DeLesDernier,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15268 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-97899; File No. SR-CboeBZX-2023-044]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares</SUBJECT>
                <DATE>July 13, 2023.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-114 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on June 30, 2023, Cboe BZX Exchange, Inc. (the “Exchange” or “BZX”) filed with the Securities and Exchange Commission (“Commission”) a proposed rule change to list and trade shares of the Wise Origin Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares. On July 11, 2023, the Exchange filed Amendment No. 1 to the proposed rule change, which amended and replaced the proposed rule change in its entirety. On July 13, 2023, the Exchange filed Amendment No. 2 to the proposed rule change, which amended and replaced the proposed rule change, as modified by Amendment No. 1, in its entirety. The proposed rule change, as modified by Amendment No. 2, is described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change, as modified by Amendment No. 2, from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    Cboe BZX Exchange, Inc. (“BZX” or the “Exchange”) is filing with the Securities and Exchange Commission (“Commission” or “SEC”) a proposed rule change to list and trade shares of the Wise Origin Bitcoin Trust (the “Trust”),
                    <SU>3</SU>
                    <FTREF/>
                     under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         The Trust was formed as a Delaware statutory trust on March 17, 2021, and is operated as a grantor trust for U.S. federal tax purposes. The Trust has no fixed termination date.
                    </P>
                </FTNT>
                <P>
                    The text of the proposed rule change is also available on the Exchange's website (
                    <E T="03">http://markets.cboe.com/us/equities/regulation/rule_filings/bzx/</E>
                    ), at the Exchange's Office of the Secretary, and at the Commission's Public Reference Room.
                    <PRTPAGE P="46250"/>
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>This Amendment No. 2 to SR-CboeBZX-2023-044 amends and replaces in its entirety the proposal as originally submitted on June 30, 2023 and as amended by Amendment No. 1 on July 11, 2023. The Exchange submits this Amendment No. 2 in order to clarify certain points and add additional details to the proposal.</P>
                <P>
                    The Exchange proposes to list and trade the Shares under BZX Rule 14.11(e)(4),
                    <SU>4</SU>
                    <FTREF/>
                     which governs the listing and trading of Commodity-Based Trust Shares on the Exchange.
                    <SU>5</SU>
                    <FTREF/>
                     FD Funds Management LLC is the sponsor of the Trust (“Sponsor”). The Shares will be registered with the Commission by means of the Trust's registration statement on Form S-1 (the “Registration Statement”).
                    <SU>6</SU>
                    <FTREF/>
                     Fidelity Digital Assets Services, LLC (“FDAS”), a regulated custodian licensed by the New York Department of Financial Services, will be responsible for custody of the Trust's bitcoin (the “Custodian”). The Trust is not permitted or required to register under the Investment Company Act of 1940, as amended (the “1940 Act”), and therefore is not subject to regulation under the 1940 Act.
                    <SU>7</SU>
                    <FTREF/>
                     Further, the Registration Statement states that the Trust will not hold or trade in commodity interests regulated by the Commodity Exchange Act of 1936, as amended (the “CEA”), and therefore is not a commodity pool for purposes of the CEA.
                    <SU>8</SU>
                    <FTREF/>
                     The Exchange represents that the Shares satisfy the requirements of BZX Rule 14.11(e)(4) and thereby qualify for listing on the Exchange.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         The Commission approved BZX Rule 14.11(e)(4) in Securities Exchange Act Release No. 65225 (August 30, 2011), 76 FR 55148 (September 6, 2011) (SR-BATS-2011-018).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         All statements and representations made in this filing regarding (a) the description of the portfolio, (b) limitations on portfolio holdings or reference assets, or (c) the applicability of Exchange rules and surveillance procedures shall constitute continued listing requirements for listing the Shares on the Exchange.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         draft Registration Statement on Form S-1, dated March 24, 2021, submitted to the Commission by the Sponsor on behalf of the Trust. The descriptions of the Trust, the Shares, and the Index (as defined below) contained herein are based, in part, on information in the Registration Statement. The Registration Statement is not yet effective, and the Shares will not trade on the Exchange until such time that the Registration Statement is effective.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         above.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         above.
                    </P>
                </FTNT>
                <P>
                    As further discussed below, the Commission has historically approved or disapproved exchange filings to list and trade series of Trust Issued Receipts, including spot-based Commodity-Based Trust Shares, on the basis of whether the listing exchange has in place a comprehensive surveillance sharing agreement with a regulated market of significant size related to the underlying commodity to be held.
                    <SU>9</SU>
                    <FTREF/>
                     Prior orders from the Commission have pointed out that in every prior approval order for Commodity-Based Trust Shares, there has been a derivatives market that represents the regulated market of significant size, generally a Commodity Futures Trading Commission (the “CFTC”) regulated futures market.
                    <FTREF/>
                    <SU>10</SU>
                      
                    <PRTPAGE P="46251"/>
                    Further to this point, the Commission's prior orders have noted that the spot commodities and currency markets for which it has previously approved spot ETPs are generally unregulated and that the Commission relied on the underlying futures market as the regulated market of significant size that formed the basis for approving the series of Currency and Commodity-Based Trust Shares, including gold, silver, platinum, palladium, copper, and other commodities and currencies. The Commission specifically noted in the Winklevoss Order that the First Gold Approval Order “was based on an assumption that the currency market and the spot gold market were largely unregulated.” 
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 83723 (July 26, 2018), 83 FR 37579 (August 1, 2018). This proposal was subsequently disapproved by the Commission. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 83723 (July 26, 2018), 83 FR 37579 (August 1, 2018) (the “Winklevoss Order”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See</E>
                         streetTRACKS Gold Shares, Exchange Act Release No. 50603 (Oct. 28, 2004), 69 FR 64614, 64618-19 (Nov. 5, 2004) (SR-NYSE-2004-22) (the “First Gold Approval Order”); iShares COMEX Gold Trust, Exchange Act Release No. 51058 (Jan. 19, 2005), 70 FR 3749, 3751, 3754-55 (Jan. 26, 2005) (SR-Amex-2004-38); iShares Silver Trust, Exchange Act Release No. 53521 (Mar. 20, 2006), 71 FR 14967, 14968, 14973-74 (Mar. 24, 2006) (SR-Amex-2005-072); ETFS Gold Trust, Exchange Act Release No. 59895 (May 8, 2009), 74 FR 22993, 22994-95, 22998, 23000 (May 15, 2009) (SR-NYSEArca-2009-40); ETFS Silver Trust, Exchange Act Release No. 59781 (Apr. 17, 2009), 74 FR 18771, 18772, 18775-77 (Apr. 24, 2009) (SR-NYSEArca-2009-28); ETFS Palladium Trust, Exchange Act Release No. 61220 (Dec. 22, 2009), 74 FR 68895, 68896 (Dec. 29, 2009) (SR-NYSEArca-2009-94) (notice of proposed rule change included NYSE Arca's representation that “[t]he most significant palladium futures exchanges are the NYMEX and the Tokyo Commodity Exchange,” that “NYMEX is the largest exchange in the world for trading precious metals futures and options,” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which NYMEX is a member, Exchange Act Release No. 60971 (Nov. 9, 2009), 74 FR 59283, 59285-86, 59291 (Nov. 17, 2009)); ETFS Platinum Trust, Exchange Act Release No. 61219 (Dec. 22, 2009), 74 FR 68886, 68887-88 (Dec. 29, 2009) (SR-NYSEArca-2009-95) (notice of proposed rule change included NYSE Arca's representation that “[t]he most significant platinum futures exchanges are the NYMEX and the Tokyo Commodity Exchange,” that “NYMEX is the largest exchange in the world for trading precious metals futures and options,” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which NYMEX is a member, Exchange Act Release No. 60970 (Nov. 9, 2009), 74 FR 59319, 59321, 59327 (Nov. 17, 2009)); Sprott Physical Gold Trust, Exchange Act Release No. 61496 (Feb. 4, 2010), 75 FR 6758, 6760 (Feb. 10, 2010) (SR-NYSEArca-2009-113) (notice of proposed rule change included NYSE Arca's representation that the COMEX is one of the “major world gold markets,” that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” and that NYMEX, of which COMEX is a division, is a member of the Intermarket Surveillance Group, Exchange Act Release No. 61236 (Dec. 23, 2009), 75 FR 170, 171, 174 (Jan. 4, 2010)); Sprott Physical Silver Trust, Exchange Act Release No. 63043 (Oct. 5, 2010), 75 FR 62615, 62616, 62619, 62621 (Oct. 12, 2010) (SR-NYSEArca-2010-84); ETFS Precious Metals Basket Trust, Exchange Act Release No. 62692 (Aug. 11, 2010), 75 FR 50789, 50790 (Aug. 17, 2010) (SR-NYSEArca-2010-56) (notice of proposed rule change included NYSE Arca's representation that “the most significant gold, silver, platinum and palladium futures exchanges are the COMEX and the TOCOM” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 62402 (Jun. 29, 2010), 75 FR 39292, 39295, 39298 (July 8, 2010)); ETFS White Metals Basket Trust, Exchange Act Release No. 62875 (Sept. 9, 2010), 75 FR 56156, 56158 (Sept. 15, 2010) (SR-NYSEArca-2010-71) (notice of proposed rule change included NYSE Arca's representation that “the most significant silver, platinum and palladium futures exchanges are the COMEX and the TOCOM” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 62620 (July 30, 2010), 75 FR 47655, 47657, 47660 (Aug. 6, 2010)); ETFS Asian Gold Trust, Exchange Act Release No. 63464 (Dec. 8, 2010), 75 FR 77926, 77928 (Dec. 14, 2010) (SR-NYSEArca-2010-95) (notice of proposed rule change included NYSE Arca's representation that “the most significant gold futures exchanges are the COMEX and the Tokyo Commodity Exchange,” that “COMEX is the largest exchange in the world for trading precious metals futures and options,” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 63267 (Nov. 8, 2010), 75 FR 69494, 69496, 69500-01 (Nov. 12, 2010)); Sprott Physical Platinum and Palladium Trust, Exchange Act Release No. 68430 (Dec. 13, 2012), 77 FR 75239, 75240-41 (Dec. 19, 2012) (SR-NYSEArca-2012-111) (notice of proposed rule change included NYSE Arca's representation that “[f]utures on platinum and palladium are traded on two major exchanges: The New York Mercantile Exchange . . . and Tokyo Commodities Exchange” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 68101 (Oct. 24, 2012), 77 FR 65732, 65733, 65739 (Oct. 30, 2012)); APMEX Physical—1 oz. Gold Redeemable Trust, Exchange Act Release No. 66930 (May 7, 2012), 77 FR 27817, 27818 (May 11, 2012) (SR-NYSEArca-2012-18) (notice of proposed rule change included NYSE Arca's representation that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, and that gold futures are traded on COMEX and the Tokyo Commodity Exchange, with a cross-reference to the proposed rule change to list and trade shares of the ETFS Gold Trust, in which NYSE Arca represented that COMEX is one of the “major world gold markets,” Exchange Act Release No. 66627 (Mar. 20, 2012), 77 FR 17539, 17542-43, 17547 (Mar. 26, 2012)); JPM XF Physical Copper Trust, Exchange 
                        <PRTPAGE/>
                        Act Release No. 68440 (Dec. 14, 2012), 77 FR 75468, 75469-70, 75472, 75485-86 (Dec. 20, 2012) (SR-NYSEArca-2012-28); iShares Copper Trust, Exchange Act Release No. 68973 (Feb. 22, 2013), 78 FR 13726, 13727, 13729-30, 13739-40 (Feb. 28, 2013) (SR-NYSEArca-2012-66); First Trust Gold Trust, Exchange Act Release No. 70195 (Aug. 14, 2013), 78 FR 51239, 51240 (Aug. 20, 2013) (SR-NYSEArca-2013-61) (notice of proposed rule change included NYSE Arca's representation that FINRA, on behalf of the exchange, may obtain trading information regarding gold futures and options on gold futures from members of the Intermarket Surveillance Group, including COMEX, or from markets “with which [NYSE Arca] has in place a comprehensive surveillance sharing agreement,” and that gold futures are traded on COMEX and the Tokyo Commodity Exchange, with a cross-reference to the proposed rule change to list and trade shares of the ETFS Gold Trust, in which NYSE Arca represented that COMEX is one of the “major world gold markets,” Exchange Act Release No. 69847 (June 25, 2013), 78 FR 39399, 39400, 39405 (July 1, 2013)); Merk Gold Trust, Exchange Act Release No. 71378 (Jan. 23, 2014), 79 FR 4786, 4786-87 (Jan. 29, 2014) (SR-NYSEArca-2013-137) (notice of proposed rule change included NYSE Arca's representation that “COMEX is the largest gold futures and options exchange” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” including with respect to transactions occurring on COMEX pursuant to CME and NYMEX's membership, or from exchanges “with which [NYSE Arca] has in place a comprehensive surveillance sharing agreement,” Exchange Act Release No. 71038 (Dec. 11, 2013), 78 FR 76367, 76369, 76374 (Dec. 17, 2013)); Long Dollar Gold Trust, Exchange Act Release No. 79518 (Dec. 9, 2016), 81 FR 90876, 90881, 90886, 90888 (Dec. 15, 2016) (SR-NYSEArca-2016-84).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37592.
                    </P>
                </FTNT>
                <P>As such, the regulated market of significant size test does not require that the spot bitcoin market be regulated in order for the Commission to approve this proposal, and precedent makes clear that an underlying market for a spot commodity or currency being a regulated market would actually be an exception to the norm. These largely unregulated currency and commodity markets do not provide the same protections as the markets that are subject to the Commission's oversight, but the Commission has consistently looked to surveillance sharing agreements with the underlying futures market in order to determine whether such products were consistent with the Act. With this in mind, the CME Bitcoin Futures market is the proper market to consider in determining whether there is a related regulated market of significant size.</P>
                <P>
                    Further to this point, the Exchange notes that the Commission has approved proposals related to the listing and trading of funds that would primarily hold CME Bitcoin Futures that are registered under the Securities Act of 1933.
                    <SU>12</SU>
                    <FTREF/>
                     In the Teucrium Approval, the Commission found the CME Bitcoin Futures market to be a regulated market of significant size as it relates to CME Bitcoin Futures, an odd tautological truth that is also inconsistent with prior disapproval orders for ETPs that would hold actual bitcoin instead of derivatives contracts (“Spot Bitcoin ETPs”) that use the exact same pricing methodology as the CME Bitcoin Futures. As further discussed below, both the Exchange and the Sponsor believe that this proposal and the included analysis are sufficient to establish that the CME Bitcoin Futures market represents a regulated market of significant size as it relates both to the CME Bitcoin Futures market and to the spot bitcoin market and that this proposal should be approved.
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See</E>
                         Exchange Act Release No. 94620 (April 6, 2022), 87 FR 21676 (April 12, 2022) (the “Teucrium Approval”) and 94853 (May 5, 2022) (collectively, with the Teucrium Approval, the “Bitcoin Futures Approvals”).
                    </P>
                </FTNT>
                <P>Finally, as discussed in greater detail below, by using professional custodians and other service providers, the Trust provides investors interested in exposure to bitcoin with important protections that are not always available to investors that invest directly in bitcoin, including protection against insolvency of non-qualified custodians, cyber-attacks, and other risks. If U.S. investors had access to vehicles such as the Trust for their bitcoin investments, instead of directing their bitcoin investments into loosely regulated offshore platforms (such as loosely regulated centralized exchanges that have since faced bankruptcy proceedings or other insolvencies), then countless investors could have protected their principal investments in bitcoin and thus benefited.</P>
                <HD SOURCE="HD3">Background</HD>
                <P>Bitcoin is a digital asset based on the decentralized, open-source protocol of the peer-to-peer computer network launched in 2009 that governs the creation, movement, and ownership of bitcoin and hosts the public ledger, or “blockchain,” on which all bitcoin transactions are recorded (the “Bitcoin Network” or “Bitcoin”). The decentralized nature of the Bitcoin Network allows parties to transact directly with one another based on cryptographic proof instead of relying on a trusted third party. The protocol also lays out the rate of issuance of new bitcoin within the Bitcoin Network, a rate that is reduced by half approximately every four years with an eventual hard cap of 21 million. It's generally understood that the combination of these two features—a systemic hard cap of 21 million bitcoin and the ability to transact trustlessly with anyone connected to the Bitcoin Network—gives bitcoin its value.</P>
                <P>
                    The first rule filing proposing to list an exchange-traded product to provide exposure to bitcoin in the U.S. was submitted by the Exchange on June 30, 2016.
                    <SU>13</SU>
                    <FTREF/>
                     At that time, blockchain technology, and digital assets that utilized it, were relatively new to the broader public. The market cap of all bitcoin in existence at that time was approximately $10 billion. No registered offering of digital asset securities or shares in an investment vehicle with exposure to bitcoin or any other cryptocurrency had yet been conducted, and the regulated infrastructure for conducting a digital asset securities offering had not begun to develop.
                    <SU>14</SU>
                    <FTREF/>
                     Similarly, regulated U.S. bitcoin futures contracts did not exist. The CFTC had determined that bitcoin is a commodity,
                    <SU>15</SU>
                    <FTREF/>
                     but had not engaged in significant enforcement actions in the space. The New York Department of Financial Services (“NYDFS”) adopted its final BitLicense regulatory framework in 2015, but had only approved four entities to engage in activities relating to virtual currencies (whether through granting a BitLicense or a limited-purpose trust charter) as of 
                    <PRTPAGE P="46252"/>
                    June 30, 2016.
                    <SU>16</SU>
                    <FTREF/>
                     While the first over-the-counter bitcoin fund launched in 2013, public trading was limited and the fund had only $60 million in assets.
                    <SU>17</SU>
                    <FTREF/>
                     There were very few, if any, traditional financial institutions engaged in the space, whether through investment or providing services to digital asset companies. In January 2018, the Staff of the Commission noted in a letter to the Investment Company Institute and SIFMA that it was not aware, at that time, of a single custodian providing fund custodial services for digital assets.
                    <SU>18</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         Digital assets that are securities under U.S. law are referred to throughout this proposal as “digital asset securities.” All other digital assets, including bitcoin, are referred to interchangeably as “cryptocurrencies” or “virtual currencies.” The term “digital assets” refers to all digital assets, including both digital asset securities and cryptocurrencies, together.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">See</E>
                         “In the Matter of Coinflip, Inc.” (“Coinflip”) (CFTC Docket 15-29 (September 17, 2015)) (order instituting proceedings pursuant to Sections 6(c) and 6(d) of the CEA, making findings and imposing remedial sanctions), in which the CFTC stated: “Section 1a(9) of the CEA defines `commodity' to include, among other things, `all services, rights, and interests in which contracts for future delivery are presently or in the future dealt in.' 7 U.S.C. 1a(9). The definition of a `commodity' is broad. 
                        <E T="03">See, e.g.,</E>
                         Board of Trade of City of Chicago v. SEC, 677 F. 2d 1137, 1142 (7th Cir. 1982). Bitcoin and other virtual currencies are encompassed in the definition and properly defined as commodities.”
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         A list of virtual currency businesses that are entities regulated by the NYDFS is available on the NYDFS website. 
                        <E T="03">See https://www.dfs.ny.gov/apps_and_licensing/virtual_currency_businesses/regulated_entities.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         Data as of March 31, 2016 according to publicly available filings. 
                        <E T="03">See</E>
                         Bitcoin Investment Trust Form S-1, dated May 27, 2016, available: 
                        <E T="03">https://www.sec.gov/Archives/edgar/data/1588489/000095012316017801/filename1.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See</E>
                         letter from Dalia Blass, Director, Division of Investment Management, U.S. Securities and Exchange Commission to Paul Schott Stevens, President &amp; CEO, Investment Company Institute and Timothy W. Cameron, Asset Management Group—Head, Securities Industry and Financial Markets Association (January 18, 2018), 
                        <E T="03">available at</E>
                          
                        <E T="03">https://www.sec.gov/divisions/investment/noaction/2018/cryptocurrency-011818.htm.</E>
                    </P>
                </FTNT>
                <P>
                    Fast forward to today and the digital assets financial ecosystem, including bitcoin, has progressed significantly. The development of a regulated market for digital asset securities has significantly evolved, with market participants having conducted registered public offerings of both digital asset securities 
                    <SU>19</SU>
                    <FTREF/>
                     and shares in investment vehicles holding bitcoin futures, including Bitcoin Futures ETFs (as defined below). Additionally, licensed and regulated service providers have emerged to provide fund custodial services for digital assets, among other services. For example, in May 2021, the Staff of the Commission released a statement permitting open-end mutual funds to invest in cash-settled bitcoin futures; in December 2020, the Commission adopted a conditional no-action position permitting certain special purpose broker-dealers to custody digital asset securities under Rule 15c3-3 under the Exchange Act (the “Custody Statement”); 
                    <SU>20</SU>
                    <FTREF/>
                     in September 2020, the Staff of the Commission released a no-action letter permitting certain broker-dealers to operate a non-custodial Alternative Trading System (“ATS”) for digital asset securities, subject to specified conditions; 
                    <SU>21</SU>
                    <FTREF/>
                     in October 2019, the Staff of the Commission granted temporary relief from the clearing agency registration requirement to an entity seeking to establish a securities clearance and settlement system based on distributed ledger technology,
                    <SU>22</SU>
                    <FTREF/>
                     and multiple transfer agents who provide services for digital asset securities registered with the Commission.
                    <SU>23</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">See</E>
                         Prospectus supplement filed pursuant to Rule 424(b)(1) for INX Tokens (Registration No. 333-233363), 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://www.sec.gov/Archives/edgar/data/1725882/000121390020023202/ea125858-424b1_inxlimited.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 90788, 86 FR 11627 (February 26, 2021) (File Number S7-25-20) (Custody of Digital Asset Securities by Special Purpose Broker-Dealers).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">See</E>
                         letter from Elizabeth Baird, Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission to Kris Dailey, Vice President, Risk Oversight &amp; Operational Regulation, Financial Industry Regulatory Authority (September 25, 2020), 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://www.sec.gov/divisions/marketreg/mr-noaction/2020/finra-ats-role-in-settlement-of-digital-asset-security-trades-09252020.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">See</E>
                         letter from Jeffrey S. Mooney, Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission to Charles G. Cascarilla &amp; Daniel M. Burstein, Paxos Trust Company, LLC (October 28, 2019), available at: 
                        <E T="03">https://www.sec.gov/divisions/marketreg/mr-noaction/2019/paxos-trust-company-102819-17a.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Form TA-1/A filed by Tokensoft Transfer Agent LLC (CIK: 0001794142) on January 8, 2021, 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://www.sec.gov/Archives/edgar/data/1794142/000179414219000001/xslFTA1X01/primary_doc.xml.</E>
                    </P>
                </FTNT>
                <P>
                    Outside the Commission's purview, the regulatory landscape has changed significantly since 2016, and cryptocurrency markets have grown and evolved as well. The market for bitcoin is approximately 100 times larger, having at one point reached a market cap of over $1 trillion.
                    <SU>24</SU>
                    <FTREF/>
                     According to the CME Bitcoin Futures Report, from February 13, 2023 through March 27, 2023, CFTC regulated bitcoin futures represented between $750 million and $3.2 billion in notional trading volume on Chicago Mercantile Exchange (“CME”) (“Bitcoin Futures”) on a daily basis and notional volume was never below $670 million.
                    <SU>25</SU>
                    <FTREF/>
                     Open interest was over $1.4 billion for the entirety of the period and at one point was over $2 billion. ETPs that primarily hold CME Bitcoin Futures have raised over $1 billion dollars in assets. The CFTC has exercised its regulatory jurisdiction in bringing a number of enforcement actions related to bitcoin and against trading platforms that offer cryptocurrency trading.
                    <SU>26</SU>
                    <FTREF/>
                     As of February 14, 2023 the NYDFS has granted no fewer than thirty-four BitLicenses,
                    <SU>27</SU>
                    <FTREF/>
                     including to established public payment companies like PayPal Holdings, Inc. and Square, Inc., and limited purpose trust charters to entities providing cryptocurrency custody services. In addition, the Treasury's Office of Foreign Assets Control (“OFAC”) has brought enforcement actions over apparent violations of the sanctions laws in connection with the provision of wallet management services for digital assets.
                    <SU>28</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         As of December 1, 2021, the total market cap of all bitcoin in circulation was approximately $1.08 trillion.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         Data sourced from the CME Bitcoin Futures Report: 19 Nov 2021, 
                        <E T="03">available at: https://www.cmegroup.com/ftp/bitcoinfutures/Bitcoin_Futures_Liquidity_Report.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         The CFTC's annual report for Fiscal Year 2020 (which ended on September 30, 2020) noted that the CFTC “continued to aggressively prosecute misconduct involving digital assets that fit within the CEA's definition of commodity” and “brought a record setting seven cases involving digital assets.” 
                        <E T="03">See</E>
                         CFTC FY2020 Division of Enforcement Annual Report, 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://www.cftc.gov/media/5321/DOE_FY2020_AnnualReport_120120/download.</E>
                         Additionally, the CFTC filed on October 1, 2020, a civil enforcement action against the owner/operators of the BitMEX trading platform, which was one of the largest bitcoin derivative exchanges. 
                        <E T="03">See</E>
                         CFTC Release No. 8270-20 (October 1, 2020) 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://www.cftc.gov/PressRoom/PressReleases/8270-20.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         See 
                        <E T="03">https://www.dfs.ny.gov/virtual_currency_businesses.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         
                        <E T="03">See</E>
                         U.S. Department of the Treasury Enforcement Release: “OFAC Enters Into $98,830 Settlement with BitGo, Inc. for Apparent Violations of Multiple Sanctions Programs Related to Digital Currency Transactions” (December 30, 2020) 
                        <E T="03">available at: https://home.treasury.gov/system/files/126/20201230_bitgo.pdf. See also</E>
                         U.S. Department of the Treasury Enforcement Release: “Treasury Announces Two Enforcement Actions for over $24M and $29M Against Virtual Currency Exchange, Bittrex, Inc.” (October 11, 2022) 
                        <E T="03">available at: https://home.treasury.gov/news/press-releases/jy1006. See also</E>
                         U.S. Department of Treasure Enforcement Release “OFAC Settles with Virtual Currency Exchange Kraken for $362,158.70 Related to Apparent Violations of the Iranian Transactions and Sanctions Regulations” (November 28, 2022) 
                        <E T="03">available at: https://home.treasury.gov/system/files/126/20221128_kraken.pdf.</E>
                    </P>
                </FTNT>
                <P>
                    In addition to the regulatory developments laid out above, more traditional financial market participants have become more active in cryptocurrency: large insurance companies, asset managers, university endowments, pension funds, and even historically bitcoin skeptical fund managers 
                    <SU>29</SU>
                    <FTREF/>
                     have allocated to bitcoin. In June 2022, PwC estimated that the number of crypto-specialist hedge funds was more than 300 globally, with $4.1 billion in assets under management. In addition, in a survey PwC found that 38 percent of surveyed traditional hedge funds were currently investing in `digital assets,' compared to 21 percent the year prior.” 
                    <SU>30</SU>
                    <FTREF/>
                     The largest over-the-
                    <PRTPAGE P="46253"/>
                    counter bitcoin fund previously filed a Form 10 registration statement, which the Staff of the Commission reviewed and which took effect automatically, and is now a reporting company.
                    <SU>31</SU>
                    <FTREF/>
                     Established companies like Tesla, Inc., MicroStrategy Incorporated, and Square, Inc., among others, have made substantial investments in bitcoin. The foregoing examples demonstrate that bitcoin has gained mainstream usage and recognition.
                </P>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         
                        <E T="03">See e.g.,</E>
                         “Bridgewater: Our Thoughts on Bitcoin” (January 28, 2021) 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://www.bridgewater.com/research-and-insights/our-thoughts-on-bitcoin</E>
                         and “Paul Tudor Jones says he likes bitcoin even more now, rally still in the `first inning'” (October 22, 2020) 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://www.cnbc.com/2020/10/22/-paul-tudor-jones-says-he-likes-bitcoin-even-more-now-rally-still-in-the-first-inning.html.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         See the FSOC “Report on Digital Asset Financial Stability Risks and Regulation 2022” 
                        <PRTPAGE/>
                        (October 3, 2022) (at footnote 26) at 
                        <E T="03">https://home.treasury.gov/system/files/261/FSOC-Digital-Assets-Report-2022.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         
                        <E T="03">See</E>
                         Letter from Division of Corporation Finance, Office of Real Estate &amp; Construction to Barry E. Silbert, Chief Executive Officer, Grayscale Bitcoin Trust (January 31, 2020) 
                        <E T="03">https://www.sec.gov/Archives/edgar/data/1588489/000000000020000953/filename1.pdf.</E>
                    </P>
                </FTNT>
                <P>
                    Despite these developments, access for U.S. retail investors to gain exposure to bitcoin via a transparent and U.S. regulated, U.S. exchange-traded vehicle remains limited. Instead current options include: (i) facing the counter-party risk, legal uncertainty, technical risk, and complexity associated with accessing spot bitcoin; (ii) over-the-counter bitcoin funds (“OTC Bitcoin Funds”) with high management fees and potentially volatile premiums and discounts; 
                    <SU>32</SU>
                    <FTREF/>
                     (iii) purchasing shares of operating companies that they believe will provide proxy exposure to bitcoin with limited disclosure about the associated risks; 
                    <SU>33</SU>
                    <FTREF/>
                     or (iv) purchasing Bitcoin Futures ETFs, as defined below, which represent a sub-optimal structure for long-term investors that will cost them significant amounts of money every year compared to Spot Bitcoin ETPs, as further discussed below. Meanwhile, investors in many other countries, including Canada and Brazil, are able to use more traditional exchange listed and traded products (including exchange-traded funds holding physical bitcoin) to gain exposure to bitcoin. Similarly, investors in Switzerland and across Europe have access to Exchange Traded Products which trade on regulated exchanges and provide exposure to a broad array of spot crypto assets. U.S. investors, by contrast, are left with fewer and more risky means of getting bitcoin exposure, as described above.
                    <SU>34</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         The largest OTC Bitcoin Fund has an AUM of $23 billion. The premium and discount for OTC Bitcoin Funds is known to move rapidly. For example, over the period of 12/21/20 to 1/21/20, the premium for the largest OTC Bitcoin Fund went from 40.18% to 2.79%. While the price of bitcoin appreciated significantly during this period and NAV per share increased by 41.25%, the price per share increased by only 3.58%. This means that investors are buying shares of a fund that experiences significant volatility in its premium and discount outside of the fluctuations in price of the underlying asset. Even operating within the normal premium and discount range, it's possible for an investor to buy shares of an OTC Bitcoin Fund only to have those shares quickly lose 10% or more in dollar value excluding any movement of the price of bitcoin. That is to say—the price of bitcoin could have stayed exactly the same from market close on one day to market open the next, yet the value of the shares held by the investor decreased only because of the fluctuation of the premium. As more investment vehicles, including mutual funds and ETFs, seek to gain exposure to bitcoin, the easiest option for a buy and hold strategy for such vehicles is often an OTC Bitcoin Fund, meaning that even investors that do not directly buy OTC Bitcoin Funds can be disadvantaged by extreme premiums (or discounts) and premium volatility.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         A number of operating companies engaged in unrelated businesses—such as Tesla (a car manufacturer) and MicroStrategy (an enterprise software company)—have announced investments as large as $5.3 billion in bitcoin. Without access to bitcoin exchange-traded products, retail investors seeking investment exposure to bitcoin may end up purchasing shares in these companies in order to gain the exposure to bitcoin that they seek. In fact, mainstream financial news networks have written a number of articles providing investors with guidance for obtaining bitcoin exposure through publicly traded companies (such as MicroStrategy, Tesla, and bitcoin mining companies, among others) instead of dealing with the complications associated with buying spot bitcoin in the absence of a bitcoin ETP. 
                        <E T="03">See e.g.,</E>
                         “7 public companies with exposure to bitcoin” (February 8, 2021) available at: 
                        <E T="03">https://finance.yahoo.com/news/7-public-companies-with-exposure-to-bitcoin-154201525.html;</E>
                         and “Want to get in the crypto trade without holding bitcoin yourself? Here are some investing ideas” (February 19, 2021) available at: 
                        <E T="03">https://www.cnbc.com/2021/02/19/ways-to-invest-in-bitcoin-without-holding-the-cryptocurrency-yourself-.html.</E>
                         Such operating companies, however, are imperfect bitcoin proxies and provide investors with partial bitcoin exposure paired with a host of additional risks associated with whichever operating company they decide to purchase. Additionally, the disclosures provided by such operating companies with respect to risks relating to their bitcoin holdings are generally substantially smaller than the registration statement of a bitcoin ETP, including the Registration Statement, typically amounting to a few sentences of narrative description and a handful of risk factors. In other words, investors seeking bitcoin exposure through publicly traded companies are gaining only partial exposure to bitcoin and are not fully benefitting from the risk disclosures and associated investor protections that come from the securities registration process.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>34</SU>
                         The Exchange notes that the list of countries above is not exhaustive and that securities regulators in a number of additional countries have either approved or otherwise allowed the listing and trading of Spot Bitcoin ETPs.
                    </P>
                </FTNT>
                <P>
                    To this point, the lack of a Spot Bitcoin ETP exposes U.S. investor assets to significant risk because investors that would otherwise seek crypto asset exposure through a Spot Bitcoin ETP are forced to find alternative exposure through generally riskier means. For instance, many U.S. investors that held their digital assets in accounts at FTX,
                    <SU>35</SU>
                    <FTREF/>
                     Celsius Network LLC,
                    <SU>36</SU>
                    <FTREF/>
                     BlockFi Inc.
                    <SU>37</SU>
                    <FTREF/>
                     and Voyager Digital Holdings, Inc.
                    <SU>38</SU>
                    <FTREF/>
                     have become unsecured creditors in the insolvencies of those entities. If a Spot Bitcoin ETP was available, it is likely that at least a portion of the billions of dollars tied up in those proceedings would still reside in the brokerage accounts of U.S. investors, having instead been invested in a transparent, regulated, and well-understood structure—a Spot Bitcoin ETP. To this point, approval of a Spot Bitcoin ETP would represent a major win for the protection of U.S. investors in the cryptoasset space. As further described below, the Trust, like all other series of Commodity-Based Trust Shares, is designed to protect investors against the risk of losses through fraud and insolvency that arise by holding digital assets, including bitcoin, on centralized platforms.
                </P>
                <FTNT>
                    <P>
                        <SU>35</SU>
                         See FTX Trading Ltd., et al., Case No. 22-11068.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>36</SU>
                         See Celsius Network LLC, et al., Case No. 22-10964.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>37</SU>
                         See BlockFi Inc., Case No. 22-19361.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>38</SU>
                         See Voyager Digital Holdings, Inc., et al., Case No. 22-10943.
                    </P>
                </FTNT>
                <P>Additionally, investors in other countries, specifically Canada, generally pay lower fees than U.S. retail investors that invest in OTC Bitcoin Funds due to the fee pressure that results from increased competition among available bitcoin investment options. Without an approved and regulated Spot Bitcoin ETP in the U.S. as a viable alternative, U.S. investors could seek to purchase shares of non-U.S. bitcoin vehicles in order to get access to bitcoin exposure. Given the separate regulatory regime and the potential difficulties associated with any international litigation, such an arrangement would create more risk exposure for U.S. investors than they would otherwise have with a U.S. exchange listed ETP. Further to this point, the lack of a U.S.-listed Spot Bitcoin ETP is not preventing U.S. funds from gaining exposure to bitcoin—several U.S. exchange-traded funds are using Canadian bitcoin ETPs to gain exposure to spot bitcoin. In addition to the benefits to U.S. investors articulated throughout this proposal, approving this proposal (and others like it) would provide U.S. exchange-traded funds and mutual funds with a U.S.-listed and regulated product to provide such access rather than relying on either flawed products or products listed and primarily regulated in other countries.</P>
                <HD SOURCE="HD3">Bitcoin Futures ETFs</HD>
                <P>
                    The Exchange and Sponsor applaud the Commission for allowing the launch of ETFs registered under the 1940 Act and the Bitcoin Futures Approvals that provide exposure to bitcoin primarily through CME Bitcoin Futures (“Bitcoin Futures ETFs”). Allowing such products to list and trade is a productive first step 
                    <PRTPAGE P="46254"/>
                    in providing U.S. investors and traders with transparent, exchange-listed tools for expressing a view on bitcoin. The Bitcoin Futures Approvals, however, have created a logical inconsistency in the application of the standard the Commission applies when considering bitcoin ETP proposals.
                </P>
                <P>
                    As discussed further below, the standard applicable to bitcoin ETPs is whether the listing exchange has in place a comprehensive surveillance sharing agreement with a regulated market of significant size in the underlying asset. Previous disapproval orders have made clear that a market that constitutes a regulated market of significant size is generally a futures and/or options market based on the underlying reference asset rather than the spot commodity markets, which are often unregulated.
                    <SU>39</SU>
                    <FTREF/>
                     Leaving aside the analysis of that standard until later in this proposal,
                    <SU>40</SU>
                    <FTREF/>
                     the Exchange believes that the following rationale the Commission applied to a Bitcoin Futures ETF should result in the Commission approving this and other Spot Bitcoin ETP proposals:
                </P>
                <FTNT>
                    <P>
                        <SU>39</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37593, specifically footnote 202, which includes the language from numerous approval orders for which the underlying futures markets formed the basis for approving series of ETPs that hold physical metals, including gold, silver, palladium, platinum, and precious metals more broadly; and 37600, specifically where the Commission provides that “when the spot market is unregulated—the requirement of preventing fraudulent and manipulative acts may possibly be satisfied by showing that the ETP listing market has entered into a surveillance-sharing agreement with a regulated market of significant size in derivatives related to the underlying asset.” As noted above, the Exchange believes that these citations are particularly helpful in making clear that the spot market for a spot commodity ETP need not be “regulated” in order for a spot commodity ETP to be approved by the Commission, and in fact that it's been the common historical practice of the Commission to rely on such derivatives markets as the regulated market of significant size because such spot commodities markets are largely unregulated.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>40</SU>
                         As further outlined below, both the Exchange and the Sponsor believe that the Bitcoin Futures market represents a regulated market of significant size and that this proposal and others like it should be approved on this basis.
                    </P>
                </FTNT>
                <EXTRACT>
                    <P>
                        The CME “comprehensively surveils futures market conditions and price movements on a real-time and ongoing basis in order to detect and prevent price distortions, including price distortions caused by manipulative efforts.” Thus, the CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts, whether that attempt is made by directly trading on the CME bitcoin futures market or indirectly by trading outside of the CME bitcoin futures market. As such, when the CME shares its surveillance information with Arca, the information would assist in detecting and deterring fraudulent or manipulative misconduct related to the non-cash assets held by the proposed ETP.
                        <SU>41</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>41</SU>
                             
                            <E T="03">See</E>
                             Teucrium Approval at 21679.
                        </P>
                    </FTNT>
                </EXTRACT>
                <P>CME Bitcoin Futures pricing is based on pricing from spot bitcoin markets. The statement from the Teucrium Approval that “CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts . . . indirectly by trading outside of the CME bitcoin futures market,” makes clear that the Commission believes that CME's surveillance can capture the effects of trading on the relevant spot markets on the pricing of Bitcoin Futures. If CME is able to detect such attempts at manipulation in the complex and interconnected spot bitcoin market, how would such an ability to detect attempted manipulation and the utility in sharing that information with the listing exchange apply only to Bitcoin Futures ETFs and not Spot Bitcoin ETPs? Stated a different way, given that there is significant trading volume on numerous bitcoin exchanges that are not part of the CME CF Bitcoin Reference Rate and that arbitrage opportunities across bitcoin exchanges means that such trading volume will influence spot bitcoin prices across the market and, despite this, the Commission still believes that CME can detect attempted manipulation of the Bitcoin Futures through “trading outside of the CME bitcoin futures market,” it is clear that such ability would apply equally to both Bitcoin Futures ETFs and Spot Bitcoin ETPs. To take it a step further, such an ability would also seem to be a strong indication that the CME Bitcoin Futures market represents a regulated market of significant size. The Exchange agrees with the Commission on this point and notes that the pricing mechanism applicable to the Shares is similar to that of the CME CF Bitcoin Futures.</P>
                <P>Further to this point, a Bitcoin Futures ETF is potentially more susceptible to potential manipulation than a Spot Bitcoin ETP that offers only in-kind creation and redemption because settlement of CME Bitcoin Futures pricing (and thus the value of the underlying holdings of a Bitcoin Futures ETF) occurs at a single price derived from spot bitcoin pricing, while shares of a Spot Bitcoin ETP would represent interest in bitcoin directly and authorized participants for a Spot Bitcoin ETP (as proposed herein) would be able to source bitcoin from any exchange and create or redeem with the applicable trust regardless of the price of the underlying index. It is not logically possible to conclude that the CME Bitcoin Futures market represents a significant market for a futures-based product, but also conclude that the CMR Bitcoin Futures market does not represent a significant market for a spot-based product.</P>
                <P>
                    In addition to potentially being more susceptible to manipulation than a Spot Bitcoin ETP, the structure of Bitcoin Futures ETFs provides negative outcomes for buy and hold investors as compared to a Spot Bitcoin ETP.
                    <SU>42</SU>
                    <FTREF/>
                     Specifically, the cost of rolling CME Bitcoin Futures contracts will cause the Bitcoin Futures ETFs to lag the performance of bitcoin itself and, at over a billion dollars in assets under management, would cost U.S. investors significant amounts of money on an annual basis compared to Spot Bitcoin ETPs. Such rolling costs would not be required for Spot Bitcoin ETPs that hold bitcoin. Further, Bitcoin Futures ETFs could potentially hit CME position limits, which would force a Bitcoin Futures ETF to invest in non-futures assets for bitcoin exposure and cause potential investor confusion and lack of certainty about what such Bitcoin Futures ETFs are actually holding to try to get exposure to bitcoin, not to mention completely changing the risk profile associated with such an ETF. While Bitcoin Futures ETFs represent a useful trading tool, they are clearly a sub-optimal structure for U.S. investors that are looking for long-term exposure to bitcoin that will, based on the calculations above, unnecessarily cost U.S. investors significant amounts of money every year compared to Spot Bitcoin ETPs and the Exchange believes that any proposal to list and trade a Spot Bitcoin ETP should be reviewed by the Commission with this important investor protection context in mind.
                </P>
                <FTNT>
                    <P>
                        <SU>42</SU>
                         
                        <E T="03">See e.g.,</E>
                         “Bitcoin ETF's Success Could Come at Fundholders' Expense,” Wall Street Journal (October 24, 2021), available at: 
                        <E T="03">https://www.wsj.com/articles/bitcoin-etfs-success-could-come-at-fundholders-expense-11635080580;</E>
                         “Physical Bitcoin ETF Prospects Accelerate,” ETF.com (October 25, 2021), available at: 
                        <E T="03">https://www.etf.com/sections/blog/physical-bitcoin-etf-prospects-shine?nopaging=1&amp;__cf_chl_jschl_tk__=pmd_JsK.fjXz9eAQW9zol0qpzhXDrrlpIVdoCloLXbLjl44-1635476946-0-gqNtZGzNApCjcnBszQql.</E>
                    </P>
                </FTNT>
                <P>
                    Based on the foregoing, the Exchange and Sponsor believe that any objective review of the proposals to list Spot Bitcoin ETPs compared to the Bitcoin Futures ETFs and the Bitcoin Futures Approvals would lead to the conclusion that Spot Bitcoin ETPs should be 
                    <PRTPAGE P="46255"/>
                    available to U.S. investors and, as such, this proposal and other comparable proposals to list and trade Spot Bitcoin ETPs should be approved by the Commission. Stated simply, U.S. investors will continue to lose significant amounts of money from holding Bitcoin Futures ETFs as compared to Spot Bitcoin ETPs, losses which could be prevented by the Commission approving Spot Bitcoin ETPs. Additionally, any concerns related to preventing fraudulent and manipulative acts and practices related to Spot Bitcoin ETPs would apply equally to the spot markets underlying the futures contracts held by a Bitcoin Futures ETF. While the 1940 Act does offer certain investor protections, those protections do not relate to mitigating potential manipulation of the holdings of an ETF in a way that warrants distinction between Bitcoin Futures ETFs and Spot Bitcoin ETPs. To be clear, both the Exchange and Sponsor believe that the Bitcoin Futures market is a regulated market of significant size and that such manipulation concerns are mitigated as described throughout this proposal. After issuing the Bitcoin Futures Approvals which conclude the CME Bitcoin Futures market is a regulated market of significant size as it relates to Bitcoin Futures, the only consistent outcome would be approving Spot Bitcoin ETPs on the basis that the CME Bitcoin Futures market is also a regulated market of significant size as it relates to the bitcoin spot market. Given the current landscape, approving this proposal (and others like it) and allowing Spot Bitcoin ETPs to be listed and traded alongside Bitcoin Futures ETFs would establish a consistent regulatory approach, provide U.S. investors with choice in product structures for bitcoin exposure, and offer flexibility in the means of gaining exposure to bitcoin through transparent, regulated, U.S. exchange-listed vehicles.
                </P>
                <HD SOURCE="HD3">Spot and Proxy Exposure to Bitcoin</HD>
                <P>
                    Exposure to bitcoin through an ETP also presents certain advantages for retail investors compared to buying spot bitcoin directly. The most notable advantage from the Sponsor's perspective is the elimination of the need for an individual retail investor to either manage their own private keys or to hold bitcoin through a cryptocurrency exchange that lacks sufficient protections. Typically, retail exchanges hold most, if not all, retail investors' bitcoin in “hot” (internet-connected) storage and do not make any commitments to indemnify retail investors or to observe any particular cybersecurity standard. Meanwhile, a retail investor holding spot bitcoin directly in a self-hosted wallet may suffer from inexperience in private key management (
                    <E T="03">e.g.,</E>
                     insufficient password protection, lost key, etc.), which could cause them to lose some or all of their bitcoin holdings. Thus, with respect to custody of the Trust's bitcoin assets, the Trust presents advantages from an investment protection standpoint for retail investors compared to owning spot bitcoin directly.
                </P>
                <P>
                    Finally, as described in the Background section above, a number of operating companies largely engaged in unrelated businesses—such as Tesla (a car manufacturer) and MicroStrategy (an enterprise software company)—have announced significant investments in bitcoin. Without access to bitcoin exchange-traded products, retail investors seeking investment exposure to bitcoin may end up purchasing shares in these companies in order to gain the exposure to bitcoin that they seek.
                    <SU>43</SU>
                    <FTREF/>
                     In fact, mainstream financial news networks have written a number of articles providing investors with guidance for obtaining bitcoin exposure through publicly traded companies (such as MicroStrategy, Tesla, and bitcoin mining companies, among others) instead of dealing with the complications associated with buying spot bitcoin in the absence of a bitcoin ETP.
                    <SU>44</SU>
                    <FTREF/>
                     Such operating companies, however, are imperfect bitcoin proxies and provide investors with partial bitcoin exposure paired with a host of additional risks associated with whichever operating company they decide to purchase. Additionally, the disclosures provided by the aforementioned operating companies with respect to risks relating to their bitcoin holdings are generally substantially smaller than the registration statement of a bitcoin ETP, including the Registration Statement, typically amounting to a few sentences of narrative description and a handful of risk factors.
                    <SU>45</SU>
                    <FTREF/>
                     In other words, investors seeking bitcoin exposure through publicly traded companies are gaining only partial exposure to bitcoin and are not fully benefitting from the risk disclosures and associated investor protections that come from the securities registration process.
                </P>
                <FTNT>
                    <P>
                        <SU>43</SU>
                         In August 2017, the Commission's Office of Investor Education and Advocacy warned investors about situations where companies were publicly announcing events relating to digital coins or tokens in an effort to affect the price of the company's publicly traded common stock. 
                        <E T="03">See https://www.sec.gov/oiea/investor-alerts-and-bulletins/ia_icorelatedclaims.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>44</SU>
                         
                        <E T="03">See, e.g.,</E>
                         “7 public companies with exposure to bitcoin” (February 8, 2021) available at: 
                        <E T="03">https://finance.yahoo.com/news/7-public-companies-with-exposure-to-bitcoin-154201525.html;</E>
                         and “Want to get in the crypto trade without holding bitcoin yourself? Here are some investing ideas” (February 19, 2021) available at: 
                        <E T="03">https://www.cnbc.com/2021/02/19/ways-to-invest-in-bitcoin-without-holding-the-cryptocurrency-yourself-.html.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>45</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Tesla 10-K for the year ended December 31, 2020, which mentions bitcoin just nine times: 
                        <E T="03">https://www.sec.gov/ix?doc=/Archives/edgar/data/1318605/000156459021004599/tsla-10k_20201231.htm.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Bitcoin Futures</HD>
                <P>
                    CME began offering trading in Bitcoin Futures in 2017. Each contract represents five bitcoin and is based on the CME CF Bitcoin Reference Rate.
                    <SU>46</SU>
                    <FTREF/>
                     The contracts trade and settle like other cash-settled commodity futures contracts. Nearly every measurable metric related to Bitcoin Futures has generally trended up since launch, although certain notional volume calculations have decreased roughly in line with the decrease in the price of bitcoin. For example, there were 143,215 Bitcoin Futures contracts traded in April 2023 (approximately $20.07 billion) compared to 193,182 ($5 billion), 104,713 ($3.9 billion) 118714 ($42.7b billion), and 111,964 ($23.2b billion) contracts traded in April 2019, April 2020, and April 2021, and April 2022, respectively.
                    <SU>47</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>46</SU>
                         The CME CF Bitcoin Reference Rate is based on a publicly available calculation methodology based on pricing sourced from several crypto exchanges and trading platforms, including Bitstamp, Coinbase, Gemini, itBit, Kraken, and LMAX Digital.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>47</SU>
                         Source: CME, Yahoo Finance 4/30/23.
                    </P>
                </FTNT>
                <BILCOD>BILLING CODE 8011-01-P</BILCOD>
                <GPH SPAN="3" DEEP="218">
                    <PRTPAGE P="46256"/>
                    <GID>EN19JY23.167</GID>
                </GPH>
                <P>
                    The number of large open interest holders 
                    <SU>48</SU>
                    <FTREF/>
                     and unique accounts trading Bitcoin Futures have both increased, even in the face of heightened Bitcoin price volatility.
                </P>
                <FTNT>
                    <P>
                        <SU>48</SU>
                         A large open interest holder in Bitcoin Futures is an entity that holds at least 25 contracts, which is the equivalent of 125 bitcoin. At a price of approximately $29,268.81 per bitcoin on 4/30/2023, more than 100 firms had outstanding positions of greater than $3.65 million in Bitcoin Futures.
                    </P>
                </FTNT>
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                <P>
                    The Sponsor further believes that publicly available research, including research done as part of rule filings proposing to list and trade shares of Spot Bitcoin ETPs, corroborates the overall trend outlined above and supports the thesis that the Bitcoin Futures pricing leads the spot market and, thus, a person attempting to manipulate the Shares would also have to trade on that market to manipulate the ETP. Specifically, the Sponsor believes that such research indicates that bitcoin futures lead the bitcoin spot market in price formation.
                    <SU>49</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>49</SU>
                         
                        <E T="03">See</E>
                         Exchange Act Releases No. 94080 (January 27, 2022), 87 FR 5527 (April 12, 2022) (specifically “Amendment No. 1 to the Proposed Rule Change To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(3)(4), Commodity-Based Trust Shares”); 94982 (May 25, 2022), 87 FR 33250 (June 1, 2022); 94844 (May 4, 2022), 87 FR 28043 (May 10, 2022); and 93445 (October 28, 2021), 86 FR 60695 (November 3, 2021). See also Hu, Y., Hou, Y. and Oxley, L. (2019). “What role do futures markets play in Bitcoin pricing? Causality, cointegration and price discovery from a time-varying perspective” (available at: 
                        <E T="03">https://www.ncbi.nlm.nih.gov/pmc/articles/PMC7481826/</E>
                        ). This academic research paper concludes that “There exist no episodes where the Bitcoin spot markets dominates the price discovery processes with regard to Bitcoin futures. This points to a conclusion that the price formation originates solely in the Bitcoin futures market. We can, therefore, conclude that the Bitcoin futures markets dominate the dynamic price discovery process based upon time-varying information share measures. Overall, price discovery seems to occur in the Bitcoin futures markets rather than the underlying spot market based upon a time-varying perspective.”
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Section 6(b)(5) and the Applicable Standards</HD>
                <P>
                    The Commission has approved numerous series of Trust Issued Receipts,
                    <SU>50</SU>
                    <FTREF/>
                     including Commodity-Based Trust Shares,
                    <SU>51</SU>
                    <FTREF/>
                     to be listed on U.S. national securities exchanges. In order for any proposed rule change from an exchange to be approved, the Commission must determine that, among other things, the proposal is consistent with the requirements of Section 6(b)(5) of the Act, specifically including: (i) the requirement that a national securities exchange's rules are designed to prevent fraudulent and manipulative acts and practices; 
                    <SU>52</SU>
                    <FTREF/>
                     and (ii) the requirement that an exchange proposal be designed, in general, to protect investors and the public interest. The Exchange believes that this proposal is consistent with the requirements of Section 6(b)(5) of the Act and that this filing sufficiently demonstrates that the CME Bitcoin Futures market represents a regulated market of significant size and that, on the whole, the manipulation concerns previously articulated by the Commission are sufficiently mitigated to the point that they are outweighed by quantifiable investor protection issues that would be resolved by approving this proposal.
                </P>
                <FTNT>
                    <P>
                        <SU>50</SU>
                         
                        <E T="03">See</E>
                         Exchange Rule 14.11(f).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>51</SU>
                         Commodity-Based Trust Shares, as described in Exchange Rule 14.11(e)(4), are a type of Trust Issued Receipt.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>52</SU>
                         As the Exchange has stated in a number of other public documents, it continues to believe that bitcoin is resistant to price manipulation and that “other means to prevent fraudulent and manipulative acts and practices” exist to justify dispensing with the requisite surveillance sharing agreement. The geographically diverse and continuous nature of bitcoin trading render it difficult and prohibitively costly to manipulate the price of bitcoin. The fragmentation across bitcoin platforms, the relatively slow speed of transactions, and the capital necessary to maintain a significant presence on each trading platform make manipulation of bitcoin prices through continuous trading activity challenging. To the extent that there are bitcoin exchanges engaged in or allowing wash trading or other activity intended to manipulate the price of bitcoin on other markets, such pricing does not normally impact prices on other exchange because participants will generally ignore markets with quotes that they deem non-executable. Moreover, the linkage between the bitcoin markets and the presence of arbitrageurs in those markets means that the manipulation of the price of bitcoin price on any single venue would require manipulation of the global bitcoin price in order to be effective. Arbitrageurs must have funds distributed across multiple trading platforms in order to take advantage of temporary price dislocations, thereby making it unlikely that there will be strong concentration of funds on any particular bitcoin exchange or OTC platform. As a result, the potential for manipulation on a trading platform would require overcoming the liquidity supply of such arbitrageurs who are effectively eliminating any cross-market pricing differences.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(i) Designed To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <P>
                    In order to meet this standard in a proposal to list and trade a series of Commodity-Based Trust Shares, the Commission requires that an exchange demonstrate that there is a comprehensive surveillance-sharing agreement in place 
                    <SU>53</SU>
                    <FTREF/>
                     with a regulated 
                    <PRTPAGE P="46258"/>
                    market of significant size. Specifically, the Commission has previously stated that:
                </P>
                <FTNT>
                    <P>
                        <SU>53</SU>
                         As previously articulated by the Commission, “The standard requires such surveillance-sharing agreements since “they provide a necessary deterrent to manipulation because they facilitate the availability of information needed to fully investigate a manipulation if it were to occur.” The Commission has emphasized that it is essential for an exchange listing a derivative securities product to enter into a surveillance- sharing agreement with markets trading underlying securities for the listing exchange to have the ability to obtain information necessary to detect, investigate, and deter fraud and market manipulation, as well as violations of exchange rules and applicable federal securities laws and rules. The hallmarks of a surveillance-sharing agreement are that the agreement provides for the sharing of information about market trading activity, clearing activity, and customer identity; that the parties to the agreement have reasonable ability to obtain access to and produce requested information; and that no existing rules, laws, or practices would impede one party to the agreement 
                        <PRTPAGE/>
                        from obtaining this information from, or producing it to, the other party.” The Commission has historically held that joint membership in the Intermarket Surveillance Group (“ISG”) constitutes such a surveillance sharing agreement. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 88284 (February 26, 2020), 85 FR 12595 (March 3, 2020) (SR-NYSEArca-2019-39) (the “Wilshire Phoenix Disapproval”).
                    </P>
                </FTNT>
                <EXTRACT>
                    <FP>
                        . . . when the spot market is unregulated—the requirement of preventing fraudulent and manipulative acts may possibly be satisfied by showing that the ETP listing market has entered into a surveillance-sharing agreement with a regulated market of significant size in derivatives related to the underlying asset. That is because, where a market of significant size exists with respect to derivatives on the asset underlying the commodity-trust ETP, the Commission believes that there is a reasonable likelihood that a person attempting to manipulate the ETP by manipulating the underlying spot market would also have to trade in the derivatives market in order to succeed, since arbitrage between the derivative and spot markets would tend to counter an attempt to manipulate the spot market alone.
                        <SU>54</SU>
                        <FTREF/>
                    </FP>
                    <FTNT>
                        <P>
                            <SU>54</SU>
                             Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the Winklevoss Bitcoin trust, 83 FR 37579, 37600 (Aug 1, 2018).
                        </P>
                    </FTNT>
                </EXTRACT>
                <P>
                    The Commission has provided illustrative guidance in interpreting the terms “significant market” and “market of significant size” to include “a market (or group of markets) as to which (a) there is a reasonable likelihood that a person attempting to manipulate the ETP would also have to trade on that market to successfully manipulate the ETP, so a surveillance-sharing agreement would assist the ETP listing market in detecting and deterring misconduct, and (b) it is unlikely that trading in the ETP would be the predominant influence on prices in that market.” 
                    <SU>55</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>55</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    The Commission has stated in a prior disapproval order that “the lead-lag relationship between the bitcoin futures market and the spot market . . . is central to understanding whether it is reasonably likely that a would-be manipulator of the ETP would need to trade on the bitcoin futures market to successfully manipulate prices on those spot platforms that feed into the proposed ETP's pricing mechanism.” 
                    <SU>56</SU>
                    <FTREF/>
                     The Commission further noted that “in particular, if the spot market leads the futures market, this would indicate that it would not be necessary to trade on the futures market to manipulate the proposed ETP, even if arbitrage worked efficiently, because the futures price would move to meet the spot price.” 
                    <SU>57</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>56</SU>
                         Self-Regulatory Organizations; NYSE Arca, Inc.; Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust Under NYSE Arca Rule 8.201-E, 84-FR 55382, 55411 (Oct 16, 2019).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>57</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    The Commission has also recognized that the “regulated market of significant size” standard is not the only means for satisfying Section 6(b)(5) of the act, specifically providing that a listing exchange could demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement.
                    <SU>58</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>58</SU>
                         See Winklevoss Order at 37580. The Commission has also specifically noted that it “is not applying a `cannot be manipulated' standard; instead, the Commission is examining whether the proposal meets the requirements of the Exchange Act and, pursuant to its Rules of Practice, places the burden on the listing exchange to demonstrate the validity of its contentions and to establish that the requirements of the Exchange Act have been met.” Id. at 37582.
                    </P>
                </FTNT>
                <P>The Exchange believes that this proposal is consistent with the requirements of Section 6(b)(5) of the Act and that the Sponsor's analysis demonstrates that the Exchange can meet such requirements in that the CME Bitcoin Futures Market (i) is a regulated market; (ii) has a comprehensive surveillance-sharing agreement with the Exchange; and (iii) satisfies the Commission's “significant market” definition.</P>
                <HD SOURCE="HD3">1.The CME Bitcoin Futures Market Is a Regulated Market and ISG Member</HD>
                <P>
                    The CME is regulated by the CFTC and is a member of the Intermarket Surveillance Group (“ISG”), which was established to provide a framework for sharing information and coordinating regulatory efforts among exchanges trading securities and related products and to address potential intermarket manipulations and trading abuses. The Commission has previously stated that membership by a regulated futures exchange in ISG is sufficient to meet the surveillance-sharing requirement.
                    <SU>59</SU>
                    <FTREF/>
                     Both the Exchange and CME are members of the Intermarket Surveillance Group (the “ISG”).
                    <SU>60</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>59</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37594.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>60</SU>
                         For a list of the current members and affiliate members of ISG, 
                        <E T="03">see www.isgportal.com.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD3">2.The CME Bitcoin Futures Market Is a Market of Significant Size</HD>
                <P>Based on the Commission's prior guidance, Sponsor conducted a detailed price discovery study through its lead-lag analysis of bitcoin spot and futures trading across markets located globally. As discussed below, Sponsor's analysis concludes that the CME Bitcoin Futures market is consistently the leading market for price discovery across USD bitcoin markets located globally, including bitcoin spot markets and offshore, unregulated bitcoin futures markets. Thus, Sponsor's analysis supports the conclusion that there is a reasonable likelihood that a person attempting to manipulate the Shares would also have to trade on the CME Bitcoin Futures market to manipulate the Trust. Sponsor also conducted an additional lead-lag analysis including data from a recently launched bitcoin futures-based ETF to evaluate the likelihood of whether trading in the Trust could become the predominant influence on prices in the CME Bitcoin Futures market and concluded that it is unlikely that trading in the Trust would be the predominant influence on prices in the CME Bitcoin Futures market.</P>
                <P>Sponsor's analysis on price discovery in the Bitcoin spot and futures markets is described below.</P>
                <HD SOURCE="HD3">Data Description and Sources</HD>
                <P>Sponsor obtained tick level trade data for Bitcoin spot prices and futures prices used in its analysis from Coin Metrics for the period spanning from January 1, 2019, to March 31, 2021. Table 1 summarizes the dataset by exchange, market type, and quote currency.</P>
                <P>
                    Sponsor aggregated the tick level trades to the one second floor level using a volume weighted average price (VWAP) approach. Compared to the daily/minute level granularity of timestamps, Sponsor believes the second level can capture more intra-day price dynamics and is more useful here to investigate price discovery, as both arbitrage and manipulative activities can occur within a matter of seconds. To preprocess the tick level trade data to second level granularity, two typical methods are often used. One is to use the last observed trade price within a second, and the other is to use VWAP within a second. Since multiple trades can occur with simultaneous timestamps but with different transaction prices, a VWAP can represent the price information from each trade instead of randomly selecting the last price. It is worth mentioning that although the price time series' have second level resolution (timestamped to seconds), this does not mean that the price time series' values are evenly spaced at each second since a market may not have trades within every second. Given this non-synchronous nature of trading and the potential model issues arising from utilizing data 
                    <PRTPAGE P="46259"/>
                    with numerous imputed values, Sponsor's analysis leverages a method that eliminates the need for imputation for the timestamps without trades. This approach allows the model inputs of price time series from different markets to stay non-synchronous without further data processing.
                </P>
                <P>In order to exclude any impacts caused by exchange rate movements, Sponsor limited the dataset to BTC-USD and BTC-USDT trades. Markets with an average correlation lower than 0.1 to other bitcoin markets, in any given quarter, were removed from the analysis. For futures markets, Sponsor included both ordinary futures and perpetuals. Contract frequencies were validated and recorded via respective exchange websites, and, for CME data, the sponsor compared data from the exchange directly with data provided by Coin Metrics to verify accuracy.</P>
                <P>Within the ordinary futures market, one exchange, quote and contract lifespan combination can often have same-day trading on contracts with different expiration dates. To remove price gaps in this market, Sponsor constructed a continuous time-series of prices by choosing the contract with the highest volume per day within an exchange, quote, and contract lifespan combination. For each combination, successive contracts are backwards adjusted using the price difference between the two contracts at the time of rollover.</P>
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                <HD SOURCE="HD3">Research Design</HD>
                <P>Price discovery between spot and futures markets plays an important role in financial research due to its association with market maturity. In theory, the futures market is expected to lead price discovery in established asset classes due to its inherent features, such as lower transaction fees, built-in leverage, unconstrained short-selling, and greater transparency. Since bitcoin futures contracts began trading on regulated exchanges in December 2017, several academic and market research papers have studied spot-futures price discovery in bitcoin markets. Sponsor started its research by reviewing the existing literature. Table 2 summarizes the metrics, data ranges, frequency levels, and conclusions for thirteen papers.</P>
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                </GPH>
                <BILCOD>BILLING CODE 8011-01-C</BILCOD>
                <P>Sponsor noted that each of the studies reviewed used metrics derived from the Vector Error Correction Model (VECM) or an extension of VECM to examine price discovery. Within the column of metrics, Information Share (IS) proposed by Hasbrouk (1995) and Component Share (CS) pioneered by Gonzalo and Granger (1995) are mostly used. Hasbrouk transforms the VECM into a vector moving average with a common factor component and transitory component and defines the metric IS to measure the proportion of the variance of the permanent component of prices coming from each market with Cholesky factorization. The IS is not unique if switching the order of input price data of the underlying two markets. To overcome it, Lien and Shrestha (2009) use eigenvalue decomposition instead of Cholesky factorization—this metric is called Modified Information Share. Both Information Share and Modified Information Share are used for pair-wise analysis. The extension of Modified Information Share to more than two markets is called Generalized Information Share (Lien and Shrestha, 2014). Component Share is calculated from the normalized orthogonal coefficients to the vector of the lagged error correlation term in the VECM. Fractional Component Share is derived similarly to CS but from a version of VECM that uses a fractional difference operator instead of the first order difference operator. Information Leadership Share (Yan and Zivot, 2010) and Information Leadership Share (Putnins, 2013) combine Information Share and Component Share non-linearly.</P>
                <P>
                    Although the metrics used in reviewed studies are similar, the conclusions from these papers are mixed as to which markets lead or lag in price discovery. Buccheri (2021) 
                    <SU>61</SU>
                    <FTREF/>
                     discussed the limitations for VECM derived metrics and noted that when price observations are sparse (See CME price observations in Figure 1 as an example), a lot of zero returns are produced through imputation; therefore, the time series of prices strongly deviate from the standard semi-martingale assumption and sample covariances can be downward biased. The authors in Buccheri (2021) conclude that when the prices have a high level of sparsity, the VECM is clearly mis-specified and the estimates are potentially biased.
                </P>
                <FTNT>
                    <P>
                        <SU>61</SU>
                         Buccheri, Giuseppe, Giacomo Bormetti, Fulvio Corsi, and Fabrizio Lillo. “Comment on: Price discovery in high resolution.” 
                        <E T="03">Journal of Financial Econometrics</E>
                         19, no. 3 (2021): 439-451. 
                        <E T="03">https://doi.org/10.1093/jjfinec/nbz008.</E>
                         The authors comment on the limitations of using information share within markets with trades on high resolution frequencies. The paper illustrates why the application of a VECM methodology like information share would be mis-specified and the OLS estimates could be biased because of high sparsity in the data.
                    </P>
                </FTNT>
                <GPH SPAN="3" DEEP="211">
                    <PRTPAGE P="46263"/>
                    <GID>EN19JY23.173</GID>
                </GPH>
                <P>
                    This conclusion in Buccheri (2021) provides theorical support on why VECM derived metrics are not suitable to use when the underlying data has high level of sparsity but does not quantify the actual impact in practice. In “Suitable Price Discovery Measurement of Bitcoin Spot and Futures Markets” 
                    <SU>62</SU>
                    <FTREF/>
                     (Robertson and Zhang, 2022), the authors demonstrate that the conclusions of Buccheri (2019) are of high importance by quantifying the impact of sparsity. within bitcoin markets.
                </P>
                <FTNT>
                    <P>
                        <SU>62</SU>
                         Robertson, Kevin, and Jiani Zhang. (2022) “Suitable Price Discovery Measurement of Bitcoin Spot and Futures Markets.” Available at SSRN: 
                        <E T="03">https://ssrn.com/abstract=4012165</E>
                         or
                        <E T="03"> http://dx.doi.org/10.2139/ssrn.4012165.</E>
                    </P>
                </FTNT>
                <P>The authors show IS and CS are sensitive to input data's level of sparsity with numerical experiments. When the sparsity level is about 10% for a designed-to-lead market, IS and CS show the known-leading market clearly contributes a majority to price discovery. However, as the sparsity is increased, the known-leading market begins to contribute less to price discovery and, when the level of sparsity is higher than 30%, using IS and CS produces mixed results or the opposite conclusion of what is true.</P>
                <P>Buccheri explains the effect of using VECM based metrics with violation of model assumptions from theorical perspective, and Robertson and Zhang show the effect with numerical experiments and provide empirical evidence about to what extent using VECM can give unreliable results. Both emphasize that sparsity level is important regarding price discovery measurement using VECM based metrics.</P>
                <P>Although Robertson and Zhang state that the choice of market to create the experiment data does not change the conclusion, Sponsor replicated their experiment using a different market to provide additional evidence on the impact of sparsity on VECM based metrics. Sponsor calculates the IS and CS every day from Q1 2019 through Q1 2021 (821 days) between the artificially leading (by 3 seconds) version of the BitMEX USD perpetual futures market at 9 different levels of sparsity (measured by the percent of random data removed, 10% increments starting at 10% and ending at 90%) and the original BitMEX USD perpetual futures market. To satisfy the VECM assumption that prices/returns are synchronous, Sponsor used the typical and commonly used form of forward filling using previous second values. Figure 2 shows the distributions of daily IS and CS values for the designed-to-lead market. The x axis is the sparsity level, and the y axis is IS/CS. The plotted results show that, as the level of sparsity is increased, the known leading market begins to contribute less to price discovery causing mixed results (both IS and CS dropped from above 0.8 to less than 0.2) and the opposite conclusion of what is true. The market is considered leading when IS/CS is above 0.5.</P>
                <GPH SPAN="3" DEEP="174">
                    <PRTPAGE P="46264"/>
                    <GID>EN19JY23.174</GID>
                </GPH>
                <P>The observations from Sponsor's experiment confirm the conclusions of Buccheri (2019) and Robertson and Zhang (2022) that VECM derived metrics are sensitive to the level of sparsity within market data.</P>
                <P>Robertson and Zhang (2022) show that only about half of the markets included in the quarter of 2021 have trades for every second increment. Taking the CME USD futures market, Coinbase USD spot market, and BitMEX USD perpetual futures markets as representatives of bitcoin futures market, spot market, and perpetual market, Table 3 shows their comparison in average time in seconds between trades in each quarter. In the first quarter of 2019, on average, CME records a trade every 111 seconds (~2 minutes) while Coinbase records a trade every 3 seconds. In more recent time periods, the sparsity level decreases for CME, but is still 25 times higher than the Coinbase USD spot market and BitMEX USD perpetual futures market in the first quarter of 2021.</P>
                <GPH SPAN="3" DEEP="111">
                    <GID>EN19JY23.175</GID>
                </GPH>
                <P>
                    Due to the high sparsity of CME Bitcoin futures data, the Sponsor attributes the “mixed results” in previous academic studies that have failed to demonstrate that the CME bitcoin futures market constitutes a market of significant size to the problems associated with using econometric models without considering the suitability. When analyzing information flow with daily data that has low sparsity level, the analysis using metrics derived from VECM (
                    <E T="03">e.g.,</E>
                     Hu, 
                    <E T="03">et al.,</E>
                     2019) is convincing. However, for analyzing intraday information flow and accounting for the varying levels of sparsity among the bitcoin market, the sponsor believes the framework of correlation-based lead-lag analysis using the Hayashi-Yoshida (HY) estimator 
                    <SU>63</SU>
                    <FTREF/>
                     to compute correlation and its extension by other academic researchers, including Hoffman (2013) 
                    <SU>64</SU>
                    <FTREF/>
                     and Huth (2011),
                    <SU>65</SU>
                    <FTREF/>
                     to obtain the lead-lag seconds and lead-lag ratio is more suitable.
                </P>
                <FTNT>
                    <P>
                        <SU>63</SU>
                         Hayashi, Takaki, and Nakahiro Yoshida. “On covariance estimation of non-synchronously observed diffusion processes.” 
                        <E T="03">Bernoulli</E>
                         11, no. 2 (2005): 359-379. 
                        <E T="03">http://www.jstor.org/stable/3318933.</E>
                         The authors proposed a novel method (HY estimator) of estimating the covariance of two diffusion processes when they are observed only at discrete times in a non-synchronous manner. This methodology addresses the issue that the traditional realized covariance estimator encounters, which is that the choice of regular interval size and data interpolation scheme can lead to unreliable estimation. The new method Hayashi and Yoshida introduced in this paper is free from any interpolation and therefore avoids the bias and other problems caused by it.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>64</SU>
                         Hoffmann, Marc, Mathieu Rosenbaum, and Nakahiro Yoshida. “Estimation of the lead-lag parameter from non-synchronous data.” 
                        <E T="03">Bernoulli</E>
                         19, no. 2 (2013): 426-461. 
                        <E T="03">http://www.jstor.org/stable/23525731.</E>
                         The authors propose a methodology for modeling the lead-lag effect between two financial assets with non-synchronous data based on Hayashi and Yoshida's work (2015). It has been applied in various price discovery research publications. The Sponsor's analysis utilized this methodology to obtain pairwise lead-lag seconds between two markets.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>65</SU>
                         Huth, Nicolas, and Frédéric Abergel. “High frequency lead/lag relationships—empirical facts.” 
                        <E T="03">Journal of Empirical Finance</E>
                         26 (2014): 41-58. 
                        <E T="03">https://doi.org/10.1016/j.jempfin.2014.01.003.</E>
                    </P>
                </FTNT>
                <P>
                    Lead-lag seconds and lead-lag ratio are the typical output metrics in correlation-based lead-lag analysis. The former measures the relative time in lead or lag between two markets and the latter measures the relative strength of the lead-lag relationship between two markets. They are both free from any imputation or sampling within non-synchronous and/or infrequent data and have proven to be useful in price discovery research in other markets. Dao (2018) 
                    <SU>66</SU>
                    <FTREF/>
                     applied the Hayashi-Yoshida estimator in a lead-lag framework with these two metrics on price discovery 
                    <PRTPAGE P="46265"/>
                    research of the S&amp;P 500 index and the two most liquid ETFs that track it. This academic study is the first to analyze the effect of information arrival on the lead-lag relationship among related spot instruments and concludes that sophisticated investors have a more significant effect on the lead-lag relationship. The analysis from this study confirms that using the Hayashi-Yoshida estimator in a lead-lag framework is suitable for analyzing high frequency, tick level, non-synchronous data even timestamped to milliseconds. Sponsor notes that there is academic research studying high-frequency lead-lag relationships between multiple bitcoin spot markets using the Hayashi-Yoshida estimator with lead-lag seconds and lead-lag ratio from Schei (2019).
                    <SU>67</SU>
                    <FTREF/>
                     The suitability test performed by Robertson and Zhang (2022) shows that these two metrics are not sensitive to the level of sparsity within markets. Their experiment shows that the accuracy of lead-lag seconds is consistent across the varying levels of sparsity and the lead-lag ratio moves closer to 1 (
                    <E T="03">i.e.,</E>
                     provides less certainty about the result) when the level of sparsity increases. Lead-lag ratio quantifies how strong the relationship is, and the strength can be considered as the confidence level associated with the conclusion that one market leads or lags another. The closer the lead-lag ratio is to 1, the less certain one can conclude the relationship is of one market's lead/lag over the other market.
                </P>
                <FTNT>
                    <P>
                        <SU>66</SU>
                         Dao, Thong Minh, Frank McGroarty, and Andrew Urquhart. “Ultra-high-frequency lead-lag relationship and information arrival.” 
                        <E T="03">Quantitative Finance</E>
                         18, no. 5 (2018): 725-735. 
                        <E T="03">https://doi.org/10.1080/14697688.2017.1414484.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>67</SU>
                         Schei, Norheim Schei.  “High Frequency Lead-Lag Relationships in the Bitcoin Market.” (unpublished master's thesis, 2019).  Copenhagen Business School, Copenhagen, Denmark.
                    </P>
                </FTNT>
                <P>Again, Sponsor replicated the suitability test using the HY estimator in a lead-lag framework performed by Robertson and Zhang (2022) but on the BitMEX USD perpetual futures market. As mentioned by the authors, no interpolation is needed in this version of the experiment because the HY estimator computes directly from non-synchronous data. Figure 3 shows the distribution of daily lead-lag seconds and daily lead-lag ratios between the artificially leading and sparse versions of the BitMEX USD perpetual futures market and the original BitMEX USD perpetual futures market.</P>
                <GPH SPAN="3" DEEP="171">
                    <GID>EN19JY23.176</GID>
                </GPH>
                <P>The observations from Sponsor's experiment match those of Robertson and Zhang (2022) that the HY estimator used in a lead-lag framework is not sensitive to the level of sparsity within market data. The distribution of lead-lag seconds shows that the time shift parameter that maximizes the HY estimator is consistently +3 seconds—which is the amount of time the artificial market was advanced by. The distribution of the lead-lag ratios are consistently above 1, showing that the leading relationship of the artificial market over the original is strong. As Robertson and Zhang also noted, the lead-lag ratios decay towards the level of 1 with increasing levels of sparsity, which matches the expectation that the lead-lag relationship becomes weak when one of the markets rarely has data.</P>
                <P>
                    Sponsor's analysis expands the research of 
                    <E T="03">Schei</E>
                     by using the Hayashi-Yoshida estimator with a lead-lag framework and the same metrics but on both bitcoin spot and futures markets. It is worth mentioning, the lead-lag framework is different than a VECM based approach. A VECM based approach, for example IS, measures the proportion of the variance of the permanent component of prices coming from each market and the total variance and the variance proportion change when the number of markets included changes. Therefore, “omitting substantial information flows from other markets [by using a two-dimensional methodology] can produce misleading results”, which Alexander and Heck (2020) 
                    <SU>68</SU>
                    <FTREF/>
                     state in their study as the motivation to use Generalized Information Share instead of the original Information Share metric. This is a limitation for two-dimensional VECM based metrics and does not apply to Sponsor's correlation-based lead-lag analysis. This is because VECM based metrics measure the proportion of price discovery among markets while a lead-lag framework measures how much time one market leads/lags another without the need to compute the total variance of the permanent component of prices.
                </P>
                <FTNT>
                    <P>
                        <SU>68</SU>
                         C. Alexander &amp; D. Heck “Price discovery in Bitcoin: The impact of unregulated markets”, 50 
                        <E T="03">J. Financial Stability</E>
                         100776 (2020).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Lead-Lag Analysis</HD>
                <P>
                    In the lead-lag analysis, Sponsor examined the pairwise lead-lag relationship within the spot market and futures market, as well as across them. For each pair, Sponsor computed the correlation coefficients using the HY estimator between one market price time series and a second market price time series as well as timestamp-adjusted (leading/lagging) versions of the second market to find the time delta that maximizes their correlation. The range of time deltas is from −
                    <E T="03">N</E>
                     seconds to 
                    <E T="03">N</E>
                     seconds in one second increments. In the Sponsor's analysis, the parameter 
                    <E T="03">N</E>
                     is set as 15. In the Sponsor's analysis, the parameter 
                    <E T="03">N</E>
                     is set as 15. For illustration below, Sponsor uses the pair of CME USD Futures (denoted as price 
                    <PRTPAGE P="46266"/>
                    time series X) and Coinbase USD Spot (denoted as price time series Y) as an example to describe the process.
                </P>
                <P>
                    <E T="03">Step 1:</E>
                     Fix the timestamp of CME and adjust the timestamps of Coinbase from 
                    <E T="03">N</E>
                     seconds lagging to 
                    <E T="03">N</E>
                     seconds leading. Figure 4 shows this process with time deltas equal to 1 and −1 for illustration purpose.
                </P>
                <BILCOD>BILLING CODE 8011-01-P</BILCOD>
                <GPH SPAN="3" DEEP="247">
                    <GID>EN19JY23.177</GID>
                </GPH>
                <P>
                    <E T="03">Step 2:</E>
                     Compute the correlation coefficients between CME price time series and each of timestamp-adjusted time series of Coinbase with 
                    <E T="03">l</E>
                     seconds (
                    <E T="03">l</E>
                     ∈ [−
                    <E T="03">N, N</E>
                    ]) lead/lag using HY estimator. The correlation coefficient is defined as (Hayashi &amp; Yoshida 2005):
                </P>
                <GPH SPAN="3" DEEP="184">
                    <GID>EN19JY23.178</GID>
                </GPH>
                <P>
                    The numerator of 
                    <E T="03">
                        p
                        <AC T="3"/>
                    </E>
                     is the covariance between CME and Coinbase, which equates to the sum pf every product of price changes that share a time overlap. Figure 5 shows this process with a simple example.
                </P>
                <GPH SPAN="3" DEEP="204">
                    <PRTPAGE P="46267"/>
                    <GID>EN19JY23.179</GID>
                </GPH>
                <P>
                    <E T="03">Step 3:</E>
                     Collect the correlation coefficients with different lead-lag seconds as a correlation curve and search for the value 
                    <E T="03">l</E>
                    <E T="54">max</E>
                     from −
                    <E T="03">N</E>
                     to 
                    <E T="03">N</E>
                     that maximizes their correlation. Meanwhile, compute the lead-lag ratio between CME and Coinbase, 
                    <E T="03">llr,</E>
                     to measure the strength of the lead-lag relationship (Huth &amp; Abergel 2012). It is defined as
                </P>
                <GPH SPAN="3" DEEP="24">
                    <GID>EN19JY23.180</GID>
                </GPH>
                <P>
                    The further the 
                    <E T="03">llr</E>
                     is from 1, the stronger the relationship is of one market's lead/lag over the other market. The 
                    <E T="03">llr</E>
                     is used in conjuntion with the HY correlation coefficient and the lead-lag seconds to provide a more comprehensive analysis. If 
                    <E T="03">llr</E>
                     ∈ [0.95, 1.05] or 
                    <E T="03">l</E>
                    <E T="54">max</E>
                     is zero, we conclude neither market leads. If 
                    <E T="03">llr</E>
                     is not in the range [0.95, 1.05] and 
                    <E T="03">l</E>
                    <E T="54">max</E>
                     is positive, CME leads Coinbase by 
                    <E T="03">l</E>
                    <E T="54">max</E>
                     seconds and vice versa. Figure 6 shows an example of the correlation curve.
                </P>
                <GPH SPAN="3" DEEP="249">
                    <GID>EN19JY23.181</GID>
                </GPH>
                <P>
                    These three steps provide the pairwise lead-lag seconds between two markets. To measure a market's overall price discovery leadership, the results are aggregated by taking the average 
                    <PRTPAGE P="46268"/>
                    lead-lag seconds it has with all other markets included in a quarter.
                </P>
                <HD SOURCE="HD3">Conclusion of Reasonable Likelihood-Lead Lag Analysis</HD>
                <P>Sponsor's results suggest that, out of the 20 spot markets and 26 futures markets analyzed, the CME bitcoin futures market plays the most important role in price discovery during each quarter spanning from the first quarter of 2019 to the first quarter of 2021. Figure 7 shows the average pairwise lead-lag seconds between CME bitcoin futures and other bitcoin markets with 95% confidence intervals using the calculations introduced in previous session. The blue dots represent the CME's average leading time in seconds and the black line represents the confidence interval. All the blue dots are above 0 and only 6 markets have lower confidence bounds slightly below 0; therefore, Sponsor concludes the CME bitcoin futures market leads all other markets included in the analysis.</P>
                <GPH SPAN="3" DEEP="294">
                    <GID>EN19JY23.182</GID>
                </GPH>
                <P>Table 4 lists the detailed results for every pair of CME against other markets with lead-lag seconds used to create Figure 7 along with lead-lag ratios.</P>
                <GPH SPAN="3" DEEP="593">
                    <PRTPAGE P="46269"/>
                    <GID>EN19JY23.183</GID>
                </GPH>
                <P>Additionally, Sponsor compared the CME bitcoin futures market's leadership with other markets by aggregating each market's lead-lag by taking the average of each markets lead-lag seconds over all other markets in a quarter.</P>
                <P>
                    Figure 8 shows that, while other category leaders can change rank each quarter, they consistently rank below CME futures in average seconds leading. This consistency, along with the Sponsor's inclusion standards of strict overall average market correlations and demonstrative lead-lag ratios, speaks to the strength of CME futures' leadership 
                    <PRTPAGE P="46270"/>
                    across spot and futures markets globally.
                    <SU>69</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>69</SU>
                         For more information, see Memorandum from the Division of Trading and Markets regarding a September 8, 2021 meeting with representatives from Fidelity Digital Assets, et al. (Sept. 8, 2021) 
                        <E T="03">available at https://www.sec.gov/comments/sr-cboebzx-2021-039/srcboebzx2021039-250110.pdf.</E>
                    </P>
                </FTNT>
                <GPH SPAN="3" DEEP="276">
                    <GID>EN19JY23.185</GID>
                </GPH>
                <P>Figure 9 shows the average lead over all other markets for each market category leader by quarter. For example, the market leader within the USD Futures category (which is consistently CME) leads all other markets by an average of 5.8 seconds in Q1 2019.</P>
                <GPH SPAN="3" DEEP="188">
                    <GID>EN19JY23.186</GID>
                </GPH>
                <P>Another observation from Figure 9 is that there is a clear decline in seconds-leading through time for these market category leaders. As discussed further below (Figure 10 &amp; 11), this declining lead-lag time does not mean that a particular market category leader's strength in leadership is deteriorating, as it is not only evident for market category leaders, but all markets, and suggests efficiency within the bitcoin markets has continued to improve.</P>
                <P>
                    The lead-lag relationships between and among bitcoin futures and spot markets provide insights into the directional influences of markets on price discovery, with the CME Bitcoin futures market playing the most 
                    <PRTPAGE P="46271"/>
                    important role in price discovery during each quarter spanning from the first quarter of 2019 to the first quarter of 2021, as noted above. Arbitrage between the CME Bitcoin futures market and spot markets would tend to counter an attempt to manipulate the spot market alone. Thus, the Sponsor's analysis supports the conclusion that there is a reasonable likelihood that a person attempting to manipulate the Shares would also have to trade on the CME Bitcoin futures market to manipulate the ETP.
                </P>
                <P>Figure 10 shows that the absolute average of every market's overall lead-lag seconds (average lead-lag seconds over all other markets) has steadily decreased from the first quarter of 2019 to the first quarter of 2021. This suggests that the efficiency within bitcoin markets has continued to improve, and the window of arbitrage opportunity has closed with increasing speed.</P>
                <GPH SPAN="3" DEEP="208">
                    <GID>EN19JY23.187</GID>
                </GPH>
                <P>While average lead/lag among markets has decreased over time, this does not mean that relative leadership among markets has decreased over time. To understand relative leadership among markets during different time periods, Sponsor standardizes each market's average lead/lag with other markets by dividing the market's average lead with other markets by the average of every market's absolute average lead with other markets. This relative leadership score (RLS) of market x is defined as:</P>
                <GPH SPAN="3" DEEP="33">
                    <GID>EN19JY23.188</GID>
                </GPH>
                <P>The RLS of the CME bitcoin futures market indicates that the strength of CME leadership has not deteriorated, shown in Figure 11. The RLS for the CME USD futures market is relatively stable—indicating that there is no deterioration in the strength of this market and even a slight increase in strength during the last three quarters observed—even the average lead/lag (the denominator of RLS plotted in Figure 10) among markets has decreased over time.</P>
                <GPH SPAN="3" DEEP="174">
                    <PRTPAGE P="46272"/>
                    <GID>EN19JY23.189</GID>
                </GPH>
                <P>To summarize, the top rank in average leading seconds and the pairwise leading results with confidence intervals for the CME bitcoin futures market, support the conclusion that there is a reasonable likelihood that a person attempting to manipulate the Shares would also have to trade on the CME bitcoin futures market to manipulate the ETP. The RLS of the CME bitcoin futures market provides evidence that that likelihood has stayed consistent while the efficiency within the bitcoin markets has continued to improve.</P>
                <HD SOURCE="HD3">3. Trading in the Shares Unlikely to be Predominant Influence on Prices in CME Bitcoin Futures Market</HD>
                <P>
                    As described above, the Commission requires the Exchange to conclude that it is unlikely that trading in the Shares would become the predominant influence on prices in the CME Bitcoin Futures market. In a recent approval order 
                    <SU>70</SU>
                    <FTREF/>
                     of a bitcoin-futures ETP, the Commission concluded that it is unlikely that trading in the proposed bitcoin-futures ETP would be the predominant influence on prices in the CME bitcoin futures market. The Commission specifies as reasons for its conclusion “the maturation of the CME bitcoin futures market since its inception in 2017-including, but not limited to, the overall size, volume, liquidity, and number of years of trading in the CME bitcoin futures market and evidence from the 1940 Act-registered Bitcoin Futures ETFs”. Sponsor agrees with the Commission's remarks on the maturation of the CME bitcoin futures market and would also add “price discovery leadership”, as discussed above, to the list of maturation evidence. As evidence from the 1940 Act-registered Bitcoin Futures ETFs, the Commission states it “has neither observed any disruption to the CME bitcoin futures market, nor any evidence that the Bitcoin Futures ETFs have exerted dominant influence on CME bitcoin futures prices.” Through its own analysis, Sponsor again agrees with the Commission's remarks and, as discussed below, also found that the level of price discovery leadership associated with the CME bitcoin futures market remained unchanged since the launch of Bitcoin Futures ETFs.
                </P>
                <FTNT>
                    <P>
                        <SU>70</SU>
                         See Exchange Act Release No. 94620 (April 6, 2022), 87 FR 21676 (April 12, 2022) (the “Teucrium Approval”) and 94853 (May 5, 2022) (collectively, with the Teucrium Approval, the “Bitcoin Futures Approvals”).
                    </P>
                </FTNT>
                <P>In considering the question of whether the proposed bitcoin-spot ETP would be the predominant influence on prices in the CME bitcoin futures market, Sponsor conducted a numerical experiment to best estimate the effect since it is not feasible to directly evaluate the effect for the proposed ETP before its existence. The experiment is designed to observe whether the price discovery leadership of the CME bitcoin futures market can be changed by a new market (specifically an ETP) entering with high trade activity. If it is, it is reasonable to assume that the proposed bitcoin-spot ETP could be the predominant influence on prices in the CME bitcoin futures market if it has high trade activity. However, if it is not, it is also reasonable to assume that the proposed bitcoin-spot ETP would not be the predominant influence. From the numerical experiment, Sponsor aims to demonstrate that high trade activity or volume is not the key factor in price discovery.</P>
                <P>Sponsor used trade data from a recently launched bitcoin futures-based ETF, ProShares Bitcoin Strategy ETF (“BITO”), which caused high trading activity after its launch, as the model in its experiment. BITO is a Commission-registered ETF that is listed and traded on a U.S. regulated national securities exchange and was launched on October 18, 2021. As described in its prospectus, BITO seeks to invest primarily in CME Bitcoin futures contracts.</P>
                <P>Sponsor selected two periods, representing a regular period with normal trading activity and a period with new information and heightened trading activity (from approximately $15 billion to $34 billion) in the CME Bitcoin futures market as seen from Figure 12. The experiment is to compare whether the leadership of CME increased during the second period. If not, it is reasonable to conclude the heightened trading activity in the futures market did not increase the leadership of the futures market. With that same logic, the potential heightened trading activity in the spot market would not increase the leadership of the spot market.</P>
                <P>Sponsor obtained tick level data from Coin Metrics for all markets included in the lead-lag analysis described above spanning two specific periods: 11 days before the launch of BITO (10/8/2021—10/18/2021) and 11 days after the launch (10/19/2021-10/29/2021). For the 11 days after the launch of BITO, Sponsor obtained tick-level trade data on BITO via Bloomberg and aggregated to the one second floor level using the same method described above.</P>
                <GPH SPAN="3" DEEP="262">
                    <PRTPAGE P="46273"/>
                    <GID>EN19JY23.190</GID>
                </GPH>
                <P>Sponsor examined the pairwise lead-lag relationship between CME bitcoin futures and all other markets included. For each pair, Sponsor computed the correlation coefficients using the same lead-lag framework and HY estimator between CME bitcoin futures and the second market price timeseries as well as timestamp-adjusted (leading/lagging) versions of the second market to find the time delta that maximized their correlation. The only differences between Sponsor's BITO analysis and the quarterly analysis spanning Q1 2019 through Q1 2021 discussed above are the timeframes and a stricter average correlation threshold (.2 instead of.1) in the BITO analysis given the shorter timeframe.</P>
                <P>The results of this experiment in Figure 13 show the CME bitcoin futures market leading all markets for the period of 11 days prior to the launch of BITO. The price discovery leadership of the CME bitcoin futures market still leads after BITO's launch in the period of 10/19/2021 to 10/29/2020, but CME's leadership does not become stronger even though the trading volume increased significantly.</P>
                <GPH SPAN="3" DEEP="299">
                    <PRTPAGE P="46274"/>
                    <GID>EN19JY23.191</GID>
                </GPH>
                <P>Given that the CME bitcoin futures market did not see an increase in price discovery leadership even during a period of heightened activity (trading volume increased from 15 billion to 34 billion) on that market after BITO's launch, Sponsor believes it would be unreasonable to assume that the level of the spot markets' leadership would increase (CME bitcoin futures market price leadership would deteriorate) due to the potential heightened trade activity in the spot markets after the proposed spot-based ETP launch. This dynamic is illustrated in Figure 14.</P>
                <GPH SPAN="3" DEEP="235">
                    <GID>EN19JY23.192</GID>
                </GPH>
                <BILCOD>BILLING CODE 8011-01-C</BILCOD>
                <P>
                    Based on the experiment, Sponsor concludes the inherent features of futures are more important factors in price discovery and allow this market to dominate even with lower or changing levels of volume. This conclusion is also supported in academic research 
                    <FTREF/>
                    <SU>71</SU>
                      
                    <PRTPAGE P="46275"/>
                    studying similar patterns in other asset classes. It is worth mentioning that it is not feasible to directly evaluate the effect for the proposed ETP before its existence. The numerical experiment above is to best estimate the effect and eliminate the concern on the potential high trade activity in spot markets caused by the proposed ETP.
                </P>
                <FTNT>
                    <P>
                        <SU>71</SU>
                         Futures with much smaller trading volumes compared to the underlying spot market can still 
                        <PRTPAGE/>
                        dominate price discovery. See Hauptfleisch, Martin, Ta
                        <AC T="8"/>
                        lis J. PutniņŜ, and Brian Lucey. “Who sets the price of gold?” “London or New York.” 
                        <E T="03">Journal of Futures Markets</E>
                         36, no. 6 (2016): 564-586. 
                        <E T="03">https://doi.org/10.1002/fut.21775</E>
                         for more information.
                    </P>
                </FTNT>
                <P>Moreover, Sponsor believes that there will be no material effect of the Shares' trade prices on CME bitcoin futures prices from secondary market trading activities. To estimate this effect, Sponsor uses BITO in its analysis as the first ETP launched in U.S. and a reasonable example of a general ETP. Sponsor examined the pairwise lead-lag relationship between BITO and all other markets included in previous analysis. As seen in Table 5, only four markets have a lead-lag ratio (the strength measurement of the lead-lag relationship) outside the range of [.95,1.05] and non-zero lead-lag seconds to conclude they are leading or lagging. Sponsor interprets this result as BITO's lead-lag relationship with other bitcoin markets is not significant.</P>
                <GPOTABLE COLS="3" OPTS="L2,nj,i1" CDEF="s100,12,12">
                    <TTITLE>Table 5—Markets With Significant Lead/Lag Relationships to BITO</TTITLE>
                    <BOXHD>
                        <CHED H="1"> </CHED>
                        <CHED H="1">
                            BITO
                            <LI>leadership</LI>
                            <LI>(lead-lag</LI>
                            <LI>seconds)</LI>
                        </CHED>
                        <CHED H="1">
                            Lead-lag
                            <LI>ratio</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">CME USD Ordinary Futures</ENT>
                        <ENT>−1</ENT>
                        <ENT>0.909</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Kraken USD Ordinary Futures</ENT>
                        <ENT>−1</ENT>
                        <ENT>0.926</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Huobi USD Ordinary Futures (Bi-Quarterly)</ENT>
                        <ENT>−1</ENT>
                        <ENT>0.933</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">CEX.IO USD Spot</ENT>
                        <ENT>12</ENT>
                        <ENT>1.067</ENT>
                    </ROW>
                </GPOTABLE>
                <P>Regarding BITO's price discovery contribution measured by lead-lag seconds, it does not lead any bitcoin markets except CEX.IO USD spot market, which not only lags BITO but also lags all other bitcoin markets. More importantly, the CME bitcoin futures market leads BITO with the highest level of certainty as seen from the lead-lag ratio. As such, Sponsor concludes that the proposed ETP would have no material impact on CME bitcoin futures prices.</P>
                <P>
                    The gold market shares certain characteristics with the bitcoin market—both gold and bitcoin have a finite supply, are traded globally in various market venues against various currency pairs and have a robust futures market. In addition, many investors view bitcoin as a form of digital gold and in looking to determine the potential impact of price discovery in trading in the ETP shares on the secondary market, the Sponsor looks to the gold market as an analogous market to bitcoin when looking to determine the impact of price discovery. According to a previous study 
                    <SU>72</SU>
                    <FTREF/>
                     the Sponsor reviewed, the authors analyzed intraday data on gold prices from 1997-2014 and concluded that futures markets tend to lead price discovery in the gold market despite the spot market having ten times more volume than the U.S. futures market. A second 
                    <SU>73</SU>
                    <FTREF/>
                     study that the sponsor analyzed, came to the same conclusion that futures are the global leader in price discovery for gold, with a growing influence of ETPs.
                </P>
                <FTNT>
                    <P>
                        <SU>72</SU>
                         See Hauptfleisch, et. al.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>73</SU>
                         Sehgal, Sanjay, Neharika Sobti, and Florent Diesting. “Who leads in intraday gold price discovery and volatility connectedness: Spot, futures, or exchange-traded fund?” 
                        <E T="03">Journal of Futures Markets</E>
                         41, no. 7 (2021): 1092-1123. 
                        <E T="03">https://doi.org/10.1002/fut.22208.</E>
                    </P>
                </FTNT>
                <P>Further, Sponsor believes that Shares of the Trust trading on the secondary market could have a positive impact on the CME Bitcoin Futures market leading position. Sponsor believes this due to the use of CME Bitcoin Futures in hedging activities by market participants. One such example, is when Authorized Participants transact on both the secondary and primary markets. In order to arbitrage or fulfill large basket trades on behalf of clients, Authorized Participants may transact in the primary market with the ETP by creating and/or redeeming and then immediately offsetting that transaction in the secondary market. Because the primary market is settled in-kind (meaning the exchange of shares and bitcoin) and the secondary market is settled in cash (meaning the exchange of shares and fiat currency), the Authorized Participant needs to transact in the bitcoin spot market. Given there is a lag between the secondary market transaction, the striking of the NAV per Share in the primary market and the settlement of the primary market transaction, the Authorized Participants will look to hedge their exposure to the bitcoin market using bitcoin futures. For the reasons discussed throughout this document such as the transparency, low fees, and leverage capabilities, many market participants look to hedge themselves using futures and Sponsor believes that will be the case with Authorized Participant transactions in respect of the Trust as well.</P>
                <P>
                    The Exchange also believes that trading in the Shares would not be the predominant force on prices in the Bitcoin Futures market (or spot market) for several additional reasons, including the significant volume in the Bitcoin Futures market, the size of bitcoin's market cap (approximately $1 trillion), and the significant liquidity available in the spot market. According to the Sponsor's analysis, in the second quarter of 2021, bitcoin futures volume greatly exceeded volumes in the spot markets. The volume of the bitcoin futures market was approximately $7.1 trillion where the volume of the bitcoin spot markets was approximately $1.4 trillion.
                    <SU>74</SU>
                    <FTREF/>
                     In addition to the Bitcoin Futures market data points cited above, the spot market for bitcoin is also very liquid. According to data from CoinRoutes from February 2021, the cost to buy or sell $5 million worth of bitcoin averages roughly 10 basis points with a market impact of 30 basis points.
                    <SU>75</SU>
                    <FTREF/>
                     For a $10 million market order, the cost to buy or sell is roughly 20 basis points with a market impact of 50 basis points. Stated another way, a market participant could enter a market buy or sell order for $10 million of bitcoin and only move the market 0.5%. More strategic purchases or sales (such as using limit orders and executing through OTC bitcoin trade desks) would 
                    <PRTPAGE P="46276"/>
                    likely have less obvious impact on the market—which is consistent with MicroStrategy, Tesla, and Square being able to collectively purchase billions of dollars in bitcoin. As such, the combination of Bitcoin Futures leading price discovery, the overall size of the bitcoin market, and the ability for market participants, including authorized participants creating and redeeming with the Trust, to buy or sell large amounts of bitcoin without significant market impact will help prevent the Shares from becoming the predominant force on pricing in either the bitcoin spot or Bitcoin Futures markets, satisfying part (b) of the test outlined above.
                </P>
                <FTNT>
                    <P>
                        <SU>74</SU>
                         For more information, see Memorandum from the Division of Trading and Markets regarding a September 8, 2021 meeting with representatives from Fidelity Digital Assets, et al. (Sept. 8, 2021) 
                        <E T="03">available at https://www.sec.gov/comments/sr-cboebzx-2021-039/srcboebzx2021039-250110.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>75</SU>
                         These statistics are based on samples of bitcoin liquidity in USD (excluding stablecoins or Euro liquidity) based on executable quotes on Coinbase Pro, Gemini, Bitstamp, Kraken, LMAX Exchange, BinanceUS, and OKCoin during February 2021.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(b) SEC Approval of Bitcoin Futures ETFs and CME Surveillance</HD>
                <P>Bitcoin Futures represent a growing influence on pricing in the spot bitcoin market as has been laid out above and in other proposals to list and trade Spot Bitcoin ETPs. Pricing in Bitcoin Futures is based on pricing from spot bitcoin markets. As noted above, the statement from the Teucrium Approval that “CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts . . . indirectly by trading outside of the CME bitcoin futures market,” makes clear that the Commission believes that CME's surveillance can capture the effects of trading on the relevant spot markets on the pricing of Bitcoin Futures. While the Commission makes clear in the Teucrium Approval that the analysis only applies to the Bitcoin Futures market as it relates to an ETP that invests in Bitcoin Futures as its only non-cash or cash equivalent holding, if CME's surveillance is sufficient to mitigate concerns related to trading in Bitcoin Futures for which the pricing is based directly on pricing from spot bitcoin markets, it's not clear how such a conclusion could apply only to ETPs based on Bitcoin Futures and not extend to Spot Bitcoin ETPs.</P>
                <P>Additionally, a Bitcoin Futures ETF is actually potentially more susceptible to manipulation than a Spot Bitcoin ETP where the underlying trust offers only in-kind creation and redemption. Specifically, the pricing of Bitcoin Futures is based on prices from spot bitcoin markets, while shares of a Spot Bitcoin ETP would represent an interest in bitcoin directly and authorized participants for a Spot Bitcoin ETP would be able to source bitcoin from any exchange and create or redeem with the applicable trust regardless of the price of the underlying index. Potential manipulation of a Bitcoin Futures ETF would require manipulation on the spot markets on which the pricing for Bitcoin Futures are based while the in-kind creation and redemption process and fungibility of bitcoin means that a would be manipulator of a Spot Bitcoin ETP would need to manipulate the price across all bitcoin markets or risk simply providing arbitrage opportunities for authorized participants. Further to this point, this arbitrage opportunity also acts to reduce any incentives to manipulate the price of a Spot Bitcoin ETP because the underlying trust will create and redeem shares at set rates of bitcoin per share without regard to the price that the ETP is trading at in the secondary market or the price of the underlying index. As such, the Exchange believes that part (a) of the significant market test outlined above is satisfied and that common membership in ISG between the Exchange and CME would assist the listing exchange in detecting and deterring misconduct in the Shares.</P>
                <P>
                    Recently, the Commission allowed three ETFs primarily invested in CME Bitcoin futures to register and list on a national securities exchange  (“Bitcoin Futures ETFs”).
                    <SU>76</SU>
                    <FTREF/>
                     As described in its prospectus, BITO does not invest directly in bitcoin but rather seeks to provide capital appreciation primarily through managed exposure to cash-settled bitcoin futures contracts traded on commodity exchanges registered with the Commodity Futures Trading Commission (“CFTC”). Currently, the only such contracts that are traded on, or subject to the rules of, the CME. CME Bitcoin futures are cash-settled in U.S. dollars based on the CME DF Bitcoin Reference Rate (“BRR”), which is a volume-weighted composite of U.S. dollar-bitcoin trading activity on certain constituent exchanges including Bitstamp, Coinbase, Gemini, itBit, Kraken, and LMAX Digital.
                    <SU>77</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>76</SU>
                         ProShares Bitcoin Strategy ETF (BITO); VanEck Bitcoin Strategy ETF (XBTF); Valkyrie Bitcoin Strategy ETF (BTF).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>77</SU>
                         
                        <E T="03">See</E>
                         CME CF Bitcoin Reference Rate Index data at 
                        <E T="03">https://www.cmegroup.com/trading/cryptocurrency-indices/cf-bitcoin-reference-rate.html.</E>
                    </P>
                </FTNT>
                <P>
                    The CME reference rate is based on substantially the same pricing data from digital asset trading platforms as the Index used by the Trust. The Index is designed to reflect the performance of bitcoin in U.S. dollars and the current constituent exchange composition of the Index is Bitstamp, Coinbase, Gemini, itBit, Kraken, and LMAX Digital. As noted recently by a commenter on another Rule 19b-4 application for a bitcoin spot ETP, Bitcoin Futures ETFs and the Trust are exposed to the same underlying pricing data and the same risks of manipulation.
                    <SU>78</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>78</SU>
                         
                        <E T="03">See</E>
                         Letter from Joseph A. Hall et al. to Vanessa Countryman on SR-NYSE-Arca-2021-90 (Nov. 29, 2021).
                    </P>
                </FTNT>
                <P>There is no basis, in law or in fact, for determining that the Bitcoin Futures ETFs satisfy the standards of Section 6(b)(5) of the Exchange Act while the Trust does not. Bitcoin pricing, whether in the spot market or the futures market, is determined in the digital asset trading platforms where supply and demand interact; and there is almost complete overlap in the underlying digital asset trading platforms that supply pricing information for the reference indices used by both the CME Bitcoin futures market and the Trust.</P>
                <P>
                    Just three weeks after the Bitcoin Futures ETFs began trading, the Commission again rejected a 19b-4 application filed by a spot bitcoin ETP on the grounds that the listing exchange had failed to demonstrate satisfaction of the Section 6(b)(5) standard.
                    <SU>79</SU>
                    <FTREF/>
                     The Commission specifically disagreed with the exchange's premises that (i) it is inconsistent with the Section 6(b)(5) standard for the Commission to permit a Bitcoin Futures ETF registered under the 1940 Act to launch but to disapprove the approval of a bitcoin spot ETP; (ii) it is inconsistent for the Commission to approve a Bitcoin Futures ETF that trades exclusively in CME Bitcoin Futures contracts and conclude that the CME Bitcoin Futures market is not a “market of significant size” under the Section 6(b)(5) standard; and (iii) there is no basis of fact or law that the 1940 Act is designed to prevent market manipulation in the markets in which the Bitcoin Futures ETF trades. Instead, the Commission stated that it considers each proposed rule change on its own merits and noted that the proposed rule did not relate to a product regulated under the 1940 Act and did not relate to the same underlying holdings as the Bitcoin Futures ETFs. In practice, however, the Commission did not address why a bitcoin spot ETP fails to satisfy the Section 6(b)(5) standard when it is exposed to the same underlying risks of manipulation as the CME Bitcoin Futures contracts primarily held by Bitcoin Futures ETFs, which have been allowed to register and list.
                </P>
                <FTNT>
                    <P>
                        <SU>79</SU>
                         Order Disapproving a Proposed Rule Change to List and Trade Shares of the VanEck Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, Securities Exchange Act Release No. 93559 (Nov. 12, 2021), 86 FR 64539 (Nov. 18, 2021) (SR-CboeBZX-2021-2019)(“VanEck Order”).
                    </P>
                </FTNT>
                <PRTPAGE P="46277"/>
                <P>
                    As recently as 2020, the Commission approved new exchange listing rules permitting ETFs registered under the 1940 Act, including Bitcoin Futures ETFs, to list under an exchange's generic listing standards without having to submit separate rule filing pursuant to Section 19(b).
                    <SU>80</SU>
                    <FTREF/>
                     In determining that the rule change was reasonably designed to help prevent fraudulent and manipulative acts and practice, the SEC stated that ETFs would be required to disclose its portfolio holdings under the 1940 Act and that the exchange rule included requirements relating to fire walls and procedures to prevent the use and dissemination of material, non-pubic information regarding the applicable ETF index and portfolio.
                    <SU>81</SU>
                    <FTREF/>
                     Importantly, with regard to surveillance, the Commission stated only that the rule change required the exchange to implement and maintain written surveillance procedures for ETF shares and noted that the exchange would use its existing surveillance procedures applicable to derivative products to monitor trading in ETF shares. In approving the generic listing standards, the SEC did not require in-depth analyses into any particular markets or index components.
                    <SU>82</SU>
                    <FTREF/>
                     While noting the ability of an exchange to rely on FINRA for information related to certain securities held by ETPs, the Commission focused its determination on the exchange's surveillance of the market for ETF shares. As a result, Bitcoin Futures ETFs are permitted to list and trade under generic listing standards based solely on the oversight of the underlying futures by the CFTC and futures exchanges with no acknowledgement or assessment by the Commission of the actual risk of fraud or manipulation related to underlying bitcoin spot markets referenced by such bitcoin futures—even when such bitcoin markets mirror those proposed as reference markets in the Index used by the Trust and other spot bitcoin ETP listing proposals.
                </P>
                <FTNT>
                    <P>
                        <SU>80</SU>
                         Self-Regulatory Organizations, NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt NYSE Arca Rule 5.2-E(j)(8) Governing the Listing and Trading of Exchange-Traded Fund Shares (Apr. 13, 2020) (SR-NYSE-Arca-2019-81).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>81</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>82</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>Because (i) the risks of manipulation in the bitcoin markets impacting the Trust are thus indistinguishable from those same risks impacting Bitcoin Futures ETFs; (ii) the Trust will have the same pricing sources, and (iii) the Trust will be subject to the same risks of manipulation as shares of Bitcoin Futures ETFs; the Exchange believes that the proposed rule change is sufficiently designed to prevent fraudulent and manipulative acts and practice. Approving this change is consistent with the treatment of substantially similar products, and the Exchange believes that any finding to the contrary would result in arbitrarily disparate treatment to the Trust.</P>
                <HD SOURCE="HD3">(c) Other Means To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <P>
                    The Commission has also recognized that the “regulated market of significant size” standard is not the only means for satisfying Section 6(b)(5) of the act, specifically providing that a listing exchange could demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement.
                    <SU>83</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>83</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37580. The Commission has also specifcally noted that it “is not applying a “cannot be manipulated” standard; instead, the Commission is examining whether the proposal meets the requirements of the Exchange Act and, pursuant to its Rules of Practice, places the burden on the listing exchange to demonstrate the validity of its contentions and to establish that the requirements of the Exchange Act have been met. 
                        <E T="03">Id.</E>
                         at 37582.
                    </P>
                </FTNT>
                <P>
                    The Exchange believes that such conditions are present. Specifically, the significant liquidity in the spot market and the impact of market orders on the overall price of bitcoin mean that attempting to move the price of bitcoin is costly and has grown more expensive over the past year. In January 2020, for example, the cost to buy or sell $5 million worth of bitcoin averaged roughly 30 basis points (compared to 10 basis points in 2/2021) with a market impact of 50 basis points (compared to 30 basis points in 2/2021).
                    <SU>84</SU>
                    <FTREF/>
                     For a $10 million market order, the cost to buy or sell was roughly 50 basis points (compared to 20 basis points in 2/2021) with a market impact of 80 basis points (compared to 50 basis points in 2/2021). As the liquidity in the bitcoin spot market increases, it follows that the impact of $5 million and $10 million orders will continue to decrease the overall impact in spot price.
                </P>
                <FTNT>
                    <P>
                        <SU>84</SU>
                         These statistics are based on samples of bitcoin liquidity in USD (excluding stablecoins or Euro liquidity) based on executable quotes on Coinbase Pro, Gemini, Bitstamp, Kraken, LMAX Exchange, BinanceUS, and OKCoin during February 2021.
                    </P>
                </FTNT>
                <P>As noted above, the Commission also permits a listing exchange to demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement. The Exchange and Sponsor believe that such conditions are present.</P>
                <HD SOURCE="HD3">Surveillance Sharing Agreement</HD>
                <P>
                    The Commission also permits a listing exchange to demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement. The Exchange and Sponsor believe that such conditions are present. The Exchange is proposing to take additional steps to those described above to supplement its ability to obtain information that would be helpful in detecting, investigating, and deterring fraud and market manipulation in the Commodity-Based Trust Shares. On June 21, 2023, the Exchange reached an agreement on terms with Coinbase, Inc.  (“Coinbase”), an operator of a United States-based spot trading platform for Bitcoin that represents a substantial portion of US-based and USD denominated Bitcoin trading,
                    <SU>85</SU>
                    <FTREF/>
                     to enter into a surveillance-sharing agreement  (“Spot BTC SSA”) and executed an associated term sheet. Based on this agreement on terms, the Exchange and Coinbase will finalize and execute a definitive agreement that the parties expect to be executed prior to allowing trading of the Commodity-Based Trust Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>85</SU>
                         According to a Kaiko Research report dated June 26, 2023, Coinbase represented roughly 50% of exchange trading volume in USD-BTC trading on a daily basis during May 2023.
                    </P>
                </FTNT>
                <P>
                    The Spot BTC SSA is expected to be a bilateral surveillance-sharing agreement between the Exchange and Coinbase that is intended to supplement the Exchange's market surveillance program. The Spot BTC SSA is expected to have the hallmarks of a surveillance-sharing agreement between two members of the ISG, which would give the Exchange supplemental access to data regarding spot Bitcoin trades on Coinbase where the Exchange determines it is necessary as part of its surveillance program for the Commodity-Based Trust Shares.
                    <SU>86</SU>
                    <FTREF/>
                     This means that the Exchange expects to receive market data for orders and trades from Coinbase, which it will utilize in surveillance of the trading of Commodity-Based Trust Shares. In addition, the Exchange can request further information from Coinbase related to spot bitcoin trading activity on the Coinbase exchange platform, if the Exchange determines that such information would be necessary to detect and investigate potential 
                    <PRTPAGE P="46278"/>
                    manipulation in the trading of the Commodity-Based Trust Shares.
                    <SU>87</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>86</SU>
                         For additional information regarding ISG and the hallmarks of surveillance-sharing between ISG members, see 
                        <E T="03">https://isgportal.org/overview.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>87</SU>
                         The Exchange also notes that it already has in place ISG-like surveillance sharing agreement with Cboe Digital Exchange, LLC and Cboe Clear Digital, LLC.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">In-Kind Creation and Redemption</HD>
                <P>
                    Further, and consistent with prior points above, offering only in-kind creation and redemption will provide unique protections against potential attempts to manipulate the Shares. While the Sponsor believes that the Benchmark which it uses to value the Trust's bitcoin is itself resistant to manipulation based on the methodology further described below, the fact that creations and redemptions are only available in-kind makes the manipulability of the Benchmark significantly less important. Specifically, because the Trust will not accept cash to buy bitcoin in order to create new shares or, barring a forced redemption of the Trust or under other extraordinary circumstances, be forced to sell bitcoin to pay cash for redeemed shares, the price that the Sponsor uses to value the Trust's bitcoin is not particularly important.
                    <SU>88</SU>
                    <FTREF/>
                     When authorized participants are creating with the Trust, they need to deliver a certain number of bitcoin per share (regardless of the valuation used) and when they're redeeming, they can similarly expect to receive a certain number of bitcoin per share. As such, even if the price used to value the Trust's bitcoin is manipulated (which the Sponsor believes that its methodology is resistant to), the ratio of bitcoin per Share does not change and the Trust will either accept (for creations) or distribute (for redemptions) the same number of bitcoin regardless of the value. This not only mitigates the risk associated with potential manipulation, but also discourages and disincentivizes manipulation of the Benchmark because there is little financial incentive to do so.
                </P>
                <FTNT>
                    <P>
                        <SU>88</SU>
                         While the Benchmark will not be particularly important for the creation and redemption process, it will be used for calculating fees.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Wise Origin Bitcoin Trust</HD>
                <P>
                    The Registration Statement includes the following description of the Trust and its operations. The Trust will issue Shares that represent fractional undivided beneficial interests in and ownership of the Trust. The Trust is a Delaware statutory trust that operates pursuant to the Declaration of Trust and Trust Agreement (the “Trust Agreement”), between Sponsor and Delaware Trust Company, the Delaware trustee of the Trust (the “Trustee”). Sponsor manages the Trust and is responsible for the ongoing registration of the Shares. The Trust will engage Fidelity Service Company, Inc. (“FSC”), a Sponsor affiliate, to be the administrator (“Administrator”). A third-party transfer agent (the “Transfer Agent”) will facilitate the issuance and redemption of Shares of the Trust and respond to correspondence by Trust Shareholders and others relating to its duties, maintain Shareholder accounts, and make periodic reports to the Trust.
                    <SU>89</SU>
                    <FTREF/>
                     Another affiliate of Sponsor, Fidelity Distributors Corporation, will be the marketing agent (“Marketing Agent”) in connection with the creation and redemption of “Baskets” of Shares. The Sponsor will provide assistance in the marketing of the Shares. FDAS, another Sponsor affiliate, will serve as the Custodian.
                </P>
                <FTNT>
                    <P>
                        <SU>89</SU>
                         The Exchange notes that the Sponsor is finalizing negotiations with several service providers, and it will submit an amendment to this proposal upon finalization of those arrangements.
                    </P>
                </FTNT>
                <P>
                    According to the Registration Statement, the Trust is neither an investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”),
                    <SU>90</SU>
                    <FTREF/>
                     nor a commodity pool for purposes of the Commodity Exchange Act (“CEA”), and neither the Trust nor the Sponsor is subject to regulation as a commodity pool operator or a commodity trading adviser in connection with the Shares. 
                </P>
                <FTNT>
                    <P>
                        <SU>90</SU>
                         15 U.S.C. 80a-1.
                    </P>
                </FTNT>
                <P>The Trust's investment objective is to seek to track the performance of bitcoin, as measured by the performance of the Fidelity Bitcoin Index PR (the “Index”), less the Trust's expenses and other liabilities. In seeking to achieve its investment objective, the Trust will hold bitcoin and will value its Shares daily as of 4:00 p.m. Eastern time using the same methodology used to calculate the Index and process all creations and redemptions in transactions with authorized participants. The Trust is not actively managed.</P>
                <HD SOURCE="HD3">The Bitcoin Custodian</HD>
                <P>
                    The Sponsor has selected FDAS to be the Trust's Custodian. FDAS is a New York state limited liability trust 
                    <SU>91</SU>
                    <FTREF/>
                     that serves as bitcoin custodian to institutional and individual investors. The Custodian maintains a substantial portion of the private keys associated with the Trust's bitcoin in “cold storage” or similarly secure technology. Cold storage is a safeguarding method with multiple layers of protections and protocols, by which the private key(s) corresponding to the Trust's bitcoin is (are) generated and stored in an offline manner. Private keys are generated in offline computers that are not connected to the internet so that they are resistant to being hacked. Cold storage of private keys may involve keeping such keys on a non-networked computer or electronic device or storing the public key and private keys on a storage device (for example, a USB thumb drive) or printed medium and deleting the keys from all computers.
                </P>
                <FTNT>
                    <P>
                        <SU>91</SU>
                         New York state trust companies are subject to rigorous oversight similar to other types of entities, such as nationally chartered banking entities, that hold customer assets. Like national banks, they must obtain specific approval of their primary rgulator for the exercise of their fiduciary powers. Moreover, limited purpose trust companies engaged in the custody of digial assets are subject to even more stringent requirements than national banks which, following initial approval of trust powers, generally can exercise those powers broadly without further approval of the OCC. In contrast, NYDFS requires in their approval orders that limited purpose trust companies obtain separate approval for all material changes in business.
                    </P>
                </FTNT>
                <P>The Custodian may receive deposits of bitcoin but may not send bitcoin without use of the corresponding private keys. In order to send bitcoin when the private keys are kept in cold storage, either the private keys must be retrieved from cold storage and entered into a software program to sign the transaction, or the unsigned transaction must be sent to the “cold” server in which the private keys are held for signature by the private keys. At that point, the Custodian can transfer the bitcoin. The Trust's Transfer Agent will facilitate the settlement of Shares in response to the placement of creation orders and redemption orders from Authorized Participants. The Trust generally does not intend to hold cash or cash equivalents. However, there may be situations where the Trust will hold cash on a temporary basis. The Trust will enter into a cash custody agreement with an unaffiliated regulated bank as custodian of the Trust's cash and cash equivalents.</P>
                <HD SOURCE="HD3">The Index</HD>
                <P>
                    The Index is designed to reflect the performance of bitcoin in U.S. dollars. The current exchange composition of the Index is Bitstamp, Coinbase, Gemini, itBit, Kraken, and LMAX Digital. The Index methodology was developed by Fidelity Product Services, LLC (the “Index Provider”) and is administered by the Fidelity Index Committee. Coin Metrics, Inc. is the third-party calculation agent for the Index.
                    <SU>92</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>92</SU>
                         The Sponsor's affiliates have an owership interest in Coin Metrics, Inc.
                    </P>
                </FTNT>
                <P>
                    The Index is constructed using bitcoin price feeds from eligible bitcoin spot 
                    <PRTPAGE P="46279"/>
                    markets and a volume-weighted median price (“VWMP”) methodology, calculated every 15 seconds based on VWMP spot market data over rolling 5-minute increments to develop a bitcoin price composite. The Index market value is the volume-weighted median price of bitcoin in U.S. dollars over the previous five minutes, which is calculated by (1) ordering all individual transactions on eligible spot markets over the previous five minutes by price, and then (2) selecting the price associated with the 50th percentile of total volume. Using rolling five-minute segments means malicious actors would need to sustain efforts to manipulate the market over an extended period of time, or such malicious actors would need to replicate efforts multiple times across eligible bitcoin spot markets, potentially triggering review. This extended period also supports authorized participant activity by capturing volume over a longer time period, rather than forcing authorized participants to mark an individual close or auction. The use of a median price reduces the ability of outlier prices to impact the NAV, as it systematically excludes those prices from the NAV calculation. The use of a volume-weighted median (as opposed to a traditional median) serves as an additional protection against attempts to manipulate the NAV by executing a large number of low-dollar trades, because any manipulation attempt would have to involve a majority of global spot bitcoin volume in a three-minute window to have any influence on the NAV. Further, removing the highest and lowest prices further protects against attempts to manipulate the NAV, requiring bad actors to act on multiple eligible bitcoin spot markets at once to have any ability to influence the price.
                </P>
                <HD SOURCE="HD3">Availability of Information</HD>
                <P>In addition to the price transparency of the Index, the Trust will provide information regarding the Trust's bitcoin holdings as well as additional data regarding the Trust. The Trust will provide an Intraday Indicative Value (“IIV”) per Share updated every 15 seconds, as calculated by the Exchange or a third-party financial data provider during the Exchange's Regular Trading Hours (9:30 a.m. to 4:00 p.m. Eastern time). The IIV will be calculated by using the prior day's closing NAV per Share as a base and updating that value during Regular Trading Hours to reflect changes in the value of the Trust's bitcoin holdings during the trading day.</P>
                <P>The IIV disseminated during Regular Trading Hours should not be viewed as an actual real-time update of the NAV, which will be calculated only once at the end of each trading day. The IIV will be widely disseminated on a per Share basis every 15 seconds during the Exchange's Regular Trading Hours by one or more major market data vendors. In addition, the IIV will be available through on-line information services.</P>
                <P>
                    The website for the Trust, which will be publicly accessible at no charge, will contain the following information: (a) the current NAV per Share daily and the prior business day's NAV and the reported closing price; (b) the BZX Official Closing Price 
                    <SU>93</SU>
                    <FTREF/>
                     in relation to the NAV as of the time the NAV is calculated and a calculation of the premium or discount of such price against such NAV; (c) data in chart form displaying the frequency distribution of discounts and premiums of the Official Closing Price against the NAV, within appropriate ranges for each of the four previous calendar quarters (or for the life of the Trust, if shorter); (d) the prospectus; and other applicable quantitative information. The Trust will also disseminate the Trust's holdings on a daily basis on the Trust's website. The value of the Index will be made available by one or more major market data vendors, updated at least every 15 seconds during Regular Trading Hours.
                </P>
                <FTNT>
                    <P>
                        <SU>93</SU>
                         As defined in Rule 11.23(a)(3), the term “BZX Official Closing Price” shall mean the price disseminated to the consolidated tape as the market center closing trade.
                    </P>
                </FTNT>
                <P>The NAV for the Trust will be calculated by the Administrator once a day and will be disseminated daily to all market participants at the same time. Quotation and last-sale information regarding the Shares will be disseminated through the facilities of the Consolidated Tape Association (“CTA”).</P>
                <P>Quotation and last sale information for bitcoin is widely disseminated through a variety of major market data vendors, including Bloomberg and Reuters, as well as the Index.</P>
                <P>Information relating to trading, including price and volume information, in bitcoin is available from major market data vendors and from the exchanges on which bitcoin are traded. Depth of book information is also available from bitcoin exchanges. The normal trading hours for bitcoin exchanges are 24 hours per day, 365 days per year.</P>
                <HD SOURCE="HD3">Net Asset Value</HD>
                <P>As described in the Registration Statement, for purposes of calculating the Trust's NAV per Share, the Trust's holdings of bitcoin will be valued using the same methodology as used to calculate the Index. NAV means the total assets of the Trust including, but not limited to, all bitcoin and cash, if any, less total liabilities of the Trust, each determined on the basis of generally accepted accounting principles. The NAV of the Trust is calculated by taking the fair market value of its total assets based on the volume-weighted median price of bitcoin used for the calculation of the Index, subtracting any liabilities (which include accrued expenses), and dividing that total by the total number of outstanding Shares. The Administrator calculates the NAV of the Trust once each Exchange trading day. The NAV for a normal trading day will be released after 4:00 p.m. Eastern time. Trading during the core trading session on the Exchange typically closes at 4:00 p.m. Eastern time. However, NAVs are not officially struck until later in the day (often by 5:30 p.m. Eastern time and almost always by 8:00 p.m. Eastern time). The pause between 4:00 p.m. Eastern time and 5:30 p.m. Eastern time (or later) provides an opportunity to algorithmically detect, flag, investigate, and correct unusual pricing should it occur.</P>
                <HD SOURCE="HD3">Creation and Redemption of Shares</HD>
                <P>When the Trust sells or redeems its Shares, it will do so in “in-kind” transactions in blocks of Shares (a “Creation Basket”) at the Trust's NAV. Authorized participants will deliver, or facilitate the delivery of, bitcoin to the Trust's account with the Custodian in exchange for Shares when they purchase Shares, and the Trust, through the Custodian, will deliver bitcoin to such authorized participants when they redeem Shares with the Trust. Authorized participants may then offer Shares to the public at prices that depend on various factors, including the supply and demand for Shares, the value of the Trust's assets, and market conditions at the time of a transaction. Shareholders who buy or sell Shares during the day from their broker may do so at a premium or discount relative to the NAV of the Shares of the Trust.</P>
                <P>
                    According to the Registration Statement, on any business day, an authorized participant may place an order to create one or more baskets. Purchase orders must be placed by the time noted in the Authorized Participant Agreement or as provided separately to all Authorized Participants. The day on which an order is received is considered the purchase order date. The total deposit of bitcoin required is an amount of bitcoin that is in the same proportion to the total assets of the Trust, net of accrued expenses 
                    <PRTPAGE P="46280"/>
                    and other liabilities, on the date the order to purchase is properly received, as the number of Shares to be created under the purchase order is in proportion to the total number of Shares outstanding on the date the order is received. Each night, the Sponsor will publish the amount of bitcoin that will be required in exchange for each creation order. The Administrator determines the required deposit for a given day by dividing the number of bitcoin held by the Trust as of the opening of business on that business day, adjusted for the amount of bitcoin constituting estimated accrued but unpaid fees and expenses of the Trust as of the opening of business on that business day, by the quotient of the number of Shares outstanding at the opening of business divided by the aggregation of Shares associated with a Creation Basket. The procedures by which an authorized participant can redeem one or more Creation Baskets mirror the procedures for the creation of Creation Baskets.
                </P>
                <HD SOURCE="HD3">Rule 14.11(e)(4)—Commodity-Based Trust Shares</HD>
                <P>
                    The Shares will be subject to BZX Rule 14.11(e)(4), which sets forth the initial and continued listing criteria applicable to Commodity-Based Trust Shares. The Exchange will obtain a representation that the Trust's NAV will be calculated daily and that these values and information about the assets of the Trust will be made available to all market participants at the same time. The Exchange notes that, as defined in Rule 14.11(e)(4)(C)(i), the Shares will be: (a) issued by a trust that holds a specified commodity 
                    <SU>94</SU>
                    <FTREF/>
                     deposited with the trust; (b) issued by such trust in a specified aggregate minimum number in return for a deposit of a quantity of the underlying commodity; and (c) when aggregated in the same specified minimum number, may be redeemed at a holder's request by such trust which will deliver to the redeeming holder the quantity of the underlying commodity.
                </P>
                <FTNT>
                    <P>
                        <SU>94</SU>
                         For purposes of Rule 14.11(e)(4), the term community takes on the definition of the term as provided in the Commodity Exchange Act. As noted abobe, the CFTC has opined that Bitcoin is a commodity as defined in Section 1a(9) of the Commodity Exchange Act. 
                        <E T="03">See</E>
                         Coinflip.
                    </P>
                </FTNT>
                <P>
                    Upon termination of the Trust, the Shares will be removed from listing. The Trustee, Delaware Trust Company, is a trust company having substantial capital and surplus and the experience and facilities for handling corporate trust business, as required under Rule 14.11(e)(4)(E)(iv)(a) and that no change will be made to the trustee without prior notice to and approval of the Exchange. The Exchange also notes that, pursuant to Rule 14.11(e)(4)(F), neither the Exchange nor any agent of the Exchange shall have any liability for damages, claims, losses or expenses caused by any errors, omissions or delays in calculating or disseminating any underlying commodity value, the current value of the underlying commodity required to be deposited to the Trust in connection with issuance of Commodity-Based Trust Shares; resulting from any negligent act or omission by the Exchange, or any agent of the Exchange, or any act, condition or cause beyond the reasonable control of the Exchange, its agent, including, but not limited to, an act of God; fire; flood; extraordinary weather conditions; war; insurrection; riot; strike; accident; action of government; communications or power failure; equipment or software malfunction; or any error, omission or delay in the reports of transactions in an underlying commodity. Finally, as required in Rule 14.11(e)(4)(G), the Exchange notes that any registered market maker (“Market Maker”) in the Shares must file with the Exchange in a manner prescribed by the Exchange and keep current a list identifying all accounts for trading in an underlying commodity, related commodity futures or options on commodity futures, or any other related commodity derivatives, which the registered Market Maker may have or over which it may exercise investment discretion. No registered Market Maker shall trade in an underlying commodity, related commodity futures or options on commodity futures, or any other related commodity derivatives, in an account in which a registered Market Maker, directly or indirectly, controls trading activities, or has a direct interest in the profits or losses thereof, which has not been reported to the Exchange as required by this Rule. In addition to the existing obligations under Exchange rules regarding the production of books and records (see, 
                    <E T="03">e.g.</E>
                     , Rule 4.2), the registered Market Maker in Commodity-Based Trust Shares shall make available to the Exchange such books, records or other information pertaining to transactions by such entity or registered or non-registered employee affiliated with such entity for its or their own accounts for trading the underlying physical commodity, related commodity futures or options on commodity futures, or any other related commodity derivatives, as may be requested by the Exchange.
                </P>
                <HD SOURCE="HD3">Trading Halts</HD>
                <P>With respect to trading halts, the Exchange may consider all relevant factors in exercising its discretion to halt or suspend trading in the Shares. The Exchange will halt trading in the Shares under the conditions specified in BZX Rule 11.18. Trading may be halted because of market conditions or for reasons that, in the view of the Exchange, make trading in the Shares inadvisable. These may include: (1) the extent to which trading is not occurring in the bitcoin underlying the Shares; or (2) whether other unusual conditions or circumstances detrimental to the maintenance of a fair and orderly market are present. Trading in the Shares also will be subject to Rule 14.11(e)(4)(E)(ii), which sets forth circumstances under which trading in the Shares may be halted.</P>
                <HD SOURCE="HD3">Trading Rules</HD>
                <P>The Exchange deems the Shares to be equity securities, thus rendering trading in the Shares subject to the Exchange's existing rules governing the trading of equity securities. BZX will allow trading in the Shares during all trading sessions on the Exchange. The Exchange has appropriate rules to facilitate transactions in the Shares during all trading sessions. As provided in BZX Rule 11.11(a) the minimum price variation for quoting and entry of orders in securities traded on the Exchange is $0.01 where the price is greater than $1.00 per share or $0.0001 where the price is less than $1.00 per share.</P>
                <HD SOURCE="HD3">Surveillance</HD>
                <P>
                    The Exchange believes that its surveillance procedures are adequate to properly monitor the trading of the Shares on the Exchange during all trading sessions and to deter and detect violations of Exchange rules and the applicable federal securities laws. Trading of the Shares through the Exchange will be subject to the Exchange's surveillance procedures for derivative products, including Commodity-Based Trust Shares. The issuer has represented to the Exchange that it will advise the Exchange of any failure by the Trust or the Shares to comply with the continued listing requirements, and, pursuant to its obligations under Section 19(g)(1) of the Exchange Act, the Exchange will surveil for compliance with the continued listing requirements. If the Trust or the Shares are not in compliance with the applicable listing requirements, the Exchange will commence delisting procedures under Exchange Rule 14.12. The Exchange may obtain information regarding trading in the Shares and Bitcoin Futures via ISG, from other exchanges who are members or affiliates of the ISG, or with which the Exchange 
                    <PRTPAGE P="46281"/>
                    has entered into a comprehensive surveillance sharing agreement.
                    <SU>95</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>95</SU>
                         For a list of the current members and affiliate members of ISG, 
                        <E T="03">see www.isgportal.com.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Information Circular</HD>
                <P>
                    Prior to the commencement of trading, the Exchange will inform its members in an Information Circular of the special characteristics and risks associated with trading the Shares. Specifically, the Information Circular will discuss the following: (i) the procedures for the creation and redemption of Baskets (and that the Shares are not individually redeemable); (ii) BZX Rule 3.7, which imposes suitability obligations on Exchange members with respect to recommending transactions in the Shares to customers; (iii) how information regarding the IIV and the Trust's NAV are disseminated; (iv) the risks involved in trading the Shares outside of Regular Trading Hours 
                    <SU>96</SU>
                    <FTREF/>
                     when an updated IIV will not be calculated or publicly disseminated; (v) the requirement that members deliver a prospectus to investors purchasing newly issued Shares prior to or concurrently with the confirmation of a transaction; and (vi) trading information.
                </P>
                <FTNT>
                    <P>
                        <SU>96</SU>
                         Regular Trading Hours is the time between 9:30 a.m. and 4:00 p.m. Eastern Time.
                    </P>
                </FTNT>
                <P>In addition, the Information Circular will advise members, prior to the commencement of trading, of the prospectus delivery requirements applicable to the Shares. Members purchasing the Shares for resale to investors will deliver a prospectus to such investors. The Information Circular will also discuss any exemptive, no-action and interpretive relief granted by the Commission from any rules under the Act.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that the proposal is consistent with Section 6(b) of the Act 
                    <SU>97</SU>
                    <FTREF/>
                     in general and Section 6(b)(5) 
                    <SU>98</SU>
                    <FTREF/>
                     of the Act in particular in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system and, in general, to protect investors and the public interest.
                </P>
                <FTNT>
                    <P>
                        <SU>97</SU>
                         15 U.S.C. 78f.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>98</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <P>
                    The Commission has approved numerous series of Trust Issued Receipts,
                    <SU>99</SU>
                    <FTREF/>
                     including Commodity-Based Trust Shares,
                    <SU>100</SU>
                    <FTREF/>
                     to be listed on U.S. national securities exchanges. In order for any proposed rule change from an exchange to be approved, the Commission must determine that, among other things, the proposal is consistent with the requirements of Section 6(b)(5) of the Act, specifically including: (i) the requirement that a national securities exchange's rules are designed to prevent fraudulent and manipulative acts and practices; 
                    <SU>101</SU>
                    <FTREF/>
                     and (ii) the requirement that an exchange proposal be designed, in general, to protect investors and the public interest. The Exchange believes that this proposal is consistent with the requirements of Section 6(b)(5) of the and, as described and discussed above, the Sponsor's analysis demonstrates that the Exchange has satisfied the requirements under the Act that the CME Bitcoin Futures Market (i) is a regulated market, (ii) has a comprehensive surveillance-sharing agreement with the Exchange; and (iii) satisfies the Commission's “significant market” definition.” In addition, the Exchange believes that this proposal is consistent with the requirements of Section 6(b)(5) of the Act because this filing sufficiently demonstrates that the standard that has previously been articulated by the Commission applicable to Commodity-Based Trust Shares has been met as outlined below.
                </P>
                <FTNT>
                    <P>
                        <SU>99</SU>
                         See Exchange Rule 14.11(f).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>100</SU>
                         Commodity-Based Trust Shares, as described in Exchange Rule 14.11(e)(4), are a type of Trust Issued Receipt.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>101</SU>
                         As the Exchange has stated in a number of other public documents, it continues to believe that bitcoin is resistant to price manipulation and that “other means to prevent fraudulent and manipulative acts and practices” exist to justify dispensing with the requisite surveillance sharing agreement. The geographically diverse and continuous nature of bitcoin trading render it difficult and prohibitively costly to manipulate the price of bitcoin. The fragmentation across bitcoin platforms, the relatively slow speed of transactions, and the capital necessary to maintain a significant presence on each trading platform make manipulation of bitcoin prices through continuous trading activity challenging. To the extent that there are bitcoin exchanges engaged in or allowing wash trading or other activity intended to manipulate the price of bitcoin on other markets, such pricing does not normally impact prices on other exchange because participants will generally ignore markets with quotes that they deem non-executable. Moreover, the linkage between the bitcoin markets and the presence of arbitrageurs in those markets means that the manipulation of the price of bitcoin price on any single venue would require manipulation of the global bitcoin price in order to be effective. Arbitrageurs must have funds distributed across multiple trading platforms in order to take advantage of temporary price dislocations, thereby making it unlikely that there will be strong concentration of funds on any particular bitcoin exchange or OTC platform. As a result, the potential for manipulation on a trading platform would require overcoming the liquidity supply of such arbitrageurs who are effectively eliminating any cross-market pricing differences.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Designed To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <P>
                    In order for a proposal to list and trade a series of Commodity-Based Trust Shares to be deemed consistent with the Act, the Commission requires that an exchange demonstrate that there is a comprehensive surveillance-sharing agreement in place 
                    <SU>102</SU>
                    <FTREF/>
                     with a regulated market of significant size. Both the Exchange and CME are members of ISG.
                    <SU>103</SU>
                    <FTREF/>
                     As such, the only remaining issue to be addressed is whether the Bitcoin Futures market constitutes a market of significant size, which the Exchange believes that it does. The terms “significant market” and “market of significant size” include a market (or group of markets) as to which: (a) there is a reasonable likelihood that a person attempting to manipulate the ETP would also have to trade on that market to manipulate the ETP, so that a surveillance-sharing agreement would assist the listing exchange in detecting and deterring misconduct; and (b) it is unlikely that trading in the ETP would be the predominant influence on prices in that market.
                    <SU>104</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>102</SU>
                         As previously articulated by the Commission, “The standard requires such surveillance-sharing agreements since ”they provide a necessary deterrent to manipulation because they facilitate the availability of information needed to fully investigate a manipulation if it were to occur.“ The Commission has emphasized that it is essential for an exchange listing a derivative securities product to enter into a surveillance- sharing agreement with markets trading underlying securities for the listing exchange to have the ability to obtain information necessary to detect, investigate, and deter fraud and market manipulation, as well as violations of exchange rules and applicable federal securities laws and rules. The hallmarks of a surveillance-sharing agreement are that the agreement provides for the sharing of information about market trading activity, clearing activity, and customer identity; that the parties to the agreement have reasonable ability to obtain access to and produce requested information; and that no existing rules, laws, or practices would impede one party to the agreement from obtaining this information from, or producing it to, the other party.” The Commission has historically held that joint membership in ISG constitutes such a surveillance sharing agreement. 
                        <E T="03">See</E>
                         Wilshire Phoenix Disapproval.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>103</SU>
                         For a list of the current members and affiliate members of ISG, 
                        <E T="03">see www.isgportal.com.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>104</SU>
                         
                        <E T="03">See</E>
                         Wilshire Phoenix Disapproval.
                    </P>
                </FTNT>
                <P>
                    The Commission has also recognized that the “regulated market of significant size” standard is not the only means for satisfying Section 6(b)(5) of the act, specifically providing that a listing exchange could demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the 
                    <PRTPAGE P="46282"/>
                    requisite surveillance-sharing agreement.
                    <SU>105</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>105</SU>
                         See Winklevoss Order at 37580. The Commission has also specifically noted that it “is not applying a “cannot be manipulated” standard; instead, the Commission is examining whether the proposal meets the requirements of the Exchange Act and, pursuant to its Rules of Practice, places the burden on the listing exchange to demonstrate the validity of its contentions and to establish that the requirements of the Exchange Act have been met. 
                        <E T="03">Id.</E>
                         at 37582.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(a) Reasonable Likelihood That a Person Attempting To Manipulate the ETP Would Also Have To Trade on That Market To Manipulate the ETP</HD>
                <P>Bitcoin Futures represent a growing influence on pricing in the spot bitcoin market as has been laid out above and in other proposals to list and trade Spot Bitcoin ETPs. Pricing in Bitcoin Futures is based on pricing from spot bitcoin markets. As noted above, the statement from the Teucrium Approval that “CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts.indirectly by trading outside of the CME bitcoin futures market,” makes clear that the Commission believes that CME's surveillance can capture the effects of trading on the relevant spot markets on the pricing of Bitcoin Futures. While the Commission makes clear in the Teucrium Approval that the analysis only applies to the Bitcoin Futures market as it relates to an ETP that invests in Bitcoin Futures as its only non-cash or cash equivalent holding, if CME's surveillance is sufficient to mitigate concerns related to trading in Bitcoin Futures for which the pricing is based directly on pricing from spot bitcoin markets, it's not clear how such a conclusion could apply only to ETPs based on Bitcoin Futures and not extend to Spot Bitcoin ETPs.</P>
                <P>Additionally, a Bitcoin Futures ETF is actually potentially more susceptible to manipulation than a Spot Bitcoin ETP where the underlying trust offers only in-kind creation and redemption. Specifically, the pricing of Bitcoin Futures is based on prices from spot bitcoin markets, while shares of a Spot Bitcoin ETP would represent an interest in bitcoin directly and authorized participants for a Spot Bitcoin ETP would be able to source bitcoin from any exchange and create or redeem with the applicable trust regardless of the price of the underlying index. Potential manipulation of a Bitcoin Futures ETF would require manipulation on the spot markets on which the pricing for Bitcoin Futures are based while the in-kind creation and redemption process and fungibility of bitcoin means that a would be manipulator of a Spot Bitcoin ETP would need to manipulate the price across all bitcoin markets or risk simply providing arbitrage opportunities for authorized participants. Further to this point, this arbitrage opportunity also acts to reduce any incentives to manipulate the price of a Spot Bitcoin ETP because the underlying trust will create and redeem shares at set rates of bitcoin per share without regard to the price that the ETP is trading at in the secondary market or the price of the underlying index. As such, the Exchange believes that part (a) of the significant market test outlined above is satisfied and that common membership in ISG between the Exchange and CME would assist the listing exchange in detecting and deterring misconduct in the Shares.</P>
                <HD SOURCE="HD3">(b) Predominant Influence on Prices in Spot and Bitcoin Futures</HD>
                <P>
                    The Exchange and Sponsor also believe that trading in the Shares would not be the predominant force on prices in the Bitcoin Futures market or spot market for a number of reasons, including the in-kind creation and redemption process, the spot market arbitrage opportunities that such in-kind creation and redemption process creates, the significant volume in the Bitcoin Futures market, the size of bitcoin's market cap, and the significant liquidity available in the spot market. In addition to the Bitcoin Futures market data points cited above, the spot market for bitcoin is also very liquid. According to data from Skew, the cost to buy or sell $5 million worth of bitcoin averages roughly 48 basis points with a market impact of $139.08.
                    <SU>106</SU>
                    <FTREF/>
                     Stated another way, a market participant could enter a market buy or sell order for $5 million of bitcoin and only move the market 0.48%. More strategic purchases or sales (such as using limit orders and executing through OTC bitcoin trade desks) would likely have less obvious impact on the market—which is consistent with MicroStrategy, Tesla, and Square being able to collectively purchase billions of dollars in bitcoin.
                </P>
                <FTNT>
                    <P>
                        <SU>106</SU>
                         These statistics are based on samples of bitcoin liquidity in USD (excluding stablecoins or Euro liquidity) based on executable quotes on Coinbase, FTX and Kraken during the one-year period ending May 2022.
                    </P>
                </FTNT>
                <P>As such, the combination of the in-kind creation and redemption process, the Bitcoin Futures leading price discovery, the overall size of the bitcoin market, and the ability for market participants, including authorized participants creating and redeeming in-kind with the Trust, to buy or sell large amounts of bitcoin without significant market impact will help prevent the Shares from becoming the predominant force on pricing in either the bitcoin spot or Bitcoin Futures markets, satisfying part (b) of the test outlined above.</P>
                <HD SOURCE="HD3">(c) Other Means To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <P>As noted above, the Commission also permits a listing exchange to demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement. The Exchange and Sponsor believe that such conditions are present.</P>
                <P>
                    The Exchange also believes that reviewing this proposal through the lens of the Bitcoin Futures Approvals would also lead the Commission to approving this proposal. Previous disapproval orders have made clear that a market that constitutes a regulated market of significant size is generally a futures and/or options market based on the underlying reference asset rather than the spot commodity markets, which are often unregulated.
                    <SU>107</SU>
                    <FTREF/>
                     The Exchange believes that the following excerpt from the Teucrium Approval is particular informative:
                </P>
                <FTNT>
                    <P>
                        <SU>107</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37593, specifically footnote 202, which includes the language from numerous approval orders for which the underlying futures markets formed the basis for approving series of ETPs that hold physical metals, including gold, silver, palladium, platinum, and precious metals more broadly; and 37600, specifically where the Commission provides that “when the spot market is unregulated—the requirement of preventing fraudulent and manipulative acts may possibly be satisfied by showing that the ETP listing market has entered into a surveillance-sharing agreement with a regulated market of significant size in derivatives related to the underlying asset.” As noted above, the Exchange believes that these citations are particularly helpful in making clear that the spot market for a spot commodity ETP need not be “regulated” in order for a spot commodity ETP to be approved by the Commission, and in fact that it's been the common historical practice of the Commission to rely on such derivatives markets as the regulated market of significant size because such spot commodities markets are largely unregulated.
                    </P>
                </FTNT>
                <EXTRACT>
                    <P>
                        The CME “comprehensively surveils futures market conditions and price movements on a real-time and ongoing basis in order to detect and prevent price distortions, including price distortions caused by manipulative efforts.” Thus the CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts, whether that attempt is made by directly trading on the CME bitcoin futures market or indirectly by 
                        <PRTPAGE P="46283"/>
                        trading outside of the CME bitcoin futures market. As such, when the CME shares its surveillance information with Arca, the information would assist in detecting and deterring fraudulent or manipulative misconduct related to the non-cash assets held by the proposed ETP.
                        <SU>108</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>108</SU>
                             
                            <E T="03">See</E>
                             Teucrium Approval at 21679.
                        </P>
                    </FTNT>
                </EXTRACT>
                <P>Bitcoin Futures pricing is based on pricing from spot bitcoin markets. The statement from the Teucrium Approval that “CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts . . . indirectly by trading outside of the CME bitcoin futures market,” makes clear that the Commission believes that CME's surveillance can capture the effects of trading on the relevant spot markets on the pricing of Bitcoin Futures. If CME is able to detect such attempts at manipulation in the complex and interconnected spot bitcoin market, how would such an ability to detect attempted manipulation and the utility in sharing that information with the listing exchange apply only to Bitcoin Futures ETFs and not Spot Bitcoin ETPs? Stated a different way, given that there is significant trading volume on numerous bitcoin exchanges that are not part of the CME CF Bitcoin Reference Rate and that arbitrage opportunities across bitcoin exchanges means that such trading volume will influence spot bitcoin prices across the market and, despite this, the Commission still believes that CME can detect attempted manipulation of the Bitcoin Futures through “trading outside of the CME bitcoin futures market,” it is clear that such ability would apply equally to both Bitcoin Futures ETFs and Spot Bitcoin ETPs. To take it a step further, such an ability would also seem to be a strong indication that the CME Bitcoin Futures market represents a regulated market of significant size. To be clear, the Exchange agrees with the Commission on this point (and the implications of their conclusions) and further notes that the pricing mechanism applicable to the Shares is similar to the CME CF Bitcoin Reference Rate.</P>
                <HD SOURCE="HD3">Surveillance Sharing Agreement</HD>
                <P>
                    The Exchange is proposing to take additional steps to those described above to supplement its ability to obtain information that would be helpful in detecting, investigating, and deterring fraud and market manipulation in the Commodity-Based Trust Shares. On June 21, 2023, the Exchange reached an agreement on terms with Coinbase, Inc. (“Coinbase”), an operator of a United States-based spot trading platform for Bitcoin that represents a substantial portion of US-based and USD denominated Bitcoin trading,
                    <SU>109</SU>
                    <FTREF/>
                     to enter into a surveillance-sharing agreement (“Spot BTC SSA”) and executed an associated term sheet. Based on this agreement on terms, the Exchange and Coinbase will finalize and execute a definitive agreement that the parties expect to be executed prior to allowing trading of the Commodity-Based Trust Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>109</SU>
                         According to a Kaiko Research report dated June 26, 2023, Coinbase represented roughly 50% of exchange trading volume in USD-BTC trading on a daily basis during May 2023.
                    </P>
                </FTNT>
                <P>
                    The Spot BTC SSA is expected to be a bilateral surveillance-sharing agreement between the Exchange and Coinbase that is intended to supplement the Exchange's market surveillance program. The Spot BTC SSA is expected to have the hallmarks of a surveillance-sharing agreement between two members of the ISG, which would give the Exchange supplemental access to data regarding spot Bitcoin trades on Coinbase where the Exchange determines it is necessary as part of its surveillance program for the Commodity-Based Trust Shares.
                    <SU>110</SU>
                    <FTREF/>
                     This means that the Exchange expects to receive market data for orders and trades from Coinbase, which it will utilize in surveillance of the trading of Commodity-Based Trust Shares. In addition, the Exchange can request further information from Coinbase related to spot bitcoin trading activity on the Coinbase exchange platform, if the Exchange determines that such information would be necessary to detect and investigate potential manipulation in the trading of the Commodity-Based Trust Shares.
                    <SU>111</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>110</SU>
                         For additional information regarding ISG and the hallmarks of surveillance-sharing between ISG members, see 
                        <E T="03">https://isgportal.org/overview.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>111</SU>
                         The Exchange also notes that it already has in place ISG-like surveillance sharing agreement with Cboe Digital Exchange, LLC and Cboe Clear Digital, LLC.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">In Kind Creation and Redemption</HD>
                <P>
                    Further, and consistent with prior points above, offering only in-kind creation and redemption will also provide unique protections against potential attempts to manipulate the price of the Shares. While the Sponsor believes that the Benchmark which it uses to value the Trust's bitcoin is itself resistant to manipulation based on the methodology further described below, the fact that creations and redemptions are only available in-kind makes the manipulability of the Benchmark significantly less important. Specifically, because the Trust will not accept cash to buy bitcoin in order to create new Shares or, barring a forced redemption of the Trust or under other extraordinary circumstances, be forced to sell bitcoin to pay cash for redeemed Shares, the price that the Sponsor uses to value the Trust's bitcoin is not particularly important.
                    <SU>112</SU>
                    <FTREF/>
                     When authorized participants are creating Shares with the Trust, they need to deliver a certain number of bitcoin per Share (regardless of the valuation used) and when they're redeeming, they can similarly expect to receive a certain number of bitcoin per Share. As such, even if the price used to value the Trust's bitcoin is manipulated (which the Sponsor believes that its methodology is resistant to), the ratio of bitcoin per Share does not change and the Trust will either accept (for creations) or distribute (for redemptions) the same number of bitcoin regardless of the value. This not only mitigates the risk associated with potential manipulation, but also discourages and disincentivizes manipulation of the Benchmark because there is little financial incentive to do so.
                </P>
                <FTNT>
                    <P>
                        <SU>112</SU>
                         While the Benchmark will not be particularly important for the creation and redemption process, it will be used for calculating fees.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(d) Designed To Protect Investors and the Public Interest</HD>
                <P>
                    The Exchange believes that the proposal is designed to protect investors and the public interest. Over the past several years, U.S. investor exposure to bitcoin through OTC Bitcoin Funds has grown into the tens of billions of dollars, including through Bitcoin Futures ETFs. With that growth, so too has grown the quantifiable investor protection issues to U.S. investors through roll costs for Bitcoin Futures ETFs and premium/discount volatility and management fees for OTC Bitcoin Funds. The Exchange believes that the concerns related to the prevention of fraudulent and manipulative acts and practices have been sufficiently addressed to be consistent with the Act and, to the extent that the Commission disagrees with that assertion, such concerns are now outweighed by investor protection concerns. As such, the Exchange believes that approving this proposal (and comparable proposals) provides the Commission with the opportunity to allow U.S. investors with access to bitcoin in a regulated and transparent exchange-traded vehicle that would act to limit risk to U.S. investors by: (i) reducing 
                    <PRTPAGE P="46284"/>
                    premium and discount volatility; (ii) reducing management fees through meaningful competition; (iii) reducing risks and costs associated with investing in Bitcoin Futures ETFs and operating companies that are imperfect proxies for bitcoin exposure; and (iv) providing an alternative to custodying spot bitcoin.
                </P>
                <HD SOURCE="HD3">Commodity-Based Trust Shares</HD>
                <P>The Exchange believes that the proposed rule change is designed to prevent fraudulent and manipulative acts and practices in that the Shares will be listed on the Exchange pursuant to the initial and continued listing criteria in Exchange Rule 14.11(e)(4). The Exchange believes that its surveillance procedures are adequate to properly monitor the trading of the Shares on the Exchange during all trading sessions and to deter and detect violations of Exchange rules and the applicable federal securities laws. Trading of the Shares through the Exchange will be subject to the Exchange's surveillance procedures for derivative products, including Commodity-Based Trust Shares. The issuer has represented to the Exchange that it will advise the Exchange of any failure by the Trust or the Shares to comply with the continued listing requirements, and, pursuant to its obligations under Section 19(g)(1) of the Exchange Act, the Exchange will surveil for compliance with the continued listing requirements. If the Trust or the Shares are not in compliance with the applicable listing requirements, the Exchange will commence delisting procedures under Exchange Rule 14.12. The Exchange may obtain information regarding trading in the Shares and listed bitcoin derivatives via the ISG, from other exchanges who are members or affiliates of the ISG, or with which the Exchange has entered into a comprehensive surveillance sharing agreement.</P>
                <HD SOURCE="HD3">Availability of Information</HD>
                <P>The Exchange also believes that the proposal promotes market transparency in that a large amount of information is currently available about bitcoin and will be available regarding the Trust and the Shares. In addition to the price transparency of the Benchmark, the Trust will provide information regarding the Trust's bitcoin holdings as well as additional data regarding the Trust. The Trust will provide an IIV per Share updated every 15 seconds, as calculated by the Exchange or a third-party financial data provider during the Exchange's Regular Trading Hours (9:30 a.m. to 4:00 p.m. E.T.). The IIV will be calculated by using the prior day's closing NAV per Share as a base and updating that value during Regular Trading Hours to reflect changes in the value of the Trust's bitcoin holdings during the trading day.</P>
                <P>The IIV disseminated during Regular Trading Hours should not be viewed as an actual real-time update of the NAV, which will be calculated only once at the end of each trading day. The IIV will be widely disseminated on a per Share basis every 15 seconds during the Exchange's Regular Trading Hours by one or more major market data vendors. In addition, the IIV will be available through on-line information services.</P>
                <P>
                    The website for the Trust, which will be publicly accessible at no charge, will contain the following information: (a) the current NAV per Share daily and the prior business day's NAV and the reported closing price; (b) the BZX Official Closing Price in relation to the NAV as of the time the NAV is calculated and a calculation of the premium or discount of such price against such NAV; (c) data in chart form displaying the frequency distribution of discounts and premiums of the Official Closing Price against the NAV, within appropriate ranges for each of the four previous calendar quarters (or for the life of the Trust, if shorter); (d) the prospectus; and (e) other applicable quantitative information. The Trust will also disseminate the Trust's holdings on a daily basis on the Trust's website. The price of bitcoin will be made available by one or more major market data vendors, updated at least every 15 seconds during Regular Trading Hours. Information about the Benchmark, including key elements of how the Benchmark is calculated, will be publicly available at 
                    <E T="03">www.mvis-indices.com/.</E>
                </P>
                <P>The NAV for the Trust will be calculated by the Administrator once a day and will be disseminated daily to all market participants at the same time. Quotation and last-sale information regarding the Shares will be disseminated through the facilities of the CTA.</P>
                <P>Quotation and last sale information for bitcoin is widely disseminated through a variety of major market data vendors, including Bloomberg and Reuters, as well as the Benchmark. Information relating to trading, including price and volume information, in bitcoin is available from major market data vendors and from the exchanges on which bitcoin are traded. Depth of book information is also available from bitcoin exchanges. The normal trading hours for bitcoin exchanges are 24 hours per day, 365 days per year.</P>
                <P>In sum, the Exchange believes that this proposal is consistent with the requirements of Section 6(b)(5) of the Act, that this filing sufficiently demonstrates that the CME Bitcoin Futures market represents a regulated market of significant size, and that on the whole the manipulation concerns previously articulated by the Commission are sufficiently mitigated to the point that they are outweighed by investor protection issues that would be resolved by approving this proposal.</P>
                <P>The Exchange believes that the proposal is, in particular, designed to protect investors and the public interest. Premium and discount volatility, high fees, rolling costs, insufficient disclosures, and technical hurdles are putting U.S. investor money at risk on a daily basis that could potentially be eliminated through access to a Spot Bitcoin ETP. As such, the Exchange believes that this proposal acts to limit the risk to U.S. investors that are increasingly seeking exposure to bitcoin by providing direct, 1-for-1 exposure to bitcoin in a regulated, transparent, exchange-traded vehicle, specifically by: (i) reducing premium volatility; (ii) reducing management fees through meaningful competition; (iii) providing an alternative to Bitcoin Futures ETFs which will eliminate roll cost; (iv) reducing risks associated with investing in operating companies that are imperfect proxies for bitcoin exposure; and (v) providing an alternative to custodying spot bitcoin. Finally, the Exchange notes that in addition to all of the arguments herein which it believes sufficiently establishes the CME Bitcoin Futures market as a regulated market of significant size, it is logically inconsistent to find that the CME Bitcoin Futures market is a significant market as it relates to the CME Bitcoin Futures market, but not a significant market as it relates to the bitcoin spot market for the numerous reasons laid out above.</P>
                <P>For the above reasons, the Exchange believes that the proposed rule change is consistent with the requirements of Section 6(b)(5) of the Act.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>
                    The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purpose of the Act. The Exchange notes that the proposed rule change, rather will facilitate the listing and trading of an additional exchange-traded product that will enhance competition among both market participants and 
                    <PRTPAGE P="46285"/>
                    listing venues, to the benefit of investors and the marketplace.
                </P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>The Exchange neither solicited nor received comments on the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    Within 45 days of the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                     or within such longer period up to 90 days (i) as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the Exchange consents, the Commission will:
                </P>
                <P>A. by order approve or disapprove such proposed rule change, or</P>
                <P>B. institute proceedings to determine whether the proposed rule change should be disapproved.</P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change, as modified by Amendment No. 2, is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-CboeBZX-2023-044 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-CboeBZX-2023-044. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-CboeBZX-2023-044 and should be submitted on or before August 9, 2023.
                    <FTREF/>
                </FP>
                <FTNT>
                    <P>
                        <SU>113</SU>
                         17 CFR 200.30-3(a)(12).
                    </P>
                </FTNT>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>113</SU>
                    </P>
                    <NAME>J. Matthew DeLesDernier,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15267 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD> BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-97893; File No. SR-MEMX-2023-13]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Waive Membership Fees for New Members Temporarily</SUBJECT>
                <DATE>July 13, 2023.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on June 30, 2023, MEMX LLC (“MEMX” or the “Exchange”) filed with the Securities and Exchange Commission (the “Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The Exchange is filing with the Commission a proposed rule change to amend the Exchange's fee schedule applicable to Members 
                    <SU>3</SU>
                    <FTREF/>
                     (the “Fee Schedule”) pursuant to Exchange Rules 15.1(a) and (c). The Exchange proposes to waive the membership fees (“Membership Fees”) for approximately the next six months for all new Members of the Exchange. The Exchange will implement the membership fee waiver (the “Membership Fee Waiver”) for the period of time commencing immediately and ending on December 31, 2023. The text of the proposed rule change is provided in Exhibit 5.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Exchange Rule 1.5(p).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>The Exchange proposes to modify its fee schedule in order to waive the Membership Fees for all new Members of the Exchange who join the Exchange through December 31, 2023. The Exchange will implement the Membership Fee Waiver (as defined above) until December 31, 2023. The Exchange notes that the proposed change does not amend any existing fee or rebate for equities transactions, market data or connectivity fees. The sole change proposed herein is to waive membership fees for new Members of the Exchange, as described below.</P>
                <P>
                    MEMX currently charges $200 per month to maintain active membership. In preparation for the launch of the Exchange's options market (“MEMX Options”),
                    <SU>4</SU>
                    <FTREF/>
                     the Exchange wishes to 
                    <PRTPAGE P="46286"/>
                    encourage additional participants to join the Exchange by waiving the Exchange's membership fee for such new participants. The Exchange proposes to apply the Membership Fee Waiver to all new Members ending on December 31, 2023. Specifically, the Exchange is proposing to add a description under “Membership” in the Exchange's Fee Schedule, noting that Membership Fees will be waived for new Members of the Exchange until January 1, 2024.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         On August 8, 2022, the Commission approved SR-MEMX-2022-10, which proposed rules for the trading of options on the Exchange. 
                        <E T="03">See</E>
                         Securities 
                        <PRTPAGE/>
                        Exchange Act Release No. 95445 (August 9, 2022) [sic], 87 FR 49884 (August 12, 2022) (SR-MEMX-2022-010). The Exchange plans to launch MEMX Options in September of 2023.
                    </P>
                </FTNT>
                <P>Although the Exchange notes that the proposed change is intended primarily to encourage new participants to join the Exchange in order to participate on the MEMX Options market and the Exchange believes the participants that will benefit from this waiver are firms that will do so, the Exchange is intentionally proposing the waiver to apply broadly to all new participants on the Exchange, including firms that would trade only on the Exchange's market for equity securities or on both the Exchange's market for equity securities and MEMX Options.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that the proposed rule change is consistent with the provisions of Section 6 of the Act,
                    <SU>5</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Sections 6(b)(4) and 6(b)(5) of the Act,
                    <SU>6</SU>
                    <FTREF/>
                     in particular, in that it provides for the equitable allocation of reasonable dues, fees and other charges among members and issuers and other persons using its facilities and does not unfairly discriminate between customers, issuers, brokers or dealers.
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         15 U.S.C. 78f.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         15 U.S.C. 78f(b)(4) and (5).
                    </P>
                </FTNT>
                <P>The Exchange believes it is reasonable to waive the Membership Fee for new Members of the Exchange, primarily to provide an incentive for options trading firms to apply for Exchange membership in advance of the launch of MEMX Options. The options markets are quote-driven markets and are dependent on liquidity providers for liquidity and price discovery. The proposal will be of particular importance in encouraging liquidity providers to become members of the Exchange, which may result in more trading opportunities, enhanced competition, and improved overall market quality on the Exchange. Although the proposed change is intended primarily to encourage new participants to join the Exchange in order to participate on the MEMX Options market and the Exchange believes the participants that will benefit from this waiver are firms that will do so, the Exchange also believes that it is reasonable to adopt the waiver in a manner that applies broadly to all new participants on the Exchange, including firms that would trade only on the Exchange's market for equity securities or on both the Exchange's market for equity securities and MEMX Options.</P>
                <P>In addition, the Exchange believes that the proposed Membership Fee Waiver is equitable and not unfairly discriminatory in that it will apply uniformly to all new Members of the Exchange. Further, the Exchange believes that the waiver is reasonable, equitable and not unfairly discriminatory to current Members of the Exchange because the majority of the Exchange's current Members joined at a time when the Exchange did not impose membership fees (also to incentivize such participants to join), and thus have already received this benefit.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>
                    The Exchange does not believe that the proposed rule change will result in any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. Instead, as discussed above, the Exchange believes that the proposed change would encourage market participants who have not already done so to join the Exchange. As a result, if such participants do join the Exchange and route their orders to the Exchange or support other Members that route orders (
                    <E T="03">i.e.,</E>
                     clearing firms) the Exchange believes the proposal would enhance its competitiveness as a market. Encouraging additional participants to join the Exchange will enable a greater number of participants to be onboard when MEMX Options launches. Attracting a greater number of participants will foster greater competition on the Exchange, particularly in the case of MEMX Options which is a quote-driven market. For these reasons, the Exchange believes that the proposal furthers the Commission's goal in adopting Regulation NMS of fostering competition among orders, which promotes “more efficient pricing of individual stocks for all types of orders, large and small.” 
                    <SU>7</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         Securities Exchange Act Release No. 51808 (June 9, 2005), 70 FR 37496, 37499 (June 29, 2005) (“Regulation NMS Adopting Release”).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Intramarket Competition</HD>
                <P>As discussed above, the Exchange believes that the proposal would encourage new participants to apply for Exchange membership, thereby enhancing liquidity and market quality on the Exchange, as well as enhancing the attractiveness of the Exchange as a trading venue, which the Exchange believes, in turn, would continue to encourage market participants to direct additional order flow to the Exchange.</P>
                <P>The Exchange does not believe that the proposed changes would impose any burden on intramarket competition because such changes will incentivize new participants to join the Exchange and the majority of the Exchange's current members joined at a time when the Exchange did not impose membership fees (also to incentivize such participants to join), and thus have already received this benefit. The options markets are quote-driven markets and are dependent on liquidity providers for liquidity and price discovery. The proposal will be of particular importance in encouraging liquidity providers to become members of the Exchange, which may result in more trading opportunities, enhanced competition, and improved overall market quality on the Exchange. For the foregoing reasons, the Exchange believes the proposed changes would not impose any burden on intramarket competition that is not necessary or appropriate in furtherance of the purposes of the Act.</P>
                <HD SOURCE="HD3">Intermarket Competition</HD>
                <P>As described above, the proposed Membership Fee Waiver will incentive market participants to join the Exchange during the Membership Fee Waiver period. Accordingly, the Exchange believes the proposal would not burden, but rather promote, intermarket competition by enabling it to better compete with other options exchanges at the time MEMX Options launches. In addition, as noted above, the Exchange has intentionally proposed to adopt the waiver broadly so that it is also applicable to new Members that will participate on the Exchange's market for equity securities or that will participate on such market as well as MEMX Options, and thus, the proposal may also better enable the Exchange to compete with other equities exchanges.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>
                    The Exchange neither solicited nor received comments on the proposed rule change.
                    <PRTPAGE P="46287"/>
                </P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The foregoing rule change has become effective pursuant to Section 19(b)(3)(A)(ii) of the Act 
                    <SU>8</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(2) 
                    <SU>9</SU>
                    <FTREF/>
                     thereunder.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         15 U.S.C. 78s(b)(3)(A)(ii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         17 CFR 240.19b-4(f)(2).
                    </P>
                </FTNT>
                <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule change should be approved or disapproved.</P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-MEMX-2023-13 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-MEMX-2023-13. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-MEMX-2023-13 and should be submitted on or before August 9, 2023.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>10</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>10</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>J. Matthew DeLesDernier,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15261 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-97890; File No. SR-FICC-2023-008]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework</SUBJECT>
                <DATE>July 13, 2023.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on June 30, 2023, Fixed Income Clearing Corporation (“FICC”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II and III below, which Items have been prepared by the clearing agency. FICC filed the proposed rule change pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>3</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(4) thereunder.
                    <SU>4</SU>
                    <FTREF/>
                     The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         17 CFR 240.19b-4(f)(4).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Clearing Agency's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The proposed rule change consists of amends the Clearing Agency Model Risk Management Framework (“Framework”) of FICC and its affiliates National Securities Clearing Corporation (“NSCC”), a central counterparty, together with FICC, the “CCPs,” and the CCPs together with The Depository Trust Company (“DTC,”) the “Clearing Agencies”).
                    <SU>5</SU>
                    <FTREF/>
                     The Framework was adopted by the Clearing Agencies to support their compliance with Rule 17Ad-22(e) (the “Covered Clearing Agency Standards”) under the Act,
                    <SU>6</SU>
                    <FTREF/>
                     and, in this regard, applies solely to models 
                    <SU>7</SU>
                    <FTREF/>
                     utilized by the Clearing Agencies that are subject to the model risk management requirements set forth in Rules 17Ad-22(e)(4), (e)(6), and (e)(7) under the Act.,
                    <SU>8</SU>
                    <FTREF/>
                     as described in greater detail below.
                    <SU>9</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         The Framework sets forth the model risk management practices that the Clearing Agencies follow to identify, measure, monitor, and manage the risks associated with the design, development, implementation, use, and validation of quantitative models. The Framework is filed as a rule of the Clearing Agencies. 
                        <E T="03">See</E>
                         Securities Exchange Act Release Nos. 81485 (August 25, 2017), 82 FR 41433 (August 31, 2017) (SR-DTC-2017-008, SR-FICC-2017-014, SR-NSCC-2017-008) (“2017 Notice”); 88911 (May 20, 2020), 85 FR 31828 (May 27, 2020) (SR-DTC-2020-008, SR-FICC-2020-004, SR-NSCC-2020-008); 92379 (July 13, 2021), 86 FR 38143 (July 19, 2021) (SR-DTC-2021-013); 92381 (July 13, 2021), 86 FR 38163 (July 19, 2021) (SR-NSCC-2021-008); 92380 (July 13, 2021), 86 FR 38140 (July 19, 2021) (SR-FICC-2021-006); 94273 (February 17, 2022), 87 FR 10395 (February 24, 2022) (SR-DTC-2022-001); 94272 (February 17, 2022), 87 FR 10419 (February 24, 2022) (SR-NSCC-2022-001); and 94271 (February 17, 2022), 87 FR 10411 (February 24, 2022) (SR-FICC-2022-001) (collectively, the “MRMF Filings”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         17 CFR 240.17Ad-22(e). Each of DTC, NSCC and FICC is a “covered clearing agency” as defined in Rule 17Ad-22(a)(5) under the Act and must comply with Rule 17Ad-22(e).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         Pursuant to Section 3.1 (Model Inventory) of the Framework, the Clearing Agencies have adopted the following definition of “model”: “[M]odel” refers to a quantitative method, system, or approach that applies statistical, economic, financial, or mathematical theories, techniques, and assumptions to process input data into quantitative estimates. A “model” consists of three components: (i) an information input component, which delivers assumptions and data to the model; (ii) a processing component, which transforms inputs into estimates; and (iii) a reporting component, which translates the estimates into useful business information. The definition of model also covers quantitative approaches whose inputs are partially or wholly qualitative or based on expert judgment, provided that the output is quantitative in nature. 
                        <E T="03">See</E>
                         2017 Notice, 
                        <E T="03">supra</E>
                         note 9. 
                        <E T="03">See also</E>
                         Supervisory Guidance on Model Risk Management, SR Letter 11-7 Attachment, dated April 4, 2011, issued by the Board of Governors of the Federal Reserve System and the Office of the Comptroller of the Currency, 
                        <E T="03">available at https://www.federalreserve.gov/supervisionreg/srletters/sr1107a1.pdf,</E>
                         page 3.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         17 CFR 240.17Ad-22(e)(4), (e)(6) and (e)(7). References to Rule 17Ad-22(e)(6) and compliance therewith apply to the CCPs only and not to DTC because DTC is not a central counterparty.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         Capitalized terms used herein and not defined shall have the meaning assigned to such terms in the FICC Rules, available at 
                        <E T="03">http://www.dtcc.com/legal/rules-and-procedures.aspx.</E>
                    </P>
                </FTNT>
                <PRTPAGE P="46288"/>
                <HD SOURCE="HD1">II. Clearing Agency's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the clearing agency included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The clearing agency has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">(A) Clearing Agency's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The proposed rule change of FICC amends the Clearing Agency Model Risk Management Framework (“Framework”) of FICC and its affiliates National Securities Clearing Corporation (“NSCC”), a central counterparty, and together with FICC, the “CCPs,” and the CCPs together with The Depository Trust Company (“DTC,”) the “Clearing Agencies”).
                    <SU>10</SU>
                    <FTREF/>
                     The Framework was adopted by the Clearing Agencies to support their compliance with Rule 17Ad-22(e) (the “Covered Clearing Agency Standards”) under the Act,
                    <SU>11</SU>
                    <FTREF/>
                     and, in this regard, applies solely to models 
                    <SU>12</SU>
                    <FTREF/>
                     utilized by the Clearing Agencies that are subject to the model risk management requirements set forth in Rules 17Ad-22(e)(4), (e)(6), and (e)(7) under the Act.
                    <SU>13</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         The Framework sets forth the model risk management practices that the Clearing Agencies follow to identify, measure, monitor, and manage the risks associated with the design, development, implementation, use, and validation of quantitative models. The Framework is filed as a rule of the Clearing Agencies. 
                        <E T="03">See</E>
                         Securities Exchange Act Release Nos. 81485 (August 25, 2017), 82 FR 41433 (August 31, 2017) (SR-DTC-2017-008, SR-FICC-2017-014, SR-NSCC-2017-008) (“2017 Notice”); 88911 (May 20, 2020), 85 FR 31828 (May 27, 2020) (SR-DTC-2020-008, SR-FICC-2020-004, SR-NSCC-2020-008); 92379 (July 13, 2021), 86 FR 38143 (July 19, 2021) (SR-DTC-2021-013); 92381 (July 13, 2021), 86 FR 38163 (July 19, 2021) (SR-NSCC-2021-008); 92380 (July 13, 2021), 86 FR 38140 (July 19, 2021) (SR-FICC-2021-006); 94273 (February 17, 2022), 87 FR 10395 (February 24, 2022) (SR-DTC-2022-001); 94272 (February 17, 2022), 87 FR 10419 (February 24, 2022) (SR-NSCC-2022-001); and 94271 (February 17, 2022), 87 FR 10411 (February 24, 2022) (SR-FICC-2022-001) (collectively, the “MRMF Filings”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         17 CFR 240.17Ad-22(e).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">Supra</E>
                         note 7.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">Supra</E>
                         note 8.
                    </P>
                </FTNT>
                <P>
                    The proposed rule change would amend the Framework 
                    <SU>14</SU>
                    <FTREF/>
                     to account for and implement a new model performance monitoring and reporting tool (
                    <E T="03">i.e.,</E>
                     the Model Health Index (“MHI”)), to help the Clearing Agencies assess a model's overall health between periodic validations, as described below.
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         Amending the Framework does not require any changes to the Rules, By-Laws and Organization Certificate of DTC (
                        <E T="03">available at http://www.dtcc.com/~/media/Files/Downloads/legal/rules/dtc_rules.pdf</E>
                        ) (the “DTC Rules”), the Rulebook of the Government Securities Division of FICC (
                        <E T="03">available at https://www.dtcc.com/~/media/Files/Downloads/legal/rules/ficc_gov_rules.pdf</E>
                        ) (the “GSD Rules”), the Clearing Rules of the Mortgage-Backed Securities Division of FICC (
                        <E T="03">available at http://www.dtcc.com/~/media/Files/Downloads/legal/rules/ficc_mbsd_rules.pdf</E>
                        ) (the “MBSD Rules”), or the Rules &amp; Procedures of NSCC (
                        <E T="03">available at http://www.dtcc.com/~/media/Files/Downloads/legal/rules/nscc_rules.pdf</E>
                        ) (the “NSCC Rules,” and collectively with the DTC Rules, GSD Rules, and MBSD Rules, the “Rules”), because the Framework is a standalone document. 
                        <E T="03">See</E>
                         MRMF Filings, 
                        <E T="03">supra</E>
                         note 9.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Background</HD>
                <P>
                    The Framework outlines the applicable regulatory requirements mentioned above, describes the risks that the Clearing Agencies' model risk management program are designed to mitigate, and sets forth specific model risk management practices and requirements adopted by the Clearing Agencies to help ensure compliance with the Covered Clearing Agency Standards. These practices and requirements include, among other things, the maintenance of a model inventory (“Model Inventory”), a process for rating model materiality and complexity, processes for performing model validations and resolving findings identified during model validation, and processes for model performance monitoring, including backtesting and sensitivity analyses. The Framework also describes applicable internal ownership and governance requirements.
                    <SU>15</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">See</E>
                         MRMF Filings, 
                        <E T="03">supra</E>
                         note 9, for additional information on the contents of the Framework.
                    </P>
                </FTNT>
                <P>
                    FICC's Model Risk Management (“MRM”) group within the DTCC Group Chief Risk Office is responsible for the model risk management program of the Clearing Agencies, including, but not limited to, a periodic Model Validation for each model subject to the Framework that is approved for use in production not less than annually (or more frequently as may be contemplated by such Clearing Agency's established risk management framework), including each credit risk model,
                    <SU>16</SU>
                    <FTREF/>
                     each liquidity risk model,
                    <SU>17</SU>
                    <FTREF/>
                     and each CCP's margin systems and related models,
                    <SU>18</SU>
                    <FTREF/>
                     as required by the risk management standards described within the Framework.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See</E>
                         17 CFR 240.17A- 22(e)(4)(vii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">See</E>
                         17 CFR 240.17Ad-22(e)(7)(vii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See</E>
                         17 CFR 240.17Ad-22(e)(6)(vii).
                    </P>
                </FTNT>
                <P>
                    In addition to performing model validations, as described above, the Clearing Agencies monitor model performance. Pursuant to Section 3.8 of the Framework model performance monitoring (“MPM”) is the process evaluating an active model's ongoing performance. The model owner (“Model Owner”) 
                    <SU>19</SU>
                    <FTREF/>
                     is responsible for composing an MPM plan (“MPM Plan”) for each model as part of model development, executing MPM activities according to each model's MPM Plan and reporting MPM results to MRM. MRM is responsible for providing oversight of MPM activities by setting organizational standards and providing critical analysis for identifying model issues and/or limitations, and escalating issues pertaining to MPM to the Management Risk Committee (“MRC”) and/or Board Risk Committee (“BRC”) as necessary.
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         Pursuant to Section 3.1 (Model Inventory) of the Framework, the person designated by the applicable business area or support function to be responsible for a particular model is recorded as the Model Owner for such model by MRM in the Model Inventory.
                    </P>
                </FTNT>
                <P>While the Clearing Agencies believe that their existing model risk assessment, performance monitoring reports and other metrics continue to be sufficient measures of the Clearing Agencies' model risk, the Clearing Agencies propose to enhance their model performance monitoring processes with the addition of MHI, as described below.</P>
                <HD SOURCE="HD3">Proposed Rule Change</HD>
                <P>
                    Pursuant to the proposed rule change, the Clearing Agencies would update the Framework to account for and implement the MHI—a tool to assess a model's overall health between periodic validations. As would be described in a new section of the Framework, the MHI would evaluate measurable indicators of a model's overall fitness (
                    <E T="03">e.g.,</E>
                     performance monitoring and findings management), assess progress or deterioration over time, and synthesize all metrics into a model health rating (
                    <E T="03">i.e.,</E>
                     an MHI score). An MHI score would be calculated in the aggregate for all models in the Model Inventory.
                </P>
                <P>
                    An MHI score would be calculated for each model to facilitate not only an in-depth look into a particular model as needed but also its fitness for purpose (
                    <E T="03">e.g.,</E>
                     legal entity, business unit, model use, etc.). Indicators and factors considered in calculating an MHI score may be added or removed by a Clearing Agency, in accordance with its internal procedures, but the parameters and rationale of any additions or removals 
                    <PRTPAGE P="46289"/>
                    would be reflected in written procedures established by the applicable Clearing Agency. Indicators and factors that the Clearing Agencies may use include, but are not limited to:
                </P>
                <P>
                    A. 
                    <E T="03">Model Grade:</E>
                     reflects the updated model grade (“Model Grade”) 
                    <SU>20</SU>
                    <FTREF/>
                     after quarterly Risk Rating Assessment or after periodic validation/annual review.
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         As described in Section 3.3 (Model Validation) of the Framework, a Model Grade outlines the overall quality of the model developer's efforts to develop the model and reflects the extent to which the model developer has effectively reduced model risk during model development.
                    </P>
                </FTNT>
                <P>
                    B. 
                    <E T="03">Approval Status:</E>
                     applies to models that have not been approved but have been provisionally approved for use (in accordance with Section 3.6 (Model Approval and Control) of the Framework), or models rejected during their periodic validation process that are still in production but in the process of retirement.
                </P>
                <P>
                    C. 
                    <E T="03">Number and Status of Findings:</E>
                </P>
                <P>
                    • 
                    <E T="03">Number of Validation Findings—</E>
                    represents the risk engendered by the severity and number of findings identified during a review; it is more conservative than the validation thresholds and posits that each finding adds a layer of risk to the model.
                </P>
                <P>
                    • 
                    <E T="03">Number of Overdue Findings</E>
                    —captures the marginal risk of findings that remain outstanding beyond the remediation timeframe determined during validation.
                </P>
                <P>
                    • 
                    <E T="03">Number of Remediated Findings</E>
                    —acknowledges the reduction in findings risk and its positive contribution to alleviating model health.
                </P>
                <P>
                    D. 
                    <E T="03">Model Performance Monitoring Result:</E>
                     factors in updated model performance which, if results reflect a rating that may portend deterioration in overall model health and trigger escalation pursuant to a model's MPM Plan.
                </P>
                <P>
                    E. 
                    <E T="03">Compensating Control</E>
                     recognizes the mitigating effect of controls in reducing associated risks.
                </P>
                <P>
                    F. 
                    <E T="03">Model Dependencies:</E>
                     captures the deterioration in upstream models that may negatively impact the health of individual and aggregate model risk of downstream models; measured using the upstream model's most current residual risk rating.
                </P>
                <P>As mentioned above, an aggregate MHI score would also be calculated considering individual MHI scores of all models in the Model Inventory. Such aggregate MHI score would be computed using such methodologies and/or factors as the Clearing Agencies deem appropriate from time to time to reflect aggregate model health.</P>
                <P>
                    MHI scores and related information would be reported to members of management and the Board of Directors (“Board”) of the applicable Clearing Agency that perform responsibilities regarding model risk management and compliance with the Framework, including the BRC, MRC and the Model Risk Governance Council (“MRGC”).
                    <SU>21</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         In accordance with Section 3.2 of the Framework, the MRGC discusses and/or reviews certain model risk related matters which could result in advice and/or recommendation, which is generally directed to the interested party of a given model that brings the matter, as applicable.
                    </P>
                </FTNT>
                <P>To effectuate this proposed change, the Framework would be revised to add a new Section 3.9 (Model Health Index), as noted above, that would provide for the MHI, as described above.</P>
                <P>Separately, Section 1 (Executive Summary) of the Framework would be amended to list Section 3.9 as one of the topics that is discussed within the Framework, and section cross-references in the Framework would be updated to accommodate the addition of Section 3.9.</P>
                <HD SOURCE="HD3">2. Statutory Basis </HD>
                <P>
                    The Clearing Agencies believe that the proposed rule change is consistent with Section 17A(b)(3)(F) of the Act,
                    <SU>22</SU>
                    <FTREF/>
                     as well as Rules 17Ad-22(e)(4), (e)(6) and (e)(7) thereunder,
                    <SU>23</SU>
                    <FTREF/>
                     for the reasons described below.
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         15 U.S.C. 78q-1(b)(3)(F).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         17 CFR 240.17Ad-22(e)(4), (e)(6) and (e)(7).
                    </P>
                </FTNT>
                <P>
                    Section 17A(b)(3)(F) of the Act 
                    <SU>24</SU>
                    <FTREF/>
                     requires, 
                    <E T="03">inter alia,</E>
                     that the rules of a clearing agency be designed to assure the safeguarding of securities and funds which are in the custody or control of the clearing agency or for which it is responsible. As described above, the proposed rule change would revise the Framework to account for and implement the MHI, which would enhance the Clearing Agencies' ability to monitor the usefulness of models between periodic validations and provide applicable reporting and information to management and the applicable Board of the Clearing Agencies that perform responsibilities regarding model risk management and compliance with the Framework. By modifying the Framework in this regard, the proposed rule change supports the Clearing Agencies' performance of their responsibilities under the Framework, including but not limited to assuring that models function as intended. Enhanced monitoring of the models between periodic validations further supports the Clearing Agencies in their safeguarding of securities and funds which are in the custody or control of the Clearing Agencies or for which they are responsible; thus, promoting the ability of the Clearing Agencies to better manage credit exposures and liquidity risk that may impact the safeguarding of those funds and securities.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         15 U.S.C. 78q-1(b)(3)(F).
                    </P>
                </FTNT>
                <P>
                    Rule 17Ad-22(e)(4) under the Act,
                    <SU>25</SU>
                    <FTREF/>
                     requires, 
                    <E T="03">inter alia,</E>
                     that a covered clearing agency establish, implement, maintain, and enforce written policies and procedures reasonably designed to manage risks associated with its credit risk management models. As discussed above, the proposed rule change would revise the Framework to provide for the MHI, which would enhance the Clearing Agencies' ability to monitor the usefulness of models and provide applicable reporting and information to management and the applicable Board of the Clearing Agencies that perform responsibilities regarding model risk management and compliance with the Framework, which is designed, among other things, to manage liquidity risks in accordance Rule 17Ad-22(e)(4).
                    <SU>26</SU>
                    <FTREF/>
                     By enhancing the Framework in this regard, the proposed rule change supports the Clearing Agencies' performance of their responsibilities under the Framework, including but not limited to assuring that models developed function as intended to support the Clearing Agencies in identifying, measuring, monitoring, and managing their respective credit exposures to cover these risks. Therefore, the Clearing Agencies believe that the proposed changes to the Framework are consistent with Rule 17Ad-22(e)(4).
                    <SU>27</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         17 CFR 240.17Ad-22(e)(4).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    Rule 17Ad-22(e)(6) under the Act,
                    <SU>28</SU>
                    <FTREF/>
                     requires, 
                    <E T="03">inter alia,</E>
                     that a covered clearing agency establish, implement, maintain, and enforce written policies and procedures reasonably designed to manage risks associated with its margin risk management models. As discussed above, the proposed rule change would revise the Framework to provide for the MHI, which would enhance the Clearing Agencies' ability to monitor the usefulness of models and provide applicable reporting and information to management and the applicable Board of the Clearing Agencies that perform responsibilities regarding model risk management and compliance with the Framework, which is designed, among other things, to manage margin model risks in accordance Rule 17Ad-22(e)(6).
                    <SU>29</SU>
                    <FTREF/>
                     By enhancing the Framework in this regard, the proposed rule change supports the Clearing Agencies' 
                    <PRTPAGE P="46290"/>
                    performance of their responsibilities under the Framework, including but not limited to assuring that models developed function as intended to support the Clearing Agencies in identifying, measuring, monitoring, and managing their respective margin model risks to cover these risks. Therefore, the Clearing Agencies believe that the proposed changes to the Framework are consistent with Rule 17Ad-22(e)(6).
                    <SU>30</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         17 CFR 240.17Ad-22(e)(6). References to Rule 17Ad-22(e)(6) and compliance therewith apply to the CCPs only and not to DTC because DTC is not a central counterparty.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    Rule 17Ad-22(e)(7) under the Act 
                    <SU>31</SU>
                    <FTREF/>
                     requires, 
                    <E T="03">inter alia,</E>
                     that a covered clearing agency establish, implement, maintain, and enforce written policies and procedures reasonably designed to manage risks associated with its liquidity risk management models. As discussed above, the proposed rule change would revise the Framework to provide for the MHI, which would enhance the Clearing Agencies' ability to monitor the usefulness of models and provide applicable reporting and information to management and the applicable Board of the Clearing Agencies that perform responsibilities regarding model risk management and compliance with the Framework, which is designed, among other things, to manage liquidity risks in accordance Rule 17Ad-22(e)(7).
                    <SU>32</SU>
                    <FTREF/>
                     By enhancing the Framework in this regard, the proposed rule change supports the Clearing Agencies' performance of their responsibilities under the Framework, including but not limited to assuring that models developed function as intended to support the Clearing Agencies in identifying, measuring, monitoring, and managing their respective liquidity risks to cover these risks. Therefore, the Clearing Agencies believe that the proposed changes to the Framework are consistent with Rule 17Ad-22(e)(7).
                    <SU>33</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         17 CFR 240.17Ad-22(e)(7).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD2">(B) Clearing Agency's Statement on Burden on Competition</HD>
                <P>The Clearing Agencies do not believe that the proposed rule change would have any impact, or impose any burden, on competition because the proposed rule change simply modifies the Framework governing the management of model risk by the Clearing Agencies to add a new model risk reporting tool, as described above, and (a) would not effectuate any changes to the Clearing Agencies' model risk management tools as they apply to their respective Members or Participants and (b) would not have an effect with respect to the obligations of participants utilizing Clearing Agency services.</P>
                <HD SOURCE="HD2">(C) Clearing Agency's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>FICC has not received or solicited any written comments relating to this proposal. If any written comments are received, they would be publicly filed as an Exhibit 2 to this filing, as required by Form 19b-4 and the General Instructions thereto.</P>
                <P>Persons submitting comments are cautioned that, according to Section IV (Solicitation of Comments) of the Exhibit 1A in the General Instructions to Form 19b-4, the Commission does not edit personal identifying information from comment submissions. Commenters should submit only information that they wish to make available publicly, including their name, email address, and any other identifying information.</P>
                <P>
                    All prospective commenters should follow the Commission's instructions on how to submit comments, 
                    <E T="03">available at https://www.sec.gov/regulatory-actions/how-to-submitcomments.</E>
                     General questions regarding the rule filing process or logistical questions regarding this filing should be directed to the Main Office of the Commission's Division of Trading and Markets at 
                    <E T="03">tradingandmarkets@sec.gov</E>
                     or 202-551-5777.
                </P>
                <P>FICC reserves the right to not respond to any comments received.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change, and Timing for Commission Action</HD>
                <P>
                    The foregoing rule change has become effective pursuant to Section 19(b)(3)(A) 
                    <SU>34</SU>
                    <FTREF/>
                     of the Act and paragraph (f) 
                    <SU>35</SU>
                    <FTREF/>
                     of Rule 19b-4 thereunder. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.
                </P>
                <FTNT>
                    <P>
                        <SU>34</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>35</SU>
                         17 CFR 240.19b-4(f).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number  SR-FICC-2023-008 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549.</P>
                <FP>
                    All submissions should refer to file number SR-FICC-2023-008. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of FICC and on DTCC's website (
                    <E T="03">http://dtcc.com/legal/sec-rule-filings.aspx</E>
                    ). Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to File Number SR-FICC-2023-008 and should be submitted on or before August 9, 2023.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>36</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>36</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>J. Matthew DeLesDernier,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15258 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="46291"/>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISION</AGENCY>
                <DEPDOC>[Release No. 34-97895; File No. SR-CBOE-2023-032]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule for the Cboe Silexx Platform</SUBJECT>
                <DATE>July 13, 2023.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on June 30, 2023, Cboe Exchange, Inc. (the “Exchange” or “Cboe Options”) filed with the Securities and Exchange Commission (the “Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>Cboe Exchange, Inc. (the “Exchange” or “Cboe Options”) proposes amendments to the Fees Schedule for the Cboe Silexx platform. The text of the proposed rule change is provided in Exhibit 5.</P>
                <P>
                    The text of the proposed rule change is also available on the Exchange's website (
                    <E T="03">http://www.cboe.com/AboutCBOE/CBOELegalRegulatoryHome.aspx</E>
                    ), at the Exchange's Office of the Secretary, and at the Commission's Public Reference Room.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The Exchange proposes to amend fees for the Cboe Silexx platform (“Cboe Silexx”), effective July 3, 2023. By way of background, the Silexx platform consists of a “front-end” order entry and management trading platform (also referred to as the “Silexx terminal”) for listed stocks and options that supports both simple and complex orders, and a “back-end” platform which provides a connection to the infrastructure network. From the Silexx platform (
                    <E T="03">i.e.,</E>
                     the collective front-end and back-end platform), a Silexx user has the capability to send option orders to U.S. options exchanges, send stock orders to U.S. stock exchanges (and other trading centers), input parameters to control the size, timing, and other variables of their trades, and also includes access to real-time options and stock market data, as well as access to certain historical data. The Silexx platform is designed so that a user may enter orders into the platform to send to an executing broker (including Trading Permit Holders (“TPHs”)) of its choice with connectivity to the platform, which broker will then send the orders to Cboe Options (if the broker is a TPH) or other U.S. exchanges (and trading centers) in accordance with the user's instructions.
                </P>
                <P>
                    In 2020, the Exchange made a new version of the Silexx platform available, Cboe Silexx, which supports the trading of non-FLEX Options 
                    <SU>3</SU>
                    <FTREF/>
                     and allows authorized Users with direct access to the Exchange.
                    <SU>4</SU>
                    <FTREF/>
                     The Silexx front-end and back-end platforms are a software application that is installed locally on a user's desktop. Silexx grants users licenses to use the platform, and a firm or individual does not need to be a TPH to license the platform. Use of any version of the Silexx platform is completely optional.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         In 2019, the Exchange made available an additional version of the Silexx platform, Silexx FLEX, which supports the trading of FLEX Options and allows authorized Users with direct access to the Exchange. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 87028 (September 19, 2019) 84 FR 50529 (September 25, 2019) (SR-CBOE-2019-061).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         See Securities Exchange Act Release No. 88741 (April 24, 2020) 85 FR 24045 (April 30, 2020) (SR-CBOE-2020-040).
                    </P>
                </FTNT>
                <P>
                    The Exchange has established a tiered fee structure for Cboe Silexx, based on Login IDs and set forth in the Silexx Fees Schedule.
                    <SU>5</SU>
                    <FTREF/>
                     Currently, there is a monthly fee of $399 per Login ID for the first 8 Login IDs (
                    <E T="03">i.e.,</E>
                     Logins IDs 1-8), a fee of $299 per each additional Login ID for the next 8 Login IDs (
                    <E T="03">i.e.,</E>
                     Login IDs 9-16), and a fee of $199 per each additional Login ID thereafter (
                    <E T="03">i.e.,</E>
                     17+ Login IDs).
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         See Securities Exchange Act Release No. 89830 (September 11, 2020) 85 FR 58093 (September 17, 2020) (SR-CBOE-2020-085).
                    </P>
                </FTNT>
                <P>
                    The Exchange proposes to amend the quantity of Login IDs for each monthly fee tier and to update the Silexx Fees Schedule to reflect the new quantities. Particularly, the Exchange proposes to adopt a monthly fee of $399 per Login ID for the first 16 Login IDs (
                    <E T="03">i.e.,</E>
                     Login IDs 1-16), a fee of $299 per each additional Login ID for the next 16 Login IDs (
                    <E T="03">i.e.,</E>
                     Login IDs 16-32), and a fee of $199 per each additional Login ID thereafter (
                    <E T="03">i.e.,</E>
                     33+ Login IDs). The fee will continue to be waived for the first month for any new individual user; the waiver will apply to the month the Login ID is first purchased.
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         For example, if an individual User subscribes to a Cboe Silexx Login ID on July 15th, the Login ID fee would be waived for the month of July only.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes the proposed rule change is consistent with the Securities Exchange Act of 1934 (the “Act”) and the rules and regulations thereunder applicable to the Exchange and, in particular, the requirements of Section 6(b) of the Act.
                    <SU>7</SU>
                    <FTREF/>
                     Specifically, the Exchange believes the proposed rule change is consistent with the Section 6(b)(5) 
                    <SU>8</SU>
                    <FTREF/>
                     requirements that the rules of an exchange be designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in regulating, clearing, settling, processing information with respect to, and facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest. Additionally, the Exchange believes the proposed rule change is consistent with the Section 6(b)(5) 
                    <SU>9</SU>
                    <FTREF/>
                     requirement that the rules of an exchange not be designed to permit unfair discrimination between customers, issuers, brokers, or dealers. Additionally, the Exchange also believes the proposed rule change is consistent with Section 6(b)(4) of the Act, which requires that Exchange rules provide for the equitable allocation of reasonable dues, fees, and other charges among its Trading Permit Holders and other persons using its facilities.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    The Exchange believes that its proposed changes to the quantities of 
                    <PRTPAGE P="46292"/>
                    Login IDs applicable to each monthly fee tier are reasonable and appropriate, because even as amended, the fee structure remain competitive with similar products available throughout the market, including other available platform versions on Silexx and a similar front-end order entry system offered by Nasdaq ISE (
                    <E T="03">i.e.,</E>
                     ISE's PrecISE terminals).
                    <SU>10</SU>
                    <FTREF/>
                     The Exchange understands that the proposed pricing structure is also competitive with, and in some instances even lower than, similar unregulated products (for which there is no requirement for fees related to those products to be public). Additionally, use of Cboe Silexx is discretionary and not compulsory, as users can choose to route orders, including to Cboe Options, without the use of the platform. The Exchange makes the platform available as a convenience to market participants, who will continue to have the option to use any order entry and management system available in the marketplace to send orders to the Exchange and other exchanges; the platform is merely an alternative offered by the Exchange. The Exchange believes the proposed fees amendments are equitable and not unfairly discriminatory because they apply to all market participants uniformly.
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See</E>
                         Silexx Fees Schedule, which assesses between $200-$600 per month for the remaining Silexx platforms, other than FLEX which is assessed no fee. 
                        <E T="03">See also</E>
                         Nasdaq ISE's Pricing Schedule, Section 7, which provides for a PrecISE Trade Terminal monthly fee of $350 per user for each of the 1st 10 users and $100 per month for each additional user.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The proposed change will not impose any burden on intramarket competition that is not necessary or appropriate in furtherance of the purposes of the Act because it relates to an optional platform. The proposed fee amendments will apply to similarly situated participants uniformly, as described in detail above. As discussed, the use of the platform continues to be completely voluntary and market participants will continue to have the flexibility to use any entry and management tool that is proprietary or from third-party vendors, and/or market participants may choose any executing brokers to enter their orders. The Cboe Silexx platform is not an exclusive means of trading, and if market participants believe that other products, vendors, front-end builds, etc. available in the marketplace are more beneficial than the Cboe Silexx platform, they may simply use those products instead. Use of the functionality is completely voluntary.</P>
                <P>The Exchange does not believe that the proposed rule changes will impose any burden on intermarket competition that is not necessary or appropriate in furtherance of the purposes of the Act because the proposed change applies only to Cboe Options. Additionally, Cboe Silexx is similar to types of products that are widely available throughout the industry, including from some exchanges, at similar prices. To the extent that the proposed changes make Cboe Options a more attractive marketplace for market participants at other exchanges, such market participants are welcome to become Cboe Options market participants.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>The Exchange neither solicited nor received comments on the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The foregoing rule change has become effective pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>11</SU>
                    <FTREF/>
                     and paragraph (f) of Rule 19b-4 
                    <SU>12</SU>
                    <FTREF/>
                     thereunder. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission will institute proceedings to determine whether the proposed rule change should be approved or disapproved.
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         17 CFR 240.19b-4(f).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number
                </P>
                <P>SR-CBOE-2023-032 on the subject line.</P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <P>
                    All submissions should refer to file number SR-CBOE-2023-032. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-CBOE-2023-032 and should be submitted on or before August 9, 2023.
                </P>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>13</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>13</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>J. Matthew DeLesDernier,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15263 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="46293"/>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-97897; File No. SR-FICC-2023-009]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the GSD Rules, MBSD Rules, and EPN Rules</SUBJECT>
                <DATE>July 13, 2023.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on July 6, 2023, Fixed Income Clearing Corporation (“FICC”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II and III below, which Items have been prepared by the clearing agency. FICC filed the proposed rule change pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>3</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder.
                    <SU>4</SU>
                    <FTREF/>
                     The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         17 CFR 240.19b-4(f)(6).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Clearing Agency's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The proposed rule change consists of modifications to the FICC Government Securities Division (“GSD”) Rulebook (“GSD Rules”), the FICC Mortgage-Backed Securities Division (“MBSD”) Clearing Rules (“MBSD Rules”) and the FICC MBSD EPN Rules (“EPN Rules,” and together with the GSD Rules and the MBSD Rules, the “Rules”) 
                    <SU>5</SU>
                    <FTREF/>
                     in order to make certain corrections, clarifications, and technical changes to the Rules, each as described in more detail below.
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Capitalized terms used herein and not defined shall have the meanings assigned to such terms in the GSD Rules, MBSD Rules and EPN Rules, as applicable, 
                        <E T="03">available at https://www.dtcc.com/legal/rules-and-procedures.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Clearing Agency's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the clearing agency included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The clearing agency has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">(A) Clearing Agency's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>FICC is proposing to make certain corrections, clarifications, and technical changes to the Rules, each as described in more detail below.</P>
                <HD SOURCE="HD3">A. Corrections</HD>
                <HD SOURCE="HD3">1. Correct Uses of Defined Terms</HD>
                <HD SOURCE="HD3">Proposed Changes To Reflect Existing Defined Terms</HD>
                <P>FICC is proposing to correct the following references to reflect the existing defined terms:</P>
                <P>• In GSD Rule 6C, Section 12, FICC proposes to revise “GCF Inter-Dealer Broker” to “GCF-Authorized Inter-Dealer Broker.”</P>
                <P>• In GSD Rule 11, Section 14, FICC proposes to revise references from “defaulting Member” to “Defaulting Member.”</P>
                <P>• In GSD Rule 12, Section 4, FICC proposes to revise “Actual Settlement Day” to “Actual Settlement Date.”</P>
                <P>• In GSD Rule 12, Section 4 and GSD Rule 14, Section 3, FICC proposes to revise “Scheduled Settlement Day” to “Scheduled Settlement Date.”</P>
                <P>• In GSD Rule 18, Section 3, FICC proposes to revise the reference from “Generic CUSIP” to “Generic CUSIP Number.”</P>
                <P>• In the Schedule of Timeframes in the GSD Rules, FICC proposes to revise “long position” to “Net Long Position” in the description of the 9:15 a.m. timeframe.</P>
                <P>• In the definition of Current Haircut in GSD Rule 1, FICC proposes to revise “Close Leg” to “End Leg.”</P>
                <P>• In the Schedule of Required and Other Data Submission Items for GCF Repo Transactions, FICC proposes to revise “Close Leg” to “End Leg.”</P>
                <P>In addition, in Section IV.B.4 of the Fee Structure of the GSD Rules, FICC is proposing to remove specific references to “The Bank of New York Mellon” and/or “BNY,” and to replace them with references to either “the Corporation's Clearing Agent Bank” or “the Corporation's GCF Clearing Agent Bank,” as applicable. FICC is proposing this change to use the defined terms rather than the specific name and/or acronym of the current Clearing Agent Bank and GCF Clearing Agent Bank if there are other Clearing Agent Banks or GCF Clearing Agent Banks in the future.</P>
                <P>In the section entitled Late Fee Related to GCF Repo Transactions in Section IX of the Fee Structure of the GSD Rules, FICC is also proposing to correct the reference from “GCF Repo Clearing Agent Bank” to “GCF Clearing Agent Bank” to reflect the existing defined term.</P>
                <P>FICC also proposes to revise a reference from “members” to “Netting Members” in the description of the 9:15 a.m. timeframe in the Schedule of Timeframes in the GSD Rules to reflect the existing defined term.</P>
                <P>FICC is also proposing to capitalize the following words to reflect the existing defined terms in the GSD Rules: (i) “security” in GSD Rule 22A; (ii) “members” in the description of the 8:00 p.m. timeframe in the Schedule of Timeframes; (iii) “mark” in the last sentence of the definition of “Net Fail Mark Adjustment Payment” in GSD Rule 1; (iv) “collateral allocation obligations” in GSD Rule 20, Section 5; (v) “transactions” in the Schedule of Required Match Data; and (vi) “repo transactions” in the Schedule of Money Tolerances.</P>
                <P>FICC is also proposing to make the following terms lowercase because they are not defined terms in the GSD Rules: (i) “Obligations” in GSD Rule 16; and (ii) “Positions” in GSD Rule 17, Section 4.</P>
                <HD SOURCE="HD3">Proposed Changes To Correct References to Titles of Certain Schedules and Rules</HD>
                <P>In GSD Rule 6C, Section 5, FICC is proposing to revise the reference from Schedule of Data Items for GCF Repo Transactions to Schedule of Required and Other Data Submission Items for GCF Repo Transactions. In addition, in GSD Rule 3B, Section 13(d), FICC proposes to revise the reference from invoicing process to Bills Rendered.</P>
                <HD SOURCE="HD3">Proposed Changes To Correct References to Terms Not Defined</HD>
                <P>In GSD Rule 1, FICC would remove the defined term “Non-Conversion Participating Member” because this defined term is not used in the GSD Rules.</P>
                <P>In addition, FICC proposes to revise the term “Conversion Participating Member” to “Member” in GSD Rule 9, Section 2 because Conversion Participating Member is not a type of member and is also not defined in the GSD Rules.</P>
                <HD SOURCE="HD3">Proposed Changes To Replace References With Correct Defined Terms</HD>
                <P>
                    In GSD Rule 13, Section 1, FICC proposes to correct the reference from Positions to transactions because Credit Forward Mark Adjustment Payments are 
                    <PRTPAGE P="46294"/>
                    associated with transactions and not Positions.
                </P>
                <P>Current GSD Rule 12, Section 8 states that if FICC deems it appropriate, in its sole discretion, in order to obtain financing necessary for the provision of the securities settlement services contemplated by the GSD Rules, including, without limitation, fail financing of securities Positions arising out of the delivery by Netting Members to FICC of Eligible Netting Securities, FICC may create security interests in Eligible Netting Securities in favor of any entity it deems necessary or desirable to obtain and maintain financing and/or enter into repurchase transactions involving Eligible Netting Securities with any Netting Member or Clearing Agent Bank. FICC proposes to correct the reference from “securities Positions” to “an outstanding Receive Obligation or Receive Obligations” in current GSD Rule 12, Section 8 to enhance accuracy, and thereby enhance clarity.</P>
                <HD SOURCE="HD3">Proposed Changes Related to CCIT Transactions</HD>
                <P>
                    The “CCIT Service” or the “Centrally Cleared Institutional Triparty Service” is the service offered by FICC to clear institutional triparty repurchase agreement transactions.
                    <SU>6</SU>
                    <FTREF/>
                     A CCIT Transaction is a transaction that is processed by FICC in the CCIT Service. Because the CCIT Service leverages the infrastructure and processes of the GCF Repo Service, a CCIT Transaction must be: (i) in a Generic CUSIP Number approved for the GCF Repo Service and (ii) between a CCIT Member and a Netting Member who participates in the GCF Repo Service where the CCIT Member is the cash lender in the transaction.
                    <SU>7</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         GSD Rule 1, 
                        <E T="03">supra</E>
                         note 5.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>In GSD Rule 1, FICC proposes to correct the definition of Start Leg to include references to CCIT Transactions as these references were inadvertently omitted. Specifically, in the first sentence of the definition of Start Leg, FICC would clarify that it is as regards a Repo Transaction other than a GCF Repo Transaction or a CCIT Transaction as applicable. In addition, in the second sentence of the definition, FICC would clarify that it is as regards a GCF Repo Transaction or a CCIT Transaction as applicable. FICC is proposing to add these references to CCIT Transactions because the CCIT Service leverages the infrastructure and processes of the GCF Repo Service, and these provisions currently reference GCF Repo Transactions.</P>
                <P>In GSD Rule 1, FICC also proposes to correct the definition of Generic CUSIP Number to include CCIT Transactions in the second sentence. Currently, the sentence states that FICC shall use separate Generic CUSIP Numbers for General Collateral Repo Transactions, GCF Repo Transactions and Sponsored GC Trades. FICC proposes to revise this second sentence to state that FICC shall use separate Generic CUSIP Numbers for General Collateral Repo Transactions, GCF Repo Transactions, CCIT Transactions and Sponsored GC Trades. FICC is proposing this change because one of the requirements for a CCIT Transaction is that it must be in a Generic CUSIP Number approved for the GCF Repo Service because the CCIT Service leverages the infrastructure and processes of the GCF Repo Service.</P>
                <P>FICC would also clarify the Schedule of Required Match Data in the GSD Rules by adding that this schedule does not apply to CCIT Transactions in addition to Netting-Eligible Auction Purchases and GCF Repo Transactions. Currently, the Schedule of Required Match Data states that this schedule does not apply to Netting-Eligible Auction Purchases and GCF Repo Transactions. Because the CCIT Service leverages the infrastructure and processes of the GCF Repo Service, FICC proposes to clarify that this Schedule of Required Match Data in the GSD Rules also does not apply to CCIT Transactions.</P>
                <P>Similarly, in the Schedule of Required and Accepted Data Submission Items for New Securities Collateral and in the Schedule of Required and Accepted Data Submission Items for a Substitution, FICC would clarify that these schedules also do not apply to CCIT Transactions.</P>
                <HD SOURCE="HD3">2. Remove “Foreign Affiliates” and “Foreign Affiliate Trade”</HD>
                <P>Currently, GSD Rule 3, Section 2 states that on an annual basis, Netting Members must report information on their Foreign Affiliate Trades to FICC, and this reporting will be submitted to FICC containing the information, in the format and within the timeframes specified by guidelines issued by FICC from time to time. It also states that this reporting requirement does not apply Foreign Affiliate Trades of a Foreign Affiliate that has executed less than an average of 30 Foreign Affiliate Trades per business day per month within the prior twelve-month period. FICC is proposing to remove this annual reporting requirement for Foreign Affiliate Trades. Given that non-U.S. firms may apply for membership with GSD and no longer need to submit trading activity to FICC for clearing through their U.S. affiliates, the information provided in this reporting, which is time consuming for participants to complete, is no longer useful to FICC from a risk management perspective. Therefore, FICC does not believe that it should continue to require this reporting and is proposing to remove it from the GSD Rules.</P>
                <P>In addition, FICC proposes to remove the defined terms “Foreign Affiliate” and “Foreign Affiliate Trade” in GSD Rule 1.</P>
                <HD SOURCE="HD3">3. Correct Outdated Provisions and Reflect Current Practice</HD>
                <HD SOURCE="HD3">Proposed Changes To Remove Fail Net Settlement Position, Fail Net Short Position and Fail Net Long Position</HD>
                <P>FICC is proposing to remove references to Fail Net Settlement Position, Fail Net Short Position, and Fail Net Long Position because fails are no longer separately netted, and therefore these defined terms are outdated. Specifically, FICC would remove the defined terms “Fail Net Settlement Position,” “Fail Net Short Position,” and “Fail Net Long Position” from GSD Rule 1.</P>
                <P>As such, FICC also proposes to revise the definition of “Fail Deliver Obligation” in GSD Rule 1, which currently states that it means a Deliver Obligation with respect to a Fail Net Short Position; FICC would revise this definition to state that a Fail Deliver Obligation means a Deliver Obligation that does not settle on its original Scheduled Settlement Date. Similarly, FICC would revise the definition of “Fail Receive Obligation” in GSD Rule 1, which currently states that it means a Receive Obligation with respect to a Fail Net Long Position; FICC would revise this definition to state that a Fail Receive Obligation means a Receive Obligation that does not settle on its original Scheduled Settlement Date.</P>
                <P>FICC would also revise the definitions of Coupon Adjustment Payment, Credit Coupon Adjustment Payment and Debit Coupon Adjustment Payment in GSD Rule 1 by replacing the phrases “or a Fail Net Settlement Position” and “or a fail Net Settlement Position” with “Fail Deliver Obligation or Fail Receive Obligation.” FICC would also revise the definition of Net Unsettled Positions to remove the phrase “and Fail Net Settlement Positions.”</P>
                <P>
                    In GSD Rule 3A, FICC would (i) remove the reference to “Fail Net Settlement Position” in Section 8; (ii) remove the references to Fail Net Settlement Position and replace them with references to Fail Deliver 
                    <PRTPAGE P="46295"/>
                    Obligation and Fail Receive Obligation in Section 7(a)(iii); and (iii) remove the references to Fail Net Settlement Positions because this defined term would be deleted from GSD Rule 1, in Section 18(b).
                </P>
                <P>In GSD Rule 22A, Section 2(b), FICC proposes to remove the reference to Fail Net Settlement Positions as well as replace the phrase “those that arise from Fail Net Settlement Positions” with “Fail Deliver Obligations and Fail Receive Obligations.”</P>
                <P>The Fail Mark Adjustment Payment is the mark-to-market on failing obligations. It is calculated as the difference between the last Settlement Value of the obligation that failed to settle and the new Settlement Value of such obligation. For example, if on April 4, there is an obligation to receive, which has a Settlement Value of $10 (this Settlement Value is based on the price in the system at the end of the day on April 3), and this obligation to receive failed to settle on April 4, then, at the end of the day on April 4, a new Settlement Value for this obligation will be generated based on the price in the system at the end of the day on April 4. In this example, the new Settlement Value that is generated for this obligation at the end of the day on April 4 is $11 and the Fail Mark Adjustment Payment is $1 for this obligation. The Fail Mark Adjustment Payment is the difference between the Settlement Value of the obligation based on the price from the end of day (in this example, on April 3) and the new Settlement Value based on the price from the end of day (in this example, on April 4).</P>
                <P>FICC is not proposing any changes to how the Fail Mark Adjustment Payment is currently calculated. Rather, FICC is proposing to clarify the definition of “Fail Mark Adjustment Payment” in GSD Rule 1 by removing the phrase “that constitutes a Fail Net Settlement Position” and making other conforming changes because, as described above, fails are no longer separately netted, and therefore this defined term is outdated. Currently, Fail Mark Adjustment Payment means the absolute value of the dollar difference between the Settlement Value of a Fail Deliver Obligation or a Fail Receive Obligation that constitutes all or part of a Fail Net Settlement Position on the current Business Day and the previous Settlement Value of such Fail Deliver Obligation or Fail Receive Obligation on the immediately previous Business Day. FICC would revise this definition to state that Fail Mark Adjustment Payment would mean the absolute value of the dollar difference between the current Settlement Value of a Fail Deliver Obligation or a Fail Receive Obligation on the current Business Day, and the previous Settlement Value of such Deliver Obligation or Receive Obligation.</P>
                <P>In GSD Rule 11, Section 1, FICC also proposes to remove the references to Fail Net Settlement Positions because, as described above, this defined term would be deleted from GSD Rule 1.</P>
                <P>Similarly, in GSD Rule 11, Sections 4 and 5, FICC proposes to remove the phrase “or Fail Net Settlement Position, as applicable,” in the first sentence of each section. In addition, in GSD Rule 11, Section 4, FICC proposes to remove the phrase “, including Fail Net Settlement Positions,” in the last sentence, and in GSD Rule 11, Section 5, FICC proposes to remove the phrase “or Fail Net Settlement Position” in the third sentence.</P>
                <P>In GSD Rule 11, Section 4, FICC would also add references to Fail Deliver Obligations and Fail Receive Obligations in the first sentence to enhance clarity. The first sentence would state that on each Business Day, for each Eligible Netting Security with a separate CUSIP number, except as otherwise provided in GSD Rule 14 with respect to Forward Trades that comprise one or more Forward Net Settlement Positions, FICC will establish a Net Settlement Position for trades, and Fail Deliver Obligations and Fail Receive Obligations of a Netting Member that have not previously been settled, by comparing the aggregate par value of each Long Transaction and/or Fail Receive Obligation in an Eligible Netting Security by the Netting Member (hereinafter, the “Long Total”) and each Short Transaction and/or Fail Deliver Obligation in an Eligible Netting Security by the Netting Member (hereinafter, the “Short Total”).</P>
                <P>Current GSD Rule 11, Section 8 states that on each Business Day, from their Scheduled Date, Fail Net Settlement Positions shall, pursuant to GSD Rule 13, be marked to market, taking into account accrued interest, until the Actual Settlement Date for such Positions. Notwithstanding the above, FICC, in its sole discretion in order to promote an orderly settlement process, may elect to not mark to market, pursuant to GSD Rule 13, a Fail Net Long Position where the Eligible Netting Securities that comprise such Position have been appropriately delivered to FICC pursuant to the GSD Rules and FICC has not re-delivered such Eligible Netting Securities, and as a result, has held them overnight, Fail Deliver Obligations and Fail Receive Obligations shall be netted with any other Receive Obligations and Deliver Obligations.</P>
                <P>In GSD Rule 11, Section 8, FICC would (i) revise the reference from Fail Net Settlement Positions to Fail Deliver Obligations and Fail Receive Obligations in the title of the section, (ii) revise the reference from Fail Net Settlement Positions to Fail Deliver Obligations and Fail Receive Obligations, as applicable, in the first sentence, (iii) revise the reference from Fail Net Long Position to Fail Receive Obligation in the second sentence, (iv) as a conforming change, in the first sentence, revise Positions to Fail Deliver Obligations and Fail Receive Obligations, and (v) as a conforming change, in the second sentence, revise Position to Fail Receive Obligation.</P>
                <P>In GSD Rule 12, Section 1, FICC would revise the phrase “a Fail Net Settlement Position” to “either a Fail Deliver Obligation or Fail Receive Obligation, as the context requires.” In GSD Rule 12, Section 4, FICC would revise the title of the section and the references in the section from “Fail Net Settlement Positions” to “Fail Deliver Obligations and Fail Receive Obligations” and from “Fail Net Settlement Position” to “Fail Deliver Obligation and Fail Receive Obligation.” In GSD Rule 12, Section 5, FICC would revise Fail Net Settlement Position to Fail Deliver Obligation.</P>
                <P>In GSD Rule 12, Section 1, FICC would also (i) correct the reference from “Netting Member's Fail Deliver Obligations and Fail Receive Obligations” to “Netting Member's outstanding Deliver Obligations and outstanding Receive Obligations,” and (ii) correct the reference from “applicable Fail Deliver Obligations and Fail Receive Obligations” to “applicable Deliver Obligations and Receive Obligations.”</P>
                <P>In GSD Rule 13, Section 1(a), FICC would remove the phrase “either a Fail Net Settlement Position or.”</P>
                <P>
                    In GSD Rule 13, Section 1(f), FICC would (i) revise Fail Net Settlement Position to Fail Deliver Obligation and Fail Receive Obligation, (ii) revise the reference from Fail Net Short Position to Fail Deliver Obligation, and (iii) revise the reference from Fail Net Long Position to Fail Receive Obligation. As such, GSD Rule 13, Section 1(f) would state that with regard to every Fail Deliver Obligation and Fail Receive Obligation on a coupon payment date for the Eligible Netting Securities that comprise such Fail Deliver Obligation and Fail Receive Obligation: (1) if the Member has a Fail Deliver Obligation, it will pay to FICC a Debit Coupon Adjustment Payment, and (2) if the 
                    <PRTPAGE P="46296"/>
                    Member has a Fail Receive Obligation, it will collect from FICC a Credit Coupon Adjustment Payment.
                </P>
                <P>In GSD Rule 13, Section 1(b), FICC would revise the word “every” to “certain” so it would state that with regard to certain Deliver Obligations and Receive Obligations, either pay to FICC a Debit Delivery Differential Adjustment Payment or collect from FICC a Credit Delivery Differential Adjustment Payment. This proposed change would enhance accuracy and reflect current practice because this payment only applies to certain obligations and not every obligation. This proposed change would not impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">Proposed Changes To Remove References to Open Net Long Position and Open Net Short Position</HD>
                <P>Although Open Net Long Position and Open Net Short Position are capitalized in the GSD Rules, these terms are not defined in the GSD Rules. As such, FICC proposes to replace the references to Open Net Long Positions and Open Net Short Position or Positions in GSD Rule 11, Section 13, and make other related changes, as further described below.</P>
                <P>Specifically, in GSD Rule 11, Section 13, FICC would revise the reference from “an Open Net Long Position” to “a Fail Receive Obligation” and make a conforming change to revise “Allocated Net Long Position” (which is currently defined in the same section) to “Allocated Fail Receive Obligation.” Similarly, FICC would revise the reference from “an Open Net Short Position or Positions” to “a Fail Deliver Obligation or Fail Deliver Obligations” and make a conforming change to revise “Allocated Net Short Position” to “Allocated Fail Deliver Obligation.”</P>
                <HD SOURCE="HD3">Proposed Changes To Remove Submission Size Alternatives</HD>
                <P>Currently, GSD Rule 5, Section 4 states that FICC shall establish procedures governing the manner in which FICC shall compare Full-Sized Trades to trades submitted in pieces and the order in which such comparison shall occur, and that FICC will inform Members of these procedures by notice prior to their implementation. FICC is proposing to remove this description regarding procedures governing the comparison of Full-Sized Trades to trades submitted in pieces because currently Full-Sized Trades can only be submitted as executed. FICC no longer intends to implement a process to compare Full-Sized Trades to trades submitted in pieces. Therefore, procedures governing the comparison of Full-Sized Trades to trades submitted in pieces would no longer be applicable.</P>
                <HD SOURCE="HD3">Proposed Changes To Remove Reference to an Additional Fee</HD>
                <P>GSD Rule 18, Section 2 currently states that if FICC determines that a Netting Member has, without good cause, violated its obligations pursuant to this section, such Netting Member may be, among other things, subject to an additional fee. FICC proposes to remove the reference to an additional fee because this reference is outdated and FICC does not charge an additional fee.</P>
                <HD SOURCE="HD3">Proposed Changes To Update the Definition of “Report”</HD>
                <P>Currently, the definition of “Report” in GSD Rule 1 means any document, record, or other output prepared by FICC and made available to a Member in any format (including, but not limited to, machine-readable and print image formats) or medium (including, but not limited to, print copy, magnetic tape, and CPU-to-CPU interface formats) that provides information to such Member with regard to the services provided by, or the operations of, FICC. FICC proposes to update the definition of “Report” by stating such output would be available in any format or medium prescribed by FICC, and by removing the parentheticals which contain some descriptions of outdated formats. Specifically, FICC would revise the definition of “Report” to state that it means any document, record, or other output prepared by FICC and made available to a Member in a format or medium prescribed by FICC, that provides information to such Member with regard to the services provided by, or the operations of, FICC.</P>
                <P>Similarly, FICC proposes to update GSD Rule 11, Section 10 to remove the examples of the types of formats and mediums that a Report may be provided in, as some of these examples are outdated. The current provision in GSD Rule 11, Section 10 states that a Netting Member is obligated to accept Reports from FICC in any format and in any medium usable by such Member, including, but not limited to, print copy, magnetic tape, and CPU-to-CPU (either real-time or otherwise) media. FICC proposes to revise this description to be more general by stating that a Netting Member is obligated to accept Reports from FICC in at least one of the formats or mediums prescribed by FICC that is usable by the Member.</P>
                <P>In addition, FICC proposes to remove the defined term “CPU” from GSD Rule 1.</P>
                <HD SOURCE="HD3">Proposed Changes To Remove References to FICC Facilities and Offices</HD>
                <P>GSD Rule 31 describes distribution facilities that can be established by FICC. Specifically, GSD Rule 31 states that if deemed necessary, FICC will establish distribution facilities from time to time to be used by Members for the distribution of papers, documents and other materials incidental to the ordinary course of business. It also states that FICC assumes no responsibility for the form or control of any papers, documents or other material (other than items prepared by it) placed in boxes in its distribution facilities assigned to each Member or handled by FICC and that FICC does not assume any responsibility for any improper or unauthorized removal from such boxes or from FICC's facilities of any such papers, documents or other materials. It also states that each Member must send an authorized representative to FICC's distribution facilities to pick up material made available by FICC and that FICC's distribution facilities will remain open on Business Days during the hours specified by FICC and that FICC will admit authorized persons holding valid passes at other hours.</P>
                <P>Because GSD Rule 31 is outdated as there are no such distribution facilities, FICC proposes to delete GSD Rule 31 and replace the description to state that this Rule is reserved for future use, as well as revise the title to “Reserved.”</P>
                <P>FICC also proposes to remove Article V, Rule 13 of the EPN Rules. FICC would delete the current description and revise the title of this Rule to state “Reserved for Future Use.” This Rule currently states that reports will be available to, and business with FICC shall be transacted by, EPN Users at FICC's offices in New York, New York and also at such other locations as FICC from time to time may designate. It also states that each EPN User shall make arrangement satisfactory to FICC for receipt of reports and the transaction of other business with FICC at one or more of such locations. FICC is proposing to remove this description because it is outdated as reports and the transaction of other business with FICC by EPN Users occur through various electronic means, such as machine-readable output, rather than in a physical location.</P>
                <HD SOURCE="HD3">Proposed Changes to GSD Rule 11, Section 5 To Reflect Current Practice</HD>
                <P>
                    GSD Rule 11, Section 5 states that a single Deliver Obligation may be bound by FICC to more than one Receive Obligation, and vice versa. FICC proposes to remove this description 
                    <PRTPAGE P="46297"/>
                    because it is inaccurate and is not supported by the current system. Specifically, because FICC must maintain a matched book of obligations, there cannot be a single Deliver Obligation that is bound to more than one Receive Obligation and vice versa. The current system only supports a single Deliver Obligation being bound to one Receive Obligation.
                </P>
                <HD SOURCE="HD3">Proposed Changes To Revise Provisions Regarding Network Fees</HD>
                <P>
                    Beginning in 2003, FICC periodically informed Members of the need to migrate their telecommunications connectivity from the Securities Industry Automation Corporation (“SIAC”)'s legacy-based Broker and Access networks to DTCC's 
                    <SU>8</SU>
                    <FTREF/>
                     Securely Managed and Reliable Technology (“SMART”) system or SIAC's Secure Financial Transaction Infrastructure (“SFTI”) networks. The SMART system is DTCC's centralized, end-to-end managed communications infrastructure, which provides connectivity support for all post-trade clearance and settlement processing. A related fee was implemented because while most FICC Members complied with the stated migration requirements, several Members continued to access FICC through legacy networks, which was imposing significant unnecessary costs on FICC for continued support of these systems.
                    <SU>9</SU>
                    <FTREF/>
                     Today, there are no longer any such legacy network connections, and therefore FICC is proposing to remove this fee from the Rules.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         The Depository Trust &amp; Clearing Corporation (“DTCC”) is FICC's parent company.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         Securities Exchange Act Release No. 52655 (October 24, 2005), 70 FR 62154 (October 28, 2005) (SR-FICC-2005-15) (“SMART Filing”).
                    </P>
                </FTNT>
                <P>Specifically, in (a) Section III of the Fee Structure in the GSD Rules, (b) the Schedule of Charges in the EPN Rules, (c) the Schedule of Charges Broker Account Group in the MBSD Rules, and (d) the Schedule of Charges Dealer Account Group in the MBSD Rules, FICC would delete the fee for failure to migrate from legacy networks to SMART and/or SFTI. The Rules currently state that the entire cost of supporting the legacy network connections will be allocated among remaining users pro rata. FICC would also make a related change to revise the title of Section III of the Fee Structure in the GSD Rules to state that it is reserved.</P>
                <P>In addition, in Section X of the Fee Structure in the GSD Rules, FICC would clarify that FICC will charge network fees related to SMART connectivity. Similarly, in (a) the Schedule of Charges in the EPN Rules, (b) the Schedule of Charges Broker Account Group in the MBSD Rules, and (c) the Schedule of Charges Dealer Account Group in the MBSD Rules, FICC would revise the title of the “Communication Fees” section to “Administrative Fees” and add a description stating that FICC will charge network fees related to SMART connectivity. Fees related to SMART connectivity are currently charged to Members if Members select SMART network as their means of connectivity to FICC. FICC believes it would enhance clarity to specifically describe this administrative fee that is currently charged to Members in the Rules and, as such, FICC does not believe this proposed clarification would impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">Proposed Changes To Revise Description of Substitution of New Securities Collateral</HD>
                <P>FICC proposes to clarify the description regarding substitution of New Securities Collateral in GSD Rule 18, Section 3(f) to reflect current practice. FICC would add that upon receipt of a request for such substitution where the information regarding the New Securities Collateral has not been provided to FICC, a Generic CUSIP Number would be applied to the substitution until the information regarding the New Securities Collateral has been provided. FICC also proposes to clarify the second sentence of GSD Rule 18, Section 3(f) by revising it to state that until such time as FICC has been notified of the substitution of the New Securities Collateral to be substituted, FICC shall base margining with respect to the New Securities Collateral on the applicable Generic CUSIP Number using the methodology that is used for securities whose volatility is less amenable to statistical analysis set forth in Section 1b of GSD Rule 4. FICC believes these proposed changes would enhance clarity as they describe current practice. Specifically, if a Member elects to substitute existing securities collateral but does not know at the time of the notification to FICC what the New Securities Collateral is, the Member is allowed to enter the notification in the system, with the existing securities collateral, and FICC will use a Generic CUSIP Number as placeholder for the New Securities Collateral. It is the expectation that the Member will then (on same Business Day and within established timeframes) update the notification with the specific CUSIP Number and other substitution-related details.</P>
                <P>
                    GSD Rule 18, Section 3(f) currently states that upon receipt of a request for such substitution and until information regarding New Securities Collateral is provided to FICC for purposes of calculating the Required Fund Deposit of the Repo Party, FICC shall assign to the transaction a Contract Value which is 150 percent of the Contract Value of the original securities collateral. FICC implemented this as one of the measures to address the risk presented to it by the failure of a party to submit in a timely manner information regarding replacement collateral to FICC.
                    <SU>10</SU>
                    <FTREF/>
                     In the 2005 Filing, FICC increased the clearing fund calculation of the repo dealer and allowed margining with respect to replacement collateral based on applicable Generic CUSIP Numbers only, and FICC assigned a value of 150 percent of the contract value of the original securities collateral to a repo transaction where FICC has not received information regarding the replacement collateral.
                    <SU>11</SU>
                    <FTREF/>
                     The application of the 150 percent for clearing fund purposes applied to both the receive/deliver and repo volatility components of the clearing fund calculation. FICC also applied the highest applicable margin factor in its Rules in connection with the repo transaction.
                    <SU>12</SU>
                    <FTREF/>
                     In 2006, FICC replaced the current clearing fund methodology used at GSD, which used haircuts and offsets, with a yield-driven value-at-risk (“VaR”) methodology.
                    <SU>13</SU>
                    <FTREF/>
                     The 2006 Filing states that this VaR methodology will necessitate a change to FICC's risk management consequences of the late allocation of repo substitution collateral because offset classes and margin rates will no longer be present in the revised GSD Rules.
                    <SU>14</SU>
                    <FTREF/>
                     The 2006 Filing also states that FICC will base margining for such Generic CUSIP Number on the same calculation as that used for securities whose volatility is less amenable to statistical analysis.
                    <SU>15</SU>
                    <FTREF/>
                     In 2007, FICC added language to GSD Rule 18 (the rule that covers repo collateral substitution) to refer to the margining approach that was described in the narrative of the 2006 Filing, so that Members reviewing the repo substitution rule (GSD Rule 18) will have a point of reference.
                    <SU>16</SU>
                    <FTREF/>
                     As such, FICC should have removed the language stating that “[u]pon receipt of 
                    <PRTPAGE P="46298"/>
                    a request for such substitution and until information regarding the New Securities Collateral is provided to FICC for purposes of calculating the Required Fund Deposit of the Repo Party, FICC shall assign to the transaction a Contract Value which is 150 percent of the Contract Value of the original securities collateral” in the 2006 Filing, which implemented the VaR methodology. FICC is proposing to remove the first sentence of GSD Rule 18, Section 3(f) because this sentence should have been removed in the 2006 Filing and does not reflect current practice.
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         Securities Exchange Act Release No. 53534 (March 21, 2006), 71 FR 15781 (March 29, 2006) (SR-FICC-2005-18) (“2005 Filing”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         Securities Exchange Act Release No. 55217 (January 31, 2007), 72 FR 5774 (February 7, 2007) (SR-FICC-2006-16) (“2006 Filing”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         Securities Exchange Act Release No. 55616 (April 11, 2007), 72 FR 19561 (April 18, 2007) (SR-FICC-2007-03).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Proposed Changes Regarding Requirements Applicable to Certain Repo Brokers With Segregated Repo Accounts</HD>
                <P>
                    GSD Rule 19, Section 2 describes the responsibilities of Repo Brokers 
                    <SU>17</SU>
                    <FTREF/>
                     and the conditions that have to be met in order for a Repo Broker to submit to FICC data on a Brokered Repo Transaction. Currently, it states that a Repo Broker may submit to FICC data on a Brokered Repo Transaction only upon written agreement, and compliance, with certain conditions. FICC proposes to revise “may” to “shall” to enhance accuracy and consistency as well as reflect current practice because Repo Brokers must submit this data to FICC, and Repo Brokers are doing this today. Furthermore, this proposed change would enhance accuracy and consistency because GSD Rule 3, Section 8(e) states that an Inter-Dealer Broker Netting Member shall limit its business to acting exclusively as a Broker and conduct all of its business in Repo Transactions with Netting Members. FICC does not believe this proposed change would impact the rights and obligations of Members because GSD Rule 3, Section 8(e) states that an Inter-Dealer Broker Netting Member shall conduct all of its business in Repo Transactions with Netting Members, and this proposed change would align GSD Rule 19, Section 2 with this provision.
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         The term “Repo Broker” is defined in GSD Rule 1, 
                        <E T="03">supra</E>
                         note 5.
                    </P>
                </FTNT>
                <P>
                    GSD Rule 19, Section 2 lists the following conditions that have to be met in order for a Repo Broker to submit to FICC data on a Brokered Repo Transaction: (a) Repo Broker has established a separate account, with a separate Fedwire address, at a clearing bank that will be used exclusively for the settlement by the parties to the transaction of the Start Leg, and (b) the Repo Broker has granted the necessary permissions to allow this account to be subject to review by FICC. FICC proposes to add language that was inadvertently omitted. Specifically, FICC would add language stating that these requirements will not apply to Repo Brokers with Segregated Repo Accounts that elect to settle their Same-Day Settling Trades with FICC. In 2021, FICC began to settle the Start Leg of Same-Day Settling Trades.
                    <SU>18</SU>
                    <FTREF/>
                     Prior to this, the Start Leg of Same-Day Settling Trades was settled outside of FICC, and a separate account was needed for the settlement of the Start Leg. Therefore, if a Repo Broker has opted to settle Same-Day Settling Trades, then such Repo Broker would no longer need to maintain a separate settlement account for the Start Leg of the Same-Day Settling Trade because FICC settles the Start Leg and End Leg. As such, FICC believes that this proposed change to correct an inadvertent omission would not have any impact on the rights and obligations of Members.
                </P>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         Securities Exchange Act Release No. 90948 (January 19, 2021), 86 FR 7159 (January 26, 2021) (SR-FICC-2020-015).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Proposed Changes To Update Description of Trade Date Information</HD>
                <P>Currently, GSD Rule 10, Section 5 states that if the data on a trade do not compare because information submitted regarding trade date does not match, FICC may, in its discretion, compare the trade based on a presumption that the earlier trade date submitted is the correct trade date. FICC would correct this provision to clarify that FICC does not have discretion.</P>
                <P>Specifically, FICC would state that if the data on a trade do not compare because information submitted regarding the trade date does not match, FICC shall compare the trade based on a presumption that the earlier trade date submitted is the correct trade date, because FICC does not have discretion as the system is not coded in a way to provide FICC with such discretion. FICC would also remove the second sentence in the first paragraph in GSD Rule 10, Section 5 that describes what occurs when exercising this discretion.</P>
                <P>In addition, in GSD Rule 10, Section 5, FICC would clarify that notwithstanding the first paragraph in this section, if the First Member submits a side of a buy/sell transaction to FICC, and the Second Member as a contra-party submits more than one side of a buy/sell transaction with similar trade data to FICC where the trade date does not match, FICC will compare the side of the buy/sell transaction submitted by the First Member with a side of a buy/sell transaction submitted by the Second Member where the trade date on the Second Member's buy/sell transaction is closest in date range to the trade date submitted by the First Member. This proposed change would enhance accuracy with respect to how a side of a buy/sell transaction is compared when the contra-party submits multiple sides of a buy/sell transaction and the trade dates do not match.</P>
                <P>FICC would also add that the enhanced comparison process referenced in GSD Rule 10, Section 5 does not apply to Repo Transactions when this process is performed at the end of the day. Currently, GSD Rule 10, Section 5 states that this section does not apply to Repo Transactions. FICC believes this proposed change would enhance clarity with respect to the current process.</P>
                <HD SOURCE="HD3">Proposed Changes to Regarding FICC's Authority To Act on Behalf of a GCF-Authorized Inter-Dealer Broker</HD>
                <P>FICC proposes to remove Section 6 from GSD Rule 20. Currently, this section states that if, as the result of a data submission error, a GCF-Authorized Inter-Dealer Broker has a GCF Net Settlement Position, FICC will have the authority to borrow cash and/or securities and/or enter into repurchase transactions for cash or securities with a Netting Member or Clearing Agent Bank to fulfill the obligations of such GCF-Authorized Inter-Dealer Broker attendant to the incurring of such Position. This section also states that if FICC takes such action, such GCF-Authorized Inter-Dealer Broker will be liable to it for any costs incurred. FICC proposes to delete Section 6 of GSD Rule 20 because it is outdated and the system no longer allows for FICC to act on the GCF-Authorized Inter-Dealer's behalf if the GCF-Authorized Inter-Dealer incurs a Position.</P>
                <HD SOURCE="HD3">Proposed Changes to GSD Rule 11, Section 5 To Reflect Current Practice</HD>
                <P>Currently, GSD Rule 11, Section 5 states that a single Deliver Obligation may be bound by FICC to more than one Receive Obligation, and vice versa. FICC proposes to remove this sentence from GSD Rule 11, Section 5 because it does not reflect the current netting system. Currently, all Deliver Obligations and Receive Obligations must be equal and opposite out of the net.</P>
                <HD SOURCE="HD3">4. Correct References to Incorrect Fees</HD>
                <P>
                    Section I.C of the Fee Structure of the GSD Rules states that the charge to a Member for the entry of a request by such Member to modify or cancel a side of a GCF Repo Transaction or a CCIT 
                    <PRTPAGE P="46299"/>
                    Transaction is $0.05 per 50 million of par value. This fee is incorrect and the system does not contain this fee. As such, FICC proposes to remove this fee from Section I.C of the Fee Structure.
                </P>
                <P>Section X of the Fee Structure of the GSD Rules states that on any Business Day, a Repo Broker will be assessed an administrative fee of $50 for each instance where FICC determines to finance a Debit Forward Mark Adjustment Payment in excess of the Cap, as set forth in Section 4 of GSD Rule 19. It also states that this administrative fee will be in addition to any costs incurred by FICC in arranging the financing for which the Repo Broker maintains responsibility and must reimburse FICC pursuant to that section. FICC proposes to remove this administrative fee and the related descriptions because FICC believes it would be too administratively burdensome to charge this small administrative fee.</P>
                <HD SOURCE="HD3">5. Include Eligibility Requirements for Settling Same-Day Settling Trades</HD>
                <P>GSD Rule 12, Section 11(ii) describes the requirements that a Same-Day Settling Trade would have to meet to be eligible for settlement with FICC. Currently, the requirements are as follows: (a) the Same-Day Settling Trade is a Compared Trade; (b) the data on the Same-Day Settling Trade are listed on a Report that has been made available to Netting Members; (c) (i) the End Leg of the Same-Day Settling Trade means the eligibility requirements for netting in GSD Rule 11 or (ii) the Repo Transaction is an As-Of Trade and its End Leg settles on the current Business Day or thereafter; and (d) the underlying securities are Eligible Netting Securities. FICC proposes to add a requirement regarding submission size requirements to the current list of requirements described above. Specifically, FICC would add that regarding the form and manner in which Same-Day Settling Trades are submitted to FICC, the Same-Day Settling Trade must be submitted in equal and identical size and shapes between Netting Members. FICC would also add that for avoidance of doubt, “identical size and shapes” means that each counterparty must submit trade data reflecting equal par amounts and number of sides. FICC currently requires that Same-Day Settling Trades are submitted in equal and identical size and shapes between Netting Members. As such, FICC believes that this proposed change to expressly describe what must be submitted in terms of the form and manner in which Same-Day Settling Trades are submitted to FICC would enhance clarity with respect to the requirements for eligibility for settlement for Same-Day Settling Trades. Furthermore, this proposed change describes how Members currently process transactions. As such, because this proposed change reflects current practice, FICC does not believe that this proposed change will impact Members.</P>
                <P>In addition, GSD Rule 12, Section 11(ii) states that notwithstanding the above, FICC may, in its sole discretion, exclude any Same-Day Settling Trade or Same-Day Settling Trades from the Comparison System, by Netting Member or by Eligible Netting Security. FICC would add that this includes cancelling any Same-Day Settling Trade that does not meet the eligibility requirements set forth in GSD Rule 12.</P>
                <HD SOURCE="HD3">6. Correct Schedule of Timeframes</HD>
                <P>FICC proposes to make certain corrections to the Schedule of Timeframes in the GSD Rules, including adding two timeframes and revising a current timeframe. Specifically, FICC proposes to add a 7:00 a.m. timeframe and a 7:05 a.m. timeframe. FICC also proposes to revise the 10:30 p.m. to 2:00 a.m. timeframe in the Schedule of Timeframes in the GSD Rules.</P>
                <P>The 7:00 a.m. timeframe in the Schedule of Timeframes would be described as the timeframe by which FICC begins processing trade data for the current Business Day. This would align with the Schedule of GCF Repo Timeframes, which currently lists a 7:00 a.m. timeframe, and is described as the timeframe when FICC begins accepting data on GCF Repo Transactions. As such, FICC believes it would enhance clarity and consistency to have both schedules describe the time by which FICC begins processing trade data. FICC believes these proposed changes would help enhance Members' understanding of when FICC begins processing trade data and reflects current practice. As such, FICC does not believe this proposed change would have an impact on the rights and obligations of Members.</P>
                <P>Additionally, FICC proposes to add a 7:05 a.m. timeframe, which would be described as the time by which FICC's margining output is made available to Netting Members.</P>
                <P>FICC would also update the reference to margining output that is in the current 10:30 p.m. to 2:00 a.m. timeframe. Currently, the description of this timeframe states this is the time during which FICC's comparison, netting, settlement and margining output is made available to Members. FICC would revise the description to state this is the time by which FICC's comparison, netting, and settlement output is made available to Members. FICC does not believe these proposed changes would impact the rights and obligations of Members because these proposed changes to the Schedule of Timeframes reflect current practice and, therefore, would enhance accuracy and clarity.</P>
                <P>In addition, FICC would revise the current 10:30 p.m. to 2:00 a.m. timeframe to only state 2:00 a.m. to be consistent with the other timeframes in the Schedule of Timeframes, which are not listed as ranges. FICC believes this proposed change would enhance consistency, and thereby enhance accuracy, and as such, would not impact the rights and obligations of Members.</P>
                <P>FICC would also remove the phrase “for Netting Members” in the 4:30 p.m. timeframe to be consistent with the 10:00 a.m. timeframe. Both these timeframes describe when funds-only settlement debits and credits are executed via the Federal Reserve's National Settlement Service. FICC does not believe this proposed change to enhance consistency and clarity would impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">7. Correct Schedule of GCF Repo Timeframes</HD>
                <P>FICC also proposes to make certain corrections to the Schedule of GCF Repo Timeframes in the GSD Rules. Specifically, FICC would revise the 7:00 a.m. timeframe, and remove the 10:00 a.m., 10:30 a.m., and 1:00 p.m. timeframes because the 10:00 a.m., 10:30 a.m. and 1:00 p.m. timeframes are outdated.</P>
                <P>Currently, the 7:00 a.m. timeframe states that FICC begins to accept from GCF Authorized Inter-Dealer Brokers data on GCF Repo Transactions, and GCF Authorized Inter-Dealer Brokers must submit data on a GCF Repo Transaction that they are a party to within five minutes of executions of such transaction. FICC would revise this 7:00 a.m. timeframe to state that Netting Members must begin affirming or cancelling GCF Repo Transactions upon receipt of data on such GCF Repo Transactions from FICC.</P>
                <P>
                    Additionally, FICC proposes to remove the 10:00 a.m. 10:30 a.m. and 1:00 p.m. timeframes. The 10:00 a.m. timeframe states that this is the time Netting Members must begin affirming or disaffirming GCF Repo Transactions within one half hour of receipt of data on such transactions from FICC. The 10:30 a.m. timeframe currently states that this is the deadline for dealer affirmation or disaffirmation of all GCF 
                    <PRTPAGE P="46300"/>
                    Repo Transactions that they are a party to that are executed prior to 10 a.m. The 1:00 p.m. timeframe currently states that for GCF Repo Transactions executed after 1:00 p.m., Netting Members must affirm or disaffirm GCF Repo Transactions within ten minutes of their receipt of data on such transactions from FICC.
                </P>
                <P>FICC believes these proposed changes to remove outdated timeframes and clarify the 7:00 a.m. timeframe described above would enhance consistency and accuracy, and thereby make it clear that Members must begin affirming or cancelling their trades when the system opens at 7:00 a.m. FICC does not believe these proposed changes would impact the rights and obligations of Members because these proposed changes would more accurately describe current practice.</P>
                <HD SOURCE="HD3">8. Correct References From “Disaffirm” To “Cancel”</HD>
                <P>FICC proposes to revise the references from disaffirm to cancel in GSD Rule 6C, Section 12. This section describes the affirmation, cancellation and modification requirements for Data on GCF Repo Transactions.</P>
                <P>FICC would also revise the references from “disaffirmation” to “cancellation” in the 3:00 p.m. timeframe in the Schedule of GCF Repo Timeframes in the GSD Rules to be consistent with the proposed changes to the 7:00 a.m. timeframe described above. The 3:00 p.m. timeframe currently states this is the cutoff for GCF Repo Transaction data submission from GCF Authorized Inter-Dealer Brokers to FICC including dealer trade affirmation or disaffirmation—all unaffirmed trades automatically affirmed by FICC.</P>
                <HD SOURCE="HD3">9. Correct Description of Acknowledgement and Refusal Messages</HD>
                <P>FICC proposes to make certain corrections to GSD Rule 13, Section 5(h) to enhance accuracy. Currently, GSD Rule 13, Section 5(h) states that a Funds-Only Settling Bank that cannot send an acknowledgment or refusal message to FICC due to an operational issue may telephone its instructions to the Settlement Agent. FICC proposes to revise GSD Rule 13, Section 5(h) to correct that a Funds-Only Settling Bank that cannot send an acknowledgement or refusal message to the Settlement Agent due to an operational issue may instruct the Settlement Agent to act on its behalf. FICC believes these proposed changes would clarify that the acknowledgement or refusal message is sent to the Settlement Agent (rather than FICC) and that replacing “telephone its instructions to” with “instruct” would clarify that the Funds-Only Settling Bank may telephone its instructions or provide its instructions in another way.</P>
                <HD SOURCE="HD3">10. Correct Definition of “Repo Start Date”</HD>
                <P>FICC proposes to correct the definition of Repo Start Date in GSD Rule 1 to state that it means the settlement date for the Start Leg of a Repo Transaction. The current definition states that it means the settlement date for the start date of a Repo Transaction.</P>
                <HD SOURCE="HD3">11. Make Corrections to Certain GSD Schedules</HD>
                <P>In the (i) Schedule of Required and Accepted Data Submission Items for a Substitution and (ii) Schedule of Required and Accepted Data Submission Items for New Securities Collateral in the GSD Rules, FICC proposes to add “or Generic CUSIP Number” to Item 1 in each schedule, which was inadvertently omitted. Currently, Item 1 in each schedule only lists Specific CUSIP Number for the Existing Securities Collateral or New Securities Collateral, as applicable. However, FICC must receive either the Specific CUSIP Number or Generic CUSIP Number for the Existing Securities Collateral or New Securities Collateral, as applicable, in order to process a substitution of Existing Securities Collateral or New Securities Collateral, as applicable.</P>
                <P>In the Schedule of Required and Other Data Submission Items for GCF Repo Transactions in the GSD Rules, FICC proposes to correct the reference from “Trade Reference Number” to “Broker Reference Number” to enhance accuracy. Currently, Broker Reference Number in this schedule is described as the GCF-Authorized Inter-Dealer Broker's unique reference number for the GCF Repo Transaction. As such, FICC believes it would enhance accuracy and clarity to refer to this item as the Broker Reference Number rather than the Trade Reference Number.</P>
                <HD SOURCE="HD2">B. Clarifications</HD>
                <P>FICC is proposing to make a number of clarifications to the Rules, as described in greater detail below. FICC believes that each of these proposed changes would improve the clarity of the Rules, for the reasons described below, and does not believe that that any of the proposed clarifications would impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">1. Clarify Calculation of the Funds-Only Settlement Amount</HD>
                <P>In GSD Rule 13, Section 2, FICC proposes to make certain clarifications to the calculation of the Funds-Only Settlement Amounts to describe the current calculation of the Funds-Only Settlement Amounts more accurately. For GSD, funds-only settlement occurs twice on a Business Day, at 10:00 a.m. and 4:30 p.m., and therefore, the Funds-Only Settlement Amount is calculated twice on a Business Day. Specifically, the intraday Funds-Only Settlement Amount is calculated and then collected or paid intraday on the same Business Day. The Funds-Only Settlement Amount that is collected or paid at the start of day on a Business Day is calculated at the end of the previous Business Day. For example, the Funds-Only Settlement Amount that is collected or paid at 10:00 a.m. on March 2, 2023 is calculated at the end of day on March 1, 2023. In addition, these two Funds-Only Settlement Amounts are calculated using different components, as further described below.</P>
                <P>Currently, GSD Rule 13, Section 2 states that the Funds-Only Settlement Amount of each Netting Member shall be determined by calculating the net total, for a particular Business Day of the following and then lists the components that are part of the calculation of this amount. FICC proposes to revise the reference from “for a particular Business Day” to “for a particular cycle, if applicable,” to enhance clarity and accuracy. For GSD, as described above, currently, funds-only settlement occurs twice on a Business Day and therefore, there are two cycles during the Business Day during which the Funds-Only Settlement Amount is calculated. As such, FICC believes it is more precise and accurate to refer to a particular cycle in the description of the calculation of the Funds-Only Settlement Amount and as this proposed change would reflect the current calculation of the Funds-Only Settlement Amounts, FICC does not believe this proposed change would impact the rights or obligations of Members.</P>
                <P>
                    In addition, in GSD Rule 13, Section 2, FICC proposes to add “the return of the previous cycle's Net Forward Mark Adjustment Payment” as a component in the calculation of the Funds-Only Settlement Amount of each Netting Member, and this would be added as subsection (d). The Net Forward Mark Adjustment Payment is currently listed as a component of the Funds-Only Settlement Amount, but FICC believes it 
                    <PRTPAGE P="46301"/>
                    would enhance clarity to also list the return of the previous cycle's Net Forward Mark Adjustment Payment in the description of the calculation of the Funds-Only Settlement Amount.
                    <SU>19</SU>
                    <FTREF/>
                     FICC believes this proposed change would be a more accurate description of the current process. During each cycle, FICC calculates a new Net Forward Mark Adjustment Payment and so, also returns the previous cycle's Net Forward Mark Adjustment Payment. As described above, funds-only settlement occurs twice a day at GSD, so the cycle at 10:00 a.m. may include the return of the previous cycle's Net Forward Mark Adjustment Payment (the previous cycle would be the cycle that occurred at 4:30 p.m. the previous Business Day). FICC believes these proposed changes enhances clarity by more accurately describing the current process and therefore, would not impact the rights or obligations of Members.
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         “Net Forward Mark Adjustment Payment” is defined in GSD Rule 1, 
                        <E T="03">supra</E>
                         note 5.
                    </P>
                </FTNT>
                <P>Similarly, in GSD Rule 13, Section 2, FICC proposes to revise the first sentence of the third paragraph to refer to a particular cycle rather than Business Day and to add the phrase “if applicable.” In addition, FICC proposes to clarify the components of the Funds-Only Settlement Amount that are currently calculated and collected or paid intraday by replacing the current description with a list of the specific components, which are the Net Forward Mark Adjustment Payment, the return of the previous cycle's Net Forward Mark Adjustment Payment and the Miscellaneous Adjustment Amount. The current description states that FICC will determine an intraday Funds-Only Settlement Amount by calculating a net total, for a particular Business Day, of certain of the amounts specified in Section 1 of GSD Rule 13 as FICC shall announce to Members from time to time. The revised description would state that FICC will determine an intraday Funds-Only Settlement Amount by calculating a net total, for a particular cycle, if applicable, of the following: (a) the Net Forward Mark Adjustment Payment, (b) the return of the previous cycle's Net Forward Mark Adjustment Payment, and (c) Miscellaneous Adjustment Amount. FICC believes these proposed changes to this paragraph in GSD Rule 13, Section 12 would enhance clarity with respect to the intraday Funds-Only Settlement Amount. Because this proposed change would reflect the current calculation of the Funds-Only Settlement Amount that is calculated and collected or paid intraday, FICC does not believe this proposed change would impact the rights or obligations of Members.</P>
                <P>FICC would also clarify that certain components of the Funds-Only Settlement Amount are only applicable to the end of the day cycle, and some are only applicable to the intraday cycle. FICC would clarify that the components of the Funds-Only Settlement Amount in the second paragraph of GSD Rule 13, Section 2, are calculated at the end of the day and then collected or paid start of day, as applicable, on the following Business Day, are the amounts listed in (a) through (p) of this paragraph. Similarly, with respect to the third paragraph of GSD Rule 13, Section 2, FICC would clarify that the components of the Funds-Only Settlement Amount that are calculated and collected or paid intraday, as applicable, are the amounts listed in (a) through (c) of this paragraph. Because these proposed changes would reflect the current calculation of the Funds-Only Settlement Amounts, FICC does not believe these proposed changes would impact the rights or obligations of Members.</P>
                <HD SOURCE="HD3">2. Clarify Definition of “Account”</HD>
                <HD SOURCE="HD3">Proposed Changes To Clarify Account, Broker Account, and Dealer Account, and Netting Member Account</HD>
                <P>FICC proposes to make certain clarifications to the definition of “Account” in GSD Rule 1, as further described below. FICC believes the proposed changes described below would clarify the various types of Accounts that currently exist at FICC.</P>
                <P>The current definition of “Account” in GSD Rule 1 means any account maintained by FICC on behalf of a Netting Member. FICC proposes to revise the definition of “Account” to state that it means any account maintained by a Member. FICC believes these proposed changes to the definition of “Account” would enhance consistency, and thereby also enhance clarity. Specifically, these proposed changes would revise the definition of “Account” to be more consistent with the definitions for other types of Accounts, such as a Broker Account and a Sponsoring Member Omnibus Account.</P>
                <P>As such, because FICC is proposing to revise the definition of “Account” to mean any account maintained by the Member, as described above, FICC would also add a definition for “Netting Member Account” in GSD Rule 1 to specifically describe an account maintained by FICC on behalf of a Netting Member. FICC proposes to add that Netting Member Account would mean an Account maintained by a Netting Member that contains the activity of the Netting Member that is submitted to FICC. FICC would also add that a Netting Member may elect to establish one or more Netting Member Accounts.</P>
                <P>In addition, the current definition of “Account” in GSD Rule 1 includes definitions for “Broker Account” and “Dealer Account” and also describes that with respect to an applicable Cross-Margining Agreement, “Account” may include a Market Professional Cross-Margining Account. FICC proposes to move the definitions of “Broker Account” and “Dealer Account” from the definition of “Account” so that each of these terms are listed separately and in alphabetical order in GSD Rule 1. “Broker Account” would mean an Account maintained by an Inter-Dealer Broker Netting Member or a Segregated Repo Account of a Non-IDB Repo Broker. “Dealer Account” would mean an Account maintained by a Netting Member that is not a Broker Account. FICC believes that separately listing the defined terms “Broker Account” and “Dealer Account” in GSD Rule 1 rather than within another defined term in GSD Rule 1 would enhance readability and clarity.</P>
                <P>FICC believes the above-described proposed changes in the GSD Rules would enhance clarity with respect to the various types of Accounts that currently exist. Because these are clarifications of the descriptions of the current types of Accounts, FICC does not believe that the above-described proposed changes would impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">Proposed Changes To Capitalize References to Account, Accounts, and Account(s)</HD>
                <P>FICC would capitalize the references to account, accounts, and account(s), as applicable, in the GSD Rules, including, for example, (1) in the definitions of “Market Professional Cross-Margining Account”, “MLA Excess Amount,” and “Segregated Repo Account” in GSD Rule 1; (2) GSD Rule 13, Section 5(d); (3) GSD Rule 3, Sections 11(a), (c), (e), (f); (4) GSD Rule 3A, Sections 10(b) and 11; (5) GSD Rule 19, Section 4; and (6) Sections V and VII of the Fee Structure of the GSD Rules.</P>
                <P>
                    FICC believes it would enhance clarity and consistency to use the defined term “Account” by capitalizing the current references, as described above. Because these are clarifications of the descriptions of the current types of Accounts, FICC does not believe that the above-described proposed changes 
                    <PRTPAGE P="46302"/>
                    would impact the rights and obligations of Members.
                </P>
                <HD SOURCE="HD3">Proposed Changes To Revise References to Netting Member Account</HD>
                <P>Because FICC would add a definition for “Netting Member Account,” FICC proposes to make the following changes:</P>
                <P>• In GSD Rule 3, Sections 11(b) and (d), FICC proposes to revise “netting accounts” to “Netting Member Accounts.”</P>
                <P>• In GSD Rule 3A, Sections 2(h), 10(b), 11 and 12, FICC proposes to revise “Netting System accounts” to “Netting Member Accounts.”</P>
                <P>• In GSD Rule 3A, Section 18, FICC proposes to revise “Netting System Account(s)” to “Netting Member Account(s).”</P>
                <P>• In GSD Rule 3A, Section 6(c), FICC proposes to revise “netting account” to “Netting Member Account.”</P>
                <P>FICC believes revising these references to the new defined term “Netting Member Account” would enhance clarity and consistency with respect to the current references in the GSD Rules that describe this type of account. As such, FICC does not believe that the above-described proposed changes would impact the rights and obligations of Members.</P>
                <P>FICC also proposes to revise the reference from “participant account” to “Account” in GSD Rule 19, Section 2.</P>
                <HD SOURCE="HD3">3. Clarify Definition of “Transactions”</HD>
                <P>FICC proposes to clarify the definition of Transactions in GSD Rule 1 by revising a reference from Direct Transactions to Bilateral Transactions. FICC would also remove the defined term “Direct Transactions” from GSD Rule 1. Currently, “Transactions” means Brokered Transactions and Direct Transactions. In addition, “Direct Transactions” means any transaction, including a Repo Transaction, calling for the delivery of an Eligible Netting Security or the posting of cash or an Eligible Netting Security as collateral, the data on which has been submitted to FICC by Members, that is not a Brokered Transaction.</P>
                <P>FICC would add a definition for Bilateral Transactions in GSD Rule 1 to enhance clarity. Bilateral Transactions would mean any transaction, including a Repo Transaction, the data on which has been submitted to FICC by two Members, and is not a Brokered Transaction.</P>
                <P>FICC believes the above-described proposed changes to replace the term “Direct Transactions” to the more descriptive term “Bilateral Transactions” and to simply the definition of “Bilateral Transactions” would enhance clarity. Furthermore, FICC does not believe the above-described proposed changes would impact the rights and obligations of Members because these are the current types of Transactions that are submitted to FICC.</P>
                <HD SOURCE="HD3">4. Add References to CCIT Transactions</HD>
                <P>In the second to last sentence of the definition of End Leg in GSD Rule 1, FICC proposes to revise the reference from transaction to GCF Repo Transaction or CCIT Transaction, as applicable. In addition, in the definition of GCF Transaction Adjustment Payment, FICC proposes to revise the reference from transactions to GCF Repo Transactions and CCIT Transactions, as applicable.</P>
                <P>FICC believes replacing the word “transaction” with the defined terms in the above-described definitions would enhance clarity by providing consistency and specificity with respect to the transactions that are being referenced in these definitions. Furthermore, these definitions currently include a reference to GCF Repo Transactions and CCIT Transactions. As such, FICC does not believe that these proposed changes to enhance clarity would impact the rights and obligations of the Members.</P>
                <HD SOURCE="HD3">5. Revise GSD Rule 18, Sections 2 and 3 To Enhance Clarity</HD>
                <P>In GSD Rule 18, Section 2, FICC proposes to clarify that each Netting Member that has requested to add the repo netting service operated by FICC must submit to FICC, or to either another Registered Clearing Agency or Clearing Agency that has been exempted from registration as a Clearing Agency by the SEC, for comparison and netting, data on all of its Repo Transactions. Currently, GSD Rule 18, Section 2 states that each Netting Member that has requested of FICC that it provide its Netting System services for such Member's Repo Transaction data submissions must submit to FICC, or to either another Registered Clearing Agency or Clearing Agency that has been exempted from registration as a Clearing Agency by the SEC, for comparison and netting, data on all of its Repo Transactions. FICC believes this proposed change would enhance clarity and accuracy because it is when Netting Members request to add the repo netting service operated by FICC that they are required to submit to FICC or another Registered Clearing Agency or Clearing Agency that has been exempted from registration as a Clearing Agency by the SEC, for comparison and netting, the data on all of its Repo Transactions. Furthermore, the repo netting service operated by FICC and the Netting System services for such Member's Repo Transaction data submissions are different ways of describing the same service provided by FICC. As such, FICC does not believe that these proposed clarifications would impact the rights and obligations of Members.</P>
                <P>In addition, in GSD Rule 18, Section 2, the last sentence of the first paragraph and the sixth paragraph both describe collateral substitutions pertaining to Repo Transactions and are duplicative. Specifically, both sentences state that all collateral substitutions pertaining to Repo Transactions must be performed through FICC, and the requisite collateral substitution requests must be submitted to FICC in accordance with the requirements, procedures and timeframes established by FICC from time to time. As such, FICC proposes to remove this description from GSD Rule 18, Section 2 and add this description to GSD Rule 18, Section 3 because GSD Rule 18, Section 3 contains provisions related to collateral substitutions. FICC believes these proposed changes would enhance clarity and would not impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">6. Clarify Descriptions of Novation</HD>
                <HD SOURCE="HD3">Proposed Changes To Revise Defined Term “Novation” To Include Uses of “Novate”</HD>
                <P>In GSD Rule 1, FICC proposes to revise the defined term “Novation” to “Novation or Novate” and to add that the term “Novate” shall have a corollary meaning. Novation is currently defined as the termination of deliver, receive, and related payment obligations between Netting Members and the replacement of such obligations with identical obligations to and from FICC, pursuant to Section 8 of GSD Rule 5. FICC believes this proposed change to add Novate to the current definition of Novation and specify that “Novate” has a corollary meaning would enhance clarity as Novation and Novate are both currently used in the GSD Rules to describe the termination of deliver, receive, and related payment obligations between Netting Members and the replacement of such obligations with identical obligations to and from FICC. As such, FICC believes this added specificity would enhance clarity and would not impact the rights and obligations of Members.</P>
                <P>
                    FICC also proposes to capitalize the references to novate and novated in GSD Rule 3A, Sections 2(i), 7(a), 7(b), 14(c), 16(b) and 18(e); GSD Rule 3B, Section 14(b); GSD Rule 5, Section 8(a), 8(b), 
                    <PRTPAGE P="46303"/>
                    and 8(d); GSD Rule 11, Section 6; GSD Rule 12, Section 11(iii); GSD Rule 14, Section 3; GSD Rule 20, Section 5; and GSD Rule 21A. FICC believes these proposed changes to use the defined terms by capitalizing the current references to novate and novated in the above-referenced GSD Rules would enhance clarity and would not impact the rights and obligations of Members.
                </P>
                <P>FICC also proposes to revise the definition of Novation in GSD Rule 1 to include CCIT Members (or Joint Accounts), which was inadvertently omitted. Specifically, FICC proposes to revise this definition to state that Novation means the termination of deliver, receive, and related payment obligations between Netting Members, or between a CCIT Member (or Joint Account) and a Netting Member, and the replacement of such obligations with identical obligations to and from FICC, pursuant to Section 8 of GSD Rule 5. Currently, GSD Rule 5, Section 8(a) states that Novation consists of the termination of the deliver, receive and related payment obligations between the Netting Members, or between a CCIT Member (or Joint Account) and a Netting Member, with respect to the Compared Trade and their replacement with identical obligations to and from FICC in accordance with the GSD Rules. As such, FICC believes this proposed change to the definition of Novation would enhance clarity by correcting an inadvertent omission in the definition of Novation and would not impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">Proposed Changes To Replace References To Guaranty, Guarantee, and Guaranty of Settlement With Novation or Novate</HD>
                <P>
                    FICC also proposes to remove references to guaranty, guarantee, and Guaranty of settlement and/or replace such references with Novation or Novate. FICC believes it would enhance clarity and consistency to describe this process in the GSD Rules using the defined term Novation or Novate.
                    <SU>20</SU>
                    <FTREF/>
                     Furthermore, FICC believes it would enhance clarity to remove duplicative descriptions.
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         FICC is proposing to revise the definition of Novation to add Novate, as described above.
                    </P>
                </FTNT>
                <P>
                    Specifically, FICC proposes to remove GSD Rule 11B (Guaranty of Settlement). GSD Rule 11B, Section (a) currently describes requirements that must be satisfied for FICC to guarantee the settlement of that trade. Specifically, GSD Rule 11B, Section (a) states that FICC will guarantee the settlement of a trade the data on which were submitted for Bilateral Comparison, Demand Comparison, or Locked-in Comparison at the time the comparison of such trade occurs pursuant to GSD Rules 6A, 6B, or 6C, respectively, as long as the trade meets the requirements of Section 2 of GSD Rule 11 and was entered into good faith. FICC is proposing to delete this Section (a) of GSD Rule 11B to enhance clarity and consistency because FICC believes this description is duplicative in the GSD Rules. Furthermore, FICC believes it would enhance clarity to consistently use the one defined term Novation. Currently, GSD Rule 5, Section 8(a) states that each Compared Trade that meets the requirements of Section 2 of GSD Rule 11 and was entered into good faith shall be novated to FICC and FICC shall guarantee the settlement of each Compared Trade at the time at which comparison of such Compared Trade occurs pursuant to GSD Rules 6A, 6B, or 6C.
                    <SU>21</SU>
                    <FTREF/>
                     GSD Rule 5, Section 8(a) currently also states that such Novation shall consist of the termination of the deliver, receive and related payment obligations between the Netting Members, or between a CCIT Member (or Joint Account) and a Netting Member, with respect to the Compared Trade (including, if such Compared Trade is a Repo Transaction, any Right of Substitution established by the parties) and their replacement with identical obligations to and from FICC in accordance with these Rules.
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         FICC is also proposing to remove the references to guaranty in GSD Rule 5, Section 8, as described further below.
                    </P>
                </FTNT>
                <P>
                    GSD Rule 11B, Section (b) describes the guaranty referred to in Section (a). Specifically, GSD Rule 11B, Section (b) states that this guaranty means FICC's obligation to include the trade in calculating a Net Settlement Position and to novate the deliver, receive, and payment obligations that were created by the trade pursuant to the GSD Rules. It also states that FICC's guaranty of settlement of an individual trade applies only to the settlement of the trade as it exists as part of a Net Settlement Position. FICC is proposing to remove GSD Rule 11B, Section (b) to enhance clarity and consistency. FICC believes this section is duplicative and that by using the defined terms Novation or Novate instead of Guaranty would enhance clarity and consistency.
                    <SU>22</SU>
                    <FTREF/>
                     Novation is currently a defined term in GSD Rule 1 and means the termination of deliver, receive, and related payment obligations between Netting Members and the replacement of such obligations with identical obligations to and from FICC pursuant to Section 8 of Rule 5. In addition, GSD Rule 11 describes the Netting System and the establishment of Net Settlement Positions. Specifically, GSD Rule 11, Section 1 states that the Netting System is a system for aggregating and matching offsetting obligations from trades submitted by or on behalf of Netting Members in Eligible Netting Securities. GSD Rule 11, Section 3 describes the obligation to submit trades to FICC for comparison and netting. GSD Rule 11, Section 4 states that on each Business Day, for each Eligible Netting Security with a separate CUSIP number, with certain exceptions, FICC will establish a Net Settlement Position or Fail Net Settlement Position, as applicable.
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         FICC is also proposing to clarify the definition of “Novation” to include “Novate”, as further described above.
                    </P>
                </FTNT>
                <P>
                    GSD Rule 11B, Section (c) describes the circumstances when FICC's guaranty described in GSD Rule 11B, Sections (a) and (b) are no longer in effect. GSD Rule 11B, Section (c) states that the guaranty referred to in subsections (a) and (b) above shall no longer be in effect if the trade becomes uncompared, is cancelled, or settles pursuant to the Rules. FICC is proposing to remove GSD Rule 11B, Section (c) to enhance clarity and consistency by using the terms Novation or Novate instead of Guaranty and FICC believes this section is duplicative. GSD Rule 5, Section 8(c) and (d) also describes what occurs when a trade becomes uncompared or is cancelled pursuant to the GSD Rules.
                    <SU>23</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         FICC is also proposing to clarify the description of what occurs if a trade becomes uncompared or is cancelled in GSD Rule 5, Section 8(c) pursuant to the GSD Rules, as further described below.
                    </P>
                </FTNT>
                <P>GSD Rule 11B, Section (d) describes the requirements that must be satisfied for FICC to guarantee the settlement of Same-Day Settling Trades. FICC is proposing to remove GSD Rule 11B, Section (d) to enhance clarity and consistency as FICC believes this section is duplicative. GSD Rule 5, Section 8(b) currently states that each Same-Day Settling Trade that becomes a Compared Trade and was entered into good faith will be novated to FICC. In addition, the eligibility for settlement of Same-Day Settling Trades is currently described in GSD Rule 12, Section 11(ii).</P>
                <P>As described above, FICC believes removing GSD Rule 11B would enhance clarity and consistency as this rule describes FICC's guaranty of settlement and is duplicative, as described above. As such, FICC does not believe the proposed change to remove GSD Rule 11B would impact the rights and obligations of Members.</P>
                <P>
                    GSD Rule 3A, Section 2(i) currently states that any Sponsored Member Trades which have received FICC's 
                    <PRTPAGE P="46304"/>
                    guaranty of settlement and been novated to FICC shall continue to be processed and guaranteed by FICC. FICC proposes to revise GSD Rule 3A, Section 2(i) and Rule 3A, Section 16 to state any Sponsored Member Trades which have been Novated by FICC shall continue to be processed by FICC.
                </P>
                <P>In addition, GSD Rule 3A, Section 7(a)(iv) states that FICC's guaranty of settlement shall apply to Sponsored Member Trades and such trades shall be novated in the same manner in which trades of Netting Members are novated and settlement is guaranteed pursuant to Section 8 of GSD Rule 5. FICC proposes to revise GSD Rule 3A, Section 7(a)(iv) to state that Sponsored Member Trades shall be Novated in the same manner in which trades of Netting Members are Novated pursuant to Section 8 of GSD Rule 5. FICC would also revise the title of GSD Rule 3A, Section 7 from “The Netting System, Novation and Guaranty of Settlement” to “The Netting System and Novation.” GSD Rule 3A, Section 14(c) currently states that any Sponsored Member Trades which have received FICC's guaranty of settlement and been novated to FICC shall continue to be processed and guaranteed by FICC. FICC proposes to revise GSD Rule 3A, Section 14(c) to state any Sponsored Member Trades which have been Novated by FICC shall continue to be processed by FICC.</P>
                <P>FICC also proposes to remove GSD Rule 3B, Section 12, which states that GSD Rule 11B (Guaranty of Settlement) shall apply to CCIT Transactions that are Compared Trades. FICC also proposes to revise GSD Rule 3B, Section 14(b) to remove the phrase “guaranteed and.” As such, GSD Rule 3B, Section 14(b) would state that once FICC has ceased to act for a Netting Member with whom a CCIT Member traded pursuant to these GSD Rules, if any portions of such trades, as Novated pursuant to these GSD Rules, remain outstanding, then, if FICC determines, in its sole discretion, that the procedures below are necessary to address certain of FICC's liquidity needs, FICC may initiate transactions under the CCIT MRA as provided below.</P>
                <P>FICC also proposes to remove the phrase “and guarantee the settlement of” from GSD Rule 21A(v).</P>
                <P>In addition, FICC proposes to revise GSD Rule 5, Section 8. FICC would remove the phrase “and Guaranty” from the title of this section. FICC also proposes to remove the phrase “and the Corporation shall guarantee the settlement of each such Compared Trade” from GSD Rule 5, Sections 8(a) and 8(b).</P>
                <P>Furthermore, FICC proposes to clarify GSD Rule 5, Section 8(b) by adding a proviso that was inadvertently omitted, so that it would state that each Same-Day Settling Trade that becomes a Compared Trade and was entered into in good faith shall be Novated to FICC at the time at which the comparison of such trade occurs pursuant to GSD Rules 6A or 6B, as applicable, provided the trade meets the requirements of Section 11(ii) of GSD Rule 12.</P>
                <P>
                    FICC would also revise GSD Rule 11, Section 14 to enhance clarity. Currently, GSD Rule 11, Section 14 states that FICC shall not guaranty fails charge proceeds in the event of a default (
                    <E T="03">i.e.,</E>
                     if the defaulting Member does not pay its fails charge, Members due to receive fails charge proceeds will have those proceeds reduced pro-rata by the defaulting Member's unpaid amount). FICC proposes to state that FICC shall not be under any obligation to pay fails charge proceeds in the event of a default (
                    <E T="03">i.e.,</E>
                     if the Defaulting Member does not pay its fails charge, Members due to receive fails charge proceeds will have those proceeds reduced pro-rata by the Defaulting Member's unpaid amount) to enhance clarity and accuracy.
                </P>
                <HD SOURCE="HD3">7. Clarify Uncompared or Cancelled Trades</HD>
                <P>FICC proposes to clarify the descriptions of what occurs to trades that become uncompared or are cancelled in the GSD Rules.</P>
                <P>GSD Rule 5, Section 8(c) currently states that if a trade becomes uncompared or is cancelled pursuant to these GSD Rules, the Novation and FICC's guaranty of settlement of such transaction shall be reversed, cancelling the deliver, receive, and related payment obligations between FICC and the applicable Netting Members, and, as applicable, CCIT Member (or Joint Account), created by such Novation. FICC proposes to revise this description in GSD Rule 5, Section 8(c) to remove the description stating that Novation and guaranty of settlement will be reversed if a trade becomes uncompared or cancelled pursuant to the GSD Rules. Specifically, FICC proposes to revise GSD Rule 5, Section 8(c) to state that if a trade becomes uncompared or is cancelled pursuant to these GSD Rules, the deliver, receive, and related payment obligations between FICC and the Netting Members and, as applicable, CCIT Member (or Joint Account), created by the Novation of such trade shall be terminated and cancelled, and no amounts shall be owing between FICC and the Netting Members or CCIT Member (or Joint Account) on account of such trade. FICC believes the proposed changes would enhance accuracy as to what occurs if a trade becomes uncompared or is cancelled pursuant to the GSD Rules, and thereby also enhance clarity. FICC is proposing changes to the description in the GSD Rules and is not proposing changes to what occurs if a trade becomes uncompared or cancelled pursuant to the GSD Rules and as such, FICC does not believe that these proposed changes to GSD Rule 5, Section 8(c) would impact the rights and obligations of Members.</P>
                <P>Similarly, FICC proposes to revise GSD Rule 12, Section 11(iii) to describe what occurs if a novated Same-Day Settling Trade becomes uncompared or is cancelled to be consistent with the above-described proposed changes in GSD Rule 5, Section 8(c) to the description of what occurs if a trade becomes uncompared or is cancelled pursuant to the GSD Rules. GSD Rule 12, Section 11(iii) currently states that if a novated Same-Day Settling Trade becomes uncompared or is cancelled pursuant to these GSD Rules, the Novation and FICC's guaranty of settlement of such transaction shall no longer apply, cancelling the deliver, receive, and related payment obligations between FICC and the applicable Netting Members, created by such Novation. FICC proposes to revise GSD Rule 12, Section 11(iii) to state that if a Novated Same-Day Settling Trade becomes uncompared and is cancelled pursuant to these GSD Rules, the deliver, receive, and related payment obligations between FICC and the Netting Members created by the Novation of such trade shall be terminated and cancelled, and no amounts shall be owing between FICC and the Netting Members on account of such trade. FICC believes having consistent descriptions of what occurs if a trade or Same-Day Settling Trade becomes uncompared or cancelled pursuant to the GSD Rules would enhance clarity. FICC is proposing clarifications to the description in the GSD Rules and is not proposing changes to what occurs if a Same-Day Settling Trade becomes uncompared or cancelled pursuant to the GSD Rules and as such, FICC does not believe that these proposed changes to GSD Rule 12, Section 11(iii) would impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">8. Clarify Timing and Cumulative Effect of Presumptions</HD>
                <P>
                    Current GSD Rule 10, Section 6 (which would be revised to Section 7 because FICC is proposing to add a new Section 6, as described below) states that notwithstanding anything to the 
                    <PRTPAGE P="46305"/>
                    contrary in this Rule, more than one presumption of a match of data may be used by FICC to generate a comparison of a trade. FICC would revise the first paragraph in this section to state that notwithstanding anything contrary in this Rule, FICC may apply more than one presumption of a match of data to generate a comparison of a trade. FICC believes this proposed change would enhance readability, and thereby enhance clarity and would not impact the rights and obligations of Members.
                </P>
                <P>The second paragraph of this section of GSD Rule 10 states that FICC will provide Members with prior notice setting forth, with regard to each enhanced comparison process, whether it will be performed in Real Time or at end of day. FICC proposes to remove this description and replace it with more specific language that describes which enhanced matching processes occur in Real Time and which occur at the end of day. FICC proposes to add a description stating that FICC would perform the enhanced comparison processes regarding the presumed match of data set forth in Sections 1, 2, 5 and 6 of GSD Rule 10 in Real Time, and that FICC would also perform the enhanced comparison processes regarding the presumed match of data set forth in Sections 1, 2, 3, 4, 5 and 6 of GSD Rule 10 at end of day, with the exception that, at end of day, Sections 4 and 5 would not apply to Repo Transactions. FICC believes these proposed changes that this additional specificity in the GSD Rules as to which enhanced matching processes occur at what times would enhance clarity and would not impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">9. Clarify Substitutions of Collateral</HD>
                <P>In GSD Rule 20, Section 4, FICC proposes to clarify the descriptions relating to substitutions of collateral, which both state that all requests for substitutions must be made by the substitution deadline established by FICC and announced by to Members by Important Notice from time to time. FICC proposes to remove the last sentence from the first paragraph and the last sentence from the second paragraph, which each contains this description. FICC would add a new paragraph to GSD Rule 20, Section 4, which states that for the avoidance of doubt, Dealers will be able to substitute any previously described collateral during the day and until such time as their new Collateral Allocation Obligations for that day are fully satisfied and finalized with the GCF Clearing Agent Bank. FICC believes that these proposed changes would remove duplicative language and as such, would not impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">10. Clarify Right of Substitution</HD>
                <P>Currently, GSD Rule 11, Section 6 states that notwithstanding anything to the contrary in the above paragraph, if a Right of Substitution was established by the parties to a Repo Transaction, such Right of Substitution shall continue, and be recognized by FICC, after the netting of obligations pursuant to the above paragraph. FICC proposes to revise GSD Rule 11, Section 6 to state that notwithstanding anything to the contrary in the above paragraph, a Right of Substitution applicable to a Repo Transaction that constitutes all or part of a Net Settlement Position shall be recognized by FICC pursuant to these Rules. Parties to a Repo Transaction may agree to a Right of Substitution in their bilateral agreements. However, because FICC is not a party to such agreements, and therefore does not have a view into what was agreed to in these bilateral agreements, FICC proposes to revise GSD Rule 11, Section 6 to clarify that FICC recognizes a Right of Substitution applicable to a Repo Transaction that constitutes all or part of a Net Settlement Position (rather than a Right of Substitution established by the parties to a Repo Transaction, which is how it is currently described in the GSD Rules), and such Right of Substitution would be recognized pursuant to the GSD Rules (rather than that the Right of Substitution was established by the parties to a Repo Transaction). FICC believes these proposed changes to the description of the Right of Substitution with respect to Repo Transactions that constitute all or part of a Net Settlement Position would enhance accuracy, and thereby enhance clarity and FICC is not proposing changes to the Right of Substitution. As such, FICC does not believe this proposed change would impact the rights and obligations of Members.</P>
                <P>Furthermore, currently, GSD Rule 5, Section 8(e) states that if a Right of Substitution was established by the parties to a Repo Transaction, such Right of Substitution shall continue and be recognized by FICC after Novation. As such, FICC proposes to remove GSD Rule 5, Section 8(e) because the Right of Substitution would be described in GSD Rule 11, Section 6, as described above. FICC does not believe that this proposed change would impact the rights and obligations of Members.</P>
                <P>In addition, FICC proposes to revise GSD Rule 14, Section 3. Currently, GSD Rule 14, Section 3 states that notwithstanding another to the contrary in the above paragraph, if a Right of Substitution was established by the parties to a Repo Transaction, such Right of Substitution shall continue, and be recognized by FICC, after the netting of obligations pursuant to the above paragraph. FICC would also revise GSD Rule 14, Section 3 to state that notwithstanding anything to the contrary in the above paragraph, a Right of Substitution applicable to a Repo Transaction that constitutes all or part of a Forward Net Settlement Position shall be recognized by FICC pursuant to these Rules. FICC would revise the description in GSD Rule 14, Section 3 to be consistent with the above-described proposed changes to GSD Rule 11, Section 6. FICC believes having consistent descriptions of the Right of Substitution applicable to Repo Transactions that constitute all or part of a Net Settlement Position (as described above) or Forward Net Settlement Position would enhance clarity. FICC is proposing clarifications to the description in the GSD Rules to enhance accuracy and clarity and is not proposing changes to the Right of Substitution and as such, FICC does not believe that these proposed changes to GSD Rule 14, Section 3 would impact the rights and obligations of Members.</P>
                <P>FICC also proposes to clarify GSD Rule 18, Section 3(f), which currently states that FICC will have no obligation to ensure the acceptability to the Reverse Repo Party of any New Securities Collateral transferred pursuant to this section. FICC proposes to clarify this sentence by adding that FICC also will not record, authenticate or monitor the number of collateral substitutions performed in accordance with the Right of Substitution. FICC believes this additional detail would enhance clarity and describes what currently happens. As such, FICC does not believe that this proposed change to GSD Rule 18, Section 3(f) would impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">11. Clarify Affiliated Members</HD>
                <P>FICC proposes to revise the description relating to Affiliated Members in GSD Rule 10, Section 3 to enhance clarity and readability.</P>
                <P>
                    GSD Rule 10, Section 3 describes a situation in which a Member submits data on one side of a trade against an incorrect contraparty that would have been compared had it been submitted against the correct contraparty, and these two contraparties are Affiliates and Members of GSD. A Member submits data against the identifying numbers of its contraparty. For example, assume Member 2 and Member 3 are Affiliates and both are Members of GSD. 
                    <PRTPAGE P="46306"/>
                    Also, assume that Member 1 submitted data on a side of trade against Member 2 (the incorrect contraparty to the trade) and Member 3 submitted against Member 1. These trades would not compare because the counterparties do not match. Member 1 should have submitted the trade against Member 3 (the correct contraparty to the trade). However, if Member 2 and Member 3 have notified FICC that they are Affiliates and that they each wish to be presumed to be the correct contraparty to the side of the trade, then FICC has the discretion to compare the trade based on Member 1's correct contraparty being Member 3.
                </P>
                <P>Currently, GSD Rule 10, Section 3 states that if data on a side of a trade submitted by a Member (hereinafter, the “First Member”) against another Member (hereinafter, the “Non-Countraparty Affiliated Member”) do not compare as submitted, but would compare if matched against data submitted by a third member that is an Affiliate of the Non-Contraparty Affiliated Member (hereinafter, the “Contraparty Affiliated Member”), FICC may, in its discretion, if it has received notice from the Non-Contraparty Affiliated Member and the Contraparty Affiliated Member, in a form and manner satisfactory to FICC (which notice may vary on a product-by-product basis), stating that they are Affiliates and that each wishes to be presumed to be the correct countraparty to a side of a trade submitted with an indication that the other is the contraparty, if this would allow the data on the trade to match, compare the trade based on the first Member's correct contraparty being the Contraparty Affiliated Member.</P>
                <P>FICC proposes to remove the current description in GSD Rule 10, Section 3 and replace it with a clearer description. FICC would state that Members that are Affiliates may submit written authorization to FICC stating that each Affiliate wishes to be presumed to be the correct contra-party to a side of a trade, if this presumption would allow the data on a trade that has differing contra member identifying numbers to match. Such written authorization must be in a form and manner satisfactory to FICC and may vary on a product-by-product basis. If a trade between two contra-parties (hereinafter, the “First Member” and “Second Member”) submitted to FICC does not match because the First Member submitted the contra member identifying number of the Second Member's Affiliate instead of the Second Member, FICC shall compare the trade based on the Second Member's trade submission as if the First Member submitted the contra member identifying number of the Second Member and FICC has received the written authorization referred to in this paragraph from the Second Member and the Second Member's Affiliate.</P>
                <P>As described above, to enhance clarity, FICC proposing to revise the current description in GSD Rule 10, Section 3 of what occurs when a Member submits data on one side of a trade against an incorrect contraparty that would have been compared had it been submitted against the correct contraparty, and these two contraparties are Affiliates and Members of GSD; FICC is not proposing changes to the process. As such, FICC does not believe these proposed changes would impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">12. Clarify Pricing Rate</HD>
                <P>Currently, GSD Rule 3B, Section 14(a)(xii) states that the Pricing Rate (as defined in the CCIT MRA) in respect of each Transaction shall be the rate published on FICC's website at the time FICC initiates such Transaction, corresponding to: (A) U.S. Treasury &lt; 30-year maturity (CUSIP: 371487AE9) if the Purchased Securities under such Transaction are U.S. Treasury bills, notes or bonds, (B) Non-Mortgage Backed U.S. Agency Securities (CUSIP: 371487AH2) if the Purchased Securities under such Transaction are non-mortgage-backed U.S. agency securities or (C) Fannie Mae, Freddie Mac, and UMBS Fixed Rate MBS (CUSIP: 371487AL3) if the Purchased Securities under such Transaction are mortgage-backed securities, or if the relevant foregoing rate is unavailable, a rate that FICC reasonably determines approximates the average daily interest rate paid by a seller of the Purchased Securities under a cleared repurchase transaction.</P>
                <P>FICC proposes to revise GSD Rule 3B, Section 14(a)(xii) to remove the specific references to the General CUSIP Numbers and the related descriptions listed in subsections (A), (B), and (C). Specifically, FICC proposes to revise this section to state that the Pricing Rate (as defined in the CCIT MRA) in respect of each Transaction shall be the rate that FICC reasonably determines approximates the average daily interest rate paid by a seller of the Purchased Securities under a cleared repurchase transaction. There may be changes in the market that may affect the rates that correspond to the specific Generic CUSIP Numbers that are currently listed in the GSD Rules. As such, these proposed changes would provide FICC with more flexibility to respond more quickly to changes in the market without a rule filing and better enable FICC to use rates that are current and reflect the market while at the same time, ensuring that the GSD Rules remain accurate. FICC does not believe this proposed change would impact the rights and obligations of Members because the GSD Rules currently provide that if the rates are unavailable, then the Pricing Rate will be a rate that FICC reasonably determines approximates the average daily interest rate paid by a seller of the Purchased Securities under a cleared repurchase transaction. As such, the GSD Rules currently enable FICC to select rates that approximate the average daily interest rate paid by a seller of the Purchased Securities under a cleared repurchase transaction.</P>
                <HD SOURCE="HD3">13. Clarify References to Treasury Department Regulations</HD>
                <P>GSD Rule 6C, Section 8 states that in its sole discretion, FICC may decline to accept from a Locked-In Trade Source data on the Locked-In Trades of a particular Member or Members, including Netting-Eligible Auction Purchases (subject to terms and conditions agreed to by FICC and the Treasury Department regarding Netting-Eligible Auction Purchases).</P>
                <P>GSD Rule 6C, Section 11 states that FICC has the authority, in order to correct or avoid an error, to unilaterally modify, add, or cancel data on any Netting-Eligible Auction Purchase (subject to terms and conditions agreed to by FICC and the Treasury Department regarding Auction Purchases). This section also states that in the event a security auctioned in a Treasury Department auction is not issued, FICC will have the authority to unilaterally modify, add, or cancel data on any Netting-Eligible Auction Purchase involving that security (subject to terms and conditions agreed to by FICC and the Treasury Department regarding Auction Purchases).</P>
                <P>
                    FICC proposes to clarify the above-described references in GSD Rule 6C, Sections 8 and 11 from the terms and conditions agreed to by FICC and the Treasury Department regarding Netting-Eligible Auction Purchases or Auction Purchases (as applicable) to the applicable Treasury Department regulations regarding Netting-Eligible Auction Purchases. FICC would revise these references because FICC believes it is more accurate to state that the applicable Treasury Department regulations govern the Netting-Eligible Auction Purchases rather than describing it as the terms and conditions agreed to by FICC and the Treasury Department. FICC and the Treasury 
                    <PRTPAGE P="46307"/>
                    Department do not have a separate agreement with terms and conditions regarding Auction Purchases. As such, FICC believes these proposed changes to reference the applicable Treasury Department regulations regarding Netting-Eligible Auction Purchases instead of the terms and conditions agreed to by FICC and the Treasury Department regarding Auction Purchases would enhance accuracy, and thereby enhance clarity. FICC does not believe that these proposed clarifications would impact the rights and obligations of Members.
                </P>
                <HD SOURCE="HD3">14. Clarify References to Federal Reserve Banks Operating Circulars</HD>
                <P>FICC proposes to revise the Interpretive Guidance with Respect to Settlement Finality in the GSD Rules and MBSD Rules to allow this guidance to remain accurate, current and aligned with any future revisions to the Federal Reserve Banks Operating Circulars (“Operating Circulars”).</P>
                <P>Currently, the Interpretive Guidance with Respect to Settlement Finality in the GSD Rules and MBSD Rules (i) reference specific sections in the Operating Circulars, (ii) refer to specific dates of certain Operating Circulars, and (iii) include direct quotations from the Operating Circulars, including specific text and defined terms.</P>
                <P>FICC proposes to revise this guidance to be more general by removing specific section references to the Operating Circulars and replacing those references with more general descriptions of the subjects covered in such sections of the Operating Circulars in the event the specific section references change when the Operating Circulars are updated or revised. FICC would also remove references to specific dates of the Operating Circulars and replace them with references to the Operating Circulars “as promulgated from time to time by the FRB.”</P>
                <P>In addition, FICC proposes to remove specific quotations of text and defined terms. FICC would replace the direct quotations of defined terms with cross-references to the relevant Operating Circulars. FICC also proposes to remove the dates at the end of the Interpretative Guidance with Respect to Settlement Finality in the GSD Rules and MBSD Rules.</P>
                <P>FICC believes that these proposed changes would enhance accuracy by allowing the GSD Rules and MBSD Rules to remain accurate, current and aligned following any revisions to the Operating Circulars, and thereby enhance clarity. FICC does not believe these proposed clarifications would impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">15. Clarify Uses of Terms “Written Notice” and “Notice”</HD>
                <P>FICC proposes to clarify that “written notice” in the definition of GCF-Authorized Inter-Dealer Broker in GSD Rule 1 and “notice” in GSD Rule 3B, Section 6 both refer to Important Notices, which are posted to the DTCC website. FICC believes revising this reference from written notice and notice to the issuance of an Important Notice would enhance clarity because the proposed changes provide additional specificity. FICC does not believe that this proposed clarification would impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">16. Clarify Definition of Settlement Agent</HD>
                <P>FICC would clarify the definition of Settlement Agent in GSD Rule 1 and MBSD Rule 1 by adding a parenthetical stating “and as referenced in the Federal Reserve Banks Operating Circular 12.” As such, because the parenthetical would be added to the definition of “Settlement Agent” in the GSD Rules and MBSD Rules, FICC also proposes to remove from GSD Rule 13, Section 5(g) and MBSD Rule 11, Section 9(g), the parenthetical stating “as that term is used in the relevant FRB's Operating Circular 12 and in these Rules” that currently follows the references to Settlement Agent.</P>
                <P>FICC believes it would enhance clarity to add the parenthetical to the definition of Settlement Agent and this proposed change would not impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">17. Clarify Money Tolerances</HD>
                <P>
                    Currently, the GSD Rules contain a Schedule of Money Tolerances, which lists the Money Tolerances that have been established by FICC.
                    <SU>24</SU>
                    <FTREF/>
                     FICC proposes to add a new Section 6 to GSD Rule 10, titled “Money Tolerances.” FICC would state in this new section that if the data of a Required Match Data item on a trade do not compare because the dollar amount(s) submitted by two Members differs, FICC will compare the trade if the difference in the Required Match Data item is within the tolerance specifications set by FICC in the Schedule of Money Tolerances.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         The term “Money Tolerance” is defined in GSD Rule 1, 
                        <E T="03">supra</E>
                         note 5.
                    </P>
                </FTNT>
                <P>FICC believes adding this section in GSD Rule 10 that cross-references the current Schedule of Money Tolerances would enhance clarity with respect to the current practice regarding the comparison of a trade where there are differences in the dollar amount(s) submitted by two Members. As such, FICC does not believe this proposed clarification would impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">18. Clarify GSD Rule 11, Section 12</HD>
                <P>In GSD Rule 11, Section 12, FICC proposes to delete the sentence stating that Netting Members shall inform FICC promptly after the occurrence of any event specified earlier in that Section 12 and revise the first sentence to state that each Netting Member shall be obligated to inform FICC promptly if any referenced events were to occur. FICC believes this proposed change would enhance clarity with respect to Netting Members' requirement to promptly notify FICC in these circumstances by moving the description of that requirement to the beginning of the section rather than at the end. As such, FICC does not believe this proposed clarification would impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">19. Clarify GSD Rule 5, Section 6</HD>
                <P>Currently GSD Rule 5, Section 6 states that, except as otherwise provided in GSD Rule 10, any confirmations, comparison or other documentary evidence of any such Compared Trade, other than the comparison generated by FICC shall not affect the existence or terms and conditions of such a valid, binding and enforceable contract in respect of such Compared Trade.</P>
                <P>FICC proposes to clarify GSD Rule 5, Section 6 by removing the phrase “[e]xcept as otherwise provided in Rule 10,” and instead restating the referenced language in GSD Rule 5, Section 6. Specifically, FICC proposes to add to GSD Rule 5, Section 6 that, notwithstanding the previous sentence, the comparison by FICC of a trade involving unmatched commission amounts pursuant to the GSD Rules, while evidencing a valid, binding and enforceable contract between the parties to the trade to the same degree as if the commission amounts matched shall not constitute a final, binding determination by FICC as to the correct commission amount owing on such trade. The Broker that submitted data on such trade shall have an ongoing obligation to the Dealer that submitted data on such trade to respond promptly to such Dealer's commission difference inquiries, and to act in good faith to promptly resolve any such alleged differences.</P>
                <P>
                    FICC believes this proposed change would enhance readability, and thereby enhance clarity and would not impact the rights and obligations of Members.
                    <PRTPAGE P="46308"/>
                </P>
                <HD SOURCE="HD3">20. Clarify Indemnification Provisions</HD>
                <P>FICC proposes to clarify the indemnification provisions in connection with an FFI Member failing to be FATCA Compliant in the GSD Rules and the MBSD Rules. These indemnification provisions are described in the provisions relating to the membership application and the provisions relating to the ongoing membership requirements in the GSD Rules and MBSD Rules. GSD Rule 3 describes the ongoing membership requirements. Specifically, current GSD Rule 3, Section 9(iii) states that an FFI Member agrees to indemnify FICC, its affiliates, and each of their respective shareholders, directors, officers, employees, agents and advisors (each, an “Indemnified Person”) for any loss, liability or expense sustained by the Indemnified Party as a result of such FFI Member failing to be FATCA Compliant.</P>
                <P>GSD Rule 2A, MBSD Rule 2A and GSD Rule 3B, Section 3 describe the membership application requirements. GSD Rule 2A, Section 2(a)(v) and MBSD Rule 2A, Section 1 currently state that in addition, as part of its membership application, each applicant that shall be an FFI Member must agree that it shall indemnify FICC for any loss, liability or expense sustained by FICC as a result of its failing to be FATCA Compliant. Similarly, GSD Rule 3B, Section 3(c)(i) states that in addition, as part of its membership application, such applicant must agree that it shall indemnify FICC for any loss, liability or expense sustained by FICC as a result of the applicant failing to be FATCA Compliant.</P>
                <P>The indemnification in connection with an FFI Member failing to be FATCA Compliant is also described in the ongoing membership requirements in the GSD Rules and the MBSD Rules. Specifically, MBSD Rule 3, Section 8(iii) currently states that an FFI Member will indemnify FICC for any loss, liability or expense sustained by FICC as a result of such FFI Member failing to be FATCA Compliant. In addition, GSD Rule 3B, Section 5(j)(iii) currently states that a CCIT Member that is an FFI Member shall indemnify FICC for any loss, liability or expense sustained by FICC as a result of such CCIT Member failing to be FATCA Compliant.</P>
                <P>In order to enhance consistency, and thereby enhance clarity, FICC proposes to revise the indemnification provisions in connection with an FFI Member failing to be FATCA Compliant described in GSD Rule 2A, Section 2(a)(v), MBSD Rule 2A, Section 1, GSD Rule 3B, Section 3(c)(i), MBSD Rule 3, Section 8(iii), and GSD Rule 3B, Section 5(j)(iii) to align with the current indemnification provision in connection with an FFI Member failing to be FATCA Compliant described in current GSD Rule 3, Section 9(iii). Specifically, FICC proposes to revise GSD Rule 2A, Section 2(a)(v) and MBSD Rule 2A, Section 1 to state that in addition, as part of its membership application, each applicant that shall be an FFI Member agrees to indemnify each Indemnified Person for any loss, liability or expense sustained by the Indemnified Person as a result of its failing to be FATCA Compliant.</P>
                <P>Similarly, FICC proposes to revise the indemnification provision in connection with an FFI Member failing to be FATCA Compliant in MBSD Rule 3, Section 8(iii) to align with the current indemnification provision in connection with an FFI Member failing to be FATCA Compliant described in current GSD Rule 3, Section 9(iii). Specifically, FICC also proposes to revise MBSD Rule 3, Section 8(iii) to state that an FFI Member agrees to indemnify FICC, its affiliates, and each of their respective shareholders, directors, officers, employees, agents and advisors (each, an “Indemnified Person”) for any loss, liability or expense sustained by the Indemnified Person as a result of such FFI Member failing to be FATCA Compliant. FICC also proposes to revise GSD Rule 3B, Section 5(j)(iii) to state that a CCIT Member that is an FFI Member shall indemnify each Indemnified Person for any loss, liability or expense sustained by the Indemnified Person as a result of such CCIT Member failing to be FATCA Compliant.</P>
                <P>Furthermore, FICC proposes to add Indemnified Person as a new defined term to MBSD Rule 1 as a conforming change. Indemnified Person would have the meaning given to that term in Section 8 of MBSD Rule 3. This proposed change would also be consistent with the GSD Rules, which also lists Indemnified Person as a defined term in GSD Rule 1.</P>
                <P>
                    FICC believes that the above-described proposed changes would enhance clarity by having consistent indemnification provisions in connection with an FFI Member failing to be FATCA Compliant in the MBSD Rules and GSD Rules, and the above-described proposed changes would align the indemnification described in GSD Rule 2A, Section 2(a)(v), MBSD Rule 2A, Section 1, GSD Rule 3B, Section 3(c)(i), MBSD Rule 3, Section 8(iii), and GSD Rule 3B, Section 5(j)(iii) with the current indemnification described in GSD Rule 3, Section 9(iii). FICC also believes it would enhance clarity to list Indemnified Person as a new defined term in MBSD Rule 1 and would be consistent with the GSD Rules, as described above. FICC does not believe these proposed changes to the indemnification provisions for FFI Members failing to be FATCA Compliant in the GSD Rules and MBSD Rules described above would have an impact on the rights and obligations of Members because these indemnification provisions describe the costs of non-compliance and FICC's position has always been that the costs of non-compliance would be imposed on the FFI Members that fail to be FATCA Compliant.
                    <SU>25</SU>
                    <FTREF/>
                     FICC also does not believe that the related proposed change to add Indemnified Person as a new defined term in MBSD Rule 1 would impact the rights and obligations of Members because it is a conforming change.
                </P>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         Securities Exchange Act Release No. 69740 (June 12, 2013), 78 FR 36608 (June 18, 2013) (SR-FICC-2013-04).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">21. Clarify Timeframes and the Schedule of Timeframes</HD>
                <P>In GSD Rule 5, Section 5, FICC proposes to revise the reference from time schedules to timeframes to enhance consistency, and thereby clarity.</P>
                <P>In addition, currently, GSD Rule 11, Section 4 states that all Net Settlement Positions will be reported, by CUSIP Number, by FICC in a Report issued and made available during the morning of each Business Day to each Netting Member. FICC proposes to revise this sentence to refer to the Schedule of Timeframes and to remove the phrase “during the morning of each Business Day.”</P>
                <P>Similarly, GSD Rule 14, Section 2 states that each Forward Net Settlement Position of a Netting Member will be reported, by CUSIP Number, by FICC in a Report issued and made available during the morning of each Business Day during the Forward Period applicable to such Position to such Member. FICC proposes to remove the phrase “and made available during the morning of” and instead, replace it with the phrase “by the time stated in the Schedule of Timeframes for.”</P>
                <P>
                    FICC believes these proposed changes would enhance clarity by removing more general references to time and directing members to refer to the Schedule of Timeframes, which contains specific timeframes. FICC does not believe that these proposed clarifications would impact the rights and obligations of Members because the Schedule of Timeframes currently sets forth specific timeframes.
                    <PRTPAGE P="46309"/>
                </P>
                <HD SOURCE="HD3">22. Clarify References to the Fine Schedule</HD>
                <P>In GSD Rule 3B, Section 5(f), FICC proposes to clarify that Members should refer to the Fine Schedule in the GSD Rules for the dollar amount of the fine by deleting the reference to $1,000 and adding that the fine is pursuant to the applicable Fine Schedule in the GSD Rules. FICC believes this proposed change would enhance clarity by removing a duplicative reference to the amount of the fine and directing Members to refer to applicable Fine Schedule, which currently lists the amount of the fines. FICC does not believe that this proposed clarification would impact the rights and obligations of Members because this proposed change does not change the amount of the fines.</P>
                <HD SOURCE="HD3">23. Other Clarifications to Schedules in the GSD Rules </HD>
                <HD SOURCE="HD3">Proposed Changes to Titles of Certain Schedules</HD>
                <P>FICC proposes to clarify the following titles of certain schedules in the GSD Rules and make related changes, as described below.</P>
                <P>First, FICC proposes to revise the title from “Schedule of Required and Accepted Data Submission Items for a Substitution” to “Schedule of Required and Accepted Data Submission Items for a Substitution of Existing Securities Collateral.” This schedule sets forth the data items that are required to be received by FICC for FICC to process a substitution of Existing Securities Collateral. Furthermore, FICC would make a conforming change to revise the reference to this schedule in GSD Rule 18, Section 3 from “Schedule of Required and Accepted Data Submission Items for a Substitution” to “Schedule of Required and Accepted Data Submission Items for a Substitution of Existing Securities Collateral.” FICC believes adding “of Existing Collateral” to the end of the title “Schedule of Required and Accepted Data Submission Items for a Substitution” would enhance clarity by adding more specificity to the title. Furthermore, FICC believes that making conforming changes to the current references to this schedule in the GSD Rules would enhance consistency and therefore, also enhance clarity. FICC does not believe these proposed clarifications would impact the rights and obligations of Members.</P>
                <P>Second, FICC would also revise the title of another schedule from “Schedule of Required and Accepted Data Submission Items for New Securities Collateral” to “Schedule of Required and Accepted Data Submission Items for a Substitution for New Securities Collateral.” FICC believes that adding “for a Substitution” in the current title “Schedule of Required and Accepted Data Submission Items for New Securities Collateral” would enhance clarity by adding more specificity to the title. FICC does not believe this proposed clarification would impact the rights and obligations of Members.</P>
                <HD SOURCE="HD3">Proposed Changes to Descriptions in Certain Schedules</HD>
                <P>FICC also proposes to clarify the following descriptions in certain schedules in the GSD Rules.</P>
                <P>In the Schedule of Required Match Data, FICC proposes to change Contra Member identifying information to Contra Member identifying number to enhance accuracy, and thereby enhance clarity. FICC believes it is more accurate to describe this data item using the word “number” rather than “information.”</P>
                <P>In the Schedule of Required Data Submission Items, FICC proposes to add a description for Trade Date, stating that the date on which the trade was executed must be submitted in this field. FICC believes this additional detail regarding the meaning of Trade date would enhance clarity by adding more specificity.</P>
                <P>In the Schedule of Required and Accepted Data Submission Items for New Securities Collateral, FICC proposes to clarify the first paragraph by revising “it” to “the Corporation.” FICC believes this proposed change would add more specificity, and thereby enhance clarity.</P>
                <P>In the Schedule of Required and Other Data Submission Items for GCF Repo Transactions, FICC proposes to remove (i) Role—Reserved for future use and (ii) Transaction—Reserved for future use.</P>
                <P>In the Schedule of Required and Other Data Submission Items for GCF Repo Transactions, FICC also proposes to revise the descriptions from (i) Participant number of the GCF Counterparty from whom the Broker is reversing in securities, and (ii) Participant number of the GCF Counterparty to whom the Broker is repoing out securities to (i) Member identifying number of the GCF Counterparty from whom the Broker is reversing in securities and (ii) Member identifying number of the GCF Counterparty to whom the Broker is repoing out securities, respectively. FICC believes it is more accurate to use “Member” rather than “Participant” in these descriptions.</P>
                <P>In the Schedule of Required and Other Data Submission Items for GCF Repo Transactions, FICC also proposes to revise (i) Participant ID to Member ID and (ii) Participant Name to Member Name.</P>
                <P>
                    In the Schedule of Money Tolerances, FICC proposes to clarify the current description of the settlement amount in Item 2 by revising it to state that it is $40 per $1 million for buy-sell transactions (in connection with FICC's presumption of a match of data pursuant to GSD Rule 10). FICC is proposing to clarify this sentence to specifically state that it applies to buy-sell transactions rather than stating what it does not apply to (
                    <E T="03">i.e.,</E>
                     it does not apply to Repo Transactions). Furthermore, this proposed clarification aligns the wording in this Item 2 with the description in Item 1 of the Schedule of Money Tolerances, which describes the settlement amount for repo transactions and the settlement amount for buy-sell transactions. FICC would also move the parenthetical describing that this is in connection with FICC's presumption of match data pursuant to GSD Rule 10 to the end of the sentence. These proposed changes would not be a change from FICC's current process and are only clarifications, so FICC does not believe this would impact the rights and obligations of Members.
                </P>
                <HD SOURCE="HD3">24. Remove List of Designated Locked-In Trade Sources</HD>
                <P>
                    FICC proposes to remove the list of Designed Locked-In Trade Sources in the GSD Rules, which currently lists (i) Federal Reserve Banks, as fiscal agents of the United States; (ii) GCF-Authorized Inter-Dealer Brokers (for GCF Repo Transactions); and (iii) The Treasury Department. “Locked-In Trade Source” is currently defined in GSD Rule 1 as a source of data on Locked-In Trades that FICC has so designated, subject to such terms and conditions as to which the Locked-In Trade Source and FICC may agree. As such, FICC believes that the list of Designated Locked-In Trade Sources can be listed in a separate document rather than the GSD Rules. This would provide FICC with more flexibility to update the list of designated Locked-In Trade Sources from time to time without a rule filing. FICC does not believe this proposed change would impact the rights and obligations of Members because the list of Designated Locked-In Trade Sources would still be listed in a separate document and available to Members.
                    <PRTPAGE P="46310"/>
                </P>
                <HD SOURCE="HD3">25. Clarify Rules Through Uses of Defined Terms</HD>
                <HD SOURCE="HD3">Proposed Changes To Replace “Position” and “position” With Defined Terms</HD>
                <P>FICC proposes to clarify certain references to “Position” and “position” in the GSD Rules by replacing these references with the specific defined term, as further described below. “Position” and “position” are currently used in certain descriptions in the GSD Rules as a shorthand for the defined term. However, FICC believes it would be more accurate to use the defined term in these descriptions and is proposing to replace these references with the defined term. For example, the current definition of Collateral Mark in GSD Rule 1 states that the term “Collateral Mark” means, as regards a Forward Net Settlement Position, the sum of all Collateral Marks on each of the Forward Trades that compose such Position. FICC would revise this reference from “Position” to “Forward Net Settlement Position.” FICC believes these proposed changes to use the full defined term instead of a shorthand version would add more specificity, and thereby would enhance clarity. FICC does not believe these proposed changes to add more specificity would impact the rights and obligations of Members.</P>
                <P>Specifically, FICC proposes to make the following changes in the GSD Rules:</P>
                <P>• In the definition of Collateral Mark in GSD Rule 1, FICC would revise Position to Forward Net Settlement Position.</P>
                <P>• In the definition of Credit Transaction Adjustment Payment in GSD Rule 1, FICC would revise the first reference to Position to Net Long Position and the second reference to Net Short Position.</P>
                <P>• In the definition of Debit Transaction Adjustment Payment in GSD Rule 1, FICC would revise the first reference to Position to Net Long Position and the second reference to Net Short Position.</P>
                <P>• In the definition of Financing Mark in GSD Rule 1, FICC would revise position to Forward Net Settlement Position.</P>
                <P>• In the definition of Forward Mark Adjustment Payment in GSD Rule 1, FICC would revise Position to Forward Net Settlement Position.</P>
                <P>• In the definition of Forward Net Settlement Position in GSD Rule 1, FICC would revise Positions to Forward Net Settlement Positions.</P>
                <P>• In the definition of Forward Period in GSD Rule 1, FICC would revise Positions to Forward Net Settlement Positions.</P>
                <P>• In the definition of GCF Forward Starting Interest Rate Mark in GSD Rule 1, FICC would revise position to Forward Net Settlement Position.</P>
                <P>• In the definition of GCF Interest Rate Mark in GSD Rule 1, FICC would revise position to GCF Net Settlement Position.</P>
                <P>• In the definition of Interest Rate Mark in GSD Rule 1, FICC would revise position to Forward Net Settlement Position.</P>
                <P>• In the definition of Maturity Value in GSD Rule 1, FICC would revise Position to Net Settlement Position.</P>
                <P>• In the definition of Net Long Position in GSD Rule 1, FICC would revise Position to Net Long Position.</P>
                <P>• In the definition of Net Short Position in GSD Rule 1, FICC would revise Position to Net Short Position.</P>
                <P>• In the definition of Redemption Adjustment Payment in GSD Rule 1, FICC would revise position to Net Settlement Position.</P>
                <P>• In the definition of Redemption Value in GSD Rule 1, FICC would revise position to Net Settlement Position.</P>
                <P>• In the definition of System Value in GSD Rule 1, FICC would revise Position to Net Settlement Position.</P>
                <P>• In GSD Rule 11, Section 6, FICC would revise Positions to Net Settlement Positions.</P>
                <P>• In the second paragraph of GSD Rule 11, Section 8, FICC would revise Position to Net Long Position.</P>
                <P>• In GSD Rule 12, Section 5, FICC would revise Positions to Net Long Positions.</P>
                <P>• In GSD Rule 12, Section 7, FICC would revise Position to Net Long Position.</P>
                <P>• In GSD Rule 13, Section 1(h), FICC would revise position to Net Settlement Position.</P>
                <P>• In GSD Rule 14, Section 2, FICC would revise Position to Forward Net Settlement Position, and Positions to Forward Net Settlement Positions.</P>
                <P>• In the first paragraph of GSD Rule 14, Section 3, FICC would revise Position to Forward Net Settlement Position, and Positions to Forward Net Settlement Positions.</P>
                <P>• In the first paragraph of GSD Rule 20, Section 3, FICC would revise the first reference to Position to GCF Net Funds Borrower Position and would revise the second reference to Position to GCF Net Funds Lender Position.</P>
                <P>• In the second paragraph of GSD Rule 20, Section 3, FICC would revise Position to GCF Net Funds Borrower Position.</P>
                <P>• In GSD Rule 20, Section 5, FICC would revise Positions to GCF Net Settlement Positions.</P>
                <P>• In GSD Rule 22A, Section 2(b), FICC would revise Positions to Final Net Settlement Positions.</P>
                <HD SOURCE="HD3">Proposed Changes To Replace “Repo Transaction” With Defined Term</HD>
                <P>FICC also proposes to clarify certain references from “Repo Transaction” in the GSD Rules by replacing these references with the specific defined term, “GCF Repo Transaction,” as further described below. “Repo Transaction” is currently used in the definitions of GCF Forward Starting Interest Rate Mark and GCF Interest Rate Mark. Because these two definitions are with respect to the marks for GCF Repo Transactions only, FICC believes it would enhance accuracy to revise the references in these definitions from “Repo Transactions” to “GCF Repo Transactions.” FICC does not believe these proposed changes would impact the rights and obligations of Members.</P>
                <P>Specifically, FICC proposes to make the following changes:</P>
                <P>• In the definition of GCF Forward Starting Interest Rate Mark in GSD Rule 1, FICC proposes to revise the references from Repo Transaction to GCF Repo Transaction, and from Repo Transaction's to GCF Repo Transaction's.</P>
                <P>• In the definition of GCF Interest Rate Mark in GSD Rule 1, FICC proposes to revise the references from Repo Transaction to GCF Repo Transaction, and from Repo Transaction's to GCF Repo Transaction's.</P>
                <HD SOURCE="HD3">Proposed Changes To Replace “Transaction” With Defined Terms</HD>
                <P>
                    FICC also proposes to clarify certain references to “Transaction” in the GSD Rules by replacing these references with the specific defined term, as further described below. For example, current GSD Rule 6C, Section 2 states that with regard to GCF Repo Transactions, FICC shall not accept data from a GCF-Authorized Inter-Dealer Broker regarding any such Transaction unless FICC previously has received authorization to do so from each of the two GCF Counterparties to the GCF-Authorized Inter-Dealer Broker on such Transaction. FICC is proposing to revise GSD Rule 6C, Section 2 to state that with regard to GCF Repo Transactions, FICC shall not accept data from a GCF-Authorized Inter-Dealer Broker regarding any such GCF Repo Transaction unless FICC previously has received authorization to do so from each of the two GCF Counterparties to the GCF-Authorized Inter-Dealer Broker on such GCF Repo Transaction. FICC believes that these proposed changes would add enhance clarity by adding 
                    <PRTPAGE P="46311"/>
                    more specificity and would not impact the rights and obligations of Members.
                </P>
                <P>Specifically, FICC is proposing to make the following changes:</P>
                <P>• In the definition of Market Value in GSD Rule 1, FICC would revise Transaction to GCF Repo Transaction.</P>
                <P>• In the definition of Redemption Adjustment Payment in GSD Rule 1, FICC would revise Transaction to Repo Transaction.</P>
                <P>• In the second sentence of the definition of Start Leg in GSD Rule 1, FICC would revise Transaction to GCF Repo Transaction.</P>
                <P>• In GSD Rule 13, Section 1(h), FICC would revise Transaction to Repo Transaction.</P>
                <P>• In GSD Rule 6C, Sections 2, 5, and 12, FICC would revise Transaction to GCF Repo Transaction.</P>
                <P>• In GSD Rule 6C, Section 12, FICC would revise Repo Transaction to GCF Repo Transaction, and Repo Transactions to GCF Repo Transactions.</P>
                <P>• In the Schedule of Required and Other Data Submission Items for GCF Repo Transactions, FICC would revise Transaction to GCF Repo Transaction in the first paragraph.</P>
                <P>• In the (i) Schedule of Required and Accepted Data Submission Items for New Securities Collateral and (ii) Schedule of Required and Accepted Data Submission Items for a Substitution, FICC would revise the references from Transaction to Repo Transaction.</P>
                <HD SOURCE="HD3">Proposed Changes To Replace “Obligation” and “obligation” With Defined Terms</HD>
                <P>FICC also proposes to clarify certain references to “Obligation” and “obligation” in the GSD Rules by replacing these references with the specific defined term, as further described below. For example, currently, Maturity Value in GSD Rule 1 means, as regards a Net Settlement Position, Deliver Obligation, the Redemption Value of the Eligible Netting Securities that comprise such Position or Obligation. FICC would revise this definition to state that, as regards a Net Settlement Position, Deliver Obligation, the Redemption Value of the Eligible Netting Securities that comprise such Net Settlement Position or Deliver Obligation. FICC believes that these proposed changes would add enhance clarity by adding more specificity and would not impact the rights and obligations of Members.</P>
                <P>Specifically, FICC proposes to make the following changes:</P>
                <P>• In the definition of Maturity Value in GSD Rule 1, FICC would revise Obligation to Deliver Obligation.</P>
                <P>• In the definition of Redemption Value in GSD Rule 1, FICC would revise the reference from obligation to Deliver Obligation.</P>
                <P>• In the definition of System Value in GSD Rule 1, FICC would revise the reference from Obligation to Deliver Obligation and Receive Obligation.</P>
                <P>• In GSD Rule 11, Section 6, FICC would revise the reference from Obligations to Deliver Obligations.</P>
                <P>• In GSD Rule 20, Section 3, FICC would revise the references from Obligation to Collateral Allocation Obligation, and Obligations to Collateral Allocation Obligations.</P>
                <P>• In GSD Rule 20, Section 5, FICC would revise Obligations to Collateral Allocation Obligations.</P>
                <P>• In GSD Rule 22A, Section 2(b), FICC would revise outstanding deliver and receive obligations to outstanding Deliver Obligations and Receive Obligations.</P>
                <HD SOURCE="HD3">Proposed Changes To Replace Certain References Related Collateral, Allocations of Collateral and Entitlements With Respect to Collateral With Specific Defined Terms</HD>
                <P>FICC also proposes to clarify certain references related to Collateral Allocation Obligations with the specific defined term, as further described below. FICC believes these proposed changes would enhance accuracy by adding more specificity and would not impact the rights and obligations of Members.</P>
                <P>Specifically, FICC proposes to make the following changes:</P>
                <P>• In GSD Rule 20, Section 3, FICC proposes to revise the reference from allocation to Collateral Allocation Obligation.</P>
                <P>• In the definition of System Value in GSD Rule 1, FICC proposes to revise the reference from Collateral to Existing Securities Collateral and New Securities Collateral.</P>
                <P>• In GSD Rule 20, Section 5, FICC would revise Entitlements to Collateral Allocation Entitlements.</P>
                <HD SOURCE="HD3">26. Other Clarifications</HD>
                <P>FICC proposes to make certain other clarifications to enhance accuracy and clarity, as further described below.</P>
                <P>In GSD Rule 3B, Section 13(b), FICC would revise the references from “components” to “payments and marks” when referring to the items that comprise the Funds-Only Settlement Amount that are listed in GSD Rule 13, Section 1 to enhance accuracy and clarity. Currently, GSD Rule 3B, Section 13(b) states that the following components of Section 1 of GSD Rule 13 will apply to Netting Members with respect to CCIT Transactions (such components will apply as they apply to GCF Repo Transactions except as noted below). FICC would revise GSD Rule 3B, Section 13(b) to state that the following payments and marks of Section 1 of GSD Rule 13 will apply to Netting Members with respect to CCIT Transactions (such payments and marks will apply as they apply to GCF Repo Transactions except as noted below). FICC believes it would enhance accuracy to describe these as payments and marks because the Funds-Only Settlement Amount is comprised of items such as the Credit Transaction Adjustment Payment and the Credit Fail Mark Adjustment Payment. These proposed changes to GSD Rule 3B would not change the substance of this rule and as such, FICC does not believe that these proposed changes would impact the rights and obligations of Members.</P>
                <P>In GSD Rule 3B, Section 11(a)(iv), FICC would clarify the phrase “GCF Repo Service Generic CUSIP Number” by revising it to state “Generic CUSIP Number approved for the GCF Repo Service.” Because GCF Service Generic CUSIP Number is not a defined term, FICC believes this proposed change to use the defined terms “Generic CUSIP Number” and “GCF Repo Service” would enhance clarity and accuracy. This proposed change would not not change the substance of this rule and as such, FICC does not believe that this proposed change would impact the rights and obligations of Members.</P>
                <P>In GSD Rule 5, Section 1, FICC would remove “comparison requested” and make conforming changes to remove the parentheses in Item 3 of this section. FICC would also clarify in Item 3 that a comparison is requested with regard to an advisory. As such, GSD Rule 5, Section 1 would state that as trade data are submitted to FICC, FICC will generate output indicating that such trade data: (1) is compared, (2) is uncompared, (3) comparison is requested with regard to an advisory and/or (4) has been deleted from the Comparison System. FICC is proposing to make this Item 3 more descriptive of the process that occurs when Member 1 submits a trade against Member 2. Specifically, when Member 1 submits a trade against Member 2, Member 2 sees an advisory. As such, this proposed change is a clarification and would not change the substance of the Rule and therefore, FICC does not believe that this proposed change would impact the rights and obligations of Members.</P>
                <P>
                    In GSD Rule 11, Section 14, FICC would revise “Government Securities Division's services” to “Corporation's 
                    <PRTPAGE P="46312"/>
                    services.” This proposed change to use the defined term for Fixed Income Clearing Corporation, the owner of the Government Securities Division would not change the substance of this rule and as such, FICC does not believe that this proposed change would impact the rights and obligations of Members.
                </P>
                <P>In GSD Rule 29, Section (f), FICC is proposing to revise the references from “the Securities Industry and Financial Markets Association” and “The Securities Industry and Financial Markets Association” to “SIFMA” to reflect the proposed defined term. This proposed change to use the proposed defined term for the Securities Industry and Financial Markets Association would not change the substance of this rule and as such, FICC does not believe that this proposed change would impact the rights and obligations of Members.</P>
                <HD SOURCE="HD2">C. Technical Changes</HD>
                <P>FICC is also proposing to make technical changes to the Rules, which include correcting typographical errors, grammar, and making conforming changes, as set forth in Exhibit 5 to this filing.</P>
                <P>Examples of correcting typographical errors: FICC would add a hyphen between “one time” in Sections I.G and I.H of the Fee Structure of the GSD Rules, and after the word “the” in the definition of “Off-the Market Transaction” in GSD Rule 1. FICC would add a hyphen after the word “Funds” in the references to “Funds Only Settlement Amount” in the third paragraph of GSD Rule 13, Section 2. FICC would remove the dashes in the Schedule of Timeframes in the GSD Rules to be consistent with the other schedules. FICC would remove a comma between the words “for” and “New Securities Collateral” in GSD Rule 18, Section 3(c). FICC would revise the section reference in GSD Rule 18, Section 3(c) from Section 4 to Section 3 to correct a typographical error. FICC would revise the numbering in GSD Rule 3B from Sections 2(d) and 2(e) to Sections 2(b) and 2(c), respectively.</P>
                <P>Examples of grammatical changes: FICC would revise “insure” to “ensure” in GSD Rule 40, Section 3, MBSD Rule 5, Section 4, and MBSD Rule 31, Section 3. FICC would remove the comma that appears between “Collateral” and “Forward-Starting Repos” in the title of GSD Rule 18, Section 4. FICC would add a comma after the word hereinafter in the second paragraph of GSD Rule 3, Section 13, and add a period at the end of GSD Rule 3 Section 11(d). FICC would revise deadline to deadlines in GSD Rule 18, Section 3(d), and add “or banks” and “bank or” in the second paragraph of GSD Rule 12, Section 2 to clarify that there may be one or more clearing banks. FICC would add the word “their” before the first reference to “Brokered Repo Transaction” in GSD Rule 19, Section 3.</P>
                <P>Examples of conforming changes: As described above, in GSD Rule 13, Section 2, FICC is proposing to add a component as new subsection (d). As such, FICC would renumber the current subsections (d), (e), (f), (g), (h), (i), (j), (k), (l), (m), (n), and (o) to (e), (f), (g), (h), (i), (j), (k), (l), (m), (n), (o), and (p), respectively. FICC would add “hereinafter, the” or “hereinafter,” as applicable, before certain defined terms in GSD Rule 3, Sections 7 and 13; GSD Rule 3A, Section 18; GSD Rule 3B, Sections 5, 6, 9, 14; GSD Rule 4, Sections 2, 2a, 7, 7a, 7b; GSD Rule 11, Section 14; GSD Rule 18, Section 2; GSD Rule 20, Sections 3 and 3b; GSD Rule 37, Section 2; and Section XIV of the Fee Structure in the GSD Rules. FICC would replace the parentheses with quotation marks around the letter P in Item 6 of the Schedule of Required Data Submission Items in the GSD Rules to be consistent with the formatting of the other items listed in Item 6. In the Schedule of Money Tolerances in the GSD Rules, FICC would revise “buy-sell” to “buy/sell.”</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    Section 17A(b)(3)(F) of the Act requires, in part, that the Rules be designed to promote the prompt and accurate clearance and settlement of securities transactions.
                    <SU>26</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         15 U.S.C. 78q-1(b)(3)(F).
                    </P>
                </FTNT>
                <P>
                    The proposed changes to correct and clarify the Rules and to make technical changes to the Rules are designed to make the Rules accurate and clearer to Members. When Members better understand their rights and obligations as set forth in the Rules, such Members are more likely to act in accordance with the Rules, which FICC believes would promote the prompt and accurate clearance and settlement of securities transactions. As such, FICC believes the proposed changes would be consistent with Section 17A(b)(3)(F) of the Act.
                    <SU>27</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD2">(B) Clearing Agency's Statement on Burden on Competition</HD>
                <P>FICC does not believe the proposed rule changes to correct and clarify the Rules and to make technical changes to the Rules, as described above, would impact competition. The proposed rule changes are designed to make the Rules accurate and clearer to Members. These proposed changes would not affect FICC's operations or the rights and obligations Members. As such, FICC believes the proposed rule changes would not have any impact on competition.</P>
                <HD SOURCE="HD2">(C) Clearing Agency's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>FICC has not received nor solicited any written comments relating to this proposal. If any written comments are received, they will be publicly filed as an Exhibit 2 to this filing, as required by Form 19b-4 and the General Instructions thereto.</P>
                <P>Persons submitting comments are cautioned that, according to Section IV (Solicitation of Comments) of the Exhibit 1A in the General Instructions to Form 19b-4, the Commission does not edit personal identifying information from comment submissions. Commenters should submit only information that they wish to make available publicly, including their name, email address, and any other identifying information.</P>
                <P>
                    All prospective commenters should follow the Commission's instructions on how to submit comments, available at 
                    <E T="03">https://www.sec.gov/regulatory-actions/how-to-submit-comments.</E>
                     General questions regarding the rule filing process or logistical questions regarding this filing should be directed to the Main Office of the Commission's Division of Trading and Markets at 
                    <E T="03">tradingandmarkets@sec.gov</E>
                     or 202-551-5777. FICC reserves the right to not respond to any comments received.
                </P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change, and Timing for Commission Action</HD>
                <P>Because the foregoing proposed rule change does not:</P>
                <P>(i) significantly affect the protection of investors or the public interest;</P>
                <P>(ii) impose any significant burden on competition; and</P>
                <P>
                    (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>28</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder.
                    <SU>29</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         17 CFR 240.19b-4(f)(6).
                    </P>
                </FTNT>
                <P>
                    At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of 
                    <PRTPAGE P="46313"/>
                    investors, or otherwise in furtherance of the purposes of the Act.
                </P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number  SR-FICC-2023-009 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549.</P>
                <FP>
                    All submissions should refer to file number SR-FICC-2023-009. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of FICC and on DTCC's website (
                    <E T="03">https://dtcc.com/legal/sec-rule-filings.aspx</E>
                    ). Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-FICC-2023-009 and should be submitted on or before August 9, 2023.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>30</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>30</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>J. Matthew DeLesDernier,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15265 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-97896; File No. SR-PEARL-2023-30]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule</SUBJECT>
                <DATE>July 13, 2023.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) 
                    <SU>1</SU>
                    <FTREF/>
                     of the Securities Exchange Act of 1934 (the “Act”) 
                    <SU>2</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>3</SU>
                    <FTREF/>
                     notice is hereby given that, on June 29, 2023, MIAX PEARL, LLC (“MIAX Pearl” or “Exchange”) filed with the Securities and Exchange Commission (the “Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         15 U.S.C. 78a.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>The Exchange is filing a proposal to amend the MIAX Pearl Options Fee Schedule (“Fee Schedule”).</P>
                <P>
                    The text of the proposed rule change is available on the Exchange's website at 
                    <E T="03">https://www.miaxglobal.com/markets/us-options/pearl-options/rule-filings</E>
                     at MIAX Pearl's principal office, and at the Commission's Public Reference Room.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory</HD>
                <P>Basis for, the Proposed Rule Change</P>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>The Exchange proposes to amend the exchange groupings of options exchanges within the routing fee table in Section 1)b) of the Fee Schedule, Fees for Customer Orders Routed to Another Options Exchange, to adjust the groupings of options exchanges and to adopt new routing fees.</P>
                <P>
                    Currently, the Exchange assesses routing fees based upon (i) the origin type of the order, (ii) whether or not it is an order for standard option classes in the Penny Interval Program 
                    <SU>4</SU>
                    <FTREF/>
                     (“Penny classes”) or an order for standard option classes which are not in the Penny Interval Program (“Non-Penny classes”) (or other explicitly identified classes), and (iii) to which away market it is being routed. This assessment practice is identical to the routing fees assessment practice currently utilized by the Exchange's affiliates, Miami International Securities Exchange, LLC (“MIAX Options”) and MIAX Emerald, LLC (“MIAX Emerald”). This is also similar to the methodology utilized by the Cboe BZX Exchange, Inc. (“Cboe BZX Options”), a competing options exchange, in assessing routing fees. Cboe BZX Options has exchange groupings in its fee schedule, similar to those of the Exchange, whereby several exchanges are grouped into the same category, dependent upon the order's origin type and whether it is a Penny or Non-Penny class.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Exchange Rule 510(c).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Cboe U.S. Options Fee Schedules, BZX Options, effective May 15, 2023, “Fee Codes and Associated Fees,” at 
                        <E T="03">https://www.cboe.com/us/options/membership/fee_schedule/bzx/.</E>
                    </P>
                </FTNT>
                <P>
                    As a result of conducting a periodic review of the current transaction fees and rebates charged by away markets, the Exchange has determined to amend the exchange groupings of options exchanges within the routing fee table to better reflect the associated costs of routing customer orders to those options exchanges for execution. Specifically, the Exchange is proposing to create a separate group for Nasdaq MRX as a result of a recent proposal by that exchange to amend its fee schedule.
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         The Nasdaq MRX proposal (SR-MRX-2023-11) amends their fee schedule to change the Taker Fee in Penny symbols in Tier 1 from $0.00 to $0.15 for Priority Customer Orders and from $0.00 in Tier 1 for Priority Customer Orders in Non-Penny symbols to $0.35.
                    </P>
                </FTNT>
                <PRTPAGE P="46314"/>
                <P>The Exchange now proposes to adopt a new row for “Routed, Priority Customer, Penny Program,” and to adopt a new associated fee of $0.30. Additionally, the Exchange proposes to adopt new row for, “Routed, Priority Customer, Non-Penny Program,” and to adopt a new associated fee of $0.50.</P>
                <P>
                    The Exchange also proposes to amend the first row in the first column of the table identified as, “Routed, Priority Customer, Penny Program,” to relocate Nasdaq MRX from the first row of the table to the new proposed row also identified as “Routed, Priority Customer, Penny Program.” The impact of this proposed change will be that the routing fee for Priority Customer Orders 
                    <SU>7</SU>
                    <FTREF/>
                     in the Penny Program that are routed to Nasdaq MRX, will increase from $0.15 to $0.30.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         The term “Priority Customer Order” means an order for the account of a Priority Customer. 
                        <E T="03">See</E>
                         Exchange Rule 100. The term “Priority Customer” means a person or entity that (i) is not a broker or dealer in securities, and (ii) does not place more than 390 orders in listed options per day on average during a calendar month for its own beneficial account(s). 
                        <E T="03">See</E>
                         Exchange Rule 100.
                    </P>
                </FTNT>
                <P>The Exchange also proposes to amend the exchange groupings in the third row of the table, identified as “Routed, Priority Customer, Non-Penny Program,” to relocate Nasdaq MRX Options from the third row of the table to the new proposed row, also identified as “Routed, Priority Customer, Non-Penny Program.” The impact of this proposed change will be that the routing fee for Priority Customer Orders in the Non-Penny Program that are routed to Nasdaq MRX Options will increase from $0.15 to $0.50. The purpose of the proposed rule change is to adjust the routing fee for Priority Customer Orders routed to the Nasdaq MRX options exchange to reflect the associated costs for that routed execution in Penny and Non-Penny Classes as a result of the recent fee schedule change made by Nasdaq MRX.</P>
                <P>Accordingly, with the proposed changes, the routing fee table will be:</P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s150,10">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Description</CHED>
                        <CHED H="1">Fees</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Penny Program, to: NYSE American, BOX, Cboe, Cboe EDGX Options, MIAX, Nasdaq PHLX (except SPY)</ENT>
                        <ENT>$0.15</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Penny Program, to: Nasdaq MRX</ENT>
                        <ENT>0.30</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Penny Program, to: NYSE Arca Options, Cboe BZX Options, Cboe C2, Nasdaq GEMX, Nasdaq ISE, NOM, Nasdaq PHLX (SPY only), MIAX Emerald, Nasdaq BX Options</ENT>
                        <ENT>0.65</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Non-Penny Program, to: NYSE American, BOX, Cboe, Cboe EDGX Options, Nasdaq ISE, MIAX, Nasdaq PHLX</ENT>
                        <ENT>0.15</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Non-Penny Program, to: Nasdaq MRX</ENT>
                        <ENT>0.50</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Non-Penny Program, to: NYSE Arca Options, Cboe BZX Options, Cboe C2, Nasdaq GEMX, NOM, MIAX Emerald, Nasdaq BX Options</ENT>
                        <ENT>1.00</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Public Customer that is not a Priority Customer, Penny Program, to: NYSE American, NYSE Arca Options, Cboe BZX Options, BOX, Cboe, Cboe C2, Cboe EDGX Options, Nasdaq GEMX, Nasdaq ISE, Nasdaq MRX, MIAX Emerald, MIAX, NOM, Nasdaq PHLX, Nasdaq BX Options</ENT>
                        <ENT>0.65</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Public Customer that is not a Priority Customer, Non-Penny Program, to: NYSE American, MIAX, Cboe, Nasdaq PHLX, Cboe EDGX Options</ENT>
                        <ENT>1.00</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Public Customer that is not a Priority Customer, Non-Penny Program, to: Cboe C2, NOM, BOX, Nasdaq ISE</ENT>
                        <ENT>1.15</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Public Customer that is not a Priority Customer, Non-Penny Program, to: Cboe BZX Options, NYSE Arca Options, Nasdaq GEMX, Nasdaq MRX, Nasdaq BX Options, MIAX Emerald</ENT>
                        <ENT>1.25</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    In determining to amend its routing fees the Exchange took into account transaction fees and rebates assessed by the away market to which the Exchange routes orders, as well as the Exchange's clearing costs, administrative, regulatory, and technical costs associated with routing orders to an away market. The Exchange uses unaffiliated routing brokers to route orders to the away markets; the costs associated with the use of these services are included in the routing fees specified in the Fee Schedule. This routing fees structure is not only similar to the Exchange's affiliates, MIAX Options and MIAX Emerald, but is also comparable to the structure in place on at least one other competing options exchange, such as Cboe BZX Options.
                    <SU>8</SU>
                    <FTREF/>
                     The Exchange's routing fee structure approximates the Exchange's costs associated with routing orders to away markets. The per-contract transaction fee amount associated with each grouping closely approximates the Exchange's all-in cost (plus an additional, non-material amount) 
                    <SU>9</SU>
                    <FTREF/>
                     to execute that corresponding contract at that corresponding exchange. The Exchange notes that in determining whether to adjust certain groupings of options exchanges in the routing fee table, the Exchange considered the transaction fees and rebates assessed by away markets, and determined to amend the grouping of exchanges that assess transaction fees for routed orders within a similar range. This same logic and structure applies to all of the groupings in the routing fee table. By utilizing the same structure that is utilized by the Exchange's affiliates, MIAX Options and MIAX Emerald, the Exchange's Members 
                    <SU>10</SU>
                    <FTREF/>
                     will be assessed routing fees in a similar manner. The Exchange believes that this structure will minimize any confusion as to the method of assessing routing fees between the three exchanges. The Exchange notes that its affiliates, MIAX Options and MIAX Emerald, will file to make the same proposed routing fee changes contained herein.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See supra</E>
                         note 4. The Cboe BZX Options fee schedule has exchange groupings, whereby several exchanges are grouped into the same category, dependent on the order's Origin type and whether it is a Penny or Non-Penny class. For example, Cboe BZX Options fee code RR covers routed customer orders in Non-Penny classes to NYSE Arca, Cboe C2, Nasdaq ISE, Nasdaq Gemini, MIAX Emerald, MIAX Pearl, or NOM, with a single fee of $1.25 per contract.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         This amount is to cover de minimis differences/changes to away market fees (
                        <E T="03">i.e.,</E>
                         minor increases or decreases) that would not necessitate a fee filing by the Exchange to re-categorize the away exchange into a different grouping. Routing fees are not intended to be a profit center for the Exchange and the Exchange's target regarding routing fees and expenses is to be as close as possible to net neutral.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         The term “Member” means an individual or organization that is registered with the Exchange pursuant to Chapter II of Exchange Rules for purposes of trading on the Exchange as an “Electronic Exchange Member” or “Market Maker.” Members are deemed “members” under the Exchange Act. 
                        <E T="03">See</E>
                         the Definitions section of the Fee Schedule and Exchange Rule 100.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Implementation</HD>
                <P>The proposed rule change will become operative on July 1, 2023.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that its proposal to amend its Fee Schedule is consistent with Section 6(b) of the Act 
                    <FTREF/>
                    <SU>11</SU>
                      
                    <PRTPAGE P="46315"/>
                    in general, and furthers the objectives of Section 6(b)(4) of the Act 
                    <SU>12</SU>
                    <FTREF/>
                     in particular, in that it is an equitable allocation of reasonable dues, fees, and other charges among its members and issuers and other persons using its facilities. The Exchange also believes the proposal furthers the objectives of Section 6(b)(5) of the Act 
                    <SU>13</SU>
                    <FTREF/>
                     in that it is designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general to protect investors and the public interest and is not designed to permit unfair discrimination between customers, issuers, brokers and dealers.
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         15 U.S.C. 78f(b)(4).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <P>The Exchange believes the proposed change to the exchange groupings of options exchanges within the routing fee table furthers the objectives of Section 6(b)(4) of the Act and is reasonable, equitable and not unfairly discriminatory because the proposed change will continue to apply in the same manner to all Members that are subject to routing fees. The Exchange believes the proposed change to the routing fee table exchange groupings furthers the objectives of Section 6(b)(5) of the Act and is designed to promote just and equitable principles of trade and is not unfairly discriminatory because the proposed change seeks to recoup costs that are incurred by the Exchange when routing Priority Customer Orders to away markets on behalf of Members and does so in the same manner for all Members that are subject to routing fees. The costs to the Exchange to route orders to away markets for execution primarily includes transaction fees and rebates assessed by the away markets to which the Exchange routes orders, in addition to the Exchange's clearing costs, administrative, regulatory and technical costs. The Exchange believes that the proposed re-categorization of certain exchange groupings would enable the Exchange to recover the costs it incurs to route orders to the Nasdaq MRX options exchange. The per-contract transaction fee amount associated with each grouping approximates the Exchange's all-in cost (plus an additional, non-material amount) to execute the corresponding contract at the corresponding exchange.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>
                    The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act. The Exchange's proposed re-categorization of certain exchange groupings is intended to enable the Exchange to recover the costs it incurs to route orders to away markets, particularly Nasdaq MRX. The Exchange does not believe that this proposal imposes any unnecessary burden on competition because it seeks to recoup costs incurred by the Exchange when routing orders to away markets on behalf of Members and notes that at least one other options exchange has a similar routing fee structure.
                    <SU>14</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See supra</E>
                         note 4.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>Written comments were neither solicited nor received.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The foregoing rule change has become effective pursuant to Section 19(b)(3)(A)(ii) of the Act,
                    <SU>15</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(2) 
                    <SU>16</SU>
                    <FTREF/>
                     thereunder. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         15 U.S.C. 78s(b)(3)(A)(ii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         17 CFR 240.19b-4(f)(2).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-PEARL-2023-30 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-PEARL-2023-30. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-PEARL-2023-30 and should be submitted on or before August 9, 2023.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>17</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>17</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>J. Matthew DeLesDernier,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15264 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-97902; File No. SR-CBOE-2023-033]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule</SUBJECT>
                <DATE>July 13, 2023.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 
                    <PRTPAGE P="46316"/>
                    (“Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on June 30, 2023, Cboe Exchange, Inc. (the “Exchange” or “Cboe Options”), filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>Cboe Exchange, Inc. (the “Exchange” or “Cboe Options”) proposes to amend its Fees Schedule. The text of the proposed rule change is provided in Exhibit 5.</P>
                <P>
                    The text of the proposed rule change is also available on the Exchange's website (
                    <E T="03">http://www.cboe.com/AboutCBOE/CBOELegalRegulatoryHome.aspx</E>
                    ), at the Exchange's Office of the Secretary, and at the Commission's Public Reference Room.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>The Exchange proposes to amend its Fees Schedule, effective July 3, 2023.</P>
                <HD SOURCE="HD3">XSP Fees</HD>
                <P>The Exchange first proposes to adopt and amend certain fees related to transactions in Mini-SPX Index (“XSP”) options. Specifically, the proposed rule changes amends and adopts certain fees for XSP in the Rate Table for All Products Underlying Symbol List A, as follows:</P>
                <P>
                    • Amends fee code XC, appended to all Customer (capacity “C”) orders in XSP that are for less than 10 contracts and assesses no charge, to provide a rebate of $0.13 per contract.
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         The Exchange also proposes to update corresponding Footnote 9 to reflect Customer orders in XSP for less than 10 contracts will receive a rebate (instead of no charge).
                    </P>
                </FTNT>
                <P>• Amends fee code CC, appended to all Customer (capacity “C”) orders in XSP that are for greater than or equal to 10 contracts and assesses a fee of $0.04 per contract, to assess a fee of $0.07 per contract.</P>
                <P>• Adopts fee code MC, appended to all Market-Maker (capacity “M”) orders in XSP that are contra customer and assesses a fee of $0.15 per contract.</P>
                <P>• Amends fee code MX, currently appended to all Market-Maker (capacity “M”) orders in XSP and assesses a fee of $0.045, to apply to orders contra to non-customers and to assess a fee of $0.09 per contract.</P>
                <P>• Amends fee code XF, appended to all Clearing Trading Permit Holders (“TPHs”) (capacity “F”) and Non-Clearing TPH Affiliates (capacity “L”) (collectively, “Firms”) orders in XSP and assesses a fee of $0.06, to assess a fee of $0.13 per contract.</P>
                <P>• Amends fee code XB, appended to all Broker-Dealer (capacity “B”), Joint Back-Office (capacity “J”), Non-TPH Market-Maker (capacity “N”), and Professional (capacity “U”) (collectively, “Non-Customers”) orders in XSP and assesses a fee of $0.08 per contract, to assess a fee of $0.17 per contract.</P>
                <HD SOURCE="HD3">Customer Volume Incentive Program</HD>
                <P>
                    The Exchange proposes to amend the Customer Volume Incentive Program (“VIP”). The Exchange first notes that it operates in a highly competitive market in which market participants can readily direct order flow to competing venues if they deem fee levels at a particular venue to be excessive or incentives to be insufficient. More specifically, the Exchange is only one of 16 options venues to which market participants may direct their order flow. Based on publicly available information, no single options exchange has more than 17% of the market share.
                    <SU>4</SU>
                    <FTREF/>
                     Thus, in such a low-concentrated and highly competitive market, no single options exchange possesses significant pricing power in the execution of option order flow. The Exchange believes that the ever-shifting market share among the exchanges from month to month demonstrates that market participants can shift order flow, or discontinue to reduce use of certain categories of products, in response to fee changes. Accordingly, competitive forces constrain the Exchange's transaction fees, and market participants can readily trade on competing venues if they deem pricing levels at those other venues to be more favorable. In response to the competitive environment, the Exchange offers tiered pricing in its Fees Schedule, like that of other options exchanges fees schedules,
                    <SU>5</SU>
                    <FTREF/>
                     which provides TPHs opportunities to qualify for higher rebates or reduced fees where certain volume criteria and thresholds are met. Tiered pricing provides an incremental incentive for TPHs to strive for higher tier levels, which provides increasingly higher benefits or discounts for satisfying increasingly more stringent criteria.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Cboe Global Markets U.S. Options Market Volume Summary (June 28, 2023), available at 
                        <E T="03">https://markets.cboe.com/us/options/market_statistics/.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See e.g.,</E>
                         NASDAQ Stock Market Rules, Options Rules, Options 7 Pricing Schedule, Sec. 2 Options Market—Fees and Rebates, Tiers 1-6; 
                        <E T="03">see also</E>
                         NYSE Arca Options, Fees and Charges, Customer Posting Credit Tiers in Non-Penny Issues.
                    </P>
                </FTNT>
                <P>
                    For example, under the VIP, the Exchange credits each TPH the per contract amount set forth in the VIP table for Public Customer (origin code “C”) orders transmitted by TPHs (with certain exceptions) 
                    <SU>6</SU>
                    <FTREF/>
                     and executed electronically on the Exchange, provided the TPH meets certain volume thresholds in a month; volume for Professional Customers and Voluntary Professionals (“Professional Customers”) (origin code “W”), Broker-Dealers (origin code “B”), and Joint Back-Offices (“JBO”) (origin code “J”) orders are counted toward reaching such thresholds.
                    <SU>7</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Cboe Options Fees Schedule, Footnote 36.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         Cboe Options Fees Schedule, Volume Incentive Program.
                    </P>
                </FTNT>
                <P>
                    The VIP offers both rates for Complex and Simple orders. The VIP provides however, that a TPH will only receive the Complex credit rates for both its Complex AIM and Non-AIM volume if at least 38% of that TPH's qualifying VIP volume (in both AIM and Non-AIM) in the previous month was comprised of Simple volume. If the TPH's previous month's volume does not meet the 38% Simple volume threshold, then the TPH's Customer (C) Complex volume will receive credits at the Simple rate only (
                    <E T="03">i.e.,</E>
                     all volume, both Simple and Complex, will receive credits at the applicable Simple rate). The Exchange proposes to reduce the 38% threshold to 32%, for Tiers 1, 2, and 3 (the 38% threshold will continue to apply to Tiers 4 and 5). The proposed change is designed to increase the amount of volume TPHs provide on the Exchange 
                    <PRTPAGE P="46317"/>
                    and further encourage them to contribute to a deeper, more liquid market, as well as to increase transactions and take such execution opportunities provided by such increased liquidity, while implementing an incremental incentive for TPHs to strive for the highest level. The Exchange believes the proposed change will still encourage TPHs to continue to send both Simple and Complex volume to the Exchange.
                </P>
                <P>Further, the Exchange proposes to increase the VIP credit rates for complex orders in Tier 3 from $0.24 to $0.23 per contract for non-AIM volume and from $0.22 to $.021 per contract for AIM volume.</P>
                <HD SOURCE="HD3">MRUT LMM Incentive Program</HD>
                <P>
                    Finally, the Exchange proposes to amend its Mini-Russell 2000 Index option (“MRUT”) Lead Market-Maker (“LMM”) Incentive Program. The Exchange offers several LMM Incentive Programs which provide a rebate to TPHs with LMM appointments to the respective incentive program that meet certain quoting standards in the applicable series in a month. The Exchange notes that meeting or exceeding the quoting standards (both current and as proposed; described in further detail below) in each of the LMM Incentive Program products to receive the applicable rebate (both currently offered and as proposed; described in further detail below) is optional for an LMM appointed to a program. Particularly, an LMM appointed to an incentive program is eligible to receive the corresponding rebate if it satisfies the applicable quoting standards, which the Exchange believes encourages appointed LMMs to provide liquidity in the applicable class and trading session (
                    <E T="03">i.e.,</E>
                     Regular Trading Hours (“RTH”) or Global Trading Hours). The Exchange may consider other exceptions to the programs' quoting standards based on demonstrated legal or regulatory requirements or other mitigating circumstances. In calculating whether an LMM appointed to an incentive program meets the applicable program's quoting standards each month, the Exchange excludes from the calculation in that month the business day in which the LMM missed meeting or exceeding the quoting standards in the highest number of the applicable series.
                </P>
                <P>The Exchange proposes to amend the current MRUT LMM Incentive Program. Currently, the MRUT LMM Incentive Program provides that, for MRUT, if the appointed LMM provides continuous electronic quotes during RTH that meet or exceed the heightened quoting standards in at least 99% of the MRUT series 90% of the time in a given month, the LMM will receive a rebate for that month in the amount of $15,000 (or pro-rated amount if an appointment begins after the first trading day of the month or ends prior to the last trading day of the month). The Exchange now proposes to amend the series qualification requirement for the MRUT LMM Incentive Program. Specifically, the Exchange proposes to update the series qualification requirement to require the appointed LMM to provide continuous electronic quotes during RTH that meet or exceed the heightened quoting standards in at least 97% the MRUT series 90% of the time in a given month in order to receive the rebate, thereby decreasing the series qualification requirement by 2%. In changing this requirement, the Exchange wishes to encourage LMMs appointed to the MRUT LMM Incentive Program to provide significant liquidity in MRUT options by meeting the series qualification requirements (and relevant quoting standards) under the Program in order to receive the rebate.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes the proposed rule change is consistent with the Securities Exchange Act of 1934 (the “Act”) and the rules and regulations thereunder applicable to the Exchange and, in particular, the requirements of Section 6(b) of the Act.
                    <SU>8</SU>
                    <FTREF/>
                     Specifically, the Exchange believes the proposed rule change is consistent with the Section 6(b)(5) 
                    <SU>9</SU>
                    <FTREF/>
                     requirements that the rules of an exchange be designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in regulating, clearing, settling, processing information with respect to, and facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest. Additionally, the Exchange believes the proposed rule change is consistent with the Section 6(b)(5) 
                    <SU>10</SU>
                    <FTREF/>
                     requirement that the rules of an exchange not be designed to permit unfair discrimination between customers, issuers, brokers, or dealers. The Exchange also believes the proposed rule change is consistent with Section 6(b)(4) of the Act,
                    <SU>11</SU>
                    <FTREF/>
                     which requires that Exchange rules provide for the equitable allocation of reasonable dues, fees, and other charges among its TPHs and other persons using its facilities.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78f(b)(4).
                    </P>
                </FTNT>
                <P>
                    The Exchange believes that the proposed fees for Customer, Market-Maker, Firm and Non-Customer orders in XSP are reasonable, equitable and not unfairly discriminatory. The Exchange notes that the proposed transactions fees for Customer orders in XSP that are for more than 10 contracts, as well as for Market-Maker, Firm and Non-Customer orders in XSP, remain lower than that of the similar market participant fees associated with other index products.
                    <SU>12</SU>
                    <FTREF/>
                     Further, the Exchange believes that it is equitable and not unfairly discriminatory to provide a rebate of $0.13 for all Customer orders in XSP that are for less than 10 contracts, as such rebate is designed to incentivize Customer volume in XSP on the Exchange. Additionally, the Exchange believes it is equitable and not unfairly discriminatory to establish a fee structure for Market-Maker orders in XSP, based on contra-party, and to adopt a new fee code specific to Market-Maker orders in XSP that are contra customer, as such changes are also designed to incentivize an increase in Customer volume in XSP on the Exchange. The Exchange believes that incentivizing more Customer orders in XSP will create more trading opportunities, which, in turn attracts Market-Makers. A resulting increase in Market-Maker activity facilitates tighter spreads, which may lead to additional increase of order flow in XSP from other market participants, further contributing to a deeper, more liquid market to the benefit of all market participants by creating a more robust and well-balanced market ecosystem. Further, the Exchange believes that the changes are reasonable and that the fees, even as amended, will continue to incentivize Members to send additional Market-Maker orders to the Exchange.
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See</E>
                         Cboe Options Fee Schedule, “Index Options Rate Table—All Index Products Excluding Underlying Symbol List A and Sector Indexes”.
                    </P>
                </FTNT>
                <P>The Exchange believes that the proposed fees for Customer, Market-Maker, Firm and Non-Customer orders in XSP are equitable and not unfairly discriminatory because the proposed fees will apply automatically and uniformly to all Customer, Market-Maker, Firm and Non-Customer orders in XSP.</P>
                <P>
                    The Exchange believes the proposed amendment to the VIP, to decrease the percentage of TPH qualifying VIP volume (in both AIM and Non-AIM) that must be comprised of Simple volume in 
                    <PRTPAGE P="46318"/>
                    order to receive the complex rates for both Complex AIM and Non-AIM volume for Tiers 1 through 3, is reasonable because it makes it slightly easier for TPHs to meet the qualifying criteria to receive the Complex credits in Tiers 1 through 3. The Exchange notes that the VIP will continue to provide an incremental incentive for TPHs to strive for the highest tier level, which provides increasingly higher credits, for both Complex and Simple volume. The Exchange believes the proposed change is equitable and not unfairly discriminatory because the proposed changes apply to all TPHs uniformly.
                </P>
                <P>Further, the Exchange believes that decreasing the VIP credit rates for complex orders in Tier 3 is reasonable because it will still allow all TPHs transmitting public customer complex orders that reach the Tier 3 volume thresholds to receive a credit for doing so (albeit at slightly lower amounts). The proposed complex credit rates for Tier 3 also do not represent a significant departure from the credit rates offered under the existing Tier 3 and are therefore still reasonable based on the difficulty of satisfying the tier's criteria and ensures the proposed credit rates, along with the existing threshold, appropriately reflect the incremental difficulty to achieve VIP Tier 3.</P>
                <P>The Exchange believes that the proposed changes to the VIP are reasonable, equitable and not unfairly discriminatory, as such changes should continue to incentivize the sending of more complex orders to the Exchange. This should provide greater liquidity and trading opportunities, including for market participants who send simple orders to the Exchange (as simple orders can trade with the legs of complex orders). The greater liquidity and trading opportunities should benefit not just public customers (whose orders are the only ones that qualify for the VIP) but all market participants.</P>
                <P>The Exchange believes that the proposal represents an equitable allocation of rebates and is not unfairly discriminatory because all TPHs have the opportunity to meet the proposed Simple volume thresholds in Tiers 1 through 3, to receive the complex rates for both Complex AIM and Non-AIM volume for Tiers 1 through 3. Given that TPHs change their trading strategies and patterns month-to-month to align with changing market trends and conditions, as well as pricing and functionality changes across other exchanges, and without having a view of activity on other markets and off-exchange venues, the Exchange has no way of knowing whether this proposed rule change would definitively result in a shift of TPHs qualifying for the proposed tiers. While the Exchange has no way of predicting with certainty how the rule change will impact TPHs, the Exchange anticipates the impact of the proposed change to be minimal in at least one TPH will be able to reach Tier 2, as amended, and two TPHs will be able to reach Tier 3, as amended. As stated, the Exchange believes that the proposed changes do not represent a significant departure from the current required criteria, is still reasonable based on the difficulty of satisfying each tier's criteria, and is appropriately aligned with the incremental difficulty to achieve the existing VIP tiers. As such, the Exchange does not anticipate the proposed change to impact the number of firms that compete across all tiers, but instead encourages competition by encouraging an increase in order flow in order to qualify for contract credits. Therefore, the Exchange does not believe that the proposed changes are unfairly discriminatory as it would not impact the range of typical competition across such tiers.</P>
                <P>The Exchange believes it is reasonable to decrease the series requirement for the MRUT LMM Incentive Program to 97% (from 99%), as such changes are reasonably designed to slightly ease the difficulty in meeting the heightened quoting standards offered under these programs (for which an appointed LMM receives the respective rebates), which, in turn, provides increased incentive for LMMs appointed to these programs to provide significant liquidity in MRUT options. Such liquidity benefits all market participants by providing more trading opportunities, tighter spreads, and added market transparency and price discovery, and signals to other market participants to direct their order flow to those markets, thereby contributing to robust levels of liquidity.</P>
                <P>The Exchange believes that the proposed changes to the LMM Incentive Program is equitable and not unfairly discriminatory. The Exchange believes that it is equitable and not unfairly discriminatory to amend the series qualification requirement for the MRUT LMM Incentive Program, because such series qualification requirement will equally apply to any and all TPHs with LMM appointments to the MRUT LMM Incentive Program that seek to meet the program's heightened quoting standard in order to receive the rebate offered under the program. The Exchange additionally notes that, if an LMM appointed to the LMM Incentive Program does not satisfy the corresponding heightened quoting standard for any given month, then it simply will not receive the rebate offered by the respective program for that month.</P>
                <P>
                    Regarding the MRUT LMM Incentive Program generally, the Exchange believes it is reasonable, equitable and not unfairly discriminatory to continue to offer these financial incentives, including as amended, to LMMs appointed to the program, because it benefits all market participants trading in MRUT options during RTH. This incentive program encourages the LMMs appointed to such program to satisfy the heightened quoting standards, which may increase liquidity and provide more trading opportunities and tighter spreads. Indeed, the Exchange notes that these LMMs serve a crucial role in providing quotes and the opportunity for market participants to trade MRUT options, as applicable, which can lead to increased volume, providing for robust markets. The Exchange ultimately offers the LMM Incentive Program, as amended, to sufficiently incentivize LMMs appointed to the incentive program to provide key liquidity and active markets in the corresponding program products during the corresponding trading sessions, and believes that these incentive program, as amended, will continue to encourage increased quoting to add liquidity in MRUT, thereby protecting investors and the public interest. The Exchange also notes that an LMM appointed to an incentive program may undertake added costs each month to satisfy that heightened quoting standards (
                    <E T="03">e.g.,</E>
                     having to purchase additional logical connectivity).
                </P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The Exchange does not believe that the proposed rule change will impose any burden on intramarket competition that is not necessary or appropriate in furtherance of the purposes of the Act. The amendments to XSP fees will apply to all similarly situated TPHs equally, the VIP will apply to all TPHs submitting qualified orders equally, and the amendments to the MRUT LMM Incentive Program will apply uniformly to any LMM appointment to the programs.</P>
                <P>
                    The Exchange believes that providing a rebate of $0.13 for Customer orders in XSP that are for less than 10 contracts will incentivize Customer volume in XSP on the Exchange. Further, the 
                    <PRTPAGE P="46319"/>
                    proposed change to establish a fee structure for Market-Maker orders in XSP, based on contra-party, and adopt a new fee code specific to Market-Maker orders in XSP that are contra customer, is designed to incentivize an increase in Customer volume in XSP on the Exchange. As noted above, Customer order flow, importantly, provides increased trading opportunities signaling additional liquidity and ultimately enhancing overall market quality. Further, preferential pricing to Customers is a long-standing options industry practice.
                    <SU>13</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See e.g.,</E>
                         NYSE American Options Fee Schedule, Section I.A, Options Transaction Fees and Credits: Rates for Options transactions; 
                        <E T="03">and</E>
                         MIAX Options Fee Schedule, Section (b)(1), Proprietary Products Exchange Fees: SPIKES, each of which assesses a lower transaction fee for customer orders than that of other market participants.
                    </P>
                </FTNT>
                <P>As discussed above, the Exchange believes the proposed VIP changes would continue to incentivize the sending of more complex orders to the Exchange, which in turn would encourage the submission of additional liquidity to a public exchange, thereby promoting market depth, price discovery and transparency and enhancing order execution opportunities for all TPHs. The Exchange believes the proposed change to decrease the percentage of TPH qualifying VIP volume (in both AIM and Non-AIM) that must be comprised of Simple volume in order to receive the complex rates for both Complex AIM and Non-AIM volume for Tiers 1 through 3 will continue to provide an incremental incentive for TPHs to strive for the highest tier level, which provides increasingly higher credits, for both Complex and Simple volume, thus incentivizing order flow to the Exchange. Further, the Exchange believes the change to decrease the VIP credit rates for complex orders in Tier 3 remain in line to the amounts of credits paid to market participants by another exchange for similar transactions and do not represent a significant departure from the credit rates offered under the existing Tier 3.</P>
                <P>
                    Finally, in regard to the MRUT LMM Incentive Program, to the extent LMMs appointed to this programs receive a benefit that other market participants do not, as stated, these LMMs in their role as Market-Makers on the Exchange have different obligations and are held to different standards. An LMM appointed to an incentive program may also undertake added costs each month to satisfy that heightened quoting standards (
                    <E T="03">e.g.,</E>
                     having to purchase additional logical connectivity). The Exchange also notes that the proposed changes are designed to attract additional order flow to the Exchange, wherein greater liquidity benefits all market participants by providing more trading opportunities, tighter spreads, and added market transparency and price discovery, and signals to other market participants to direct their order flow to those markets, thereby contributing to robust levels of liquidity.
                </P>
                <P>
                    As a result of the above, the Exchange believes that the proposed changes furthers the Commission's goal in adopting Regulation NMS of fostering competition among orders, which promotes “more efficient pricing of individual stocks for all types of orders, large and small.” 
                    <SU>14</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         Securities Exchange Act Release No. 51808, 70 FR 37495, 37498-99 (June 29, 2005) (S7-10-04) (Final Rule).
                    </P>
                </FTNT>
                <P>
                    The Exchange does not believe that the proposed rule change will impose any burden on intermarket competition that is not necessary or appropriate in furtherance of the purposes of the Act. The Exchange notes that it operates in a highly competitive market. TPHs have numerous alternative venues that they may participate on and direct their order flow, including 16 other options exchanges, as well as off-exchange venues, where competitive products are available for trading. Based on publicly available information, no single options exchange has more than 17% of the market share.
                    <SU>15</SU>
                    <FTREF/>
                     Therefore, no exchange possesses significant pricing power in the execution of option order flow. Indeed, participants can readily choose to send their orders to other exchange, and, additionally off-exchange venues, if they deem fee levels at those other venues to be more favorable. Moreover, the Commission has repeatedly expressed its preference for competition over regulatory intervention in determining prices, products, and services in the securities markets. Specifically, in Regulation NMS, the Commission highlighted the importance of market forces in determining prices and SRO revenues and, also, recognized that current regulation of the market system “has been remarkably successful in promoting market competition in its broader forms that are most important to investors and listed companies.” 
                    <SU>16</SU>
                    <FTREF/>
                     The fact that this market is competitive has also long been recognized by the courts. In NetCoalition v. Securities and Exchange Commission, the D.C. Circuit stated as follows: “[n]o one disputes that competition for order flow is `fierce.' . . . As the SEC explained, `[i]n the U.S. national market system, buyers and sellers of securities, and the broker-dealers that act as their order-routing agents, have a wide range of choices of where to route orders for execution'; [and] `no exchange can afford to take its market share percentages for granted' because `no exchange possesses a monopoly, regulatory or otherwise, in the execution of order flow from broker dealers'. . ..”.
                    <SU>17</SU>
                    <FTREF/>
                     Accordingly, the Exchange does not believe its proposed fee change imposes any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">See</E>
                         supra note 4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 51808 (June 9, 2005), 70 FR 37496, 37499 (June 29, 2005).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         NetCoalition v. SEC, 615 F.3d 525, 539 (D.C. Cir. 2010) (quoting Securities Exchange Act Release No. 59039 (December 2, 2008), 73 FR 74770, 74782-83 (December 9, 2008) (SR-NYSEArca-2006-21)).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>The Exchange neither solicited nor received comments on the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The foregoing rule change has become effective pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>18</SU>
                    <FTREF/>
                     and paragraph (f) of Rule 19b-4 
                    <SU>19</SU>
                    <FTREF/>
                     thereunder. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission will institute proceedings to determine whether the proposed rule change should be approved or disapproved.
                </P>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         17 CFR 240.19b-4(f).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-CBOE-2023-033 on the subject line.
                    <PRTPAGE P="46320"/>
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-CBOE-2023-033. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal offices of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to File Number SR-CBOE-2023-033, and should be submitted on or before August 9, 2023.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>20</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>20</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>J. Matthew DeLesDernier,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15270 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-97903; File No. SR-CboeBZX-2023-040]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, As Modified by Amendment No. 1, To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares</SUBJECT>
                <DATE>July 13, 2023.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on June 30, 2023, Cboe BZX Exchange, Inc. (the “Exchange” or “BZX”) filed with the Securities and Exchange Commission (“Commission”) a proposed rule change to list and trade shares of the VanEck Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares. On July 11, 2023, the Exchange filed Amendment No. 1 to the proposed rule change, which amended and replaced the proposed rule change in its entirety. The proposed rule change, as modified by Amendment No. 1, is described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change, as modified by Amendment No. 1, from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    Cboe BZX Exchange, Inc. (“BZX” or the “Exchange”) is filing with the Securities and Exchange Commission (“Commission” or “SEC”) a proposed rule change to list and trade shares of the VanEck Bitcoin Trust (the “Trust”),
                    <SU>3</SU>
                    <FTREF/>
                     under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         The Trust was formed as a Delaware statutory trust on December 17, 2020 and is operated as a grantor trust for U.S. federal tax purposes. The Trust has no fixed termination date.
                    </P>
                </FTNT>
                <P>
                    The text of the proposed rule change is also available on the Exchange's website (
                    <E T="03">http://markets.cboe.com/us/equities/regulation/rule_filings/bzx/</E>
                    ), at the Exchange's Office of the Secretary, and at the Commission's Public Reference Room.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>This Amendment No. 1 to SR-CboeBZX-2023-040 amends and replaces in its entirety the proposal as originally submitted on June 30, 2023. The Exchange submits this Amendment No. 1 in order to clarify certain points and add additional details to the proposal.</P>
                <P>
                    The Exchange proposes to list and trade the Shares under BZX Rule 14.11(e)(4),
                    <SU>4</SU>
                    <FTREF/>
                     which governs the listing and trading of Commodity-Based Trust Shares on the Exchange.
                    <SU>5</SU>
                    <FTREF/>
                     VanEck Digital Assets, LLC is the sponsor of the Trust (“Sponsor”).
                    <SU>6</SU>
                    <FTREF/>
                     The Shares will be registered with the Commission by means of the Trust's registration statement on Form S-1 (the “Registration Statement”).
                    <SU>7</SU>
                    <FTREF/>
                     A third-
                    <PRTPAGE P="46321"/>
                    party regulated custodian will be responsible for custody of the Trust's bitcoin (the “Custodian”). As further discussed below, the Commission has historically approved or disapproved exchange filings to list and trade series of Trust Issued Receipts, including spot-based Commodity-Based Trust Shares, on the basis of whether the listing exchange has in place a comprehensive surveillance sharing agreement with a regulated market of significant size related to the underlying commodity to be held.
                    <SU>8</SU>
                    <FTREF/>
                     Prior orders from the Commission have pointed out that in every prior approval order for Commodity-Based Trust Shares, there has been a derivatives market that represents the regulated market of significant size, generally a Commodity Futures Trading Commission (the “CFTC”) regulated futures market.
                    <SU>9</SU>
                    <FTREF/>
                     Further to this point, the Commission's prior orders have noted that the spot commodities and currency markets for which it has previously approved spot ETPs are generally unregulated and that the Commission relied on the underlying futures market as the regulated market of significant size that formed the basis for approving the series of Currency and Commodity-Based Trust Shares, including gold, silver, platinum, palladium, copper, and other commodities and currencies. The Commission specifically noted in the Winklevoss Order that the First Gold Approval Order “was based on an assumption that the currency market and the spot gold market were largely unregulated.” 
                    <SU>10</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         The Commission approved BZX Rule 14.11(e)(4) in Securities Exchange Act Release No. 65225 (August 30, 2011), 76 FR 55148 (September 6, 2011) (SR-BATS-2011-018).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         All statements and representations made in this filing regarding (a) the description of the portfolio, (b) limitations on portfolio holdings or reference assets, or (c) the applicability of Exchange rules and surveillance procedures shall constitute continued listing requirements for listing the Shares on the Exchange.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         The Exchange notes that two other proposals to list and trade shares of the Trust were previously disapproved pursuant to delegated authority, one of which is currently pending Commission Review pursuant to Rule 431 of the Commission's Rules of Practice, 17 CFR 201.431. 
                        <E T="03">See</E>
                         Securities Exchange Act Release Nos. 93559 (November 12, 2021) (SR-CboeBZX-2021-019), 86 FR 64539 (November 18, 2021); 95978 (October 4, 2022) 87 FR 61418 (October 11, 2022) (SR-CboeBZX-2022-035). 
                        <E T="03">See also</E>
                         Letter from Assistant Secretary J. Matthew DeLesDernier to Kyle Murray, Assistant General Counsel, Cboe Global Markets, dated November 12, 2021.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         Amendment No. 2 to Registration Statement on Form S-1, dated June 22, 2022, submitted to the Commission by the Sponsor on behalf of the Trust (333-251808). The descriptions of the Trust, the Shares, and the Benchmark contained herein are based, in part, on information in the Registration Statement. The Registration Statement is not yet 
                        <PRTPAGE/>
                        effective and the Shares will not trade on the Exchange until such time that the Registration Statement is effective.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 83723 (July 26, 2018), 83 FR 37579 (August 1, 2018). This proposal was subsequently disapproved by the Commission. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 83723 (July 26, 2018), 83 FR 37579 (August 1, 2018) (the “Winklevoss Order”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See</E>
                         streetTRACKS Gold Shares, Exchange Act Release No. 50603 (Oct. 28, 2004), 69 FR 64614, 64618-19 (Nov. 5, 2004) (SR-NYSE-2004-22) (the “First Gold Approval Order”); iShares COMEX Gold Trust, Exchange Act Release No. 51058 (Jan. 19, 2005), 70 FR 3749, 3751, 3754-55 (Jan. 26, 2005) (SR-Amex-2004-38); iShares Silver Trust, Exchange Act Release No. 53521 (Mar. 20, 2006), 71 FR 14967, 14968, 14973-74 (Mar. 24, 2006) (SR-Amex-2005-072); ETFS Gold Trust, Exchange Act Release No. 59895 (May 8, 2009), 74 FR 22993, 22994-95, 22998, 23000 (May 15, 2009) (SR-NYSEArca-2009-40); ETFS Silver Trust, Exchange Act Release No. 59781 (Apr. 17, 2009), 74 FR 18771, 18772, 18775-77 (Apr. 24, 2009) (SR-NYSEArca-2009-28); ETFS Palladium Trust, Exchange Act Release No. 61220 (Dec. 22, 2009), 74 FR 68895, 68896 (Dec. 29, 2009) (SR-NYSEArca-2009-94) (notice of proposed rule change included NYSE Arca's representation that “[t]he most significant palladium futures exchanges are the NYMEX and the Tokyo Commodity Exchange,” that “NYMEX is the largest exchange in the world for trading precious metals futures and options,” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which NYMEX is a member, Exchange Act Release No. 60971 (Nov. 9, 2009), 74 FR 59283, 59285-86, 59291 (Nov. 17, 2009)); ETFS Platinum Trust, Exchange Act Release No. 61219 (Dec. 22, 2009), 74 FR 68886, 68887-88 (Dec. 29, 2009) (SR-NYSEArca-2009-95) (notice of proposed rule change included NYSE Arca's representation that “[t]he most significant platinum futures exchanges are the NYMEX and the Tokyo Commodity Exchange,” that “NYMEX is the largest exchange in the world for trading precious metals futures and options,” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which NYMEX is a member, Exchange Act Release No. 60970 (Nov. 9, 2009), 74 FR 59319, 59321, 59327 (Nov. 17, 2009)); Sprott Physical Gold Trust, Exchange Act Release No. 61496 (Feb. 4, 2010), 75 FR 6758, 6760 (Feb. 10, 2010) (SR-NYSEArca-2009-113) (notice of proposed rule change included NYSE Arca's representation that the COMEX is one of the “major world gold markets,” that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” and that NYMEX, of which COMEX is a division, is a member of the Intermarket Surveillance Group, Exchange Act Release No. 61236 (Dec. 23, 2009), 75 FR 170, 171, 174 (Jan. 4, 2010)); Sprott Physical Silver Trust, Exchange Act Release No. 63043 (Oct. 5, 2010), 75 FR 62615, 62616, 62619, 62621 (Oct. 12, 2010) (SR-NYSEArca-2010-84); ETFS Precious Metals Basket Trust, Exchange Act Release No. 62692 (Aug. 11, 2010), 75 FR 50789, 50790 (Aug. 17, 2010) (SR-NYSEArca-2010-56) (notice of proposed rule change included NYSE Arca's representation that “the most significant gold, silver, platinum and palladium futures exchanges are the COMEX and the TOCOM” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 62402 (Jun. 29, 2010), 75 FR 39292, 39295, 39298 (July 8, 2010)); ETFS White Metals Basket Trust, Exchange Act Release No. 62875 (Sept. 9, 2010), 75 FR 56156, 56158 (Sept. 15, 2010) (SR-NYSEArca-2010-71) (notice of proposed rule change included NYSE Arca's representation that “the most significant silver, platinum and palladium futures exchanges are the COMEX and the TOCOM” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 62620 (July 30, 2010), 75 FR 47655, 47657, 47660 (Aug. 6, 2010)); ETFS Asian Gold Trust, Exchange Act Release No. 63464 (Dec. 8, 2010), 75 FR 77926, 77928 (Dec. 14, 2010) (SR-NYSEArca-2010-95) (notice of proposed rule change included NYSE Arca's representation that “the most significant gold futures exchanges are the COMEX and the Tokyo Commodity Exchange,” that “COMEX is the largest exchange in the world for trading precious metals futures and options,” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 63267 (Nov. 8, 2010), 75 FR 69494, 69496, 69500-01 (Nov. 12, 2010)); Sprott Physical Platinum and Palladium Trust, Exchange Act Release No. 68430 (Dec. 13, 2012), 77 FR 75239, 75240-41 (Dec. 19, 2012) (SR-NYSEArca-2012-111) (notice of proposed rule change included NYSE Arca's representation that “[f]utures on platinum and palladium are traded on two major exchanges: The New York Mercantile Exchange . . . and Tokyo Commodities Exchange” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 68101 (Oct. 24, 2012), 77 FR 65732, 65733, 65739 (Oct. 30, 2012)); APMEX Physical—1 oz. Gold Redeemable Trust, Exchange Act Release No. 66930 (May 7, 2012), 77 FR 27817, 27818 (May 11, 2012) (SR-NYSEArca- 2012-18) (notice of proposed rule change included NYSE Arca's representation that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, and that gold futures are traded on COMEX and the Tokyo Commodity Exchange, with a cross-reference to the proposed rule change to list and trade shares of the ETFS Gold Trust, in which NYSE Arca represented that COMEX is one of the “major world gold markets,” Exchange Act Release No. 66627 (Mar. 20, 2012), 77 FR 17539, 17542-43, 17547 (Mar. 26, 2012)); JPM XF Physical Copper Trust, Exchange Act Release No. 68440 (Dec. 14, 2012), 77 FR 75468, 75469-70, 75472, 75485-86 (Dec. 20, 2012) (SR-NYSEArca-2012-28); iShares Copper Trust, Exchange Act Release No. 68973 (Feb. 22, 2013), 78 FR 13726, 13727, 13729-30, 13739-40 (Feb. 28, 2013) (SR-NYSEArca-2012-66); First Trust Gold Trust, Exchange Act Release No. 70195 (Aug. 14, 2013), 78 FR 51239, 51240 (Aug. 20, 2013) (SR-NYSEArca-2013-61) (notice of proposed rule change included NYSE Arca's representation that FINRA, on behalf of the exchange, may obtain trading information regarding gold futures and options on gold futures from members of the Intermarket Surveillance Group, including COMEX, or from markets “with which [NYSE Arca] has in place a comprehensive surveillance sharing agreement,” and that gold futures are traded on COMEX and the Tokyo Commodity Exchange, with a cross-reference to the proposed rule change to list and trade shares of the ETFS Gold Trust, in which NYSE Arca represented that COMEX is one of the “major world gold markets,” Exchange Act Release No. 69847 (June 25, 2013), 78 FR 39399, 39400, 39405 (July 1, 2013)); Merk Gold Trust, Exchange Act Release No. 71378 (Jan. 23, 2014), 79 FR 4786, 4786-87 (Jan. 29, 2014) (SR-NYSEArca-2013-137) (notice of proposed rule change included NYSE Arca's representation that “COMEX is the largest gold futures and options exchange” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” including with respect to transactions occurring on COMEX pursuant to CME and NYMEX's membership, or from exchanges “with which [NYSE Arca] has in place a comprehensive surveillance sharing agreement,” Exchange Act Release No. 71038 (Dec. 11, 2013), 78 FR 76367, 76369, 76374 (Dec. 17, 2013)); Long Dollar Gold Trust, Exchange Act Release No. 79518 (Dec. 9, 2016), 81 FR 90876, 90881, 90886, 90888 (Dec. 15, 2016) (SR-NYSEArca-2016-84).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37592.
                    </P>
                </FTNT>
                <P>As such, the regulated market of significant size test does not require that the spot bitcoin market be regulated in order for the Commission to approve this proposal, and precedent makes clear that an underlying market for a spot commodity or currency being a regulated market would actually be an exception to the norm. These largely unregulated currency and commodity markets do not provide the same protections as the markets that are subject to the Commission's oversight, but the Commission has consistently looked to surveillance sharing agreements with the underlying futures market in order to determine whether such products were consistent with the Act. With this in mind, the CME Bitcoin Futures market is the proper market to consider in determining whether there is a related regulated market of significant size.</P>
                <P>
                    Further to this point, the Exchange notes that the Commission has approved 
                    <PRTPAGE P="46322"/>
                    proposals related to the listing and trading of funds that would primarily hold CME Bitcoin Futures that are registered under the Securities Act of 1933.
                    <SU>11</SU>
                    <FTREF/>
                     In the Teucrium Approval, the Commission found the CME Bitcoin Futures market to be a regulated market of significant size as it relates to CME Bitcoin Futures, an odd tautological truth that is also inconsistent with prior disapproval orders for ETPs that would hold actual bitcoin instead of derivatives contracts (“Spot Bitcoin ETPs”) that use the exact same pricing methodology as the CME Bitcoin Futures. As further discussed below, both the Exchange and the Sponsor believe that this proposal and the included analysis are sufficient to establish that the CME Bitcoin Futures market represents a regulated market of significant size as it relates both to the CME Bitcoin Futures market and to the spot bitcoin market and that this proposal should be approved.
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See</E>
                         Exchange Act Release No. 94620 (April 6, 2022), 87 FR 21676 (April 12, 2022) (the “Teucrium Approval”) and 94853 (May 5, 2022) (collectively, with the Teucrium Approval, the “Bitcoin Futures Approvals”).
                    </P>
                </FTNT>
                <P>Finally, as discussed in greater detail below, by using professional custodians and other service providers, the Trust provides investors interested in exposure to bitcoin with important protections that are not always available to investors that invest directly in bitcoin, including protection against insolvency, cyber attacks, and other risks. If U.S. investors had access to vehicles such as the Trust for their bitcoin investments, instead of directing their bitcoin investments into loosely regulated offshore vehicles (such as the offshore regulated centralized exchanges that have since faced bankruptcy proceedings or other insolvencies), then countless investors might have protected their principal investments in bitcoin and thus benefited.</P>
                <HD SOURCE="HD3">Background</HD>
                <P>
                    Bitcoin is a digital asset based on the decentralized, open source protocol of the peer-to-peer computer network launched in 2009 that governs the creation, movement, and ownership of bitcoin and hosts the public ledger, or “blockchain,” on which all bitcoin transactions are recorded (the “Bitcoin Network” or “Bitcoin”). The decentralized nature of the Bitcoin Network allows parties to transact directly with one another based on cryptographic proof instead of relying on a trusted third party. The protocol also lays out the rate of issuance of new bitcoin within the Bitcoin Network, a rate that is reduced by half approximately every four years with an eventual hard cap of 21 million. It's generally understood that the combination of these two features—a systemic hard cap of 21 million bitcoin and the ability to transact trustlessly with anyone connected to the Bitcoin Network—gives bitcoin its value. The first rule filing proposing to list an exchange-traded product to provide exposure to bitcoin in the U.S. was submitted by the Exchange on June 30, 2016.
                    <SU>12</SU>
                    <FTREF/>
                     At that time, blockchain technology, and digital assets that utilized it, were relatively new to the broader public. The market cap of all bitcoin in existence at that time was approximately $10 billion. No registered offering of digital asset securities or shares in an investment vehicle with exposure to bitcoin or any other cryptocurrency had yet been conducted, and the regulated infrastructure for conducting a digital asset securities offering had not begun to develop.
                    <SU>13</SU>
                    <FTREF/>
                     Similarly, regulated U.S. bitcoin futures contracts did not exist. The CFTC had determined that bitcoin is a commodity,
                    <SU>14</SU>
                    <FTREF/>
                     but had not engaged in significant enforcement actions in the space. The New York Department of Financial Services (“NYDFS”) adopted its final BitLicense regulatory framework in 2015, but had only approved four entities to engage in activities relating to virtual currencies (whether through granting a BitLicense or a limited-purpose trust charter) as of June 30, 2016.
                    <SU>15</SU>
                    <FTREF/>
                     While the first over-the-counter bitcoin fund launched in 2013, public trading was limited and the fund had only $60 million in assets.
                    <SU>16</SU>
                    <FTREF/>
                     There were very few, if any, traditional financial institutions engaged in the space, whether through investment or providing services to digital asset companies. In January 2018, the Staff of the Commission noted in a letter to the Investment Company Institute and SIFMA that it was not aware, at that time, of a single custodian providing fund custodial services for digital assets.
                    <SU>17</SU>
                    <FTREF/>
                     Fast forward to today and the digital assets financial ecosystem, including bitcoin, has progressed significantly. The development of a regulated market for digital asset securities has significantly evolved, with market participants having conducted registered public offerings of both digital asset securities 
                    <SU>18</SU>
                    <FTREF/>
                     and shares in investment vehicles holding bitcoin futures.
                    <SU>19</SU>
                    <FTREF/>
                     Additionally, licensed and regulated service providers have emerged to provide fund custodial services for digital assets, among other services. For example, in February 2023, the Commission proposed to amend Rule 206(4)-2 under the Advisers Act of 1940 (the “custody rule”) to expand the scope beyond client funds and securities to include all crypto assets, among other assets; 
                    <SU>20</SU>
                    <FTREF/>
                     in May 2021, the Staff of the Commission released a statement permitting open-end mutual funds to invest in cash-settled bitcoin futures; in December 2020, the Commission adopted a conditional no-action position permitting certain special purpose broker-dealers to custody digital asset securities under Rule 15c3-3 under the Exchange Act (the “Custody Statement”); 
                    <SU>21</SU>
                    <FTREF/>
                     in September 2020, the Staff of the Commission released a no-action letter permitting certain broker-dealers to operate a non-custodial Alternative 
                    <PRTPAGE P="46323"/>
                    Trading System (“ATS”) for digital asset securities, subject to specified conditions; 
                    <SU>22</SU>
                    <FTREF/>
                     in October 2019, the Staff of the Commission granted temporary relief from the clearing agency registration requirement to an entity seeking to establish a securities clearance and settlement system based on distributed ledger technology,
                    <SU>23</SU>
                    <FTREF/>
                     and multiple transfer agents who provide services for digital asset securities registered with the Commission.
                    <SU>24</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         Digital assets that are securities under U.S. law are referred to throughout this proposal as “digital asset securities.” All other digital assets, including bitcoin, are referred to interchangeably as “cryptocurrencies” or “virtual currencies.” The term “digital assets” refers to all digital assets, including both digital asset securities and cryptocurrencies, together.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See</E>
                         “In the Matter of Coinflip, Inc.” (“Coinflip”) (CFTC Docket 15-29 (September 17, 2015)) (order instituting proceedings pursuant to Sections 6(c) and 6(d) of the CEA, making findings and imposing remedial sanctions), in which the CFTC stated: “Section 1a(9) of the CEA defines `commodity' to include, among other things, `all services, rights, and interests in which contracts for future delivery are presently or in the future dealt in.' 7 U.S.C. 1a(9). The definition of a `commodity' is broad. 
                        <E T="03">See, e.g.,</E>
                         Board of Trade of City of Chicago v. SEC, 677 F. 2d 1137, 1142 (7th Cir. 1982). Bitcoin and other virtual currencies are encompassed in the definition and properly defined as commodities.”
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         A list of virtual currency businesses that are entities regulated by the NYDFS is available on the NYDFS website. 
                        <E T="03">See https://www.dfs.ny.gov/apps_and_licensing/virtual_currency_businesses/regulated_entities.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         Data as of March 31, 2016 according to publicly available filings. 
                        <E T="03">See</E>
                         Bitcoin Investment Trust Form S-1, dated May 27, 2016, available: 
                        <E T="03">https://www.sec.gov/Archives/edgar/data/1588489/000095012316017801/filename1.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">See</E>
                         letter from Dalia Blass, Director, Division of Investment Management, U.S. Securities and Exchange Commission to Paul Schott Stevens, President &amp; CEO, Investment Company Institute and Timothy W. Cameron, Asset Management Group—Head, Securities Industry and Financial Markets Association (January 18, 2018), 
                        <E T="03">available at</E>
                          
                        <E T="03">https://www.sec.gov/divisions/investment/noaction/2018/cryptocurrency-011818.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See</E>
                         Prospectus supplement filed pursuant to Rule 424(b)(1) for INX Tokens (Registration No. 333-233363), 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://www.sec.gov/Archives/edgar/data/1725882/000121390020023202/ea125858-424b1_inxlimited.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">See</E>
                         Prospectus filed by Stone Ridge Trust VI on behalf of NYDIG Bitcoin Strategy Fund Registration, 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://www.sec.gov/Archives/edgar/data/1764894/000119312519309942/d693146d497.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See</E>
                         Investment Advisers Act Release No. 6240 88 FR 14672 (March 9, 2023) (Safeguarding Advisory Client Assets).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 90788, 86 FR 11627 (February 26, 2021) (File Number S7-25-20) (Custody of Digital Asset Securities by Special Purpose Broker-Dealers).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">See</E>
                         letter from Elizabeth Baird, Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission to Kris Dailey, Vice President, Risk Oversight &amp; Operational Regulation, Financial Industry Regulatory Authority (September 25, 2020), 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://www.sec.gov/divisions/marketreg/mr-noaction/2020/finra-ats-role-in-settlement-of-digital-asset-security-trades-09252020.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         
                        <E T="03">See</E>
                         letter from Jeffrey S. Mooney, Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission to Charles G. Cascarilla &amp; Daniel M. Burstein, Paxos Trust Company, LLC (October 28, 2019), 
                        <E T="03">available at:</E>
                        <E T="03"> https://www.sec.gov/divisions/marketreg/mr-noaction/2019/paxos-trust-company-102819-17a.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Form TA-1/A filed by Tokensoft Transfer Agent LLC (CIK: 0001794142) on January 8, 2021, 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://www.sec.gov/Archives/edgar/data/1794142/000179414219000001/xslFTA1X01/primary_doc.xml.</E>
                    </P>
                </FTNT>
                <P>
                    Outside the Commission's purview, the regulatory landscape has changed significantly since 2016, and cryptocurrency markets have grown and evolved as well. The market for bitcoin is approximately 100 times larger, having at one point reached a market cap of over $1 trillion.
                    <SU>25</SU>
                    <FTREF/>
                     According to the CME Bitcoin Futures Report, from May 15, 2023 through June 9, 2023, CFTC regulated bitcoin futures represented between $561 million and $2.9 billion in notional trading volume on Chicago Mercantile Exchange (“CME”) (“Bitcoin Futures”) on a daily basis.
                    <SU>26</SU>
                    <FTREF/>
                     Open interest was over $33.8 billion for the entirety of the period. The CFTC has exercised its regulatory jurisdiction in bringing a number of enforcement actions related to bitcoin and against trading platforms that offer cryptocurrency trading.
                    <SU>27</SU>
                    <FTREF/>
                     As of April 25, 2023 the NYDFS has granted no fewer than thirty-four BitLicenses,
                    <SU>28</SU>
                    <FTREF/>
                     including to established public payment companies like PayPal Holdings, Inc. and Square, Inc., and limited purpose trust charters to entities providing cryptocurrency custody services. The Treasury's Office of Foreign Assets Control (“OFAC”) has brought enforcement actions over apparent violations of the sanctions laws in connection with the provision of wallet management services for digital assets.
                    <SU>29</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         As of December 1, 2021, the total market cap of all bitcoin in circulation was approximately $1.08 trillion.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         Data sourced from the CME Bitcoin Futures Report: June 16, 2023, 
                        <E T="03">available at: https://www.cmegroup.com/markets/cryptocurrencies/bitcoin/bitcoin.volume.htm.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         The CFTC's annual report for Fiscal Year 2022 (which ended on September 30, 2022) noted that the CFTC completed the fiscal year with 18 enforcement filings related to digital assets. “Digital asset actions included manipulation, a $1.7 billion fraudulent scheme, and a decentralized autonomous organization (DAO) failing to register as a SEF or FCM or to seek DCM designation.” 
                        <E T="03">See</E>
                         CFTC FY 2022 Agency Financial Report, 
                        <E T="03">available at: https://www.cftc.gov/media/7941/2022afr/download.</E>
                         Additionally, the CFTC filed on March 27, 2023, a civil enforcement action against the owner/operators of the Binance centralized digital asset trading platform, which is one of the largest bitcoin derivative exchanges. 
                        <E T="03">See</E>
                         CFTC Release No. 8680-23 (March 27, 2023), 
                        <E T="03">available at: https://www.cftc.gov/PressRoom/PressReleases/8680-23.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         
                        <E T="03">See https://www.dfs.ny.gov/virtual_currency_businesses.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         
                        <E T="03">See</E>
                         U.S. Department of the Treasury Enforcement Release: “OFAC Enters Into $98,830 Settlement with BitGo, Inc. for Apparent Violations of Multiple Sanctions Programs Related to Digital Currency Transactions” (December 30, 2020) 
                        <E T="03">available at:</E>
                          
                        <E T="03">https://home.treasury.gov/system/files/126/20201230_bitgo.pdf. See</E>
                          
                        <E T="03">also</E>
                         U.S. Department of the Treasury Enforcement Release: “Treasury Announces Two Enforcement Actions for over $24M and $29M Against Virtual Currency Exchange, Bittrex, Inc.” (October 11, 2022) 
                        <E T="03">available at: https://home.treasury.gov/news/press-releases/jy1006. See also</E>
                         U.S. Department of Treasure Enforcement Release “OFAC Settles with Virtual Currency Exchange Kraken for $362,158.70 Related to Apparent Violations of the Iranian Transactions and Sanctions Regulations” (November 28, 2022) 
                        <E T="03">available at: https://home.treasury.gov/system/files/126/20221128_kraken.pdf.</E>
                    </P>
                </FTNT>
                <P>
                    In addition to the regulatory developments laid out above, more traditional financial market participants become more active in cryptocurrency: large insurance companies, asset managers, university endowments, pension funds, and even historically bitcoin skeptical fund managers have allocated to bitcoin. As noted in the Financial Stability Oversight Council (“FSOC”) Report on Digital Asset Financial Stability Risks and Regulation, “[i]ndustry surveys suggest that the scale of these investments grew quickly during the boom in crypto-asset markets through late 2021. In June 2022, PwC estimated that the number of crypto-specialist hedge funds was more than 300 globally, with $4.1 billion in assets under management. In addition, in a survey PwC found that 38 percent of surveyed traditional hedge funds were currently investing in `digital assets,' compared to 21 percent the year prior.” 
                    <SU>30</SU>
                    <FTREF/>
                     The largest over-the-counter bitcoin fund previously filed a Form 10 registration statement, which the Staff of the Commission reviewed and which took effect automatically, and is now a reporting company.
                    <SU>31</SU>
                    <FTREF/>
                     Established companies like Tesla, Inc., MicroStrategy Incorporated, and Square, Inc., among others, have announced substantial investments in bitcoin in amounts as large as $1.5 billion (Tesla) and $1 billion (MicroStrategy).
                    <SU>32</SU>
                    <FTREF/>
                     The foregoing examples demonstrate that bitcoin has gained mainstream usage and recognition.
                </P>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         
                        <E T="03">See</E>
                         the FSOC “Report on Digital Asset Financial Stability Risks and Regulation 2022” (October 3, 2022) (at footnote 26) at 
                        <E T="03">https://home.treasury.gov/system/files/261/FSOC-Digital-Assets-Report-2022.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         
                        <E T="03">See</E>
                         Letter from Division of Corporation Finance, Office of Real Estate &amp; Construction to Barry E. Silbert, Chief Executive Officer, Grayscale Bitcoin Trust (January 31, 2020) 
                        <E T="03">https://www.sec.gov/Archives/edgar/data/1588489/000000000020000953/filename1.pdf.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         
                        <E T="03">See https://www.microstrategy.com/en/investor-relations/press/microstrategy-acquires-additional-19452-bitcoins-for-1-026-billion_02-24-2021.</E>
                    </P>
                </FTNT>
                <P>
                    Despite these developments, access for U.S. retail investors to gain exposure to bitcoin via a transparent and U.S. regulated, U.S. exchange-traded vehicle remains limited. Instead current options include: (i) facing the counter-party risk, legal uncertainty, technical risk, and complexity associated with accessing spot bitcoin; (ii) over-the-counter bitcoin funds (“OTC Bitcoin Funds”) with high management fees and potentially volatile premiums and discounts; 
                    <SU>33</SU>
                    <FTREF/>
                     (iii) purchasing shares of operating companies that they believe will provide proxy exposure to bitcoin with limited disclosure about the associated risks; 
                    <SU>34</SU>
                    <FTREF/>
                     or (iv) purchasing 
                    <PRTPAGE P="46324"/>
                    Bitcoin Futures ETFs, as defined below, which represent a sub-optimal structure for long-term investors that will cost them significant amounts of money every year compared to Spot Bitcoin ETPs, as further discussed below. Meanwhile, investors in many other countries, including Canada and Brazil, are able to use more traditional exchange listed and traded products (including exchange-traded funds holding physical bitcoin) to gain exposure to bitcoin. Similarly, investors in Switzerland and across Europe have access to Exchange Traded Products which trade on regulated exchanges and provide exposure to a broad array of spot crypto assets. U.S. investors, by contrast, are left with fewer and more risky means of getting bitcoin exposure, as described above.
                    <SU>35</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         The premium and discount for OTC Bitcoin Funds is known to move rapidly. For example, over the period of 12/21/20 to 1/21/21, the premium for the largest OTC Bitcoin Fund went from 40.18% to 2.79%. While the price of bitcoin appreciated significantly during this period and NAV per share increased by 41.25%, the price per share increased by only 3.58%. This means that investors are buying shares of a fund that experiences significant volatility in its premium and discount outside of the fluctuations in price of the underlying asset. Even operating within the normal premium and discount range, it's possible for an investor to buy shares of an OTC Bitcoin Fund only to have those shares quickly lose 10% or more in dollar value excluding any movement of the price of bitcoin. That is to say—the price of bitcoin could have stayed exactly the same from market close on one day to market open the next, yet the value of the shares held by the investor decreased only because of the fluctuation of the premium. As more investment vehicles, including mutual funds and ETFs, seek to gain exposure to bitcoin, the easiest option for a buy and hold strategy for such vehicles is often an OTC Bitcoin Fund, meaning that even investors that do not directly buy OTC Bitcoin Funds can be disadvantaged by extreme premiums (or discounts) and premium volatility.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>34</SU>
                         A number of operating companies engaged in unrelated businesses—such as Tesla (a car manufacturer) and MicroStrategy (an enterprise software company)—have announced investments as large as $5.3 billion in bitcoin. Without access to bitcoin exchange-traded products, retail investors seeking investment exposure to bitcoin may end up purchasing shares in these companies in order to gain the exposure to bitcoin that they seek. In fact, mainstream financial news networks have written 
                        <PRTPAGE/>
                        a number of articles providing investors with guidance for obtaining bitcoin exposure through publicly traded companies (such as MicroStrategy, Tesla, and bitcoin mining companies, among others) instead of dealing with the complications associated with buying spot bitcoin in the absence of a bitcoin ETP. 
                        <E T="03">See e.g.,</E>
                         “7 public companies with exposure to bitcoin” (February 8, 2021) available at: 
                        <E T="03">https://finance.yahoo.com/news/7-public-companies-with-exposure-to-bitcoin-154201525.html;</E>
                         and “Want to get in the crypto trade without holding bitcoin yourself? Here are some investing ideas” (February 19, 2021) available at: 
                        <E T="03">https://www.cnbc.com/2021/02/19/ways-to-invest-in-bitcoin-without-holding-the-cryptocurrency-yourself-.html.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>35</SU>
                         The Exchange notes that the list of countries above is not exhaustive and that securities regulators in a number of additional countries have either approved or otherwise allowed the listing and trading of Spot Bitcoin ETPs.
                    </P>
                </FTNT>
                <P>
                    To this point, the lack of a Spot Bitcoin ETP exposes U.S. investor assets to significant risk because investors that would otherwise seek cryptoasset exposure through a Spot Bitcoin ETP are forced to find alternative exposure through generally riskier means. For instance, many U.S. investors that held their digital assets in accounts at FTX,
                    <SU>36</SU>
                    <FTREF/>
                     Celsius Network LLC,
                    <SU>37</SU>
                    <FTREF/>
                     BlockFi Inc.
                    <SU>38</SU>
                    <FTREF/>
                     and Voyager Digital Holdings, Inc.
                    <SU>39</SU>
                    <FTREF/>
                     have become unsecured creditors in the insolvencies of those entities. If a Spot Bitcoin ETP was available, it is likely that at least a portion of the billions of dollars tied up in those proceedings would still reside in the brokerage accounts of U.S. investors, having instead been invested in a transparent, regulated, and well-understood structure—a Spot Bitcoin ETP. To this point, approval of a Spot Bitcoin ETP would represent a major win for the protection of U.S. investors in the cryptoasset space. As further described below, the Trust, like all other series of Commodity-Based Trust Shares, is designed to protect investors against the risk of losses through fraud and insolvency that arise by holding digital assets, including bitcoin, on centralized platforms.
                </P>
                <FTNT>
                    <P>
                        <SU>36</SU>
                         
                        <E T="03">See</E>
                         FTX Trading Ltd., et al., Case No. 22-11068.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>37</SU>
                         
                        <E T="03">See</E>
                         Celsius Network LLC, et al., Case No. 22-10964.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>38</SU>
                         
                        <E T="03">See</E>
                         BlockFi Inc., Case No. 22-19361.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>39</SU>
                         
                        <E T="03">See</E>
                         Voyager Digital Holdings, Inc., et al., Case No. 22-10943.
                    </P>
                </FTNT>
                <P>Additionally, investors in other countries, specifically Canada, generally pay lower fees than U.S. retail investors that invest in OTC Bitcoin Funds due to the fee pressure that results from increased competition among available bitcoin investment options. Without an approved and regulated Spot Bitcoin ETP in the U.S. as a viable alternative, U.S. investors could seek to purchase shares of non-U.S. bitcoin vehicles in order to get access to bitcoin exposure. Given the separate regulatory regime and the potential difficulties associated with any international litigation, such an arrangement would create more risk exposure for U.S. investors than they would otherwise have with a U.S. exchange listed ETP. In addition to the benefits to U.S. investors articulated throughout this proposal, approving this proposal (and others like it) would provide U.S. exchange-traded funds and mutual funds with a U.S.-listed and regulated product to provide such access rather than relying on either flawed products or products listed and primarily regulated in other countries.</P>
                <HD SOURCE="HD3">Bitcoin Futures ETFs</HD>
                <P>The Exchange and Sponsor applaud the Commission for allowing the launch of ETFs registered under the Investment Company Act of 1940, as amended (the “1940 Act”) and the Bitcoin Futures Approvals that provide exposure to bitcoin primarily through CME Bitcoin Futures (“Bitcoin Futures ETFs”). Allowing such products to list and trade is a productive first step in providing U.S. investors and traders with transparent, exchange-listed tools for expressing a view on bitcoin. The Bitcoin Futures Approvals, however, have created a logical inconsistency in the application of the standard the Commission applies when considering bitcoin ETP proposals.</P>
                <P>
                    As discussed further below, the standard applicable to bitcoin ETPs is whether the listing exchange has in place a comprehensive surveillance sharing agreement with a regulated market of significant size in the underlying asset. Previous disapproval orders have made clear that a market that constitutes a regulated market of significant size is generally a futures and/or options market based on the underlying reference asset rather than the spot commodity markets, which are often unregulated.
                    <SU>40</SU>
                    <FTREF/>
                     Leaving aside the analysis of that standard until later in this proposal,
                    <SU>41</SU>
                    <FTREF/>
                     the Exchange believes that the following rationale the Commission applied to a Bitcoin Futures ETF should result in the Commission approving this and other Spot Bitcoin ETP proposals:
                </P>
                <FTNT>
                    <P>
                        <SU>40</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37593, specifically footnote 202, which includes the language from numerous approval orders for which the underlying futures markets formed the basis for approving series of ETPs that hold physical metals, including gold, silver, palladium, platinum, and precious metals more broadly; and 37600, specifically where the Commission provides that “when the spot market is unregulated—the requirement of preventing fraudulent and manipulative acts may possibly be satisfied by showing that the ETP listing market has entered into a surveillance-sharing agreement with a regulated market of significant size in derivatives related to the underlying asset.” As noted above, the Exchange believes that these citations are particularly helpful in making clear that the spot market for a spot commodity ETP need not be “regulated” in order for a spot commodity ETP to be approved by the Commission, and in fact that it's been the common historical practice of the Commission to rely on such derivatives markets as the regulated market of significant size because such spot commodities markets are largely unregulated.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>41</SU>
                         As further outlined below, both the Exchange and the Sponsor believe that the Bitcoin Futures market represents a regulated market of significant size and that this proposal and others like it should be approved on this basis.
                    </P>
                </FTNT>
                <EXTRACT>
                    <P>
                        The CME “comprehensively surveils futures market conditions and price movements on a real-time and ongoing basis in order to detect and prevent price distortions, including price distortions caused by manipulative efforts.” Thus the CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts, whether that attempt is made by directly trading on the CME bitcoin futures market or indirectly by trading outside of the CME bitcoin futures market. As such, when the CME shares its surveillance information with Arca, the information would assist in detecting and deterring fraudulent or manipulative misconduct related to the non-cash assets held by the proposed ETP.
                        <SU>42</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>42</SU>
                             
                            <E T="03">See</E>
                            Teucrium Approval at 21679.
                        </P>
                    </FTNT>
                </EXTRACT>
                <P>
                    CME Bitcoin Futures pricing is based on pricing from spot bitcoin markets. The statement from the Teucrium Approval that “CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts. . .indirectly by trading outside of the CME bitcoin futures market,” makes clear that the Commission believes that CME's surveillance can capture the effects of trading on the relevant spot markets on the pricing of CME Bitcoin Futures. This 
                    <PRTPAGE P="46325"/>
                    was further acknowledged in the “Grayscale lawsuit” 
                    <SU>43</SU>
                    <FTREF/>
                     when Judge Rao stated “. . .the Commission in the Teucrium order recognizes that the futures prices are influenced by the spot prices, and the Commission concludes in approving futures ETPs that any fraud on the spot market can be adequately addressed by the fact that the futures market is a regulated one. . .” The Exchange agrees with the Commission on this point and notes that the pricing mechanism applicable to the Shares is similar to that of the CME Bitcoin Futures. As further discussed below, this view is also consistent with the Advisor's research.
                </P>
                <FTNT>
                    <P>
                        <SU>43</SU>
                         Grayscale Investments, LLC v. Securities and Exchange Commission, et al., Case No. 22-1142.
                    </P>
                </FTNT>
                <P>Further to this point, a Bitcoin Futures ETF is potentially more susceptible to potential manipulation than a Spot Bitcoin ETP that offers only in-kind creation and redemption because settlement of CME Bitcoin Futures (and thus the value of the underlying holdings of a Bitcoin Futures ETF) occurs at a single price derived from spot bitcoin pricing, while shares of a Spot Bitcoin ETP would represent interest in bitcoin directly and authorized participants for a Spot Bitcoin ETP (as proposed herein) would be able to source bitcoin from any exchange and create or redeem with the applicable trust regardless of the price of the underlying index. It is not logically possible to conclude that the CME Bitcoin Futures market represents a significant market for a futures-based product, but also conclude that the CME Bitcoin Futures market does not represent a significant market for a spot-based product.</P>
                <P>
                    In addition to potentially being more susceptible to manipulation than a Spot Bitcoin ETP, the structure of Bitcoin Futures ETFs provides negative outcomes for buy and hold investors as compared to a Spot Bitcoin ETP.
                    <SU>44</SU>
                    <FTREF/>
                     Specifically, the cost of rolling CME Bitcoin Futures contracts will cause the Bitcoin Futures ETFs to lag the performance of bitcoin itself and, at over a billion dollars in assets under management, would cost U.S. investors significant amounts of money on an annual basis compared to Spot Bitcoin ETPs. Such rolling costs would not be required for Spot Bitcoin ETPs that hold bitcoin. Further, Bitcoin Futures ETFs could potentially hit CME position limits, which would force a Bitcoin Futures ETF to invest in non-futures assets for bitcoin exposure and cause potential investor confusion and lack of certainty about what such Bitcoin Futures ETFs are actually holding to try to get exposure to bitcoin, not to mention completely changing the risk profile associated with such an ETF. While Bitcoin Futures ETFs represent a useful trading tool, they are clearly a sub-optimal structure for U.S. investors that are looking for long-term exposure to bitcoin that will, based on the calculations above, unnecessarily cost U.S. investors significant amounts of money every year compared to Spot Bitcoin ETPs and the Exchange believes that any proposal to list and trade a Spot Bitcoin ETP should be reviewed by the Commission with this important investor protection context in mind.
                </P>
                <FTNT>
                    <P>
                        <SU>44</SU>
                         
                        <E T="03">See e.g.,</E>
                         “Bitcoin ETF's Success Could Come at Fundholders' Expense,” Wall Street Journal (October 24, 2021), available at: 
                        <E T="03">https://www.wsj.com/articles/bitcoin-etfs-success-could-come-at-fundholders-expense-11635080580;</E>
                         “Physical Bitcoin ETF Prospects Accelerate,” ETF.com (October 25, 2021), available at: 
                        <E T="03">https://www.etf.com/sections/blog/physical-bitcoin-etf-prospects-shine?nopaging=1&amp;__cf_chl_jschl_tk__=pmd_JsK.fjXz9eAQW9zol0qpzhXDrrlpIVdoCloLXbLjl44-1635476946-0-gqNtZGzNApCjcnBszQql.</E>
                    </P>
                </FTNT>
                <P>Based on the foregoing, the Exchange and Sponsor believe that any objective review of the proposals to list Spot Bitcoin ETPs compared to the Bitcoin Futures ETFs and the Bitcoin Futures Approvals would lead to the conclusion that Spot Bitcoin ETPs should be available to U.S. investors and, as such, this proposal and other comparable proposals to list and trade Spot Bitcoin ETPs should be approved by the Commission. Stated simply, U.S. investors will continue to lose significant amounts of money from holding Bitcoin Futures ETFs as compared to Spot Bitcoin ETPs, losses which could be prevented by the Commission approving Spot Bitcoin ETPs. Additionally, any concerns related to preventing fraudulent and manipulative acts and practices related to Spot Bitcoin ETPs would apply equally to the spot markets underlying the futures contracts held by a Bitcoin Futures ETF. Both the Exchange and Sponsor believe that the CME Bitcoin Futures market is a regulated market of significant size and that such manipulation concerns are mitigated, as described extensively below. After allowing and approving the listing and trading of Bitcoin Futures ETFs that hold primarily CME Bitcoin Futures, however, the only consistent outcome would be approving Spot Bitcoin ETPs on the basis that the CME Bitcoin Futures market is a regulated market of significant size.</P>
                <P>Given the current landscape, approving this proposal (and others like it) and allowing Spot Bitcoin ETPs to be listed and traded alongside Bitcoin Futures ETFs would establish a consistent regulatory approach, provide U.S. investors with choice in product structures for bitcoin exposure, and offer flexibility in the means of gaining exposure to bitcoin through transparent, regulated, U.S. exchange-listed vehicles.</P>
                <HD SOURCE="HD3">Spot and Proxy Exposure to Bitcoin</HD>
                <P>
                    Exposure to bitcoin through an ETP also presents certain advantages for retail investors compared to buying spot bitcoin directly. The most notable advantage from the Sponsor's perspective is the elimination of the need for an individual retail investor to either manage their own private keys or to hold bitcoin through a cryptocurrency exchange that lacks sufficient protections. Typically, retail exchanges hold most, if not all, retail investors' bitcoin in “hot” (internet-connected) storage and do not make any commitments to indemnify retail investors or to observe any particular cybersecurity standard. Meanwhile, a retail investor holding spot bitcoin directly in a self-hosted wallet may suffer from inexperience in private key management (
                    <E T="03">e.g.,</E>
                     insufficient password protection, lost key, etc.), which could cause them to lose some or all of their bitcoin holdings. Thus, with respect to custody of the Trust's bitcoin assets, the Trust presents advantages from an investment protection standpoint for retail investors compared to owning spot bitcoin directly.
                </P>
                <P>
                    Finally, as described in the Background section above, a number of operating companies largely engaged in unrelated businesses—such as Tesla (a car manufacturer) and MicroStrategy (an enterprise software company)—have announced significant investments in bitcoin. Without access to bitcoin exchange-traded products, retail investors seeking investment exposure to bitcoin may end up purchasing shares in these companies in order to gain the exposure to bitcoin that they seek.
                    <SU>45</SU>
                    <FTREF/>
                     In fact, mainstream financial news networks have written a number of articles providing investors with guidance for obtaining bitcoin exposure through publicly traded companies (such as MicroStrategy, Tesla, and bitcoin mining companies, among others) instead of dealing with the complications associated with buying spot bitcoin in the absence of a bitcoin 
                    <PRTPAGE P="46326"/>
                    ETP.
                    <SU>46</SU>
                    <FTREF/>
                     Such operating companies, however, are imperfect bitcoin proxies and provide investors with partial bitcoin exposure paired with a host of additional risks associated with whichever operating company they decide to purchase. Additionally, the disclosures provided by the aforementioned operating companies with respect to risks relating to their bitcoin holdings are generally substantially smaller than the registration statement of a bitcoin ETP, including the Registration Statement, typically amounting to a few sentences of narrative description and a handful of risk factors.
                    <SU>47</SU>
                    <FTREF/>
                     In other words, investors seeking bitcoin exposure through publicly traded companies are gaining only partial exposure to bitcoin and are not fully benefitting from the risk disclosures and associated investor protections that come from the securities registration process.
                </P>
                <FTNT>
                    <P>
                        <SU>45</SU>
                         In August 2017, the Commission's Office of Investor Education and Advocacy warned investors about situations where companies were publicly announcing events relating to digital coins or tokens in an effort to affect the price of the company's publicly traded common stock. 
                        <E T="03">See https://www.sec.gov/oiea/investor-alerts-and-bulletins/ia_icorelatedclaims.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>46</SU>
                         
                        <E T="03">See e.g.,</E>
                         “7 public companies with exposure to bitcoin” (February 8, 2021) available at: 
                        <E T="03">https://finance.yahoo.com/news/7-public-companies-with-exposure-to-bitcoin-154201525.html;</E>
                         and “Want to get in the crypto trade without holding bitcoin yourself? Here are some investing ideas” (February 19, 2021) available at: 
                        <E T="03">https://www.cnbc.com/2021/02/19/ways-to-invest-in-bitcoin-without-holding-the-cryptocurrency-yourself-.html.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>47</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Tesla 10-K for the year ended December 31, 2020, which mentions bitcoin just nine times: 
                        <E T="03">https://www.sec.gov/ix?doc=/Archives/edgar/data/1318605/000156459021004599/tsla-10k_20201231.htm.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Bitcoin Futures</HD>
                <P>
                    CME began offering trading in Bitcoin Futures in 2017. Each contract represents five bitcoin and is based on the CME CF Bitcoin Reference Rate.
                    <SU>48</SU>
                    <FTREF/>
                     The contracts trade and settle like other cash-settled commodity futures contracts. Nearly every measurable metric related to Bitcoin Futures has generally trended up since launch, although certain notional volume calculations have decreased roughly in line with the decrease in the price of bitcoin. For example, there were 290,011 Bitcoin Futures contracts traded in May 2023 (approximately $29.5 billion) compared to 101,253 ($11.3 billion), 188,515 ($8 billion), 172,365 ($51.7 billion), and 236,470 ($38.7 billion) contracts traded in May 2019, May 2020, May 2021, and May 2022 respectively.
                    <SU>49</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>48</SU>
                         The CME CF Bitcoin Reference Rate is based on a publicly available calculation methodology based on pricing sourced from several crypto exchanges and trading platforms, including Bitstamp, Coinbase, Gemini, itBit, Kraken, and LMAX Digital.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>49</SU>
                         Source: CME, 5/31/23
                    </P>
                </FTNT>
                <P>
                    The number of large open interest holders 
                    <SU>50</SU>
                    <FTREF/>
                     and unique accounts trading Bitcoin Futures have both increased, even in the face of heightened Bitcoin price volatility.
                </P>
                <FTNT>
                    <P>
                        <SU>50</SU>
                         A large open interest holder in Bitcoin Futures is an entity that holds at least 25 contracts, which is the equivalent of 125 bitcoin. At a price of approximately $28,180 per bitcoin on 6/20/2023, more than 102 firms had outstanding positions of greater than $3.5 million in Bitcoin Futures.
                    </P>
                </FTNT>
                <GPH SPAN="3" DEEP="257">
                    <GID>EN19JY23.202</GID>
                </GPH>
                <P>
                    The Sponsor further believes that publicly available research, including research done as part of rule filings proposing to list and trade shares of Spot Bitcoin ETPs, corroborates the overall trend outlined above and supports the thesis that the Bitcoin Futures pricing leads the spot market and, thus, a person attempting to manipulate the Shares would also have to trade on that market to manipulate the ETP. Specifically, the Sponsor believes that such research indicates that bitcoin futures lead the bitcoin spot market in price formation.
                    <SU>51</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>51</SU>
                         
                        <E T="03">See</E>
                         Exchange Act Releases No. 94080 (January 27, 2022), 87 FR 5527 (April 12, 2022) (specifically “Amendment No. 1 to the Proposed Rule Change To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(3)(4), Commodity-Based Trust Shares”); 94982 (May 25, 2022), 87 FR 33250 (June 1, 2022); 94844 (May 4, 2022), 87 FR 28043 (May 10, 2022); and 93445 (October 28, 2021), 86 FR 60695 (November 3, 2021). 
                        <E T="03">See also</E>
                         Hu, Y., Hou, Y. and Oxley, L. (2019). “What role do futures markets play in Bitcoin pricing? Causality, cointegration and price discovery from a time-varying perspective” (available at: 
                        <E T="03">https://www.ncbi.nlm.nih.gov/pmc/articles/PMC7481826/</E>
                        ). This academic research paper concludes that “There exist no episodes where the Bitcoin spot markets dominates the price discovery processes with regard to Bitcoin futures. This points to a conclusion that the price formation originates solely in the Bitcoin futures market. We can, therefore, conclude that the Bitcoin futures markets dominate the dynamic price discovery process based upon time-varying information share measures. Overall, price discovery seems to occur in the Bitcoin futures markets rather than the underlying spot market based upon a time-varying perspective.”
                    </P>
                </FTNT>
                <GPH SPAN="3" DEEP="494">
                    <PRTPAGE P="46327"/>
                    <GID>EN19JY23.203</GID>
                </GPH>
                <HD SOURCE="HD3">Section 6(b)(5) and the Applicable Standards</HD>
                <P>
                    The Commission has approved numerous series of Trust Issued Receipts,
                    <SU>52</SU>
                    <FTREF/>
                     including Commodity-Based Trust Shares,
                    <SU>53</SU>
                    <FTREF/>
                     to be listed on U.S. national securities exchanges. In order for any proposed rule change from an exchange to be approved, the Commission must determine that, among other things, the proposal is consistent with the requirements of Section 6(b)(5) of the Act, specifically including: (i) the requirement that a national securities exchange's rules are designed to prevent fraudulent and manipulative acts and practices; 
                    <SU>54</SU>
                    <FTREF/>
                     and 
                    <PRTPAGE P="46328"/>
                    (ii) the requirement that an exchange proposal be designed, in general, to protect investors and the public interest. The Exchange believes that this proposal is consistent with the requirements of Section 6(b)(5) of the Act and that this filing sufficiently demonstrates that the CME Bitcoin Futures market represents a regulated market of significant size and that, on the whole, the manipulation concerns previously articulated by the Commission are sufficiently mitigated to the point that they are outweighed by quantifiable investor protection issues that would be resolved by approving this proposal.
                </P>
                <FTNT>
                    <P>
                        <SU>52</SU>
                         
                        <E T="03">See</E>
                         Exchange Rule 14.11(f).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>53</SU>
                         Commodity-Based Trust Shares, as described in Exchange Rule 14.11(e)(4), are a type of Trust Issued Receipt.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>54</SU>
                         As the Exchange has stated in a number of other public documents, it continues to believe that bitcoin is resistant to price manipulation and that “other means to prevent fraudulent and manipulative acts and practices” exist to justify dispensing with the requisite surveillance sharing agreement. The geographically diverse and continuous nature of bitcoin trading render it difficult and prohibitively costly to manipulate the price of bitcoin. The fragmentation across bitcoin platforms, the relatively slow speed of transactions, and the capital necessary to maintain a significant presence on each trading platform make manipulation of bitcoin prices through continuous trading activity challenging. To the extent that there are bitcoin exchanges engaged in or allowing wash trading or other activity intended to manipulate the price of bitcoin on other markets, such pricing does not normally impact prices on other exchange because participants will generally ignore markets with quotes that they deem non-executable. Moreover, the linkage between the bitcoin markets and the presence of arbitrageurs in those markets means that the manipulation of the price of bitcoin price on any single venue would require manipulation of the global bitcoin price in order to be effective. Arbitrageurs must have funds distributed across multiple trading platforms in order to take advantage of temporary price dislocations, thereby making it unlikely that there will be strong concentration of funds on any particular bitcoin exchange or OTC platform. As a 
                        <PRTPAGE/>
                        result, the potential for manipulation on a trading platform would require overcoming the liquidity supply of such arbitrageurs who are effectively eliminating any cross-market pricing differences.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(i) Designed To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <P>
                    In order to meet this standard in a proposal to list and trade a series of Commodity-Based Trust Shares, the Commission requires that an exchange demonstrate that there is a comprehensive surveillance-sharing agreement in place 
                    <SU>55</SU>
                    <FTREF/>
                     with a regulated market of significant size. Both the Exchange and CME are members of ISG.
                    <SU>56</SU>
                    <FTREF/>
                     The only remaining issue to be addressed is whether the Bitcoin Futures market constitutes a market of significant size, which both the Exchange and the Sponsor believe that it does. The terms “significant market” and “market of significant size” include a market (or group of markets) as to which: (a) there is a reasonable likelihood that a person attempting to manipulate the ETP would also have to trade on that market to manipulate the ETP, so that a surveillance-sharing agreement would assist the listing exchange in detecting and deterring misconduct; and (b) it is unlikely that trading in the ETP would be the predominant influence on prices in that market.
                    <SU>57</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>55</SU>
                         As previously articulated by the Commission, “The standard requires such surveillance-sharing agreements since “they provide a necessary deterrent to manipulation because they facilitate the availability of information needed to fully investigate a manipulation if it were to occur.” The Commission has emphasized that it is essential for an exchange listing a derivative securities product to enter into a surveillance- sharing agreement with markets trading underlying securities for the listing exchange to have the ability to obtain information necessary to detect, investigate, and deter fraud and market manipulation, as well as violations of exchange rules and applicable federal securities laws and rules. The hallmarks of a surveillance-sharing agreement are that the agreement provides for the sharing of information about market trading activity, clearing activity, and customer identity; that the parties to the agreement have reasonable ability to obtain access to and produce requested information; and that no existing rules, laws, or practices would impede one party to the agreement from obtaining this information from, or producing it to, the other party.” The Commission has historically held that joint membership in the Intermarket Surveillance Group (“ISG”) constitutes such a surveillance sharing agreement. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 88284 (February 26, 2020), 85 FR 12595 (March 3, 2020) (SR-NYSEArca-2019-39) (the “Wilshire Phoenix Disapproval”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>56</SU>
                         For a list of the current members and affiliate members of ISG, 
                        <E T="03">see www.isgportal.com.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>57</SU>
                         
                        <E T="03">See</E>
                         Wilshire Phoenix Disapproval.
                    </P>
                </FTNT>
                <P>
                    The Commission has also recognized that the “regulated market of significant size” standard is not the only means for satisfying Section 6(b)(5) of the act, specifically providing that a listing exchange could demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement.
                    <SU>58</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>58</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37580. The Commission has also specifically noted that it “is not applying a `cannot be manipulated' standard; instead, the Commission is examining whether the proposal meets the requirements of the Exchange Act and, pursuant to its Rules of Practice, places the burden on the listing exchange to demonstrate the validity of its contentions and to establish that the requirements of the Exchange Act have been met.” Id. at 37582.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(a) Manipulation of the ETP</HD>
                <P>
                    According to the Sponsor's research presented above, the Bitcoin Futures market is the leading market for bitcoin price formation. Where Bitcoin Futures lead the price in the spot market such that a potential manipulator of the bitcoin spot market (beyond just the constituents of the Index 
                    <SU>59</SU>
                    <FTREF/>
                    ) would have to participate in the Bitcoin Futures market, it follows that a potential manipulator of the Shares would similarly have to transact in the Bitcoin Futures market because the Index is based on spot prices. Further, the Trust only allows for in-kind creation and redemption, which, as further described below, reduces the potential for manipulation of the Shares through manipulation of the Index or any of its individual constituents, again emphasizing that a potential manipulator of the Shares would have to manipulate the entirety of the bitcoin spot market, which is led by the Bitcoin Futures market. As such, the Exchange believes that part (a) of the significant market test outlined above is satisfied and that common membership in ISG between the Exchange and CME would assist the listing exchange in detecting and deterring misconduct in the Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>59</SU>
                         As further described below, the “Index” for the Fund is the S&amp;P Bitcoin Index. The current exchange composition of the Index is Binance, Bitfinex, Bitflyer, Bittrex, Bitstamp, Coinbase Pro, Gemini, HitBTC, Huobi, Kraken, KuCoin, and Poloniex.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(b) Predominant Influence on Prices in Spot and Bitcoin Futures</HD>
                <P>The Exchange and Sponsor also believe that trading in the Shares would not be the predominant force on prices in the Bitcoin Futures market or spot market for a number of reasons, including the significant volume in the Bitcoin Futures market, the size of bitcoin's market cap, and the significant liquidity available in the spot market. In addition to the Bitcoin Futures market data points cited above, the spot market for bitcoin is also very liquid.</P>
                <HD SOURCE="HD3">(c) Other Means to Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <HD SOURCE="HD3">Surveillance Sharing Agreement</HD>
                <P>
                    The Commission also permits a listing exchange to demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement. The Exchange and Sponsor believe that such conditions are present. The Exchange is proposing to take additional steps to those described above to supplement its ability to obtain information that would be helpful in detecting, investigating, and deterring fraud and market manipulation in the Commodity-Based Trust Shares. On June 21, 2023, the Exchange reached an agreement on terms with Coinbase, Inc. (“Coinbase”), an operator of a United States-based spot trading platform for Bitcoin that represents a substantial portion of US-based and USD denominated Bitcoin trading,
                    <SU>60</SU>
                    <FTREF/>
                     to enter into a surveillance-sharing agreement (“Spot BTC SSA”) and executed an associated term sheet. Based on this agreement on terms, the Exchange and Coinbase will finalize and execute a definitive agreement that the parties expect to be executed prior to allowing trading of the Commodity-Based Trust Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>60</SU>
                         According to a Kaiko Research report dated June 26, 2023, Coinbase represented roughly 50% of exchange trading volume in USD-BTC trading on a daily basis during May 2023.
                    </P>
                </FTNT>
                <P>
                    The Spot BTC SSA is expected to be a bilateral surveillance-sharing agreement between the Exchange and Coinbase that is intended to supplement the Exchange's market surveillance program. The Spot BTC SSA is expected to have the hallmarks of a surveillance-sharing agreement between two members of the ISG, which would give the Exchange supplemental access to data regarding spot Bitcoin trades on Coinbase where the Exchange 
                    <PRTPAGE P="46329"/>
                    determines it is necessary as part of its surveillance program for the Commodity-Based Trust Shares.
                    <SU>61</SU>
                    <FTREF/>
                     This means that the Exchange expects to receive market data for orders and trades from Coinbase, which it will utilize in surveillance of the trading of Commodity-Based Trust Shares. In addition, the Exchange can request further information from Coinbase related to spot bitcoin trading activity on the Coinbase exchange platform, if the Exchange determines that such information would be necessary to detect and investigate potential manipulation in the trading of the Commodity-Based Trust Shares.
                    <SU>62</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>61</SU>
                         For additional information regarding ISG and the hallmarks of surveillance-sharing between ISG members, see 
                        <E T="03">https://isgportal.org/overview.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>62</SU>
                         The Exchange also notes that it already has in place ISG-like surveillance sharing agreement with Cboe Digital Exchange, LLC and Cboe Clear Digital, LLC.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">In-Kind Creation and Redemption</HD>
                <P>
                    Further, and consistent with prior points above, offering only in-kind creation and redemption will also provide unique protections against potential attempts to manipulate the price of the Shares. While the Sponsor believes that the Benchmark which it uses to value the Trust's bitcoin is itself resistant to manipulation based on the methodology further described below, the fact that creations and redemptions are only available in-kind makes the manipulability of the Benchmark significantly less important. Specifically, because the Trust will not accept cash to buy bitcoin in order to create new Shares or, barring a forced redemption of the Trust or under other extraordinary circumstances, be forced to sell bitcoin to pay cash for redeemed Shares, the price that the Sponsor uses to value the Trust's bitcoin is not particularly important.
                    <SU>63</SU>
                    <FTREF/>
                     When authorized participants are creating with the Trust, they need to deliver a certain number of bitcoin per Share (regardless of the valuation used) and when they're redeeming, they can similarly expect to receive a certain number of bitcoin per Share. As such, even if the price used to value the Trust's bitcoin is manipulated (which the Sponsor believes that its methodology is resistant to), the ratio of bitcoin per Share does not change and the Trust will either accept (for creations) or distribute (for redemptions) the same number of bitcoin regardless of the value. This not only mitigates the risk associated with potential manipulation, but also discourages and disincentivizes manipulation of the Benchmark because there is little financial incentive to do so.
                </P>
                <FTNT>
                    <P>
                        <SU>63</SU>
                         While the Benchmark will not be particularly important for the creation and redemption process, it will be used for calculating fees.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(ii) Designed To Protect Investors and the Public Interest</HD>
                <P>The Exchange believes that the proposal is designed to protect investors and the public interest. Over the past several years, U.S. investor exposure to bitcoin through OTC Bitcoin Funds has grown into the tens of billions of dollars, including through Bitcoin Futures ETFs. With that growth, so too has grown the quantifiable investor protection issues to U.S. investors through roll costs for Bitcoin Futures ETFs and premium/discount volatility and management fees for OTC Bitcoin Funds. As noted above, many U.S. investors that held digital assets in accounts at FTX, Celsius Network LLC, BlockFi Inc, and Voyager Digital Holdings Inc, have become unsecured creditors in the insolvencies of those entities and, consequently, have suffered monetary losses. Moreover, most of those U.S. investors do not have access to any of their assets at this time due to such bankruptcy proceedings or other insolvencies. The Exchange believes that the concerns related to the prevention of fraudulent and manipulative acts and practices have been sufficiently addressed to be consistent with the Act and, to the extent that the Commission disagrees with that assertion, such concerns are now outweighed by investor protection concerns. As such, the Exchange believes that approving this proposal (and comparable proposals) provides the Commission with the opportunity to allow U.S. investors with access to bitcoin in a regulated and transparent exchange-traded vehicle that would act to limit risk to U.S. investors by: (i) reducing premium and discount volatility; (ii) reducing management fees through meaningful competition; (iii) reducing risks and costs associated with investing in Bitcoin Futures ETFs and operating companies that are imperfect proxies for bitcoin exposure; and (iv) providing an alternative to custodying spot bitcoin.</P>
                <HD SOURCE="HD3">VanEck Bitcoin Trust</HD>
                <P>Delaware Trust Company is the trustee (“Trustee”). The State Street Bank and Trust Company will be the administrator (“Administrator”) and transfer agent (“Transfer Agent”). Van Eck Securities Corporation will be the marketing agent (“Marketing Agent”) in connection with the creation and redemption of “Baskets” of Shares. Van Eck Securities Corporation (“VanEck”) provides assistance in the marketing of the Shares. The Custodian will be responsible for custody of the Trust's bitcoin.</P>
                <P>According to the Registration Statement, each Share will represent a fractional undivided beneficial interest in the Trust's net assets. The Trust's assets will consist of bitcoin held by the Custodian on behalf of the Trust. The Trust generally does not intend to hold cash or cash equivalents. However, there may be situations where the Trust will unexpectedly hold cash on a temporary basis.</P>
                <P>
                    According to the Registration Statement, the Trust is neither an investment company registered under the Investment Company Act of 1940, as amended,
                    <SU>64</SU>
                    <FTREF/>
                     nor a commodity pool for purposes of the Commodity Exchange Act (“CEA”), and neither the Trust nor the Sponsor is subject to regulation as a commodity pool operator or a commodity trading adviser in connection with the Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>64</SU>
                         15 U.S.C. 80a-1.
                    </P>
                </FTNT>
                <P>When the Trust sells or redeems its Shares, it will do so in “in-kind” transactions in blocks of 50,000 Shares (a “Creation Basket”) at the Trust's NAV. Authorized participants will deliver, or facilitate the delivery of, bitcoin to the Trust's account with the Custodian in exchange for Shares when they purchase Shares, and the Trust, through the Custodian, will deliver bitcoin to such authorized participants when they redeem Shares with the Trust. Authorized participants may then offer Shares to the public at prices that depend on various factors, including the supply and demand for Shares, the value of the Trust's assets, and market conditions at the time of a transaction. Shareholders who buy or sell Shares during the day from their broker may do so at a premium or discount relative to the NAV of the Shares of the Trust.</P>
                <HD SOURCE="HD3">Investment Objective</HD>
                <P>
                    According to the Registration Statement and as further described below, the investment objective of the Trust is for the Shares to reflect the performance of the MarketVector
                    <E T="51">TM</E>
                     Bitcoin Benchmark Rate (f/k/a MVIS® CryptoCompare Bitcoin Benchmark Rate) less the expenses of the Trust's operations. In seeking to achieve its investment objective, the Trust will hold bitcoin and will value its Shares daily based on the reported MarketVector
                    <E T="51">TM</E>
                     Bitcoin Benchmark Rate and process all creations and redemptions in-kind in transactions 
                    <PRTPAGE P="46330"/>
                    with authorized participants. The Trust is not actively managed.
                </P>
                <HD SOURCE="HD3">The Benchmark</HD>
                <P>
                    As described in the Registration Statement, the Fund will use the Benchmark to calculate the Trust's NAV. The Benchmark is designed to be a robust price for bitcoin in USD and there is no component other than bitcoin in the index. The underlying exchanges are sourced from the industry leading CryptoCompare Exchange Benchmark review report. CryptoCompare Exchange Benchmark was established in 2019 as a tool designed to bring clarity to the digital asset exchange sector by providing a framework for assessing risk and in turn bringing transparency and accountability to a complex and rapidly evolving market.
                    <SU>65</SU>
                    <FTREF/>
                     The current exchange composition of the Benchmark is Bitstamp, Coinbase, Bitfinex, LMAX and Kraken.
                </P>
                <FTNT>
                    <P>
                        <SU>65</SU>
                         The CryptoCompare Exchange Benchmark methodology utilizes a combination of qualitative and quantitative metrics to analyze a comprehensive data set across eight categories of evaluation legal/regulation, KYC/transaction risk, data provision, security, team/exchange, asset quality/diversity, market quality and negative events. The CryptoCompare Exchange Benchmark review report assigns a grade to each exchange which helps identify what it believes to be the lowest risk exchanges in the industry. Based on the CryptoCompare Exchange Benchmark, MarketVector Indexes initially selects the top five exchanges by rank for inclusion in the MarketVector
                        <E T="51">TM</E>
                         Bitcoin Benchmark Rate. If an eligible exchange is downgraded by two or more notches in a semi-annual review and is no longer in the top five by rank, it is replaced by the highest ranked non-component exchange. Adjustments to exchange coverage are announced four business days prior to the first business day of each of March and September at 23:00 CET. The MarketVector
                        <E T="51">TM</E>
                         Bitcoin Benchmark Rate is rebalanced at 16:00:00 GMT/BST on the last business day of each of February and August.
                    </P>
                </FTNT>
                <P>
                    In calculating the MarketVector
                    <E T="51">TM</E>
                     Bitcoin Benchmark Rate, the methodology captures trade prices and sizes from exchanges and examines twenty three-minute periods leading up to 4:00 p.m. EST. It then calculates an equal-weighted average of the volume-weighted median price of these twenty three-minute periods, removing the highest and lowest contributed prices. Using twenty consecutive three-minute segments over a sixty-minute period means malicious actors would need to sustain efforts to manipulate the market over an extended period of time, or would need to replicate efforts multiple times across exchanges, potentially triggering review. This extended period also supports authorized participant activity by capturing volume over a longer time period, rather than forcing authorized participants to mark an individual close or auction. The use of a median price reduces the ability of outlier prices to impact the NAV, as it systematically excludes those prices from the NAV calculation. The use of a volume-weighted median (as opposed to a traditional median) serves as an additional protection against attempts to manipulate the NAV by executing a large number of low-dollar trades, because, any manipulation attempt would have to involve a majority of global spot bitcoin volume in a three-minute window to have any influence on the NAV. As discussed in the Registration Statement, removing the highest and lowest prices further protects against attempts to manipulate the NAV, requiring bad actors to act on multiple exchanges at once to have any ability to influence the price.
                </P>
                <HD SOURCE="HD3">Availability of Information</HD>
                <P>In addition to the price transparency of the Benchmark, the Trust will provide information regarding the Trust's bitcoin holdings as well as additional data regarding the Trust. The Trust will provide an Intraday Indicative Value (“IIV”) per Share updated every 15 seconds, as calculated by the Exchange or a third-party financial data provider during the Exchange's Regular Trading Hours (9:30 a.m. to 4:00 p.m. E.T.). The IIV will be calculated by using the prior day's closing NAV per Share as a base and updating that value during Regular Trading Hours to reflect changes in the value of the Trust's bitcoin holdings during the trading day.</P>
                <P>The IIV disseminated during Regular Trading Hours should not be viewed as an actual real-time update of the NAV, which will be calculated only once at the end of each trading day. The IIV will be widely disseminated on a per Share basis every 15 seconds during the Exchange's Regular Trading Hours by one or more major market data vendors. In addition, the IIV will be available through on-line information services.</P>
                <P>
                    The website for the Trust, which will be publicly accessible at no charge, will contain the following information: (a) the current NAV per Share daily and the prior business day's NAV and the reported closing price; (b) the BZX Official Closing Price 
                    <SU>66</SU>
                    <FTREF/>
                     in relation to the NAV as of the time the NAV is calculated and a calculation of the premium or discount of such price against such NAV; (c) data in chart form displaying the frequency distribution of discounts and premiums of the Official Closing Price against the NAV, within appropriate ranges for each of the four previous calendar quarters (or for the life of the Trust, if shorter); (d) the prospectus; and (e) other applicable quantitative information. The Trust will also disseminate the Trust's holdings on a daily basis on the Trust's website. The price of bitcoin will be made available by one or more major market data vendors, updated at least every 15 seconds during Regular Trading Hours. Information about the Benchmark, including key elements of how the Benchmark is calculated, will be publicly available at 
                    <E T="03">https://www.marketvector.com/.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>66</SU>
                         As defined in Rule 11.23(a)(3), the term “BZX Official Closing Price” shall mean the price disseminated to the consolidated tape as the market center closing trade.
                    </P>
                </FTNT>
                <P>The NAV for the Trust will be calculated by the Administrator once a day and will be disseminated daily to all market participants at the same time. Quotation and last-sale information regarding the Shares will be disseminated through the facilities of the Consolidated Tape Association (“CTA”).</P>
                <P>Quotation and last sale information for bitcoin is widely disseminated through a variety of major market data vendors, including Bloomberg and Reuters, as well as the Benchmark. Information relating to trading, including price and volume information, in bitcoin is available from major market data vendors and from the exchanges on which bitcoin are traded. Depth of book information is also available from bitcoin exchanges. The normal trading hours for bitcoin exchanges are 24 hours per day, 365 days per year.</P>
                <HD SOURCE="HD3">The Bitcoin Custodian</HD>
                <P>
                    The Custodian's services (i) allow bitcoin to be deposited from a public blockchain address to the Trust's bitcoin account and (ii) allow bitcoin to be withdrawn from the bitcoin account to a public blockchain address as instructed by the Trust. The Custody Agreement requires the Custodian to hold the Trust's bitcoin in cold storage, unless required to facilitate withdrawals as a temporary measure. The Custodian will use segregated cold storage bitcoin addresses for the Trust which are separate from the bitcoin addresses that the Custodian uses for its other customers and which are directly verifiable via the Bitcoin Blockchain. The Custodian will safeguard the private keys to the bitcoin associated with the Trust's bitcoin account. The Custodian will at all times record and identify in its books and records that such bitcoins constitute the property of the Trust. The Custodian will not withdraw the Trust's bitcoin from the Trust's account with the Custodian, or 
                    <PRTPAGE P="46331"/>
                    loan, hypothecate, pledge or otherwise encumber the Trust's bitcoin, without the Trust's instruction. If the custody agreement terminates, the Sponsor may appoint another custodian and the Trust may enter into a custodian agreement with such custodian.
                </P>
                <HD SOURCE="HD3">Net Asset Value</HD>
                <P>
                    NAV means the total assets of the Trust including, but not limited to, all bitcoin and cash, if any, less total liabilities of the Trust, each determined on the basis of generally accepted accounting principles. The Administrator will determine the NAV of the Trust on each day that the Exchange is open for regular trading, as promptly as practical after 4:00 p.m. EST. The NAV of the Trust is the aggregate value of the Trust's assets less its estimated accrued but unpaid liabilities (which include accrued expenses). In determining the Trust's NAV, the Administrator values the bitcoin held by the Trust based on the price set by the MarketVector
                    <E T="51">TM</E>
                     Bitcoin Benchmark Rate as of 4:00 p.m. EST. The Administrator also determines the NAV per Share.
                </P>
                <HD SOURCE="HD3">Creation and Redemption of Shares</HD>
                <P>According to the Registration Statement, on any business day, an authorized participant may place an order to create one or more baskets. Purchase orders must be placed by 4:00 p.m. Eastern Time, or the close of regular trading on the Exchange, whichever is earlier. The day on which an order is received is considered the purchase order date. The total deposit of bitcoin required is an amount of bitcoin that is in the same proportion to the total assets of the Trust, net of accrued expenses and other liabilities, on the date the order to purchase is properly received, as the number of Shares to be created under the purchase order is in proportion to the total number of Shares outstanding on the date the order is received. Each night, the Sponsor will publish the amount of bitcoin that will be required in exchange for each creation order. The Administrator determines the required deposit for a given day by dividing the number of bitcoin held by the Trust as of the opening of business on that business day, adjusted for the amount of bitcoin constituting estimated accrued but unpaid fees and expenses of the Trust as of the opening of business on that business day, by the quotient of the number of Shares outstanding at the opening of business divided by 50,000. The procedures by which an authorized participant can redeem one or more Creation Baskets mirror the procedures for the creation of Creation Baskets.</P>
                <HD SOURCE="HD3">Rule 14.11(e)(4)—Commodity-Based Trust Shares</HD>
                <P>
                    The Shares will be subject to BZX Rule 14.11(e)(4), which sets forth the initial and continued listing criteria applicable to Commodity-Based Trust Shares. The Exchange will obtain a representation that the Trust's NAV will be calculated daily and that these values and information about the assets of the Trust will be made available to all market participants at the same time. The Exchange notes that, as defined in Rule 14.11(e)(4)(C)(i), the Shares will be: (a) issued by a trust that holds a specified commodity 
                    <SU>67</SU>
                    <FTREF/>
                     deposited with the trust; (b) issued by such trust in a specified aggregate minimum number in return for a deposit of a quantity of the underlying commodity; and (c) when aggregated in the same specified minimum number, may be redeemed at a holder's request by such trust which will deliver to the redeeming holder the quantity of the underlying commodity.
                </P>
                <FTNT>
                    <P>
                        <SU>67</SU>
                         For purposes of Rule 14.11(e)(4), the term commodity takes on the definition of the term as provided in the Commodity Exchange Act. As noted above, the CFTC has opined that Bitcoin is a commodity as defined in Section 1a(9) of the Commodity Exchange Act. 
                        <E T="03">See</E>
                         Coinflip.
                    </P>
                </FTNT>
                <P>
                    Upon termination of the Trust, the Shares will be removed from listing. The Trustee, Delaware Trust Company, is a trust company having substantial capital and surplus and the experience and facilities for handling corporate trust business, as required under Rule 14.11(e)(4)(E)(iv)(a) and that no change will be made to the trustee without prior notice to and approval of the Exchange. The Exchange also notes that, pursuant to Rule 14.11(e)(4)(F), neither the Exchange nor any agent of the Exchange shall have any liability for damages, claims, losses or expenses caused by any errors, omissions or delays in calculating or disseminating any underlying commodity value, the current value of the underlying commodity required to be deposited to the Trust in connection with issuance of Commodity-Based Trust Shares; resulting from any negligent act or omission by the Exchange, or any agent of the Exchange, or any act, condition or cause beyond the reasonable control of the Exchange, its agent, including, but not limited to, an act of God; fire; flood; extraordinary weather conditions; war; insurrection; riot; strike; accident; action of government; communications or power failure; equipment or software malfunction; or any error, omission or delay in the reports of transactions in an underlying commodity. Finally, as required in Rule 14.11(e)(4)(G), the Exchange notes that any registered market maker (“Market Maker”) in the Shares must file with the Exchange in a manner prescribed by the Exchange and keep current a list identifying all accounts for trading in an underlying commodity, related commodity futures or options on commodity futures, or any other related commodity derivatives, which the registered Market Maker may have or over which it may exercise investment discretion. No registered Market Maker shall trade in an underlying commodity, related commodity futures or options on commodity futures, or any other related commodity derivatives, in an account in which a registered Market Maker, directly or indirectly, controls trading activities, or has a direct interest in the profits or losses thereof, which has not been reported to the Exchange as required by this Rule. In addition to the existing obligations under Exchange rules regarding the production of books and records (see, 
                    <E T="03">e.g.,</E>
                     Rule 4.2), the registered Market Maker in Commodity-Based Trust Shares shall make available to the Exchange such books, records or other information pertaining to transactions by such entity or registered or non-registered employee affiliated with such entity for its or their own accounts for trading the underlying physical commodity, related commodity futures or options on commodity futures, or any other related commodity derivatives, as may be requested by the Exchange.
                </P>
                <HD SOURCE="HD3">Trading Halts</HD>
                <P>With respect to trading halts, the Exchange may consider all relevant factors in exercising its discretion to halt or suspend trading in the Shares. The Exchange will halt trading in the Shares under the conditions specified in BZX Rule 11.18. Trading may be halted because of market conditions or for reasons that, in the view of the Exchange, make trading in the Shares inadvisable. These may include: (1) the extent to which trading is not occurring in the bitcoin underlying the Shares; or (2) whether other unusual conditions or circumstances detrimental to the maintenance of a fair and orderly market are present. Trading in the Shares also will be subject to Rule 14.11(e)(4)(E)(ii), which sets forth circumstances under which trading in the Shares may be halted.</P>
                <HD SOURCE="HD3">Trading Rules</HD>
                <P>
                    The Exchange deems the Shares to be equity securities, thus rendering trading in the Shares subject to the Exchange's existing rules governing the trading of 
                    <PRTPAGE P="46332"/>
                    equity securities. BZX will allow trading in the Shares during all trading sessions on the Exchange. The Exchange has appropriate rules to facilitate transactions in the Shares during all trading sessions. As provided in BZX Rule 11.11(a) the minimum price variation for quoting and entry of orders in securities traded on the Exchange is $0.01 where the price is greater than $1.00 per share or $0.0001 where the price is less than $1.00 per share.
                </P>
                <HD SOURCE="HD3">Surveillance</HD>
                <P>
                    The Exchange believes that its surveillance procedures are adequate to properly monitor the trading of the Shares on the Exchange during all trading sessions and to deter and detect violations of Exchange rules and the applicable federal securities laws. Trading of the Shares through the Exchange will be subject to the Exchange's surveillance procedures for derivative products, including Commodity-Based Trust Shares. The issuer has represented to the Exchange that it will advise the Exchange of any failure by the Trust or the Shares to comply with the continued listing requirements, and, pursuant to its obligations under Section 19(g)(1) of the Exchange Act, the Exchange will surveil for compliance with the continued listing requirements. If the Trust or the Shares are not in compliance with the applicable listing requirements, the Exchange will commence delisting procedures under Exchange Rule 14.12. The Exchange may obtain information regarding trading in the Shares and Bitcoin Futures via ISG, from other exchanges who are members or affiliates of the ISG, or with which the Exchange has entered into a comprehensive surveillance sharing agreement.
                    <SU>68</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>68</SU>
                         For a list of the current members and affiliate members of ISG, 
                        <E T="03">see www.isgportal.com.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Information Circular</HD>
                <P>
                    Prior to the commencement of trading, the Exchange will inform its members in an Information Circular of the special characteristics and risks associated with trading the Shares. Specifically, the Information Circular will discuss the following: (i) the procedures for the creation and redemption of Baskets (and that the Shares are not individually redeemable); (ii) BZX Rule 3.7, which imposes suitability obligations on Exchange members with respect to recommending transactions in the Shares to customers; (iii) how information regarding the IIV and the Trust's NAV are disseminated; (iv) the risks involved in trading the Shares outside of Regular Trading Hours 
                    <SU>69</SU>
                    <FTREF/>
                     when an updated IIV will not be calculated or publicly disseminated; (v) the requirement that members deliver a prospectus to investors purchasing newly issued Shares prior to or concurrently with the confirmation of a transaction; and (vi) trading information.
                </P>
                <FTNT>
                    <P>
                        <SU>69</SU>
                         Regular Trading Hours is the time between 9:30 a.m. and 4:00 p.m. Eastern Time.
                    </P>
                </FTNT>
                <P>In addition, the Information Circular will advise members, prior to the commencement of trading, of the prospectus delivery requirements applicable to the Shares. Members purchasing the Shares for resale to investors will deliver a prospectus to such investors. The Information Circular will also discuss any exemptive, no-action and interpretive relief granted by the Commission from any rules under the Act.</P>
                <P>
                    2. 
                    <E T="03">Statutory Basis</E>
                </P>
                <P>
                    The Exchange believes that the proposal is consistent with Section 6(b) of the Act 
                    <SU>70</SU>
                    <FTREF/>
                     in general and Section 6(b)(5) of the Act 
                    <SU>71</SU>
                    <FTREF/>
                     in particular in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system and, in general, to protect investors and the public interest.
                </P>
                <FTNT>
                    <P>
                        <SU>70</SU>
                         15 U.S.C. 78f.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>71</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <P>
                    The Commission has approved numerous series of Trust Issued Receipts,
                    <SU>72</SU>
                    <FTREF/>
                     including Commodity-Based Trust Shares,
                    <SU>73</SU>
                    <FTREF/>
                     to be listed on U.S. national securities exchanges. In order for any proposed rule change from an exchange to be approved, the Commission must determine that, among other things, the proposal is consistent with the requirements of Section 6(b)(5) of the Act, specifically including: (i) the requirement that a national securities exchange's rules are designed to prevent fraudulent and manipulative acts and practices; 
                    <SU>74</SU>
                    <FTREF/>
                     and (ii) the requirement that an exchange proposal be designed, in general, to protect investors and the public interest. The Exchange believes that this proposal is consistent with the requirements of Section 6(b)(5) of the Act and that this filing sufficiently demonstrates that the CME Bitcoin Futures market represents a regulated market of significant size and that, on the whole, the manipulation concerns previously articulated by the Commission are sufficiently mitigated to the point that they are outweighed by quantifiable investor protection issues that would be resolved by approving this proposal.
                </P>
                <FTNT>
                    <P>
                        <SU>72</SU>
                         See Exchange Rule 14.11(f).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>73</SU>
                         Commodity-Based Trust Shares, as described in Exchange Rule 14.11(e)(4), are a type of Trust Issued Receipt.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>74</SU>
                         As the Exchange has stated in a number of other public documents, it continues to believe that bitcoin is resistant to price manipulation and that “other means to prevent fraudulent and manipulative acts and practices” exist to justify dispensing with the requisite surveillance sharing agreement. The geographically diverse and continuous nature of bitcoin trading render it difficult and prohibitively costly to manipulate the price of bitcoin. The fragmentation across bitcoin platforms, the relatively slow speed of transactions, and the capital necessary to maintain a significant presence on each trading platform make manipulation of bitcoin prices through continuous trading activity challenging. To the extent that there are bitcoin exchanges engaged in or allowing wash trading or other activity intended to manipulate the price of bitcoin on other markets, such activity does not normally impact prices on other exchange because participants will generally ignore markets with quotes that they deem non-executable. The reason is that wash trading aims to manipulate the volume rather than the price of an asset to give the impression of heightened market activity in hopes of attracting investors to that asset. Moreover, wash trades are executed within an exchange rather than cross exchange since the entity executing the wash trades would aim to trade against itself, and as such, this can only happen within an exchange. Should the wash trades of that entity result in a deviation of the price on that exchange relative to others, arbitrageurs would then be able to capitalize on this mispricing, and bring the manipulated price back to equilibrium, resulting in a loss to the entity executing the wash trades. Moreover, the linkage between the bitcoin markets and the presence of arbitrageurs in those markets means that the manipulation of the price of bitcoin price on any single venue would require manipulation of the global bitcoin price in order to be effective. Arbitrageurs must have funds distributed across multiple trading platforms in order to take advantage of temporary price dislocations, thereby making it unlikely that there will be strong concentration of funds on any particular bitcoin exchange or OTC platform. As a result, the potential for manipulation on a trading platform would require overcoming the liquidity supply of such arbitrageurs who are effectively eliminating any cross-market pricing differences.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(i) Designed To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <P>
                    In order to meet this standard in a proposal to list and trade a series of Commodity-Based Trust Shares, the Commission requires that an exchange demonstrate that there is a comprehensive surveillance-sharing agreement in place 
                    <SU>75</SU>
                    <FTREF/>
                     with a regulated 
                    <PRTPAGE P="46333"/>
                    market of significant size. Both the Exchange and CME are members of ISG.
                    <SU>76</SU>
                    <FTREF/>
                     The only remaining issue to be addressed is whether the Bitcoin Futures market constitutes a market of significant size, which both the Exchange and the Sponsor believe that it does. The terms “significant market” and “market of significant size” include a market (or group of markets) as to which: (a) there is a reasonable likelihood that a person attempting to manipulate the ETP would also have to trade on that market to manipulate the ETP, so that a surveillance-sharing agreement would assist the listing exchange in detecting and deterring misconduct; and (b) it is unlikely that trading in the ETP would be the predominant influence on prices in that market.
                    <SU>77</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>75</SU>
                         As previously articulated by the Commission, “The standard requires such surveillance-sharing agreements since “they provide a necessary deterrent to manipulation because they facilitate the availability of information needed to fully investigate a manipulation if it were to occur.” The Commission has emphasized that it is essential for an exchange listing a derivative securities product to enter into a surveillance- sharing agreement with markets trading underlying securities for the listing exchange to have the ability to obtain information necessary to detect, investigate, and deter fraud and market manipulation, as well as violations of 
                        <PRTPAGE/>
                        exchange rules and applicable federal securities laws and rules. The hallmarks of a surveillance-sharing agreement are that the agreement provides for the sharing of information about market trading activity, clearing activity, and customer identity; that the parties to the agreement have reasonable ability to obtain access to and produce requested information; and that no existing rules, laws, or practices would impede one party to the agreement from obtaining this information from, or producing it to, the other party.” The Commission has historically held that joint membership in ISG constitutes such a surveillance sharing agreement. See Wilshire Phoenix Disapproval.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>76</SU>
                         For a list of the current members and affiliate members of ISG, see 
                        <E T="03">www.isgportal.com.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>77</SU>
                         
                        <E T="03">See</E>
                         Wilshire Phoenix Disapproval.
                    </P>
                </FTNT>
                <P>
                    The Commission has also recognized that the “regulated market of significant size” standard is not the only means for satisfying Section 6(b)(5) of the act, specifically providing that a listing exchange could demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement.
                    <SU>78</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>78</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37580. The Commission has also specifically noted that it “is not applying a `cannot be manipulated' standard; instead, the Commission is examining whether the proposal meets the requirements of the Exchange Act and, pursuant to its Rules of Practice, places the burden on the listing exchange to demonstrate the validity of its contentions and to establish that the requirements of the Exchange Act have been met.” Id. at 37582.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(a) Reasonable Likelihood That a Person Attempting To Manipulate the ETP Would Also Have To Trade on That Market To Manipulate the ETP</HD>
                <P>Bitcoin Futures represent a growing influence on pricing in the spot bitcoin market as has been laid out above and in other proposals to list and trade Spot Bitcoin ETPs. Pricing in Bitcoin Futures is based on pricing from spot bitcoin markets. As noted above, the statement from the Teucrium Approval that “CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts . . . indirectly by trading outside of the CME bitcoin futures market,” makes clear that the Commission believes that CME's surveillance can capture the effects of trading on the relevant spot markets on the pricing of Bitcoin Futures. While the Commission makes clear in the Teucrium Approval that the analysis only applies to the Bitcoin Futures market as it relates to an ETP that invests in Bitcoin Futures as its only non-cash or cash equivalent holding, if CME's surveillance is sufficient to mitigate concerns related to trading in Bitcoin Futures for which the pricing is based directly on pricing from spot bitcoin markets, it's not clear how such a conclusion could apply only to ETPs based on Bitcoin Futures and not extend to Spot Bitcoin ETPs.</P>
                <P>Additionally, a Bitcoin Futures ETF is actually potentially more susceptible to manipulation than a Spot Bitcoin ETP where the underlying trust offers only in-kind creation and redemption. Specifically, the pricing of Bitcoin Futures is based on prices from spot bitcoin markets, while shares of a Spot Bitcoin ETP would represent an interest in bitcoin directly and authorized participants for a Spot Bitcoin ETP would be able to source bitcoin from any exchange and create or redeem with the applicable trust regardless of the price of the underlying index. Potential manipulation of a Bitcoin Futures ETF would require manipulation on the spot markets on which the pricing for Bitcoin Futures are based while the in-kind creation and redemption process and fungibility of bitcoin means that a would be manipulator of a Spot Bitcoin ETP would need to manipulate the price across all bitcoin markets or risk simply providing arbitrage opportunities for authorized participants. Further to this point, this arbitrage opportunity also acts to reduce any incentives to manipulate the price of a Spot Bitcoin ETP because the underlying trust will create and redeem shares at set rates of bitcoin per share without regard to the price that the ETP is trading at in the secondary market or the price of the underlying index. As such, the Exchange believes that part (a) of the significant market test outlined above is satisfied and that common membership in ISG between the Exchange and CME would assist the listing exchange in detecting and deterring misconduct in the Shares.</P>
                <HD SOURCE="HD3">(b) Predominant Influence on Prices in Spot and Bitcoin Futures</HD>
                <P>
                    The Exchange and Sponsor also believe that trading in the Shares would not be the predominant force on prices in the Bitcoin Futures market or spot market for a number of reasons, including the in-kind creation and redemption process, the spot market arbitrage opportunities that such in-kind creation and redemption process creates, the significant volume in the Bitcoin Futures market, the size of bitcoin's market cap, and the significant liquidity available in the spot market. In addition to the Bitcoin Futures market data points cited above, the spot market for bitcoin is also very liquid. According to data from Skew, the cost to buy or sell $5 million worth of bitcoin averages roughly 48 basis points with a market impact of $139.08.
                    <SU>79</SU>
                    <FTREF/>
                     Stated another way, a market participant could enter a market buy or sell order for $5 million of bitcoin and only move the market 0.48%. More strategic purchases or sales (such as using limit orders and executing through OTC bitcoin trade desks) would likely have less obvious impact on the market—which is consistent with MicroStrategy, Tesla, and Square being able to collectively purchase billions of dollars in bitcoin.
                </P>
                <FTNT>
                    <P>
                        <SU>79</SU>
                         These statistics are based on samples of bitcoin liquidity in USD (excluding stablecoins or Euro liquidity) based on executable quotes on Coinbase, FTX and Kraken during the one year period ending May 2022.
                    </P>
                </FTNT>
                <P>As such, the combination of the in-kind creation and redemption process, the Bitcoin Futures leading price discovery, the overall size of the bitcoin market, and the ability for market participants, including authorized participants creating and redeeming in-kind with the Trust, to buy or sell large amounts of bitcoin without significant market impact will help prevent the Shares from becoming the predominant force on pricing in either the bitcoin spot or Bitcoin Futures markets, satisfying part (b) of the test outlined above.</P>
                <HD SOURCE="HD3">(c) Other Means To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <P>
                    As noted above, the Commission also permits a listing exchange to demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement. The Exchange and Sponsor believe that such conditions are present.
                    <PRTPAGE P="46334"/>
                </P>
                <HD SOURCE="HD3">Surveillance Sharing Agreement</HD>
                <P>
                    The Exchange is proposing to take additional steps to those described above to supplement its ability to obtain information that would be helpful in detecting, investigating, and deterring fraud and market manipulation in the Commodity-Based Trust Shares. On June 21, 2023, the Exchange reached an agreement on terms with Coinbase, Inc. (“Coinbase”), an operator of a United States-based spot trading platform for Bitcoin that represents a substantial portion of US-based and USD denominated Bitcoin trading,
                    <SU>80</SU>
                    <FTREF/>
                     to enter into a surveillance-sharing agreement (“Spot BTC SSA”) and executed an associated term sheet. Based on this agreement on terms, the Exchange and Coinbase will finalize and execute a definitive agreement that the parties expect to be executed prior to allowing trading of the Commodity-Based Trust Shares.
                </P>
                <FTNT>
                    <P>
                        <SU>80</SU>
                         According to a Kaiko Research report dated June 26, 2023, Coinbase represented roughly 50% of exchange trading volume in USD-BTC trading on a daily basis during May 2023.
                    </P>
                </FTNT>
                <P>
                    The Spot BTC SSA is expected to be a bilateral surveillance-sharing agreement between the Exchange and Coinbase that is intended to supplement the Exchange's market surveillance program. The Spot BTC SSA is expected to have the hallmarks of a surveillance-sharing agreement between two members of the ISG, which would give the Exchange supplemental access to data regarding spot Bitcoin trades on Coinbase where the Exchange determines it is necessary as part of its surveillance program for the Commodity-Based Trust Shares.
                    <SU>81</SU>
                    <FTREF/>
                     This means that the Exchange expects to receive market data for orders and trades from Coinbase, which it will utilize in surveillance of the trading of Commodity-Based Trust Shares. In addition, the Exchange can request further information from Coinbase related to spot bitcoin trading activity on the Coinbase exchange platform, if the Exchange determines that such information would be necessary to detect and investigate potential manipulation in the trading of the Commodity-Based Trust Shares.
                    <SU>82</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>81</SU>
                         For additional information regarding ISG and the hallmarks of surveillance-sharing between ISG members, see 
                        <E T="03">https://isgportal.org/overview.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>82</SU>
                         The Exchange also notes that it already has in place ISG-like surveillance sharing agreement with Cboe Digital Exchange, LLC and Cboe Clear Digital, LLC.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">In-Kind Creation and Redemption</HD>
                <P>
                    Further, and consistent with prior points above, offering only in-kind creation and redemption will also provide unique protections against potential attempts to manipulate the price of the Shares. While the Sponsor believes that the Benchmark which it uses to value the Trust's bitcoin is itself resistant to manipulation based on the methodology further described below, the fact that creations and redemptions are only available in-kind makes the manipulability of the Benchmark significantly less important. Specifically, because the Trust will not accept cash to buy bitcoin in order to create new Shares or, barring a forced redemption of the Trust or under other extraordinary circumstances, be forced to sell bitcoin to pay cash for redeemed Shares, the price that the Sponsor uses to value the Trust's bitcoin is not particularly important.
                    <SU>83</SU>
                    <FTREF/>
                     When authorized participants are creating with the Trust, they need to deliver a certain number of bitcoin per Share (regardless of the valuation used) and when they're redeeming, they can similarly expect to receive a certain number of bitcoin per Share. As such, even if the price used to value the Trust's bitcoin is manipulated (which the Sponsor believes that its methodology is resistant to), the ratio of bitcoin per Share does not change and the Trust will either accept (for creations) or distribute (for redemptions) the same number of bitcoin regardless of the value. This not only mitigates the risk associated with potential manipulation, but also discourages and disincentivizes manipulation of the Benchmark because there is little financial incentive to do so.
                </P>
                <FTNT>
                    <P>
                        <SU>83</SU>
                         While the Benchmark will not be particularly important for the creation and redemption process, it will be used for calculating fees.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(ii) Designed To Protect Investors and the Public Interest</HD>
                <P>The Exchange believes that the proposal is designed to protect investors and the public interest. Over the past several years, U.S. investor exposure to bitcoin through OTC Bitcoin Funds has grown into the tens of billions of dollars and more than a billion dollars of exposure through Bitcoin Futures ETFs. With that growth, so too has grown the quantifiable investor protection issues to U.S. investors through roll costs for Bitcoin Futures ETFs and premium/discount volatility and management fees for OTC Bitcoin Funds. The Exchange believes that the concerns related to the prevention of fraudulent and manipulative acts and practices have been sufficiently addressed to be consistent with the Act and, to the extent that the Commission disagrees with that assertion, also believes that such concerns are now outweighed by these investor protection concerns. As such, the Exchange believes that approving this proposal (and comparable proposals) provides the Commission with the opportunity to allow U.S. investors with access to bitcoin in a regulated and transparent exchange-traded vehicle that would act to limit risk to U.S. investors by: (i) reducing premium and discount volatility; (ii) reducing management fees through meaningful competition; (iii) reducing risks and costs associated with investing in Bitcoin Futures ETFs and operating companies that are imperfect proxies for bitcoin exposure; and (iv) providing an alternative to custodying spot bitcoin.</P>
                <HD SOURCE="HD3">Commodity-Based Trust Shares</HD>
                <P>The Exchange believes that the proposed rule change is designed to prevent fraudulent and manipulative acts and practices in that the Shares will be listed on the Exchange pursuant to the initial and continued listing criteria in Exchange Rule 14.11(e)(4). The Exchange believes that its surveillance procedures are adequate to properly monitor the trading of the Shares on the Exchange during all trading sessions and to deter and detect violations of Exchange rules and the applicable federal securities laws. Trading of the Shares through the Exchange will be subject to the Exchange's surveillance procedures for derivative products, including Commodity-Based Trust Shares. The issuer has represented to the Exchange that it will advise the Exchange of any failure by the Trust or the Shares to comply with the continued listing requirements, and, pursuant to its obligations under Section 19(g)(1) of the Exchange Act, the Exchange will surveil for compliance with the continued listing requirements. If the Trust or the Shares are not in compliance with the applicable listing requirements, the Exchange will commence delisting procedures under Exchange Rule 14.12. The Exchange may obtain information regarding trading in the Shares and listed bitcoin derivatives via the ISG, from other exchanges who are members or affiliates of the ISG, or with which the Exchange has entered into a comprehensive surveillance sharing agreement.</P>
                <HD SOURCE="HD3">Availability of Information</HD>
                <P>
                    The Exchange also believes that the proposal promotes market transparency in that a large amount of information is currently available about bitcoin and will be available regarding the Trust and the Shares. In addition to the price 
                    <PRTPAGE P="46335"/>
                    transparency of the Benchmark, the Trust will provide information regarding the Trust's bitcoin holdings as well as additional data regarding the Trust. The Trust will provide an IIV per Share updated every 15 seconds, as calculated by the Exchange or a third-party financial data provider during the Exchange's Regular Trading Hours (9:30 a.m. to 4:00 p.m. E.T.). The IIV will be calculated by using the prior day's closing NAV per Share as a base and updating that value during Regular Trading Hours to reflect changes in the value of the Trust's bitcoin holdings during the trading day.
                </P>
                <P>The IIV disseminated during Regular Trading Hours should not be viewed as an actual real-time update of the NAV, which will be calculated only once at the end of each trading day. The IIV will be widely disseminated on a per Share basis every 15 seconds during the Exchange's Regular Trading Hours by one or more major market data vendors. In addition, the IIV will be available through on-line information services.</P>
                <P>
                    The website for the Trust, which will be publicly accessible at no charge, will contain the following information: (a) the current NAV per Share daily and the prior business day's NAV and the reported closing price; (b) the BZX Official Closing Price in relation to the NAV as of the time the NAV is calculated and a calculation of the premium or discount of such price against such NAV; (c) data in chart form displaying the frequency distribution of discounts and premiums of the Official Closing Price against the NAV, within appropriate ranges for each of the four previous calendar quarters (or for the life of the Trust, if shorter); (d) the prospectus; and (e) other applicable quantitative information. The Trust will also disseminate the Trust's holdings on a daily basis on the Trust's website. The price of bitcoin will be made available by one or more major market data vendors, updated at least every 15 seconds during Regular Trading Hours. Information about the Benchmark, including key elements of how the Benchmark is calculated, will be publicly available at 
                    <E T="03">https://www.marketvector.com/.</E>
                </P>
                <P>The NAV for the Trust will be calculated by the Administrator once a day and will be disseminated daily to all market participants at the same time. Quotation and last-sale information regarding the Shares will be disseminated through the facilities of the CTA.</P>
                <P>Quotation and last sale information for bitcoin is widely disseminated through a variety of major market data vendors, including Bloomberg and Reuters, as well as the Benchmark. Information relating to trading, including price and volume information, in bitcoin is available from major market data vendors and from the exchanges on which bitcoin are traded. Depth of book information is also available from bitcoin exchanges. The normal trading hours for bitcoin exchanges are 24 hours per day, 365 days per year</P>
                <P>In sum, the Exchange believes that this proposal is consistent with the requirements of Section 6(b)(5) of the Act, that this filing sufficiently demonstrates that the CME Bitcoin Futures market represents a regulated market of significant size, and that on the whole the manipulation concerns previously articulated by the Commission are sufficiently mitigated to the point that they are outweighed by investor protection issues that would be resolved by approving this proposal.</P>
                <P>The Exchange believes that the proposal is, in particular, designed to protect investors and the public interest. Premium and discount volatility, high fees, rolling costs, insufficient disclosures, and technical hurdles are putting U.S. investor money at risk on a daily basis that could potentially be eliminated through access to a Spot Bitcoin ETP. As such, the Exchange believes that this proposal acts to limit the risk to U.S. investors that are increasingly seeking exposure to bitcoin by providing direct, 1-for-1 exposure to bitcoin in a regulated, transparent, exchange-traded vehicle, specifically by: (i) reducing premium volatility; (ii) reducing management fees through meaningful competition; (iii) providing an alternative to Bitcoin Futures ETFs which will eliminate roll cost; (iv) reducing risks associated with investing in operating companies that are imperfect proxies for bitcoin exposure; and (v) providing an alternative to custodying spot bitcoin. The investor protection issues for U.S. investors has grown significantly over the last several years, through roll costs for Bitcoin Futures ETFs and premium/discount volatility and management fees for OTC Bitcoin Funds. As discussed throughout, this growth investor protection concerns need to be reevaluated and rebalanced with the prevention of fraudulent and manipulative acts and practices concerns that previous disapproval orders have relied upon. Finally, the Exchange notes that in addition to all of the arguments herein which it believes sufficiently establishes the CME Bitcoin Futures market as a regulated market of significant size, it is logically inconsistent to find that the CME Bitcoin Futures market is a significant market as it relates to the CME Bitcoin Futures market, but not a significant market as it relates to the bitcoin spot market for the numerous reasons laid out above.</P>
                <P>For the above reasons, the Exchange believes that the proposed rule change is consistent with the requirements of Section 6(b)(5) of the Act.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purpose of the Act. The Exchange notes that the proposed rule change, rather will facilitate the listing and trading of an additional exchange-traded product that will enhance competition among both market participants and listing venues, to the benefit of investors and the marketplace.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>The Exchange neither solicited nor received comments on the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    Within 45 days of the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                     or within such longer period up to 90 days (i) as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the Exchange consents, the Commission will:
                </P>
                <P>A. by order approve or disapprove such proposed rule change, or</P>
                <P>B. institute proceedings to determine whether the proposed rule change should be disapproved.</P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change, as modified by Amendment No. 1, is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-CboeBZX-2023-040 on the subject line.
                    <PRTPAGE P="46336"/>
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <P>
                    All submissions should refer to file number SR-CboeBZX-2023-040. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-CboeBZX-2023-040 and should be submitted on or before August 9, 2023.
                </P>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>84</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>84</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>J. Matthew DeLesDernier,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15271 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-97891; File No. SR-DTC-2023-006]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework</SUBJECT>
                <DATE>July 13, 2023.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on June 30, 2023, The Depository Trust Company (“DTC”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II and III below, which Items have been prepared by the clearing agency. DTC filed the proposed rule change pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>3</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(4) thereunder.
                    <SU>4</SU>
                    <FTREF/>
                     The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         17 CFR 240.19b-4(f)(4).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Clearing Agency's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The proposed rule change consists of amends (
                    <E T="03">sic</E>
                    ) the Clearing Agency Model Risk Management Framework (“Framework”) of DTC and its affiliates that are central counterparties, National Securities Clearing Corporation (“NSCC”) and Fixed Income Clearing Corporation (“FICC,” and together with NSCC, the “CCPs,” and the CCPs together with DTC, the “Clearing Agencies”).
                    <SU>5</SU>
                    <FTREF/>
                     The Framework was adopted by the Clearing Agencies to support their compliance with Rule 17Ad-22(e) (the “Covered Clearing Agency Standards”) under the Act,
                    <SU>6</SU>
                    <FTREF/>
                     and, in this regard, applies solely to models 
                    <SU>7</SU>
                    <FTREF/>
                     utilized by the Clearing Agencies that are subject to the model risk management requirements set forth in Rules 17Ad-22(e)(4), (e)(6), and (e)(7) under the Act,
                    <SU>8</SU>
                    <FTREF/>
                     as described in greater detail below.
                    <SU>9</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         The Framework sets forth the model risk management practices that the Clearing Agencies follow to identify, measure, monitor, and manage the risks associated with the design, development, implementation, use, and validation of quantitative models. The Framework is filed as a rule of the Clearing Agencies. 
                        <E T="03">See</E>
                         Securities Exchange Act Release Nos. 81485 (August 25, 2017), 82 FR 41433 (August 31, 2017) (SR-DTC-2017-008, SR-FICC-2017-014, SR-NSCC-2017-008) (“2017 Notice”); 88911 (May 20, 2020), 85 FR 31828 (May 27, 2020) (SR-DTC-2020-008, SR-FICC-2020-004, SR-NSCC-2020-008); 92379 (July 13, 2021), 86 FR 38143 (July 19, 2021) (SR-DTC-2021-013); 92381 (July 13, 2021), 86 FR 38163 (July 19, 2021) (SR-NSCC-2021-008); 92380 (July 13, 2021), 86 FR 38140 (July 19, 2021) (SR-FICC-2021-006); 94273 (February 17, 2022), 87 FR 10395 (February 24, 2022) (SR-DTC-2022-001); 94272 (February 17, 2022), 87 FR 10419 (February 24, 2022) (SR-NSCC-2022-001); and 94271 (February 17, 2022), 87 FR 10411 (February 24, 2022) (SR-FICC-2022-001) (collectively, the “MRMF Filings”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         17 CFR 240.17Ad-22(e). Each of DTC, NSCC and FICC is a “covered clearing agency” as defined in Rule 17Ad-22(a)(5) under the Act and must comply with Rule 17Ad-22(e).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         Pursuant to Section 3.1 (Model Inventory) of the Framework, the Clearing Agencies have adopted the following definition of “model”: “[M]odel” refers to a quantitative method, system, or approach that applies statistical, economic, financial, or mathematical theories, techniques, and assumptions to process input data into quantitative estimates. A “model” consists of three components: (i) an information input component, which delivers assumptions and data to the model; (ii) a processing component, which transforms inputs into estimates; and (iii) a reporting component, which translates the estimates into useful business information. The definition of model also covers quantitative approaches whose inputs are partially or wholly qualitative or based on expert judgment, provided that the output is quantitative in nature. 
                        <E T="03">See</E>
                         2017 Notice, 
                        <E T="03">supra</E>
                         note 9. 
                        <E T="03">See also</E>
                         Supervisory Guidance on Model Risk Management, SR Letter 11-7 Attachment, dated April 4, 2011, issued by the Board of Governors of the Federal Reserve System and the Office of the Comptroller of the Currency, 
                        <E T="03">available at https://www.federalreserve.gov/supervisionreg/srletters/sr1107a1.pdf,</E>
                         page 3.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         17 CFR 240.17Ad-22(e)(4), (e)(6) and (e)(7). References to Rule 17Ad-22(e)(6) and compliance therewith apply to the CCPs only and not to DTC because DTC is not a central counterparty.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         Capitalized terms not defined herein are defined in the Rules, By-Laws and Organization Certificate of DTC (“Rules”) 
                        <E T="03">available at http://www.dtcc.com/~/media/Files/Downloads/legal/rules/dtc_rules.pdf.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Clearing Agency's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the clearing agency included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The clearing agency has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">(A) Clearing Agency's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The proposed rule change of DTC amends the Clearing Agency Model Risk Management Framework (“Framework”) of DTC and its affiliates that are central counterparties, National Securities Clearing Corporation (“NSCC”) and Fixed Income Clearing Corporation 
                    <PRTPAGE P="46337"/>
                    (“FICC,” and together with NSCC, the “CCPs,” and the CCPs together with DTC, the “Clearing Agencies”).
                    <SU>10</SU>
                    <FTREF/>
                     The Framework was adopted by the Clearing Agencies to support their compliance with Rule 17Ad-22(e) (the “Covered Clearing Agency Standards”) under the Act,
                    <SU>11</SU>
                    <FTREF/>
                     and, in this regard, applies solely to models 
                    <SU>12</SU>
                    <FTREF/>
                     utilized by the Clearing Agencies that are subject to the model risk management requirements set forth in Rules 17Ad-22(e)(4), (e)(6), and (e)(7) under the Act.
                    <SU>13</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         The Framework sets forth the model risk management practices that the Clearing Agencies follow to identify, measure, monitor, and manage the risks associated with the design, development, implementation, use, and validation of quantitative models. The Framework is filed as a rule of the Clearing Agencies. 
                        <E T="03">See</E>
                         Securities Exchange Act Release Nos. 81485 (August 25, 2017), 82 FR 41433 (August 31, 2017) (SR-DTC-2017-008, SR-FICC-2017-014, SR-NSCC-2017-008) (“2017 Notice”); 88911 (May 20, 2020), 85 FR 31828 (May 27, 2020) (SR-DTC-2020-008, SR-FICC-2020-004, SR-NSCC-2020-008); 92379 (July 13, 2021), 86 FR 38143 (July 19, 2021) (SR-DTC-2021-013); 92381 (July 13, 2021), 86 FR 38163 (July 19, 2021) (SR-NSCC-2021-008); 92380 (July 13, 2021), 86 FR 38140 (July 19, 2021) (SR-FICC-2021-006); 94273 (February 17, 2022), 87 FR 10395 (February 24, 2022) (SR-DTC-2022-001); 94272 (February 17, 2022), 87 FR 10419 (February 24, 2022) (SR-NSCC-2022-001); and 94271 (February 17, 2022), 87 FR 10411 (February 24, 2022) (SR-FICC-2022-001) (collectively, the “MRMF Filings”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         17 CFR 240.17Ad-22(e).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">Supra</E>
                         note 7.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">Supra</E>
                         note 8.
                    </P>
                </FTNT>
                <P>
                    The proposed rule change would amend the Framework 
                    <SU>14</SU>
                    <FTREF/>
                     to account for and implement a new model performance monitoring and reporting tool (
                    <E T="03">i.e.,</E>
                     the Model Health Index (“MHI”)), to help the Clearing Agencies assess a model's overall health between periodic validations, as described below.
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         Amending the Framework does not require any changes to the Rules, By-Laws and Organization Certificate of DTC (
                        <E T="03">available at http://www.dtcc.com/~/media/Files/Downloads/legal/rules/dtc_rules.pdf</E>
                        ) (the “DTC Rules”), the Rulebook of the Government Securities Division of FICC (
                        <E T="03">available at https://www.dtcc.com/~/media/Files/Downloads/legal/rules/ficc_gov_rules.pdf</E>
                        ) (the “GSD Rules”), the Clearing Rules of the Mortgage-Backed Securities Division of FICC (
                        <E T="03">available at http://www.dtcc.com/~/media/Files/Downloads/legal/rules/ficc_mbsd_rules.pdf</E>
                        ) (the “MBSD Rules”), or the Rules &amp; Procedures of NSCC (
                        <E T="03">available at http://www.dtcc.com/~/media/Files/Downloads/legal/rules/nscc_rules.pdf</E>
                        ) (the “NSCC Rules,” and collectively with the DTC Rules, GSD Rules, and MBSD Rules, the “Rules”), because the Framework is a standalone document. 
                        <E T="03">See</E>
                         MRMF Filings, 
                        <E T="03">supra</E>
                         note 9.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Background</HD>
                <P>
                    The Framework outlines the applicable regulatory requirements mentioned above, describes the risks that the Clearing Agencies' model risk management program are designed to mitigate, and sets forth specific model risk management practices and requirements adopted by the Clearing Agencies to help ensure compliance with the Covered Clearing Agency Standards. These practices and requirements include, among other things, the maintenance of a model inventory (“Model Inventory”), a process for rating model materiality and complexity, processes for performing model validations and resolving findings identified during model validation, and processes for model performance monitoring, including backtesting and sensitivity analyses. The Framework also describes applicable internal ownership and governance requirements.
                    <SU>15</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">See</E>
                         MRMF Filings, 
                        <E T="03">supra</E>
                         note 9, for additional information on the contents of the Framework.
                    </P>
                </FTNT>
                <P>
                    DTC's Model Risk Management (“MRM”) group within the DTCC Group Chief Risk Office is responsible for the model risk management program of the Clearing Agencies, including, but not limited to, a periodic Model Validation for each model subject to the Framework that is approved for use in production not less than annually (or more frequently as may be contemplated by such Clearing Agency's established risk management framework), including each credit risk model,
                    <SU>16</SU>
                    <FTREF/>
                     each liquidity risk model,
                    <SU>17</SU>
                    <FTREF/>
                     and each CCP's margin systems and related models,
                    <SU>18</SU>
                    <FTREF/>
                     as required by the risk management standards described within the Framework.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See</E>
                         17 CFR 240.17Ad-22(e)(4)(vii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">See</E>
                         17 CFR 240.17Ad-22(e)(7)(vii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See</E>
                         17 CFR 240.17Ad-22(e)(6)(vii).
                    </P>
                </FTNT>
                <P>
                    In addition to performing model validations, as described above, the Clearing Agencies monitor model performance. Pursuant to Section 3.8 of the Framework model performance monitoring (“MPM”) is the process evaluating an active model's ongoing performance. The model owner (“Model Owner”) 
                    <SU>19</SU>
                    <FTREF/>
                     is responsible for composing an MPM plan (“MPM Plan”) for each model as part of model development, executing MPM activities according to each model's MPM Plan and reporting MPM results to MRM. MRM is responsible for providing oversight of MPM activities by setting organizational standards and providing critical analysis for identifying model issues and/or limitations, and escalating issues pertaining to MPM to the Management Risk Committee (“MRC”) and/or Board Risk Committee (“BRC”) as necessary.
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         Pursuant to Section 3.1 (Model Inventory) of the Framework, the person designated by the applicable business area or support function to be responsible for a particular model is recorded as the Model Owner for such model by MRM in the Model Inventory.
                    </P>
                </FTNT>
                <P>While the Clearing Agencies believe that their existing model risk assessment, performance monitoring reports and other metrics continue to be sufficient measures of the Clearing Agencies' model risk, the Clearing Agencies propose to enhance their model performance monitoring processes with the addition of MHI, as described below.</P>
                <HD SOURCE="HD3">Proposed Rule Change</HD>
                <P>
                    Pursuant to the proposed rule change, the Clearing Agencies would update the Framework to account for and implement the MHI—a tool to assess a model's overall health between periodic validations. As would be described in a new section of the Framework, the MHI would evaluate measurable indicators of a model's overall fitness (
                    <E T="03">e.g.,</E>
                     performance monitoring and findings management), assess progress or deterioration over time, and synthesize all metrics into a model health rating (
                    <E T="03">i.e.,</E>
                     an MHI score). An MHI score would be calculated in the aggregate for all models in the Model Inventory.
                </P>
                <P>
                    An MHI score would be calculated for each model to facilitate not only an in-depth look into a particular model as needed but also its fitness for purpose (
                    <E T="03">e.g.,</E>
                     legal entity, business unit, model use, etc.). Indicators and factors considered in calculating an MHI score may be added or removed by a Clearing Agency, in accordance with its internal procedures, but the parameters and rationale of any additions or removals would be reflected in written procedures established by the applicable Clearing Agency. Indicators and factors that the Clearing Agencies may use include, but are not limited to:
                </P>
                <P>
                    A. 
                    <E T="03">Model Grade:</E>
                     reflects the updated model grade (“Model Grade”) 
                    <SU>20</SU>
                    <FTREF/>
                     after quarterly Risk Rating Assessment or after periodic validation/annual review.
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         As described in Section 3.3 (Model Validation) of the Framework, a Model Grade outlines the overall quality of the model developer's efforts to develop the model and reflects the extent to which the model developer has effectively reduced model risk during model development.
                    </P>
                </FTNT>
                <P>
                    B. 
                    <E T="03">Approval Status:</E>
                     applies to models that have not been approved but have been provisionally approved for use (in accordance with Section 3.6 (Model Approval and Control) of the Framework), or models rejected during their periodic validation process that are still in production but in the process of retirement.
                </P>
                <P>
                    C. 
                    <E T="03">Number and Status of Findings:</E>
                </P>
                <P>
                    • 
                    <E T="03">Number of Validation Findings—</E>
                    represents the risk engendered by the severity and number of findings identified during a review; it is more conservative than the validation 
                    <PRTPAGE P="46338"/>
                    thresholds and posits that each finding adds a layer of risk to the model.
                </P>
                <P>
                    • 
                    <E T="03">Number of Overdue Findings</E>
                    —captures the marginal risk of findings that remain outstanding beyond the remediation timeframe determined during validation.
                </P>
                <P>
                    • 
                    <E T="03">Number of Remediated Findings</E>
                    —acknowledges the reduction in findings risk and its positive contribution to alleviating model health.
                </P>
                <P>
                    D. 
                    <E T="03">Model Performance Monitoring Result:</E>
                     factors in updated model performance which, if results reflect a rating that may portend deterioration in overall model health and trigger escalation pursuant to a model's MPM Plan.
                </P>
                <P>
                    E. 
                    <E T="03">Compensating Control</E>
                     recognizes the mitigating effect of controls in reducing associated risks.
                </P>
                <P>
                    F. 
                    <E T="03">Model Dependencies:</E>
                     captures the deterioration in upstream models that may negatively impact the health of individual and aggregate model risk of downstream models; measured using the upstream model's most current residual risk rating.
                </P>
                <P>As mentioned above, an aggregate MHI score would also be calculated considering individual MHI scores of all models in the Model Inventory. Such aggregate MHI score would be computed using such methodologies and/or factors as the Clearing Agencies deem appropriate from time to time to reflect aggregate model health.</P>
                <P>
                    MHI scores and related information would be reported to members of management and the Board of Directors (“Board”) of the applicable Clearing Agency that perform responsibilities regarding model risk management and compliance with the Framework, including the BRC, MRC and the Model Risk Governance Council (“MRGC”).
                    <SU>21</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         In accordance with Section 3.2 of the Framework, the MRGC discusses and/or reviews certain model risk related matters which could result in advice and/or recommendation, which is generally directed to the interested party of a given model that brings the matter, as applicable.
                    </P>
                </FTNT>
                <P>To effectuate this proposed change, the Framework would be revised to add a new Section 3.9 (Model Health Index), as noted above, that would provide for the MHI, as described above.</P>
                <P>Separately, Section 1 (Executive Summary) of the Framework would be amended to list Section 3.9 as one of the topics that is discussed within the Framework, and section cross-references in the Framework would be updated to accommodate the addition of Section 3.9.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Clearing Agencies believe that the proposed rule change is consistent with Section 17A(b)(3)(F) of the Act,
                    <SU>22</SU>
                    <FTREF/>
                     as well as Rules 17Ad-22(e)(4) and (e)(7) thereunder,
                    <SU>23</SU>
                    <FTREF/>
                     for the reasons described below.
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         15 U.S.C. 78q-1(b)(3)(F).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         17 CFR 240.17Ad-22(e)(4) and (e)(7).
                    </P>
                </FTNT>
                <P>
                    Section 17A(b)(3)(F) of the Act 
                    <SU>24</SU>
                    <FTREF/>
                     requires, 
                    <E T="03">inter alia,</E>
                     that the rules of a clearing agency be designed to assure the safeguarding of securities and funds which are in the custody or control of the clearing agency or for which it is responsible. As described above, the proposed rule change would revise the Framework to account for and implement the MHI, which would enhance the Clearing Agencies' ability to monitor the usefulness of models between periodic validations and provide applicable reporting and information to management and the applicable Board of the Clearing Agencies that perform responsibilities regarding model risk management and compliance with the Framework. By modifying the Framework in this regard, the proposed rule change supports the Clearing Agencies' performance of their responsibilities under the Framework, including but not limited to assuring that models function as intended. Enhanced monitoring of the models between periodic validations further supports the Clearing Agencies in their safeguarding of securities and funds which are in the custody or control of the Clearing Agencies or for which they are responsible; thus, promoting the ability of the Clearing Agencies to better manage credit exposures and liquidity risk that may impact the safeguarding of those funds and securities.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         15 U.S.C. 78q-1(b)(3)(F).
                    </P>
                </FTNT>
                <P>
                    Rule 17Ad-22(e)(4) under the Act,
                    <SU>25</SU>
                    <FTREF/>
                     requires, 
                    <E T="03">inter alia,</E>
                     that a covered clearing agency establish, implement, maintain, and enforce written policies and procedures reasonably designed to manage risks associated with its credit risk management models. As discussed above, the proposed rule change would revise the Framework to provide for the MHI, which would enhance the Clearing Agencies' ability to monitor the usefulness of models and provide applicable reporting and information to management and the applicable Board of the Clearing Agencies that perform responsibilities regarding model risk management and compliance with the Framework, which is designed, among other things, to manage liquidity risks in accordance Rule 17Ad-22(e)(4).
                    <SU>26</SU>
                    <FTREF/>
                     By enhancing the Framework in this regard, the proposed rule change supports the Clearing Agencies' performance of their responsibilities under the Framework, including but not limited to assuring that models developed function as intended to support the Clearing Agencies in identifying, measuring, monitoring, and managing their respective credit exposures to cover these risks. Therefore, the Clearing Agencies believe that the proposed changes to the Framework are consistent with Rule 17Ad-22(e)(4).
                    <SU>27</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         17 CFR 240.17Ad-22(e)(4).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    Rule 17Ad-22 (e)(7) under the Act 
                    <SU>28</SU>
                    <FTREF/>
                     requires, 
                    <E T="03">inter alia,</E>
                     that a covered clearing agency establish, implement, maintain, and enforce written policies and procedures reasonably designed to manage risks associated with its liquidity risk management models. As discussed above, the proposed rule change would revise the Framework to provide for the MHI, which would to enhance the Clearing Agencies' ability to monitor the usefulness of models and provide applicable reporting and information to management and the applicable Board of the Clearing Agencies that perform responsibilities regarding model risk management and compliance with the Framework, which is designed, among other things, to manage liquidity risks in accordance Rule 17Ad-22(e)(7).
                    <SU>29</SU>
                    <FTREF/>
                     By enhancing the Framework in this regard, the proposed rule change supports the Clearing Agencies' performance of their responsibilities under the Framework, including but not limited to assuring that models developed function as intended to support the Clearing Agencies in identifying, measuring, monitoring, and managing their respective liquidity risks to cover these risks. Therefore, the Clearing Agencies believe that the proposed changes to the Framework are consistent with Rule 17Ad-22(e)(7).
                    <SU>30</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         17 CFR 240.17Ad-22(e)(7).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD2">(B) Clearing Agency's Statement on Burden on Competition</HD>
                <P>
                    The Clearing Agencies do not believe that the proposed rule change would have any impact, or impose any burden, on competition because the proposed rule change simply modifies the Framework governing the management of model risk by the Clearing Agencies to add a new model risk reporting tool, as described above, and (a) would not effectuate any changes to the Clearing Agencies' model risk management tools as they apply to their respective Members or Participants and (b) would not have an effect with respect to the 
                    <PRTPAGE P="46339"/>
                    obligations of participants utilizing Clearing Agency services.
                </P>
                <HD SOURCE="HD2">(C) Clearing Agency's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>DTC has not received or solicited any written comments relating to this proposal. If any written comments are received, they would be publicly filed as an Exhibit 2 to this filing, as required by Form 19b-4 and the General Instructions thereto.</P>
                <P>Persons submitting comments are cautioned that, according to Section IV (Solicitation of Comments) of the Exhibit 1A in the General Instructions to Form 19b-4, the Commission does not edit personal identifying information from comment submissions. Commenters should submit only information that they wish to make available publicly, including their name, email address, and any other identifying information.</P>
                <P>
                    All prospective commenters should follow the Commission's instructions on how to submit comments, 
                    <E T="03">available at https://www.sec.gov/regulatory-actions/how-to-submitcomments.</E>
                     General questions regarding the rule filing process or logistical questions regarding this filing should be directed to the Main Office of the Commission's Division of Trading and Markets at 
                    <E T="03">tradingandmarkets@sec.gov</E>
                     or 202-551-5777.
                </P>
                <P>DTC reserves the right to not respond to any comments received.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change, and Timing for Commission Action</HD>
                <P>
                    The foregoing rule change has become effective pursuant to Section 19(b)(3)(A) 
                    <SU>31</SU>
                    <FTREF/>
                     of the Act and paragraph (f) 
                    <SU>32</SU>
                    <FTREF/>
                     of Rule 19b-4 thereunder. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.
                </P>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         17 CFR 240.19b-4(f).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include File Number  SR-DTC-2023-006 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549.</P>
                <FP>
                    All submissions should refer to File Number SR-DTC-2023-006. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of DTC and on DTCC's website (
                    <E T="03">http://dtcc.com/legal/sec-rule-filings.aspx</E>
                    ). Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to File Number SR-DTC-2023-006 and should be submitted on or before August 9, 2023.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>33</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>33</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>J. Matthew DeLesDernier,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15259 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-97894; File No. SR-MIAX-2023-27]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule</SUBJECT>
                <DATE>July 13, 2023.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) 
                    <SU>1</SU>
                    <FTREF/>
                     of the Securities Exchange Act of 1934 (the “Act”) 
                    <SU>2</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>3</SU>
                    <FTREF/>
                     notice is hereby given that, on June 29, 2023, Miami International Securities Exchange, LLC (“MIAX” or “Exchange”) filed with the Securities and Exchange Commission (the “Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         15 U.S.C. 78a.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The Exchange is filing a proposal to amend the MIAX Fee Schedule (“Fee Schedule”). The text of the proposed rule change is available on the Exchange's website at 
                    <E T="03">https://www.miaxglobal.com/markets/us-options/miax-options/rule-filings,</E>
                     at MIAX's principal office, and at the Commission's Public Reference Room.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The Exchange proposes to amend the exchange grouping of options exchanges 
                    <PRTPAGE P="46340"/>
                    within the routing fee table in Section (1)(c) of the Fee Schedule, Fees for Customer Orders Routed to Another Options Exchange, to adjust the groupings of options exchanges and to adopt new routing fees.
                </P>
                <P>
                    Currently, the Exchange assesses routing fees based upon (i) the origin type of the order; (ii) whether or not it is an order for standard option classes in the Penny Interval Program 
                    <SU>4</SU>
                    <FTREF/>
                     (“Penny classes”) or an order for standard option classes which are not in the Penny Interval Program (“Non-Penny classes”) (or other explicitly identified classes); and (iii) to which away market it is being routed. This assessment practice is identical to the routing fees assessment practice currently utilized by the Exchange's affiliates, MIAX PEARL, LLC (“MIAX Pearl”) and MIAX Emerald, LLC (“MIAX Emerald”). This is also similar to the methodology utilized by the Cboe BZX Exchange, Inc. (“Cboe BZX Options”), a competing options exchange, in assessing routing fees. Cboe BZX Options has exchange groupings in its fee schedule, similar to those of the Exchange, whereby several exchanges are grouped into the same category dependent upon the order's origin type and whether it is a Penny or Non-Penny class.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Exchange Rule 510(c).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Cboe U.S. Options Fee Schedules, BZX Options, effective May 15, 2023, “Fee Codes and Associated Fees,” at 
                        <E T="03">https://www.cboe.com/us/options/membership/fee_schedule/bzx/.</E>
                    </P>
                </FTNT>
                <P>
                    As a result of conducting a periodic review of the current transaction fees and rebates charged by away markets, the Exchange has determined to amend the exchange groupings of options exchanges within the routing fee table to better reflect the associated costs of routing customer orders to those options exchanges for execution. Specifically, the Exchange is proposing to create a separate group for Nasdaq MRX as a result of a recent proposal by that exchange to amend its fee schedule.
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         The Nasdaq MRX proposal (SR-MRX-2023-11) amends their fee schedule to change the Taker Fee in Penny symbols in Tier 1 from $0.00 to $0.15 for Priority Customer Orders and from $0.00 in Tier 1 for Priority Customer Orders in Non-Penny symbols to $0.35.
                    </P>
                </FTNT>
                <P>The Exchange now proposes to adopt a new row for “Routed, Priority Customer, Penny Program,” and to adopt a new associated fee of $0.30. Additionally, the Exchange proposes to adopt new row for, “Routed, Priority Customer, Non-Penny Program,” and to adopt a new associated fee of $0.50.</P>
                <P>
                    The Exchange also proposes to amend the first row in the first column of the table identified as, “Routed, Priority Customer, Penny Program,” to relocate Nasdaq MRX from the first row of the table to the new proposed row also identified as “Routed, Priority Customer, Penny Program.” The impact of this proposed change will be that the routing fee for Priority Customer Orders 
                    <SU>7</SU>
                    <FTREF/>
                     in the Penny Program that are routed to Nasdaq MRX, will increase from $0.15 to $0.30.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         The term “Priority Customer Order” means an order for the account of a Priority Customer. 
                        <E T="03">See</E>
                         Exchange Rule 100. The term “Priority Customer” means a person or entity that (i) is not a broker or dealer in securities, and (ii) does not place more than 390 orders in listed options per day on average during a calendar month for its own beneficial account(s). 
                        <E T="03">See</E>
                         Exchange Rule 100.
                    </P>
                </FTNT>
                <P>The Exchange also proposes to amend the exchange groupings in the third row of the table, identified as “Routed, Priority Customer, Non-Penny Program,” to relocate Nasdaq MRX Options from the third row of the table to the new proposed row, also identified as “Routed, Priority Customer, Non-Penny Program.” The impact of this proposed change will be that the routing fee for Priority Customer Orders in the Non-Penny Program that are routed to Nasdaq MRX Options will increase from $0.15 to $0.50. The purpose of the proposed rule change is to adjust the routing fee for Priority Customer Orders routed to the Nasdaq MRX options exchange to reflect the associated costs for that routed execution in Penny and Non-Penny Classes as a result of the recent fee schedule change made by Nasdaq MRX.</P>
                <P>Accordingly, with the proposed changes, the routing fee table will be:</P>
                <GPOTABLE COLS="2" OPTS="L2,nj,tp0,i1" CDEF="s200,12">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Description</CHED>
                        <CHED H="1">Fees</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Penny Program, to: NYSE American, BOX, Cboe, Cboe EDGX Options, Nasdaq PHLX (except SPY)</ENT>
                        <ENT>$0.15</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Penny Program, to: Nasdaq MRX</ENT>
                        <ENT>0.30</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Penny Program, to: NYSE Arca Options, Cboe BZX Options, Cboe C2, Nasdaq GEMX, Nasdaq ISE, NOM, Nasdaq PHLX (SPY only), MIAX Emerald, MIAX Pearl, Nasdaq BX Options</ENT>
                        <ENT>0.65</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Non-Penny Program, to: NYSE American, BOX, Cboe, Cboe EDGX Options, Nasdaq ISE, Nasdaq PHLX</ENT>
                        <ENT>0.15</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Non-Penny Program, to: Nasdaq MRX</ENT>
                        <ENT>0.50</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Priority Customer, Non-Penny Program, to: NYSE Arca Options, Cboe BZX Options, Cboe C2, MIAX Pearl, MIAX Emerald, Nasdaq GEMX, NOM, Nasdaq BX Options</ENT>
                        <ENT>1.00</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Public Customer that is not a Priority Customer, Penny Program, to: NYSE American, NYSE Arca Options, Cboe BZX Options, BOX, Cboe, Cboe C2, Cboe EDGX Options, Nasdaq GEMX, Nasdaq ISE, Nasdaq MRX, MIAX Pearl, MIAX Emerald, NOM, Nasdaq PHLX, Nasdaq BX Options</ENT>
                        <ENT>0.65</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Public Customer that is not a Priority Customer, Non-Penny Program, to: NYSE American, Cboe, Nasdaq PHLX, Cboe EDGX Options</ENT>
                        <ENT>1.00</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Public Customer that is not a Priority Customer, Non-Penny Program, to: Cboe C2, BOX, NOM, Nasdaq ISE</ENT>
                        <ENT>1.15</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Routed, Public Customer that is not a Priority Customer, Non-Penny Program, to: Cboe BZX Options, NYSE Arca Options, Nasdaq GEMX, Nasdaq MRX, MIAX Pearl, MIAX Emerald, Nasdaq BX Options</ENT>
                        <ENT>1.25</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    In determining to amend its routing fees the Exchange took into account transaction fees and rebates assessed by the away market to which the Exchange routes orders, as well as the Exchange's clearing costs, administrative, regulatory, and technical costs associated with routing orders to an away market. The Exchange uses unaffiliated routing brokers to route orders to the away markets; the costs associated with the use of these services are included in the routing fees specified in the Fee Schedule. This routing fee structure is not only similar to the Exchange's affiliates, MIAX Pearl and MIAX Emerald, but is also comparable to the structure in place on at least one other competing options exchange, such as Cboe BZX Options.
                    <SU>8</SU>
                    <FTREF/>
                     The Exchange's routing fee structure 
                    <PRTPAGE P="46341"/>
                    approximates the Exchange's costs associated with routing orders to away markets. The per-contract transaction fee amount associated with each grouping closely approximates the Exchange's all-in cost (plus an additional, non-material amount) 
                    <SU>9</SU>
                    <FTREF/>
                     to execute that corresponding contract at that corresponding exchange. The Exchange notes that in determining whether to adjust certain groupings of options exchanges in the routing fee table, the Exchange considered the transaction fees and rebates assessed by away markets, and determined to amend the grouping of exchanges that assess transaction fees for routed orders within a similar range. This same logic and structure applies to all of the groupings in the routing fee table. By utilizing the same structure that is utilized by the Exchange's affiliates, MIAX Pearl and MIAX Emerald, the Exchange's Members 
                    <SU>10</SU>
                    <FTREF/>
                     will be assessed routing fees in a similar manner. The Exchange believes that this structure will minimize any confusion as to the method of assessing routing fees between the three exchanges. The Exchange notes that its affiliates, MIAX Pearl and MIAX Emerald, will file to make the same proposed routing fee changes contained herein.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See supra</E>
                         note 4. The Cboe BZX Options fee schedule has exchange groupings, whereby several exchanges are grouped into the same category, dependent on the order's Origin type and whether it is a Penny or Non-Penny class. For example, Cboe BZX Options fee code RR covers routed customer orders in Non-Penny classes to NYSE Arca, Cboe C2, Nasdaq ISE, Nasdaq Gemini, MIAX Emerald, MIAX Pearl, or NOM, with a single fee of $1.25 per contract.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         This amount is to cover de minimis differences/changes to away market fees (
                        <E T="03">i.e.,</E>
                         minor increases or decreases) that would not necessitate a fee filing by the Exchange to re-categorize the away exchange into a different grouping. Routing fees are not intended to be a profit center for the Exchange and the Exchange's target regarding routing fees and expenses is to be as close as possible to net neutral.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         The term “Member” means an individual or organization approved to exercise the trading rights associated with a Trading Permit. Members are deemed “members” under the Exchange Act. 
                        <E T="03">See</E>
                         Exchange Rule 100.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Implementation</HD>
                <P>The proposed rule change will become operative on July 1, 2023.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that its proposal to amend its Fee Schedule is consistent with Section 6(b) of the Act 
                    <SU>11</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Section 6(b)(4) of the Act 
                    <SU>12</SU>
                    <FTREF/>
                     in particular, in that it is an equitable allocation of reasonable dues, fees, and other charges among its members and issuers and other persons using its facilities. The Exchange also believes the proposal furthers the objectives of Section 6(b)(5) of the Act 
                    <SU>13</SU>
                    <FTREF/>
                     in that it is designed to promote just and equitable principles of trade, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general to protect investors and the public interest and is not designed to permit unfair discrimination between customers, issuers, brokers and dealers.
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         15 U.S.C. 78f(b)(4).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <P>The Exchange believes the proposed change to the exchange groupings of options exchanges within the routing fee table furthers the objectives of Section 6(b)(4) of the Act and is reasonable, equitable and not unfairly discriminatory because the proposed change will continue to apply in the same manner to all Members that are subject to routing fees. The Exchange believes the proposed change to the routing fee table exchange groupings furthers the objectives of Section 6(b)(5) of the Act and is designed to promote just and equitable principles of trade and is not unfairly discriminatory because the proposed change seeks to recoup costs that are incurred by the Exchange when routing Priority Customer Orders to away markets on behalf of Members and does so in the same manner for all Members that are subject to routing fees. The costs to the Exchange to route orders to away markets for execution primarily includes transaction fees and rebates assessed by the away markets to which the Exchange routes orders, in addition to the Exchange's clearing costs, administrative, regulatory and technical costs. The Exchange believes that the proposed re-categorization of certain exchange groupings would enable the Exchange to recover the costs it incurs to route orders to the Nasdaq MRX options exchange. The per-contract transaction fee amount associated with each grouping approximates the Exchange's all-in cost (plus an additional, non-material amount) to execute the corresponding contract at the corresponding exchange.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>
                    The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act. The Exchange's proposed re-categorization of certain exchange groupings is intended to enable the Exchange to recover the costs it incurs to route orders to away markets, particularly Nasdaq MRX. The Exchange does not believe that this proposal imposes any unnecessary burden on competition because it seeks to recoup costs incurred by the Exchange when routing orders to away markets on behalf of Members and notes that at least one other options exchange has a similar routing fee structure.
                    <SU>14</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See supra</E>
                         note 4.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>Written comments were neither solicited nor received.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The foregoing rule change has become effective pursuant to Section 19(b)(3)(A)(ii) of the Act,
                    <SU>15</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(2) 
                    <SU>16</SU>
                    <FTREF/>
                     thereunder. At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         15 U.S.C. 78s(b)(3)(A)(ii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         17 CFR 240.19b-4(f)(2).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments:</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-MIAX-2023-27 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments:</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-MIAX-2023-27. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements 
                    <PRTPAGE P="46342"/>
                    with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-MIAX-2023-27 and should be submitted on or before August 9, 2023.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>17</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>17</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>J. Matthew DeLesDernier,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15262 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-97905; File No. SR-NASDAQ-2023-016]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares Bitcoin Trust Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares</SUBJECT>
                <DATE>July 13, 2023.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on June 29, 2023, The Nasdaq Stock Market LLC (“Nasdaq” or “Exchange”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The Exchange proposes to list and trade shares of the iShares Bitcoin Trust (the 
                    <E T="03">“Trust”</E>
                    ) under Nasdaq Rule 5711(d) (“Commodity-Based Trust Shares”).
                </P>
                <P>
                    The text of the proposed rule change is available on the Exchange's website at 
                    <E T="03">https://listingcenter.nasdaq.com/rulebook/nasdaq/rules,</E>
                     at the principal office of the Exchange, and at the Commission's Public Reference Room.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The Exchange proposes to list and trade the Shares under Nasdaq Rule 5711(d),
                    <SU>3</SU>
                    <FTREF/>
                     which governs the listing and trading of Commodity-Based Trust Shares on the Exchange. iShares Delaware Trust Sponsor LLC, a Delaware limited liability company and an indirect subsidiary of BlackRock, Inc. (“BlackRock”), is the sponsor of the Trust (the “Sponsor”). The Shares will be registered with the SEC by means of the Trust's registration statement on Form S-1 (the “Registration Statement”).
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         The Commission approved Nasdaq Rule 5711 in Securities Exchange Act Release No. 66648 (March 23, 2012), 77 FR 19428 (March 30, 2012) (SR-NASDAQ-2012-013).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Registration Statement on Form S-1, dated June 15, 2023 filed with the Commission by the Sponsor on behalf of the Trust. The descriptions of the Trust contained herein are based, in part, on information in the Registration Statement. The Registration Statement in not yet effective and the Shares will not trade on the Exchange until such time that the Registration Statement is effective.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Description of the Trust</HD>
                <P>The Shares will be issued by the Trust, a Delaware statutory trust. The Trust will operate pursuant to a trust agreement (the “Trust Agreement”) between the Sponsor, BlackRock Fund Advisors (the “Trustee”) as the trustee of the Trust and will appoint a Delaware Trustee of the Trust (the “Delaware Trustee”) by such time that the Registration Statement is effective. The Trust issues Shares representing fractional undivided beneficial interests in its net assets. The assets of the Trust consist primarily of bitcoin held by a custodian on behalf of the Trust. Coinbase Custody Trust Company, LLC (the “Bitcoin Custodian”), is the custodian for the Trust's bitcoin holdings; and Bank of New York Mellon is the custodian for the Trust's cash holdings (the “Cash Custodian” and together with the Bitcoin Custodian, the “Custodians”) and the administrator of the Trust (the “Trust Administrator”). Under the Trust Agreement, the Trustee may delegate all or a portion of its duties to any agent, and has delegated the bulk of the day-to-day responsibilities to the Trust Administrator and certain other administrative and record-keeping functions to its affiliates and other agents. The Trust is not an investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”).</P>
                <P>The investment objective of the Trust is to reflect generally the performance of the price of bitcoin. The Trust seeks to reflect such performance before payment of the Trust's expenses and liabilities. The Shares are intended to constitute a simple means of making an investment similar to an investment in bitcoin rather than by acquiring, holding and trading bitcoin directly on a peer-to-peer or other basis or via a digital asset exchange. The Shares have been designed to remove the obstacles represented by the complexities and operational burdens involved in a direct investment in bitcoin, while at the same time having an intrinsic value that reflects, at any given time, the investment exposure to the bitcoin owned by the Trust at such time, less the Trust's expenses and liabilities. Although the Shares are not the exact equivalent of a direct investment in bitcoin, they provide investors with an alternative method of achieving investment exposure to bitcoin through the public securities market, which may be more familiar to them.</P>
                <HD SOURCE="HD3">Custody of the Trust's Bitcoins</HD>
                <P>
                    An investment in the Shares is backed by bitcoin held by the Bitcoin Custodian on behalf of the Trust. The Bitcoin Custodian will keep custody of all of the Trust's bitcoin, other than that which is 
                    <PRTPAGE P="46343"/>
                    maintained in the Trading Balance with the Prime Broker, in accounts that are required to be segregated from the assets held by the Bitcoin Custodian as principal and the assets of its other customers (the “Vault Balance”), with any remainder of the Vault Balance held as part of a “hot storage”.
                    <SU>5</SU>
                    <FTREF/>
                     The Bitcoin Custodian will keep a substantial portion of the private keys associated with the Trust's bitcoin in “cold storage” 
                    <SU>6</SU>
                    <FTREF/>
                     or similarly secure technology (the “Cold Vault Balance”) The hardware, software, systems, and procedures of the Bitcoin Custodian may not be available or cost-effective for many investors to access directly.
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         A portion of the Trust's bitcoin holdings and cash holdings from time to time may be held with the Prime Broker, an affiliate of the Bitcoin Custodian, in the Trading Balance, in connection with in-kind creations and redemptions of Baskets and the sale of bitcoin to pay the Sponsor's Fee and Trust expenses not assumed by the Sponsor. These periodic holdings held in the Trading Balance with the Prime Broker represent an omnibus claim on the Prime Broker's bitcoins held on behalf of clients; these holdings exist across a combination of omnibus hot wallets, omnibus cold wallets, or in accounts in the Prime Broker's name on a trading venue (including third-party venues and the Prime Broker's own execution venue) where the Prime Broker executes orders to buy and sell bitcoin on behalf of its clients.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         The term “cold storage” refers to a safeguarding method by which the private keys corresponding to bitcoins stored on a digital wallet are removed from any computers actively connected to the internet. Cold storage of private keys may involve keeping such wallet on a non-networked computer or electronic device or storing the public key and private keys relating to the digital wallet on a storage device (for example, a USB thumb drive) or printed medium (for example, papyrus or paper) and deleting the digital wallet from all computers.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Net Asset Value</HD>
                <P>The net asset value of the Trust will be equal to the total assets of the Trust, including but not limited to, all bitcoin and cashless total liabilities of the Trust, each determined by the Trustee pursuant to policies established from time to time by the Trustee or its affiliates or otherwise described herein. The methodology used to calculate an index (the “Index”) price to value bitcoin in determining the net asset value of the Trust may not be deemed consistent with U.S. generally accepted accounting principles (“GAAP”).</P>
                <P>The Sponsor has the exclusive authority to determine the Trust's net asset value, which it has delegated to the Trustee under the Trust Agreement. The Trustee has delegated to the Trust Administrator the responsibility to calculate the net asset value of the Trust and the NAV, based on a pricing source selected by the Trustee. In determining the Trust's net asset value, the Trust Administrator values the bitcoin held by the Trust based on the Index, unless otherwise determined by the Sponsor in its sole discretion. The CF Benchmarks Index shall constitute the Index, unless the CF Benchmarks Index is not available or the Sponsor in its sole discretion determines not to use the CF Benchmarks Index as the Index. If the CF Benchmarks Index is not available or the Sponsor determines, in its sole discretion, that the CF Benchmarks Index should not be used, the Trust's holdings may be fair valued in accordance with the policy approved by the Sponsor.</P>
                <P>The Trust's periodic financial statements may not utilize net asset value or NAV to the extent the methodology used to calculate the Index is deemed not to be consistent with GAAP. For purposes of the Trust's periodic financial statements, the Trust will utilize a pricing source that is consistent with GAAP, as of the financial statement measurement date. The Sponsor will determine in its sole discretion the valuation sources and policies used to prepare the Trust's financial statements in accordance with GAAP.</P>
                <P>The Sponsor may declare a suspension of the calculation of the NAV of the Trust under certain circumstances.</P>
                <HD SOURCE="HD3">Net Asset Value Calculation and Index</HD>
                <P>On each Business Day, as soon as practicable after 4:00 p.m. Eastern Time (“ET”), the Trust Administrator evaluates the bitcoin held by the Trust as reflected by the CF Benchmarks Index and determines the net asset value of the Trust and the NAV. For purposes of making these calculations, a Business Day means any day other than a day when Nasdaq is closed for regular trading.</P>
                <P>
                    The CF Benchmarks Index employed by the Trust is calculated on each Business Day by aggregating the notional value of bitcoin trading activity across major bitcoin spot exchanges. The CF Benchmarks Index is designed based on the IOSCO Principles for Financial Benchmarks. The administrator of the CF Benchmarks Index is CF Benchmarks Ltd. (the “Index Administrator”). The CF Benchmarks Index serves as a once-a-day benchmark rate of the U.S. dollar price of bitcoin (USD/BTC), calculated as of 4:00 p.m. ET. The CF Benchmarks Index aggregates the trade flow of several bitcoin exchanges, during an observation window between 3:00 p.m. and 4:00 p.m. ET into the U.S. dollar price of one bitcoin at 4:00 p.m. ET. Specifically, the CF Benchmarks Index is calculated based on the “Relevant Transactions” 
                    <SU>7</SU>
                    <FTREF/>
                     of all of its constituent bitcoin exchanges (“Constituent Exchanges”), which are currently Bitstamp, Coinbase, itBit, Kraken, Gemini, and LMAX (the “Constituent Platforms”), and which may change from time to time.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         A “Relevant Transaction” is any cryptocurrency versus U.S. dollar spot trade that occurs during the observation window between 3:00 p.m. and 4:00 p.m. ET on a Constituent Exchange in the BTC/USD pair that is reported and disseminated by a Constituent Exchange through its publicly available API and observed by the Index Administrator.
                    </P>
                </FTNT>
                <P>If the CF Benchmarks Index is not available or the Sponsor determines, in its sole discretion, that the CF Benchmarks Index should not be used, the Trust's holdings may be fair valued in accordance with the policy approved by the Sponsor.</P>
                <P>The Trust is intended to provide a way for Shareholders to obtain exposure to bitcoin by investing in the Shares rather than by acquiring, holding and trading bitcoin directly on a peer-to-peer or other basis or via a digital asset exchange. An investment in Shares of the Trust is not the same as an investment directly in bitcoin on a peer-to-peer or other basis or via a digital asset exchange.</P>
                <HD SOURCE="HD3">Creation and Redemption of Shares</HD>
                <P>
                    The Trust issues and redeems baskets (“Baskets”) 
                    <SU>8</SU>
                    <FTREF/>
                     on a continuous basis. Baskets are only issued or redeemed in exchange for an amount of bitcoin determined by the Trustee on each day that Nasdaq is open for regular trading. No Shares are issued unless the Bitcoin Custodian or Prime Broker has allocated to the Trust's account the corresponding amount of bitcoin. The amount of bitcoin necessary for the creation of a Basket, or to be received upon redemption of a Basket, will decrease over the life of the Trust, due to the payment or accrual of fees and other expenses or liabilities payable by the Trust. Baskets may be created or redeemed only by Authorized Participants, who pay BlackRock Investments, LLC (“BRIL”), an affiliate of the Trustee that has been retained by the Trust to perform certain order 
                    <PRTPAGE P="46344"/>
                    processing, Authorized Participant communications, and related services in connection with the issuance and redemption of Baskets (“ETF Services”), a transaction fee for each order to create or redeem Baskets.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         The Trust issues and redeems Shares only in blocks of 40,000 or integral multiples thereof. A block of 40,000 Shares is called a “Basket.” These transactions take place in exchange for bitcoin. Baskets will be offered continuously at the net asset value per Share (“NAV”) for 40,000 Shares on the day that an order to create a Basket is accepted by the Trust. The Trust may change the number of Shares in a Basket. Only registered broker-dealers that become authorized participants by entering into a contract with the Sponsor and the Trustee (“Authorized Participants”) may purchase or redeem Baskets. Shares will be offered to the public from time to time at varying prices that will reflect the price of bitcoin and the trading price of the Shares on Nasdaq at the time of the offer.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Overview of the Bitcoin Industry</HD>
                <P>Bitcoin is a digital asset that is created and transmitted through the operations of the peer-to-peer Bitcoin Network, a decentralized network of computers that operates on cryptographic protocols. No single entity owns or operates the Bitcoin network, the infrastructure of which is collectively maintained by its user base. The Bitcoin network allows people to exchange tokens of value, called bitcoin, which are recorded on a public transaction ledger known as the Bitcoin blockchain. Bitcoin can be used to pay for goods and services, or it can be converted to fiat currencies, such as the U.S. dollar, at rates determined on bitcoin exchanges that enable trading in bitcoin or in individual end-user-to-end-user transactions under a barter system.</P>
                <P>The Bitcoin network is commonly understood to be decentralized and does not require governmental authorities or financial institution intermediaries to create, transmit or determine the value of bitcoin. Rather, bitcoin is created and allocated by the Bitcoin network protocol through a “mining” process. The value of bitcoin is determined by the supply of and demand for bitcoin-on-bitcoin exchanges or in private end-user-to-end-user transactions.</P>
                <P>New bitcoins are created and rewarded to the miners of a block in the Bitcoin blockchain for verifying transactions. The Bitcoin blockchain is a shared database that includes all blocks that have been solved by miners and it is updated to include new blocks as they are solved. Each bitcoin transaction is broadcast to the Bitcoin network and, when included in a block, recorded in the Bitcoin blockchain. As each new block records outstanding bitcoin transactions, and outstanding transactions are settled and validated through such recording, the Bitcoin blockchain represents a complete, transparent and unbroken history of all transactions of the Bitcoin network.</P>
                <HD SOURCE="HD3">History of Bitcoin</HD>
                <P>The Bitcoin network was initially contemplated in a whitepaper that also described bitcoin and the operating software to govern the Bitcoin network. The whitepaper was purportedly authored by Satoshi Nakamoto. However, no individual with that name has been reliably identified as bitcoin's creator, and the general consensus is that the name is a pseudonym for the actual inventor or inventors. The first bitcoins were created in 2009 after Nakamoto released the Bitcoin network source code (the software and protocol that created and launched the Bitcoin network). The Bitcoin network has been under active development since that time by a loose group of software developers who have come to be known as core developers.</P>
                <HD SOURCE="HD3">Overview of Bitcoin Network Operations</HD>
                <P>In order to own, transfer or use bitcoin directly on the Bitcoin network (as opposed to through an intermediary, such as an exchange), a person generally must have internet access to connect to the Bitcoin network. Bitcoin transactions may be made directly between end-users without the need for a third-party intermediary. To prevent the possibility of double-spending bitcoin, a user must notify the Bitcoin network of the transaction by broadcasting the transaction data to its network peers. The Bitcoin network provides confirmation against double-spending by memorializing every transaction in the Bitcoin blockchain, which is publicly accessible and transparent. This memorialization and verification against double-spending is accomplished through the Bitcoin network mining process, which adds “blocks” of data, including recent transaction information, to the Bitcoin blockchain.</P>
                <HD SOURCE="HD3">Overview of Bitcoin Transfers</HD>
                <P>Prior to engaging in bitcoin transactions directly on the Bitcoin network, a user generally must first install on its computer or mobile device a Bitcoin network software program that will allow the user to generate a private and public key pair associated with a bitcoin address commonly referred to as a “wallet.” The Bitcoin network software program and the bitcoin address also enable the user to connect to the Bitcoin network and transfer bitcoin to, and receive bitcoin from, other users.</P>
                <P>Each Bitcoin network address, or wallet, is associated with a unique “public key” and “private key” pair. To receive bitcoin, the bitcoin recipient must provide its public key to the party initiating the transfer. This activity is analogous to a recipient for a transaction in U.S. dollars providing a routing address in wire instructions to the payor so that cash may be wired to the recipient's account. The payor approves the transfer to the address provided by the recipient by “signing” a transaction that consists of the recipient's public key with the private key of the address from where the payor is transferring the bitcoin. The recipient, however, does not make public or provide to the sender its related private key.</P>
                <P>Neither the recipient nor the sender reveals their private keys in a transaction because the private key authorizes transfer of the funds in that address to other users. Therefore, if a user loses his or her private key, the user may permanently lose access to the bitcoin contained in the associated address. Likewise, bitcoin is irretrievably lost if the private key associated with them is deleted and no backup has been made. When sending bitcoin, a user's Bitcoin network software program must validate the transaction with the associated private key. The resulting digitally validated transaction is sent by the user's Bitcoin network software program to the Bitcoin network to allow transaction confirmation.</P>
                <P>Some bitcoin transactions are conducted “off-blockchain” and are therefore not recorded in the Bitcoin blockchain. Some “off-blockchain transactions” involve the transfer of control over, or ownership of, a specific digital wallet holding bitcoin or the reallocation of ownership of certain bitcoin in a digital wallet containing assets owned by multiple persons, such as a digital wallet maintained by a digital assets exchange. In contrast to on-blockchain transactions, which are publicly recorded on the Bitcoin blockchain, information and data regarding off-blockchain transactions are generally not publicly available. Therefore, off-blockchain transactions are not truly bitcoin transactions in that they do not involve the transfer of transaction data on the Bitcoin network and do not reflect a movement of bitcoin between addresses recorded in the Bitcoin blockchain. For these reasons, off-blockchain transactions are subject to risks as any such transfer of bitcoin ownership is not protected by the protocol behind the Bitcoin network or recorded in, and validated through, the blockchain mechanism.</P>
                <HD SOURCE="HD3">Summary of a Bitcoin Transaction</HD>
                <P>
                    In a bitcoin transaction directly on the Bitcoin network between two parties (as opposed to through an intermediary, such as a custodian), the following circumstances must initially be in place: (i) the party seeking to send bitcoin must have a Bitcoin network public key, and the Bitcoin network must recognize that public key as having sufficient bitcoin for the transaction; (ii) the receiving party must have a Bitcoin network public key; and (iii) the spending party must have internet 
                    <PRTPAGE P="46345"/>
                    access with which to send its spending transaction.
                </P>
                <P>The receiving party must provide the spending party with its public key and allow the Bitcoin blockchain to record the sending of bitcoin to that public key. After the provision of a recipient's Bitcoin network public key, the spending party must enter the address into its Bitcoin network software program along with the number of bitcoin to be sent. The number of bitcoin to be sent will typically be agreed upon between the two parties based on a set number of bitcoin or an agreed upon conversion of the value of fiat currency to bitcoin. Since every computation on the Bitcoin network requires the payment of bitcoin, including verification and memorialization of bitcoin transfers, there is a transaction fee involved with the transfer, which is based on computation complexity and not on the value of the transfer and is paid by the payor with a fractional number of bitcoin.</P>
                <P>After the entry of the Bitcoin network address, the number of bitcoin to be sent and the transaction fees, if any, to be paid, will be transmitted by the spending party. The transmission of the spending transaction results in the creation of a data packet by the spending party's Bitcoin network software program, which is transmitted onto the decentralized Bitcoin network, resulting in the distribution of the information among the software programs of users across the Bitcoin network for eventual inclusion in the Bitcoin blockchain.</P>
                <P>As discussed in greater detail below, Bitcoin network miners record transactions when they solve for and add blocks of information to the Bitcoin blockchain. When a miner solves for a block, it creates that block, which includes data relating to (i) the solution to the block, (ii) a reference to the prior block in the Bitcoin blockchain to which the new block is being added and (iii) transactions that have occurred but have not yet been added to the Bitcoin blockchain. The miner becomes aware of outstanding, unrecorded transactions through the data packet transmission and distribution discussed above.</P>
                <P>Upon the addition of a block included in the Bitcoin blockchain, the Bitcoin network software program of both the spending party and the receiving party will show confirmation of the transaction on the Bitcoin blockchain and reflect an adjustment to the bitcoin balance in each party's Bitcoin network public key, completing the bitcoin transaction. Once a transaction is confirmed on the Bitcoin blockchain, it is irreversible.</P>
                <HD SOURCE="HD3">Creation of a New Bitcoin</HD>
                <P>New bitcoins are created through the mining process. The process by which bitcoin is “mined” results in new blocks being added to the Bitcoin blockchain and new bitcoin tokens being issued to the miners. Computers on the Bitcoin network engage in a set of prescribed complex mathematical calculations in order to add a block to the Bitcoin blockchain and thereby confirm bitcoin transactions included in that block's data. The Bitcoin network is designed in such a way that the reward for adding new blocks to the Bitcoin blockchain decreases over time. Once new bitcoin tokens are no longer awarded for adding a new block, miners will only have transaction fees to incentivize them, and as a result, it is expected that miners will need to be better compensated with higher transaction fees to ensure that there is adequate incentive for them to continue mining.</P>
                <HD SOURCE="HD3">Limits on Bitcoin Supply</HD>
                <P>Under the source code that governs the Bitcoin network, the supply of new bitcoin is mathematically controlled so that the number of bitcoin grows at a limited rate pursuant to a pre-set schedule. The number of bitcoin awarded for solving a new block is automatically halved after every 210,000 blocks are added to the Bitcoin blockchain, approximately every 4 years. Currently, the fixed reward for solving a new block is 6.25 bitcoin per block and this is expected to decrease by half to become 3.125 bitcoin in approximately early 2024. This deliberately controlled rate of bitcoin creation means that the number of bitcoin in existence will increase at a controlled rate until the number of bitcoin in existence reaches the pre-determined 21 million bitcoin. However, the 21 million supply cap could be changed in a hard fork. A hard fork could change the source code to the Bitcoin network, including the 21 million bitcoin supply cap.</P>
                <HD SOURCE="HD3">Background</HD>
                <P>
                    The Commission has historically approved or disapproved exchange filings to list and trade series of Trust Issued Receipts, including spot based Commodity-Based Trust Shares, on the basis of whether the listing exchange has in place a comprehensive surveillance sharing agreement with a regulated market of significant size related to the underlying commodity to be held.
                    <SU>9</SU>
                    <FTREF/>
                     Prior orders from the Commission have pointed out that in every prior approval order for Commodity-Based Trust Shares, there has been a derivatives market that represents the regulated market of significant size, generally a Commodity Futures Trading Commission regulated futures market.
                    <SU>10</SU>
                    <FTREF/>
                     Further to this point, 
                    <PRTPAGE P="46346"/>
                    the Commission's prior orders have noted that the spot commodities and currency markets for which it has previously approved spot exchange traded products (“ETPs”) are generally unregulated and that the Commission relied on the underlying futures market as the regulated market of significant size that formed the basis for approving the series of Currency and Commodity-Based Trust Shares, including gold, silver, platinum, palladium, copper, and other commodities and currencies. The Commission specifically noted in the Winklevoss Order that the First Gold Approval Order “was based on an assumption that the currency market and the spot gold market were largely unregulated.” 
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 83723 (July 26, 2018), 83 FR 37579 (August 1, 2018). This proposal was subsequently disapproved by the Commission. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 83723 (July 26, 2018), 83 FR 37579 (August 1, 2018) (the “Winklevoss Order”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See</E>
                         streetTRACKS Gold Shares, Exchange Act Release No. 50603 (Oct. 28, 2004), 69 FR 64614, 64618-19 (Nov. 5, 2004) (SR-NYSE-2004-22) (the “First Gold Approval Order”); iShares COMEX Gold Trust, Exchange Act Release No. 51058 (Jan. 19, 2005), 70 FR 3749, 3751, 3754-55 (Jan. 26, 2005) (SR-Amex-2004-38); iShares Silver Trust, Exchange Act Release No. 53521 (Mar. 20, 2006), 71 FR 14967, 14968, 14973-74 (Mar. 24, 2006) (SR-Amex-2005-072); ETFS Gold Trust, Exchange Act Release No. 59895 (May 8, 2009), 74 FR 22993, 22994-95, 22998, 23000 (May 15, 2009) (SR-NYSEArca-2009-40); ETFS Silver Trust, Exchange Act Release No. 59781 (Apr. 17, 2009), 74 FR 18771, 18772, 18775-77 (Apr. 24, 2009) (SR-NYSEArca-2009-28); ETFS Palladium Trust, Exchange Act Release No. 61220 (Dec. 22, 2009), 74 FR 68895, 68896 (Dec. 29, 2009) (SR-NYSEArca-2009-94) (notice of proposed rule change included NYSE Arca's representation that “[t]he most significant palladium futures exchanges are the NYMEX and the Tokyo Commodity Exchange,” that “NYMEX is the largest exchange in the world for trading precious metals futures and options,” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which NYMEX is a member, Exchange Act Release No. 60971 (Nov. 9, 2009), 74 FR 59283, 59285-86, 59291 (Nov. 17, 2009)); ETFS Platinum Trust, Exchange Act Release No. 61219 (Dec. 22, 2009), 74 FR 68886, 68887-88 (Dec. 29, 2009) (SR-NYSEArca-2009-95) (notice of proposed rule change included NYSE Arca's representation that “[t]he most significant platinum futures exchanges are the NYMEX and the Tokyo Commodity Exchange,” that “NYMEX is the largest exchange in the world for trading precious metals futures and options,” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which NYMEX is a member, Exchange Act Release No. 60970 (Nov. 9, 2009), 74 FR 59319, 59321, 59327 (Nov. 17, 2009)); Sprott Physical Gold Trust, Exchange Act Release No. 61496 (Feb. 4, 2010), 75 FR 6758, 6760 (Feb. 10, 2010) (SR-NYSEArca-2009-113) (notice of proposed rule change included NYSE Arca's representation that the COMEX is one of the “major world gold markets,” that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” and that NYMEX, of which COMEX is a division, is a member of the Intermarket Surveillance Group, Exchange Act Release No. 61236 (Dec. 23, 2009), 75 FR 170, 171, 174 (Jan. 4, 2010)); Sprott Physical Silver Trust, Exchange Act Release No. 63043 (Oct. 5, 2010), 75 FR 62615, 62616, 62619, 62621 (Oct. 12, 2010) (SR-NYSEArca-2010-84); ETFS Precious Metals Basket Trust, Exchange Act Release No. 62692 (Aug. 11, 2010), 75 FR 50789, 50790 (Aug. 17, 2010) (SR-NYSEArca-2010-56) (notice of proposed rule change included NYSE Arca's representation that “the most significant gold, silver, platinum and palladium futures exchanges are the COMEX and the TOCOM” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 62402 (Jun. 29, 
                        <PRTPAGE/>
                        2010), 75 FR 39292, 39295, 39298 (July 8, 2010)); ETFS White Metals Basket Trust, Exchange Act Release No. 62875 (Sept. 9, 2010), 75 FR 56156, 56158 (Sept. 15, 2010) (SR-NYSEArca-2010-71) (notice of proposed rule change included NYSE Arca's representation that “the most significant silver, platinum and palladium futures exchanges are the COMEX and the TOCOM” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 62620 (July 30, 2010), 75 FR 47655, 47657, 47660 (Aug. 6, 2010)); ETFS Asian Gold Trust, Exchange Act Release No. 63464 (Dec. 8, 2010), 75 FR 77926, 77928 (Dec. 14, 2010) (SR-NYSEArca-2010-95) (notice of proposed rule change included NYSE Arca's representation that “the most significant gold futures exchanges are the COMEX and the Tokyo Commodity Exchange,” that “COMEX is the largest exchange in the world for trading precious metals futures and options,” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 63267 (Nov. 8, 2010), 75 FR 69494, 69496, 69500-01 (Nov. 12, 2010)); Sprott Physical Platinum and Palladium Trust, Exchange Act Release No. 68430 (Dec. 13, 2012), 77 FR 75239, 75240-41 (Dec. 19, 2012) (SR-NYSEArca-2012-111) (notice of proposed rule change included NYSE Arca's representation that “[f]utures on platinum and palladium are traded on two major exchanges: The New York Mercantile Exchange . . . and Tokyo Commodities Exchange” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, Exchange Act Release No. 68101 (Oct. 24, 2012), 77 FR 65732, 65733, 65739 (Oct. 30, 2012)); APMEX Physical—1 oz. Gold Redeemable Trust, Exchange Act Release No. 66930 (May 7, 2012), 77 FR 27817, 27818 (May 11, 2012) (SR-NYSEArca-2012-18) (notice of proposed rule change included NYSE Arca's representation that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” of which COMEX is a member, and that gold futures are traded on COMEX and the Tokyo Commodity Exchange, with a cross-reference to the proposed rule change to list and trade shares of the ETFS Gold Trust, in which NYSE Arca represented that COMEX is one of the “major world gold markets,” Exchange Act Release No. 66627 (Mar. 20, 2012), 77 FR 17539, 17542-43, 17547 (Mar. 26, 2012)); JPM XF Physical Copper Trust, Exchange Act Release No. 68440 (Dec. 14, 2012), 77 FR 75468, 75469-70, 75472, 75485-86 (Dec. 20, 2012) (SR-NYSEArca-2012-28); iShares Copper Trust, Exchange Act Release No. 68973 (Feb. 22, 2013), 78 FR 13726, 13727, 13729-30, 13739-40 (Feb. 28, 2013) (SR-NYSEArca-2012-66); First Trust Gold Trust, Exchange Act Release No. 70195 (Aug. 14, 2013), 78 FR 51239, 51240 (Aug. 20, 2013) (SR-NYSEArca-2013-61) (notice of proposed rule change included NYSE Arca's representation that FINRA, on behalf of the exchange, may obtain trading information regarding gold futures and options on gold futures from members of the Intermarket Surveillance Group, including COMEX, or from markets “with which [NYSE Arca] has in place a comprehensive surveillance sharing agreement,” and that gold futures are traded on COMEX and the Tokyo Commodity Exchange, with a cross-reference to the proposed rule change to list and trade shares of the ETFS Gold Trust, in which NYSE Arca represented that COMEX is one of the “major world gold markets,” Exchange Act Release No. 69847 (June 25, 2013), 78 FR 39399, 39400, 39405 (July 1, 2013)); Merk Gold Trust, Exchange Act Release No. 71378 (Jan. 23, 2014), 79 FR 4786, 4786-87 (Jan. 29, 2014) (SR-NYSEArca-2013-137) (notice of proposed rule change included NYSE Arca's representation that “COMEX is the largest gold futures and options exchange” and that NYSE Arca “may obtain trading information via the Intermarket Surveillance Group,” including with respect to transactions occurring on COMEX pursuant to CME and NYMEX's membership, or from exchanges “with which [NYSE Arca] has in place a comprehensive surveillance sharing agreement,” Exchange Act Release No. 71038 (Dec. 11, 2013), 78 FR 76367, 76369, 76374 (Dec. 17, 2013)); Long Dollar Gold Trust, Exchange Act Release No. 79518 (Dec. 9, 2016), 81 FR 90876, 90881, 90886, 90888 (Dec. 15, 2016) (SR-NYSEArca-2016-84).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37592.
                    </P>
                </FTNT>
                <P>As such, the regulated market of significant size test does not require that the spot bitcoin market be regulated in order for the Commission to approve this proposal, and precedent makes clear that an underlying market for a spot commodity or currency being a regulated market would actually be an exception to the norm. These largely unregulated currency and commodity markets do not provide the same protections as the markets that are subject to the Commission's oversight, but the Commission has consistently looked to surveillance sharing agreements with the underlying futures market in order to determine whether such products were consistent with the Act. With this in mind, the Bitcoin Futures market, as defined below, is the proper market to consider in determining whether there is a related regulated market of significant size.</P>
                <P>
                    Further to this point, the Exchange notes that the Commission has recently approved proposals related to the listing and trading of funds that would primarily hold Bitcoin Futures that are registered under the Securities Act of 1933 instead of the 1940 Act.
                    <SU>12</SU>
                    <FTREF/>
                     In the Teucrium Approval, the Commission found the Bitcoin Futures market to be a regulated market of significant size as it relates to Bitcoin Futures, an odd tautological truth that is also inconsistent with prior disapproval orders for ETPs that would hold actual bitcoin instead of derivatives contracts (“Spot Bitcoin ETPs”) that use the exact same pricing methodology as the Bitcoin Futures. As further discussed below, both the Exchange and the Sponsor believe that this proposal and the included analysis are sufficient to establish that the Bitcoin Futures market represents a regulated market of significant size as it relates both to the Bitcoin Futures market and to the spot bitcoin market and that this proposal should be approved.
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See</E>
                         Exchange Act Release No. 94620 (April 6, 2022), 87 FR 21676 (April 12, 2022) (the “Teucrium Approval”) and 94853 (May 5, 2022) (collectively, with the Teucrium Approval, the “Bitcoin Futures Approvals”).
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Bitcoin Futures ETFs</HD>
                <P>The Exchange and Sponsor applaud the Commission for allowing the launch of exchange-traded funds (“ETFs”) registered under the 1940 Act and the recent Bitcoin Futures Approvals that provide exposure to bitcoin primarily through Bitcoin Futures (“Bitcoin Futures ETFs”). Allowing such products to list and trade is a productive first step in providing U.S. investors and traders with transparent, exchange listed tools for expressing a view on bitcoin. The Bitcoin Futures Approvals, however, have created a logical inconsistency in the application of the standard the Commission applies when considering bitcoin ETP proposals.</P>
                <P>
                    As discussed further below, the standard applicable to bitcoin ETPs is whether the listing exchange has in place a comprehensive surveillance sharing agreement with a regulated market of significant size in the underlying asset. Previous disapproval orders have made clear that a market that constitutes a regulated market of significant size is generally a futures and/or options market based on the underlying reference asset rather than the spot commodity markets, which are often unregulated.
                    <SU>13</SU>
                    <FTREF/>
                     Leaving aside the analysis of that standard until later in 
                    <PRTPAGE P="46347"/>
                    this proposal,
                    <SU>14</SU>
                    <FTREF/>
                     the Exchange believes that the below rationale that the Commission applied to a Bitcoin Futures ETF should result in the Commission approving this and other Spot Bitcoin ETP proposals:
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37593, specifically footnote 202, which includes the language from numerous approval orders for which the underlying futures markets formed the basis for approving series of ETPs that hold physical metals, including gold, silver, palladium, platinum, and precious metals more broadly; and 37600, specifically where the Commission provides that “when the spot market is unregulated—the requirement of preventing fraudulent and manipulative acts may possibly be satisfied by showing that the ETP listing market has entered into a surveillance-sharing agreement with a regulated market of significant size in derivatives related to the underlying asset.” As noted above, the Exchange believes that these citations are particularly helpful in making clear that the spot market for a spot commodity ETP need not be “regulated” in order for a spot commodity ETP to be approved by the Commission, and in fact that it's been the common historical practice of the Commission to rely on such derivatives markets as the regulated market of significant size because such spot commodities markets are largely unregulated.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         As further outlined below, both the Exchange and the Sponsor believe that the Bitcoin Futures market represents a regulated market of significant size and that this proposal and others like it should be approved on this basis.
                    </P>
                </FTNT>
                <EXTRACT>
                    <P>The CME “comprehensively surveils futures market conditions and price movements on a real time and ongoing basis in order to detect and prevent price distortions, including price distortions caused by manipulative efforts.” Thus, the CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts, whether that attempt is made by directly trading on the CME bitcoin futures market or indirectly by trading outside of the CME bitcoin futures market. As such, when the CME shares its surveillance information with Arca, the information would assist in detecting and deterring fraudulent or manipulative misconduct related to the non cash assets held by the proposed ETP.15</P>
                </EXTRACT>
                <P>Bitcoin Futures pricing is based on pricing from spot bitcoin markets. The statement from the Teucrium Approval that “CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts. . .indirectly by trading outside of the CME bitcoin futures market,” makes clear that the Commission believes that CME's surveillance can capture the effects of trading on the relevant spot markets on the pricing of Bitcoin Futures. If CME is able to detect such attempts at manipulation in the complex and interconnected spot bitcoin market, how would such an ability to detect attempted manipulation and the utility in sharing that information with the listing exchange apply only to Bitcoin Futures ETFs and not Spot Bitcoin ETPs? Stated a different way, given that there is significant trading volume on numerous bitcoin exchanges that are not part of the CME CF Bitcoin Reference Rate and that arbitrage opportunities across bitcoin exchanges means that such trading volume will influence spot bitcoin prices across the market and, despite this, the Commission still believes that CME can detect attempted manipulation of the Bitcoin Futures through “trading outside of the CME bitcoin futures market,” it is clear that such ability would apply equally to both Bitcoin Futures ETFs and Spot Bitcoin ETPs. To take it a step further, such an ability would also seem to be a strong indication that the CME Bitcoin Futures market represents a regulated market of significant size. To be clear, the Exchange agrees with the Commission on this point (and the implications of their conclusions) and notes that the pricing mechanism applicable to the Shares is similar to the CME CF Bitcoin Reference Rate, as further discussed below.</P>
                <P>The Exchange also notes that a Bitcoin Futures ETF may also be more susceptible to potential manipulation than a Spot Bitcoin ETP that offers only in-kind creation and redemption because Bitcoin Futures pricing (and thus the value of the underlying holdings of a Bitcoin Futures ETF) is based on a single price derived from spot bitcoin pricing, while shares of a Spot Bitcoin ETP would represent interest in bitcoin directly and authorized participants for a Spot Bitcoin ETP (as proposed herein) would be able to source bitcoin from any exchange and create or redeem with the applicable trust regardless of the price of the underlying index. As such, the Exchange believes that, in addition to the CME Bitcoin Futures market representing a regulated market of significant size as it relates to the spot bitcoin market, in-kind Spot Bitcoin ETPs are likely less susceptible to manipulation than Bitcoin Futures ETFs because of the underlying creation and redemption arbitrage mechanism that will operate in the same manner as it does for all other ETFs.</P>
                <P>
                    In addition to potentially being more susceptible to manipulation than a Spot Bitcoin ETP, the structure of Bitcoin Futures ETFs provides negative outcomes for buy and hold investors as compared to a Spot Bitcoin ETP.
                    <SU>16</SU>
                    <FTREF/>
                     Specifically, the cost of rolling Bitcoin Futures contracts will cause the Bitcoin Futures ETFs to typically lag the performance of bitcoin itself and, at over a billion dollars in assets under management, would cost U.S. investors significant amounts of money on an annual basis compared to Spot Bitcoin ETPs. Such rolling costs would not be required for Spot Bitcoin ETPs that hold bitcoin. While Bitcoin Futures ETFs represent a useful trading tool, they are clearly a sub-optimal structure for U.S. investors that are looking for long-term exposure to bitcoin that will, based on the calculations above, unnecessarily cost U.S. investors significant amounts of money every year compared to Spot Bitcoin ETPs and the Exchange believes that any proposal to list and trade a Spot Bitcoin ETP should be reviewed by the Commission with this important investor protection context in mind.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See e.g.,</E>
                         “Bitcoin ETF's Success Could Come at Fundholders' Expense,” Wall Street Journal (October 24, 2021), available at: 
                        <E T="03">https://www.wsj.com/articles/bitcoin-etfs-success-could-come-at-fundholders-expense-11635080580;</E>
                         “Physical Bitcoin ETF Prospects Accelerate,” ETF.com (October 25, 2021), available at:
                        <E T="03"> https://www.etf.com/sections/blog/physical-bitcoin-etf-prospects-shine.</E>
                    </P>
                </FTNT>
                <P>
                    Based on the foregoing, the Exchange and Sponsor believe that any objective review of the proposals to list Spot Bitcoin ETPs compared to the Bitcoin Futures ETFs and the Bitcoin Futures Approvals would lead to the conclusion that Spot Bitcoin ETPs should be available to U.S. investors and, as such, this proposal and other comparable proposals to list and trade Spot Bitcoin ETPs should be approved by the Commission. Stated simply, U.S. investors will continue to lose significant amounts of money from holding Bitcoin Futures ETFs as compared to Spot Bitcoin ETPs, losses which could be prevented by the Commission approving Spot Bitcoin ETPs. Additionally, any concerns related to preventing fraudulent and manipulative acts and practices related to Spot Bitcoin ETPs would apply equally to the spot markets underlying the futures contracts held by a Bitcoin Futures ETF. While the 1940 Act does offer certain investor protections, those protections do not relate to mitigating potential manipulation of the holdings of an ETF in a way that warrants distinction between Bitcoin Futures ETFs and Spot Bitcoin ETPs and the SEC has granted approval for a Bitcoin Futures ETP that is not regulated by the 1940 Act.
                    <SU>17</SU>
                    <FTREF/>
                     To be clear, both the Exchange and Sponsor believe that the Bitcoin Futures market is a regulated market of significant size and that such manipulation concerns are mitigated as described throughout this proposal. After issuing the Bitcoin Futures Approvals which conclude the CME Bitcoin Futures market is a regulated market of significant size as it relates to Bitcoin Futures, the only consistent outcome would be approving Spot Bitcoin ETPs on the basis that the Bitcoin Futures market is also a regulated market of significant size as it relates to the bitcoin spot market. Including in the analysis the significant and preventable losses to U.S. investors that comes with Bitcoin Futures ETFs, disapproving Spot Bitcoin ETPs seems even more arbitrary and capricious. Given the current landscape, approving this proposal (and others like it) and 
                    <PRTPAGE P="46348"/>
                    allowing Spot Bitcoin ETPs to be listed and traded alongside Bitcoin Futures ETFs would establish a consistent regulatory approach, provide U.S. investors with choice in product structures for bitcoin exposure, and offer flexibility in the means of gaining exposure to bitcoin through transparent, regulated, U.S. exchange listed vehicles.
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">See</E>
                         Teucrium Approval.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Spot and Proxy Exposure to Bitcoin</HD>
                <P>
                    Exposure to bitcoin through an ETP also presents certain advantages for retail investors compared to buying spot bitcoin directly. The most notable advantage from the Sponsor's perspective is the elimination of the need for an individual retail investor to either manage their own private keys or to hold bitcoin through a cryptocurrency exchange that lacks sufficient protections. Typically, retail exchanges hold most, if not all, retail investors' bitcoin in “hot” (internet connected) storage and do not make any commitments to indemnify retail investors or to observe any particular cybersecurity standard. Meanwhile, a retail investor holding spot bitcoin directly in a self-hosted wallet may suffer from inexperience in private key management (
                    <E T="03">e.g.,</E>
                     insufficient password protection, lost key, etc.), which point of failure could cause them to lose some or all of their bitcoin holdings. Thus, with respect to custody of the Trust's bitcoin assets, the Trust presents advantages from an investment protection standpoint for retail investors compared to owning spot bitcoin directly or via a digital asset exchange.
                </P>
                <P>
                    Finally, some publicly traded companies with mostly unrelated businesses—such as Tesla (a car manufacturer) and MicroStrategy (an enterprise software company)—have announced significant investments in bitcoin. Without access to bitcoin exchange traded products, retail investors seeking investment exposure to bitcoin may end up purchasing shares in these companies in order to gain the exposure to bitcoin that they seek.
                    <SU>18</SU>
                    <FTREF/>
                     In fact, mainstream financial news networks have written a number of articles providing investors with guidance for obtaining bitcoin exposure through publicly traded companies (such as MicroStrategy, Tesla, and bitcoin mining companies, among others) instead of dealing with the complications associated with buying spot bitcoin in the absence of a bitcoin ETP.
                    <SU>19</SU>
                    <FTREF/>
                     Such public companies, however, are imperfect bitcoin proxies and provide investors with partial bitcoin exposure paired with a host of additional risks associated with whichever operating company they decide to purchase. Additionally, the disclosures provided by the aforementioned public companies with respect to risks relating to their bitcoin holdings are generally substantially smaller than the registration statement of a bitcoin ETP, including the Registration Statement, typically amounting to a few sentences of narrative description and a handful of risk factors.
                    <SU>20</SU>
                    <FTREF/>
                     In other words, investors seeking bitcoin exposure through publicly traded companies are gaining only partial exposure to bitcoin and are not fully benefitting from the risk disclosures and associated investor protections that come from the securities registration process.
                </P>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         In August 2017, the Commission's Office of Investor Education and Advocacy warned investors about situations where companies were publicly announcing events relating to digital coins or tokens in an effort to affect the price of the company's publicly traded common stock. 
                        <E T="03">See https://www.sec.gov/oiea/investor-alerts-and-bulletins/ia_icorelatedclaims.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">See e.g.,</E>
                         “7 public companies with exposure to bitcoin” (February 8, 2021) available at: 
                        <E T="03">https://finance.yahoo.com/news/7-public-companies-with-exposure-to-bitcoin-154201525.html;</E>
                         and “Want to get in the crypto trade without holding bitcoin yourself? Here are some investing ideas” (February 19, 2021) available at: 
                        <E T="03">https://www.cnbc.com/2021/02/19/ways-to-invest-in-bitcoin-without-holding-the-cryptocurrency-yourself-.html.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Tesla 10-K for the year ended December 31, 2020, which mentions bitcoin just nine times: 
                        <E T="03">https://www.sec.gov/ix?doc=/Archives/edgar/data/1318605/000156459021004599/tsla-10k_20201231.htm.</E>
                    </P>
                </FTNT>
                <GPH SPAN="3" DEEP="364">
                    <PRTPAGE P="46349"/>
                    <GID>EN19JY23.196</GID>
                </GPH>
                <HD SOURCE="HD3">Bitcoin Futures</HD>
                <P>
                    CME began offering trading in Bitcoin Futures in 2017. Each contract represents five bitcoin and is based on the CME CF Bitcoin Reference Rate.
                    <SU>21</SU>
                    <FTREF/>
                     The contracts trade and settle like other cash settled commodity futures contracts. Nearly every measurable metric related to Bitcoin Futures has generally trended up since launch, although certain notional volume calculations have decreased roughly in line with the decrease in the price of bitcoin. For example, there were 143,215 Bitcoin Futures contracts traded in April 2023 (approximately $20.7 billion) compared to 193,182 ($5 billion), 104,713 ($3.9 billion), 118,714 ($42.7 billion), and 111,964 ($23.2 billion) contracts traded in April 2019, April 2020, April 2021, and April 2022, respectively.
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         The CME CF Bitcoin Reference Rate is based on a publicly available calculation methodology based on pricing sourced from several crypto exchanges and trading platforms, including Bitstamp, Coinbase, Gemini, itBit, Kraken, and LMAX Digital.
                    </P>
                </FTNT>
                <GPH SPAN="3" DEEP="242">
                    <PRTPAGE P="46350"/>
                    <GID>EN19JY23.197</GID>
                </GPH>
                <P>
                    The number of large open interest holders 
                    <SU>22</SU>
                    <FTREF/>
                     and unique accounts trading Bitcoin Futures have both increased, even in the face of heightened Bitcoin price volatility.
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         A large open interest holder in Bitcoin Futures is an entity that holds at least 25 contracts, which is the equivalent of 125 bitcoin. At a price of approximately $29,268.81 per bitcoin on 4/30/2023, more than 100 firms had outstanding positions of greater than $3.65 million in Bitcoin Futures.
                    </P>
                </FTNT>
                <GPH SPAN="3" DEEP="452">
                    <PRTPAGE P="46351"/>
                    <GID>EN19JY23.198</GID>
                </GPH>
                <PRTPAGE P="46352"/>
                <HD SOURCE="HD3">Preventing Fraudulent and Manipulative Practices</HD>
                <P>
                    In order for any proposed rule change from an exchange to be approved, the Commission must determine that, among other things, the proposal is consistent with the requirements of Section 6(b)(5) of the Act, specifically including: (i) the requirement that a national securities exchange's rules are designed to prevent fraudulent and manipulative acts and practices; 
                    <SU>23</SU>
                    <FTREF/>
                     and (ii) the requirement that an exchange proposal be designed, in general, to protect investors and the public interest. The Exchange believes that this proposal is consistent with the requirements of Section 6(b)(5) of the Act and that this filing sufficiently demonstrates that the Bitcoin Futures market represents a regulated market of significant size and that, on the whole, the manipulation concerns previously articulated by the Commission are sufficiently mitigated to the point that they are outweighed by quantifiable investor protection issues that would be resolved by approving this proposal.
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         The Exchange believes that bitcoin is resistant to price manipulation and that “other means to prevent fraudulent and manipulative acts and practices” exist to justify dispensing with the requisite surveillance sharing agreement. The geographically diverse and continuous nature of bitcoin trading render it difficult and prohibitively costly to manipulate the price of bitcoin. The fragmentation across bitcoin platforms, the relatively slow speed of transactions, and the capital necessary to maintain a significant presence on each trading platform make manipulation of bitcoin prices through continuous trading activity challenging. To the extent that there are bitcoin exchanges engaged in or allowing wash trading or other activity intended to manipulate the price of bitcoin on other markets, such pricing does not normally impact prices on other exchange because participants will generally ignore markets with quotes that they deem non-executable. Moreover, the linkage between the bitcoin markets and the presence of arbitrageurs in those markets means that the manipulation of the price of bitcoin price on any single venue would require manipulation of the global bitcoin price in order to be effective. Arbitrageurs must have funds distributed across multiple trading platforms in order to take advantage of temporary price dislocations, thereby making it unlikely that there will be strong concentration of funds on any particular bitcoin exchange or OTC platform. As a result, the potential for manipulation on a trading platform would require overcoming the liquidity supply of such arbitrageurs who are effectively eliminating any cross-market pricing differences.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(i) Designed To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <P>
                    In order to meet this standard in a proposal to list and trade a series of Commodity-Based Trust Shares, the Commission requires that an exchange demonstrate that there is a comprehensive surveillance sharing agreement in place 
                    <SU>24</SU>
                    <FTREF/>
                     with a regulated market of significant size. Both the Exchange and CME are members of ISG.
                    <SU>25</SU>
                    <FTREF/>
                     The only remaining issue to be addressed is whether the Bitcoin Futures market constitutes a market of significant size, which both the Exchange and the Sponsor believe that it does. The terms “significant market” and “market of significant size” include a market (or group of markets) as to which: (a) there is a reasonable likelihood that a person attempting to manipulate the ETP would also have to trade on that market to manipulate the ETP, so that a surveillance sharing agreement would assist the listing exchange in detecting and deterring misconduct; and (b) it is unlikely that trading in the ETP would be the predominant influence on prices in that market.
                    <SU>26</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         As previously articulated by the Commission, “The standard requires such surveillance-sharing agreements since “they provide a necessary deterrent to manipulation because they facilitate the availability of information needed to fully investigate a manipulation if it were to occur.” The Commission has emphasized that it is essential for an exchange listing a derivative securities product to enter into a surveillance-sharing agreement with markets trading underlying securities for the listing exchange to have the ability to obtain information necessary to detect, investigate, and deter fraud and market manipulation, as well as violations of exchange rules and applicable federal securities laws and rules. The hallmarks of a surveillance-sharing agreement are that the agreement provides for the sharing of information about market trading activity, clearing activity, and customer identity; that the parties to the agreement have reasonable ability to obtain access to and produce requested information; and that no existing rules, laws, or practices would impede one party to the agreement from obtaining this information from, or producing it to, the other party.” The Commission has historically held that joint membership in the Intermarket Surveillance Group (“ISG”) constitutes such a surveillance sharing agreement. 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 88284 (February 26, 2020), 85 FR 12595 (March 3, 2020) (SR-NYSEArca-2019-39) (the “Wilshire Phoenix Disapproval”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         For a list of the current members and affiliate members of ISG, 
                        <E T="03">see https://www.isgportal.com/.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         
                        <E T="03">See</E>
                         Wilshire Phoenix Disapproval.
                    </P>
                </FTNT>
                <P>
                    The Commission has also recognized that the “regulated market of significant size” standard is not the only means for satisfying Section 6(b)(5) of the act, specifically providing that a listing exchange could demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance sharing agreement.
                    <SU>27</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37580. The Commission has also specifically noted that it “is not applying a `cannot be manipulated' standard; instead, the Commission is examining whether the proposal meets the requirements of the Exchange Act and, pursuant to its Rules of Practice, places the burden on the listing exchange to demonstrate the validity of its contentions and to establish that the requirements of the Exchange Act have been met.” 
                        <E T="03">Id.</E>
                         at 37582.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">(A) Reasonable Likelihood That a Person Attempting To Manipulate the ETP Would Also Have To Trade on That Market To Manipulate the ETP</HD>
                <P>Bitcoin Futures represent a growing influence on pricing in the spot bitcoin market as has been laid out above and in other proposals to list and trade Spot Bitcoin ETPs. Pricing in Bitcoin Futures is based on pricing from spot bitcoin markets. As noted above, the statement from the Teucrium Approval that “CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts . . . indirectly by trading outside of the CME bitcoin futures market,” makes clear that the Commission believes that CME's surveillance can capture the effects of trading on the relevant spot markets on the pricing of Bitcoin Futures. While the Commission makes clear in the Teucrium Approval that the analysis only applies to the Bitcoin Futures market as it relates to an ETP that invests in Bitcoin Futures as its only non cash or cash equivalent holding, if CME's surveillance is sufficient to mitigate concerns related to trading in Bitcoin Futures for which the pricing is based directly on pricing from spot bitcoin markets, it's not clear how such a conclusion could apply only to ETPs based on Bitcoin Futures and not extend to Spot Bitcoin ETPs.</P>
                <P>
                    Additionally, a Bitcoin Futures ETF is actually potentially more susceptible to manipulation than a Spot Bitcoin ETP where the underlying trust offers only in-kind creation and redemption. Specifically, the pricing of Bitcoin Futures is based on prices from spot bitcoin markets, while shares of a Spot Bitcoin ETP would represent an interest in bitcoin directly and authorized participants for a Spot Bitcoin ETP would be able to source bitcoin from any exchange and create or redeem with the applicable trust regardless of the price of the underlying index. Potential manipulation of a Bitcoin Futures ETF would require manipulation on the spot markets on which the pricing for Bitcoin Futures is based while the in-kind creation and redemption process and fungibility of bitcoin means that a would-be manipulator of a Spot Bitcoin ETP would need to manipulate the price across all bitcoin markets or risk simply providing arbitrage opportunities for authorized participants. Further to this point, this arbitrage opportunity also acts to reduce any incentives to manipulate the price of a Spot Bitcoin 
                    <PRTPAGE P="46353"/>
                    ETP because the underlying trust will create and redeem shares at set rates of bitcoin per share without regard to the price that the ETP is trading at in the secondary market or the price of the underlying index. As such, the Exchange believes that part (a) of the significant market test outlined above is satisfied and that common membership in ISG between the Exchange and CME would assist the listing exchange in detecting and deterring misconduct in the Shares.
                </P>
                <HD SOURCE="HD3">(B) Predominant Influence on Prices in Spot and Bitcoin Futures</HD>
                <P>The Exchange and Sponsor also believe that trading in the Shares would not be the predominant force on prices in the Bitcoin Futures market or spot market for a number of reasons, including the in-kind creation and redemption process, the spot market arbitrage opportunities that such in-kind creation and redemption process creates, the significant volume in the Bitcoin Futures market, the size of bitcoin's market cap, and the significant liquidity available in the spot market. In addition to the Bitcoin Futures market data points cited above, the spot market for bitcoin is also very liquid. According to data from Kaiko, the average daily adjusted volume for spot bitcoin across USD denominated trading pairs from January 1, 2023, to May 31, 2023, was $6.0 billion. According to data from Kaiko, the aggregate 2% bitcoin market depth on the bid and ask side for USD denominated trading pairs has been on average 6,875 BTC (approximately $167.2 million), for the period between January 1, 2023, and May 31st, 2023. More strategic purchases or sales (such as using limit orders and executing through OTC bitcoin trade desks) would likely have less obvious impact on the market—which is consistent with MicroStrategy, Tesla, and Square being able to collectively purchase billions of dollars in bitcoin.</P>
                <P>As such, the combination of the in-kind creation and redemption process, the Bitcoin Futures price discovery, the overall size of the bitcoin market, and the ability for market participants, including authorized participants creating and redeeming in-kind with the Trust, to buy or sell large amounts of bitcoin without significant market impact will help prevent the Shares from becoming the predominant force on pricing in either the bitcoin spot or Bitcoin Futures markets, satisfying part (b) of the test outlined above.</P>
                <HD SOURCE="HD3">(c) Other Means To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <HD SOURCE="HD3">SSA With Bitcoin Spot Market</HD>
                <P>The Exchange is also proposing to take additional steps to those described above to supplement its ability to obtain information that would be helpful in detecting, investigating, and deterring fraud and market manipulation in the Commodity-Based Trust Shares.</P>
                <P>
                    On June 8, 2023, the Exchange reached an agreement on terms with Coinbase, Inc. (“Coinbase”) to enter into a surveillance-sharing agreement (“Spot BTC SSA”), and the associated term sheet became effective as of June 16, 2023. Based on this agreement on terms, the Exchange and Coinbase will finalize and execute a definitive agreement that the parties expect to be executed prior to allowing trading of the Commodity-Based Trust Shares. Trading of Bitcoin on Coinbase represents a significant portion of US-based Bitcoin trading. The Sponsor has stated to the Exchange that, based on publicly available data reported by spot bitcoin platforms active in the U.S. market, trading on Coinbase has represented approximately 56% of US-dollar to Bitcoin trading on such U.S.-based platforms out of total YTD volume across these platforms of approximately U.S. $129 billion, as of June 28, 2023.
                    <SU>28</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         This analysis is based on the following spot bitcoin platforms: Coinbase, Binance US, Kraken, Bitstamp, Gemini, and itBit.
                    </P>
                </FTNT>
                <P>The Spot BTC SSA is expected to be a bilateral surveillance-sharing agreement between Nasdaq and Coinbase that is intended to supplement the Exchange's market surveillance program. The Spot BTC SSA is expected to have the hallmarks of a surveillance-sharing agreement between two members of the ISG, which would give the Exchange supplemental access to data regarding spot Bitcoin trades on Coinbase where the Exchange determines it is necessary as part of its surveillance program for the Commodity-Based Trust Shares. This means that the Exchange expects to receive market data for orders and trades from Coinbase, which it will utilize in surveillance of the trading of Commodity-Based Trust Shares. In addition, the Exchange can request further information from Coinbase related to spot bitcoin trading activity on the Coinbase exchange platform, if the Exchange determines that such information would be necessary to detect and investigate potential manipulation in the trading of the Commodity-Based Trust Shares.</P>
                <HD SOURCE="HD3">In-Kind Creation and Redemption</HD>
                <P>
                    As noted above, the Commission also permits a listing exchange to demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance sharing agreement. The Exchange and Sponsor believe that such conditions are present. Consistent with prior points above, offering only in-kind creation and redemption will provide unique protections against potential attempts to manipulate the Shares. While the Sponsor believes that the CF Benchmarks Index which it uses to value the Trust's bitcoin is itself resistant to manipulation based on the methodology further described below, the fact that creations and redemptions are only available in-kind makes the manipulability of the CF Benchmarks Index significantly less important. Specifically, because the Trust will not accept cash to buy bitcoin in order to create new shares or, barring a forced redemption of the Trust or under other extraordinary circumstances, be forced to sell bitcoin to pay cash for redeemed shares, the price that the Sponsor uses to value the Trust's bitcoin is not particularly important.
                    <SU>29</SU>
                    <FTREF/>
                     When authorized participants are creating with the Trust, they need to deliver a certain number of bitcoin per share (regardless of the valuation used) and when they're redeeming, they can similarly expect to receive a certain number of bitcoin per share. As such, even if the price used to value the Trust's bitcoin is manipulated (which the Sponsor believes that its methodology is resistant to), the ratio of bitcoin per Share does not change and the Trust will either accept (for creations) or distribute (for redemptions) the same number of bitcoin regardless of the value. This not only mitigates the risk associated with potential manipulation, but also discourages and disincentivizes manipulation of the CF Benchmarks Index because there is little financial incentive to do so.
                </P>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         While the CF Benchmarks Index will not be particularly important for the creation and redemption process, it will be used for calculating fees.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Availability of Information</HD>
                <P>
                    The website for the Trust, which will be publicly accessible at no charge, will contain the following information: (a) the prior business day's NAV; (b) the prior business day's Official Closing Price; (c) calculation of the premium or discount of such Official Closing Price against such NAV; (d) data in chart form 
                    <PRTPAGE P="46354"/>
                    displaying the frequency distribution of discounts and premiums of the Official Closing Price against the NAV, within appropriate ranges for each of the four previous calendar quarters (or for the life of the Trust, if shorter); (e) the prospectus; and (f) other applicable quantitative information. The Trust Administrator will also disseminate the Trust's holdings on a daily basis on the Trust's website. The price of bitcoin will be made available by one or more major market data vendors, updated at least every 15 seconds during the Regular Market Session. Information about the CF Benchmarks Index, including key elements of how the CF Benchmarks Index is calculated, will be publicly available at 
                    <E T="03">https://www.cfbenchmarks.com/.</E>
                     Also, an estimated value that reflects an estimated intraday value of the Trust's portfolio (the “Intraday Indicative Value” or “IIV”), will be disseminated.
                </P>
                <P>One or more major market data vendors will provide an IIV per Share updated every 15 seconds, as calculated by the Exchange or a third-party financial data provider during the Exchange's Regular Market Session (9:30 a.m. to 4:00 p.m. (ET)). The IIV will be calculated by using the prior day's closing NAV per Share as a base and updating that value during the Exchange's Regular Market Session to reflect changes in the value of the Trust's NAV during the trading day.</P>
                <P>The IIV disseminated during the Exchange's Regular Market Session should not be viewed as an actual real time update of the NAV, which will be calculated only once at the end of each trading day. The IIV will be widely disseminated on a per Share basis every 15 seconds during the Exchange's Regular Market Session by one or more major market data vendors. In addition, the IIV will be available through online information services.</P>
                <P>The NAV for the Trust will be calculated by the Trust Administrator once a day and will be disseminated daily to all market participants at the same time. Quotation and last sale information regarding the Shares will be disseminated through the facilities of the Consolidated Tape Association (“CTA”).</P>
                <HD SOURCE="HD3">Initial and Continued Listing</HD>
                <P>The Shares will be subject to Nasdaq Rule 5711(d)(vi), which sets forth the initial and continued listing criteria applicable to Commodity-Based Trust Shares. The Exchange will obtain a representation that the Trust's NAV will be calculated daily and will be made available to all market participants at the same time. Upon termination of the Trust, the Shares will be removed from listing. The Delaware Trustee, will be a trust company having substantial capital and surplus and the experience and facilities for handling corporate trust business, as required under Nasdaq Rule 5711(d)(vi)(D) and no change will be made to the Delaware Trustee without prior notice to and approval of the Exchange.</P>
                <P>As required in Nasdaq Rule 5711(d)(vii), the Exchange notes that any registered market maker (“Market Maker”) in the Shares must file with the Exchange, in a manner prescribed by the Exchange, and keep current a list identifying all accounts for trading the underlying commodity, related futures or options on futures, or any other related derivatives, which the registered Market Maker may have or over which it may exercise investment discretion. No registered Market Maker in the Shares shall trade in the underlying commodity, related futures or options on futures, or any other related derivatives, in an account in which a registered Market Maker, directly or indirectly, controls trading activities, or has a direct interest in the profits or losses thereof, which has not been reported to the Exchange as required by Nasdaq Rule 5711(d). In addition to the existing obligations under Exchange rules regarding the production of books and records, the registered Market Maker in the Shares shall make available to the Exchange such books, records or other information pertaining to transactions by such entity or any limited partner, officer or approved person thereof, registered or non-registered employee affiliated with such entity for its or their own accounts in the underlying commodity, related futures or options on futures, or any other related derivatives, as may be requested by the Exchange.</P>
                <HD SOURCE="HD3">Trading Rules</HD>
                <P>The Exchange deems the Shares to be equity securities, thus rendering trading in the Shares subject to the Exchange's existing rules governing the trading of equity securities. The Exchange will allow trading in the Shares from 4:00 a.m. to 8:00 p.m. (ET). The Exchange has appropriate rules to facilitate transactions in the Shares during all trading sessions. The Shares of the Trust will conform to the initial and continued listing criteria set forth in Nasdaq Rule 5711(d).</P>
                <HD SOURCE="HD3">Trading Halts</HD>
                <P>With respect to trading halts, the Exchange may consider all relevant factors in exercising its discretion to halt or suspend trading in the Shares. The Exchange will halt trading in the Shares under the conditions specified in Nasdaq Rules 4120 and 4121, including without limitation the conditions specified in Nasdaq Rule 4120(a)(9) and the trading pauses under Nasdaq Rules 4120(a)(11) and (12).</P>
                <P>Trading may be halted because of market conditions or for reasons that, in the view of the Exchange, make trading in the Shares inadvisable. These may include: (1) the extent to which trading is not occurring in the bitcoin underlying the Shares; or (2) whether other unusual conditions or circumstances detrimental to the maintenance of a fair and orderly market are present.</P>
                <P>If the IIV or the value of the underlying futures contract is not being disseminated as required, the Exchange may halt trading during the day in which the interruption to the dissemination of the IIV or the value of the underlying futures contract occurs. If the interruption to the dissemination of the IIV or the value of the underlying bitcoin persists past the trading day in which it occurred, the Exchange will halt trading no later than the beginning of the trading day following the interruption.</P>
                <P>In addition, if the Exchange becomes aware that the NAV with respect to the Shares is not disseminated to all market participants at the same time, it will halt trading in the Shares until such time as the NAV is available to all market participants.</P>
                <HD SOURCE="HD3">Surveillance</HD>
                <P>
                    The Exchange believes that its surveillance procedures are adequate to properly monitor the trading of the Shares on the Exchange during all trading sessions and to deter and detect violations of Exchange rules and the applicable federal securities laws. Trading of Shares on the Exchange will be subject to the Exchange's surveillance procedures for derivative products. The Exchange will require the Trust to represent to the Exchange that it will advise the Exchange of any failure by the Trust to comply with the continued listing requirements, and, pursuant to its obligations under Section 19(g)(1) of the Exchange Act, the Exchange will surveil for compliance with the continued listing requirements. If the Trust is not in compliance with the applicable listing requirements, the Exchange will commence delisting procedures under the Nasdaq 5800 Series. In addition, the Exchange also has a general policy prohibiting the distribution of material, non-public information by its employees.
                    <PRTPAGE P="46355"/>
                </P>
                <P>
                    Additionally, on June 8, 2023, the Exchange reached an agreement on terms with Coinbase to enter into a Spot BTC SSA, and the associated term sheet became effective as of June 16, 2023. Based on this agreement on terms, the Exchange and Coinbase will finalize and execute a definitive agreement that the parties expect to be executed prior to allowing trading of the Commodity-Based Trust Shares. Trading of Bitcoin on Coinbase represents a significant portion of US-based Bitcoin trading. The Sponsor has stated to the Exchange that, based on publicly available data reported by spot bitcoin platforms active in the U.S. market, trading on Coinbase has represented approximately 56% of US-dollar to Bitcoin trading on such U.S.-based platforms out of total YTD volume across these platforms of approximately U.S. $129 billion, as of June 28, 2023.
                    <SU>30</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         This analysis is based on the following spot bitcoin platforms: Coinbase, Binance US, Kraken, Bitstamp, Gemini, and itBit.
                    </P>
                </FTNT>
                <P>The Spot BTC SSA is expected to be a bilateral surveillance-sharing agreement between Nasdaq and Coinbase that is intended to supplement the Exchange's market surveillance program. The Spot BTC SSA is expected to have the hallmarks of a surveillance-sharing agreement between two members of the ISG, which would give the Exchange supplemental access to data regarding spot Bitcoin trades on Coinbase where the Exchange determines it is necessary as part of its surveillance program for the Commodity-Based Trust Shares. This means that the Exchange expects to receive market data for orders and trades from Coinbase, which it will utilize in surveillance of the trading of Commodity-Based Trust Shares. In addition, the Exchange can request further information from Coinbase related to spot bitcoin trading activity on the Coinbase exchange platform, if the Exchange determines that such information would be necessary to detect and investigate potential manipulation in the trading of the Commodity-Based Trust Shares.</P>
                <HD SOURCE="HD3">Information Circular</HD>
                <P>Prior to the commencement of trading, the Exchange will inform its members in an Information Circular of the special characteristics and risks associated with trading the Shares. Specifically, the Information Circular will discuss the following: (1) the procedures for purchases and redemptions of Shares in Creation Units (and that Shares are not individually redeemable); (2) Section 10 of Nasdaq General Rule 9, which imposes suitability obligations on Nasdaq members with respect to recommending transactions in the Shares to customers; (3) how information regarding the IIV is disseminated; (4) the risks involved in trading the Shares during the Pre-Market and Post Market Sessions when an updated IIV will not be calculated or publicly disseminated; (5) the requirement that members deliver a prospectus to investors purchasing newly issued Shares prior to or concurrently with the confirmation of a transaction; and (6) trading information. The Information Circular will also discuss any exemptive, no action and interpretive relief granted by the Commission from any rules under the Act.</P>
                <P>Additionally, the Information Circular will reference that the Trust is subject to various fees and expenses described in the Draft Registration Statement. The Information Circular will also disclose the trading hours of the Shares. The Information Circular will disclose that information about the Shares will be publicly available on the Trust's website.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that the proposal is consistent with Section 6(b) of the Act 
                    <SU>31</SU>
                    <FTREF/>
                     in general and Section 6(b)(5) of the Act 
                    <SU>32</SU>
                    <FTREF/>
                     in particular in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system and, in general, to protect investors and the public interest.
                </P>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         15 U.S.C. 78f.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <P>
                    The Commission has approved numerous series of Trust Issued Receipts,
                    <SU>33</SU>
                    <FTREF/>
                     including Commodity-Based Trust Shares,
                    <SU>34</SU>
                    <FTREF/>
                     to be listed on U.S. national securities exchanges. In order for any proposed rule change from an exchange to be approved, the Commission must determine that, among other things, the proposal is consistent with the requirements of Section 6(b)(5) of the Act, specifically including: (i) the requirement that a national securities exchange's rules are designed to prevent fraudulent and manipulative acts and practices; and (ii) the requirement that an exchange proposal be designed, in general, to protect investors and the public interest. The Exchange believes that this proposal is consistent with the requirements of Section 6(b)(5) of the Act because this filing sufficiently demonstrates that the standard that has previously been articulated by the Commission applicable to Commodity-Based Trust Shares has been met as outlined below.
                </P>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         
                        <E T="03">See</E>
                         Exchange Rule 5720.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>34</SU>
                         Commodity-Based Trust Shares, as described in Exchange Rule 5711(d), are a type of Trust Issued Receipt.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Designed To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <P>
                    In order for a proposal to list and trade a series of Commodity-Based Trust Shares to be deemed consistent with the Act, the Commission requires that an exchange demonstrate that there is a comprehensive surveillance-sharing agreement in place with a regulated market of significant size. Both the Exchange and CME are members of ISG.
                    <SU>35</SU>
                    <FTREF/>
                     As such, the only remaining issue to be addressed is whether the Bitcoin Futures market constitutes a market of significant size, which the Exchange believes that it does. The terms “significant market” and “market of significant size” include a market (or group of markets) as to which: (a) there is a reasonable likelihood that a person attempting to manipulate the ETP would also have to trade on that market to manipulate the ETP, so that a surveillance-sharing agreement would assist the listing exchange in detecting and deterring misconduct; and (b) it is unlikely that trading in the ETP would be the predominant influence on prices in that market.
                    <SU>36</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>35</SU>
                         For a list of the current members and affiliate members of ISG, 
                        <E T="03">see https://www.isgportal.com/.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>36</SU>
                         
                        <E T="03">See</E>
                         Wilshire Phoenix Disapproval.
                    </P>
                </FTNT>
                <P>
                    The Commission has also recognized that the “regulated market of significant size” standard is not the only means for satisfying Section 6(b)(5) of the act, specifically providing that a listing exchange could demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement.
                    <SU>37</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>37</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37580. The Commission has also specifically noted that it “is not applying a “cannot be manipulated” standard; instead, the Commission is examining whether the proposal meets the requirements of the Exchange Act and, pursuant to its Rules of Practice, places the burden on the listing exchange to demonstrate the validity of its contentions and to establish that the requirements of the Exchange Act have been met. 
                        <E T="03">Id.</E>
                         at 37582.
                    </P>
                </FTNT>
                <PRTPAGE P="46356"/>
                <HD SOURCE="HD3">(a) Reasonable Likelihood That a Person Attempting To Manipulate the ETP Would Also Have To Trade on That Market To Manipulate the ETP</HD>
                <P>Bitcoin Futures represent a growing influence on pricing in the spot bitcoin market as has been laid out above and in other proposals to list and trade Spot Bitcoin ETPs. Pricing in Bitcoin Futures is based on pricing from spot bitcoin markets. As noted above, the statement from the Teucrium Approval that “CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts . . . indirectly by trading outside of the CME bitcoin futures market,” makes clear that the Commission believes that CME's surveillance can capture the effects of trading on the relevant spot markets on the pricing of Bitcoin Futures. While the Commission makes clear in the Teucrium Approval that the analysis only applies to the Bitcoin Futures market as it relates to an ETP that invests in Bitcoin Futures as its only non-cash or cash equivalent holding, if CME's surveillance is sufficient to mitigate concerns related to trading in Bitcoin Futures for which the pricing is based directly on pricing from spot bitcoin markets, it's not clear how such a conclusion could apply only to ETPs based on Bitcoin Futures and not extend to Spot Bitcoin ETPs.</P>
                <P>Additionally, a Bitcoin Futures ETF is actually potentially more susceptible to manipulation than a Spot Bitcoin ETP where the underlying trust offers only in-kind creation and redemption. Specifically, the pricing of Bitcoin Futures is based on prices from spot bitcoin markets, while shares of a Spot Bitcoin ETP would represent an interest in bitcoin directly and authorized participants for a Spot Bitcoin ETP would be able to source bitcoin from any exchange and create or redeem with the applicable trust regardless of the price of the underlying index. Potential manipulation of a Bitcoin Futures ETF would require manipulation on the spot markets on which the pricing for Bitcoin Futures is based while the in-kind creation and redemption process and fungibility of bitcoin means that a would-be manipulator of a Spot Bitcoin ETP would need to manipulate the price across all bitcoin markets or risk simply providing arbitrage opportunities for authorized participants. Further to this point, this arbitrage opportunity also acts to reduce any incentives to manipulate the price of a Spot Bitcoin ETP because the underlying trust will create and redeem shares at set rates of bitcoin per share without regard to the price that the ETP is trading at in the secondary market or the price of the underlying index. As such, the Exchange believes that part (a) of the significant market test outlined above is satisfied and that common membership in ISG between the Exchange and CME would assist the listing exchange in detecting and deterring misconduct in the Shares.</P>
                <HD SOURCE="HD3">(b) Predominant Influence on Prices in Spot and Bitcoin Futures</HD>
                <P>The Exchange and Sponsor also believe that trading in the Shares would not be the predominant force on prices in the Bitcoin Futures market or spot market for a number of reasons, including the in-kind creation and redemption process, the spot market arbitrage opportunities that such in-kind creation and redemption process creates, the significant volume in the Bitcoin Futures market, the size of bitcoin's market cap, and the significant liquidity available in the spot market. In addition to the Bitcoin Futures market data points cited above, the spot market for bitcoin is also very liquid. According to data from Messari, the average daily adjusted real volume for spot bitcoin from January 1, 2023, to May 12, 2023 was $8.5 billion. According to data from Kaiko, the aggregate 1% bitcoin market depth on the bid and ask side has been on average 5,373 bitcoin (approximately $161 million), for the period between April 26, 2023 and May 12, 2023. More strategic purchases or sales (such as using limit orders and executing through OTC bitcoin trade desks) would likely have less obvious impact on the market—which is consistent with MicroStrategy, Tesla, and Square being able to collectively purchase billions of dollars in bitcoin.</P>
                <P>As such, the combination of the in-kind creation and redemption process, the Bitcoin Futures price discovery, the overall size of the bitcoin market, and the ability for market participants, including authorized participants creating and redeeming in-kind with the Trust, to buy or sell large amounts of bitcoin without significant market impact will help prevent the Shares from becoming the predominant force on pricing in either the bitcoin spot or Bitcoin Futures markets, satisfying part (b) of the test outlined above.</P>
                <HD SOURCE="HD3">(c) Other Means To Prevent Fraudulent and Manipulative Acts and Practices</HD>
                <HD SOURCE="HD3">SSA With Bitcoin Spot Market</HD>
                <P>The Exchange is also proposing to take additional steps to those described above to supplement its ability to obtain information that would be helpful in detecting, investigating, and deterring fraud and market manipulation in the Commodity-Based Trust Shares.</P>
                <P>
                    Additionally, on June 8, 2023, the Exchange reached an agreement on terms with Coinbase to enter into a Spot BTC SSA, and the associated term sheet became effective as of June 16, 2023. Based on this agreement on terms, the Exchange and Coinbase will finalize and execute a definitive agreement that the parties expect to be executed prior to allowing trading of the Commodity-Based Trust Shares. Trading of Bitcoin on Coinbase represents a significant portion of US-based Bitcoin trading. The Sponsor has stated to the Exchange that, based on publicly available data reported by spot bitcoin platforms active in the U.S. market, trading on Coinbase has represented approximately 56% of US-dollar to Bitcoin trading on such U.S.-based platforms out of total YTD volume across these platforms of approximately U.S. $129 billion, as of June 28, 2023.
                    <SU>38</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>38</SU>
                         This analysis is based on the following spot bitcoin platforms: Coinbase, Binance US, Kraken, Bitstamp, Gemini, and itBit.
                    </P>
                </FTNT>
                <P>
                    The Spot BTC SSA is expected to be a bilateral surveillance-sharing agreement between Nasdaq and Coinbase that is intended to supplement the Exchange's market surveillance program. The Spot BTC SSA is expected to have the hallmarks of a surveillance-sharing agreement between two members of the ISG, which would give the Exchange supplemental access to data regarding spot Bitcoin trades on Coinbase where the Exchange determines it is necessary as part of its surveillance program for the Commodity-Based Trust Shares. This means that the Exchange expects to receive market data for orders and trades from Coinbase, which it will utilize in surveillance of the trading of Commodity-Based Trust Shares. In addition, the Exchange can request further information from Coinbase related to spot bitcoin trading activity on the Coinbase exchange platform, if the Exchange determines that such information would be necessary to detect and investigate potential manipulation in the trading of the Commodity-Based Trust Shares.
                    <PRTPAGE P="46357"/>
                </P>
                <HD SOURCE="HD3">In-Kind Creation and Redemption</HD>
                <P>
                    As noted above, the Commission also permits a listing exchange to demonstrate that “other means to prevent fraudulent and manipulative acts and practices” are sufficient to justify dispensing with the requisite surveillance-sharing agreement. The Exchange and Sponsor believe that such conditions are present. Consistent with prior points above, offering only in-kind creation and redemption will provide unique protections against potential attempts to manipulate the Shares. While the Sponsor believes that the CF Benchmarks Index which it uses to value the Trust's bitcoin is itself resistant to manipulation based on the methodology further described below, the fact that creations and redemptions are only available in-kind makes the manipulability of the CF Benchmarks Index significantly less important. Specifically, because the Trust will not accept cash to buy bitcoin in order to create new shares or, barring a forced redemption of the Trust or under other extraordinary circumstances, be forced to sell bitcoin to pay cash for redeemed shares, the price that the Sponsor uses to value the Trust's bitcoin is not particularly important.
                    <SU>39</SU>
                    <FTREF/>
                     When authorized participants are creating with the Trust, they need to deliver a certain number of bitcoin per share (regardless of the valuation used) and when they're redeeming, they can similarly expect to receive a certain number of bitcoin per share. As such, even if the price used to value the Trust's bitcoin is manipulated (which the Sponsor believes that its methodology is resistant to), the ratio of bitcoin per Share does not change and the Trust will either accept (for creations) or distribute (for redemptions) the same number of bitcoin regardless of the value. This not only mitigates the risk associated with potential manipulation, but also discourages and disincentivizes manipulation of the CF Benchmarks Index because there is little financial incentive to do so.
                </P>
                <FTNT>
                    <P>
                        <SU>39</SU>
                         While the CF Benchmarks Index will not be particularly important for the creation and redemption process, it will be used for calculating fees.
                    </P>
                </FTNT>
                <P>
                    The Exchange also believes that reviewing this proposal through the lens of the Bitcoin Futures Approvals would also lead the Commission to approving this proposal. Previous disapproval orders have made clear that a market that constitutes a regulated market of significant size is generally a future and/or options market based on the underlying reference asset rather than the spot commodity markets, which are often unregulated.
                    <SU>40</SU>
                    <FTREF/>
                     The Exchange believes that the following excerpt from the Teucrium Approval is particular informative:
                </P>
                <FTNT>
                    <P>
                        <SU>40</SU>
                         
                        <E T="03">See</E>
                         Winklevoss Order at 37593, specifically footnote 202, which includes the language from numerous approval orders for which the underlying futures markets formed the basis for approving series of ETPs that hold physical metals, including gold, silver, palladium, platinum, and precious metals more broadly; and 37600, specifically where the Commission provides that “when the spot market is unregulated—the requirement of preventing fraudulent and manipulative acts may possibly be satisfied by showing that the ETP listing market has entered into a surveillance-sharing agreement with a regulated market of significant size in derivatives related to the underlying asset.” As noted above, the Exchange believes that these citations are particularly helpful in making clear that the spot market for a spot commodity ETP need not be “regulated” in order for a spot commodity ETP to be approved by the Commission, and in fact that it's been the common historical practice of the Commission to rely on such derivatives markets as the regulated market of significant size because such spot commodities markets are largely unregulated.
                    </P>
                </FTNT>
                <P>
                    The CME “comprehensively surveils futures market conditions and price movements on a real-time and ongoing basis in order to detect and prevent price distortions, including price distortions caused by manipulative efforts.” Thus, the CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts, whether that attempt is made by directly trading on the CME bitcoin futures market or indirectly by trading outside of the CME bitcoin futures market. As such, when the CME shares its surveillance information with Arca, the information would assist in detecting and deterring fraudulent or manipulative misconduct related to the non-cash assets held by the proposed ETP.
                    <SU>41</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>41</SU>
                         
                        <E T="03">See</E>
                         Teucrium Approval at 21679.
                    </P>
                </FTNT>
                <P>Bitcoin Futures pricing is based on pricing from spot bitcoin markets. The statement from the Teucrium Approval that “CME's surveillance can reasonably be relied upon to capture the effects on the CME bitcoin futures market caused by a person attempting to manipulate the proposed futures ETP by manipulating the price of CME bitcoin futures contracts . . . indirectly by trading outside of the CME bitcoin futures market,” makes clear that the Commission believes that CME's surveillance can capture the effects of trading on the relevant spot markets on the pricing of Bitcoin Futures. If CME is able to detect such attempts at manipulation in the complex and interconnected spot bitcoin market, how would such an ability to detect attempted manipulation and the utility in sharing that information with the listing exchange apply only to Bitcoin Futures ETFs and not Spot Bitcoin ETPs? Stated a different way, given that there is significant trading volume on numerous bitcoin exchanges that are not part of the CME CF Bitcoin Reference Rate and that arbitrage opportunities across bitcoin exchanges means that such trading volume will influence spot bitcoin prices across the market and, despite this, the Commission still believes that CME can detect attempted manipulation of the Bitcoin Futures through “trading outside of the CME bitcoin futures market,” it is clear that such ability would apply equally to both Bitcoin Futures ETFs and Spot Bitcoin ETPs. To take it a step further, such an ability would also seem to be a strong indication that the CME Bitcoin Futures market represents a regulated market of significant size. To be clear, the Exchange agrees with the Commission on this point (and the implications of their conclusions) and notes that the pricing mechanism applicable to the Shares is similar to the CME CF Bitcoin Reference Rate.</P>
                <HD SOURCE="HD3">Commodity-Based Trust Shares</HD>
                <P>
                    The Exchange believes that the proposed rule change is designed to prevent fraudulent and manipulative acts and practices in that the Shares will be listed on the Exchange pursuant to the initial and continued listing criteria in Nasdaq Rule 5711(d). The Exchange believes that its surveillance procedures are adequate to properly monitor the trading of the Shares on the Exchange during all trading sessions and to deter and detect violations of Exchange rules and the applicable federal securities laws. Trading of the Shares through the Exchange will be subject to the Exchange's surveillance procedures for derivative products, including Commodity-Based Trust Shares. The issuer has represented to the Exchange that it will advise the Exchange of any failure by the Trust or the Shares to comply with the continued listing requirements, and, pursuant to its obligations under Section 19(g)(1) of the Exchange Act, the Exchange will surveil for compliance with the continued listing requirements. If the Trust or the Shares are not in compliance with the applicable listing requirements, the Exchange will commence delisting procedures under the Nasdaq 5800 Series. The Exchange may obtain information regarding trading in the Shares and listed bitcoin derivatives via the ISG, from other exchanges who are members or affiliates of the ISG, or with 
                    <PRTPAGE P="46358"/>
                    which the Exchange has entered into a comprehensive surveillance sharing agreement.
                </P>
                <HD SOURCE="HD3">Availability of Information</HD>
                <P>The Exchange also believes that the proposal promotes market transparency in that a large amount of information is currently available about bitcoin and will be available regarding the Trust and the Shares. In addition to the price transparency of the CF Benchmarks Index, the Trust will provide information regarding the Trust's bitcoin holdings as well as additional data regarding the Trust.</P>
                <P>
                    The website for the Trust, which will be publicly accessible at no charge, will contain the following information: (a) the prior business day's NAV; (b) the prior business day's Official Closing Price; (c) calculation of the premium or discount of such Official Closing Price against such NAV; (d) data in chart form displaying the frequency distribution of discounts and premiums of the Official Closing Price against the NAV, within appropriate ranges for each of the four previous calendar quarters (or for the life of the Trust, if shorter); (e) the prospectus; and (f) other applicable quantitative information. The Trust Administrator will also disseminate the Trust's holdings on a daily basis on the Trust's website. The price of bitcoin will be made available by one or more major market data vendors, updated at least every 15 seconds during the Regular Market Session. Information about the CF Benchmarks Index, including key elements of how the CF Benchmarks Index is calculated, will be publicly available at 
                    <E T="03">https://www.cfbenchmarks.com/.</E>
                     Also, an estimated value that reflects an estimated intraday value of the Trust's portfolio (the “Intraday Indicative Value” or “IIV”), will be disseminated.
                </P>
                <P>One or more major market data vendors will provide an IIV per Share updated every 15 seconds, as calculated by the Exchange or a third-party financial data provider during the Exchange's Regular Market Session (9:30 a.m. to 4:00 p.m. (ET)). The IIV will be calculated by using the prior day's closing NAV per Share as a base and updating that value during the Exchange's Regular Market Session to reflect changes in the value of the Trust's NAV during the trading day.</P>
                <P>The NAV for the Trust will be calculated by the Trust Administrator once a day and will be disseminated daily to all market participants at the same time. Quotation and last-sale information regarding the Shares will be disseminated through the facilities of the CTA.</P>
                <P>Quotation and last sale information for bitcoin is widely disseminated through a variety of major market data vendors, including Bloomberg and Reuters, as well as CF Benchmarks. Information relating to trading, including price and volume information, in bitcoin is available from major market data vendors and from the exchanges on which bitcoin are traded. Depth of book information is also available from bitcoin exchanges. The normal trading hours for bitcoin exchanges are 24 hours per day, 365 days per year.</P>
                <P>In sum, the Exchange believes that this proposal is consistent with the requirements of Section 6(b)(5) of the Act, that this filing sufficiently demonstrates that the CME Bitcoin Futures market represents a regulated market of significant size, and that on the whole the manipulation concerns previously articulated by the Commission are sufficiently mitigated to the point that they are outweighed by investor protection issues that would be resolved by approving this proposal.</P>
                <P>The Exchange believes that the proposal is, in particular, designed to protect investors and the public interest. Premium and discount volatility, high fees, rolling costs, insufficient disclosures, and technical hurdles are putting U.S. investor money at risk on a daily basis that could potentially be eliminated through access to a Spot Bitcoin ETP. As such, the Exchange believes that this proposal acts to limit the risk to U.S. investors that are increasingly seeking exposure to bitcoin by providing direct, 1-for-1 exposure to bitcoin in a regulated, transparent, exchange-traded vehicle, specifically by: (i) reducing premium volatility; (ii) reducing management fees through meaningful competition; (iii) providing an alternative to Bitcoin Futures ETFs which will eliminate roll cost; (iv) reducing risks associated with investing in operating companies that are imperfect proxies for bitcoin exposure; and (v) providing an alternative to custodying spot bitcoin. Finally, the Exchange notes that in addition to all of the arguments herein which it believes sufficiently establishes the Bitcoin Futures market as a regulated market of significant size, it is logically inconsistent to find that the CME Bitcoin Futures market is a significant market as it relates to the CME Bitcoin Futures market, but not a significant market as it relates to the bitcoin spot market for the numerous reasons laid out above.</P>
                <P>For the above reasons, the Exchange believes that the proposed rule change is consistent with the requirements of Section 6(b)(5) of the Act.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purpose of the Act. The Exchange notes that the proposed rule change rather will facilitate the listing and trading of additional exchange-traded product that will enhance competition among both market participants and listing venues, to the benefit of investors and the marketplace.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>No written comments were either solicited or received.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    Within 45 days of the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                     or within such longer period up to 90 days (i) as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the Exchange consents, the Commission will: (a) by order approve or disapprove such proposed rule change, or (b) institute proceedings to determine whether the proposed rule change should be disapproved.
                </P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments:</HD>
                <P>
                    • Use the Commission's internet comment form (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include file number SR-NASDAQ-2023-016 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments:</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to file number SR-NASDAQ-2023-016. This file number should be included on the subject line if email is used. To help the Commission process and review your 
                    <PRTPAGE P="46359"/>
                    comments more efficiently, please use only one method. The Commission will post all comments on the Commission's internet website (
                    <E T="03">https://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission's Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. Do not include personal identifiable information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright protection. All submissions should refer to file number SR-NASDAQ-2023-016 and should be submitted on or before August 9, 2023.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>42</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>42</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>J. Matthew DeLesDernier,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15252 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">SMALL BUSINESS ADMINISTRATION</AGENCY>
                <DEPDOC>[Disaster Declaration #18015; PENNSYLVANIA Disaster Number PA-00136 Declaration of Economic Injury]</DEPDOC>
                <SUBJECT>Administrative Declaration of an Economic Injury Disaster for the Commonwealth of Pennsylvania</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>U.S. Small Business Administration.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This is a notice of an Economic Injury Disaster Loan (EIDL) declaration for the Commonwealth of Pennsylvania dated 07/13/2023.</P>
                    <P>
                        <E T="03">Incident:</E>
                         Fountain Court Mall Fire.
                    </P>
                    <P>
                        <E T="03">Incident Period:</E>
                         06/25/2023.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Issued on 07/13/2023.</P>
                    <P>
                        <E T="03">Economic Injury (EIDL) Loan Application Deadline Date:</E>
                         04/15/2024.
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>A. Escobar, Office of Disaster Recovery &amp; Resilience, U.S. Small Business Administration, 409 3rd Street SW, Suite 6050, Washington, DC 20416, (202) 205-6734.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Notice is hereby given that as a result of the Administrator's EIDL declaration, applications for economic injury disaster loans may be filed at the address listed above or other locally announced locations.</P>
                <P>The following areas have been determined to be adversely affected by the disaster:</P>
                <FP SOURCE="FP-2">
                    <E T="03">Primary Counties:</E>
                     Monroe
                </FP>
                <FP SOURCE="FP-2">
                    <E T="03">Contiguous Counties:</E>
                </FP>
                <FP SOURCE="FP1-2">Pennsylvania: Carbon, Lackawanna, Luzerne, Northampton, Pike, Wayne</FP>
                <FP SOURCE="FP1-2">New Jersey: Sussex, Warren</FP>
                <P>The Interest Rates are:</P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s30,8">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1"> </CHED>
                        <CHED H="1">Percent</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Businesses and Small Agricultural Cooperatives without Credit Available Elsewhere</ENT>
                        <ENT>4.000</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Non-Profit Organizations without Credit Available Elsewhere</ENT>
                        <ENT>2.375</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The number assigned to this disaster for economic injury is 180150.</P>
                <P>The States which received an EIDL Declaration #18015 are New Jersey, Pennsylvania.</P>
                <EXTRACT>
                    <FP>(Catalog of Federal Domestic Assistance Number 59008)</FP>
                </EXTRACT>
                <SIG>
                    <NAME>Isabella Guzman,</NAME>
                    <TITLE>Administrator.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15232 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8026-09-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF STATE</AGENCY>
                <DEPDOC>[Public Notice: 12126]</DEPDOC>
                <SUBJECT>The Advisory Committee on Responsible Business Conduct</SUBJECT>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of intent to establish an advisory committee.</P>
                </ACT>
                <P>The Department of State announces an intent to establish the Advisory Committee on Responsible Business Conduct (“the Committee”), pursuant to the Federal Advisory Committee Act and the Department of State Basic Authorities Act, codified in 22 U.S.C. 2651.</P>
                <P>
                    <E T="03">Nature and Purpose:</E>
                     The Committee will provide advice on opportunities and challenges in business and human rights as well as responsible business conduct issues more broadly, including performance of the following functions:
                </P>
                <P>(a) advice and recommendations on implementing the National Action Plan on Responsible Business Conduct.</P>
                <P>
                    (b) advice and recommendations on timely business and human rights and responsible business conduct issues more broadly, which could include subcommittees focused on a wide range of issues, 
                    <E T="03">e.g.,</E>
                     the National Contact Point.
                </P>
                <P>(c) advice and recommendations on the Department of State's role in advancing business and human rights and responsible business conduct more broadly.</P>
                <P>
                    <E T="03">Other Information:</E>
                     It is anticipated that the Committee will meet at least once a year, and such other times and places are required to fulfill the objectives of the Committee. The Department of State affirms that the advisory committee is necessary and in the public interest.
                </P>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Leslie Taylor, Senior Foreign Affairs Officer, Office of Multilateral and Global Affairs, Bureau of Democracy, Human Rights and Labor, 
                        <E T="03">TaylorLB2@state.gov,</E>
                         202-663-2652.
                    </P>
                    <EXTRACT>
                        <FP>(Authority: 5 U.S.C. 1009 and 22 U.S.C. 2651a.)</FP>
                    </EXTRACT>
                    <SIG>
                        <NAME>Leslie Taylor,</NAME>
                        <TITLE>Senior Foreign Affairs Officer, Office of Multilateral and Global Affairs, Department of State.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15250 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4710-18-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF STATE</AGENCY>
                <DEPDOC>[Public Notice: 12128]</DEPDOC>
                <SUBJECT>60-Day Notice of Proposed Information Collection: Questionnaire—Loss of United States Nationality</SUBJECT>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of request for public comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of State is seeking Office of Management and Budget (OMB) approval for the information collection described below. In accordance with the Paperwork Reduction Act of 1995, we are requesting comments on this collection from all interested individuals and organizations. The purpose of this notice is to allow 60 days for public comment preceding submission of the collection to OMB.</P>
                </SUM>
                <DATES>
                    <PRTPAGE P="46360"/>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The Department will accept comments from the public up to September 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Web:</E>
                         Persons with access to the internet may comment on this notice by going to 
                        <E T="03">www.Regulations.gov.</E>
                         You can search for the document by entering “Docket Number: DOS-2023-0022” in the Search field. Then click the “Comment Now” button and complete the comment form.
                    </P>
                    <P>
                        • 
                        <E T="03">Email: OliphantCE@state.gov.</E>
                    </P>
                    <P>
                        • 
                        <E T="03">Regular Mail:</E>
                         Send written comments to: Send written comments to U.S. Department of State, CA/OCS/MSU, SA-17, 10th Floor, Washington, DC 20522-1710.
                    </P>
                    <P>You must include the DS form number (if applicable), information collection title, and the OMB control number in any correspondence.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Direct requests for additional information regarding the collection listed in this notice, including requests for copies of the proposed collection instrument and supporting documents, to Clifton Oliphant at SA-17, 10th Floor, Washington, DC 20522-1710, who may be reached on 202-485-6040 or at 
                        <E T="03">OliphantCE@state.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    • 
                    <E T="03">Title of Information Collection:</E>
                     Questionnaire—Loss of United States Nationality.
                </P>
                <P>
                    • 
                    <E T="03">OMB Control Number:</E>
                     1405-0178.
                </P>
                <P>
                    • 
                    <E T="03">Type of Request:</E>
                     Revision of a currently approved collection.
                </P>
                <P>
                    • 
                    <E T="03">Originating Office:</E>
                     Bureau of Consular Affairs, Overseas Citizens Services (CA/OCS).
                </P>
                <P>
                    • 
                    <E T="03">Form Number:</E>
                     DS-4079.
                </P>
                <P>
                    • 
                    <E T="03">Respondents:</E>
                     United States citizens.
                </P>
                <P>
                    • 
                    <E T="03">Estimated Number of Respondents:</E>
                     4,850.
                </P>
                <P>
                    • 
                    <E T="03">Estimated Number of Responses:</E>
                     4,850.
                </P>
                <P>
                    • 
                    <E T="03">Average Time per Response:</E>
                     43 minutes.
                </P>
                <P>
                    • 
                    <E T="03">Total Estimated Burden Time:</E>
                     3,475 hours.
                </P>
                <P>
                    • 
                    <E T="03">Frequency:</E>
                     Variable by country.
                </P>
                <P>
                    • 
                    <E T="03">Obligation to Respond:</E>
                     Voluntary, but if not completed, will not be eligible to request a Certificate of Loss of Nationality of the United States.
                </P>
                <P>We are soliciting public comments to permit the Department to:</P>
                <P>• Evaluate whether the proposed information collection is necessary for the proper functions of the Department.</P>
                <P>• Evaluate the accuracy of our estimate of the time and cost burden for this proposed collection, including the validity of the methodology and assumptions used.</P>
                <P>• Enhance the quality, utility, and clarity of the information to be collected.</P>
                <P>• Minimize the reporting burden on those who are to respond, including the use of automated collection techniques or other forms of information technology.</P>
                <P>Please note that comments submitted in response to this Notice are public record. Before including any detailed personal information, you should be aware that your comments as submitted, including your personal information, will be available for public review.</P>
                <HD SOURCE="HD1">Abstract of Proposed Collection</HD>
                <P>The purpose of the information requested on the DS-4079, “Questionnaire—Loss of Nationality,” is to assist the Department of State in determining whether a U.S. citizen who requests a Certificate of Loss of Nationality of the United States under Immigration and Nationality Act (INA) section 349(a)(1)-(5) (8 U.S.C. 1481) has relinquished United States nationality by performing a potentially expatriating act voluntarily and with the intention of relinquishing United States nationality. INA section 104 (8 U.S.C. 1104) and INA section 358 (8 U.S.C. 1501) authorize the Department of State to collect this information.</P>
                <HD SOURCE="HD1">Methodology</HD>
                <P>The Bureau of Consular Affairs will post this form on Department of State websites to give respondents the opportunity to complete the form online or print the form and fill it out manually and submit the form in person or by fax or mail.</P>
                <SIG>
                    <NAME>Kevin E. Bryant,</NAME>
                    <TITLE>Deputy Director, Office of Directives Management, Department of State.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15307 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4710-06-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">OFFICE OF THE UNITED STATES TRADE REPRESENTATIVE</AGENCY>
                <DEPDOC>[Docket Number USTR-2023-0006]</DEPDOC>
                <SUBJECT>Request for Comments on Operation of the Caribbean Basin Initiative</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the United States Trade Representative (USTR).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Trade Representative has to submit a report to Congress regarding the operation of the Caribbean Basin Initiative (CBI) on or before December 31, 2023. The Trade Policy Staff Committee (TPSC) invites comments concerning the operation of the CBI, including the performance of each beneficiary country, to assist in preparing the report to Congress on the operation of the CBI program.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The deadline for the submission of written comments is 11:59 EDT on August 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        You should submit written comments through the Federal eRulemaking Portal: 
                        <E T="03">https://www.regulations.gov</E>
                         (
                        <E T="03">regulations.gov</E>
                        ), using docket number USTR-2023-0006. Follow the instructions for submissions in parts III and IV below.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        For procedural questions concerning written comments and for alternatives to online submissions, please contact Katherine Stubblefield, Office of the Western Hemisphere, at 
                        <E T="03">Katherine.E.Stubblefield@ustr.eop.gov</E>
                         or (202) 395-7528 in advance of the deadline and before transmitting a comment.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">I. Background</HD>
                <P>
                    Together, the Caribbean Basin Economic Recovery Act (CBERA), and the Caribbean Basin Trade Partnership Act (CBTPA) (19 U.S.C. 2701 
                    <E T="03">et seq.</E>
                    ) commonly are referred to as the Caribbean Basin Initiative or CBI. Section 212(f)(1) of the CBERA, as amended (19 U.S.C. 2702(f)(1)) requires the U.S. Trade Representative to report on the performance of each CBERA or CBTPA beneficiary country. Barbados, Belize, Curacao, Guyana, Haiti, Jamaica, Saint Lucia, and Trinidad and Tobago receive benefits under both CBERA and CBTPA. Antigua and Barbuda, Aruba, The Bahamas, British Virgin Islands, Dominica, Grenada, Montserrat, Saint Kitts and Nevis, and Saint Vincent and the Grenadines currently receive benefits only under CBERA. For the purposes of this report, the term `beneficiary country' includes both the independent countries and dependent territories receiving benefits under CBTPA or CBERA.
                </P>
                <P>
                    As described in more detail below, the TPSC seeks comments on any aspect of the CBI program's operation, including the performance of CBERA and CBTPA beneficiary countries under the criteria described in sections 212(b), 212(c), and 213(b)(5)(B) of the CBERA, as amended. You can access the criteria at 
                    <E T="03">http://www.gpo.gov/fdsys/pkg/USCODE-2011-title19/html/USCODE-2011-title19-chap15.htm.</E>
                     The report also will examine the CBI's effect on the volume and composition of trade and investment between the United States and the CBI beneficiary countries and 
                    <PRTPAGE P="46361"/>
                    on advancing U.S. trade policy goals. You can access the most recent CBI report at 
                    <E T="03">https://ustr.gov/sites/default/files/files/reports/2021/2021CBIReport.pdf.</E>
                </P>
                <HD SOURCE="HD1">II. Reporting Requirements on the Eligibility Criteria for All CBI Beneficiary Countries</HD>
                <P>The TPSC seeks comments on any aspect of the CBI program's operation, including the performance of CBERA and CBTPA beneficiary countries using the following criteria:</P>
                <HD SOURCE="HD2">A. CBERA “Mandatory” Criteria</HD>
                <P>Under section 212(b) (19 U.S.C. 2702(b)), unless the President determines that it is in the national economic or security interest of the United States, they may not designate as a CBI beneficiary country any country that:</P>
                <P>1. Is a Communist country.</P>
                <P>2. Has expropriated or nationalized property of U.S. citizens, unless the President determines that the country is taking steps to resolve the citizen's claim.</P>
                <P>3. Fails to act in good faith in recognizing as binding or in enforcing arbitral awards in favor of U.S. citizens or corporations owned by U.S. citizens.</P>
                <P>4. Affords preferential treatment to the products of a developed country other than the United States that has, or is likely to have, a significant adverse effect on U.S. commerce, unless the President has received satisfactory assurances that the country will eliminate the preferential treatment or acts to assure that there will be no significant adverse effect.</P>
                <P>5. Allows the broadcast of copyrighted material, including films or television material belonging to United States copyright owners without their express consent.</P>
                <P>6. Is not a signatory to a treaty, convention, protocol, or other agreement regarding the extradition of U.S. citizens.</P>
                <P>7. Has not or is not taking steps to afford internationally recognized worker rights as defined in section 507(4) of the Trade Act of 1974, as amended (19 U.S.C. 2467(4)) to workers in the country (including any designated zone in that country).</P>
                <HD SOURCE="HD2">B. CBERA “Discretionary” Factors</HD>
                <P>Under section 212(c) (19 U.S.C. 2702(c)), the President may consider the following factors in determining whether to designate any country as a CBI beneficiary country:</P>
                <P>1. An expression of a country's desire to be so designated.</P>
                <P>2. The economic conditions and living standards in a country.</P>
                <P>3. The extent to which a country has assured the United States that it will provide equitable and reasonable access to the markets and basic commodity resources of the country.</P>
                <P>4. The degree to which a country follows the international trade rules of the World Trade Organization and multilateral trade agreements.</P>
                <P>5. The degree to which a country uses export subsidies or imposes export performance requirements or local content requirements that distort international trade.</P>
                <P>6. The degree to which the trade policies of a country as they relate to other beneficiary countries are contributing to the revitalization of the region.</P>
                <P>7. The degree to which a country is undertaking self-help measures to promote its own economic development.</P>
                <P>8. Whether or not a country has taken or is taking steps to afford to workers in that country (including any designated zone in that country) internationally recognized worker rights.</P>
                <P>9. The extent to which a country provides under its law adequate and effective means for foreign nationals to secure, exercise, and enforce exclusive intellectual property rights.</P>
                <P>10. The extent to which a country prohibits its nationals from broadcasting U.S. copyrighted materials, including film and television material, without their express consent.</P>
                <P>11. The extent to which a country cooperates with the United States in the administration of CBI preferences.</P>
                <HD SOURCE="HD2">C. CBTPA Eligibility Criteria</HD>
                <P>Under section 213(b)(5)(B) (19 U.S.C. 2703(b)(5)(B)), in considering the eligibility of the CBI countries and dependent territories that have expressed an interest in receiving the enhanced preferences of the CBTPA, the President must take into account the existing eligibility criteria of the CBERA, as well as several additional revised criteria elaborated in the CBTPA. These additional criteria are:</P>
                <P>1. Whether the beneficiary country has demonstrated a commitment to undertake its obligations under the World Trade Organization on or ahead of schedule and participate in negotiations toward the completion of the Free Trade Area of the Americas or another free trade agreement.</P>
                <P>2. The extent to which the country provides protection of intellectual property rights consistent with or greater than the protection afforded under the Agreement on Trade-Related Aspects of Intellectual Property Rights.</P>
                <P>3. The extent to which the country provides internationally recognized worker rights, including: the right of association; the right to organize and bargain collectively; a prohibition on the use of any form of forced or compulsory labor; a minimum age for the employment of children; and acceptable conditions of work with respect to minimum wages, hours of work, and occupational safety and health.</P>
                <P>4. Whether the country has implemented its commitments to eliminate the worst forms of child labor, as defined in section 507(6) of the Trade Act of 1974, as amended (19 U.S.C. 2467(6)).</P>
                <P>5. The extent to which the country has met U.S. counter-narcotics certification criteria under the Foreign Assistance Act of 1961.</P>
                <P>6. The extent to which the country has taken steps to become a party to and implement the Inter-American Convention Against Corruption.</P>
                <P>7. The extent to which the country applies transparent, nondiscriminatory and competitive procedures in government procurement, and contributes to efforts in international fora to develop and implement rules on transparency in government procurement.</P>
                <HD SOURCE="HD1">III. Requirements for Submissions</HD>
                <P>
                    To be assured of consideration, submit your written comments by the August 18, 2023 11:59 p.m. EDT deadline. All submissions must be in English. TPSC strongly encourages submissions via 
                    <E T="03">regulations.gov,</E>
                     using Docket Number USTR-2023-0006. The TPSC will not accept hand-delivered submissions.
                </P>
                <P>
                    To make a submission via 
                    <E T="03">regulations.gov,</E>
                     enter Docket Number USTR-2023-0006 in the `search for' field on the home page and click `search.' The site will provide a search results page listing all documents associated with this docket. Find a reference to this notice by selecting `notice' under `document type' in the `refine documents results' section on the left side of the screen and click on the link entitled `comment.' 
                    <E T="03">Regulations.gov</E>
                     allows users to make submissions by filling in a `type comment' field or by attaching a document using the `upload file' field. The TPSC prefers that you provide submissions in an attached document and note `see attached' in the `comment' field on the online submission form.
                </P>
                <P>
                    The TPSC prefers submissions in Microsoft Word (.doc) or Adobe Acrobat (.pdf). If you use an application other than those two, please indicate the 
                    <PRTPAGE P="46362"/>
                    name of the application in the `type comment' field.
                </P>
                <P>You must identify on the first page of the submission the subject matter of the comment as the “CBI Report to Congress.” File names should reflect the name of the person or entity submitting the comments. Please do not attach separate cover letters, exhibits, annexes, or other attachments to electronic submissions. Instead, to the extent possible, please include these in the same file as the comment itself, rather than submitting them as separate files. Submissions should not exceed 30 single-spaced, standard letter-size pages in 12-point type, including attachments.</P>
                <P>
                    You will receive a tracking number upon completion of the submission procedure at 
                    <E T="03">Regulations.gov</E>
                    . The tracking number is confirmation that 
                    <E T="03">Regulations.gov</E>
                     received your submission. Keep the confirmation for your records.
                </P>
                <P>
                    The TPSC is not able to provide technical assistance for 
                    <E T="03">Regulations.gov</E>
                    . For further information on using 
                    <E T="03">Regulations.gov</E>
                    , please consult the resources provided on the website by clicking on `How to Use 
                    <E T="03">Regulations.gov</E>
                    ' on the bottom of the home page. The TPSC may not consider submissions that you do not make in accordance with these instructions.
                </P>
                <P>
                    If you are unable to provide submissions as requested, please contact Katherine Stubblefield, Office of the Western Hemisphere, at 
                    <E T="03">Katherine.E.Stubblefield@ustr.eop.gov</E>
                     or (202) 395-7528, to arrange for an alternative method of transmission.
                </P>
                <P>
                    General information concerning USTR is available at 
                    <E T="03">www.ustr.gov.</E>
                </P>
                <HD SOURCE="HD1">IV. Business Confidential Information (BCI) Submissions</HD>
                <P>If you ask the TPSC to treat information you submit as BCI, you must certify that the information is business confidential and you would not customarily release it to the public. For any comments submitted electronically containing BCI, the file name of the business confidential version should begin with the characters `BCI.' You must clearly mark any page containing BCI with `BUSINESS CONFIDENTIAL' at the top of that page. Additionally, you must include `Business Confidential' in the `type comment' field. Filers of submissions containing BCI also must submit a public version of their submission that will be placed in the docket for public inspection. The file name of the public version should begin with the character `P.' The TPSC will post the non-confidential version in the docket and it will be open to public inspection.</P>
                <HD SOURCE="HD1">V. Public Viewing of Review Submissions</HD>
                <P>
                    The TPSC will post written submissions in the docket for public inspection, except properly designated BCI. You can view submissions at 
                    <E T="03">regulations.gov</E>
                     by entering Docket Number USTR-2023-0006 in the search field on the home page.
                </P>
                <SIG>
                    <NAME>William Shpiece,</NAME>
                    <TITLE>Chair of the Trade Policy Staff Committee, Office of the United States Trade Representative.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15222 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3390-F3-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">OFFICE OF THE UNITED STATES TRADE REPRESENTATIVE</AGENCY>
                <SUBJECT>Notice of Conforming Amendments to Previously Reinstated Exclusions: China's Acts, Policies, and Practices Related to Technology Transfer, Intellectual Property, and Innovation</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the United States Trade Representative (USTR).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Effective July 1, 2023, the U.S. International Trade Commission (USITC) implemented certain changes to statistical reporting categories in the Harmonized Tariff Schedule of the United States (HTSUS). As a result of these changes, USTR is making conforming amendments to two previously reinstated exclusions associated with the Section 301 investigation of China Acts, Policies, and Practices Related to Technology Transfer, Intellectual Property, and Innovation.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The conforming amendments in the Annex to this notice are effective on July 1, 2023. CBP will issue instructions on entry guidance and implementation.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        For general questions about this notice, contact Associate General Counsel Philip Butler or Assistant General Counsel Rachel Hasandras at (202) 395-5725. For specific questions on customs classification or implementation of the product exclusion identified in the Annex to this notice, contact 
                        <E T="03">traderemedy@cbp.dhs.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">A. Background</HD>
                <P>Effective July 1, 2023, the USITC implemented certain changes to ten-digit statistical reporting categories of the HTSUS in accordance with its responsibility under section 484(f) of the Tariff Act of 1930, 19 U.S.C. 1484(f). Two of the previously reinstated exclusions in the Section 301 investigation of China's Acts, Policies, and Practices Related to Technology Transfer, Intellectual Property, and Innovation, as set out at 87 FR 17380 (March 28, 2022), are affected by the amended statistical reporting categories.</P>
                <HD SOURCE="HD1">B. Conforming Amendments to Exclusions</HD>
                <P>To maintain the pre-existing product coverage of the China 301 actions, conforming amendments to the corresponding note provisions in the HTSUS are required. The Annex to this notice conforms two existing product exclusions with the July 1, 2023 changes to ten-digit statistical reporting categories in the HTSUS. In particular, the Annex makes conforming amendments to U.S. notes 20(ttt)(iii)(73) and 20(ttt)(iii)(74) to subchapter III of chapter 99 of the HTSUS, as set out in the Annexes of the notice published at 87 FR 17380 (March 28, 2022).</P>
                <HD SOURCE="HD1">Annex</HD>
                <P>A. Effective with respect to goods entered for consumption, or withdrawn from warehouse for consumption, on or after 12:01 a.m. eastern daylight time on July 1, 2023 and before 11:59 p.m. eastern daylight time on September 30, 2023, note 20(ttt)(iii)(73) to subchapter III of chapter 99 of the HTSUS is amended by deleting “(described in statistical reporting number 6802.99.0060) and by inserting “(described in statistical reporting number 6802.99.0060 prior to July 1, 2023; described in statistical reporting number 6802.99.0090 effective July 1, 2023)” in lieu thereof.</P>
                <P>B. Effective with respect to goods entered for consumption, or withdrawn from warehouse for consumption, on or after 12:01 a.m. eastern daylight time on July 1, 2023 and before 11:59 p.m. eastern daylight time on September 30, 2023, note 20(ttt)(iii)(74) to subchapter III of chapter 99 of the HTSUS is amended by deleting “(described in statistical reporting number 6802.99.0060) and by inserting “(described in statistical reporting number 6802.99.0060 prior to July 1, 2023; described in statistical reporting number 6802.99.0090 effective July 1, 2023)” in lieu thereof.</P>
                <SIG>
                    <NAME>Greta Peisch,</NAME>
                    <TITLE>General Counsel, Office of the United States Trade Representative.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15309 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3390-F3-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="46363"/>
                <AGENCY TYPE="S">OFFICE OF THE UNITED STATES TRADE REPRESENTATIVE</AGENCY>
                <SUBJECT>Fiscal Year 2023 Allocation of Additional Tariff-Rate Quota Volume for Raw Cane Sugar</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the United States Trade Representative.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Office of the United States Trade Representative (USTR) is providing notice of the allocations of additional Fiscal Year (FY) 2023 in-quota quantities of the World Trade Organization (WTO) tariff-rate quota (TRQ) for imported raw cane sugar.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The changes made by this notice are applicable as of July 19, 2023.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Erin Nicholson, Office of Agricultural Affairs, at 202-395-9419, or 
                        <E T="03">Erin.H.Nicholson@ustr.eop.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Pursuant to Additional U.S. Note 5 to Chapter 17 of the Harmonized Tariff Schedule of the United States (HTSUS), the United States maintains WTO TRQs for imports of raw cane and refined sugar. Section 404(d)(3) of the Uruguay Round Agreements Act (19 U.S.C. 3601(d)(3)) authorizes the President to allocate the in-quota quantity of a TRQ for any agricultural product among supplying countries or customs areas. The President delegated this authority to the U.S. Trade Representative under Presidential Proclamations 6763 (60 FR 1007) and 7235 (64 FR 55611).</P>
                <P>On July 10, 2023, the U.S. Department of Agriculture announced an additional in-quota quantity of the TRQ for raw cane sugar for the remainder of FY2023 (ending September 30, 2023) in the amount of 125,000 metric tons raw value (MTRV) (conversion factor: 1 metric ton raw value = 1.10231125 short tons raw value). This quantity is in addition to the minimum amount to which the United States is committed under the World Trade Organization Agreement (1,117,195 MTRV). USTR is allocating this additional quantity of 125,000 MTRV to the following countries in the amounts specified below:</P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s25,12">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Country</CHED>
                        <CHED H="1">
                            FY2023
                            <LI>raw sugar</LI>
                            <LI>TRQ increase</LI>
                            <LI>allocations (MTRV)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Australia </ENT>
                        <ENT>19,356</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Belize </ENT>
                        <ENT>2,565</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Bolivia </ENT>
                        <ENT>1,632</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Brazil </ENT>
                        <ENT>33,815</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Colombia </ENT>
                        <ENT>5,597</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Costa Rica </ENT>
                        <ENT>3,498</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Ecuador </ENT>
                        <ENT>2,565</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">El Salvador </ENT>
                        <ENT>6,063</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Eswatini (Swaziland) </ENT>
                        <ENT>3,731</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Fiji </ENT>
                        <ENT>2,099</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Guatemala </ENT>
                        <ENT>11,194</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Honduras </ENT>
                        <ENT>2,332</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">India </ENT>
                        <ENT>700</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Mauritius </ENT>
                        <ENT>2,799</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Mozambique </ENT>
                        <ENT>3,032</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Panama </ENT>
                        <ENT>3,032</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Peru </ENT>
                        <ENT>9,562</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">South Africa </ENT>
                        <ENT>5,364</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Thailand </ENT>
                        <ENT>3,265</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Zimbabwe </ENT>
                        <ENT>2,799</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The allocations of the in-quota quantities of the raw cane sugar TRQ to countries that are net importers of sugar are conditioned on receipt of the appropriate verifications of origin. Certificates of quota eligibility must accompany imports from any country for which an allocation has been provided.</P>
                <SIG>
                    <NAME>Douglas McKalip,</NAME>
                    <TITLE>Chief Agricultural Negotiator, Office of the United States Trade Representative.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15293 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3390-F3-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">OFFICE OF THE UNITED STATES TRADE REPRESENTATIVE</AGENCY>
                <SUBJECT>Fiscal Year 2024 Tariff-Rate Quota Allocations for Raw Cane Sugar, Refined and Specialty Sugar, and Sugar-Containing Products</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the United States Trade Representative.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Office of the United States Trade Representative is providing notice of allocations of the Fiscal Year (FY) 2024 (October 1, 2023 through September 30, 2024) in-quota quantity of the tariff-rate quotas (TRQs) for imported raw cane sugar, certain sugars, syrups and molasses (also known as refined sugar), specialty sugar, and sugar-containing products.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The changes made by this notice are applicable as of July 19, 2023.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Erin Nicholson, Office of Agricultural Affairs, at 202-395-9419, or 
                        <E T="03">Erin.H.Nicholson@ustr.eop.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Pursuant to Additional U.S. Note 5 to Chapter 17 of the Harmonized Tariff Schedule of the United States (HTSUS), the United States maintains TRQs for imports of raw cane sugar and refined sugar. Pursuant to Additional U.S. Note 8 to Chapter 17 of the HTSUS, the United States maintains a TRQ for imports of sugar-containing products.</P>
                <P>Section 404(d)(3) of the Uruguay Round Agreements Act (19 U.S.C. 3601(d)(3)) authorizes the President to allocate the in-quota quantity of a TRQ for any agricultural product among supplying countries or customs areas. The President delegated this authority to the U.S. Trade Representative under Presidential Proclamations 6763 (60 FR 1007) and 7235 (64 FR 55611).</P>
                <P>On July 5, 2023, the Administrator of the Foreign Agricultural Service of the U.S. Department of Agriculture (Administrator) announced the sugar program provisions for FY2024. The Administrator announced an in-quota quantity of the TRQ for raw cane sugar for FY2024 of 1,117,195 metric tons raw value (MTRV) (conversion factor: 1 metric ton raw value = 1.10231125 short tons raw value), which is the minimum amount to which the United States is committed under the World Trade Organization (WTO) Agreement. The U.S. Trade Representative is allocating this quantity (1,117,195 MTRV) to the following countries in the amounts specified below:</P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s25,11">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Country</CHED>
                        <CHED H="1">
                             FY2024 TRQ
                            <LI>allocations</LI>
                            <LI>(metric tons raw value)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Argentina </ENT>
                        <ENT>46,260</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Australia </ENT>
                        <ENT>89,293</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Barbados </ENT>
                        <ENT>7,531</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Belize </ENT>
                        <ENT>11,834</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Bolivia </ENT>
                        <ENT>8,606</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Brazil </ENT>
                        <ENT>155,993</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Colombia </ENT>
                        <ENT>25,819</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Congo (Brazzaville) </ENT>
                        <ENT>7,258</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Costa Rica </ENT>
                        <ENT>16,137</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Cote d'Ivoire </ENT>
                        <ENT>7,258</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Dominican Republic </ENT>
                        <ENT>189,343</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Ecuador </ENT>
                        <ENT>11,834</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">El Salvador </ENT>
                        <ENT>27,971</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Eswatini (Swaziland) </ENT>
                        <ENT>17,213</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Fiji </ENT>
                        <ENT>9,682</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Gabon </ENT>
                        <ENT>7,258</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Guatemala </ENT>
                        <ENT>51,639</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Guyana </ENT>
                        <ENT>12,910</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Haiti </ENT>
                        <ENT>7,258</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Honduras </ENT>
                        <ENT>10,758</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">India </ENT>
                        <ENT>8,606</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Jamaica </ENT>
                        <ENT>11,834</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Madagascar </ENT>
                        <ENT>7,258</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Malawi </ENT>
                        <ENT>10,758</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Mauritius </ENT>
                        <ENT>12,910</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Mexico </ENT>
                        <ENT>7,258</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Mozambique </ENT>
                        <ENT>13,986</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Panama </ENT>
                        <ENT>31,199</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Papua New Guinea </ENT>
                        <ENT>7,258</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Paraguay </ENT>
                        <ENT>7,258</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Peru </ENT>
                        <ENT>44,108</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Philippines </ENT>
                        <ENT>145,235</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">South Africa </ENT>
                        <ENT>24,744</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">St. Kitts &amp; Nevis </ENT>
                        <ENT>7,258</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="46364"/>
                        <ENT I="01">Taiwan </ENT>
                        <ENT>12,910</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Thailand </ENT>
                        <ENT>15,061</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Trinidad-Tobago </ENT>
                        <ENT>7,531</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Uruguay </ENT>
                        <ENT>7,258</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Zimbabwe </ENT>
                        <ENT>12,910</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The allocations of the in-quota quantities of the raw cane sugar TRQ to countries that are net importers of sugar are conditioned on receipt of the appropriate verifications of origin. Certificates for quota eligibility must accompany imports from any country for which an allocation has been provided.</P>
                <P>On July 5, 2023, the Administrator also announced the establishment of the in-quota quantity of the FY2024 refined sugar TRQ at 232,000 MTRV, for which the sucrose content, by weight in the dry state, must have a polarimeter reading of 99.5 degrees or more. This amount includes the minimum level to which the United States is committed under the WTO Agreement (22,000 MTRV of which 1,656 MTRV is reserved for specialty sugar) and an additional 210,000 MTRV for specialty sugars. The U.S. Trade Representative is allocating the refined sugar TRQ as follows: 10,300 MTRV to Canada, 2,954 MTRV to Mexico, and 7,090 MTRV to be administered on a first-come, first-served basis.</P>
                <P>Imports of all specialty sugar will be administered on a first-come, first-served basis in five tranches. The Administrator has announced that the total in-quota quantity of specialty sugar will be the 1,656 MTRV reserved within the WTO minimum commitment plus an additional 210,000 MTRV. The first tranche of 1,656 MTRV will open on October 2, 2023. All types of specialty sugars are eligible for entry under this tranche. The second tranche of 60,000 MTRV will open on October 10, 2023. The third tranche of 60,000 MTRV will open on January 19, 2024. The fourth tranche of 45,000 MTRV will open on April 15, 2024. The fifth tranche of 45,000 MTRV will open on July 15, 2024. The second, third, fourth, and fifth tranches will be reserved for organic sugar and other specialty sugars not currently produced commercially in the United States or reasonably available from domestic sources.</P>
                <P>With respect to the in-quota quantity of 64,709 metric tons of the TRQ for imports of certain sugar-containing products maintained under Additional U.S. Note 8 to chapter 17 of the HTSUS, the U.S. Trade Representative is allocating 59,250 metric tons to Canada. The remainder of the in-quota quantity, 5,459 metric tons, is available for other countries on a first-come, first-served basis.</P>
                <P>Raw cane sugar, refined and specialty sugar, and sugar-containing products for FY2024 TRQs may enter the United States as of October 2, 2023.</P>
                <SIG>
                    <NAME>Douglas McKalip,</NAME>
                    <TITLE>Chief Agricultural Negotiator, Office of the United States Trade Representative.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15295 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3390-F3-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <DEPDOC>[Docket No. FAA-2023-0944]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities: Request for Comments; Clearance of a New Approval for Information Collection: Safety Management System Voluntary Program</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Paperwork Reduction Act of 1995, the Federal Aviation Administration (FAA) invites public comments about our intention to request the Office of Management and Budget (OMB) approval for an information collection to support the analysis of safety data as part of the Safety Management System Voluntary Program (SMSVP). The data collected will be used by the FAA Flight Standards Service, Safety Management System Program Office (SMSPO) to evaluate certificate holders participating in the voluntary program. This Information Collection will enable the FAA to ensure conformity with the SMSVP Standard (voluntary program guidelines and performance measures).</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments should be submitted by September 18, 2023.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Please send written comments:</P>
                    <P>
                        <E T="03">By Electronic Docket:</E>
                          
                        <E T="03">www.regulations.gov</E>
                         (Enter docket number into search field)
                    </P>
                    <P>
                        <E T="03">By mail:</E>
                         Docket Management Facility, U.S. Department of Transportation, 1200 New Jersey Avenue SE, West Building, Room W12-140, Washington, DC 20590, between 9 a.m. and 5 p.m.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Sean C. Denniston, Flight Standards Safety Management System Program Office (AFS-910), Federal Aviation Administration, 800 Independence Ave. SW, 8W-624, Washington, DC 20591; by email at: 
                        <E T="03">sean.denniston@faa.gov;</E>
                         phone: 571-758-7362.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Public Comments Invited:</E>
                     You are asked to comment on any aspect of this information collection, including (a) Whether the proposed collection of information is necessary for FAA's performance; (b) the accuracy of the estimated burden; (c) ways for FAA to enhance the quality, utility and clarity of the information collection; and (d) ways that the burden could be minimized without reducing the quality of the collected information. The agency will summarize and/or include your comments in the request for OMB's clearance of this information collection.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     2120-XXXX.
                </P>
                <P>
                    <E T="03">Title:</E>
                     Safety Management System Voluntary Program.
                </P>
                <P>
                    <E T="03">Form Numbers:</E>
                     None.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     New Information Collection.
                </P>
                <P>
                    <E T="03">Background:</E>
                     The International Civil Aviation Organization (ICAO) it its March 2006 Amendment No. 30 to Annex 6, Part I, International Commercial Air Transport—Aeroplanes, established an international standard requiring member states to mandate Safety Management Systems (SMS) for commercial operators. In July 2013, SMS requirements were transferred to a new ICAO Annex 19 Safety Management. (An Annex 19 second edition was issued in July 2016.) This Annex provided Member States the means to address safety risk proactively; support application of safety management in regulatory and infrastructure developments; and reinforce the role of the State in managing safety and in coordination with aviation product and service providers. The 
                    <E T="03">Aviation Safety and Federal Aviation Extension Act (2010)</E>
                     directed the FAA to initiate rulemaking requiring all certificate holders under 14 Code of Federal Regulations (CFR) part 119 authorized to conduct operations in accordance with the requirements of 14 CFR part 121 implement an SMS. On March 9, 2015, the final rule, Safety Management Systems for Domestic, Flag, and Supplemental Operations Certificate Holders, became effective (80 FR 1307; January 8, 2015) (hereafter “the 2015 final rule”). Three years later, on March 9, 2018, all air carriers authorized to conduct operations under 14 CFR part 121 met the final compliance date to have an SMS acceptable to the Administrator.
                </P>
                <P>
                    In 2018, the Flight Standards Service Safety Management System Voluntary 
                    <PRTPAGE P="46365"/>
                    Program (SMSVP) replaced an earlier SMS Pilot Project. While created concurrently with the 2015 final rule, SMSVP is a separate SMS initiative. Part 5 requires an SMS for air carriers authorized to conduct operations under part 121, while the SMSVP allows those not required by FAA to have an SMS to develop one. The reasons for this latter group developing an SMS include improving the safety of their aviation-related activities, facilitating international operations, reducing insurance premiums, client requirements, and enhanced organizational safety. The SMSVP has its own standard (voluntary program guidelines and performance measures) that must be successfully completed for an FAA accepted SMS.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         SMSVP guidance and requirements is found in Order 8900.1, Volume 17, Chapter 2 Voluntary Program.
                    </P>
                </FTNT>
                <P>The largest group of SMSVP certificate holders are those conducting operations under 14 CFR part 135, Operating Requirements: Commuter and On Demand Operations and Rules Governing Persons on Board Such Aircraft. However, there are other certificate holders that participate, as indicated in Table 1 below.</P>
                <P>
                    <E T="03">Respondents:</E>
                     As of September 2022, holders of the following operating certificates are participating in Safety Management System Voluntary Program:
                </P>
                <GPOTABLE COLS="2" OPTS="L2,nj,i1" CDEF="s150,14">
                    <TTITLE>Table 1—Operating Certificates in SMSVP</TTITLE>
                    <BOXHD>
                        <CHED H="1">Operating certificate</CHED>
                        <CHED H="1">
                            Number of
                            <LI>certificate</LI>
                            <LI>holders</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Part 133/137—Rotorcraft External Load/Agricultural Aircraft Operations</ENT>
                        <ENT>5</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Part 135—Commuter and On Demand</ENT>
                        <ENT>126</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Part 141/142—Pilot Schools/Training Centers</ENT>
                        <ENT>6</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Part 145—Repair Stations</ENT>
                        <ENT>73</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Number of Participants</ENT>
                        <ENT>
                            <SU>2</SU>
                             214
                        </ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    <E T="03">Frequency:</E>
                     A
                    <FTREF/>
                     certificate holder taking part in the SMSVP may develop and implement an SMS in any manner it deems appropriate, but specific requirements and steps must be successfully completed for FAA SMS acceptance (“acceptance process”). A commitment letter is submitted with the application and is a statement of the company's top management to establish an SMS within the organization. A schedule of events (SOE) must be submitted by the certificate holder within 90 days of the commitment letter. The SOE commits certificate holder and FAA resources to the acceptance process. The certificate holder must also submit a compliance statement within 90 days of its commitment letter. The compliance statement addresses the SMSVP Standard and where its requirements are located in the certificate holder's manual system or documentation. The certificate holder may also utilize FAA SMS Custom Data Collection Tools (C DCT) to perform a self-assessment of its SMS development. The FAA uses both design validation (how SMS is planned) and design demonstration (how SMS functions) C DCTs for agency SMS acceptance.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Three SMSVP participants possess more than one operating certificates totaling 214 certificates for 210 participants.
                    </P>
                </FTNT>
                <P>Upon successful completion of the validations and demonstrations, the FAA will issue a letter acknowledging applicant has an accepted SMS recognized by the FAA. FAA recognition also prepares an operator who aspires to meet the ICAO SMS requirements of a foreign civil aviation authority.</P>
                <P>
                    <E T="03">Estimated Average Burden per Response:</E>
                </P>
                <HD SOURCE="HD1">
                    Respondents
                    <FTREF/>
                </HD>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Calculated as burden hours × average labor rate including benefits. The FAA used an average wage including benefits of $65.81, which is the mean average wage for Operations Research Analyst ($46.07) divided by the percent of total employer costs of employee compensation represented by wages (70%) to account for benefits. (30%). Wages and benefits information available at: 
                        <E T="03">https://www.bls.gov/oes/current/oes152031.htm.</E>
                    </P>
                </FTNT>
                <GPOTABLE COLS="4" OPTS="L2,nj,i1" CDEF="s100,12,14,12">
                    <TTITLE>
                        Table 2—Summary of Annual Burden for 14 CFR 133 and 137 
                        <SU>3</SU>
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">
                            Summary
                            <LI>(annual numbers)</LI>
                        </CHED>
                        <CHED H="1">Reporting</CHED>
                        <CHED H="1">Recordkeeping</CHED>
                        <CHED H="1">Disclosure</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01"># Of Respondents</ENT>
                        <ENT>0</ENT>
                        <ENT>5</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01"># Of Responses per respondent</ENT>
                        <ENT>0</ENT>
                        <ENT>2</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">Time per Response (hours)</ENT>
                        <ENT>0</ENT>
                        <ENT>8</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total # of responses</ENT>
                        <ENT>0</ENT>
                        <ENT>10</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total burden (hours)</ENT>
                        <ENT>0</ENT>
                        <ENT>160</ENT>
                        <ENT>0</ENT>
                    </ROW>
                </GPOTABLE>
                <GPOTABLE COLS="4" OPTS="L2,nj,i1" CDEF="s100,12,14,12">
                    <TTITLE>Table 3—Summary of Annual Burden for 14 CFR 135</TTITLE>
                    <BOXHD>
                        <CHED H="1">
                            Summary
                            <LI>(annual numbers)</LI>
                        </CHED>
                        <CHED H="1">Reporting</CHED>
                        <CHED H="1">Recordkeeping</CHED>
                        <CHED H="1">Disclosure</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01"># Of Respondents</ENT>
                        <ENT>0</ENT>
                        <ENT>126</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01"># Of Responses per respondent</ENT>
                        <ENT>0</ENT>
                        <ENT>2</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">Time per Response (hours)</ENT>
                        <ENT>0</ENT>
                        <ENT>8</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total # of responses</ENT>
                        <ENT>0</ENT>
                        <ENT>252</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total burden (hours)</ENT>
                        <ENT>0</ENT>
                        <ENT>2,016</ENT>
                        <ENT>0</ENT>
                    </ROW>
                </GPOTABLE>
                <PRTPAGE P="46366"/>
                <GPOTABLE COLS="4" OPTS="L2,nj,i1" CDEF="s100,12,14,12">
                    <TTITLE>Table 4—Summary of Annual Burden for 14 CFR 141 and 142</TTITLE>
                    <BOXHD>
                        <CHED H="1">
                            Summary
                            <LI>(annual numbers)</LI>
                        </CHED>
                        <CHED H="1">Reporting</CHED>
                        <CHED H="1">Recordkeeping</CHED>
                        <CHED H="1">Disclosure</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01"># Of Respondents</ENT>
                        <ENT>0</ENT>
                        <ENT>6</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01"># Of Responses per respondent</ENT>
                        <ENT>0</ENT>
                        <ENT>2</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">Time per Response (hours)</ENT>
                        <ENT>0</ENT>
                        <ENT>8</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total # of responses</ENT>
                        <ENT>0</ENT>
                        <ENT>12</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total burden (hours)</ENT>
                        <ENT>0</ENT>
                        <ENT>96</ENT>
                        <ENT>0</ENT>
                    </ROW>
                </GPOTABLE>
                <GPOTABLE COLS="4" OPTS="L2,nj,i1" CDEF="s100,12,14,12">
                    <TTITLE>Table 5—Summary of Annual Burden for 14 CFR 145</TTITLE>
                    <BOXHD>
                        <CHED H="1">
                            Summary
                            <LI>(annual numbers)</LI>
                        </CHED>
                        <CHED H="1">Reporting</CHED>
                        <CHED H="1">Recordkeeping</CHED>
                        <CHED H="1">Disclosure</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01"># Of Respondents</ENT>
                        <ENT>0</ENT>
                        <ENT>73</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01"># Of Responses per respondent</ENT>
                        <ENT>0</ENT>
                        <ENT>2</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">Time per Response (hours)</ENT>
                        <ENT>0</ENT>
                        <ENT>8</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total # of responses</ENT>
                        <ENT>0</ENT>
                        <ENT>146</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total burden (hours)</ENT>
                        <ENT>0</ENT>
                        <ENT>1,168</ENT>
                        <ENT>0</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Labor Costs</HD>
                <GPOTABLE COLS="2" OPTS="L2,p1,8/9,i1" CDEF="s150,12">
                    <TTITLE>Table 6—Estimated Labor Cost for Implementation of SMS in Voluntary Program</TTITLE>
                    <BOXHD>
                        <CHED H="1"> </CHED>
                        <CHED H="1"> </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Hourly Wage</ENT>
                        <ENT>$65.81</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Hours Year 1</ENT>
                        <ENT>16</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Hours Year 2</ENT>
                        <ENT>8</ENT>
                    </ROW>
                </GPOTABLE>
                <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,12,12">
                    <TTITLE>Table 7—Summary of Annual Labor Cost</TTITLE>
                    <BOXHD>
                        <CHED H="1">Develop initial implementation—Analysis labor cost</CHED>
                        <CHED H="1">Year 1</CHED>
                        <CHED H="1">
                            Year 2
                            <LI>(or</LI>
                            <LI>completion)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">14 CFR 133/137</ENT>
                        <ENT>$5,265</ENT>
                        <ENT>$2,632</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">14 CFR 135</ENT>
                        <ENT>132,673</ENT>
                        <ENT>66,336</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">14 CFR 141/142</ENT>
                        <ENT>6,318</ENT>
                        <ENT>3,159</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">14 CFR 145</ENT>
                        <ENT>76,866</ENT>
                        <ENT>38,433</ENT>
                    </ROW>
                </GPOTABLE>
                <P>Total capital and start-up components for a certificate holder in the SMSVP (90 days and until completion, on average two years) includes commitment letter, schedule of events, and compliance statement. These are necessary for a functioning Safety Management System. Certificate holders in the SMSVP need not start their SMS development from scratch. They are encouraged to conduct an analysis of their existing systems for possible integration into the SMS. The FAA sponsored Web-based Application Tool (WBAT) provides a platform to submit, manage, and analyze SMS related reports.</P>
                <HD SOURCE="HD1">Material Costs</HD>
                <P>
                    Estimated cost of schedule of events, compliance statement, and SMS documentation for an individual certificate holder particpating in SMSVP: 
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         Based on data requirements and methods described in Order 8900.1, Volume 17, Safety Management System.
                    </P>
                </FTNT>
                <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s50,12,r100">
                    <TTITLE>Table 8—Cost To Develop SMS Program Documentation</TTITLE>
                    <BOXHD>
                        <CHED H="1">Develop documentation</CHED>
                        <CHED H="1">Year 1</CHED>
                        <CHED H="1">2-Year (to completion) cost</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Part 133/137</ENT>
                        <ENT>$8,000</ENT>
                        <ENT>$16,000 2 years, and $8,000 each additional year.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Part 135</ENT>
                        <ENT>8,000</ENT>
                        <ENT>$16,000 2 years, and $8,000 each additional year.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Part 141/142</ENT>
                        <ENT>8,000</ENT>
                        <ENT>$16,000 2 years, and $8,000 each additional year.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Part 145</ENT>
                        <ENT>8,000</ENT>
                        <ENT>$16,000 2 years, and $8,000 each additional year.</ENT>
                    </ROW>
                </GPOTABLE>
                <PRTPAGE P="46367"/>
                <P>The FAA sponsors a Web-Based Application Tool (WBAT) certificate holders have the option of using for SMS development, data analysis, submitting information, and records management. WBAT offers three categories of service:</P>
                <GPOTABLE COLS="3" OPTS="L2,nj,i1" CDEF="s50,r100,r100">
                    <TTITLE>
                        Table 9—Web-Based Application Tool 
                        <SU>5</SU>
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">Category</CHED>
                        <CHED H="1">Services</CHED>
                        <CHED H="1">Cost</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Platform</ENT>
                        <ENT>WBAT System delivery to Operator for purpose of supporting safety and reporting programs</ENT>
                        <ENT>No cost.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Platform Plus (+)</ENT>
                        <ENT O="xl">
                            WBAT System delivery to Operator:
                            <LI O="oi3" O1="xl">• Unlimited help desk support during business hours.</LI>
                        </ENT>
                        <ENT>Four level pricing tier based on number of active users.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="oi3" O1="xl">• Unlimited scheduled training by webinar and video on demand.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="oi3" O1="xl">• Discounted rates for user conferences.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="oi3" O1="xl">• Discounted rates for customization services.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="oi3" O1="xl">• Semiannual executive review of Operator's WBAT platform.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Enterprise Services</ENT>
                        <ENT O="xl">
                            Platform Plus (+) subscribers can purchase support for one or more of the following services:
                            <LI O="oi3" O1="xl">• Aviation Safety Action Program (ASAP).</LI>
                        </ENT>
                        <ENT>From unlimited no cost support to 50% discount, depending on requested service.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="oi3" O1="xl">• Flight Operational Quality Assurance (FOQA).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="oi3" O1="xl">• SMS Services (safety assurance, safety risk management, report processing).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="oi3" O1="xl">
                            • Customization services at discounted rate (
                            <E T="03">e.g.,</E>
                             onsite training, networking engineering/web customization.
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT O="oi3" O1="xl">WBAT services include analysis, tracking, documentation, and consultation.</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    Most certificate
                    <FTREF/>
                     holders in the SMSVP have opted for WBAT Platform Plus (+) support.
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Universal Technical Resource Services (UTRS) manages WBAT platform on behalf of FAA (
                        <E T="03">www.wbatsafety.com</E>
                        ).
                    </P>
                </FTNT>
                <GPOTABLE COLS="3" OPTS="L2,nj,i1" CDEF="s100,r100,r100">
                    <TTITLE>Table 10—WBAT Costs</TTITLE>
                    <BOXHD>
                        <CHED H="1">WBAT cost</CHED>
                        <CHED H="1">Annual cost</CHED>
                        <CHED H="1">Notes</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Small Certificate Holder Tier 1 (1-100 active users)</ENT>
                        <ENT>$5,965/year</ENT>
                        <ENT>$3,000 discount if operator has a fully executed FAA Aviation System Action program (ASAP) Memorandum of Understanding (MOU).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Medium Certificate Holder Tier 2 (101-250 active users)</ENT>
                        <ENT>$8,675/year</ENT>
                        <ENT>$3,000 discount if operator has a fully executed FAA ASAP MOU.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Medium Certificate Holder Tier 3 (251-700 active users)</ENT>
                        <ENT>$15,180/year</ENT>
                        <ENT>$3,000 discount if operator has a fully executed FAA ASAP MOU.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Large Certificate Holder Tier 4 (&gt;700 active users)</ENT>
                        <ENT>$15,180 + $10 additional user/year</ENT>
                        <ENT>$3,000 discount if operator has a fully executed FAA ASAP MOU.</ENT>
                    </ROW>
                </GPOTABLE>
                <GPOTABLE COLS="3" OPTS="L2,nj,p1,8/9,i1" CDEF="s100,r100,r100">
                    <TTITLE>Table 11—WBAT Cost if ASAP Is Required</TTITLE>
                    <BOXHD>
                        <CHED H="1"> </CHED>
                        <CHED H="1"> </CHED>
                        <CHED H="1"> </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Tier 1 (1-50 participants)</ENT>
                        <ENT>$3,000/year</ENT>
                        <ENT>Additional one-time $750 ASAP Service set-up fee.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Tier 2 (51-100 participants)</ENT>
                        <ENT>$6,000 + $50 per participant &gt;100/year</ENT>
                        <ENT>Additional one-time $750 ASAP Service set-up fee.</ENT>
                    </ROW>
                </GPOTABLE>
                <GPOTABLE COLS="3" OPTS="L2,nj,p1,8/9,i1" CDEF="s100,r100,r100">
                    <TTITLE>Table 12—WBAT Cost if FOQA Is Required</TTITLE>
                    <BOXHD>
                        <CHED H="1"> </CHED>
                        <CHED H="1"> </CHED>
                        <CHED H="1"> </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Tier 1 (Basic)</ENT>
                        <ENT>$15,000/year</ENT>
                        <ENT>Cost does not include initial data mapping.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Tier 2 (Premium)</ENT>
                        <ENT>$40,000/year</ENT>
                        <ENT>Cost does not include initial data mapping.</ENT>
                    </ROW>
                </GPOTABLE>
                <P>WBAT premium support is charged by number of active users in the operator's organization.</P>
                <P>
                    The cost burden in implementing an SMS in the SMSVP depends on the organization's operating certificate and number of aviation related employees. The FAA estimates that the initial cost burden for a new part 133/137, part 135, 
                    <PRTPAGE P="46368"/>
                    part 141/142, part 145 ranges between $31,695 and $69,180. The initial cost burden is related to commitment letter/entry into program, schedule of events, compliance statement, and related documentation (
                    <E T="03">e.g.,</E>
                     manuals, training, self-assessment, and validation).
                </P>
                <SIG>
                    <P>Issued in Washington, DC.</P>
                    <NAME>Wesley L. Mooty,</NAME>
                    <TITLE>Acting Deputy Executive Director, Flight Standards Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15203 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Motor Carrier Safety Administration</SUBAGY>
                <DEPDOC>[Docket No. FMCSA-2022-0180]</DEPDOC>
                <SUBJECT>Entry-Level Driver Training: Robert Towle; Application for Exemption</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Motor Carrier Safety Administration (FMCSA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of final disposition; denial of application for exemption.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>FMCSA announces its decision to deny the exemption application from Robert Towle, who sought an exemption on behalf of graduating students of the commercial driver's license (CDL) Prep Class of the New Hampshire Department of Corrections Special School District Granite State High School (GSHS) from two requirements in the entry-level driver training (ELDT) regulations. Mr. Towle requested an exemption from the requirement that a training provider use instructors who meet the definition of “theory instructor.” Mr. Towle also requested an exemption from the requirement that an individual who applies for the first time for a Class A or B CDL, or who upgrades to a Class A or B CDL, complete training from a provider listed on the Training Provider Registry (TPR). FMCSA analyzed the exemption application and public comments and determined that the application lacked evidence that the exemption would likely achieve an equivalent or greater level of safety than would be achieved absent such exemption.</P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Mr. Richard Clemente, FMCSA Driver and Carrier Operations Division; Office of Carrier, Driver and Vehicle Safety Standards; 202-366-2722 or 
                        <E T="03">richard.clemente@dot.gov.</E>
                         If you have questions on viewing or submitting material to the docket, contact Docket Services, telephone (202) 366-9826.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">I. Public Participation</HD>
                <HD SOURCE="HD2">Viewing Comments and Documents</HD>
                <P>
                    To view comments, go to 
                    <E T="03">www.regulations.gov,</E>
                     insert the docket number “FMCSA-2022-0180” in the keyword box, and click “Search.” Next, sort the results by “Posted (Newer-Older),” choose the first notice listed, and click “View Related Comments.”
                </P>
                <P>
                    To view documents mentioned in this notice as being available in the docket, go to 
                    <E T="03">www.regulations.gov,</E>
                     insert the docket number “FMCSA-2022-0180” in the keyword box, click “Search,” and chose the document to review.
                </P>
                <P>If you do not have access to the internet, you may view the docket by visiting Dockets Operations in Room W12-140 on the ground floor of the DOT West Building, 1200 New Jersey Avenue SE, Washington, DC 20590, between 9 a.m. and 5 p.m., ET, Monday through Friday, except Federal holidays. To be sure someone is there to help you, please call (202) 366-9317 or (202) 366-9826 before visiting Dockets Operations.</P>
                <HD SOURCE="HD1">II. Legal Basis</HD>
                <P>
                    FMCSA has authority under 49 U.S.C. 31136(e) and 31315(b) to grant exemptions from certain Federal Motor Carrier Safety Regulations (FMCSRs). FMCSA must publish a notice of each exemption request in the 
                    <E T="04">Federal Register</E>
                     (49 CFR 381.315(a)). The Agency must provide the public an opportunity to inspect the information relevant to the application, including any safety analyses that have been conducted. The Agency must also provide an opportunity for public comment on the request.
                </P>
                <P>
                    The Agency reviews safety analyses and public comments submitted, and determines whether granting the exemption would likely achieve a level of safety equivalent to, or greater than, the level that would be achieved by the current regulation (49 CFR 381.305). The decision of the Agency must be published in the 
                    <E T="04">Federal Register</E>
                     (49 CFR 381.315(b)) with the reasons for denying or granting the application and, if granted, the name of the person or class of persons receiving the exemption, and the regulatory provision from which the exemption is granted. The notice must also specify the effective period (up to 5 years) and explain the terms and conditions of the exemption. The exemption may be renewed (49 CFR 381.300(b)).
                </P>
                <HD SOURCE="HD1">III. Background</HD>
                <HD SOURCE="HD2">Current Regulatory Requirements</HD>
                <P>
                    The entry-level driver training (ELDT) regulations, implemented on February 7, 2022, and set forth in 49 CFR 380, subparts F and G, established minimum training standards for individuals applying for certain CDLs and defined curriculum standards for theory (
                    <E T="03">i.e.,</E>
                     classroom) and behind-the-wheel (BTW) training. These regulations also established an online training provider registry (TPR), eligibility requirements for providers to be listed on the TPR, and requirements for training instructors.
                </P>
                <P>Under 49 CFR 380.703(a)(4), a training provider must use instructors who meet the definitions of “Theory instructor” and “BTW instructor,” set forth in 49 CFR 380.605, to be eligible for listing on the TPR. The core definitions of “Theory instructor” and “BTW instructor” in 49 CFR 380.605 require that instructors hold a CDL of the same (or higher) class, with all endorsements necessary to operate the commercial motor vehicle (CMV) for which training is to be provided, and have either: (1) a minimum of 2 years of experience driving a CMV requiring a CDL of the same or higher class and/or the same endorsement; or (2) at least 2 years of experience as a BTW CMV instructor, and meet all applicable State qualification requirements for CMV instructors.</P>
                <P>There are exceptions to these requirements for theory instructors: (1) an instructor is not required to hold a CDL of the same (or higher) class and with all endorsements necessary to operate the CMV for which training is to be provided, if the instructor previously held a CDL of the same (or higher) class and complies with the other requirements set forth in the definition; and (2) training providers offering online content exclusively are not required to meet State qualification requirements for theory instructors. In addition, if an instructor's CDL has been cancelled, suspended, or revoked due to any of the disqualifying offenses identified in 49 CFR 383.51, the instructor is prohibited from engaging in theory instruction for 2 years following the date his or her CDL is reinstated.</P>
                <P>Under 49 CFR 380.609, an individual who applies, for the first time, for a Class A or Class B CDL, who upgrades to a Class A or B CDL, or is seeking to obtain a passenger (P), school bus (S), or hazardous materials (H) endorsement for the first time must complete driver training from a provider listed on the TPR, as set forth in 49 CFR part 380, subpart G.</P>
                <HD SOURCE="HD2">Applicant's Request</HD>
                <P>
                    Mr. Towle seeks an exemption from two provisions in the ELDT regulations: (1) the definition of “theory instructor” 
                    <PRTPAGE P="46369"/>
                    in 49 CFR 380.605; and (2) the requirement in 49 CFR 380.609(a) that an individual who applies for the first time for a Class A or B CDL, or who upgrades to a Class A or B CDL, must complete training from a provider listed on the TPR.
                </P>
                <P>Mr. Towle explains that he is an incarcerated inmate in the New Hampshire State Prison. According to Mr. Towle, the New Hampshire Department of Corrections operates a Special School District, Granite State High School (GSHS), that provides a CDL training class. Mr. Towle states that the requested exemptions would allow eligible students at GSHS to receive the requisite theory instruction in order to obtain their Commercial Learner's Permit as a step towards job-readiness as part of their community re-entry plan.</P>
                <HD SOURCE="HD1">IV. Method To Ensure an Equivalent or Greater Level of Safety</HD>
                <P>In support of his argument that an equivalent level of safety will be achieved, Mr. Towle notes that New Hampshire is operating under a pilot model to continue using revised CDL pre-trip vehicle inspection and revised controls skills test procedures following the completion of field tests conducted under a waiver granted by the Agency. He argues that the revised skills test would “provide a comparable level of rigor as the current tests to ensure that participating CDL applicants demonstrate a level of knowledge and skills required to operate CMVs safely.” The tests would be administered in a controlled setting, located within its skills testing facilities. All other safety requirements, such as requiring the applicant to pass the traditional on-road test segment of the skills test would continue to apply. According to Mr. Towle, “New Hampshire will continue to be prohibited from using CDLs to field test applicants unless the applicant passes all the required segments of the skills test.”</P>
                <HD SOURCE="HD1">V. Public Comments</HD>
                <P>FMCSA published a notice requesting public comment on Robert Towle's application on December 1, 2022 [87 FR 73803]. The Agency received eight comments; seven opposed granting the exemption and one supported it. The Truck Safety Coalition, Citizens for Reliable and Safe Highways, and Parents Against Tired Truckers jointly filed comments in opposition stating, “Reducing the experience level and quality of training provided by verified, qualified instructors unnecessarily risks the lives of all roadway users and fails to provide Mr. Towles with the quality of education needed to best set him up for success as a professional truck driver. The best course of action for all parties is for GSHS to take the measures necessary to fully comply with ELDT training requirements in the provision of its CDL training class.”</P>
                <P>The one commenter in support of granting the exemption stated: “If we are serious about rehabilitation and preparing our incarcerated, who desire to move on with their lives, and wanting to provide for their families, promote the justice system and become fruitful and “normal” citizens, I wholeheartedly agree with this and wish for the FMCSA to grant this exemption and promote it to all educational systems in prisons who are providing this training.”</P>
                <HD SOURCE="HD1">VI. FMCSA Safety Analysis and Decision</HD>
                <P>Under 49 U.S.C. 31315(b)(1), to grant an exemption, FMCSA must “find that the exemption would likely achieve a level of safety that is equivalent to, or greater than, the level that would be achieved absent such exemption.” Among other requirements, 49 CFR 381.310(c)(5) requires a person seeking an exemption to explain how the exemption would likely achieve an equivalent level of safety.</P>
                <P>FMCSA evaluated Robert Towle's application and the public comments. The Agency denies his request for exemption from the definition of “theory instructor” in 49 CFR 380.605; definitions are not, in and of themselves, regulatory requirements and are therefore not subject to exemption. The Agency believes that the requisite two years' experience in operating a CMV for which training is to be provided, or in providing BTW instruction for the operation of the CMV, is essential in providing appropriate theory instruction to entry-level drivers. These core qualification requirements are embedded in the definition of “theory instructor” and, under 49 CFR 380.703(a)(4), ELDT providers must use theory instructors meeting the criteria set forth in 49 CFR 380.713 (which cross-references 49 CFR 380.605).</P>
                <P>
                    The Agency also denies the request for exemption from 49 CFR 380.609(a) because Mr. Towle did not provide sufficient evidence to establish that the exemption would provide an equivalent level of safety as compliance with the existing requirement that applicants obtain theory instruction from a training provider listed on the TPR. Mr. Towle states that, under the requested exemption, an equivalent level of safety would be achieved because the State of New Hampshire is currently participating in a CDL skills test pilot program, which provides a “comparable level of rigor” to the current CDL skills test. The State's participation in the pilot program, however, is entirely unrelated to the requirement that a CDL applicant receive 
                    <E T="03">theory</E>
                     training from a provider listed on the TPR, as set forth in 49 CFR 380.609(a).
                </P>
                <P>Further, a potential training provider must meet all of the applicable eligibility requirements to be listed on the TPR, including the use of qualified theory instructors (as defined in 49 CFR 380.605), as set forth in 49 CFR 380.703(a)(4). Again, the applicant did not provide information establishing that an equivalent level of safety would be maintained by allowing an individual to receive theory instruction from a training provider that is not listed on the TPR. The TPR is a critical piece of the ELDT program, ensuring that ELDT providers meet the eligibility requirements in 49 CFR part 380, subpart G. The TPR, by receiving and retaining driver certification information from training providers and relaying it to States prior to the issuance of a Class A or Class B, also ensures that individual CDL applicants receive ELDT from a qualified training provider.</P>
                <SIG>
                    <P>For reasons stated Robert Towle's exemption application is denied.</P>
                    <NAME>Robin Hutcheson,</NAME>
                    <TITLE>Administrator.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15280 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-EX-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Railroad Administration</SUBAGY>
                <DEPDOC>[Docket Number FRA-2018-0045]</DEPDOC>
                <SUBJECT>Petition for Extension of Waiver of Compliance</SUBJECT>
                <P>Under part 211 of title 49 Code of Federal Regulations (CFR), this document provides the public notice that on May 4, 2023, Burlington Junction Railway (BJRY) petitioned the Federal Railroad Administration (FRA) for an extension of a waiver of compliance from certain provisions of the Federal railroad safety regulations contained at 49 CFR part 223 (Safety Glazing Standards—Locomotives, Passenger Cars and Cabooses). The relevant Docket Number is FRA-2018-0045.</P>
                <P>
                    Specifically, BJRY requests relief from § 223.11(a), 
                    <E T="03">Requirements for Existing Locomotives,</E>
                     for one locomotive, BJRY 3236, for operation on BJRY in Burlington, Iowa. In support of its petition, BJRY provided documentation 
                    <PRTPAGE P="46370"/>
                    from the City of Burlington, Iowa, Police Department and costs of FRA-approved glazing on the locomotive.
                </P>
                <P>
                    A copy of the petition, as well as any written communications concerning the petition, is available for review online at 
                    <E T="03">www.regulations.gov.</E>
                </P>
                <P>Interested parties are invited to participate in these proceedings by submitting written views, data, or comments. FRA does not anticipate scheduling a public hearing in connection with these proceedings since the facts do not appear to warrant a hearing. If any interested party desires an opportunity for oral comment and a public hearing, they should notify FRA, in writing, before the end of the comment period and specify the basis for their request.</P>
                <P>
                    All communications concerning these proceedings should identify the appropriate docket number and may be submitted at 
                    <E T="03">https://www.regulations.gov.</E>
                     Follow the online instructions for submitting comments.
                </P>
                <P>
                    Communications received by September 18, 2023 will be considered by FRA before final action is taken. Comments received after that date will be considered if practicable. Anyone can search the electronic form of any written communications and comments received into any of our dockets by the name of the individual submitting the comment (or signing the document, if submitted on behalf of an association, business, labor union, etc.). Under 5 U.S.C. 553(c), the U.S. Department of Transportation (DOT) solicits comments from the public to better inform its processes. DOT posts these comments, without edit, including any personal information the commenter provides, to 
                    <E T="03">www.regulations.gov,</E>
                     as described in the system of records notice (DOT/ALL-14 FDMS), which can be reviewed at 
                    <E T="03">https://www.transportation.gov/privacy.</E>
                     See also 
                    <E T="03">https://www.regulations.gov/privacy-notice</E>
                     for the privacy notice of 
                    <E T="03">regulations.gov</E>
                    .
                </P>
                <SIG>
                    <P>Issued in Washington, DC.</P>
                    <NAME>John Karl Alexy,</NAME>
                    <TITLE>Associate Administrator for Railroad Safety, Chief Safety Officer.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15298 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-06-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Railroad Administration</SUBAGY>
                <DEPDOC>[Docket No. FRA-2010-0028, -0029, -0039, -0042, -0043, -0045, -0048, -0049, -0051, -0054, -0056, -0057, -0058, -0059, -0060, -0061, -0062, -0064, -0065, and -0070]</DEPDOC>
                <SUBJECT>Railroads' Joint Request to Amend Their Positive Train Control Safety Plans and Positive Train Control Systems</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Railroad Administration (FRA), Department of Transportation (DOT).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of availability and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This document provides the public with notice that on June 28, 2023, twenty host railroads submitted a joint request for amendment (RFA) to their FRA-approved Positive Train Control Safety Plans (PTCSP). The RFA proposes an alternative to the definition of “initial terminal.” As this joint RFA involves a request for FRA's approval of a proposed material modification to FRA-certified positive train control (PTC) systems, FRA is publishing this notice and inviting public comment on the railroads' joint RFA to their PTCSPs.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>FRA will consider comments received by August 8, 2023. FRA may consider comments received after that date to the extent practicable and without delaying implementation of valuable or necessary modifications to PTC systems.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P/>
                    <P>
                        <E T="03">Comments:</E>
                         Comments may be submitted by going to 
                        <E T="03">https://www.regulations.gov</E>
                         and following the online instructions for submitting comments.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions must include the agency name and the applicable docket number. The relevant PTC docket numbers for the host railroads that filed a joint RFA to their PTCSPs are cited above and in the Supplementary Information section of this notice. For convenience, all active PTC dockets are hyperlinked on FRA's website at 
                        <E T="03">https://railroads.dot.gov/research-development/program-areas/train-control/ptc/railroads-ptc-dockets.</E>
                         All comments received will be posted without change to 
                        <E T="03">https://www.regulations.gov;</E>
                         this includes any personal information.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Gabe Neal, Staff Director, Signal, Train Control, and Crossings Division, telephone: 816-516-7168, email: 
                        <E T="03">Gabe.Neal@dot.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>In general, Title 49 United States Code (U.S.C.) Section 20157(h) requires FRA to certify that a host railroad's PTC system complies with Title 49 Code of Federal Regulations (CFR) part 236, subpart I, before the technology may be operated in revenue service. Before making certain changes to an FRA-certified PTC system or the associated FRA-approved PTCSP, a host railroad must submit, and obtain FRA's approval of, an RFA to its PTCSP under 49 CFR 236.1021.</P>
                <P>
                    Under 49 CFR 236.1021(e), FRA's regulations provide that FRA will publish a notice in the 
                    <E T="04">Federal Register</E>
                     and invite public comment in accordance with 49 CFR part 211, if an RFA includes a request for approval of a material modification of a signal and train control system. Accordingly, this notice informs the public that the twenty host railroads' recent, joint RFA to their PTCSPs is available in their respective public PTC dockets, and this notice provides an opportunity for public comment. The RFA proposes an alternative to the definition of “initial terminal” as set forth in 49 CFR 236.829.
                </P>
                <P>
                    On June 28, 2023, the following twenty host railroads jointly submitted an RFA to their respective PTCSPs for their Interoperable Electronic Train Management Systems (I-ETMS): Alaska Railroad; The Belt Railway Company of Chicago; BNSF Railway; Caltrain; Canadian National Railway; Canadian Pacific Railway; Consolidated Rail Corporation; CSX Transportation, Inc.; Kansas City Southern Railway; Kansas City Terminal Railway; National Railroad Passenger Corporation (Amtrak); New Mexico Rail Runner Express; Norfolk Southern Railway; North County Transit District; Northeast Illinois Regional Commuter Railroad Corporation (Metra); Northern Indiana Commuter Transportation District; South Florida Regional Transportation Authority; Southern California Regional Rail Authority (Metrolink); Terminal Railroad Association of St. Louis; and Union Pacific Railroad. Their joint RFA is available in Docket Numbers FRA-2010-0028, -0029, -0039, -0042, -0043, -0045, -0048, -0049, -0051, -0054, -0056, -0057, -0058, -0059, -0060, -0061, -0062, -0064, -0065, and -0070. Interested parties are invited to comment on this RFA by submitting written comments or data. During FRA's review of these railroads' joint RFA, FRA will consider any comments or data submitted within the timeline specified in this notice and to the extent practicable, without delaying implementation of valuable or necessary modifications to PTC systems. 
                    <E T="03">See</E>
                     49 CFR 236.1021; 
                    <E T="03">see also</E>
                     49 CFR 236.1011(e). Under 49 CFR 236.1021, 
                    <PRTPAGE P="46371"/>
                    FRA maintains the authority to approve, approve with conditions, or deny these railroads' joint RFA to their PTCSPs at FRA's sole discretion.
                </P>
                <HD SOURCE="HD1">Privacy Act Notice</HD>
                <P>
                    In accordance with 49 CFR 211.3, FRA solicits comments from the public to better inform its decisions. DOT posts these comments, without edit, including any personal information the commenter provides, to 
                    <E T="03">https://www.regulations.gov,</E>
                     as described in the system of records notice (DOT/ALL-14 FDMS), which can be reviewed at 
                    <E T="03">https://www.transportation.gov/privacy.</E>
                     See 
                    <E T="03">https://www.regulations.gov/privacy-notice</E>
                     for the privacy notice of 
                    <E T="03">regulations.gov.</E>
                     To facilitate comment tracking, we encourage commenters to provide their name, or the name of their organization; however, submission of names is completely optional. If you wish to provide comments containing proprietary or confidential information, please contact FRA for alternate submission instructions.
                </P>
                <SIG>
                    <P>Issued in Washington, DC.</P>
                    <NAME>Carolyn R. Hayward-Williams,</NAME>
                    <TITLE>Director, Office of Railroad Systems and Technology.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15231 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-06-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Railroad Administration</SUBAGY>
                <DEPDOC>[Docket Number FRA-2011-0071]</DEPDOC>
                <SUBJECT>Petition for Extension of Waiver of Compliance</SUBJECT>
                <P>Under part 211 of title 49 Code of Federal Regulations (CFR), this document provides the public notice that by letter dated August 29, 2022, Canadian National Railway Company (CN) petitioned the Federal Railroad Administration (FRA) for an extension of a waiver of compliance from certain provisions of the Federal railroad safety regulations contained at 49 CFR part 236 (Rules, Standards, and Instructions Governing the Installation, Inspection, Maintenance, and Repair of Signal and Train Control Systems, Devices, and Appliances). The relevant Docket Number is FRA-2011-0071.</P>
                <P>
                    Specifically, CN requested an extension of relief from § 236.377, 
                    <E T="03">Approach locking;</E>
                     § 236.378, 
                    <E T="03">Time locking;</E>
                     § 236.379, 
                    <E T="03">Route locking;</E>
                     § 236.380, 
                    <E T="03">Indication locking;</E>
                     and § 236.281, 
                    <E T="03">Traffic locking,</E>
                     to extend the periodic testing schedules from “at least once every 2 years” to “at least once every 4 years” after initial testing has been performed. The relief would apply at interlocking control points and other signal locations controlled by solid-state microprocessor-based equipment, all future purchases of microprocessor-controlled interlocking locations, and all interlocking sites upgraded to microprocessor control.
                </P>
                <P>
                    A copy of the petition, as well as any written communications concerning the petition, is available for review online at 
                    <E T="03">www.regulations.gov.</E>
                </P>
                <P>Interested parties are invited to participate in these proceedings by submitting written views, data, or comments. FRA does not anticipate scheduling a public hearing in connection with these proceedings since the facts do not appear to warrant a hearing. If any interested party desires an opportunity for oral comment and a public hearing, they should notify FRA, in writing, before the end of the comment period and specify the basis for their request.</P>
                <P>
                    All communications concerning these proceedings should identify the appropriate docket number and may be submitted at 
                    <E T="03">http://www.regulations.gov.</E>
                     Follow the online instructions for submitting comments.
                </P>
                <P>
                    Communications received by September 18, 2023 will be considered by FRA before final action is taken. Comments received after that date will be considered if practicable. Anyone can search the electronic form of any written communications and comments received into any of our dockets by the name of the individual submitting the comment (or signing the document, if submitted on behalf of an association, business, labor union, etc.). Under 5 U.S.C. 553(c), the U.S. Department of Transportation (DOT) solicits comments from the public to better inform its processes. DOT posts these comments, without edit, including any personal information the commenter provides, to 
                    <E T="03">www.regulations.gov,</E>
                     as described in the system of records notice (DOT/ALL-14 FDMS), which can be reviewed at 
                    <E T="03">https://www.transportation.gov/privacy.</E>
                     See also 
                    <E T="03">https://www.regulations.gov/privacy-notice</E>
                     for the privacy notice of 
                    <E T="03">regulations.gov</E>
                    .
                </P>
                <SIG>
                    <P>Issued in Washington, DC.</P>
                    <NAME>John Karl Alexy,</NAME>
                    <TITLE>Associate Administrator for Railroad Safety, Chief Safety Officer.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2023-15294 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-06-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Transit Administration</SUBAGY>
                <SUBJECT>Notice of Intent To Prepare an Environmental Impact Statement for the Operations and Maintenance Facility South Project, King County, Washington</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Transit Administration (FTA), Department of Transportation (DOT).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of intent to prepare an environmental impact statement (EIS).</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Federal Transit Administration (FTA), as lead Federal agency, and the Central Puget Sound Regional Transit Authority (Sound Transit), as local project sponsor and joint lead agency, intend to prepare an EIS pursuant to the National Environmental Policy Act (NEPA) to evaluate the benefits and impacts of the proposed Operations and Maintenance Facility (OMF) South project in King County, Washington.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments should be submitted by August 18, 2023. FTA will consider comments received after that date to the extent practicable. FTA will consider all comments received during this NEPA scoping period and those previously submitted during the Washington State Environmental Policy Act (SEPA) scoping process. Commenters who previously provided SEPA scoping comments do not need to resubmit those same comments for consideration under NEPA, but may elect to do so.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Comments related to the NEPA review of this project must be sent to: OMF South Project, (c/o Erin Green, South Corridor Environmental Manager) Sound Transit, 401 S Jackson Street, Seattle, WA 98104-2826, or by email to 
                        <E T="03">OMFSouthScoping@soundtransit.org.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        For FTA: Justin Zweifel, FTA Environmental Protection Specialist, (206) 220-7538 or 
                        <E T="03">Justin.Zweifel@dot.gov.</E>
                         For Sound Transit: Erin Green, Sound Transit Environmental Manager, South Corridor, (206) 398-5464 or 
                        <E T="03">Erin.Green@soundtransit.org.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Background.</E>
                     In 2016, voters approved funding for Sound Transit 3 (ST3), Sound Transit's regional system plan that includes 62 new miles of light rail that would contribute to a 116-mile regional system in King, Pierce, and Snohomish counties. The OMF South project would provide a facility in the South Corridor of the system to receive, test, commission, store, maintain, and 
                    <PRTPAGE P="46372"/>
                    deploy vehicles for the system-wide light rail expansion. The project would support the addition of light rail vehicles (LRVs) as part of the ST3 system expansion by providing needed maintenance and storage capacity.
                </P>
                <P>FTA has determined that the project will be evaluated as a major project as defined in 23 U.S.C. 139(a)(7). FTA and Sound Transit (the Agencies) will prepare the EIS in accordance with NEPA, FTA environmental regulations, and SEPA. Sound Transit has evaluated alternatives and environmental impacts and has proposed mitigation measures in a 2021 SEPA Draft EIS. In anticipation of federalizing the project, Sound Transit considered the relevant Federal statutes that are required for NEPA compliance, and the SEPA Draft EIS included environmental analysis in accordance with Federal statutes, regulations, and executive orders. Sound Transit also conducted an extensive public engagement process under SEPA, including early scoping in 2018, an extended scoping period in 2019, and an extended Draft EIS public comment period in 2021.</P>
                <P>Pursuant to 23 CFR 771.111 (Early coordination, public involvement, and project development), the information and results produced by or in support of the transportation planning process may be incorporated into environmental review documents in accordance with 23 U.S.C. 139(f), 40 CFR 1500-1508, or 23 CFR 450, as applicable. Pursuant to these provisions, Federal agencies are required to reduce duplication to the maximum extent practicable between the evaluation of alternatives under NEPA and the environmental review process carried out under state law. Additionally, Federal agencies may, to the maximum extent practicable, adopt or incorporate by reference studies, analyses, and decisions resulting from metropolitan or statewide transportation planning under 49 U.S.C. 5303 and 5304, respectively. Consistent with these provisions, as well as the provisions in 23 U.S.C. 139(f) and 23 CFR 450.318, FTA will incorporate or use, as appropriate, planning products or the results from transportation planning studies, including the purpose and need for the action, the range of reasonable alternatives, environmental analyses, and proposed mitigation actions resulting from metropolitan or statewide transportation planning. The Agencies will coordinate to issue a joint NEPA Draft EIS and SEPA Supplemental Draft EIS. After receiving and considering public comments, the Agencies will complete a joint NEPA and SEPA Final EIS.</P>
                <P>
                    This Notice initiates formal scoping for the EIS under NEPA, provides information on the nature of the proposed transit project, invites participation in the EIS process, provides information about the purpose and need for the proposed project, includes general information on the range of alternatives being considered for evaluation in the EIS, and identifies potential environmental effects to be considered. FTA has determined that the project is sufficiently developed to allow for meaningful public comment and requires an EIS. The scoping period is available for the public to provide comments on the alternatives, information, and analyses relevant to the proposed action. Information about the proposed project is available on the project website at 
                    <E T="03">https://www.soundtransit.org/system-expansion/operations-maintenance-facility-south,</E>
                     or by contacting the project line at (206) 398-5453.
                </P>
                <P>
                    <E T="03">The Proposed Project.</E>
                     Sound Transit is proposing to construct a light rail operations and maintenance facility in the South Corridor of its Link light rail system to support the expansion of light rail transit. The OMF South project is part of the ST3 Plan of regional transit system investments, funding for which voters approved in the region in 2016. The ST3 Plan is available on Sound Transit's website at: 
                    <E T="03">http://www.soundtransit3.org/document-library.</E>
                </P>
                <P>
                    <E T="03">Purpose of and Need for the Project.</E>
                     The Purpose and Need statement establishes the basis for developing and evaluating a range of reasonable alternatives for environmental review and assists with the identification of a Preferred Alternative. The OMF South project supports Sound Transit's Link light rail system expansion and the related increase in its light rail vehicle fleet and daily operations. The project includes measures to preserve and promote a healthy and sustainable environment by minimizing adverse impacts to people and the natural and built environments.
                </P>
                <P>The purpose of the project is to:</P>
                <P>• Provide a facility with the capacity to store, maintain, and deploy vehicles associated with system-wide light rail expansion.</P>
                <P>• Support efficient and reliable light rail service that minimizes system operating costs.</P>
                <P>• Support and connect efficiently to the regional system and be technically and financially feasible to build, operate, and maintain, consistent with Sound Transit's ST3 Plan and its Regional Transit Long-Range Plan.</P>
                <P>The project is needed because:</P>
                <P>• The current regional system lacks a facility with sufficient capacity and suitable location to support the efficient and reliable long-term operations for system-wide light rail expansion, including the next phase of expansion in King and Pierce counties.</P>
                <P>• New light rail maintenance and storage capacity needs to be available with sufficient time to accept delivery of and commission new vehicles to meet fleet expansion needs and to store existing vehicles while the new vehicles are tested and prepared.</P>
                <P>
                    <E T="03">Proposed Alternatives.</E>
                     Alternatives being evaluated include a No-Build alternative and three build alternatives to develop an OMF in the South Corridor of Sound Transit's Link light rail system. The no-build alternative serves as a baseline against which to assess the impacts of the build alternatives and includes the existing transportation system plus the transportation improvements included in the Puget Sound Regional Council's Transportation Improvement Program. The build alternatives were developed through a local planning process including a Regional Transit Long-Range Plan, a regional system plan of transit investments (ST3), a SEPA early scoping and alternatives development process, a SEPA scoping process, and a SEPA Draft EIS. Through that process, Sound Transit narrowed the build alternatives from 24 to 3, and, following the public comment period for the SEPA Draft EIS, the Sound Transit Board identified the South 336th Street Alternative as the preferred alternative. The three build alternatives and the no-build alternative will continue to be evaluated under NEPA and SEPA. Results of the local planning process and other background technical reports are available at Sound Transit's office located at 401 S Jackson Street, Seattle, WA 98104-2826, on the project website: 
                    <E T="03">https://www.soundtransit.org/system-expansion/operations-maintenance-facility-south,</E>
                     or by contacting the project line at (206) 398-5453.
                </P>
                <P>The build alternatives include an OMF building, maintenance of way building, Link system-wide storage building, storage tracks, parking, training tracks, and yard areas. Each alternative also includes lead track to allow for light rail vehicles to access the mainline tracks.</P>
                <P>
                    • 
                    <E T="03">South 336th Street Alternative:</E>
                     The Preferred Alternative under the SEPA is an approximately 65-acre site in the city of Federal Way mainly between S 336th Street and S 341st Place and between I-5 and SR 99. It includes approximately 1.4 miles of mainline tracks connecting it to the Federal Way Link Extension 
                    <PRTPAGE P="46373"/>
                    terminus. These tracks would serve as future mainline for the Tacoma Dome Link Extension (TDLE) project that would extend light rail south to Tacoma. The Preferred Alternative also includes a test track to prepare new vehicles for service that would run parallel and on the east side of the mainline tracks.
                </P>
                <P>
                    • 
                    <E T="03">South 344th Street Alternative:</E>
                     The South 344th Street Alternative is an approximately 65-acre site in the city of Federal Way between S 336th Street and S 344th Street and between I-5 and 18th Place S. It includes approximately 1.8 miles of mainline track connecting it to Federal Way Link Extension terminus. These tracks would serve as future mainline for the TDLE project that would extend light rail south to Tacoma. The South 344th Street Alternative also includes a test track to prepare new vehicles for service that would run parallel and on the east side of the mainline tracks.
                </P>
                <P>
                    • 
                    <E T="03">Midway Landfill Alternative:</E>
                     The Midway Landfill Alternative is an approximately 68-acre site in the city of Kent between S 246th Street and S 252nd Street and between I-5 and SR 99. Due to its location along the Federal Way Link Extension line, the Midway Landfill does not include mainline tracks or a test track.
                </P>
                <P>
                    <E T="03">Summary of Expected Impacts.</E>
                     Areas of investigation are documented in the OMF South SEPA Draft EIS and include transportation, land use and consistency with applicable plans, land acquisition and displacements, socioeconomic impacts, park and recreation resources, historic and cultural resources, environmental justice, visual and aesthetic qualities, air quality, noise and vibration, hazardous materials, energy use, water resources, floodplains, and ecosystems, including threatened and endangered species. The SEPA Draft EIS also evaluated the impacts of short-term construction, long-term operations, and indirect and cumulative conditions and proposed measures to avoid, minimize, or mitigate significant adverse impacts. These environmental impacts, considerations, and mitigation proposals (including avoidance and minimization) will be carried forward in NEPA.
                </P>
                <P>
                    <E T="03">Anticipated Permits and Other Authorizations.</E>
                     In accordance with FTA policy and regulations, the Agencies will comply with all Federal environmental laws, regulations, and executive orders applicable to the proposed project during the environmental review process. In anticipation of federalizing the project, the SEPA Draft EIS contains an appendix that addresses Federal requirements usually integrated with FTA NEPA reviews, such as the National Historic Preservation Act and Section 4(f) requirements.
                </P>
                <P>The Agencies anticipate the following Federal approvals, permits, decisions, consultations, and reviews by other agencies necessary to implement the project:</P>
                <P>• Environmental Protection Agency approval under Section 401 of the Clean Water Act.</P>
                <P>• Federal Highway Administration approval of air space lease and use of interstate right-of-way.</P>
                <P>• U.S. Army Corps of Engineers permit under Section 404 of the Clean Water Act.</P>
                <P>• Bonneville Power Administration NEPA decision for reconfiguration of towers and power lines.</P>
                <P>• Federal Highway Administration NEPA decision for air space lease and use of right-of-way.</P>
                <P>• U.S. Fish and Wildlife Service/National Oceanic and Atmospheric Administration consultation under Section 7 of the Endangered Species Act.</P>
                <P>• Washington State Historic Preservation Officer consultation under Section 106 of the National Historic Preservation Act.</P>
                <P>• Environmental Protection Agency NEPA review under the Comprehensive Environmental Response, Compensation, and Liability Act.</P>
                <P>
                    The Agencies will prepare a Coordination Plan for agency, Tribe, and public involvement that reflects the coordination to date and defines next steps for the remainder of the environmental review. Interested parties will be able to review the Coordination Plan at the project website: 
                    <E T="03">https://www.soundtransit.org/system-expansion/operations-maintenance-facility-south.</E>
                     It will identify the project's coordination approach and structure, detail the major milestones for agency and public involvement, and include a list of interested Tribes and agencies.
                </P>
                <P>
                    <E T="03">Schedule for Decision-Making Process and Description of the Scoping Process.</E>
                     The Agencies intend to complete the EIS for the project within two years, measured from the date of the issuance of this notice to the date a record of decision (ROD) is signed. As described above under Dates, FTA will accept comments on the NEPA review of the EIS through August 18, 2023. The Environmental Protection Agency will announce the availability of a NEPA Draft EIS in the 
                    <E T="04">Federal Register</E>
                     and via other outlets, such as the project website (
                    <E T="03">https://www.soundtransit.org/system-expansion/operations-maintenance-facility-south</E>
                    ). The Agencies anticipate the NEPA Draft EIS will be available for a 45-day public comment period by Fall 2023. The Agencies will consider substantive comments timely submitted during the public comment period and then anticipate publishing a Final EIS by Spring 2024. The Sound Transit Board will consider the Final EIS and comments received, and then select the project to be built. The Agencies anticipate that all Federal environmental authorization decisions for the construction of the project will be completed within a reasonable period following issuance of the ROD.
                </P>
                <P>Under 23 U.S.C. 139, FTA is required to combine the Final EIS and ROD if practicable. The Agencies have determined that a combined FEIS/ROD is not practicable for this project because SEPA requires a waiting period between the FEIS and decisions about the project per Washington Administrative Code 197-11-460(5).</P>
                <P>
                    <E T="03">Request for Identification of Potential Alternatives, Information, and Analyses.</E>
                     The Agencies invite all State, Tribal, local governments, and the public to comment on potential alternatives, information, and analyses to be considered in the EIS.
                </P>
                <SIG>
                    <NAME>Susan Fletcher,</NAME>
                    <TITLE>Acting Regional Administrator, FTA Region X.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15251 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-57-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF THE TREASURY</AGENCY>
                <SUBAGY>Internal Revenue Service</SUBAGY>
                <SUBJECT>Privacy Act of 1974; System of Records</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Department of the Treasury, Internal Revenue Service.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of a new matching program.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Pursuant to section 552a(e)(12) of the Privacy Act of 1974, as amended, and the Office of Management and Budget (OMB) Guidelines on the Conduct of Matching Programs, notice is hereby given of the conduct of the Internal Revenue Service (IRS) Data Loss Prevention Computer Matching Program.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        Comments on this matching notice must be received no later than 30 days after date of publication in the 
                        <E T="04">Federal Register</E>
                        . If no public comments are received during the period allowed for comment, the re-established agreement will be effective September 24, 2023, provided it is a minimum of 30 days after the publication date.
                        <PRTPAGE P="46374"/>
                    </P>
                    <P>
                        <E T="03">Beginning and completion dates:</E>
                         The matches are conducted on an ongoing basis in accordance with the terms of the computer matching agreement in effect with the IRS as approved by the applicable Data Integrity Board. The term of this agreement is expected to cover the 18-month period, September 24, 2023, through March 24, 2025. Ninety days prior to expiration of the agreement, the parties to the agreement may request a 12-month extension in accordance with 5 U.S.C. 552a(o).
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Comments may be sent by mail to the Office of Privacy, Governmental Liaison and Disclosure, Internal Revenue Service, 1111 Constitution Avenue NW, Washington, DC 20224.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>David Silverman, Management and Program Analyst, IRS Privacy, Governmental Liaison and Disclosure, 202-317-6452 (not a toll-free number).</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The notice of the matching program was last published at 85 FR 79562-79563 (December 10, 2020). Members of the public desiring specific information concerning an ongoing matching activity may request a copy of the applicable computer matching agreement at the address provided above.</P>
                <P>
                    <E T="03">Participating Agencies:</E>
                     IRS.
                </P>
                <P>
                    <E T="03">Authority for Conducting the Matching Program:</E>
                     The Internal Revenue Service must safeguard information to ensure that it is kept confidential as required by the Internal Revenue Code, the Privacy Act of 1974, the Bank Secrecy Act, Title 18 of the United States Code, the Federal Information Security Management Act (FISMA), and other applicable laws that require safeguarding of information. Sending confidential information without sufficient protection is a violation of IRS security policy. This matching program will assist the IRS in ensuring that sensitive information is properly protected from unauthorized use or disclosure.
                </P>
                <P>
                    <E T="03">Purpose(s):</E>
                     The purpose of this program is to detect and deter breaches of security policy by IRS employees, contractors, or other individuals who have been granted access to IRS information or to IRS equipment and resources, who send electronic communications in an insecure, unencrypted manner.
                </P>
                <P>
                    <E T="03">Categories of Individuals:</E>
                     IRS employees, contractors, or other individuals who have been granted access to IRS information, equipment, and resources.
                </P>
                <P>
                    <E T="03">Categories of Records:</E>
                     IRS will use any or all of the data elements in the listed systems of records to the extent necessary to accomplish a computer match. Data elements include, but are not limited to, employee name, Social Security Number (SSN), employee number, address, email addresses; employee spouse's name, SSN, address; taxpayer name, Taxpayer Identification Number (TIN), address, tax return/account information, taxpayer entity information, including prior and current name; electronic transmission specifics, internet Protocol (IP) Address, computer machine name, terminal identification; general personnel and payroll records, etc. The information generated and/or obtained during these computer matches will be used by IRS employees in the performance of their official responsibilities. Access to this information is limited to those individuals who have a need to know the information in the performance of their official duties. These individuals are subject to criminal and civil penalties for the unauthorized inspection and/or disclosure of this information. During the execution of this program of computer matches and the resultant analyses or investigations, the records used may be duplicated by IRS employees only for use in performing their official duties. The information collected or generated as part of this program of computer matches may only be disclosed in accordance with the provisions of 5 U.S.C. 552a, 26 U.S.C. 6103, and any other applicable Federal privacy provisions.
                </P>
                <P>
                    <E T="03">System(s) of Records:</E>
                     The following systems of records maintained by the IRS and the Department of the Treasury Offices may be utilized:
                </P>
                <FP SOURCE="FP-2">1. Correspondence Files and Correspondence Control Files [Treasury/IRS 00.001]</FP>
                <FP SOURCE="FP-2">2. Correspondence Files: Inquiries About Enforcement Activities [Treasury/IRS 00.002]</FP>
                <FP SOURCE="FP-2">3. Employee Complaint and Allegation Referral Records [Treasury/IRS 00.007]</FP>
                <FP SOURCE="FP-2">4. Taxpayer Advocate Service and Customer Feedback and Survey Records [Treasury/IRS 00.003]</FP>
                <FP SOURCE="FP-2">5. Third Party Contact Records [Treasury/IRS 00.333]</FP>
                <FP SOURCE="FP-2">6. Stakeholder Relationship Management and Subject Files [Treasury/IRS 10.004]</FP>
                <FP SOURCE="FP-2">7. Volunteer Records [Treasury/IRS 10.555]</FP>
                <FP SOURCE="FP-2">8. Annual Listing of Undelivered Refund Checks [Treasury/IRS 22.003]</FP>
                <FP SOURCE="FP-2">9. File of Erroneous Refunds [Treasury/IRS 22.011]</FP>
                <FP SOURCE="FP-2">10. Foreign Information System (FIS) [Treasury/IRS 22.027]</FP>
                <FP SOURCE="FP-2">11. Individual Microfilm Retention Register [Treasury/IRS 22.032]</FP>
                <FP SOURCE="FP-2">12. Subsidiary Accounting Files [Treasury/IRS 22.054]</FP>
                <FP SOURCE="FP-2">13. Automated Non-Master File (ANMF) [Treasury/IRS 22.060]</FP>
                <FP SOURCE="FP-2">14. Information Return Master File (IRMF) [Treasury/IRS 22.061]</FP>
                <FP SOURCE="FP-2">15. Electronic Filing Records [Treasury/IRS 22.062]</FP>
                <FP SOURCE="FP-2">16. CADE Individual Master File (IMF) [Treasury/IRS 24.030]</FP>
                <FP SOURCE="FP-2">17. CADE Business Master File (BMF) [Treasury/IRS 24.046]</FP>
                <FP SOURCE="FP-2">18. Audit Underreporter Case File [Treasury/IRS 24.047]</FP>
                <FP SOURCE="FP-2">19. Acquired Property Records [Treasury/IRS 26.001]</FP>
                <FP SOURCE="FP-2">20. Lien Files [Treasury/IRS 26.009]</FP>
                <FP SOURCE="FP-2">21. Offer in Compromise Files [Treasury/IRS 26.012]</FP>
                <FP SOURCE="FP-2">22. Trust Fund Recovery Cases/One Hundred Percent Penalty Cases [Treasury/IRS 26.013]</FP>
                <FP SOURCE="FP-2">23. Record of Seizure and Sale of Real Property [Treasury/IRS 26.014]</FP>
                <FP SOURCE="FP-2">24. Taxpayer Delinquent Account (TDA) Files [Treasury/IRS 26.019]</FP>
                <FP SOURCE="FP-2">25. Taxpayer Delinquency Investigation (TDI) Files [Treasury/IRS 26.020]</FP>
                <FP SOURCE="FP-2">26. Identification Media Files System for Employees and Others Issued IRS Identification [Treasury/IRS 34.013]</FP>
                <FP SOURCE="FP-2">27. Security Clearance Files [Treasury/IRS 34.016]</FP>
                <FP SOURCE="FP-2">28. Automated Background Investigations System [Treasury/IRS 34.022]</FP>
                <FP SOURCE="FP-2">29. Audit Trail and Security Records [Treasury/IRS 34.037]</FP>
                <FP SOURCE="FP-2">30. Treasury Payroll and Personnel System [Treasury/DO.001]</FP>
                <FP SOURCE="FP-2">31. Treasury Child Care Tuition Assistance Records [Treasury/DO.003]</FP>
                <FP SOURCE="FP-2">32. Public Transportation Incentive Program Records [Treasury/DO.005]</FP>
                <FP SOURCE="FP-2">33. Treasury Financial Management Systems [Treasury/DO.009]</FP>
                <SIG>
                    <NAME>Ryan Law,</NAME>
                    <TITLE>Deputy Assistant Secretary for Privacy, Transparency, and Records.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2023-15211 Filed 7-18-23; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE P</BILCOD>
        </NOTICE>
    </NOTICES>
    <VOL>88</VOL>
    <NO>137</NO>
    <DATE>Wednesday, July 19, 2023</DATE>
    <UNITNAME>Presidential Documents</UNITNAME>
    <PRESDOCS>
        <PRESDOCU>
            <PROCLA>
                <TITLE3>Title 3—</TITLE3>
                <PRES>
                    The President
                    <PRTPAGE P="46043"/>
                </PRES>
                <PROC>Proclamation 10599 of July 14, 2023</PROC>
                <HD SOURCE="HED">Captive Nations Week, 2023</HD>
                <PRES>By the President of the United States of America</PRES>
                <PROC>A Proclamation</PROC>
                <FP>During Captive Nations Week, we reaffirm our support for brave people around the world who are standing up to oppressive rule and striving for greater freedom, greater dignity, and greater democracy.</FP>
                <FP>When President Dwight D. Eisenhower proclaimed the first Captive Nations Week in 1959, he appealed directly to the hundreds of millions living behind the Iron Curtain—firm in the knowledge that authoritarianism could never erase a people's love of liberty. Over the coming decades, courageous women and men joined together to demand their fundamental freedoms and human rights. But the battle against oppression did not end with the Cold War. The forces of autocracy continue to reassert themselves. In Iran, Belarus, Syria, Cuba, Venezuela, Nicaragua, the Democratic People's Republic of Korea, the People's Republic of China, and elsewhere, we are seeing an all too familiar contempt for the rule of law, for democracy, for human rights, and even for the truth itself.</FP>
                <FP>This is all too evident in Russia's brutal aggression against its neighbor Ukraine and in the Ukrainian people's courageous defense of their sovereignty, freedom, land, and lives. And around the world, countless more are working every day in their own countries to advance the essential democratic principles that unite free people everywhere: the rule of law; free and fair elections; the freedom of the press; the freedom to speak, write, and assemble; and the freedom to worship as one chooses. These advocates and champions of democracy are living proof that the darkness that drives autocracy can never extinguish the flame of liberty that lights the souls of free people everywhere.</FP>
                <FP>The United States is proud to stand with all those who fight for freedom. We will continue supporting democratic reformers and human rights defenders around the world, who are working for a future where women and girls can exercise their rights equally and contribute fully to society, where members of religious and ethnic minorities can live their lives without harassment, where LGBTQI+ people can live and love freely, and where citizens and the press can question and criticize their leaders without fear of reprisal.</FP>
                <FP>Two years ago, at the first Summit for Democracy, I was proud to launch the Presidential Initiative for Democratic Renewal, with more than $400 million in initiatives to defend and grow democratic resilience with partners around the globe. This year, at our second Summit, I committed another $690 million to keep growing our work to advance democracy internationally. Democracy—transparent and accountable government of, for, and by the people—is our most powerful tool to realize lasting peace, expand prosperity, and protect human dignity.</FP>
                <FP>
                    The United States will continue to lead not just by the example of our power but the power of our example. That is why, since my first day in office, my Administration has also taken decisive action to restore and strengthen democracy here at home. I issued an Executive Order promoting access to voter registration and election information, and I signed into law the Electoral Count Reform Act, which helps preserve the will of the people 
                    <PRTPAGE P="46044"/>
                    against future attempts to overturn our elections. The Department of Justice has strengthened its ability to fight unlawful voter suppression. And I continue to call on the Congress to pass the Freedom to Vote Act and the John Lewis Voting Rights Advancement Act.
                </FP>
                <FP>During this Captive Nations Week, as we honor the bravery of democratic reformers and human rights defenders everywhere, I am reminded of the words of the philosopher Kierkegaard: “Faith sees best in the dark.” To those living in darkness today: We honor your resilience. To those who are committed to the cause of liberty: We are your partner for a better future.</FP>
                <FP>The Congress, by joint resolution approved July 17, 1959 (73 Stat. 212), has authorized and requested the President to issue a proclamation designating the third week of July of each year as “Captive Nations Week.”</FP>
                <FP>NOW, THEREFORE, I, JOSEPH R. BIDEN JR., President of the United States of America, do hereby proclaim July 16 through July 22, 2023, as Captive Nations Week. I call upon all Americans to reaffirm our commitment to championing those around the world who are working, often at great personal risk, to secure liberty and justice for all.</FP>
                <FP>IN WITNESS WHEREOF, I have hereunto set my hand this fourteenth day of July, in the year of our Lord two thousand twenty-three, and of the Independence of the United States of America the two hundred and forty-eighth.</FP>
                <GPH SPAN="1" DEEP="80" HTYPE="RIGHT">
                    <GID>BIDEN.EPS</GID>
                </GPH>
                <PSIG> </PSIG>
                <FRDOC>[FR Doc. 2023-15416 </FRDOC>
                <FILED>Filed 7-18-23; 8:45 am]</FILED>
                <BILCOD>Billing code 3395-F3-P</BILCOD>
            </PROCLA>
        </PRESDOCU>
    </PRESDOCS>
    <VOL>88</VOL>
    <NO>137</NO>
    <DATE>Wednesday, July 19, 2023</DATE>
    <UNITNAME>Presidential Documents</UNITNAME>
    <PRESDOC>
        <PRESDOCU>
            <PROCLA>
                <PRTPAGE P="46045"/>
                <PROC>Proclamation 10600 of July 14, 2023</PROC>
                <HD SOURCE="HED">National Atomic Veterans Day, 2023</HD>
                <PRES>By the President of the United States of America</PRES>
                <PROC>A Proclamation</PROC>
                <FP>The dawn of the nuclear age is familiar to many—the development of new science, but also new risks and destruction, as witnessed by the devastation at Hiroshima and Nagasaki. But the lesser-known story is that of the members of our Armed Forces who participated in nuclear tests from 1945 to 1962 or were exposed to radioactive material at home and abroad—our courageous Atomic Veterans.</FP>
                <FP>Today, we remember their service and sacrifice and recommit to ensuring they receive the benefits and care they deserve. Atomic Veterans bore unusual risk but were sworn to secrecy throughout their service and beyond, unable to discuss the nature of their experiences and contributions. As a result, many were unable to get care for the serious health conditions they developed. Cancers caused by radiation exposure often went untreated as claims for injuries and diseases associated with Atomic Veterans' service were denied. And although the 1996 repeal of the Nuclear Radiation and Secrecy Agreements Act allowed Atomic Veterans to finally tell their story and receive benefits, thousands had already passed away without their families knowing the full extent of their service. To this day, many remain unaware of the benefits now available to them through the Department of Veterans Affairs.</FP>
                <FP>Our Nation has many obligations, but we have only one truly sacred obligation: to prepare those we send into harm's way and care for them and their families while they are deployed and when they return home—including our Atomic Veterans. My Administration is making good on this promise. I have signed laws that support veterans who developed cancer and other medical conditions stemming from our World War II nuclear program. That includes the PACT Act—one of the most significant laws in our Nation's history to help veterans who were exposed to toxins, radiation, and chemicals during their service access the care and benefits they and their families deserve.</FP>
                <FP>This month, let us join together to remember the service of our Atomic Veterans. Let us recommit to honoring the sacrifices they made for our Nation's safety and security. And let us continue to build a future of peace and a world free from the threat of nuclear weapons.</FP>
                <FP>NOW, THEREFORE, I, JOSEPH R. BIDEN JR., President of the United States of America, by virtue of the authority vested in me by the Constitution and the laws of the United States, do hereby proclaim July 16, 2023, as National Atomic Veterans Day. I call upon all Americans to observe this day with appropriate ceremonies and activities that honor our Nation's Atomic Veterans, whose brave service and sacrifice played an important role in the defense of our Nation.</FP>
                <PRTPAGE P="46046"/>
                <FP>IN WITNESS WHEREOF, I have hereunto set my hand this fourteenth day of July, in the year of our Lord two thousand twenty-three, and of the Independence of the United States of America the two hundred and forty-eighth.</FP>
                <GPH SPAN="1" DEEP="80" HTYPE="RIGHT">
                    <GID>BIDEN.EPS</GID>
                </GPH>
                <PSIG> </PSIG>
                <FRDOC>[FR Doc. 2023-15417 </FRDOC>
                <FILED>Filed 7-18-23; 8:45 am]</FILED>
                <BILCOD>Billing code 3395-F3-P</BILCOD>
            </PROCLA>
        </PRESDOCU>
    </PRESDOC>
    <VOL>88</VOL>
    <NO>137</NO>
    <DATE>Wednesday, July 19, 2023</DATE>
    <UNITNAME>Proposed Rules</UNITNAME>
    <NEWPART>
        <PTITLE>
            <PRTPAGE P="46375"/>
            <PARTNO>Part II</PARTNO>
            <AGENCY TYPE="P">Department of the Interior</AGENCY>
            <SUBAGY>Fish and Wildlife Service</SUBAGY>
            <HRULE/>
            <CFR>50 CFR Part 17</CFR>
            <TITLE>Endangered and Threatened Wildlife and Plants; Designation of Critical Habitat for Green Sea Turtle; Proposed Rule</TITLE>
        </PTITLE>
        <PRORULES>
            <PRORULE>
                <PREAMB>
                    <PRTPAGE P="46376"/>
                    <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                    <SUBAGY>Fish and Wildlife Service</SUBAGY>
                    <CFR>50 CFR Part 17</CFR>
                    <DEPDOC>[Docket No. FWS-R4-ES-2022-0164; FF09E21000 FXES1111090FEDR 234]</DEPDOC>
                    <RIN>RIN 1018-BG81</RIN>
                    <SUBJECT>Endangered and Threatened Wildlife and Plants; Designation of Critical Habitat for Green Sea Turtle</SUBJECT>
                    <AGY>
                        <HD SOURCE="HED">AGENCY:</HD>
                        <P>Fish and Wildlife Service, Interior.</P>
                    </AGY>
                    <ACT>
                        <HD SOURCE="HED">ACTION:</HD>
                        <P>Proposed rule; announcement of public hearings.</P>
                    </ACT>
                    <SUM>
                        <HD SOURCE="HED">SUMMARY:</HD>
                        <P>
                            We, the U.S. Fish and Wildlife Service (Service or USFWS), propose to designate critical habitat for five distinct population segments (DPSs) of the green sea turtle (
                            <E T="03">Chelonia mydas</E>
                            ) under the Endangered Species Act of 1973, as amended (ESA or Act). The five DPSs include the federally threatened North Atlantic, South Atlantic, and Central North Pacific DPSs and the federally endangered Central South Pacific and Central West Pacific DPSs. In total, approximately 8,870 acres (ac) (3,590 hectares (ha)) are proposed across 101 units in the States of Florida and Hawai'i; the territories of the U.S. Virgin Islands, American Samoa, and Guam; the commonwealths of Puerto Rico and the Northern Mariana Islands, and two USFWS-managed areas (Midway Islands and Palmyra Atoll). We also announce five public informational meetings and public hearings and the availability of a draft economic analysis of the proposed critical habitat designation for the terrestrial areas included in this proposed rule. Elsewhere in today's 
                            <E T="04">Federal Register,</E>
                             the National Marine Fisheries Service (NMFS) is also proposing to designate specific areas in the marine environment as critical habitat for DPSs of the green sea turtle.
                        </P>
                    </SUM>
                    <EFFDATE>
                        <HD SOURCE="HED">DATES:</HD>
                        <P/>
                        <P>
                            <E T="03">Public informational meetings and public hearings:</E>
                             We will hold five public informational meetings followed by public hearings on:
                        </P>
                        <P>(1) Central North Pacific DPS—Hawai'i: August 10, 2023, from 6 p.m. to 8 p.m., Hawai'i-Aleutian time;</P>
                        <P>(2) Central South Pacific DPS—Tutuila: August 16, 2023, from 6 p.m. to 8 p.m., Samoan time;</P>
                        <P>(3) Central West Pacific DPS—Guam: August 21, 2023, from 6 p.m. to 8 p.m., Chamorro time;</P>
                        <P>(4) Central West Pacific DPS—Saipan: August 23, 2023, from 6 p.m. to 8 p.m., Chamorro time;</P>
                        <P>(5) North and South Atlantic DPSs—Florida, Puerto Rico and U.S. Virgin Islands: August 29, 2023, from 6 p.m. to 8 p.m., eastern time.</P>
                        <P>
                            <E T="03">Comment submission:</E>
                             We will accept comments received or postmarked on or before October 17, 2023. Comments submitted electronically using the Federal eRulemaking Portal (see 
                            <E T="02">ADDRESSES</E>
                            , below) must be received by 11:59 p.m. eastern time on the closing date.
                        </P>
                    </EFFDATE>
                    <ADD>
                        <HD SOURCE="HED">ADDRESSES:</HD>
                        <P/>
                        <P>
                            <E T="03">Public informational meetings and public hearings:</E>
                        </P>
                        <P>• For the Central North Pacific DPS, the North Atlantic DPS, and the South Atlantic DPS: We are holding public informational meetings and public hearings via the Zoom online video platform and via teleconference so that participants can attend remotely.</P>
                        <P>• For the Central South Pacific DPS and Central West Pacific DPS: We are holding public informational meetings and public hearings in-person on Tutuila (Central South Pacific DPS), Guam (Central West Pacific DPS), and Saipan (Central West Pacific DPS).</P>
                        <P>
                            For additional information, see 
                            <E T="03">Public Hearings,</E>
                             below, under 
                            <E T="02">SUPPLEMENTARY INFORMATION</E>
                            .
                        </P>
                        <P>
                            <E T="03">Comment submission:</E>
                             You may submit comments by one of the following methods:
                        </P>
                        <P>
                            (1) 
                            <E T="03">Electronically:</E>
                             Go to the Federal eRulemaking Portal: 
                            <E T="03">https://www.regulations.gov.</E>
                             In the Search box, enter FWS-R4-ES-2022-0164, which is the docket number for this rulemaking. Then, click on the Search button. On the resulting page, in the panel on the left side of the screen, under the Document Type heading, check the Proposed Rule box to locate this document. You may submit a comment by clicking on “Comment.”
                        </P>
                        <P>
                            (2) 
                            <E T="03">By hard copy:</E>
                             Submit by U.S. mail to: Public Comments Processing, Attn: FWS-R4-ES-2022-0164, U.S. Fish and Wildlife Service, MS: PRB/3W, 5275 Leesburg Pike, Falls Church, VA 22041-3803.
                        </P>
                        <P>
                            We request that you send comments only by the methods described above. We will post all comments on 
                            <E T="03">https://www.regulations.gov</E>
                            . This generally means that we will post any personal information you provide us (see Information Requested, below, for more information).
                        </P>
                        <P>
                            <E T="03">Availability of supporting materials:</E>
                             Supporting materials (such as the draft economic analysis and supporting Methodology document) are available on the USFWS's website at 
                            <E T="03">https://www.fws.gov/office/florida-ecological-services/library/green-sea-turtle,</E>
                             at 
                            <E T="03">https://www.regulations.gov</E>
                             at Docket No. FWS-R4-ES-2022-0164, or both. For the proposed critical habitat designation, the coordinates or plot points or both from which the maps are generated are included in the decision file for this proposed critical habitat designation and are available at 
                            <E T="03">https://www.regulations.gov</E>
                             at Docket No. FWS-R4-ES-2022-0164 and on the USFWS's website at 
                            <E T="03">https://www.fws.gov/office/florida-ecological-services/library/green-sea-turtle.</E>
                        </P>
                    </ADD>
                    <FURINF>
                        <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                        <P>For the Central North Pacific, Central South Pacific, and Central West Pacific DPSs: Earl W. Campbell, Project Leader, U.S. Fish and Wildlife Service, Pacific Islands Fish and Wildlife Office, 300 Ala Moana Boulevard, Room 3-122, Honolulu, HI 96850; by telephone 808-792-9400. For the North Atlantic and South Atlantic DPSs: Lourdes Mena, Classification and Recovery Division Manager, U.S. Fish and Wildlife Service, Florida Ecological Services Field Office, 7915 Baymeadows Way, Suite 200, Jacksonville, FL 32256; by telephone 904-731-3134. Individuals in the United States who are deaf, deafblind, hard of hearing, or have a speech disability may dial 711 (TTY, TDD, or TeleBraille) to access telecommunications relay services. Individuals outside the United States should use the relay services offered within their country to make international calls to the point-of-contact in the United States.</P>
                    </FURINF>
                </PREAMB>
                <SUPLINF>
                    <HD SOURCE="HED">SUPPLEMENTARY INFORMATION: </HD>
                    <P/>
                    <HD SOURCE="HD1">Executive Summary</HD>
                    <P>
                        <E T="03">Why we need to publish a rule.</E>
                         Under the Act, when we determine that any species warrants listing as an endangered or threatened species, we are required to designate critical habitat, to the maximum extent prudent and determinable. Designations of critical habitat can be completed only by issuing a rule through the Administrative Procedure Act rulemaking process (5 U.S.C. 551 
                        <E T="03">et seq.</E>
                        ).
                    </P>
                    <P>
                        <E T="03">What this document does.</E>
                         This document proposes specific areas in the terrestrial environment as critical habitat for five DPSs of green sea turtle (hereafter referred to as “green turtle”), which is a circumglobal reptile that is listed as a threatened species in the North Atlantic, South Atlantic, and Central North Pacific DPSs, and listed as an endangered species in the Central South Pacific and Central West Pacific DPSs. The proposed critical habitat areas occur in portions of two States (Florida and Hawai'i), three U.S. territories (U.S. Virgin Islands, American Samoa, and Guam), two U.S. 
                        <PRTPAGE P="46377"/>
                        commonwealths (Puerto Rico and Northern Mariana Islands), and two areas (Midway Islands and Palmyra Atoll) administered by the Department of the Interior's USFWS Refuge System.
                    </P>
                    <P>
                        <E T="03">The basis for our action.</E>
                         Section 4(a)(3) of the Act requires the Secretary of the Interior (Secretary), to the maximum extent prudent and determinable, to designate critical habitat concurrent with listing. Section 3(5)(A) of the Act defines critical habitat as (i) the specific areas within the geographical area occupied by the species, at the time it is listed, on which are found those physical or biological features (I) essential to the conservation of the species and (II) which may require special management considerations or protections; and (ii) specific areas outside the geographical area occupied by the species at the time it is listed, upon a determination by the Secretary that such areas are essential for the conservation of the species. Section 4(b)(2) of the Act states that the Secretary must make the designation on the basis of the best scientific data available and after taking into consideration the economic impact, the impact on national security, and any other relevant impacts of specifying any particular area as critical habitat.
                    </P>
                    <HD SOURCE="HD1">Acronyms and Abbreviations Used in This Proposed Rule</HD>
                    <P>For the convenience of the reader, listed below are some of the acronyms and abbreviations used in this proposed rule:</P>
                    <EXTRACT>
                        <FP SOURCE="FP-1">Act = Endangered Species Act</FP>
                        <FP SOURCE="FP-1">BAFS = Bellows Air Force Station</FP>
                        <FP SOURCE="FP-1">CNMI = Commonwealth of the Northern Mariana Islands</FP>
                        <FP SOURCE="FP-1">Corps = U.S. Army Corps of Engineers</FP>
                        <FP SOURCE="FP-1">DEA = draft economic analysis</FP>
                        <FP SOURCE="FP-1">DHS = Department of Homeland Security</FP>
                        <FP SOURCE="FP-1">DLNR = Department of Land and Natural Resources</FP>
                        <FP SOURCE="FP-1">DNER = Department of Natural and Environmental Resources</FP>
                        <FP SOURCE="FP-1">DoD = Department of Defense</FP>
                        <FP SOURCE="FP-1">DPS = distinct population segment</FP>
                        <FP SOURCE="FP-1">FDEP = Florida Department of Environmental Protection</FP>
                        <FP SOURCE="FP-1">GDoAg = Guam Department of Agriculture</FP>
                        <FP SOURCE="FP-1">GIS = geographic information system</FP>
                        <FP SOURCE="FP-1">GTM = Guana Tolomato Matanzas</FP>
                        <FP SOURCE="FP-1">HCP = habitat conservation plan</FP>
                        <FP SOURCE="FP-1">HDLNR = Hawai'i Department of Land and Natural Resources</FP>
                        <FP SOURCE="FP-1">HDOFAW = Hawai'i Division of Forestry and Wildlife</FP>
                        <FP SOURCE="FP-1">HDSP = Hawai'i Division of State Parks</FP>
                        <FP SOURCE="FP-1">IEM = incremental effects memorandum</FP>
                        <FP SOURCE="FP-1">INRMP = integrated natural resources management plan</FP>
                        <FP SOURCE="FP-1">IPCC = Intergovernmental Panel on Climate Change</FP>
                        <FP SOURCE="FP-1">MHWL = mean high-water line</FP>
                        <FP SOURCE="FP-1">NMFS = National Marine Fisheries Service</FP>
                        <FP SOURCE="FP-1">NOAA = National Oceanic and Atmospheric Administration</FP>
                        <FP SOURCE="FP-1">NPS = U.S. National Park Service</FP>
                        <FP SOURCE="FP-1">NWR = National Wildlife Refuge</FP>
                        <FP SOURCE="FP-1">PBF = physical or biological features</FP>
                        <FP SOURCE="FP-1">Service and USFWS = U.S. Fish and Wildlife Service</FP>
                        <FP SOURCE="FP-1">SSA = species status assessment</FP>
                        <FP SOURCE="FP-1">TNC = The Nature Conservancy</FP>
                        <FP SOURCE="FP-1">USCCSP = U.S. Climate Change Science Program</FP>
                        <FP SOURCE="FP-1">STXEEMP = St. Croix East End Marine Park</FP>
                        <FP SOURCE="FP-1">USGS = U.S. Geological Survey</FP>
                        <FP SOURCE="FP-1">UXO = unexploded ordnance</FP>
                    </EXTRACT>
                    <HD SOURCE="HD1">Information Requested</HD>
                    <P>We intend that any final action resulting from this proposed rule will be based on the best scientific and commercial data available and be as accurate and as effective as possible. Therefore, we request comments or information from other governmental agencies, Native American Tribes, the scientific community, industry, or any other interested parties concerning this proposed rule. We particularly seek comments concerning:</P>
                    <P>(1) Specific information on:</P>
                    <P>(a) The amount and distribution of green turtle basking habitat in the Central North Pacific DPS and nesting habitat in all five DPSs;</P>
                    <P>(b) Any additional areas occurring within the range of the five DPSs of green turtles that should be included in the designation because they (i) are occupied at the time of listing and contain the physical or biological features (PBFs) that are essential to the conservation of the species and that may require special management considerations, or (ii) are unoccupied at the time of listing and are essential for the conservation of the species;</P>
                    <P>(c) The boundaries of specific areas and proposed critical habitat units;</P>
                    <P>(d) Special management considerations or protection that may be needed in critical habitat areas we are proposing, including managing for the potential effects of climate change; and</P>
                    <P>(e) Whether occupied areas are adequate for the conservation of the species, as this will help us evaluate the potential to include areas not occupied at the time of listing. Additionally, please provide specific information regarding whether or not unoccupied areas would, with reasonable certainty, contribute to the conservation of the species and contain at least one PBF essential to the conservation of the species. We also seek comments or information regarding whether areas not occupied at the time of listing qualify as habitat for the species.</P>
                    <P>(2) Land use designations and current or planned activities in the subject areas and their possible impacts on proposed critical habitat, including information regarding the types of Federal actions that may trigger an ESA section 7 consultation and potential conservation measures to avoid and minimize impacts to the critical habitat designation that are different from those to avoid and minimize impacts to the species.</P>
                    <P>(3) Information on the projected impacts of climate change on the green turtle's proposed critical habitat.</P>
                    <P>(4) Any probable economic, national security, or other relevant impacts of designating any area that may be included in the final designation, and the related benefits of including or excluding specific areas.</P>
                    <P>(5) Information on the extent to which the description of probable economic impacts in the draft economic analysis (DEA) is a reasonable estimate of the likely economic impacts, including:</P>
                    <P>(a) Whether any data used in the economic analysis needs to be updated;</P>
                    <P>(b) Additional costs arising specifically from the designation of critical habitat that have not been identified in the DEA or improved cost estimates for activities that are included in the DEA;</P>
                    <P>(c) Information on the potential for incremental costs to occur outside of the section 7 consultation process. These types of costs may include triggering additional requirements or project modifications under other laws or regulations, and perceptional effects on markets; and,</P>
                    <P>(d) Information on non-Federal entities that receive Federal funding, assistance, or permits, or that otherwise require approval or authorization from a Federal agency for an action, that may be indirectly impacted by the designation of critical habitat.</P>
                    <P>
                        (6) Whether any specific areas we are proposing for critical habitat designation should be considered for exclusion under section 4(b)(2) of the Act, and whether the benefits of potentially excluding any specific area outweigh the benefits of including that area under section 4(b)(2) of the Act, in particular those based on a conservation program or plan, and why. These may include Tribal, State/Territory/Commonwealth, county, local, or private lands with permitted conservation plans covering the species in the area such as habitat conservation plans, safe harbor agreements, or conservation easements, or non-permitted conservation agreements and partnerships that would be encouraged by designation of, or exclusion from, critical habitat. If you think we should exclude any additional areas, please provide information supporting a 
                        <PRTPAGE P="46378"/>
                        benefit of exclusion. Detailed information regarding these plans, agreements, easements, and partnerships is also requested, including:
                    </P>
                    <P>(a) The location and size of lands covered by the plan, agreement, easement, or partnership;</P>
                    <P>(b) The duration of the plan, agreement, easement, or partnership;</P>
                    <P>(c) Who holds or manages the land;</P>
                    <P>(d) What management activities are conducted;</P>
                    <P>(e) What land uses are allowable; and</P>
                    <P>(f) If management activities are beneficial to the green turtle and its habitat.</P>
                    <P>(7) Information on any specific areas that we have identified as “uncategorized” land ownership in the three Pacific DPSs, or any information on possible private lands ownership in the South Atlantic DPS or within Puerto Rico in the North Atlantic DPS that may currently be included within territory ownership.</P>
                    <P>(8) Whether the benefits of exclusion outweigh the benefits of inclusion as critical habitat for lands within the Indian River County Habitat Conservation Plan (HCP) that are considered for exclusion under section 4(b)(2) of the Act in this proposed rule.</P>
                    <P>(9) Whether we could improve or modify our approach to designating critical habitat in any way to provide for greater public participation and understanding, or to better accommodate public concerns and comments.</P>
                    <P>Please include sufficient information with your submission (such as scientific journal articles or other publications) to allow us to verify any scientific or commercial information you include.</P>
                    <P>Please note that submissions merely stating support for, or opposition to, the action under consideration without providing supporting information, although noted, do not provide substantial information necessary to support a determination. Section 4(b)(2) of the Act directs that the Secretary shall designate critical habitat on the basis of the best scientific data available.</P>
                    <P>
                        You may submit your comments and materials concerning this proposed rule by one of the methods listed in 
                        <E T="02">ADDRESSES</E>
                        . We request that you send comments only by the methods described in 
                        <E T="02">ADDRESSES</E>
                        . Please note that we will address, in the USFWS's final rule, only those comments directly related to the terrestrial areas (
                        <E T="03">i.e.,</E>
                         basking habitat in the Central North Pacific DPS, and nesting habitat in the Central North Pacific, Central South Pacific, Central West Pacific, North Atlantic, and South Atlantic DPSs) that are described in this proposed critical habitat designation. Any comments related to NMFS's proposed critical habitat designation of the green turtle's marine environment, which published elsewhere in today's 
                        <E T="04">Federal Register</E>
                        , should be provided to NMFS (available on the internet at 
                        <E T="03">https://www.regulations.gov,</E>
                         NOAA-NMFS-2023-0087).
                    </P>
                    <P>
                        If you submit information via 
                        <E T="03">https://www.regulations.gov,</E>
                         your entire submission—including any personal identifying information—will be posted on the website. If your submission is made via a hardcopy that includes personal identifying information, you may request at the top of your document that we withhold this information from public review. However, we cannot guarantee that we will be able to do so. We will post all hardcopy submissions on 
                        <E T="03">https://www.regulations.gov.</E>
                    </P>
                    <P>
                        Comments and materials we receive, as well as supporting documentation we used in preparing this proposed rule, will be available for public inspection on 
                        <E T="03">https://www.regulations.gov.</E>
                    </P>
                    <P>Our final determination may differ from this proposal because we will consider all comments we receive during the comment period related to the proposed critical habitat designation in the terrestrial environment as well as any information that may become available after this proposal. Based on the new information we receive (and any comments on that new information), our final designation may not include all areas proposed, may include some additional areas that meet the definition of critical habitat, or may exclude some areas if we find the benefits of exclusion outweigh the benefits of inclusion and exclusion will not result in the extinction of the species. In our final rule, we will clearly explain our rationale and the basis for our final decision, including why we made changes, if any, that differ from this proposal.</P>
                    <HD SOURCE="HD2">Public Hearings</HD>
                    <P>
                        Section 4(b)(5) of the Act provides for a public hearing on this proposal, if requested. At this time, we have preemptively scheduled five public informational meetings and public hearings on this proposed rule. Each of these meetings will include both USFWS and NMFS, providing opportunities for participation regarding both our proposed critical habitat in the terrestrial environment (as described in this document) and the corresponding proposed critical habitat in the marine environment that NMFS has published elsewhere in today's 
                        <E T="04">Federal Register</E>
                         (see 
                        <E T="03">https://www.regulations.gov,</E>
                         NOAA-NMFS-2023-0087). We will hold the public informational meetings and public hearings on the dates and at the times listed above under 
                        <E T="03">Public informational meetings and public hearings</E>
                         in 
                        <E T="02">DATES</E>
                        .
                    </P>
                    <P>
                        • For the Central North Pacific DPS, the North Atlantic DPS, and the South Atlantic DPS: We are holding public informational meetings and public hearings via the Zoom online video platform and via teleconference so that participants can attend remotely. For security purposes, registration is required. You must register in order to listen and view a hearing via Zoom, listen to the hearing by telephone, or provide oral public comments at a public hearing by Zoom or telephone. For information on how to register, or if remote participants encounter problems joining Zoom the day of the hearing(s), visit 
                        <E T="03">https://www.fws.gov/office/florida-ecological-services/library/green-sea-turtle.</E>
                         Registrants will receive the Zoom link and the telephone number for the public hearing that they request to attend. If applicable, interested members of the public not familiar with the Zoom platform should view the Zoom video tutorials (
                        <E T="03">https://learn-zoom.us/show-me</E>
                        ) prior to the public hearing.
                    </P>
                    <P>
                        • For the Central South Pacific DPS and Central West Pacific DPS: We are holding public informational meetings and public hearings in-person on Tutuila (Central South Pacific DPS), Guam (Central West Pacific DPS), and Saipan (Central West Pacific DPS). For information on meeting locations, visit 
                        <E T="03">https://www.fws.gov/office/florida-ecological-services/library/green-sea-turtle.</E>
                    </P>
                    <P>
                        The public hearings will provide interested parties an opportunity to present verbal testimony (formal, oral comments) regarding this proposed rule to designate critical habitat within basking habitat areas (only within the Central North Pacific DPS) and nesting habitat areas in all the DPSs (
                        <E T="03">i.e.,</E>
                         only the terrestrial environment used by green turtles). Informational meetings will be held prior to each public hearing for each of the DPSs. While public informational meetings will be opportunities for dialogue with the USFWS and NMFS, the public hearings are not. Rather, a public hearing is a forum for accepting formal verbal testimony. In the event there is a large attendance, the time allotted for oral statements may be limited. Therefore, anyone wishing to make an oral statement at a public hearing for the record is encouraged to provide a prepared written copy of their statement to us through the Federal eRulemaking 
                        <PRTPAGE P="46379"/>
                        Portal, or U.S. mail (see 
                        <E T="02">ADDRESSES</E>
                        , above). There are no limits on the length of written comments submitted to us. Anyone wishing to make an oral statement at a public hearing must register before the hearing at 
                        <E T="03">https://www.fws.gov/office/florida-ecological-services/library/green-sea-turtle.</E>
                         The use of virtual public hearings is consistent with our regulations at 50 CFR 424.16(c)(3).
                    </P>
                    <HD SOURCE="HD2">Reasonable Accommodation</HD>
                    <P>
                        The USFWS is committed to providing access to the public informational meetings and public hearings for all participants. The virtual public informational meetings and public hearings held for the Central North Pacific DPS, the North Atlantic DPS, and the South Atlantic DPS will make closed captioning available during the meetings and hearings, and a full audio and video recording and transcript will be posted online at 
                        <E T="03">https://www.fws.gov/office/florida-ecological-services/library/green-sea-turtle.</E>
                         Additionally, participants will also have access to live audio during these public informational meetings and public hearings via their telephone or computer speakers. For the in-person public informational meetings and public hearings held for the Central South Pacific DPS and the Central West Pacific DPS, we will provide a transcript to be posted online at 
                        <E T="03">https://www.fws.gov/office/florida-ecological-services/library/green-sea-turtle.</E>
                         Persons with disabilities requiring reasonable accommodations to participate in the meetings and/or public hearings should contact the relevant person listed under 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         at least 5 business days prior to the date of the hearing they wish to attend to help ensure availability. An accessible version of the USFWS's public informational presentations provided at the beginning of the public informational meetings (prior to the public hearings) will also be posted online at 
                        <E T="03">https://www.fws.gov/office/florida-ecological-services/library/green-sea-turtle</E>
                         (see 
                        <E T="02">DATES</E>
                        , above). See 
                        <E T="03">https://www.fws.gov/office/florida-ecological-services/library/green-sea-turtle</E>
                         for more information about reasonable accommodation.
                    </P>
                    <HD SOURCE="HD1">Previous Federal Actions</HD>
                    <P>
                        It is our intent to discuss only those topics directly relevant to the designation of critical habitat for the terrestrial environment used by green turtles within the associated DPSs in this document. For more information on the taxonomy, biology, and ecology of the green turtle or its habitat, refer to the final listing rule for the 11 green turtle DPSs published in the 
                        <E T="04">Federal Register</E>
                         on April 6, 2016 (81 FR 20058), available online at 
                        <E T="03">https://www.regulations.gov</E>
                         (at Docket No. 120425024-6232-06). Additionally, for more information on the green turtle's habitat in the marine environment, refer to NMFS's proposed critical habitat designation for the marine environment that is published elsewhere in today's 
                        <E T="04">Federal Register</E>
                         at 
                        <E T="03">https://www.regulations.gov</E>
                         (NOAA-NMFS-2023-0087).
                    </P>
                    <P>
                        On January 8, 2020, the Center for Biological Diversity, Sea Turtle Oversight Protection, and Turtle Island Restoration Network (Plaintiffs) filed a complaint (Case 1:20-cv-00036) alleging that the USFWS and NMFS violated the Act by failing to comply with the statutory deadline for designating critical habitat for six DPSs listed on April 6, 2016 (81 FR 20058). On August 20, 2020, the parties entered into a stipulated settlement agreement, which was subsequently approved by the Court, whereby the USFWS and NMFS agreed to submit to the 
                        <E T="04">Federal Register</E>
                         proposed critical habitat designations for the six DPSs at issue in the complaint on or before June 30, 2023. In compliance with the settlement agreement, this document constitutes the proposed critical habitat designation for the five DPSs of green turtle where the USFWS has jurisdiction to designate critical habitat.
                    </P>
                    <HD SOURCE="HD1">Peer Review</HD>
                    <P>
                        In accordance with our joint policy on peer review published in the 
                        <E T="04">Federal Register</E>
                         on July 1, 1994 (59 FR 34270), and our August 22, 2016, memorandum updating and clarifying the role of peer review of listing actions under the Act, we are soliciting independent scientific review of this proposed critical habitat designation (including the supplemental “Methodology” document (USFWS 2023, entire) available on the internet at 
                        <E T="03">https://www.regulations.gov</E>
                         under Docket No. FWS-R4-ES-2022-0164 and at 
                        <E T="03">https://www.fws.gov/office/florida-ecological-services/library/green-sea-turtle</E>
                        ) to ensure that this proposal is based on scientifically sound data and analysis. We have invited peer reviewers to comment on our specific assumptions, methodology, and science used in this proposed rule, and we will consider any comments received, as appropriate, before a final agency determination.
                    </P>
                    <HD SOURCE="HD1">Background</HD>
                    <P>Critical habitat is defined in section 3 of the Act as:</P>
                    <P>(1) The specific areas within the geographical area occupied by the species, at the time it is listed in accordance with the Act, on which are found those physical or biological features</P>
                    <P>(a) Essential to the conservation of the species, and</P>
                    <P>(b) Which may require special management considerations or protection; and</P>
                    <P>(2) Specific areas outside the geographical area occupied by the species at the time it is listed, upon a determination that such areas are essential for the conservation of the species.</P>
                    <P>
                        Our regulations at 50 CFR 424.02 define the geographical area occupied by the species as an area that may generally be delineated around species' occurrences, as determined by the Secretary (
                        <E T="03">i.e.,</E>
                         range). Such areas may include those areas used throughout all or part of the species' life cycle, even if not used on a regular basis (
                        <E T="03">e.g.,</E>
                         migratory corridors, seasonal habitats, and habitats used periodically, but not solely, by vagrant individuals).
                    </P>
                    <P>Conservation, as defined under section 3 of the Act, means to use and the use of all methods and procedures that are necessary to bring an endangered or threatened species to the point at which the measures provided pursuant to the Act are no longer necessary. Such methods and procedures include, but are not limited to, all activities associated with scientific resources management such as research, census, law enforcement, habitat acquisition and maintenance, propagation, live trapping, and transplantation, and, in the extraordinary case where population pressures within a given ecosystem cannot be otherwise relieved, may include regulated taking.</P>
                    <P>
                        Critical habitat receives protection under section 7 of the Act through the requirement that each Federal action agency ensure, in consultation with the USFWS, that any action they authorize, fund, or carry out is not likely to result in the destruction or adverse modification of designated critical habitat. The designation of critical habitat does not affect land ownership or establish a refuge, wilderness, reserve, preserve, or other conservation area. Such designation also does not allow the government or public to access private lands. Such designation does not require implementation of restoration, recovery, or enhancement measures by non-Federal landowners. Rather, designation requires that, where a landowner requests Federal agency funding or authorization for an action 
                        <PRTPAGE P="46380"/>
                        that may affect an area designated as critical habitat, the Federal agency consult with the USFWS under section 7(a)(2) of the Act. If the action may affect the listed species itself (such as for occupied critical habitat), the Federal agency would have already been required to consult with the Service even absent the designation because of the requirement to ensure that the action is not likely to jeopardize the continued existence of the species. Even if the USFWS were to conclude after consultation that the proposed activity is likely to result in destruction or adverse modification of the critical habitat, the Federal action agency and the landowner are not required to abandon the proposed activity, or to restore or recover the species; instead, they must implement “reasonable and prudent alternatives” to avoid destruction or adverse modification of critical habitat.
                    </P>
                    <P>Under the first prong of the Act's definition of critical habitat, areas within the geographical area occupied by the species at the time it was listed are included in a critical habitat designation if they contain PBFs (1) which are essential to the conservation of the species and (2) which may require special management considerations or protection. For these areas, critical habitat designations identify, to the extent known using the best scientific and commercial data available, those PBFs that are essential to the conservation of the species (such as space, food, cover, and protected habitat).</P>
                    <P>Under the second prong of the Act's definition of critical habitat, we can designate critical habitat in areas outside the geographical area occupied by the species at the time it is listed, upon a determination that such areas are essential for the conservation of the species.</P>
                    <P>
                        Section 4 of the Act requires that we designate critical habitat on the basis of the best scientific data available. Further, our Policy on Information Standards Under the Endangered Species Act (published in the 
                        <E T="04">Federal Register</E>
                         on July 1, 1994 (59 FR 34271)), the Information Quality Act (section 515 of the Treasury and General Government Appropriations Act for Fiscal Year 2001 (Pub. L. 106-554; H.R. 5658)), and our associated Information Quality Guidelines provide criteria, establish procedures, and provide guidance to ensure that our decisions are based on the best scientific data available. They require our biologists, to the extent consistent with the Act and with the use of the best scientific data available, to use primary and original sources of information as the basis for recommendations to designate critical habitat.
                    </P>
                    <P>
                        Our primary sources of information are described in the 2016 final listing rule for the 11 DPSs, new information available since that time as referenced in this document, as well as our supporting “Methodology” document available on the internet at 
                        <E T="03">https://www.regulations.gov</E>
                         at Docket No. FWS-R4-ES-2022-0164 and on the USFWS's website at 
                        <E T="03">https://www.fws.gov/office/florida-ecological-services/library/green-sea-turtle.</E>
                         Additional information sources may include any generalized conservation strategy, criteria, or outline that may have been developed for the species; the recovery plan(s) for the species; articles in peer-reviewed journals; conservation plans developed by States and counties; scientific status surveys and studies; biological assessments; other unpublished materials; or experts' opinions or personal knowledge.
                    </P>
                    <P>Habitat is dynamic, and species may move from one area to another over time. We recognize that critical habitat designated at a particular point in time may not include all of the habitat areas that we may later determine are necessary for the recovery of the species. For these reasons, a critical habitat designation does not signal that habitat outside the designated area is unimportant or may not be needed for recovery of the species. Areas that are important to the conservation of the species, both inside and outside the critical habitat designation, will continue to be subject to: (1) Conservation actions implemented under section 7(a)(1) of the Act; (2) regulatory protections afforded by the requirement in section 7(a)(2) of the Act for Federal agencies to ensure their actions are not likely to jeopardize the continued existence of any endangered or threatened species; and (3) the prohibitions found in section 9 of the Act. Federally funded or permitted projects affecting listed species outside their designated critical habitat areas may still result in jeopardy findings in some cases. These protections and conservation tools will continue to contribute to recovery of the species. Similarly, critical habitat designations made on the basis of the best available information at the time of designation will not control the direction and substance of future recovery plans, HCPs, or other species conservation planning efforts if new information available at the time of those planning efforts calls for a different outcome.</P>
                    <HD SOURCE="HD1">Prudency and Determinability</HD>
                    <P>Section 4(a)(3) of the Act, as amended, and implementing regulations (50 CFR 424.12) require that, to the maximum extent prudent and determinable, the Secretary shall designate critical habitat at the time the species is determined to be an endangered or threatened species. Our regulations (50 CFR 424.12(a)(1)) state that the Secretary may, but is not required to, determine that a designation would not be prudent in the following circumstances:</P>
                    <P>(i) The species is threatened by taking or other human activity and identification of critical habitat can be expected to increase the degree of such threat to the species;</P>
                    <P>(ii) The present or threatened destruction, modification, or curtailment of a species' habitat or range is not a threat to the species, or threats to the species' habitat stem solely from causes that cannot be addressed through management actions resulting from consultations under section 7(a)(2) of the Act;</P>
                    <P>(iii) Areas within the jurisdiction of the United States provide no more than negligible conservation value, if any, for a species occurring primarily outside the jurisdiction of the United States;</P>
                    <P>(iv) No areas meet the definition of critical habitat; or</P>
                    <P>(v) The Secretary otherwise determines that designation of critical habitat would not be prudent based on the best scientific data available.</P>
                    <P>
                        As discussed in the final listing rule published in 
                        <E T="04">Federal Register</E>
                         (81 FR 20058, April 6, 2016) and reaffirmed here, identification and mapping of critical habitat is not expected to initiate or increase the threat of collection or vandalism (Factor B) of green turtles in the terrestrial environment. The present or threatened destruction, modification, or curtailment of habitat or range is a threat to green turtles, and those threats in some way can be addressed by section 7(a)(2) consultation measures. Additionally, although the species is circumglobal and thus occurs outside of the United States, the areas within the jurisdiction of the United States serve a significant conservation value to the species for each of the five DPSs. Our analysis of the best available scientific and commercial information indicates there are areas within the range of each of the five DPSs in the United States that meet the definition of critical habitat. Therefore, because none of the circumstances enumerated in our regulations at 50 CFR 424.12(a)(1) have been met and because the Secretary has not identified other circumstances for 
                        <PRTPAGE P="46381"/>
                        which this designation of critical habitat would be not prudent, we have determined that the designation of critical habitat is prudent for the green turtle. This document addresses the designation of critical habitat within the green turtle's terrestrial environment for the five DPSs.
                    </P>
                    <HD SOURCE="HD1">Physical or Biological Features Essential to the Conservation of the Species</HD>
                    <P>In accordance with section 3(5)(A)(i) of the Act and regulations at 50 CFR 424.12(b), in determining which areas we will designate as critical habitat from within the geographical area occupied by the species at the time of listing, we consider the PBFs that are essential to the conservation of the species and which may require special management considerations or protection. The regulations at 50 CFR 424.02 define “physical or biological features essential to the conservation of the species” as the features that occur in specific areas and that are essential to support the life-history needs of the species, including, but not limited to, water characteristics, soil type, geological features, sites, prey, vegetation, symbiotic species, or other features. A feature may be a single habitat characteristic or a more complex combination of habitat characteristics. Features may include habitat characteristics that support ephemeral or dynamic habitat conditions. Features may also be expressed in terms relating to principles of conservation biology, such as patch size, distribution distances, and connectivity. For example, physical features essential to the conservation of the species might include gravel of a particular size required for spawning, alkaline soil for seed germination, protective cover for migration, or susceptibility to flooding or fire that maintains necessary early-successional habitat characteristics. Biological features might include prey species, forage grasses, specific kinds or ages of trees for roosting or nesting, symbiotic fungi, or absence of a particular level of nonnative species consistent with conservation needs of the listed species. The features may also be combinations of habitat characteristics and may encompass the relationship between characteristics or the necessary amount of a characteristic essential to support the life history of the species.</P>
                    <P>In considering whether features are essential to the conservation of the species, we may consider an appropriate quality, quantity, and spatial and temporal arrangement of habitat characteristics in the context of the life-history needs, condition, and status of the species. These characteristics include, but are not limited to, space for individual and population growth and for normal behavior; food, water, air, light, minerals, or other nutritional or physiological requirements; cover or shelter; sites for breeding, reproduction, or rearing (or development) of offspring; and habitats that are protected from disturbance.</P>
                    <P>
                        We derive specific PBFs essential for the green turtle's terrestrial environment from studies of this species' habitat, ecology, and life history as described below. Additional information is in the final listing rule published in the 
                        <E T="04">Federal Register</E>
                         on April 6, 2016 (81 FR 20058), and the Status Review of the Green Turtle (
                        <E T="03">Chelonia mydas</E>
                        ) Under the Endangered Species Act (Seminoff et al. 2015, entire).
                    </P>
                    <P>
                        Based on recovery criteria described in the Recovery Plan for U.S. Population of Atlantic Green Turtle (NMFS and USFWS 1991, entire), the Recovery Plan for U.S. Pacific Populations of the Green Turtle (NMFS and USFWS 1998, entire), and the Status Review of the Green Turtle (
                        <E T="03">Chelonia mydas</E>
                        ) Under the Endangered Species Act (Seminoff et al. 2015, entire), we have determined that it is important to conserve the following terrestrial environments for green turtles:
                    </P>
                    <P>
                        (1) Beaches that have the greatest aggregation, numerically, considering number of crawls (turtle tracks) counted on a beach, or clumping of nests, tracks, crawl occurrences, or numbers of basking green turtles determined from a GIS analysis of the best available scientific data, or USFWS consideration of records documenting turtle nesting and basking activities (the latter only in the Central North Pacific DPS) in each of the five DPSs, or the beaches serve as internesting habitats with the greatest aggregation of nesting for the DPSs, and they are well distributed within each DPS and representative of total nesting within the DPS. Additionally, these areas include “important nesting” areas for all DPSs and “important basking areas” for the Central North Pacific DPS as determined by a review of recovery plans, 5-year reviews, and best available science. See also our detailed methodology document (USFWS 2023, entire) available as supporting material at 
                        <E T="03">https://www.regulations.gov</E>
                         at Docket No. FWS-R4-ES-2022-0164).
                    </P>
                    <P>(2) Beaches with the most basking turtles when compared with other available beaches in the Central North Pacific DPS.</P>
                    <P>(3) Beaches that have a geographic spatial distribution of nesting to ensure protection of genetic diversity.</P>
                    <P>
                        (4) Beaches that can serve as expansion areas and provide sufficient habitat for internesting (
                        <E T="03">i.e.,</E>
                         areas that support placement of multiple nests by individual turtles along an undefined stretch of beach during a nesting season), and basking turtles as populations recover.
                    </P>
                    <P>
                        Generally, for areas where the greatest nesting occurs (Florida), we determined the average nest density (nests/year/kilometer (km)) per surveyed beach using a 10-year nesting dataset (2011-2020). Any surveyed beach with zero total nests was removed from further analysis. Within each management unit, average beach densities were separated into quartiles—four parts, each containing a quarter of the density values—to develop density classifications. For other areas outside of Florida with less available data or infrequent surveys (
                        <E T="03">i.e.,</E>
                         all DPSs except the Florida portion of the North Atlantic DPS), we conducted extensive literature reviews, and obtained and used available survey data from states, territories, commonwealths, and other organizations. We made determinations based on review of this best available science of where the green turtles are aggregating in abundance for nesting and basking, designating critical habitat segments along those important areas.
                    </P>
                    <HD SOURCE="HD2">Sites for Breeding, Reproduction, or Rearing (or Development) of Offspring</HD>
                    <P>
                        A successful reproductive season for green turtles relies on synergism of (1) effects of foraging area ecological conditions on the energetics of females (they have gained sufficient nutrition, including internal fat stores, to migrate and mobilize fats into eggs), and (2) beach environmental conditions facilitating female turtle emergence onto and travel across the beach to an area above the high tidelines for nest placement. These beaches must be able to support development of embryos, hatching of eggs, hatchling emergence from eggs and sand substrate, and hatchlings traversing across sand to sea. Female green turtles migrate to nesting beaches if the quality and quantity of food in foraging areas are sufficient to provide nutritional resources needed for resource build-up within individual turtles over time required for their reproductive cycle, including migration (Georges et al. 1993, p. 2). Foraging likely contributes to increases of neutral, or storage sub-carapacial fat, fueling energetically costly migration and egg production (Kwan 1994, p. 257). Suitable beach structure for digging (Georges et al. 1993, p. 2) and nearby terrestrial internesting habitat (
                        <E T="03">i.e.,</E>
                         sufficient availability of habitat to 
                        <PRTPAGE P="46382"/>
                        support turtles nesting multiple times in a season and across different select areas of the beach landscape) is also required. Environmental surface and subsurface conditions of nesting beaches must favor embryonic development and survival (
                        <E T="03">i.e.,</E>
                         modest temperature fluctuation to allow for temperature-dependent sex determination, adequate humidity so eggs are not desiccated, and exchange of water, oxygen, and carbon dioxide with other eggs in the clutch and surrounding environment (Ackerman 1997, entire; Mrosovsky and Yntema 1980, p. 276; Mortimer 1982, p. 49; Mortimer 1990, pp. 809 and 811). Additionally, hatchlings must emerge to onshore and offshore conditions that enhance their chances of survival (
                        <E T="03">e.g.,</E>
                         less than 100 percent depredation, appropriate offshore currents for dispersal) (Georges et al. 1993, p. 2).
                    </P>
                    <P>
                        Terrestrial nesting habitat is the supralittoral zone, or area above the spring high tide line of beaches (West 2004, p. 572), where oviposition (egg laying), embryonic development, hatching, hatchling emergence through sand substrate to the beach surface, and the initial hatchling transit across the sand to sea occur. For instance, in Raudal, Mexico, low-sloped beaches including vegetated dunes where the distance between the ocean and the supralittoral zone is no greater than 66 feet (ft) (20 meters (m)) are most frequently chosen for nesting by green turtles (Zavaleta-Lizárraga et al. 2013, p. 934). On beaches from Patrick Space Force Base southward through the Archie Carr National Wildlife Refuge (NWR) in Brevard County, Florida, sea turtle nests occur in the sand within a swath greater than 3.3 ft (1 m) seaward from the dune line (generally defined where primarily sea oat (
                        <E T="03">Uniola paniculata</E>
                        ) vegetation is most seaward) and inland over 10 ft (3 m) from this dune line. Green turtles occasionally will nest on dunes. During a 3-year study conducted between 2014-2016, within two different study sections of natural beach in Archie Carr NWR, 11.7 percent and 17.9 percent of the nesting occurrences were on the dune, respectively, with the remaining nests placed seaward of the dunes (University of Central Florida Marine Turtle Research Group 2016, unpublished data; Mansfield 2022, pers. comm.). In an additional study during 2016, 30.2 percent of marked green turtle study nests were placed landward of the dune line (University of Central Florida Marine Turtle Research Group 2016, unpublished data; Mansfield 2022, pers. comm.).
                    </P>
                    <P>
                        For a beach to serve as nesting habitat, a nesting turtle must be able to access it; however, anthropogenic structures (
                        <E T="03">e.g.,</E>
                         groins, jetties, breakwaters, retaining walls, hardened embankments), as well as natural features (
                        <E T="03">e.g.,</E>
                         offshore sand bars, hardened shorelines) can act as barriers or deterrents to adult females attempting to access a beach (Seminoff et al. 2015, p. 93). Adult females approaching nesting beaches may encounter these structures and either crawl around them, abort nesting for that night, or move to another section of beach to nest. Plastic marine debris washed up on highly polluted green turtle nesting beaches is a suspected barrier for turtle nesting success (the proportion of nesting attempts that result in a nest) and hatchling access to the sea and has potential to cause threats including entanglement and entrapment (Gündoğdu et al. 2019, p. 143). Increasingly abundant, large mats of sargasso macroalgae washed onto beaches have been barriers, impeding nesting turtle access on some areas of Mexico, Barbados, and Puerto Rico (Chávez et al. 2020, p. 2; Langin 2018, p. 1,157). While not a significant concern on other beaches (Rodríguez-Martínez et al. 2021, pp. 1-7), this is an issue requiring further study on effects to green turtles.
                    </P>
                    <P>
                        Both nesting and hatchling sea turtles are adversely affected by presence of artificial lighting on or near beaches (Witherington and Martin 2000, pp. 2-5 and 12-13). Artificial lighting deters adult female green turtles from emerging from the ocean to nest, and green turtles emerging onto a beach abort nesting attempts at a greater frequency in lighted areas (Witherington 1992, pp. 34-37). Because adult females rely on visual brightness cues to find their way back to the ocean after nesting, those turtles that nest on artificially lighted beaches may become disoriented by artificial lighting and have difficulty finding their way back to the ocean (Witherington 1992, p. 38). Hatchling sea turtles have a robust seafinding behavior guided by visual cues (
                        <E T="03">e.g.,</E>
                         Mrosovsky and Carr 1967, pp. 228-230; Dickerson and Nelson 1989, pp. 41-43; Salmon et al. 1992, pp. 72-75; Lohmann et al. 1997, pp. 110-116; Lohmann and Lohmann 2003, pp. 45-47). Hatchlings unable to find the ocean, or delayed in reaching it, due to turtles' strong attraction to artificial beachfront lighting visible on the nesting beach, are likely to incur high mortality from dehydration, exhaustion, or predation (Carr and Ogren 1960, pp. 33-46; Ehrhart and Witherington 1987, pp. 97-98; Witherington and Martin 2000, pp. 12-13). In general, any artificial light that can be seen from the beach could affect sea turtles, particularly if they are directly pointing to the nesting area; if the light fixture is not shaded to a certain degree; or if the light bulb emits a light below wavelengths that are generally amber, orange, or red. Therefore, green turtles need habitat that is dark and free from artificial lighting.
                    </P>
                    <HD SOURCE="HD2">Habitats Protected From Disturbance or Representative of the Historical, Geographic, and Ecological Distributions of the Species</HD>
                    <P>Sea turtle nesting habitat is part of the highly dynamic and continually shifting coastal system, which includes oceanfront beaches, barrier islands, and inlets. These geologically dynamic coastal regions are controlled by natural coastal processes, including littoral or longshore drift (processes by which sediments move along shorelines), onshore and offshore sand transport (natural erosion or accretion cycle), and tides and storm surge. These physical processes benefit sea turtles by maintaining nesting beaches through repeated cycles of destruction, alteration, and recovery of beaches and adjacent dune habitats. Coastal processes happen over a wide range of spatial and temporal scales. Wind, waves, tides, storms, and stream discharges are important driving forces in coastal zones (Dingler 2005, p. 163). Thus, it is important that, where it can be allowed, natural processes be maintained.</P>
                    <P>
                        Coastal dynamic processes will be affected by accelerated sea level rise and an increase in intensity of coastal storms resulting from climate change. Rates of sea level rise have increased beyond those that have occurred over recent millennia and continue to accelerate (Intergovernmental Panel on Climate Change (IPCC) 2021, p. 77). Over the period 1901 to 2018, global mean sea level rose by 0.7 ft (0.2 m) (likely range of 0.5 to 0.8 ft (0.15 to 0.25 m)) (IPCC 2021, p. 77). This rate of sea level rise is faster than during any century over the previous three millennia (high confidence) (IPCC 2021, p. 77). Expected sea level rise will increase the frequency and height of high-water events, such as storm surge and high tide flooding, which contributes to coastal erosion (Sweet et al. 2022, p. 28). Nationally, the frequency of moderate high tide flooding events (approximately 2.8 ft (0.85 m) above current mean higher high water) in 2050 is expected to be 10 times greater than in 2020 (Sweet et al. 2022, pp. 41-42). Sea level rise also contributes to increased wave heights during storm 
                        <PRTPAGE P="46383"/>
                        events (Sweet et al. 2022, p. 41) risking erosion of exposed beaches. Extreme wave heights have increased in the North Atlantic by around 0.3 inch (in) (0.8 centimeter (cm)) per year over the period 1985 to 2018 (medium confidence) (IPCC 2019, p. 67).
                    </P>
                    <P>
                        Green sea turtles are vulnerable to inundation and erosion of sandy beaches, which is typically caused or accelerated by climate-driven sea level rise (Fish et al. 2005, entire; Hawkes et al. 2009, entire; Poloczanska et al. 2009, p. 167; Seminoff et al. 2015, p. 325; Vousdoukas et al. 2020, entire). Shorelines are expected to undergo dramatic reconfigurations over the next century because of accelerating sea level rise (U.S. Climate Change Science Program (USCCSP) 2009, pp. 13, 44, 50). Sandy beaches serving as habitat for green turtles will likely be locally or regionally inundated or eroded, but replacement habitats are likely to re-form along the shoreline in its new position (Scavia et al. 2002, p. 152; USCCSP 2009, p. 186). However, if shorelines experience a decades-long period of high instability and landward migration (
                        <E T="03">i.e.,</E>
                         under higher rates of sea level rise), the formation rate of new beach habitats may be slower than the rate of loss of existing habitats (Iwamura et al. 2013, p. 6). Additionally, low-lying and narrow islands, such as those along the U.S. Gulf and Atlantic coasts, may disintegrate rather than migrate (Titus 1990, p. 67; IPCC 2014, p. 15), representing a net loss of green turtle habitat.
                    </P>
                    <P>Sea turtles evolved in a dynamic ecosystem, and they are dependent upon the ever-changing beach features for their continued survival and recovery. Sea turtles require nesting beaches where natural coastal processes, or activities that mimic these natural processes, will be able to continue well into the future to allow formation of suitable beaches for nesting. However, climate-driven change that may be accelerated, or result in permanent habitat loss, may present a challenge beyond evolutionary adaptations of green turtles and other species reliant on these dynamic coastal habitats.</P>
                    <P>As climate change is occurring and affecting shorelines, additional types of green turtle habitat to consider as important nesting areas are artificially created or maintained habitat, including beach renourishment and dune restorations, that mimic natural conditions. Artificial habitat types mimic natural conditions described above for nesting beach access, nest site selection, nest construction, egg deposition and incubation, hatchling emergence through the sand substrate to the beach surface and movement across the beach to sea. Habitat modification and loss occurs with beach stabilization activities that prevent natural transfer, erosion, and accretion of sediments along ocean shorelines. Beach stabilization efforts that may impact green turtle nesting include beach renourishment and dune restoration, sediment dredging and disposal, inlet channelization, and construction of jetties and other hard structures. However, when sand placement activities result in beach habitat that mimics natural beach habitat conditions, impacts to sea turtle nesting habitat are minimized. Also, any projects that address erosion or shoreline protection should contain measures to reduce negative effects or be temporary in nature, so they may have fewer impacts on green turtles. Therefore, green turtles need habitat that is dynamic by nature and facilitates sand movement, allowing for successful nesting within natural habitats or, if necessary, artificially created habitats that mimic natural beaches and support successful sea turtle nesting.</P>
                    <HD SOURCE="HD2">Sites for Basking (Central North Pacific DPS)</HD>
                    <P>Basking, where green turtles emerge from the water onto exposed land, is an overall rare green turtle behavior but one that is observed in the Hawaiian archipelago (Central North Pacific DPS), Galapagos Islands, and Australia. It is possible that basking is an adaptive response to cooler thermal environments by raising core body temperatures and escaping ocean predation pressure in those regions (Whittow and Balazs 1982, pp. 133-138; Green 1998, p. 64; Limpus 2008, p. 15). This behavior has been anecdotally linked to escaping tiger shark predation in French Frigate Shoals (Lalo) (Whittow and Balazs 1982, p. 138).</P>
                    <P>Green turtles in the Central North Pacific DPS use terrestrial habitats such as gradually sloping beaches (sandy, corally, or gravel substrate), emergent sandy lands, sand spits, low shelving reef rocks, or sand supplemented restoration areas that are accessible from the ocean. These basking areas are free of obstacles that impede green turtles from coming ashore. Although many areas may be accessible for basking, certain areas of coastline are more often used by green turtles in the Central North Pacific DPS for this activity. These areas may be located close to preferred foraging and internesting areas to allow for relatively undisturbed periods. For the Central North Pacific DPS, basking areas are defined as natural and artificial coastlines that are accessible to green turtles and used regularly or intermittently. Basking areas are essential to the Central North Pacific DPS of green turtles because these areas provide space that supports natural behaviors important to health and development, such as resting and thermoregulation. Therefore, green turtles in the Central North Pacific DPS need unobstructed access to land out of the water to emerge onto.</P>
                    <HD SOURCE="HD2">Summary of Essential Physical or Biological Features (PBFs)</HD>
                    <P>We derive the specific PBFs essential to the conservation of green turtle within its terrestrial environment from studies of the species' habitat, ecology, and life history as described below. We have determined that green turtles need terrestrial habitat areas where natural coastal processes will be able to continue well into the future to allow for the landward migration of coastlines in response to sea level rise. Therefore, based on the information above, we identify terrestrial areas that support natural coastal processes, as well as localized areas where artificially created, maintained, or enhanced habitat supports important green turtle nesting or basking areas, as PBFs for the species. These features are as follows:</P>
                    <P>(1) Extra-tidal or dry sandy beaches from the mean high water line—the line on a chart or map that represents the intersection of the land with the water surface at the elevation of mean high water line—to areas of beach landward of the mean high water line and which contain the characteristics described herein. These beaches include:</P>
                    <P>(a) Habitat for green turtles to transit across beaches and for nest placement that includes: (i) relatively unimpeded wet and dry sand or nearshore access areas from the ocean to the beach for nesting females and from the beach to the ocean for both post-nesting females and hatchlings and (ii) drier sand areas located above mean high water in the supralittoral zone to avoid being inundated frequently by high tides.</P>
                    <P>(b) Sand substrate that (i) allows for suitable nest construction, (ii) is suitable for facilitating gas diffusion conducive to embryo development, (iii) can develop and maintain temperatures and a moisture content conducive to embryo development, and (iv) allows for emergence of hatchlings from eggshells, through sand substrate to the beach surface.</P>
                    <P>
                        (2) Nesting beach habitat with sufficient darkness such that nesting turtles are not deterred from emerging onto the beach and hatchlings and post-nesting females can orient to the sea.
                        <PRTPAGE P="46384"/>
                    </P>
                    <P>(3) Natural coastal processes or artificially created or maintained habitat mimicking natural conditions. This includes artificial habitat types that mimic natural conditions described in PBFs 1 and 2 above for beach access, nest site selection, nest construction, egg deposition and incubation, and hatchling emergence and movement to the sea.</P>
                    <P>(4) Within the range of the Central North Pacific DPS, basking habitat that includes access to natural and artificial coastlines with gradually sloping beaches (sandy, corally, or gravel substrate), emergent sandy lands, sand spits, low shelving reef rocks, as well as relatively unimpeded nearshore access from the ocean to the beach.</P>
                    <HD SOURCE="HD1">Special Management Considerations or Protection</HD>
                    <P>When designating critical habitat, we assess whether the specific areas within the geographical area occupied by the species at the time of listing contain features which are essential to the conservation of the species and which may require special management considerations or protection. The features essential to the conservation of green turtles may require special management considerations or protection to reduce the threats to the species. Threats to the green turtle are described in the final listing rule for each of the five DPSs (81 FR 20058, April 6, 2016; pp. 20077-20079, 20081-20083), noting that some information/descriptions/references used herein are new since the final listing determination. The threats and associated special management considerations or protection addressed in this document are specific to the PBFs. For green turtle habitat in the terrestrial environment, we grouped primary threats to the PBFs that may require special management considerations or protection into the following 12 threat categories. Each of these threats and associated special management considerations or protection are summarized below.</P>
                    <P>
                        (1) 
                        <E T="03">Climate change, including sea level rise, changes in sand temperature, and increase in storm frequency.</E>
                         Potential impacts of climate change to the five DPSs include loss of habitat and nests due to beach erosion and repeated inundation caused by rising sea levels and more frequent, intense storm events; and skewed hatchling sex ratios from rising incubation temperatures (Fish et al. 2005, pp. 489-490; Fish et al. 2008, p. 336; Fuentes et al. 2010, entire; Fuentes et al. 2020, entire; Grose et al. 2020, pp. 547-548; Hawkes et al. 2009, pp. 139-141; Poloczanska et al. 2009, pp. 164-175). Examples of special management considerations or protection that could mitigate for threats of changing climate, including sea level rise, changes in sand temperature, and increase in storm frequency may include (but not be limited to): conducting coastal sand placement to retain sand on beaches for turtle nesting, hatching and hatchling emergence, and traversing the sand; and conducting restoration and debris cleanup after storms.
                    </P>
                    <P>
                        (2) 
                        <E T="03">Recreational beach use, including human presence (e.g., beaches allowing dogs and special events), mechanized beach cleaning, and beach driving, the latter including essential and nonessential off-road vehicles, all-terrain vehicles, and recreational access and use.</E>
                         Human presence on beaches at night during green turtle nesting seasons can reduce the quality of nesting habitat by deterring or disturbing nesting turtles and causing them to avoid otherwise suitable habitat. Mechanical beach cleaning with vehicles and associated equipment reduces natural sand-trapping abilities of beaches and contributes to their destabilization (Defeo et al. 2009, p. 3), as well as displaces sand that turtles rely on, including lowering the substrate and changing beach topography (Nelson Sella and Fuentes 2019, p. 186). Beach driving reduces green turtle nesting habitat quality by creating vehicle ruts, increased sand compaction, and increased erosion (Hosier et al. 1981, p. 160; Cox et al. 1994, p. 27; Hughes and Caine 1994, p. 237; Mann 1977, p. 96), and nighttime driving can deter females from nesting, disorient hatchlings, and can cause direct mortality by vehicle encounters. Examples of special management considerations or protection that could reduce the threat of recreational beach use may include (but not be limited to): implementing and enforcing policies that restrict unleashed pets during nesting season, conducting cleaning activities seaward of the high tide line and only during the day, and reducing vehicular beach access hours during the sea turtle nesting season.
                    </P>
                    <P>In the North Atlantic DPS, mechanized beach cleaning is common along the Florida coast but uncommon in Puerto Rico. Large-scale mechanized beach cleaning has occurred in Puerto Rico associated with hurricane debris management such as after Hurricane María in 2017 and Hurricane Fiona in 2022; the same is true for the South Atlantic DPS regarding mechanized beach cleaning. However, this practice does not occur in the Pacific DPSs.</P>
                    <P>
                        (3) 
                        <E T="03">Nonnative vegetation.</E>
                         Nonnative vegetation may alter the canopy cover percentage, resulting in various incubation temperatures (Wheeler et al. 2011, p. 488), which impacts hatchling sex ratios. Roots, live trees or plants, or deadfall of nonnative vegetation can also create impediments to adult and hatchling turtles, as well as interfere with nest digging (Wheeler et al. 2011, p. 488). Examples of special management considerations or protection that could reduce the threat of nonnative vegetation may include (but not be limited to): conducting habitat restoration or management and enforcing rules to prevent invasive plants from being transported into the unit.
                    </P>
                    <P>
                        (4) 
                        <E T="03">Terrestrial source debris on beaches and marine debris that washes ashore (e.g., recreational beach equipment, plastics, and recreational or industrial fishing gear).</E>
                         Terrestrial debris from beaches and marine debris that washes ashore (
                        <E T="03">e.g.,</E>
                         recreational beach equipment, plastics, derelict fishing gear) can deter green turtles from coming shore and also cause entanglement and entrapment of both adults and hatchlings. Examples of special management considerations or protection that could reduce the threat of terrestrial debris may include (but not be limited to): installing and maintaining fishing line recycling containers at fishing piers and beach entrances and conducting beach cleanups that remove potentially entangling debris.
                    </P>
                    <P>
                        (5) 
                        <E T="03">Beach sand placement activities, including beach nourishment with associated beach, dune, or berm restoration, inlet sand bypassing, dredge material disposal, dune or berm construction, or emergency sand placement after natural disasters.</E>
                         Beach sand placement activities can include beach nourishment, beach restoration, inlet sand bypassing, dredge material disposal, dune construction, emergency sand placement after natural disaster, berm construction, and dune and berm planting. These types of activities can result in less suitable or unsuitable habitat for nesting turtles, such as sand compaction, and result in abandoned nesting attempts on nourished beaches (Trindell et al. 1998, p. 82; Ernest and Martin 1999, pp. 47-49; Herren 1999, p. 44). Examples of special management considerations or protection that could reduce the threat of beach sand placement activities may include (but not be limited to): restricting sand placement activities to occur outside of the nesting season and using beach quality sand suitable for sea turtle 
                        <PRTPAGE P="46385"/>
                        nesting, successful incubation, and hatchling emergence.
                    </P>
                    <P>While threats to the terrestrial PBFs are similar in the Atlantic and the Pacific, some differences exist. For example, in the North Atlantic DPS, large-scale beach renourishment projects occur frequently on most beaches along the Florida coast, although they are conducted infrequently in Puerto Rico (with no activities occurring in Puerto Rico's proposed green turtle critical habitat segments). However, beach renourishment projects occur infrequently in the South Atlantic DPS and the three Pacific DPSs.</P>
                    <P>
                        (6) 
                        <E T="03">Shoreline alterations and stabilization measures (e.g., erosion control structures, such as groins, breakwaters, or jetties; inlet relocation; inlet dredging; nearshore dredging; dredging and deepening channels; and sand mining).</E>
                         These in-water structures have profound effects on adjacent beaches (Kaufman and Pilkey 1979, p. 194). For example, following construction, the presence of jetties and groins may interfere with nesting turtle access to the beach, result in a change in beach profile and width (downdrift erosion, loss of sandy berms, and escarpment formation), trap hatchlings, and concentrate predatory fishes (Wilson et al. 2019, p. 577), resulting in higher probabilities of hatchling predation (although jetties and groins are known also to provide some benefits to beach habitat in some instances). Examples of special management considerations or protection that could reduce the threat of shoreline alterations and stabilization measures may include (but not be limited to): conducting dune restoration/enhancement and conducting beach renourishment.
                    </P>
                    <P>
                        (7) 
                        <E T="03">Coastal development, including residential development, commercial development, and associated activities such as coastal armoring (e.g., seawalls, geotextile tubes, rock revetments, sandbags, emergency temporary armoring); and activities associated with construction, repair, and maintenance of upland structures, stormwater outfalls, and piers.</E>
                         Coastal development not only causes loss and degradation of suitable green turtle nesting habitat, but it also disrupts powerful coastal processes by accelerating erosion and interrupting the natural shoreline migration. This may in turn cause the need to protect upland structures and infrastructure by armoring (
                        <E T="03">i.e.,</E>
                         any rigid structure placed parallel to the shoreline on the upper beach to prevent both landward retreat of the shoreline and inundation or loss of upland property by flooding and wave action (Kraus and McDougal 1996, p. 692)). Armoring is known to cause changes in, additional loss of, or adverse impacts to the remaining sea turtle habitat (National Research Council 1990, p. 77; USFWS 2015, p. 51). Examples of special management considerations or protection that could reduce the threat of coastal development may include (but not be limited to): considering alternatives to coastal armoring, such as living shorelines, dune restoration/enhancement, or beach renourishment; and encouraging State and local governments to adopt policies that support less coastal development and to employ full-time enforcement officers that can educate the public about coastal regulations and have the power to prosecute violations of local codes and laws.
                    </P>
                    <P>
                        (8) 
                        <E T="03">Artificial lighting, including direct and indirect lighting, skyglow, and bonfires.</E>
                         Both nesting and hatchling sea turtles are adversely affected by the presence of artificial lighting on or near the beach (Windle et al. 2018, entire; Salmon 2003, entire; Witherington and Martin 2000, pp. 2-5). Because adult females rely on visual brightness cues to find their way back to the ocean after nesting, those turtles that nest on lighted beaches may become disoriented by artificial lighting and have difficulty finding their way back to the ocean (Brei et al. 2020, p. 302; Silva et al. 2017, entire). Although sea turtles prefer dark beaches for nesting, many do nest in lighted areas (Colman et al. 2020, pp. 1,146-1,147). In doing so, they place the lives of their offspring at risk as artificial lighting can impair the ability of hatchlings to properly orient to the ocean once they leave their nests (Witherington and Martin 2000, pp. 7-13). Examples of special management considerations or protection that could reduce the threat of artificial lighting may include (but not be limited to): conducting work (construction or associated staging area for coastal or in-water work) during daylight hours to reduce turtle disturbance and prevent turtle attraction to artificial lights, and encouraging use of wildlife-friendly lighting in coastal areas for new construction or replacing existing lighting to reduce the direct and ambient lighting on the beach and reduce disorientation to nesting females and hatchlings.
                    </P>
                    <P>
                        (9) 
                        <E T="03">Beach erosion, including erosion due to aperiodic, short-term weather-related erosion events, such as atmospheric fronts, northeasters, tropical storms, and hurricanes.</E>
                         Storm events and tsunamis can result in the direct loss of sea turtle nests, either by erosion or washing away of the nests by wave action and inundation or “drowning” of the eggs or preemergent hatchlings within the nest, or indirectly affect sea turtles by causing the loss of nesting habitat. Depending on their frequency, storms can affect sea turtles on either a short-term basis (nests lost for one season and temporary loss of nesting habitat) or a long-term basis (habitat unable to recover due to frequent storm events). Examples of special management considerations or protection that could reduce the threat of beach erosion may include (but not be limited to): implementing dune restoration projects to help contain sediment during storms and planting native vegetation to stabilize beach habitat.
                    </P>
                    <P>
                        (10) 
                        <E T="03">Natural disasters such as cyclones, hurricanes, typhoons, and tsunamis and responses to disasters, such as debris removal and berm construction.</E>
                         These natural events have also been shown to cause severe beach erosion and likely have negatively affected hatching success at many green turtle nesting beaches, especially in areas already prone to erosion (Van Houtan and Bass 2007, entire). Any significant storm event that may develop could disrupt green turtle nesting activity and hatchling production (Van Houtan and Bass 2007, entire), but would be unlikely to result in whole-scale losses over multiple nesting seasons. However, when combined with the effects of sea level rise, there may be increased cumulative impacts from future storms (Baker et al. 2006, pp. 7-9). Examples of special management considerations or protection that could reduce the threat of naturally caused disasters may include (but not be limited to): conducting beach and dune restoration, conducting emergency berm construction and repair actions, including using beach quality sand suitable for nesting sea turtles during berm construction, and ensuring placement and design of berms that mimic the natural dune system.
                    </P>
                    <P>
                        (11) 
                        <E T="03">Human-caused disasters and response to disasters, such as oil spills and oil cleanup activities.</E>
                         Oil spills in the vicinity of nesting beaches just prior to or during the nesting season place nesting females, incubating egg clutches, and hatchlings at significant risk of direct exposure to contaminants (Fritts and McGehee 1982, p. 38; Lutcavage et al. 1997, p. 395; Witherington 1999, p. 183) and result in negative effects to nesting habitat. Oil cleanup activities can also be harmful. For example, earth-moving equipment can dissuade females from nesting and destroy nests, containment booms can 
                        <PRTPAGE P="46386"/>
                        entrap hatchlings, and lighting from nighttime activities can misdirect turtles (Witherington 1999, p. 183). Examples of special management considerations or protection that could reduce the threat of human-caused disasters and response to disasters may include (but not be limited to): prohibiting placement of oil or fuel transfer stations near green turtle nesting beaches and ensuring communication with external partners on preferred response methodologies in areas where there are risks of oil spills in green turtle habitat.
                    </P>
                    <P>
                        (12) 
                        <E T="03">Military testing and training activities, including troop presence, pyrotechnics and nighttime lighting, vehicles and amphibious watercraft usage on the beach, helicopter drops and extractions, live-fire exercises, placement and removal of objects on the beach, unexploded ordnance management, and space launch activities with associated artificial lighting infrastructure.</E>
                         The presence of soldiers and other personnel on the beach, particularly at night during nesting and hatching season, could result in harm or death to individual nesting turtles or hatchlings, as well as deter females from nesting. Basking green turtles could also be deterred from basking. Additionally, unexploded ordnances are still present from the military using these areas for bombing training in the past, and search and removal efforts in green turtle nesting and basking habitat can have impacts to the habitat through the removal of vegetation and creation of holes. Examples of special management considerations or protection that could reduce the threat of military testing and training activities and unexploded ordnance management may include (but not be limited to):
                        <E T="03"/>
                         timing training and missions outside nesting season or shifting the physical extent of activities to resolve location conflicts and filling in holes and restoring beach profiles to suitable conditions after ordnance removal or mission completion.
                    </P>
                    <HD SOURCE="HD1">Criteria Used To Identify Critical Habitat</HD>
                    <P>As required by section 4(b)(2) of the Act, we use the best scientific data available to designate critical habitat. In accordance with the Act and our implementing regulations at 50 CFR 424.12(b), we review available information pertaining to the habitat requirements of the species and identify specific areas within the geographical area occupied by the species at the time of listing and any specific areas outside the geographical area occupied by the species to be considered for designation as critical habitat. Within areas of the species' range under U.S. jurisdiction, and following our evaluation of all suitable green turtle habitat within each of the five DPSs, we are not currently proposing to designate any areas outside the geographical area occupied by the species. We have not identified any unoccupied areas that meet the definition of critical habitat, and we have determined that the occupied areas are sufficient to promote the conservation of the species.</P>
                    <P>
                        A detailed step-down methodology was developed for identifying proposed critical habitat areas (see the supplemental “Methodology” document (USFWS 2023, entire) available on the internet at 
                        <E T="03">https://www.regulations.gov</E>
                         under Docket No. FWS-R4-ES-2022-0164). In summary, for areas within the geographical area occupied by the species at the time of listing, specifically referring to May 6, 2016, which is the effective date for the April 6, 2016, final listing rule (81 FR 20058), we delineated critical habitat unit boundaries within the terrestrial environment and under U.S. jurisdiction where nesting has been documented annually (or documented regularly but not necessarily annually due to some outlying islands that are difficult to access), since the time the DPSs were listed in 2016 (81 FR 20058, April 6, 2016). This time-period represents the most recent and consistent data sets of nest or track (crawl) count surveys available from within the ranges of each DPS. Green turtles are a circumglobal species (NMFS and USFWS 1998, p. 1) that nest on sandy beaches, and in the Central North Pacific DPS also bask on sandy beaches and low-lying reef and rocks. Thus, sandy beaches and low-lying reef and rocks (the latter specifically in the Central North Pacific DPS) within the latitudinal range of the species, particularly in tropical or subtropical regions, could potentially host green turtles. Some of these areas are logistically remote and have never or rarely been surveyed; however, they were assumed to host green turtles at the time of listing because islands with similar geomorphology at similar latitudes have documented green turtle nesting and basking activity.
                    </P>
                    <P>
                        For the three Pacific DPSs, we also relied on additional information to determine occupancy at the time of listing in remote areas and islands where surveys have not regularly occurred, both prior to and after the time of listing in 2016. Essentially, the strategy to designate critical habitat for the three Pacific DPSs differs from the two Atlantic DPSs due to: (1) limited data availability and quality; (2) the population size, site distribution, and potential effects of lost habitat; and (3) the potential for habitat destruction or modification (
                        <E T="03">e.g.,</E>
                         development pressures, climate change, limited local support for green turtle conservation practices) (USFWS 2023, pp. 14-18). Overall, we used the following summarized criteria for determining proposed critical habitat for green turtle within the terrestrial environment:
                    </P>
                    <P>(1) We evaluated the two green turtle recovery plans that address the Central North Pacific, Central South Pacific, Central West Pacific, North Atlantic, and South Atlantic DPSs and considered those areas described in the plans as source beaches, primary nesting areas, important nesting beaches, and key nesting beaches (hereafter referred to as “important nesting beaches” (NMFS and USFWS 1998, entire; NMFS and USFWS 1991, entire)). Given these recovery plans are 25 and 32 years old, respectively, we also considered available new information and expert knowledge regarding these or other important areas within each of the DPSs. Designating these important nesting beaches supports the overarching conservation strategies described in the recovery plans for each of the DPSs.</P>
                    <P>
                        (2) We evaluated the best available information (
                        <E T="03">e.g.,</E>
                         literature, survey reports, information from partners and experts) to identify the extent of nesting beaches as the area from the mean high-water line (MHWL) to its deepest extent inland, including all beach crest vegetation and area behind the primary dune (if present) for features that provide for nesting, incubation, hatching, hatchling emergence from eggshells and through the sand substrate, and traversal across beaches. We also considered dry and wet sands leading back to the ocean to support hatchling transit to the sea in addition to allowing for post-nesting and basking turtles to return to the ocean.
                    </P>
                    <P>
                        (3) Using Geographic Information Systems (GIS) software, satellite imagery, and existing land cover and shoreline products, we identified nesting habitat in the Atlantic from the MHWL to the toe of the secondary dune, any human-made structure, natural obstructions (
                        <E T="03">e.g.,</E>
                         cliffs, rock outcrops) or to 33 ft (10 m) inland of vegetation. We identified nesting habitat in the Pacific from the MHWL to any human-made structure or 50 ft (15 m) inland of the MHWL (a larger distance than the Atlantic to account for beaches that stretch inland on remote islands with little to no vegetation). Additionally, within the Pacific DPSs on small, predominantly sand islands, whole islands may have been designated in 
                        <PRTPAGE P="46387"/>
                        instances where no physical obstructions were present. If applicable, we also examined aerial imagery to ensure that areas included as proposed critical habitat are not currently inundated, as compared to areas that may be underwater decades from now.
                    </P>
                    <P>
                        (4) Where physical features to be used as critical habitat unit boundaries were highly dynamic (
                        <E T="03">i.e.,</E>
                         inlets, sandy shoals, barrier islands, and oceanfront beaches that are controlled by natural coastal processes and may shift over time), unit boundaries were distinguished using records of green turtles nesting in that specific area.
                    </P>
                    <P>(5) Where natural, artificial, or geopolitical features or land ownership could not be used for unit boundaries, boundaries were delineated by geographic means (latitude and longitude, decimal degree points).</P>
                    <P>
                        (6) We evaluated and included as proposed critical habitat beaches located adjacent to important or high-density beaches (containing PBFs essential to the conservation of green turtles); these adjacent areas are occupied by the species and also currently support green turtle nesting. This adjacent beach habitat serves as expansion area should the current important nesting beach area become significantly degraded, or temporarily or permanently lost, through natural processes or upland development, as well as supports the green turtle's internesting behavior (
                        <E T="03">i.e.,</E>
                         turtles nesting multiple times in a season and across different select areas of the beach landscape).
                    </P>
                    <P>
                        (7) We applied other DPS-specific methodology (as described in our supplemental “Methodology” document (USFWS 2023, entire) available on the internet at 
                        <E T="03">https://www.regulations.gov</E>
                         under Docket No. FWS-R4-ES-2022-0164) based on specific factors within each DPS, such as (but not limited to):
                    </P>
                    <P>
                        (a) For the three Pacific DPSs, and in the absence of available nesting surveys, beaches were selected using the best available nesting records over a 15-year period between 2005 to 2020. Given the lifespan of the green turtle, we found it reasonable to assume the areas were occupied at the time of listing based on these data. We identified beaches throughout each island, islet, and oceanic atoll with relatively high nesting activity. In some cases, additional nesting beaches with lower nesting activity or beaches with historical reports of green turtle nesting were selected (
                        <E T="03">i.e.,</E>
                         expansion areas) to support resiliency, representation, and redundancy within a DPS. Additionally, for undeveloped or uninhabited islands or areas, the amount of land inward of the MHWL increased from 50 ft (15 m; as noted in criteria (3), above) to include the entire island if the PBFs were present or natural or human-made structures obstructed inward progress (noting there are some areas that are currently uninhabited by humans but were previously occupied by Department of Defense (DoD) personnel who had constructed manmade structures, some of which remain today and may obstruct inward progress by turtles).
                    </P>
                    <P>
                        (b) For the Central North Pacific DPS, we identified basking habitat information independent from nesting area information, including information provided by local technical experts and records from 2005 to 2021. Given the lifespan of the green turtle, we found it reasonable to assume the areas were occupied at the time of listing based on these data. Our strategy for selecting shoreline areas for basking also considered shoreline areas throughout each island with relatively high basking activity, and some beaches that can serve as both expansion areas while also providing sufficient habitat to accommodate basking green turtles as the populations recover. Where physical features to be used as critical habitat unit boundaries were highly dynamic (
                        <E T="03">i.e.,</E>
                         sandy shoals, emergent sandy lands, oceanfront beaches, and low shelving reef or rock that are controlled by natural coastal processes and may shift over time), unit boundaries were distinguished using records of green turtles basking in that specific area.
                    </P>
                    <P>(c) For the Central South Pacific DPS, we took into account that the green turtle population in this portion of its range is characterized by geographically widespread nesting at low levels of abundance, mostly in remote low-lying oceanic atolls. We examined the best available information within this DPS to ensure spatial distribution of important nesting beaches within the DPS. Although some of these areas do not include regular or extensive green turtle survey information, the best available information indicates these areas were occupied at the time of listing (and are still occupied) by green turtles based on documented nesting activity at adjacent or nearby beaches, islands, or atolls.</P>
                    <P>
                        (d) For the Central West Pacific DPS, we took into account that the green turtle population in this DPS is dominated by insular nesting (
                        <E T="03">i.e.,</E>
                         nesting on a long chain of islands), resulting in a relatively small nesting population spread across an expansive area that is roughly 2,500 mile (mi) (4,023 kilometer (km)) wide (Palau to the Marshall Islands) and 2,500 mi (4,023 km) long (Ogasawara, Japan to the Solomon Islands) (Seminoff et al. 2015, p. 259). We examined the best available information within this DPS to ensure spatial distribution of important nesting beaches within the DPS. Similar to the Central South Pacific DPS, although some of these areas do not include regular or extensive green turtle survey information, the best available information indicates these areas were occupied at the time of listing (and are still occupied) by green turtles based on documented nesting activity at adjacent or nearby beaches, islands, or atolls.
                    </P>
                    <P>(e) For the North Atlantic DPS, we used available nest count abundance/density data (including information associated with the Florida Fish and Wildlife Research Institute's recognized green turtle management units and preliminary unpublished analysis of genetics information (Shamblin et al. 2022, entire)) to determine adequate geographic spatial distribution of high-density nesting areas, including genetics and geographical features that can influence turtle behavior.</P>
                    <P>
                        (f) For the South Atlantic DPS, nest crawl counts were used depending on regionally available data and applied to the main geographic nesting distribution within the DPS (
                        <E T="03">i.e.,</E>
                         the U.S. Virgin Islands). Nesting beaches were identified based on 25-100 nesting crawls per year category or larger (Dow et al. 2007, p. 13; Eckert and Eckert 2019, p. 13).
                    </P>
                    <P>Once this methodology was applied and evaluated across the ranges of each DPS where green turtles nest, or where they bask in the Central North Pacific DPS, units were drawn based on the most recent available aerial or satellite imagery. We propose to designate as critical habitat lands that we have determined were occupied at the time of listing that contain one or more of the PBFs that are essential to support life-history processes of the species, and that may require special management considerations or protection.</P>
                    <P>We propose to designate as critical habitat 101 units (31 in the Central North Pacific DPS, 6 in the Central South Pacific DPS, 23 in the Central West Pacific DPS, 33 in the North Atlantic DPS, and 8 in the South Atlantic DPS) based on one or more of the PBFs within the terrestrial environment being present to support the green turtle's life-history processes. Some units contain all of the identified PBFs and support multiple life-history processes, while other units contain only some of the PBFs necessary to support the green turtle's particular use of that habitat.</P>
                    <P>
                        For green turtles, most of the units contain highly dynamic barrier beaches 
                        <PRTPAGE P="46388"/>
                        and extratidal seashore areas that have the potential to vary over time. In other words, the precise location of the PBFs may shift because of the intrinsically dynamic nature of shorelines and due to sea level rise. In general, the PBFs we describe are the extratidal areas and sandy beaches from the MHWL to inland areas of beach that do not contain the PBFs.
                    </P>
                    <P>
                        The proposed critical habitat designation is defined by the map or maps, as modified by any accompanying regulatory text, presented at the end of this document under Proposed Regulation Promulgation. We include more detailed information on the boundaries of the terrestrial proposed critical habitat designation in the discussion of individual units, below. We will make the coordinates or plot points or both on which each map is based available to the public at 
                        <E T="03">https://www.regulations.gov</E>
                         at Docket No. FWS-R4-ES-2022-0164, and on the USFWS's website at 
                        <E T="03">https://www.fws.gov/office/florida-ecological-services/library/green-sea-turtle</E>
                        .
                    </P>
                    <P>
                        When determining proposed critical habitat boundaries, we made every effort to avoid including developed areas such as lands covered by buildings, pavement, and other structures (
                        <E T="03">e.g.,</E>
                         docks, maintained rights-of-way, work yards, stormwater facilities, and hardened shorelines) because such lands lack PBFs necessary for the green turtle. The scale of the maps we prepared under the parameters for publication within the Code of Federal Regulations may not reflect the exclusion of such developed lands. Any such lands inadvertently left inside critical habitat boundaries shown on the maps of this proposed rule have been excluded by text in the proposed rule and are not proposed for designation as critical habitat. Therefore, if the critical habitat is finalized as proposed, a Federal action involving these lands would not trigger section 7 consultation under the Act with respect to critical habitat and the requirement of no adverse modification unless the specific action would affect the PBFs in the adjacent critical habitat. Additionally, it is important to note that the best available GIS base layers used for the proposed designation do not perfectly match the actual coastlines of the islands. For consistency, accountability, and transparency reasons, we did not alter the layers. We have attempted to vary the scale in our maps to minimize discrepancies, although there remain some instances where a polygon boundary does not perfectly align with an island/atoll coastline (
                        <E T="03">e.g.,</E>
                         the MHWL edge of a proposed critical habitat polygon appears inland or within the water, to a small extent, from the island border). In these instances, it is important to evaluate and use the maps in conjunction with the textual descriptions to best understand the unit placement on the coastline.
                    </P>
                    <HD SOURCE="HD1">Proposed Critical Habitat Designation</HD>
                    <P>We are proposing 101 units as critical habitat for the green turtle's terrestrial (nesting and basking) areas, all of which were occupied at the time of listing and totaling approximately 8,870 ac (3,590 ha). All of these areas are occupied by the species, and we are not proposing any unoccupied areas. Table 1, below, shows the proposed units separated by DPS, including unit names, land ownership, and approximate acreage. The land ownership values in many (but not all) of the proposed critical habitat units within the three Pacific DPSs also include a category called “uncategorized lands.” For the purposes of this analysis and proposed critical habitat designation, this category refers to lands where we were unable to determine local government or private ownership.</P>
                    <P>The specific terrestrial areas we propose as critical habitat for the green turtle are presented below, totaling 31 units and 2,233 ac (904 ha) in the Central North Pacific DPS, 6 units and 242 ac (98 ha) in the Central South Pacific DPS, 23 units and 304 ac (123 ha) in the Central West Pacific DPS, 33 units and 5,974 ac (2,418 ha) in the North Atlantic DPS, and 8 units and 117 ac (47 ha) in the South Atlantic DPS. Brief descriptions of all units are presented, including the reasons why they meet the definition of critical habitat for the green turtle. All units are occupied by the species and contain one or more of the physical and biological features essential to the conservation of the species and that may require special management considerations or protection. Also, many of the proposed units overlap in part or whole with existing critical habitat designated for other federally listed species, as specified below (table 2).</P>
                    <P>Most of the units contain highly dynamic barrier beaches and intertidal seashore. This area has the potential to vary year-to-year. In other words, the precise location of the PBFs in some locations may shift over time somewhat because of the intrinsically dynamic nature of shorelines and due to sea level rise.</P>
                    <P>
                        <E T="03">Of note:</E>
                         we include diacritical marks to many location names, particularly in the Pacific DPSs, although these marks only appear within the preamble of this proposed rule due to 
                        <E T="04">Federal Register</E>
                         printing format constraints. Therefore, diacritical marks are removed from location names within the text and maps that appear in Proposed Regulation Promulgation, below.
                    </P>
                    <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="s100,r50,12,12">
                        <TTITLE>Table 1—Proposed Critical Habitat Land Ownership and Unit Size (Values Rounded to the Nearest Whole Number) for the Green Turtle</TTITLE>
                        <TDESC>[All units are occupied by the species.]</TDESC>
                        <BOXHD>
                            <CHED H="1">Critical habitat unit no. and name</CHED>
                            <CHED H="1">
                                Land Ownership by type 
                                <SU>1</SU>
                            </CHED>
                            <CHED H="1">Approximate, acres</CHED>
                            <CHED H="1">Approximate, hectares</CHED>
                        </BOXHD>
                        <ROW EXPSTB="03" RUL="s">
                            <ENT I="21">
                                <E T="02">Central North Pacific DPS—Northwestern Hawaiian Islands</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00">
                            <ENT I="01">HI-01, Kure Atoll</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>106</ENT>
                            <ENT>43</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>106</ENT>
                            <ENT>43</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-02, Midway Islands</ENT>
                            <ENT>Federal</ENT>
                            <ENT>88</ENT>
                            <ENT>35</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <PRTPAGE P="46389"/>
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>88</ENT>
                            <ENT>35</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-03, Pearl and Hermes Atoll</ENT>
                            <ENT>Federal</ENT>
                            <ENT>207</ENT>
                            <ENT>84</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>207</ENT>
                            <ENT>84</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-04, Lisianski Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>295</ENT>
                            <ENT>119</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>295</ENT>
                            <ENT>119</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-05, Laysan Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>171</ENT>
                            <ENT>69</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>171</ENT>
                            <ENT>69</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-06, French Frigate Shoals</ENT>
                            <ENT>Federal</ENT>
                            <ENT>95</ENT>
                            <ENT>38</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>95</ENT>
                            <ENT>38</ENT>
                        </ROW>
                        <ROW EXPSTB="03" RUL="s">
                            <ENT I="21">
                                <E T="02">Central North Pacific DPS—Main Hawaiian Islands</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00">
                            <ENT I="01">HI-07, Halelea and Ko'olau Moku</ENT>
                            <ENT>Federal</ENT>
                            <ENT>2</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>9</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>59</ENT>
                            <ENT>24</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>69</ENT>
                            <ENT>28</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                HI-08, Nā Pali Coast and Mā
                                <E T="03">n</E>
                                ā Plains
                            </ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>228</ENT>
                            <ENT>92</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>26</ENT>
                            <ENT>11</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>254</ENT>
                            <ENT>103</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-09, Puna Moku on Kaua'i</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>3</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>2</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>13</ENT>
                            <ENT>5</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>14</ENT>
                            <ENT>6</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>33</ENT>
                            <ENT>13</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-10, Kona Moku on Kaua'i</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>4</ENT>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>3</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>6</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>14</ENT>
                            <ENT>6</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="46390"/>
                            <ENT I="01">HI-11, Northern Ko'olauloa Moku</ENT>
                            <ENT>Federal</ENT>
                            <ENT>24</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>26</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>30</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>53</ENT>
                            <ENT>21</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>132</ENT>
                            <ENT>54</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-12, Waialua Moku</ENT>
                            <ENT>Federal</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>7</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>5</ENT>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>29</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>41</ENT>
                            <ENT>17</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>82</ENT>
                            <ENT>33</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-13, Wai'anae Moku</ENT>
                            <ENT>Federal</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>13</ENT>
                            <ENT>5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>13</ENT>
                            <ENT>5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-14, Ko'olaupoko Moku</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>7</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>3</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>42</ENT>
                            <ENT>17</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>53</ENT>
                            <ENT>22</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-15, 'Ewa Moku</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>2</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>7</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>9</ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-16, Moloka'i Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>15</ENT>
                            <ENT>6</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>104</ENT>
                            <ENT>42</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>40</ENT>
                            <ENT>16</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>160</ENT>
                            <ENT>65</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-17, Kā'anapali Moku</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>10</ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>23</ENT>
                            <ENT>9</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>34</ENT>
                            <ENT>14</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-18, Pū'ali Komohana and Hāmākuapoko Moku</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>17</ENT>
                            <ENT>7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>6</ENT>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>30</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>19</ENT>
                            <ENT>8</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>73</ENT>
                            <ENT>29</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-19, Lāhainā Moku</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>3</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>7</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>23</ENT>
                            <ENT>9</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <PRTPAGE P="46391"/>
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>32</ENT>
                            <ENT>13</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-20, South Pū'ali Komohana and Kula Moku</ENT>
                            <ENT>Federal</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>4</ENT>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>12</ENT>
                            <ENT>5</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>17</ENT>
                            <ENT>7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-21, Hāna Moku</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>2</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>3</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-22, Honua'ula Moku</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-23, Lāna'i Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>145</ENT>
                            <ENT>59</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>17</ENT>
                            <ENT>7</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>161</ENT>
                            <ENT>65</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-24, Kaho'olawe Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>3</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>3</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-25, South Kohala</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>18</ENT>
                            <ENT>7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>9</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>7</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>33</ENT>
                            <ENT>13</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-26, Kona Moku on Hawai'i Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>12</ENT>
                            <ENT>5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>15</ENT>
                            <ENT>6</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>10</ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>13</ENT>
                            <ENT>5</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>50</ENT>
                            <ENT>20</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-27, Hilo Moku</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>2</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-28, Kea'au</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <PRTPAGE P="46392"/>
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-29, Pohoiki Beach</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>4</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>6</ENT>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>9</ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-30, Keauhou</ENT>
                            <ENT>Federal</ENT>
                            <ENT>9</ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>7</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>16</ENT>
                            <ENT>7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">HI-31, Ka'ū Moku</ENT>
                            <ENT>Federal</ENT>
                            <ENT>5</ENT>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>3</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>4</ENT>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>4</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>2</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>17</ENT>
                            <ENT>7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">** Central North Pacific DPS Totals</ENT>
                            <ENT>Federal</ENT>
                            <ENT>907</ENT>
                            <ENT>367</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>466</ENT>
                            <ENT>189</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>35</ENT>
                            <ENT>14</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>411</ENT>
                            <ENT>166</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>415</ENT>
                            <ENT>168</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>2,233</ENT>
                            <ENT>904</ENT>
                        </ROW>
                        <ROW EXPSTB="03" RUL="s">
                            <ENT I="21">
                                <E T="02">Central South Pacific DPS—American Samoa</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00">
                            <ENT I="01">AS-01, Palmyra Atoll</ENT>
                            <ENT>Federal</ENT>
                            <ENT>7</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>15</ENT>
                            <ENT>6</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>22</ENT>
                            <ENT>9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">AS-02, Swains Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>125</ENT>
                            <ENT>50</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>125</ENT>
                            <ENT>50</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">AS-03, Ofu and Olosega Islands</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>49</ENT>
                            <ENT>20</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>49</ENT>
                            <ENT>20</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">AS-04, Ta'u Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>34</ENT>
                            <ENT>14</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>34</ENT>
                            <ENT>14</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">AS-05,Aunu'u Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="46393"/>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>4</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>4</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">AS-06, Rose Atoll</ENT>
                            <ENT>Federal</ENT>
                            <ENT>10</ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>10</ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">** Central South Pacific DPS Totals</ENT>
                            <ENT>Federal</ENT>
                            <ENT>17</ENT>
                            <ENT>7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>15</ENT>
                            <ENT>6</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>211</ENT>
                            <ENT>85</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>242</ENT>
                            <ENT>98</ENT>
                        </ROW>
                        <ROW EXPSTB="03" RUL="s">
                            <ENT I="21">
                                <E T="02">Central West Uacific DPS—Guam</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00">
                            <ENT I="01">GU-01, Ritidian Point and Uruno Beach</ENT>
                            <ENT>Federal</ENT>
                            <ENT>18</ENT>
                            <ENT>7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>13</ENT>
                            <ENT>5</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>6</ENT>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>37</ENT>
                            <ENT>15</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">GU-02, Jinapsan Beach</ENT>
                            <ENT>Federal</ENT>
                            <ENT>4</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>3</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>8</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>14</ENT>
                            <ENT>6</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">GU-03, Tanguisson</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>6</ENT>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>6</ENT>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>12</ENT>
                            <ENT>5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">GU-04, Tumon Bay</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>10</ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>4</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>14</ENT>
                            <ENT>6</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">GU-05, Hagåtña Bay</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>6</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>7</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">GU-06, Cabras Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <PRTPAGE P="46394"/>
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>8</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>8</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">GU-07, Agat Bay</ENT>
                            <ENT>Federal</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">GU-08, Pago (a.k.a. Pågu) Point to Ylig Bay</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>2</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>2</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">GU-09, Talo'fo'fo Village</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>2</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>3</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>4</ENT>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">GU-10, Humåtak Village</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>6</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>7</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">GU-11, Nomna Bay</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>2</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>2</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">GU-12, Inarajan Bay</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>3</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>4</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">GU-13, Agfayan Point to Aga Point</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>2</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>4</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>5</ENT>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">GU-14, Cocos Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>7</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>8</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW EXPSTB="03" RUL="s">
                            <PRTPAGE P="46395"/>
                            <ENT I="21">
                                <E T="02">Central West Pacific DPS—Northern Mariana Islands</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00">
                            <ENT I="01">MP-01, Agrihan Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>44</ENT>
                            <ENT>18</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>44</ENT>
                            <ENT>18</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">MP-02, Pagan Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>12</ENT>
                            <ENT>5</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>12</ENT>
                            <ENT>5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">MP-03, Wing Beach and Bird Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>4</ENT>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>3</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>7</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">MP-04, Managaha Island and Unai Makaka</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>5</ENT>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>16</ENT>
                            <ENT>6</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>21</ENT>
                            <ENT>9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">MP-05, Eastern Saipan</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>9</ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>8</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>18</ENT>
                            <ENT>7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">MP-06, Southern Saipan</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>7</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>8</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">MP-07, Western Tinian</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>3</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>4</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>6</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">MP-08, Northern Rota</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>44</ENT>
                            <ENT>18</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>2</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>9</ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>54</ENT>
                            <ENT>22</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">MP-09, Southern Rota</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>8</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>&lt;1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <PRTPAGE P="46396"/>
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>9</ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">** Central West Pacific DPS, Totals</ENT>
                            <ENT>Federal</ENT>
                            <ENT>22</ENT>
                            <ENT>9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory/Commonwealth</ENT>
                            <ENT>79</ENT>
                            <ENT>32</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>37</ENT>
                            <ENT>15</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>166</ENT>
                            <ENT>67</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>304</ENT>
                            <ENT>123</ENT>
                        </ROW>
                        <ROW EXPSTB="03" RUL="s">
                            <ENT I="21">
                                <E T="02">North Atlantic DPS—Florida</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00">
                            <ENT I="01">FL-01, Guana Tolomato Matanzas National Estuarine Research Reserve—Guana River Site</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>112</ENT>
                            <ENT>45</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>112</ENT>
                            <ENT>45</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-02, Washington Oaks Gardens State Park to North Peninsula State Park</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>77</ENT>
                            <ENT>31</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>61</ENT>
                            <ENT>25</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>169</ENT>
                            <ENT>68</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>307</ENT>
                            <ENT>124</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-03, Canaveral National Seashore to Merritt Island National Wildlife Refuge</ENT>
                            <ENT>Federal</ENT>
                            <ENT>558</ENT>
                            <ENT>226</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>558</ENT>
                            <ENT>226</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-04, Satellite Beach to Indian River Shores</ENT>
                            <ENT>Federal</ENT>
                            <ENT>52</ENT>
                            <ENT>21</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>72</ENT>
                            <ENT>29</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>120</ENT>
                            <ENT>48</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>400</ENT>
                            <ENT>163</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>644</ENT>
                            <ENT>261</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-05, Hutchinson Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>119</ENT>
                            <ENT>48</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>217</ENT>
                            <ENT>88</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>336</ENT>
                            <ENT>136</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-06, St. Lucie Inlet to Jupiter Inlet</ENT>
                            <ENT>Federal</ENT>
                            <ENT>69</ENT>
                            <ENT>28</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>49</ENT>
                            <ENT>20</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>11</ENT>
                            <ENT>5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>195</ENT>
                            <ENT>78</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>324</ENT>
                            <ENT>131</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-07, Jupiter Inlet to Lake Worth Inlet</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>25</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>85</ENT>
                            <ENT>35</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>104</ENT>
                            <ENT>42</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <PRTPAGE P="46397"/>
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>214</ENT>
                            <ENT>87</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-08, Palm Beach to Boynton Inlet</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>41</ENT>
                            <ENT>17</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>42</ENT>
                            <ENT>17</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-09, Boynton Inlet to Boca Raton Inlet</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>66</ENT>
                            <ENT>27</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>148</ENT>
                            <ENT>60</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>214</ENT>
                            <ENT>87</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-10, Boca Raton Inlet to Hillsboro Inlet</ENT>
                            <ENT>Federal</ENT>
                            <ENT>1</ENT>
                            <ENT>&lt;1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>16</ENT>
                            <ENT>7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>65</ENT>
                            <ENT>26</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>82</ENT>
                            <ENT>34</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-11, Sawyer Key</ENT>
                            <ENT>Federal</ENT>
                            <ENT>6</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>6</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-12, Boca Grande and Marquesas Keys</ENT>
                            <ENT>Federal</ENT>
                            <ENT>28</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>28</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-13, Dry Tortugas</ENT>
                            <ENT>Federal</ENT>
                            <ENT>21</ENT>
                            <ENT>8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>21</ENT>
                            <ENT>8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-14, Sanibel Island West</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>76</ENT>
                            <ENT>31</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>113</ENT>
                            <ENT>45</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>189</ENT>
                            <ENT>76</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-15, Gasparilla Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>5</ENT>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>25</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>125</ENT>
                            <ENT>51</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>155</ENT>
                            <ENT>63</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-16, Don Pedro and Little Gasparilla Islands</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>20</ENT>
                            <ENT>8</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="46398"/>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>166</ENT>
                            <ENT>67</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>186</ENT>
                            <ENT>75</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-17, Manasota Key</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>25</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>46</ENT>
                            <ENT>19</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>93</ENT>
                            <ENT>37</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>164</ENT>
                            <ENT>66</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-18, Casey and Siesta Keys</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>30</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>84</ENT>
                            <ENT>34</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>114</ENT>
                            <ENT>46</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-19, Cape St. George and St. George Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>545</ENT>
                            <ENT>221</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>270</ENT>
                            <ENT>109</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>815</ENT>
                            <ENT>330</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-20, St. Joseph Peninsula</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>466</ENT>
                            <ENT>189</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>2</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>154</ENT>
                            <ENT>62</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>622</ENT>
                            <ENT>252</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-21, Inlet Beach</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>7</ENT>
                            <ENT>3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>86</ENT>
                            <ENT>34</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>93</ENT>
                            <ENT>37</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-22, Topsail Hill Preserve State Park</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>165</ENT>
                            <ENT>67</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>165</ENT>
                            <ENT>67</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">FL-23, Gulf Islands National Seashore</ENT>
                            <ENT>Federal</ENT>
                            <ENT>316</ENT>
                            <ENT>128</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State</ENT>
                            <ENT>17</ENT>
                            <ENT>7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>334</ENT>
                            <ENT>135</ENT>
                        </ROW>
                        <ROW EXPSTB="03" RUL="s">
                            <ENT I="21">
                                <E T="02">North Atlantic DPS—Puerto Rico</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00">
                            <ENT I="01">PR-01, Mona Island</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>66</ENT>
                            <ENT>27</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <PRTPAGE P="46399"/>
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>66</ENT>
                            <ENT>27</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">PR-02, Guayama</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>23</ENT>
                            <ENT>9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>23</ENT>
                            <ENT>9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">PR-03, Maunabo</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>24</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>24</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">VPR-01, Campaña</ENT>
                            <ENT>Federal</ENT>
                            <ENT>11</ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>11</ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">VPR-02, Puerto Diablo</ENT>
                            <ENT>Federal</ENT>
                            <ENT>15</ENT>
                            <ENT>6</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>15</ENT>
                            <ENT>6</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">VPR-03, Vieques East</ENT>
                            <ENT>Federal</ENT>
                            <ENT>17</ENT>
                            <ENT>7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>17</ENT>
                            <ENT>7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">VPR-04, Fanduca to Conejo</ENT>
                            <ENT>Federal</ENT>
                            <ENT>23</ENT>
                            <ENT>9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>23</ENT>
                            <ENT>9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">VPR-05, La Chiva</ENT>
                            <ENT>Federal</ENT>
                            <ENT>10</ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>10</ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">VPR-06, Sun Bay</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>13</ENT>
                            <ENT>5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>13</ENT>
                            <ENT>5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">VPR-07, Vieques Southwest</ENT>
                            <ENT>Federal</ENT>
                            <ENT>44</ENT>
                            <ENT>18</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Commonwealth</ENT>
                            <ENT>4</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <PRTPAGE P="46400"/>
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>48</ENT>
                            <ENT>19</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">** North Atlantic DPS Totals</ENT>
                            <ENT>Federal</ENT>
                            <ENT>1,177</ENT>
                            <ENT>475</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>State/Commonwealth</ENT>
                            <ENT>1,727</ENT>
                            <ENT>699</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>640</ENT>
                            <ENT>261</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>2,430</ENT>
                            <ENT>981</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>5,974</ENT>
                            <ENT>2,418</ENT>
                        </ROW>
                        <ROW EXPSTB="03" RUL="s">
                            <ENT I="21">
                                <E T="02">South Atlantic DPS—Vieques, U.S. Virgin Islands.</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00">
                            <ENT I="01">USVI-01, Sandy Point National Wildlife Refuge</ENT>
                            <ENT>Federal</ENT>
                            <ENT>35</ENT>
                            <ENT>14</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>2</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>37</ENT>
                            <ENT>15</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">USVI-02, Long Point Bay</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>9</ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>9</ENT>
                            <ENT>4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">USVI-03, St. Croix South</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>20</ENT>
                            <ENT>8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>20</ENT>
                            <ENT>8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">USVI-04, East End</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>16</ENT>
                            <ENT>6</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>16</ENT>
                            <ENT>6</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">USVI-05, Chenay to Coakley</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>15</ENT>
                            <ENT>6</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>15</ENT>
                            <ENT>6</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">USVI-06, Buccaneer</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>6</ENT>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>6</ENT>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">USVI-07, Judith's Fancy</ENT>
                            <ENT>Federal</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>3</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>3</ENT>
                            <ENT>1</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="46401"/>
                            <ENT I="01">USVI-08, Buck Island Reef National Monument</ENT>
                            <ENT>Federal</ENT>
                            <ENT>12</ENT>
                            <ENT>5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>12</ENT>
                            <ENT>5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">** South Atlantic DPS Totals</ENT>
                            <ENT>Federal</ENT>
                            <ENT>47</ENT>
                            <ENT>19</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Territory</ENT>
                            <ENT>71</ENT>
                            <ENT>28</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Local Gov't</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT>Private/Other</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="22"> </ENT>
                            <ENT>Uncategorized</ENT>
                            <ENT>0</ENT>
                            <ENT>0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22"> </ENT>
                            <ENT O="oi3">Total</ENT>
                            <ENT>117</ENT>
                            <ENT>47</ENT>
                        </ROW>
                        <TNOTE>
                            <E T="02">Note:</E>
                             Total numbers for individual units and totals for each DPS may not sum due to rounding (to the nearest whole number).
                        </TNOTE>
                        <TNOTE>
                            <SU>1</SU>
                             Local government ownership may include counties, cities, or municipalities. Private/Other ownership includes nonprofit preserve/reserve areas. Uncategorized ownership type occurs only within some units in the three Pacific DPSs.
                        </TNOTE>
                    </GPOTABLE>
                    <GPOTABLE COLS="6" OPTS="L2,nj,i1" CDEF="s75,12C,12C,12C,12C,12C">
                        <TTITLE>Table 2—Co-occurring Critical Habitat Designations That Overlap Proposed Critical Habitat for Green Turtles</TTITLE>
                        <BOXHD>
                            <CHED H="1">Species</CHED>
                            <CHED H="1">
                                Area of overlap with designated critical habitat 
                                <SU>1</SU>
                                 in acres (ac) (hectares (ha))
                                <LI>[# of proposed green turtle units overlapping]</LI>
                            </CHED>
                            <CHED H="2">
                                Central North 
                                <LI>Pacific DPS</LI>
                            </CHED>
                            <CHED H="2">Central South Pacific DPS</CHED>
                            <CHED H="2">
                                Central West 
                                <LI>Pacific DPS</LI>
                            </CHED>
                            <CHED H="2">North Atlantic DPS</CHED>
                            <CHED H="2">South Atlantic DPS</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">
                                loggerhead sea turtle (
                                <E T="03">Caretta caretta</E>
                                )
                            </ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>4,649 ac (1,881 ha) [18]</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                hawksbill sea turtle (
                                <E T="03">Eretmochelys imbricata</E>
                                )
                            </ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>66 ac (27 ha) [1]</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                leatherback sea turtle (
                                <E T="03">Dermochelys coriacea</E>
                                )
                            </ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>27 ac (11 ha) [1]</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                Mona boa (
                                <E T="03">Epicrates monensis</E>
                                )
                            </ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>66 ac (27 ha) [1]</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                Mona ground iguana (
                                <E T="03">Cyclura cornuta stejnegeri</E>
                                )
                            </ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>66 ac (27 ha) [1]</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                piping plover (
                                <E T="03">Charadrius melodus</E>
                                )
                            </ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>385 ac (155 ha) [4]</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                yellow-shouldered blackbird (
                                <E T="03">Agelaius xanthomus</E>
                                )
                            </ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>66 ac (27 ha) [1]</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                Guam Micronesian kingfisher (
                                <E T="03">Todiramphus cinnamominus cinnamominus</E>
                                )
                            </ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>21 ac (9 ha) [2]</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                Mariana crow (
                                <E T="03">Corvus kubaryi</E>
                                )
                            </ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>25 ac (10 ha) [4]</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                St. Andrew's beach mouse (
                                <E T="03">Peromyscus polionotus peninsularis</E>
                                )
                            </ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>426 ac (172 ha) [1]</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                Choctawhatchee beach mouse (
                                <E T="03">Peromyscus polionotus</E>
                                )
                            </ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>134 ac (54 ha) [2]</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                Mariana fruit bat (
                                <E T="03">Pteropus mariannus</E>
                                )
                            </ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>21 ac (9 ha) [2]</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                Blackburn's sphinx moth (
                                <E T="03">Manduca blackburni</E>
                                )
                            </ENT>
                            <ENT>7 ac (3 ha) [2]</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                Cape Sable thoroughwort (
                                <E T="03">Chromolaena frustrata</E>
                                )
                            </ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>4 ac (2 ha) [1]</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                Aboriginal prickly-apple (
                                <E T="03">Harrisia aboriginum</E>
                                )
                            </ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>114 ac (46 ha) [4]</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                no common name (
                                <E T="03">Agave eggersiana)</E>
                            </ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>4 ac (2 ha) [2]</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                coastal flatsedge (
                                <E T="03">Cyperus pennatiformis</E>
                                ) and Loulu (
                                <E T="03">Pritchardia remota</E>
                                )
                            </ENT>
                            <ENT>171 ac 69 ha)[1]</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                Hilo ischaemum (
                                <E T="03">Ischaemum byrone</E>
                                )
                            </ENT>
                            <ENT>4 ac (2 ha) [2]</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                'Ohai (
                                <E T="03">Sesbania tomentosa</E>
                                )
                            </ENT>
                            <ENT>197 ac (81 ha) [5]</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                no common name
                                <E T="03"> (Vigna o-wahuensis)</E>
                            </ENT>
                            <ENT>5 ac (2 ha) [3]</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                Kohe malama o kanaola (
                                <E T="03">Kanaloa kahoolawensis</E>
                                )
                            </ENT>
                            <ENT>3 ac (1 ha) [1]</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="46402"/>
                            <ENT I="01">
                                6 plant species of the Hawaiian Islands 
                                <SU>2</SU>
                            </ENT>
                            <ENT>
                                191 ac (77 ha) [1] 
                                <SU>3</SU>
                            </ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">
                                22 plant species of the Hawaiian Islands 
                                <SU>4</SU>
                            </ENT>
                            <ENT>
                                &lt;1 ac (&lt;1 ha) [1] 
                                <SU>2</SU>
                            </ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                            <ENT>N/A</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Total Overlap (Combined) for Each DPS</ENT>
                            <ENT>375 ac (152 ha) [17%]</ENT>
                            <ENT>N/A</ENT>
                            <ENT>25 ac (10 ha) [8%]</ENT>
                            <ENT>4,849 ac (1,962 ha) [81%]</ENT>
                            <ENT>31 ac (13 ha) [27%]</ENT>
                        </ROW>
                        <TNOTE>* Totals may not sum due to rounding.</TNOTE>
                        <TNOTE>
                            <SU>1</SU>
                             Values presented in this table are for federally threatened or endangered species for which critical habitat designations are in place. Additional species with proposed critical habitat may be added to this table if finalized prior to publication of the green turtle final critical habitat designation.
                        </TNOTE>
                        <TNOTE>
                            <SU>2</SU>
                             'Ōlulu (
                            <E T="03">Brighamia insignis</E>
                            ), 'Awiwi (
                            <E T="03">Schenkia sebaeoides</E>
                            ), Ka'a (
                            <E T="03">Cyperus trachysanthos</E>
                            ), no common name (
                            <E T="03">Kadua stjohnii</E>
                            ), Lau'ehu (
                            <E T="03">Panicum niihauense</E>
                            ), and Ma'oli'oli (
                            <E T="03">Schiedea apokremnos</E>
                            ).
                        </TNOTE>
                        <TNOTE>
                            <SU>3</SU>
                             Critical habitat for each of these species overlaps only one green turtle proposed critical habitat unit, where existing critical habitat for some of these plants overlap the same green turtle proposed unit and one or more of the other plants overlap other units. However, total overlap with green turtle proposed critical habitat does not exceed &lt;1 ac (&lt;1 ha) in all instances for each plant species.
                        </TNOTE>
                        <TNOTE>
                            <SU>4</SU>
                             Round-leaved chaff-flower (
                            <E T="03">Achyranthes splendens</E>
                             var. 
                            <E T="03">rotundata</E>
                            ), Ki'oko'olau (
                            <E T="03">Bidens amplectens</E>
                            ), no common name (
                            <E T="03">Bonamia menziesii</E>
                            ), Ko'oko'olau (
                            <E T="03">Bidens micrantha</E>
                             ssp. 
                            <E T="03">kalealaha</E>
                            ), Āwikiwiki (
                            <E T="03">Canavalia pubescens</E>
                            ), Kāmanomano (
                            <E T="03">Cenchrus agrimonioides</E>
                            ), Kokolameli (
                            <E T="03">Chamaesyce kuwaleana</E>
                            ), Kauila (
                            <E T="03">Colubrina oppositifolia</E>
                            ), Pauoa (
                            <E T="03">Ctenitis squamigera</E>
                            ), `Akoko (
                            <E T="03">Euphorbia celastroides</E>
                             var. 
                            <E T="03">kaenana</E>
                            ), Mēhamehame (
                            <E T="03">Flueggea neowawraea</E>
                            ), Ma'o hau hele (
                            <E T="03">Hibiscus brackenridgei</E>
                            ), Nehe (
                            <E T="03">Melanthera kamolensis</E>
                            ), Alani (
                            <E T="03">Melicope mucronulata</E>
                            ), no common name (
                            <E T="03">Neraudia sericea</E>
                            ), Kulu'i (
                            <E T="03">Nototrichium humile</E>
                            ), 'Iliahi (
                            <E T="03">Santalum haleakalae</E>
                             var. 
                            <E T="03">lanaiense</E>
                            ), 'Āwiwi (
                            <E T="03">Schenkia sebaeoides</E>
                            ), Pōpolo kū mai (
                            <E T="03">Solanum incompletum</E>
                            ), no common name (
                            <E T="03">Spermolepis hawaiiensis</E>
                            ), and A'e (
                            <E T="03">Zanthoxylum hawaiiensis</E>
                            ).
                        </TNOTE>
                    </GPOTABLE>
                    <P>We present brief descriptions of all proposed units within each DPS, and reasons why they meet the definition of critical habitat for the green turtle, below.</P>
                    <HD SOURCE="HD2">Central North Pacific DPS</HD>
                    <HD SOURCE="HD3">Unit HI-01: Kure Atoll</HD>
                    <P>Unit HI-01 consists of 106 ac (43 ha) on Kure Atoll (a.k.a. Hōlanikū or Mokupāpapa), Honolulu County, the northernmost island in the Hawaiian archipelago. This unit is located approximately 57 to 60 mi (92 to 96 km) northwest of Midway Islands (a.k.a. Kuaihelani or Pihemanu) and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation. This unit includes two segments: 55 ac (22 ha) on Kure Sand Island and 51 ac (21 ha) on Green Island. All lands within this unit are in State ownership. General land use within this unit is natural resource conservation. There are no permanent inhabitants on Kure Atoll.</P>
                    <P>Unit HI-01 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit contains green turtle nesting habitat at the northernmost part of the Central North Pacific DPS, serving as an important managed nesting area. This unit also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population of green turtles to expand and recover. Additionally, this unit contains basking male and female green turtles year-round, providing important basking habitat throughout the year. The remoteness of Kure Atoll provides overall limited disturbance to green turtle eggs, hatchlings, and adults compared to other areas within the DPS.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-01 include habitat loss, modification, and degradation of nesting and basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management and removing terrestrial debris from the beaches and marine debris that washes ashore. All lands within this unit are managed by the Hawai'i Division of Forestry and Wildlife (HDOFAW) for conservation purposes as part of the State's wildlife sanctuary (HDOFAW 2022, entire) and the Papahānaumokuākea Marine National Monument, which provides additional management guidance and protection of the nesting and basking grounds for green turtles (Papahānaumokuākea Marine National Monument 2008, entire).
                    </P>
                    <HD SOURCE="HD3">Unit HI-02: Midway Islands</HD>
                    <P>
                        Unit HI-02 consists of 88 ac (35 ha) on Midway Islands (a.k.a. Kuaihelani or Pihemanu), part of the United States Minor Outlying Islands, the second northernmost island in the Hawaiian archipelago. This unit is located approximately 57 to 60 mi (92 to 96 km) east of Kure Atoll (a.k.a. Hōlanikū or Mokupāpapa) and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation or hardened or developed structures (
                        <E T="03">e.g.,</E>
                         abandoned historical military structures). This unit includes two segments in two areas: (1) 8 ac (3 ha) along the northeastern shore of Sand Island, and (2) 80 ac (32 ha) on Spit and Eastern Islands. All lands within this unit are in Federal ownership. General land use within this unit is historical preservation and natural resource conservation. There are no permanent inhabitants on Spit and Eastern Islands.
                    </P>
                    <P>
                        Unit HI-02 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit contains green turtle nesting habitat at the northernmost part of the Central North Pacific DPS, serving as an important managed nesting area. This unit also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population of green turtles to 
                        <PRTPAGE P="46403"/>
                        expand and recover. Additionally, this unit contains basking male and female green turtles year-round, providing important basking habitat throughout the year. Finally, the remoteness of Midway Islands provides overall limited disturbance to green turtle eggs, hatchlings, and adults compared to other areas within the DPS.
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit HI-02 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes, tsunamis, oil spills), invasive nonnative vegetation, human activities (
                        <E T="03">i.e.,</E>
                         shoreline stabilization and response to oil spills), and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, enforcing rules to prevent invasive plants from being transported into the unit, and removing terrestrial debris from the beaches and marine debris that washes ashore. All lands within this unit are managed by the USFWS for wildlife conservation purposes as the Midway Atoll NWR and the Papahānaumokuākea Marine National Monument, which provides additional management guidance and protection of the nesting and basking grounds for green turtles (Papahānaumokuākea Marine National Monument 2008, entire).
                    </P>
                    <HD SOURCE="HD3">Unit HI-03: Pearl and Hermes Atoll</HD>
                    <P>Unit HI-03 consists of 207 ac (84 ha) on Pearl and Hermes (a.k.a. Manawai or Holoikauaua), Honolulu County, the third northernmost island in the Hawaiian archipelago. This unit is located approximately 97 mi (156 km) southeast of Midway Islands (a.k.a. Kuaihelani or Pihemanu) and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation. This unit includes seven segments: 74 ac (30 ha) on North Island, 34 ac (14 ha) on Little North Island, 34 ac (14 ha) on Southeast Island, 3 ac (1 ha) on Bird Island, 14 ac (6 ha) and 3 ac (1 ha) on Green Island, and 46 ac (19 ha) on Kittery Island (a.k.a. Seal Kittery Island). All lands within this unit are in Federal ownership. General land use within this unit is natural resource conservation. There are no permanent inhabitants on Pearl and Hermes Atoll.</P>
                    <P>Unit HI-03 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit contains green turtle nesting habitat at the northernmost part of the Central North Pacific DPS, serving as an important nesting area. This unit also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population of green turtles to expand and recover. Additionally, this unit contains basking male and female green turtles year-round, providing important basking habitat throughout the year. Finally, the remoteness of Pearl and Hermes Atoll provides overall limited disturbance to green turtle eggs, hatchlings, and adults compared to other areas within the DPS.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-03 include habitat loss, modification, and degradation of nesting and basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, enforcing rules to prevent invasive plants from being transported into the unit, and removing terrestrial debris from the beaches and marine debris that washes ashore. All lands within this unit are managed by the USFWS for wildlife conservation purposes as the Hawaiian Islands NWR and the Papahānaumokuākea Marine National Monument, which provides additional management guidance and protection of the nesting and basking grounds for green turtles (Papahānaumokuākea Marine National Monument 2008, entire).
                    </P>
                    <HD SOURCE="HD3">Unit HI-04: Lisianski Island</HD>
                    <P>Unit HI-04 consists of 295 ac (119 ha) on Lisianski Island (a.k.a. Kapou or Papa'āpoho), Honolulu County, the fourth northernmost island in the Hawaiian archipelago. This island unit is located approximately 256 mi (412 km) southeast of Midway Islands (a.k.a. Kuaihelani or Pihemanu) and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation. All lands within this unit are in Federal ownership. General land use within this unit is natural resource conservation. There are no permanent inhabitants on Lisianski Island.</P>
                    <P>Unit HI-04 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit contains green turtle nesting habitat at the northernmost part of the Central North Pacific DPS, serving as an important nesting area. This unit also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population of green turtles to expand and recover. Additionally, this unit contains basking male and female green turtles throughout the year, providing important basking habitat during non-reproductive periods. The remoteness of Lisianski Island provides overall limited disturbance to green turtle eggs, hatchlings, and adults compared to other areas within the DPS.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-04 include habitat loss, modification, and degradation of nesting and basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, controlling and removing invasive plant species, enforcing rules to prevent invasive plants from being transported into the unit, and removing terrestrial debris from the beaches and marine debris that washes ashore. All lands within this unit are managed by the USFWS for wildlife conservation purposes as the Hawaiian Islands NWR and the Papahānaumokuākea Marine National Monument, which provides additional management guidance and protection of the nesting and basking grounds for green turtles (Papahānaumokuākea Marine National Monument 2008, entire).
                    </P>
                    <HD SOURCE="HD3">Unit HI-05: Laysan Island</HD>
                    <P>Unit HI-05 consists of 171 ac (69 ha) on Laysan Island (a.k.a. Kamole or Kauō), Honolulu County, and is the fifth northernmost island in the Hawaiian archipelago. This island unit is located approximately 386 mi (621 km) southeast of Midway Islands (a.k.a. Kuaihelani or Pihemanu) and includes beach, coastal vegetation, sandy shoals, emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation. All lands within this unit are in Federal ownership. General land use within this unit is natural resource conservation. There are no permanent inhabitants on Laysan Island.</P>
                    <P>
                        Unit HI-05 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit contains green turtle nesting habitat at the northernmost part of the Central North Pacific DPS, serving as an important nesting area. This unit also contains internesting beach area to support placement of multiple nests by individual turtles within a single season 
                        <PRTPAGE P="46404"/>
                        and area for the nesting population of green turtles to expand and recover. Additionally, this unit contains basking male and female green turtles throughout the year, providing important basking habitat during non-reproductive periods. The remoteness of Laysan Island provides overall limited disturbance to green turtle eggs, hatchlings, and adults compared to other areas within the DPS. Approximately 171 ac (69 ha; 100 percent) of the unit overlap with currently designated critical habitat for the following Hawaiian plants (68 FR 28054, May 22, 2003): coastal flatsedge (
                        <E T="03">Cyperus pennatiformis</E>
                        ) and loulu (
                        <E T="03">Pritchardia remota</E>
                        ).
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit HI-05 include habitat loss, modification, and degradation of nesting and basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, controlling and removing invasive plant species, enforcing rules to prevent invasive plants from being transported into the unit, and removing terrestrial debris from the beaches and marine debris that washes ashore. All lands within this unit are managed by the USFWS for wildlife and plant conservation purposes as the Hawaiian Islands NWR and the Papahānaumokuākea Marine National Monument, which provides additional management guidance and protection of the nesting and basking grounds for green turtles (Papahānaumokuākea Marine National Monument 2008, entire).
                    </P>
                    <HD SOURCE="HD3">Unit HI-06: French Frigate Shoals</HD>
                    <P>
                        Unit HI-06 consists of 95 ac (38 ha) in French Frigate Shoals (a.k.a. Lalo or Kānemiloha'i), Honolulu County, the sixth northernmost island in the Hawaiian archipelago. This unit is located approximately 557 to 761 mi (896 to 1,226 km) southeast of Midway Islands (a.k.a. Kuaihelani or Pihemanu) and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation or hardened or developed structures (
                        <E T="03">e.g.,</E>
                         abandoned military structures). This unit includes seven segments: 6 ac (3 ha) on Shark Island, 17 ac (7 ha) on Tern Island, 3 ac (1 ha) on Trig Island, 1 ac (less than 1 ha) on Round Island, 27 ac (11 ha) on East Island, 20 ac (8 ha) on Little Gin Island, and 22 ac (9 ha) on Gin Island. All lands within this unit are in Federal ownership. General land use within this unit is natural resource conservation. There are no permanent inhabitants on French Frigate Shoals.
                    </P>
                    <P>Unit HI-06 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit contains an elevated concentration of nesting green turtles during the nesting season, serving as an important nesting area while also providing internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population of green turtles to expand and recover. This unit also contains basking male and female green turtles throughout the year, providing important basking habitat during non-reproductive periods. The remoteness of French Frigate Shoals provides overall limited disturbance to green turtle eggs, hatchlings, and adults compared to other areas within the DPS.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-06 include habitat loss, modification, and degradation of nesting and basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, controlling and removing invasive plant species, enforcing rules to prevent invasive plants from being transported into the unit, and removing terrestrial debris from the beaches and marine debris that washes ashore. All lands within this unit are managed by the USFWS for wildlife and plant conservation purposes as the Hawaiian Islands NWR and the Papahānaumokuākea Marine National Monument, which provides additional management guidance and protection of the nesting and basking grounds for green turtles (Papahānaumokuākea Marine National Monument 2008, entire).
                    </P>
                    <HD SOURCE="HD3">Unit HI-07: Halelea and Ko`olau Moku</HD>
                    <P>
                        Unit HI-07 consists of 69 ac (28 ha) along the north shore of the island of Kaua'i, Kaua'i County. This unit is located approximately 2 mi (4 km) to the west and 11 mi (18 km) to the east of community of Princeville, Kaua'i and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures (
                        <E T="03">e.g.,</E>
                         retaining wall). This unit comprises 22 segments in 10 areas on the northeast side of the island:
                    </P>
                    <P>(1) 4 segments within Hanalei Bay (west to east, 2 of which are less than 1 ac (less than 1 ha), 1 segment that is 4 ac (2 ha), and 1 segment that is 19 ac (8 ha));</P>
                    <P>(2) 1 segment on Sea Lodge Beach (less than 1 ac (less than 1 ha));</P>
                    <P>(3) 1 segment on 'Anini Beach (1 ac (less than 1 ha));</P>
                    <P>(4) 3 segments on Kalihiwai Beach (west to east, 1 ac (less than 1 ha), 3 ac (1 ha), and less than 1 ac (less than 1 ha));</P>
                    <P>(5) 6 segments at Kauapea Beach (west to east, less than 1 ac (less than 1 ha), less than 1 ac (less than 1 ha), 8 ac (3 ha), less than 1 ac (less than 1 ha), 6 ac (2 ha), and 7 ac (3 ha));</P>
                    <P>(6) 1 segment north of Crater Hill at Makapili Beach (4 ac (2 ha));</P>
                    <P>(7) 1 segment along the southwest shore of Kīlauea Bay at Wailapa Beach (7 ac (3 ha));</P>
                    <P>(8) 1 segment on Pīla'a Beach (2 ac (1 ha));</P>
                    <P>(9) 1 segment on Ka'aka'aniu Beach (a.k.a. Larsen's Beach or Lepeuli Beach) (3 ac (1 ha));</P>
                    <P>(10) 2 segments along Moloa'a Bay (from west to east, 3 ac (1 ha) and 1 ac (less than 1 ha)); and</P>
                    <P>(11) 1 segment on Pāpa'a Beach (1 ac (less than 1 ha)).</P>
                    <P>
                        Lands within this unit include approximately 2 ac (1 ha; 2 percent) in Federal ownership, less than 1 ac (less than 1 ha; 1 percent) in State ownership, less than 1 ac (less than 1 ha, 1 percent) in local government ownership, 9 ac (3 ha; 12 percent) in private/other ownership, and 59 ac (24 ha; 85 percent) that are uncategorized. General land use within this unit is natural resource conservation, recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, surfing, picnicking, camping, beachcombing, kayaking, paddle boarding, and body boarding), and tourism.
                    </P>
                    <P>
                        Unit HI-07 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented nesting green turtles as compared to other beaches in the same geographic area, indicating that it serves as an important nesting site. This unit also has basking green turtles year-round, demonstrating that it serves as important basking habitat throughout the year. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting and basking population to expand and recover. The 
                        <PRTPAGE P="46405"/>
                        segments of this unit at Makapili Beach, Wailapa Beach, Pīla'a Beach, Lepeuli Beach, Moloa'a Stream, Moloa'a Bay, and Papa'a Beach are surrounded by undeveloped forested lands, and many are also at the bottom of steep cliffs; therefore, these areas provide overall limited disturbance to green turtle eggs, hatchlings, and adults during the nesting season and throughout the year for basking green turtles. Approximately 1 ac (less than 1 ha; 2 percent) of the unit overlaps with currently designated critical habitat for a Hawaiian plant, 
                        <E T="03">Ischaemum byrone</E>
                         (68 FR 9116, February 27, 2003), at Kauapea Beach 5 and 6.
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit HI-07 include habitat loss, modification, and degradation of nesting or basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, shoreline stabilization and sand renourishment, recreation, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; minimizing human access and activities during the nesting season; minimizing artificial lighting near nesting beaches; and removing terrestrial debris from the beaches and marine debris that washes ashore. Less than 1 ac (less than 1 ha) of the Federal lands within this unit are managed by the USFWS for plant and wildlife conservation as part of the Kīlauea Point NWR's Comprehensive Conservation Plan (USFWS 2016, entire).
                    </P>
                    <HD SOURCE="HD3">Unit HI-08: Nā Pali Coast and Mānā Plains</HD>
                    <P>
                        Unit HI-08 consists of 254 ac (103 ha) along the western coast of the island of Kaua'i, Kaua'i County. This unit is located in and to the west of the community of Kekaha and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures (
                        <E T="03">e.g.,</E>
                         shoreline stabilization measures). This unit comprises four segments in two areas, from north to south: (1) two 7-ac (3-ha) segments along the Nā Pali Coast at Nu'alolo Kai Beach and Miloli'i Beach, respectively; and (2) two adjacent segments totaling 178 ac (72 ha) and 64 ac (26 ha) along the coast of Mānā Plains at Barking Sands to Polihale Beach and Kekaha Beach, respectively. Lands within this unit include approximately 228 ac (92 ha; 90 percent) in State ownership and 26 ac (11 ha; 10 percent) that are uncategorized. General land use in this unit is natural resource conservation and recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, picnicking, fishing, camping, hiking, and sightseeing).
                    </P>
                    <P>
                        Unit HI-08 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented nesting green turtles as compared to other beaches in the area, demonstrating that it serves as an important nesting site. This unit also has basking green turtles year-round, which shows that it serves as important basking habitat throughout the year. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting and basking population to expand and recover. Nu'alolo Kai and Miloli'i Beaches are in a remote part of Kaua'i, surrounded by undeveloped forested lands, and reside at the bottom of steep cliffs; therefore, these areas provide overall limited disturbance to green turtle eggs, hatchlings, and adults during the nesting season and throughout the year for basking green turtles. Approximately 191 ac (77 ha; 75 percent) of the unit overlaps with currently designated critical habitat for the following Hawaiian plants (68 FR 9116, February 27, 2003): 
                        <E T="03">Brighamia insignis, Schenkia sebaeoides, Cyperus trachysanthos, Kadua stjohnii, Schiedea apokremnos, Panicum niihauense,</E>
                         and 
                        <E T="03">Sesbania tomentosa</E>
                         at Miloli'i Beach, Nu'alolo Kai, Kekaha Beach, and Barking Sands-Polihale Beach.
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit HI-08 include habitat loss, modification, and degradation of nesting or basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, human activities (
                        <E T="03">i.e.,</E>
                         shoreline stabilization, sand renourishment, transportation), recreation, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; minimizing human access and activities during the nesting season; minimizing artificial lighting near nesting beaches; and removing terrestrial debris from the beaches and marine debris that washes ashore. The State lands within this unit are managed by the Hawai'i Division of State Parks and the Hawai'i Division of Forestry and Wildlife for plant and wildlife conservation as part of the Nā Pali Coast State Wilderness Park, the Polihale State Park, and the Pu'u Ka Pele Forest Reserve (Hawai'i Division of State Parks (HDSP) 2022a, no page numbers; HDSP 2022b, no page numbers; HDOFAW 2022, entire).
                    </P>
                    <HD SOURCE="HD3">Unit HI-09: Puna Moku on Kaua'i</HD>
                    <P>
                        Unit HI-09 consists of 33 ac (13 ha) along the eastern coast of the island of Kaua'i, Kaua'i County. This unit is located approximately 9 mi (15 km) to the northeast and 5 mi (8 km) to the southwest of the town of Lihue, Kaua'i and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures (
                        <E T="03">e.g.,</E>
                         shoreline stabilization measures or roadway or parking lot barriers). This unit comprises five segments in three areas: (1) three segments from north to south on Keālia Beach, Wailuā Beach, and Nukoli'i Beach (14 ac (6 ha), 5 ac (2 ha), and 6 ac (2 ha), respectively); (2) one segment less than 1 ac (less than 1 ha) on the northeast shoreline of Nāwiliwili Harbor at Ninini Beach; and (3) one segment on Kīpū Kai Beach (8 ac (3 ha)). Lands within this unit include approximately 3 ac (1 ha; 10 percent) in State ownership, 2 ac (1 ha, 7 percent) in local government ownership, 13 ac (5 ha; 41 percent) in private/other ownership, and 14 ac (6 ha; 42 percent) that are uncategorized. General land use within this unit is cultural resource preservation, recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, swimming, picnicking, and camping), tourism, and film production.
                    </P>
                    <P>
                        Unit HI-09 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented nesting green turtles as compared to other beaches in the area, demonstrating that it serves as an important nesting site. This unit also has basking green turtles year-round, which shows that it serves as important basking habitat throughout the year. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting and basking population to expand and recover. The area at the Kīpū Kai Beach is only accessible through private land or by water, thereby providing overall limited 
                        <PRTPAGE P="46406"/>
                        disturbance to green turtle eggs, hatchlings, and adults at this location during the nesting season and throughout the year for basking green turtles.
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit HI-09 include habitat loss, modification, and degradation of nesting or basking beach habitat, naturally caused or human-caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes, tsunamis, and oil spills), invasive nonnative vegetation, human activities (
                        <E T="03">i.e.,</E>
                         shoreline stabilization, sand renourishment; dredging, and transportation), recreation, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris on the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit HI-10: Kona Moku on Kaua'i</HD>
                    <P>
                        Unit HI-10 consists of 14 ac (6 ha) in the communities of Hanapēpē, Lāwai, and Po'ipu, Kaua'i County on the island of Kaua'i. This unit is located approximately 6 mi (9 km) to the southwest and 7 mi (11 km) to the southeast of the community of Kalāheo, Kaua'i, and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises five segments in four areas: (1) one segment each on Hanapēpē Salt Pond Beach (4 ac (2 ha)) and Wahiawa Beach (1 ac (less than 1 ha); (2) one segment on Lāwai Kai Beach (2 ac (1 ha)); (3) one segment along Poipu Beaches (3 ac (1 ha)); and (4) one segment along Keoniloa Bay at Shipwreck Beach (4 ac (1 ha)). Lands within this unit include approximately 4 ac (2 ha; 27 percent) in State ownership, 3 ac (1 ha; 18 percent) in local government ownership, 6 ac (3 ha; 45 percent) in private/other ownership, and 1 ac (1 ha; 10 percent) that is uncategorized. General land use within this unit is cultural preservation, recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, surfing, swimming, and picnicking), and tourism.
                    </P>
                    <P>Unit HI-10 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented nesting green turtles as compared to other beaches in the area, which demonstrates that it serves as an important nesting site. This unit also has basking green turtles throughout the year, which shows that it serves as important basking habitat during the year. In addition, this unit also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting and basking population to expand and recover. This unit also has existing outreach efforts at Poipu Beaches to provide guidance on respectful wildlife viewing to reduce the harassment of basking and nesting turtles, thereby affording nesting and basking turtles in these areas limited disturbance compared to other beaches in the same geographic areas.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-10 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused and human-caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes, tsunamis, and oil spills), invasive nonnative vegetation, shoreline stabilization and sand renourishment, recreation and tourism, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; minimizing human access and activities during the green turtle nesting season; minimizing artificial lighting near nesting beaches; and removing terrestrial debris on the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit HI-11: Northern Ko'olauloa Moku</HD>
                    <P>
                        Unit HI-11 consists of 132 ac (54 ha) in the communities of Hale'iwa, Kahuku, Lā'ie, and Hau'ula, Honolulu County. This unit is located less than 1 mi (1 km) north and 11 mi (17 km) east of the community of Pūpūkea, O'ahu, and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises 12 segments in 5 areas: (1) one segment on 'Ehukai Beach (37 ac (15 ha)); (2) two segments within Kawela Bay (west to east, 2 ac (1 ha) and 2 ac (1ha)); (3) one segment each at Turtle Bay, Kaihalulu Beach, and Kahuku North Beach (5 ac (2 ha), 4 ac (1 ha), 19 ac (8 ha)); (4) two segments along the shoreline of James Campbell NWR (north to south, 9 ac (3 ha) and 20 ac (8 ha)); and (5) one segment each on Kahuku Golf Course Beach, Malāekahana Beach, Hau'ula Beach, and Mākao Beach (21 ac (8 ha), 11 ac (5 ha), 2 ac (1 ha), and less than 1 ac (less than 1 ha)). Lands within this unit include approximately 24 ac (10 ha; 18 percent) in Federal ownership, 26 ac (10 ha; 19 percent) in State ownership, less than 1 ac (less than 1 ha; less than 1 percent) in local government ownership, 30 ac (12 ha; 22 percent) in private/other ownership, and 53 ac (21 ha; 40 percent) that are uncategorized. General land use in this unit is natural resource conservation, recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, swimming, picnicking, and camping), flood control, tourism, and film production.
                    </P>
                    <P>Unit HI-11 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented nesting green turtles as compared to other beaches in the area, demonstrating that it serves as an important nesting site. This unit also has basking green turtles year-round, which shows that it serves as important basking habitat throughout the year. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting and basking population to expand and recover. Land managers within this unit also conduct outreach efforts for beach users regarding respectful wildlife viewing, thereby limiting disturbance to basking juveniles and adults, nesting females, and emerging green turtle hatchlings.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-11 include habitat loss, modification, and degradation of nesting beach habitat from climate change, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, human activities (
                        <E T="03">i.e.,</E>
                         shoreline stabilization, sand renourishment, and transportation), recreation and tourism, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; minimizing human access and activities during the green turtle nesting season; minimizing artificial lighting near nesting beaches; and removing terrestrial debris on the beaches and marine debris that washes 
                        <PRTPAGE P="46407"/>
                        ashore. Federal lands within this unit are managed by the USFWS for plant and wildlife conservation as part of the James Campbell NWR's Comprehensive Conservation Plan (USFWS 2011, entire). State lands are managed by the Hawai'i Department of Land and Natural Resources for recreation as part of the Malāekahana State Recreation Area (Kahuku Sec.) and Malāekahana State Recreation Area (Laie Sec.) (HDSP 2022c, no page numbers).
                    </P>
                    <HD SOURCE="HD3">Unit HI-12: Waialua Moku</HD>
                    <P>
                        Unit HI-12 consists of 82 ac (33 ha) in the communities of Mokulē'ia, Waialua, and Haleiwa, Honolulu County. This unit is located approximately 26 to 30 mi (42 to 49 km) northwest of the city of Honolulu, O'ahu, and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures (
                        <E T="03">e.g.,</E>
                         retaining walls, hardened shoreline, or abandoned military structures). This unit comprises 12 segments in 5 areas: (1) 2 segments along Mokulē'ia Beach (from west to east, 19 ac (8 ha) and 9 ac (3 ha)); (2) 1 segment that runs parallel to Croizer Drive (10 ac (4 ha)); (3) 2 segments within Ali'i Beach Park (from west to east, 6 ac (2 ha) and 3 ac (1 ha)); (4) 4 segments within Hale'iwa Beach Park and Pua'ena Beach (from west to east, 1 segment that is 3 ac (1 ha), and 3 segments each of which are less than 1 ac (less than 1 ha); and (5) 3 segments east of Pua'ena Point at Pua'ena Point to Papailoa Beach, and Chun's Reef (from west to east, 22 ac (9 ha), 5 ac (2 ha), and 7 ac (3 ha)). Lands within this unit include approximately less than 1 ac (less than 1 ha; less than 1 percent) in Federal ownership, 7 ac (3 ha; 9 percent) in State ownership, 5 ac (2 ha; 6 percent) in local government ownership, 29 ac (12 ha; 35 percent) in private/other ownership, and 41 ac (17 ha; 44 percent) that are uncategorized. General land use within this unit is natural resource conservation, recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, snorkeling, scuba diving, surfing, picnicking, camping, fishing, hiking, and sky diving), tourism, and film production.
                    </P>
                    <P>
                        Unit HI-12 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit contains an elevated concentration of nesting green turtles along the western coast of the north shore of O'ahu. It serves as an important nesting area while also providing internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population of green turtles to expand and recover. This unit also contains basking male and female green turtles year-round, serving as important basking habitat throughout the year. This unit has existing outreach efforts at beaches for beach users on respectful wildlife viewing guidance, thereby affording nesting and basking turtles in these areas limited disturbance compared to other beaches in the same geographic areas. Approximately less than 1 ac (less than 1 ha; 0 percent) of the unit overlaps with currently designated critical habitat for the following Hawaiian plants (77 FR 57647, September 18, 2012): 
                        <E T="03">Achyranthes splendens</E>
                         var. 
                        <E T="03">rotundata Bidens amplectens, Euphorbia celastroides</E>
                         var. 
                        <E T="03">kaenana, Schenkia sebaeoides, Sesbania tomentosa,</E>
                         and 
                        <E T="03">Vigna o-wahuensis</E>
                         in Mokulē'ia Beach.
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit HI-12 include habitat loss, modification, and degradation of nesting or basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, human activities (
                        <E T="03">i.e.,</E>
                         shoreline stabilization, sand renourishment, transportation, and dredging), recreation and tourism, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; minimizing human access and activities during the green turtle nesting season; minimizing artificial lighting near nesting beaches; and removing terrestrial debris on the beaches and marine debris that washes ashore. State lands are managed by the State of Hawai'i Division of State Parks for plant and wildlife conservation as the Ka'ena Point State Park (Hawai'i Department of Land and Natural Resources (HDLNR) 2011, entire).
                    </P>
                    <HD SOURCE="HD3">Unit HI-13: Wai'anae Moku</HD>
                    <P>
                        Unit HI-13 consists of 13 ac (5 ha) along the west coast of O'ahu, Honolulu County. This unit is located approximately 26 to 30 mi (41 to 49 km) northwest of the city of Honolulu, O'ahu, and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation. This unit comprises two segments: 13 ac (5 ha) and less than 1 ac (less than 1 ha)) south of Ka'ena Point at Puau Beach and Laukīnui (a.k.a. Aki's Cove). Lands within this unit include approximately 13 ac (5 ha; 98 percent) in State ownership, less than 1 ac (less than 1 ha; 1 percent) in private ownership, and less than 1 ac (less than 1 ha; 1 percent) that is uncategorized. General land use within this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, surfing, kayaking, paddle boarding, body boarding, picnicking, camping, beachcombing, and hiking).
                    </P>
                    <P>Unit HI-13 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit is the only unit that contains documented nesting green turtles along the western coast of O'ahu, serving as an important nesting area while also providing internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population of green turtles to expand and recover. This unit also contains basking male and female green turtles year-round, demonstrating that it serves as an important basking habitat throughout the year. Additionally, the remoteness of Puau Beach and Mākua Beach, which are surrounded by undeveloped lands, reduces artificial lighting impacts that occur in other beach areas of the DPS during the nesting season.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-13 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, recreation and tourism, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; minimizing human access and activities during the green turtle nesting season; minimizing artificial lighting near nesting beaches; and removing terrestrial debris on the beaches and marine debris that washes ashore. State-owned lands within this unit are managed by HDSP for plant and wildlife conservation as part of the Ka'ena Point State Park (HDLNR 2011, entire).
                        <PRTPAGE P="46408"/>
                    </P>
                    <HD SOURCE="HD3">Unit HI-14: Ko'olaupoko Moku</HD>
                    <P>
                        Unit HI-14 consists of 53 ac (22 ha) along the east coast of O'ahu, Honolulu County. This unit is located approximately 12 to 14 mi (20 to 22 km) north and east of the city of Honolulu, O'ahu, and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures (
                        <E T="03">e.g.,</E>
                         retaining walls, hardened shoreline, or abandoned military structures). This unit comprises seven segments in four areas: (1) one segment along the shores of Kāne'ohe Bay at Mōli'i Beach (4 ac (1 ha)); (2) four segments along the east coast of O'ahu on Kailua Beach, Bagley Beach (a.k.a. Sherwoods Beach), Kalapueo Beach, and Makapu'u Beach (29 ac (12 ha), 10 ac (4 ha), 2 ac (1 ha), and 3 ac (1 ha)); (3) one segment at Mānana Island (a.k.a Rabbit Island) (1 ac (less than 1 ha); and (4) one segment along the southeast shore of O'ahu at Sandy Beach (4 ac (2 ha)). Lands within this unit include approximately 7 ac (3 ha; 14 percent) in State ownership, 3 ac (1 ha; 6 percent) in local government ownership, less than 1 ac (less than 1 ha; 1 percent) in private/other ownership, and 42 ac (17 ha; 79 percent) that are uncategorized. General land use within this unit is natural resource conservation, recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, surfing, picnicking, camping, beachcombing, kayaking, paddle boarding, and body boarding), and tourism.
                    </P>
                    <P>
                        Unit HI-14 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented nesting green turtles as compared to other beaches in the area, demonstrating that it serves as an important nesting site. This unit also has basking green turtles year-round, which shows that it serves as important basking habitat throughout the year. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting and basking population to expand and recover. Some areas in this unit have existing outreach efforts at beaches for beach users on respectful wildlife viewing guidance, thereby affording nesting and basking turtles in these areas limited disturbance compared to other beaches in the same geographic areas. Approximately 1 ac (less than 1 ha; 2 percent) of the unit overlaps with currently designated critical habitat for the following Hawaiian plants (77 FR 57648, September 18, 2012): 
                        <E T="03">Chamaesyce kuwaleana, Sesbania tomentosa,</E>
                         and 
                        <E T="03">Vigna o-wahuensis</E>
                         at Mānana Island.
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit HI-14 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, human activities (
                        <E T="03">i.e.,</E>
                         shoreline stabilization, sand renourishment, transportation, dredging, and flood control), recreation and tourism, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; minimizing human access and activities during the green turtle nesting season; minimizing artificial lighting near nesting beaches; and removing terrestrial debris on the beaches and marine debris that washes ashore. State-owned lands within this unit are managed by HDSP and HDOFAW for plant and wildlife conservation as part of the Kaiwi Scenic Shoreline and Mānana Island Seabird Sanctuary (HDSP 2022d, no page numbers; HDSP 2002e, no page numbers; HDOFAW 2022, no page numbers).
                    </P>
                    <HD SOURCE="HD3">Unit HI-15: 'Ewa Moku</HD>
                    <P>
                        Unit HI-15 consists of 9 ac (4 ha) in the community of 'Ewa Beach, Honolulu County, on the island of O'ahu. This unit is located approximately 9 to 17 mi (14 to 28 km) west of the city of Honolulu, O'ahu, and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, or hardened or developed structures (
                        <E T="03">e.g.,</E>
                         retaining walls or hardened shoreline). This unit comprises three segments in two areas west of Pearl Harbor: (1) one segment on the southwest coast of O'ahu at Lanikūhonua Beach (1 ac (less than 1 ha)); and (2) two segments along 'Ewa Beach (from west to east, less than 1 ac (less than 1 ha) and 8 ac (3 ha)). Lands within this unit include approximately less than 1 ac (less than 1 ha; 3 percent) in local government ownership, 2 ac (1 ha; 25 percent) in private/other ownership, and 7 ac (3 ha; 72 percent) that are uncategorized. General land use within this unit is natural resource conservation, recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, surfing, picnicking, camping, and beachcombing), and tourism.
                    </P>
                    <P>Unit HI-15 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented nesting green turtles as compared to other beaches in the area, demonstrating that it serves as an important nesting site. This unit also has basking green turtles year-round, which shows that it serves as important basking habitat throughout the year. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting and basking population to expand and recover.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-15 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, shoreline stabilization and sand renourishment, recreation and tourism, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris on the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit HI-16: Moloka'i Island</HD>
                    <P>
                        Unit HI-16 consists of 160 ac (65 ha) along the eastern and northern coasts of Moloka'i, Maui County, and Kalawao County (Kalaupapa National Historical Park). This unit is located approximately 7 to 17 mi (11 to 27 km) northwest to north of the town of Kaunakakai, Moloka'i, and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation or cliff. This unit comprises eight segments in five areas: (1) two segments on Kawākiu Gulch Beach (3 ac (1 ha) and less than 1 ac (less than 1 ha)); (2) two segments on Pāpōhakumāuliuli Beach (3 ac (1 ha) and 2 ac (1 ha)); (3) one segment each at Kepuhi Beach (12 ac (5 ha)) and Pāpōhaku Beach (66 ac (27 ha)); (4) one segment at Kawa'aloa Beach (48 ac (19 ha)); and (5) 26 ac (10 ha) at 'Awahua Beach. Lands within this unit include 
                        <PRTPAGE P="46409"/>
                        approximately 15 ac (6 ha; 10 percent) in State ownership, 104 ac (42 ha; 65 percent) in private ownership, and 40 ac (16 ha; 25 percent) that are uncategorized. General land use within this unit is cultural resource preservation, natural resource conservation, recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, surfing, picnicking, camping, beachcombing, kayaking, paddle boarding, body boarding), and tourism.
                    </P>
                    <P>Unit HI-16 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented nesting green turtles as compared to other beaches in the area, demonstrating that it serves as an important nesting site. This unit also has basking green turtles year-round, which shows that it serves as important basking habitat throughout the year. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting and basking population to expand and recover. The island of Moloka'i is mainly vast tracts of undeveloped natural coastal and forest habitat that surround the beach nesting areas, thereby providing limited disturbance from human activities during the nesting season as compared to other areas within the DPS. The small human population on the island also limits the amount of disturbance to basking green turtles (compared to other areas within the DPS).</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-16 include habitat loss, modification, and degradation of nesting and basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, recreation and tourism, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; minimizing human access and activities during the green turtle nesting season; and removing terrestrial debris on the beaches and marine debris that washes ashore. Federal lands within this unit are leased from the State and managed by the National Park Service (NPS) for cultural and historical preservation and plant and wildlife conservation as part of the Kalaupapa National Historical Park (NPS 2021a, entire). Privately owned lands within this unit are managed by The Nature Conservancy (TNC) as the Mo'omomi Preserve for plant and wildlife conservation (TNC 2011, entire).
                    </P>
                    <HD SOURCE="HD3">Unit HI-17: Kā'anapali Moku</HD>
                    <P>
                        Unit HI-17 consists of 34 ac (14 ha) along the northeast coast of Maui, Maui County. This unit is located approximately 1 to 5 mi (2 to 8 km) northeast and southwest of the community of Kapalua, including beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation or hardened or developed structures (
                        <E T="03">e.g.,</E>
                         retaining walls, hardened shoreline, or buildings). This unit includes five segments in three areas: (1) one segment on D.T. Fleming Beach Park (4 ac (2 ha)); (2) one segment less than 1 ac (less than 1 ha) on 'Alaeloa Beach; and (3) one segment each on Pōhakuanapali Beach (5 ac (2 ha)), Honokōwai Beach (3 ac (1 ha)), and Ka'anapali Beach 1 (21 ac (9 ha)). Lands within this unit include approximately 1 ac (less than 1 ha; 2 percent) in State ownership, 10 ac (4 ha; 30 percent) in private ownership, and 23 ac (9 ha; 68 percent) that are uncategorized. General land use within this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, surfing, picnicking, camping, beachcombing, kayaking, paddle boarding, and body boarding) and tourism.
                    </P>
                    <P>Unit HI-17 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented nesting green turtles as compared to other beaches in the area, demonstrating that it serves as an important nesting site. This unit also has basking green turtles year-round, which shows that it serves as important basking habitat throughout the year. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting and basking population to expand and recover.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-17 include habitat loss, modification, and degradation of nesting and basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, human activities (
                        <E T="03">i.e.,</E>
                         shoreline stabilization, sand renourishment, and transportation), recreation and tourism, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris on the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit HI-18: Pū'ali Komohana and Hāmākuapoko Moku</HD>
                    <P>
                        Unit HI-18 consists of 73 ac (29 ha) on the northeast coastline of West Maui and the northwest coastline of East Maui, Maui County, on the island of Maui. This unit is located approximately 5 to 8 mi (7 to 13 km) northwest to east of the community of Kahului and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures (
                        <E T="03">e.g.,</E>
                         retaining walls, hardened shoreline, or a building). This unit comprises 16 segments in 6 areas: (1) northwest of Kahului Harbor, 1 segment each on Kalaeili'ili'i Beach, Waihee Beach, and Ka'ehu Beach (7 ac (3 ha), 6 ac (3 ha), and 7 ac (3 ha)); (2) 4 segments by the Kahului International Airport along Kanahā Beach (from west to east, 1 ac (less than 1 ha), less than 1 ac (less than 1 ha), 4 ac (2 ha), and 10 ac (4 ha)); (3) 1 segment along Papa'ula Point (7 ac (3 ha)); (4) 3 segments east of the Kahului International Airport along Spreckelsville Beach (from west to east, 2 ac (1 ha), and 2 segments each of which are 1 ac (less than 1 ha)); (5) 1 segment on Kapukaulua Beach (17 ac (7 ha)); (3) 2 segments along Pā'ia Bay (from west to east, 2 ac (1 ha) and 3 ac (1 ha)); and (6) 2 segments along Hāmākuapoko-Ho'okipa Beach (from west to east, 2 ac (1 ha) and 2 ac (1 ha)). Lands within this unit include approximately 17 ac (7 ha; 23 percent) in State ownership, 6 ac (2 ha; 8 percent) in local government ownership, 30 ac (12 ha; 42 percent) in private/other ownership, and 19 ac (8 ha; 27 percent) that are uncategorized. General land use within this unit is archeological and cultural preservation, natural resource conservation, recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, surfing, picnicking, camping, beachcombing, kayaking, paddle boarding, body boarding), and tourism.
                    </P>
                    <P>
                        Unit HI-18 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented nesting green turtles as compared to other 
                        <PRTPAGE P="46410"/>
                        beaches in the area, demonstrating that it serves as an important nesting site. This unit also has basking green turtles year-round, which shows that it serves as important basking habitat throughout the year. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting and basking population to expand and recover. The majority of the beach areas in this unit are adjacent to parks, airports, golf courses, or forested areas, thereby providing reduced levels of impacts compared to other areas within the DPS. This unit has existing outreach efforts at some beaches for beach users on respectful wildlife viewing guidance, thereby affording nesting and basking turtles in these areas limited disturbance compared to other beaches in the same geographic areas. Approximately 6 ac (2 ha; 8 percent) of the unit overlap with designated critical habitat for Blackburn's sphinx moth (68 FR 34710, June 10, 2003) at Kanahā Beach.
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit HI-18 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, recreation and tourism, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, minimizing artificial lighting near nesting beaches; and removing terrestrial debris on the beaches and marine debris that washes ashore. The privately owned lands within this unit are managed by Hawai'i Land Trust as part of the Waihe'e Coastal Dunes and Wetlands Refuge for archeological and cultural preservation, plant and wildlife conservation, and recreation (Hawai'i Land Trust 2022, no page numbers).
                    </P>
                    <HD SOURCE="HD3">Unit HI-19: Lāhainā Moku</HD>
                    <P>
                        Unit HI-19 consists of 32 ac (13 ha) from the communities of Kā'anapali to Lāhainā, Maui County. This unit is located approximately 1 to 3 mi (2 to 5 km) northwest and southeast of the town of Lāhainā and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, or hardened or developed structures (
                        <E T="03">e.g.,</E>
                         retaining walls, hardened shoreline, or buildings). This unit comprises three segments: (24 ac (10 ha), 2 ac (1 ha), and 6 ac (2 ha)) at Kā'anapali Beach, Wahikuli Beach, and Lāhainā Beach. Lands within this unit include approximately less than 1 ac (less than 1 ha; less than 1 percent) in State ownership, 3 ac (1 ha; 9 percent) in local government ownership, 7 ac (3 ha; 21 percent) in private/other ownership, and 23 ac (9 ha; 70 percent) that are uncategorized. General land use within this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, surfing, picnicking, camping, beachcombing, kayaking, paddle boarding, and body boarding) and tourism.
                    </P>
                    <P>Unit HI-19 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented nesting green turtles as compared to other beaches in the area, demonstrating that it serves as an important nesting site. This unit also has basking green turtles year-round, which shows that it serves as important basking habitat throughout the year. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting and basking population to expand and recover.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-19 include habitat loss, modification, and degradation of nesting and basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, shoreline stabilization and sand renourishment, recreation and tourism, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris on the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit HI-20: South Pū'ali Komohana and Kula Moku</HD>
                    <P>
                        Unit HI-20 consists of 17 ac (7 ha) along the shores of Mā'alaea Bay in Kīhei, Maui County. This unit is located approximately 13 to 17 mi (21 to 27 km) south of the town of Lāhainā and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures (
                        <E T="03">e.g.,</E>
                         retaining walls, hardened shoreline, or buildings). This unit comprises three segments, one each on Mā'alaea Beach (less than 1 ac (less than 1 ha)), Kalepolepo Beach (4 ac (1 ha)), and Kawililipoa Beach (13 ac (5 ha)). Lands within this unit include approximately less than 1 ac (less than 1 ha; less than 1 percent) in Federal ownership, less than 1 ac (less than 1 ha; 1 percent) in State ownership, 4 ac (2 ha; 26 percent) in local government ownership, less than 1 ac (less than 1 ha; 1 percent) in private/other ownership, and 12 ac (5 ha; 73 percent) that are uncategorized. General land use in this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, surfing, picnicking, camping, beachcombing, kayaking, paddle boarding, and body boarding) and tourism.
                    </P>
                    <P>Unit HI-20 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented nesting green turtles as compared to other beaches in the area, demonstrating that it serves as an important nesting site. This unit also has basking green turtles year-round, which shows that it serves as important basking habitat throughout the year. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting and basking population to expand and recover. This unit has existing outreach efforts at some beaches for beach users on respectful wildlife viewing guidance, thereby affording nesting and basking turtles in these areas limited disturbance compared to other beaches in the same geographic areas.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-20 include habitat loss, modification, and degradation of nesting and basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, shoreline stabilization and sand renourishment, recreation and tourism, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; minimizing human access and activities during the green turtle 
                        <PRTPAGE P="46411"/>
                        nesting season; minimizing artificial lighting near nesting beaches; and removing terrestrial debris on the beaches and marine debris that washes ashore. The Federal land within this unit is the NOAA Hawaiian Islands Humpback Whale National Marine Sanctuary Visitor Center, which provides outreach and stewardship for the protection of marine species and their habitats, including the green turtle nesting and basking beaches.
                    </P>
                    <HD SOURCE="HD3">Unit HI-21: Hāna Moku</HD>
                    <P>
                        Unit HI-21 consists of 3 ac (1 ha) in the small rural community of Hāna, Maui County. This unit is located approximately 46 mi (74 km) southeast of the town of Lāhainā and includes beach, sandy shoals, coastal vegetation, emergent sandy lands, and low shelving reef or rock above the MHWL. The landward boundary is the line indicating the beginning of dense vegetation or cliff. This unit comprises three segments in two areas: (1) two segments on Hāmoa Beach (from north to south, 2 ac (1 ha) and less than 1 ac (less than 1 ha)), and (2) 1 ac (less than 1 ha) on Hāna Beach. Lands within this unit include approximately 2 ac (1 ha; 63 percent) in private ownership and 1 ac (less than 1 ha; 37 percent) that is uncategorized. General land use in this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, surfing, picnicking, camping, beachcombing, kayaking, paddle boarding, and body boarding) and tourism.
                    </P>
                    <P>Unit HI-21 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented nesting green turtles as compared to other beaches in the area, demonstrating that it serves as an important nesting site. This unit also has basking green turtles year-round, which shows that it serves as important basking habitat throughout the year. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting and basking population to expand and recover. The segments of the unit near the concentrated residential area (and small population) of Hana contains a significant amount of tall vegetation that buffers the nesting beach from artificial lights, and all the areas in this unit are surrounded by large tracts of abandoned agricultural fields, with the segment near Hana being at the bottom of a steep cliff; therefore, these areas provide overall limited disturbance to nesting and basking green turtles compared to other areas within the DPS.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-21 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, recreation and tourism, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; minimizing human access and activities during the green turtle nesting season; and removing terrestrial debris on the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit HI-22: Honua'ula Moku</HD>
                    <P>
                        Unit HI-22 consists of less than 1 ac (less than 1 ha) along the south coast of Maui, Maui County. This unit is located approximately 22 to 25 mi (35 to 40 km) southeast of the town of Lāhainā and includes beach, emergent sandy lands, and low shelving reef or rock from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, a lava rock, or hardened or developed structures (
                        <E T="03">e.g.,</E>
                         hardened shoreline). This unit comprises two segments, both of which are less than 1 ac (less than 1 ha) each at Mākena Landing Beach and Mokuha Beach. Lands within this unit include approximately less than 1 ac (less than 1 ha; 83 percent) in State ownership and less than 1 ac (less than 1 ha; 11 percent) in private ownership. General land use in this unit is natural resource conservation and recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, and picnicking).
                    </P>
                    <P>Unit HI-22 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented nesting green turtles as compared to other beaches in the area, demonstrating that it serves as an important nesting site. This unit also has basking green turtles year-round, which shows that it serves as important basking habitat throughout the year. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting and basking population to expand and recover.</P>
                    <P>
                        The segment at Mokuha Beach is along the undeveloped south coast of East Maui, surrounded by approximately 1,238 ac (501 ha) of inhospitable coastal lava flow within the 'Āhihi-Kina'u Natural Area Reserve. Additionally, there is limited access to this beach compared to other areas within the DPS, further limiting impacts to green turtles during the nesting season and basking turtles year-round. Approximately less than 1 ac (less than 1 ha; 78 percent) of the unit overlaps with designated critical habitat for Blackburn's sphinx moth (68 FR 34710, June 10, 2003), as well as the following Hawaiian plants (81 FR 17790, March 30, 2016): 
                        <E T="03">Bidens micrantha ssp. kalealaha, Bonamia menziesii,  Canavalia pubescens, Cenchrus agrimonioides, Colubrina oppositifolia, Ctenitis squamigera, Flueggea neowawraea, Hibiscus brackenridgei, Melanthera kamolensis, Melicope mucronulata, Neraudia sericea, Nototrichium humile, Santalum haleakalae</E>
                         var. 
                        <E T="03">lanaiense, Sesbania tomentosa, Solanum incompletum, Spermolepis hawaiiensis,</E>
                         and 
                        <E T="03">Zanthoxylum hawaiiensis</E>
                         at Mokuha Beach.
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit HI-22 include habitat loss, modification, and degradation of nesting and basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, shoreline stabilization, recreation and tourism, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; minimizing human access and activities during the green turtle nesting season; minimizing artificial lighting near nesting beaches; and removing terrestrial debris on the beaches and marine debris that washes ashore. The State lands within this unit are managed by HDOFAW for wildlife conservation as part of the 'Āhihi-Kina'u Natural Area Reserve (HDOFAW 2012, entire).
                    </P>
                    <HD SOURCE="HD3">Unit HI-23: Lāna'i Island</HD>
                    <P>
                        Unit HI-23 consists of 161 ac (65 ha) along the north and northeast coast of Lāna'i, Maui County. This unit is located approximately 6 to 10 mi (10 to 16 km) northwest to northeast of Lāna'i City and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation. This unit comprises six segments in two areas: (1) 86 ac (35 ha) at Polihua Beach; and (2) five segments in Ko'olau Moku (west to east, 9 ac (4 ha), 1 ac (less than 1 ha), 16 ac (7 ha), 7 ac (3 ha), and 43 ac (17 ha)). Lands within this unit include 
                        <PRTPAGE P="46412"/>
                        approximately 145 ac (59 ha; 90 percent) in private ownership and 17 ac (7 ha; 10 percent) that are uncategorized. General land use in this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, surfing, picnicking, camping, and hunting).
                    </P>
                    <P>Unit HI-23 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented nesting green turtles as compared to other beaches in the area, demonstrating that it serves as an important nesting site. This unit also has basking green turtles year-round, which shows that it serves as important basking habitat throughout the year. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting and basking population to expand and recover. The areas in this unit are also not near the developed areas and access to the unit is over rough terrain, further limiting disturbance to green turtles that are nesting and basking.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-23 include habitat loss, modification, and degradation of nesting and basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, recreation and tourism, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; minimizing human access and activities during the green turtle nesting season; and removing terrestrial debris on the beaches and marine debris that washes ashore. All lands within this unit are managed by HDOFAW as part of the Lāna'i Cooperative Game Management Area (HDOFAW 2022, no page numbers).
                    </P>
                    <HD SOURCE="HD3">Unit HI-24: Kaho'olawe Island</HD>
                    <P>Unit HI-24 consists of 3 ac (1 ha) along the west coast of the island of Kaho'olawe, Maui County. This unit is located approximately 25 mi (41 km) southeast of Lāna'i City and includes beach and coastal vegetation from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation. All lands within this unit are in State ownership. General land use within this unit is cultural resource preservation and natural resource conservation.</P>
                    <P>
                        Unit HI-24 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented nesting green turtles as compared to other beaches in the area, demonstrating that it serves as an important nesting site. This unit also has basking green turtles year-round, which shows that it serves as important basking habitat throughout the year. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting and basking population to expand and recover. Access to the island of Kaho'olawe is restricted to boat or helicopter, which is strictly coordinated by the Kaho'olawe Island Reserve Commission and a nonprofit organization, and much of the land is off limits due to unexploded ordnance remaining in the ground after being used in the past by the U.S. military for bombing training. Therefore, this area provides overall limited disturbance to nesting and basking green turtles compared to other areas within the DPS. Most of the unit (just under 3 ac (1 ha; 94 percent)) overlaps with designated critical habitat for three Hawaiian plants (81 FR 17790, March 30, 2016): 
                        <E T="03">Kanaloa kahoolawensis, Sesbania tomentosa,</E>
                         and 
                        <E T="03">Vigna o-wahuensis.</E>
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit HI-24 include habitat loss, modification, and degradation of nesting and basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, human activities associated with cleanup of unexploded ordnance, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; minimizing human access and activities during the green turtle nesting season; and removing terrestrial debris on the beaches and marine debris that washes ashore. All lands within this unit are managed by the Kaho'olawe Island Reserve Commission for archeology and cultural preservation and plant and animal conservation (Kanaloa 2026 Working Group 2014, entire).
                    </P>
                    <HD SOURCE="HD3">Unit HI-25: South Kohala</HD>
                    <P>
                        Unit HI-25 consists of 33 ac (13 ha) in the community of Puakō, Hawai'i County. This unit is located approximately 52 to 55 mi (83 to 88 km) northwest of the town of Hilo and includes beach, sandy shoals, coastal vegetation, emergent sandy lands, and low shelving reef or rock from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation or hardened or developed structures (
                        <E T="03">e.g.,</E>
                         retaining walls, hardened shoreline, or buildings). This unit comprises 11 segments in 3 areas: (1) 1 segment each on Puakō Bay (5 ac (2 ha)), Waimā Point (7 ac (3 ha)), Kapuniau Point (2 ac (1 ha)), Puakō Beach Drive (4 ac (2 ha)), Holoholokai Beach (2 ac (1 ha)), Pauoa Bay Beach (1 ac (less than 1 ha)), Papakonani Boat Landing (less than 1 ac (less than 1 ha)), and Nanuku Cove (2 ac (1 ha)); (2) 2 segments along Makaīwa Bay, each of which are 1 ac (less than 1 ha); and (3) 1 segment along Waikoloa Bay (7 ac (3 ha)). Lands within this unit include approximately 18 ac (7 ha; 54 percent) in State ownership, 9 ac (3 ha; 26 percent) in private ownership, and 7 ac (3 ha; 20 percent) that are uncategorized. General land use within this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, surfing, picnicking, camping, beachcombing, kayaking, paddle boarding, and body boarding) and tourism.
                    </P>
                    <P>Unit HI-25 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented basking green turtles year-round, demonstrating that it serves as important basking habitat throughout the year. Additionally, there are efforts by Federal and State agencies, nonprofit and for-profit organizations and businesses to provide outreach on green turtle biology and respectful viewing guidance, thereby providing the turtles limited disturbance compared to other areas within the DPS.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-25 include habitat loss, modification, and degradation of basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, shoreline stabilization and sand renourishment, recreation and tourism, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; minimizing artificial lighting near nesting beaches; and removing terrestrial debris on the beaches and marine debris that washes ashore.
                        <PRTPAGE P="46413"/>
                    </P>
                    <HD SOURCE="HD3">Unit HI-26: Kona Moku on Hawai'i Island</HD>
                    <P>
                        Unit HI-26 consists of 50 ac (20 ha) in the communities of Kūki'o and Kailua-Kona, Hawai'i County. This unit is located approximately 55 to 58 mi (89 to 93 km) west of the town of Hilo and includes beach, sandy shoals, and emergent sandy lands, and low shelving reef or rock from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, lava flow, cliff, or hardened or developed structures (
                        <E T="03">e.g.,</E>
                         retaining walls, hardened shoreline, or buildings). This unit comprises 15 segments in 4 areas: (1) 5 segments along Kīholo Beach (from north to south, 1 ac (1 ha), 1 ac (less than 1 ha), 8 ac (3 ha), 1 ac (less than 1 ha), and less than 1 ac (less than 1 ha)); (2) 1 segment each along Ka'ūpūlehu Beach (1 ac (less than 1 ha)), Ka'ūpūlehu Coast (5 ac (2 ha)), Kūki'o Bay (4 ac (2 ha)), and Kikaua Beach (6 ac (2 ha)); (3) 1 segment each along Kaloko Point and Honokōhau Bay (7 ac (3 ha)), Wai'aha Bay (1 ac (less than 1 ha)), and Kahalu'u Beach (less than 1 ac (less than 1 ha)), all south of the Kona International Airport; and (4) 3 segments along Hōnaunau Bay (from north to south, 2 each of which are less than 1 ac (less than 1 ha) and one segment that is 9 ac (3 ha)). Lands within this unit include approximately 12 ac (5 ha; 24 percent) in Federal ownership, 15 ac (6 ha; 30 percent) in State ownership, less than 1 ac (less than 1 ha; 1 percent) in local government ownership, 10 ac (4 ha; 19 percent) in private/other ownership, and 13 ac (5 ha; 27 percent) that are uncategorized. General land use within this unit is cultural resource preservation, natural resource conservation, recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, surfing, picnicking, camping, beachcombing, kayaking, paddle boarding, and body boarding), and tourism.
                    </P>
                    <P>Unit HI-26 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented green turtles basking year-round, demonstrating that it serves as important basking habitat throughout the year. Additionally, this unit contains habitat for the basking population to expand, and there are ongoing efforts by Federal and State agencies, as well as nonprofit and for-profit organizations and businesses providing outreach on green turtle biology and respectful viewing guidance, thereby providing overall limited disturbance to green turtles compared to other areas in the DPS.</P>
                    <P>
                        Threats identified within Unit HI-26 include habitat loss, modification, and degradation of basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, shoreline stabilization and sand renourishment, recreation and tourism, coastal development and construction, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; and removing terrestrial debris on the beaches and marine debris that washes ashore. Federal lands within this unit are managed by the NPS for cultural preservation and plant and wildlife conservation as part of the Kaloko-Honokōhau National Historical Park (NPS 1994, entire), Kīholo State Park Reserve (HDSP 2022e, no page numbers), and Pu'u Honau O Hōnaunau National Historical Park (NPS 2020a, p. 40).
                    </P>
                    <HD SOURCE="HD3">Unit HI-27: Hilo Moku</HD>
                    <P>
                        Unit HI-27 consists of 2 ac (1 ha) in the town of Hilo, Hawai'i County. This unit is located approximately 4 to 5 mi (6 to 8 km) northeast of the Hilo International Airport and includes beach, emergent sandy lands, and low shelving reef or rock from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or lava flow. This unit comprises two segments: 1 ac (less than 1 ha) and 1 ac (less than 1 ha) at Carl Smith Park and Leleiwi Park, respectively. Lands within this unit include approximately 1 ac (less than 1 ha; 36 percent) in State ownership, less than 1 ac (less than 1 ha; 10 percent) in local government ownership, and 1 ac (less than 1 ha; 54 percent) that is uncategorized. General land use in this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, and picnicking) and tourism.
                    </P>
                    <P>Unit HI-27 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented green turtles basking year-round, indicating that it serves as important basking habitat throughout the year. Additionally, this unit contains habitat for the basking population to expand.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-27 include habitat loss, modification, and degradation of basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, recreation and tourism, coastal development and construction, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; and removing terrestrial debris on the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit HI-28: Kea'au</HD>
                    <P>
                        Unit HI-28 consists of 1 ac (less than 1 ha) in the community of Kea'au, Hawai'i County. This unit is located approximately 9 mi (14 km) southeast of the town of Hilo and includes beach, emergent sandy lands, and low shelving reef or rock from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation. Lands within this unit include approximately less than 1 ac (less than 1 ha; 62 percent) in private ownership and less than 1 ac (less than 1 ha; 41 percent) that is uncategorized. General land use within this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, and picnicking).
                    </P>
                    <P>Unit HI-28 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented green turtles basking year-round, indicating that it serves as important basking habitat throughout the year. Additionally, this unit contains habitat for the basking population to expand. Access by vehicle to this beach is limited because it is on private property, thereby limiting disturbance to nesting and basking green turtles as compared to other areas within the DPS.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-28 include habitat loss, modification, and degradation of basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes, tsunamis, and volcanic eruption), invasive nonnative vegetation, recreation, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; and removing terrestrial debris on the beaches and marine debris that washes ashore.
                        <PRTPAGE P="46414"/>
                    </P>
                    <HD SOURCE="HD3">Unit HI-29: Pohoiki Beach</HD>
                    <P>
                        Unit HI-29 consists of 9 ac (4 ha) in the community of Pahoa, Hawai'i County. This unit is located approximately 24 mi (39 km) southeast of the town of Hilo and includes beach, sandy shoals, emergent sandy lands, and low shelving reef or rock from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation or lava flow. Lands within this unit include approximately less than 1 ac (less than 1 ha; 1 percent) in State ownership, 4 ac (1 ha; 38 percent) in local government ownership, less than 1 ac (less than 1 ha; 1 percent) in private/other ownership, and 6 ac (2 ha; 60 percent) that are uncategorized. General land use within this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, surfing, and picnicking).
                    </P>
                    <P>Unit HI-29 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented green turtles basking year-round, demonstrating that it serves as important basking habitat throughout the year. Additionally, this unit contains habitat for the basking population to expand.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-29 include habitat loss, modification, and degradation of basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes, tsunamis, and volcanic eruptions), invasive nonnative vegetation, recreation and tourism, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; and removing terrestrial debris on the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit HI-30: Keauhou</HD>
                    <P>
                        Unit HI-30 consists of 16 ac (7 ha) in the community of Volcano, Hawai'i County. This unit is located approximately 33 mi (53 km) southwest of the town of Hilo and includes black sand beach, sandy shoals, emergent sandy lands, and low shelving reef or rock from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation or lava flow. This unit comprises four segments in two areas: (1) two segments along Halapē Iki Beach (1 ac (less than 1 ha) and 3 ac (1 ha)); and (2) one segment each along Keauhou Point (4.5 ac (2 ha)) and 'Āpua Point (8 ac (3 ha)). Lands within this unit include approximately 9 ac (4 ha; 56 percent) in Federal ownership and 7 ac (3 ha; 44 percent) that are uncategorized. General land use within this unit is cultural resource preservation, natural resource conservation, recreational activities (
                        <E T="03">e.g.,</E>
                         hiking, birdwatching, and camping), and tourism.
                    </P>
                    <P>
                        Unit HI-30 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented green turtles basking year-round, demonstrating that it serves as important basking habitat throughout the year. This unit also contains habitat for the basking population to expand. Human access in this unit is primarily by foot, with little to no access by vehicles, and the surrounding lands are undeveloped lava flows, thereby providing overall limited disturbance to nesting and basking green turtles as compared to other areas within the DPS. Additionally, Hawai'i Volcanoes National Park provides outreach on green turtle biology and respectful viewing guidance, thereby affording nesting and basking turtles in these areas limited disturbance compared to other beaches in the same geographic areas. Approximately 3 ac (1 ha; 19 percent) of the unit overlap with designated critical habitat for one Hawaiian plant: 
                        <E T="03">Ischaemum byrone</E>
                         (68 FR 39624, July 2, 2003) at Keauhou and 'Āpua Points.
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit HI-30 include habitat loss, modification, and degradation of basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes, tsunamis, and volcanic eruption), invasive nonnative vegetation, recreation and tourism, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; and removing terrestrial debris on the beaches and marine debris that washes ashore. Federal lands within this unit are managed by the NPS for cultural preservation and plant and wildlife conservation as part of the Hawai'i Volcanoes National Park (NPS 2016, entire).
                    </P>
                    <HD SOURCE="HD3">Unit HI-31: Ka'ū Moku</HD>
                    <P>
                        Unit HI-31 consists of 17 ac (7 ha) along the southeast and southern coast of the island of Hawai'i, Hawai'i County. This unit is located approximately 47 to 69 mi (75 to 111 km) southwest of the town of Hilo and includes black sand beach, sandy shoals, coastal vegetation, emergent sandy lands, and low shelving reef or rock from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or lava flow. This unit comprises 10 segments in 4 areas: (1) 1 segment along the southwest coast of Hawai'i Island on 'Āwili Shoreline (2 ac (1 ha)); (2) 2 segments along Humuhumu Point (1.4 ac (1 ha) and 2 ac (1 ha)); (3) 1 segment each on Pōhue Beach (1 ac (less than 1 ha)) and Kahakahakea Beach (4 ac (2 ha)); (4) 1 segment each along the southeast shore coast of Hawai'i Island on Kamehame Beach (1 ac (less than 1 ha)), Punalu'u Beach (3 ac (1 ha)), Pu'u Moa Point (less than 1 ac (less than 1 ha)), Kapukini Shoreline (1 ac (less than 1 ha)), and Ninole Cove (2 ac (1 ha)). Lands within this unit include approximately 5 ac (2 ha; 27 percent) in Federal ownership; 3 ac (1 ha; 16 percent) in State ownership, 4 ac (2 ha; 24 percent) in local government ownership, 4 ac (1 ha; 21 percent) in private/other ownership, and 2 ac (1 ha; 12 percent) that are uncategorized. General land use within this unit is natural resource conservation and recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, surfing, picnicking, and camping).
                    </P>
                    <P>Unit HI-31 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of documented green turtles basking year-round, demonstrating that it serves as important basking habitat throughout the year. Additionally, this unit contains habitat for the basking population to expand. Access to this unit is primarily by foot, with very little to no access by vehicle, thereby providing limited disturbance to nesting and basking green turtles as compared to other areas within the DPS. Additionally, this unit contains habitat for the basking population to expand, and there are ongoing efforts by Federal and State agencies providing outreach on green turtle biology and respectful viewing guidance, thereby providing overall limited disturbance to green turtles compared to other areas in the DPS.</P>
                    <P>
                        Threats to the PBFs identified within Unit HI-31 include habitat loss, modification, and degradation of nesting and basking beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         hurricanes and tsunamis), invasive nonnative vegetation, recreation, artificial lights, and presence of terrestrial and marine debris. Special management 
                        <PRTPAGE P="46415"/>
                        considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, including removal of invasive vegetation; conducting an outreach program on respectful viewing of wildlife; minimizing human access and activities during the green turtle nesting season; minimizing artificial lighting near nesting beaches; and removing terrestrial debris on the beaches and marine debris that washes ashore. State lands within this unit are managed by the HDLNR for wildlife conservation as part of the Manukā Natural Area Reserves (HDOFAW 1992, entire), and private lands within this unit are managed by TNC for wildlife conservation as part of the Kamehame Preserve (TNC 2022, no page numbers).
                    </P>
                    <HD SOURCE="HD2">Central South Pacific DPS</HD>
                    <HD SOURCE="HD3">Unit AS-01: Palmyra Atoll</HD>
                    <P>Unit AS-01 consists of 22 ac (9 ha) on Palmyra Atoll, the second northernmost atoll in the Northern Line Islands, is an incorporated unorganized territory of the United States. This unit is located approximately 1,512 mi (2,434 km) north of Pago Pago, the territorial capital village of American Samoa on Tutuila Island, American Samoa (a.k.a. Amerika Samoa), and includes beach, coastal vegetation, and sandy shoals from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation or now abandoned structures. This unit comprises three segments that are 3 ac (1 ha), 16 ac (7 ha), and 3 ac (1 ha) on Strawn, Cooper, and Aviation Islands, respectively. Lands within this unit include approximately 7 ac (3 ha; 32 percent) in Federal ownership and 15 ac (6 ha; 68 percent) in private ownership. General land use within this unit is natural resource conservation, scientific research, and tourism. There are no permanent inhabitants on Palmyra Atoll.</P>
                    <P>Unit AS-01 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit contains green turtle nesting habitat at the northernmost part of the Central South Pacific DPS that is under U.S. jurisdiction, serving as an important protected nesting area. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population of green turtles to expand and recover. The Federal and private lands support protected nesting beach area with restricted human access.</P>
                    <P>
                        Threats to the PBFs identified within Unit AS-01 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         cyclones and tsunamis), recreation, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, and removing terrestrial debris on the beaches and marine debris that washes ashore. The Federal lands (Strawn and Aviation Islands) in this unit are managed by the USFWS as the Palmyra Atoll NWR (USFWS 2021, entire) and the Pacific Remote Islands National Marine Monument (NOAA and USFWS 2021, entire (86 FR 72214, December 21, 2021)). The private lands (Cooper Island) in this unit are managed by TNC as the Palmyra Atoll Reserve (U.S. Geological Survey (USGS) 2011, entire).
                    </P>
                    <HD SOURCE="HD3">Unit AS-02: Swains Island</HD>
                    <P>
                        Unit AS-02 consists of 125 ac (50 ha) on Swains Island, Territory of American Samoa. This unit and island are located approximately 224 mi (360 km) north of Pago Pago, the territorial capital village of American Samoa on Tutuila Island, American Samoa, and includes beach, coastal vegetation, and sandy shoals from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation or hardened or developed structures. All lands within this unit are uncategorized ownership. General land use within this unit is agriculture (
                        <E T="03">e.g.,</E>
                         coconut plantation). The last settlement, Taulaga Village, does not have permanent inhabitants.
                    </P>
                    <P>Unit AS-02 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit is the only U.S. jurisdiction in the northwestern area of this DPS, serving as an important nesting area. This unit also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population of green turtles to expand and recover. The uncategorized land area includes natural beaches on an island that is remote and to which human access is restricted.</P>
                    <P>
                        Threats to the PBFs identified within Unit AS-02 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         cyclones and tsunamis), and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management and removing terrestrial debris on the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit AS-03: Ofu and Olosega Islands</HD>
                    <P>
                        Unit AS-03 consists of 49 ac (20 ha) on Ofu and Olosega Islands, the westernmost islands in the Manua Island Group. This unit is located approximately 69 to 72 mi (111 to 116 km) slightly northeast of Pago Pago, the territorial capital village of American Samoa on Tutuila Island, American Samoa, and includes beach, coastal vegetation, and sandy shoals from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures (
                        <E T="03">e.g.,</E>
                         retaining walls or hardened embankments). This unit comprises 12 segments in 9 areas: (1) 2 segments along the northeast coast of Ofu Island at Tuafanua and Mafafa (2 ac (1 ha) and 5 ac (2 ha)); (2) 2 segments along Asagatai (from north to south, 2 ac (1 ha) and 1 ac (less than 1 ha)); (4) 3 segments along the southeast coastline of Ofu at Toaga (from west to east, 1 ac (less than 1 ha), 2 ac (1 ha), and 5 ac (2 ha)); (5) 1 segment northeast of Ofu Airport at Fatauana (1 ac (less than 1 ha)); (6) 1 segment surrounding the Ofu Airport at Vaoto (6 ac (2 ha)); (7) 1 segment northwest of the Ofu Airport at Matasina (2 ac (1 ha)); (8) 1 segment along the north coast of Olosega Island within the village of Sili and the settlements of Faiava and Lalomoana (10 ac (4 ha)); and (9) 1 segment along the south coast of Olosega Island within the village of Olosega (13 ac (5 ha)). All lands within this unit are uncategorized ownership. General land use within this unit is cultural resource preservation, natural resource conservation, recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, picnicking, and fishing), sand mining, and uninhabited areas.
                    </P>
                    <P>
                        Unit AS-03 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit contains an elevated concentration of nesting green turtles as compared to other beaches in the area, residing on islands that do not have a large human population. Three proposed critical habitat segments (
                        <E T="03">i.e.,</E>
                         Tuaganua, Mafafa, and Northern Olosega) are primarily uninhabited and have limited to no vehicle or pedestrian access, providing important nesting areas with limited disturbance to green turtle eggs, hatchlings, and adults during nesting season. This unit also contains internesting beach area to support placement of multiple nests by individual turtles within a single season 
                        <PRTPAGE P="46416"/>
                        and area for the nesting population of green turtles to expand and recover.
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit AS-03 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         cyclones and tsunamis), human activities (
                        <E T="03">i.e.,</E>
                         shoreline stabilization, transportation, and sand mining), recreation and tourism, artificial lights, coastal development and construction, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, minimizing human access and activities during green turtle nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris on the beaches and marine debris that washes ashore. Approximately 8 ac (3 ha; 16 percent) of the uncategorized lands are leased and managed by the NPS as the National Park of American Samoa (NPS 1997, entire).
                    </P>
                    <HD SOURCE="HD3">Unit AS-04: Ta'u Island</HD>
                    <P>
                        Unit AS-04 consists of 34 ac (14 ha) on Tau Island, the easternmost island in the Manua Island Group. This unit is located approximately 80 to 85 mi (129 to 137 km) east of Pago Pago, the territorial capital village of American Samoa on Tutuila Island, American Samoa, and includes beach, coastal vegetation, and sandy shoals from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises six segments in three areas: (1) one segment along the east coast of Tau Island at Luamaa-Saua Beach (13 ac (5 ha)); (2) one segment each along the south coast at Maefu Beach (4 ac (1 ha)) and Lepisi Beach (6 ac (2 ha)); and (3) three segments along the western coast of Tau at the old Amouli Village (Amouli Beach) (7 ac (3 ha)), Afuli Cove Beach (3 ac (1 ha)), and Fagamolo Cove Beach (1 ac (less than 1 ha)). All lands within this unit are uncategorized ownership. General land use within this unit is cultural resource preservation, natural resource conservation, recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, picnicking, and fishing), sand mining, and uninhabited areas.
                    </P>
                    <P>Unit AS-04 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit contains an elevated concentration of nesting green turtles as compared to other beaches in the area, indicating that it serves as an important nesting area in this U.S. jurisdiction of the DPS. All the areas within this unit are remote with no direct vehicle access, limited pedestrian access, or are uninhabited, which provides overall limited disturbance to green turtle eggs, hatchlings, or adults during nesting season. This unit also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover.</P>
                    <P>
                        Threats to the PBFs identified within Unit AS-04 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         cyclones and tsunamis), recreation, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respective viewing of wildlife, and removing terrestrial debris on the beaches and marine debris that washes ashore. Approximately 22 ac (9 ha; 64 percent) of the uncategorized ownership lands are leased and managed by the NPS as the National Park of American Samoa (NPS 1997, entire).
                    </P>
                    <HD SOURCE="HD3">Unit AS-05: Aunu'u Island</HD>
                    <P>
                        Unit AS-05 consists of 3 ac (1 ha) on Aunuu Island, American Samoa. This unit is located approximately 10 mi (15 km) east of Pago Pago, the territorial capital village of American Samoa on Tutuila Island, American Samoa, and includes beach, coastal vegetation, and sandy shoals from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation and hardened or developed structures. All lands within this unit are uncategorized ownership. General land use within this unit is recreation and tourism (
                        <E T="03">e.g.,</E>
                         swimming, picnicking, and fishing).
                    </P>
                    <P>Unit AS-05 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit contains an elevated concentration of nesting green turtles that may also internest on the nearby island of Tutuila (which currently harbors turtle nesting activity by an unidentified turtle species). This unit also contains habitat to support nesting in addition to internesting beach area to support placement of multiple nests by individual turtles within a single season, and area for the nesting population to expand and recover.</P>
                    <P>
                        Threats to the PBFs identified within Unit AS-05 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         cyclones and tsunamis), human activities (
                        <E T="03">i.e.,</E>
                         sand mining, coastal development, and construction), recreation and tourism, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, minimizing human access and activities during the green turtle nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris on the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit AS-06: Rose Atoll</HD>
                    <P>Unit AS-06 consists of 10 ac (4 ha) on Rose Atoll (a.k.a. Motu o Manu), American Samoa. This unit is located approximately 260 mi (418 km) east of Pago Pago, the territorial capital village of American Samoa on Tutuila Island, American Samoa, and includes beach, coastal vegetation, and sandy shoals from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation or hardened or developed structures. This unit comprises two segments: 5 ac (2 ha) and 4 ac (2 ha) on Sand Island and Rose Island, respectively. All lands within this unit are in Federal ownership. General land use within this unit is natural resource conservation.</P>
                    <P>Unit AS-06 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit contains an elevated concentration of nesting green turtles during the nesting season, serving as an important nesting area in this DPS. This unit also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover. These Federal lands support protected, natural habitat with restricted human access.</P>
                    <P>
                        Threats to the PBFs identified within Unit AS-06 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         cyclones and tsunamis), and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, implementing biological quarantine of field crews conducting surveys or resource conservation (
                        <E T="03">e.g.,</E>
                         quarantining materials to keep out unwanted seeds, arthropods, and other biological material that can degrade or alter a biologically sensitive area), and removing terrestrial debris on the 
                        <PRTPAGE P="46417"/>
                        beaches and marine debris that washes ashore. All lands within this unit are managed by the USFWS as the Rose Atoll NWR and Rose Atoll National Marine Monument for wildlife conservation purposes under the Rose Atoll's Comprehensive Conservation Plan (USFWS 2014, entire; USFWS 2022, entire).
                    </P>
                    <HD SOURCE="HD2">Central West Pacific DPS</HD>
                    <HD SOURCE="HD3">Unit GU-01: Ritidian Point and Uruno Beach</HD>
                    <P>
                        Unit GU-01 consists of 37 ac (15 ha) in Dededo (a.k.a. Dedidu) and Yigo (a.k.a. Yigu) Villages, northern Guam, part of the Territory of Guam. This unit is located approximately 12 mi (19 km) northeast of the Capital Village of Hagåtña, and includes beach, coastal vegetation, and atoll forest from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises six segments in two areas (from north to south): (1) 20 ac (8 ha) of beach, coastal vegetation, and atoll forest at Ritidian Beach (a.k.a. Litekyan Village, Guam NWR and Ritidian Point); and (2) five segments comprising beach and coastal vegetation along Uruno Beach (a.k.a. Urunao Beach) (13 ac (5 ha) and 3 ac (1 ha)) and Falcona Beach (2 ac (1 ha), less than 1 ac (less than 1 ha), and less than 1 ac (less than 1 ha)). Lands within this unit include approximately 18 ac (7 ha; 49 percent) in Federal ownership, less than 1 ac (less than 1 ha; 1 percent) in Territorial ownership, 13 ac (5 ha; 34 percent) in private ownership, and 6 ac (2 ha; 16 percent) that are uncategorized. General land use within this unit is natural and cultural resource conservation, recreation (
                        <E T="03">e.g.,</E>
                         fishing, swimming, and picnicking), and tourism.
                    </P>
                    <P>Unit GU-01 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of nesting green turtles serving as an important nesting area in northern Guam. This unit also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover. The undeveloped lands and steep limestone karst cliffs surrounding the areas in this unit provide overall limited disturbance to green turtles during the nesting season as compared to other areas within this DPS. Approximately 18 ac (7 ha; 47 percent) of the unit overlap with currently designated critical habitat for the following Mariana wildlife: Mariana fruit bat, Guam Micronesian kingfisher, and Mariana crow (69 FR 62944, October 28, 2004) at Ritidian Beach.</P>
                    <P>
                        Threats to the PBFs identified within Unit GU-01 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         typhoons and tsunamis), recreation and tourism (including increased pedestrian traffic and general disturbance), and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, and removing terrestrial debris from the beaches and marine debris that washes ashore. Federal lands within this unit are managed by the USFWS as the Guam NWR for plant and wildlife conservation purposes under the Guam NWR's Comprehensive Conservation Plan (USFWS 2009a, entire).
                    </P>
                    <HD SOURCE="HD3">Unit GU-02: Jinapsan Beach</HD>
                    <P>
                        Unit GU-02 consists of 14 ac (6 ha) at Jinapsan (a.k.a. Hinapsan) Beach in Yigo (a.k.a. Yigu) Village, northern Guam, part of the Territory of Guam. This unit is located approximately 14 mi (23 km) northeast of the Capital Village of Hagåtña, and includes beach, coastal vegetation, and atoll forest from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. Lands within this unit include approximately 4 ac (1 ha; 26 percent) in Federal ownership, 3 ac (1 ha; 18 percent) in private ownership, and 8 ac (3 ha; 55 percent) that are uncategorized. General land use within this unit is natural resource conservation, national security, and recreation (
                        <E T="03">e.g.,</E>
                         fishing, swimming, and picnicking).
                    </P>
                    <P>Unit GU-02 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of nesting green turtles serving as an important nesting area in Northern Guam. This unit also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover. The undeveloped lands and steep limestone karst cliffs surrounding the areas in this unit provide overall limited disturbance to green turtles during the nesting season as compared to other areas within this DPS. Approximately 4 ac (2 ha) of the unit overlaps with designated critical habitat for the following Mariana wildlife: Mariana fruit bat, Guam Micronesian kingfisher, and Mariana crow (69 FR 62944, October 28, 2004) at Jinapsan Beach.</P>
                    <P>
                        Threats to the PBFs identified within Unit GU-02 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         typhoons, and tsunamis), recreation and tourism, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during green turtle nesting season, and removing terrestrial debris from the beaches and marine debris that washes ashore. Federal lands within this unit are managed by the USFWS as the Guam NWR for plant and wildlife conservation purposes under the Guam NWR's Comprehensive Conservation Plan (USFWS 2009a, entire).
                    </P>
                    <HD SOURCE="HD3">Unit GU-03: Tanguisson</HD>
                    <P>
                        Unit GU-03 consists of 12 ac (5 ha) in Dededo (a.k.a. Dedidu) Village on the west side of northern Guam, part of the Territory of Guam. This unit is located approximately 7 mi (11 km) northeast of the Capital Village of Hagåtña, and includes beach, coastal vegetation, and atoll forest from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises seven segments in two areas: (1) one segment at Shark's Cove (4 ac (1 ha)); and (2) six segments (north to south) along Tanguisson Beach (2 segments each of which are 2 ac (1 ha), 1 ac (less than 1 ha), less than 1 ac (less than 1 ha), 1 ac (1 ha), and 2 ac (1 ha)). Lands within this unit include approximately 6 ac (2 ha; 50 percent) in Territorial ownership and 6 ac (2 ha; 50 percent) that are uncategorized. General land use within this unit is recreation (
                        <E T="03">e.g.,</E>
                         fishing, swimming, and picnicking).
                    </P>
                    <P>
                        Unit GU-03 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of nesting green turtles serving as an important nesting area in Northern Guam. This unit also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover. All areas within this unit are surrounded by steep limestone karst cliffs that provide overall limited disturbance to green 
                        <PRTPAGE P="46418"/>
                        turtles during the nesting season as compared to other areas within this DPS. Additionally, there is no direct vehicle or foot trail to access Shark's Cove or the northernmost segment on Tanguisson Beach, nor is there significant human presence at the two southernmost areas along Tanguisson Beach, further limiting disturbance to nesting turtles in this area compared to other beaches on Guam.
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit GU-03 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         typhoons, and tsunamis), recreation and tourism, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, minimizing human access and activities during green turtle nesting season, conducting an outreach program on respective viewing of wildlife, and removing terrestrial debris on the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit GU-04: Tumon Bay</HD>
                    <P>
                        Unit GU-04 consists of 14 ac (6 ha) in Tamuning-Tumon (a.k.a. Tamuneng-Tomhom) and Dededo (a.k.a. Dedidu) Villages, northern Guam, part of the Territory of Guam. This unit is located approximately 3 mi (5 km) northeast of the Capital Village of Hagåtña, and includes beach, coastal vegetation, and atoll forest from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises four segments in four areas: (1) one segment on Amantes Beach (3 ac (1 ha)); (2) one segment on Fafai Beach (a.k.a. Gun Beach) (2 ac (1 ha)); and (3) two segments each of which are 1 ac (less than 1 ha) and (9 ac (4 ha) on Gonga Beach and Tumon Bay South, respectively. Lands within this unit include approximately 10 ac (4 ha; 74 percent) in private ownership and 4 ac (1 ha; 26 percent) that are uncategorized. General land use within this unit is natural resource conservation, recreation (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, unmotorized watercraft, and picnicking), and tourism.
                    </P>
                    <P>Unit GU-04 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit serves as important internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover, given it is also adjacent to other units with documented nesting beach for green turtle. Additionally, the Fai Beach segment sits at the bottom of a limestone karst cliff and is only accessible by a foot path, providing limited disturbance to green turtles during the nesting season as compared to other areas within this DPS.</P>
                    <P>
                        Threats to the PBFs identified within Unit GU-04 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         typhoons and tsunamis); recreation and tourism, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris on the beaches and marine debris that washes ashore. Approximately 1 ac (less than 1 ha; 8 percent) of the lands within this unit are managed by the Territory of Guam, Department of Agriculture as the Tumon Bay Marine Preserve (Guam Visitors Bureau 2004, pp. 4-5).
                    </P>
                    <HD SOURCE="HD3">Unit GU-05: Hagåtña Bay</HD>
                    <P>
                        Unit GU-05 consists of 7 ac (3 ha) in East Agana Bay, Tamuning-Tumon (a.k.a. Tamuneng-Tomhom) Village, west coast of northern Guam, part of the Territory of Guam. This unit is located approximately 1 mi (less than 1 km) northeast of the Capital Village of Hagåtña and includes beach and sandy shoals from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises three segments in two areas: (1) two segments (north to south) on Dungcas Beach (2 ac (1 ha) and 3 ac (1 ha)); and (2) one segment on Trinchera Beach (2 ac (1 ha)). Lands within this unit include approximately 1 ac (less than 1 ha; 11 percent) in private ownership and 6 ac (3 ha; 89 percent) that are uncategorized. General land use within this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, swimming, jet skiing, and picnicking).
                    </P>
                    <P>Unit GU-05 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit serves as important internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting green turtle population to expand and recover due to its presence adjacent to other units in this geographic area with documented nesting beach for green turtle.</P>
                    <P>
                        Threats to the PBFs identified within Unit GU-05 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         typhoons and tsunamis), shoreline stabilization, transportation, recreation and tourism, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris from the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit GU-06: Cabras Island</HD>
                    <P>
                        Unit GU-06 consists of 8 ac (3 ha) in Piti Village, east coast of central Guam, part of the Territory of Guam. This unit is located approximately 8 mi (13 km) west of the Capital Village of Hagåtña and includes beach and coastal vegetation from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation or hardened or developed structures. This unit comprises five segments in two areas (west to east): (1) two segments at Sea Plane Ramp, including 1 ac (less than 1 ha)) along Apra harbor and less than 1 ac (less than 1 ha) along the Philippine Sea; and (2) three segments on Cabras Beach (less than 1 ac (less than 1 ha), 7 ac (3 ha), and less than 1 ac (less than 1 ha)). Lands within this unit include approximately less than 1 ac (less than 1 ha; 1 percent) in private ownership and 8 ac (3 ha; 99 percent) that are uncategorized ownership. General land use within this unit is natural resource conservation, recreation (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, scuba diving, swimming, and picnicking), and tourism.
                    </P>
                    <P>Unit GU-06 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit serves as important internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting green turtle population to expand and recover due to its presence adjacent to other units in this geographic area with documented nesting beach for green turtle.</P>
                    <P>
                        Threats to the PBFs identified within Unit GU-06 include habitat loss, 
                        <PRTPAGE P="46419"/>
                        modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">i.e.,</E>
                         sea level rise, changes in sand temperature, storms, typhoons, tsunamis, oil spills), shoreline stabilization, transportation, recreation and tourism, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the nesting season, minimizing artificial lighting near nesting beaches; and removing terrestrial debris from the beaches and marine debris that washes ashore. Approximately less than 1 ac (less than 1 ha; 4 percent) of the lands within this unit are managed by the Territory of Guam, Department of Agriculture as the Piti Bomb Holes Marine Preserve (Guam Coastal Management Program 2016, entire).
                    </P>
                    <HD SOURCE="HD3">Unit GU-07: Agat Bay</HD>
                    <P>
                        Unit GU-07 consists of 1 ac (less than 1 ha) in Agat Bay (a.k.a. Hågat Bay) in Aagat Village (a.k.a. Hagåt Village), west coast of central Guam, part of the Territory of Guam. This unit is located approximately 9 mi (14 km) southwest of the Capital Village of Hagåtña and includes beach and coastal vegetation from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. Lands within this unit include approximately less than 1 ac (less than 1 ha; 17 percent) in Federal ownership and 1 ac (less than 1 ha; 81 percent) that is uncategorized. General land use within this unit is natural resource conservation, cultural resource preservation, and recreation (
                        <E T="03">e.g.,</E>
                         fishing, swimming, and picnicking).
                    </P>
                    <P>Unit GU-07 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit serves as important internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting green turtle population to expand and recover due to its presence on the eastern coast of central Guam and its location within the DPS.</P>
                    <P>
                        Threats to the PBFs identified within Unit GU-07 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         sea level rise, changes in sand temperature, storms, typhoons, and tsunamis), recreation and tourism, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, and removing terrestrial debris on the beaches and marine debris that washes ashore. Federal lands within this unit are managed by the NPS as the War in the Pacific National Historical Park to conserve natural, scenic, and historic values and objects under the Agat Unit National Historic Park Management Plan (NPS 1983, entire).
                    </P>
                    <HD SOURCE="HD3">Unit GU-08: Pago (a.k.a. Pågu) Point to Ylig Bay</HD>
                    <P>
                        Unit GU-08 consists of 2 ac (1 ha) Yona (a.k.a. Yo'ña) Village, central Guam, part of the Territory of Guam. This unit is located approximately 5 mi (8 km) southeast of the Capital Village of Hagåtña, and includes beach, coastal vegetation, and atoll forest from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises four small segments in three areas: (1) one segment less than 1 ac (less than 1 ha) on Nasgon Beach; (2) two segments from north to south on Tagachan Beach (less than 1 ac (less than 1 ha) and 1 ac (less than 1 ha)); and (3) one segment less than 1 ac (less than 1 ha) in Ylig Bay (a.k.a. Ilig Bay) at Turtle Beach. Lands within this unit include approximately 2 ac (1 ha; 88 percent) in private ownership and less than 1 ac (less than 1 ha; 12 percent) that is uncategorized. General land use within this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, swimming, and picnicking).
                    </P>
                    <P>Unit GU-08 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit serves as important internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting green turtle population to expand and recover based on its location along the eastern coast of central Guam and its location within the DPS. Additionally, the unit contains natural pocket beaches at the base of steep limestone karst cliffs with a thick forest growth, limiting public access to Tagachan Beach, as well as no direct vehicle access and limited foot trail access to two of the segments and, therefore, providing limited disturbance to green turtles during the nesting season as compared to other areas within this DPS.</P>
                    <P>
                        Threats to the PBFs identified within Unit GU-08 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         sea level rise, changes in sand temperature, storms, typhoons, and tsunamis), recreation, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris on the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit GU-09: Talo'fo'fo Village</HD>
                    <P>
                        Unit GU-09 consists of 4 ac (2 ha) in Talo'fo'fo Village, eastern coast of southern Guam, part of the Territory of Guam. This unit is located approximately 8 mi (14 km) south of the Capital Village of Hagåtña and includes beach, coastal vegetation, and atoll forest from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises four segments: (1) two segments each of which are less than 1 ac (less than 1 ha) at Togcha Beach; (2) one segment on Ipan Beach (4 ac (2 ha)); and (3) one segment with less than 1 ac (less than 1 ha) in Inarajan Bay at Gayloup Cove. Lands within this unit include approximately 2 ac (1 ha; 34 percent) in private ownership and 3 ac (1 ha; 66 percent) that are uncategorized. General land use within this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, swimming, and picnicking) and tourism.
                    </P>
                    <P>Unit GU-09 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit includes the longest contiguous beach for nesting green turtles on the eastern side of central Guam, serving as an important nesting site on the eastern side of the island. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover.</P>
                    <P>
                        Threats to the PBFs identified within Unit GU-09 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         sea level rise, changes in sand temperature, storms, typhoons, and 
                        <PRTPAGE P="46420"/>
                        tsunamis), shoreline stabilization, recreation, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris on the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit GU-10: Humåtak Village</HD>
                    <P>Unit GU-10 consists of 7 ac (3 ha) in Humåtak Village along the western coast of southern Guam, part of the Territory of Guam. This unit is located approximately 13 mi (20 km) southwest of the Capital Village of Hagåtña and includes beach habitat from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises four segments in four areas from north to south: (1) one segment on Sagua Beach (2 ac (1 ha)); (2) one segment on Achuga Valley Beach (2 ac (1 ha)); (3) one segment on Sella Bay (1 ac (less than 1 ha)); and (4) one segment on Cetti Bay (3 ac (1 ha)). Lands within this unit include approximately 1 ac (1 ha; 17 percent) in private ownership and 6 ac (3 ha; 83 percent) that are uncategorized. General land use within this unit is natural resource conservation.</P>
                    <P>Unit GU-10 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit contains limited access natural beaches in southwest Guam, representing the only unit on the southwest coast for nesting green turtles and thus serving as an important nesting habitat on the southernmost island within the U.S. jurisdiction of this DPS. This unit also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover.</P>
                    <P>
                        Threats to the PBFs identified within Unit GU-10 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         typhoons and tsunamis), and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management and removing terrestrial debris on the beaches and marine debris that washes ashore. The private and uncategorized lands within this unit are managed by the Guam Department of Agriculture (GDoAg) as part of the Guam Territorial Seashore Park (Guam 1978, entire; GDoAg 2013, entire).
                    </P>
                    <HD SOURCE="HD3">Unit GU-11: Nomna Bay</HD>
                    <P>
                        Unit GU-11 consists of less than 1 ac (less than 1 ha) in Talo'fo'fo Village, the eastern coast of southern Guam, part of the Territory of Guam. This unit is located approximately 10 mi (15 km) southeast of the Capital Village of Hagåtña and includes beach from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises two segments from north to south, each of which are 1 ac (less than 1 ha) in Nomna Bay (a.k.a. Nomnia Bay) at Perez Beach. All land within this unit is uncategorized ownership. General land use within this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, swimming, surfing, and picnicking).
                    </P>
                    <P>Unit GU-11 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit serves as important nesting areas on the eastern coast of southern Guam and as the southernmost island within the U.S. jurisdiction of this DPS. The beaches in this area have direct access by humans, although they are remote and surrounded by steep limestone karst cliffs that provide limited disturbance to green turtles during the nesting season as compared to other areas within this DPS. This unit also contains habitat for internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover.</P>
                    <P>
                        Threats to the PBFs identified within Unit GU-11 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         typhoons, and tsunamis), recreation, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris on the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit GU-12: Inarajan Bay</HD>
                    <P>
                        Unit GU-12 consists of 4 ac (1 ha) in Inarajan Village (a.k.a. Inalåhan Village) on the east coast of southern Guam, part of the Territory of Guam. This unit is located approximately 13 mi (22 km) southeast of the Capital Village of Hagåtña and includes beach and coastal vegetation from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises two segments on Guaifan shoreline (1 ac (less than 1 ha)) and along Inarajan Bay (a.k.a. Inalåhan Beach; 3 ac (1 ha)). Lands within this unit include approximately 1 ac (less than 1 ha; 16 percent) in private ownership and 3 ac (1 ha; 84 percent) that are uncategorized. General land use within this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, surfing, swimming, and picnicking).
                    </P>
                    <P>Unit GU-12 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit serves as important nesting areas along the eastern coast of southern Guam and also on the southernmost island within the U.S. jurisdiction of this DPS. Additionally, this unit also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover. Although Inarajan Bay and Guaifan shoreline are near developed areas or roads, they are primarily surrounded by forest or cliffs that provide limited disturbance, including reduced artificial lights on the beaches during green turtle nesting season, as compared to other areas within this DPS.</P>
                    <P>
                        Threats to the PBFs identified within Unit GU-12 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         sea level rise, changes in sand temperature, storms, typhoons, and tsunamis), recreation, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, and removing terrestrial debris on the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit GU-13: Agfayan Point to Aga Point</HD>
                    <P>
                        Unit GU-13 consists of 5 ac (2 ha) in Inarajan Village (a.k.a. Inalåhan Village) between Agfayan Point (a.k.a. Akfayan Point) and Aga Point on the south coast of Guam, part of the Territory of Guam. 
                        <PRTPAGE P="46421"/>
                        This unit is located approximately 16 mi (25 km) southeast of the Capital Village of Hagåtña and includes beach and coastal vegetation from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises four segments in three areas: (1) one segment on Lada Beach (1 ac (less than 1 ha)), (2) two segments each of which are less than 1 ac (less than 1 ha) on Acho and Atao Beaches, and (3) one segment on Tonan Beach (4 ac (2 ha)). Lands within this unit include less than 2 ac (1 ha; 33 percent) in private ownership and less than 4 ac (1 ha; 68 percent) that are uncategorized. General land use within this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, swimming, and picnicking).
                    </P>
                    <P>Unit GU-13 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit serves as important nesting areas for turtles along the eastern coast of southern Guam and on the southernmost island within the U.S. jurisdiction of this DPS. This unit also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover. The lands surrounding and adjacent to the beaches in this unit are interspersed residential and forested lands, with limited direct access to the beaches through forested areas, resulting in reducing artificial lights on the beaches and limited disturbance to nesting green turtles as compared to other areas within this DPS.</P>
                    <P>
                        Threats to the PBFs identified within Unit GU-13 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         sea level rise, changes in sand temperature, storms, typhoons, and tsunamis), shoreline stabilization, recreation, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, and removing terrestrial debris on the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit GU-14: Cocos Island</HD>
                    <P>
                        Unit GU-14 consists of 8 ac (3 ha) in Cocos Island (a.k.a. Dano Village), an island off the south coast of Guam, part of the Territory of Gaum. This island unit is located approximately 17 mi (27 km) southwest of the Capital Village of Hagåtña that occurs on the main island. The unit includes beach, coastal vegetation, and atoll forest from the MHWL, and the landward boundary is the line indicating the beginning of dense vegetation or hardened or developed structures. This unit comprises two segments totaling 5 ac (2 ha) and 3 ac (1 ha) along Cocos Island Beach. Lands within this unit include approximately 1 ac (less than 1 ha; 10 percent) in private ownership and 7 ac (3 ha; 90 percent) that are uncategorized. General land use within this unit is natural resource conservation, recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, swimming, and picnicking), and tourism.
                    </P>
                    <P>Unit GU-14 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has an elevated concentration of nesting green turtles and serves as an important nesting area in Southern Guam, the southernmost area within U.S. jurisdiction of this DPS. This unit also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover. Additionally, this unit is accessible only by boat, thereby limiting disturbance to nesting green turtles in this area as compared to other areas within this DPS.</P>
                    <P>
                        Threats to the PBFs identified within Unit GU-14 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         typhoons and tsunamis), recreation, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris on the beaches and marine debris that washes ashore. The private and uncategorized lands within this unit are managed by GDoAg as part of the Guam Territorial Seashore Park (Guam 1978, entire; GDoAg 2013, entire).
                    </P>
                    <HD SOURCE="HD3">Unit MP-01: Agrihan Island</HD>
                    <P>Unit MP-01 consists of 44 ac (18 ha) along the southwest coast of Agrihan (a.k.a. Agrigran) Island in the northern part of the Mariana Archipelago, part of the CNMI (a.k.a. Sankattan Siha Na Islas Mariånas, Commonwealth Téél Falúw kka Efáng Ilól Marianas). This unit is located approximately 199 mi (320 km) north of Capitol Hill, Saipan (a.k.a. Sa'ipan, Seipél), and includes beach and coastal vegetation from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises five segments from north to south (13 ac (5 ha), 27 ac (11 ha), 1 ac (less than 1 ha), 2 ac (1 ha), and less than 1 ac (less than 1 ha)) along the southwest side of Agrihan Island on Agrihan Beach. All lands within this unit are uncategorized ownership. General land use within this unit is residential, subsistence agriculture, and fishing. Agrihan Island has been primarily uninhabited since 1990 when the threat of volcanic eruption forced residents to evacuate. Resettlement and development plans were instituted, and there are currently a small number of permanent residents on island.</P>
                    <P>Unit MP-01 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit serves as an important nesting area at this northernmost part of the Central West Pacific DPS that is under U.S. jurisdiction. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover. Agrihan Island is primarily uninhabited due to the risk of volcanic eruption and lack of the availability of basic survival needs, thereby providing overall limited disturbance to green turtle eggs, hatchlings, and adults during the nesting season.</P>
                    <P>
                        Threats to the PBFs identified within Unit MP-01 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         typhoons, tsunamis, and volcanic eruption), and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management and removing terrestrial debris from the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit MP-02: Pagan Island</HD>
                    <P>
                        Unit MP-02 consists of 12 ac (5 ha) along the western coast on Pagan Island in the northern part of the Mariana Archipelago, part of the CNMI. This unit is located approximately 203 mi (326 km) north of Capitol Hill, Saipan, and includes beach and coastal vegetation from the MHWL. The landward boundary is the line indicating the 
                        <PRTPAGE P="46422"/>
                        beginning of dense vegetation or cliff. This unit comprises three segments in two areas: (1) 6 ac (2 ha) and 2 ac (1 ha) along Shomushon Bay (a.k.a. Red Beach) and Apaan Bay (a.k.a. Green Beach), respectively, and (2) 4 ac (2 ha) along the west side of Mount Togari. All lands within this unit are uncategorized ownership. General land use within this unit is residential and subsistence agriculture and fishing. Pagan Island has been primarily uninhabited since 1981 when Mt. Pagan erupted, and all residents were evacuated. Resettlement and development plans were instituted, but there are no permanent residents.
                    </P>
                    <P>Unit MP-02 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit serves as an important green turtle nesting area within this DPS along the west coast of Pagan Island during the nesting season. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover. Pagan Island is largely uninhabited due to risk of volcanic eruption and lack of the availability of basic survival needs, thereby providing overall limited disturbance to green turtle eggs, hatchlings, and adults during the nesting season as compared to other areas within the DPS.</P>
                    <P>
                        Threats to the PBFs identified within Unit MP-02 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         typhoons, tsunamis, and volcanic eruption), and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management and removing terrestrial debris from the beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit MP-03: Wing Beach and Bird Island</HD>
                    <P>
                        Unit MP-03 consists of 7 ac (3 ha) in Marpi Village, northwestern and northeastern coast of Saipan, part of the CNMI. This unit is located approximately 4 mi (7 km) northeast of Capitol Hill, Saipan, and includes beach, coastal vegetation, and atoll forest from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises three segments including 4 ac (1 ha) on Wing Beach (a.k.a. Unai Makpe) on the northwestern coast, and two adjacent segments (2 ac (1 ha) and 3 ac (1 ha)) at Bird Island (a.k.a. Unai Fanonchuluyan). Lands within this unit include approximately 4 ac (2 ha; 56 percent) in Commonwealth ownership and 3 ac (1 ha; 44 percent) that are uncategorized. General land use within this unit is natural resource conservation, recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, scuba diving, swimming, hiking, nature viewing, and picnicking), and tourism.
                    </P>
                    <P>Unit MP-03 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit serves as an important nesting area along the northwestern and northeastern coasts of Saipan, and in the northernmost of the main islands in the CNMI. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover. The undeveloped and steep terrain surrounding the Bird Island segments of this unit has limited to no direct access by roads or trails to the beach, thereby providing overall limited disturbance to green turtle eggs, hatchlings, and adults during the nesting season.</P>
                    <P>
                        Threats to the PBFs identified within unit MP-03 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         typhoons and tsunamis), recreation, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris from the beaches and marine debris that washes ashore. The commonwealth lands in this unit are managed by CNMI's DLNR (Division of Fish and Wildlife) as the Bird Island Conservation Area for wildlife conservation under the Management Plan for the Bird Island Wildlife Conservation Area and Bird Island Marine Sanctuary (CNMI 2007a, entire). The CNMI Division of Coastal Resources Management has produced a “Public Shoreline Access Guide for Saipan, Tinian, and Rota” to provide outreach guidance on protecting nesting grounds for green turtles (CNMI 2015, p. vi).
                    </P>
                    <HD SOURCE="HD3">Unit MP-04: Managaha Island and Unai Makaka</HD>
                    <P>
                        Unit MP-04 consists of 21 ac (9 ha) on the western coast of Saipan, part of the CNMI. This unit is located approximately 3 mi (5 km) northwest of Capitol Hill, Saipan, and includes beach, coastal vegetation, and atoll forest from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit includes two segments in two areas: 9 ac (4 ha) on the beach surrounding Managaha Island (directly north of Unai Makaka) and 12 ac (5 ha) in Lagunan Garapan on Unai Makaka. Lands within this unit include approximately 5 ac (2 ha; 25 percent) in Commonwealth ownership, less than 1 ac (less than 1 ha; 1 percent) in private ownership, and 16 ac (6 ha; 74 percent) that are uncategorized. General land use within this unit is historical preservation, natural resource conservation, recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, marine motor sports, beach sports, walking, hiking, sightseeing, nature study, and picnicking), and tourism.
                    </P>
                    <P>Unit MP-04 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit serves as an important nesting area along the western coast of Saipan and within this DPS. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover. Separate from the main island of Saipan, access to Managaha Island is limited by boat, thereby providing overall limited disturbance to green turtle eggs, hatchlings, and adults during the nesting season.</P>
                    <P>
                        Threats to the PBFs identified within unit MP-04 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         typhoons and tsunamis), shoreline stabilization, recreation and tourism, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris on the beaches and marine debris that washes ashore. The uncategorized lands within this unit are managed by the Commonwealth as the Managaha Marine Conservation Area for the purposes of wildlife conservation under the Management Plan for the Managaha Marine Conservation Area 
                        <PRTPAGE P="46423"/>
                        (CNMI 2005, entire). Additionally, the NPS leases and manages Commonwealth lands as the American Memorial Park Northern Mariana Islands (NPS 2019, pp. 45-47). The CNMI Division of Coastal Resources Management has produced a “Public Shoreline Access Guide for Saipan, Tinian, and Rota” to provide outreach guidance on protecting nesting grounds for green turtles (CNMI 2015, p. vi).
                    </P>
                    <HD SOURCE="HD3">Unit MP-05: Eastern Saipan</HD>
                    <P>
                        Unit MP-05 consists of 18 ac (7 ha) along the east coast of Saipan, part of the CNMI. This unit is located approximately 2 mi (3 km) southeast of Capitol Hill, Saipan, and includes beach and coastal vegetation from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises nine segments in two areas: (1) 2 ac (1 ha) at Old Man by the Sea Beach, 3 ac (1 ha) on Unai Halaihai (a.k.a. Marine Beach), 4 ac (2 ha) on Unai Laolao Kattan (a.k.a. Tank Beach), and two segments south of Tank Beach, each less than 1 ac (less than 1 ha) on Tank Pocket Beach; and (2) four segments (west to east) in Laolao Bay totaling 4 ac (2 ha), 2 ac (1 ha), less than 1 ac (less than 1 ha) at Unai Laolao, and 3 ac (1 ha) at Unai Baput. Lands within this unit include approximately 9 ac (4 ha; 52 percent) in Commonwealth ownership, 1 ac (less than 1 ha; 4 percent) in private ownership, and 8 ac (3 ha; 44 percent) that are uncategorized. General land use within this unit is cultural resource preservation, natural resource conservation, and recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, scuba diving, swimming, walking, hiking, sightseeing, nature viewing and study, and picnicking).
                    </P>
                    <P>Unit MP-05 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit serves as an important nesting area in this DPS along the east coast of Saipan. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover. The areas of this unit are all adjacent to undeveloped areas (although there is direct vehicle access to all units), thereby providing overall limited disturbance to green turtle eggs, hatchlings, and adults during the nesting season.</P>
                    <P>
                        Threats to the PBFs identified within unit MP-05 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         typhoons and tsunamis), recreation (including increased pedestrian and general disturbance), artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris on the beaches and marine debris that washes ashore. Commonwealth lands within this unit are managed by CNMI's DLNR (Division of Fish and Wildlife) as the Kagman Wildlife Conservation Area and Forbidden Island Marine Sanctuary under the Management Plan Kagman Wildlife Conservation Area and Forbidden Island Marine Sanctuary (CNMI 2007b, entire) and by the Division of Environmental Quality as the Laolao Bay Sea Cucumber Sanctuary under the Laolao Bay Conservation Action Plan (CNMI 2009, entire). The CNMI Division of Coastal Resources Management has produced a “Public Shoreline Access Guide for Saipan, Tinian, and Rota” to provide outreach guidance on protecting nesting grounds for green turtles (CNMI 2015, p. vi).
                    </P>
                    <HD SOURCE="HD3">Unit MP-06: Southern Saipan</HD>
                    <P>
                        Unit MP-06 consists of 8 ac (3 ha) along the southern coast of Saipan, part of the CNMI. This unit is located approximately 8 mi (13 km) northeast of Capitol Hill, Saipan, and includes beach and coastal vegetation from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises five segments in three areas: (1) less than 1 ac (less than 1 ha) and 3 ac (1 ha) near the west end of the Saipan Airport runway at Unai Denikuio Agingan (a.k.a. Coral Ocean Point); (2) 1 ac (less than 1 ha) and 3 ac (1 ha) along the south coast of Saipan at Unai Peo (a.k.a. Ladder Beach) and Unai Obyan, respectively; and (3) 1 ac (less than 1 ha) at Boy Scout Beach along the west coast of the Naftan Peninsula. Lands within this unit include approximately 1 ac (less than 1 ha; 8 percent) in Commonwealth ownership and 7 ac (3 ha; 92 percent) that are uncategorized. General land use within this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, scuba diving, swimming, nature viewing, sightseeing, and picnicking).
                    </P>
                    <P>Unit MP-06 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit serves as an important nesting area in this DPS along the southwest coast of Saipan. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover. The Unai Obyan and Boy Scout Beach are two areas on Saipan that are undeveloped with limited direct access by roads and trails to the beach, thereby providing overall limited disturbance to green turtle eggs, hatchlings, and adults during the nesting season.</P>
                    <P>
                        Threats to the PBFs identified within unit MP-06 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         typhoons and tsunamis), recreation, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris on the beaches and marine debris that washes ashore. The CNMI Division of Coastal Resources Management has produced a “Public Shoreline Access Guide for Saipan, Tinian, and Rota” to provide outreach guidance on protecting nesting grounds for green turtles (CNMI 2015, p. vi).
                    </P>
                    <HD SOURCE="HD3">Unit MP-07: Western Tinian</HD>
                    <P>
                        Unit MP-07 consists of 6 ac (3 ha) along the western coast of Tinian Island, part of the CNMI. This unit is located approximately 2 mi (2 km) northwest of San Jose Village and includes beach and coastal vegetation from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit includes six segments, including: less than 1 ac (less than 1 ha) at Barcinas Cove, less than 1 ac (less than 1 ha) at Turtle Beach, 1 ac (less than 1 ha) on Leprosarium Beach, 1 ac (less than 1 ha) on Red Beach, and 2 ac (1 ha) on Kammer Beach, and 2 ac (less than 1 ha) on Tachogna Beach. Lands within this unit include approximately 3 ac (1 ha; 44 percent) in Commonwealth ownership and 4 ac (1 ha; 56 percent) that are uncategorized. General land use within this unit is recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, nature viewing and study, and picnicking).
                        <PRTPAGE P="46424"/>
                    </P>
                    <P>Unit MP-07 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit serves as an important nesting area in this DPS along the central west coast of Tinian. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover. The majority of Tinian is undeveloped with limited to no direct access by roads or trails to the beaches, thereby providing overall limited disturbance to green turtle eggs, hatchlings, and adults during the nesting season.</P>
                    <P>
                        Threats to the PBFs identified within unit MP-07 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         typhoons and tsunamis), shoreline stabilization and transportation, recreation, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris on the beaches and marine debris that washes ashore. The CNMI Division of Coastal Resources Management has produced a “Public Shoreline Access Guide for Saipan, Tinian, and Rota (CNMI 2015, entire) to provide information on recreational opportunities along the shoreline that are safe to access and also outreach guidance to protect nesting grounds for green turtles.
                    </P>
                    <HD SOURCE="HD3">Unit MP-08: Northern Rota</HD>
                    <P>
                        Unit MP-08 consists of 54 ac (22 ha) on northern Rota Island, the second most southern island in the Mariana archipelago, and part of the CNMI. This unit is located approximately 3 mi (5 km) to 7 mi (11 km) northeast of Songsong Village and includes beach and coastal vegetation from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises six segments in two areas: (1) 43 ac (17 ha) north of Rota International Airport along Mochong Beach; and (2) five segments west of Rota International Airport (1 ac (1 ha) and 1 ac (less than 1 ha) along Tatgua Beach, 6 ac (2 ha) along Teteto Beach, 3 ac (1 ha) along Uyulan Beach, and 1 ac (less than 1 ha) along Songton Beach). Lands within this unit include approximately 44 ac (18 ha; 81 percent) in Commonwealth ownership, 2 ac (1 ha; 3 percent) in private ownership, and 9 ac (4 ha; 17 percent) that are uncategorized. General land uses within this unit are natural resource conservation, recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, swimming, and diving), and tourism.
                    </P>
                    <P>Unit MP-08 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit serves as an important nesting area in this DPS along the north coast of Rota Island. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover. The majority of the green turtle nesting beaches within this unit are surrounded by undeveloped lands with limited direct access by roads and trails to the beaches, thereby providing overall limited disturbance to green turtle eggs, hatchlings, and adults during the nesting season. Approximately 4 ac (1 ha; 22 percent) of the unit overlap with designated critical habitat for the federally endangered Mariana crow (69 FR 62944, October 28, 2004).</P>
                    <P>
                        Threats to the PBFs identified within unit MP-08 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         typhoons and tsunamis), recreation and tourism, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris on the beaches and marine debris that washes ashore. The CNMI Division of Coastal Resources Management has produced a “Public Shoreline Access Guide for Saipan, Tinian, and Rota (CNMI 2015, entire) to provide information on recreational opportunities along the shoreline that are safe to access and also outreach guidance to protect nesting grounds for green turtles.
                    </P>
                    <HD SOURCE="HD3">Unit MP-09: Southern Rota</HD>
                    <P>
                        Unit MP-09 consists of 9 ac (4 ha) on southern Rota Island, part of the CNMI. This unit is located approximately 2 mi (3 km) southeast of Songsong Village and includes beach, coastal vegetation, and atoll forest from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit includes nine segments in four areas (from west to east): (1) four segments, each less than 1 ac (less than 1 ha), southeast of Teneto Village along Tatka Beach in Sasanhaya Bay; (2) 1 ac (less than 1 ha) at Coral Garden Beach; (3) two 1-ac (less than 1-ha) segments on Okgok Beach and 3 ac (1 ha) on Apanon Beach; and (4) 3 ac (1 ha) on Malilok Beach. Lands within this unit include approximately 8 ac (3 ha; 89 percent) in Commonwealth ownership, less than 1 ac (less than 1 ha; less than 1 percent) in private ownership, and 1 ac (1 ha; 11 percent) that is uncategorized. General land use within this unit is natural resource conservation, recreational activities (
                        <E T="03">e.g.,</E>
                         fishing, snorkeling, swimming, and picnicking), and tourism.
                    </P>
                    <P>Unit MP-09 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit serves as an important nesting area in this DPS along the southwest coast of Rota Island. Additionally, this unit contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover. The majority of Rota Island and the nesting areas within this unit are undeveloped and reside at the base of or surrounded by steep terrain that limits direct access by roads and trails, thereby providing overall limited disturbance to green turtle eggs, hatchlings, and adults during the nesting season.</P>
                    <P>
                        Threats to the PBFs identified within unit MP-09 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused disasters (
                        <E T="03">i.e.,</E>
                         typhoons and tsunamis), recreation and tourism, coastal development and construction, artificial lights, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting habitat restoration or management, conducting an outreach program on respectful viewing of wildlife, minimizing human access and activities during the green turtle nesting season, minimizing artificial lighting near nesting beaches, and removing terrestrial debris on the beaches and marine debris that washes ashore. The CNMI Division of Coastal Resources Management has produced a “Public Shoreline Access Guide for Saipan, 
                        <PRTPAGE P="46425"/>
                        Tinian, and Rota (CNMI 2015, entire) to provide information on recreational opportunities along the shoreline that are safe to access and also outreach guidance to protect nesting grounds for green turtles.
                    </P>
                    <HD SOURCE="HD2">North Atlantic DPS</HD>
                    <HD SOURCE="HD3">Unit FL-01: Guana Tolomato Matanzas National Estuarine Research Reserve—Guana River Site</HD>
                    <P>
                        Unit FL-01 consists of 112 ac (45 ha) of beach, dune, and coastal vegetation along the Atlantic Ocean shoreline in St. Johns County, Florida, within the boundaries of the Guana Tolomato Matanzas National Estuarine Research Reserve (GTM Reserve)—Guana River Site. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. This unit is entirely within State ownership and managed by the FDEP. General land use within this unit includes natural resource conservation, wildlife management, and general recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating).
                    </P>
                    <P>Unit FL-01 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density green turtle nesting. It also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover within the State's Northeast Management Unit (Ceriani 2022, pers. comm.). In addition, this unit provides a protected, natural beach and dune complex with limited disturbance from human activity.</P>
                    <P>
                        Threats to the PBFs identified within Unit FL-01 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, beach sand placement activities, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate threats to the PBFs may include conducting beach and dune restoration, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches, and removing terrestrial debris on beaches and marine debris that washes ashore. State lands within this unit are managed under the GTM Reserve's Management Plan (FDEP 2009, entire).
                    </P>
                    <HD SOURCE="HD3">Unit FL-02: Washington Oaks Gardens State Park to North Peninsula State Park</HD>
                    <P>
                        Unit FL-02 consists of 307 ac (124 ha) of beach, dune, and coastal vegetation along the Atlantic Ocean shoreline in Flagler and Volusia Counties, Florida. The unit extends from the northern boundary of Washington Oaks Gardens State Park in Flagler County to the southern boundary of North Peninsula State Park in Volusia County. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 77 ac (31 ha; 25 percent) in State ownership, 61 ac (25 ha; 20 percent) in local government ownership, and 169 ac (68 ha; 55 percent) in private/other ownership. State-owned lands in this unit include Washington Oaks Gardens State Park, Gamble Rogers Memorial State Recreation Area, and North Peninsula State Park. General land use within this unit includes State and local parks, recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating), beach driving, wildlife management, and natural resource conservation. The unit also adjoins areas of residential development.
                    </P>
                    <P>Unit FL-02 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density green turtle nesting. It also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover within the State's Northeast Management Unit (Ceriani 2022, pers. comm.). In addition, this unit provides a protected, natural beach and dune complex with limited disturbance from human activity. The entire unit overlaps designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014).</P>
                    <P>
                        Threats to the PBFs identified within Unit FL-02 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, beach sand placement activities, recreational activities, coastal development and associated artificial lighting, beach driving by emergency vehicles, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches, enforcing local lighting ordinances, and removing terrestrial debris on the beaches and marine debris that washes ashore. State lands within this unit are managed under the Washington Oaks Gardens State Park Management Plan (FDEP 2017, entire), Gamble Rogers Memorial State Recreation Area at Flagler Beach Management Plan (FDEP 2018a, entire), and the North Peninsula State Park Management Plan (FDEP 2018b, entire).
                    </P>
                    <HD SOURCE="HD3">Unit FL-03: Canaveral National Seashore to Merritt Island National Wildlife Refuge</HD>
                    <P>
                        Unit FL-03 consists of 558 ac (226 ha) of beach, dune, and coastal vegetation along the Atlantic Ocean shoreline in Volusia and Brevard Counties, Florida. The unit extends from the northern boundary of Canaveral National Seashore to the southern boundary of Merritt Island NWR—Kennedy Space Center and includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit are entirely within Federal ownership including Canaveral National Seashore (managed by the NPS) and Merritt Island NWR—Kennedy Space Center (managed by the USFWS). General land use within this unit includes space launch activities, natural resource conservation, wildlife management, and recreational activities (
                        <E T="03">e.g.,</E>
                         walking, swimming, fishing, boating, and wildlife viewing).
                    </P>
                    <P>Unit FL-03 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density green turtle nesting. It also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover within the State's Central Eastern Management Unit (Shamblin et al. 2015, p. 680) in a protected, natural beach and dune complex with limited disturbance from human activity. This entire unit overlaps designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014) and overlaps approximately 495 ac (200 ha) of proposed critical habitat for the federally threatened rufa red knot (88 FR 22530, April 13, 2023).</P>
                    <P>
                        Threats to the PBFs identified within Unit FL-03 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to 
                        <PRTPAGE P="46426"/>
                        disasters, beach erosion, beach sand placement activities, recreational activities, coastal development, artificial lighting associated with space launches, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, implementing lighting control measures at Kennedy Space Center, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches; and removing terrestrial debris on beaches and marine debris that washes ashore. Federal lands within this unit are managed under Canaveral National Seashore's General Management Plan (NPS 2014a, entire) and Merritt Island NWR's Comprehensive Conservation Plan (USFWS 2008a, entire).
                    </P>
                    <HD SOURCE="HD3">Unit FL-04: Satellite Beach to Indian River Shores</HD>
                    <P>
                        Unit FL-04 consists of 644 ac (261 ha) of beach, dune, and coastal vegetation along the Atlantic Ocean shoreline in Brevard and Indian River Counties, Florida, from the Pineda Causeway in Satellite Beach to the southern boundary of Indian River Shores city limits. The unit is divided into two segments split by Sebastian Inlet. The northern segment is 424 ac (172 ha) and begins at the southern boundary of Patrick Space Force Base in Brevard County near the Pineda Causeway and extends to the northern side of the Sebastian Inlet in Indian River County. The southern segment is 220 ac (89 ha) and begins on the southern side of the Sebastian Inlet and extends to the Indian River Shores-Vero Beach city limits line. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 52 ac (21 ha; 8 percent) in Federal ownership, 72 ac (29 ha; 11 percent) in State ownership, 120 ac (48 ha; 19 percent) in local government ownership, and 400 ac (163 ha; 62 percent) in private/other ownership. The unit encompasses portions of the Archie Carr NWR (managed by the USFWS) and Sebastian Inlet State Park (managed by FDEP). General land use within this unit includes natural resource conservation, wildlife management, recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating), and residential development.
                    </P>
                    <P>
                        Unit FL-04 (
                        <E T="03">i.e.,</E>
                         both segments that represent this unit) is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density green turtle nesting. It also supports internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover within the State's Central Eastern Management Unit (Shamblin et al. 2015, p. 680). State, local, and Federal lands support a protected, natural beach and dune complex with limited human disturbance. Approximately 482 ac (195 ha) of this unit overlap designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014).
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit FL-04 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, beach sand placement activities, recreational activities, coastal development and associated artificial lighting, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches, implementing and enforcing local lighting ordinances, and removing terrestrial debris on beaches and marine debris that washes ashore. Federal lands in this unit are managed under Archie Carr NWR's Comprehensive Conservation Plan (USFWS 2008b, entire). State lands within this unit are managed under the Sebastian Inlet State Park Management Plan (FDEP 2008, entire). Additionally, 139 ac (56 ha) of lands within this unit (from Sebastian Inlet to Indian River Shores) receive beneficial green turtle management under the Indian River County HCP for sea turtles and eroding beaches (Ecological Associates, Inc. 2017, entire); these lands are considered for exclusion under Section 4(b)(2) of the Act (see Consideration of Impacts under Section 4(b)(2) of the Act, below).
                    </P>
                    <HD SOURCE="HD3">Unit FL-05: Hutchinson Island</HD>
                    <P>
                        Unit FL-05 consists of 336 ac (136 ha) of beach, dune, and coastal vegetation on Hutchinson Island along the Atlantic Ocean shoreline in St. Lucie County, Florida, from the southern side of the Ft. Pierce Inlet to the northern side of the St. Lucie Inlet. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include 119 ac (48 ha; 35 percent) in local government ownership and 217 ac (88 ha; 65 percent) in private/other ownership. General land use within this unit includes natural resource conservation, recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating), and residential development.
                    </P>
                    <P>Unit FL-05 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density nesting by green turtles and supports expansion and recovery in the State's Central East Management Unit (Shamblin et al. 2015, p. 680). Local parks within the unit provide a natural beach and dune complex that supports important nesting habitat. This entire unit overlaps designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014).</P>
                    <P>
                        Threats to the PBFs identified within Unit FL-05 include habitat loss, modification, and degradation of nesting beach habitat, naturally-caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, beach sand placement activities, coastal development and associated artificial lighting, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches, enforcing local lighting ordinances, and removing terrestrial debris on beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit FL-06: St. Lucie Inlet to Jupiter Inlet</HD>
                    <P>
                        Unit FL-06 consists of 324 ac (131 ha) of beach, dune, and coastal vegetation along the Atlantic Ocean shoreline in Martin and Palm Beach Counties, Florida, from the southern side of the St. Lucie Inlet in Martin County to the northern side of the Jupiter Inlet in Palm Beach County. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 69 ac (28 ha; 21 percent) in Federal ownership, 49 ac (20 ha; 15 percent) in State ownership, 11 ac (5 ha; 3 percent) in local government ownership, and 195 ac (78 ha; 60 percent) in private/other ownership. Federal lands include the Hobe Sound 
                        <PRTPAGE P="46427"/>
                        NWR (managed by the USFWS) and State lands include the St. Lucie Inlet Preserve State Park (managed by FDEP). General land use within this unit includes natural resource conservation, wildlife management, recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, boating, and fishing), and residential development.
                    </P>
                    <P>Unit FL-06 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density nesting by green turtles. It also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover within the State's Southeast Management Unit (Shamblin et al. 2015, p. 680; Ceriani 2022, pers comm.). The State and Federal lands support a protected, natural beach and dune complex with limited human disturbance. This entire unit overlaps designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014), and approximately 33 ac (13 ha) of the unit overlap designated critical habitat for the federally threatened piping plover (66 FR 36038, July 10, 2001).</P>
                    <P>
                        Threats identified within Unit FL-06 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, coastal development and associated artificial lighting, beach sand placement activities, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches, enforcing local lighting ordinances, and removing terrestrial debris on beaches and marine debris that washes ashore. Federal lands within this unit are managed under the Hobe Sound NWR's Comprehensive Conservation Plan (USFWS 2006, entire). State lands within this unit are managed under the St. Lucie Inlet Preserve State Park Management Plan (FDEP 2014a, entire).
                    </P>
                    <HD SOURCE="HD3">Unit FL-07: Jupiter Inlet to Lake Worth Inlet</HD>
                    <P>
                        Unit FL-07 consists of 214 ac (87 ha) of beach, dune, and coastal vegetation along the Atlantic Ocean shoreline in Palm Beach County, Florida, from the southern side of the Jupiter Inlet to the northern side of the Lake Worth Inlet. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 25 ac (10 ha; 12 percent) in State ownership, 85 ac (35 ha) in local government ownership, and 104 ac (42 ha; 49 percent) in private/other ownership. The State-owned lands encompass John D. MacArthur Beach State Park (managed by the FDEP). General land use within this unit includes natural resource conservation, wildlife management, recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating), and residential development.
                    </P>
                    <P>Unit FL-07 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density nesting by green turtles. It also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover within the State's Southeast Management Unit (Shamblin et al. 2015, p. 680; Ceriani 2022, pers comm.). The local parks and natural areas, as well as the State Park, provide a natural dune complex important for nesting habitat. This entire unit overlaps designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014).</P>
                    <P>
                        Threats to the PBFs identified within Unit FL-07 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, beach sand placement activities, coastal development and associated artificial lighting, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches, enforcing local lighting ordinances, and removing terrestrial debris on beaches and marine debris that washes ashore. State lands within this unit are managed under the John D. MacArthur Beach State Park Management Plan (FDEP 2020, entire).
                    </P>
                    <HD SOURCE="HD3">Unit FL-08: Palm Beach to Boynton Inlet</HD>
                    <P>
                        Unit FL-08 consists of 42 ac (17 ha) of beach, dune, and coastal vegetation along the Atlantic Ocean shoreline in Palm Beach County, Florida, from the southern boundary of the Lake Worth Municipal Beach-Barton Park to the northern side of the Boynton Inlet. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 1 ac (0.4 ha; 2 percent) in local government ownership and 41 ac (17 ha; 98 percent) in private/other ownership. General land use within this unit includes recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, fishing, walking, boating) and residential development.
                    </P>
                    <P>Unit FL-08 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density nesting by green turtles. It also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover within the State's Southeast Management Unit (Shamblin et al. 2015, p. 680; Ceriani 2022, pers comm.). This entire unit overlaps designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014).</P>
                    <P>
                        Threats to the PBFs identified within Unit FL-08 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, coastal development and associated artificial lighting, beach sand placement activities, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches, enforcing local lighting ordinances, and removing terrestrial debris on beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit FL-09: Boynton Inlet to Boca Raton Inlet</HD>
                    <P>
                        Unit FL-09 consists of 214 ac (87 ha) of beach, dune, and coastal vegetation along the Atlantic Ocean shoreline in Palm Beach County, Florida, from the southern side of the Boynton Inlet to the northern side of Boca Raton Inlet. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 66 ac (27 ha; 
                        <PRTPAGE P="46428"/>
                        31 percent) in local government ownership and 148 ac (60 ha; 69 percent) in private/other ownership. General land use within this unit includes multiple county and local parks, recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating), and residential development.
                    </P>
                    <P>Unit FL-09 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density nesting by green turtles. It also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover within the State's Southeast Management Unit (Shamblin et al. 2015, p. 680; Ceriani 2022, pers comm.). Local parks provide a protected, natural dune complex important for nesting habitat. This entire unit overlaps designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014).</P>
                    <P>
                        Threats to the PBFs identified within Unit FL-09 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, coastal development and associated artificial lighting, beach sand placement activities, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches, enforcing local lighting ordinances, and removing terrestrial debris on beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit FL-10: Boca Raton Inlet to Hillsboro Inlet</HD>
                    <P>
                        Unit FL-10 consists of 82 ac (34 ha) of beach, dune, and coastal vegetation along the Atlantic Ocean shoreline in Palm Beach and Broward Counties, Florida, from the southern side of Boca Raton Inlet in Palm Beach County to the northern side of the Hillsboro Inlet in Broward County. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 1 ac (less than 1 ha; 1 percent) in Federal ownership, 16 ac (7 ha; 20 percent) in local government ownership, and 65 ac (26 ha; 79 percent) in private/other ownership. Federal lands are owned by the U.S. Coast Guard and managed by a private preservation group. General land use within this unit includes recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating), and residential development.
                    </P>
                    <P>Unit FL-10 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit supports high-density nesting. It also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover within the State's Southeast Management Unit (Shamblin et al. 2015, p. 680; Ceriani 2022, pers comm.). This entire unit overlaps designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014).</P>
                    <P>
                        Threats to the PBFs identified within Unit FL-10 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, coastal development and associated artificial lighting, beach sand placement activities, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches, enforcing local lighting ordinances, and removing terrestrial debris on beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit FL-11: Sawyer Key</HD>
                    <P>
                        Unit FL-11 consists of 6 ac (3 ha) of beach, dune, and coastal vegetation along the Gulf of Mexico on the northeasternmost portion of Sawyer Key in Monroe County, Florida. Sawyer Key is a multi-island complex between the Johnston Key and Cudjoe Channel, entirely within the federally owned Great White Heron NWR (managed by the USFWS). The unit includes lands from the MHWL to the toe of the secondary dune. General land use within this unit includes natural resource conservation, wildlife management, and recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating).
                    </P>
                    <P>Unit FL-11 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has a high density of green turtle nesting within the State's Monroe Management Unit (Shamblin et al. 2022, entire; Ceriani 2022, pers. comm.) and provides a protected, natural beach and dune complex important for green turtle nesting. This is the only proposed critical habitat unit within the Florida Keys between the State's Southeast and Marquesas Management Units, thereby providing an important link between the two green turtle management areas (Shamblin et al. 2022, entire; Ceriani 2022, pers. comm.).</P>
                    <P>
                        Threats to the PBFs identified within Unit FL-11 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting beach and dune restoration, installing signage at beach access areas to educate the recreating public about presence of nesting turtles on beaches, and removing terrestrial debris on beaches and marine debris that washes ashore. Federal lands within this unit are managed by the Great Heron NWR under the Lower Florida Keys NWR Comprehensive Conservation Plan (USFWS 2009b, entire).
                    </P>
                    <HD SOURCE="HD3">Unit FL-12: Boca Grande and Marquesas Keys</HD>
                    <P>
                        Unit FL-12 consists of 28 ac (11 ha) of beach, dune, and coastal vegetation along the Gulf of Mexico shoreline on Boca Grande Key and Marquesas Keys in Monroe County, Florida. Boca Grande Key is one of the outlying islands of the Florida Keys and is located about 12 mi (19 km) west of Key West. The unit includes the western shore of the Key (5 ac (2 ha)). The Marquesas Keys are a group of eight uninhabited islands located at the end of the Florida Keys about 18 mi (29 km) west of Key West. The unit includes three beach segments along the largest northernmost key (1 ac (0.5 ha), 11 ac (5 ha), and 2 ac (1 ha)) and three unnamed keys to the southwest of the largest key (2 ac (1 ha), 4 ac (2 ha), and 2 ac (1 ha)). The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit are part of the federally owned Key West NWR (managed by the USFWS). General land use within this unit is primarily for wildlife conservation, and public access to the beaches is limited.
                        <PRTPAGE P="46429"/>
                    </P>
                    <P>
                        Unit FL-12 (
                        <E T="03">i.e.,</E>
                         all segments represented in this unit) is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit provides a natural, protected beach and dune complex that supports regular nesting for green turtles in the State's Marquesas Management Unit (Shamblin et al. 2020, p. 166). This entire unit overlaps designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014) and the federally threatened piping plover (66 FR 36038, July 10, 2001). Additionally, approximately 4 ac (2 ha) of this unit overlap designated critical habitat for the federally endangered Cape Sable thoroughwort (79 FR 1552, January 8, 2014).
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit FL-12 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting beach and dune restoration, installing signage at beach access areas to educate the recreating public about presence of nesting turtles on beaches, and removing terrestrial debris on beaches and marine debris that washes ashore. Federal lands within this unit are managed by the Key West NWR under the Lower Florida Keys NWR Comprehensive Conservation Plan (USFWS 2009b, entire).
                    </P>
                    <HD SOURCE="HD3">Unit FL-13: Dry Tortugas</HD>
                    <P>Unit FL-13 consists of 21 ac (8 ha) of beach, dune, and coastal vegetation along the Gulf of Mexico on East, Middle, and Loggerhead Keys of the Dry Tortugas in Monroe County, Florida. The Dry Tortugas are a group of seven islands located at the end of the Florida Keys about 67 mi (108 km) west of Key West. The unit includes three segments: (1) all of East and Middle Keys (3 ac (1 ha) and less than 1 ac (less than 1 ha)) from the MHWL, and (2) 17 ac (7 ha) of lands from the MHWL to the toe of the secondary dune or developed structures on Loggerhead Key. East Key is located 1.4 mi (2.2 km) east of Middle Key. Loggerhead Key, the largest island in the chain, is approximately 5.6 mi (9 km) west of Middle Key. The islands are part of the federally owned Dry Tortugas National Park (managed by the NPS). General land use within this unit is primarily wildlife conservation with limited public access to beaches.</P>
                    <P>
                        Unit FL-13 (
                        <E T="03">i.e.,</E>
                         all segments that represent this unit) is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. These islands provide a natural, protected beach and dune complex that supports high-density nesting habitat for green turtles in the State's Dry Tortugas Management Unit (Shamblin et al. 2020, p. 166). This entire unit overlaps designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014).
                    </P>
                    <P>
                        Threats identified within Unit FL-13 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting beach and dune restoration, installing signage at beach access areas to educate the recreating public about presence of nesting turtles on beaches, and removing terrestrial debris on beaches and marine debris that washes ashore. Federal lands within this unit are managed by the NPS as Dry Tortugas National Park under the Final General Management Plan Amendment (NPS 2000, entire).
                    </P>
                    <HD SOURCE="HD3">Unit FL-14: Sanibel Island West</HD>
                    <P>
                        Unit FL-14 consists of 189 ac (76 ha) of beach, dune, and coastal vegetation along the Gulf of Mexico shoreline on Sanibel Island in Lee County, Florida, from the southern side of Blind Pass to Tarpon Bay Road. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 76 ac (31 ha; 40 percent) in local government ownership and 113 ac (45 ha; 60 percent) in private/other ownership. General land use within this unit includes recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating) and residential development.
                    </P>
                    <P>Unit FL-14 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density nesting by green turtles in the State's West Management Unit (Shamblin et al. 2022, entire; Ceriani 2022, pers. comm.; Witherington et al. 2009, p. 32). A portion of this unit contains a protected, natural beach and dune complex within a local park. In other areas, the development is set back further from the beach with extensive frontal beach and dunes, which provides less-disturbed nesting habitat. This entire unit overlaps designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014). Approximately 49 ac (20 ha) of the unit overlap designated critical habitat for the federally endangered aboriginal prickly-apple (81 FR 3866, January 22, 2016), and 158 ac (64 ha) of this unit overlap proposed critical habitat for the federally threatened rufa red knot (88 FR 22530, April 13, 2023).</P>
                    <P>
                        Threats to the PBFs identified within Unit FL-14 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, coastal development and associated artificial lighting, beach sand placement activities, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches, enforcing local lighting ordinances, and removing terrestrial debris on beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit FL-15: Gasparilla Island</HD>
                    <P>
                        Unit FL-15 consists of 155 ac (63 ha) of beach, dune, and coastal vegetation along the Gulf of Mexico shoreline on Gasparilla Island in Lee and Charlotte Counties, Florida, from the southern side of Gasparilla Pass to the northern side of Boca Grande Pass. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 5 ac (2 ha; 3 percent) in Federal ownership, 25 ac (10 ha; 16 percent) in State ownership, and 125 ac (51 ha; 81 percent) in private/other ownership. Federal lands are owned by the U.S. Coast Guard and managed by a private preservation society. State lands comprise Gasparilla Island State Park (managed by the FDEP). General land use within this unit includes natural resource conservation, wildlife management, recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating), and residential development.
                    </P>
                    <P>
                        Unit FL-15 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. The northern portion of this unit (Charlotte County) has high-density nesting by green turtles, and the southern portion (Lee County) contains internesting beach area to support 
                        <PRTPAGE P="46430"/>
                        placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover within in the State's West Management Unit (Shamblin et al. 2022, entire; Ceriani 2022, pers. comm.; Witherington et al. 2009, p. 32). This entire unit overlaps designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014), and approximately 6 ac (2 ha) of the unit overlap designated critical habitat for the federally endangered aboriginal prickly-apple (81 FR 3866, January 22, 2016).
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit FL-15 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, coastal development and associated artificial lighting, beach sand placement activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches, enforcing local lighting ordinances, and removing terrestrial debris on beaches and marine debris that washes ashore. State lands within this unit are managed under the Gasparilla Island State Park Management Plan (FDEP 2014b, entire).
                    </P>
                    <HD SOURCE="HD3">Unit FL-16: Don Pedro and Little Gasparilla Islands</HD>
                    <P>
                        Unit FL-16 consists of 186 ac (75 ha) of beach, dune, and coastal vegetation along the Gulf of Mexico shoreline on Don Pedro and Little Gasparilla Islands in Charlotte County, Florida, from the southern side of Stump Pass to the northern side of Gasparilla Pass. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 20 ac (8 ha; 11 percent) in State ownership and 166 ac (67 ha; 89 percent) in private/other ownership. State-owned lands comprise Don Pedro Island State Park (managed by the FDEP). General land use within this unit includes natural resource conservation, wildlife management, recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating), and residential development.
                    </P>
                    <P>Unit FL-16 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density nesting by green turtles in the State's West Management Unit (Shamblin et al. 2022, entire; Ceriani 2022, pers. comm.; Witherington et al. 2009, p. 32). A portion of this unit contains a protected, natural beach and dune complex within the State Park. In other areas, the development is set back further from the beach with extensive frontal beach and dunes that provide relatively undisturbed nesting habitat. This entire unit overlaps designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014), and approximately 104 ac (42 ha) of the unit overlap proposed critical habitat for the federally threatened rufa red knot (88 FR 22530, April 13, 2023).</P>
                    <P>
                        Threats to the PBFs identified within Unit FL-16 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, beach sand placement activities, recreational activities, coastal development and associated artificial lighting, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches, enforcing local lighting ordinances, and removing terrestrial debris on beaches and marine debris that washes ashore. State lands within this unit are managed under the Don Pedro Island State Park Management Plan (FDEP 2013a, entire).
                    </P>
                    <HD SOURCE="HD3">Unit FL-17: Manasota Key</HD>
                    <P>
                        Unit FL-17 consists of 164 ac (66 ha) of beach, dune, and coastal vegetation along the Gulf of Mexico shoreline on Manasota Key in Charlotte and Sarasota Counties, Florida, from approximately 0.1 mi (0.2 km) south of Harbor Drive South to the northern side of Stump Pass. The unit is divided into three segments to exclude intervening areas with primarily hardened structures that lack sand features. The northern segment is 85 ac (34 ha) and extends from approximately 0.1 mi (0.2 km) south of Harbor Drive South to approximately 6.4 mi (10.3 km) south. The middle segment is 27 ac (11 ha) and begins approximately 0.5 mi (0.8 km) north of the parking area at Blind Pass Park and extends south to approximately 170 ft (52 m) south of the Charlotte-Sarasota County boundary. The southern segment is 51 ac (21 ha) and begins approximately 2.9 mi (4.7 km) north of Stump Pass and extends south to the northern side of Stump Pass. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 25 ac (10 ha; 15 percent) in State ownership, 46 ac (19 ha; 28 percent) in local government ownership, and 93 ac (37 ha; 57 percent) in private/other ownership. State-owned lands comprise Stump Pass Beach State Park (managed by the FDEP). General land use within this unit includes natural resource conservation, wildlife management, recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating), and residential development.
                    </P>
                    <P>
                        Unit FL-17 (
                        <E T="03">i.e.,</E>
                         all segments represented in this unit) is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density nesting by green turtles. It also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover within the State's West Management Unit (Shamblin et al. 2022, entire; Ceriani 2022, pers. comm.; Witherington et al. 2009, p. 32). Within the State and local parks are protected, natural beach and dune complexes that are important nesting habitat. This entire unit overlaps designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014). Additionally, approximately 57 ac (23 ha) of the unit overlap designated critical habitat for the federally endangered aboriginal prickly-apple (81 FR 3866, January 22, 2016), and approximately 9 ac (4 ha) of the unit overlap proposed critical habitat for the federally threatened rufa red knot (88 FR 22530, April 13, 2023).
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit FL-17 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, coastal development and associated artificial lighting, beach sand placement activities, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches, 
                        <PRTPAGE P="46431"/>
                        enforcing local lighting ordinances, and removing terrestrial debris on beaches and marine debris that washes ashore. State lands within this unit are managed under the Stump Pass Beach State Park Management Plan (FDEP 2013b, entire).
                    </P>
                    <HD SOURCE="HD3">Unit FL-18: Casey and Siesta Keys</HD>
                    <P>
                        Unit FL-18 consists of 114 ac (46 ha) of beach, dune, and coastal vegetation along the Gulf of Mexico shoreline on Casey and Siesta Keys in Sarasota County, Florida, from approximately 0.9 mi (1.4 km) south of the Point O'Rocks southward to the northern side of Venice Inlet. The unit is divided into three segments to exclude areas with primarily hardened structures that lack sand features. The northern segment is 44 ac (18 ha) and extends south for approximately 3.8 mi (6.1 km). The middle segment is 5 ac (2 ha) and begins approximately 0.35 mi (0.56 km) north of Blackburn Point Road and extends south for 0.15 mi (0.24 km). The southern segment is 64 ac (26 ha) and begins approximately 0.3 mi (0.5 km) south of Blackburn Point Road and extends southward to the northern side of Venice Inlet. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 30 ac (12 ha; 26 percent) in local government ownership and 84 ac (34 ha; 74 percent) in private/other ownership. General land use within this unit includes recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating), and residential development.
                    </P>
                    <P>
                        Unit FL-18 (
                        <E T="03">i.e.,</E>
                         all segments represented in this unit) is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density nesting by green turtles. It also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover within the State's West Management Unit (Shamblin et al. 2022, entire; Ceriani 2022, pers. comm.; Witherington et al. 2009, p. 32). This entire unit overlaps designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014), and approximately 2 ac (1 ha) of the unit overlap designated critical habitat for the federally endangered aboriginal prickly-apple (81 FR 3866, January 22, 2016).
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit FL-18 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, coastal development and associated artificial lighting, beach sand placement activities, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches, enforcing local lighting ordinances, and removing terrestrial debris on beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit FL-19: Cape St. George and St. George Island</HD>
                    <P>
                        Unit FL-19 consists of 815 ac (330 ha) of beach, dune, and coastal vegetation along the Gulf of Mexico shoreline on Cape St. George and St. George Island in Franklin County, Florida, from the eastern side of West Pass to the western boundary of Dr. Julian G. Bruce St. George Island State Park. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 545 ac (221 ha; 67 percent) in State ownership and 270 ac (109 ha; 33 percent) in private/other ownership. State-owned lands comprise Cape St. George State Reserve of the Apalachicola National Estuarine Research Reserve (managed by the FDEP). General land use within this unit includes natural resource conservation, wildlife management, recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating), and residential development.
                    </P>
                    <P>Unit FL-19 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density nesting by green turtles in the State's Northwest Management Unit (Ceriani 2022, pers. comm.). The State reserve provides a protected, natural beach and dune complex with limited human disturbance. This entire unit overlaps designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014). Additionally, approximately 55 ac (22 ha) overlap designated critical habitat for the federally threatened piping plover (66 FR 36038, July 10, 2001), and approximately 243 ac (98 ha) of the unit overlap proposed critical habitat for the federally threatened rufa red knot (88 FR 22530, April 13, 2023).</P>
                    <P>
                        Threats to the PBFs identified within Unit FL-19 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, beach sand placement activities, recreational activities, coastal development and associated artificial lighting, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, installing signage at beach access areas to educate the recreating public about presence of nesting turtles on beaches, enforcing local lighting ordinances, and removing terrestrial debris on beaches and marine debris that washes ashore. State lands within this unit are managed under the Apalachicola National Estuarine Research Reserve Management Plan (FDEP 2014c, entire).
                    </P>
                    <HD SOURCE="HD3">Unit FL-20: St. Joseph Peninsula</HD>
                    <P>
                        Unit FL-20 consists of 622 ac (252 ha) of beach, dune, and coastal vegetation along the Gulf of Mexico shoreline on St. Joseph Peninsula in Gulf County, Florida, from the northern end of the island at St. Joe Point south to the boundary of Eglin Air Force Base on Cape San Blas. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 466 ac (189 ha; 75 percent) in State ownership, 2 ac (1 ha; 0.3 percent) in local government ownership, and 154 ac (62 ha; 25 percent) in private/other ownership. State-owned lands comprise T.H. Stone Memorial St. Joseph Peninsula State Park (managed by the FDEP). General land use within this unit includes natural resource conservation, wildlife management, recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating), and residential development.
                    </P>
                    <P>
                        Unit FL-20 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density green turtle nesting. It also contains internesting beach area to support placement of multiple nests by individual turtles within a single season and area for the nesting population to expand and recover within the State's Northwest Management Unit (Ceriani 2022, pers. comm.). The State Park portion of the unit supports a natural, protected beach and dune complex with limited human disturbance. Approximately 418 ac (169 ha) of the unit overlap designated critical habitat for the federally threatened loggerhead sea turtle (79 FR 39756, July 10, 2014), 
                        <PRTPAGE P="46432"/>
                        approximately 426 ac (172 ha) of the unit overlap designated critical habitat for the federally endangered St. Andrew's beach mouse (71 FR 60238, October 12, 2006), and approximately 269 ac (109 ha) overlap designated critical habitat for the federally threatened piping plover (66 FR 36038, July 10, 2001).
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit FL-20 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, beach sand placement activities, recreational activities, coastal development and associated artificial lighting, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches, enforcing local lighting ordinances, restricting beach driving and horseback riding locations and timing, and removing terrestrial debris on beaches and marine debris that washes ashore. State lands within this unit are managed under the T.H. Stone Memorial St. Joseph Peninsula State Park Management Plan (FDEP 2014d, entire).
                    </P>
                    <HD SOURCE="HD3">Unit FL-21: Inlet Beach</HD>
                    <P>
                        Unit FL-21 consists of 93 ac (37 ha) of beach, dune, and coastal vegetation along the Gulf of Mexico shoreline of Inlet Beach in Walton County, Florida, from the eastern boundary of Deer Lake State Park to the western boundary of Camp Helen State Park. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands in this unit include 7 ac (3 ha; 8 percent) in local government ownership and 86 ac (34 ha; 92 percent) in private/other ownership. General land use within this unit includes recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating), and residential development.
                    </P>
                    <P>Unit FL-21 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density nesting by green turtles within the State's Northwest Management Unit (Ceriani 2022, pers. comm.). Approximately 2 ac (1 ha) of the unit overlap designated critical habitat for the federally endangered Choctawhatchee beach mouse (71 FR 60238, October 12, 2006).</P>
                    <P>
                        Threats to the PBFs identified within Unit FL-21 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, beach sand placement activities, recreational activities, coastal development and associated artificial lighting, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches, enforcing local lighting ordinances, restricting beach driving locations and timing, and removing terrestrial debris on beaches and marine debris that washes ashore.
                    </P>
                    <HD SOURCE="HD3">Unit FL-22: Topsail Hill Preserve State Park</HD>
                    <P>
                        Unit FL-22 consists of 165 ac (67 ha) of beach, dune, and coastal vegetation along the Gulf of Mexico shoreline in Walton County, Florida, within the boundaries of Topsail Hill Preserve State Park. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit are entirely in State ownership managed by the FDEP. General land use within this unit includes natural resource conservation, wildlife management, and recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating).
                    </P>
                    <P>Unit FL-22 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density nesting by green turtles within the State's Northwest Management Unit (Ceriani 2022, pers. comm.). The State Park supports a natural, protected beach and dune complex with limited human disturbance. Approximately 132 ac (53 ha) of the unit overlaps designated critical habitat for the federally endangered Choctawhatchee beach mouse (71 FR 60238, October 12, 2006).</P>
                    <P>
                        Threats to the PBFs identified within Unit FL-22 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, beach sand placement activities, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, installing signage at parking lots and beach access areas to educate recreating public about presence of nesting turtles on beaches, and removing terrestrial debris on beaches and marine debris that washes ashore. State lands within this unit are managed under Topsail Hill Preserve State Park's Management Plan (FDEP 2019, entire).
                    </P>
                    <HD SOURCE="HD3">Unit FL-23: Gulf Islands National Seashore</HD>
                    <P>
                        Unit FL-23 consists of 334 ac (135 ha) of beach, dune, and coastal vegetation along the Gulf of Mexico shoreline in Escambia County, Florida, from the western boundary of the University of West Florida beach property to the eastern boundary of the Gulf Islands National Seashore at the Escambia-Santa Rosa County boundaries. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 316 ac (128 ha; 95 percent) in Federal ownership and 17 ac (7 ha; 5 percent) in State ownership. Federal lands in this unit include the Gulf Islands National Seashore (managed by NPS), and State lands are University of West Florida property (managed by the State of Florida). General land use within this unit includes natural resource conservation, wildlife management, and recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing, and boating).
                    </P>
                    <P>Unit FL-23 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit has high-density nesting by green turtles within the State's Northwest Management Unit (Ceriani 2022, pers. comm.). The unit is composed of a natural, protected beach and dune complex with limited human disturbance.</P>
                    <P>
                        Threats to the PBFs identified within Unit FL-23 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills) and responses to disasters, beach erosion, beach sand placement activities, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate threats may include conducting beach and dune restoration, ensuring renourishment sand mimics natural sand characteristics, modifying hiking trail routes during the nesting 
                        <PRTPAGE P="46433"/>
                        season, installing signage at parking lots and beach access areas to educate the recreating public about presence of nesting turtles on beaches, and removing terrestrial debris on beaches and marine debris that washes ashore. Federal lands within this area are managed under the Gulf Islands National Seashore Final Management Plan and Environmental Impact Statement (NPS 2014b, entire).
                    </P>
                    <HD SOURCE="HD3">Unit PR-01: Mona Island</HD>
                    <P>Unit PR-01 consists of 66 ac (27 ha) of beach and coastal vegetation along the southern half shoreline of Mona Island, located about 31 mi (50 km) from the west coast of Puerto Rico in the Caribbean Sea. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. This unit includes all beaches on Mona Island used by green turtles for nesting starting from the Playa Sardinera camp area in the west, moving south and then east to Playa Pajaros, just south of the Mona Island Lighthouse. Lands within this unit are entirely commonwealth-owned and managed by the Puerto Rico Department of Natural and Environmental Resources (DNER) as the Mona Island Nature Reserve. Mona Island has two camping areas and is managed for conservation and recreation, including hiking trails, picnic areas, and seasonal hunting of pigs and goats. Additionally, scientific research and monitoring of natural resources may occur year-round, particularly monitoring of sea turtle activity that the DNER has been implementing since the early 1990s (Diez and van Dam 2022, entire).</P>
                    <P>Unit PR-01 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit provides an undeveloped coastline with limited disturbance from human activity and has had consistent green turtle nesting for at least the past 10 years (Diez 2021, pers. comm.). This unit also provides the only known green turtle nesting area on the west side of Puerto Rico, ensuring good spatial representation for this portion of the DPS, and it contains internesting beach area to support placement of multiple nests by individual turtles within a single season. The entire unit overlaps with designated critical habitat for the federally endangered hawksbill sea turtle (47 FR 27295, June 24, 1982) and other terrestrial species in which the entire Mona Island is designated critical habitat: the threatened Mona boa and Mona ground iguana (43 FR 4618, February 3, 1978), and the federally endangered yellow-shouldered blackbird (41 FR 51019, November 19, 1976).</P>
                    <P>
                        Threats to the PBFs identified within Unit PR-01 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes and oil spills) and responses to disasters, beach erosion, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting specific research to better understand erosion patterns and removing terrestrial debris from the beaches and marine debris that washes ashore. Commonwealth lands within this unit are managed under the Puerto Rico State Wildlife Action Plan (DNER 2015, entire).
                    </P>
                    <HD SOURCE="HD3">Unit PR-02: Guayama</HD>
                    <P>
                        Unit PR-02 consists of 23 ac (9 ha) of beach and coastal vegetation along the southern coastline in the Guayama Municipality, Puerto Rico on the Caribbean Sea. This unit includes three separate beach segments (from east to west)—Las Mareas (6 ac (2 ha)), Los Limones (10 ac (4 ha)), and Pozuelo (7 ac (3 ha))—along the shoreline of Punta Ola Grande (
                        <E T="03">i.e.,</E>
                         Las Mareas) and moving west towards Punto Pozuelo Point along the coast. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are under commonwealth ownership, although a small amount of the upland area may be under private ownership (noting that the best available information does not indicate how much area is within private ownership). General land use within this unit includes passive recreational activities for the public, and there is ongoing yearly sea turtle monitoring. Pozuelo Beach also has a parking area with gazebos adjacent to the beach for recreational day use.
                    </P>
                    <P>
                        Unit PR-02 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit provides mostly an undeveloped coastline with limited disturbance from human activity and has seen an increase in green turtle nesting, particularly in the 2021 season (Diez 2021, pers. comm.). This unit provides one of the few green turtle nesting areas in mainland Puerto Rico and supports expansion and recovery of nesting from the Vieques Island nesting beaches (
                        <E T="03">i.e.,</E>
                         VPR-01 to 07), ensuring good spatial representation for Puerto Rico. This unit also contains internesting beach area to support placement of multiple nests by individual green turtles within a single season and provides nesting habitat for leatherback and hawkbill turtles that also occupy this area.
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit PR-02 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes and oil spills) and responses to disasters, beach erosion, coastal development and associated artificial lighting, recreational activities, and the presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting specific research to better understand erosion patterns, conducting habitat restoration, mitigating lighting impacts, and removing terrestrial debris from the beaches and marine debris that washes ashore. Commonwealth lands within this unit are managed under the Puerto Rico State Wildlife Action Plan (DNER 2015, entire).
                    </P>
                    <HD SOURCE="HD3">Unit PR-03: Maunabo</HD>
                    <P>
                        Unit PR-03 consists of 24 ac (10 ha) of beach and coastal vegetation along the southeastern coastline in the Maunabo Municipality, Puerto Rico, on the Caribbean Sea. This unit includes two separate beach segments—California (12 ac (5 ha)) and Punta Tuna (12 ac (5 ha))—just west (
                        <E T="03">i.e.,</E>
                         California) and east (
                        <E T="03">i.e.,</E>
                         Punta Tuna) of the Punta Tuna Lighthouse at the end of Road PR-760. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are under commonwealth ownership, although a small amount of the upland area of the California Beach segment may be under private ownership (noting that the best available information does not indicate how much area is within private ownership). The 12-ac (5-ha; 50 percent) segment within Punta Tuna Beach is managed by the Puerto Rico DNER as the Punta Tuna Wetland Nature Reserve. General land use within this unit includes passive recreational activities for the public (
                        <E T="03">e.g.,</E>
                         use of beach and hiking) and ongoing/yearly sea turtle monitoring.
                    </P>
                    <P>
                        Unit PR-03 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit provides a relatively undeveloped coastline with limited disturbance from human activity, including consistent and increasing green turtle nesting activity since 2013 (Crespo and Diez 2022, p. 21). This unit also provides one of the few green turtle nesting areas in mainland Puerto Rico and supports expansion and recovery of 
                        <PRTPAGE P="46434"/>
                        nesting from the important nesting beaches (
                        <E T="03">i.e.,</E>
                         VPR-01 to 07), ensuring good spatial representation for Puerto Rico. This unit also contains internesting beach area to support placement of multiple nests by individual green turtles within a single season and provides nesting habitat for leatherback and hawksbill turtles that also occupy this area.
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit PR-03 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes and oil spills) and responses to disasters, beach erosion, recreational activities, coastal development and associated artificial lighting, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting specific research to better understand erosion patterns, conducting habitat restoration, mitigating lighting impacts, and removing terrestrial debris from the beaches and marine debris that washes ashore. Commonwealth lands within this unit are managed under the Puerto Rico State Wildlife Action Plan (DNER 2015, entire).
                    </P>
                    <HD SOURCE="HD3">Unit VPR-01: Campaña</HD>
                    <P>Unit VPR-01 consists of approximately 11 ac (4 ha) of beach and coastal vegetation along the north shoreline of Vieques Island, in between Punta Cabellos Colorados and just west of Punta Brigadier on Vieques Island, Puerto Rico, on the Caribbean Sea. This unit includes five beach segments starting at Punta Cabellos Colorados and moving east: (1) 2 ac (1 ha); (2) less than 1 ac (less than 1 ha); (3) less than 1 ac (less than 1 ha); (4) 1 ac (less than 1 ha); (5) and 8 ac (3 ha). The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are under Federal ownership within the eastern tract of the Vieques NWR. Unit VPR-01 is currently closed to public use because of unexploded ordnance (UXO) management, and there is limited monitoring of natural resources including sea turtle nesting surveys and research.</P>
                    <P>Unit VPR-01 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. The beaches within the Vieques NWR harbor the most important and consistent green turtle nesting area outside the main island of Puerto Rico (Barandarian and Bermúdez 2022, entire). This unit provides mostly an undeveloped beach shoreline and supports expansion and recovery beaches from the other units on Vieques Island and ensures good spatial representation of green turtle nesting for the north coast of Vieques. This unit also contains internesting beach area to support placement of multiple nests by individual green turtles within a single season and provides nesting habitat for leatherback and hawksbill turtles that also occupy this area.</P>
                    <P>
                        Threats to the PBFs identified within Unit VPR-01 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills, and UXO management), beach erosion, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats to critical habitat may include conducting specific research to better understand erosion patterns, consultation with the U.S. Navy for their UXO management, conducting public outreach, and removing terrestrial debris on the beaches and marine debris that washes ashore. The Vieques NWR is managed by the USFWS under the Comprehensive Conservation Plan (USFWS 2007, entire).
                    </P>
                    <HD SOURCE="HD3">Unit VPR-02: Puerto Diablo</HD>
                    <P>Unit VPR-02 consists of approximately 15 ac (6 ha) of beach and coastal vegetation along the north shoreline of Vieques Island, Puerto Rico, on the Caribbean Sea. This unit includes eight beach segments (from west to east): (1) three segments starting approximately 1 mi (1.6 km) east of Punta Goleta and west of Puerto Diablo (two each that are less than 1 ac (less than 1 ha) and one that is 1 ac (less than 1 ha)); (2) one segment within Puerto Diablo (5 ac (2 ha)); (3) and four additional segments before and up to Punta Icacos (1 ac (less than 1 ha), 4 ac (2 ha), 1 ac (less than 1 ha), and 2 ac (1 ha)). The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are under Federal ownership within the eastern tract of the Vieques NWR. Unit VPR-02 is currently closed to public use because of UXO management and there is limited monitoring of natural resources, including sea turtle nesting surveys and research.</P>
                    <P>Unit VPR-02 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. The beaches within the Vieques NWR provide mostly an undeveloped beach shoreline and harbor the most important and consistent green turtle nesting area outside the main island of Puerto Rico (Barandarian and Bermúdez 2022, entire). This unit supports expansion and recovery beaches from the other units on Vieques Island and ensures good spatial representation of green turtle nesting for the north coast of Vieques. This unit also contains internesting beach area to support placement of multiple nests by individual green turtles within a single season and provides nesting habitat for the leatherback and hawksbill turtles that also occupy this area.</P>
                    <P>
                        Threats identified to the PBFs within Unit VPR-02 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills, and UXO management), beach erosion, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting specific research to better understand erosion patterns, consultation with the U.S. Navy for their UXO management, conducting public outreach, and removing terrestrial debris on the beaches and marine debris that washes ashore. The Vieques NWR is managed under the USFWS's Comprehensive Conservation Plan (USFWS 2007, entire).
                    </P>
                    <HD SOURCE="HD3">Unit VPR-03: Vieques East</HD>
                    <P>Unit VPR-03 consists of approximately 17 ac (7 ha) of beach and coastal vegetation along the northeast to southeast shoreline of Vieques Island, Puerto Rico, on the Caribbean Sea. This unit includes six beach segments (from west to east): (1) one segment along Bahía Salinas (Fósil Beach) totaling 3 ac (1 ha); (2) four segments east of Punta Salinas including Barco Beach (2 ac (1 ha)), unnamed beach (1 ac (less than 1 ha)), Brava Beach (3 ac (1 ha)), and Blanca Beach (3 ac (1 ha)); and (3) one segment towards Tamarindo Sur Beach (6 ac (3 ha)) and less than 1 mi (1.6 km) west of Punta Este. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are under Federal ownership within the eastern tract of the Vieques NWR. Unit VPR-03 is currently closed to public use because of UXO management, and there is limited monitoring of natural resources, including sea turtle nesting surveys and research.</P>
                    <P>
                        Unit VPR-03 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. The beaches within the Vieques NWR provide mostly an undeveloped beach shoreline and harbor the most 
                        <PRTPAGE P="46435"/>
                        important and consistent green turtle nesting area outside the main island of Puerto Rico (Barandarian and Bermúdez 2022, entire). This unit supports important nesting beaches and expansion and recovery beaches from the other units on Vieques Island, ensuring good spatial representation of green turtle nesting for the east coast of Vieques. This unit also contains internesting beach area to support placement of multiple nests by individual green turtles within a single season and provides nesting habitat for the leatherback and hawksbill turtles that also occupy this area.
                    </P>
                    <P>
                        Threats identified to the PBFs within Unit VPR-03 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills, and UXO management), beach erosion, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting specific research to better understand erosion patterns; consultation with the U.S. Navy for their UXO management actions, conducting public outreach, and removing terrestrial debris on the beaches and marine debris that washes ashore. The Vieques NWR is managed by the USFWS under the Comprehensive Conservation Plan (USFWS 2007, entire).
                    </P>
                    <HD SOURCE="HD3">Unit VPR-04: Fanduca to Conejo</HD>
                    <P>Unit VPR-04 consists of approximately 23 ac (9 ha) of beach and coastal vegetation along the southeast shoreline of Vieques Island, Puerto Rico, on the Caribbean Sea. This unit comprises eight segments (west to east): (1) Bahía Fanduca Beach (2 ac (1 ha)); (2) Bahía Yoyé Beach (1 ac (less than 1 ha)); (3) two segments at Bahía Jalova Beach (2 ac (1 ha) and 4 ac (2 ha)); (4) Punta Matías Beach (11 ac (5 ha)); and (5) three 1-ac (less than 1-ha) segments along Conejo Beach just west of Bahía Salinas del Sur. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are under Federal ownership within the eastern tract of the Vieques NWR. Unit VPR-04 is currently closed to public use because of UXO management, and there is limited monitoring of natural resources, including sea turtle nesting surveys and research.</P>
                    <P>Unit VPR-04 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. The beaches within the Vieques NWR provide mostly an undeveloped beach shoreline and harbor the most important and consistent green turtle nesting area outside the main island of Puerto Rico (Barandarian and Bermúdez 2022, entire). This unit supports important beaches on Vieques Island and ensures good spatial representation of green turtle nesting for the southwest coast of Vieques. This unit also contains internesting beach area to support placement of multiple nests by individual green turtles within a single season and provides nesting habitat for the leatherback and hawksbill turtles that also occupy this area.</P>
                    <P>
                        Threats identified to the PBFs within Unit VPR-04 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills, and UXO management), beach erosion, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting specific research to better understand erosion patterns; consultation with the U.S. Navy for their UXO management actions; conducting public outreach; removing terrestrial debris on the beaches and marine debris that washes ashore, which can impede the movement of hatchlings and adults between nests and the ocean; and relocating nests when needed, such as when responding to natural or human-caused disasters. The Vieques NWR is managed under the USFWS's Comprehensive Conservation Plan (USFWS 2007, entire).
                    </P>
                    <HD SOURCE="HD3">Unit VPR-05: La Chiva</HD>
                    <P>
                        Unit VPR-05 consists of approximately 10 ac (4 ha) of beach and coastal vegetation along the south shoreline of Vieques Island, Puerto Rico, on the Caribbean Sea. This unit comprises two beach segments: (1) within Bahía La Chiva Beach (8 ac (3 ha)); and (2) another smaller segment just west of Punta Conejo (2 ac (1 ha)). The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are under Federal ownership within the eastern tract of the Vieques NWR. General land use within this unit is primarily for recreational activities (
                        <E T="03">e.g.,</E>
                         beachgoers, snorkeling, and tourism) and conservation with periodic or annual monitoring of natural resources, including sea turtle nesting surveys and habitat restoration.
                    </P>
                    <P>Unit VPR-05 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. The beaches within the Vieques NWR provide mostly an undeveloped beach shoreline and harbor the most important and consistent green turtle nesting area outside the main island of Puerto Rico (Barandarian and Bermúdez 2022, entire). This unit supports expansion and recovery beaches from the other units on Vieques Island and ensures good spatial representation of green turtle nesting for the south coast of Vieques. This unit also contains internesting beach area to support placement of multiple nests by individual green turtles within a single season and provides nesting habitat for the leatherback and hawksbill turtles that also occupy this area.</P>
                    <P>
                        Threats identified to the PBFs within Unit VPR-05 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills, and UXO management), beach erosion, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting specific research to better understand erosion patterns, consultation with the U.S. Navy for their UXO management actions, conducting public outreach, and removing terrestrial debris from the beaches and marine debris that washes ashore. The Vieques NWR is managed under the USFWS's Comprehensive Conservation Plan (USFWS 2007, entire).
                    </P>
                    <HD SOURCE="HD3">Unit VPR-06: Sun Bay</HD>
                    <P>
                        Unit VPR-06 consists of approximately 13 ac (5 ha) of beach and coastal vegetation along the south shoreline of Vieques Island, just east of the town of Esperanza within Sun Bay on Vieques Island, Puerto Rico, on the Caribbean Sea. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are commonwealth-owned and managed by the Puerto Rico DNER as the Bioluminescent Bays Nature Reserve. General land use within this unit is primarily for recreational activities (
                        <E T="03">e.g.,</E>
                         beachgoers, tourism, and camping) and conservation with periodic or annual monitoring of natural resources, including sea turtle nesting surveys and habitat restoration.
                    </P>
                    <P>
                        Unit VPR-06 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit supports expansion and recovery beaches from the other units on Vieques Island and ensures good spatial representation of green 
                        <PRTPAGE P="46436"/>
                        turtle nesting for the south coast of Vieques (Barandarian and Bermúdez 2022, entire). This unit also contains internesting beach area to support placement of multiple nests by individual green turtles within a single season and provides nesting habitat for the leatherback and hawksbill turtles that also occupy this area.
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit VPR-06 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes, oil spills), beach erosion, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting specific research to better understand erosion patterns, conducting public outreach, and removing terrestrial debris on the beaches and marine debris that washes ashore. Commonwealth lands within this unit are managed under Puerto Rico's State Wildlife Action Plan (DNER 2015, entire).
                    </P>
                    <HD SOURCE="HD3">Unit VPR-07: Vieques Southwest</HD>
                    <P>
                        Unit VPR-07 consists of approximately 48 ac (19 ha) of beach and coastal vegetation along the southwest shoreline of Vieques Island, Puerto Rico, on the Caribbean Sea. This unit comprises two segments in the southwestern edge of the Vieques NWR: (1) one 28-ac (11-ha) segment extending approximately 3 mi (5 km) west of Punta Vaca; and (2) one 19-ac (8-ha) segment starting less than 1 mi (less than 1 km) east of Punta Vaca and extending approximately 2 mi (3 km) east just south of Laguna Playa Grande. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Approximately 44 ac (18 ha; 92 percent) of lands within this unit are under Federal ownership within the western tract of the Vieques NWR, and approximately 4 ac (1 ha; 8 percent) are under commonwealth ownership, although a small amount of the upland area under commonwealth ownership may be under private ownership (noting that the best available information does not indicate how much area is within private ownership). General land use within this unit is primarily for recreational activities (
                        <E T="03">e.g.,</E>
                         beachgoers and tourism) and conservation with periodic or annual monitoring of natural resources, including sea turtle nesting surveys and habitat restoration.
                    </P>
                    <P>Unit VPR-07 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. The beaches within the Vieques NWR provide mostly an undeveloped beach shoreline and harbor the most important and consistent green turtle nesting area outside the main island of Puerto Rico (Barandarian and Bermúdez 2022, entire). This unit supports important nesting beaches on Vieques Island and ensures good spatial representation of green turtle nesting for the south coast of Vieques. This unit also contains internesting beach area to support placement of multiple nests by individual green turtles within a single season and provides nesting habitat for the leatherback and hawksbill turtles that also occupy this area.</P>
                    <P>
                        Threats to the PBFs identified within Unit VPR-07 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes and oil spills), beach erosion, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting specific research to better understand erosion patterns, conducting public outreach, and removing terrestrial debris from the beaches and marine debris that washes ashore. The Vieques NWR is managed under the USFWS's Comprehensive Conservation Plan (USFWS 2007, entire), and commonwealth lands within this unit are managed under Puerto Rico's State Wildlife Action Plan (DNER 2015, entire).
                    </P>
                    <HD SOURCE="HD2">South Atlantic DPS</HD>
                    <HD SOURCE="HD3">Unit USVI-01: Sandy Point National Wildlife Refuge</HD>
                    <P>Unit USVI-01 consists of approximately 37 ac (15 ha) of beach and coastal vegetation along the Westend Peninsula shoreline within the Sandy Point NWR on the southwest point of St. Croix, U.S. Virgin Islands, in the Caribbean Sea. It also includes a contiguous beach area just outside of the Refuge on the northernmost boundary, on the shore of the Fredericksted pool area at the end of Veterans Shore Drive. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 35 ac (14 ha; 95 percent) in Federal ownership (managed by the USFWS as the Sandy Point NWR) and 2 ac (1 ha; 5 percent) in territory ownership (managed by the Virgin Islands Department of Sports, Parks, and Recreation). General land use within this unit is primarily for the conservation of sea turtles and recreational activities.</P>
                    <P>Unit USVI-01 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. Unit USVI-01 consists of the longest and most continuous stretch of important beach habitat along the western peninsula of St. Croix. This unit provides mostly an undeveloped coastline with limited disturbance from human activity and has seen an increase in green turtle nesting, particularly since 2018 (Lombard 2021, pers. comm.). This area provides the most important green turtle nesting area between Puerto Rico and the U.S. Virgin Islands. This unit also contains internesting beach area to support placement of multiple nests by individual green turtles within a single season. Approximately 27 ac (11 ha) of this unit overlap designated critical habitat for the federally endangered leatherback sea turtle (43 FR 43688, September 26, 1978) and also provides nesting habitat for hawksbill turtles that also occupy this area.</P>
                    <P>
                        Threats to the PBFs identified within Unit USVI-01 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes and oil spills) and responses to disasters, beach erosion, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include controlling public use access on beaches during the nesting season, conducting public outreach, and removing terrestrial debris from the beaches and marine debris that washes ashore. The Sandy Point NWR is managed under the Refuge's Comprehensive Conservation Plan (USFWS 2010, entire).
                    </P>
                    <HD SOURCE="HD3">Unit USVI-02: Long Point Bay</HD>
                    <P>
                        Unit USVI-02 consists of approximately 9 ac (4 ha) of mostly undeveloped beach and coastal vegetation along the southwestern shoreline of Long Point Bay just west of Long Point on St. Croix, U.S. Virgin Islands, in the Caribbean Sea, and east of the Sandy Point NWR (USVI-01) along the southern shoreline. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are in territory ownership, although a small amount of the upland area may be under private ownership (noting that the best available information does not indicate how much area may be within private ownership). General land use within this unit includes recreational day use activities (
                        <E T="03">e.g.,</E>
                         beachgoers and tourism) 
                        <PRTPAGE P="46437"/>
                        and limited monitoring of sea turtle activity.
                    </P>
                    <P>Unit USVI-02 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit supports expansion and recovery beaches from the other U.S. Virgin Islands units and ensures good spatial representation of green turtle nesting for the southwestern shoreline of St. Croix. The Long Point Bay unit provides a mostly undeveloped beach shoreline to support the significant amount of nesting that occurs on the adjacent Sandy Point NWR (Dow et al. 2007, p. 251; Eckert and Eckert 2019, p. 230). This unit also contains internesting beach area to support placement of multiple nests by individual green turtles within a single season and provides nesting habitat for the leatherback and hawksbill turtles that also occupy this area.</P>
                    <P>
                        Threats to the PBFs identified within Unit USVI-02 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes and oil spills) and responses to disasters, beach erosion, recreational activities, beach driving, coastal development and associated artificial lighting, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting specific research to better understand erosion patterns, conducting habitat restoration, mitigating lighting impacts, and removing terrestrial debris from the beaches and marine debris that washes ashore. Territory lands within this unit are managed under the Virgin Islands Wildlife Action Plan (Platenberg and Valiulis 2018, entire).
                    </P>
                    <HD SOURCE="HD3">Unit USVI-03: St. Croix South</HD>
                    <P>
                        Unit USVI-03 consists of 20 ac (8 ha) of beach and coastal vegetation along the south-central shoreline of St. Croix, U.S. Virgin Islands, in the Caribbean Sea. This unit comprises two beach segments: (1) 13 ac (5 ha) east of the oil refinery towards Vagthus Point along Manchenil Bay; and (2) 7 ac (3 ha) along Halfpenny Bay towards Ferral Point. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are in territory ownership, although a small amount of the upland area may be under private ownership (noting that the best available information does not indicate how much area may be within private ownership). This unit offers mostly undeveloped beach areas with some areas contiguous with housing and public access to the beach. General land use within this unit is mostly recreational activities (
                        <E T="03">e.g.,</E>
                         beachgoers and tourism), and there is limited monitoring of natural resources that occurs during the sea turtle nesting season.
                    </P>
                    <P>
                        Unit USVI-03 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit supports important expansion and recovery beaches and ensures good spatial representation for the south-central coast of St. Croix. Both beaches in Manchenil and Halfpenny Bays have consistent green turtle nesting activity (Dow et al. 2007, p. 251; Eckert and Eckert 2019, p. 230) and present mostly an undeveloped beach shoreline. This unit also contains internesting beach area to support placement of multiple nests by individual green turtles within a single season and provides nesting habitat for the leatherback and hawksbill turtles that also occupy this area. Approximately 0.4 ac (0.2 ha) of this unit overlap designated critical habitat for the federally endangered plant 
                        <E T="03">Agave eggersiana</E>
                         (79 FR 53315, September 9, 2014).
                    </P>
                    <P>
                        Threats identified to the PBFs within Unit USVI-03 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes and oil spills) and responses to disasters, beach erosion, coastal development and associated artificial lighting, beach driving, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting specific research to better understand erosion patterns, conducting habitat restoration, mitigating lighting impacts, and removing terrestrial debris from the beaches and marine debris that washes ashore. Territory lands within this unit are managed under the Virgin Islands Wildlife Action Plan (Platenberg and Valiulis 2018, entire).
                    </P>
                    <HD SOURCE="HD3">Unit USVI-04: East End</HD>
                    <P>
                        Unit USVI-04 consists of 16 ac (6 ha) of mostly undeveloped beach and coastal vegetation along the shoreline from Grapetree Point in the southeast towards the northeast to Romney Point on St. Croix, U.S. Virgin Islands, in the Caribbean Sea. The unit includes six beach segments (starting from Grapetree Point on the southeast): (1) 2 ac (less than 1 ha) along the west end of Grapetree Bay, (2) 4 ac (2 ha) along Jack's Bay, (3) 5 ac (2 ha) along Isaac's Bay, (4) 3 ac (1 ha) along East End Bay, (5) 1 ac (less than 1 ha) along Whale Point Bay, and (6) 1 ac (less than 1 ha) along Knight's Bay. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are in territory ownership, although a small amount of the upland area may be under private ownership (noting that the best available information does not indicate how much area is within private ownership). As part of the St. Croix East End Marine Park (STXEEMP 2016, entire), general land use within this unit is mostly recreational activities (
                        <E T="03">e.g.,</E>
                         beachgoers, tourism, hiking, and recreational fishing), and there is periodic or annual monitoring of natural resources including limited sea turtle nesting surveys.
                    </P>
                    <P>
                        Unit USVI-04 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit supports both important expansion and recovery beaches and ensures good spatial representation for the east end coast of St. Croix. This unit harbors one of the most important green turtle nesting areas in St. Croix after Sandy Point NWR (USVI-01) (Dow et al. 2007, p. 251; Eckert and Eckert 2019, p. 230; Pott 2021, entire) and provides mostly an undeveloped coastline with limited disturbance from human activity. This unit also contains internesting beach area to support placement of multiple nests by individual green turtles within a single season and provides nesting habitat for the leatherback and hawksbill turtles that also occupy this area. Approximately 4 ac (2 ha) of this unit overlap designated critical habitat for the federally endangered plant 
                        <E T="03">Agave eggersiana</E>
                         (79 FR 53315, September 9, 2014).
                    </P>
                    <P>
                        Threats to the PBFs identified within Unit USVI-04 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes and oil spills) and responses to disasters, beach erosion, coastal development and associated artificial lighting, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting specific research to better understand erosion patterns, conducting habitat restoration, mitigating lighting impacts, and removing terrestrial debris from the beaches and marine debris that washes ashore. Territory lands within this unit are managed under the STXEEMP Management Plan (STXEEMP 2016, entire). A portion of these territory-
                        <PRTPAGE P="46438"/>
                        owned lands in this unit (Isaac's and Jack's Bay beaches) is managed by the TNC (STXEEMP 2016, entire).
                    </P>
                    <HD SOURCE="HD3">Unit USVI-05: Chenay to Coakley</HD>
                    <P>
                        Unit USVI-05 consists of 15 ac (6 ha) of mostly undeveloped beach and coastal vegetation along the shoreline from the Southgate Coastal Reserve just west of the Green Cay Marina to Wismenog Point, St. Croix, U.S. Virgin Islands, in the Caribbean Sea. This unit comprises three beach segments (west to east): (1) 6 ac (3 ha) along Chenay Bay; (2) 5 ac (2 ha) along Prune Bay, and (3) 4 ac (2 ha) along Coakley Bay. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are in Territory ownership, although a small amount of the upland area may be under private ownership (noting that the best available information does not indicate how much area is within private ownership). As part of the STXEEMP (2016, entire), general land use within this unit is mostly recreational activities (
                        <E T="03">e.g.,</E>
                         beachgoers, tourism, hiking, and recreational fishing), and there is periodic or annual monitoring of natural resources including limited sea turtle nesting surveys.
                    </P>
                    <P>Unit USVI-05 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit supports important expansion and recovery nesting areas and ensures good spatial representation for the northeast of St. Croix. The mostly undeveloped coastline experiences limited disturbance from human activity and has consistent green turtle nesting (Dow et al. 2007, p. 251; Eckert and Eckert 2019, p. 230; Pott 2021, entire) from year to year. This unit also contains internesting beach area to support placement of multiple nests by individual green turtles within a single season and provides nesting habitat for the leatherback and hawksbill turtles that also occupy this area.</P>
                    <P>
                        Threats to the PBFs identified within Unit USVI-05 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes and oil spills) and responses to disasters, beach erosion, coastal development and associated artificial lighting, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting specific research to better understand erosion patterns, conducting habitat restoration, mitigating lighting impacts, and removing terrestrial debris from the beaches and marine debris that washes ashore. Territory lands within this unit are managed under the STXEEMP Management Plan (STXEEMP 2016, entire). A portion of this unit, Southgate Coastal Reserve, is owned and managed by the St. Croix Environmental Association (STXEEMP 2016, entire).
                    </P>
                    <HD SOURCE="HD3">Unit USVI-06: Buccaneer</HD>
                    <P>
                        Unit USVI-06 consists of 6 ac (2 ha) of beach and coastal vegetation along the shoreline on the north coast of St. Croix, U.S. Virgin Islands, in the Caribbean Sea. This unit comprises two beach segments: (1) 5 ac (2 ha) along Beauregard Bay just north of Altona Lagoon; and (2) 1 ac (less than 1 ha) along Whistle Beach just east of Shoy Point. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are in territory ownership, although a small amount of the upland area may be under private ownership (noting that the best available information does not indicate how much area is within private ownership). Adjacent private lands within this unit are associated with the Buccaneer Beach and Golf Resort, and, therefore, general land use within this unit includes recreational activities related to the resort (
                        <E T="03">e.g.,</E>
                         beachgoers, swimming, and tourism).
                    </P>
                    <P>Unit USVI-06 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit provides a partially developed coastline with limited disturbance from human activity associated with the resort. Both beaches within this unit support expansion and recovery nesting beaches from adjacent units (USVI-05, 07, and 08) (Eckert and Eckert 2019, p. 230) and ensure good spatial representation in the north part of St. Croix. This unit also contains internesting beach area to support placement of multiple nests by individual green turtles within a single season and provides nesting habitat for the leatherback and hawksbill turtles that also occupy this area.</P>
                    <P>
                        Threats to the PBFs identified within Unit USVI-06 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes and oil spills) and responses to disasters, beach erosion, coastal development and associated artificial lighting, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting specific research to better understand erosion patterns, conducting habitat restoration, mitigating lighting impacts, and removing terrestrial debris from the beaches and marine debris that washes ashore. Territory lands within this unit are managed under the Virgin Islands Wildlife Action Plan (Platenberg and Valiulis 2018, entire).
                    </P>
                    <HD SOURCE="HD3">Unit USVI-07: Judith's Fancy</HD>
                    <P>
                        Unit USVI-07 consists of 3 ac (1 ha) of beach and coastal vegetation along the north shoreline within the Judith's Fancy Estate just east of Salt River Bay on St. Croix, U.S. Virgin Islands, in the Caribbean Sea. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are in Territory ownership, although a small amount of the upland area may be under private ownership (noting that the best available information does not indicate how much area is within private ownership). General land use within this unit is mostly recreational activities (
                        <E T="03">e.g.,</E>
                         beachgoers), and there are limited sea turtle nesting surveys.
                    </P>
                    <P>Unit USVI-07 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit supports an expansion and recovery nesting beach for the other adjacent units (USVI-05, 06, and 08) (Eckert and Eckert 2019, p. 230) and ensures good spatial representation for the north shoreline of St. Croix. This unit also contains internesting beach area to support placement of multiple nests by individual green turtles within a single season and provides nesting habitat for the leatherback and hawksbill turtles that also occupy this area.</P>
                    <P>
                        Threats to the PBFs identified within Unit USVI-07 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes and oil spills), beach erosion, coastal development and associated artificial lighting, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting specific research to better understand erosion patterns, conducting habitat restoration, mitigating lighting impacts, and removing terrestrial debris from the beaches and marine debris that washes ashore. Territory lands within this unit are managed under the Virgin Islands Wildlife Action Plan (Platenberg and Valiulis 2018, entire).
                        <PRTPAGE P="46439"/>
                    </P>
                    <HD SOURCE="HD3">Unit USVI-08: Buck Island Reef National Monument</HD>
                    <P>
                        Unit USVI-08 consists of 12 ac (5 ha) of undeveloped beach and coastal vegetation along the shoreline of Buck Island approximately 2 mi (3 km) off the northeast coast of St. Croix, U.S. Virgin Islands, in the Caribbean Sea. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures from the island's North Shore on the northwest and moving south towards West Beach, South Shore, and Turtle Bay. Lands within this unit are all within Federal ownership and managed by the NPS for conservation and recreation. General land use includes recreational activities (
                        <E T="03">i.e.,</E>
                         snorkeling, hiking trails, and picnic day use areas), and scientific research and monitoring of natural resources that may occur year-round, including sea turtle nesting surveys.
                    </P>
                    <P>Unit USVI-08 is occupied by the species and contains one or more of the PBFs essential to the conservation of the species. This unit provides an undeveloped coastline with limited disturbance from human activity and has had consistent green turtle nesting for at least the past 10 years (NPS 2021b and 2021c, entire) and provides the only important nesting area outside of the main island of St. Croix. This unit also contains internesting beach area to support placement of multiple nests by individual green turtles within a single season and provides nesting habitat for the leatherback and hawksbill turtles that also occupy this area.</P>
                    <P>
                        Threats to the PBFs identified within Unit USVI-08 include habitat loss, modification, and degradation of nesting beach habitat, naturally caused or human-caused disasters (
                        <E T="03">e.g.,</E>
                         hurricanes and oil spills) and responses to disasters, beach erosion, recreational activities, and presence of terrestrial and marine debris. Special management considerations or protection measures to reduce or alleviate the threats may include conducting specific research to better understand erosion patterns and removing terrestrial debris from the beaches and marine debris that washes ashore. The Buck Island Reef National Monument is managed under the NPS's General Management Plan (NPS 2012, entire).
                    </P>
                    <HD SOURCE="HD1">Effects of Critical Habitat Designation</HD>
                    <HD SOURCE="HD2">Section 7 Consultation</HD>
                    <P>Section 7(a)(2) of the Act requires Federal agencies, including the USFWS, to ensure that any action they fund, authorize, or carry out is not likely to jeopardize the continued existence of any endangered species or threatened species or result in the destruction or adverse modification of designated critical habitat of such species. In addition, section 7(a)(4) of the Act requires Federal agencies to confer with the USFWS on any agency action which is likely to jeopardize the continued existence of any species proposed to be listed under the Act or result in the destruction or adverse modification of proposed critical habitat.</P>
                    <P>We published a final rule revising the definition of destruction or adverse modification on August 27, 2019 (84 FR 44976). Destruction or adverse modification means a direct or indirect alteration that appreciably diminishes the value of critical habitat as a whole for the conservation of a listed species.</P>
                    <P>Compliance with the requirements of section 7(a)(2) is documented through our issuance of:</P>
                    <P>(1) A concurrence letter for Federal actions that may affect, but are not likely to adversely affect, listed species or critical habitat; or</P>
                    <P>(2) A biological opinion for Federal actions that may affect, and are likely to adversely affect, listed species or critical habitat.</P>
                    <P>When we issue a biological opinion concluding that a project is likely to jeopardize the continued existence of a listed species and/or destroy or adversely modify critical habitat, we provide reasonable and prudent alternatives to the project, if any are identifiable, that would avoid the likelihood of jeopardy and/or destruction or adverse modification of critical habitat. We define “reasonable and prudent alternatives” (at 50 CFR 402.02) as alternative actions identified during consultation that:</P>
                    <P>(1) Can be implemented in a manner consistent with the intended purpose of the action,</P>
                    <P>(2) Can be implemented consistent with the scope of the Federal agency's legal authority and jurisdiction,</P>
                    <P>(3) Are economically and technologically feasible, and</P>
                    <P>(4) Would, in the USFWS Director's opinion, avoid the likelihood of jeopardizing the continued existence of the listed species and/or avoid the likelihood of destroying or adversely modifying critical habitat.</P>
                    <P>Reasonable and prudent alternatives can vary from slight project modifications to extensive redesign or relocation of the project. Costs associated with implementing a reasonable and prudent alternative are similarly variable.</P>
                    <P>
                        Regulations at 50 CFR 402.16 set forth requirements for Federal agencies to reinitiate consultation if any of the following four conditions occur: (1) the amount or extent of taking specified in the incidental take statement is exceeded; (2) new information reveals effects of the action that may affect listed species or critical habitat in a manner or to an extent not previously considered; (3) the identified action is subsequently modified in a manner that causes an effect to the listed species or critical habitat that was not considered in the biological opinion or written concurrence; or (4) a new species is listed or critical habitat designated that may be affected by the identified action. The reinitiation requirement applies only to actions that remain subject to some discretionary Federal involvement or control. As provided in 50 CFR 402.16, the requirement to reinitiate consultations for new species listings or critical habitat designation does not apply to certain agency actions (
                        <E T="03">e.g.,</E>
                         land management plans issued by the Bureau of Land Management in certain circumstances).
                    </P>
                    <HD SOURCE="HD2">Application of the “Destruction or Adverse Modification” Standard</HD>
                    <P>The key factor related to the destruction or adverse modification determination is whether implementation of the proposed Federal action directly or indirectly alters the designated critical habitat in a way that appreciably diminishes the value of the critical habitat for the conservation of the listed species. As discussed above, the role of critical habitat is to support PBFs essential to the conservation of a listed species and provide for the conservation of the species.</P>
                    <P>
                        Section 4(b)(8) of the Act requires us to briefly evaluate and describe, in any proposed or final regulation that designates critical habitat, activities involving a Federal action that may violate section 7(a)(2) of the Act by destroying or adversely modifying such habitat, or that may be affected by such designation. One of the most important concepts of an analysis for destruction or adverse modification is the scale at which the analysis and final conclusion are made. Just as the determination of jeopardy under section 7(a)(2) of the Act is made at the scale of the entire listed entity, a determination of destruction or adverse modification is made at the scale of the entire critical habitat designation. Put another way, the determination of “destruction or adverse modification” is based on whether the action will appreciably diminish the value of the critical habitat as a whole, not just in the action area. Therefore, an analysis for destruction or adverse modification for green turtle critical habitat would be performed at the DPS level and would assess whether 
                        <PRTPAGE P="46440"/>
                        the effects of the action will appreciably diminish the value of critical habitat within the affected DPS.
                    </P>
                    <P>During a consultation under section 7(a)(2) of the Act, activities that we may find are likely to destroy or adversely modify critical habitat for the green turtle DPSs include, but are not limited to:</P>
                    <P>
                        (1) Actions that would significantly alter the configuration, topography, or substrate of nesting or basking habitats. Such activities could include, but are not limited to, construction development and associated infrastructure, including roadways; commercial and residential development; light installation visible from beaches; fencing installation; hard stabilization structures; removal, placement, or redistribution of sediments, such as beach nourishment; dredged material disposition; planting or promoting dense, woody, nonnative vegetation; and mechanical beach raking. These activities may destroy or degrade beach habitats, eliminating or reducing the terrestrial habitat necessary for green turtle basking, nesting, incubation, hatching, hatchling emergence from the sand, and transit to sea. However, activities that are intended to benefit green turtle critical habitat (
                        <E T="03">e.g.,</E>
                         restoration or enhancement of beach/dune habitat, beach renourishment restorations, occasional or episodic protective screening over nests where predator management may not be feasible or proven effective after implementation, and dune stabilizations, including managed sand fencing where deemed appropriate, that demonstrate beneficial contributions to the recovery of the species) following state and federal guidelines, under most circumstances would not significantly adversely alter nesting or basking habitats.
                    </P>
                    <P>(2) Actions that would inhibit the natural ability of beaches to adapt to sea level rise. Depending on the location, such activities could include, but are not limited to, construction of sea walls, bulkheads, revetments, jetties, groins, beachside buildings, parking lots and roadways, and artificial dunes with rock or clay cores or stabilized with fencing or densely planted vegetation outside of State and Federal guidelines. Such structures prevent the natural migration of barrier beach habitats, increasing the rate and areal extent of inundation and corresponding loss of green turtle nesting and basking habitats.</P>
                    <HD SOURCE="HD1">Exemptions</HD>
                    <HD SOURCE="HD2">Application of Section 4(a)(3) of the Act</HD>
                    <P>The Sikes Act Improvement Act of 1997 (Sikes Act) (16 U.S.C. 670a) required each military installation that includes land and water suitable for the conservation and management of natural resources to complete an integrated natural resources management plan (INRMP) by November 17, 2001. An INRMP integrates implementation of the military mission of the installation with stewardship of the natural resources found on the base. Each INRMP includes:</P>
                    <P>(1) An assessment of the ecological needs on the installation, including the need to provide for the conservation of listed species;</P>
                    <P>(2) A statement of goals and priorities;</P>
                    <P>(3) A detailed description of management actions to be implemented to provide for these ecological needs; and</P>
                    <P>(4) A monitoring and adaptive management plan.</P>
                    <P>Among other things, each INRMP must, to the extent appropriate and applicable, provide for fish and wildlife management; fish and wildlife habitat enhancement or modification; wetland protection, enhancement, and restoration where necessary to support fish and wildlife; and enforcement of applicable natural resource laws.</P>
                    <P>The National Defense Authorization Act for Fiscal Year 2004 (Pub. L. 108-136) amended the Act to limit areas eligible for designation as critical habitat. Specifically, section 4(a)(3)(B)(i) of the Act (16 U.S.C. 1533(a)(3)(B)(i)) provides that the Secretary shall not designate as critical habitat any lands or other geographical areas owned or controlled by the DoD, or designated for its use, that are subject to an integrated natural resources management plan prepared under section 101 of the Sikes Act (16 U.S.C. 670a), if the Secretary determines in writing that such plan provides a benefit to the species for which critical habitat is proposed for designation.</P>
                    <P>We consult with the military on the development and implementation of INRMPs for installations with listed species. We analyzed INRMPs developed by military installations located within the range of the proposed critical habitat designation for the green turtle to determine if they meet the criteria for exemption from critical habitat under section 4(a)(3) of the Act. There are 14 DoD-owned or -managed areas with completed USFWS-approved INRMPs for lands within the range of the green turtle proposed critical habitat designation. These lands are addressed in eight INRMPs within the Central North Pacific DPS (398 ac (161 ha)), the Central West Pacific DPS (49.5 ac (20.5 ha)), and the North Atlantic DPS (2,865 ac (1,159 ha)), including a total of approximately 3,313 ac (1,341 ha) qualifying for exemption from critical habitat under section 4(a)(3) of the Act. Each of these approved INRMPs and their benefits to the green turtle and its habitat are summarized below.</P>
                    <HD SOURCE="HD2">Approved INRMPs</HD>
                    <HD SOURCE="HD3">Pacific Missile Range Facility, Island of Kaua'i, HI; Central North Pacific DPS; 298 ac (121 ha)</HD>
                    <P>The Pacific Missile Range Facility includes lands on multiple Hawaiian Islands, totaling 3,700 ac (1,497 ha) and is identified as the largest instrumented multi-environment test range in the world. The facility supports training, tactics development, and evaluations of air, surface, and subsurface weapons systems for the Navy and other DoD agencies, foreign military forces, and private industry, as well as varied support of naval operations (DoD 2010, p. 2-1). For this proposed rule, we are only addressing coastal facility lands on Kaua'i at the Navy-owned Barking Sands (Main Base), which includes range operations, missile assembly and launch, radar tracking, communications, aviation and aviation support, a torpedo shop, and personnel support.</P>
                    <P>Natural resources are managed at the Pacific Missile Range Facility to support the military mission and to provide sustainable environments for training, education, and operations. Installation objectives are established, prioritized, and revisited on a regular basis, including consideration of natural resources management to meet both installation (mission) and regional objectives. The primary goal of the INRMP is to “support and sustain the military mission of Pacific Missile Range Facility while managing, protecting, and enhancing biological diversity and ecosystem integrity of military lands and waters and all associated threatened and endangered species and their habitats” (DoD 2010, p. 1-10). The 2010 Pacific Missile Range Facility INRMP guides the management and conservation of natural resources under the installation's control. It provides interdisciplinary strategic guidance for the management of natural resources, including the green turtle, in support of the military mission at Barking Sands.</P>
                    <P>
                        We identified 298 ac (121 ha) of DoD lands within the Barking Sands area that harbor important basking and nesting 
                        <PRTPAGE P="46441"/>
                        habitat consisting of beach, dune, and coastal vegetation. These lands are considered occupied by the species and provide natural beach habitat important for green turtle basking and nesting activity.
                    </P>
                    <P>Natural resources management at Barking Sands is addressed through the following categories: project-specific management action, natural resources studies, use of Geographic Information systems, forestry, community outreach, outdoor recreation, land management, flood plains, law enforcement, wildland fire, and leases and encroachment (DoD 2010, p. 3-56). Recommended management actions outlined in the INRMP (DoD 2010, pp. 9-3, 9-5, 9-7, 9-9) that provide a conservation benefit to green turtles include:</P>
                    <P>(1) Conducting predator control;</P>
                    <P>(2) Implementing sea turtle management, including daily records of observations (sightings, tracks, and nesting events);</P>
                    <P>(3) Protecting, monitoring, and recording sea turtle nests;</P>
                    <P>(4) Implementing standard operating procedures that require beaches to be surveyed 1 hour prior to beach landing exercises, and delaying training if turtles are present until they voluntarily leave the area;</P>
                    <P>(5) Conducting cleanup events of marine debris that washes ashore;</P>
                    <P>(6) Implementing invasive species prevention and control, and developing a biosecurity program that helps prevent the introduction and transportation of invasive species;</P>
                    <P>(7) Implementing habitat and dune restoration activities;</P>
                    <P>(8) Continuing to restrict beach and dune access to maintain native vegetation;</P>
                    <P>(9) Continuing to distribute natural resources information to Navy personnel and civilians, including information on natural resource policies and regulations; and</P>
                    <P>(10) Ensuring that construction and maintenance projects are reviewed by an environmental coordinator to ensure contractors are aware of guidelines to avoid impacting sensitive vegetation.</P>
                    <P>Based on the above considerations, and in accordance with section 4(a)(3)(B)(i) of the Act, we have determined that the identified lands are subject to the Pacific Missile Range Facility INRMP and that conservation efforts identified in the INRMP will provide a benefit to the green turtle. Therefore, lands within this installation are exempt from critical habitat designation under section 4(a)(3) of the Act. We are not including 298 ac (121 ha) of habitat in this proposed critical habitat designation because of this exemption.</P>
                    <HD SOURCE="HD3">Bellows Air Force Station, Island of O'ahu, HI; Central North Pacific DPS; 5 ac (2 ha)</HD>
                    <P>Bellows Air Force Station is located on the windward side of the Ko'olau Mountain Range approximately 25 mi (40 km) east of Honolulu, bordered by the Marine Corps Training Area Bellow to the west and south, and the Pacific Ocean (Waimānalo Bay) to the east. The installation encompasses approximately 422 ac (171 ha) of DoD-managed lands to include wetlands, forested land, beach areas, as well as recreational facilities, inactive runways, taxiways, aircraft parking areas, and roads. Its main use/mission is to provide training, recreation, and leisure programs for Air Force, DoD Service components, families, and civilian personnel (BAFS 2018, pp. 18-20).</P>
                    <P>We identified 5 ac (2 ha) of DoD lands within this area that harbor important basking and nesting habitat consisting of beach, dune, and coastal vegetation. These lands are considered occupied by the species and provide a natural beach and dune complex important for green turtle nesting activity.</P>
                    <P>The Air Force's INRMP (BAFS 2018, entire) is an installation-specific Environmental Management Plan that guides the management and conservation of natural resources under the installation's control. The INRMP outlines management practices and work projects that are necessary to protect the environment and preserve the Bellows Air Force Station's dual mission of training and recreation and aligns with Pacific Air Force's mission to address emerging adversarial threats and strategic survivability goals. It also incorporates the 18th Wing mission with natural resources management and stewardship to be implemented at Detachment 2, 18th Force Support Squadron (Det 2, 18 FSS) located at Bellows Air Force Station.</P>
                    <P>
                        Section 7.4 of the INRMP describes management of threatened and endangered species on the installation, including green turtles and their habitat (BAFS 2018, pp. 91-112). General management measures benefit green turtles (
                        <E T="03">e.g.,</E>
                         predator control, cooperating with associated recovery activities, implementing beach shoreline protections) in addition to implementation of the following best management practices set forth by the Pacific Islands Fish and Wildlife Office:
                    </P>
                    <P>(1) Implementing training on sea turtle protection procedures for relevant staff, volunteers, and contractors;</P>
                    <P>(2) Providing guests with turtle conservation information;</P>
                    <P>
                        (3) Continuing not to use recreational equipment (
                        <E T="03">e.g.,</E>
                         chairs, umbrellas);
                    </P>
                    <P>(4) Removing marine debris that washes ashore;</P>
                    <P>(5) Implementing pet restrictions;</P>
                    <P>(6) Encouraging native plant growth on beaches and sand dunes to reduce erosion by stabilizing the beach;</P>
                    <P>(7) Removing or avoiding use of nonnative plant species that would inhibit and entangle turtle hatchlings;</P>
                    <P>(8) During nesting and hatchling emergence periods, preventing driving of any vehicles on the oceanward side of active nests, raking out tire ruts, and restricting driving on beaches to only Bellows Air Force Station staff when necessary;</P>
                    <P>(9) If nest excavations must occur, contacting the Pacific Islands Fish and Wildlife Office no later than 7 days prior to incubation day 65 to coordinate nest excavations;</P>
                    <P>(10) Providing informational signs and installing nest protection areas/signs to prevent nest disturbances and protect basking hotspots; and</P>
                    <P>(11) Encouraging fisherman to use barbless hooks and to disentangle turtles.</P>
                    <P>Additionally, the Station conducts incidental monitoring of basking sea turtles (BAFS 2018, p. 113). The Air Force provides training and field forms to staff/volunteers to identify and record incidental encounters with sea turtles and install informational/educational signs in high public use areas where green turtles regularly bask.</P>
                    <P>Based on the above considerations, and in accordance with section 4(a)(3)(B)(i) of the Act, we have determined that the identified lands are subject to the Bellows Air Force Station INRMP and that conservation efforts identified in the INRMP will provide a benefit to the green turtle. Therefore, lands within this installation are exempt from critical habitat designation under section 4(a)(3) of the Act. We are not including 5 ac (2 ha) of habitat in this proposed critical habitat designation because of this exemption.</P>
                    <HD SOURCE="HD3">Joint Base Pearl Harbor-Hickam, Island of O'ahu, HI; Central North Pacific DPS; 10 ac (4 ha)</HD>
                    <P>
                        Naval Station Pearl Harbor and Hickam Air Force Base combined to form the Joint Base Pearl Harbor-Hickam; the Navy acts as “Component Lead” for the installation (Navy 2011, p. 2-1). The total area that the Navy oversees for this installation includes 24,895 ac (10,075 ha) of land and approximately 68,081 ac (27,552 ha) of water (Navy 2011, p. 2-1).
                        <PRTPAGE P="46442"/>
                    </P>
                    <P>Natural resources management for multiple Air Force properties in Hawai'i that are now under Navy jurisdiction are addressed jointly in the Joint Base Pearl Harbor-Hickam INRMP (see chapter 7; Navy 2011, p. ES-1).</P>
                    <P>The primary goal of the INRMP is to support and sustain the military mission of Joint Base Pearl Harbor-Hickam while managing, protecting, and enhancing biological diversity and ecosystem integrity of military lands and waters, including the associated threatened and endangered species and their habitats (Navy 2011, p. 1-11). Additionally, it is also a goal of the INRMP to provide multiple-use programs for the management, conservation, and protection of renewable natural resources including wildlife, soil, water, and natural areas in conformance with applicable Federal and State of Hawai'i natural resource laws, regulations, and policies (Navy 2011, p. 1-11). These goals are further amplified by implementation of adaptive management strategies and ecosystem management considerations (Navy 2011, p. 1-14).</P>
                    <P>We identified a total of 10 ac (4 ha) of DoD lands at White Plains Beach and Nimitz Beach (natural beach area) and at Iroquois Point (renourished/manmade beach area) that harbor important basking and nesting habitat consisting of beach and coastal vegetation. These lands are considered occupied by the species and provide both natural renourished beach important for green turtle basking and nesting activity.</P>
                    <P>The 2011 INRMP includes natural resources program management for threatened and endangered species and conservation actions for the green turtle and its habitat. Management that benefits green turtles and their habitat includes:</P>
                    <P>(1) Providing staff-focused annual natural resource training;</P>
                    <P>(2) Reducing marine debris that washes ashore;</P>
                    <P>(3) Providing awareness of the Act, protected species, and natural resources stewardship;</P>
                    <P>(4) Maintaining/updating SOPs for protection of Act-protected species; and</P>
                    <P>(5) Conducting predator control at Nimitz and White Plains beaches.</P>
                    <P>Based on the above considerations, and in accordance with section 4(a)(3)(B)(i) of the Act, we have determined that the identified lands are subject to the Navy's Joint Base Pearl Harbor-Hickam INRMP and that conservation efforts identified in the INRMP will provide a benefit to the green turtle. Therefore, lands within this installation are exempt from critical habitat designation under section 4(a)(3) of the Act. We are not including 10 ac (4 ha) of habitat in this proposed critical habitat designation because of this exemption.</P>
                    <HD SOURCE="HD3">Marine Corps Base Hawai'i at Kāne'ohe Bay, Island of O'ahu, HI; Central North Pacific DPS; 44 ac (18 ha)</HD>
                    <P>The Marine Corps Base Hawai'i encompasses approximately 4,500 ac (1,821 ha) of DoD lands across eight properties on O'ahu, including Marine Corps Base Hawai'i at Kāne'ohe Bay, Marine Corps Training Area Bellows, Waikane Valley Impact Area, Marine Corps Base Hawai'i at Camp H.M. Smith, Pu'uloa Range Training Facility, Manana Housing Area, Pearl City Annex, and Moloka'i Training Support Facility (Marine Corps 2017, Section 4.3, pp. 4-1 through 4-7). The Marine Corp's mission at Marine Corps Base Hawai'i includes maintaining facilities and providing programs and service in support of units, individuals, and families in order to enhance and sustain combat readiness for all operating forces and tenant organizations (Marine Corps 2017, p. 4-1). Tenant commands supported include the 3rd Marine Regiment (Reinforced), Marine Aircraft Group-24, and Combat 19 Logistics Battalion-3.</P>
                    <P>
                        The Marine Corps Base Hawai'i at Kāne'ohe Bay is located on Mōkapu Peninsula (windward O'ahu) covering approximately 2,951 ac (1,194 ha) of land, as well as a 0.3-mi (.5-km) Naval Defensive Sea Area (
                        <E T="03">i.e.,</E>
                         security buffer zone) extending seaward from the shorelines. The base comprises training areas, active-duty housing, residential housing, administrative and operational buildings, wetlands, wildlife management areas, and personnel support facilities (Marine Corps 2017, p. 4-4). We identified 44 ac (18 ha) of DoD lands within this area that are occupied by green turtles and harbor important green turtle basking and nesting habitat consisting of beach, dune, and coastal vegetation.
                    </P>
                    <P>The 2017 Marine Corps Base Hawai'i INRMP guides the management and conservation of natural resources under the Marine Corps' control, guiding the management of natural resources, including green turtles and their habitat (Marine Corps 2017, appendix C). The base engages in a variety of conservation measures for green turtles (Marine Corps 2017, pp. C2-10 through C2-12), which also benefit other sea turtles that are known to occur on the base, including:</P>
                    <P>(1) Implementing management actions to minimize erosion and pollution runoff;</P>
                    <P>(2) Conducting invasive species removal;</P>
                    <P>(3) Conducting predator control;</P>
                    <P>(4) Monitoring for sea turtle occurrences and nesting, including monitoring of discovered nest sites;</P>
                    <P>(5) Monitoring sea turtle basking activities;</P>
                    <P>(6) Working with facility engineers to minimize lighting near shorelines, including any new lighting installations to use International Dark-Sky compliant fixtures;</P>
                    <P>(7) Protecting native beach strand vegetation to reduce erosion and stabilize the land;</P>
                    <P>(8) Protecting nesting and basking turtles by erecting barriers and monitoring the turtle activity;</P>
                    <P>(9) Ensuring that any pets are allowed only on authorized beaches and only if leashed;</P>
                    <P>
                        (10) Implementing sea turtle nesting protection measures (
                        <E T="03">e.g.,</E>
                         installing signs at sea turtle nesting sites and limiting the presence of people within 100 ft (30 m) of the nesting site, making the beach off limits to dogs until hatchlings depart, preventing driving on the oceanward side of active nests, raking tire ruts);
                    </P>
                    <P>(11) Conducting nest excavations if necessary, including coordinating with the Pacific Islands Fish and Wildlife Office;</P>
                    <P>(12) Removing marine debris that washes ashore;</P>
                    <P>(13) Enforcing a 500-yd (457-m) seaward buffer zone to control all access and resources including fishing, surfing, and other near-shore activities;</P>
                    <P>(14) Implementing protocols for military maneuvers and large-scale recreational events; and</P>
                    <P>(15) Conducting educational outreach regarding sea turtle information.</P>
                    <P>Based on the above considerations, and in accordance with section 4(a)(3)(B)(i) of the Act, we have determined that the identified lands are subject to the Marine Corps' INRMP and that conservation efforts identified in the INRMP will provide a benefit to the green turtle. Therefore, lands within this installation are exempt from critical habitat designation under section 4(a)(3) of the Act. We are not including 44 ac (18 ha) of habitat in this proposed critical habitat designation because of this exemption.</P>
                    <HD SOURCE="HD3">Marine Corps Training Area Bellows, Island of O'ahu, HI; Central North Pacific DPS; 18 ac (7 ha)</HD>
                    <P>
                        Marine Corps Training Area Bellows is one of eight facilities that comprise Marine Corps Base Hawai'i (see above). Marine Corps Training Area Bellows encompasses approximately 1,074 ac (435 ha) of the military-controlled lands at Bellows on the windward coast of 
                        <PRTPAGE P="46443"/>
                        O'ahu, approximately 12 mi (19 km) south of Marine Corps Base Hawai'i at Kāne'ohe Bay (see above) (Marine Corps 2017, p. 4-5). This facility is a non-live-fire training range that supports ground maneuver operations, including a 0.5-mi (0.8-km) beach front area that supports ship-to-shore operations involving Landing Craft Air Cushioned and amphibious assault vehicle landings (Marine Corps 2017, p. 4-5). The beach and shoreline area are used for the military during the week and are open to public recreational activities on weekends and holidays. See above description of the military mission for this training area under the section for Marine Corps Base Hawai'i Kāne'ohe Bay. We identified 18 ac (7 ha) of DoD lands within this area that are occupied by green turtles and harbor important green turtle basking and nesting habitat consisting of beach, dune, and coastal vegetation.
                    </P>
                    <P>The Marine Corps Training Area Bellows natural resources management is incorporated into the Marine Corps Base Hawai'i INRMP (Marine Corps 2017, entire). Therefore, the conservation measures that benefit green turtles and their habitat are as described above under the approved INRMP section for Marine Corps Base Hawai'i at Kāne'ohe Bay (Marine Corps 2017, pp. C2-10 through C2-12).</P>
                    <P>Based on the above considerations, and in accordance with section 4(a)(3)(B)(i) of the Act, we have determined that the identified lands are subject to the Marine Corps' INRMP and that conservation efforts identified in the INRMP will provide a benefit to the green turtle. Therefore, lands within this installation are exempt from critical habitat designation under section 4(a)(3) of the Act. We are not including 18 ac (7 ha) of habitat in this proposed critical habitat designation because of this exemption.</P>
                    <HD SOURCE="HD3">Marine Corps Pu'uloa Training Facility, Island of O'ahu, HI; Central North Pacific DPS; 3.5 ac (1 ha)</HD>
                    <P>Marine Corps Pu'uloa Training Facility is one of eight facilities that comprise Marine Corps Base Hawai'i (see above). The Pu'uloa Range Training Facility encompasses 162 ac (66 ha) on the coast of O'ahu near Pearl Harbor's Iroquois Point in leeward O'ahu (Marine Corps 2017, p. 4-7). This is an active training facility used for small arms qualification and practice, to include six live-fire ranges.</P>
                    <P>We identified 3.5 ac (1 ha) of DoD lands within this area that are occupied by green turtles and harbor important green turtle basking and nesting habitat consisting of beach and coastal vegetation. The Marine Corps Pu'uloa Training Facility's natural resources management is incorporated into the Marine Corps Base Hawai'i Kāne'ohe INRMP (Marine Corps 2017, entire). Therefore, the conservation measures that benefit green turtles and their habitat are as described above under the approved INRMP section for Marine Corps Base Hawai'i at Kāne'ohe Bay (Marine Corps 2017, pp. C2-10 through C2-12).</P>
                    <P>Based on the above considerations, and in accordance with section 4(a)(3)(B)(i) of the Act, we have determined that the identified lands are subject to the Marine Corps' INRMP and that conservation efforts identified in the INRMP will provide a benefit to the green turtle. Therefore, lands within this installation are exempt from critical habitat designation under section 4(a)(3) of the Act. We are not including 3.5 ac (1 ha) of habitat in this proposed critical habitat designation because of this exemption.</P>
                    <HD SOURCE="HD3">Dillingham Military Reservation, Island of O'ahu, HI; Central North Pacific DPS; 14.5 ac (6 ha)</HD>
                    <P>The U.S. Army Garrison Hawai'i encompasses approximately 47,869 ac (19,372 ha) of DoD lands across seven properties on O'ahu including Schofield Barracks Military Reservation, Schofield Barracks East Range, Kawailoa Training Area, Kahuku Training Area, Dillingham Military Reservation, Makua Military Reservation, and Tripler Army Medical Center (U.S. Army Garrison 2010, section ES, pp. 1-9). The strategy of the INRMP is to protect the Army's mission and access to air, land, and water resources while supporting non-military activities and maintaining functional, healthy ecosystems for present and future generations (U.S. Army Garrison 2010, Section 1, pp. 4-5).</P>
                    <P>The U.S. Army Garrison Hawai'i at Dillingham Military Reservation located near Kaena Point along the north shore of Oahu covers approximately 664 ac (269 ha) of land. The reservation comprises training areas, a private-use/owned cantonment (developed) area, a joint use civilian/military airfield, and three airborne drop zones (U.S. Army Garrison 2010, p. ES-7).</P>
                    <P>We identified 14.5 ac (6 ha) of DoD lands within Dillingham Military Reservation that harbor important basking and nesting habitat consisting of beach, dune, and coastal vegetation. These lands are considered occupied by the species and provide a natural beach and dune complex important for green turtle basking and nesting activity.</P>
                    <P>The O'ahu Army 2010-2014 INRMP (U.S. Army Garrison 2010, entire), although out-of-date, is operational and will be updated as soon as feasible. In the interim, the Army has developed an Addendum to the INRMP that includes natural resources program management for threatened and endangered species and conservation actions for the green turtle and its habitat (U.S. Army Environmental Command 2022, pp. 12-13). Management that benefits green turtles and their habitat includes (but is not limited to):</P>
                    <P>(1) Installing exclusion fencing around sea turtle nests;</P>
                    <P>(2) Installing and maintaining barricades to prevent off-road driving on beaches;</P>
                    <P>(3) Installing educational signage on beaches;</P>
                    <P>(4) Restricting recreational access;</P>
                    <P>(5) Planning for catastrophic events;</P>
                    <P>(6) Conducting biannual beach clean-ups of terrestrial debris and marine debris that washes ashore.</P>
                    <P>Based on the above considerations, and in accordance with section 4(a)(3)(B)(i) of the Act, we have determined that the identified lands are subject to the Army's INRMP and that conservation efforts identified in the INRMP will provide a benefit to the green turtle. Therefore, lands within this installation are exempt from critical habitat designation under section 4(a)(3) of the Act. We are not including 14.5 ac (6 ha) of habitat in this proposed critical habitat designation because of this exemption.</P>
                    <HD SOURCE="HD3">Mākua Military Reservation, Island of O'ahu, HI; Central North Pacific DPS; 5 ac (2 ha)</HD>
                    <P>Army Garrison Mākua Military Reservation is one of seven facilities that comprise the Army Garrison Hawai'i (see above under Dillingham Military Reservation regarding military activities and applicable INRMP). The Mākua Military Reservation encompasses 4,190 ac (1,696 ha) on the coast of O'ahu near Kaena Point in leeward O'ahu (U.S. Army Garrison 2010, p. ES-8). This is an active training facility used for both maneuver and live-fire training.</P>
                    <P>We identified 5 ac (2 ha) of DoD lands within Mākua Military Reservation that harbor important basking and nesting habitat consisting of beach, dune, and coastal vegetation. These lands are considered occupied by the species and provide a natural beach and dune complex important for green turtle basking and nesting activity.</P>
                    <P>
                        The 2022 Addendum to the 2010-2014 INRMP (see above under Dillingham Military Reservation) 
                        <PRTPAGE P="46444"/>
                        includes natural resources program management for threatened and endangered species and conservation actions for the green turtle and its habitat at Army Garrison Mākua Military Reservation. The conservation measures that benefit green turtles and their habitat are as described above under the approved INRMP section for Dillingham Military Reservation (U.S. Army Environmental Command 2022, pp. 12-13).
                    </P>
                    <P>Based on the above considerations, and in accordance with section 4(a)(3)(B)(i) of the Act, we have determined that the identified lands are subject to the Army's INRMP and that conservation efforts identified in the INRMP will provide a benefit to the green turtle. Therefore, lands within this installation are exempt from critical habitat designation under section 4(a)(3) of the Act. We are not including 5 ac (2 ha) of habitat in this proposed critical habitat designation because of this exemption.</P>
                    <HD SOURCE="HD3">Naval Base Guam Main Base, Asan, Guam; Central West Pacific DPS; 7 ac (3 ha)</HD>
                    <P>The Naval Base Guam Main Base is one of 13 Department of Navy holdings on Guam and Department-leased lands on Tinian and Farallon de Medinilla that are part of Joint Region Marianas (under Commander, Navy Installations Command) (Navy 2019, Table 1-1 and Figure 1-2). The mission of the Joint Region Marianas is providing executive-level installation management support to all 13 DoD components and tenants through assigned regional installations on Guam and the commonwealth of the Northern Mariana Islands in support of training in the Marianas; acting as the interface between the Department of the Navy and the civilian community; ensuring compliance with all environmental laws and regulations, safety procedures, and equal opportunity policy; and performing other functions and tasks as may be assigned (Navy 2019, p. 2-1).</P>
                    <P>Naval Base Guam Main Base is 3,455 ac (1,398 ha) and is located around Apra Harbor and on the Orote Peninsula along the central west side of Guam and consists of several locations that are controlled by the Navy. The Naval Base Guam Main Base supports Commander Naval Forces Marianas, Submarine Squadron 15, Coast Guard Sector Guam, Naval Special Warfare Unit One, and 28 other tenant commands, and is the home base of three Los Angeles class submarines and dozens of units operating in support of U.S. Indo-Pacific Command, U.S. Pacific Fleet, Seventh Fleet, and Fifth Fleet (Navy 2019, p. 2-7). The primary function of the Base is to support fleet units and operational forces of the 5th and 7th Fleets, and it serves as a forward deployment base and logistics hub that includes a distribution center for material, personnel, and munitions that support sea, land, and air forces operating in Asia and the Western Pacific (Navy 2019, p. 4-77). We identified 7 ac (3 ha) of Navy lands within this area that are occupied by green turtles and harbor important green turtle nesting habitat consisting of beach, dune, and coastal vegetation.</P>
                    <P>
                        The 2019 Joint Region Marianas INRMP guides the management and conservation of natural resources, including green turtles and their habitat (Navy 2019, entire). Additionally, approximately 506 ac (205 ha) of Guam NWR lands overlay Navy lands on the Base, providing important habitat for federally listed species (Navy 2019, table 1-1). The Naval Base Guam Main Base engages in a variety of general conservation measures to benefit green turtles (
                        <E T="03">e.g.,</E>
                         terrestrial habitat management, terrestrial invasive species management, a regional biosecurity plan to reduce the risk of spreading nonnative species) and species-specific conservation measures for green turtles (Navy 2019, pp. 5-82 through 5-89), including:
                    </P>
                    <P>(1) Conducting monitoring activities to inform adaptive management actions and avoid sensitive areas during construction, operations, and training;</P>
                    <P>(2) Monitoring and protecting green turtles to maintain habitat and improve nesting success;</P>
                    <P>(3) Annually locating, protecting, and evaluating all turtle nest sites to determine nest success, emergence success, and depredation;</P>
                    <P>(4) Removing nonnative, invasive vegetation at Spanish Steps Beach to increase the likelihood of successful hatching and promote successful hatchlings traversing to the ocean, and to promote natural regeneration of native strand vegetation;</P>
                    <P>(5) Controlling monitor lizards at nesting beaches and covering nests with wire mesh to increase hatchling success;</P>
                    <P>(6) Protecting nesting female turtles and nests by limiting vehicle access to nesting beaches through placement of barriers on the beach access sites to Dadi Beach; and</P>
                    <P>(7) Participating in turtle conservation meetings and sharing turtle information with partners.</P>
                    <P>Based on the above considerations, and in accordance with section 4(a)(3)(B)(i) of the Act, we have determined that the identified lands are subject to the Navy's INRMP and that conservation efforts identified in the INRMP will provide a benefit to the green turtle. Therefore, lands within this installation are exempt from critical habitat designation under section 4(a)(3) of the Act. We are not including 7 ac (3 ha) of habitat in this proposed critical habitat designation because of this exemption.</P>
                    <HD SOURCE="HD3">Andersen Air Force Base, Yigo, Guam; Central West Pacific DPS; 32 ac (13 ha)</HD>
                    <P>
                        Andersen Air Force Base is one of 13 Department of Navy holdings on Guam and Department-leased lands on Tinian and Farallon de Medinilla that are part of Joint Region Marianas (under Commander, Navy Installations Command) (see 
                        <E T="03">Naval Base Guam Main Base,</E>
                         above). Andersen Air Force Base encompasses 15,400 ac (6,272 ha) of terrestrial lands (plus additional submerged areas) on the north end of Guam, approximately 15 mi (24 km) from the capital, Agana. The Base serves as a stopping point for numerous aircraft en route to Japan, Korea, and other Asian locations, providing operational and mission activities supported by runways and aircraft operations (Navy 2019, p. 2-8). It is host unit to the 26th Wing and also home to the 36th Mobility Response Squadron, Helicopter Sea Combat Squadron 25, the 69th Reconnaissance Group-Detachment 1, 644th Combat Communications Squadron, the 94th Army Air and Missile Defense Command, the 734th Air Mobility Squadron, and the 22nd Space Operations Squadron-Detachment 5. Approximately 10,158 ac (4,111 ha) of Guam NWR lands overlay Air Force lands on the Base, providing important habitat for federally listed species (Navy 2019, table 1-1).
                    </P>
                    <P>
                        We identified 32 ac (13 ha) of DoD lands on Andersen Air Force Base that are occupied by green turtles and harbor important green turtle nesting habitat consisting of beach, dune, and coastal vegetation. Natural resources management for sea turtles and their habitat is incorporated into the Joint Region Marianas INRMP (Navy 2019, entire). The Base engages in a variety of general conservation measures to benefit green turtles (
                        <E T="03">e.g.,</E>
                         terrestrial habitat management, terrestrial invasive species management, a regional biosecurity plan to reduce the risk of spreading nonnative species) and species-specific conservation measures for green turtles (Navy 2019, pp. 9-67, 9-68, 9-72 through 9-75), including:
                    </P>
                    <P>
                        (1) Conducting surveys to monitor long-term trends of spatial and temporal distribution of sea turtle nesting activity;
                        <PRTPAGE P="46445"/>
                    </P>
                    <P>(2) Protecting nests from ungulates and monitor lizard predation through screening and monitoring;</P>
                    <P>(3) Implementing shoreline vegetation management to increase the likelihood of successful hatching of sea turtles and hatchling turtles successfully traversing the strand vegetation and beach access to the ocean;</P>
                    <P>(4) Removing nonnative, invasive vegetation to enhance natural regeneration of native strand vegetation; and</P>
                    <P>(5) Conducting an outreach and education program that includes two annual beach cleanups along Tarague Beach, public presentations to schools and incoming families, and information to recreational beach visitors through signage and outreach materials.</P>
                    <P>Based on the above considerations, and in accordance with section 4(a)(3)(B)(i) of the Act, we have determined that the identified lands are subject to the Joint Region Marianas INRMP and that conservation efforts identified in the INRMP will provide a benefit to the green turtle. Therefore, lands within this installation are exempt from critical habitat designation under section 4(a)(3) of the Act. We are not including 32 ac (13 ha) of habitat in this proposed critical habitat designation because of this exemption.</P>
                    <HD SOURCE="HD3">Naval Base Guam Telecommunication Site, Santa Rita, Guam; Central West Pacific DPS; 1 ac (0.5 ha)</HD>
                    <P>
                        Naval Base Guam Telecommunication Site is one of 13 Department of Navy holdings on Guam and Department-leased lands on Tinian and Farallon de Medinilla that are part of Joint Region Marianas (under Commander, Navy Installations Command) (see 
                        <E T="03">Naval Base Guam Main Base,</E>
                         above). Naval Base Guam Telecommunication Site encompasses 2,412 ac (976 ha) of terrestrial lands (plus additional submerged areas) located on the northwestern coast of the island. The Site provides multispectral connectivity, NetOps, and information assurance to the Navy, Joint, and Coalition forces on Guam, and in the Western Pacific and Indian Oceans, and its mission is to provide continuous global and universal communications services to fleet units, shore activities, and joint forces (Navy 2019, p. 8-1). Approximately 2,097 ac (848 ha) of Guam NWR lands overlay Air Force lands on the Base (of which 252 ac (101 ha) are the Haputo Ecological Reserve Area) (Navy 2019, p. 8-1, table 1-1).
                    </P>
                    <P>
                        We identified 1 ac (0.5 ha) of DoD land on the Naval Base Guam Telecommunication Site that is occupied by green turtles and harbors important green turtle nesting habitat consisting of beach, dune, and coastal vegetation. Natural resources management for sea turtles and their habitat is incorporated into the Joint Region Marianas INRMP (Navy 2019, entire). The Site engages in a variety of general conservation measures to benefit green turtles (
                        <E T="03">e.g.,</E>
                         terrestrial habitat management, terrestrial invasive species management, a regional biosecurity plan to reduce the risk of spreading nonnative species) and species-specific conservation measures for green turtles (Navy 2019, pp. 8-47, 8-48, 8-52 through 8-56), including:
                    </P>
                    <P>(1) Conducting regular sea turtle nest monitoring that assists with overall population monitoring in Guam;</P>
                    <P>(2) Implementing predator control measures to protect species and coordinate efforts with appropriate agencies; and</P>
                    <P>(3) Implementing a Natural Resources Stewardship Outreach and Public Engagement Program, which includes terrestrial and marine natural resources educational outreach projects, to ensure education regarding regulations, policies, and information about natural resources, including green turtles.</P>
                    <P>Based on the above considerations, and in accordance with section 4(a)(3)(B)(i) of the Act, we have determined that the identified lands are subject to the Joint Region Marianas INRMP and that conservation efforts identified in the INRMP will provide a benefit to the green turtle. Therefore, land within this installation is exempt from critical habitat designation under section 4(a)(3) of the Act. We are not including 1 ac (0.5 ha) of habitat in this proposed critical habitat designation because of this exemption.</P>
                    <HD SOURCE="HD3">Tinian Military Lease Area, Commonwealth of the Northern Mariana Islands; Central West Pacific DPS; 9.5 ac (4 ha)</HD>
                    <P>
                        The Tinian Military Lease Area is one of 13 Department of Navy holdings on Guam and Department-leased lands on Tinian and Farallon de Medinilla that are part of Joint Region Marianas (under Commander, Navy Installations Command) (see 
                        <E T="03">Naval Base Guam Main Base,</E>
                         above). The Tinian Military Lease Area encompasses 15,347 ac (6,211 ha) of terrestrial lands (plus additional submerged areas) located north of the Tinian International Airport (West Field). The Area is managed by the Navy, although there are no permanent military facilities in the military lease area other than World War II-era structures. Medium- and small-scale training activities occur annually while large-scale training activities occur infrequently, including combat search and rescue, amphibious assault, amphibious raid, personnel insertion and extraction, airfield seizure, and humanitarian assistance/disaster relief operations (Navy 2019, p. 11-3). The area is open to public access and recreational use (
                        <E T="03">e.g.,</E>
                         fishing, swimming, camping) except when military training activities may require closures of some or all of the area (Navy 2019, p. 11-1).
                    </P>
                    <P>
                        We identified 9.5 ac (4 ha) of DoD land on the Tinian Military Lease Area that is occupied by green turtles and harbors important green turtle nesting habitat consisting of beach, dune, and coastal vegetation. Natural resources management for sea turtles and their habitat is incorporated into the Joint Region Marianas INRMP (Navy 2019, entire). The Area engages in a variety of general conservation measures to benefit green turtles (
                        <E T="03">e.g.,</E>
                         terrestrial habitat management, terrestrial invasive species management, a regional biosecurity plan to reduce the risk of spreading nonnative species) and species-specific conservation measures for green turtles (Navy 2019, pp. 8-47, 8-48, 8-52 through 8-54), including:
                    </P>
                    <P>(1) Monitoring sea turtle nesting at the 18 beaches on Joint Region Marianas leased lands (Unai Chulu, Unai Lam Lam, Unai Babui, Unai Chiget and Unai Masalok, and the 13 separate pocket beaches within Unai Dankulo), and collecting data on sea turtle nesting activity, evidence of poaching, nest depredation, and hatching and emergence success. (Genetic sampling will also be conducted to determine population origins);</P>
                    <P>(2) Protecting nesting female turtles and nests by limiting vehicle access to nesting beaches through placement of concrete barriers at beach access sites to Unai Dankulo, Unai Chulu, Unai Masalok, Unai Babui, and Unai Chiget;</P>
                    <P>(3) Coordinating with local officials on placement of barriers to ensure access to public parking and placing educational signs at beach entrances or parking areas; and</P>
                    <P>(4) Removing marine debris that washes ashore from all sea turtle nesting beaches, with increased frequency as needed where debris accumulates more after storms.</P>
                    <P>
                        Based on the above considerations, and in accordance with section 4(a)(3)(B)(i) of the Act, we have determined that the identified lands are subject to the Joint Region Marianas INRMP and that conservation efforts identified in the INRMP will provide a benefit to the green turtle. Therefore, lands within this installation are exempt from critical habitat designation under 
                        <PRTPAGE P="46446"/>
                        section 4(a)(3) of the Act. We are not including 9.5 ac (4 ha) of habitat in this proposed critical habitat designation because of this exemption.
                    </P>
                    <HD SOURCE="HD3">Tyndall Air Force Base, Bay County, FL; North Atlantic DPS; 1,244 ac (503 ha)</HD>
                    <P>Tyndall Air Force Base is located on 30,000 ac (12,141 ha) in southeastern Bay County, approximately 13 mi (20 km) east of Panama City, Florida. The installation includes forested areas and beaches that provide a sea-to-land transition area that is vital for military operations including ground-training and airspace activities that are also shared with other Air Force bases and DoD branches. Tyndall's missions include the 325th Fighter Wing, 325th Operations Group, 325th Maintenance Group, 325th Mission Support Group, and other Major Associate Tenants to include the 53rd Weapons Evaluation Group, Air Force Civil Engineer Center, Airbase Technologies Division, and Detachment 1, 823rd Rapid Engineer Deployable Heavy Operational Repair Squadron Engineers.</P>
                    <P>Tyndall Air Force Base is a base combined of developed and natural areas located on a peninsula that is bisected by U.S. Highway 98. The base is approximately 18 mi (29 km) long and 3 mi (4.8 km) wide, and is surrounded by East Bay, St. Andrew Bay, and the Gulf of Mexico to the north, west, and south, respectively. We identified 1,244 ac (503 ha) of DoD lands within this area that harbor important nesting habitat consisting of beach, dune, and coastal vegetation. These lands are considered occupied by the species and are known to support high-density nesting within the State of Florida's Northwest management unit, thus providing a natural beach and dune complex important for green turtle nesting activity.</P>
                    <P>The 2020 Tyndall Air Force Base INRMP guides the management and conservation of natural resources under the installation's control. It provides interdisciplinary strategic guidance for the management of natural resources in support of the military mission within the land and water ranges of the Installation. The Tyndall Air Force Base INRMP integrates and prioritizes wildlife, wildland fire, forest management, and coastal zone and marine resources management activities to protect and effectively manage the Air Force Base's aquatic and terrestrial environments and ensure “no net loss” in the operational capability of these resources to support the Air Force's training missions.</P>
                    <P>The 2020 INRMP has a chapter for natural resources program management, including a specific section (Section 15, Tab 3—Threatened and Endangered Species Component Plan) that details management for threatened and endangered species and conservation actions for the green turtle and its habitat. For sea turtles in general, the INRMP focuses on providing protection measures for the species and its habitat as well as monitoring sea turtle nesting activity and protection measures (Tyndall AFB 2020, Section 15 Tab 3, pp. 17-23). The Threatened and Endangered Species Component Plan portion of the INRMP identifies the following management and protective measures to achieve conservation goals for green turtles:</P>
                    <P>(1) Conducting sea turtle monitoring to collect annual nesting activity;</P>
                    <P>(2) Locating and protecting sea turtle nests for military mission avoidance purposes;</P>
                    <P>(3) Conducting nest relocations when nests are laid at or below the high tide line;</P>
                    <P>(4) Implementing predator control;</P>
                    <P>(5) Identifying and determining resolution of beach lighting issues;</P>
                    <P>(6) Enforcing beach driving restrictions; and</P>
                    <P>(7) Restoring and protecting nesting habitat.</P>
                    <P>Based on the above considerations, and in accordance with section 4(a)(3)(B)(i) of the Act, we have determined that the identified lands are subject to the Tyndall Air Force Base INRMP and that conservation efforts identified in the INRMP will provide a benefit to the green turtle. Therefore, lands within this installation are exempt from critical habitat designation under section 4(a)(3) of the Act. We are not including 1,244 ac (503 ha) of habitat in this proposed critical habitat designation because of this exemption.</P>
                    <HD SOURCE="HD3">Eglin Air Force Base, Gulf County, FL; North Atlantic DPS; 1,621 ac (656 ha)</HD>
                    <P>Eglin Air Force Base, also known as the Eglin Military Complex, is located in Santa Rosa, Okaloosa, Walton, and Gulf Counties in Northwest Florida and the Gulf, and occupies 464,000 ac (187,774 ha). The Eglin Military Complex includes the mainland Reservation located in Santa Rosa (Santa Rosa Island Range Complex), Okaloosa, and Walton Counties, as well as a small parcel (962 ac (389 ha)) on Cape San Blas in Gulf County, Florida, the latter of which is approximately 3 mi (5 km) of spit shoreline along the Gulf of Mexico that is separated from the mainland by St. Joseph Bay.</P>
                    <P>Eglin Air Force Base is the largest forested military reservation in the United States. It supports a multitude of military testing and training operations, as well as many diverse species and habitats. Eglin's missions include the 7th Special Forces Group (Airborne), Amphibious Ready Group/Marine Expeditionary Unit, Stand-off Precision Guided Missile, and Massive Ordnance Air Blast.</P>
                    <P>The portion of Eglin Air Force Base where we have identified important nesting habitat for green turtle is on the Santa Rosa Island Range Complex. We identified 1,621 ac (656 ha) of lands within this area that harbor important nesting habitat consisting of beach, dune, and coastal vegetation. These lands are considered occupied by the species and are known to support high-density nesting within the State of Florida's Northwest management unit for green turtles, thus providing a natural beach and dune complex important for green turtle nesting habitat.</P>
                    <P>The 2017-22 Eglin Air Force Base INRMP guides the management and conservation of natural resources under the installation's control. It provides interdisciplinary strategic guidance for the management of natural resources in support of the military mission within the land and water ranges of the Eglin Military Complex. The Eglin Air Force Base INRMP integrates and prioritizes wildlife, fire, and forest management activities to protect and effectively manage the Complex's aquatic and terrestrial environments and ensure “no net loss” in the operational capability of these resources to support Eglin test and training missions.</P>
                    <P>The 2017-22 INRMP and the more detailed Threatened and Endangered Species Component Plan Update (DoD 2017, appendix E) explains natural resources program management, including a specific section that details management for threatened and endangered species, including conservation actions for the green turtle and its habitat. The INRMP identifies the need to develop and implement programs to protect and conserve federally listed endangered and threatened plants and wildlife and candidate species, including the green turtle. The following management and protective measures to achieve conservation goals for green turtles include:</P>
                    <P>(1) Annually locating, protecting, and evaluating all sea turtle nests on Air Force property at Cape San Blas and Santa Rosa Island Range Complex;</P>
                    <P>
                        (2) Annually relocating all sea turtle nests within A-15 training area to allow for unrestricted diurnal military training;
                        <PRTPAGE P="46447"/>
                    </P>
                    <P>(3) Responding to, and investigating, all sea turtle stranding reports on Air Force property;</P>
                    <P>(4) Annually surveying and maintaining public access control measures on Cape San Blas to protect threatened and endangered species habitat and ensuring the long-term sustainability of the Base's barrier island ecosystem for mission use;</P>
                    <P>(5) Maintaining informational signs at beach access points concerning the protection of sea turtles, shorebirds, beach mice and other unique barrier island natural resources;</P>
                    <P>(6) Exploring options for cost-share partnerships with the adjacent City of Destin and/or Okaloosa County to improve stewardship (including cleanup of recreation access points) of Santa Rosa Island;</P>
                    <P>(7) Managing lighting on all barrier island property to ensure there is no source of disorientation on Air Force managed land, including to keep all light fixtures turtle-friendly, shield all lights such that they are not visible from the beach, and to turn off all unnecessary lights; and</P>
                    <P>(8) Reducing the Base's overall contribution to urban glow by eliminating unnecessary lights, reducing the wattage of lights, and replacing fixtures with dimmer, more turtle-friendly lights.</P>
                    <P>Based on the above considerations, and in accordance with section 4(a)(3)(B)(i) of the Act, we have determined that the identified lands are subject to the Eglin Air Force Base INRMP and that conservation efforts identified in the INRMP will provide a benefit to the green turtle. Therefore, lands within this installation are exempt from critical habitat designation under section 4(a)(3) of the Act. We are not including approximately 1,621 ac (656 ha) of habitat in this proposed critical habitat designation because of this exemption.</P>
                    <HD SOURCE="HD1">Consideration of Impacts Under Section 4(b)(2) of the Act</HD>
                    <P>Section 4(b)(2) of the Act states that the Secretary shall designate and make revisions to critical habitat on the basis of the best available scientific data after taking into consideration the economic impact, national security impact, and any other relevant impact of specifying any particular area as critical habitat. The Secretary may exclude an area from designated critical habitat based on economic impacts, impacts on national security, or any other relevant impacts. Exclusion decisions are governed by the regulations at 50 CFR 424.19 and the Policy Regarding Implementation of Section 4(b)(2) of the Endangered Species Act (hereafter, the “2016 Policy”; 81 FR 7226, February 11, 2016), both of which were developed jointly with the NMFS. We also refer to a 2008 Department of the Interior Solicitor's opinion entitled “The Secretary's Authority to Exclude Areas from a Critical Habitat Designation under Section 4(b)(2) of the Endangered Species Act” (M-37016).</P>
                    <P>In considering whether to exclude a particular area from the designation, we identify the benefits of including the area in the designation, identify the benefits of excluding the area from the designation, and evaluate whether the benefits of exclusion outweigh the benefits of inclusion. If the analysis indicates that the benefits of exclusion outweigh the benefits of inclusion, the Secretary may exercise discretion to exclude the area only if such exclusion would not result in the extinction of the species. In making the determination to exclude a particular area, the statute on its face, as well as the legislative history, are clear that the Secretary has broad discretion regarding which factor(s) to use and how much weight to give to any factor. In our final rules, we explain any decision to exclude areas, as well as decisions not to exclude, to make clear the rational basis for our decision. We describe below the process that we use for taking into consideration each category of impacts and any initial analyses of the relevant impacts.</P>
                    <HD SOURCE="HD2">Consideration of Economic Impacts</HD>
                    <P>Section 4(b)(2) of the Act and its implementing regulations require that we consider the economic impact that may result from a designation of critical habitat. To assess the probable economic impacts of a designation, we must first evaluate specific land uses or activities and projects that may occur in the area of the critical habitat. We then must evaluate the impacts that a specific critical habitat designation may have on restricting or modifying specific land uses or activities for the benefit of the species and its habitat within the areas proposed. We then identify which conservation efforts may be the result of the species being listed under the Act versus those attributed solely to the designation of critical habitat for this particular species. The probable economic impact of a proposed critical habitat designation is analyzed by comparing scenarios both “with critical habitat” and “without critical habitat.”</P>
                    <P>
                        The “without critical habitat” scenario represents the baseline for the analysis, which includes the existing regulatory and socio-economic burden imposed on landowners, managers, or other resource users potentially affected by the designation of critical habitat (
                        <E T="03">e.g.,</E>
                         under the Federal listing as well as other Federal, State, and local regulations). Therefore, the baseline represents the costs of all efforts attributable to the listing of the species under the Act (
                        <E T="03">i.e.,</E>
                         conservation of the species and its habitat incurred regardless of whether critical habitat is designated). The “with critical habitat” scenario describes the incremental impacts associated specifically with the designation of critical habitat for the species. The incremental conservation efforts and associated impacts would not be expected without the designation of critical habitat for the species. In other words, the incremental costs are those attributable solely to the designation of critical habitat, above and beyond the baseline costs. These are the costs we use when evaluating the benefits of inclusion and exclusion of particular areas from the final designation of critical habitat should we choose to conduct a discretionary 4(b)(2) exclusion analysis.
                    </P>
                    <P>Executive Orders (E.O.s) 12866 and 13563 direct Federal agencies to assess the costs and benefits of available regulatory alternatives in quantitative (to the extent feasible) and qualitative terms. Consistent with the E.O. regulatory analysis requirements, our effects analysis under the Act may take into consideration impacts to both directly and indirectly affected entities, where practicable and reasonable. If sufficient data are available, we assess to the extent practicable the probable impacts to both directly and indirectly affected entities. Section 3(f) of E.O. 12866 identifies four criteria when a regulation is considered a “significant regulatory action,” and requires additional analysis, review, and approval if met. The criterion relevant here is whether the designation of critical habitat may have an economic effect of $200 million or more in any given year (section 3(f)(1)). Therefore, our consideration of economic impacts uses a screening analysis to assess whether a designation of critical habitat for green turtle is likely to exceed the economically significant threshold.</P>
                    <P>
                        For this particular designation, we developed an incremental effects memorandum (IEM) considering the probable incremental economic impacts that may result from this proposed designation of critical habitat. The information contained in our IEM was then used to develop a screening analysis of the probable effects of the designation of critical habitat for the green turtle's terrestrial environment (Industrial Economics, Inc. 2023, entire). We began by conducting a 
                        <PRTPAGE P="46448"/>
                        screening analysis of the proposed designation of critical habitat in order to focus our analysis on the key factors that are likely to result in incremental economic impacts. The purpose of the screening analysis is to filter out particular geographical areas of critical habitat that are already subject to such protections and are, therefore, unlikely to incur incremental economic impacts. In particular, the screening analysis considers baseline costs (
                        <E T="03">i.e.,</E>
                         absent critical habitat designation) and includes any probable incremental economic impacts where land and water use may already be subject to conservation plans, land management plans, best management practices, or regulations that protect the habitat area as a result of the Federal listing status of the species. Ultimately, the screening analysis allows us to focus our analysis on evaluating the specific areas or sectors that may incur probable incremental economic impacts as a result of the designation. The presence of the listed species in occupied areas of critical habitat means that any destruction or adverse modification of those areas is also likely to jeopardize the continued existence of the species. Therefore, designating occupied areas as critical habitat typically causes little if any incremental impacts above and beyond the impacts of listing the species. As a result, we generally focus the screening analysis on areas of unoccupied critical habitat (unoccupied units or unoccupied areas within occupied units). Overall, the screening analysis assesses whether designation of critical habitat is likely to result in any additional management or conservation efforts that may incur incremental economic impacts. This screening analysis combined with the information contained in our IEM constitute what we consider to be our draft economic analysis (DEA) of the proposed critical habitat designation for the green turtle's terrestrial environment; our DEA is summarized in the narrative below.
                    </P>
                    <P>As part of our screening analysis, we considered the types of economic activities that are likely to occur within the areas likely affected by the critical habitat designation. In our evaluation of the probable incremental economic impacts that may result from the proposed designation of critical habitat within the terrestrial environment for the green turtle, first we identified, in the IEM dated September 30, 2022, probable incremental economic impacts associated with the following categories of activities:</P>
                    <P>
                        • 
                        <E T="03">Animal and Plant Health Inspection Service:</E>
                         control and management of invasive, harmful, or overabundant species; predator control to benefit target ecosystems or species.
                    </P>
                    <P>
                        • 
                        <E T="03">Department of Defense (DoD):</E>
                         operation, maintenance, and upgrades of military property and infrastructure, including training and testing; and unexploded ordnance management.
                    </P>
                    <P>
                        • 
                        <E T="03">Federal Emergency Management Agency:</E>
                         alterations to both habitats and developments to increase coastal resiliency and/or to facilitate recovery of human communities following disasters or emergencies (such as coastal storms). Emergency consultation may also be conducted during or shortly after a disaster, for example, to stage emergency response equipment in green turtle habitat, to transit through habitat as part of the emergency response, or retrieve orphaned vessels, containers, or other items from habitat.
                    </P>
                    <P>
                        • 
                        <E T="03">Federal Energy Regulatory Commission:</E>
                         non-Federal activities that require Federal authorization, such as liquefied natural gas facilities and associated pipeline infrastructure.
                    </P>
                    <P>
                        • 
                        <E T="03">Federal Highway Administration:</E>
                         transportation infrastructure maintenance and upgrades.
                    </P>
                    <P>
                        • 
                        <E T="03">Federal Aviation Administration:</E>
                         operation, management, and upgrades of airports and air traffic control systems.
                    </P>
                    <P>
                        • 
                        <E T="03">National Aeronautics and Space Administration:</E>
                         rocket and drone launches; drone and aircraft flights; recreational beach uses (
                        <E T="03">e.g.,</E>
                         swimming, sunbathing, and off-road vehicles); beach renourishment and seawall repair; protected species management; facility maintenance and construction, and educational use.
                    </P>
                    <P>
                        • 
                        <E T="03">National Park Service:</E>
                         infrastructure maintenance or upgrades, habitat or species management, research, and changes to visitor use policies or regulations.
                    </P>
                    <P>
                        • 
                        <E T="03">U.S. Army Corps of Engineers (Corps):</E>
                         federally funded coastal engineering, such as beach nourishment, dredging, shoreline stabilization, and habitat restoration; non-Federal activities that require Federal permits, such as coastal engineering, coastal development (
                        <E T="03">e.g.,</E>
                         residential, commercial, recreational infrastructure), transportation infrastructure (
                        <E T="03">e.g.,</E>
                         docks, piers, ports, roads, rail lines), utility and energy infrastructure, habitat restoration, habitat and species management (
                        <E T="03">e.g.,</E>
                         mosquito control), and aquaculture.
                    </P>
                    <P>
                        • 
                        <E T="03">U.S. Coast Guard:</E>
                         response actions associated with cleanup of hazardous substances in the coastal and marine environments; authorization of fireworks displays.
                    </P>
                    <P>
                        • 
                        <E T="03">U.S. Fish and Wildlife Service (USFWS), National Wildlife Refuges (NWR):</E>
                         land acquisition, infrastructure maintenance or upgrades, habitat or species management, research, and changes to visitor use policies or regulations.
                    </P>
                    <P>We considered each industry or category individually. Additionally, we considered whether their activities have any Federal involvement. Critical habitat designation generally will not affect activities that do not have any Federal involvement; under the Act, designation of critical habitat only affects activities conducted, funded, permitted, or authorized by Federal agencies. In areas where the green turtle is present, Federal agencies would be required to consult with the USFWS under section 7 of the Act on activities they fund, permit, or implement that may affect the species. If we finalize this proposed critical habitat designation, Federal agencies would be required to consider the effects of their actions on the designated habitat, and if the Federal action may affect critical habitat, our consultations would include an evaluation of measures to avoid the destruction or adverse modification of critical habitat.</P>
                    <P>
                        In our IEM, we attempted to clarify the distinction between the effects that would result from the species being listed and those attributable to the critical habitat designation (
                        <E T="03">i.e.,</E>
                         difference between the jeopardy and adverse modification standards) for the green turtle's critical habitat. The following specific circumstances help to inform our evaluation: (1) The essential PBFs identified for critical habitat are the same features essential for the life requisites of the species, and (2) any actions that would likely adversely affect the essential PBFs of occupied critical habitat are also likely to adversely affect the species itself. The IEM outlines our rationale concerning this limited distinction between baseline conservation efforts and incremental impacts of the designation of critical habitat for this species. This evaluation of the incremental effects has been used as the basis to evaluate the probable incremental economic impacts of this proposed designation of critical habitat.
                    </P>
                    <P>
                        The proposed critical habitat designation within the terrestrial environment for the green turtle includes 101 proposed critical habitat units, totaling approximately 8,870 ac (3,590 ha), all of which were occupied by the green turtle at the time of listing, and are currently occupied. Accordingly, because all units are occupied, the economic costs of critical habitat within the terrestrial environment for the five DPSs of green turtle will most likely be limited to 
                        <PRTPAGE P="46449"/>
                        additional administrative effort to consider adverse modification of green sea turtle habitat during section 7 consultations, though additional consultations and project modifications are possible. This finding is based on the following (Industrial Economics, Inc. 2023, pp. 3, 20):
                    </P>
                    <P>(1) Projects with a Federal nexus are anticipated to be subject to section 7 consultation regardless of whether critical habitat is designated because the units are occupied, although some new consultations are possible, particularly in the remote areas of the designation where the species presence may not have previously been known;</P>
                    <P>(2) Critical habitat designation could, but is unlikely to in most cases, change the Service's recommendations for project modifications as part of future consultations considering the green turtle;</P>
                    <P>(3) State, territory, or commonwealth laws protecting sea turtles and requiring certain types of sand for beach nourishment projects provide additional baseline protection to the green turtle, including locations where it is only seasonally or sporadically present; and</P>
                    <P>(4) The presence of other listed species with similar habitat requirements and existing critical habitat provides additional baseline protection. Total overlap with existing critical habitat is 5,619 ac (2,274 ha), including 375 ac (152 ha) across 31 units in the Central North Pacific DPS, 25 ac (10 ha) across 23 units in the Central West Pacific DPS, 4,849 ac (1,962 ha) across 33 units in the North Atlantic DPS, and 31 ac (12 ha) across 8 units in the South Atlantic DPS. There is no overlap of existing critical habitat in the Central South Pacific DPS.</P>
                    <P>Based on consultation history for the green turtle, the number of future consultation actions, including technical assistances, is likely to be approximately 119 per year on average (approximately 17 formal consultations, 41 informal consultations, and 61 technical assistance efforts) across the five DPSs. The additional administrative cost of addressing adverse modification in these consultations is likely to be less than $220,000 per year (2022 dollars) on average, comprising approximately $92,000 for formal consultations, $110,000 for informal consultations, and $25,000 for technical assistances (Industrial Economics, Inc. 2023, p. 21 and Exhibit 8). The largest concentration of incremental consultation costs may accrue in the North Atlantic DPS (54 percent), followed by the Central North Pacific DPS (38 percent), the Central West Pacific DPS (5 percent), the South Atlantic DPS (3 percent), and the Central South Pacific DPS (less than 1 percent). Cost estimates assume that consultations would occur even in the absence of critical habitat due to the presence of the listed species, and the amount of administrative effort to address critical habitat during this process is relatively minor (Industrial Economics, Inc. 2023, p. 21). Additionally, the designation is not expected to trigger additional requirements under State, Territory, Commonwealth, or other local government regulations; however, it may cause developers or landowners to perceive that private lands will be subject to use restrictions or litigation from third parties, resulting in costs (Industrial Economics Inc. 2023, pp. 3, 22-23). While perceptional effects on land values are possible, the likelihood and magnitude of such effects are uncertain, and data limitations also prevent the quantification of the possible incremental reduction in property values (Industrial Economics, Inc. 2023, pp. 3, 23).</P>
                    <P>We are soliciting data and comments from the public on the DEA discussed above, as well as any other public comments on the proposed rule (see Information Requested, above). During the development of a final designation, we will consider the information presented in the DEA and any additional information on economic impacts we receive during the public comment period to determine whether any specific areas should be excluded from the final critical habitat designation under authority of section 4(b)(2), our implementing regulations at 50 CFR 424.19, and the 2016 Policy. We may exclude an area from critical habitat if we determine that the benefits of excluding the area outweigh the benefits of including the area, provided the exclusion will not result in the extinction of this species.</P>
                    <HD SOURCE="HD2">Consideration of National Security Impacts or Homeland Security Impacts</HD>
                    <P>
                        Section 4(a)(3)(B)(i) of the Act may not cover all DoD lands or areas that pose potential national-security concerns (
                        <E T="03">e.g.,</E>
                         a DoD installation that is in the process of revising its INRMP for a newly listed species or a species previously not covered). If a particular area is not covered under section 4(a)(3)(B)(i), then national-security or homeland-security concerns are not a factor in the process of determining what areas meet the definition of “critical habitat.” However, the USFWS must still consider impacts on national security, including homeland security, on those lands or areas not covered by section 4(a)(3)(B)(i) because section 4(b)(2) requires the USFWS to consider those impacts whenever it designates critical habitat. Accordingly, if DoD, Department of Homeland Security (DHS), or another Federal agency has requested exclusion based on an assertion of national-security or homeland-security concerns, or we have otherwise identified national-security or homeland-security impacts from designating particular areas as critical habitat, we generally have reason to consider excluding those areas.
                    </P>
                    <P>However, we cannot automatically exclude requested areas. When DoD, DHS, or another Federal agency requests exclusion from critical habitat on the basis of national-security or homeland-security impacts, we must conduct an exclusion analysis if the Federal requester provides information, including a reasonably specific justification of an incremental impact on national security that would result from the designation of that specific area as critical habitat. That justification could include demonstration of probable impacts, such as impacts to ongoing border-security patrols and surveillance activities, or a delay in training or facility construction, as a result of compliance with section 7(a)(2) of the Act. If the agency requesting the exclusion does not provide us with a reasonably specific justification, we will contact the agency to recommend that it provide a specific justification or clarification of its concerns relative to the probable incremental impact that could result from the designation. If we conduct an exclusion analysis because the agency provides a reasonably specific justification or because we decide to exercise the discretion to conduct an exclusion analysis, we will defer to the expert judgment of DoD, DHS, or another Federal agency as to: (1) Whether activities on its lands or waters, or its activities on other lands or waters, have national-security or homeland-security implications; (2) the importance of those implications; and (3) the degree to which the cited implications would be adversely affected in the absence of an exclusion. In that circumstance, in conducting a discretionary section 4(b)(2) exclusion analysis, we will give great weight to national-security and homeland-security concerns in analyzing the benefits of exclusion.</P>
                    <P>
                        Under section 4(b)(2) of the Act, we also consider whether a national security or homeland security impact might exist on lands owned or managed by DoD or DHS. In preparing this proposal, we have determined that, other than the land exempted under 
                        <PRTPAGE P="46450"/>
                        section 4(a)(3)(B)(i) of the Act based upon the existence of an approved INRMP (see Exemptions, above), the lands within the proposed designation of critical habitat within the terrestrial environment for the green turtle are not owned or managed by DoD or DHS. Therefore, we anticipate no impacts on national security or homeland security.
                    </P>
                    <HD SOURCE="HD2">Consideration of Other Relevant Impacts</HD>
                    <P>Under section 4(b)(2) of the Act, we consider any other relevant impacts, in addition to economic impacts and impacts on national security discussed above. To identify other relevant impacts that may affect the exclusion analysis, we consider a number of factors, including whether there are permitted conservation plans covering the species in the area—such as HCPs, safe harbor agreements, or candidate conservation agreements with assurances—or whether there are non-permitted conservation agreements and partnerships that may be impaired by designation of, or exclusion from, critical habitat. In addition, we look at whether Tribal conservation plans or partnerships, Tribal resources, or government-to-government relationships of the United States with Tribal entities may be affected by the designation. We also consider any State, local, social, or other impacts that might occur because of the designation.</P>
                    <P>When analyzing other relevant impacts of including a particular area in a designation of critical habitat, we weigh those impacts relative to the conservation value of the particular area. To determine the conservation value of designating a particular area, we consider a number of factors, including, but not limited to, the additional regulatory benefits that the area would receive due to the protection from destruction or adverse modification as a result of actions with a Federal nexus, the educational benefits of mapping essential habitat for recovery of the listed species, and any benefits that may result from a designation due to State or Federal laws that may apply to critical habitat.</P>
                    <P>In the case of green turtles, the benefits of critical habitat include public awareness of the presence of green turtles and the importance of habitat protection, and, where a Federal nexus exists, increased habitat protection for green turtles due to protection from destruction or adverse modification of critical habitat. Continued implementation of an ongoing management plan that provides conservation equal to or more than the protections that result from a critical habitat designation would reduce those benefits of including that specific area in the critical habitat designation.</P>
                    <P>After identifying the benefits of inclusion and the benefits of exclusion, we carefully weigh the two sides to evaluate whether the benefits of exclusion outweigh those of inclusion. If our analysis indicates that the benefits of exclusion outweigh the benefits of inclusion, we then determine whether exclusion would result in extinction of the species. If exclusion of an area from critical habitat will result in extinction, we will not exclude it from the designation.</P>
                    <HD SOURCE="HD2">Private or Other Non-Federal Conservation Plans Related to Permits Under Section 10 of the Act</HD>
                    <P>HCPs for incidental take permits under section 10(a)(1)(B) of the Act provide for partnerships with non-Federal entities to minimize and mitigate impacts to listed species and their habitat. In some cases, HCP permittees agree to do more for the conservation of the species and their habitats on private lands than designation of critical habitat would provide alone. We place great value on the partnerships that are developed during the preparation and implementation of HCPs.</P>
                    <P>When we undertake a discretionary section 4(b)(2) exclusion analysis based on permitted conservation plans (such as HCPs), we anticipate consistently excluding such areas if incidental take caused by the activities in those areas is covered by the permit under section 10 of the Act and the HCP meets all of the following three factors (see the 2016 Policy for additional details):</P>
                    <P>(a) The permittee is properly implementing the HCP and is expected to continue to do so for the term of the agreement. An HCP is properly implemented if the permittee is and has been fully implementing the commitments and provisions in the HCP, implementing agreement, and permit.</P>
                    <P>(b) The species for which critical habitat is being designated is a covered species in the HCP, or very similar in its habitat requirements to a covered species. The recognition that the USFWS extends to such an agreement depends on the degree to which the conservation measures undertaken in the HCP would also protect the habitat features of the similar species.</P>
                    <P>(c) The HCP specifically addresses that species' habitat and meets the conservation needs of the species in the planning area.</P>
                    <P>The proposed critical habitat designation in the terrestrial environment includes areas that are covered by the following permitted plan providing for the conservation of green turtles: the Indian River HCP.</P>
                    <HD SOURCE="HD2">Indian River County Habitat Conservation Plan (HCP)</HD>
                    <P>
                        In preparing this proposal, we have determined that 139 ac (56 ha) of lands associated with the Indian River County HCP from Sebastian Inlet to Indian River Shores (Unit FL-04) are included within the terrestrial environment for green turtle proposed critical habitat. This HCP specifically addresses the protection of sea turtles on the Indian River County's eroding beaches. As discussed in the Unit FL-04 description above, activities on the sandy beach and dune lands (
                        <E T="03">i.e.,</E>
                         covered lands that are not part of the adjacent Archie Carr NWR and Sebastian Inlet State Park that also occur within this unit) include a variety of recreational activities (
                        <E T="03">e.g.,</E>
                         swimming, walking, fishing) and residential development (beachfront properties). The HCP describes measures that will be undertaken to minimize impacts to sea turtles during emergency shoreline protection projects and implements a series of conservation programs to offset unavoidable take. The primary goal of the HCP is to allow Indian River County to continue to assist its citizens in responding to emergency shoreline conditions following severe storm events. Implementation of the programs and policies contained in the HCP will allow the County to engage in these activities in a manner and extent compatible with the protection of sea turtles. Detailed minimization measures are described in chapter 9 (Ecological Associates, Inc. 2017, pp. 95-110).
                    </P>
                    <P>
                        The biological goal of the Indian River County HCP is to increase the productivity of the County's beaches as sea turtle nesting habitat (Ecological Associates, Inc. 2017, p. 119). This measure addresses the physical and biological features essential to the conservation of green turtles, including protecting and restoring extra-tidal and dry sandy beaches where green turtle nesting occurs (PBF 1), ensuring sufficient darkness through a lighting ordinance so adult females are not deterred from emerging onto beaches and both hatchlings and females can orient to the sea (PBF 2), and protecting the natural coastal processes or artificially created or maintained habitat that mimics natural conditions (PBF 4) (Ecological Associates, Inc. 2017, entire). The HCP includes multiple activities in support of the biological goal (Ecological Associates, Inc. 2017, p. 119), such as (but not limited to): 
                        <PRTPAGE P="46451"/>
                        conducting nesting surveys, conducting predator control, and permitting/regulating emergency shoreline protection projects to minimize impacts to sea turtles. The HCP also includes mitigated unavoidable take through acquisition of coastal property and a predator control program that provides quantifiable benefits to sea turtles in excess of the amount of take likely to occur from shoreline protection measures initiated under the County's emergency authorization (Ecological Associates, Inc. 2017, p. 10). The HCP continues to be implemented, to include our receipt of annual reports with updated green turtle information (
                        <E T="03">e.g.,</E>
                         nesting success, nest fates, threats). This HCP is currently permitted with a 30-year incidental take permit until December 1, 2034.
                    </P>
                    <HD SOURCE="HD1">Summary of Exclusions Considered Under 4(b)(2) of the Act</HD>
                    <P>We have reason to consider excluding the following area under section 4(b)(2) of the Act from the final critical habitat designation for green turtles in the North Atlantic DPS: Unit FL-04 (Sebastian Inlet to Indian River Shores). Approximately 139 ac (56 ha) meet the definition of critical habitat, but we are considering possible exclusion of this area from the final critical habitat designation based on implementation of beneficial conservation measures afforded to green turtle and its habitat via the formalized Indian River County HCP.</P>
                    <P>In conclusion, for this proposed rule, we have reason to consider excluding the area identified above from the final designation based on other relevant impacts. We specifically solicit comments on the inclusion or exclusion of this area. We also solicit comments on whether there are potential economic, national security, or other relevant impacts from designating any other particular areas as critical habitat within any of the five DPSs; for additional comments requested on this proposed rule, please see Information Requested, above. As part of developing the final designation of critical habitat, we will evaluate the information we receive regarding potential impacts from designating the area described above or any other particular areas, and we may conduct a discretionary exclusion analysis to determine whether to exclude those areas under authority of section 4(b)(2) and our implementing regulations at 50 CFR 424.19. If we receive a request for exclusion of a particular area and after evaluation of supporting information we do not exclude, we will fully describe our decision in the final rule for this action.</P>
                    <HD SOURCE="HD1">Required Determinations</HD>
                    <HD SOURCE="HD2">Clarity of the Rule</HD>
                    <P>We are required by Executive Orders 12866 and 12988 and by the Presidential Memorandum of June 1, 1998, to write all rules in plain language. This means that each rule we publish must:</P>
                    <P>(1) Be logically organized;</P>
                    <P>(2) Use the active voice to address readers directly;</P>
                    <P>(3) Use clear language rather than jargon;</P>
                    <P>(4) Be divided into short sections and sentences; and</P>
                    <P>(5) Use lists and tables wherever possible.</P>
                    <P>
                        If you feel that we have not met these requirements, send us comments by one of the methods listed in 
                        <E T="02">ADDRESSES.</E>
                         To better help us revise the rule, your comments should be as specific as possible. For example, you should tell us the numbers of the sections or paragraphs that are unclearly written, which sections or sentences are too long, the sections where you feel lists or tables would be useful, etc.
                    </P>
                    <HD SOURCE="HD2">Regulatory Planning and Review (Executive Orders 12866 and 13563)</HD>
                    <P>Executive Order 12866 provides that the Office of Information and Regulatory Affairs (OIRA) in the Office of Management and Budget will review all significant rules. OIRA has determined that this rule is significant.</P>
                    <P>Executive Order (E.O.) 14094 reaffirms the principles of E.O. 12866 and E.O 13563 and states that regulatory analysis should facilitate agency efforts to develop regulations that serve the public interest, advance statutory objectives, and are consistent with E.O. 12866, E.O. 13563, and the Presidential Memorandum of January 20, 2021 (Modernizing Regulatory Review). Regulatory analysis, as practicable and appropriate, shall recognize distributive impacts and equity, to the extent permitted by law. E.O. 13563 emphasizes further that regulations must be based on the best available science and that the rulemaking process must allow for public participation and an open exchange of ideas. We have developed this proposed rule in a manner consistent with these requirements.</P>
                    <HD SOURCE="HD2">Regulatory Flexibility Act (5 U.S.C. 601 et seq.)</HD>
                    <P>
                        Under the Regulatory Flexibility Act (RFA; 5 U.S.C. 601 
                        <E T="03">et seq.</E>
                        ), as amended by the Small Business Regulatory Enforcement Fairness Act of 1996 (SBREFA; 5 U.S.C. 801 
                        <E T="03">et seq.</E>
                        ), whenever an agency is required to publish a notice of rulemaking for any proposed or final rule, it must prepare and make available for public comment a regulatory flexibility analysis that describes the effects of the rule on small entities (
                        <E T="03">i.e.,</E>
                         small businesses, small organizations, and small government jurisdictions). However, no regulatory flexibility analysis is required if the head of the agency certifies the rule will not have a significant economic impact on a substantial number of small entities. The SBREFA amended the RFA to require Federal agencies to provide a certification statement of the factual basis for certifying that the rule will not have a significant economic impact on a substantial number of small entities.
                    </P>
                    <P>According to the Small Business Administration, small entities include small organizations such as independent nonprofit organizations; small governmental jurisdictions, including school boards and city and town governments that serve fewer than 50,000 residents; and small businesses (13 CFR 121.201). Small businesses include manufacturing and mining concerns with fewer than 500 employees, wholesale trade entities with fewer than 100 employees, retail and service businesses with less than $5 million in annual sales, general and heavy construction businesses with less than $27.5 million in annual business, special trade contractors doing less than $11.5 million in annual business, and agricultural businesses with annual sales less than $750,000. To determine whether potential economic impacts to these small entities are significant, we considered the types of activities that might trigger regulatory impacts under this designation as well as types of project modifications that may result. In general, the term “significant economic impact” is meant to apply to a typical small business firm's business operations.</P>
                    <P>
                        Under the RFA, as amended, and as understood in light of recent court decisions, Federal agencies are required to evaluate the potential incremental impacts of rulemaking on those entities directly regulated by the rulemaking itself; in other words, the RFA does not require agencies to evaluate the potential impacts to indirectly regulated entities. The regulatory mechanism through which critical habitat protections are realized is section 7 of the Act, which requires Federal agencies, in consultation with the USFWS, to ensure that any action authorized, funded, or carried out by the agency is not likely to destroy or adversely modify critical habitat. Therefore, under section 7, only Federal action agencies are directly subject to 
                        <PRTPAGE P="46452"/>
                        the specific regulatory requirement (avoiding destruction and adverse modification) imposed by critical habitat designation. Consequently, it is our position that only Federal action agencies would be directly regulated if we adopt the proposed critical habitat designation. The RFA does not require evaluation of the potential impacts to entities not directly regulated. Moreover, Federal agencies are not small entities. Therefore, because no small entities would be directly regulated by this rulemaking, the USFWS certifies that, if made final as proposed, the proposed critical habitat designation will not have a significant economic impact on a substantial number of small entities.
                    </P>
                    <P>In summary, we have considered whether the proposed designation would result in a significant economic impact on a substantial number of small entities. For the above reasons and based on currently available information, we certify that, if made final, the proposed critical habitat designation will not have a significant economic impact on a substantial number of small business entities. Therefore, an initial regulatory flexibility analysis is not required.</P>
                    <HD SOURCE="HD2">Energy Supply, Distribution, or Use—Executive Order 13211</HD>
                    <P>Executive Order 13211 (Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use) requires agencies to prepare statements of energy effects when undertaking certain actions. In our draft economic analysis, we did not find that the designation of this proposed critical habitat for the green turtle in the terrestrial environment would significantly affect energy supplies, distribution, or use. Renewable energy activities have been known to occur within one unit in the Central North Pacific DPS (Industrial Economics Inc. 2023, Appendix B). This activity is one that we consult on with Federal agencies under section 7 of the Act. As discussed in the DEA, the costs associated with consultations related to occupied critical habitat would be largely administrative in nature and are not anticipated to reach $200 million in any given year based on the anticipated annual number of consultations and associated consultation costs, which are not expected to exceed $220,000 per year (2022 dollars) (Industrial Economics Inc. 2023, pp. 3, 20, 23). Therefore, this action is not a significant energy action, and no statement of energy effects is required.</P>
                    <HD SOURCE="HD2">Unfunded Mandates Reform Act (2 U.S.C. 1501 et seq.)</HD>
                    <P>
                        In accordance with the Unfunded Mandates Reform Act (2 U.S.C. 1501 
                        <E T="03">et seq.</E>
                        ), we make the following finding:
                    </P>
                    <P>(1) This proposed rule would not produce a Federal mandate. In general, a Federal mandate is a provision in legislation, statute, or regulation that would impose an enforceable duty upon State, local, or Tribal governments, or the private sector, and includes both “Federal intergovernmental mandates” and “Federal private sector mandates.” These terms are defined in 2 U.S.C. 658(5)-(7). “Federal intergovernmental mandate” includes a regulation that “would impose an enforceable duty upon State, local, or Tribal governments” with two exceptions. It excludes “a condition of Federal assistance.” It also excludes “a duty arising from participation in a voluntary Federal program,” unless the regulation “relates to a then-existing Federal program under which $500,000,000 or more is provided annually to State, local, and Tribal governments under entitlement authority,” if the provision would “increase the stringency of conditions of assistance” or “place caps upon, or otherwise decrease, the Federal Government's responsibility to provide funding,” and the State, local, or Tribal governments “lack authority” to adjust accordingly. At the time of enactment, these entitlement programs were: Medicaid; Aid to Families with Dependent Children work programs; Child Nutrition; Food Stamps; Social Services Block Grants; Vocational Rehabilitation State Grants; Foster Care, Adoption Assistance, and Independent Living; Family Support Welfare Services; and Child Support Enforcement. “Federal private sector mandate” includes a regulation that “would impose an enforceable duty upon the private sector, except (i) a condition of Federal assistance or (ii) a duty arising from participation in a voluntary Federal program.”</P>
                    <P>The designation of critical habitat does not impose a legally binding duty on non-Federal Government entities or private parties. Under the Act, the only regulatory effect is that Federal agencies must ensure that their actions are not likely to destroy or adversely modify critical habitat under section 7. While non-Federal entities that receive Federal funding, assistance, or permits, or that otherwise require approval or authorization from a Federal agency for an action, may be indirectly impacted by the designation of critical habitat, the legally binding duty to avoid destruction or adverse modification of critical habitat rests squarely on the Federal agency. Furthermore, to the extent that non-Federal entities are indirectly impacted because they receive Federal assistance or participate in a voluntary Federal aid program, the Unfunded Mandates Reform Act would not apply, nor would critical habitat shift the costs of the large entitlement programs listed above onto State governments.</P>
                    <P>(2) We do not believe that this rule would significantly or uniquely affect small governments because it is not anticipated to reach a Federal mandate of $200 million in any given year; that is, it is not a “significant regulatory action” under the Unfunded Mandates Reform Act. The designation of critical habitat imposes no obligations on State or local governments. By definition, Federal agencies are not considered small entities, although the activities they fund or permit may be proposed or carried out by small entities. Consequently, we do not believe that the proposed critical habitat designation would significantly or uniquely affect small government entities. Therefore, a small government agency plan is not required.</P>
                    <HD SOURCE="HD2">Takings—Executive Order 12630</HD>
                    <P>
                        In accordance with E.O. 12630 (Government Actions and Interference with Constitutionally Protected Private Property Rights), we have analyzed the potential takings implications of designating critical habitat for the green turtle within the Central North Pacific DPS, Central South Pacific DPS, Central West Pacific DPS, North Atlantic DPS, and South Atlantic DPS in a takings implications assessment. The Act does not authorize the USFWS to regulate private actions on private lands or confiscate private property as a result of critical habitat designation. Designation of critical habitat does not affect land ownership, or establish any closures, or restrictions on use of or access to the designated areas. Furthermore, the designation of critical habitat does not affect landowner actions that do not require Federal funding or permits, nor does it preclude development of habitat conservation programs or issuance of incidental take permits to permit actions that do require Federal funding or permits to go forward. However, Federal agencies are prohibited from carrying out, funding, or authorizing actions that would destroy or adversely modify critical habitat. A takings implications assessment has been completed for the proposed designation of critical habitat for the green turtle (including all five DPSs addressed in this proposed rule), and it concludes that, if adopted, this 
                        <PRTPAGE P="46453"/>
                        proposed designation of critical habitat would not pose significant takings implications for lands within or affected by the designation.
                    </P>
                    <HD SOURCE="HD2">Federalism—Executive Order 13132</HD>
                    <P>In accordance with E.O. 13132 (Federalism), this proposed rule does not have significant federalism effects. A federalism summary impact statement is not required. In keeping with Department of the Interior and Department of Commerce policy, we requested information from, and coordinated development of this proposed critical habitat designation with, appropriate State resource agencies. From a federalism perspective, the designation of critical habitat directly affects only the responsibilities of Federal agencies. The Act imposes no other duties with respect to critical habitat, either for States and local governments, or for anyone else. As a result, the proposed rule does not have substantial direct effects either on the States, or on the relationship between the Federal government and the States, or on the distribution of powers and responsibilities among the various levels of government. The proposed designation may have some benefit to these governments because the areas that contain the features essential to the conservation of the species are more clearly defined, and the PBFs of the habitat necessary for the conservation of the species are specifically identified. This information does not alter where and what federally sponsored activities may occur. However, it may assist State and local governments in long-range planning because they no longer have to wait for case-by-case section 7 consultations to occur.</P>
                    <P>Where State and local governments require approval or authorization from a Federal agency for actions that may affect critical habitat, consultation under section 7(a)(2) of the Act would be required. While non-Federal entities that receive Federal funding, assistance, or permits, or that otherwise require approval or authorization from a Federal agency for an action, may be indirectly impacted by the designation of critical habitat, the legally binding duty to avoid destruction or adverse modification of critical habitat rests squarely on the Federal agency.</P>
                    <HD SOURCE="HD2">Civil Justice Reform—Executive Order 12988</HD>
                    <P>In accordance with E.O. 12988 (Civil Justice Reform), the Office of the Solicitor has determined that the rule would not unduly burden the judicial system and that it meets the requirements of sections 3(a) and 3(b)(2) of the Order. We have proposed designating critical habitat in accordance with the provisions of the Act. To assist the public in understanding the habitat needs of the species, this proposed rule identifies the PBFs essential to the conservation of the species. The proposed areas of critical habitat are presented on maps, and the proposed rule provides several options for the interested public to obtain more detailed location information, if desired.</P>
                    <HD SOURCE="HD2">Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.)</HD>
                    <P>This rule does not contain information collection requirements, and a submission to the Office of Management and Budget (OMB) under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) is not required. We may not conduct or sponsor and you are not required to respond to a collection of information unless it displays a currently valid OMB control number.</P>
                    <HD SOURCE="HD2">National Environmental Policy Act (42 U.S.C. 4321 et seq.)</HD>
                    <P>
                        It is our position that, outside the jurisdiction of the U.S. Court of Appeals for the Tenth Circuit, we do not need to prepare environmental analyses pursuant to the National Environmental Policy Act (NEPA; 42 U.S.C. 4321 et seq.) in connection with designating critical habitat under the Act. We published a notice outlining our reasons for this determination in the 
                        <E T="04">Federal Register</E>
                         on October 25, 1983 (48 FR 49244). This position was upheld by the U.S. Court of Appeals for the Ninth Circuit (
                        <E T="03">Douglas County</E>
                         v. 
                        <E T="03">Babbitt,</E>
                         48 F.3d 1495 (9th Cir. 1995), cert. denied 516 U.S. 1042 (1996)).
                    </P>
                    <HD SOURCE="HD2">Government-to-Government Relationship With Tribes</HD>
                    <P>In accordance with the President's memorandum of April 29, 1994 (Government-to-Government Relations with Native American Tribal Governments; 59 FR 22951), E.O. 13175 (Consultation and Coordination with Indian Tribal Governments), and the Department of the Interior's manual at 512 DM 2, we readily acknowledge our responsibility to communicate meaningfully with federally recognized Tribes on a government-to-government basis. In accordance with Secretary's Order 3206 of June 5, 1997 (American Indian Tribal Rights, Federal-Tribal Trust Responsibilities, and the Endangered Species Act), we readily acknowledge our responsibilities to work directly with Tribes in developing programs for healthy ecosystems, to acknowledge that Tribal lands are not subject to the same controls as Federal public lands, to remain sensitive to Indian culture, and to make information available to Tribes. We have determined that no Tribal lands fall within the boundaries of the proposed critical habitat for the green turtle (although we note that the Seminole Tribe of Florida has expressed interest in staying informed about this proposed critical habitat designation; we have and will continue to coordinate with them), so no Tribal lands would be affected by the proposed designation.</P>
                    <HD SOURCE="HD1">References Cited</HD>
                    <P>
                        A complete list of references cited in this proposed rule is available on the internet at 
                        <E T="03">https://www.regulations.gov</E>
                         and upon request from the Florida Ecological Services Field Office (see 
                        <E T="02">FOR FURTHER INFORMATION CONTACT).</E>
                    </P>
                    <HD SOURCE="HD1">Authors</HD>
                    <P>The primary authors of this proposed rule are the staff members of the Fish and Wildlife Service's Species Assessment Team, the Florida Ecological Services Field Office, the Caribbean Ecological Services Field Office, and the Pacific Islands Fish and Wildlife Office.</P>
                    <LSTSUB>
                        <HD SOURCE="HED">List of Subjects in 50 CFR Part 17</HD>
                        <P>Endangered and threatened species, Exports, Imports, Plants, Reporting and recordkeeping requirements, Transportation, Wildlife.</P>
                    </LSTSUB>
                    <HD SOURCE="HD1">Proposed Regulation Promulgation</HD>
                    <P>Accordingly, we propose to amend part 17, subchapter B of chapter I, title 50 of the Code of Federal Regulations, as set forth below:</P>
                    <PART>
                        <HD SOURCE="HED">PART 17—ENDANGERED AND THREATENED WILDLIFE AND PLANTS</HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 17 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>16 U.S.C. 1361-1407; 1531-1544; and 4201-4245, unless otherwise noted.</P>
                    </AUTH>
                    <AMDPAR>2. In § 17.11, amend paragraph (h) in the List of Endangered and Threatened Wildlife under REPTILES by revising the entries for “Sea turtle, green [Central North Pacific DPS]”, “Sea turtle, green [Central South Pacific DPS]”, “Sea turtle, green [Central West Pacific DPS]”, “Sea turtle, green [North Atlantic DPS]”, and “Sea turtle, green [South Atlantic DPS]” to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 17.11</SECTNO>
                        <SUBJECT>Endangered and threatened wildlife.</SUBJECT>
                        <STARS/>
                        <P>
                            (h) * * *
                            <PRTPAGE P="46454"/>
                        </P>
                        <GPOTABLE COLS="5" OPTS="L1,nj,tp0,p7,7/8,i1" CDEF="s50,r50,r75,10C,r75">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Common name</CHED>
                                <CHED H="1">Scientific name</CHED>
                                <CHED H="1">Where listed</CHED>
                                <CHED H="1">Status</CHED>
                                <CHED H="1">Listing citations and applicable rules</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="21">
                                    <E T="04">Reptiles</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Sea turtle, green [Central North Pacific DPS]</ENT>
                                <ENT>
                                    <E T="03">Chelonia mydas</E>
                                </ENT>
                                <ENT>Green sea turtles originating from the Central North Pacific Ocean, bounded by the following coordinates: 41° N, 169° E in the northwest; 41° N, 143° W in the northeast; 9° N, 125° W in the southeast; and 9° N, 175° W in the southwest</ENT>
                                <ENT>T</ENT>
                                <ENT>
                                    81 FR 20058, 4/6/2016;
                                    <SU>J</SU>
                                    <LI>
                                        50 CFR 17.42(b);
                                        <SU>4d</SU>
                                    </LI>
                                    <LI>50 CFR 223.205;</LI>
                                    <LI>50 CFR 223.206;</LI>
                                    <LI>50 CFR 223.207;</LI>
                                    <LI>
                                        50 CFR 17.95(c).
                                        <SU>CH</SU>
                                    </LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Sea turtle, green [Central South Pacific DPS]</ENT>
                                <ENT>
                                    <E T="03">Chelonia mydas</E>
                                </ENT>
                                <ENT>Green sea turtles originating from the Central South Pacific Ocean, bounded by the following coordinates: 9° N, 175° W in the northwest; 9° N, 125° W in the northeast; 40° S, 96° W in the southeast; 40° S, 176° E in the southwest; and 13° S, 171° E in the west</ENT>
                                <ENT>E</ENT>
                                <ENT>
                                    81 FR 20058, 4/6/2016;
                                    <SU>J</SU>
                                    <LI>50 CFR 224.104;</LI>
                                    <LI>
                                        50 CFR 17.95(c).
                                        <SU>CH</SU>
                                    </LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Sea turtle, green [Central West Pacific DPS]</ENT>
                                <ENT>
                                    <E T="03">Chelonia mydas</E>
                                </ENT>
                                <ENT>Green sea turtles originating from the Central West Pacific Ocean, bounded by the following coordinates: 41° N, 146° E in the northwest; 41° N, 169° E in the northeast; 9° N, 175° W in the east; 13° S, 171° E in the southeast; along the northern coast of the island of New Guinea; and 4.5° N, 129° E in the west</ENT>
                                <ENT>E</ENT>
                                <ENT>
                                    81 FR 20058, 4/6/2016;
                                    <SU>J</SU>
                                    <LI>50 CFR 224.104;</LI>
                                    <LI>
                                        50 CFR 17.95(c).
                                        <SU>CH</SU>
                                    </LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Sea turtle, green [North Atlantic DPS]</ENT>
                                <ENT>
                                    <E T="03">Chelonia mydas</E>
                                </ENT>
                                <ENT>Green sea turtles originating from the North Atlantic Ocean, bounded by the following lines and coordinates: 48° N Lat. in the north, along the western coasts of Europe and Africa (west of 5.5° W. Long.); north of 19° N Lat. in the east; bounded by 19° N, 65.1° W to 14° N, 65.1° W then 14° N, 77° W in the south and west; and along the eastern coasts of the Americas (north of 7.5° N, 77° W)</ENT>
                                <ENT>T</ENT>
                                <ENT>
                                    81 FR 20058, 4/6/2016;
                                    <SU>J</SU>
                                    <LI>
                                        50 CFR 17.42(b);
                                        <SU>4d</SU>
                                    </LI>
                                    <LI>50 CFR 223.205;</LI>
                                    <LI>50 CFR 223.206;</LI>
                                    <LI>50 CFR 223.207;</LI>
                                    <LI>
                                        50 CFR 17.95(c).
                                        <SU>CH</SU>
                                    </LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Sea turtle, green [South Atlantic DPS]</ENT>
                                <ENT>
                                    <E T="03">Chelonia mydas</E>
                                </ENT>
                                <ENT>Green sea turtles originating from the South Atlantic Ocean, bounded by the following lines and coordinates: along the northern and eastern coasts of South America (east of 7.5° N, 77° W); 14° N, 77° W to 14° N, 65.1° W to 19° N, 65.1° W in the north and west; 19° N Lat. in the northeast; 40° S, 19° E in the southeast; and 40° S Lat. in the south</ENT>
                                <ENT>T</ENT>
                                <ENT>
                                    81 FR 20058, 4/6/2016;
                                    <SU>J</SU>
                                    <LI>
                                        50 CFR 17.42(b);
                                        <SU>4d</SU>
                                    </LI>
                                    <LI>
                                        50 CFR 223.205; 50 CFR 223.206; 50 CFR 223.207; 50 CFR 17.95(c).
                                        <SU>CH</SU>
                                    </LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                    <AMDPAR>3. In § 17.95, amend paragraph (c) by adding:</AMDPAR>
                    <AMDPAR>
                        a. An entry for “Green Sea Turtle (
                        <E T="03">Chelonia mydas</E>
                        ), Central North Pacific DPS” after the entry for “Desert Tortoise—Mojave Population (
                        <E T="03">Gopherus agassizii</E>
                        )”;
                    </AMDPAR>
                    <AMDPAR>
                        b. An entry for “Green Sea Turtle (
                        <E T="03">Chelonia mydas</E>
                        ), Central South Pacific DPS” after the new entry for “Green Sea Turtle (
                        <E T="03">Chelonia mydas</E>
                        ), Central North Pacific DPS”;
                    </AMDPAR>
                    <AMDPAR>
                        c. An entry for “Green Sea Turtle (
                        <E T="03">Chelonia mydas</E>
                        ), Central West Pacific DPS” after the new entry for “Green Sea Turtle (
                        <E T="03">Chelonia mydas</E>
                        ), Central South Pacific DPS”;
                    </AMDPAR>
                    <AMDPAR>
                        d. An entry for “Green Sea Turtle (
                        <E T="03">Chelonia mydas</E>
                        ), North Atlantic DPS” after the new entry for “Green Sea Turtle (
                        <E T="03">Chelonia mydas</E>
                        ), Central West Pacific DPS”; and
                    </AMDPAR>
                    <AMDPAR>
                        e. An entry for “Green Sea Turtle (
                        <E T="03">Chelonia mydas</E>
                        ), South Atlantic DPS” after the new entry for “Green Sea Turtle (
                        <E T="03">Chelonia mydas</E>
                        ), North Atlantic DPS”.
                    </AMDPAR>
                    <P>The additions read as follows:</P>
                    <SECTION>
                        <SECTNO>§ 17.95</SECTNO>
                        <SUBJECT>Critical habitat—fish and wildlife.</SUBJECT>
                        <STARS/>
                        <P>
                            (c) 
                            <E T="03">Reptiles.</E>
                        </P>
                        <STARS/>
                        <HD SOURCE="HD3">
                            Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS
                        </HD>
                        <P>(1) Within the Central North Pacific distinct population segment (DPS) of the green sea turtle, critical habitat units are depicted for Hawaii, Honolulu, Kauai, and Maui Counties in the State of Hawaii on the maps in this entry.</P>
                        <P>(2) Within these areas, the physical or biological features essential to the conservation of green sea turtle consist of the following components:</P>
                        <P>(i) Extra-tidal or dry sandy beaches from the mean high water line—the line on a chart or map that represents the intersection of the land with the water surface at the elevation of mean high water line—to areas of beach landward of the mean high water line and which contain the characteristics set forth in paragraphs (2)(i) through (iv) of this entry. These beaches include:</P>
                        <P>(A) Habitat for green turtles to transit across beaches and for nest placement that includes:</P>
                        <P>
                            (
                            <E T="03">1</E>
                            ) Relatively unimpeded wet and dry sand or nearshore access areas from the ocean to the beach for nesting females and from the beach to the ocean for both post-nesting females and hatchlings; and
                        </P>
                        <P>
                            (
                            <E T="03">2</E>
                            ) Drier sand areas located above mean high water in the supralittoral 
                            <PRTPAGE P="46455"/>
                            zone to avoid being inundated frequently by high tides.
                        </P>
                        <P>(B) Sand substrate that:</P>
                        <P>
                            (
                            <E T="03">1</E>
                            ) Allows for suitable nest construction;
                        </P>
                        <P>
                            (
                            <E T="03">2</E>
                            ) Is suitable for facilitating gas diffusion conducive to embryo development;
                        </P>
                        <P>
                            (
                            <E T="03">3</E>
                            ) Can develop and maintain temperatures and a moisture content conducive to embryo development; and
                        </P>
                        <P>
                            (
                            <E T="03">4</E>
                            ) Allows for emergence of hatchlings from eggshells, through sand substrate to the beach surface.
                        </P>
                        <P>(ii) Nesting beach habitat with sufficient darkness such that nesting turtles are not deterred from emerging onto the beach and hatchlings and post-nesting females can orient to the sea.</P>
                        <P>(iii) Natural coastal processes or artificially created or maintained habitat mimicking natural conditions. This includes artificial habitat types that mimic natural conditions described in paragraphs (2)(i) and (ii) of this entry for beach access, nest site selection, nest construction, egg deposition and incubation, and hatchling emergence and movement to the sea.</P>
                        <P>(iv) Within the range of the Central North Pacific DPS, basking habitat that includes access to natural and artificial coastlines with gradually sloping beaches (sandy, corally, or gravel substrate), emergent sandy lands, sand spits, low shelving reef rocks, as well as relatively unimpeded nearshore access from the ocean to the beach.</P>
                        <P>(3) Critical habitat does not include manmade structures (such as buildings, aqueducts, runways, roads and other paved areas, abandoned military structures, and hardened shorelines) and the land on which they are located existing within the legal boundaries on the effective date of the final rule.</P>
                        <P>
                            (4) Data layers defining map units were created using green sea turtle survey and distribution data provided by multiple local and regional sources as available (
                            <E T="03">e.g.,</E>
                             reports, databases, and species expert knowledge) and as maintained by the National Oceanic and Atmospheric Administration's Pacific Fisheries Science Center, universities, local governments, and nonprofit organizations across the main Hawaiian Islands. Landforms were primarily delineated based on the most current available aerial maps. The maps in this entry, as modified by any accompanying regulatory text, establish the boundaries of the terrestrial critical habitat designation. The coordinates or plot points or both on which each map is based are available to the public at the USFWS's internet site at 
                            <E T="03">https://www.fws.gov/office/florida-ecological-services/library/green-sea-turtle</E>
                            , at 
                            <E T="03">https://www.regulations.gov</E>
                             under Docket No. FWS-R4-ES-2022-0164, and at the two field offices responsible for this designation. You may obtain field office location information by contacting one of the USFWS regional offices, the addresses of which are listed at 50 CFR 2.2.
                        </P>
                        <P>(5) Three index maps follow:</P>
                        <BILCOD>BILLING CODE 4333-15-P</BILCOD>
                        <FP SOURCE="FP-1">
                            Figure 1 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (5)
                        </FP>
                        <GPH SPAN="3" DEEP="581">
                            <PRTPAGE P="46456"/>
                            <GID>EP19JY23.049</GID>
                        </GPH>
                        <FP SOURCE="FP-1">
                            Figure 2 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (5)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46457"/>
                            <GID>EP19JY23.050</GID>
                        </GPH>
                        <P>
                            Figure 3 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (5)
                        </P>
                        <GPH SPAN="3" DEEP="460">
                            <PRTPAGE P="46458"/>
                            <GID>EP19JY23.051</GID>
                        </GPH>
                        <P>(6) Unit HI-01: Kure Atoll, Northwestern Hawaiian Islands, Honolulu County, Hawaii.</P>
                        <P>(i) Unit HI-01 consists of 106 acres (ac) (43 hectares (ha)) on Kure Atoll (also known as (a.k.a.) Holaniku or Mokupapapa), the northernmost island in the Hawaiian archipelago. This unit is located approximately 57 to 60 miles (mi) (92 to 96 kilometers (km)) northwest of Midway Islands (a.k.a. Kuaihelani or Pihemanu) and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the mean high water line (MHWL) to the line indicating the beginning of dense vegetation. This unit includes two segments, one on Kure Sand Island and the second on Green Island. All lands within this unit are in State ownership.</P>
                        <P>(ii) Map of Unit HI-01 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 4 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (6)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46459"/>
                            <GID>EP19JY23.052</GID>
                        </GPH>
                        <P>(7) Unit HI-02: Midway Islands, Northwestern Hawaiian Islands, Hawaii.</P>
                        <P>(i) Unit HI-02 consists of 88 ac (35 ha) on Midway Islands (a.k.a. Kuaihelani or Pihemanu), part of the United States Minor Outlying Islands, the second northernmost island in the Hawaiian archipelago. This unit is located approximately 57 to 60 mi (92 to 96 km) east of Kure Atoll (a.k.a. Holaniku or Mokupapapa) and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation or hardened or developed structures. This unit includes one segment along the northeastern shore of Sand Island, and another segment on Spit and Eastern Islands. All lands within this unit are in Federal ownership.</P>
                        <P>(ii) Map of Unit HI-02 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 5 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (7)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46460"/>
                            <GID>EP19JY23.053</GID>
                        </GPH>
                        <P>(8) Unit HI-03: Pearl and Hermes Atoll, Honolulu County, Hawaii.</P>
                        <P>(i) Unit HI-03 consists of 207 ac (84 ha) on Pearl and Hermes Atoll (a.k.a. Manawai or Holoikauaua), the third northernmost island in the Hawaiian archipelago. This unit is located approximately 97 mi (156 km) southeast of Midway Islands (a.k.a. Kuaihelani or Pihemanu), and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation. This unit includes seven segments: one each on North Island, Little North Island, Southeast Island, Bird Island, and Kittery Island (a.k.a. Seal Kittery Island), and two on Green Island. All lands within this unit are in Federal ownership.</P>
                        <P>(ii) Map of Unit HI-03 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 6 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (8)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46461"/>
                            <GID>EP19JY23.054</GID>
                        </GPH>
                        <P>(9) Unit HI-04: Lisianski Island, Honolulu County, Hawaii.</P>
                        <P>(i) Unit HI-04 consists of 295 ac (119 ha) on Lisianski Island (a.k.a. Kapou or Papaapoho), the fourth northernmost island in the Hawaiian archipelago. This island unit is located approximately 256 mi (412 km) southeast of Midway Islands (a.k.a. Kuaihelani or Pihemanu), and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation. All lands within this unit are in Federal ownership.</P>
                        <P>(ii) Map of Unit HI-04 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 7 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (9)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46462"/>
                            <GID>EP19JY23.055</GID>
                        </GPH>
                        <P>(10) Unit HI-05: Laysan Island, Honolulu County, Hawaii.</P>
                        <P>(i) Unit HI-05 consists of 171 ac (69 ha) on Laysan Island (a.k.a. Kamole or Kauo), the fifth northernmost island in the Hawaiian archipelago. This island unit is located approximately 386 mi (621 km) southeast of Midway Islands (a.k.a. Kuaihelani or Pihemanu) and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation. All lands within this unit are in Federal ownership.</P>
                        <P>(ii) Map of Unit HI-05 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 8 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (10)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46463"/>
                            <GID>EP19JY23.056</GID>
                        </GPH>
                        <P>(11) Unit HI-06: French Frigate Shoals, Honolulu County, Hawaii.</P>
                        <P>(i) Unit HI-06 consists of 95 ac (38 ha) in French Frigate Shoals (a.k.a. Lalo or Kanemilohai), the sixth northernmost island in the Hawaiian archipelago. This unit is located approximately 557 to 761 mi (896 to 1,226 km) southeast of Midway Islands (a.k.a. Kuaihelani or Pihemanu), and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation or hardened or developed structures. This unit includes seven segments on Shark Island, Tern Island, Trig Island, Round Island, East Island, Little Gin Island, and Gin Island. All lands within this unit are in Federal ownership.</P>
                        <P>(ii) Map of Unit HI-06 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 9 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (11)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46464"/>
                            <GID>EP19JY23.057</GID>
                        </GPH>
                        <P>(12) Unit HI-07: Halelea and Koolau Moku, Kauai County, Hawaii.</P>
                        <P>(i) Unit HI-07 consists of 69 ac (28 ha) along the north shore of the island of Kauai. This unit is located approximately 2 mi (4 km) to the west and 11 mi (18 km) to the east of community of Princeville, Kauai, and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises 22 segments in 10 areas on the northeast side of the island, including: 4 segments within Hanalei Bay; 1 segment on Sea Lodge Beach; 1 segment on Anini Beach; 3 segments on Kalihiwai Beach; 6 segments at Kauapea Beach; 1 segment north of Crater Hill at Makapili Beach; 1 segment along the southwest shore of Kilauea Bay at Wailapa Beach; 1 segment on Pilaa Beach; 1 segment on Kaakaaniu Beach (a.k.a. Larsen's Beach or Lepeuli Beach); 2 segments along Moloaa Bay; and 1 segment on Papaa Beach. Lands within this unit include approximately 2 ac (1 ha) in Federal ownership, less than 1 ac (less than 1 ha) in State ownership, less than 1 ac (less than 1 ha) in local government ownership, 9 ac (3 ha) in private/other ownership, and 59 ac (24 ha) that are uncategorized.</P>
                        <P>(ii) Maps of Unit HI-07 follow:</P>
                        <FP SOURCE="FP-1">
                            Figure 10 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (12)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46465"/>
                            <GID>EP19JY23.058</GID>
                        </GPH>
                        <FP SOURCE="FP-1">
                            Figure 11 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (12)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46466"/>
                            <GID>EP19JY23.059</GID>
                        </GPH>
                        <FP SOURCE="FP-1">
                            Figure 12 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (12)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46467"/>
                            <GID>EP19JY23.060</GID>
                        </GPH>
                        <FP SOURCE="FP-1">
                            Figure 13 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (12)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46468"/>
                            <GID>EP19JY23.061</GID>
                        </GPH>
                        <FP SOURCE="FP-1">
                            Figure 14 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (12)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46469"/>
                            <GID>EP19JY23.062</GID>
                        </GPH>
                        <P>(13) Unit HI-08: Na Pali Coast and Mānā Plains, Kauai County, Hawaii.</P>
                        <P>(i) Unit HI-08 consists of 254 ac (103 ha) along the western coast of the island of Kauai. This unit is located in and to the west of the community of Kekaha and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises four segments in two areas: two segments along the Na Pali Coast at Nualolo Kai Beach and Milolii Beach, and two adjacent segments along the coast of Mānā Plains at Barking Sands to Polihale Beach and Kekaha Beach. Lands within this unit include approximately 228 ac (92 ha) in State ownership and 26 ac (11 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit HI-08 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 15 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (13)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46470"/>
                            <GID>EP19JY23.063</GID>
                        </GPH>
                        <P>(14) Unit HI-09: Puna Moku on Kauai, Kauai County, Hawaii.</P>
                        <P>(i) Unit HI-09 consists of 33 ac (13 ha) along the eastern coast of the island of Kauai, approximately 9 mi (15 km) to the northeast and 5 mi (8 km) to the southwest of the town of Lihue, Kauai. The unit includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises five segments in three areas: three segments on Kealia Beach, Wailua Beach, and Nukolii Beach; one segment on the northeast shoreline of Nawiliwili Harbor at Ninini Beach; and one segment on Kipu Kai Beach. Lands within this unit include approximately 3 ac (1 ha) in State ownership, 2 ac (1 ha) in local government ownership, 13 ac (5 ha) in private/other ownership, and 14 ac (6 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit HI-09 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 16 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (14)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46471"/>
                            <GID>EP19JY23.064</GID>
                        </GPH>
                        <P>(15) Unit HI-10: Kona Moku on Kauai, Kauai County, Hawaii.</P>
                        <P>(i) Unit HI-10 consists of 14 ac (6 ha) in the communities of Hanapepe, Lawai, and Poipu on the island of Kauai. This unit is located approximately 6 mi (9 km) to the southwest and 7 mi (11 km) to the southeast of the community of Kalaheo, Kauai, and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises five segments in four areas: one segment each on Hanapepe Salt Pond Beach and Wahiawa Beach, one segment on Lawai Kai Beach, one segment along Poipu Beaches, and one segment along Keoniloa Bay at Shipwreck Beach. Lands within this unit include approximately 4 ac (2 ha) in State ownership, 3 ac (1 ha) in local government ownership, 6 ac (3 ha) in private/other ownership, and 1 ac (1 ha) that is uncategorized.</P>
                        <P>(ii) Map of Unit HI-10 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 17 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (15)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46472"/>
                            <GID>EP19JY23.065</GID>
                        </GPH>
                        <P>(16) Unit HI-11: Northern Koolauloa Moku, Honolulu County, Hawaii.</P>
                        <P>(i) Unit HI-11 consists of 132 ac (54 ha) in the communities of Haleiwa, Kahuku, Laie, and Hauula on the island of Oahu. This unit is located less than 1 mi (1 km) north and 11 mi (17 km) east of the community of Pupukea, Oahu, and includes beach, coastal vegetation, sandy shoals, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises 12 segments in 5 areas: 1 segment on Ehukai Beach; 2 segments within Kawela Bay; 1 segment each at Turtle Bay, Kaihalulu Beach, and Kahuku North Beach; 2 segments along the shoreline of James Campbell National Wildlife Refuge (NWR); and 1 segment each on Kahuku Golf Course Beach, Malaekahana Beach, Hauula Beach, and Makao Beach. Lands within this unit include approximately 24 ac (10 ha) in Federal ownership, 26 ac (10 ha) in State ownership, less than 1 ac (less than 1 ha) in local government ownership, 30 ac (12 ha) in private/other ownership, and 53 ac (21 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit HI-11 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 18 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (16)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46473"/>
                            <GID>EP19JY23.066</GID>
                        </GPH>
                        <P>(17) Unit HI-12: Waialua Moku, Honolulu County, Hawaii.</P>
                        <P>(i) Unit HI-12 consists of 82 ac (33 ha) in the communities of Mokuleia, Waialua, and Haleiwa. This unit is located approximately 26 to 30 mi (42 to 49 km) northwest of the city of Honolulu, Oahu, and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises 12 segments in 5 areas: 2 segments along Mokuleia Beach, 1 segment that runs parallel to Croizer Drive, 2 segments within Alii Beach Park, 4 segments within Haleiwa Beach Park and Puaena Beach, and 3 segments east of Puaena Point at Puaena Point to Papailoa Beach and at Chun's Reef. Lands within this unit include approximately less than 1 ac (less than 1 ha) in Federal ownership, 7 ac (3 ha) in State ownership, 5 ac (2 ha) in local government ownership, 29 ac (12 ha) in private/other ownership, and 41 ac (17 ha) that are uncategorized.</P>
                        <P>(ii) Maps of Unit HI-12 follow:</P>
                        <FP SOURCE="FP-1">
                            Figure 19 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (17)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46474"/>
                            <GID>EP19JY23.067</GID>
                        </GPH>
                        <FP SOURCE="FP-1">
                            Figure 20 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (17)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46475"/>
                            <GID>EP19JY23.068</GID>
                        </GPH>
                        <P>(18) Unit HI-13: Waianae Moku, Honolulu County, Hawaii.</P>
                        <P>(i) Unit HI-13 consists of 13 ac (5 ha) along the west coast of Oahu. This unit is located approximately 26 to 30 mi (41 to 49 km) northwest of city of Honolulu, Oahu, and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation. This unit comprises two segments south of Kaena Point at Puau Beach and Laukinui (a.k.a. Aki's Cove). Lands within this unit include approximately 13 ac (5 ha) in State ownership, less than 1 ac (less than 1 ha) in private ownership, and less than 1 ac (less than 1 ha) that is uncategorized.</P>
                        <P>(ii) Map of Unit HI-13 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 21 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (18)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46476"/>
                            <GID>EP19JY23.069</GID>
                        </GPH>
                        <P>(19) Unit HI-14: Koolaupoko Moku, Honolulu County, Hawaii.</P>
                        <P>(i) Unit HI-14 consists of 53 ac (22 ha) along the east coast of Oahu. This unit is located approximately 12 to 14 mi (20 to 22 km) north and east of city of Honolulu, Oahu, and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises seven segments in four areas: one segment along the shores of Kaneohe Bay at Molii Beach; four segments along the east coast of Oahu on Kailua Beach, Bagley Beach (a.k.a. Sherwoods Beach), Kalapueo Beach, and Makapuu Beach; one segment at Manana Island (a.k.a Rabbit Island); and one segment along the southeast shore of Oahu at Sandy Beach. Lands within this unit include approximately 7 ac (3 ha) in State ownership, 3 ac (1 ha) in local government ownership, less than 1 ac (less than 1 ha) in private/other ownership, and 42 ac (17 ha) that are uncategorized.</P>
                        <P>(ii) Maps of Unit HI-14 follow:</P>
                        <FP SOURCE="FP-1">
                            Figure 22 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (19)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="513">
                            <PRTPAGE P="46477"/>
                            <GID>EP19JY23.070</GID>
                        </GPH>
                        <FP SOURCE="FP-1">
                            Figure 23 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (19)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46478"/>
                            <GID>EP19JY23.071</GID>
                        </GPH>
                        <P>(20) Unit HI-15: Ewa Moku, Honolulu County, Hawaii.</P>
                        <P>(i) Unit HI-15 consists of 9 ac (4 ha) in the community of Ewa Beach on the island of Oahu. This unit is located approximately 9 to 17 mi (14 to 28 km) west of the city of Honolulu, Oahu, and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation, or hardened or developed structures. This unit comprises three segments in two areas west of Pearl Harbor: one segment on the southwest coast of Oahu at Lanikuhonua Beach, and two segments along Ewa Beach. Lands within this unit include approximately less than 1 ac (less than 1 ha) in local government ownership, 2 ac (1 ha) in private/other ownership, and 7 ac (3 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit HI-15 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 24 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (20)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46479"/>
                            <GID>EP19JY23.072</GID>
                        </GPH>
                        <P>(21) Unit HI-16: Molokai, Maui and Kalawao Counties, Hawaii.</P>
                        <P>(i) Unit HI-16 consists of 160 ac (65 ha) along the eastern and northern coasts of Molokai. This unit is located approximately 7 to 17 mi (11 to 27 km) northwest to north of the town of Kaunakakai, Molokai, and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation or cliff. This unit comprises eight segments in five areas: two segments on Kawakiu Gulch Beach, two segments on Papohakumauliuli Beach, one segment each at Kepuhi Beach and Papohaku Beach, one segment at Kawasaloa Beach, and one segment at Awahua Beach (Kalaupapa National Historical Park). Lands within this unit include approximately 15 ac (6 ha) in State ownership, 104 ac (42 ha) in private ownership, and 40 ac (16 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit HI-16 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 25 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (21)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46480"/>
                            <GID>EP19JY23.073</GID>
                        </GPH>
                        <P>(22) Unit HI-17: Kaanapali Moku, Maui County, Hawaii.</P>
                        <P>(i) Unit HI-17 consists of 34 ac (14 ha) along the northeast coast of Maui. This unit is located approximately 1 to 5 mi (2 to 8 km) northeast and southwest of the community of Kapalua, including beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation or hardened or developed structures. This unit includes five segments in three areas: one segment on D.T. Fleming Beach Park; one segment on Alaeloa Beach; and one segment each on Pohakuanapali Beach, Honokowai Beach, and Kaanapali Beach 1. Lands within this unit include approximately 1 ac (less than 1 ha) in State ownership, 10 ac (4 ha) in private ownership, and 23 ac (9 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit HI-17 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 26 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (22)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="513">
                            <PRTPAGE P="46481"/>
                            <GID>EP19JY23.074</GID>
                        </GPH>
                        <P>(23) Unit HI-18: Puali Komohana and Hamakuapoko Moku, Maui County, Hawaii.</P>
                        <P>(i) Unit HI-18 consists of 73 ac (29 ha) on the northeast coastline of West Maui and the northwest coastline of East Maui, on the island of Maui. This unit is located approximately 5 to 8 mi (7 to 13 km) northwest to east of the community of Kahului, and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises 16 segments in 6 areas: northwest of Kahului Harbor, 1 segment each on Kalaeiliilii Beach, Waihee Beach, and Kaehu Beach; 4 segments by the Kahalui International Airport along Kanaha Beach; 1 segment along Papaula Point; 3 segments east of the Kahalui International Airport along Spreckelsville Beach; 1 segment on Kapukaulua Beach; 2 segments along Paia Bay; and 2 segments along Hamakuapoko-Hookipa Beach. Lands within this unit include approximately 17 ac (7 ha) in State ownership, 6 ac (2 ha) in local government ownership, 30 ac (12 ha) in private/other ownership, and 19 ac (8 ha) that are uncategorized.</P>
                        <P>(ii) Maps of Unit HI-18 follow:</P>
                        <FP SOURCE="FP-1">
                            Figure 27 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (23)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="513">
                            <PRTPAGE P="46482"/>
                            <GID>EP19JY23.075</GID>
                        </GPH>
                        <FP SOURCE="FP-1">
                            Figure 28 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (23)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="513">
                            <PRTPAGE P="46483"/>
                            <GID>EP19JY23.076</GID>
                        </GPH>
                        <P>(24) Unit HI-19: Lahaina Moku, Maui County, Hawaii.</P>
                        <P>(i) Unit HI-19 consists of 32 ac (13 ha) from the communities of Kaanapali to Lahaina on the island of Maui. This unit is located approximately 1 to 3 mi (2 to 5 km) northwest and southeast of the town of Lahaina, and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation, or hardened or developed structures. This unit comprises three segments, one each at Kaanapali Beach, Wahikuli Beach, and Lahaina Beach. Lands within this unit include approximately less than 1 ac (less than 1 ha) in State ownership, 3 ac (1 ha) in local government ownership, 7 ac (3 ha) in private/other ownership, and 23 ac (9 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit HI-19 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 29 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (24)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46484"/>
                            <GID>EP19JY23.077</GID>
                        </GPH>
                        <P>(25) Unit HI-20: South Puali Komohana and Kula Moku, Maui County, Hawaii.</P>
                        <P>(i) Unit HI-20 consists of 17 ac (7 ha) along the shores of Maalaea Bay in Kihei on the island of Maui. This unit is located approximately 13 to 17 mi (21 to 27 km) south of the town of Lahaina and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises three segments, one each on Maalaea Beach, Kalepolepo Beach, and Kawililipoa Beach. Lands within this unit include approximately less than 1 ac (less than 1 ha) in Federal ownership, less than 1 ac (less than 1 ha) in State ownership, 4 ac (2 ha) in local government ownership, less than 1 ac (less than 1 ha) in private/other ownership, and 12 ac (5 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit HI-20 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 30 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (25)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46485"/>
                            <GID>EP19JY23.078</GID>
                        </GPH>
                        <P>(26) Unit HI-21: Hana Moku, Maui County, Hawaii.</P>
                        <P>(i) Unit HI-21 consists of 3 ac (1 ha) in the small rural community of Hana on the island of Maui. This unit is located approximately 46 mi (74 km) southeast of the town of Lahaina, and includes beach, sandy shoals, coastal vegetation, emergent sandy lands, and low shelving reef or rock above the MHWL to the line indicating the beginning of dense vegetation or cliff. This unit comprises three segments, two on Hamoa Beach and one on Hana Beach. Lands within this unit include approximately 2 ac (1 ha) in private ownership and 1 ac (less than 1 ha) that is uncategorized.</P>
                        <P>(ii) Map of Unit HI-21 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 31 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (26)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46486"/>
                            <GID>EP19JY23.079</GID>
                        </GPH>
                        <P>(27) Unit HI-22: Honuaula Moku, Maui County, Hawaii.</P>
                        <P>(i) Unit HI-22 consists of less than 1 ac (less than 1 ha) along the south coast of the island of Maui. This unit is located approximately 22 to 25 mi (35 to 40 km) southeast of the town of Lahaina, and includes beach, emergent sandy lands, and low shelving reef or rock from the MHWL to the line indicating the beginning of dense vegetation, a lava rock, or hardened or developed structures. This unit comprises two segments at Makena Landing Beach and Mokuha Beach. Lands within this unit include approximately less than 1 ac (less than 1 ha) in State ownership and less than 1 ac (less than 1 ha) in private ownership.</P>
                        <P>(ii) Map of Unit HI-22 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 32 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (27)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46487"/>
                            <GID>EP19JY23.080</GID>
                        </GPH>
                        <P>(28) Unit HI-23: Lanai Island, Maui County, Hawaii.</P>
                        <P>(i) Unit HI-23 consists of consists of 161 ac (65 ha) along the north and northeast coast of Lanai on the island of Maui. This unit is located approximately 6 to 10 mi (10 to 16 km) northwest to northeast of Lanai City and includes beach, sandy shoals, coastal vegetation, and emergent sandy lands from the MHWL to the line indicating the beginning of dense vegetation. This unit comprises six segments in two areas: one segment at Polihua Beach and five segments in Koolau Moku. Lands within this unit include approximately 145 ac (59 ha) in private ownership and 17 ac (7 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit HI-23 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 33 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (28)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="345">
                            <PRTPAGE P="46488"/>
                            <GID>EP19JY23.081</GID>
                        </GPH>
                        <P>(29) Unit HI-24: Kahoolawe Island, Maui County, Hawaii.</P>
                        <P>(i) Unit HI-24 consists of 3 ac (1 ha) along the west coast of the island of Kahoolawe. This unit is located approximately 25 mi (41 km) southeast of Lanai City and includes beach and coastal vegetation from the MHWL to the line indicating the beginning of dense vegetation. All lands within this unit are in State ownership.</P>
                        <P>(ii) Map of Unit HI-24 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 34 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (29)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46489"/>
                            <GID>EP19JY23.082</GID>
                        </GPH>
                        <P>(30) Unit HI-25: South Kohala, Hawaii County, Hawaii.</P>
                        <P>(i) Unit HI-25 consists of 33 ac (13 ha) in the community of Puako on the island of Hawaii. This unit is located approximately 52 to 55 mi (83 to 88 km) northwest of the town of Hilo, and includes beach, sandy shoals, coastal vegetation, emergent sandy lands, and low shelving reef or rock from the MHWL to the line indicating the beginning of dense vegetation or hardened or developed structures. This unit comprises 11 segments in 3 areas: 1 segment each on Puako Bay, Waima Point, Kapuniau Point, Puako Beach Drive, Holoholokai Beach, Pauoa Bay Beach, Papakonani Boat Landing, and Nanuku Cove; 2 segments along Makaiwa Bay; and 1 segment along Waikoloa Bay. Lands within this unit include approximately 18 ac (7 ha) in State ownership, 9 ac (3 ha) in private ownership, and 7 ac (3 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit HI-25 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 35 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (30)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46490"/>
                            <GID>EP19JY23.083</GID>
                        </GPH>
                        <P>(31) Unit HI-26: Kona Moku on Hawaii Island, Hawaii County, Hawaii.</P>
                        <P>(i) Unit HI-26 consists of 50 ac (20 ha) in the communities of Kukio and Kailua-Kona on the island of Hawaii. This unit is located approximately 55 to 58 mi (89 to 93 km) west of the town of Hilo and includes beach, sandy shoals, and emergent sandy lands, and low shelving reef or rock from the MHWL to the line indicating the beginning of dense vegetation, lava flow, cliff, or hardened or developed structures. This unit comprises 15 segments in 4 areas: (1) 5 segments along Kiholo Beach; 1 segment each along Kaupulehu Beach, Kaupulehu Coast, Kukio Bay, and Kikaua Beach; 1 segment each along Kaloko Point and Honokohau Bay, Waiaha Bay, and Kahaluu Beach (all south of the Kona International Airport); and 3 segments along Honaunau Bay. Lands within this unit include approximately 12 ac (5 ha) in Federal ownership, 15 ac (6 ha) in State ownership, less than 1 ac (less than 1 ha) in local government ownership, 10 ac (4 ha) in private/other ownership, and 13 ac (5 ha) that are uncategorized.</P>
                        <P>(ii) Maps of Unit HI-26 follow:</P>
                        <FP SOURCE="FP-1">
                            Figure 36 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (31)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46491"/>
                            <GID>EP19JY23.084</GID>
                        </GPH>
                        <FP SOURCE="FP-1">
                            Figure 37 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (31)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46492"/>
                            <GID>EP19JY23.085</GID>
                        </GPH>
                        <FP SOURCE="FP-1">
                            Figure 38 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (31)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46493"/>
                            <GID>EP19JY23.086</GID>
                        </GPH>
                        <P>(32) Unit HI-27: Hilo Moku, Hawaii County, Hawaii.</P>
                        <P>(i) Unit HI-27 consists of 2 ac (1 ha) in the town of Hilo on the island of Hawaii. This unit is located approximately 4 to 5 mi (6 to 8 km) northeast of the Hilo International Airport and includes beach, emergent sandy lands, and low shelving reef or rock from the MHWL to the line indicating the beginning of dense vegetation, cliff, or lava flow. This unit comprises two segments at Carl Smith Park and Leleiwi Park. Lands within this unit include approximately 1 ac (less than 1 ha) in State ownership, less than 1 ac (less than 1 ha) in local government ownership, and 1 ac (less than 1 ha) that is uncategorized.</P>
                        <P>(ii) Map of Unit HI-27, HI-28, and HI-29 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 39 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (32)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46494"/>
                            <GID>EP19JY23.087</GID>
                        </GPH>
                        <BILCOD>BILLING CODE 4333-15-C</BILCOD>
                        <P>(33) Unit HI-28: Keaau, Hawaii County, Hawaii.</P>
                        <P>(i) Unit HI-28 consists of 1 ac (less than 1 ha) in the community of Keaau on the island of Hawaii. This unit is located approximately 9 mi (14 km) southeast of the town of Hilo and includes beach, emergent sandy lands, and low shelving reef or rock from the MHWL to the line indicating the beginning of dense vegetation. Lands within this unit include approximately less than 1 ac (less than 1 ha) in private ownership and less than 1 ac (less than 1 ha) that is uncategorized.</P>
                        <P>(ii) Map of Unit HI-28 is provided at paragraph (32)(ii) of this entry.</P>
                        <P>(34) Unit HI-29: Pohoiki Beach, Hawaii County, Hawaii.</P>
                        <P>(i) Unit HI-29 consists of 9 ac (4 ha) in the community of Pahoa on the island of Hawaii. This unit is located approximately 24 mi (39 km) southeast of the town of Hilo and includes beach, sandy shoals, emergent sandy lands, and low shelving reef or rock from the MHWL to the line indicating the beginning of dense vegetation or lava flow. Lands within this unit include approximately less than 1 ac (less than 1 ha) in State ownership, 4 ac (1 ha) in local government ownership, less than 1 ac (less than 1 ha) in private/other ownership, and 6 ac (2 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit HI-29 is provided at paragraph (32)(ii) of this entry.</P>
                        <P>(35) Unit HI-30: Keauhou, Hawaii County, Hawaii.</P>
                        <P>
                            (i) Unit HI-30 consists of 16 ac (7 ha) in the community of Volcano on the island of Hawaii. This unit is located approximately 33 mi (53 km) southwest 
                            <PRTPAGE P="46495"/>
                            of the town of Hilo and includes black sand beach, sandy shoals, emergent sandy lands, and low shelving reef or rock from the MHWL to the line indicating the beginning of dense vegetation or lava flow. This unit comprises four segments in two areas: two segments along Halape Iki Beach and one segment each along Keauhou Point and Apua Point. Lands within this unit include approximately 9 ac (4 ha) in Federal ownership and 7 ac (3 ha) that are uncategorized.
                        </P>
                        <P>(ii) Map of Unit HI-30 follows:</P>
                        <BILCOD>BILLING CODE 4333-15-P</BILCOD>
                        <FP SOURCE="FP-1">
                            Figure 40 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (35)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <GID>EP19JY23.088</GID>
                        </GPH>
                        <P>(36) Unit HI-31: Kau Moku, Hawaii County, Hawaii.</P>
                        <P>
                            (i) Unit HI-31 consists of 17 ac (7 ha) along the southeast and southern coast of the island of Hawaii. This unit is located approximately 47 to 69 mi (75 to 111 km) southwest of the town of Hilo and includes black sand beach, sandy shoals, coastal vegetation, emergent sandy lands, and low shelving reef or rock from the MHWL to the line indicating the beginning of dense vegetation, cliff, or lava flow. This unit comprises 10 segments in 4 areas: 1 segment along the southwest coast of Hawaii Island on Awili Shoreline; 2 segments along Humuhumu Point; 1 segment each on Pohue Beach and 
                            <PRTPAGE P="46496"/>
                            Kahakahakea Beach; and 1 segment each along the southeast shore coast of Hawaii Island on Kamehame Beach, Punaluu Beach, Puu Moa Point, Kapukini Shoreline, and Ninole Cove. Lands within this unit include approximately 5 ac (2 ha) in Federal ownership, 3 ac (1 ha) in State ownership, 4 ac (2 ha) in local government ownership, 4 ac (1 ha) in private/other ownership, and 2 ac (1 ha) that are uncategorized.
                        </P>
                        <P>(ii) Maps of Unit HI-31 follow:</P>
                        <FP SOURCE="FP-1">
                            Figure 41 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (36)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <GID>EP19JY23.089</GID>
                        </GPH>
                        <FP SOURCE="FP-1">
                            Figure 42 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central North Pacific DPS paragraph (36)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="514">
                            <PRTPAGE P="46497"/>
                            <GID>EP19JY23.090</GID>
                        </GPH>
                        <BILCOD>BILLING CODE 4333-15-C</BILCOD>
                        <HD SOURCE="HD3">
                            Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central South Pacific DPS
                        </HD>
                        <P>(1) Within the Central South Pacific distinct population segment (DPS) of the green sea turtle, critical habitat units are depicted for the U.S. Territories of Palmyra Atoll and American Samoa on the maps in this entry.</P>
                        <P>(2) Within these areas, the physical or biological features essential to the conservation of green sea turtle consist of the following components:</P>
                        <P>(i) Extra-tidal or dry sandy beaches from the mean high water line—the line on a chart or map that represents the intersection of the land with the water surface at the elevation of mean high water line—to areas of beach landward of the mean high water line and which contain the characteristics set forth in paragraphs (2)(i) through (iii) of this entry. These beaches include:</P>
                        <P>(A) Habitat for green turtles to transit across beaches and for nest placement that includes:</P>
                        <P>
                            (
                            <E T="03">1</E>
                            ) Relatively unimpeded wet and dry sand or nearshore access areas from the ocean to the beach for nesting females and from the beach to the ocean for both post-nesting females and hatchlings; and
                        </P>
                        <P>
                            (
                            <E T="03">2</E>
                            ) Drier sand areas located above mean high water in the supralittoral zone to avoid being inundated frequently by high tides.
                        </P>
                        <P>(B) Sand substrate that:</P>
                        <P>
                            (
                            <E T="03">1</E>
                            ) Allows for suitable nest construction;
                        </P>
                        <P>
                            (
                            <E T="03">2</E>
                            ) Is suitable for facilitating gas diffusion conducive to embryo development;
                            <PRTPAGE P="46498"/>
                        </P>
                        <P>
                            (
                            <E T="03">3</E>
                            ) Can develop and maintain temperatures and a moisture content conducive to embryo development; and
                        </P>
                        <P>
                            (
                            <E T="03">4</E>
                            ) Allows for emergence of hatchlings from eggshells, through sand substrate to the beach surface.
                        </P>
                        <P>(ii) Nesting beach habitat with sufficient darkness such that nesting turtles are not deterred from emerging onto the beach and hatchlings and post-nesting females can orient to the sea.</P>
                        <P>(iii) Natural coastal processes or artificially created or maintained habitat mimicking natural conditions. This includes artificial habitat types that mimic natural conditions described in paragraphs (2)(i) and (ii) of this entry for beach access, nest site selection, nest construction, egg deposition and incubation, and hatchling emergence and movement to the sea.</P>
                        <P>(3) Critical habitat does not include manmade structures (such as buildings, aqueducts, runways, roads and other paved areas, abandoned military structures, and hardened shorelines) and the land on which they are located existing within the legal boundaries on the effective date of the final rule.</P>
                        <P>
                            (4) Data layers defining map units were created using green sea turtle survey and distribution data provided by multiple local and regional sources as available (
                            <E T="03">e.g.,</E>
                             reports, databases, and species expert knowledge) and as maintained by the National Oceanic and Atmospheric Administration's Pacific Fisheries Science Center, universities, and local government. Landforms were primarily delineated based on the most current available aerial maps. The maps in this entry, as modified by any accompanying regulatory text, establish the boundaries of the terrestrial critical habitat designation. The coordinates or plot points or both on which each map is based are available to the public at the USFWS's internet site at 
                            <E T="03">https://www.fws.gov/office/florida-ecological-services/library/green-sea-turtle,</E>
                             at 
                            <E T="03">https://www.regulations.gov</E>
                             under Docket No. FWS-R4-ES-2022-0164, and at the two field offices responsible for this designation. You may obtain field office location information by contacting one of the USFWS regional offices, the addresses of which are listed at 50 CFR 2.2.
                        </P>
                        <P>(5) Index map follows:</P>
                        <BILCOD>BILLING CODE 4333-15-P</BILCOD>
                        <FP SOURCE="FP-1">
                            Figure 1 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central South Pacific DPS paragraph (5)
                        </FP>
                        <GPH SPAN="3" DEEP="566">
                            <PRTPAGE P="46499"/>
                            <GID>EP19JY23.091</GID>
                        </GPH>
                        <P>(6) Unit AS-01: Palmyra Atoll, Incorporated Unorganized Territory of the United States.</P>
                        <P>(i) Unit AS-01 consists of 22 acres (ac) (9 hectares (ha)) on Palmyra Atoll, the second northernmost atoll in the Northern Line Islands, which is located approximately 1,512 miles (mi) (2,434 kilometers (km)) north of Pago Pago, the territorial capital village of American Samoa on Tutuila Island, American Samoa (also known as (a.k.a.) Amerika Samoa). This unit includes beach, coastal vegetation, and sandy shoals from the mean high water line (MHWL) to the line indicating the beginning of dense vegetation or now abandoned structures. This unit comprises three segments on Strawn, Cooper, and Aviation Islands. Lands within this unit include approximately 7 ac (3 ha) in Federal ownership and 15 ac (6 ha) in private ownership.</P>
                        <P>(ii) Map of Unit AS-01 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 2 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central South Pacific DPS paragraph (6)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="317">
                            <PRTPAGE P="46500"/>
                            <GID>EP19JY23.092</GID>
                        </GPH>
                        <P>(7) Unit AS-02: Swains Island, Territory of American Samoa.</P>
                        <P>(i) Unit AS-02 consists of 125 ac (50 ha) on Swains Island, Swains Island Atoll, which is located approximately 224 mi (360 km) north of Pago Pago, the territorial capital village of American Samoa on Tutuila Island. This unit includes beach, coastal vegetation, and sandy shoals from the MHWL to the line indicating the beginning of dense vegetation or hardened or developed structures. All lands within this unit are uncategorized ownership.</P>
                        <P>(ii) Map of Unit AS-02 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 3 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central South Pacific DPS paragraph (7)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="521">
                            <PRTPAGE P="46501"/>
                            <GID>EP19JY23.093</GID>
                        </GPH>
                        <P>(8) Unit AS-03: Ofu and Olosega Islands, Manua Island Group, Territory of American Samoa.</P>
                        <P>(i) Unit AS-03 consists of 49 ac (20 ha) on Ofu and Olosega Islands, the westernmost islands in the Manua Island Group, which is located approximately 69 to 72 mi (111 to 116 km) slightly northeast of Pago Pago, the territorial capital village of American Samoa on Tutuila Island. This unit includes beach, coastal vegetation, and sandy shoals from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises 12 segments in 9 areas: 2 segments along the northeast coast of Ofu Island at Tuafanua and Mafafa, 2 segments along Asagatai, 3 segments along the southeast coastline of Ofu at Toaga, 1 segment northeast of Ofu Airport at Fatauana, 1 segment surrounding the Ofu Airport at Vaoto, 1 segment northwest of the Ofu Airport at Matasina, 1 segment along the north coast of Olosega Island within the village of Sili and the settlements of Faiava and Lalomoana, and 1 segment along the south coast of Olosega Island within the village of Olosega. All lands within this unit are uncategorized ownership.</P>
                        <P>(ii) Maps of Unit AS-03 follow:</P>
                        <FP SOURCE="FP-1">
                            Figure 4 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central South Pacific DPS paragraph (8)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="521">
                            <PRTPAGE P="46502"/>
                            <GID>EP19JY23.094</GID>
                        </GPH>
                        <FP SOURCE="FP-1">
                            Figure 5 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central South Pacific DPS paragraph (8)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="521">
                            <PRTPAGE P="46503"/>
                            <GID>EP19JY23.095</GID>
                        </GPH>
                        <P>(9) Unit AS-04: Tau Island, Manua Island Group, Territory of American Samoa.</P>
                        <P>(i) Unit AS-04 consists of 34 ac (14 ha) on Tau Island, the easternmost island in the Manua Island Group, which is located approximately 80 to 85 mi (129 to 137 km) east of Pago Pago, the territorial capital village of American Samoa on Tutuila Island. This unit includes beach, coastal vegetation, and sandy shoals from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises six segments in three areas: one segment along the east coast of Tau Island at Luamaa-Saua Beach (13 ac (5 ha)); one segment each along the south coast at Maefu Beach (4 ac (1 ha)) and Lepisi Beach (6 ac (2 ha)); and three segments along the western coast of Tau at the old Amouli Village (Amouli Beach) (7 ac (3 ha)), Afuli Cove Beach (3 ac (1 ha)), and Fagamolo Cove Beach (1 ac (less than 1 ha)). All lands within this unit are uncategorized ownership.</P>
                        <P>(ii) Map of Unit AS-04 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 6 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central South Pacific DPS paragraph (9)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="521">
                            <PRTPAGE P="46504"/>
                            <GID>EP19JY23.096</GID>
                        </GPH>
                        <P>(10) Unit AS-05: Aunuu Island, Manua Island Group, Territory of American Samoa.</P>
                        <P>(i) Unit AS-05 consists of 3 ac (1 ha) on Aunuu Island, which is located approximately 10 mi (15 km) east of Pago Pago, the territorial capital village of American Samoa on Tutuila Island. This unit includes beach, coastal vegetation, and sandy shoals from the MHWL to the line indicating the beginning of dense vegetation and hardened or developed structures. All lands within this unit are uncategorized ownership.</P>
                        <P>(ii) Map of Unit AS-05 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 7 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central South Pacific DPS paragraph (10)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="499">
                            <PRTPAGE P="46505"/>
                            <GID>EP19JY23.097</GID>
                        </GPH>
                        <P>(11) Unit AS-06: Rose Atoll, Territory of American Samoa.</P>
                        <P>(i) Unit AS-06 consists of 10 ac (4 ha) on Rose Atoll (a.k.a. Motu o Manu), American Samoa, which is located approximately 260 mi (418 km) east of Pago Pago, the territorial capital village of American Samoa on Tutuila Island. This unit includes beach, coastal vegetation, and sandy shoals from the MHWL to the line indicating the beginning of dense vegetation or hardened or developed structures. This unit comprises two segments on Sand Island and Rose Island. All lands within this unit are in Federal ownership.</P>
                        <P>(ii) Map of Unit AS-06 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 8 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central South Pacific DPS paragraph (11)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="521">
                            <PRTPAGE P="46506"/>
                            <GID>EP19JY23.098</GID>
                        </GPH>
                        <BILCOD>BILLING CODE 4333-15-C</BILCOD>
                        <HD SOURCE="HD3">
                            Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS
                        </HD>
                        <P>(1) Within the Central West Pacific distinct population segment (DPS) of the green sea turtle, critical habitat units are depicted for the U.S. Territory of Guam and the Commonwealth of the Northern Mariana Islands on the maps in this entry.</P>
                        <P>(2) Within these areas, the physical or biological features essential to the conservation of green sea turtle consist of the following components:</P>
                        <P>(i) Extra-tidal or dry sandy beaches from the mean high water line—the line on a chart or map that represents the intersection of the land with the water surface at the elevation of mean high water line—to areas of beach landward of the mean high water line and which contain the characteristics set forth in paragraphs (2)(i) through (iii) of this entry. These beaches include:</P>
                        <P>(A) Habitat for green turtles to transit across beaches and for nest placement that include:</P>
                        <P>
                            (
                            <E T="03">1</E>
                            ) Relatively unimpeded wet and dry sand or nearshore access areas from the ocean to the beach for nesting females and from the beach to the ocean for both post-nesting females and hatchlings; and
                        </P>
                        <P>
                            (
                            <E T="03">2</E>
                            ) Drier sand areas located above mean high water in the supralittoral zone to avoid being inundated frequently by high tides.
                        </P>
                        <P>
                            (B) Sand substrate that:
                            <PRTPAGE P="46507"/>
                        </P>
                        <P>
                            (
                            <E T="03">1</E>
                            ) Allows for suitable nest construction;
                        </P>
                        <P>
                            (
                            <E T="03">2</E>
                            ) Is suitable for facilitating gas diffusion conducive to embryo development;
                        </P>
                        <P>
                            (
                            <E T="03">3</E>
                            ) Can develop and maintain temperatures and a moisture content conducive to embryo development; and
                        </P>
                        <P>
                            (
                            <E T="03">4</E>
                            ) Allows for emergence of hatchlings from eggshells, through sand substrate to the beach surface.
                        </P>
                        <P>(ii) Nesting beach habitat with sufficient darkness such that nesting turtles are not deterred from emerging onto the beach and hatchlings and post-nesting females can orient to the sea.</P>
                        <P>(iii) Natural coastal processes or artificially created or maintained habitat mimicking natural conditions. This includes artificial habitat types that mimic natural conditions described in paragraphs (2)(i) and (ii) of this entry for beach access, nest site selection, nest construction, egg deposition and incubation, and hatchling emergence and movement to the sea.</P>
                        <P>(3) Critical habitat does not include manmade structures (such as buildings, aqueducts, runways, roads and other paved areas, abandoned military structures, and hardened shorelines) and the land on which they are located existing within the legal boundaries on the effective date of the final rule.</P>
                        <P>
                            (4) Data layers defining map units were created using green sea turtle distribution data provided by multiple local and regional sources as available (
                            <E T="03">e.g.,</E>
                             reports, databases, and data maintained by the National Oceanic and Atmospheric Administration's Pacific Fisheries Science Center, universities, local governments, and nonprofit organizations across the range of the species). Landforms were primarily delineated based on the most current available aerial maps. The maps in this entry, as modified by any accompanying regulatory text, establish the boundaries of the terrestrial critical habitat designation. The coordinates or plot points or both on which each map is based are available to the public at the USFWS's internet site at 
                            <E T="03">https://www.fws.gov/office/florida-ecological-services/library/green-sea-turtle</E>
                            , at 
                            <E T="03">https://www.regulations.gov</E>
                             under Docket No. FWS-R4-ES-2022-0164, and at the two field offices responsible for this designation. You may obtain field office location information by contacting one of the USFWS regional offices, the addresses of which are listed at 50 CFR 2.2.
                        </P>
                        <P>(5) Two index maps follow:</P>
                        <FP SOURCE="FP-1">
                            Figure 1 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (5)
                        </FP>
                        <BILCOD>BILLING CODE 4333-15-P</BILCOD>
                        <GPH SPAN="3" DEEP="515">
                            <PRTPAGE P="46508"/>
                            <GID>EP19JY23.099</GID>
                        </GPH>
                        <FP SOURCE="FP-1">
                            Figure 2 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (5)
                        </FP>
                        <GPH SPAN="3" DEEP="489">
                            <PRTPAGE P="46509"/>
                            <GID>EP19JY23.100</GID>
                        </GPH>
                        <P>(6) Unit GU-01: Ritidian Point and Uruno Beach, Guam Island, Territory of Guam.</P>
                        <P>(i) Unit GU-01 consists of 37 acres (ac) (15 hectares (ha)) in Dededo (also known as (a.k.a.) Dedidu) and Yigo (a.k.a. Yigu) Villages in the northern part of Guam and is located approximately 12 miles (mi) (19 kilometers (km)) northeast of the Capital Village of Hagatna. This unit includes beach, coastal vegetation, and atoll forest from the mean high water line (MHWL) to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises six segments in two areas: Ritidian Beach (a.k.a. Litekyan Village, Guam National Wildlife Refuge (NWR), and Ritidian Point), and along Uruno Beach (a.k.a. Urunao Beach) and Falcona Beach. Lands within this unit include approximately 18 ac (7 ha) in Federal ownership, less than 1 ac (less than 1 ha) in Territorial ownership, 13 ac (5 ha) in private ownership, and 6 ac (2 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit GU-01 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 3 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (6)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="515">
                            <PRTPAGE P="46510"/>
                            <GID>EP19JY23.101</GID>
                        </GPH>
                        <P>(7) Unit GU-02: Jinapsan Beach, Guam Island, Territory of Guam.</P>
                        <P>(i) Unit GU-02 consists of 14 ac (6 ha) at Jinapsan (a.k.a. Hinapsan) Beach in Yigo (a.k.a. Yigu) Village in the northern part of Guam and is located approximately 14 mi (23 km) northeast of the Capital Village of Hagatna. This unit includes beach, coastal vegetation, and atoll forest from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. Lands within this unit include approximately 4 ac (1 ha) in Federal ownership, 3 ac (1 ha) in private ownership, and 8 ac (3 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit GU-02 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 4 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (7)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="412">
                            <PRTPAGE P="46511"/>
                            <GID>EP19JY23.102</GID>
                        </GPH>
                        <P>(8) Unit GU-03: Tanguisson, Guam Island, Territory of Guam.</P>
                        <P>(i) Unit GU-03 consists of 12 ac (5 ha) in Dededo (a.k.a. Dedidu) Village on the west side of northern Guam and is located approximately 7 mi (11 km) northeast of the Capital Village of Hagatna. This unit includes beach, coastal vegetation, and atoll forest from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises seven segments in two areas: one segment at Shark's Cove, and six segments along Tanguisson Beach. Lands within this unit include approximately 6 ac (2 ha) in Territorial ownership and 6 ac (2 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit GU-03 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 5 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (8)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="519">
                            <PRTPAGE P="46512"/>
                            <GID>EP19JY23.103</GID>
                        </GPH>
                        <P>(9) Unit GU-04: Tumon Bay, Guam Island, Territory of Guam.</P>
                        <P>(i) Unit GU-04 consists of 14 ac (6 ha) in Tamuning-Tumon (a.k.a. Tamuneng-Tomhom) and Dededo (a.k.a. Dedidu) Villages, northern Guam, part of the Territory of Guam. This unit is located approximately 3 mi (5 km) northeast of the Capital Village of Hagatna, and includes beach, coastal vegetation, and atoll forest from the MHWL. The landward boundary is the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises four segments in four areas, including on Amantes Beach, Fafai Beach (a.k.a. Gun Beach), Gonga Beach, and Tumon Bay South Beach. Lands within this unit include approximately 10 ac (4 ha) in private ownership and 4 ac (1 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit GU-04 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 6 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (9)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="519">
                            <PRTPAGE P="46513"/>
                            <GID>EP19JY23.104</GID>
                        </GPH>
                        <P>(10) Unit GU-05: Hagatna Bay, Guam Island, Territory of Guam.</P>
                        <P>(i) Unit GU-05 consists of 7 ac (3 ha) in East Agana Bay, Tamuning-Tumon (a.k.a. Tamuneng-Tomhom) Village on the west coast of northern Guam and is located approximately 1 mi (less than 1 km) northeast of the Capital Village of Hagatna. This unit includes beach and sandy shoals from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises three segments, including two segments on Dungcas Beach and one segment on Trinchera Beach. Lands within this unit include approximately 1 ac (less than 1 ha) in private ownership and 6 ac (3 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit GU-05 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 7 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (10)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="519">
                            <PRTPAGE P="46514"/>
                            <GID>EP19JY23.105</GID>
                        </GPH>
                        <P>(11) Unit GU-06: Cabras Island, Guam Island, Territory of Guam.</P>
                        <P>(i) Unit GU-06 consists of 8 ac (3 ha) in Piti Village on the east coast of central Guam, which is located approximately 8 mi (13 km) west of the Capital Village of Hagatna. This unit includes beach and coastal vegetation from the MHWL to the line indicating the beginning of dense vegetation or hardened or developed structures. This unit comprises five segments in two areas: two segments at Sea Plane Ramp along Apra Harbor and along the Philippine Sea, and three segments on Cabras Beach. Lands within this unit include less than 1 ac (less than 1 ha) in private ownership and 8 ac (3 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit GU-06 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 8 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (11)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="519">
                            <PRTPAGE P="46515"/>
                            <GID>EP19JY23.106</GID>
                        </GPH>
                        <P>(12) Unit GU-07: Agat Bay, Guam Island, Territory of Guam.</P>
                        <P>(i) Unit GU-07 consists of 1 ac (less than 1 ha) in Agat Bay (a.k.a. Hagat Bay) in Aagat Village (a.k.a. Hagat Village) on the west coast of central Guam, which is located approximately 9 mi (14 km) southwest of the Capital Village of Hagatna. This unit includes beach and coastal vegetation from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. Lands within this unit include approximately less than 1 ac (less than 1 ha) in Federal ownership and less than 1 ac (less than 1 ha) that is uncategorized.</P>
                        <P>(ii) Map of Unit GU-07 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 9 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (12)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="519">
                            <PRTPAGE P="46516"/>
                            <GID>EP19JY23.107</GID>
                        </GPH>
                        <P>(13) Unit GU-08: Pago Point to Ylig Bay, Guam Island, Territory of Guam.</P>
                        <P>(i) Unit GU-08 consists of 2 ac (1 ha) Yona Village in central Guam, approximately 5 mi (8 km) southeast of the Capital Village of Hagatna. This unit includes beach, coastal vegetation, and atoll forest from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises four small segments in three areas: one segment on Nasgon Beach, two segments on Tagachan Beach, and one segment in Ylig Bay (a.k.a. Ilig Bay) at Turtle Beach. Lands within this unit include approximately 2 ac (1 ha) in private ownership and less than 1 ac (less than 1 ha) that is uncategorized.</P>
                        <P>(ii) Map of Unit GU-08 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 10 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (13)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="519">
                            <PRTPAGE P="46517"/>
                            <GID>EP19JY23.108</GID>
                        </GPH>
                        <P>(14) Unit GU-09: Talofofo Village, Guam Island, Territory of Guam.</P>
                        <P>(i) Unit GU-09 consists of 4 ac (2 ha) in Talofofo Village on the eastern coast of southern Guam and is located approximately 8 mi (14 km) south of the Capital Village of Hagatna. This unit includes beach, coastal vegetation, and atoll forest from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises four segments: two segments at Togcha Beach, one segment on Ipan Beach, and one segment in Inarajan Bay at Gayloup Cove. Lands within this unit include approximately 2 ac (1 ha) in private ownership and 3 ac (1 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit GU-09 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 11 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (14)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="519">
                            <PRTPAGE P="46518"/>
                            <GID>EP19JY23.109</GID>
                        </GPH>
                        <P>(15) Unit GU-10: Humatak Village, Guam Island, Territory of Guam.</P>
                        <P>(i) Unit GU-10 consists of 7 ac (3 ha) in Humatak Village along the western coast of southern Guam, located approximately 13 mi (20 km) southwest of the Capital Village of Hagatna. This unit includes beach habitat from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises four segments, one each on Sagua Beach, Achuga Valley Beach, Sella Bay, and Cetti Bay. Lands within this unit include approximately 1 ac (1 ha) in private ownership and 6 ac (3 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit GU-10 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 12 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (15)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="519">
                            <PRTPAGE P="46519"/>
                            <GID>EP19JY23.110</GID>
                        </GPH>
                        <P>(16) Unit GU-11: Nomna Bay, Guam Island, Territory of Guam.</P>
                        <P>(i) Unit GU-11 consists of less than 1 ac (less than 1 ha) in Talofofo Village on the eastern coast of southern Guam, which is located approximately 10 mi (15 km) southeast of the Capital Village of Hagatna. This unit includes beach from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises two segments in Nomna Bay (a.k.a. Nomnia Bay) at Perez Beach. All land within this unit is uncategorized ownership.</P>
                        <P>(ii) Map of Units GU-11, GU-12, and GU-13 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 13 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (16)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="519">
                            <PRTPAGE P="46520"/>
                            <GID>EP19JY23.111</GID>
                        </GPH>
                        <P>(17) Unit GU-12: Inarajan Bay, Guam Island, Territory of Guam.</P>
                        <P>(i) Unit GU-12 consists of 4 ac (1 ha) in Inarajan Village (a.k.a. Inalahan Village) on the east coast of southern Guam, which is located approximately 13 mi (22 km) southeast of the Capital Village of Hagatna. This unit includes beach and coastal vegetation from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises two segments, one each on Guaifan shoreline and along Inarajan Bay (a.k.a. Inalahan Beach). Lands within this unit include approximately 1 ac (less than 1 ha) in private ownership and 3 ac (1 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit GU-12 is provided at paragraph (16)(ii) of this entry.</P>
                        <P>(18) Unit GU-13: Agfayan Point to Aga Point, Guam Island, Territory of Guam.</P>
                        <P>
                            (i) Unit GU-13 consists of 5 ac (2 ha) in Inarajan Village (a.k.a. Inalahan Village) between Agfayan Point (a.k.a. Akfayan Point) and Aga Point on the south coast of Guam and is located approximately 16 mi (25 km) southeast of the Capital Village of Hagatna. This unit includes beach and coastal vegetation from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises four segments in three areas: one segment on Lada Beach, two segments on Acho Beach and Atao Beach, one segment on Tonan Beach. Lands within this unit include less than 
                            <PRTPAGE P="46521"/>
                            2 ac (1 ha) in private ownership and less than 4 ac (1 ha) that are uncategorized.
                        </P>
                        <P>(ii) Map of Unit GU-13 is provided at paragraph (16)(ii) of this entry.</P>
                        <P>(19) Unit GU-14: Cocos Island, Guam Island, Territory of Guam.</P>
                        <P>(i) Unit GU-14 consists of 8 ac (3 ha) in Cocos Island (a.k.a. Dano Village), an island off the south coast of Guam, and is located approximately 17 mi (27 km) southwest of the Capital Village of Hagatna that occurs on the main island. The unit includes beach, coastal vegetation, and atoll forest from the MHWL to the line indicating the beginning of dense vegetation or hardened or developed structures. This unit comprises two segments along Cocos Island Beach. Lands within this unit include approximately 1 ac (less than 1 ha) in private ownership and 7 ac (3 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit GU-14 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 14 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (19)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="519">
                            <GID>EP19JY23.112</GID>
                        </GPH>
                        <P>(20) Unit MP-01: Agrihan Island, Saipan Island, Commonwealth of the Northern Mariana Islands (CNMI).</P>
                        <P>
                            (i) Unit MP-01 consists of 44 ac (18 ha) along the southwest coast of Agrihan (a.k.a. Agrigran) Island in the northern part of the Mariana Archipelago, part of the CNMI (a.k.a. Sankattan Siha Na Islas Marianas, Commonwealth Teel Faluw 
                            <PRTPAGE P="46522"/>
                            kka Efang Ilol Marianas). This unit is located approximately 199 mi (320 km) north of Capitol Hill, Saipan (a.k.a. Saipan, Seipel), and includes beach and coastal vegetation from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises five segments along the southwest side of Agrihan Island on Agrihan Beach. All lands within this unit are uncategorized ownership.
                        </P>
                        <P>(ii) Map of Unit MP-01 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 15 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (20)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="519">
                            <GID>EP19JY23.113</GID>
                        </GPH>
                        <P>(21) Unit MP-02: Pagan Island, Saipan Island, Commonwealth of the Northern Mariana Islands.</P>
                        <P>
                            (i) Unit MP-02 consists of 12 ac (5 ha) along the western coast on Pagan Island in the northern part of the Mariana Archipelago and is located approximately 203 mi (326 km) north of Capitol Hill, Saipan. This unit includes beach and coastal vegetation from the MHWL to the line indicating the beginning of dense vegetation or cliff. This unit comprises three segments in two areas: two segments, one each along Shomushon Bay (a.k.a. Red Beach) and Apaan Bay (a.k.a. Green Beach), and one segment along the west side of Mount 
                            <PRTPAGE P="46523"/>
                            Togari. All lands within this unit are uncategorized ownership.
                        </P>
                        <P>(ii) Map of Unit MP-02 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 16 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (21)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="519">
                            <GID>EP19JY23.114</GID>
                        </GPH>
                        <P>(22) Unit MP-03: Wing Beach and Bird Island, Saipan Island, Commonwealth of the Northern Mariana Islands.</P>
                        <P>(i) Unit MP-03 consists of 7 ac (3 ha) in Marpi Village, northwestern and northeastern coast of Saipan, and is located approximately 4 mi (7 km) northeast of Capitol Hill, Saipan. This unit includes beach, coastal vegetation, and atoll forest from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises three segments, including one on Wing Beach (a.k.a. Unai Makpe) on the northwestern coast, and two adjacent segments at Bird Island (a.k.a. Unai Fanonchuluyan). Lands within this unit include approximately 4 ac (2 ha) in Commonwealth ownership and 3 ac (1 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit MP-03 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 17 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (22)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="519">
                            <PRTPAGE P="46524"/>
                            <GID>EP19JY23.115</GID>
                        </GPH>
                        <P>(23) Unit MP-04: Managaha Island and Unai Makaka, Saipan Island, Commonwealth of the Northern Mariana Islands.</P>
                        <P>(i) Unit MP-04 consists of 21 ac (9 ha) on the western coast of Saipan and is located approximately 3 mi (5 km) northwest of Capitol Hill, Saipan. This unit includes beach, coastal vegetation, and atoll forest from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit includes two segments in two areas: beach surrounding Managaha Island (directly north of Unai Makaka) and Lagunan Garapan on Unai Makaka. Lands within this unit include approximately 5 ac (2 ha) in Commonwealth ownership, less than 1 ac (less than 1 ha) in private ownership, and 16 ac (6 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit MP-04 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 18 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (23)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="519">
                            <PRTPAGE P="46525"/>
                            <GID>EP19JY23.116</GID>
                        </GPH>
                        <P>(24) Unit MP-05: Eastern Saipan, Saipan Island, Commonwealth of the Northern Mariana Islands.</P>
                        <P>(i) Unit MP-05 consists of 18 ac (7 ha) along the east coast of Saipan and is located approximately 2 mi (3 km) southeast of Capitol Hill, Saipan. This unit includes beach and coastal vegetation from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises nine segments in two areas: one segment each on Old Man by the Sea Beach, Unai Halaihai (a.k.a. Marine Beach), and Unai Laolao Kattan (a.k.a. Tank Beach), as well as two segments south of Tank Beach on Tank Pocket Beach; and four segments in Laolao Bay at Unai Laolao and Unai Baput. Lands within this unit include approximately 9 ac (4 ha) in Commonwealth ownership, 1 ac (less than 1 ha) in private ownership, and 8 ac (3 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit MP-05 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 19 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (24)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="521">
                            <PRTPAGE P="46526"/>
                            <GID>EP19JY23.117</GID>
                        </GPH>
                        <P>(25) Unit MP-06: Southern Saipan, Saipan Island, Commonwealth of the Northern Mariana Islands.</P>
                        <P>(i) Unit MP-06 consists of 8 ac (3 ha) along the southern coast of Saipan and is located approximately 8 mi (13 km) northeast of Capitol Hill, Saipan. This unit includes beach and coastal vegetation from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises five segments in three areas: two segments near the west end of the Saipan Airport runway at Unai Denikuio Agingan (a.k.a. Coral Ocean Point), two segments along the south coast of Saipan at Unai Peo (a.k.a. Ladder Beach) and Unai Obyan, and one segment at Boy Scout Beach along the west coast of the Naftan Peninsula. Lands within this unit include approximately 1 ac (less than 1 ha) in Commonwealth ownership and 7 ac (3 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit MP-06 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 20 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (25)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="521">
                            <PRTPAGE P="46527"/>
                            <GID>EP19JY23.118</GID>
                        </GPH>
                        <P>(26) Unit MP-07: Western Tinian, Tinian Island, Commonwealth of the Northern Mariana Islands.</P>
                        <P>(i) Unit MP-07 consists of 6 ac (3 ha) along the western coast of Tinian Island and is located approximately 2 mi (2 km) northwest of San Jose Village. This unit includes beach and coastal vegetation from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit is comprised of six segments, one each at Barcinas Cove, Turtle Beach, Leprosarium Beach, Red Beach, Kammer Beach, and Tachogna Beach. Lands within this unit include approximately 3 ac (1 ha) in Commonwealth ownership and 4 ac (1 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit MP-07 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 21 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (26)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="519">
                            <PRTPAGE P="46528"/>
                            <GID>EP19JY23.119</GID>
                        </GPH>
                        <P>(27) Unit MP-08: Northern Rota, Rota Island, Commonwealth of the Northern Mariana Islands.</P>
                        <P>(i) Unit MP-08 consists of 54 ac (22 ha) on northern Rota Island, the second-most southern island in the Mariana archipelago, and is located approximately 3 mi (5 km) to 7 mi (11 km) northeast of Songsong Village. This unit includes beach and coastal vegetation from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises six segments in two areas: one segment north of Rota International Airport along Mochong Beach; and five segments west of Rota International Airport along Tatgua Beach, Teteto Beach, Uyulan Beach, and Songton Beach. Lands within this unit include approximately 44 ac (18 ha) in Commonwealth ownership, 2 ac (1 ha) in private ownership, and 9 ac (4 ha) that are uncategorized.</P>
                        <P>(ii) Map of Unit MP-08 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 22 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (27)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="454">
                            <PRTPAGE P="46529"/>
                            <GID>EP19JY23.120</GID>
                        </GPH>
                        <P>(28) Unit MP-09: Southern Rota, Rota Island, Commonwealth of the Northern Mariana Islands.</P>
                        <P>(i) Unit MP-09 consists of 9 ac (4 ha) on southern Rota Island and is located approximately 2 mi (3 km) southeast of Songsong Village. This unit includes beach, coastal vegetation, and atoll forest from the MHWL to the line indicating the beginning of dense vegetation, cliff, or hardened or developed structures. This unit comprises nine segments in four areas: four segments southeast of Teneto Village along Tatka Beach in Sasanhaya Bay, one segment at Coral Garden Beach, two segments on Okgok Beach and one segment on Apanon Beach, and one segment on Malilok Beach. Lands within this unit include approximately 8 ac (3 ha) in Commonwealth ownership, less than 1 ac (less than 1 ha) in private ownership, and 1 ac (1 ha) that is uncategorized.</P>
                        <P>(ii) Map of Unit MP-09 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 23 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), Central West Pacific DPS paragraph (28)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="455">
                            <PRTPAGE P="46530"/>
                            <GID>EP19JY23.121</GID>
                        </GPH>
                        <BILCOD>BILLING CODE 4333-15-C</BILCOD>
                        <HD SOURCE="HD3">
                            Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS
                        </HD>
                        <P>(1) Within the North Atlantic distinct population segment (DPS) of the green sea turtle, critical habitat units are depicted for Brevard, Broward, Charlotte, Escambia, Flagler, Franklin, Gulf, Indian River, Lee, Martin, Monroe, Palm Beach, Sarasota, St. Johns, St. Lucie, Volusia, and Walton Counties in the State of Florida; and on Mona Island, Vieques Island, and the Municipalities of Guayama and Maunabo in the Commonwealth of Puerto Rico on the maps in this entry.</P>
                        <P>(2) Within these areas, the physical or biological features essential to the conservation of green sea turtle consist of the following components:</P>
                        <P>(i) Extra-tidal or dry sandy beaches from the mean high water line—the line on a chart or map that represents the intersection of the land with the water surface at the elevation of mean high water line—to areas of beach landward of the mean high water line and which contain the characteristics set forth in paragraphs (2)(i) through (iii) of this entry. These beaches include:</P>
                        <P>(A) Habitat for green turtles to transit across beaches and for nest placement that includes:</P>
                        <P>
                            (
                            <E T="03">1</E>
                            ) Relatively unimpeded wet and dry sand or nearshore access areas from the ocean to the beach for nesting females and from the beach to the ocean for both post-nesting females and hatchlings; and
                        </P>
                        <P>
                            (
                            <E T="03">2</E>
                            ) Drier sand areas located above mean high water in the supralittoral zone to avoid being inundated frequently by high tides.
                        </P>
                        <P>(B) Sand substrate that:</P>
                        <P>
                            (
                            <E T="03">1</E>
                            ) Allows for suitable nest construction;
                        </P>
                        <P>
                            (
                            <E T="03">2</E>
                            ) Is suitable for facilitating gas diffusion conducive to embryo development;
                        </P>
                        <P>
                            (
                            <E T="03">3</E>
                            ) Can develop and maintain temperatures and a moisture content conducive to embryo development; and
                        </P>
                        <P>
                            (
                            <E T="03">4</E>
                            ) Allows for emergence of hatchlings from eggshells, through sand substrate to the beach surface.
                        </P>
                        <P>(ii) Nesting beach habitat with sufficient darkness such that nesting turtles are not deterred from emerging onto the beach and hatchlings and post-nesting females can orient to the sea.</P>
                        <P>
                            (iii) Natural coastal processes or artificially created or maintained habitat 
                            <PRTPAGE P="46531"/>
                            mimicking natural conditions. This includes artificial habitat types that mimic natural conditions described in paragraphs (2)(i) and (ii) of this entry for beach access, nest site selection, nest construction, egg deposition and incubation, and hatchling emergence and movement to the sea.
                        </P>
                        <P>(3) Critical habitat does not include manmade structures (such as buildings, aqueducts, runways, roads and other paved areas, abandoned military structures, and hardened shorelines) and the land on which they are located existing within the legal boundaries on the effective date of the final rule.</P>
                        <P>
                            (4) Data layers defining map units were created using green sea turtle distribution data provided by multiple local and regional sources as available (
                            <E T="03">e.g.,</E>
                             published data, unpublished reports, databases, and State data maintained by the Florida Fish and Wildlife Coastal Commission, universities, local governments, and nonprofit organizations across the range of the species). Landforms were primarily delineated based on the most current available aerial maps. The maps in this entry, as modified by any accompanying regulatory text, establish the boundaries of the terrestrial critical habitat designation. The coordinates or plot points or both on which each map is based are available to the public at the USFWS's internet site at 
                            <E T="03">https://www.fws.gov/office/florida-ecological-services/library/green-sea-turtle</E>
                            , at 
                            <E T="03">https://www.regulations.gov</E>
                             under Docket No. FWS-R4-ES-2022-0164, and at the two field offices responsible for this designation. You may obtain field office location information by contacting one of the USFWS regional offices, the addresses of which are listed at 50 CFR 2.2.
                        </P>
                        <P>(5) Three index maps follow:</P>
                        <BILCOD>BILLING CODE 4333-15-P</BILCOD>
                        <FP SOURCE="FP-1">
                            Figure 1 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (5)
                        </FP>
                        <GPH SPAN="3" DEEP="559">
                            <PRTPAGE P="46532"/>
                            <GID>EP19JY23.122</GID>
                        </GPH>
                        <FP SOURCE="FP-1">
                            Figure 2 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (5)
                        </FP>
                        <GPH SPAN="3" DEEP="510">
                            <PRTPAGE P="46533"/>
                            <GID>EP19JY23.123</GID>
                        </GPH>
                        <FP SOURCE="FP-1">
                            Figure 3 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (5)
                        </FP>
                        <GPH SPAN="3" DEEP="510">
                            <PRTPAGE P="46534"/>
                            <GID>EP19JY23.124</GID>
                        </GPH>
                        <P>(6) Unit FL-01: Guana Tolomato Matanzas National Estuarine Research Reserve—Guana River Site, St. Johns County, Florida.</P>
                        <P>(i) Unit FL-01 consists of approximately 112 acres (ac) (45 hectares (ha)) of Atlantic Ocean shoreline that includes beach, dune, and coastal vegetation within the boundaries of the Guana Tolomato Matanzas National Estuarine Research Reserve—Guana River Site. The unit includes lands from the mean high water line (MHWL) to the toe of the secondary dune or developed structures. Lands within this unit are entirely within State ownership.</P>
                        <P>(ii) Map of Unit FL-01 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 4 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (6)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46535"/>
                            <GID>EP19JY23.125</GID>
                        </GPH>
                        <P>(7) Unit FL-02: Washington Oaks Gardens State Park to North Peninsula State Park, Flagler and Volusia Counties, Florida.</P>
                        <P>(i) Unit FL-02 consists of approximately 307 ac (124 ha) of Atlantic Ocean shoreline that includes beach, dune, and coastal vegetation. The unit extends from the northern boundary of Washington Oaks Gardens State Park in Flagler County to the southern boundary of North Peninsula State Park in Volusia County and includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 77 ac (31 ha) in State ownership, 61 ac (25 ha) in local government ownership, and 169 ac (68 ha) in private/other ownership.</P>
                        <P>(ii) Map of Unit FL-02 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 5 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (7)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46536"/>
                            <GID>EP19JY23.126</GID>
                        </GPH>
                        <P>(8) Unit FL-03: Canaveral National Seashore to Merritt Island National Wildlife Refuge, Volusia and Brevard Counties, Florida.</P>
                        <P>(i) Unit FL-03 consists of approximately 558 ac (226 ha) of Atlantic Ocean shoreline that includes beach, dune, and coastal vegetation. The unit extends from the northern boundary of Canaveral National Seashore to the southern boundary of Merritt Island National Wildlife Refuge (NWR)—Kennedy Space Center and includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit are entirely in Federal ownership.</P>
                        <P>(ii) Map of Unit FL-03 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 6 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (8)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46537"/>
                            <GID>EP19JY23.127</GID>
                        </GPH>
                        <P>(9) Unit FL-04: Satellite Beach to Indian River Shores, Brevard and Indian River Counties, Florida.</P>
                        <P>(i) Unit FL-04 consists of approximately 644 ac (261 ha) of Atlantic Ocean shoreline that includes beach, dune, and coastal vegetation. The unit is divided into two segments split by Sebastian Inlet and includes lands from the MHWL to the toe of the secondary dune or developed structures. The northern segment extends from the southern boundary of Patrick Space Force Base in Brevard County near the Pineda Causeway to the northern side of the Sebastian Inlet in Indian River County. The southern segment extends from the southern side of Sebastian Inlet to the Indian River Shores—Vero Beach city limits line. Lands within this unit include approximately 52 ac (21 ha) in Federal ownership, 72 ac (29 ha) in State ownership, 120 ac (48 ha) in local government ownership, and 400 ac (163 ha) in private/other ownership.</P>
                        <P>(ii) Map of Units FL-04 and FL-05 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 7 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (9)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46538"/>
                            <GID>EP19JY23.128</GID>
                        </GPH>
                        <P>(10) Unit FL-05: Hutchinson Island, St. Lucie County, Florida.</P>
                        <P>(i) Unit FL-05 consists of approximately 336 ac (136 ha) of Atlantic Ocean shoreline that includes beach, dune, and coastal vegetation on Hutchinson Island from the southern side of the Ft. Pierce Inlet to the northern side of the St. Lucie Inlet. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include 119 ac (48 ha) in local government ownership and 217 ac (88 ha) in private/other ownership.</P>
                        <P>(ii) Map of Unit FL-05 is provided at paragraph (9)(ii) of this entry.</P>
                        <P>(11) Unit FL-06: St. Lucie Inlet to Jupiter Inlet, Martin and Palm Beach Counties, Florida.</P>
                        <P>(i) Unit FL-06 consists of approximately 324 ac (131 ha) of Atlantic Ocean shoreline that includes beach, dune, and coastal vegetation. The unit extends from the southern side of the St. Lucie Inlet in Martin County to the northern side of the Jupiter Inlet in Palm Beach County and includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 69 ac (28 ha) in Federal ownership, 49 ac (20 ha) in State ownership, 11 ac (5 ha) in local government ownership, and 195 ac (78 ha) in private/other ownership.</P>
                        <P>(ii) Map of Units FL-06 and FL-07 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 8 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (11)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46539"/>
                            <GID>EP19JY23.129</GID>
                        </GPH>
                        <P>(12) Unit FL-07: Jupiter Inlet to Lake Worth Inlet, Palm Beach County, Florida.</P>
                        <P>(i) Unit FL-07 consists of approximately 214 ac (87 ha) of Atlantic Ocean shoreline that includes beach, dune, and coastal vegetation. The unit extends from the southern side of the Jupiter Inlet to the northern side of the Lake Worth Inlet and includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 25 ac (10 ha) in State ownership, 85 ac (35 ha) in local government ownership, and 104 ac (42 ha) in private/other ownership.</P>
                        <P>(ii) Map of Unit FL-07 is provided at paragraph (11)(ii) of this entry.</P>
                        <P>(13) Unit FL-08: Palm Beach to Boynton Inlet, Palm Beach County, Florida.</P>
                        <P>(i) Unit FL-08 consists of approximately 42 ac (17 ha) of Atlantic Ocean shoreline that includes beach, dune, and coastal vegetation. The unit extends from the southern boundary of the Lake Worth Municipal Beach-Barton Park to the northern side of the Boynton Inlet and includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 1 ac (0.4 ha) in local government ownership and 41 ac (17 ha) in private/other ownership.</P>
                        <P>(ii) Map of Units FL-08, FL-09, and FL-10 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 9 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (13)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46540"/>
                            <GID>EP19JY23.130</GID>
                        </GPH>
                        <BILCOD>BILLING CODE 4333-15-C</BILCOD>
                        <P>(14) Unit FL-09: Boynton Inlet to Boca Raton Inlet, Palm Beach County, Florida.</P>
                        <P>(i) Unit FL-09 consists of approximately 214 ac (87 ha) of Atlantic Ocean shoreline that includes beach, dune, and coastal vegetation. The unit extends from the southern side of the Boynton Inlet to the northern side of Boca Raton Inlet and includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 66 ac (27 ha) in local government ownership and 148 ac (60 ha) in private/other ownership.</P>
                        <P>(ii) Map of Unit FL-09 is provided at paragraph (13)(ii) of this entry.</P>
                        <P>(15) Unit FL-10: Boca Raton Inlet to Hillsboro Inlet, Palm Beach and Broward Counties, Florida.</P>
                        <P>(i) Unit FL-10 consists of approximately 82 ac (34 ha) of Atlantic Ocean shoreline that includes beach, dune, and coastal vegetation. The unit extends from the southern side of Boca Raton Inlet in Palm Beach County to the northern side of the Hillsboro Inlet in Broward County and includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 1 ac (less than 1 ha) in Federal ownership, 16 ac (7 ha) in local government ownership, and 65 ac (26 ha) in private/other ownership.</P>
                        <P>(ii) Map of Unit FL-10 is provided at paragraph (13)(ii) of this entry.</P>
                        <P>(16) Unit FL-11: Sawyer Key, Monroe County, Florida.</P>
                        <P>
                            (i) Unit FL-11 consists of approximately 6 ac (3 ha) of the Gulf of 
                            <PRTPAGE P="46541"/>
                            Mexico shoreline on the northeastern-most portion of Sawyer Key, which is part of a multi-island complex between the Johnston Key and Cudjoe Channel. This unit includes beach, dune, and coastal vegetation from the MHWL to the toe of the secondary dune. Lands within this unit are entirely federally owned.
                        </P>
                        <P>(ii) Map of Unit FL-11 follows:</P>
                        <BILCOD>BILLING CODE 4333-15-P</BILCOD>
                        <FP SOURCE="FP-1">
                            Figure 10 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (16)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <GID>EP19JY23.131</GID>
                        </GPH>
                        <P>(17) Unit FL-12: Boca Grande and Marquesas Keys, Monroe County, Florida.</P>
                        <P>
                            (i) Unit FL-12 consists of approximately 28 ac (11 ha) of the Gulf of Mexico shoreline and includes beach, dune, and coastal vegetation from the MHWL to the toe of the secondary dune. The unit includes lands on two keys. The portion of the unit on Boca Grande Key (one of the outlying islands of the Florida Keys located about 12 miles (mi) (19 kilometers (km)) west of Key West) includes the western shore of the key. The portion of the unit on Marquesas Key (one of eight uninhabited islands that comprise “the Marquesas Keys,” which is part of a small group of islands located at the end of the Florida Keys about 18 mi (29 km) west of Key West) includes three beach segments along the 
                            <PRTPAGE P="46542"/>
                            largest northern-most key and three beach segments along unnamed keys to the southwest of the largest key. Lands within this unit are entirely federally owned.
                        </P>
                        <P>(ii) Map of Units FL-12 and FL-13 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 11 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (17)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <GID>EP19JY23.132</GID>
                        </GPH>
                        <P>(18) Unit FL-13: Dry Tortugas, Monroe County, Florida.</P>
                        <P>(i) Unit FL-13 consists of approximately 21 ac (8 ha) of Gulf of Mexico shoreline within the Dry Tortugas, which comprises seven islands located at the end of the Florida Keys about 67 mi (108 km) west of Key West. The unit occurs on the East, Middle, and Loggerhead Keys of the Dry Tortugas, including beach, dune, and coastal vegetation from the MHWL to the toe of the secondary dune. Lands within this unit are entirely federally owned.</P>
                        <P>(ii) Map of Unit FL-13 is provided at paragraph (17)(ii) of this entry.</P>
                        <P>(19) Unit FL-14: Sanibel Island West, Lee County, Florida.</P>
                        <P>
                            (i) Unit FL-14 consists of approximately 189 ac (76 ha) of the Gulf of Mexico shoreline that includes beach, dune, and coastal vegetation on Sanibel Island from the southern side of Blind 
                            <PRTPAGE P="46543"/>
                            Pass to Tarpon Bay Road. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 76 ac (31 ha) in local government ownership and 113 ac (45 ha) in private/other ownership.
                        </P>
                        <P>(ii) Map of Unit FL-14 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 12 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (19)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <GID>EP19JY23.133</GID>
                        </GPH>
                        <P>(20) Unit FL-15: Gasparilla Island, Lee and Charlotte Counties, Florida.</P>
                        <P>(i) Unit FL-15 consists of approximately 155 ac (63 ha) of the Gulf of Mexico shoreline that includes beach, dune, and coastal vegetation on Gasparilla Island from the southern side of Gasparilla Pass to the northern side of Boca Grande Pass. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 5 ac (2 ha) in Federal ownership, 25 ac (10 ha) in State ownership, and 125 ac (51 ha) in private/other ownership.</P>
                        <P>(ii) Map of Units FL-15 and FL-16 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 13 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (20)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46544"/>
                            <GID>EP19JY23.134</GID>
                        </GPH>
                        <BILCOD>BILLING CODE 4333-15-C</BILCOD>
                        <P>(21) Unit FL-16: Don Pedro and Little Gasparilla Islands, Charlotte County, Florida.</P>
                        <P>(i) Unit FL-16 consists of approximately 186 ac (75 ha) of Gulf of Mexico shoreline of beach, dune, and coastal vegetation on Don Pedro and Little Gasparilla Islands. The unit extends from the southern side of Stump Pass to the northern side of Gasparilla Pass and includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 20 ac (8 ha) in State ownership and 166 ac (67 ha) in private/other ownership.</P>
                        <P>(ii) Map of Unit FL-16 is provided at paragraph (20)(ii) of this entry.</P>
                        <P>(22) Unit FL-17: Manasota Key, Charlotte and Sarasota Counties, Florida.</P>
                        <P>
                            (i) Unit FL-17 consists of approximately 164 ac (66 ha) of the Gulf of Mexico shoreline that includes beach, dune, and coastal vegetation on Manasota Key from the MHWL to the toe of the secondary dune or developed structures. The unit comprises three segments (excluding intervening areas with primarily hardened structures that lack sand features) from approximately 0.1 mi (0.2 km) south of Harbor Drive South to the northern side of Stump Pass. The northern segment extends from approximately 0.1 mi (0.2 km) south of Harbor Drive South to approximately 6.4 mi (10.3 km) south. The middle segment begins approximately 0.5 mi (0.8 km) north of the parking area at Blind Pass Park and extends south to approximately 170 feet (52 meters) south of the Charlotte-
                            <PRTPAGE P="46545"/>
                            Sarasota County boundary. The southern segment begins approximately 2.9 mi (4.7 km) north of Stump Pass and extends south to the northern side of Stump Pass. Lands within this unit include approximately 25 ac (10 ha) in State ownership, 46 ac (19 ha) in local government ownership, and 93 ac (37 ha) in private/other ownership.
                        </P>
                        <P>(ii) Map of Units FL-17 and FL-18 follows:</P>
                        <BILCOD>BILLING CODE 4333-15-P</BILCOD>
                        <FP SOURCE="FP-1">
                            Figure 14 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (22)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <GID>EP19JY23.135</GID>
                        </GPH>
                        <BILCOD>BILLING CODE 4333-15-C</BILCOD>
                        <P>(23) Unit FL-18: Casey and Siesta Keys, Sarasota County, Florida.</P>
                        <P>
                            (i) Unit FL-18 consists of approximately 114 ac (46 ha) of Gulf of Mexico shoreline of beach, dune, and coastal vegetation from approximately 0.9 mi (1.4 km) south of the Point O'Rocks southward to the northern side of Venice Inlet. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures and is divided into three segments to exclude areas with primarily hardened structures that lack sand features. The northern segment begins at approximately 0.9 mi (1.4 km) south of the Point O'Rocks and continues southward approximately 3.8 mi (6.1 
                            <PRTPAGE P="46546"/>
                            km) to the northern side of Venice Inlet. The middle segment begins approximately 0.35 mi (0.56 km) north of Blackburn Point Road and extends south for 0.15 mi (0.24 km). The southern segment begins approximately 0.3 mi (0.5 km) south of Blackburn Point Road and extends southward to the northern side of Venice Inlet. Lands within this unit include approximately 30 ac (12 ha) in local government ownership and 84 ac (34 ha) in private/other ownership.
                        </P>
                        <P>(ii) Map of Unit FL-18 is provided at paragraph (22)(ii) of this entry.</P>
                        <P>(24) Unit FL-19: Cape St. George and St. George Island, Franklin County, Florida.</P>
                        <P>(i) Unit FL-19 consists of approximately 815 ac (330 ha) of the Gulf of Mexico shoreline that includes beach, dune, and coastal vegetation on Cape St. George and St. George Island from the eastern side of West Pass to the western boundary of Dr. Julian G. Bruce St. George Island State Park. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 545 ac (221 ha) in State ownership and 270 ac (109 ha) in private/other ownership.</P>
                        <P>(ii) Map of Unit FL-19 follows:</P>
                        <BILCOD>BILLING CODE 4333-15-P</BILCOD>
                        <FP SOURCE="FP-1">
                            Figure 15 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (24)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <GID>EP19JY23.136</GID>
                        </GPH>
                        <PRTPAGE P="46547"/>
                        <P>(25) Unit FL-20: St. Joseph Peninsula, Gulf County, Florida.</P>
                        <P>(i) Unit FL-20 consists of approximately 622 ac (252 ha) of the Gulf of Mexico shoreline that includes beach, dune, and coastal vegetation from the northern end of the island at St. Joe Point south to the boundary of Eglin Air Force Base on Cape San Blas. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 466 ac (189 ha) in State ownership, 2 ac (1 ha) in local government ownership, and 154 ac (62 ha) in private/other ownership.</P>
                        <P>(ii) Map of Unit FL-20 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 16 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (25)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <GID>EP19JY23.137</GID>
                        </GPH>
                        <P>(26) Unit FL-21: Inlet Beach, Walton County, Florida.</P>
                        <P>(i) Unit FL-21 consists of approximately 93 ac (37 ha) of the Gulf of Mexico shoreline that includes beach, dune, and coastal vegetation from the eastern boundary of Deer Lake State Park to the western boundary of Camp Helen State Park. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands in this unit include 7 ac (3 ha) in local government ownership and 86 ac (34 ha) in private/other ownership.</P>
                        <P>(ii) Map of Unit FL-21 follows:</P>
                        <PRTPAGE P="46548"/>
                        <FP SOURCE="FP-1">
                            Figure 17 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (26)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <GID>EP19JY23.138</GID>
                        </GPH>
                        <P>(27) Unit FL-22: Topsail Hill Preserve State Park, Walton County, Florida.</P>
                        <P>(i) Unit FL-22 consists of approximately 165 ac (67 ha) of the Gulf of Mexico shoreline that includes beach, dune, and coastal vegetation within the boundaries of Topsail Hill Preserve State Park. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit are entirely in State ownership.</P>
                        <P>(ii) Map of Unit FL-22 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 18 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (27)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46549"/>
                            <GID>EP19JY23.139</GID>
                        </GPH>
                        <P>(28) Unit FL-23: Gulf Islands National Seashore, Escambia County, Florida.</P>
                        <P>(i) Unit FL-23 consists of approximately 334 ac (135 ha) of the Gulf of Mexico shoreline that includes beach, dune, and coastal vegetation from the western boundary of the University of West Florida beach property to the eastern boundary of the Gulf Islands National Seashore at the Escambia-Santa Rosa County boundaries. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit include approximately 316 ac (128 ha) in Federal ownership and 17 ac (7 ha) in State ownership.</P>
                        <P>(ii) Map of Unit FL-23 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 19 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (28)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46550"/>
                            <GID>EP19JY23.140</GID>
                        </GPH>
                        <P>(29) Unit PR-01: Mona Island, Puerto Rico.</P>
                        <P>(i) Unit PR-01 consists of approximately 66 ac (27 ha) of beach and coastal vegetation along the southern half shoreline of Mona Island, Puerto Rico, in the Caribbean Sea. The unit begins at the Playa Sardinera camp area in the west, moving south and then east to Playa Pajaros, just south of the Mona Island Lighthouse. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Lands within this unit are entirely commonwealth-owned.</P>
                        <P>(ii) Map of Unit PR-01 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 20 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (29)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46551"/>
                            <GID>EP19JY23.141</GID>
                        </GPH>
                        <P>(30) Unit PR-02: Guayama, Puerto Rico.</P>
                        <P>
                            (i) Unit PR-02 consists of approximately 23 ac (9 ha) of beach and coastal vegetation along the southern coastline on the Guayama Municipality of Puerto Rico on the Caribbean Sea. This unit includes three separate beach segments (from east to west)—Las Mareas, Los Limones, and Pozuelo—along the shoreline of Punta Ola Grande (
                            <E T="03">i.e.,</E>
                             Las Mareas) and moving west towards Punto Pozuelo Point along the coast. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are under commonwealth ownership, although a small amount of the upland area may be under private ownership.
                        </P>
                        <P>(ii) Map of Unit PR-02 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 21 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (30)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46552"/>
                            <GID>EP19JY23.142</GID>
                        </GPH>
                        <P>(31) Unit PR-03: Maunabo, Puerto Rico.</P>
                        <P>
                            (i) Unit PR-03 consists of approximately 24 ac (10 ha) of beach and coastal vegetation along the southeastern coastline on the Maunabo Municipality of Puerto Rico on the Caribbean Sea. This unit includes two separate beach segments—California and Punta Tuna—just west (
                            <E T="03">i.e.,</E>
                             California) and east (
                            <E T="03">i.e.,</E>
                             Punta Tuna) of the Punta Tuna Lighthouse at the end of Road PR-760. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are under commonwealth ownership, although a small amount of the upland area of the California Beach segment may be under private ownership.
                        </P>
                        <P>(ii) Map of Unit PR-03 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 22 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (31)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46553"/>
                            <GID>EP19JY23.143</GID>
                        </GPH>
                        <P>(32) Unit VPR-01: Campana, Vieques Island, Puerto Rico.</P>
                        <P>(i) Unit VPR-01 consists of approximately 11 ac (4 ha) of beach and coastal vegetation along the north shoreline of Vieques Island, Puerto Rico, on the Caribbean Sea. This unit includes five beach segments in between Punta Cabellos Colorados and just west of Punta Brigadier. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are under Federal ownership.</P>
                        <P>(ii) Map of Unit VPR-01 follows: </P>
                        <FP SOURCE="FP-1">
                            Figure 23 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (32)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46554"/>
                            <GID>EP19JY23.144</GID>
                        </GPH>
                        <P>(33) Unit VPR-02: Puerto Diablo, Vieques Island, Puerto Rico.</P>
                        <P>(i) Unit VPR-02 consists of approximately 15 ac (6 ha) of beach and coastal vegetation along the north shoreline of Vieques Island, Puerto Rico, on the Caribbean Sea. This unit includes eight beach segments starting approximately 1 mi (1.6 km) east of Punta Goleta and along Puerto Diablo and continuing up to Punta Icacos. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are under Federal ownership.</P>
                        <P>(ii) Map of Unit VPR-02 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 24 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (33)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46555"/>
                            <GID>EP19JY23.145</GID>
                        </GPH>
                        <P>(34) Unit VPR-03: Vieques East, Vieques Island, Puerto Rico.</P>
                        <P>(i) Unit VPR-03 consists of approximately 17 ac (7 ha) of beach and coastal vegetation along the northeast to southeast shoreline of Vieques Island, Puerto Rico, on the Caribbean Sea. This unit includes six beach segments (from west to east) along Bahía Salinas (Fosil Beach); east of Punta Salinas, including Barco Beach, Brava Beach, and Blanca Beach; and approximately less than 1 mi (1.6 km) south towards Tamarindo Sur Beach. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are under Federal ownership.</P>
                        <P>(ii) Map of Unit VPR-03 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 25 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (34)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46556"/>
                            <GID>EP19JY23.146</GID>
                        </GPH>
                        <P>(35) Unit VPR-04: Fanduca to Conejo, Vieques Island, Puerto Rico.</P>
                        <P>(i) Unit VPR-04 consists of approximately 23 ac (9 ha) of beach and coastal vegetation along the southeast shoreline of Vieques Island, Puerto Rico, on the Caribbean Sea. This unit comprises eight segments (west to east) including at Bahia Fanduca Beach, Bahia Yoye Beach, two segments at Bahia Jalova Beach, Punta Matias Beach, and three segments along Conejo Beach just west of Bahia Salinas del Sur. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are under Federal ownership.</P>
                        <P>(ii) Map of Unit VPR-04 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 26 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (35)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46557"/>
                            <GID>EP19JY23.147</GID>
                        </GPH>
                        <P>(36) Unit VPR-05: La Chiva, Vieques Island, Puerto Rico.</P>
                        <P>(i) Unit VPR-05 consists of approximately 10 ac (4 ha) of beach and coastal vegetation along the south shoreline of Vieques Island, Puerto Rico, on the Caribbean Sea. This unit comprises two beach segments within Bahia La Chiva just west of Punta Conejo. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are under Federal ownership.</P>
                        <P>(ii) Map of Unit VPR-05 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 27 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (36)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46558"/>
                            <GID>EP19JY23.148</GID>
                        </GPH>
                        <FP SOURCE="FP-1">(37) Unit VPR-06: Sun Bay, Vieques Island, Puerto Rico.</FP>
                        <P>(i) Unit VPR-06 consists of approximately 13 ac (5 ha) of beach and coastal vegetation along the south shoreline of Vieques Island, just east of the town of Esperanza within Sun Bay on Vieques Island, Puerto Rico, on the Caribbean Sea. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are commonwealth-owned.</P>
                        <P>(ii) Map of Unit VPR-06 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 28 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (37)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46559"/>
                            <GID>EP19JY23.149</GID>
                        </GPH>
                        <P>(38) Unit VPR-07: Vieques Southwest, Vieques Island, Puerto Rico.</P>
                        <P>(i) Unit VPR-07 consists of approximately 48 ac (19 ha) of beach and coastal vegetation along the southwest shoreline of Vieques Island, Puerto Rico, on the Caribbean Sea. This unit comprises two segments in the southwestern edge of the Vieques NWR, one extending approximately 3 mi (5 km) west of Punta Vaca, and a second segment starting less than 1 mi (less than 1 km) east of Punta Vaca and extending approximately 2 mi (3 km) east just south of Laguna Playa Grande. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. Approximately 44 ac (18 ha) of lands within this unit are under Federal ownership, and approximately 4 ac (1 ha) are under commonwealth ownership, although a small amount of the upland area may be under private ownership.</P>
                        <P>(ii) Map of Unit VPR-07 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 29 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), North Atlantic DPS paragraph (38)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="518">
                            <PRTPAGE P="46560"/>
                            <GID>EP19JY23.150</GID>
                        </GPH>
                        <BILCOD>BILLING CODE 4333-15-C</BILCOD>
                        <HD SOURCE="HD3">
                            Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), South Atlantic DPS
                        </HD>
                        <P>(1) Within the South Atlantic distinct population segment (DPS) of the green sea turtle, critical habitat units are depicted for the Island of St. Croix within the Territory of the U.S. Virgin Islands on the maps in this entry.</P>
                        <P>(2) Within these areas, the physical or biological features essential to the conservation of green sea turtle consist of the following components:</P>
                        <P>(i) Extra-tidal or dry sandy beaches from the mean high water line—the line on a chart or map that represents the intersection of the land with the water surface at the elevation of mean high water line—to areas of beach landward of the mean high water line and which contain the characteristics set forth in paragraphs (2)(i) through (iii) of this entry. These beaches include:</P>
                        <P>(A) Habitat for green turtles to transit across beaches and for nest placement that includes:</P>
                        <P>
                            (
                            <E T="03">1</E>
                            ) Relatively unimpeded wet and dry sand or nearshore access areas from the ocean to the beach for nesting females and from the beach to the ocean for both post-nesting females and hatchlings; and
                        </P>
                        <P>
                            (
                            <E T="03">2</E>
                            ) Drier sand areas located above mean high water in the supralittoral zone to avoid being inundated frequently by high tides.
                        </P>
                        <P>(B) Sand substrate that:</P>
                        <P>
                            (
                            <E T="03">1</E>
                            ) Allows for suitable nest construction;
                            <PRTPAGE P="46561"/>
                        </P>
                        <P>
                            (
                            <E T="03">2</E>
                            ) Is suitable for facilitating gas diffusion conducive to embryo development;
                        </P>
                        <P>
                            (
                            <E T="03">3</E>
                            ) Can develop and maintain temperatures and a moisture content conducive to embryo development; and
                        </P>
                        <P>
                            (
                            <E T="03">4</E>
                            ) Allows for emergence of hatchlings from eggshells, through sand substrate to the beach surface.
                        </P>
                        <P>(ii) Nesting beach habitat with sufficient darkness such that nesting turtles are not deterred from emerging onto the beach and hatchlings and post-nesting females can orient to the sea.</P>
                        <P>(iii) Natural coastal processes or artificially created or maintained habitat mimicking natural conditions. This includes artificial habitat types that mimic natural conditions described in paragraphs (2)(i) and (ii) of this entry for beach access, nest site selection, nest construction, egg deposition and incubation, and hatchling emergence and movement to the sea.</P>
                        <P>(3) Critical habitat does not include manmade structures (such as buildings, aqueducts, runways, roads and other paved areas, abandoned military structures, and hardened shorelines) and the land on which they are located existing within the legal boundaries on the effective date of the final rule.</P>
                        <P>
                            (4) Data layers defining map units were created using green sea turtle distribution data provided by multiple local and regional sources as available (
                            <E T="03">e.g.,</E>
                             reports, databases, and data submitted by State and Federal partners and nonprofit organizations across the range of the species). Landforms were primarily delineated based on the most current available aerial maps. The maps in this entry, as modified by any accompanying regulatory text, establish the boundaries of the terrestrial critical habitat designation. The coordinates or plot points or both on which each map is based are available to the public at the USFWS's internet site at 
                            <E T="03">https://www.fws.gov/office/florida-ecological-services/library/green-sea-turtle</E>
                            , at 
                            <E T="03">https://www.regulations.gov</E>
                             under Docket No. FWS-R4-ES-2022-0164, and at the two field offices responsible for this designation. You may obtain field office location information by contacting one of the USFWS regional offices, the addresses of which are listed at 50 CFR 2.2.
                        </P>
                        <P>(5) Index map follows:</P>
                        <BILCOD>BILLING CODE 4333-15-P</BILCOD>
                        <FP SOURCE="FP-1">
                            Figure 1 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), South Atlantic DPS paragraph (5)
                        </FP>
                        <GPH SPAN="3" DEEP="510">
                            <PRTPAGE P="46562"/>
                            <GID>EP19JY23.151</GID>
                        </GPH>
                        <P>(6) Unit USVI-01: Sandy Point National Wildlife Refuge, St. Croix, U.S. Virgin Islands.</P>
                        <P>(i) Unit USVI-01 consists of approximately 37 acres (ac) (15 hectares (ha)) of beach and coastal vegetation along the Westend Peninsula shoreline within the Sandy Point National Wildlife Refuge (NWR) on the southwest point of St. Croix, U.S. Virgin Islands, in the Caribbean Sea. It also includes a contiguous beach area just outside of the NWR on the northernmost boundary, on the shore of the Fredericksted pool area at the end of Veterans Shore Drive. The unit includes lands from the mean high water line (MHWL) to the toe of the secondary dune or developed structures. Lands within this unit include approximately 35 ac (14 ha) in Federal ownership and 2 ac (1 ha) in territory ownership.</P>
                        <P>(ii) Map of Unit USVI-01 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 2 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), South Atlantic DPS paragraph (6)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="510">
                            <PRTPAGE P="46563"/>
                            <GID>EP19JY23.152</GID>
                        </GPH>
                        <P>(7) Unit USVI-02: Long Point Bay, St. Croix, U.S. Virgin Islands.</P>
                        <P>(i) Unit USVI-02 consists of approximately 9 ac (4 ha) of mostly undeveloped beach and coastal vegetation along the southwestern shoreline of Long Point Bay just west of Long Point on St. Croix, U.S. Virgin Islands, in the Caribbean Sea, and east of the Sandy Point NWR (Unit USVI-01) along the southern shoreline. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are in territory ownership, although a small amount of the upland area may be under private ownership.</P>
                        <P>(ii) Map of Unit USVI-02 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 3 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), South Atlantic DPS paragraph (7)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="510">
                            <PRTPAGE P="46564"/>
                            <GID>EP19JY23.153</GID>
                        </GPH>
                        <P>(8) Unit USVI-03: St. Croix South, St. Croix, U.S. Virgin Islands.</P>
                        <P>(i) Unit USVI-03 consists of beach and coastal vegetation along the south-central shoreline of St. Croix, U.S. Virgin Islands, in the Caribbean Sea. This unit comprises two beach segments: east of the oil refinery between Vagthus Point along Manchenil Bay, and along Halfpenny Bay west of Ferral Point. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are in territory ownership, although a small amount of the upland area may be under private ownership.</P>
                        <P>(ii) Map of Unit USVI-03 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 4 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), South Atlantic DPS paragraph (8)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="510">
                            <PRTPAGE P="46565"/>
                            <GID>EP19JY23.154</GID>
                        </GPH>
                        <P>(9) Unit USVI-04: East End, St. Croix, U.S. Virgin Islands.</P>
                        <P>(i) Unit USVI-04 consists of 16 ac (6 ha) of mostly undeveloped beach and coastal vegetation along the shoreline from Grapetree Point in the southeast towards the northeast to Romney Point on St. Croix, U.S. Virgin Islands, in the Caribbean Sea. The unit includes six beach segments (starting on the southeast of Grapetree Point) to the west end of Grapetree Bay, along Jack's Bay, along Isaac's Bay, along East End Bay, along Whale Point Bay, and along Knight's Bay. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are in territory ownership, although a small amount of the upland area may be under private ownership.</P>
                        <P>(ii) Map of Unit USVI-04 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 5 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), South Atlantic DPS paragraph (9)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="510">
                            <PRTPAGE P="46566"/>
                            <GID>EP19JY23.155</GID>
                        </GPH>
                        <P>(10) Unit USVI-05: Chenay to Coakley, St. Croix, U.S. Virgin Islands.</P>
                        <P>(i) Unit USVI-05 consists of 15 ac (6 ha) of mostly undeveloped beach and coastal vegetation along the shoreline from the Southgate Coastal Reserve just west of the Green Cay Marina to Wismenog Point, St. Croix, U.S. Virgin Islands, in the Caribbean Sea. This unit comprises three beach segments along Chenay Bay, Prune Bay, and Coakley Bay. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are in territory ownership, although a small amount of the upland area may be under private ownership.</P>
                        <P>(ii) Map of Unit USVI-05 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 6 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), South Atlantic DPS paragraph (10)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="510">
                            <PRTPAGE P="46567"/>
                            <GID>EP19JY23.156</GID>
                        </GPH>
                        <P>(11) Unit USVI-06: Buccaneer, St. Croix, U.S. Virgin Islands.</P>
                        <P>(i) Unit USVI-06 consists of 6 ac (2 ha) of beach and coastal vegetation along the shoreline on the north coast of St. Croix, U.S. Virgin Islands, in the Caribbean Sea. This unit comprises two beach segments along Beauregard Bay just north of Altona Lagoon and along Whistle Beach just east of Shoy Point. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are in territory ownership, although a small amount of the upland area may be under private ownership.</P>
                        <P>(ii) Map of Unit USVI-06 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 7 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), South Atlantic DPS paragraph (11)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="510">
                            <PRTPAGE P="46568"/>
                            <GID>EP19JY23.157</GID>
                        </GPH>
                        <P>(12) Unit USVI-07: Judith's Fancy, St. Croix, U.S. Virgin Islands.</P>
                        <P>(i) Unit USVI-07 consists of 3 ac (1 ha) of beach and coastal vegetation along the north shoreline within the Judith's Fancy Estate just east of Salt River Bay on St. Croix, U.S. Virgin Islands, in the Caribbean Sea. This unit includes lands from the MHWL to the toe of the secondary dune or developed structures. All lands within this unit are in territory ownership, although a small amount of the upland area may be under private ownership.</P>
                        <P>(ii) Map of Unit USVI-07 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 8 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), South Atlantic DPS paragraph (12)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="510">
                            <PRTPAGE P="46569"/>
                            <GID>EP19JY23.158</GID>
                        </GPH>
                        <P>(13) Unit USVI-08: Buck Island Reef National Monument, St. Croix, U.S. Virgin Islands.</P>
                        <P>(i) Unit USVI-08 consists of 12 ac (5 ha) of undeveloped beach and coastal vegetation along the shoreline of Buck Island approximately 2 mi (3 km) off the northeast coast of St. Croix, U.S. Virgin Islands, in the Caribbean Sea. The unit includes lands from the MHWL to the toe of the secondary dune or developed structures from the island's North Shore on the northwest and moving south towards West Beach, South Shore, and Turtle Bay. Lands within this unit are all in Federal ownership.</P>
                        <P>(ii) Map of Unit USVI-08 follows:</P>
                        <FP SOURCE="FP-1">
                            Figure 9 to Green Sea Turtle (
                            <E T="03">Chelonia mydas</E>
                            ), South Atlantic DPS paragraph (13)(ii)
                        </FP>
                        <GPH SPAN="3" DEEP="510">
                            <PRTPAGE P="46570"/>
                            <GID>EP19JY23.159</GID>
                        </GPH>
                        <STARS/>
                    </SECTION>
                    <SIG>
                        <NAME>Martha Williams,</NAME>
                        <TITLE>Director, U.S. Fish and Wildlife Service.</TITLE>
                    </SIG>
                </SUPLINF>
                <FRDOC>[FR Doc. 2023-14225 Filed 7-18-23; 8:45 am]</FRDOC>
                <BILCOD> BILLING CODE 4333-15-C</BILCOD>
            </PRORULE>
        </PRORULES>
    </NEWPART>
    <VOL>88</VOL>
    <NO>137</NO>
    <DATE>Wednesday, July 19, 2023</DATE>
    <UNITNAME>Proposed Rules</UNITNAME>
    <NEWPART>
        <PTITLE>
            <PRTPAGE P="46571"/>
            <PARTNO>Part III</PARTNO>
            <AGENCY TYPE="P">Department of Commerce</AGENCY>
            <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
            <HRULE/>
            <CFR>50 CFR Parts 223, 224, and 226</CFR>
            <TITLE>Endangered and Threatened Wildlife and Plants: Proposed Rule To Designate Marine Critical Habitat for Six Distinct Population Segments of Green Sea Turtles; Proposed Rule</TITLE>
        </PTITLE>
        <PRORULES>
            <PRORULE>
                <PREAMB>
                    <PRTPAGE P="46572"/>
                    <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                    <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                    <CFR>50 CFR Parts 223, 224, and 226</CFR>
                    <DEPDOC>[Docket No. 230627-0157]</DEPDOC>
                    <RIN>RIN 0648-BL82</RIN>
                    <SUBJECT>Endangered and Threatened Wildlife and Plants: Proposed Rule To Designate Marine Critical Habitat for Six Distinct Population Segments of Green Sea Turtles</SUBJECT>
                    <AGY>
                        <HD SOURCE="HED">AGENCY:</HD>
                        <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                    </AGY>
                    <ACT>
                        <HD SOURCE="HED">ACTION:</HD>
                        <P>Proposed rule; request for comments.</P>
                    </ACT>
                    <SUM>
                        <HD SOURCE="HED">SUMMARY:</HD>
                        <P>
                            We, the National Marine Fisheries Service (NMFS), propose to designate specific areas in the marine environment as critical habitat for six distinct population segments (DPSs) of the green sea turtle (
                            <E T="03">Chelonia mydas</E>
                            ) under the Endangered Species Act (ESA) of 1973, as amended. The DPSs that occur in waters under U.S. jurisdiction include the threatened North Atlantic, South Atlantic, East Pacific, and Central North Pacific DPSs and the endangered Central South Pacific and Central West Pacific DPSs. Proposed critical habitat includes nearshore areas from the mean high water line to 20 m depth located along the coasts of Florida, North Carolina, Texas, Puerto Rico, U.S. Virgin Islands, California (which also includes nearshore areas from the mean high water line to 10 km offshore), Hawai‘i, American Samoa, Guam, and the Commonwealth of Northern Mariana Islands. It also includes 
                            <E T="03">Sargassum</E>
                             habitat, from 10 m depth to the outer boundary of the U.S. Exclusive Economic Zone, in the Gulf of Mexico and Atlantic Ocean. Based on consideration of economic impacts, we propose to exclude multiple areas from designation. We are soliciting comments on all aspects of the proposed critical habitat designations and will consider information received prior to making final designations. We are also announcing public informational meetings and public hearings.
                        </P>
                    </SUM>
                    <EFFDATE>
                        <HD SOURCE="HED">DATES:</HD>
                        <P>Comments must be received by October 17, 2023.</P>
                        <P>
                            <E T="03">Public informational meetings and public hearings:</E>
                             We will hold six public informational meetings followed by public hearings on:
                        </P>
                        <P>(1) Central North Pacific DPS—Hawai‘i: August 10, 2023, from 6 p.m. to 8 p.m., Hawai‘i-Aleutian time,</P>
                        <P>(2) Central South Pacific DPS—Tutuila: August 16, 2023, from 6 p.m. to 8 p.m., Samoan time,</P>
                        <P>(3) Central West Pacific DPS—Guam: August 21, 2023, from 6 p.m. to 8 p.m., Chamorro time,</P>
                        <P>(4) Central West Pacific DPS—Saipan: August 23, 2023, from 6 p.m. to 8 p.m., Chamorro time,</P>
                        <P>(5) North and South Atlantic DPSs—Florida, Puerto Rico and U.S. Virgin Islands: August 29, 2023, from 6 p.m. to 8 p.m., Eastern time, and</P>
                        <P>(6) East Pacific DPS—California: August 30, 2023, from 6 p.m. to 8 p.m., Pacific time.</P>
                    </EFFDATE>
                    <ADD>
                        <HD SOURCE="HED">ADDRESSES:</HD>
                        <P>You may submit data, information, or comments on this document, identified by NOAA-NMFS-2023-0087, and on the supplemental documents by either of the following methods:</P>
                        <P>
                            • 
                            <E T="03">Electronic Submission:</E>
                             Submit all electronic public comments via the Federal e-Rulemaking Portal. Go to 
                            <E T="03">https://www.regulations.gov</E>
                             and enter 
                            <E T="03">NOAA-NMFS-2023-0087</E>
                             in the Search box. Click on the “Comment” icon, complete the required fields, and enter or attach your comments.
                        </P>
                        <P>
                            • 
                            <E T="03">Mail:</E>
                             Submit written comments to Endangered Species Division, Office of Protected Resources, National Marine Fisheries Service, 1315 East-West Highway (SSMC3), Silver Spring, Maryland 20910, Attn: Green Turtle Critical Habitat Proposed Rule.
                        </P>
                        <P>
                            <E T="03">Instructions:</E>
                             Comments sent by any other method, to any other address or individual, or received after the end of the comment period, might not be considered by NMFS. All comments received are a part of the public record and will generally be posted for public viewing on 
                            <E T="03">https://www.regulations.gov</E>
                             without change. All personal identifying information (
                            <E T="03">e.g.,</E>
                             name, address, 
                            <E T="03">etc.</E>
                            ), confidential business information, or otherwise sensitive information submitted voluntarily by the sender will be publicly accessible. We will accept anonymous comments (enter “N/A” in the required fields if you wish to remain anonymous).
                        </P>
                        <P>
                            Documents supporting this proposed rule, which include a Draft Biological Report (NMFS 2023a), a Draft Economic Analysis (NMFS 2023b), and a Draft Sections 4(a)(3) and 4(b)(2) Report (NMFS 2023c), are available on the Federal e-Rulemaking Portal 
                            <E T="03">https://www.regulations.gov/#!docketDetail;D=NOAA-NMFS-2023-0087.</E>
                        </P>
                    </ADD>
                    <FURINF>
                        <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                        <P>
                            Jennifer Schultz, NMFS, Office of Protected Resources, 
                            <E T="03">Jennifer.Schultz@noaa.gov;</E>
                             301-427-8443.
                        </P>
                    </FURINF>
                </PREAMB>
                <SUPLINF>
                    <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                    <P>Section 4 of the Endangered Species Act of 1973 (ESA) requires the designation of critical habitat for threatened and endangered species to the maximum extent prudent and determinable, based on the best scientific data available and after taking into consideration national security, economic, and other relevant impacts (16 U.S.C. 1533). Section 7 of the ESA, requires Federal agencies to insure that actions they authorize, fund, or carry out are not likely to destroy or adversely modify such habitat (16 U.S.C. 1536(a)(2)).</P>
                    <P>This rule proposes critical habitat designations for the six DPSs of green sea turtle (hereafter referred to as “green turtle”) occurring in U.S. waters: North Atlantic (threatened), South Atlantic (threatened), East Pacific (threatened), Central North Pacific (threatened), Central South Pacific (endangered), and Central West Pacific (endangered). It summarizes the best available scientific information regarding marine habitat requirements of green turtles and the methods used to develop the proposed critical habitat designations. The following supporting documents provide the detailed information used to make our determinations and are referenced throughout this rule: Draft Biological Report (NMFS 2023a), Draft Economic Impact Analysis (NMFS 2023b), and Draft Sections 4(a)(3) and 4(b)(2) Report (NMFS 2023c).</P>
                    <HD SOURCE="HD1">Background</HD>
                    <P>
                        The National Marine Fisheries Service (NMFS, we) and the U.S. Fish and Wildlife Service (USFWS) jointly administer the ESA regarding sea turtles. NMFS has jurisdiction in the marine environment, and USFWS has jurisdiction in the terrestrial environment (
                        <E T="03">i.e.,</E>
                         on beaches; Memorandum of Understanding Defining the Roles of USFWS and NMFS in Joint Administration of the ESA as to Sea Turtles 2015). In 1978, NMFS and USFWS listed the green turtle as a threatened species, except for the Florida and Mexican Pacific coast breeding populations that were listed as endangered, under the ESA (43 FR 32800, July 28, 1978). In 1998, NMFS designated critical habitat for the species in waters surrounding Culebra Island, Commonwealth of Puerto Rico, and its outlying keys (63 FR 46693, September 2, 1998). On February 16, 2012, NMFS and USFWS received a petition from the Association of Hawaiian Civic Clubs to identify the Hawaiian green turtle population as a 
                        <PRTPAGE P="46573"/>
                        DPS and to delist it. In response, NMFS and USFWS performed a status review of the entire species (Seminoff 
                        <E T="03">et al.</E>
                         2015). On April 6, 2016, NMFS and USFWS published a final rule to list 11 green turtle DPSs as threatened or endangered (81 FR 20057). That action replaced the original listing for the species and concluded that previously designated critical habitat remained in effect for the North Atlantic DPS.
                    </P>
                    <P>The listing of green turtle DPSs under the ESA in 2016 triggered the requirement to designate critical habitat to the maximum extent prudent and determinable (16 U.S.C. 1533(a)(3)(A)). Critical habitat cannot be designated within foreign countries or in areas outside the jurisdiction of the United States (50 CFR 424.12(g)). Therefore, we are required to designate critical habitat for those DPSs occurring in areas under U.S. jurisdiction, specifically the North Atlantic, South Atlantic, East Pacific, Central North Pacific, Central South Pacific, and Central West Pacific DPSs.</P>
                    <P>In the proposed listing rule, NMFS and USFWS requested information related to the identification of critical habitat, essential physical or biological features for green turtle DPSs within U.S. jurisdiction, and other relevant impacts of a critical habitat designation (80 FR 15271, March 23, 2015); however, we did not receive information related to the designation of critical habitat at that time. Therefore, we found that critical habitat was not determinable at the time of listing and announced our intention to designate critical habitat in a future rulemaking.</P>
                    <P>
                        On January 8, 2020, the Center for Biological Diversity, Sea Turtle Oversight Protection, and Turtle Island Restoration Network filed a complaint, alleging failure to designate critical habitat by the statutory deadline (
                        <E T="03">Center for Biological Diversity et al.</E>
                         v. 
                        <E T="03">Bernhardt et al.,</E>
                         No. 1:20-cv-00036-EGS (D.D.C.)). On August 21, 2020, the parties entered into a settlement agreement that stipulates that NMFS and USFWS shall submit proposed determinations concerning the designation of critical habitat to the 
                        <E T="04">Federal Register</E>
                         on or before June 30, 2023 (
                        <E T="03">Center for Biological Diversity et al.</E>
                         v. 
                        <E T="03">Bernhardt et al.,</E>
                         1:20-cv-00036-EGS (D.D.C.)).
                    </P>
                    <P>To meet the court-ordered deadline and fulfill our obligation to designate critical habitat for green turtle DPSs in U.S. waters, we followed a four-step process described in the following sections: (1) identification of areas that meet the definition of critical habitat; (2) review of Department of Defense Integrated Natural Resources Management Plans (INRMPs) under ESA section 4(a)(3); (3) weighing economic, national security, and other impacts against the benefits of designation under ESA section 4(b)(2); and (4) proposing areas for critical habitat designation based on the previous three steps. We applied this process to each DPS, as summarized in the DPS-specific sections.</P>
                    <HD SOURCE="HD2">Identification of Areas That Meet the Definition of Critical Habitat</HD>
                    <P>To identify areas that meet the definition of critical habitat, we convened a critical habitat review team (the Team) to gather and evaluate the best available scientific information on green turtle habitat use within U.S. waters. The Team consisted of NMFS' Regional Sea Turtle Recovery Coordinators and sea turtle researchers from NMFS' Science Centers. For each DPS, the Team evaluated the best available scientific information on green turtles, which is described in detail in the Draft Biological Report (NMFS 2023a) and summarized here. In addition to reviewing published information, the Team solicited data and input from Federal, State, and Territory agency sea turtle programs and non-governmental researchers studying green turtles and their habitats. The Team followed the process described below to identify areas that meet the definition of critical habitat and to qualitatively rate the conservation value (which reflects the benefit to the DPS) of each area.</P>
                    <P>Section 3(5)(A) of the ESA defines critical habitat as (i) the specific areas within the geographical area occupied by the species, at the time it is listed, on which are found those physical or biological features (I) essential to the conservation of the species and (II) which may require special management considerations or protection; and (ii) specific areas outside the geographical area occupied by the species at the time it is listed, upon a determination by the Secretary that such areas are essential for the conservation of the species (16 U.S.C. 1532(5)(A)). As defined in the ESA, a species includes any distinct population segment of any species of vertebrate fish or wildlife which interbreeds when mature (16 U.S.C. 1532(16)). Conservation is defined as the use of all methods and procedures which are necessary to bring any endangered species or threatened species to the point at which the measures provided pursuant to this Act are no longer necessary (16 U.S.C. 1532(3)).</P>
                    <P>
                        The Team was asked to identify the areas within the geographical areas occupied by each DPS that contain features essential to its conservation that may require special management considerations or protection. The Team was also asked to provide a qualitative rating of conservation value (
                        <E T="03">e.g.,</E>
                         high, moderate, or low) for each area meeting the definition of critical habitat. This process is summarized in the sections below and described in detail in the Draft Biological Report (NMFS 2023a).
                    </P>
                    <HD SOURCE="HD3">Geographical Area Occupied</HD>
                    <P>
                        For each DPS, the Team summarized information regarding the geographical area occupied, which is defined by regulation as an area that may generally be delineated around species' occurrences, as determined by the Secretary (
                        <E T="03">i.e.,</E>
                         range). Such areas may include those areas used throughout all or part of the species' life cycle, even if not used on a regular basis (
                        <E T="03">e.g.,</E>
                         migratory corridors, seasonal habitats, and habitats used periodically, but not solely by vagrant individuals) (50 CFR 424.02). As defined in the ESA, critical habitat shall not include the entire geographical area which can be occupied by the threatened or endangered species, except in those circumstances determined by the Secretary (16 U.S.C. 1532(5)(C)). Furthermore, for green turtles, the range of each DPS includes areas outside of U.S. jurisdiction, which cannot be designated as critical habitat (50 CFR 424.12(g)). Therefore, for each DPS, we identified the geographic area occupied within the U.S. Exclusive Economic Zone (EEZ), which extends 200 nautical miles from the coast of the United States and its Territories.
                    </P>
                    <P>The ESA allows designation of unoccupied areas that are essential for the conservation of the species (16 U.S.C. 1532(5)(A)). However, we have concluded that there are no unoccupied areas that are essential for the conservation of the species and do not propose to designate unoccupied areas as critical habitat.</P>
                    <HD SOURCE="HD3">Physical and Biological Features Essential to Conservation</HD>
                    <P>
                        Physical or biological features essential to the conservation of the species (hereafter referred to as essential features) are defined as the features that occur in specific areas and that are essential to support the life-history needs of the species, including but not limited to, water characteristics, soil type, geological features, sites, prey, vegetation, symbiotic species, or other features. A feature may be a single habitat characteristic or a more complex combination of habitat characteristics. Features may include habitat characteristics that support ephemeral 
                        <PRTPAGE P="46574"/>
                        or dynamic habitat conditions. Features may also be expressed in terms relating to principles of conservation biology, such as patch size, distribution distances, and connectivity (50 CFR 424.02).
                    </P>
                    <P>
                        As detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the life cycle of a green turtle requires survival, growth, development, and reproduction. Reproduction requires courtship, mating, ovulation, and nesting, and results in the production of the next generation of green turtles. Generally, green turtle life history also requires migration from reproductive areas to foraging and resting areas (hereafter referred to as foraging/resting areas or refugia). Food resources include seagrass, macroalgae, and invertebrates and are required to provide energy for survival, growth, development, and reproduction. Resting areas or refugia are underwater areas of reduced disturbance, which allow turtles to rest, digest, thermoregulate, and avoid predation. While foraging and resting are inextricably linked (turtles cannot forage without resting and vice versa), food resources and refugia are often located in different areas. Therefore, turtles must move between these areas. These life history needs dictate the habitat requirements (
                        <E T="03">i.e.,</E>
                         essential features) for each DPS. Based on the life history needs of each DPS and the best available scientific information, the Team identified essential features. Those detailed essential features (and the information used to identify them) are described in the DPS-specific sections below. The following generalized features are essential to the conservation of at least one DPS:
                    </P>
                    <P>
                        • 
                        <E T="03">Reproductive essential feature:</E>
                         From the mean high water line to 20 m depth, sufficiently dark and unobstructed nearshore waters adjacent to nesting beaches proposed as critical habitat by USFWS (see 
                        <E T="03">https://www.regulations.gov,</E>
                         Docket No. FWS-R4-ES-2022-0164), to allow for the transit, mating, and internesting of reproductive individuals and the transit of post-hatchlings. (We were unable to identify this feature for the East Pacific DPS because no nesting occurs within U.S. jurisdiction.)
                    </P>
                    <P>
                        • 
                        <E T="03">Migratory essential feature:</E>
                         From the mean high water line to a particular depth or distance from shore (as dictated by the best available data for that DPS), sufficiently unobstructed corridors that allow for unrestricted transit of reproductive individuals between benthic foraging/resting areas and reproductive areas. (We identified this feature for the North Atlantic and East Pacific DPSs only because other DPSs do not use a narrow, constricted migratory corridor.)
                    </P>
                    <P>
                        • 
                        <E T="03">Benthic foraging/resting essential features:</E>
                         From the mean high water line to 20 m depth, underwater refugia and food resources (
                        <E T="03">i.e.,</E>
                         seagrasses, macroalgae, and/or invertebrates) of sufficient condition, distribution, diversity, abundance, and density necessary to support survival, development, growth, and/or reproduction. (We identified these features for all DPSs.)
                    </P>
                    <P>
                        • 
                        <E T="03">Surface-pelagic foraging/resting essential features:</E>
                         Convergence zones, frontal zones, surface-water downwelling areas, the margins of major boundary currents, and other areas that result in concentrated components of the 
                        <E T="03">Sargassum</E>
                        -dominated drift community, as well as the currents which carry turtles to 
                        <E T="03">Sargassum</E>
                        -dominated drift communities, which provide sufficient food resources and refugia to support the survival, growth, and development of post-hatchlings and surface-pelagic juveniles, and which are located in sufficient water depth (at least 10 m) to ensure offshore transport via ocean currents to areas which meet forage and refugia requirements. (We identified these features for the North Atlantic DPS only because there is insufficient data to identify these features for other DPSs)
                    </P>
                    <P>As described in the Draft Biological Report and summarized in the following paragraphs, these generalized features are essential to the conservation of at least one DPS. The Team also considered other physical and biological features, but none were essential to the conservation of a DPS. In the DPS-specific sections below, more detailed information is provided, including the data used to identify and define the essential features for each DPS.</P>
                    <P>
                        The reproductive essential feature is essential to the conservation of green turtle DPSs because it is required for mating, females' access to and from nesting beaches (
                        <E T="03">i.e.,</E>
                         where egg clutches are deposited) and internesting areas (
                        <E T="03">i.e.,</E>
                         for rest and egg production), and post-hatchlings' swim frenzy and early dispersal. Without successful mating, nesting, and recruitment, the DPSs cannot recover. Because the East Pacific DPS does not nest within U.S. jurisdiction, this essential feature does not apply to that DPS. Reproductive individuals return to their natal beaches to nest and to waters off those beaches to mate (Bowen 
                        <E T="03">et al.</E>
                         1992; Karl 
                        <E T="03">et al.</E>
                         1992), even if such habitats are adversely modified over time. Therefore, it is essential to the conservation of green turtle DPSs to minimize such adverse modifications and maintain in-water access to known nesting beaches. During mating, turtles may remain mounted for hours at the surface (Witherington 
                        <E T="03">et al.</E>
                         2006), rendering them vulnerable to in-water obstructions and disturbances. Therefore, it is essential to the conservation of green turtle DPSs that such areas remain free from obstructions and disturbances that would harm or interrupt mating turtles.
                    </P>
                    <P>
                        Females lay up to nine clutches separated by approximately 2-week internesting intervals (Witherington 
                        <E T="03">et al.</E>
                         2006; Hart 
                        <E T="03">et al.</E>
                         2013; Balazs 
                        <E T="03">et al.</E>
                         2015). During internesting intervals, females use underwater refugia off nesting beaches to reovulate (
                        <E T="03">i.e.,</E>
                         produce eggs for subsequent nestings; Pearse and Avise 2001), rest (Carr 
                        <E T="03">et al.</E>
                         1974), and avoid harassment from courting males (Booth and Peters 1972). Adult females are the most valuable individuals in the population (
                        <E T="03">i.e.,</E>
                         those most directly contributing to the next generation). Therefore, it is essential to the conservation of green turtle DPSs that such underwater areas remain free from obstructions and disturbances that would prevent them from resting, reovulating, and returning to nesting beaches to lay additional clutches. Dark unobstructed waters off nesting beaches are also essential to post-hatchlings' swim frenzy and early dispersal. Post-hatchlings use this essential feature in a manner similar to post-nesting females: they move away from nesting beaches to foraging/resting areas. Hatchlings emerge from their nests en masse almost exclusively at night (Bustard 1967) and crawl to the surf, where they begin a swim frenzy, moving quickly away from land and toward oceanic surface currents. Even after entering the ocean, post-hatchlings are attracted to artificial lighting, which can cause them to linger in nearshore habitats and increase their risk of predation (Thums 
                        <E T="03">et al.</E>
                         2016). Although this life stage is generally the most abundant and requires many years and stages of development before contributing to the next generation, it is essential to the recovery of the species because systemic reductions in post-hatchling survival are likely to lead to future reductions in abundance and productivity. A modeling study indicates that fluctuations in the survival of early life stages drive variation in abundance and suggests protecting early life stages from hostile environments (Halley 
                        <E T="03">et al.</E>
                         2018). Therefore, conservation of green turtle DPSs requires that such areas remain free from obstructions and lighting that would concentrate predators, reduce the 
                        <PRTPAGE P="46575"/>
                        survival of post-hatchlings, or prevent post-hatchlings from reaching developmental habitats.
                    </P>
                    <P>
                        The migratory essential feature is essential to the conservation of the North Atlantic and East Pacific DPSs because it is required for connectivity between areas used by adults for foraging/resting and areas used for reproduction. Without successful migration, individuals could not survive and reproduce, which are both essential for recovery. The migration of reproductive individuals may occur over hundreds to thousands of kilometers (Witherington 
                        <E T="03">et al.</E>
                         2006) or a few kilometers (Hart 
                        <E T="03">et al.</E>
                         2013; Hart 
                        <E T="03">et al.</E>
                         2017). The North Atlantic and East Pacific DPSs use relatively narrow paths (
                        <E T="03">i.e.,</E>
                         constricted migratory corridors) in coastal waters to move between foraging/resting and reproductive areas. In such instances, reproductive individuals that are otherwise spread out over many, often distant, foraging/resting sites become concentrated into a relatively small area (
                        <E T="03">e.g.,</E>
                         Foley 
                        <E T="03">et al.</E>
                         2013), increasing the DPS's vulnerability to anthropogenic threats. Thwarted or delayed (
                        <E T="03">i.e.,</E>
                         arriving late for the mating/nesting season) migration is likely to interfere with successful reproduction. Therefore, conservation of green turtle DPSs that use narrow migratory corridors requires that such areas remain free from obstructions or other activities that would restrict transit of reproductive individuals between reproductive and benthic foraging/resting areas.
                    </P>
                    <P>
                        At all life stages, benthic and surface pelagic foraging/resting essential features are essential for the conservation of green turtle DPSs. Surface-pelagic foraging/resting essential features provide the energy required for post-hatchlings and juveniles to develop, grow, and transition into the next life stage. Benthic foraging/resting essential features provide the energy required for juveniles to mature and for adults to migrate and reproduce. Foraging includes locating and consuming food resources (
                        <E T="03">e.g.,</E>
                         seagrasses, macroalgae, and/or invertebrates). Resting includes the use of underwater refugia for digestion, protection from predators, thermoregulation, and recuperation. Food resources and refugia are often located in adjacent areas, and turtles must move between these areas. Without successful foraging/resting, the DPSs cannot recover.
                    </P>
                    <P>
                        Green turtles use different habitats at different life stages. Generally, the earliest marine life stages (post-hatchling and surface-pelagic juvenile, often called the “lost years”) have been the most difficult to study, and sufficient data are available only for the North Atlantic DPS. After their swim frenzy and early dispersal, post-hatchlings swim and are carried by currents to pelagic habitats where surface waters converge to form local downwellings that result in linear accumulations of floating material, especially macroalgae (
                        <E T="03">e.g., Sargassum</E>
                         spp.) (Carr 1987a; Witherington 
                        <E T="03">et al.</E>
                         2006; Witherington 
                        <E T="03">et al.</E>
                         2012b; Mansfield 
                        <E T="03">et al.</E>
                         2021). They remain at or near the sea surface, where thermal benefits promote the growth and survival of young turtles (Mansfield 
                        <E T="03">et al.</E>
                         2021). These surface-pelagic habitats provide a place to rest and hide from predators as well as abundant food resources, including hydroids, bryozoans, polychaetes, gastropods, cnidarians, fish eggs, and organic debris associated with the Sargassum community (Witherington 
                        <E T="03">et al.</E>
                         2006; Boyle and Limpus 2008; Jones and Seminoff 2013). Therefore, the conservation of green turtle DPSs requires surface-pelagic foraging/resting essential features because they provide the food, shelter, and thermal benefits required for survival, growth, and development of this early life stage.
                    </P>
                    <P>
                        Recruitment refers to the process through which juveniles are added to the adult population; it is essential to the continued existence of a DPS. As they grow and develop, green turtles recruit to benthic habitats (Bolten 2003), which also provide foraging/resting essential features. Benthic foraging green turtles consume seagrasses, macroalgae, and invertebrates (Estaban 
                        <E T="03">et al.</E>
                         2020), exhibiting different foraging preferences among sites and varying degrees of omnivory (Jones and Seminoff 2013; Long 
                        <E T="03">et al.</E>
                         2021). Primarily or partially herbivorous diets result in slow growth rates, with green turtles maturing at 12 to 50 years and 60 to 100 cm straight carapace length (SCL; Seminoff 
                        <E T="03">et al.</E>
                         2002; Bell 
                        <E T="03">et al.</E>
                         2005; Zurita 
                        <E T="03">et al.</E>
                         2012; Avens and Snover 2013; Van Houtan 
                        <E T="03">et al.</E>
                         2014a). These diets must support survival, development, and growth for juveniles, and energy-expensive migration and reproduction for adults. Thus, multiple and/or large foraging areas are needed. In addition, nearby refugia areas are used for underwater rest, digestion, thermoregulation, and protection from predators. Therefore, conservation of green turtle DPSs requires that benthic foraging/resting resources remain available in sufficient condition, distribution, diversity, abundance, and density necessary to support survival, development, growth, and/or reproduction.
                    </P>
                    <HD SOURCE="HD3">Special Management Considerations or Protection</HD>
                    <P>
                        A specific area within the geographic area occupied by a species meets the definition of critical habitat if the area contains one or more physical or biological features that are essential to the conservation of the species and that “may require special management considerations or protection” (16 U.S.C. 1532(5)(A)(i)(II)). The phrase, “special management considerations or protection,” is defined as the methods or procedures useful in protecting the physical or biological features essential to the conservation of listed species (50 CFR 424.02). Courts have made clear that the “may require” standard requires that we determine that special management considerations or protection of the features might be required either now or in the future, but such considerations or protection need not be immediately required. See 
                        <E T="03">Cape Hatteras Access Pres. Alliance</E>
                         v. 
                        <E T="03">U.S. Dept. of Interior,</E>
                         344 F. Supp. 2d 108, 123-24 (D.D.C. 2004)
                        <E T="03">; Home Builders Ass'n of N. California</E>
                         v. 
                        <E T="03">U.S. Fish and Wildlife Serv.,</E>
                         268 F. Supp. 2d 1197, 1218 (E.D. Cal. 2003). The relevant management need may be “in the future based on possibility.” See 
                        <E T="03">Bear Valley Mut. Water Co.</E>
                         v. 
                        <E T="03">Salazar,</E>
                         No. SACV 11-01263-JVS, 2012 WL 5353353, at 25 (C.D. Cal. Oct. 17, 2012). See also 
                        <E T="03">Center for Biological Diversity</E>
                         v. 
                        <E T="03">Norton,</E>
                         240 F. Supp. 2d 1090, 1098-99 (D. Ariz. 2003) (noting that the “may require” phrase can be rephrased and understood as “can require” or “possibly requires”).
                    </P>
                    <P>
                        The reproductive essential feature may require special management considerations or protection because anthropogenic threats may interrupt, delay, or prevent mating, internesting, and post-hatching swim frenzy and early dispersal. Examples of threats to the reproductive essential feature include inwater structures and construction, dredging, beach nourishment, oil and gas activities, alternative energy development and generation, vessel activities (including the establishment of shipping lanes), fishing and aquaculture activities, recreational activities, and pollution (
                        <E T="03">e.g.,</E>
                         run-off and contaminants).
                    </P>
                    <P>
                        The migratory essential feature may require special management considerations or protection for DPSs that use narrow or constricted coastal corridors. In narrow corridors, migration could be blocked or impeded by in-water structures and construction, dredging, oil and gas activities (including oil spills and their cleanup), 
                        <PRTPAGE P="46576"/>
                        energy development and generation, vessel activities (including the establishment of shipping lanes), and fishing and aquaculture activities.
                    </P>
                    <P>
                        The benthic and surface-pelagic foraging/resting essential features may require special management considerations or protection for activities that reduce access to or availability of food resources and refugia. For benthic features, these activities include construction, dredging, oil and gas activities (including oil spills and their cleanup), vessel activities (
                        <E T="03">e.g.,</E>
                         grounding, anchoring, and propeller scarring), fishing and aquaculture activities (
                        <E T="03">i.e.,</E>
                         those that disturb or destroy submerged aquatic vegetation or substrates used for refugia), recreational activities, and pollution (
                        <E T="03">e.g.,</E>
                         run-off and contaminants). For surface-pelagic features, these activities include any that damage or degrade this habitat, including oil and gas activities (including oil spills and their cleanup), pollution (
                        <E T="03">e.g.,</E>
                         marine debris/plastics and their removal, ocean dumping, and vessel discharges), and commercial harvest of 
                        <E T="03">Sargassum</E>
                         spp.
                    </P>
                    <HD SOURCE="HD3">Specific Areas Containing the Essential Feature(s)</HD>
                    <P>We are required to determine the “specific areas” within the geographical area occupied by the species that contain the physical or biological features essential to the conservation of the species (16 U.S.C. 1532(5)(A)(i)). Specific areas are identified “at a scale determined by the Secretary [of Commerce] to be appropriate” (50 CFR 424.12(b)(1)). Furthermore, when several habitats, each satisfying the requirements for designation as critical habitat, are located in proximity to one another, the Secretary may designate an inclusive area as critical habitat (50 CFR 424.12(d)).</P>
                    <P>
                        The Team relied on the best available data on green turtle occurrence and use of essential features to determine the appropriate scale and boundaries of specific areas considered for designation. Many areas contain multiple essential features. Some elements of essential features (
                        <E T="03">e.g.,</E>
                         macroalgae, invertebrates, and refugia in the benthic and surface-pelagic essential features) are not adequately mapped, and some areas containing the essential features are not used by green turtles. Therefore, we used the presence of green turtles to identify which specific areas contain essential features. For example, we considered an area where green turtles forage and rest (as indicated by data or expert observation) to contain a benthic or surface-pelagic foraging/resting essential features. Areas that did not contain an essential feature or the presence of green turtles were not considered further; this includes data deficient areas without documented use of essential features by green turtles (as indicated by data or expert observation). Data considered, analyses conducted, and conclusions reached by the Team are discussed in detail in the Draft Biological Report (NMFS 2023a) and summarized herein. The Team considered the best available information to be published and unpublished data from scientific studies and surveys. The Team also gave great weight to observations made by sea turtle biologists working with a particular DPS. Although not as robust as data from scientific studies and surveys, stranding data were also used to confirm the presence and relative abundance of green turtles in an area. When evaluating stranding data, which include data on dead, sick, injured, and cold-stunned turtles, the Team considered the following caveats. Live stranded turtles may have reduced mobility, and their movements (and by extension, the places they strand) can be influenced by surface winds, water temperatures, and water currents. Dead stranded turtles may have died in an area other than where they were found due to transport by wind or water currents. Strandings are more likely to be observed and reported in areas with higher human populations (Cook 
                        <E T="03">et al.</E>
                         2021).
                    </P>
                    <P>
                        The Team identified specific areas containing the reproductive essential feature as waters adjacent to nesting beaches proposed as terrestrial critical habitat by USFWS (see 
                        <E T="03">https://www.regulations.gov,</E>
                         Docket No. FWS-R4-ES-2022-0164). To determine the offshore extent of these specific areas, the Team reviewed and evaluated published and unpublished data on mating, internesting, and post-hatchling swim frenzy and early dispersal.
                    </P>
                    <P>
                        To identify specific areas containing the migratory essential feature, the Team reviewed and evaluated satellite telemetry (
                        <E T="03">i.e.,</E>
                         tracking) data collected from adults using migratory corridors between waters adjacent to nesting beaches and benthic foraging/resting areas.
                    </P>
                    <P>To identify specific areas containing the benthic and surface-pelagic foraging/resting essential features, the Team reviewed and evaluated the best available data on food resources and refugia in surface-pelagic and benthic habitats. Because food resources and refugia occur in many locations at varying degrees of abundance, we relied on the occurrence of foraging/resting green turtles to determine which areas provide such resources in sufficient condition, distribution, diversity, abundance, and density necessary to support the survival, development, and growth of post-hatchlings and juveniles, or the survival, reproduction, and migration of adults.</P>
                    <HD SOURCE="HD3">Conservation Value</HD>
                    <P>Under section 4(b)(2) of the ESA, specific areas may be excluded from designation if we determine that the benefits of such exclusion outweigh the benefits of inclusion, unless the failure to designate that area will result in extinction of the species (16 U.S.C. 1533(b)(2)). NMFS and USFWS have adopted a joint policy providing non-binding guidance on how to implement section 4(b)(2). See Policy Regarding Implementation of Section 4(b)(2) of the Endangered Species Act (“4(b)(2) Policy;” 81 FR 7226, February 11, 2016). The benefits of designating specific areas include the protection afforded under section 7(a)(2) of the ESA, which requires all Federal agencies to insure that their actions are not likely to destroy or adversely modify critical habitat. The designation of critical habitat also provides benefits to the species, such as improved education and awareness by informing the public about the species' habitat needs. The 4(b)(2) Policy identifies the benefits of inclusion as primarily the conservation value of designating the area. Thus, the conservation value represents the benefits of designation for a specific area. For this designation, the conservation value of a specific area is the biological importance of that area to the DPS.</P>
                    <P>
                        The Team was asked to evaluate the conservation value of each specific area containing essential features that may require special management considerations or protection. The Team could not identify quantitative measures and therefore provided a qualitative assessment (
                        <E T="03">e.g.,</E>
                         high, moderate, or low conservation value), based on the best available scientific information. High conservation value areas are highly important to the conservation of the DPS. Moderate conservation value areas are moderately important to the conservation of the DPS. Low conservation value areas, while important, are less important to the conservation of the DPS than high or moderate conservation value areas.
                    </P>
                    <P>
                        For specific areas under consideration for exclusion, the Team was also asked to review whether such an exclusion would result in extinction to the DPS. They did not find that any excluded 
                        <PRTPAGE P="46577"/>
                        area, or all excluded areas together, would result in extinction to a DPS.
                    </P>
                    <P>
                        The Team determined that all areas containing reproductive and/or migratory essential features are of high conservation value because they allow adults (and often a large proportion of the adults within a DPS) to reproduce, and reproduction is directly linked to population growth (Wallace 
                        <E T="03">et al.</E>
                         2008). Conservation efforts focused on these areas are the most likely to lead to population recovery (Heppell 1998). Furthermore, without the essential reproductive and migratory features, green turtles could not transit to and access the nesting beaches proposed as critical habitat by USFWS. The Team concluded, and we agree, that any area containing essential reproductive or migratory features is of high conservation value to the DPS.
                    </P>
                    <P>The Team determined that the conservation value of an area containing benthic and/or surface-pelagic foraging/resting essential features depends on the relative abundance or density of turtles within a DPS using that area. An area that supports a relatively high number or density of foraging/resting individuals would provide high conservation value, whereas an area that supports a relatively low number or density of foraging/resting individuals would provide low conservation value. Low conservation value does not mean that the area does not contain foraging/resting essential features or is not suitable habitat for green turtles. An area of low conservation value simply supports fewer foraging/resting green turtles than areas of moderate or high conservation value.</P>
                    <P>Often areas contain multiple essential features. As stated above, any area containing reproductive and/or migratory essential features would provide high conservation value to the DPS, and the presence of foraging/resting features would increase the conservation value of that area.</P>
                    <P>
                        The relative conservation value provided by foraging/resting areas is evaluated for each DPS and is not comparable across DPSs. As stated in the ESA, the term “species” includes any DPS of any species of vertebrate fish or wildlife which interbreeds when mature (16 U.S.C. 1532(16)). Therefore, each DPS is a “species” or separate listed entity under the ESA. The identification of DPSs under the ESA reflected the discreteness or marked separation among green turtle populations as a consequence of ecological, behavioral, and oceanographic factors, and was based on genetic and morphological evidence (Seminoff 
                        <E T="03">et al.</E>
                         2015; 81 FR 20057, April 6, 2016). Because there is little gene flow and co-occurrence among green turtle DPSs, high abundance or density within one DPS would not benefit another DPS. Furthermore, green turtle DPSs differ in their abundance, trend (
                        <E T="03">i.e.,</E>
                         increasing or decreasing population size), demographics, and threats, resulting in different conservation needs. Therefore, we did not compare turtle abundance or densities in foraging/resting areas among DPSs. Instead, we independently evaluated the conservation value provided by foraging/resting areas within each DPSs.
                    </P>
                    <P>
                        Within a DPS, the Team relied on standardized data, where available, to compare the relative abundance or density of green turtles in areas containing only foraging/resting essential features. Where standardized data were not available, the Team used the best available green turtle occurrence and habitat use data (
                        <E T="03">e.g.,</E>
                         observations, tracking, or bycatch data) to determine whether an area is of high, moderate, or low conservation value. When comparing these data, the Team considered data type. For example, because satellite tracking is still relatively expensive compared to flipper tagging, fewer individuals are satellite tracked. However, if a large proportion of tracked individuals used the same area for foraging and/or resting, the Team concluded, and we agree, that the area is of high conservation value.
                    </P>
                    <P>The Team found wide variance in the amount and specificity of scientific data available for the six green turtle DPSs occurring in U.S. waters. For the North Atlantic DPS, the Team relied on an abundance of published and unpublished data, as well as input from green turtle experts from academia and State agencies to differentiate between high, moderate, and low conservation values of specific areas. There is less published or unpublished data for the South Atlantic DPS, so the Team relied heavily on input from green turtle experts from the Territory, academia, and non-profit organizations to evaluate specific areas for high, moderate, and low conservation values. For the Central North, South, and West Pacific DPSs, the Team was unable to identify specific areas of moderate conservation value because, although Team members were involved in research in some areas, they were not familiar with all specific areas and, based on the best available data (which includes input from the State and Territory agencies), could only distinguish between high and low conservation value. For the East Pacific DPS, the Team provided additional resolution for the conservation value of each specific area (moderate-high and moderate-low) because of their high level of familiarity with these areas: a Team member was involved in all published and unpublished research on this DPS. For the purposes of this designation, we combined high and moderate-high conservation values because both were based on relatively high abundances of foraging/resting turtles. We combined low and moderate-low conservation values because both were based on relatively low abundances of foraging/resting turtles.</P>
                    <HD SOURCE="HD2">Review of INRMPs Under Section 4(a)(3)</HD>
                    <P>Section 4(a)(3)(B)(i) of the ESA precludes designating as critical habitat any lands or other geographical areas owned or controlled by the Department of Defense (DoD) or designated for its use, that are subject to an INRMP prepared under section 101 of the Sikes Act (16 U.S.C. 670a), if the Secretary determines in writing that such a plan provides a conservation benefit to the species for which critical habitat is proposed for designation (16 U.S.C. 1533(a)(3)(B)(i)). Our implementing regulations direct us to consider the following to determine whether such a benefit is provided (50 CFR 424.12(h)): (1) the extent of the area and features present; (2) the type and frequency of use of the area by the species; (3) the relevant elements of the INRMP in terms of management objectives, activities covered, and best management practices, and the certainty that the relevant elements will be implemented; and (4) the degree to which the relevant elements of the INRMP will protect the habitat from the types of effects that would be addressed through a destruction-or-adverse-modification analysis. If we determine that a conservation benefit is provided by the INRMP, the relevant area is ineligible for consideration as potential critical habitat.</P>
                    <P>
                        After identifying specific areas that potentially meet the definition of critical habitat for green turtles, we contacted DoD representatives and requested information regarding relevant INRMPs. Their responses are available in the Draft Sections 4(a)(3) and 4(b)(2) Report (NMFS 2023c). We evaluated INRMPs and responses in terms of the criteria outlined in our implementing regulations to determine whether an INRMP provides a conservation benefit to the DPS. At this time, no areas are ineligible for consideration as potential critical habitat. We continue to work with DoD to review additional information (
                        <E T="03">e.g.,</E>
                         spatial data on areas owned, controlled, 
                        <PRTPAGE P="46578"/>
                        or designated for use by DoD and new, relevant elements). We will consider any additional information prior to publication of the final rule to designate critical habitat.
                    </P>
                    <HD SOURCE="HD2">Analysis of Impacts Under Section 4(b)(2)</HD>
                    <P>Section 4(b)(2) of the ESA requires the Secretary to designate critical habitat on the basis of the best scientific data available after taking into consideration the economic impact, the impact on national security, and any other relevant impact, of specifying any particular area as critical habitat. The Secretary may exclude a particular area if she determines that the benefits of exclusion outweigh the benefits of designation, unless that exclusion will result in the extinction of the species, based on the best available scientific and commercial information (16 U.S.C. 1533(b)(2)). The 4(b)(2) Policy provides non-binding guidance on how to implement section 4(b)(2). Below, we summarize the process for considering economic, national security, and other relevant impacts of designating specific areas meeting the definition of critical habitat for green turtle DPSs. Additional detail is provided in the Draft Economic Analysis (NMFS 2023b) and the Draft Sections 4(a)(3) and 4(b)(2) Report (NMFS 2023c).</P>
                    <HD SOURCE="HD3">Economic Impacts</HD>
                    <P>The Secretary has discretion to exclude any particular area from the critical habitat designation upon a determination that the benefits of such exclusion outweigh the benefits of specifying the particular area as part of the critical habitat (16 U.S.C. 1533(b)(2); 50 CFR 424.19(c)). Exercising the delegated authority of the Secretary, we weighed the economic impacts against the benefits of designating critical habitat for each of the specific areas meeting the definition of critical habitat. Specifically, we compared the incremental economic costs of designating critical habitat in a specific area against the benefits of designating critical habitat, as represented by the conservation value of that specific area to the DPS.</P>
                    <P>
                        The 4(b)(2) Policy states that when considering the probable incremental economic impacts of designating a particular area, it is the nature of those impacts, not necessarily a particular threshold level, that is relevant to our determination (81 FR 7226, February 11, 2016). Incremental impacts refer to those that are solely attributable to the critical habitat designation (
                        <E T="03">i.e.,</E>
                         relative to a baseline that reflects existing regulatory impacts in the absence of critical habitat).
                    </P>
                    <P>The detailed methods used to estimate incremental economic impacts are described in the Draft Economic Analysis (NMFS 2023b). We followed these general steps to quantify the economic impacts associated with designating critical habitat:</P>
                    <P>(1) Identified the baseline of economic activity and the relevant statutes and regulations that constrain that activity in the absence of the critical habitat designation;</P>
                    <P>(2) Identified the types of activities that are likely to be affected by critical habitat designation;</P>
                    <P>(3) Estimated the costs of administrative effort and, where applicable, conservation efforts recommended for the activity to comply with the ESA's critical habitat provisions;</P>
                    <P>(4) Projected over space and time the occurrence of the activities and the likelihood they will need to be modified; and</P>
                    <P>(5) Aggregated the costs to the particular area and provide economic impacts as present value impacts and annualized impacts.</P>
                    <P>As discussed in the Draft Economic Report (NMFS 2023b), the costs quantified in the economic analysis mainly include the additional administrative effort associated with consideration of potential impacts to critical habitat as part of future section 7 consultations. Few additional conservation measures were identified as likely to result from the projected consultations, largely due to baseline protections in place. Depending on the specific area and Federal action, relevant baseline protections include protections and designated critical habitat for other co-occurring species under the ESA.</P>
                    <P>The Draft Economic Report indicates that, if designated as proposed, all critical habitat (for all six DPSs) may increase administrative costs of consultations involving green turtles by an estimated $6.4 million over the next 10 years, assuming a 7 percent discount rate (NMFS 2023b). This equates to an estimated annualized cost of approximately $900,000 (rounded total) over the next 10 years (NMFS 2023b).</P>
                    <P>
                        These economic impacts are largely associated with the administrative costs borne by NMFS and other Federal agencies and not by private entities or small governmental jurisdictions. However, some consultations may include third parties (
                        <E T="03">e.g.,</E>
                         permittees, applicants, grantees) that may be small entities. These third parties may bear some portion of the administrative consultation costs. Ultimately, the analysis found that consultations on in-water and coastal construction, including dredging and beach nourishment activities, may generate costs borne by small entities. All other activities are either not expected to involve small entities or are associated with two or fewer consultations annually spread across all critical habitats.
                    </P>
                    <HD SOURCE="HD3">National Security Impacts</HD>
                    <P>After identifying specific areas that potentially meet the definition of critical habitat for green turtles, we contacted representatives from DoD and the Department of Homeland Security (DHS) to request specific information regarding potential impacts on national security. As outlined in our 4(b)(2) Policy, we cannot automatically exclude areas as requested, and the requesting agency must provide a reasonably specific justification for asserting that an incremental impact on national security would result from the designation of that specific area as critical habitat (81 FR 7226, February 11, 2016). If an agency provides a reasonably specific justification for their request, we defer to their expert judgment as to: (1) whether activities on its lands or waters, or its activities on other lands or waters, have national security or homeland-security implications; (2) the importance of those implications; and (3) the degree to which the cited implications would be adversely affected by the critical habitat designation.</P>
                    <P>Initial requests for exclusion due to national security impacts were received from DoD and are available in the Draft Sections 4(a)(3) and 4(b)(2) Report (NMFS 2023c). To date, the requests have not been reasonably specific to weigh national and homeland security impacts against the benefits of designating particular areas as critical habitat. We continue to work with DoD and DHS regarding requests for exclusions based on national security impacts and will give great weight to the national security and homeland security concerns in our final designation (81 FR 7226, February 11, 2016).</P>
                    <HD SOURCE="HD3">Other Relevant Impacts</HD>
                    <P>
                        Section 4(b)(2) of the ESA also allows for the consideration of other relevant impacts associated with the designation of critical habitat. One other potentially relevant impact we identified for designation of green turtle critical habitat was Tribal impacts. In developing this proposed rule, we reviewed maps and engaged NMFS' Tribal coordinators; however, we did 
                        <PRTPAGE P="46579"/>
                        not find any overlap between Indian lands and the specific areas meeting the definition of critical habitat. Indian lands are those defined in Secretarial Order 3206, “American Indian Tribal Rights, Federal-Tribal Trust Responsibilities, and the Endangered Species Act” (June 5, 1997), and include: (1) lands held in trust by the United States for the benefit of any Indian Tribe; (2) land held in trust by the United States for any Indian Tribe or individual subject to restrictions by the United States against alienation; (3) fee lands, either within or outside the reservation boundaries, owned by the Tribal government; and (4) fee lands within the reservation boundaries owned by individual Indians. Therefore, we preliminarily find that there were no Indian lands subject to consideration for possible exclusion. However, we will coordinate and consult with potentially affected Tribes and Native corporations if such impacts are identified during the rulemaking and public comment process. We did not identify any other relevant impacts.
                    </P>
                    <HD SOURCE="HD2">Areas Proposed for Critical Habitat Designation</HD>
                    <P>For each of the six green turtle DPSs, we propose to designate specific marine areas that meet the definition of critical habitat and exclude specific marine areas where the impacts outweigh the benefits of designation. The following sections provide detailed information about each of the six proposed critical habitat designations and exclusions. After the public comment period, we will review all comments and the best available information before designating critical habitat in a final rule.</P>
                    <HD SOURCE="HD1">North Atlantic DPS</HD>
                    <P>The North Atlantic DPS is defined as green turtles originating from the North Atlantic Ocean, bounded by the following lines and coordinates: 48° N Lat. in the north, along the western coasts of Europe and Africa (west of 5.5° W Long.); north of 19° N Lat. in the east; 19° N, 65.1° W to 14° N, 65.1° W then 14° N, 77° W in the south and west; and along the eastern coasts of the Americas (north of 7.5° N, 77° W). The geographical area occupied by this DPS includes waters outside of U.S. jurisdiction. Within the U.S. EEZ, the range of the DPS includes waters up to 200 nautical miles offshore of the U.S. East and Gulf of Mexico Coasts and Puerto Rico. See the Draft Biological Report for a map of this area.</P>
                    <P>The Recovery Plan for the U.S. Population of the Atlantic Green Turtle (NMFS and USFWS 1991) indicates that recovery requires protection of nesting and marine habitat, specifically: the identification and restoration of important foraging habitats, improvement of water quality, and prevention from degradation and destruction from contamination, fishing gears, vessel anchoring, oil and gas activities, and dredging. To identify relevant scientific information, the Team worked with biologists from the National Park Service (NPS), U.S. Geological Survey (USGS), Florida Fish and Wildlife Conservation Commission (FWC), Texas Parks and Wildlife Department, North Carolina Wildlife Resources Commission (NCWRC), Puerto Rico Department of Natural and Environmental Resources (PRDRNA), and several academic institutions and research organizations, including but not limited to University of Central Florida, Florida State University, Mote Marine Laboratory, and Inwater Research Group.</P>
                    <HD SOURCE="HD2">Specific Areas Containing the Reproductive Essential Feature and Their Conservation Value to the North Atlantic DPS</HD>
                    <P>
                        The recovery of the North Atlantic DPS is dependent on successful reproduction. While nesting occurs on beaches, the marine areas adjacent to nesting beaches are essential for mating, movement of reproductive females on and off nesting beaches, internesting, and the swim frenzy and early dispersal (
                        <E T="03">i.e.,</E>
                         transit) of post-hatchlings. Therefore, the following reproductive feature is essential to the conservation of the North Atlantic DPS: From the mean high water line to 20 m depth, sufficiently dark and unobstructed nearshore waters adjacent to nesting beaches proposed as critical habitat by USFWS, to allow for the transit, mating, and internesting of reproductive individuals and the transit of post-hatchlings.
                    </P>
                    <P>
                        The Team used the following information to identify this reproductive essential feature. Upon reaching sexual maturity, male and female green turtles return to the waters adjacent to their natal nesting beaches to mate (FitzSimmons 
                        <E T="03">et al.</E>
                         1997a; FitzSimmons 
                        <E T="03">et al.</E>
                         1997b). Mating and internesting occur in waters adjacent to nesting beaches. Mating occurs prior to and during the nesting season, generally from May to September (Witherington 
                        <E T="03">et al.</E>
                         2006). During this time, males and females occupy a similar nearshore area adjacent to nesting beaches (D. Bagley, University of Central Florida unpublished data 2016; K. Hart, USGS unpublished data 2016). USFWS reviewed nesting data to identify beaches considered for terrestrial critical habitat, which begins at the mean high water line. Therefore, in-water areas considered for marine critical habitat also begin at the mean high water line (
                        <E T="03">i.e.,</E>
                         waters adjacent to nesting beaches). To determine the offshore boundary of the reproductive essential feature, the Team reviewed published and unpublished satellite tracking data on internesting females and males in waters adjacent to nesting beaches. These data are described in detail in the Draft Biological Report (NMFS 2023a). The Team found that males (n = 10) and females (n = 56) spent the majority of their time in waters of depths of 20 m or less during mating and internesting periods (Hart 
                        <E T="03">et al.</E>
                         2013; Sloan 
                        <E T="03">et al.</E>
                         2022; B. Schroeder, NMFS unpublished data 2016; D. Bagley, University of Central Florida unpublished data 2022; M. Lamont, USGS unpublished data 2022). The Team also reviewed data on post-hatchlings' swim frenzy, directional movement, and early dispersal transport. Within 20 m depth, post-hatchlings are likely to encounter the currents needed to carry them to distant offshore pelagic habitats, where they will forage and rest in 
                        <E T="03">Sargassum</E>
                         habitats (Mansfield 
                        <E T="03">et al.</E>
                         2021). The Team concluded, and we agree, that the reproductive essential feature occurs from the mean high water line to 20 m depth in waters adjacent to nesting beaches proposed as critical habitat by USFWS.
                    </P>
                    <P>
                        The reproductive essential feature may require special management considerations or protection to maintain unobstructed access to and from nesting beaches and disturbance-free nearshore areas for mating, internesting, and post-hatchling transit. The reproductive season is a time of increased vulnerability for sea turtles because a large proportion of adults congregate within relatively small areas adjacent to nesting beaches (Meylan 1982). Copulating turtles may remain mounted for hours at the surface (Witherington 
                        <E T="03">et al.</E>
                         2006), limiting their mobility, vigilance, and ability to avoid in-water obstructions or operations. Internesting females require underwater areas near nesting beaches to reovulate, rest, and escape courting males (Booth and Peters 1972). Females and post-hatchlings need unobstructed waters to move to (females only) and from (females and post-hatchlings) nesting beaches. Darkness is another important feature because artificial lighting can cause post-hatchlings to linger in nearshore habitats, which increases their risk of predation (Thums 
                        <E T="03">et al.</E>
                         2016). Their early transit is considered to be a critical 
                        <PRTPAGE P="46580"/>
                        period because it plays an overriding role in population dynamics (Putman 
                        <E T="03">et al.</E>
                         2020). Threats at this important stage include predation, obstructions, and artificial lighting. These threats are most likely to occur in shallow water (Gyuris 1994), where post-hatchlings and predators are concentrated, most submerged or emergent structures occur, and land-based lighting effects are strongest. The Recovery Plan (NMFS and USFWS 1991) indicates that protection is needed to prevent the destruction of habitats from oil and gas, dredging, fishing, and vessel activities. The reproductive essential feature may also require special management considerations for other activities. Nearshore structures or operations have the potential of blocking the passage of nesting females and post-hatchlings. They may constrain post-hatchlings' movement through several mechanisms, including: disorientation due to lighting, concentration of predators, disruption of wave patterns necessary for orientation, and creation of excessive longshore currents. Alternative energy facilities (such as wind farms and underwater turbines), dredging (for beach nourishment, as mentioned above, and in support of navigation), and fishing and aquaculture activities, when located adjacent to nesting beaches, may also block passage of females and post-hatchlings. Oil spills pose a considerable threat by obstructing or contaminating access to and from nesting beaches (Meylan 1982; Shigenaka 
                        <E T="03">et al.</E>
                         2021). Construction (on land and in water), vessel traffic, military activities, and seismic surveys may also act as deterrents (visual or auditory) to reproductive individuals, preventing their use of preferred areas. Finally, climate change may result in the shift or loss of nesting beach habitat, which would alter the location or value of adjacent marine reproductive areas.
                    </P>
                    <P>
                        To identify specific areas containing the reproductive feature essential to the conservation of the DPS, we relied on USFWS' identification of nesting beaches. USFWS proposed Florida and Puerto Rico nesting beaches as terrestrial critical habitat elsewhere in today's 
                        <E T="04">Federal Register</E>
                         (see 
                        <E T="03">https://www.regulations.gov,</E>
                         Docket No. FWS-R4-ES-2022-0164). Tyndall Air Force Base and Eglin Air Force Base host nesting beaches that were considered by USFWS but found to be ineligible for terrestrial critical habitat pursuant to section 4(a)(3)(B)(i) of the ESA; however, waters off these beaches contain the reproductive essential feature and are thus considered for marine critical habitat.
                    </P>
                    <P>For each of these areas, we identified the adjacent marine area, from the mean high water line to 20 m depth, as containing the reproductive feature essential to the conservation of the North Atlantic DPS and which may require special management consideration or protection. These areas provide high conservation value to the DPS because they are required for successful reproduction, which is directly linked to population growth and recovery. Females must use these reproductive areas to reach the nesting beaches proposed as critical habitat by USFWS and for internesting. These areas are also essential to mating and post-hatchling swim frenzy and early dispersal.</P>
                    <HD SOURCE="HD2">Specific Areas Containing the Migratory Essential Feature and Their Conservation Value to the North Atlantic DPS</HD>
                    <P>The recovery of the DPS requires that adult turtles forage and reproduce; when foraging and reproductive areas are geographically separated, recovery requires that adults successfully migrate between these areas. Therefore, the following migratory feature is essential to the conservation of the North Atlantic DPS: From the mean high water line to 20 m depth, sufficiently unobstructed corridors that allow for unrestricted transit between foraging and nesting areas for reproductive individuals.</P>
                    <P>
                        To identify this migratory essential feature, the Team reviewed published and unpublished satellite tracking data of post-nesting females (n = 58) and post-mating males (n = 10), described in detail in the Draft Biological Report (NMFS 2023a). The Team found that adults generally migrate to foraging areas in southern Florida using nearshore waters of 20 m depth or less (Schroeder 
                        <E T="03">et al.</E>
                         2008; Sloan 
                        <E T="03">et al.</E>
                         2022; B. Schroeder, NMFS unpublished data 2022; D. Bagley, University of Central Florida unpublished data 2022; K. Mazzarella, Mote Marine Laboratory unpublished data 2022).
                    </P>
                    <P>
                        This narrow, constricted migratory corridor may require special management considerations or protection to ensure that the passage of reproductive individuals is not obstructed, deterred, or disturbed. During migration, sea turtles that are otherwise spread out over many, and often distant, foraging sites become concentrated into relatively narrow corridors, making them particularly vulnerable to anthropogenic threats (Foley 
                        <E T="03">et al.</E>
                         2013). The Recovery Plan (NMFS and USFWS 1991) indicates that protection is needed to prevent the degradation of habitats due to offshore structures, dredging, oil and gas activities (including oil spills and their cleanup), fishing, aquaculture, and vessel activities (including the establishment of shipping lanes). In addition, energy generation activities may block passage or generate anomalous magnetic fields, altering cues used by green turtles for navigation (Lohmann 
                        <E T="03">et al.</E>
                         2004) and causing turtles to deviate from their course. Large structures or excessive noise from seismic surveys (Nelms 
                        <E T="03">et al.</E>
                         2016), military activities, or vessel activities may force turtles off the most direct route, requiring longer migrations and more energy.
                    </P>
                    <P>
                        To identify specific areas containing the migratory essential feature, the Team reviewed available published and unpublished satellite tracking data. The Team reviewed migratory data included in scientific publications (Hart 
                        <E T="03">et al.</E>
                         2013; Chabot 
                        <E T="03">et al.</E>
                         2018; Sloan 
                        <E T="03">et al.</E>
                         2022). The Team also analyzed unpublished telemetry data (
                        <E T="03">i.e.,</E>
                         tracking data from 58 post-nesting females and 10 males, mapped in the Draft Biological Report (NMFS 2023a)). The data show that green turtles use constricted migratory corridors (
                        <E T="03">i.e.,</E>
                         generally waters of 20 m or less) along the eastern and western coasts of Florida. These constricted migratory corridors begin at the nesting beaches where the turtles are tagged and end at foraging/resting areas in southeastern Florida, Florida Bay, Cape Sable, Everglades, Florida Keys, Marquesas Keys, and Dry Tortugas. The Team determined, and we agree, that the entire Florida coast, in depths up to 20 m, contains the migratory essential feature, connecting reproductive areas along the east and west coast of Florida to foraging areas in Monroe County, Florida. This area is of high conservation value because adult males and females use it to migrate between reproductive and benthic foraging/resting areas. This migration is directly linked to population growth, and if the narrow corridor was obstructed, the DPS would not recover.
                    </P>
                    <P>
                        Unlike adult green turtles in Florida, adults originating in Puerto Rico do not appear to use constricted or narrow migratory corridors to move between nesting and benthic foraging/resting areas. Instead, they move offshore into oceanic waters, deeper than 20 m. Long-distance captures of adults tagged at Culebra reveal the use of multiple pathways. Therefore, the Team was unable to identify any specific areas outside of Florida (
                        <E T="03">e.g.,</E>
                         Puerto Rico) containing the migratory essential feature.
                        <PRTPAGE P="46581"/>
                    </P>
                    <HD SOURCE="HD2">Specific Areas Containing the Surface-Pelagic Foraging/Resting Essential Features and Their Conservation Value to the North Atlantic DPS</HD>
                    <P>
                        The recovery of the DPS requires foraging and resting to provide energy for post-hatchling and juvenile survival, growth, and development. After their swim frenzy and early dispersal, post-hatchlings of the North Atlantic DPS are transported via ocean currents to habitats that provide adequate food resources and cover, such as 
                        <E T="03">Sargassum</E>
                        -dominated drift communities. Green turtles likely remain in such habitats throughout their surface-pelagic juvenile stage. Therefore, the following surface-pelagic foraging/resting features are essential to the conservation of the North Atlantic DPS: Convergence zones, frontal zones, surface-water downwelling areas, the margins of major boundary currents, and other areas that result in concentrated components of the 
                        <E T="03">Sargassum</E>
                        -dominated drift community, as well as the currents which carry turtles to 
                        <E T="03">Sargassum</E>
                        -dominated drift communities, which provide sufficient food resources and refugia to support the survival, growth, and development of post-hatchlings and surface-pelagic juveniles, and which are located in sufficient water depth (at least 10 m) to ensure offshore transport via ocean currents to areas which meet forage and refugia requirements.
                    </P>
                    <P>
                        To identify the surface-pelagic foraging/resting essential features, the Team gathered information on green turtles' use of 
                        <E T="03">Sargassum</E>
                         habitats. Surface-pelagic foraging/resting essential features are associated with 
                        <E T="03">Sargassum</E>
                         habitats, which provide structured habitat, rich food supply, refugia for rest and predator protection, and thermal benefits promoting growth for green turtles (Mansfield 
                        <E T="03">et al.</E>
                         2021). 
                        <E T="03">Sargassum</E>
                         occurring in the surf zone or close to shore may not provide the essential features; whereas 
                        <E T="03">Sargassum</E>
                        -dominated drift communities occurring in depths of 10 m and greater provide sufficient food resources and refugia and aid in offshore transport. Such depths overlap with benthic foraging areas to facilitate the developmental transition from surface-pelagic to benthic foraging. A growing number of studies provide information on the location, diet, and behavior of post-hatchlings and surface-pelagic juveniles of the North Atlantic DPS (Putman and Mansfield 2015; Hardy 
                        <E T="03">et al.</E>
                         2018; Mansfield 
                        <E T="03">et al.</E>
                         2021). Post-hatchling and surface-pelagic green turtles forage primarily on animals within the 
                        <E T="03">Sargassum</E>
                        -dominated drift communities, including invertebrates, fish eggs, and insects (Witherington 
                        <E T="03">et al.</E>
                         2012a). Turtles appeared to use 
                        <E T="03">Sargassum</E>
                         principally as habitat (
                        <E T="03">i.e.,</E>
                         although they consume 
                        <E T="03">Sargassum,</E>
                         this may be incidental to their foraging on animals located within the plant material; Witherington 
                        <E T="03">et al.</E>
                         2012a). In addition to providing a food supply and structured habitat, 
                        <E T="03">Sargassum</E>
                         provides predator protection and thermal benefits that promote growth, 
                        <E T="03">i.e.,</E>
                         exposure to direct sunlight and/or localized warming that facilitates temperature-dependent processes including digestion and growth (Mansfield 
                        <E T="03">et al.</E>
                         2021). Post-hatchling green turtles selectively use and burrow into 
                        <E T="03">Sargassum</E>
                         for these purposes (Smith and Salmon 2009).
                    </P>
                    <P>
                        The surface-pelagic foraging/resting essential features may require special management considerations or protection to maintain the food resources and refugia provided by 
                        <E T="03">Sargassum</E>
                         habitat. The surface convergence zones that aggregate 
                        <E T="03">Sargassum</E>
                        -dominated drift communities also aggregate pollutants (Wallace 
                        <E T="03">et al.</E>
                         2020; Shigenaka 
                        <E T="03">et al.</E>
                         2021); this includes plastics, which can cause blockage in the gut, diminish nutrition, and/or increase the risk of entanglement (Witherington 
                        <E T="03">et al.</E>
                         2012a; Rice 
                        <E T="03">et al.</E>
                         2021). The frequent co-occurrence of 
                        <E T="03">Sargassum</E>
                         and marine debris within the pelagic environment may require special consideration when planning marine debris removal activities. Oil exploration, production, and associated spills are major concerns because post-hatchling and surface-pelagic juvenile sea turtles within 
                        <E T="03">Sargassum</E>
                        -dominated drift communities become fouled in oil or exposed to oil through inhalation or ingestion (McDonald 
                        <E T="03">et al.</E>
                         2017; Wallace 
                        <E T="03">et al.</E>
                         2020; Shigenaka 
                        <E T="03">et al.</E>
                         2021). The cleanup of oil spills may also introduce toxic chemicals (Ylitalo 
                        <E T="03">et al.</E>
                         2017). Powers 
                        <E T="03">et al.</E>
                         (2013) described direct and indirect effects of the 
                        <E T="03">Deepwater Horizon</E>
                         oil spill on the 
                        <E T="03">Sargassum</E>
                        -dominated drift communities as follows: (1) 
                        <E T="03">Sargassum</E>
                         accumulated oil on the surface exposing animals to high concentrations of contaminants; (2) application of a dispersant sank the 
                        <E T="03">Sargassum,</E>
                         thus removing the habitat and potentially transporting oil and dispersant vertically; and (3) low oxygen surrounded the habitat potentially stressing animals that reside in the algae. This oil spill was estimated to impact 148,000 surface-pelagic turtles (McDonald 
                        <E T="03">et al.</E>
                         2017). Other sources of pollution include ocean dumping, vessel discharges, and dredging (
                        <E T="03">e.g.,</E>
                         from disruption of contaminated sediment and release of contaminants).
                    </P>
                    <P>
                        To identify specific areas containing the surface-pelagic foraging/resting essential features, the Team reviewed data on post-hatchling and surface-pelagic juveniles and their habitats. 
                        <E T="03">Sargassum</E>
                        -dominated drift communities occur where surface waters converge to form local downwelling (Wallace 
                        <E T="03">et al.</E>
                         2020; Shigenaka 
                        <E T="03">et al.</E>
                         2021) in the Gulf of Mexico and the northwest Atlantic Ocean. As post-hatchlings and surface-pelagic juveniles, green turtles occupy the same 
                        <E T="03">Sargassum</E>
                         habitat as other sea turtle species, including the loggerhead sea turtle, 
                        <E T="03">Caretta caretta</E>
                         (Witherington 
                        <E T="03">et al.</E>
                         2012). Therefore, areas containing surface-pelagic foraging/resting essential features for green turtles overlap with those designated as critical habitat for the loggerhead sea turtle (79 FR 39855, July 10, 2014): the Atlantic Ocean from the Gulf of Mexico along the northern/western boundary of the Gulf Stream and east to the outer edge of the U.S. EEZ; and the western Gulf of Mexico to the eastern edge of the Loop Current. At the time that loggerhead critical habitat was designated, limited data were available on essential features in the eastern Gulf of Mexico. Data available since then indicate that surface-pelagic foraging/resting essential features occur throughout the Gulf, including waters of the eastern Gulf of Mexico (McDonald 
                        <E T="03">et al.</E>
                         2017; Hardy 
                        <E T="03">et al.</E>
                         2018), and in particular along the West Florida Shelf (Putman and Mansfield 2015). Data also indicate that juvenile green turtles forage and rest in 
                        <E T="03">Sargassum</E>
                         habitat of the eastern Gulf of Mexico (Witherington 
                        <E T="03">et al.</E>
                         2012a; Putman and Mansfield 2015; McDonald 
                        <E T="03">et al.</E>
                         2017; Hardy 
                        <E T="03">et al.</E>
                         2018). In 2010, McDonald 
                        <E T="03">et al.</E>
                         (2017) captured 220 surface-pelagic green turtles in the eastern Gulf of Mexico during rescue operations within the Deepwater Horizon spill area. Witherington 
                        <E T="03">et al.</E>
                         (2012a; unpublished data 2019) observed 195 surface-pelagic juvenile green turtles associated with 
                        <E T="03">Sargassum</E>
                        -dominated drift communities in the eastern Gulf of Mexico, 18 of which were tracked via satellite transmitters. A majority of those tracked individuals remained within the northeastern Gulf of Mexico, while five individuals departed the Gulf of Mexico and followed the Gulf Stream System into North Atlantic waters (FWC, unpublished data 2019). Putman and Mansfield (2015) captured 24 surface-pelagic juvenile green turtles in offshore areas of the northern and eastern Gulf of Mexico: Cortez, Sarasota, Panama City, and Pensacola, Florida; 
                        <PRTPAGE P="46582"/>
                        Orange Beach, Alabama; and Venice, Louisiana. Other studies have identified increasing numbers of surface-pelagic juvenile green turtles throughout the northern and eastern Gulf of Mexico and Atlantic Ocean (Hardy 
                        <E T="03">et al.</E>
                         2018; Mansfield and Phillips in review); some of these juveniles are carried via the Loop Current, Straits of Florida, and Gulf Stream into the North Atlantic (Mansfield and Phillips in review).
                    </P>
                    <P>
                        Green turtles are also found in 
                        <E T="03">Sargassum</E>
                        -dominated drift communities of the northwest Atlantic Ocean, where Witherington 
                        <E T="03">et al.</E>
                         (2012a; Witherington and FWC unpublished data 2019) observed 17 post-hatchlings. Mansfield 
                        <E T="03">et al.</E>
                         (2021) satellite tracked 21 surface-pelagic green turtles (3 to 9 months old) from Boca Raton, Florida to waters associated with the Sargasso Sea, via the Gulf Stream. Prior to exiting the U.S. EEZ, most green turtles remained in oceanic waters, off the Continental Shelf (greater than 200 m depth; Mansfield 
                        <E T="03">et al.</E>
                         2021), within the 
                        <E T="03">Sargassum</E>
                         critical habitat designated for loggerheads. Therefore, the 
                        <E T="03">Sargassum</E>
                         habitat in the Atlantic, designated for loggerhead turtles (79 FR 39855, July 10, 2014), also contains the surface-pelagic foraging/resting features essential to the conservation of green turtles.
                    </P>
                    <P>
                        Based on the best available scientific information, the Team concluded, and we agree, that the Atlantic and Gulf of Mexico 
                        <E T="03">Sargassum</E>
                        -dominated drift communities in waters greater than 10 m depth to the outer boundary of the U.S. EEZ contain surface-pelagic foraging/resting features essential to the conservation of the North Atlantic DPS that may require special management considerations or protection. These areas include the 
                        <E T="03">Sargassum</E>
                         habitat designated for loggerhead turtles (79 FR 39855, July 10, 2014) and 
                        <E T="03">Sargassum</E>
                         habitat in the eastern Gulf of Mexico. These areas are of high conservation value because they contain high densities of foraging/resting post-hatchlings and surface-pelagic juveniles (Witherington 
                        <E T="03">et al.</E>
                         2012; Hardy 
                        <E T="03">et al.</E>
                         2018; Mansfield 
                        <E T="03">et al.</E>
                         2021). These are the only areas that provide the essential features required for the survival, growth, and development of this important early life stage for the North Atlantic DPS. A modeling study indicates that fluctuations in the survival of early life stages drive variation in abundance and suggests protecting early life stages from hostile environments (Halley 
                        <E T="03">et al.</E>
                         2018). Therefore, these areas are essential to the recovery of the DPS.
                    </P>
                    <HD SOURCE="HD2">Specific Areas Containing the Benthic Foraging/Resting Essential Features and Their Conservation Value to the North Atlantic DPS</HD>
                    <P>
                        The recovery of the DPS requires benthic foraging/resting resources to support juveniles, subadults, and adults. After their surface-pelagic juvenile stage, green turtles recruit to benthic foraging/resting habitats that provide adequate food resources and cover from predators to allow successful survival, growth and development to maturity. Adults require adequate long-term residence areas, which include food resources and adjacent refugia, to provide the energy needed to survive, migrate to nesting beaches, and reproduce. Therefore, the following benthic foraging/resting features are essential to the conservation of the North Atlantic DPS: From the mean high water line to 20 m depth, underwater refugia (
                        <E T="03">e.g.,</E>
                         sandy troughs, hard-bottom substrates, and Sabellariid worm reefs) and food resources (
                        <E T="03">i.e.,</E>
                         seagrass, marine algae, and/or invertebrates) of sufficient condition, distribution, diversity, abundance, and density necessary to support survival, development, growth, and/or reproduction. The Team considered other potentially essential features because green turtles of the North Atlantic DPS may pass through multiple developmental habitats in coastal waters during their maturation from benthic foraging juveniles to adults (Bolten 2003; Witherington 
                        <E T="03">et al.</E>
                         2006; Bresette 
                        <E T="03">et al.</E>
                         2010; Meylan and Meylan 2011). Juveniles appear to use deeper waters as they mature (M. Lamont, USGS, and M. Bresette, In-water Research Group pers. comm. 2022). However, the Team accounted for these movements during the identification of benthic foraging/resting essential features as waters up to 20 m depth, which includes the waters used to move from shallow to deeper depths. Furthermore, when gathering data on green turtles, the Team focused on the occurrence of green turtles within this DPS because it is difficult to distinguish between foraging/resting turtles and those moving to other foraging/resting areas. For these reasons, the Team concluded, and we agree, that developmental migratory behavior is addressed under the benthic foraging/resting essential feature and does not warrant the identification of a separate essential feature.
                    </P>
                    <P>
                        To identify the benthic foraging/resting essential features, the Team gathered data on the DPS's use of benthic foraging/resting habitats, including coral and nearshore reefs, seagrass beds, inshore bays, estuaries (Ehrhart 1983; Guseman and Ehrhart 1990; Wershoven and Wershoven 1992; Bresette 
                        <E T="03">et al.</E>
                         1998; Ehrhart 
                        <E T="03">et al.</E>
                         2007; Meylan and Meylan 2011), man-made embayments (Redfoot and Ehrhart 2000), and passes (Shaver 1994). Benthic foraging juveniles may use shallower foraging/resting areas than adults (Witherington 
                        <E T="03">et al.</E>
                         2006; Meylan and Meylan 2011) and move to deeper habitats as they mature (Bagley 
                        <E T="03">et al.</E>
                         2008; Reich 
                        <E T="03">et al.</E>
                         2008; Vander Zanden 
                        <E T="03">et al.</E>
                         2013). During this stage of development, juveniles feed primarily on seagrass (
                        <E T="03">e.g., Thalassia testudinum, Syringodium filiforme, Halodule wrightii,</E>
                         and 
                        <E T="03">Zostera marina;</E>
                         Mendonça 1983), benthic macroalgae (
                        <E T="03">e.g., Gracilaria mammillaris, Bryothamnion seaforthii, Laurencia poiteau, Ulva</E>
                         spp., and 
                        <E T="03">Hypnea</E>
                         spp.; Bjorndal 1980; Mortimer 1981; Bellmund 
                        <E T="03">et al.</E>
                         1987; Coyne 1994; Shaver 1994; Redfoot 1997; Makowski 
                        <E T="03">et al.</E>
                         2006; Kubis 
                        <E T="03">et al.</E>
                         2009; Vander Zanden 
                        <E T="03">et al.</E>
                         2013), and/or invertebrates (Mendonça 1983; Bjorndal 1990; Makowski 
                        <E T="03">et al.</E>
                         2006; Stringell 
                        <E T="03">et al.</E>
                         2016; Holloway-Adkins 
                        <E T="03">et al.</E>
                         2017). Holloway-Adkins and Hanisak (2017) found that juveniles commonly foraged on benthic invertebrates, including polychaetes, hydrozoa, and gastropods. In a study of 90 green turtles, 28 percent ingested 8 different species of sponges that are found in relatively small proportions (
                        <E T="03">i.e.,</E>
                         biomass) in the foraging habitat, and 3 percent ingested cnidarians and “other invertebrates” (Stringell 
                        <E T="03">et al.</E>
                         2016). Turtles generally occur where there are sufficient food resources (Witherington 
                        <E T="03">et al.</E>
                         2006); however, there is a complex relationship between food availability and juvenile abundance and growth rates (Long 
                        <E T="03">et al.</E>
                         2021). Juvenile green turtles occupy small, stable home ranges, where they forage and rest in one or two exclusive sites (Mendonça 1983; Makowski 
                        <E T="03">et al.</E>
                         2006). The depths at which juveniles forage and rest differ throughout their range and are dependent on the depths of available food resources. Seagrasses, for example, need light and are generally limited to depths where at least 20 percent of surface irradiance reaches the seafloor; this depth varies among sites as a function of water clarity (Dixon 1999; P. Carlson, FWC pers. comm. 2016). As juveniles mature, they forage in deeper waters (3 to 27.3 m; In-water Research Group 2008; Bresette 
                        <E T="03">et al.</E>
                         2010; FWC and NMFS unpublished data 2016) and may occupy a more narrow range in southern Florida, including the Florida Keys, Marquesas Keys, and Dry Tortugas (Witherington 
                        <E T="03">et al.</E>
                         2006; Bresette 
                        <E T="03">et al.</E>
                         2010). Adult and subadult turtles may 
                        <PRTPAGE P="46583"/>
                        forage in herds to provide increased vigilance of large predators, such as sharks that also forage at these depths, or to increase grazing maintenance of seagrasses, which provide food resources that are higher in nutrition and easier to digest (Bjorndal 1980; Moran and Bjorndal 2007; Bresette 
                        <E T="03">et al.</E>
                         2010). Juvenile and adult green turtles forage on algae or seagrass growing on manmade structures, such as docks, seawalls, piers, pipelines, boat ramps, platforms, ramparts, pilings, and jetties. This includes algae in the Florida Trident Submarine Basin (Kubis 
                        <E T="03">et al.</E>
                         2009; Holloway-Adkins and Hanisak 2017) and on jetties in southeast Texas (Shaver 1994; Metz and Landry 2013; Shaver 
                        <E T="03">et al.</E>
                         2013). In addition to these data, the Team mapped unpublished data on foraging/resting green turtles. They found that the majority of turtles were found in waters up to 20 m (see Draft Biological Report NMFS 2023a).
                    </P>
                    <P>
                        In addition to productive benthic foraging areas, green turtles need access to protective resting areas. Because they are vulnerable to predation and tidal exposure, they seek refugia in Sabellariid worm reefs (Stadler 
                        <E T="03">et al.</E>
                         2015), nearshore reef ledges (Wershoven and Wershoven 1988; Guseman and Ehrhart 1990; Ehrhart 1992), or other shallow-water areas that are less accessible to sharks (Bresette 
                        <E T="03">et al.</E>
                         2010). When resting, turtles often wedge their head and body under ledges along the reef (Makowski 
                        <E T="03">et al.</E>
                         2006; Mott and Salmon 2011; Stadler 
                        <E T="03">et al.</E>
                         2015). Hart 
                        <E T="03">et al.</E>
                         (2016) found that 6 of 11 juvenile turtles equipped with tri-axial acceleration data loggers near the Dry Tortugas made excursions to deep waters (4 to 27 m) for rest, often at night. Makowski 
                        <E T="03">et al.</E>
                         (2006) found that turtles rested only during nocturnal hours, avoiding marine predators and sleeping underneath the same patch reefs upon which they actively foraged. Renaud 
                        <E T="03">et al.</E>
                         (1995) also reported daytime foraging and nocturnal resting. However, Mendonça (1983) observed juvenile green turtles within Mosquito Lagoon, Florida, actively feeding on shallow (0.5 to 1.0 m) seagrass flats in mid-morning and mid-afternoon, with resting occurring in deeper waters (2.0 to 2.5 m) during the mid-day hours. Mott and Salmon (2011) suggest that turtles use solar cues to move offshore toward deep water reefs to escape threats; they return to shallow foraging areas after several hours. The Team concluded, and we agree, that depths up to 20 m contain the majority of refugia used by green turtles.
                    </P>
                    <P>
                        The benthic foraging/resting essential features may require special management considerations or protection to maintain the quality and quantity of food resources and refugia in nearshore waters. The Recovery Plan (NMFS and USFWS 1991) indicates that protection is needed to prevent the degradation of habitats due to dredging, pollution, oil and gas, fishing, and vessel activities. The Recovery Plan specifically highlights the need to restore and limit further development in important foraging habitats (
                        <E T="03">e.g.,</E>
                         seagrass beds, which are relatively fragile habitats requiring low energy and low turbidity waters; NMFS and USFWS 1991). Seagrass habitats are among the most threatened ecosystems on Earth (Waycott 
                        <E T="03">et al.</E>
                         2009). Since 1980, seagrass beds have disappeared at a rate of 110 km
                        <SU>2</SU>
                        /year (Waycott 
                        <E T="03">et al.</E>
                         2009). The reductions are mainly due to declines in water quality and other human impacts (Orth 
                        <E T="03">et al.</E>
                         2006). Dredging activities (including channelization, sand mining, and dredge/trawl fisheries) may remove, bury, or inhibit the growth of important food resources and destroy or disrupt resting areas (Hopkins and Murphy 1980). In Texas, turtles using jetties and channel entrances are likely to be affected by dredging activities that remove foraging resources and alter refugia (Renaud 
                        <E T="03">et al.</E>
                         1995). Landry 
                        <E T="03">et al.</E>
                         (1992) indicate that maintenance dredging around South Padre Island, Texas poses a direct threat to green turtles through destruction of their benthic foraging/resting areas. Beach nourishment may reduce the availability of food resources (especially seagrass) and destroy underwater refugia (especially Sabellariid worm rock reefs) by covering these nearshore areas in sand (NMFS 2008). For example, sand placement projects along parts of the Florida coastline bury the reef habitat and food resources required by green turtles (Lindeman and Snyder 1999). These alterations may have lasting effects because turtle abundance is linked to reef stability: benthic foraging/resting turtles are most abundant on nearshore worm rock reefs with little change in reef area (and rarely covered by sand) over a decade (Stadler 
                        <E T="03">et al.</E>
                         2015). Vessel activities may also reduce or interfere with the availability of food resources. For example, propellers scar seagrass beds throughout the coastal waters of Florida. The most severe scarring occurs in areas where green turtles are known to forage, such as the Florida Keys and northern Indian River Lagoon (Sargent 
                        <E T="03">et al.</E>
                         1995). Oil and gas activities may reduce the quality and quantity of food resources, especially if an oil spill occurs. Pollution (including runoff and contaminants) diminishes water clarity and light availability, which may reduce the growth and availability of seagrass and algae and reduce turtles' visibility, which impacts their ability to forage and avoid predators (Long 
                        <E T="03">et al.</E>
                         2021). In coastal lagoons in Florida, such as the Indian River Lagoon, agricultural and residential runoff may expose green turtles to high levels of pollutants (Hirama and Ehrhart 2007). Increased nutrient load in coastal waters causes eutrophication, which is linked to harmful algal blooms that result in the loss of seagrass beds and macroalgae cover (Milton and Lutz 2003; Long 2021), resulting in changes to green turtle foraging ecology that last beyond the harmful algal bloom event (Long 2021). Such environmental degradation is also linked to increased incidence of fibropapillomatosis (Borrowman 2008), which was one of the factors identified in the listing of the North Atlantic DPS (81 FR 20057, April 6, 2016).
                    </P>
                    <P>
                        To identify specific areas containing the benthic foraging/resting essential features, the Team considered the best available data, including maps of seagrass coverage. Because many areas within the range of the North Atlantic DPS contain seagrass, the Team relied on the occurrence of benthic foraging/resting green turtles to determine which of these areas contain resources sufficient to support juvenile green turtles' survival, development, and growth, and adults' survival, migration, and reproduction. The Team considered published and unpublished studies on green turtles to be the best available data; these included satellite tracking, tagging, and in-water observation data. The Team also considered data derived from fisheries bycatch, incidental capture in power plants, and dredging relocation projects. The Team also evaluated available stranding data from 2010 to 2020. Stranding data include cold-stunned turtles; however, cold-stunned turtles are likely healthy turtles that were foraging in an area when temperatures dropped, resulting in cold stunning; whereas, other strandings are more likely to involve injured or sick turtles. There are many caveats to using stranding data (including data on cold-stunned turtles): (1) Data collection and effort is not standardized throughout the region; (2) Reporting is dependent on observation, creating a bias toward areas of greater human density or greater accessibility (
                        <E T="03">e.g.,</E>
                         beach areas vs. marshy shorelines); and (3) Stranded turtles may be carried by currents such that reported locations may not accurately represent the area originally occupied by the turtle (Santos 
                        <E T="03">et al.</E>
                          
                        <PRTPAGE P="46584"/>
                        2018a; Santos 
                        <E T="03">et al.</E>
                         2018b). Given these caveats, the Team only used stranding data to support areas identified as containing the benthic foraging/resting essential features based on other data sources (such as research studies). Nevertheless, stranding data corroborate research data that indicate high abundances of green turtles foraging/resting in Florida, Texas, and North Carolina, where the number of strandings (and thus resident population) is at least an order of magnitude higher than in other States (NMFS 2023a).
                    </P>
                    <HD SOURCE="HD3">Texas</HD>
                    <P>
                        In Texas, juvenile and subadult turtles forage in depths of up to 20 m on macroalgae, seagrass, and invertebrates (Howell 
                        <E T="03">et al.</E>
                         2016; Howell and Shaver 2021; P. Plotkin and N. Wilderman, Texas A&amp;M University unpublished data 2022). Texas waters provide one of the most important developmental and foraging habitats for juvenile green turtles in the western Gulf of Mexico (Shaver 
                        <E T="03">et al.</E>
                         2017). The majority of these turtles originate from Mexico nesting beaches (Shamblin 
                        <E T="03">et al.</E>
                         2017). Turtles forage on seagrass and macroalgae in natural habitats and on jetty rocks and other artificial structures (fishing piers, docks, oil and gas platforms, and bridge support structures) that occur in the bays and passes of nearshore Gulf of Mexico waters (Shaver 
                        <E T="03">et al.</E>
                         2017). They also consume animal matter and are best described as omnivores (Howell and Shaver 2021). These jettied passes also provide refugia for resting turtles and quick access to deeper, warmer waters to avoid cold-stunning (Shaver 1994; Shaver 
                        <E T="03">et al.</E>
                         2013; Shaver 
                        <E T="03">et al.</E>
                         2017). In recent years, cold stunning has become a frequent occurrence in Texas. The February 2021 cold stunning event in Texas was the largest on record, with approximately 13,300 turtles documented. Approximately 6,600 green turtles were found in the inshore waters of the Upper Laguna Madre, 5,700 in the Lower Laguna Madre, and 1,200 along the Upper Texas Coast.
                    </P>
                    <P>
                        Green turtles forage and rest throughout the bays, passes, and nearshore waters of Texas from Galveston Bay to the Mexico border, as demonstrated by numerous published studies and incidental capture of turtles from 2010 to 2020 (D. Shaver, NPS unpublished data 2022). The abundance of juveniles in these areas appears to be increasing over time (Shaver 1994; Metz and Landry 2013). Juveniles establish residency in the bays but also southward into Mexican waters (Metz 
                        <E T="03">et al.</E>
                         2020; Shaver 
                        <E T="03">et al.</E>
                         2013). Most use jettied passes to travel between the bays and the Gulf of Mexico (Shaver 
                        <E T="03">et al.</E>
                         2013), with the exception of Galveston Bay. Galveston Bay supports a resident green turtle population that feeds on seagrass beds and algae (Shaver 
                        <E T="03">et al.</E>
                         2019; L. Howell, NMFS pers. comm. 2015). The other bays are connected via an intercoastal waterway, which turtles use to move up and down the coast from Lavaca-Matagorda Bay through Laguna Madre and into Mexico.
                    </P>
                    <P>
                        Lavaca-Matagorda and Aransas Bays are hotspots for benthic foraging/resting juvenile green turtles, especially in May and June (Metz 
                        <E T="03">et al.</E>
                         2020). Recent satellite tracking of 18 green turtles demonstrated use of most coastal areas within Lavaca-Matagorda Bay; some turtles moved south to Corpus Christi Bay, Laguna Madre, and into Mexico (P. Plotkin and N. Wilderman, Texas A&amp;M University unpublished data 2022). Green turtles use waters less than 20 m depth for benthic foraging/resting but may use waters of greater depths for southern migration (P. Plotkin and N. Wilderman, Texas A&amp;M University unpublished data 2022). Tracking of 15 juveniles demonstrated that turtles' use of Lavaca-Matagorda and Aransas Bays depends on the season (Metz 
                        <E T="03">et al.</E>
                         2020). Two radio-tracked turtles increased their movements during November and December, moving south to warmer waters (Renaud and Williams 1994). Their home range encompassed 19.5 km
                        <SU>2</SU>
                         of Lavaca-Matagorda Bay (Renaud and Williams 1994). In 2006 and 2007, 11 juveniles were captured in Lavaca-Matagorda Bay in areas with patchy shoal grass (
                        <E T="03">Halodule wrightii</E>
                        ), and 11 juveniles were captured in Aransas Bay, which hosts turtle grass, 
                        <E T="03">Thalassia testudinum</E>
                         (Metz and Landry 2013). These bays appear to be important juvenile developmental areas (Metz 
                        <E T="03">et al.</E>
                         2020).
                    </P>
                    <P>
                        The most important juvenile developmental area in Texas is Laguna Madre, which hosts the greatest amount of seagrass coverage (81 percent) and the greatest abundance of green turtles in Texas (Shaver 
                        <E T="03">et al.</E>
                         2013; Howell and Shaver 2021; D. Shaver, NPS unpublished data 2022). Juveniles are concentrated near the Mansfield Channel and appear to use it for foraging, resting, and for passage between Laguna Madre and the Gulf of Mexico (Shaver 1994; Shaver 2000; Shaver 
                        <E T="03">et al.</E>
                         2013; Shaver 
                        <E T="03">et al.</E>
                         2019). Shaver (2000) netted 258 green turtles in the Mansfield Channel from 1989 to 1997 (3.63 turtles/km-h). Juveniles also forage on macroalgae at the Brazos Santiago Pass near South Padre Island (Renaud 
                        <E T="03">et al.</E>
                         1995). Core and home range analyses show foraging/resting hotpots year round in this area (Metz and Landry 2013; Metz 
                        <E T="03">et al.</E>
                         2020). Metz 
                        <E T="03">et al.</E>
                         (2013) tagged 247 juveniles between 1991 and 2010; they found significant increases in abundance during that time and a significantly higher catch per unit effort in Laguna Madre compared to Matagorda and Aransas Bays. Larger green turtles forage on the seagrass beds at South Bay, Mexiquita Flats, and Laguna Madre (Landry 
                        <E T="03">et al.</E>
                         1992; Coyne 1994). Females nesting at Padre Island travel south to Mexico to forage and rest (D. Shaver, NPS unpublished data 2022). Green turtles also overwinter in Laguna Madre (Arms 1996), which has the highest prevalence of cold stunning in Texas (Shaver 
                        <E T="03">et al.</E>
                         2017).
                    </P>
                    <P>
                        Based on the best available information detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters of Texas, from the mean high water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections. The Team concluded, and we agree, that the area between the Mexico border and Lavaca-Matagorda Bay (including Laguna Madre and Lavaca-Matagorda Bay) provides high conservation value because it supports high density benthic foraging/resting (Shaver 
                        <E T="03">et al.</E>
                         2013; Metz 
                        <E T="03">et al.</E>
                         2013; Metz 
                        <E T="03">et al.</E>
                         2020; Howell and Shaver 2021; P. Plotkin and N. Wilderman, Texas A&amp;M University unpublished data 2022; D. Shaver and S. Walker, NPS unpublished data 2022). The area between Lavaca-Matagorda Bay and Galveston Bay (including Galveston Bay) provides moderate conservation value because it supports moderate density benthic foraging/resting (Shaver 
                        <E T="03">et al.</E>
                         2019; D. Shaver and S. Walker, NPS unpublished data 2022). All other areas in Texas provide low conservation value to the DPS because of relatively lower density benthic foraging/resting in these areas.
                    </P>
                    <HD SOURCE="HD3">Louisiana, Mississippi, and Alabama</HD>
                    <P>Seagrass cover and other submerged vegetation occur in nearshore areas of Alabama, Mississippi, and Louisiana (Commission for Environmental Cooperation (CEC) 2021), including throughout the Chandeleur Islands. Benthic macroalgae grows in abundance on and around jetties at Belle Pass (USGS and Louisiana Department of Wildlife and Fisheries (LDWF), unpublished data 2016).</P>
                    <P>
                        In Louisiana, K. Hart (USGS unpublished data 2022) has documented the occurrence of green turtles at Belle Pass, Ship Shoal, and the 
                        <PRTPAGE P="46585"/>
                        Chandeleur Islands. Since 2014, 131 juvenile green turtles (25.6 to 44.2 cm SCL) have been tagged while foraging on algae on and around jetties at Belle Pass (K. Hart, USGS and LDWF unpublished data 2022). These turtles appear to be year-round residents, as demonstrated by 31 recaptures (K. Hart, USGS and LDWF unpublished data 2022). Individuals tracked from Belle Pass (n = 6) generally remained within 40 km of Belle Pass, but one visited Ship Shoal (K. Hart, USGS and LDWF unpublished data 2022). Juvenile green turtles were also observed foraging at seagrass beds of the Chandeleur Islands during a scientific rapid assessment conducted by the USGS and LDWF in April 2015 (K. Hart, USGS pers. comm. 2015). In both areas, juveniles were observed foraging/resting close to the jetties and islands, although these observations may reflect sampling bias (
                        <E T="03">i.e.,</E>
                         small boat surveys conducted close to shore and jetties). Inwater Research Group (IRG 2014) conducted vessel-based sea turtle surveys in nearshore coastal waters (out to 3 nautical miles offshore) of Terrebonne, Lafourche, Jefferson, Plaquemines, St. Bernard, and Orleans Parishes in eastern Louisiana; IRG observed one juvenile green turtle at the surface near the Chandeleur Islands, in Plaquemines Parish (IRG 2014). Although aerial survey sightings are sparse (possibly because turbid water in these areas is not optimal for visual sightings), stranding data indicate use of nearshore waters along Louisiana, Mississippi, and Alabama. Bycatch data are also available for the region. For example, the Gulf of Mexico shrimp otter trawl fishery captured 6 green turtles in try nets and 14 green turtles in standard nets between 2007 and 2017, with total bycatch mortality estimated at 22 to 81 green turtles (Babcock 
                        <E T="03">et al.</E>
                         2018).
                    </P>
                    <P>
                        Based on the best available information detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters of Louisiana, Mississippi, and Alabama, from the mean high water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections. However, the Team concluded, and we agree, that nearshore waters of Louisiana, Mississippi, and Alabama provide low conservation value because they support relatively low density benthic foraging/resting, compared to other areas within the range of the DPS. We support this conclusion despite a concentration of foraging turtles at Belle Pass and to a lesser degree at Chandeleur Islands and Ship Shoals (K. Hart, USGS unpublished data 2022), because these areas still support far fewer foraging turtles than other areas within the range of the North Atlantic DPS (
                        <E T="03">e.g.,</E>
                         Texas, Florida, and North Carolina).
                    </P>
                    <HD SOURCE="HD3">Florida</HD>
                    <P>
                        Seagrass habitat is ubiquitous throughout much of the Florida coastline (CEC 2021). Both continuous and patchy seagrass beds provide food resources and shelter (Dawes 
                        <E T="03">et al.</E>
                         2004). Seagrass beds are especially abundant in the shallow marine waters surrounding the southern tip of the peninsula from Biscayne Bay, through Florida Bay and the Florida Keys, and north to Cape Romano (Fourqurean 
                        <E T="03">et al.</E>
                         2001). Sabellariid (polychaete) worm reefs stretch from Indian River County to Key Biscayne and appear to be important developmental habitats for juvenile green turtles (Guseman and Ehrhart 1990; Ehrhart 1992; FWC 2022).
                    </P>
                    <P>The benthic foraging/resting essential features are found throughout nearshore waters of Florida, where studies on green turtles demonstrate their widespread occurrence. The Team provided a non-exhaustive list, map, and summary of data on foraging/resting green turtles throughout Florida waters. In addition to these scientific studies, stranding data (including thousands of records of cold-stunned turtles) demonstrate green turtle use of foraging and refugia areas throughout Florida estuarine and marine habitats (FWC unpublished data 2022). See the Draft Biological Report (NMFS 2023a) for figures.</P>
                    <P>
                        In the Florida panhandle, a “reasonable high density” of juvenile green turtles forage in nearshore habitats (artificial reefs, piers, and jetties) from Escambia to South Walton Counties, as demonstrated by video footage of 23 turtles (Siegfried 
                        <E T="03">et al.</E>
                         2021). Rock jetties serve as important foraging and refugia areas for small juveniles as they recruit to nearshore areas. Juvenile green turtles were observed year-round at these areas, indicating site fidelity, residency, and overwintering (Lamont 
                        <E T="03">et al.</E>
                         2018; Siegfield 
                        <E T="03">et al.</E>
                         2021). Numerous juveniles forage in St. Joseph Bay, St. Andrew Bay (including Crooked Island Sound), and in nearshore waters off Eglin Air Force Base and Santa Rosa Island, where they exhibit strong site fidelity and small home ranges (Lamont 
                        <E T="03">et al.</E>
                         2015; Lamont and Iverson 2018; Lamont and Johnson 2021b; Lamont and Johnson 2021a). St. Joseph Bay is an especially important benthic foraging/resting area for juvenile turtles because of the quality and density of seagrass habitat and its proximity to deep, sandy-bottom channels for turtles to rest (Lamont 
                        <E T="03">et al.</E>
                         2015; Rodriguez and Heck Jr 2020; Lamont and Johnson 2021b). Between 2011 and 2019, 175 juvenile green turtles were captured in shallow waters (less than 4 m depth) of St. Joseph Bay (Lamont and Johnson 2021). Satellite tracking of seven juvenile green turtles in St. Andrew and St. Joseph Bays indicates shallow (mean 4.3 m depth), near-shore (mean 0.9 km) core use areas and home ranges of 4.2 ±5.2 and 15.8 ±19.4 km
                        <SU>2</SU>
                         respectively (Lamont and Iverson 2018). In response to seasonally cooler temperatures, juveniles remained inside St. Andrew and St. Joseph Bays to forage on gelatinous prey (
                        <E T="03">e.g.,</E>
                         tunicates); however, some moved to deeper waters within the Bays for winter residency (Lamont 
                        <E T="03">et al.</E>
                         2015; Lamont and Iverson 2018). Between 2014 and 2019, 91 juvenile green turtles were net-captured in shallow waters (less than 4 m depth) off Santa Rosa Island (Lamont and Johnson 2021); during that time, another 12 juvenile green turtles were incidentally caught in hook and line gear off a fishing pier on Santa Rosa Island (Lamont 
                        <E T="03">et al.</E>
                         2021). Long-term recaptures (
                        <E T="03">i.e.,</E>
                         the maximum number of days between capture was 388 days) off Santa Rosa Island may demonstrate multi-year fidelity in this sand-bottom habitat (where turtles appear to forage on algae), or juveniles may move between this area and seagrass habitat in Choctawhatchee Bay (Lamont and Johnson 2021). Thus, Florida's Panhandle supports moderate density foraging/resting (Lamont 
                        <E T="03">et al.</E>
                         2015; Lamont and Iverson 2018; Lamont 
                        <E T="03">et al.</E>
                         2018; Siegfried et al. 2022; Lamont and Johnson 2021a/b; A. Foley, FWC unpublished data 2022). However, the Team concluded, and we agree, that the area provides high conservation value because it also contains the reproductive essential feature and comprises a portion of the west coast migratory corridor.
                    </P>
                    <P>
                        Coastal waters of Florida's Big Bend once supported one of the largest sea turtle fisheries in the United States and continue to be a hotspot for foraging green turtles (Chabot 
                        <E T="03">et al.</E>
                         2021). Chabot 
                        <E T="03">et al.</E>
                         (2021) recorded 624 green turtles near the St. Martins Marsh Aquatic Preserve between 2012 and 2018; juvenile densities ranged from 57 to 221 turtles/km
                        <SU>2</SU>
                        ; larger turtles (&gt;60 cm SCL) were primarily limited to the southern section of their study area. This area provides benthic foraging/resting features to numerous turtles of diverse origins: mtDNA analyses indicated that turtles foraging in this 
                        <PRTPAGE P="46586"/>
                        area originated from the western Gulf of Mexico, Mexican Caribbean, and Costa Rica (Chabot 
                        <E T="03">et al.</E>
                         2021). Another important area for benthic foraging/resting turtles is the Crystal River Region, including St. Martins Marsh and Chassahowitzka Bay (Wildermann 
                        <E T="03">et al.</E>
                         2019; Wildermann 
                        <E T="03">et al.</E>
                         2020). Based on turtle fishery landings data from the late 1800s, Homosassa appears to have hosted one of two of “the most abundant in-water populations of green turtles in the entire Gulf of Mexico” (Valverde and Holzwart 2017). Florida's Big Bend provides shallow seagrass habitats and other resources critical to the growth and survival of juvenile and subadult green turtles (IRG 2013). During vessel surveys conducted between 2012 and 2014, one subadult and 27 juvenile green turtles (up to 0.93 turtles/km) were observed in the Big Bend Seagrasses Aquatic Preserve, and 14 juvenile green turtles (up to 1.33 turtles/km) were observed in the St. Martins Marsh Aquatic Preserve (IRG 2013). Green turtles have also been observed and captured around Pepperfish Keys (C. Campbell, University of Florida pers. comm. 2016). They also occur from Yankeetown to Tarpon Springs (Carr 1967). Unpublished data from scientific studies provide evidence for additional juvenile benthic foraging/resting areas. In 2021, IRG (unpublished data 2022) observed 164 juvenile green turtles during exploratory vessel surveys (90.3 km) of Pasco County. Although current, systematic survey data are not available for the Homosassa region, incidental sightings near Chassahowitzka National Wildlife Refuge (NWR) indicate high levels of green turtle abundance. For example, sightings from a vessel traveling at 5 knots documented 65 green turtles over 20 minutes of observation (C. Sasso, NMFS Southeast Fisheries Science Center (SEFSC) pers. comm. 2022). Juvenile green turtles of multiple size classes were present, with small juveniles (approximately 20-30 cm carapace length) sighted in shallow water (to approximately 3 m depth) and large juveniles and sub-adults found in deeper water (C. Sasso, SEFSC pers. comm. 2022). Numerous sub-adult (Chabot 
                        <E T="03">et al.</E>
                         2021) and possibly adult-sized green turtles have also been sighted in the Homosassa Shipping Channel, where the water depth is approximately 4 m (M. Bresette, In-water Research Group pers. comm. 2022). The Gulf Specimen Marine Laboratory has tagged and released several green turtles; one turtle caught and tagged off Piney Island near Panacea, Florida was caught in the same seagrass bed several years later (J. Rudloe, Gulf Specimen Marine Laboratory pers. comm. 2016). Between 1995 and 1997, 11 green turtles were captured in nets set in narrow channels or over shallow seagrass beds in Apalachee Bay (FWC 2022). Thus, Florida's Big Bend supports high density juvenile foraging/resting (Wildermann 
                        <E T="03">et al.</E>
                         2019; Wildermann 
                        <E T="03">et al.</E>
                         2020; Chabot 
                        <E T="03">et al.</E>
                         2021; A. Foley, FWC unpublished data 2022; M. Fuentes, Florida State University unpublished data 2022). It also comprises a portion of the west coast migratory corridor. Therefore, the Team concluded, and we agree, that the area provides high conservation value.
                    </P>
                    <P>In Southwest Florida, 1 to 12 green turtles have been sighted in waters of Charlotte Harbor, or captured in waters off Collier County, Siesta Key, Longboat Key, and Tampa Bay during dredging relocation projects (FWC 2022). In a pier study, over 1,000 fishers were interviewed over 3 years; 7.7 percent reported catching sea turtles within the past 12 months, and 4.4 percent reported catching sea turtles within Tampa Bay (M. Flint, University of Florida and Florida Aquarium, unpublished data 2016). As demonstrated by directed research capture and bycatch data (see Draft Biological Report, NMFS 2023a), this area appears to host a moderate density of benthic foraging/resting green turtles (A. Foley, FWC unpublished data 2022). However, the Team concluded, and we agree, that the area provides high conservation value because it also contains the reproductive essential feature and comprises a portion of the west coast migratory corridor.</P>
                    <P>
                        Many green turtles forage on seagrass beds found in waters of Monroe County, which includes Florida Bay, Florida Keys, Marquesas Keys, Dry Tortugas, Everglades, and Cape Sable. These areas appear to be especially important benthic foraging/resting areas for subadults and adults, who migrate to these areas after mating and nesting (Bagley and Welsh 2022). Analyzing transect survey data (
                        <E T="03">i.e.,</E>
                         187 green turtles observed over 364 km), Bagley and Welsh (2022) found increasing green turtle density as they surveyed further south and west through the Florida and Marquesas Keys, with an estimated 15,957 adults and subadults and 4,655 juvenile green turtles in the 1,500 km
                        <SU>2</SU>
                         area surveyed. Eastern Quicksands, located west of Marquesas Keys, hosts one of the densest aggregations of foraging adults (47.3 turtles/km
                        <SU>2</SU>
                        ) and subadults (72.5 turtles/km
                        <SU>2</SU>
                        ) in Florida and worldwide (Welsh and Mansfield 2022). At eastern Quicksands and other locations around Marquesas Keys, 1,087 green turtles were sighted foraging on seagrass beds (
                        <E T="03">Thalissia testudinum, S. filiforme,</E>
                         and 
                        <E T="03">H. wrighti</E>
                        ): adults and subadults were found in depths of 3 to 5 m, and smaller turtles foraged in shallower waters of less than 3 m (Herren 
                        <E T="03">et al.</E>
                         2018). Bresette 
                        <E T="03">et al.</E>
                         (2010) describe juvenile green turtles foraging in shallow seagrass habitat (
                        <E T="03">i.e.,</E>
                         less than 2 m) in Mooney Harbor of the Marquesas Keys. Large juvenile and adult green turtles exhibited extended site fidelity to foraging sites in Dry Tortugas National Park, primarily in areas with submerged rooted vascular plants (Fujisaki 
                        <E T="03">et al.</E>
                         2016), where turtles primarily consume seagrass and macroalgae, with some incidence of omnivory (Roche 2016). Hart (USGS unpublished data 2015) identified 205 juveniles foraging in the Dry Tortugas from 2008 to 2015. In the Lower Florida Keys (from Big Pine Key to Boca Chica Key just east of Key West), IRG (unpublished data 2022) observed 108 green turtles (up to 1.86 turtles/km) over 268 km of vessel-based visual transects; IRG also captured 64 of these turtles, ranging in size from 29.7-91.9 cm SCL. Approximately 30 km off Cape Sable is another important adult resident benthic foraging/resting area, as demonstrated by tracking data of 10 post-nesting females in southwestern Florida (Sloan 
                        <E T="03">et al.</E>
                         2022). Their 50 percent core use resident areas ranged from 8 to 904 km
                        <SU>2</SU>
                        , with a mean of 296 ±309.3 km
                        <SU>2</SU>
                         (Sloan 
                        <E T="03">et al.</E>
                         2022). The Everglades National Park also provides important developmental habitat and benthic foraging/resting resources in shallow waters to 10 m depth (Hart and Fujisaki 2010). Schroeder (NMFS unpublished data 2022) documented 595 sightings of juvenile green turtles over a 19-year period (2000 to 2018) in a relatively small area of the western portion of Florida Bay (within the boundaries of Everglades National Park), in waters generally less than 3 m depth. Additionally, green turtles forage near Ten Thousand Islands, western Everglades (Witzell and Schmid 2004). Hart 
                        <E T="03">et al.</E>
                         (2013) and Hart 
                        <E T="03">et al.</E>
                         (2021) tracked 22 females from their nesting beaches in the Dry Tortugas to benthic foraging/resting areas in the Florida Keys National Marine Sanctuary, the Dry Tortugas, the Marquesas Keys, Biscayne National Park (southeastern Florida), and Everglades National Park. FWC and NMFS (unpublished data 2016) tracked 12 post-reproductive individuals to these same locations, where they foraged in depths of 4.1 to 27.3 m (with an average of 12.8 m and a standard deviation of 6.9 m) near 
                        <PRTPAGE P="46587"/>
                        patchy or continuous seagrass habitat. Post-nesting females (n = 19) tracked from Archie Carr NWR and two males tracked from St. Lucie County, Florida (Schroeder 
                        <E T="03">et al.</E>
                         2008; B. Schroeder, NMFS unpublished data 2022) foraged in Florida Bay and the Florida Keys. Similarly, of 15 turtles satellite tracked from the Archie Carr NWR between 2013 and 2015, 14 migrated to foraging areas in the Florida Keys/Florida Bay region (Chabot 2018; D. Bagley, University of Central Florida unpublished data 2016). The other turtle was tracked to a foraging area in southeastern Florida. Thus, Monroe County Florida supports high density juvenile and adult foraging/resting (Bresette 
                        <E T="03">et al.</E>
                         2010; Fujisaki 
                        <E T="03">et al.</E>
                         2016; Hart 
                        <E T="03">et al.</E>
                         2020; Hart 
                        <E T="03">et al.</E>
                         2021; Welsh and Mansfield 2022). In addition, the area contains the reproductive essential feature and serves as the destination for east and west coast migratory corridors (Hart 
                        <E T="03">et al.</E>
                         2013; K. Hart, USGS unpublished data 2014 and 2015; M. Lopez, ProNatura unpublished data 2022). Therefore, the Team concluded, and we agree, that the area provides high conservation value.
                    </P>
                    <P>
                        Southeast Florida is another important benthic foraging/resting area for green turtles (Redfoot and Ehrhart 2000; Hirama and Ehrhart 2007; Kubis 
                        <E T="03">et al.</E>
                         2009; Long 
                        <E T="03">et al.</E>
                         2021; Kelley 
                        <E T="03">et al.</E>
                         2022). As summarized by Witherington 
                        <E T="03">et al.</E>
                         (2006), green turtles forage/rest throughout the year in Mosquito Lagoon and the Indian River Lagoon Complex (Ehrhart 1983; Bresette 
                        <E T="03">et al.</E>
                         2002; Ehrhart 
                        <E T="03">et al.</E>
                         2007; Long 
                        <E T="03">et al.</E>
                         2021; Kelley 
                        <E T="03">et al.</E>
                         2022); within Port Canaveral (Redfoot and Ehrhart 2000); on nearshore Atlantic reefs from Brevard to Broward counties (Guseman and Ehrhart 1990; Wershoven and Wershoven 1992; Bresette 
                        <E T="03">et al.</E>
                         1998); and in nearshore, hard-bottom habitats in St. Lucie County (Bresette 
                        <E T="03">et al.</E>
                         1998; Foley 2005). During the 19th century, a large green turtle fishery flourished in the Indian River (Ehrhart 1983), which continues to be an important benthic foraging/resting area for green turtles. From 2000 to 2018, juvenile green turtle abundance in the Indian River Lagoon Complex has declined, concurrent with declines in seagrass and, since 2011, declines in macroalgae (Long 2021), stressing the importance of protecting the essential features in this area. Green turtles also forage in Banana River and adjacent Mosquito Lagoon, off Brevard and Volusia Counties on the east central coast of Florida, where shallow depths (
                        <E T="03">i.e.,</E>
                         1.5 m average depth) support extensive seagrass beds, including 
                        <E T="03">S. filiforme</E>
                         (manatee grass) and 
                        <E T="03">H. wrightii</E>
                         (shoal grass) (Ehrhart 1983; Mendonça 1983). Juveniles forage on algae along the rock riprap-lined embayment of the Trident Submarine Basin (
                        <E T="03">i.e.,</E>
                         Turning Basin) at Port Canaveral (Redfoot and Ehrhart 2013) and the Cape Canaveral Shipping Channel (Henwood 1987; Holloway-Adkins and Hanisak 2017), indicating that man-made environments also contain benthic foraging/resting essential features. Juveniles forage in water depths of 2 to 6 m at a hard-bottom, nearshore reef segment in Broward and Palm Beach Counties. This is an especially important benthic foraging/resting area because of the worm rock reef that provides refugia habitat (Guseman and Ehrhart 1990) and supports macroalgae species, including 
                        <E T="03">G. mammillaris</E>
                         (Makowski 
                        <E T="03">et al.</E>
                         2006). In 2021, IRG conducted 23 5-km surveys between West Palm Inlet and approximately 20 km north of Sebastian Inlet, in Palm Beach, Martin, St. Lucie, Indian River, and Brevard Counties; they captured 95 green turtles: 24 adult females, 21 adult males, 42 sex unidentified adults, and 8 juveniles (IRG unpublished data 2022). From 1994 to 2018, 4,215 green turtles were drawn into the intake canal of the St. Lucie Power Plant (Bentley 
                        <E T="03">et al.</E>
                         2021). Between September 1998 and January 2000, 73 green turtles were captured at Jennings Cove, also in St. Lucie County (Bresette 
                        <E T="03">et al.</E>
                         2002; Perrault 
                        <E T="03">et al.</E>
                         2021). From 2017 to 2022, IRG captured 50 juvenile green turtles foraging on sandy seagrass beds in Jupiter Inlet and the Intracoastal Waterway in Palm Beach County Florida (IRG unpublished data 2022). Between 2010 and 2012, Stadler 
                        <E T="03">et al.</E>
                         (2015) observed 351 juvenile green turtles (including resightings) swimming, breathing at the surface, or resting on the bottom of nearshore reef habitat in Palm Beach County (Breakers = 29 turtles/km and Boca Raton reefs = 44 turtles/km) and Broward County (Broward North, Middle, and South reefs = 77 turtles/km); the greatest abundance occurred at the Boca Raton reef (n = 85). From 2005 to 2013, Gorham 
                        <E T="03">et al.</E>
                         (2016) observed 719 juvenile green turtles (0.80 turtles/km) foraging on seagrass in the urbanized Lake Worth Lagoon, Palm Beach. K. Hart (USGS pers. comm. 2022) captured 16 adult green turtles in Biscayne Bay National Park. Biscayne Bay historically hosted green turtles in sufficient abundance to support a fishery (Smith 1896). Although the salinity of the Bay increased over the 20th century due to decreased freshwater input, Biscayne Bay currently contains extensive seagrass beds, and sightings and captures indicate the presence of numerous green turtles (C. Sasso, SEFSC pers. comm. 2022). Thus, Southeast Florida (from Cape Canaveral to Monroe County) supports high density foraging/resting especially at worm rock reefs (Ehrhart 1983; Guseman and Ehrhart 1990; Wershoven and Wershoven 1992; Bresette 
                        <E T="03">et al.</E>
                         1998; Redfoot and Ehrhart 2000; Bresette 
                        <E T="03">et al.</E>
                         2002; Makowski 
                        <E T="03">et al.</E>
                         2006; Stadler 
                        <E T="03">et al.</E>
                         2015; Gorham 
                        <E T="03">et al.</E>
                         2016; Holloway-Adkins and Hanisak 2017; Long 
                        <E T="03">et al.</E>
                         2021). It also contains the reproductive essential feature and comprises a portion of the east coast migratory corridor (Schroeder 
                        <E T="03">et al.</E>
                         2008; D. Bagley, University of Central Florida unpublished data 2016; B. Schroeder, NMFS unpublished data 2022). Therefore, the Team concluded, and we agree, that the area provides high conservation value to the North Atlantic DPS.
                    </P>
                    <P>In Northeast Florida, from Cape Canaveral to Georgia, NMFS (SEFSC unpublished data 2022) captured 41 juvenile green turtles in trawls between 1986 and 1991. As demonstrated by directed research capture and bycatch data (See Draft Biological Report, NMFS 2023a), this area appears to host a moderate density of benthic foraging/resting green turtles (A. Foley, FWC pers. comm. 2022). However, the Team concluded, and we agree, that the area provides high conservation value because it also contains the reproductive essential feature and comprises a portion of the east coast migratory corridor.</P>
                    <HD SOURCE="HD3">South Carolina and Georgia</HD>
                    <P>
                        Seagrass cover is low in Georgia and South Carolina and relatively few studies have focused on green turtle presence and habitat use in this region. In Georgia, juveniles are anecdotally reported to forage on macroalgae (
                        <E T="03">e.g., Ulva</E>
                         spp.) on docks and rock pilings, and necropsies of stranded turtles indicate that they also consume invasive red algae (
                        <E T="03">Graciliaria vermiculophylla</E>
                        ) and 
                        <E T="03">Spartina alterniflora</E>
                         (M. Dodd, Georgia Department of Natural Resources (DNR) pers. comm. 2022). A study of live-bottom reefs within Grays' Reef National Marine Sanctuary found that three green turtles wedged themselves into sandstone ledges for rest (Auster 
                        <E T="03">et al.</E>
                         2020).
                    </P>
                    <P>
                        In South Carolina, green turtles were historically reported as being present at low population levels. During the late 1800s, small juvenile green turtles were infrequently captured incidental to other fisheries and sold commercially, with maximum annual take estimated at approximately 150 individuals (True 1884). Since 2019, South Carolina (SC) 
                        <PRTPAGE P="46588"/>
                        DNR satellite tracked eight turtles (for a total of 625 standardized observation days), all of which remained in waters off southern Georgia and northeastern Florida (M. Arendt, SCDNR; C. Eastman, University of Florida Whitney Sea Turtle Hospital; D. Evans, Sea Turtle Conservancy; T. Norton, Jekyll Island Georgia Sea Turtle Center; unpublished data 2022). Fisheries bycatch data provide additional information about sea turtle occurrence in South Carolina waters. Between 1992 and 2014, a total of 330 turtles were incidentally captured by inshore fisheries in Port Royal Sound, St. Helena Sound, Charleston Harbor, Cape Romain, and Winyah Bay (M. Pate, SCDNR unpublished data 2016). The majority of these captures comprise bycatch in trammel net fisheries (n &gt;300 from 1992 to 2012; M. Arendt, SCDNR pers. comm. 2015). SCDNR captured 21 green turtles in trawl surveys between 2000 and 2021 (SCDNR unpublished data 2022).
                    </P>
                    <P>Based on the best available information detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters of South Carolina and Georgia, from the mean high water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections. However, the Team concluded, and we agree, that the area between and including Georgia and South Carolina provides low conservation value because it supports relatively low density benthic foraging/resting compared to other areas within the range of the DPS.</P>
                    <HD SOURCE="HD3">North Carolina</HD>
                    <P>
                        Seagrass and other submerged aquatic vegetation are found throughout nearshore waters of North Carolina. Juvenile green turtles forage on seagrass beds in the waters of Core, Pamlico, Bogue, and Albemarle Sounds (Epperly 
                        <E T="03">et al.</E>
                         1995; Bass 
                        <E T="03">et al.</E>
                         2006; Epperly 
                        <E T="03">et al.</E>
                         2007; McClellan 
                        <E T="03">et al.</E>
                         2009). Juveniles also forage in Back Sound and the Cape Fear, New, and White Oak River estuaries from April through November (Avens 
                        <E T="03">et al.</E>
                         2003; Avens and Lohmann 2004; Snoddy 
                        <E T="03">et al.</E>
                         2009; Snoddy and Southwood Williard 2010) or December (Williard 
                        <E T="03">et al.</E>
                         2017). Within the Albemarle-Pamlico Estuarine System, a comprehensive survey conducted during 2006 and 2007 documented 100,843 acres (408 km
                        <SU>2</SU>
                        ) of seagrass beds. A subsequent survey during 2013 demonstrated an overall decrease of 5.6 percent in the Albemarle-Pamlico Estuarine System, with a decrease in continuous seagrass extent of 34.2 percent, but an increase in patchy seagrass extent of 18.4 percent (Field 
                        <E T="03">et al.</E>
                         2021).
                    </P>
                    <P>Green turtles were documented to commonly occur in North Carolina's inshore waters as early as 1884, prior to which the population had been sufficient to support a small-scale fishery both for individual fisher consumption and commercial sale (True 1884). These green turtles were reported to be small, suggesting that the majority of green turtles inhabiting these waters were juveniles. At the peak of the fishery, up to 100 green turtles were caught at one time, and turtles were “shipped by the barrel” for sale (Coker 1906). By the early 1920s, green turtles were rarely encountered; their scarcity was attributed to overfishing and egg collection from southern nesting beaches (Coker 1906).</P>
                    <P>
                        Since then, direct capture for research studies, bycatch data, and satellite telemetry show that there is a large population of benthic foraging/resting green turtles in waters off North Carolina. From 1988 to 1992, commercial fishers in Core and Pamlico Sounds reported that juvenile green turtles comprised 4 to 16 percent of annual sea turtle bycatch (total n = 21; Epperly 
                        <E T="03">et al.</E>
                         1995). Subsequent standardized fishery-dependent sampling conducted in Core and Pamlico Sounds from 1997 to 2009 demonstrated a significant increase in green turtle catch per unit effort (CPUE) of 4,250 percent and an increased proportion of green turtles in the species distribution from 19 to 42 percent (Epperly 
                        <E T="03">et al.</E>
                         2007; Braun McNeill 
                        <E T="03">et al.</E>
                         2018). This increase in the number of green turtles captured corresponded with a significant decrease in size distribution, with the predominant SCL size class shifting from 30-35 cm to 25-30 cm (Braun McNeill 
                        <E T="03">et al.</E>
                         2018). Analysis of green turtle bycatch in the North Carolina inshore gillnet fishery also indicated an increase in CPUE of more than 650 percent between 2001 and 2016 (Putman 
                        <E T="03">et al.</E>
                         2020). The presence of foraging/resting green turtles in North Carolina is also supported by data on incidental captures collected by the North Carolina Division of Marine Fisheries and the NMFS Beaufort Laboratory (n = 1,485), stranding records (n = 2,969), and necropsy data indicating that at least 43.5 percent of necropsied turtles (n = 485) had seagrass or other vegetation in their gut (NCWRC unpublished data 2015). Analyzing a subset of incidental captures (n = 757) indicates that most individuals are juveniles, with an average SCL of 32.4 cm, a minimum SCL of 20.6 cm, and a maximum SCL of 94.5 cm (SEFSC unpublished data 2022). Incidental captures confirm that the benthic foraging/resting essential features extend westward into the Pamlico and Albemarle Sound estuaries and northward into the Cape Fear, New, and White Oak Rivers (Epperly 
                        <E T="03">et al.</E>
                         2007; SEFSC unpublished data 2015). Seven juveniles that survived capture in gillnets in the lower Cape Fear River remained there (within a 3 km radius of the capture site) after release for up to 42 days (Snoddy and Williard 2010). Similarly, 10 juveniles (27.9 to 42.5 cm SCL) captured in Core, Back, and Pamlico Sounds inhabited areas from Bogue Sound to Pamlico Sound. These turtles were strongly associated with seagrass habitat (most frequently at the edge of seagrass beds) and retreated into the beds when disturbed by natural and anthropogenic activities, including vessel and fishing activities (McClellan and Read 2009). In general, each turtle used a restricted area and showed little movement during the summer, followed by an increase in movement during the fall, consistent with an onset of migratory behavior (McClellan and Read 2009). Generally, turtles occupied mean temperatures between 26 and 28 °C in water depths of generally less than one meter (but up to depths of four meters) and in areas close to the shoreline, near seagrass meadows (McClellan and Read 2009). During winter months, when water temperatures fall below habitable levels, juveniles typically move out of shallow estuarine waters to deeper waters on the North Carolina shelf south of Cape Hatteras, migrate south along the continental shelf to waters off the coast of Florida, or migrate east to oceanic waters in the North Atlantic (Epperly 
                        <E T="03">et al.</E>
                         1995; Read 
                        <E T="03">et al.</E>
                         2004; Southwood Williard 
                        <E T="03">et al.</E>
                         2017). Barden Inlet and the Cape Lookout Bight appear to be important transit routes, although other nearby inlets are also used by green turtles to move in and out of estuarine waters (McClellan and Read 2009; Southwood Williard 
                        <E T="03">et al.</E>
                         2017). During rapid drops in water temperatures in fall and winter months, juvenile green turtles may be susceptible to cold-stunning (Niemuth 
                        <E T="03">et al.</E>
                         2020). In early 2016, more than 1,800 hypothermic green turtles were found in eastern Pamlico and southern Core Sounds in a 4-week period, documenting the importance of these benthic foraging/resting areas (NCWRC unpublished data 2016).
                    </P>
                    <P>
                        Based on the best available information detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters 
                        <PRTPAGE P="46589"/>
                        of North Carolina, from the mean high water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections. The Team also concluded, and we agree, that the area including Pamlico, Core, and Back Sound (
                        <E T="03">i.e.,</E>
                         up to but not including Currituck and Albemarle Sounds) provides high conservation value to the DPS. This area supports a high density of green turtles (predominantly small juveniles) inhabiting extensive seagrass habitat during the majority of the year, as documented by numerous records of satellite tracking, directed captures for research, fishery bycatch, cold stuns, and strandings (McClellan and Read 2009; Braun McNeill 
                        <E T="03">et al.</E>
                         2018; Putman 
                        <E T="03">et al.</E>
                         2020; NCWRC unpublished data 2022). The area from Cape Fear River to Bogue Sound (including Cape Fear, New, and White Oak Rivers and Bogue Sound) provides moderate conservation value because the area supports a moderate density of green turtles (predominantly small juveniles) inhabiting areas of extensive submerged aquatic vegetation, as documented by fishery bycatch and stranding data (NCWRC unpublished data 2022). The area from Albemarle Sound to the Virginia border provides low conservation value because it supports a relatively low density of green turtles (predominantly small juveniles) compared to other areas and as documented by few records of satellite tracking, relocation trawling, fishery bycatch, and stranding observations (Southwood Williard 
                        <E T="03">et al.</E>
                         2017, NCWRC unpublished data 2022).
                    </P>
                    <HD SOURCE="HD3">Virginia Through Massachusetts</HD>
                    <P>
                        Seagrass beds are found throughout inshore and nearshore waters from Virginia through Massachusetts. Green turtles occur in this area, but there are relatively few published studies. Aerial survey data indicate the presence of green turtles in nearshore waters from Virginia to New York (S. Barco, Virginia Aquarium unpublished data 2022; Atlantic Marine Assessment Program for Protected Species unpublished data 2022). Stranding, cold stun, and incidental capture data also demonstrate the presence of green turtles from Virginia to Massachusetts. Schwartz (1960) published the first record of a green turtle in Maryland's Chincoteague Bay, along the Atlantic coast. Green turtles occur in the Chesapeake Bay (Hardy 1972; Barnard 
                        <E T="03">et al.</E>
                         1989) and in parts of the Potomac River, where they graze on underwater grasses (Carter and Rybicki 1985). Analyses of stomach contents of turtles stranded in Virginia and Maryland suggest that these turtles are foraging on eelgrass and macroalgae, including 
                        <E T="03">Ulva</E>
                         spp. (Bellmund 
                        <E T="03">et al.</E>
                         1987; Barco 
                        <E T="03">et al.</E>
                         2015). From 2004 through 2006, four green turtles were captured alive in pound nets set in Chesapeake Bay (around Fishing Bay, Maryland), one of which was a recapture (Kimmel 2006; Kimmel 2007). These occurrence data are corroborated by S. Barco (Virginia Aquarium &amp; Marine Science Center unpublished data 2022), who acoustically tagged and monitored seven green turtles using a Navy acoustic receiver array in the Virginia Chesapeake Bay, James River tributary, and coastal waters. Stranding, cold stun, and incidental capture data also demonstrate the presence of green turtles from Virginia to Massachusetts. Twelve cold stunned green turtles were rehabilitated and released off Massachusetts with satellite tags by the New England Aquarium; most exhibited normal migratory behaviors, moving south or offshore as water temperatures dropped; however, one remained in Long Island Sound (Robinson 
                        <E T="03">et al.</E>
                         2020). In New York, juvenile green turtles forage on seagrass and algae throughout the eastern Peconic Bay Estuary system, Long Island Sound, and in Shinnecock Bay on Long Island's southern shore (Montello 
                        <E T="03">et al.</E>
                         2022). In these areas, 35 green turtles were incidentally captured in pound nets between 2002 and 2004 (Morreale 
                        <E T="03">et al.</E>
                         2005). Further, between 1988 and 1992, 30 green turtles were captured and tagged in New York waters. Seven individuals were recaptured, indicating residency, with one 38 cm SCL green turtle recaptured approximately 1 year after initial encounter, 13 km from its original tagging site in Gardiners Bay (Morreale and Standora 1998). Based on the annual timing of encounters, green turtles appear to reside in these New York waters seasonally, arriving in early July and departing in October. Evaluation of gut contents from 11 green turtles demonstrated that green turtles in this area were foraging on algae and eelgrass (
                        <E T="03">Zostera marina</E>
                        ) (Burke 
                        <E T="03">et al.</E>
                         1992). Growth rates calculated for the seven recaptures (ranging from 20 to 40 cm SCL) demonstrated significant growth, and rates of growth were comparable to those observed in other regions (Morreale and Standora 1998). Two green turtles were recovered in North Carolina within 180 days after originally being tagged during the foraging season in New York, indicating capacity for seasonal migration to avoid lethally cold water temperatures. Since 2019, five green turtles have been rehabilitated, satellite tagged, and released by the New York Marine Rescue Center (M. Montello, New York Marine Rescue Center unpublished data 2021). Several turtles remained in New York waters before transmissions ceased, two migrated south along the coast, and one moved south in more offshore waters.
                    </P>
                    <P>Based on the best available information detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters from Virginia to Massachusetts, from the mean high water line to 20 m depth, contain the benthic foraging/resting essential features that may require special management considerations or protections. However, the Team concluded, and we agree, that this area provides low conservation value because it supports relatively low density benthic foraging/resting, compared to other areas within the range of the DPS.</P>
                    <HD SOURCE="HD3">Puerto Rico</HD>
                    <P>In Puerto Rico, green turtles forage on seagrasses, macroalgae, and invertebrates and rest on coral reefs. Seagrass is especially abundant around Culebra and Vieques Islands. Juveniles forage throughout shallow, nearshore areas of Culebra Island, in inshore bays around Mona Island, and on the northern coast of the main island of Puerto Rico. From 1985 to 2021, 840 green turtles, mainly juveniles, have stranded in Puerto Rico (C. Diez, PRDRNA, unpublished data 2022). The existing critical habitat designation (63 FR 46693, September 2, 1998) identifies the marine areas around Culebra Island, from the mean high water line extending seaward 5.6 km (3 nautical miles), as essential to the conservation of the species. These waters include Culebra's outlying Keys including Cayo Norte, Cayo Ballena, Cayos Geniquí, Isla Culebrita, Arrecife Culebrita, Cayo de Luis Peña, Las Hermanas, El Mono, Cayo Lobo, Cayo Lobito, Cayo Botijuela, Alcarraza, Los Gemelos, and Piedra Steven.</P>
                    <P>
                        Seagrass beds surrounding Culebra provide important foraging resources for juvenile, subadult and adult green turtles. Additionally, coral reefs surrounding the island provide refugia for rest, shelter, and protection from predators. The 1998 critical habitat designation was based largely on 165 green turtles captured at Culebra between 1987 and 1989 in depths of 9.1 m or less (Collazo 
                        <E T="03">et al.</E>
                         1992). Collazo 
                        <E T="03">et al.</E>
                         (1992) found that juveniles foraged on seagrass beds at Culebrita Island, Mosquito Bay, Puerto Manglar, and Tamarindo Grande. Diez 
                        <E T="03">et al.</E>
                         (2010), 
                        <PRTPAGE P="46590"/>
                        Patrício 
                        <E T="03">et al.</E>
                         (2014), and Patrício 
                        <E T="03">et al.</E>
                         (2017) confirmed that Culebra areas continue to contain the benthic foraging/resting essential features and serve as an important developmental habitat for juvenile green turtles. Griffin 
                        <E T="03">et al.</E>
                         (2017) recommended continued protection of this critical habitat unit to ensure recruitment into the adult life stage. An mtDNA mixed stock analysis of 103 juvenile green turtles foraging around Culebra Island indicates origin from four locations: Costa Rica, Mexico, Florida, and Suriname (Patrício 
                        <E T="03">et al.</E>
                         2017). Capture data (n = 665) over 13 years of surveys at Culebra Island indicate that juvenile turtles reside in Tortuga Bay (n = 122 turtles; Patrício 
                        <E T="03">et al.</E>
                         2014) and Manglar Bay (n = 187 turtles; Patrício 
                        <E T="03">et al.</E>
                         2014), where juveniles forage on the seagrasses, 
                        <E T="03">S. filiforme</E>
                         and 
                        <E T="03">H. wrightii,</E>
                         and the algae 
                        <E T="03">T. testudinum.</E>
                         There is little movement between the two areas, and each bay appears to represent a distinct foraging ground with a unique aggregation of juveniles (Patrício 
                        <E T="03">et al.</E>
                         2011). Acoustic tracking of 21 green turtles (38 to 70 cm SCL) confirmed high site fidelity within each bay, with little connectivity between the bays (Griffin 
                        <E T="03">et al.</E>
                         2019). Green turtles were also captured in Mosquito Bay, where there are abundant seagrass beds (Patricio 
                        <E T="03">et al.</E>
                         2014).
                    </P>
                    <P>
                        These data support the designation of waters around Culebra as specific areas containing the benthic foraging/resting essential features; however, we are not aware of any data to support the designation to 5.6 km (3 nautical miles). The original designation was based largely on the data presented by Collazo 
                        <E T="03">et al.</E>
                         (1992), but these data described turtles foraging and resting in 9.1 m or less (Collazo 
                        <E T="03">et al.</E>
                         1992). Studies of green turtles conducted over the past 20 years at Culebra further support the presence of the benthic foraging/resting essential features in depths of 20 m or less (C. Diez, PRDRNA pers. comm. 2022).
                    </P>
                    <P>Recent rapid assessments identified high density foraging/resting areas off the main island of Puerto Rico, where juvenile turtles aggregate at Punta Salinas, Escambron-Normandy, and Arrecifes Isla Verde (C. Diez, PRDRNA unpublished data 2022). While Culebra supports a greater overall abundance of green turtles, these small areas host high densities of green turtles (C. Diez, PRDRNA pers. comm. 2022). For example, 30 green turtles were captured off Punta Salinas in 2 days, and another 10 green turtles were sighted in 2 hours (C. Diez, PRDRNA unpublished data 2022). Additional rapid assessment surveys have identified green turtles in seagrass and coral reef habitats throughout the northern coast of the main island of Puerto Rico (Diez 2022). Green turtles were observed foraging and resting in urban sites, including: Escambron (San Juan; n = 45), Rompeolas (n = 33), Tres Palmas (Rincon; n = 25), Isla Verde (Carolina; n = 40), and Pt. Salinas (n = 26) in the municipality of Toa Baja (Diez 2022). The presence of green turtles during these rapid assessments indicates that the area contains the benthic foraging/resting essential features in sufficient condition, distribution, diversity, abundance, and density necessary to support survival, development, and growth of green turtles.</P>
                    <P>
                        Around Mona Island, turtles are most commonly observed off the southern coast, in Sectors 1 and 5 (C. Diez and R. vanDam, PRDRNA unpublished data 2021). All size classes have been observed, but most are juveniles and sub-adults (30 to 50 cm), especially in Sector 5 (C. Diez and R. vanDam, PRDRNA unpublished data 2021). In Sector 1, which is adjacent to one of the higher density green turtle nesting beaches, more adults (males and females) have been observed in recent years (C. Diez and R. vanDam, PRDRNA unpublished data 2021). There are several areas where turtles forage on 
                        <E T="03">Thalassia</E>
                         and 
                        <E T="03">Halodule</E>
                         seagrass beds (C. Diez, PRDRNA pers. comm. 2016). These areas include waters off Pajargos, Brava, Coco, and Caigo no Caigo beaches.
                    </P>
                    <P>
                        In addition, green turtles were identified foraging on the north central beach on Vieques Island (
                        <E T="03">i.e.,</E>
                         Mosquito Cay). To evaluate possible important foraging areas for sea turtles, PRDRNA evaluated coastal marine habitats around Vieques (Diez 2003). They surveyed from Mosquito Cay through Bahia Esperanza to the southwest; turtles were observed along the north coast at Mosquito Cay and between Isable and Punta Goleta, at Pocito Reef in the Federal Reserve, and in lagoons in the south (including Puerto Mosquito; Diez 2003).
                    </P>
                    <P>
                        Based on the best available information detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters of Puerto Rico, from the mean high water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections. The Team concluded, and we agree, that the area surrounding Culebra Island provides high conservation value. It has been designated as critical habitat since 1998. The area between the mean high water line and 20 m depth contour (which is different from the original designation but better reflects the best available data) hosts a high abundance (highest in Puerto Rico) of benthic foraging/resting green turtles as demonstrated by tagging (
                        <E T="03">i.e.,</E>
                         700 turtles in 20 years; C. Diez, PRDRNA unpublished data 2022) and numerous studies (Collazo 
                        <E T="03">et al.</E>
                         1992; Diez 
                        <E T="03">et al.</E>
                         2010; Patrício 
                        <E T="03">et al.</E>
                         2014; Patrício 
                        <E T="03">et al.</E>
                         2017; Griffin 
                        <E T="03">et al.</E>
                         2019). The northern coast of Puerto Rico Island (including Punta Salinas, Escambron, and Arrecifes Isla Verde Natural Reserve) is also of high conservation value because it hosts a high density of benthic foraging/resting green turtles (C. Diez, PRDRNA unpublished data 2022). All other areas in Puerto Rico are of low conservation value because they support a relatively low or unknown density of foraging/resting turtles. However, some areas (Maunabo, Guayama, eastern and southern Vieques Island and southern Mona Island) contain the reproductive essential feature and are thus of high conservation value to the DPS.
                    </P>
                    <HD SOURCE="HD2">Review of INRMPs for the North Atlantic DPS</HD>
                    <P>DoD provided, and we reviewed, INRMPs for 29 installations (NMFS 2023c). Of these, 3 do not overlap with areas under consideration as critical habitat for the North Atlantic DPS (Naval Submarine Base New London, Naval Support Facility Dahlgren, and Naval Research Laboratory Chesapeake Bay Detachment), and 15 occur in areas that, as discussed in the following section, we propose to exclude based on economic impacts. The remaining 11 INRMPs include: Naval Station Mayport, Naval Air Station Key West, Naval Support Activity Panama City, Naval Air Station Pensacola, Naval Air Station Corpus Christi, Eglin Air Force Base, Tyndall Air Force Base, Patrick Space Force Base and Cape Canaveral Space Force Station, Hurlburt Field, MacDill Air Force Base, and Muñiz Air National Guard Base Punta Salinas. We are working with DoD to identify relevant elements to protect the habitat from the types of effects that would be addressed through a destruction-or-adverse-modification analysis (50 CFR 424.12(h)). We will consider this and other information to determine whether a benefit is provided prior to publication of the final rule to designate critical habitat.</P>
                    <HD SOURCE="HD2">Economic Impacts for the North Atlantic DPS</HD>
                    <P>
                        For each of the specific areas meeting the definition of critical habitat, we weighed the economic impact of designation against the benefits of 
                        <PRTPAGE P="46591"/>
                        designation, as represented by its conservation value to the North Atlantic DPS (see Table 1). Specific areas providing high conservation value are associated with a combined total annualized impact of $615,000. Specific areas providing moderate conservation value are associated with a combined total annualized impact of $24,000. Specific areas providing low conservation value are associated with a combined total annualized impact of $375,000. Moderate and high conservation value areas are moderately and highly important (respectively) to supporting the overall life history and recovery of the DPS, and the benefits of designating these areas are not outweighed by the low economic impacts. We conclude, however, that the economic impacts outweigh the benefits of designating specific areas of low conservation value. Based on the Team's criteria and best available data, low conservation value areas do not contain essential reproductive and/or migratory features. Furthermore, these areas host a lower abundance and/or density of foraging/resting green turtles, suggesting that they provide less conservation value to the DPS relative to areas hosting moderate or high abundances or densities. Although the estimated annualized costs across all of the low conservation value areas for the DPS were low ($375,000), we concluded that these impacts outweighed the benefits of designating these areas. Therefore, we propose to exclude the following areas from the critical habitat designation: northern Texas, Louisiana through Alabama, Georgia and South Carolina, northern North Carolina, Virginia through Massachusetts, and several areas in Puerto Rico. As discussed in the Draft Sections 4(a)(3) and 4(b)(2) Report (NMFS 2023c), we conclude that exclusion of these low conservation value areas from the critical habitat designation will not result in extinction of the DPS.
                    </P>
                    <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,xs67,15">
                        <TTITLE>Table 1—Conservation Value and Estimated, Incremental, Annualized Economic Impacts Associated With Section 7 Consultations Over the Next 10 Years for the Specific Areas Meeting the Definition of Critical Habitat for the North Atlantic DPS</TTITLE>
                        <BOXHD>
                            <CHED H="1">Area</CHED>
                            <CHED H="1">Conservation value</CHED>
                            <CHED H="1">
                                Annualized
                                <LI>impacts</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">
                                <E T="03">Sargassum</E>
                            </ENT>
                            <ENT>High</ENT>
                            <ENT>$55,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Texas: Mexico border to Lavaca-Matagorda Bay</ENT>
                            <ENT>High</ENT>
                            <ENT>14,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Texas: Lavaca-Matagorda Bay to Galveston Bay</ENT>
                            <ENT>Moderate</ENT>
                            <ENT>9,800</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Texas: all other areas</ENT>
                            <ENT>Low</ENT>
                            <ENT>14,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Louisiana</ENT>
                            <ENT>Low</ENT>
                            <ENT>15,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Mississippi</ENT>
                            <ENT>Low</ENT>
                            <ENT>15,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Alabama</ENT>
                            <ENT>Low</ENT>
                            <ENT>16,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Florida</ENT>
                            <ENT>High</ENT>
                            <ENT>510,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Georgia</ENT>
                            <ENT>Low</ENT>
                            <ENT>18,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">South Carolina</ENT>
                            <ENT>Low</ENT>
                            <ENT>18,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">North Carolina: Pamlico, Core, and Back Sounds</ENT>
                            <ENT>High</ENT>
                            <ENT>10,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">North Carolina: Bogue Sound, White Oak River, New River, and Cape Fear River</ENT>
                            <ENT>Moderate</ENT>
                            <ENT>14,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">North Carolina: all other areas</ENT>
                            <ENT>Low</ENT>
                            <ENT>7,600</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Virginia to Massachusetts</ENT>
                            <ENT>Low</ENT>
                            <ENT>246,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Puerto Rico: Culebra</ENT>
                            <ENT>High</ENT>
                            <ENT>5,600</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Puerto Rico: Vieques (South and East)</ENT>
                            <ENT>High</ENT>
                            <ENT>4,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Puerto Rico: South Mona Island</ENT>
                            <ENT>High</ENT>
                            <ENT>800</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Puerto Rico: North Puerto Rico Island</ENT>
                            <ENT>High</ENT>
                            <ENT>12,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Puerto Rico: Maunabo</ENT>
                            <ENT>High</ENT>
                            <ENT>1,200</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Puerto Rico: Guayama</ENT>
                            <ENT>High</ENT>
                            <ENT>2,100</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Puerto Rico: all other areas</ENT>
                            <ENT>Low</ENT>
                            <ENT>25,700</ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD2">National Security Impacts for the North Atlantic DPS</HD>
                    <P>We received 36 requests for exclusions due to national security impacts of specific areas under consideration for proposed critical habitat of the North Atlantic DPS (NMFS 2023c). Of these, 15 occur in areas that were excluded based on economic impacts that outweighed the benefits of designating critical habitat. The remaining 21 requests are not yet reasonably specific to weigh national and homeland security impacts against the benefits of a potential critical habitat designation. We are working with DoD and DHS to gather the specific information and will consider it prior to publication of the final rule to designate critical habitat.</P>
                    <HD SOURCE="HD2">Specific Areas Proposed for Critical Habitat Designation for the North Atlantic DPS</HD>
                    <P>
                        For the threatened North Atlantic DPS of green turtles, we propose to designate occupied critical habitat, encompassing 1,047,564 km
                        <SU>2</SU>
                         of 
                        <E T="03">Sargassum</E>
                         habitat and 96,349 km
                        <SU>2</SU>
                         of nearshore waters (from the mean high water line to 20 m depth) in Florida, Texas (from the Mexico border to and including Galveston Bay), North Carolina (from the South Carolina border to but not including Albemarle Sound), and Puerto Rico (Culebra Island, Maunabo, Guayama, and northern Puerto Rico Island, southern Mona Island, eastern and southern Vieques Island). 
                        <E T="03">Sargassum</E>
                         habitat contains the surface-pelagic foraging/resting essential features. Florida's nearshore waters contain reproductive, migratory, and benthic foraging/resting essential features. Texas' (from the Mexico border to and including Galveston Bay) and North Carolina's (from the South Carolina border to but not including Albemarle Sound) nearshore waters contain benthic foraging/resting essential features. Puerto Rico's nearshore waters contain benthic foraging/resting essential features, and nearshore waters off Maunabo, Guayama, southern Mona Island, eastern and southern Vieques Island also contain the reproductive essential feature. All areas proposed for designation are of moderate or high conservation value to the DPS. A total area of 107,682 km
                        <SU>2</SU>
                         is proposed for exclusion because the benefits of exclusion outweigh the benefits of inclusion of these low conservation value areas. The Team found, and we agree, that exclusion of these areas from 
                        <PRTPAGE P="46592"/>
                        the critical habitat designation would not result in extinction of this DPS (NMFS 2023a). At this time, we have not received reasonably specific information with which to propose exclusions based on national security impacts. At this time, no areas are ineligible for designation as critical habitat under section 4(a)(3)(B)(i) of the ESA. We have not identified any unoccupied areas that are essential to the conservation of this DPS; thus we are not proposing to designate any unoccupied areas.
                    </P>
                    <HD SOURCE="HD1">South Atlantic DPS</HD>
                    <P>The South Atlantic DPS is defined as green turtles originating from the South Atlantic Ocean, including those hatching from nests on the beaches of the U.S. Virgin Islands (USVI). The DPS is bounded by the following lines and coordinates: along the northern and eastern coasts of South America (east of 7.5° N, 77° W); 14° N, 77° W to 14° N, 65.1° W to 19° N, 65.1° W in the north and west; 19° N Lat. in the northeast; 40° S 19° E in the southeast; and 40° S Lat. in the south. The geographical area occupied by this DPS includes waters outside of U.S. jurisdiction. Within the U.S. EEZ, the range of the DPS includes waters up to 200 nautical miles offshore of the USVI (St. Croix, St. Thomas, St. John, Great St. James, and Little St. James). See the Draft Biological Report for a map of this area. Individuals of this DPS may also forage and rest in areas used by the North Atlantic DPS (described above).</P>
                    <P>The Recovery Plan for the U.S. Population of the Atlantic Green Turtle (NMFS and USFWS 1991) indicates that recovery requires protection of nesting and marine habitat, specifically: the identification and restoration of important foraging habitats, improvement of water quality, and prevention from degradation and destruction from contamination, fishing gears, vessel anchoring, oil and gas activities, and dredging.</P>
                    <HD SOURCE="HD2">Specific Areas Containing the Reproductive Essential Feature and Their Conservation Value to the South Atlantic DPS</HD>
                    <P>
                        The recovery of the South Atlantic DPS is dependent on successful reproduction. While nesting occurs on beaches, the marine areas adjacent to nesting beaches are essential for mating, movement of reproductive females on and off nesting beaches, internesting, and the swim frenzy and early dispersal (
                        <E T="03">i.e.,</E>
                         transit) of post-hatchlings. Therefore, the following reproductive feature is essential to the conservation of the South Atlantic DPS: From the mean high water line to 20 m depth, sufficiently dark and unobstructed nearshore waters adjacent to nesting beaches proposed as critical habitat by USFWS, to allow for the transit, mating, and internesting of reproductive individuals and the transit of post-hatchlings.
                    </P>
                    <P>
                        The Team used the following information to identify this reproductive essential feature. USFWS reviewed nesting data to identify beaches considered for terrestrial critical habitat, which begins at the mean high water line. Therefore, in-water areas considered for marine critical habitat also begin at the mean high water line (
                        <E T="03">i.e.,</E>
                         waters adjacent to nesting beaches). To determine the offshore boundary of the reproductive essential feature, the Team reviewed satellite tracking data for 10 females nesting at Buck Island, USVI; during the internesting period, the females remained in nearshore (&lt;1.5 km), shallow waters (&lt;20 m depth), and within approximately 10 km of their nesting beaches (Hart 
                        <E T="03">et al.</E>
                         2017). The Team concluded, and we agree, that the reproductive essential feature occurs from the mean high water line to 20 m depth in waters adjacent to nesting beaches proposed as critical habitat by USFWS.
                    </P>
                    <P>The reproductive essential feature may require special management considerations or protection to maintain unobstructed access to and from nesting beaches and disturbance-free nearshore areas for mating, internesting, and post-hatchling transit. The Recovery Plan (NMFS and USFWS 1991) indicates that protection is needed to prevent the destruction of habitats from oil and gas, dredging, fishing, and vessel activities. In addition, the reproductive essential feature may require special management considerations regarding nearshore and offshore structures, construction, aquaculture, and seismic surveys. Nearshore structures or operations have the potential to block passage of nesting females and post-hatchlings. Nearshore or offshore structures may also affect post-hatchlings' movement through the following mechanisms: disorientation due to lighting, concentration of predators, disruption of wave patterns necessary for orientation, and/or creation of excessive longshore currents, which run parallel to the beach, rather than carrying post-hatchlings to their offshore habitats. Oil and gas activities may impact the reproductive essential feature. Oil spills pose a considerable threat by obstructing or contaminating access to and from nesting beaches (Meylan 1982). Alternative energy facilities (such as wind farms and underwater turbines) and large-scale fishing, dredging, and aquaculture activities may block passage of reproductive individuals or post-hatchlings. Construction (on land and in water), vessel traffic, and seismic surveys may also act as deterrents (visual or auditory) to reproductive individuals, preventing their use of preferred areas. Finally, climate change may result in the shift or loss of nesting beach habitat, which would alter the location or value of adjacent marine reproductive areas.</P>
                    <P>
                        To identify specific areas containing the reproductive feature essential to the conservation of the DPS, we relied on USFWS' identification of nesting beaches. USFWS proposed St. Croix nesting beaches as terrestrial critical habitat elsewhere in today's 
                        <E T="04">Federal Register</E>
                         (see 
                        <E T="03">https://www.regulations.gov,</E>
                         Docket No. FWS-R4-ES-2022-0164).
                    </P>
                    <P>For each of these areas, we identified the adjacent marine area, from the mean high water line to 20 m depth, as containing the reproductive feature essential to the conservation of the South Atlantic DPS and which may require special management consideration or protection. Because some of these areas are located in proximity to one another, and females move between them, we identified an inclusive area as allowed in 50 CFR 424.12(d). All of these areas are of high conservation value to the DPS because they are required for successful reproduction, which is directly linked to population growth and recovery. Females must use these reproductive areas to reach the nesting beaches proposed as critical habitat by USFWS and for internesting. These areas are also essential for post-hatchling swim frenzy and early dispersal.</P>
                    <HD SOURCE="HD2">No Migratory Essential Feature for the South Atlantic DPS</HD>
                    <P>
                        The recovery of the South Atlantic DPS requires that adult turtles reproduce and forage/rest. When reproduction and benthic foraging/resting areas are geographically separated, turtles must successfully migrate between these areas; however, reproductive individuals of the South Atlantic DPS generally do not migrate from nesting beaches to distant foraging areas. Instead, the majority (7 of 10 tracked post-nesting females) remain resident in USVI waters for both reproduction/nesting and benthic foraging/resting (Hart 
                        <E T="03">et al.</E>
                         2017). When they migrate to distant areas, they do not use narrow, constricted migratory corridors: long-distance captures of adults tagged at Buck Island (n = 3) reveal the use of multiple pathways, 
                        <PRTPAGE P="46593"/>
                        over oceanic waters (Hart 
                        <E T="03">et al.</E>
                         2017). We were unable to identify a particular depth or distance from shore used by adult green turtles to migrate between reproductive and benthic foraging/resting areas. We were also unable to identify any other physical or biological feature used by migrating turtles because the best available data demonstrate variation among movement patterns of individuals in oceanic habitats. That is to say that migration is not constricted or confined by a continental shelf, current, or other feature, but rather occurs over a large, oceanic environment without defining features (such as depth or distance from shore). Therefore, we were unable to identify or define a migratory essential feature for the South Atlantic DPS.
                    </P>
                    <HD SOURCE="HD2">Specific Areas Containing the Benthic Foraging/Resting Essential Features and Their Conservation Value to the South Atlantic DPS</HD>
                    <P>
                        The recovery of the South Atlantic DPS requires successful survival, growth and development of juveniles and the successful survival and reproduction of adults. The Team was unable to identify surface-pelagic foraging/resting essential features for post-hatchlings and juveniles due to insufficient data on this developmental life stage and its habitat requirements. For benthic juveniles and adults, benthic habitats provide the food resources and refugia necessary to survive, develop, grow, and reproduce. The following foraging/resting features are essential to the conservation of the South Atlantic DPS: From the mean high water line to 20 m depth, underwater refugia (
                        <E T="03">e.g.,</E>
                         rocks, reefs, and troughs) and food resources (
                        <E T="03">i.e.,</E>
                         seagrass, marine algae, and/or marine invertebrates) of sufficient condition, distribution, diversity, abundance, and density necessary to support survival, development, growth, and/or reproduction.
                    </P>
                    <P>
                        To identify the benthic foraging/resting essential features, the Team gathered data on foraging and resting green turtles in USVI. Post-nesting females that did not migrate to distant benthic foraging/resting areas (7 of 10) foraged within 50 km of nesting beaches and up to 23 m in depth (Hart 
                        <E T="03">et al.</E>
                         2017). The Team further analyzed these data (Hart 
                        <E T="03">et al.</E>
                         2017) and found that the turtles spent 94 percent of their time in depths under 20 m. Green turtles forage and rest in nearshore waters (within 1 mile (1.6 km) of land), where they are significantly more abundant than in offshore waters of USVI (Boulon and Olsen 1982). Green turtles forage on the abundance of seagrass beds within USVI (Boulon 1983). Acoustic tracking of five juvenile green turtles demonstrated the use of larger core habitats for foraging on seagrass during the day and smaller core habitats for resting within nearby coral reefs and artificial reefs at night (Ogden 
                        <E T="03">et al.</E>
                         1983; Gehrke 2017; P. Jobsis, University of the Virgin Islands pers. comm. 2022). The Team concluded, and we agree, that green turtles of this DPS forage and rest primarily in waters up to 20 m deep.
                    </P>
                    <P>
                        The benthic foraging/resting essential features may require special management considerations or protection to maintain the quality and quantity of food resources and refugia in nearshore waters. The Recovery Plan (NMFS and USFWS 1991) indicates that protection is needed to prevent the degradation of habitats due to dredging, pollution, oil and gas, fishing, and vessel activities. The Recovery Plan specifically highlights the following activities needed to protect marine habitat: restore and limit further development in important foraging habitats (
                        <E T="03">e.g.,</E>
                         seagrass beds, which are relatively fragile habitats requiring low energy and low turbidity waters; NMFS and USFWS 1991). The St. Croix and St. Thomas East End Marine Park Management Plans identify sea turtles, seagrass, and coral reefs (which serve as green turtle refugia) as natural resources requiring conservation and protection from threats, which include: land-based sources of pollution, fishing practices that impact seagrass, oil spills, and climate change. There has been a historical decline in the seagrass beds in Maho and Francis Bays, St. John, U.S. Virgin Islands, due to heavy boat usage (Williams 1988). Anchor scars caused a loss of seagrass beds up to 6.5 m
                        <SU>2</SU>
                        /day or 1.8 percent per year, and there was minimal regrowth within 7 months (Williams 1988). Anchors destroy the regenerative capacity of seagrass roots and rhizomes and disrupt critical nutrient remineralization processes in the sediments; such losses are expected to reduce the carrying capacity for green turtles (Williams 1998). In St. Croix, sediment contamination from coastal and upstream industrial sites has the potential to impact foraging habitat (Ross and DeLorenzo 1997).
                    </P>
                    <P>Within the range of the South Atlantic DPS, many areas contain food resources and underwater refugia. Specifically, green turtles forage on seagrass beds and rest in reefs throughout USVI (Boulon 1983). The Team relied on the occurrence of benthic foraging/resting green turtles to determine which of these areas contain resources sufficient to support survival, development, growth, and/or reproduction. The major sources of data for this DPS include rapid assessments and personal observations by sea turtle biologists in USVI: N. Angeli and Sean Kelly, USVI Department of Planning and Natural Resources (DPNR); K. Stewart, Ocean Foundation; P. Jobsis University of the Virgin Islands; and A. Anderson and W. Melamet, Friends of Virgin Islands National Park. As with other DPSs, the presence of green turtles during these rapid assessments or observations indicates that the area supports the benthic foraging/resting essential features in sufficient condition, distribution, diversity, abundance, and density necessary to support survival, development, growth, and/or reproduction. The Team relied on these scientists' expertise to compare the relative abundance or densities of green turtles in each specific area to determine its conservation value to the DPS. Some turtles of the South Atlantic DPS may forage in distant areas identified as containing the benthic foraging/resting essential features for the North Atlantic DPS; genetic analyses are underway to evaluate the extent of shared foraging areas.</P>
                    <HD SOURCE="HD3">St. Croix</HD>
                    <P>
                        Green turtles forage within seagrass beds and rest in coral reefs throughout the nearshore areas of St. Croix as demonstrated by foraging studies, aerial surveys, and expert opinion (K. Stewart, Ocean Foundation; N. Angelia and Sean Kelly, USVI DPNR pers. comm. 2022). Aerial surveys documented 108 green turtles during 25 flights over 7 months in 1979 and 173 green turtles during 29 flights over 2 months in 1980 (Boulon and Olsen 1982). The highest densities were observed near Buck Island, but turtles were observed throughout the waters of St. Croix, ranging from 0.14 to 0.44 turtles per nautical mile (Boulon and Olsen 1982). In waters off Buck Island Reef National Monument, Pollock (2013) observed 132 green turtles, mainly juveniles and subadults. Adult sightings are positively correlated to seagrass cover (Pollock 2013), where they have small (on average, less than 3 km
                        <SU>2</SU>
                        ), specific home ranges (Griffin 
                        <E T="03">et al.</E>
                         2020). K. Hart (USGS unpublished data 2022) captured 205 green turtles (mainly juveniles) around Buck Island. Near this area (in Teague Bay, St. Croix), Ogden 
                        <E T="03">et al.</E>
                         (1983) reported that green turtles forage on seagrass (
                        <E T="03">T. testudinum</E>
                        ) during the day and use coral reef resting sites (separated from the feeding areas by 0.2 to 0.5 km) at night. Additional high density foraging areas in St. Croix include East End Marine Park and the southwest portion of the island (Hart 
                        <E T="03">et al.</E>
                         in review). Green turtles also occur 
                        <PRTPAGE P="46594"/>
                        in large numbers along the south shore, such as south of the airport and off the refinery (K. Stewart, Ocean Foundation and Claudia Lombard, USFWS pers. comm. 2022), and all along the leeward side of the island, near Frederiksted and the pier (K. Stewart, Ocean Foundation pers. comm. 2022).
                    </P>
                    <P>Based on these data, and the input from sea turtle researchers working in St. Croix, the Team concluded, and we agree, that the east, west, and south areas of St. Croix are of high conservation value because they host a large abundance of foraging/resting green turtles (K. Stewart, Ocean Foundation, N. Angelia and Sean Kelly, USVI DPNR pers. comm. 2022) and also contain the reproductive essential feature. The Team concluded, and we agree, that all other areas of St. Croix are of moderate conservation value because of the moderate abundance of foraging/resting green turtles.</P>
                    <HD SOURCE="HD3">St. Thomas</HD>
                    <P>Green turtles forage within seagrass beds and rest in coral reefs throughout the waters of St. Thomas (P. Jobsis University of the Virgin Islands pers. comm 2022). Michael (2020) observed 167 green turtles in 13 bays around St. Thomas and St. John, with the highest densities of turtles (at least 1 turtle per hectare) found in Druif, Brewers, Bolongo, Magens, and Sapphire Bays in St. Thomas. Earlier studies also identified juvenile benthic foraging areas in waters surrounding St. Thomas (Boulon and Frazer 1990). Between 1981 and 1983, resident foraging subadults and juveniles were captured in relatively large numbers at Little St. James and in the following areas of St. Thomas: Smith Bay, Magens Bay, Red Hook Point, and Thatch Cay (Boulon 1983). Aerial surveys documented green turtles in nearshore waters off St. Thomas and St. John, where 266 green turtles were observed during 27 flights over 7 months in 1979, and 260 green turtles were observed during 21 flights over 2 months in 1980 (Boulon and Olsen 1982). The greatest densities of green turtles were observed in Magens Bay (Boulon and Olsen 1982). Additional studies also demonstrated green turtles in large numbers in Smith Bay and Red Hook (near Sapphire Bay) and Magens Bay (Boulon 1983). Recapture data indicate that most turtles remained in the bay where they were tagged (Boulon 1983). Gehrke (2017) found a high residency rate: five acoustically tracked sea turtles stayed within Brewers Bay 98 percent of the time showing a relatively small average home range of 63.3 hectares.</P>
                    <P>Based on these data, and the input from sea turtle researchers working in St. Thomas, the Team concluded, and we agree, that the Druif, Brewers, Bolongo, Magens, and Sapphire Bays provide high conservation value because they host a high abundance of foraging/resting green turtles (P. Jobsis, University of the Virgin Island pers. comm. 2022). The Team concluded, and we agree, that all other areas of St. Thomas provide moderate conservation value because of the moderate abundance of foraging/resting green turtles.</P>
                    <HD SOURCE="HD3">St. John</HD>
                    <P>Green turtles forage within seagrass beds and rest in coral reefs throughout the waters of St. John (A. Anderson and W. Melamet, Friends of Virgin Islands National Park pers. comm. 2022). On St. John Island, Michael (2020) observed the highest densities of green turtles (at least one turtle per hectare) in Great Lameshur, Salt Pond, and Watermelon Bays. Earlier studies also identified juvenile benthic foraging areas in waters surrounding St. John (Boulon and Frazer 1990). Aerial surveys identified high densities of green turtles in nearshore waters off St. John (Boulon and Olsen 1982). In 1986, Williams (1998) observed 50 to 78 green turtles foraging on seagrass in Maho and Francis Bays, moving in and out of the bays to forage and rest (Williams 1998). A. Anderson and W. Melamet (Friends of Virgin Islands National Park pers. comm. 2022) identified several bays that have a high probability of green turtle detection: Maho, Francis, Leinster, Great and Little Lameshur, Honeymoon, Chocolate Hole, Caneel/Scott, Salt Pond, Bjork Creek/Hurricane Hole, Round Bay, Hawksnest, and Coral Bay.</P>
                    <P>Based on these data, and the input from sea turtle researchers working in St. John, the Team concluded, and we agree, that the following bays provide high conservation value because they host a high abundance of foraging/resting green turtles: Maho, Francis, Leinster, Great and Little Lameshur, Honeymoon, Chocolate Hole, Caneel/Scott, Salt Pond, Bjork Creek/Hurricane Hole, Round Bay, Hawksnest, and Coral Bay (A. Anderson and W. Melamet, Friends of Virgin Islands National Park pers. comm. 2022). The Team concluded, and we agree, that all other areas of St. John provide moderate conservation value because of the moderate abundance of foraging/resting green turtles.</P>
                    <HD SOURCE="HD2">Review of INRMPs Within the Range of the South Atlantic DPS</HD>
                    <P>We are not aware of any INRMPs for DoD installations that overlap with areas under consideration as critical habitat for the South Atlantic DPS.</P>
                    <HD SOURCE="HD2">Economic Impacts Within the Range of the South Atlantic DPS</HD>
                    <P>For each of the specific areas meeting the definition of critical habitat, we weighed the economic impact of designation against the benefits of designation, as represented by its conservation value to the South Atlantic DPS (see Table 2). Specific areas providing high conservation value are associated with a combined total annualized economic impact of $12,000. Specific areas providing moderate conservation value are associated with a combined total annualized impact of $13,000. These moderate and high conservation value areas are moderately and highly important (respectively) to supporting the overall life history and recovery of the DPS, and the benefits of designating these areas are not outweighed by the low economic impacts of designation. No areas were of low conservation value. Therefore, we do not propose to exclude any areas from the critical habitat designation on the basis of economic impacts.</P>
                    <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,xs67,15">
                        <TTITLE>Table 2—Conservation Value and Estimated, Incremental, Annualized Economic Impacts Associated With Section 7 Consultations Over the Next 10 Years for the Specific Areas Meeting the Definition of Critical Habitat for the South Atlantic DPS</TTITLE>
                        <BOXHD>
                            <CHED H="1">Area</CHED>
                            <CHED H="1">Conservation value</CHED>
                            <CHED H="1">
                                Annualized 
                                <LI>impacts</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">St. Croix: east, south and west</ENT>
                            <ENT>High</ENT>
                            <ENT>$5,500</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">St. Croix (all other areas)</ENT>
                            <ENT>Moderate</ENT>
                            <ENT>1,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">St. Thomas: Druif, Brewers, Bolongo, Magens, and Sapphire Bays</ENT>
                            <ENT>High</ENT>
                            <ENT>4,800</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">St. Thomas (all other areas)</ENT>
                            <ENT>Moderate</ENT>
                            <ENT>9,120</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="46595"/>
                            <ENT I="01">St. John: Maho, Francis, Leinster, Great and Little Lameshur, Honeymoon, Chocolate Hole, Caneel/Scott, Salt Pond, Bjork Creek/Hurricane Hole, Round Bay, Hawksnest, and Coral Bay</ENT>
                            <ENT>High</ENT>
                            <ENT>1,700</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">St. John (all other areas)</ENT>
                            <ENT>Moderate</ENT>
                            <ENT>3,000</ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD2">National Security Impacts Within the Range of the South Atlantic DPS</HD>
                    <P>We have not received any requests for exclusions based on national security impacts of specific areas proposed as critical habitat for the South Atlantic DPS.</P>
                    <HD SOURCE="HD2">Areas Proposed for Critical Habitat Designation for the South Atlantic DPS</HD>
                    <P>
                        For the threatened South Atlantic DPS of green turtles, we propose to designate occupied critical habitat, encompassing 303 km
                        <SU>2</SU>
                         of nearshore waters in USVI, from the mean high water line to 20 m depth. St. Croix's nearshore waters contain reproductive and benthic foraging/resting essential features. St. Thomas' and St. John's nearshore waters contain benthic foraging/resting essential features. Each of the specific areas proposed for designation is of moderate or high conservation value to the DPS. Economic impacts do not outweigh the benefits of designating these areas as critical habitat, and no areas are proposed for exclusion under section 4(b)(2). No areas are ineligible for designation as critical habitat under section 4(a)(3)(B)(i) of the ESA. We have not identified any unoccupied areas that are essential to the conservation of this DPS; thus we are not proposing to designate any unoccupied areas.
                    </P>
                    <HD SOURCE="HD1">East Pacific DPS</HD>
                    <P>The East Pacific DPS is defined as green turtles originating from the eastern Pacific Ocean, including those hatching from nests on the beaches in Mexico and foraging off the coast of California. The range of the DPS is bounded by: 41° N, 143° W in the northwest; 41° N Lat. in the north; along the western coasts of the Americas in the east; 40° S Lat. in the south; and 40° S, 96° W in the southwest. The geographical area occupied by this DPS includes waters outside of U.S. jurisdiction. Within the U.S. EEZ, the range of the DPS includes waters up to 200 nautical miles offshore of the U.S. West Coast. See the Draft Biological Report (NMFS 2023a) for a map of this area.</P>
                    <P>The 1998 Recovery Plan for U.S. Pacific Populations of the East Pacific Green Turtle (NMFS and USFWS 1998b) requires protection and management of marine habitat, including foraging habitats. Specifically, the Recovery Plan states, “East Pacific green turtles inhabit a variety of marine habitats, although we are most familiar with their coastal habitat. Increased human presence in this and other sea turtle habitats have contributed to habitat degradation, primarily by coastal construction, increased recreational and fisheries use, and increased industrialization. Habitat loss and degradation must be prevented or slowed.” To relevant scientific information, the Team worked with biologists from the California Department of Fish and Wildlife.</P>
                    <HD SOURCE="HD2">No Reproductive Essential Feature for the East Pacific DPS</HD>
                    <P>
                        The East Pacific DPS primarily nests in Mexico, Costa Rica, and Ecuador (Seminoff 
                        <E T="03">et al.</E>
                         2015). It does not nest on beaches under U.S. jurisdiction. Thus, USFWS is not proposing terrestrial critical habitat for this DPS, and correspondingly, we did not identify a reproductive essential feature (
                        <E T="03">e.g.,</E>
                         unobstructed waters adjacent to nesting beaches proposed for critical habitat by USFWS) for this DPS.
                    </P>
                    <HD SOURCE="HD2">Specific Areas Containing the Migratory Essential Feature and Their Conservation Value to the East Pacific DPS</HD>
                    <P>The recovery of the East Pacific DPS requires that adult turtles forage and reproduce. Because foraging and reproductive areas are geographically separated, recovery also requires turtles to successfully migrate between these areas. The following migratory feature is essential to the conservation of the East Pacific DPS: From the mean high water line to 10 km offshore, sufficiently unobstructed corridors that allow for unrestricted transit between foraging and nesting areas for reproductive individuals.</P>
                    <P>
                        Some green turtles that nest on beaches in Mexico forage in the waters of California, thus requiring migration to complete their life cycle. The foraging population in California is small but has been increasing since the early 2000s, likely as a result of increased nesting in Mexico, which has been attributed to nesting beach protection (Cliffton 
                        <E T="03">et al.</E>
                         1982; Alvarado-Díaz 
                        <E T="03">et al.</E>
                         2001). Juveniles comprise the majority of the California foraging population, which is expected given the 17 to 30 year age-to-maturity and recent increases in abundance (Turner Tomaszewicz 
                        <E T="03">et al.</E>
                         2022).
                    </P>
                    <P>
                        Satellite tracking (telemetry) data were collected for 25 green turtles for a foraging study in San Diego Bay (Eguchi 
                        <E T="03">et al.</E>
                         2020, Southwest Fisheries Science Center (SWFSC) unpublished data 2021). The majority of tracked turtles were juveniles, reflecting the demography of the population. Juvenile turtles remained in San Diego Bay to forage for the duration of the study. However, some adults were also tracked, and five left the Bay (Dutton 
                        <E T="03">et al.</E>
                         2019; SWFSC, unpublished data 2021). Four of the five adult turtles that left San Diego Bay migrated south to Mexico, beyond U.S. jurisdiction; the fifth turtle migrated north to other foraging areas. Three adult turtles were tracked to nesting beaches in Mexico, with one making the round trip back to San Diego Bay after nesting. The fourth turtle was male and presumably migrated to waters off Mexico nesting beaches to mate. Between North San Diego Bay and the U.S./Mexico border, the turtles remained close to shore. They did not use a particular depth range but rather remained between the high water line and 10 km offshore. Thus, distance from shore, rather than depth, best describes the data and was used to identify the migratory essential feature.
                    </P>
                    <P>
                        While the number of tracked turtles using the migratory corridor from San Diego Bay to Mexico is small (n = 4), it is a relatively large proportion of the entire foraging population, whose annual abundance was estimated by Eguchi 
                        <E T="03">et al.</E>
                         (2010) as ranging from 16 to 60 green turtles, with a confidence interval of 4 to 88 green turtles (this number has likely increased in recent years; SWFSC unpublished data 2022). Thus, the tracking data of four green turtles represents a relatively large proportion of the population, especially 
                        <PRTPAGE P="46596"/>
                        given the age structure of the foraging population (
                        <E T="03">i.e.,</E>
                         mostly juveniles) and given that adult females remigrate every 3 years (
                        <E T="03">i.e.,</E>
                         approximately one-third of adult females would be expected to migrate from San Diego Bay to Mexico each year). Therefore, we conclude that the migratory behavior of these four turtles is representative of the population. Furthermore, this constricted, narrow migratory corridor is essential to the conservation of the DPS because it allows adults to move between their foraging areas in California and reproductive areas off nesting beaches in Mexico.
                    </P>
                    <P>
                        During migration, reproductive individuals become concentrated in narrow corridors, making them particularly vulnerable to anthropogenic threats. These constricted migratory corridors may require special management considerations or protection to ensure that migration is not obstructed, deterred, or disturbed by: oil and gas activities (including seismic exploration, construction, removal of platforms, oil spills and response); alternative energy activities (including installation of turbines, offshore wind facilities, and structures to convert wave or tidal energy into power); dredging; and fishing and aquaculture activities. For example, an oil spill and resulting response activities may force migrating turtles far off their preferred track. Similarly, alternative energy, fishing, aquaculture, and dredging operations may deter turtles via blockages or noise (
                        <E T="03">e.g.,</E>
                         seismic surveys, Nelms 
                        <E T="03">et al.</E>
                         2015). While we do not expect these disturbances to prevent migration, they may delay arrival at mating areas and nesting beaches, which could lead to suboptimal productivity. Furthermore, the additional energy used during longer migrations could reduce energy available for reproductive effort.
                    </P>
                    <P>To identify specific areas containing the migratory feature essential to the conservation of the DPS, the Team reviewed the satellite tracking data described above. These data demonstrate that green turtles migrate between benthic foraging/resting areas in San Diego Bay and reproductive areas off nesting beaches in Mexico. Green turtles remain close to shore, using the narrow migratory corridor between the mean high water line and 10 km offshore, from North San Diego Bay to the U.S./Mexico border. The Team concluded, and we agree, that the migratory corridor between North San Diego Bay and the U.S./Mexico border provides high conservation value to the DPS because reproductive individuals use it to migrate between reproductive and benthic foraging/resting areas. This migration is directly linked to population growth, and if the narrow corridor was obstructed, the DPS would not recover.</P>
                    <P>
                        In addition to the tracking data described above, an individual was tracked from Seal Beach NWR in Orange and Los Angeles Counties to Baja California, Mexico. This female did not use a nearshore (
                        <E T="03">i.e.,</E>
                         10 km offshore) constricted or narrow corridor but instead moved more than 10 km offshore, into oceanic waters. Therefore, this area does not contain the migratory essential feature.
                    </P>
                    <HD SOURCE="HD2">Specific Areas Containing the Benthic Foraging/Resting Essential Features and Their Conservation Value to the East Pacific DPS</HD>
                    <P>
                        The recovery of the East Pacific DPS requires successful survival, growth, and development of juveniles and sub-adults, as well as the successful survival and reproduction of adults. The Team was unable to identify surface-pelagic foraging/resting essential features for post-hatchlings and juveniles due to insufficient data on this developmental life stage and its habitat requirements. For benthic juveniles and adults, benthic habitats provide the food resources and refugia necessary to survive, develop, grow, and reproduce. The following benthic foraging/resting features are essential to the conservation of the East Pacific DPS: From the mean high water line to 20 m depth, underwater refugia (
                        <E T="03">e.g.,</E>
                         rocks, reefs, and troughs) and food resources (
                        <E T="03">i.e.,</E>
                         seagrass, marine algae, and/or marine invertebrates) of sufficient condition, distribution, diversity, abundance, and density necessary to support survival, development, growth, and/or reproduction.
                    </P>
                    <P>
                        To identify the benthic foraging/resting essential features, the Team reviewed the following information. Within Southern California, green turtles use diverse habitats within lagoons and bays, including coastal inlets and estuaries. In depths up to 20 m, they forage on seagrass, algae, and invertebrates in shallower areas and move to deeper resting areas for rest. Areas located above the mean high tide line are exposed to the air (
                        <E T="03">i.e.,</E>
                         not underwater) for a significant amount of time and are unlikely to contain food resources at levels necessary to support survival, development, growth, and/or reproduction. Therefore, the benthic foraging/resting essential features occur from the mean high water line to the 20 m depth contour.
                    </P>
                    <P>
                        A stable isotope study on 718 green turtles foraging in 16 areas (including off the coast of California) indicates that turtles of this DPS are omnivorous (Seminoff 
                        <E T="03">et al.</E>
                         2021). Another stable isotope study indicates that green turtles in San Diego Bay forage on invertebrates (50 percent), seagrass (26 percent), and to a lesser extent red and green algae (Lemons 
                        <E T="03">et al.</E>
                         2011). Local seagrass pastures, especially eelgrass (
                        <E T="03">Zostera marina</E>
                        ), are of great importance to the DPS because they provide a major food resource and serve as habitat for mobile and sessile invertebrate prey, such as sponges, tunicates, and mollusks (Lemons 
                        <E T="03">et al.</E>
                         2011; Crear 
                        <E T="03">et al.</E>
                         2017). Where eelgrass is not present, often in urbanized environments, green turtles forage on algae and invertebrates that attach to rocky bottoms and hard man-made structures (Crear 
                        <E T="03">et al.</E>
                         2017). To account for their omnivorous diet, the essential foraging feature includes a variety of food resources (
                        <E T="03">i.e.,</E>
                         seagrass, marine algae, and/or marine invertebrates).
                    </P>
                    <P>
                        After foraging, green turtles rest in underwater refugia (MacDonald 
                        <E T="03">et al.</E>
                         2013), even in urbanized environments where they rest among high relief substrates and structures, including bridge pilings and discharge outflows (Crear 
                        <E T="03">et al.</E>
                         2017). Turtles move between foraging sites and underwater refugia throughout the diel cycle (Seminoff 
                        <E T="03">et al.</E>
                         2006; MacDonald 
                        <E T="03">et al.</E>
                         2013; Crear 
                        <E T="03">et al.</E>
                         2017). In the winter and in some locations, turtles use underwater refugia during the day, suggesting resting between diurnal foraging excursions (MacDonald 
                        <E T="03">et al.</E>
                         2013; Crear 
                        <E T="03">et al.</E>
                         2017). Rest is marked by prolonged periods of inactivity punctuated by long, deep, dives that allow turtles to achieve neutral buoyancy and efficiently utilize oxygen; however, turtles have also been documented resting for shorter time periods (Crear 
                        <E T="03">et al.</E>
                         2017; Seminoff 
                        <E T="03">et al.</E>
                         2021). Turtles rest adjacent to culverts (where tide scouring creates a deeper resting habitat), bridge pilings, runoff outflows (Crear 
                        <E T="03">et al.</E>
                         2017), and on the seafloor within the warm-water effluent of power plants (MacDonald 
                        <E T="03">et al.</E>
                         2012; 2013). Since the closure of a power plant and the loss of its warm water effluent, green turtles continue to forage and rest in South San Diego Bay; however, their night-time home ranges have expanded, suggesting that they use resting sites that are separate from their foraging areas (Eguchi 
                        <E T="03">et al.</E>
                         2020). Thus, underwater refugia (
                        <E T="03">e.g.,</E>
                         rocks, reefs, and troughs) are essential for the conservation of the DPS.
                    </P>
                    <P>
                        Generally, adults and benthic foraging juveniles occupy small home ranges that include foraging resources and underwater refugia. For example, green 
                        <PRTPAGE P="46597"/>
                        turtles acoustically tracked in San Diego Bay occupied areas of 2.09 to 8.70 km
                        <SU>2</SU>
                        , remaining in one or two core areas more than half the time (MacDonald 
                        <E T="03">et al.</E>
                         2012). Larger turtles may use smaller core areas as a result of increased familiarity and foraging efficiency (MacDonald 
                        <E T="03">et al.</E>
                         2012). Multiple recaptures within San Diego Bay between 1990 and 2020 confirm the site fidelity of foraging turtles (Eguchi 
                        <E T="03">et al.</E>
                         2010; MacDonald 
                        <E T="03">et al.</E>
                         2012; NMFS' unpublished data 2021); however, some individuals move long distances between foraging areas, including one individual tracked from San Diego Bay to a foraging area near Long Beach, California (SWFSC unpublished data 2016). Because of site fidelity and small home ranges, underwater refugia and food resources must be available in sufficient condition, distribution, diversity, abundance, and density necessary to support survival, development, growth, and/or reproduction.
                    </P>
                    <P>
                        The benthic foraging/resting essential features may require special management considerations or protection to maintain the quality and quantity of food resources and refugia in nearshore waters. The following may threaten these features (or threaten access to them) include: dredging and disposal; shoreline development and construction projects; beach nourishment; pipeline and cable projects; oil and gas activities, such as seismic exploration, construction, removal of platforms, and oil spills and response activities; alternative energy structures or activities such as installation of turbines, wind farms, and means to convert wave or tidal energy into power; agriculture and other land-use projects; pollution; power and desalination plant operations (
                        <E T="03">i.e.,</E>
                         discharges); wastewater treatment plant operations (
                        <E T="03">i.e.,</E>
                         discharges); aquaculture and fishing activities; and vessel operations. Such activities may alter the benthos and modify or destroy eelgrass beds and associated shallow subtidal habitat, resulting in a temporary loss of food resources, which would persist until seagrass, macroalgae, and invertebrates are able to recolonize the area. For example, Naval development in the Anaheim Bay/Seal Beach area involved dredging, filling, and rip rap removal and placement, which likely displaced green turtles from these areas temporarily (Hanna 2021). Shoreline development and construction, agriculture, oil and gas activities, desalination, wastewater treatment, and power plant operations result in discharges or run-off, which may contribute to sediment toxicity (Southern California Coastal Water Research Project 2013), anthropogenic nitrogen loading (Seminoff 
                        <E T="03">et al.</E>
                         2021), and other water-quality impairments. Dredging also releases contaminants into nearby waters and legacy chemicals back into coastal food webs, some of which (
                        <E T="03">e.g.,</E>
                         trace metals) accumulate in eelgrass, 
                        <E T="03">Zostera marina</E>
                         (Komoroske 
                        <E T="03">et al.</E>
                         2011; Komoroske 
                        <E T="03">et al.</E>
                         2012; Barraza 
                        <E T="03">et al.</E>
                         2019; Barraza 
                        <E T="03">et al.</E>
                         2020). Power generating facilities, their warm water discharges, and closures may affect the distribution of sea turtles and their prey (Crear 
                        <E T="03">et al.</E>
                         2016; Eguchi 
                        <E T="03">et al.</E>
                         2020). Fishing and aquaculture activities may reduce or displace food resources, such as seagrass beds and invertebrates. Vessel activities modify seagrass beds through propeller scarring, anchoring, and groundings. These activities may also modify or destroy the underwater rocks, reefs, and troughs used as refugia. Several activities also produce noise, which may discourage the use of refugia (
                        <E T="03">e.g.,</E>
                         seismic surveys; Nelms 
                        <E T="03">et al.</E>
                         2016). In addition, climate change is likely to affect foraging/resting essential features in ways that may require special management considerations or protection. Fortification of coastal developments, in response to sea level rise, is likely to limit habitat availability, with a negative impact on foraging resources, such as submerged aquatic vegetation.
                    </P>
                    <P>
                        Within the range of the East Pacific DPS, many areas contain food resources and underwater refugia that may serve as resting sites. The Team relied on the occurrence of green turtles to determine which of these areas contain resources sufficient to support their survival, development, and growth. First, the Team identified areas where foraging or resting green turtles have been documented in published, peer-reviewed, scientific research studies. Next, the Team identified areas where foraging or resting green turtles have been sighted by scientists or members of the public (
                        <E T="03">i.e.,</E>
                         the NMFS turtle sightings database). Finally, the Team used stranding data to confirm the presence and relative abundance of green turtles in areas containing foraging/resting essential features. Within bays and estuaries, the Team had high confidence that stranding data reflect green turtle foraging or resting locations, because they likely entered these areas to forage or rest before becoming stranded there; however, in coastal areas where currents may carry stranded turtles, the Team was less confident that the stranding location accurately represented a turtle foraging or resting location. The Team also identified areas where green turtles forage in the warm water effluent of once-through cooling water intake channels of power plants. These live, healthy turtles often become entrained (
                        <E T="03">i.e.,</E>
                         entrapped) within the intake channels while foraging/resting near the entrance. While the range of this DPS extends north of Point Conception, California, these areas do not contain the essential features, as defined above. Green turtles require an adequate warm water season to gain enough nutrition to support normal body function and somatic growth. Six months is the minimum duration that constitutes an adequate growth season, and 15 °C is the minimum temperature threshold for green turtle activity. While temperatures at or slightly above 15 °C are not ideal for green turtle activity, turtles will still forage at this temperature with mild regional endothermy (SWFSC unpublished data 2022). Areas north of Point Conception exhibit a limited warm water season, as offshore temperatures remain above 15 °C for less than 3 months per year, and some months fall below 10 °C. Because these areas host suboptimal temperatures for most of the year, they are unable to support the survival, development, growth, and/or reproduction of green turtles. Therefore, the Team did not recommend these areas for consideration as critical habitat, and analyses focused on areas south of Point Conception, which we refer to as Southern California.
                    </P>
                    <HD SOURCE="HD3">Southern California</HD>
                    <P>
                        Numerous green turtle research studies have been conducted in San Diego Bay, which hosts a resident population of benthic foraging juvenile and adult green turtles (Stinson 1984; McDonald 
                        <E T="03">et al.</E>
                         1994; Eguchi 
                        <E T="03">et al.</E>
                         2010; Turner-Tomaszewicz and Seminoff 2011; MacDonald 
                        <E T="03">et al.</E>
                         2012; MacDonald 
                        <E T="03">et al.</E>
                         2013). When the South Bay Power Plant was operational, turtles occupied small home ranges in South San Diego Bay (south of Sweetwater Inlet), where they foraged on dense eelgrass (
                        <E T="03">Z. marina</E>
                        ) and associated macroalgae and invertebrates during the day and rested at night (and during the day in winter), along the effluent outfall channel and jetty habitat (MacDonald 
                        <E T="03">et al.</E>
                         2012; MacDonald 
                        <E T="03">et al.</E>
                         2013). Following power plant closure, turtles continue to be observed year-round in this area. Turtles forage on seagrass in the South and Central Bays (MacDonald 
                        <E T="03">et al.</E>
                         2012; MacDonald 
                        <E T="03">et al.</E>
                         2013), which have dense seagrass beds that have expanded to several thousand acres during the past several years; 
                        <PRTPAGE P="46598"/>
                        however, the industrialized jetties on the eastern shores of the Central Bay do not appear to be used by turtles, perhaps due to the heavy boat traffic. Although less studied, the North Bay does not appear to support significant green turtle foraging (MacDonald 
                        <E T="03">et al.</E>
                         2012; NMFS, unpublished data 2016), likely because seagrass is less abundant in this part of San Diego Bay; however, turtles must use this area to access foraging areas in the Central and South Bay.
                    </P>
                    <P>
                        North of San Diego Bay, La Jolla Shores is an exceptionally productive area with rocky reefs (habitat for invertebrates), seagrass, and algae. Hanna 
                        <E T="03">et al.</E>
                         (2021) described a resident population of green turtles at La Jolla Shores. In their community-based science study, turtles were observed foraging 14.9 percent of the time and resting 2.3 percent of the time in water temperatures as low as 15.8 °C, one of the lowest recorded temperatures documented for foraging turtles of this DPS (Hanna 
                        <E T="03">et al.</E>
                         2021). At La Jolla Cove, a small area within La Jolla Shores, consistent anecdotal data demonstrate year-round occupation by green turtles, often with multiple turtles congregating in a small area (R. Pace pers. comm. 2014 to 2016).
                    </P>
                    <P>
                        Studies of Seal Beach NWR demonstrate a resident green turtle population in that area (Crear 
                        <E T="03">et al.</E>
                         2016; Crear 
                        <E T="03">et al.</E>
                         2017; Hanna 2021). Juvenile and sub-adult sea turtles forage and rest in the San Gabriel River, Seal Beach NWR (including the 7th Street Basin), Alamitos Bay, and Anaheim Bay (Crear 
                        <E T="03">et al.</E>
                         2017). Hanna (2021) satellite tracked 16 green turtles captured in Seal Beach NWR and found that they spent the majority of their time there; however, 4 turtles transitioned into Anaheim Bay, 2 moved offshore before returning to Anaheim Bay, and 1 visited Huntington Harbor frequently (Hanna 2021). Generally, areas occupied by turtles were characterized by eelgrass and/or soft mud substrate, an important habitat for invertebrates (Hanna 2021). Crear 
                        <E T="03">et al.</E>
                         (2016) described the movement and behavior of 22 juvenile green turtles (45.2 to 96.8 cm SCL) at Seal Beach NWR and in the San Gabriel River (a highly urbanized river that has been channelized for flood control and receives warm water effluent from 2 power plants). These turtles appear to use the areas for foraging, resting, and avoidance of cold water temperatures of less than 15 °C. Elevated temperatures in this area are attributed to the power plants' discharge of once-through-cooling-water (which will be phased out by 2029), channelization (
                        <E T="03">i.e.,</E>
                         concrete lining for flood control), urban runoff, and shallowness (Crear 
                        <E T="03">et al.</E>
                         2016). The rock riprap in the San Gabriel River supports a variety of algae and invertebrates for foraging turtles; bridge pilings and runoff outflows may provide resting habitat by sheltering turtles from tidal flow (Crear 
                        <E T="03">et al.</E>
                         2017). Turtles forage downstream and rest upstream in the river throughout the year; some turtles leave the river to forage in other locations, for example, in Alamitos Bay, where algae and invertebrates are abundant along the rock riprap, boat docks, and flats (Crear 
                        <E T="03">et al.</E>
                         2017). Three turtles tracked in the San Gabriel River exhibited home ranges (95 percent daily area use) of 0.46 ±0.023 km
                        <SU>2</SU>
                         with an average core area of 0.0118 ±0.0066 km
                        <SU>2</SU>
                        . Three turtles tracked in the 7th Street Basin exhibited home ranges of 0.024 ±0.012 km
                        <SU>2</SU>
                         with an average core area of 0.0051 ±0.0028 km
                        <SU>2</SU>
                         (Crear 
                        <E T="03">et al.</E>
                         2017). The basin supports large, dense eelgrass beds (Merkel and Associates 2014), and the turtles appear to rest in deeper waters, including near the culvert within the 7th Street Basin (Crear 
                        <E T="03">et al.</E>
                         2017). Turtles move through Anaheim Bay to access the 7th Street Basin and San Gabriel River (Crear 
                        <E T="03">et al.</E>
                         2017). Crear 
                        <E T="03">et al.</E>
                         (2017) conclude that the urbanized San Gabriel River, with its rocky edges and lack of seagrass, nonetheless offers suitable habitat for green turtles, even in comparison to more natural habitats (such as the restored 7th Street Basin that has a single culvert and an abundance of eelgrass). This is further demonstrated by satellite tagged turtles that remain in these habitats despite access to more natural habitats (Hanna 2021).
                    </P>
                    <P>Sightings provide additional data on the occurrence of foraging/resting green turtles (SWFSC unpublished data 2022). These data demonstrate the greatest densities of green turtles in known foraging/resting areas around Seal Beach NWR, San Diego Bay, and La Jolla. Multiple or consistent sightings and live strandings also occur at Mission Bay, Aqua Hedionda Lagoon, and Santa Monica Bay, indicating the presence of the foraging/resting essential features in these areas (SWFSC unpublished data 2021). See the Draft Biological Report (NMFS 2023a) for figures.</P>
                    <P>Based on the best available information, presented above, the Team concluded, and we agree, that South and Central San Diego Bay and the Seal Beach Wetland and Nearshore Complex (including San Pedro Bay, San Gabriel River, Alamitos Bay, Anaheim Bay, Huntington Harbor, Bolsa Chica (excluding lowlands), Seal Beach NWR, 7th Street Basin, and offshore waters) provide high conservation value because they support a high abundance of foraging/resting green turtles. We also identified La Jolla Shores and Cove, Aqua Hedionda Lagoon, and San Onofre as providing high conservation value because the abundance of green turtles foraging and resting in these waters is relatively high. The following areas support a moderate abundance of foraging/resting green turtles and provide moderate conservation value to the DPS: Mission Bay (San Diego); Point Loma to (but not including) La Jolla Shores; La Jolla Shores to Oceanside (including Oceanside); San Onofre to Newport (including Newport Bay); Newport to Huntington Beach; Bolsa Chica Lowlands; Los Angeles and Long Beach Breakwater; Palos Verdes; Santa Monica Bay; and Catalina Island. The following areas provide low conservation value to the East Pacific DPS because of relatively lower density foraging/resting in these areas: Los Angeles and Long Beach Harbors, Channel Islands, and the area from Santa Monica Bay to Point Conception. No data were available for waters along Camp Pendleton.</P>
                    <HD SOURCE="HD2">Review of INRMPs Within the Range of the East Pacific DPS</HD>
                    <P>DoD provided, and we reviewed, INRMPs for nine installations (NMFS 2023c). Three installations do not overlap with areas under consideration as critical habitat for this DPS: Naval Base Ventura County Port Hueneme; Naval Base Ventura County Point Mugu; and Marine Corps Base Camp Pendleton, which is adjacent to an area that was data deficient and therefore not considered for critical habitat. As discussed in the following section, based on economic impacts, we propose to exclude areas overlapping with the following two installations: Naval Base Ventura County San Nicolas Island, and Naval Auxiliary Landing Field San Clemente Island. The remaining two INRMPs include: San Diego Bay INRMP, which is inclusive of Naval Base San Diego, Naval Base Coronado, and Naval Base Point Loma installations; and Naval Weapons Station Seal Beach INRMP. We are working with DoD to identify relevant elements to protect the habitat from the types of effects that would be addressed through a destruction-or-adverse-modification analysis (50 CFR 424.12(h)). We will consider this analysis and other information to determine whether a benefit is provided prior to publication of the final rule to designate critical habitat.</P>
                    <HD SOURCE="HD2">Economic Impacts Within the Range of the East Pacific DPS</HD>
                    <P>
                        For each of the specific areas meeting the definition of critical habitat, we 
                        <PRTPAGE P="46599"/>
                        weighed the economic impact of designation against the benefits of designation, as represented by its conservation value to the East Pacific DPS (see Table 3). Specific areas providing high conservation value are associated with a combined total annualized impact of $70,000. Specific areas providing moderate conservation value are associated with a combined total annualized impact of $55,000 (administrative costs only) to $61,000 (administrative and project modification costs). Specific areas providing low conservation value are associated with a combined total annualized impact of $28,000. Moderate and high conservation value areas are moderately and highly important (respectively) to supporting the overall life history and recovery of the DPS, and the benefits of designating these areas are not outweighed by the low economic impacts. We conclude, however, that the economic impacts outweigh the benefits of designating specific areas of low conservation value. Based on the Team's criteria and best available data, low conservation value areas do not contain essential reproductive and/or migratory features. Furthermore, these areas host a lower abundance and/or density of foraging/resting green turtles, suggesting that they provide less conservation value to the DPS relative to areas hosting moderate or high abundances or densities. Although the estimated annualized costs across all of the low conservation value areas for the DPS were low ($28,000), we concluded that these impacts outweighed the benefits of designating these areas. Therefore, we propose to exclude the following areas from the critical habitat designation: Los Angeles and Long Beach Harbors, Channel Islands, and Santa Monica Bay to Point Conception. As discussed in the Draft Sections 4(a)(3) and 4(b)(2) Report (NMFS 2023c), we conclude that exclusion of these low conservation value areas from the critical habitat designation will not result in extinction of the East Pacific DPS.
                    </P>
                    <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,xs67,15">
                        <TTITLE>Table 3—Conservation Value and Estimated, Incremental, Annualized Economic Impacts Associated With Section 7 Consultations Over the Next 10 Years for the Specific Areas Meeting the Definition of Critical Habitat for the East Pacific DPS</TTITLE>
                        <BOXHD>
                            <CHED H="1">Area</CHED>
                            <CHED H="1">Conservation value</CHED>
                            <CHED H="1">
                                Annualized
                                <LI>impacts</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Mexico border to North San Diego Bay</ENT>
                            <ENT>High</ENT>
                            <ENT>$10,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Central and South San Diego Bay</ENT>
                            <ENT>High</ENT>
                            <ENT>28,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Mission Bay</ENT>
                            <ENT>Moderate</ENT>
                            <ENT>1,900</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Point Loma to La Jolla Shores</ENT>
                            <ENT>Moderate</ENT>
                            <ENT>430</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">La Jolla Shores/Cove</ENT>
                            <ENT>High</ENT>
                            <ENT>430</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">La Jolla Shores to Oceanside</ENT>
                            <ENT>Moderate</ENT>
                            <ENT>4,000 to 7,400</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Aqua Hedionda</ENT>
                            <ENT>High</ENT>
                            <ENT>2,300</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">San Onofre</ENT>
                            <ENT>High</ENT>
                            <ENT>3,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">San Onofre to Newport</ENT>
                            <ENT>Moderate</ENT>
                            <ENT>34,000 to 37,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Newport to Huntington Beach</ENT>
                            <ENT>Moderate</ENT>
                            <ENT>1,100</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Bolsa Chica Lowlands</ENT>
                            <ENT>Moderate</ENT>
                            <ENT>1,700</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Seal Beach Complex</ENT>
                            <ENT>High</ENT>
                            <ENT>26,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Los Angeles and Long Beach Harbors</ENT>
                            <ENT>Low</ENT>
                            <ENT>13,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Los Angeles and Long Beach Breakwaters</ENT>
                            <ENT>Moderate</ENT>
                            <ENT>1,100</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Palos Verdes</ENT>
                            <ENT>Moderate</ENT>
                            <ENT>1,100</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Santa Monica Bay</ENT>
                            <ENT>Moderate</ENT>
                            <ENT>7,400</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Catalina Island</ENT>
                            <ENT>Moderate</ENT>
                            <ENT>2,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Channel Islands</ENT>
                            <ENT>Low</ENT>
                            <ENT>1,700</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Santa Monica Bay to Point Conception</ENT>
                            <ENT>Low</ENT>
                            <ENT>12,000</ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD2">National Security Impacts Within the Range of the East Pacific DPS</HD>
                    <P>We received two requests for exclusions due to national security impacts of specific areas under consideration for proposed critical habitat of the East Pacific DPS (NMFS 2023c). These requests are not yet reasonably specific to weigh national and homeland security impacts against the benefits of a potential critical habitat designation. We are working with DoD and DHS to gather the specific information and will consider it prior to publication of the final rule to designate critical habitat.</P>
                    <HD SOURCE="HD2">Areas Proposed for Critical Habitat Designation for the East Pacific DPS</HD>
                    <P>
                        For the threatened East Pacific DPS of green turtles, we propose to designate occupied critical habitat, encompassing 652 km
                        <SU>2</SU>
                         of nearshore waters. The proposed designation includes the migratory essential feature from the Mexico border to and including North San Diego Bay, from the mean high water line to 10 km offshore. The proposed designation also includes areas containing the benthic foraging/resting essential features from the mean high water line to 20 m depth in the following areas: South and Central San Diego Bay, San Diego Bay to and including Santa Monica Bay (not including waters adjacent to Camp Pendleton), and Catalina Island. All areas proposed for designation are of moderate or high conservation value to the DPS. A total area of 630 km
                        <SU>2</SU>
                         is proposed for exclusion because the benefits of exclusion outweigh the benefits of inclusion of these low conservation value areas. The Team found, and we agree, that exclusion of these areas from the critical habitat designation would not result in extinction of this DPS (NMFS 2023a). At this time, we have not received reasonably specific information with which to propose exclusions based on national security impacts. At this time, no areas are ineligible for designation as critical habitat under section 4(a)(3)(B)(i) of the ESA. We have not identified any unoccupied areas that are essential to the conservation of this DPS; thus we are not proposing to designate any unoccupied areas.
                    </P>
                    <HD SOURCE="HD2">Central North Pacific DPS</HD>
                    <P>
                        The Central North Pacific DPS is defined as green turtles originating from the Central North Pacific Ocean, including those hatching from nests on the beaches within the Hawaiian Archipelago and those occurring at Johnston Atoll. The range of the DPS is bounded by the following coordinates: 
                        <PRTPAGE P="46600"/>
                        41° N, 169° E in the northwest; 41° N, 143° W in the northeast; 9° N, 125° W in the southeast; and 9° N, 175° W in the southwest. The geographical area occupied by this DPS includes waters outside of U.S. jurisdiction. Within the U.S. EEZ, the range of the DPS includes waters up to 200 nautical miles offshore of the Hawaiian Archipelago (which includes the main Hawaiian Islands (MHI), and the Papahānaumokuākea Marine National Monument (PMNM)) and Johnston Atoll. See the Draft Biological Report (NMFS 2023a) for a map of this area.
                    </P>
                    <P>
                        The 1998 Recovery Plan for U.S. Pacific Populations of the Green Turtle (NMFS and USFWS 1998) identified recovery criteria to delist the species (
                        <E T="03">i.e.,</E>
                         the goal of the plan), including activities needed to protect and prevent the degradation of marine habitat. To identify relevant scientific information, the Team worked with biologists from the Hawai'i Department of Land and Natural Resources Division of Aquatic Resources.
                    </P>
                    <HD SOURCE="HD2">Specific Areas Containing the Reproductive Essential Feature and Their Conservation Value to the Central North Pacific DPS</HD>
                    <P>
                        The recovery of the Central North Pacific DPS is dependent on successful reproduction, and as indicated by the Recovery Plan, increased nesting and nesting locations. While nesting occurs on beaches (
                        <E T="03">i.e.,</E>
                         terrestrial habitat, under USFWS jurisdiction), the marine areas adjacent to nesting beaches are essential for mating, movement of reproductive females on and off nesting beaches, internesting, and the swim frenzy and early dispersal (
                        <E T="03">i.e.,</E>
                         transit) of post-hatchlings. Therefore, the following reproductive feature is essential to the conservation of the Central North Pacific DPS: From the mean high water line to 20 m depth, sufficiently dark and unobstructed nearshore waters adjacent to nesting beaches proposed as critical habitat by USFWS, to allow for the transit, mating, and internesting of reproductive individuals, and the transit of post-hatchlings.
                    </P>
                    <P>
                        The Team used the following information to identify this reproductive essential feature. USFWS reviewed nesting data to identify beaches considered for terrestrial critical habitat, which begins at the mean high water line. Therefore, in-water areas considered for marine critical habitat also begin at the mean high water line (
                        <E T="03">i.e.,</E>
                         waters adjacent to nesting beaches). To determine the offshore boundary of the reproductive essential feature, the Team reviewed published and unpublished satellite tracking data on internesting females and males in waters adjacent to nesting beaches. These data are described in detail in the Draft Biological Report (NMFS 2023a). Both males and females return to the nearshore waters off their natal beaches (Dizon and Balazs 1982), where mating occurs in shallow waters, usually within 2 km of the coastline (Balazs 1980). Preliminary analyses of adult males and females (n = 28) demonstrate that turtles spend 90 percent or more of their time at depths of 20 m or less (NMFS Pacific Islands Fishery Science Center (PIFSC) unpublished data 2022). The Team concluded that the reproductive essential feature occurs from the mean high water line to 20 m depth in waters adjacent to nesting beaches proposed as critical habitat by USFWS. Hatchlings emerge from their nests and enter the water at night, usually within a few hours after sunset (Balazs 1980). Post-hatchlings move rapidly (
                        <E T="03">i.e.,</E>
                         swim frenzy) through nearshore waters on their way to their oceanic habitat using light cues to orient toward the relatively bright horizon over the ocean (Balazs 1980). This supports the need for dark waters off nesting beaches.
                    </P>
                    <P>
                        The reproductive essential feature may require special management considerations or protection to maintain unobstructed access to and from nesting beaches and disturbance-free nearshore areas for mating, internesting, and post-hatchling transit. The reproductive season is a time of increased vulnerability for sea turtles because a large proportion of adults (the most productive life stage) is concentrated within relatively small areas adjacent to nesting beaches. The reproductive essential feature may require special consideration due to nearshore structures, which have the potential of blocking access to nesting beaches or open water for hatchlings and post-nesting females. In 2018, Hurricane Walaka passed directly over Lalo/French Frigate Shoals, all but destroying East Island. As a result, Tern Island has become increasingly important to nesting turtles, despite its degraded habitat, which was heavily modified by artificial structures and the building of a runway prior to World War II (Baker 
                        <E T="03">et al.</E>
                         2020). Baker 
                        <E T="03">et al.</E>
                         (2020) indicated the need to mitigate habitat degradation. For example, the seawall surrounding Tern Island is dilapidated, trapping green turtles as they move on and off nesting beaches (Staman 
                        <E T="03">et al.</E>
                         2021). Additionally, landfilled materials adjacent to beaches at Tern Island have been shown to contain hazardous substances such as dioxins/furans, polychlorinated biphenyls, lead, hydrocarbons, and heavy metals, which can have negative impacts on wildlife in the marine and terrestrial ecosystems (U.S. Environmental Protection Agency 2014).
                    </P>
                    <P>
                        Climate change is likely to alter or result in additional losses of essential reproductive habitat. Sea level rise is likely to result in a 3 to 75 percent loss of terrestrial habitat in the PMNM (Baker 
                        <E T="03">et al.</E>
                         2006), reducing nesting habitat (Reynolds 
                        <E T="03">et al.</E>
                         2012). Increased use of nesting sites in the MHI could buffer against the loss of low-lying areas in the PMNM due to sea level rise (Dutton 
                        <E T="03">et al.</E>
                         2014). However, habitats in the MHI have a greater likelihood of human disturbance than those in the remote and uninhabited PMNM. Nesting beach access in the MHI can be blocked or impeded by inwater structures and construction, dredging, oil and gas activities, power generating activities, fishing and aquaculture activities, recreational activities, and pollution (
                        <E T="03">e.g.,</E>
                         run-off and contaminants). Artificial lighting in nearshore habitats is likely to disorient nesting females and post-hatchlings.
                    </P>
                    <P>
                        To identify specific areas containing the reproductive features essential to the conservation of the DPS, we relied on USFWS' identification of nesting beaches. USFWS proposed nesting beaches in the Hawaiian Archipelago as terrestrial critical habitat elsewhere in today's 
                        <E T="04">Federal Register</E>
                         (see 
                        <E T="03">https://www.regulations.gov,</E>
                         Docket No. FWS-R4-ES-2022-0164).
                    </P>
                    <P>
                        For each of these areas, we identified the adjacent marine area, from the mean high water line to 20 m depth, as containing the reproductive features essential to the conservation of the Central North Pacific DPS and which may require special management consideration or protection. These areas are of high conservation value to the DPS because they are required for successful reproduction, which is directly linked to population growth and recovery. Females must use reproductive areas to reach the nesting beaches proposed as critical habitat by USFWS and for internesting. These areas are also essential for successful mating and post-hatchling swim frenzy and early dispersal. Green turtles do not nest at Johnston Atoll. Thus, USFWS is not proposing terrestrial critical habitat at Johnston Atoll, and correspondingly, we did not identify any areas containing the reproductive essential feature at Johnston Atoll.
                        <PRTPAGE P="46601"/>
                    </P>
                    <HD SOURCE="HD2">No Migratory Essential Feature for the Central North Pacific DPS</HD>
                    <P>The recovery of the Central North Pacific DPS requires that adult turtles forage and reproduce. Because reproduction and benthic foraging/resting are often geographically separated, the recovery of the DPS requires turtles to successfully migrate between these areas.</P>
                    <P>
                        Individual green turtles of the Hawaiian Archipelago return to their resident foraging areas at the end of each breeding season, 
                        <E T="03">i.e.,</E>
                         individuals demonstrate both nesting and foraging site fidelity (Balazs 1976; Rice and Balazs 2008). Most adult green turtles of the Central North Pacific DPS migrate between foraging sites in the MHI and reproductive sites at Lalo/French Frigate Shoals (Balazs 1976, 1980); they take 20 to 94 days to travel the 800 to 1,100 km distance (Rice and Balazs 2008; Balazs 
                        <E T="03">et al.</E>
                         2017). To migrate between Lalo and MHI, reproductive turtles use two general routes: south over deep, oceanic waters or a direct track via Mokumanamana/Necker and Nihoa Islands (Balazs 
                        <E T="03">et al.</E>
                         2017). Most turtles used the oceanic route (Balazs 
                        <E T="03">et al.</E>
                         2017; PIFSC unpublished data). A female tracked from Lalo to Johnston Atoll used a direct open-ocean pathway (Balazs 
                        <E T="03">et al.</E>
                         2017).
                    </P>
                    <P>Given these data, the Team concluded that green turtles of this DPS do not use a narrow, constricted migratory corridor. Instead, they use multiple oceanic migratory paths. We were unable to identify a particular depth or distance from shore used by adult green turtles to migrate between reproductive and benthic foraging/resting areas. We were also unable to identify any other physical or biological feature used by migrating turtles because the best available data demonstrate variation among movement patterns of individuals in oceanic habitats. That is to say that migration is not constricted or confined by a continental shelf, current, or other feature, but rather occurs over a large, oceanic environment without defining features (such as depth or distance from shore). Thus, while migration between reproductive and benthic foraging/resting habitats is essential to the conservation of the DPS, we were unable to identify or define a migratory feature for this DPS.</P>
                    <HD SOURCE="HD2">Specific Areas Containing the Benthic Foraging/Resting Essential Features and Their Conservation Value to the Central North Pacific DPS</HD>
                    <P>
                        The recovery of the Central North Pacific DPS requires successful survival, growth, and development of juvenile life stages and the successful survival and reproduction of adults. The Team was unable to identify foraging/resting essential features for post-hatchlings and surface-pelagic juveniles due to insufficient data on this developmental life stage and its habitat requirements. For benthic juveniles and adults, benthic habitats provide the food resources and refugia necessary to survive, develop, grow, and reproduce. The following benthic foraging/resting features are essential to the conservation of the Central North Pacific DPS: From the mean high water line to 20 m depth, underwater refugia (
                        <E T="03">e.g.,</E>
                         caves, reefs, protective outcroppings, submarine cliffs, and “potholes”) and food resources (
                        <E T="03">i.e.,</E>
                         seagrass, marine algae, and/or marine invertebrates) of sufficient condition, distribution, diversity, abundance, and density necessary to support survival, development, growth, and/or reproduction.
                    </P>
                    <P>
                        To identify the foraging/resting essential features, the Team gathered data on the DPS's use of benthic foraging/resting habitats. In Hawai`i, green turtles spend most of their lives residing in nearshore areas, alternating between feeding and resting (Balazs 1980). The underwater refugia are generally located within 2 km of foraging locations (Balazs 
                        <E T="03">et al.</E>
                         1987). Preliminary analyses of adult males and females (n = 28) demonstrates that turtles spend 90 percent or more of their time at depths of 20 m or less (PIFSC unpublished data 2022). Once recruited to an area, juveniles demonstrate foraging site fidelity and have small home ranges (Balazs 1980; Brill 
                        <E T="03">et al.</E>
                         1995). Adults are likely to return to the same foraging site after nesting migrations (Balazs 1976; Rice and Balazs 2008).
                    </P>
                    <P>
                        Green turtles of the Central North Pacific DPS appear to be selective foragers that target a few species but opportunistically feed on many others, including 275 species of marine macroalgae, 2 species of seagrass (
                        <E T="03">Halophila hawaiiana</E>
                         and 
                        <E T="03">H. decipiens</E>
                        ), and 9 marine invertebrate taxa (Balazs 1980; Russell 
                        <E T="03">et al.</E>
                         2003; McDermid 
                        <E T="03">et al.</E>
                         2015). The most common diet items include seagrass (
                        <E T="03">H. hawaiiana</E>
                        ) and nine species of benthic red, green, and brown algae, including: 
                        <E T="03">Ulva fasciata, Codium edule, C. arabicum,</E>
                         and 
                        <E T="03">C. phasmaticum</E>
                         throughout the Archipelago; 
                        <E T="03">Pterocladia capillacea</E>
                         and 
                        <E T="03">Amansia glomerata</E>
                         in the MHI; and 
                        <E T="03">Caulepa racemosa, Spyridia filamentosa,</E>
                         and 
                        <E T="03">Turbinaria ornata</E>
                         in the PMNM (Balazs 1980). Some introduced algal species (
                        <E T="03">Acanthophora spicifera, Hypnea musciformis,</E>
                         and 
                        <E T="03">Gracilaria salicornia</E>
                        ) have become a common element in the turtles' diet (Arthur and Balazs 2008; Russel and Balazs 2009; Russell and Balazs 2015). As these non-native algal species have increased in abundance, their prevalence in the green turtle diet has also increased (Russell and Balazs 2015). The preferred algal species generally occur in greater abundance in the MHI (Balazs 1980), whereas seagrasses occur only in the MHI and at Kuaihelani/Midway Atoll (Balazs 1980). In addition, sea turtles forage on introduced terrestrial grasses and tree leaves, which are abundant in the MHI and provide high caloric content (Ashley 2010; Wills 2010; Russell 
                        <E T="03">et al.</E>
                         2011; McDermid 
                        <E T="03">et al.</E>
                         2015, 2018). Balazs (1980) observed juveniles and subadults “voraciously foraging” on hydrozoans (
                        <E T="03">Physalia</E>
                         and 
                        <E T="03">Velella</E>
                         spp.) and planktonic mollusks (
                        <E T="03">Janthina</E>
                         spp.) in coastal areas of the PMNM. The analysis of 2,471 digestive track samples, collected over 35 years, revealed more than 30 animal taxa, including cnidarians, mollusks, crustaceans, echinoderms, and sponges (Russell 
                        <E T="03">et al.</E>
                         2011).
                    </P>
                    <P>For rest and protection from predators, green turtles retreat to underwater refugia located near foraging areas. Such refugia include caves, coral recesses, the undersides of ledges, and sandy bottom areas (called “nests”) that are relatively free of strong currents and disturbances (Balazs 1980). Refugia occur adjacent to foraging areas at depths of up to 50 m; however, most turtles use shallower resting areas (Balazs 1980).</P>
                    <P>
                        The benthic foraging/resting essential features may require special management considerations or protection to maintain sufficient food resources and refugia in nearshore habitats. The Recovery Plan (NMFS and USFWS 1998) indicates that protection is needed to prevent the degradation of marine habitats due to construction, dredging, disposal, pollution, coastal erosion, fishing, and vessel activities (
                        <E T="03">e.g.,</E>
                         groundings, anchoring, and propeller scarring). The turtles' main food source, macroalgae, is available in nearshore areas throughout the Archipelago, often associated with coral reefs. Coral reefs are highly sensitive to and threatened by overfishing, terrestrial runoff, recreational activities, and climate change (Friedlander 
                        <E T="03">et al.</E>
                         2005; Becker 
                        <E T="03">et al.</E>
                         2019). Such activities may result in siltation and contamination of foraging areas (Bowen 
                        <E T="03">et al.</E>
                         1992; NMFS and USFWS 1998; Friedlander 
                        <E T="03">et al.</E>
                         2006; Wedding and Friedlander 2008; Wedding 
                        <E T="03">et al.</E>
                         2008; 
                        <PRTPAGE P="46602"/>
                        Van Houtan 
                        <E T="03">et al.</E>
                         2010). Seagrass and coral reef habitats of the MHI have been degraded by upland soil erosion and siltation, sedimentation, sewage, and coastal construction (NMFS and USFWS 1998). Discharges from agriculture, development, construction, and stormwater occur throughout the MHI and have a significant effect on the taxonomic and chemical composition of algal communities (
                        <E T="03">e.g.,</E>
                         Lapointe and Bedford 2011; Dailer 
                        <E T="03">et al.</E>
                         2010; Swarzenski 
                        <E T="03">et al.</E>
                         2017). The herbicide glyphosate is introduced to coastal environments through run-off and was shown to negatively impact native macroalgae and seagrasses in Hawaiian waters (Kittle and McDermid 2016). The protection of food resources is especially important at high density foraging areas, such as the Kaloko-Honokohau National Historical Park on Hawai'i Island. Wabnitz 
                        <E T="03">et al.</E>
                         (2010) expressed concern over water quality in the area because plans have been proposed for the development of adjacent lands that would result in a 300 percent expansion of the small boat harbor and construction of hotels, condominiums, and an industrial park; expected impacts include reduced groundwater flow and increases in sedimentation, nutrient influx, and chemical pollutants. There is also a proposal to dredge areas in front of the Kahala Hotel on O`ahu, where both seagrass species are located (K. Foster, USFWS pers. comm. 2015). In the PMNM, there is concern regarding pollution from previous construction. At Tern Island, landfill materials contain hazardous substances such as dioxins/furans, polychlorinated biphenyls, lead, hydrocarbons, and heavy metals, which can have negative impacts on wildlife in marine and terrestrial ecosystems (U.S. Environmental Protection Agency 2014). Underwater refugia may also be in need of special management considerations or protection as well. Dredging and beach nourishment may cover or destroy underwater refugia. Disrupted underwater rest may prevent adequate digestion, development, and growth.
                    </P>
                    <P>Within the range of the Central North Pacific DPS, many areas contain food resources and underwater refugia. The Team relied on the occurrence of foraging/resting green turtles to determine which of these areas contain resources sufficient to support their survival, development, growth, and/or reproduction. First, the Team identified areas containing the foraging/resting essential features where green turtles have been documented in published scientific research studies. Next, the Team considered unpublished data from scientific research studies and aerial and in-water surveys. The Team only used stranding data to support other data and to demonstrate the likely extent of the essential features because the origins of strandings are often unknown and strandings may be the result of suboptimal habitat use.</P>
                    <P>
                        For this DPS, the Team used the best available data to determine whether specific areas provide a high or low conservation value to the DPS. From 2002 to 2015, Becker 
                        <E T="03">et al.</E>
                         (2019) conducted biennial or triennial nearshore towed diver surveys throughout the U.S. Pacific Islands, estimating green turtle densities at each island. Such densities provide a relative, objective, and consistent measure of an area's conservation value to each DPS (Becker 
                        <E T="03">et al.</E>
                         2019). To delineate between high and low densities (and thus high and low conservation value), the Team also considered additional data (
                        <E T="03">e.g.,</E>
                         in-water captures). First the Team reviewed in-water capture data that demonstrate high abundances of green turtles in waters of Hawai`i, Maui, Moloka`i, Lana`i, O`ahu, and Kaua`i O`ahu and Lana`i (NMFS 2023a). Then, the Team reviewed the Becker 
                        <E T="03">et al.</E>
                         (2019) density data for those islands. The lowest density estimates for those islands was 0.10 green turtles/km at Lana`i (Becker 
                        <E T="03">et al.</E>
                         2019). Therefore, estimates greater than or equal to 0.10 green turtles/km (Becker 
                        <E T="03">et al.</E>
                         2019) constitute high density within the Hawaiian Archipelago. Based on this threshold, high densities of foraging/resting green turtles occur in waters off the Island of Hawai`i (0.27 green turtles/km), Maui (0.24), Moloka`i (0.13), Lana`i (0.10), O`ahu (0.11), and Kaua`i (0.18). Low densities (less than 0.10 green turtles/km) of foraging/resting green turtles occur in waters off Ni`ihau and throughout the PMNM (Becker 
                        <E T="03">et al.</E>
                         2019). The Team also compared data at a finer scale, combining PIFSC in-water capture surveys between 1985 and 2016 with NMFS' Coral Reef Ecosystem Program (CREP) towed diver surveys between 2000 and 2015 in some nearshore waters throughout the Archipelago (Becker 
                        <E T="03">et al.</E>
                         2019). Green turtles were observed foraging or resting in most areas surveyed (CREP, unpublished data 2016; PIFSC unpublished data 2022). In support of the above data, stranding data are available throughout much of the Archipelago (PIFSC unpublished data 1975 to 2016; Robertson 
                        <E T="03">et al.</E>
                         2016). See the Draft Biological Report (NMFS 2023a) for figures. These data indicate that green turtles forage and rest in nearshore areas throughout the Hawaiian Archipelago.
                    </P>
                    <P>
                        Throughout the Hawaiian Archipelago, benthic foraging areas for green turtles are spatially and behaviorally linked to adjacent beaches where basking occurs (PIFSC unpublished data 2015; Robertson 
                        <E T="03">et al.</E>
                         2016). Basking is an alternate and more energy-efficient strategy to resting underwater after bouts of foraging. Green turtles bask on beaches for rest, thermoregulation, digestion, and predator avoidance (Balazs 1977; Wittow and Balazs 1982; Rice and Balazs 2008; Van Houtan 
                        <E T="03">et al.</E>
                         2015). The distances between foraging sites and basking sites are most often within 300 to 500 meters and rarely over 1 km (G. Balazs, PIFSC pers. comm. 2016; Balazs and Chaloupka 2004; Balazs 
                        <E T="03">et al.</E>
                         2015). USFWS included basking beaches in their consideration of terrestrial critical habitat. Green turtles bask on these beaches after foraging in adjacent waters, demonstrating that these marine areas contain the essential foraging feature. Similar to nesting beaches, adjacent marine areas are important because green turtles must use these waters to access basking beaches proposed as critical habitat by USFWS. Therefore, where USFWS proposed to designate basking beaches as terrestrial critical habitat elsewhere in today's 
                        <E T="04">Federal Register</E>
                         (see 
                        <E T="03">https://www.regulations.gov,</E>
                         Docket No. FWS-R4-ES-2022-0164), we identify the adjacent marine areas as containing the essential foraging feature from the mean high water line to 20 m depth.
                    </P>
                    <HD SOURCE="HD3">Hawai'i (Big Island)</HD>
                    <P>
                        The density estimates (Becker 
                        <E T="03">et al.</E>
                         2019), CREP towed diver survey data, and PIFSC observational and capture data demonstrate occurrence of foraging/resting green turtles throughout nearshore waters of the island (see Draft Biological Report, NMFS 2023a). The following published data also demonstrate the presence of foraging/resting green turtles in nearshore waters off Hawai‘i Island. Juvenile turtles use benthic foraging/resting habitat along the Kona/Kohala coast. Numerous turtles (over 300; Balazs 
                        <E T="03">et al.</E>
                         2000) forage in Kiholo Bay (Balazs and Chaloupka 2004; Seaborn 
                        <E T="03">et al.</E>
                         2005) on red and green macroalgae, especially 
                        <E T="03">Pterocladia</E>
                         and 
                        <E T="03">Cladophora</E>
                         spp. (Arthur and Balazs 2008). Juvenile turtles (n = 44) use the Wainanali`i Lagoon and adjacent fishponds for rest and thermoregulation (Balazs 
                        <E T="03">et al.</E>
                         2000; Harrington 
                        <E T="03">et al.</E>
                         2000). The rocky inshore reef of Kaloko-Honokohau National Historical Park provides 
                        <PRTPAGE P="46603"/>
                        foraging habitat for juvenile green turtles (Arthur and Balazs 2008). Turtles also forage on turf algae close to shore, possibly to avoid shark predation, at this important foraging area (Wabnitz 
                        <E T="03">et al.</E>
                         2010). Kahalu`u Bay is also an important foraging area for juvenile and subadult green turtles (Balazs 1996; Kohala Center 2015). The waters off the Ka`u and North Kohala Districts contain foraging/resting essential features for resident adult turtles (Balazs 1980). Balazs (1980) describes turtles foraging along the coastlines of the Ka`u District, where red algae (
                        <E T="03">P. capillacea</E>
                        ) grows in shallow, turbulent water on rocks just below the low tide line and in areas where freshwater enters the ocean from underground springs. This area includes Punalu'u Bay, where green turtles forage on intertidal red algae inside the bay at depths up to 2 m for approximately 9 hours daily and rest outside of the bay at depths of 4 to 38.5 m for approximately 12 hours nightly (Rice 
                        <E T="03">et al.</E>
                         2000). Prior to 2018 when lava completely filled Kapoho Bay, juvenile turtles used the geothermal-heated pools for thermoregulation and underwater resting; they foraged on red macroalgae, including 
                        <E T="03">Gracilaria</E>
                         and 
                        <E T="03">Amansia</E>
                         spp. (Arthur and Balazs 2008). Turtles in the waters off Hilo forage at high tide on a terrestrial, salt-tolerant turfgrass (seashore paspalum, 
                        <E T="03">Paspalum vaginatum</E>
                        ), which was first introduced to the Hawaiian Islands in the 1930s (McDermid 
                        <E T="03">et al.</E>
                         2015).
                    </P>
                    <P>
                        Based on the data detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters of Hawai`i Island, from the mean high water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections. This area is of high conservation value to the Central North Pacific DPS because it supports a high density of foraging/resting green turtles (Becker 
                        <E T="03">et al.</E>
                         2019).
                    </P>
                    <HD SOURCE="HD3">Maui</HD>
                    <P>
                        The density estimates (Becker 
                        <E T="03">et al.</E>
                         2019), CREP towed diver survey data, and PIFSC observational and capture data demonstrate occurrence of foraging/resting green turtles throughout nearshore waters of the island (see Draft Biological Report, NMFS 2023a). The following published data also demonstrate the presence of foraging/resting green turtles in nearshore waters off Maui. The waters off the Paia and the Hana District contain foraging/resting essential features for resident adult turtles (Balazs 1980). Balazs (1987) studied foraging areas off Honokowai, Maliko Bay, Olowalu, and Kahului Bay, where numerous turtles forage and rest. At Kahului Bay, large turtles (including many adults) aggregate in the warm water outfall of the power plant, where temperatures range from 27 to 33 °C, for thermoregulation and resting; foraging likely occurs outside of the warm water plume (Balazs 
                        <E T="03">et al.</E>
                         1987). The Kahului Generating Station, which was built in 1947, will be decommissioned by 2024. This cessation of warm water outfall is likely to reduce physiological functions, somatic growth rates, and nesting frequencies of resident turtles (G. Balazs, PIFSC pers. comm. 2016). The following have been identified as areas where sea turtles are known to occur in Maui: Slaughterhouse Beach, Black Rock Beach, Ho`okipa Beach Park, Five Caves, Maluaka Beach, Ulua Beach, Hanakao`o Park, Makena Landing, Mala Pier, Chang's Beach, Honokeana Bay, and Kapalua Bay.
                    </P>
                    <P>
                        Based on the data detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters of Maui, from the mean high water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections. This area is of high conservation value to the Central North Pacific DPS because it supports a high density of foraging/resting green turtles (Becker 
                        <E T="03">et al.</E>
                         2019).
                    </P>
                    <HD SOURCE="HD3">Kaho'olawe</HD>
                    <P>On Kaho`olawe Island, King (2007) observed 708 sea turtles during aerial, in-water, and coast surveys throughout nearshore waters of the island. Most observed turtles were juveniles; they foraged on turf algae in clear, shallow water (1 to 6 m depth) within coral reef habitats 5 to 20 m from shore (King 2007). Observations were evenly distributed around the island with the highest densities in Kākā, Hakioawa, and Kealaikahiki (King 2007).</P>
                    <P>Based on the data detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters of Kaho`olawe, from the mean high water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections. This area is of high conservation value to the Central North Pacific DPS because it supports a high density of foraging/resting green turtles (King 2007).</P>
                    <HD SOURCE="HD3">Lana'i</HD>
                    <P>
                        The density estimates (Becker 
                        <E T="03">et al.</E>
                         2019), CREP towed diver survey data, and PIFSC observational and capture data demonstrate occurrence of foraging/resting green turtles throughout nearshore waters of Lana`i (see Draft Biological Report, NMFS 2023a). The following published data also demonstrate the presence of foraging/resting green turtles in nearshore waters off Lana`i. The northern and northeastern coastal areas bordering Kalohi and Auau Channels contain essential foraging and refugia features for resident adult turtles (Balazs 1980). Balazs (1987) studied foraging areas off Keomuku, Kuahua, and Polihua Beach for their current or historic importance to green turtles or their unique or representative ecology. Diets of juvenile turtles (n = 20) from the northeastern coast of Lana`i included red macroalgae, primarily 
                        <E T="03">A. spicifera,</E>
                         which was accidentally introduced to the Hawaiian Islands in the 1950s (Doty 1961) and has become a principal component of green turtle diets (Arthur and Balazs 2008).
                    </P>
                    <P>
                        Based on the data detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters of Lana`i, from the mean high water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections. USFWS has identified important basking areas on Lana`i, including Shipwreck, Federation, and White Stone beaches. Adjacent marine areas are of high conservation value to the Central North Pacific DPS because they provide access to the beaches needed for adequate rest, thermoregulation, and digestion. Other areas of Lana`i also provide high conservation value because they support high densities of foraging/resting green turtles (Becker 
                        <E T="03">et al.</E>
                         2019).
                    </P>
                    <HD SOURCE="HD3">Moloka'i</HD>
                    <P>
                        The density estimates (Becker 
                        <E T="03">et al.</E>
                         2019), CREP towed diver survey data, and PIFSC observational and capture data demonstrate occurrence of foraging/resting green turtles throughout nearshore waters of Moloka`i (see Draft Biological Report, NMFS 2023a). The following published data also demonstrate the presence of foraging/resting green turtles in nearshore waters off Moloka`i. The southern coastal areas from Kamalo to Halena contain foraging/resting essential features for resident adult turtles (Balazs 1980). There is significant foraging habitat along the Pala`au coastline (Balazs and Chaloupka 2004; Balazs 
                        <E T="03">et al.</E>
                         1987), where algae grow on hard-bottom surfaces and coral rubble; resting occurs in crevices, holes, sand channels, and at the base of coral heads inside of the reef 
                        <PRTPAGE P="46604"/>
                        zone within the breakers (Balazs 
                        <E T="03">et al.</E>
                         1987). In these areas, green turtles forage on red macroalgae including 
                        <E T="03">Amansia</E>
                         spp., 
                        <E T="03">Hypnea</E>
                         spp., and non-native 
                        <E T="03">A. spicifera</E>
                         (Arthur and Balazs 2008).
                    </P>
                    <P>
                        Based on the data detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters of Moloka`i, from the mean high water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections. USFWS has identified important basking areas on beaches off Kawa`aloa Bay. The adjacent marine area is of high conservation value to the Central North Pacific DPS because it provides access to the beaches needed for adequate rest, thermoregulation, and digestion. Other areas of Moloka`i also provide high conservation value because they support high densities of foraging/resting green turtles (Becker 
                        <E T="03">et al.</E>
                         2019).
                    </P>
                    <HD SOURCE="HD3">O'ahu</HD>
                    <P>
                        The density estimates (Becker 
                        <E T="03">et al.</E>
                         2019), CREP towed diver survey data, and PIFSC observational and capture data demonstrate occurrence of foraging/resting green turtles throughout nearshore waters of the island (see Draft Biological Report, NMFS 2023a). The following published data also demonstrate the presence of foraging/resting green turtles in nearshore waters off O'ahu Island. Many areas contain essential foraging and refugia features, with concentrated foraging/resting areas on the North Shore, West coast (Ewa Beach/Pearl Harbor), South Shore, and East coast (Kaneohe and Kailua Bays). Kaneohe Bay, Kailua Bay, and the northwestern coastal areas from Mokuleia to Kawailoa host foraging/resting resident adult turtles (Balazs 1980). Kaneohe Bay is an important adult and juvenile benthic foraging/resting area, where patch reefs are common and algal growth is most abundant (Brill 
                        <E T="03">et al.</E>
                         1995). It provides 135 species of algae and seagrass (Brill 
                        <E T="03">et al.</E>
                         1995; Balazs 
                        <E T="03">et al.</E>
                         2000; Russell 
                        <E T="03">et al.</E>
                         2003; Balazs and Chaloupka 2004; Russell and Balazs 2009; Russell and Balazs 2015), including the seagrasses 
                        <E T="03">H. decipiens</E>
                         and 
                        <E T="03">H. hawaiiana</E>
                         (Russell 
                        <E T="03">et al.</E>
                         2003; Seaborn 
                        <E T="03">et al.</E>
                         2005; Arthur and Balazs 2008). The three most common algal species consumed are non-native species: 
                        <E T="03">A. spicifera, H. musciformis,</E>
                         and 
                        <E T="03">Gracilaria salicornia</E>
                         (Russell and Balazs 2009; Russell and Balazs 2015). In Kailua Bay, juvenile green turtles (n = 41) primarily foraged on the non-native red macroalgae, 
                        <E T="03">A. spicifera</E>
                         (Arthur and Balazs 2008). Six juveniles tracked in the Kawainui Marsh Estuary of Kailua Bay foraged in the bay and rested along the channel and ledge (Francke 
                        <E T="03">et al.</E>
                         2013). Balazs (1987) also studied foraging areas off Kawela Bay, Maunalua Bay, West Beach, and Sandy Beach for their current or historic importance to foraging green turtles or their unique or representative ecology. Numerous turtles forage within Kawela Bay (North Shore) but rest further offshore, where turtles are likely to find deeper depths or to avoid human disturbance within the bay (
                        <E T="03">e.g.,</E>
                         boating, fishing, and in-water recreation; Balazs 
                        <E T="03">et al.</E>
                         1987). They appear to forage at night (primarily on the non-native red macroalgae, 
                        <E T="03">A. spicifera</E>
                        ) and rest during the day (Balazs 
                        <E T="03">et al.</E>
                         1987). Turtles also forage off Laniakea Beach, which is an important basking beach (Rice and Balazs 2008; Van Houtan 
                        <E T="03">et al.</E>
                         2015). Balazs (1980) describes turtles foraging along Bellows Beach, where algae (
                        <E T="03">Codium</E>
                         and 
                        <E T="03">Ulva</E>
                         spp.) concentrate along sandy bottoms 25 to 100 m from shore, due to wave action and currents. Green turtles also forage in streams, including the Anahulu River, where 968 green turtle sightings were made over 9 evening and 2 morning observation sessions (Clarke 
                        <E T="03">et al.</E>
                         2012).
                    </P>
                    <P>
                        Based on the data detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters of O'ahu, from the mean high water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections. This area is of high conservation value to the Central North Pacific DPS because it supports a high density of foraging/resting green turtles (Becker 
                        <E T="03">et al.</E>
                         2019).
                    </P>
                    <HD SOURCE="HD3">Kaua`i</HD>
                    <P>
                        The density estimates (Becker 
                        <E T="03">et al.</E>
                         2019), CREP towed diver survey data, and PIFSC observational and capture data demonstrate occurrence of foraging/resting green turtles throughout nearshore waters of Kaua`i (see Draft Biological Report, NMFS 2023a). Published data indicate that Princeville, the northwestern coastal areas of Na Pali, and southern coastal areas from Kukuiula to Makahuena Point contain foraging/resting essential features for resident adult turtles (Balazs 1980).
                    </P>
                    <P>
                        Based on the data detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters of Kaua`i, from the mean high water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections. This area is of high conservation value to the Central North Pacific DPS because it supports a high density of foraging/resting green turtles (Becker 
                        <E T="03">et al.</E>
                         2019).
                    </P>
                    <HD SOURCE="HD3">Ni'ihau</HD>
                    <P>
                        Although less studied than the other Main Hawaiian Islands, Ni'ihau also hosts marine benthic algae (Tsuda 
                        <E T="03">et al.</E>
                         2021) and coral (Brainard and Asher 2008). Low densities of green turtles use these resources to forage and rest (Baird and Wood 2010; Becker 
                        <E T="03">et al.</E>
                         2019). Therefore, while the Team concluded, and we agree, that all nearshore waters of Ni`ihau, from the mean high water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections, this area is of low conservation value to the Central North Pacific DPS because it supports a relatively low density of foraging/resting green turtles.
                    </P>
                    <HD SOURCE="HD3">Papahānaumokuākea Marine National Monument (PMNM)</HD>
                    <P>
                        The density estimates (Becker 
                        <E T="03">et al.</E>
                         2019), CREP towed diver survey data, and PIFSC observational and capture data demonstrate occurrence of foraging/resting green turtles throughout nearshore waters of the PMNM (see Draft Biological Report, NMFS 2023a). The following published data also demonstrate the presence of foraging/resting green turtles in nearshore waters. Resident aggregations of adults and juveniles forage at Mokumanamana/Necker Island, Lalo/French Frigate Shoals Atoll, Kapou/Lisianski Island, Manawai/Pearl and Hermes Atoll, and to a lesser extent at Kamole/Laysan, Kuaihelani/Midway Atoll, and Hōlanikū/Kure Islands (Balazs 1980). Juveniles and adults (at least 50, as estimated in 1977) forage throughout Mokumanamana/Necker Island's nearshore waters; Shark Bay is an especially important foraging area (Balazs 1977). Stomach contents of three juveniles revealed foraging on 
                        <E T="03">Caulerpa</E>
                         spp. (Balazs 1977). At Lalo, resident juveniles forage on algae (
                        <E T="03">Caulerpa</E>
                         spp. and 
                        <E T="03">Codium</E>
                         spp.) and anthozoans growing on calcareous reef structures, and reproductive adults feed throughout the breeding season (Balazs 1980). At Kuaihelani/Midway Atoll, turtles forage in algal and partial seagrass habitat (Balazs and Chaloupka 2004). Benthic foraging juvenile turtles, as small as 6 kg (
                        <E T="03">i.e.,</E>
                         greater than 6 years of age; Balazs and Chaloupka 2004), are regularly found throughout the PMNM, which may serve as important benthic foraging habitat at this early stage of development (Balazs 1976).
                    </P>
                    <P>
                        Based on the data detailed in the Draft Biological Report (NMFS 2023a) and 
                        <PRTPAGE P="46605"/>
                        summarized here, the Team concluded, and we agree, that all nearshore waters of the PMNM, from the mean high water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections. USFWS has identified important basking areas on beaches of Lalo/French Frigate Shoals Atoll, Kamole/Laysan, Kapou/Lisianski Island, Manawai/Pearl and Hermes Atoll, Kuaihelani/Midway Atoll, and Hōlanikū/Kure Islands. These areas are of high conservation value to the Central North Pacific DPS because they provide access to the beaches needed for adequate rest, thermoregulation, and digestion. Manawai/Pearl and Hermes Atoll also supports high density foraging/resting (Becker 
                        <E T="03">et al.</E>
                         2019). Other areas of the PMNM (
                        <E T="03">i.e.,</E>
                         Nihoa and Mokumanamana/Necker Island) provide low conservation value because they support relatively low densities of foraging/resting green turtles (Becker 
                        <E T="03">et al.</E>
                         2019).
                    </P>
                    <HD SOURCE="HD3">Johnston Atoll</HD>
                    <P>
                        The density estimates (Becker 
                        <E T="03">et al.</E>
                         2019), CREP towed diver survey data, and PIFSC observational and capture data demonstrate occurrence of foraging/resting green turtles throughout nearshore waters of Johnston Atoll (see Draft Biological Report, NMFS 2023a). The following published data also demonstrate the presence of foraging/resting green turtles in nearshore waters off Johnston Atoll. Marine algae (Tsuda 
                        <E T="03">et al.</E>
                         2010) and corals (Maragos and Jokiel 1986) occur throughout the nearshore waters of Johnston Atoll, where adults and juveniles forage and rest (Balazs 1985). While all areas contain the foraging/resting essential features, most turtles occur off the southern shore of Johnston Island, where they forage on algae, including 
                        <E T="03">Bryopsis pennata</E>
                         and 
                        <E T="03">C. racemosa</E>
                         (Balazs 1985). During 28 days of effort in 1983, 21 turtles were captured in this area; 60 percent of the captured turtles were adults (Balazs 1985). Only 3 turtles were sighted during 26 diving surveys; the low number may be attributed to poor underwater visibility (from 1.5 to 10 m); in addition, there were 8 sightings at the water's surface (Balazs 1985). These survey data are corroborated by reports of green turtle abundance (
                        <E T="03">i.e.,</E>
                         up to 30 turtles in 1 hour of observation) along the southern shores of Johnston Island (Balazs 1985). The primary foraging habitat for turtles at Johnston Atoll consists of a narrow band of heterogeneous algal pastures immediately off and along the southern shore of Johnston Atoll (Balazs 1985). Near this area, two possible refugia sites were identified (Balazs 1985). CREP conducted towed diver surveys in the nearshore waters around Johnston Atoll and identified green turtles along the southern shores (CREP, unpublished data 2016). While the Team concluded, and we agree, that all nearshore waters of Johnston Atoll, from the mean high water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections, this area provides low conservation value because it supports relatively low densities of foraging/resting green turtles (Becker 
                        <E T="03">et al.</E>
                         2019).
                    </P>
                    <HD SOURCE="HD2">Review of INRMPs Within the Range of the Central North Pacific DPS</HD>
                    <P>DoD provided, and we reviewed, INRMPs for three installations within the range of the Central North Pacific DPS (NMFS 2023c): Joint Base Pearl Harbor-Hickam, Pacific Missile Range Facility, and Marine Corps Base Hawaii. We are working with DoD to identify relevant elements to protect the habitat from the types of effects that would be addressed through a destruction-or-adverse-modification analysis (50 CFR 424.12(h)). We will consider this and other information to determine whether a benefit is provided prior to publication of the final rule to designate critical habitat.</P>
                    <HD SOURCE="HD2">Economic Impacts Within the Range of the Central North Pacific DPS</HD>
                    <P>For each of the specific areas meeting the definition of critical habitat, we weighed the economic impact of designation against the benefits of designation, as represented by its conservation value to the Central North Pacific DPS (see Table 4). Specific areas providing high conservation value are associated with a combined total annualized impact of $71,000. Specific areas providing low conservation value were associated with a combined total annualized impact of $5,600. High conservation value areas are highly important to supporting the overall life history and recovery of the DPS, and the benefits of designating these areas are not outweighed by the low economic impacts. We conclude, however, that the economic impacts outweigh the benefits of designating specific areas of low conservation value. Based on the Team's criteria and best available data, low conservation value areas do not contain essential reproductive and/or migratory features. Furthermore, these areas host a lower abundance and/or density of foraging/resting green turtles, suggesting that they provide less conservation value to the DPS relative to areas hosting moderate or high abundances or densities. Although the estimated annualized costs across all of the low conservation value areas for the DPS were low ($5,600), we concluded that these impacts outweighed the benefits of designating these areas. Therefore, we propose to exclude the following areas from the critical habitat designation: Niihau, Nihoa, Mokumanamana/Necker Island, and Johnston Atoll. As discussed in the Draft Sections 4(a)(3) and 4(b)(2) Report (NMFS 2023c), we conclude that exclusion of these low conservation value areas from the critical habitat designations will not result in extinction of the DPS.</P>
                    <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,xs67,15">
                        <TTITLE>Table 4—Conservation Value and Estimated, Incremental, Annualized Economic Impacts Associated With Section 7 Consultations Over the Next 10 Years for the Specific Areas Meeting the Definition of Critical Habitat for the Central North Pacific DPS</TTITLE>
                        <BOXHD>
                            <CHED H="1">Area</CHED>
                            <CHED H="1">Conservation value</CHED>
                            <CHED H="1">
                                Annualized
                                <LI>impacts</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Hawai`i</ENT>
                            <ENT>High</ENT>
                            <ENT>$6,900</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Kaho`olawe</ENT>
                            <ENT>High</ENT>
                            <ENT>1,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Maui</ENT>
                            <ENT>High</ENT>
                            <ENT>7,900</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Lana`i</ENT>
                            <ENT>High</ENT>
                            <ENT>2,900</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Moloka`i</ENT>
                            <ENT>High</ENT>
                            <ENT>1,300</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">O`ahu</ENT>
                            <ENT>High</ENT>
                            <ENT>31,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Kaua`i</ENT>
                            <ENT>High</ENT>
                            <ENT>4,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ni`ihau</ENT>
                            <ENT>Low</ENT>
                            <ENT>1,100</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Nihoa</ENT>
                            <ENT>Low</ENT>
                            <ENT>1,900</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="46606"/>
                            <ENT I="01">Mokumanamana/Necker Island</ENT>
                            <ENT>Low</ENT>
                            <ENT>1,700</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Lalo/French Frigate Shoals</ENT>
                            <ENT>High</ENT>
                            <ENT>2,800</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Kamole/Laysan Island</ENT>
                            <ENT>High</ENT>
                            <ENT>1,600</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Kapou/Lisianski Island</ENT>
                            <ENT>High</ENT>
                            <ENT>2,600</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Manawai/Pearl and Hermes Atoll</ENT>
                            <ENT>High</ENT>
                            <ENT>1,600</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Kuaihelani/Midway Atoll</ENT>
                            <ENT>High</ENT>
                            <ENT>5,500</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Hōlanikū/Kure Atoll</ENT>
                            <ENT>High</ENT>
                            <ENT>1,600</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Johnston Atoll</ENT>
                            <ENT>Low</ENT>
                            <ENT>940</ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD2">National Security Impacts Within the Range of the Central North Pacific DPS</HD>
                    <P>We received 17 requests for exclusions due to national security impacts of specific areas under consideration for proposed critical habitat of the Central North Pacific DPS (NMFS 2023c). Of these, two occur in areas proposed for exclusion based on economic impacts that outweighed the benefits of designating critical habitat. The remaining 15 requests are not yet reasonably specific to weigh national and homeland security impacts against the benefits of a potential critical habitat designation. We are working with DoD and DHS to gather the specific information and will consider it prior to publication of the final rule to designate critical habitat.</P>
                    <HD SOURCE="HD2">Areas Proposed for Critical Habitat Designation for the Central North Pacific DPS</HD>
                    <P>
                        For the threatened Central North Pacific DPS of green turtles, we propose to designate occupied critical habitat, encompassing 2,623 km
                        <SU>2</SU>
                         of nearshore waters from the mean high water line to 20 m depth of the following Hawaiian Islands: Hawai`i, Maui, Kaho`olawe, Lana`i, Moloka`i, O`ahu, Kaua`i, Lalo/French Frigate Shoals, Kamole/Laysan Island, Kapou/Lisianski Island, Manawai/Pearl and Hermes Atoll, Kuaihelani/Midway Atoll, and Hōlanikū/Kure Atoll. These areas include reproductive and benthic foraging/resting essential features. All areas proposed for designation are of high conservation value to the DPS. A total area of 368 km
                        <SU>2</SU>
                         is proposed for exclusion because the benefits of exclusion outweigh the benefits of inclusion of these low conservation value areas. The Team found, and we agree, that exclusion of these areas from the critical habitat designation would not result in extinction of this DPS (NMFS 2023a). At this time, we have not received reasonably specific information with which to propose exclusions based on national security impacts. At this time, no areas are ineligible for designation as critical habitat under section 4(a)(3)(B)(i) of the ESA. We have not identified any unoccupied areas that are essential to the conservation of this DPS; thus we are not proposing to designate any unoccupied areas.
                    </P>
                    <HD SOURCE="HD1">Central South Pacific DPS</HD>
                    <P>The Central South Pacific DPS is defined as green turtles originating from the Central South Pacific Ocean, including those hatching from nests on the beaches of American Samoa and Palmyra Atoll. The range of the DPS is bounded by the following coordinates: 9° N, 175° W in the northwest; 9° N, 125° W in the northeast; 40° S, 96° W in the southeast; 40° S, 176° E in the southwest; and 13° S, 171° E in the west. The geographical area occupied by this DPS includes waters outside of U.S. jurisdiction. Within the U.S. EEZ, the range of the DPS includes waters up to 200 nautical miles off all islands of American Samoa and the following islands of the Pacific Remote Islands Marine National Monument: Baker Island, Howland Island, Jarvis Island, Kingman Reef, and Palmyra Atoll. See the Draft Biological Report (NMFS 2023a) for a map of this area.</P>
                    <P>
                        The 1998 Recovery Plan for U.S. Pacific Populations of the Green Turtle (NMFS and USFWS 1998) identified recovery criteria to delist the species (
                        <E T="03">i.e.,</E>
                         the goal of the plan), including activities needed to protect and prevent the degradation of marine habitat. To identify relevant scientific information, the Team worked with biologists from the American Samoa Department of Marine and Wildlife Resources (DMWR).
                    </P>
                    <HD SOURCE="HD2">Specific Areas Containing the Reproductive Essential Feature and Their Conservation Value to the Central South Pacific DPS</HD>
                    <P>
                        The recovery of the DPS is dependent on successful reproduction. While nesting occurs on beaches, the marine areas adjacent to nesting beaches are essential for mating, movement of reproductive females on and off nesting beaches, internesting, and the swim frenzy and early dispersal (
                        <E T="03">i.e.,</E>
                         transit) of post-hatchlings. Therefore, the following reproductive feature is essential to the conservation of the Central South Pacific DPS: From the mean high water line to 20 m depth, sufficiently dark and unobstructed nearshore waters adjacent to nesting beaches proposed as critical habitat by USFWS, to allow for the transit, mating, and internesting of reproductive individuals, and the transit of post-hatchlings.
                    </P>
                    <P>
                        The Team used the following information to identify this reproductive essential feature. Nesting occurs at Rose Atoll (Tuato'o-Bartley 
                        <E T="03">et al.</E>
                         1993; Craig and Balazs 1995; Craig 
                        <E T="03">et al.</E>
                         2004; B. Peck, USFWS pers. comm. 2018), Ofu and Olosega (DMWR, unpublished data 2015), Ta`ū (J. Browning, USFWS pers. comm. 2022), and Palmyra Atoll (Sterling 
                        <E T="03">et al.</E>
                         2013). USFWS reviewed nesting data to identify beaches considered for terrestrial critical habitat, which begins at the mean high water line. Therefore, in-water areas considered for marine critical habitat also begin at the mean high water line (
                        <E T="03">i.e.,</E>
                         waters adjacent to nesting beaches). To determine the offshore boundary of the reproductive essential feature, the Team reviewed published and unpublished satellite tracking data on internesting females and males in waters adjacent to nesting beaches. These data are described in detail in the Draft Biological Report (NMFS 2023a). Seven satellite tracked post-nesting females remained at or around Rose Atoll for approximately 2 months before 
                        <PRTPAGE P="46607"/>
                        departing to foraging areas in late December (Craig 
                        <E T="03">et al.</E>
                         2004). Their movements, in addition to those of 53 satellite tracked post-nesting females (from Rose Atoll between 2013 and 2018; PIFSC unpublished data 2022), demonstrate the use of nearshore internesting habitat. The Team concluded, and we agree, that the reproductive essential feature occurs from the mean high water line to 20 m depth in waters off nesting beaches proposed as critical habitat by USFWS.
                    </P>
                    <P>
                        The reproductive essential feature may require special management considerations or protection to maintain unobstructed access to and from nesting beaches and disturbance-free nearshore areas for mating, internesting, and post-hatchling transit. The following may impede access to and from nesting beaches: inwater structures and construction, dredging, lighting, oil and gas activities, alternative energy development and generation, vessel activities, fishing and aquaculture activities, recreational activities, and pollution (
                        <E T="03">e.g.,</E>
                         run-off and contaminants). Climate change may result in the shift or loss of nesting beach habitat, which would alter the location or value of adjacent marine reproductive areas. In American Samoa, we are especially concerned about ship groundings and proposed construction projects near nesting beaches and their adjacent marine waters. For example, a ship grounded at Rose Atoll in 1993, damaging reef habitat and spilling 100,000 gallons of fuel and other contaminants (Marine Conservation Institute 2022). This likely impeded or oiled females accessing nesting beaches and post-hatchlings entering the sea, but no assessments were made at the time. Construction activities include an airport resurfacing project from 2020 to 2022 and a proposed expansion, which would extend the runway onto nesting beaches on Ofu Island. Resulting pollution, noise, and lighting may impede movement on and off nesting beaches. At Swains Island, there is a proposal to create a channel via blasting and dredging, which would reduce available nesting and reproductive habitat. In addition, climate change has the potential to negatively impact green turtle nesting and reproductive habitat via changes in sand temperatures (Santos 
                        <E T="03">et al.</E>
                         2017), water temperatures (Crear 
                        <E T="03">et al.</E>
                         2016), wave climate (Friedlander 
                        <E T="03">et al.</E>
                         2008), and available habitat due to sea level rise (Fish 
                        <E T="03">et al.</E>
                         2005).
                    </P>
                    <P>
                        To identify specific areas containing the reproductive features essential to the conservation of the DPS, we relied on USFWS' identification of nesting beaches. USFWS proposed nesting beaches in American Samoa and Palmyra Atoll as terrestrial critical habitat elsewhere in today's 
                        <E T="04">Federal Register</E>
                         (see 
                        <E T="03">https://www.regulations.gov,</E>
                         Docket No. FWS-R4-ES-2022-0164).
                    </P>
                    <P>For each of these areas (and for the entire islands at Rose and Palmyra Atolls), we identified the adjacent marine area, from the mean high water line to 20 m depth, as containing the reproductive features essential to the conservation of the Central South Pacific DPS and which may require special management consideration or protection. These areas are of high conservation value to the DPS because they are required for successful reproduction, which is directly linked to population growth and recovery. Females must use these reproductive areas to reach the nesting beaches proposed as critical habitat by USFWS and for internesting. These areas are also essential for successful mating and post-hatchling swim frenzy and early dispersal.</P>
                    <HD SOURCE="HD2">No Migratory Essential Feature for the Central South Pacific DPS</HD>
                    <P>
                        The recovery of the Central South Pacific DPS requires that adult turtles forage and reproduce. Because foraging and reproduction are geographically separated, the recovery of the DPS requires turtles to successfully migrate between these areas. Satellite telemetry of 70 individuals from Rose Atoll indicates that adults migrate long distances between foraging and reproductive areas in the South Pacific. Craig 
                        <E T="03">et al.</E>
                         (2004) satellite tracked seven post-nesting females at Rose Atoll; six migrated west towards foraging areas in Fiji and the seventh migrated east to Raiatea, French Polynesia. Of 53 post-nesting females tracked from Rose Atoll between 2013 and 2018 (PIFSC unpublished data 2022), most migrated to foraging areas in Fiji (n = 39); individuals also migrated to Western Samoa (n = 5), New Caledonia (n = 4), Vanuatu (n = 1), Solomon Islands (n = 1), Papua New Guinea (n = 1), Cook Islands, (n = 1), and French Polynesia (n = 1; PIFSC unpublished data 2022).
                    </P>
                    <P>Given these data, the Team concluded that green turtles of this DPS do not use a narrow, constricted migratory corridor. Instead, they use multiple oceanic migratory paths. We were unable to identify a particular depth or distance from shore used by adult green turtles to migrate between reproductive and benthic foraging/resting areas. We were also unable to identify any other physical or biological feature used by migrating turtles because the best available data demonstrate variation among movement patterns of individuals in oceanic habitats. That is to say that migration is not constricted or confined by a continental shelf, current, or other feature, but rather occurs over a large, oceanic environment without defining features (such as depth or distance from shore). Therefore, while migration between reproductive and benthic foraging/resting habitats is essential to the conservation of the DPS, we were unable to identify or define a migratory feature for this DPS.</P>
                    <HD SOURCE="HD2">Specific Areas Containing the Benthic Foraging/Resting Essential Features and Their Conservation Value to the Central South Pacific DPS</HD>
                    <P>
                        The recovery of the DPS requires successful survival, growth, and development of juvenile life stages and the successful survival and reproduction of adults. The Team was unable to identify foraging/resting essential features for post-hatchlings and surface-pelagic juveniles due to insufficient data on this developmental life stage and its habitat requirements. For benthic juveniles and adults, benthic habitats provide the food resources and refugia necessary to survive, develop, grow, and reproduce. The following benthic foraging/resting essential features are essential to the conservation of the Central South Pacific DPS: From the mean high water line to 20 m depth, underwater refugia (
                        <E T="03">e.g.,</E>
                         rocks, reefs, and troughs), and food resources (
                        <E T="03">i.e.,</E>
                         seagrass, marine algae, and/or marine invertebrates) of sufficient condition, distribution, diversity, abundance, and density necessary to support survival, development, growth, and/or reproduction.
                    </P>
                    <P>
                        To identify the benthic foraging/resting essential features, the Team reviewed the following information. As demonstrated by research performed at Fijian foraging areas, green turtles forage on invertebrates (40 percent), fishes (31 percent), and marine plants (including seagrass and algae; 29 percent); seagrass pastures serve as both a primary food source and essential habitat hosting other primary food sources (Piovano 
                        <E T="03">et al.</E>
                         2020). Areas to the east of Fiji (
                        <E T="03">e.g.,</E>
                         within the U.S. EEZ) exhibit less shallow-water foraging habitat, species diversity, and vegetative biomass (Craig 
                        <E T="03">et al.</E>
                         2004). However, 237 algal species and 2 seagrass species occur in the waters of American Samoa (Skelton 2003), and juvenile green turtles are observed foraging in these waters year-round. At Palmyra Atoll, adults and juveniles forage on macroalgae and turf 
                        <PRTPAGE P="46608"/>
                        algal communities at depths of less than 50 m, demonstrating high site fidelity and small home ranges (0.8 to 3.6 km; Naro-Maciel 
                        <E T="03">et al.</E>
                         2018). Turf algae species include 
                        <E T="03">Jania, Cladophora,</E>
                         and 
                        <E T="03">Spyridia</E>
                         (McFadden 
                        <E T="03">et al.</E>
                         2010). Macroalgae species include 
                        <E T="03">Bryopsis, Turbinaria, Halimeda</E>
                         (calcareous green algae), 
                        <E T="03">Lobophora</E>
                         (brown algae), 
                        <E T="03">Dictyosphaeria</E>
                         (green algae), and 
                        <E T="03">Galaxaura</E>
                         and 
                        <E T="03">Dichotomaria</E>
                         (red algae) (Braun 
                        <E T="03">et al.</E>
                         2008). The Recovery Plan includes two criteria for foraging habitats: existing foraging areas are maintained as healthy environments, and foraging populations are exhibiting statistically significant increases at several key foraging areas within each stock region (NMFS and USFWS 1998). Although little information is available regarding the health of foraging areas or the size of the foraging populations, it is clear that multiple benthic foraging areas are needed for the conservation of this DPS. While data indicate that green turtles forage and rest in depths of up to 50 m, they generally remain in shallow waters (Naro-Maciel 
                        <E T="03">et al.</E>
                         2018). Therefore, the Team concluded, and we agree, that the benthic foraging/resting essential features occur from the mean high water line to 20 m depth.
                    </P>
                    <P>
                        The benthic foraging/resting essential features may require special management considerations to maintain sufficient quality and quantity of food resources and refugia in nearshore waters. The Recovery Plan (NMFS and USFWS 1998) indicates that protection is needed to prevent the degradation of marine habitats due to construction, dredging, disposal, pollution, coastal erosion, fishing, and vessel activities (
                        <E T="03">e.g.,</E>
                         groundings, anchoring, and propeller scarring). Coral reefs, important feeding areas for green turtles (Becker 
                        <E T="03">et al.</E>
                         2019), are highly sensitive to and threatened by overfishing, terrestrial runoff, and climate change (Dutra 
                        <E T="03">et al.</E>
                         2021). Oil spills and other discharges are also a concern. Construction may result in increased siltation and reduced food availability. Naro-Maciel 
                        <E T="03">et al.</E>
                         (2018) described the high quality of habitat and resources available to green turtles at Palmyra Atoll and the importance of continuing to protect this area because it sustains these endangered green turtles that spend most of their lives within these waters and effectively shields them from threats. USFWS has reviewed proposals to restore hydrodynamic flow in the lagoons at Palmyra Atoll. Such activities may create toxic plumes from pollutants left by the military during World War II and load large amounts of sediment into the marine environment (Collen 
                        <E T="03">et al.</E>
                         2009), potentially degrading the lagoon and reef flat habitats used by foraging green turtles (Sterling 
                        <E T="03">et al.</E>
                         2013b). In American Samoa, development results in silt-laden runoff and the sedimentation of coastal habitat (Aeby 
                        <E T="03">et al.</E>
                         2008). Direct or indirect disposal of anthropogenic waste and nutrients may increase reef eutrophication and threaten reef health (Dailer 
                        <E T="03">et al.</E>
                         2010; Smith 
                        <E T="03">et al.</E>
                         2010; Swarzenski 
                        <E T="03">et al.</E>
                         2017) or introduce contaminants into green turtle foraging habitats (NMFS and USFWS 1998). Pago Pago Harbor in American Samoa is polluted, and uncontrolled effluent contaminants have impaired water quality (Aeby 
                        <E T="03">et al.</E>
                         2008). Proposed construction projects (including channel blasting and dredging at Swains Island and a power plant at Ofu and Olosega) would reduce available foraging and refugia habitat. Marine debris presents a threat to green turtles and the quality of their foraging habitat in American Samoa (Aeby 
                        <E T="03">et al.</E>
                         2008; Tagarino 
                        <E T="03">et al.</E>
                         2008). Ship groundings (
                        <E T="03">e.g.,</E>
                         at Rose Atoll in 1993) damage reef habitat and spill fuel and other contaminants (Marine Conservation Institute 2022). Climate change also has the potential to negatively impact food resources via changes in water temperatures, ocean acidification, and coral reef habitat (Friedlander 
                        <E T="03">et al.</E>
                         2008).
                    </P>
                    <P>
                        Within the range of the Central South Pacific DPS within U.S. jurisdiction, many areas contain food resources and underwater refugia. The Team relied on the occurrence of foraging/resting green turtles to determine which of these areas contain resources sufficient to support their survival, development, growth, and/or reproduction. Throughout the range of the DPS, the best available data were gathered during biennial or triennial nearshore towed diver surveys that estimated green turtle densities in the month of April from 2002 to 2015 (Becker 
                        <E T="03">et al.</E>
                         2019). Such densities provide a relative, objective, and consistent measure of an area's conservation value to each DPS (Becker 
                        <E T="03">et al.</E>
                         2019). To delineate between high and low densities (and thus high and low conservation value), the Team first considered additional capture data that demonstrate a high abundance of foraging/resting green turtles at Rose Atoll (NMFS 2023a). Then, the Team reviewed the Becker 
                        <E T="03">et al.</E>
                         (2019) density data for Rose Atoll, which was 0.31 green turtles/km. Therefore, estimates greater than or equal to 0.31 green turtles/km (Becker 
                        <E T="03">et al.</E>
                         2019) constitute high density for the Central South Pacific DPS. Based on this threshold, high densities of foraging/resting green turtles occur in waters off Jarvis, (3.62 green turtles/km), Palmyra (1.05), Baker (1.21), Howland (0.80), Ta`ū (0.63) Tutuila (0.34), Swains (0.38), and Rose Atoll (0.31). Densities were low (less than 0.31 green turtles/km) at Ofu and Olosega (0.15 green turtles/km) and Kingman Reef (0.06 green turtles/km). The Team mapped these data and an additional 2 years of unpublished data (CREP, PIFSC unpublished data 2022). The towed diver survey data demonstrate the presence of benthic foraging/resting essential features throughout the nearshore waters throughout American Samoa and the Pacific Remote Islands used by the Central South Pacific DPS. See the Draft Biological Report (NMFS 2023a) for figures. These data indicate that green turtles forage and rest in nearshore areas throughout American Samoa and the Pacific Remote Islands National Monument.
                    </P>
                    <HD SOURCE="HD3">American Samoa</HD>
                    <P>
                        The density estimates (Becker 
                        <E T="03">et al.</E>
                         2019), CREP towed diver survey data, and PIFSC observational and capture data demonstrate occurrence of foraging/resting green turtles throughout nearshore waters of the islands (see Draft Biological Report, NMFS 2023a). The following published data also demonstrate the presence of foraging/resting green turtles in nearshore waters around Tutuila, Ofu, Olosega, Ta`ū, and Swains Islands (NMFS and USFWS 1998; Tagarino 
                        <E T="03">et al.</E>
                         2008; Tagarino and Utzurrum 2010; Maison 
                        <E T="03">et al.</E>
                         2010). Grant (1997) described seven juvenile green turtles in the waters around Tutuila and three juveniles at Rose Atoll, indicating utilization of the area by multiple life-history stages. From 2004 to 2008, DMWR recorded 84 green turtle sightings in nearshore waters of the following areas (with the number of green turtle sightings in parentheses): Fagaalu (23), Olosega Beach (6), Coconut Point (4), Nuuuli (4), Utulei (3), Aoa (3), Ofu Beach (2), airport (2), Alofau (1), Aua (2), Fagasa (1), Fagatogo (1), Fogagogo (2), Leone (1), Masefau (1), Mataae (1), Mu Point Asili (1), Niuloa Point (1), Pago Harbor (1), Vatia (1), and Rose Atoll (1). More recently DMWR has documented foraging turtles on the following islands and atolls (DMWR unpublished data 2015): Tutuila Island (Coconut Point, Masefau, Fagaitua, and Aua), Ofu Island (Toaga Beach and harbor channel), Rose Atoll, and Swains Island.
                    </P>
                    <P>
                        Based on the data detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters of American Samoa, from the mean high 
                        <PRTPAGE P="46609"/>
                        water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections. Rose, Tutuila, and Ta`ū Island areas are of high conservation value to the DPS because they support a high density of foraging/resting green turtles (Becker 
                        <E T="03">et al.</E>
                         2019). Areas off Ofu and Olosega are of low conservation value because they support a relatively low density of foraging/resting green turtles (Becker 
                        <E T="03">et al.</E>
                         2019). However, the Team concluded, and we agree, that the marine areas adjacent to nesting beaches proposed as critical habitat by USFWS on Ofu and Olosega provide high conservation value because they also contain the reproductive essential feature.
                    </P>
                    <HD SOURCE="HD3">Pacific Remote Islands Marine National Monument</HD>
                    <P>
                        The density estimates (Becker 
                        <E T="03">et al.</E>
                         2019) and CREP towed diver survey data demonstrate occurrence of foraging/resting green turtles throughout nearshore waters of the islands (see Draft Biological Report, NMFS 2023a). The following published data also demonstrate that green turtles forage and rest throughout the waters of the following islands of the Pacific Remote Islands National Monument: Baker Island, Howland Island, Jarvis Island, Kingman Reef, and Palmyra Atoll. The Palmyra benthic foraging/resting area is used almost exclusively (97 percent) by green turtles of the Central South and Central West DPSs (Naro-Maciel 
                        <E T="03">et al.</E>
                         2014). A total of 555 green turtles were captured between 2008 and 2013 of which 123 (22.2 percent) were adults, 193 turtles (34.8 percent) were subadults, and 239 (43 percent) were juveniles (Naro-Maciel 
                        <E T="03">et al.</E>
                         2018). High-use areas included the Southern, Northern, and Eastern Lagoon and Flats, and larger turtles were found at the Western and Central Lagoon and Flats (Sterling 
                        <E T="03">et al.</E>
                         2013). Turtles generally remained within Palmyra nearshore waters year-round (Naro-Maciel 
                        <E T="03">et al.</E>
                         2018).
                    </P>
                    <P>
                        Based on the data detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters of the Pacific Remote Islands, from the mean high water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections. Areas off Baker, Howland, and Jarvis Islands and Palmyra Atoll are of high conservation value to the DPS because they support a high density of foraging/resting green turtles (Becker 
                        <E T="03">et al.</E>
                         2019). Areas off Kingman Reef are of low conservation value because they support a relatively low density of foraging/resting green turtles (Becker 
                        <E T="03">et al.</E>
                         2019).
                    </P>
                    <HD SOURCE="HD2">Review of INRMPs Within the Range of the Central South Pacific DPS</HD>
                    <P>We are not aware of any INRMPs for DoD installations that overlap with areas being considered for critical habitat.</P>
                    <HD SOURCE="HD2">Economic Impacts Within the Range of the Central South Pacific DPS</HD>
                    <P>For each of the specific areas meeting the definition of critical habitat, we weighed the economic impact of designation against the benefits of designation, as represented by its conservation value to the Central South Pacific DPS (see Table 5). Specific areas providing high conservation value are associated with a combined total annualized impact of $18,000. Specific areas providing low conservation value were associated with a combined total annualized impact of $620. High conservation value areas are highly important to supporting the overall life history and recovery of the DPS, and the benefits of designating these areas are not outweighed by the low economic impacts. We conclude, however, that the economic impacts outweigh the benefits of designating specific areas of low conservation value. Based on the Team's criteria and best available data, low conservation value areas do not contain essential reproductive and/or migratory features. Furthermore, these areas host a lower abundance and/or density of foraging/resting green turtles, suggesting that they provide less conservation value to the DPS relative to areas hosting moderate or high abundances or densities. Although the estimated annualized costs across all of the low conservation value areas for the DPS were low ($620), we concluded that these impacts outweighed the benefits of designating these areas. Therefore, we propose to exclude the following areas from the critical habitat designation: Kingman Reef and the non-reproductive areas of Ofu and Olosega (see Draft Biological Report; NMFS 2023a). As discussed in the Draft Sections 4(a)(3) and 4(b)(2) Report (NMFS 2023c), we conclude that exclusion of these low conservation value areas from the critical habitat designation will not result in extinction of the DPS.</P>
                    <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,xs67,15">
                        <TTITLE>Table 5—Conservation Value and Estimated, Incremental, Annualized Economic Impacts Associated With Section 7 Consultations Over the Next 10 Years for the Specific Areas Meeting the Definition of Critical Habitat for the Central South Pacific DPS</TTITLE>
                        <BOXHD>
                            <CHED H="1">Area</CHED>
                            <CHED H="1">
                                Conservation
                                <LI>value</LI>
                            </CHED>
                            <CHED H="1">
                                Annualized
                                <LI>impacts</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Tutuila</ENT>
                            <ENT>High</ENT>
                            <ENT>$8,200</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ofu and Olosega: reproductive areas</ENT>
                            <ENT>High</ENT>
                            <ENT>1,700</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ofu and Olosega: all other areas</ENT>
                            <ENT>Low</ENT>
                            <ENT>60</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Ta`ū</ENT>
                            <ENT>High</ENT>
                            <ENT>2,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Rose Atoll</ENT>
                            <ENT>High</ENT>
                            <ENT>1,500</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Swains Island</ENT>
                            <ENT>High</ENT>
                            <ENT>1,500</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Baker Island</ENT>
                            <ENT>High</ENT>
                            <ENT>400</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Howland Island</ENT>
                            <ENT>High</ENT>
                            <ENT>400</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Jarvis Island</ENT>
                            <ENT>High</ENT>
                            <ENT>250</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Palmyra Atoll</ENT>
                            <ENT>High</ENT>
                            <ENT>1,800</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Kingman Reef</ENT>
                            <ENT>Low</ENT>
                            <ENT>560</ENT>
                        </ROW>
                    </GPOTABLE>
                    <PRTPAGE P="46610"/>
                    <HD SOURCE="HD2">National Security Impacts Within the Range of the Central South Pacific DPS</HD>
                    <P>We have not received any requests for exclusions due to national security impacts of specific areas under consideration for proposed critical habitat.</P>
                    <HD SOURCE="HD2">Areas Proposed for Critical Habitat Designation for the Central South Pacific DPS</HD>
                    <P>
                        For the endangered South Pacific DPS of green turtles, we propose to designate occupied critical habitat, encompassing 106 km
                        <SU>2</SU>
                         of nearshore waters in American Samoa (Rose, Tutuila, Ta`ū, Swains, Aunuu Island, and parts of Ofu and Olosega Islands), Baker Island, Howland Island, Jarvis Island, and Palmyra Atoll, from the mean high water line to 20 m depth. Nearshore waters of Palmyra, Rose, Ta`ū, Swains, Aunuu Island, and Ofu and Olosega (an area encompassing Aunuu Island; Matasina, Vaoto, Fatauana, Toaga, Olosega, Faiava-Sili-Lalomoana, Asagatai, Mafafa, and Tuafanua Beaches) contain essential reproductive and benthic foraging/resting features. Nearshore waters of Tutuila, Baker Island, Howland Island, and Jarvis Islands contain benthic foraging/resting essential features. All areas proposed for designation are of high conservation value to the DPS. A total area of 14 km
                        <SU>2</SU>
                         is proposed for exclusion (Kingman Reef and two areas on Ofu and Olosega) because the benefits of exclusion outweigh the benefits of inclusion of these low conservation value areas. The Team found, and we agree, that exclusion of these areas from the critical habitat designation would not result in extinction of this DPS (NMFS 2023a). No exclusions are proposed based on national security impacts, and no areas are ineligible for designation as critical habitat under section 4(a)(3)(B)(i) of the ESA. We have not identified any unoccupied areas that are essential to the conservation of this DPS; thus we are not proposing to designate any unoccupied areas.
                    </P>
                    <HD SOURCE="HD1">Central West Pacific DPS</HD>
                    <P>The Central West Pacific DPS is defined as green turtles originating from the Central West Pacific Ocean, including those hatching from nests on the beaches of the Mariana Archipelago (which includes Guam and the Commonwealth of the Northern Mariana Islands, CNMI) and those found in the waters of Wake Island. The range of the DPS is bounded by the following coordinates: 41° N, 146° E in the northwest; 41° N, 169° E in the northeast; 9° N, 175° W in the east; 13° S, 171° E in the southeast; along the northern coast of the island of New Guinea; and 4.5° N, 129° E in the west. The geographical area occupied by this DPS includes waters outside of U.S. jurisdiction. Within the U.S. EEZ, the range of the DPS includes waters up to 200 nautical miles offshore of Guam, the Commonwealth of Northern Mariana Islands, and Wake Island. See the Draft Biological Report (NMFS 2023a) for a map of this area.</P>
                    <P>
                        The 1998 Recovery Plan for U.S. Pacific Populations of the Green Turtle (NMFS and USFWS 1998) identified recovery criteria to delist the species (
                        <E T="03">i.e.,</E>
                         the goal of the plan), including activities needed to protect and prevent the degradation of marine habitat. To identify relevant scientific information, the Team worked with biologists from the Guam Department of Aquatic and Wildlife Resources (DAWR) and the CNMI Department of Land and Natural Resources (DLNR).
                    </P>
                    <HD SOURCE="HD2">Specific Areas Containing the Reproductive Essential Feature and Their Conservation Value to the Central West Pacific DPS</HD>
                    <P>
                        The recovery of the DPS is dependent on successful reproduction. While nesting occurs on beaches, the marine areas adjacent to nesting beaches are essential for mating, movement of reproductive females on and off nesting beaches, internesting, and the swim frenzy and early dispersal (
                        <E T="03">i.e.,</E>
                         transit) of post-hatchlings. Therefore, the following reproductive feature is essential to the conservation of the Central West Pacific DPS: From the mean high water line to 20 m depth, sufficiently dark and unobstructed nearshore waters adjacent to nesting beaches proposed as critical habitat by USFWS, to allow for the transit, mating, and internesting of reproductive individuals, and the transit of post-hatchlings.
                    </P>
                    <P>
                        The Team used the following information to identify this reproductive essential feature. Green turtles nest in Guam (Guam DAWR unpublished data 2014) and CNMI (Summers 
                        <E T="03">et al.</E>
                         2018), where nesting occurs at Saipan, Tinian, Rota, Pagan, and Agrihan (J. Browning, USFWS pers. comm. 2022). USFWS reviewed nesting data to identify beaches considered for terrestrial critical habitat, which begins at the mean high water line. Therefore, in-water areas considered for marine critical habitat also begin at the mean high water line (
                        <E T="03">i.e.,</E>
                         waters adjacent to nesting beaches). To determine the offshore boundary of the reproductive essential feature, the Team reviewed unpublished satellite tracking data on internesting females in waters adjacent to nesting beaches. These data are described in detail in the Draft Biological Report (NMFS 2023a). Dive data of post-nesting green turtles (n = 10) in the Mariana Archipelago indicated that they spent the majority (98.9 percent) of time in waters shallower than 50 m, at an average depth of 12 m (PIFSC unpublished data 2022). While depths of 12 m and 50 m were considered, the Team found that a 20 m depth limit accounted for over 90 percent of the data. The Team concluded, and we agree, that the reproductive essential feature occurs from the mean high water line to 20 m depth in waters off nesting beaches.
                    </P>
                    <P>
                        The reproductive essential feature may require special management considerations or protection because of the importance of maintaining disturbance-free nearshore areas for mating, internesting, and post-hatchling transit. The following activities may impede access to and from nesting beaches, interrupt mating, or disturb internesting females: offshore and nearshore structures, construction, dredging, artificial lighting, oil and gas activities, power generating activities, fishing, aquaculture, shipping, and military activities (NMFS and USFWS 1998; Summers 
                        <E T="03">et al.</E>
                         2018). For example, in CNMI, human disturbances prevented females from emerging onto nesting beaches, causing them to nest on adjacent (smaller) pocket beaches with sub-optimal habitat or to leave the original nesting beach until the threat had abated (Summers 
                        <E T="03">et al.</E>
                         2018). Summers 
                        <E T="03">et al.</E>
                         (2018) recorded at least one type of disturbance during 8 percent (40 of 485) of their nocturnal surveys of Saipan. In CNMI, coastal erosion and exotic vegetation have been identified as a high risk to sea turtles (CNMI Coastal Resources Management Office 2011). Construction and associated lighting on the islands of Saipan, Tinian, and Rota may result in loss or degradation of green turtle nesting habitat (NMFS and USFWS 1998; Tetratech 2014). Some nesting beaches on Tinian and Guam occur on military-leased land, where the potential for construction impacts exists (NMFS and USFWS 1998; Project GloBAL 2009a; CNMI Coastal Resources Management Office 2011). Finally, climate change may result in the shift or loss of nesting beach habitat, which would alter the location or value of adjacent marine reproductive areas.
                    </P>
                    <P>
                        To identify specific areas containing the reproductive features essential to the conservation of the DPS, we relied on USFWS' identification of nesting beaches. USFWS proposed Guam and CNMI nesting beaches as terrestrial 
                        <PRTPAGE P="46611"/>
                        critical habitat elsewhere in today's 
                        <E T="04">Federal Register</E>
                         (see 
                        <E T="03">https://www.regulations.gov,</E>
                         Docket No. FWS-R4-ES-2022-0164).
                    </P>
                    <P>For each of these areas, we identified the adjacent marine area, from the mean high water line to 20 m depth, as containing the reproductive feature essential to the conservation of the Central West Pacific DPS and which may require special management consideration or protection. These areas are of high conservation value to the DPS because they are required for successful reproduction, which is directly linked to population growth and recovery. Females must use reproductive areas to reach the nesting beaches proposed as critical habitat by USFWS and for internesting. These areas are also essential for successful mating and post-hatchling swim frenzy and early dispersal.</P>
                    <HD SOURCE="HD2">No Migratory Essential Feature for the Central West Pacific DPS</HD>
                    <P>
                        The recovery of the DPS requires that adult turtles reproduce and forage/rest. When reproduction and benthic foraging/resting areas are geographically separated, turtles must successfully migrate between these areas. The Team reviewed satellite tracking data of 26 post-nesting females in the Mariana Archipelago: 9 in Guam, and 17 in CNMI (Summers 2011; PIFSC unpublished data 2022). Most post-nesting females migrated thousands of miles to foraging areas outside the Marianas, to nearshore waters of the Philippines (n=13), Japan (n=5), Taiwan (n=1), Spratly Islands (n=1), Palau (n=1), Federated States of Micronesia (n=1), and Indonesia (n=1) (PIFSC unpublished data 2022). Such long-distance migratory patterns are common to turtles within this DPS (Kolinski 1995; Kolinski 
                        <E T="03">et al.</E>
                         2014; Parker 
                        <E T="03">et al.</E>
                         2015). However, some post-nesting females remain in the Mariana Archipelago to forage (Summers 
                        <E T="03">et al.</E>
                         2017; PIFSC unpublished data 2022).
                    </P>
                    <P>Given these data, the Team concluded that green turtles of this DPS do not use a narrow, constricted migratory corridor. Instead, they use multiple oceanic migratory paths. We were unable to identify a particular depth or distance from shore used by adult green turtles to migrate between reproductive and benthic foraging/resting areas. We were also unable to identify any other physical or biological feature used by migrating turtles because the best available data demonstrate variation among movement patterns of individuals in oceanic habitats. That is to say that migration is not constricted or confined by a continental shelf, current, or other feature, but rather occurs over a large, oceanic environment without defining features (such as depth or distance from shore). Therefore, while migration between reproductive and benthic foraging/resting habitats is essential to the conservation of the species, we were unable to identify or define a migratory feature for this DPS.</P>
                    <HD SOURCE="HD2">Specific Areas Containing the Benthic Foraging/Resting Essential Features and Their Conservation Value to the Central West Pacific DPS</HD>
                    <P>
                        The recovery of the DPS requires successful survival, growth, and development of juvenile life stages as well as the successful survival and reproduction of adults. The Team was unable to identify foraging/resting essential features for post-hatchlings and surface-pelagic juveniles due to insufficient data on this developmental life stage and its habitat requirements. For benthic juveniles and adults, benthic habitats provide the food resources and refugia necessary to survive, develop, grow, and reproduce. The following benthic foraging/resting features are essential to the conservation of the Central West Pacific DPS: From the mean high water line to 20 m depth, underwater refugia (
                        <E T="03">e.g.,</E>
                         rocks, reefs, and troughs) and food resources (
                        <E T="03">i.e.,</E>
                         seagrass, marine algae, and/or marine invertebrates) of sufficient condition, distribution, diversity, abundance, and density necessary to support survival, development, growth, and/or reproduction.
                    </P>
                    <P>
                        To identify the foraging/resting essential features, the Team used information collected during surveys of the nearshore waters off CNMI, Guam, and Wake Island (Kolinski 
                        <E T="03">et al.</E>
                         2001; Kolinski 
                        <E T="03">et al.</E>
                         2004; Kolinski 
                        <E T="03">et al.</E>
                         2005; Kolinski 
                        <E T="03">et al.</E>
                         2006; Guam DAWR 2011; Jones and Van Houtan 2014; Tetratech 2014; Martin 
                        <E T="03">et al.</E>
                         2016; Summers 
                        <E T="03">et al.</E>
                         2017; Becker 
                        <E T="03">et al.</E>
                         2019; Gaos 
                        <E T="03">et al.</E>
                         2020a; Gaos 
                        <E T="03">et al.</E>
                         2020b; CNMI DLNR unpublished data 2016; NMFS CREP unpublished data 2022; PIFSC unpublished data 2022). These studies demonstrate that predominantly juveniles and some adults forage and rest throughout nearshore habitats in the Mariana Archipelago and Wake Island. For example, during 19 in-water surveys in Guam, Saipan, and Tinian for a total of 47 days, Gaos 
                        <E T="03">et al.</E>
                         (2020a; 2020b) encountered 258 green turtles; of the 97 green turtles that were captured and equipped with satellite tags, only 6 appeared to be adults (Gaos 
                        <E T="03">et al.</E>
                         2020a; Gaos 
                        <E T="03">et al.</E>
                         2020b), consistent with earlier analyses. Between 2006 and 2014, Summers 
                        <E T="03">et al.</E>
                         (2017) captured 493 green turtles in nearshore habitats of Saipan, Tinian, and Rota, and all but 4 were juveniles (mean SCL = 50.7 cm). These studies also revealed limited movement (0.5 to 3 km
                        <SU>2</SU>
                        ) and high foraging/resting site fidelity (Summers 
                        <E T="03">et al.</E>
                         2017; Gaos 
                        <E T="03">et al.</E>
                         2020a; Gaos 
                        <E T="03">et al.</E>
                         2020b) of foraging juveniles, with an estimated mean residency of 17 years (Summers 
                        <E T="03">et al.</E>
                         2017). Dive data of green turtles (n=84) in the Mariana Archipelago indicated that green turtles spent the majority (98 percent) of their time in waters shallower than 50 m (Gaos 
                        <E T="03">et al.</E>
                         2020a). Diel dive comparisons suggested that green turtles remain in deeper waters during daylight hours (average depth 13.2 m) and move to shallower depths during the night (average depth 8.7 m; Gaos 
                        <E T="03">et al.</E>
                         2020a). While the Team considered both 13.2 m and 50 m depth limits, foraging/resting turtles spent more than 90 percent of their time in waters of 20 m depth or less (PIFSC unpublished data 2022). Therefore, the Team concluded, and we agree, that the majority of foraging/resting features essential to the conservation of the DPS occur from the mean high water line to 20 m depth.
                    </P>
                    <P>
                        Known green turtle food resources found in CNMI include 2 seagrass species (
                        <E T="03">i.e., Halodule uninervis</E>
                         and 
                        <E T="03">Halophila ovalis</E>
                        ) and approximately 30 algal species (Kolinski 
                        <E T="03">et al.</E>
                         2001; Kolinski 
                        <E T="03">et al.</E>
                         2004; Kolinski 
                        <E T="03">et al.</E>
                         2006). Algae is more prevalent than seagrass in CNMI, especially in areas of high turtle density; however, stomach contents of a single turtle and reports of cropped blades indicate foraging on seagrass as well (Kolinski 
                        <E T="03">et al.</E>
                         2004). Analyzing samples from the oral cavity of 44 turtles, Summers 
                        <E T="03">et al.</E>
                         (2017) identified the following algal genera: 
                        <E T="03">Amansia</E>
                         (found in 95.7 percent of the samples), 
                        <E T="03">Gelidiella</E>
                         (12.8 percent), 
                        <E T="03">Hypnea,</E>
                         and 
                        <E T="03">Ceramium.</E>
                    </P>
                    <P>
                        The benthic foraging/resting essential features may require special management considerations to protect food resources and underwater refugia. The Recovery Plan (NMFS and USFWS 1998) indicates that protection is needed to prevent the degradation of marine habitats due to construction, dredging, disposal, pollution, coastal erosion, fishing, and vessel activities (
                        <E T="03">e.g.,</E>
                         groundings, anchoring, and propeller scarring). Impacts to the nearshore marine environment also include shoreline development, sediment-laden runoff, pollution, wastewater effluent, and invasive species (Kelly and Cayanan 2020; Hapdei 2020). Coastal development in Guam has resulted in sedimentation, which has damaged Guam's coral reefs (NMFS and USFWS 1998). Coastal 
                        <PRTPAGE P="46612"/>
                        erosion has also been identified as a high risk in the CNMI due to the existence of concentrated human population centers near erosion-prone zones, coupled with the increasing threat of erosion from sea level rise (CNMI Coastal Resources Management Office 2011). Direct or indirect disposal of anthropogenic waste and nutrients contribute to eutrophication, affecting reef health and green turtle foraging habitats (Dailer 
                        <E T="03">et al.</E>
                         2010; Smith 
                        <E T="03">et al.</E>
                         2010; Swarzenski 
                        <E T="03">et al.</E>
                         2017). Although seagrasses around Tinian and Rota Islands are in good condition, those around Saipan have been degraded by tourism activities (Project GloBAL 2009b).
                    </P>
                    <P>
                        Within the range of the Central West Pacific DPS, many areas contain food resources and underwater refugia. The Team relied on the occurrence of foraging/resting green turtles to determine which of these areas contain resources sufficient to support their survival, development, growth, and/or reproduction. The Team identified specific areas containing the foraging/resting essential features, where green turtles have been documented foraging/resting in published scientific research studies and unpublished data (
                        <E T="03">e.g.,</E>
                         aerial and in-water surveys). Archipelago-wide, the best available data were gathered during biennial or triennial nearshore towed diver surveys that estimated green turtle densities by island in the month of April from 2002 to 2015 (Becker 
                        <E T="03">et al.</E>
                         2019). Such densities provide a relative, objective, and consistent measure of an area's conservation value to each DPS (Becker 
                        <E T="03">et al.</E>
                         2019). To delineate between high and low densities (and thus high and low conservation value), the Team first reviewed additional data (such as in-water capture data and surveys) that demonstrate high abundances of green turtles in waters of Guam, Saipan, Tinian, Rota (NMFS 2023a), and Pagan (Tetratech 2014). Then, the Team reviewed the Becker 
                        <E T="03">et al.</E>
                         (2019) density data for those islands. The lowest density estimates for those islands was 0.33 green turtles/km at Pagan (Becker 
                        <E T="03">et al.</E>
                         2019). Therefore, estimates greater than or equal to 0.33 green turtles/km (Becker 
                        <E T="03">et al.</E>
                         2019) constitute high density within the Mariana Archipelago. Based on this threshold, high densities of foraging/resting green turtles occur in waters off Tinian (1.77 green turtles/km), Saipan (1.6), Guam (0.65), Rota (0.64), Sarigan (0.48), Alamagan (0.38), Pagan (0.33), and Aguijan (0.34). All other areas surveyed, including Wake Island, had low densities (less than 0.33 green turtles/km). These densities reflect other data, described below, that demonstrate high densities of foraging/resting green turtles in Guam, Saipan, Tinian, Rota, and Pagan. Throughout the Mariana Archipelago, published and unpublished data have been gathered during PIFSC in-water captures from 2013 to 2019, CNMI DLNR in-water captures from August 2006 to July 2016, and NMFS CREP towed diver surveys from October 2000 to April 2017. These data, combined with stranding data (CNMI DLNR unpublished data 2022) indicate the presence of foraging/resting green turtles throughout nearshore waters of the Mariana Archipelago. See the Draft Biological Report (NMFS 2023a) for figures.
                    </P>
                    <HD SOURCE="HD3">Guam</HD>
                    <P>
                        The density estimates (Becker 
                        <E T="03">et al.</E>
                         2019), CREP towed diver survey data, and PIFSC observational and capture data demonstrate occurrence of foraging/resting green turtles throughout nearshore waters of the island (see Draft Biological Report, NMFS 2023a). The following published data also demonstrate the presence of foraging/resting green turtles in nearshore waters around Guam. Guam DAWR has conducted coastal aerial surveys semimonthly (24 surveys per year under ideal conditions) during three time periods: 1963 to 1965, 1975 to 1979, and 1989 to 2012 (Martin 
                        <E T="03">et al.</E>
                         2016). Mean number of green turtles increased from 31 (range 8 to 61 in 1963 through 1965) to 299 (range 242 to 355 in 2008 through 2012; Martin 
                        <E T="03">et al.</E>
                         2016). Increases mainly occurred on the southern and northern coasts of Guam (Martin 
                        <E T="03">et al.</E>
                         2016). The increase in zone 8 (southern Guam) is correlated with the implementation of the Achang Reef Flat Preserve, a marine protected area, in 1999; zone 8 also contains extensive seagrass beds (Martin 
                        <E T="03">et al.</E>
                         2016). The surveys also indicate consistent usage of zone 5 (the area around Apra Harbor) over time, which is supported by in-water surveys identifying abundant seagrass beds, coral reefs, and foraging turtles in the area (Gaos 
                        <E T="03">et al.</E>
                         2020a, 2020b). PIFSC observed and captured green turtles at numerous locations around Guam at sites consisting of rock, coral, and sandy substrate, including Piti Bomb Holes, Apra Harbor, Orote Point, Dadi Beach, Sella Bay, Cocos Island, Achang Reef Flat, Talo'fo'fo, Pago Bay, Ritidian, Tarague, Tumon Bay, and Tanguisson (Gaos 
                        <E T="03">et al.</E>
                         2020a, 2020b). PIFSC tracked foraging green turtles (n = 46) via satellite telemetry at several locations around Guam. Turtles remained within restricted home ranges, with average core home ranges of 0.15 km
                        <SU>2</SU>
                         ±0.13km
                        <SU>2</SU>
                         and overall home ranges of 1.08 km
                        <SU>2</SU>
                         ±0.78 km
                        <SU>2</SU>
                         (Gaos 
                        <E T="03">et al.</E>
                         2020a). It is important to note that the in-water surveys were designed to capture turtles in specific locations, and therefore they do not reflect systematic sampling of all reef areas around Guam, but efforts were made to survey as many areas as possible (Gaos 
                        <E T="03">et al.</E>
                         2020a).
                    </P>
                    <P>
                        Based on the data detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters of Guam, from the mean high water line to 20 m depth, contain the benthic foraging/resting essential features that may require special management considerations or protections. The waters surrounding Guam are of high conservation value to the DPS because they support a high density of foraging/resting green turtles (Becker 
                        <E T="03">et al.</E>
                         2019).
                    </P>
                    <HD SOURCE="HD3">CNMI</HD>
                    <P>
                        The density estimates (Becker 
                        <E T="03">et al.</E>
                         2019), CREP towed diver survey data, and PIFSC observational and capture data demonstrate occurrence of foraging/resting green turtles throughout nearshore waters of the islands (see Draft Biological Report, NMFS 2023a). The following published data also demonstrate the presence of foraging/resting green turtles in nearshore waters throughout CNMI. PIFSC in-water surveys and satellite telemetry between 2013 and 2019 confirmed the residency of juvenile green turtles within much of the nearshore habitat around Saipan, including Balisa, Fishing Basin, Chalan Kanoa Reef, Coral Ocean Point, Dan Dan, Lao Lao Bay, Tank Beach, Forbidden Island, Spotlight, Cowtown, Pau Pau Beach, and Aqua Reef (Gaos 
                        <E T="03">et al.</E>
                         2020a). A total of 33 satellite tags were deployed on green turtles. Nearly all turtles remained within restricted foraging areas during tracking and had average core and overall home ranges of 0.22 km
                        <SU>2</SU>
                         ±0.2 km
                        <SU>2</SU>
                         and 1.45 km
                        <SU>2</SU>
                         ±1.3 km
                        <SU>2</SU>
                         respectively. Between 2006 and 2014, Hapdei (2020) captured 493 foraging or resting green turtles (mostly juveniles) in the nearshore habitats of Saipan, Tinian, and Rota. Surveying Saipan from 2006 to 2016, CNMI DLNR (Summers 
                        <E T="03">et al.</E>
                         2017; unpublished data through 2016) identified the following foraging locations (the total number of unique individuals captured is in parentheses): Balisa (576); Lao Lao Bay (35); Chalan Kanoa Reef (3); Cow Town (1); and Spotlight (1). Summers 
                        <E T="03">et al.</E>
                         (2017) captured foraging/resting turtles at: Laguna Garapan (Balisa), Lao Lao Bay, Barcinas Cove, Tachungnya Bay, Tinian Harbor, Dumpcoke, Turtle Cove, Fleming Point, Sasanlagu or Pinatang, Teteto, Sasanhaya Bay (including Jerry's 
                        <PRTPAGE P="46613"/>
                        Reef), and Puntan Poña. During a 10-day in-water survey conducted in 2005, Ilo 
                        <E T="03">et al.</E>
                         (2005) observed 30 juveniles and 1 adult female between Naftan Point and Banzai Cliff (including the reefs of Chalan Kanoa, Chalan Laulau, and Tanapag Lagoons). Ilo 
                        <E T="03">et al.</E>
                         (2005) also observed 37 green turtles (including 26 juveniles) during shoreline and cliff-side assessments of the eastern shore of Saipan, conducted in July 2005. During their in-water and cliff-side surveys of Saipan, Kolinski 
                        <E T="03">et al.</E>
                         (2001) encountered most foraging turtles (60 percent) along the relatively uninhabited east coast, where human access is limited, the benthos is topographically complex, and a variety of food resources occur; they also observed turtles at Central Naftan, Forbidden Island (north of the isthmus), North Naftan, the Kingfisher Golf Course, and Balisa.
                    </P>
                    <P>
                        Tinian also hosts a large resident population of green turtles. In-water and cliff-side surveys of Tinian waters, contracted by the Navy and conducted over several weeks in 2013, estimated a population size of 795 to 1,107 resident (
                        <E T="03">i.e.,</E>
                         foraging and resting) green turtles (Tetratech 2014). In-water surveys and satellite telemetry conducted between 2013 and 2019 confirmed the residency of juvenile green turtles at several sites around Tinian, specifically at Dumpcoke Cove, Fleming Point, Tinian Harbor, Tachungnya Bay, Red Wall, Tohgong, Dangkolo, and Chulu (Gaos 
                        <E T="03">et al.</E>
                         2020a). A total of 17 satellite tags were deployed on green turtles around the island and the tags transmitted for an average of 154 days, ±82.1 days. All turtles remained within restricted foraging areas during tracking and had average core and overall home ranges of 0.57 km
                        <SU>2</SU>
                         ±0.19 km
                        <SU>2</SU>
                         and 3.09 km
                        <SU>2</SU>
                         ±0.78 km
                        <SU>2</SU>
                        , respectively. From 2006 to 2016, CNMI DLNR (unpublished data 2016) identified the following foraging locations on Tinian (the total number of individuals captured is in parentheses): Dumpcoke (5); Fleming Point (6); Red Wall (Puntan Carolinas to Horseshoe Reef; 8); and Turtle Cove (2). Kolinski 
                        <E T="03">et al.</E>
                         2001 reported that most turtles are juvenile and occur along the relatively uninhabited east coast but identified many foraging locations throughout the nearshore waters of Tinian.
                    </P>
                    <P>
                        Rota also hosts a large resident population of green turtles. During surveys covering 67 percent of Rota's shoreline, Kolinski 
                        <E T="03">et al.</E>
                         (2006) observed an estimated 73 green turtles (Kolinski 
                        <E T="03">et al.</E>
                         2006). While these estimates are based on 2 days of surveys in a single year, the results are comparable to previous surveys conducted by Ilo and Manglona (2001), who surveyed 94.4 percent of Rota's shorelines, observed 56 turtles, and projected a total of 92 green turtles. The similarity of estimates suggests short-term stability in turtle abundance at Rota (Kolinski 
                        <E T="03">et al.</E>
                         2006).
                    </P>
                    <P>In-water and cliff-side surveys of Pagan waters contracted by the Navy and conducted over several weeks in 2013 were used to estimate a population size of 297 green turtles (Tetratech 2014). Foraging has been observed at Leeward South, South (Jurassic Park), Green, and Blue beaches.</P>
                    <P>
                        Other islands of CNMI also support foraging/resting green turtles. At Aguijan and Farallon de Medinilla Islands, 14 and 9 green turtles respectively were observed during marine surveys covering 95 percent of the islands in 2001 (Kolinski 
                        <E T="03">et al.</E>
                         2004). In 2003, Kolinski 
                        <E T="03">et al.</E>
                         (2005) conducted 36 hours of surface surveys and 34 hours of submerged surveys (tow-board and dive) throughout seven reef systems throughout the Archipelago: Stingray Shoal, Supply Reef, Zealandia Bank, Pathfinder Reef, Arakane Reef, and Tatsumi Reef. They observed a total of three turtles (one each at Supply Reef, Zealandia Bank, and Arakane Reef); two were juveniles, and one was juvenile/adult (Kolinski 
                        <E T="03">et al.</E>
                         2005). The authors attributed the low abundance to low recruitment rates, inadequate habitat range and resources, increased exposure to predation, and/or increased effort required to remain on location (Kolinski 
                        <E T="03">et al.</E>
                         2005).
                    </P>
                    <P>
                        Based on the data detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters of CNMI, from the mean high water line to 20 m depth, contain the benthic foraging/resting essential features that may require special management considerations or protections. The areas surrounding Saipan, Tinian, Rota, Sarigan, Alamagan, Pagan, and Aguijan are of high conservation value to the DPS because they support a high density of foraging/resting green turtles (Becker 
                        <E T="03">et al.</E>
                         2019). Other islands of CNMI hosted relatively low densities of turtles and thus provide low conservation value. However, the Team concluded, and we agree, that the marine areas adjacent to nesting beaches proposed as critical habitat by USFWS on Agrihan provide high conservation value because they also contain the reproductive essential feature.
                    </P>
                    <HD SOURCE="HD3">Wake Island</HD>
                    <P>
                        The density estimates (Becker 
                        <E T="03">et al.</E>
                         2019) and CREP towed diver survey data demonstrate occurrence of foraging/resting green turtles throughout nearshore waters of the island (see Draft Biological Report, NMFS 2023a). The following published data also demonstrate the presence of foraging/resting green turtles in nearshore waters off Wake Island. During a 1998 terrestrial survey, multiple turtles were observed in nearshore and lagoon waters at Wake Island (DoD 2007). Green turtles are regularly observed in the waters surrounding Wake Island (PRSC 2017).
                    </P>
                    <P>
                        Based on the data detailed in the Draft Biological Report (NMFS 2023a) and summarized here, the Team concluded, and we agree, that all nearshore waters of Wake Island, from the mean high water line to 20 m depth, contain benthic foraging/resting essential features that may require special management considerations or protections. However, Wake Island hosts relatively low densities of benthic foraging/resting turtles (Becker 
                        <E T="03">et al.</E>
                         2019) and thus provides low conservation value to the DPS.
                    </P>
                    <HD SOURCE="HD2">Review of INRMPs Within the Range of the Central West Pacific DPS</HD>
                    <P>DoD provided, and we reviewed, INRMPs on two installations within the range of the Central West Pacific DPS (NMFS 2023c). One installation occurs near an area that, as discussed in the following section, we propose to exclude based on economic impacts (Wake Island Airfield). For the Joint Region Marianas INRMP, we are working with DoD to identify relevant elements to protect the habitat from the types of effects that would be addressed through a destruction-or-adverse-modification analysis (50 CFR 424.12(h)). We will consider this and other information to determine whether a benefit is provided prior to publication of the final rule to designate critical habitat.</P>
                    <HD SOURCE="HD2">Economic Impacts Within the Range of the Central West Pacific DPS</HD>
                    <P>
                        For each of the specific areas meeting the definition of critical habitat, we weighed the economic impact of designation against the benefits of designation, as represented by its conservation value to the Central West Pacific DPS (see Table 6). Specific areas providing high conservation value are associated with a combined total annualized impact of $28,000. Specific areas providing low conservation value were associated with a combined total annualized impact of $1,700. High conservation value areas are highly important to supporting the overall life history and recovery of the DPS, and the benefits of designating these areas are not outweighed by the low economic 
                        <PRTPAGE P="46614"/>
                        impacts. We conclude, however, that the economic impacts outweigh the benefits of designating specific areas of low conservation value. Based on the Team's criteria and best available data, low conservation value areas do not contain essential reproductive and/or migratory features. Furthermore, these areas host a lower abundance and/or density of foraging/resting green turtles, suggesting that they provide less conservation value to the DPS relative to areas hosting high abundances or densities. Although the estimated annualized costs across all of the low conservation value areas for the DPS were low ($1,700), we concluded that these impacts outweighed the benefits of designating these areas. Therefore, we propose to exclude the following areas from the critical habitat designation: Wake Island, non-reproductive areas of Agrihan Island, and Anatahan, Guguan, Asuncion, and Maug Islands. As discussed in the Draft Sections 4(a)(3) and 4(b)(2) Report (NMFS 2023c), we conclude that exclusion of these low conservation value areas from the critical habitat designations will not result in extinction of the DPS.
                    </P>
                    <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,xs67,15">
                        <TTITLE>Table 6—Conservation Value and Estimated, Incremental, Annualized Economic Impacts Associated With Section 7 Consultations Over the Next 10 Years for the Specific Areas Meeting the Definition of Critical Habitat for the Central West Pacific DPS</TTITLE>
                        <BOXHD>
                            <CHED H="1">Area</CHED>
                            <CHED H="1">
                                Conservation
                                <LI>value</LI>
                            </CHED>
                            <CHED H="1">
                                Annualized
                                <LI>impacts</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Guam</ENT>
                            <ENT>High</ENT>
                            <ENT>$19,000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Rota</ENT>
                            <ENT>High</ENT>
                            <ENT>810</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Aguijan</ENT>
                            <ENT>High</ENT>
                            <ENT>370</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Saipan</ENT>
                            <ENT>High</ENT>
                            <ENT>4,200</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Tinian</ENT>
                            <ENT>High</ENT>
                            <ENT>2,200</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Alamagan</ENT>
                            <ENT>High</ENT>
                            <ENT>370</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Sarigan</ENT>
                            <ENT>High</ENT>
                            <ENT>370</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Pagan</ENT>
                            <ENT>High</ENT>
                            <ENT>370</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Agrihan (reproductive areas)</ENT>
                            <ENT>High</ENT>
                            <ENT>370</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">CNMI: all other areas</ENT>
                            <ENT>Low</ENT>
                            <ENT>480</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Wake Island</ENT>
                            <ENT>Low</ENT>
                            <ENT>1,600</ENT>
                        </ROW>
                    </GPOTABLE>
                    <HD SOURCE="HD2">National Security Impacts Within the Range of the Central West Pacific DPS</HD>
                    <P>We received 16 requests for exclusions due to national security impacts of specific areas under consideration for proposed critical habitat of the Central West Pacific DPS (NMFS 2023c). Of these, one occurs in an area that was excluded based on economic impacts that outweighed the benefits of designating critical habitat. The remaining 15 requests are not yet reasonably specific to weigh national and homeland security impacts against the benefits of a potential critical habitat designation. We are working with DoD and DHS to gather the specific information and will consider it prior to publication of the final rule to designate critical habitat.</P>
                    <HD SOURCE="HD2">Areas Proposed for Critical Habitat Designation for the Central West Pacific DPS</HD>
                    <P>
                        For the endangered Central West Pacific DPS of green turtles, we propose to designate occupied critical habitat, encompassing 202 km
                        <SU>2</SU>
                         of nearshore waters in Guam and CNMI (Saipan, Tinian, Rota, Pagan, Aguijan, Alamagan, Sarigan, and off the nesting beaches at Agrihan), from the mean high water line to 20 m depth. Nearshore waters of Guam, Saipan, Tinian, Rota, Pagan, and Agrihan contain essential reproductive and benthic foraging/resting features. Nearshore waters of Aguijan, Alamagan, and Sarigan contain the foraging/resting essential features. All areas proposed for designation are of high conservation value to the DPS. A total area of 271 km
                        <SU>2</SU>
                         is proposed for exclusion because the benefits of exclusion outweigh the benefits of inclusion of these low conservation value areas. The Team found, and we agree, that exclusion of these areas from the critical habitat designation would not result in extinction of this DPS (NMFS 2023a). At this time, we have not received reasonably specific information with which to propose exclusions based on national security impacts. At this time, no areas are ineligible for designation as critical habitat under section 4(a)(3)(B)(i) of the ESA. We have not identified any unoccupied areas that are essential to the conservation of this DPS; thus we are not proposing to designate any unoccupied areas.
                    </P>
                    <HD SOURCE="HD2">Effects of Critical Habitat Designations</HD>
                    <P>Section 7(a)(2) of the ESA requires Federal agencies, including NMFS, to insure that any action authorized, funded or carried out by the agency is not likely to jeopardize the continued existence of any threatened or endangered species or destroy or adversely modify designated critical habitat. In addition to actions carried out by a Federal agency, activities subject to the ESA section 7 consultation process include those occurring on Federal lands, requiring a permit or other authorization from a Federal agency, or funded by a Federal agency. ESA section 7 consultation is not required for actions on non-Federal and private lands that are not carried out, funded, or authorized by a Federal agency.</P>
                    <P>
                        Federal agencies must consult with us on any proposed agency action that may affect the listed species or its critical habitat. During section 7 consultation, we evaluate the agency action to determine whether the action is likely to adversely affect listed species or critical habitat. The potential effects of a proposed action may depend on, among other factors, the specific timing and location of the action relative to seasonal presence of essential features or seasonal use of critical habitat by the listed species for essential life history functions. While the requirement to consult on an action that may affect critical habitat applies regardless of the season, NMFS addresses the varying spatial and temporal considerations when evaluating the potential impacts of a proposed action during consultation. If we conclude that the agency action would likely result in the destruction or adverse modification of critical habitat, we would recommend reasonable and prudent alternatives to the action in the biological opinion. Reasonable and prudent alternatives are defined in 50 CFR 402.02 as alternative actions identified during formal consultation that can be implemented in a manner consistent with the intended purpose of the action, that are consistent 
                        <PRTPAGE P="46615"/>
                        with the scope of the Federal agency's legal authority and jurisdiction, that are economically and technologically feasible, and that would avoid the destruction or adverse modification of critical habitat. In the biological opinion, NMFS may also provide a statement containing discretionary conservation recommendations. Conservation recommendations are advisory and are not intended to carry any binding legal force.
                    </P>
                    <P>Section 7(a)(4) of the ESA requires Federal agencies to confer with us on any action likely to destroy or adversely modify proposed critical habitat. Regulations at 50 CFR 402.16 require Federal agencies that have retained discretionary involvement or control over an action, or where such discretionary involvement or control is authorized by law, to reinitiate consultation on previously reviewed actions in instances where, with respect to critical habitat: (1) critical habitat is subsequently designated that may be affected by the identified action; or (2) new information or changes to the action may result in effects to critical habitat not previously considered in the biological opinion.</P>
                    <HD SOURCE="HD1">Activities That May Be Affected</HD>
                    <P>ESA section 4(b)(8) requires, to the maximum extent practicable, in any proposed regulation to designate critical habitat, an evaluation and brief description of those activities (whether public or private) that may adversely modify such habitat or that may be affected by such designation. A wide variety of activities may affect the proposed critical habitat and may be subject to the ESA section 7 consultation processes when carried out, funded, or authorized by a Federal agency. These include: (1) in-water structures and construction, including dredging and beach nourishment; (2) oil and gas activities, including construction, maintenance, operations, oil spills, and clean-up; (3) alternative energy development, including the construction, maintenance, and operation of wind farms; (4) vessel activities, including the establishment of shipping lanes and those that may cause damage by grounding, anchoring, and propeller scarring; (5) military activities; (6) space vehicle and missile launches; (7) Federal fisheries; (8) aquaculture; (9) water quality management including pesticide registration, establishment of water quality standards, and Clean Water Act general permits; and (10) any activity resulting in run-off, pollution, or contamination into waters occupied by green turtles.</P>
                    <P>The designation of critical habitat does not preclude a Federal agency from performing its action within that specific area. Rather, a Federal agency is required to insure that its action will not result in destruction or adverse modification of critical habitat. During section 7 consultations, NMFS' biologists would review Federal actions and their effects on the essential features within specific areas designated as critical habitat, in addition to effects to the species. For continuing actions that have previously undergone section 7 consultation for the species, reinitiation of consultation would be required to assess effects to the critical habitat upon its designation. Although not required, a Federal agency may request a conference on any action that may affect proposed critical habitat; the conference opinion may be adopted as the biological opinion to satisfy the section 7 consultation requirements once the designation is finalized.</P>
                    <P>For areas containing the reproductive essential feature, consulting biologists would evaluate whether the Federal action is likely to obstruct areas used for transit to or from nesting beaches, mating, or internesting; the action would also be evaluated for artificial lighting, which may impede post-hatchlings' swim frenzy and early dispersal. A destruction or adverse modification analysis would consider the extent to which these areas are obstructed or lighted, including but not limited to timing (during the mating/nesting season), duration (permanent or temporary), and magnitude (large or small scale). Actions having effects that are temporary, small-scale, or occur outside of the mating/nesting season are not expected to result in a destruction or adverse modification determination.</P>
                    <P>Similarly, for areas containing the migratory essential feature, consulting biologists would evaluate whether the Federal action is likely to obstruct corridors used by reproductive individuals for transit between reproductive and benthic foraging/resting areas. A destruction or adverse modification analysis would consider the extent to which a migratory corridor is obstructed, including but not limited to timing (before, during, or after the mating/nesting season), duration (permanent or temporary), and magnitude (large or small scale). Actions having effects that are temporary, small-scale, or occur outside of the migratory season are not expected to result in a destruction or adverse modification determination.</P>
                    <P>
                        For areas containing the foraging/resting essential features, consulting biologists would evaluate whether the Federal action is likely to adversely affect underwater refugia and food resources (
                        <E T="03">i.e.,</E>
                         seagrasses, macroalgae, and/or invertebrates) and/or 
                        <E T="03">Sargassum</E>
                         habitat for the North Atlantic DPS. A destruction or adverse modification analysis would consider the extent to which such resources are modified or destroyed, including but not limited to magnitude (large or small scale) and availability of other resources nearby. Actions having effects that are small in scale or that allow turtles to forage and rest nearby are not expected to result in a destruction or adverse modification determination.
                    </P>
                    <P>
                        Given these considerations, it is anticipated that many Federal actions would not result in a destruction or adverse modification determination. For many actions, it is also anticipated that simple modifications could be made to proposed actions to avoid or minimize adverse effects to critical habitat. Such determinations will be made by consulting biologists on a case-by-case basis. However, we provide some examples for guidance. Obstructions to areas containing reproductive and migratory features could be avoided by planning actions well outside of mating/nesting and migratory seasons, minimizing the footprint of the action (so that turtles could easily move around the obstruction), or minimizing the duration of the action. To avoid artificial lighting, actions could be performed during the day. Actions could minimize the damage and loss of seagrass beds by relocating their action or minimizing its footprint and impact. Minimizing the footprint of an action would also minimize impacts to macroalgae and invertebrates. These species may grow on artificial substrates, which may need to be removed or maintained. In such instances, Federal agencies could ensure that other foraging resources are available to green turtles (
                        <E T="03">e.g.,</E>
                         avoid removing all available food resources at one time). Similarly, refugia may be destroyed by dredging or in-water construction. In such instances, Federal agencies could ensure that other refugia are available (
                        <E T="03">e.g.,</E>
                         avoid removing all available refugia at one time). In some cases, these modifications may have already been incorporated into Federal actions (
                        <E T="03">e.g.,</E>
                         best management practices).
                    </P>
                    <P>
                        Private or non-Federal entities may be affected by the proposed critical habitat designation if their project is authorized or funded by a Federal agency (
                        <E T="03">i.e.,</E>
                         a Federal action). The Federal agency would need to consult on any action that may affect designated critical habitat, as described above; however, 
                        <PRTPAGE P="46616"/>
                        the Federal agency may request information from the private or non-Federal entities. We do not anticipate a non-Federal project (
                        <E T="03">i.e.,</E>
                         one that is not authorized, funded, or carried out by a Federal agency) to be affected by the designation of critical habitat.
                    </P>
                    <HD SOURCE="HD1">Public Comments Solicited</HD>
                    <P>To ensure the final action resulting from this proposed rule will be as accurate and effective as possible, we solicit comments on and information about this proposed rule from the public, other government agencies, federally recognized tribes and organizations, the scientific community, industry, non-governmental organizations, and any other interested party. In particular, we are interested in data and information regarding the following: (1) the distribution and habitat use of green turtles in waters under U.S. jurisdiction; (2) the relative conservation value of specific areas containing the features essential to green turtles; (3) the boundaries of specific areas and proposed critical habitat units; (4) information regarding potential benefits of designating any particular area as critical habitat; (5) information regarding the types of Federal actions that may trigger an ESA section 7 consultation and possible modifications that may be required of those activities; (6) information regarding current or planned activities in the areas proposed as critical habitat, including both Federal and non-Federal activities, that may be impacted by the proposed critical habitat designation; (7) any foreseeable economic, national security, Tribal, or other relevant impact resulting from the proposed designations; (8) whether any data used in the economic analysis needs to be updated; (9) additional costs arising specifically from the designation of green turtle critical habitat that have not been identified in the Draft Economic Analysis or improved costs estimates for activities that are included in the Draft Economic Analysis; and (10) additional information regarding impacts on small businesses that were not identified in the Draft Economic Analysis or the initial regulatory flexibility analysis. To the extent possible, we request that the data or information provided be clearly specific to one or more of the DPSs addressed in this proposed rule. Please include sufficient information with your submission (such as scientific journal articles or other publications) to support your comment. Please note that submissions merely stating support for, or opposition to, the action under consideration without providing supporting information, although noted, do not provide substantial information necessary to support a determination because Section 4(b)(2) of the ESA directs the Secretary to designate critical habitat on the basis of the best scientific data available.</P>
                    <P>
                        You may submit your comments and supporting information concerning this proposal electronically or by mail (see 
                        <E T="02">ADDRESSES</E>
                        ) or during public hearings (see 
                        <E T="02">DATES</E>
                        ). The proposed rule and supporting documentation can be found on the Federal e-Rulemaking Portal at 
                        <E T="03">https://www.regulations.gov</E>
                         by entering 
                        <E T="03">NOAA-NMFS-2023-0087</E>
                         in the Search box. Click on the “Comment” icon, complete the required fields, and enter or attach your comments. In preparing the final rule, we will consider all comments pertaining to the proposed designations received during the comment period. Accordingly, the final designation may differ from that which is proposed here.
                    </P>
                    <HD SOURCE="HD1">Public Informational Meetings and Public Hearings</HD>
                    <P>
                        Section 4(b)(5) of the ESA requires us to promptly hold at least one public hearing if any person requests one within 45 days of publication of a proposed rule to designate critical habitat. In-person or virtual public hearings provide a forum for accepting formal verbal comments on this proposed rule. Prior to the public hearings, we will provide an overview of the proposed rule during public informational meetings. We have scheduled the following public informational meetings and public hearings on this proposed rule (see 
                        <E T="02">DATES</E>
                        ):
                    </P>
                    <P>
                        • 
                        <E T="03">For the North and South Atlantic DPSs:</E>
                         We are holding a virtual public informational meeting and virtual public hearing in coordination with USFWS.
                    </P>
                    <P>
                        • 
                        <E T="03">For the East Pacific DPS:</E>
                         We are holding a virtual public informational meeting and virtual public hearing.
                    </P>
                    <P>
                        • 
                        <E T="03">For the Central North Pacific DPS:</E>
                         We are holding a virtual public informational meeting and virtual public hearing in coordination with USFWS.
                    </P>
                    <P>
                        • 
                        <E T="03">For the Central South Pacific DPS:</E>
                         We are holding an in-person public informational meeting and in-person public hearing in coordination with USFWS.
                    </P>
                    <P>
                        • 
                        <E T="03">For the Central West Pacific DPS:</E>
                         We are holding in-person public informational meetings and in-person public hearings in coordination with USFWS.
                    </P>
                    <P>
                        Requests for additional public hearings must be made in writing (see 
                        <E T="02">ADDRESSES</E>
                        ) by September 5, 2023. Dates and specific locations for additional hearings will be announced in a separate 
                        <E T="04">Federal Register</E>
                         notice.
                    </P>
                    <HD SOURCE="HD2">Reasonable Accommodation</HD>
                    <P>
                        We are committed to providing access to the public informational meetings and public hearings for all participants. Requests for accommodations should be directed to Jennifer Schultz (see 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                        ) as soon as possible, but no later than 10 business days prior to the hearing date (see 
                        <E T="02">DATES</E>
                        ).
                    </P>
                    <HD SOURCE="HD1">References Cited</HD>
                    <P>
                        A complete list of all references cited in this proposed rule can be found on the Federal e-Rulemaking Portal at 
                        <E T="03">https://www.regulations.gov</E>
                         by entering 
                        <E T="03">NOAA-NMFS-2023-0087</E>
                         in the Search box, and is available upon request from the NMFS Office of Protected Resources (see 
                        <E T="02">ADDRESSES</E>
                        ).
                    </P>
                    <HD SOURCE="HD1">Classification</HD>
                    <HD SOURCE="HD2">National Environmental Policy Act</HD>
                    <P>
                        We have determined that an environmental analysis as provided for under the National Environmental Policy Act of 1969 for critical habitat designations made pursuant to the ESA is not required. See 
                        <E T="03">Douglas County</E>
                         v. 
                        <E T="03">Babbitt,</E>
                         48 F.3d 1495 (9th Cir. 1995), cert. denied, 116 S.Ct. 698 (1996).
                    </P>
                    <HD SOURCE="HD2">Regulatory Flexibility Act</HD>
                    <P>
                        Under the Regulatory Flexibility Act (RFA) (5 U.S.C. 601 
                        <E T="03">et seq.</E>
                        ), as amended by the Small Business Regulatory Enforcement Fairness Act (SBREFA) of 1996, whenever an agency publishes a notice of rulemaking for any proposed or final rule, it must prepare and make available for public comment a regulatory flexibility analysis that describes the effects of the rule on small entities (
                        <E T="03">i.e.,</E>
                         small businesses, small organizations, and small government jurisdictions). We have prepared an initial regulatory flexibility analysis (IRFA), which is provided in the Draft Economic Analysis (NMFS 2023b). The IRFA describes the economic impact this proposed rule, if adopted, would have on small entities. The IRFA is summarized below.
                    </P>
                    <P>
                        This proposed rule, if adopted, does not directly apply to any particular entity, small or large. It directly applies to Federal agencies, which are required to consult on activities that may affect designated critical habitat and insure that any action they authorize, fund, or carry out is not likely to jeopardize the continued existence of listed species or destroy or adversely modify critical habitat. Section 7 consultations may result in economic impacts to Federal 
                        <PRTPAGE P="46617"/>
                        agencies and third parties (
                        <E T="03">e.g.,</E>
                         permittees, applicants, grantees) of Federal actions. Those economic impacts may include the administrative costs of section 7 consultation and, in some instances, project modification costs.
                    </P>
                    <P>This proposed, if adopted, rule will not impose any recordkeeping or reporting requirements on small entities. During section 7 consultations, there may be communication among NMFS, the Federal action agency, and a third party applicant applying for Federal funding or permitting. Third party applicants may include non-Federal entities that are permitted or funded by a Federal agency. Communication may include written letters, phone calls, and/or meetings. Third party costs may include administrative work (such as cost of time and materials to prepare for letters, calls, and/or meetings) and analyses of effects to designated critical habitat. In addition, third parties may be required to monitor for impacts to critical habitat, as a requirement of the funding or permit received from the Federal action agency.</P>
                    <P>The proposed rule, if adopted, will not duplicate or conflict with any other laws or regulations. The incremental impacts contemplated in this IRFA are expected to result from the critical habitat designation and not from other Federal regulations.</P>
                    <P>
                        While we do not here prejudge the outcome of any section 7 consultation, the best available information supports the conclusion that for nearly all Federal activities that are predicted to occur over the time horizon of the analysis (
                        <E T="03">i.e.,</E>
                         in the next 10 years), those activities that are likely to adversely affect critical habitat and require formal consultation are also expected to constitute adverse effects to listed green turtles, other listed species, or other designated critical habitat, either directly or indirectly (
                        <E T="03">i.e.,</E>
                         such activities already require formal consultation). Therefore, most projects likely to adversely affect proposed green turtle critical habitat are not expected to result in incremental project modification costs. However, beach nourishment activities occurring in California could require project modifications beyond those required under the baseline. With the exception of approximately $10,000 in potential annualized costs of project modifications to beach nourishment projects in California, these costs reflect administrative costs of adding critical habitat analyses to future section 7 consultations. Therefore, the vast majority of costs attributable to this rule are the administrative costs of adding critical habitat analyses to a section 7 consultation that would otherwise occur.
                    </P>
                    <P>The designation of green turtle critical habitat proposed herein is expected to have a limited economic impact over the next 10 years, on the order of $639,000 in annualized costs for the North Atlantic DPS, $25,000 for the South Atlantic DPS, $125,000-$131,000 for the East Pacific DPS, $71,000 for the Central North Pacific DPS, $18,000 for the Central South Pacific DPS, and $28,000 for the Central West Pacific DPS. Most incremental impacts are borne by NMFS and other Federal agencies and not by private entities or small governmental jurisdictions. However, some consultations may include third parties that may be also be small entities.</P>
                    <P>
                        The best available information was used to identify the potential impacts of the proposed critical habitat designation on small entities. However, there are uncertainties that complicate quantification of these impacts, particularly with respect to the extent to which the quantified impacts may be borne by small entities. As a result, the IRFA employed a conservative approach (
                        <E T="03">i.e.,</E>
                         more likely to overestimate than underestimate impacts to small entities) in assuming that the quantified costs that are not borne by the Federal government are borne by small entities. Because the proposed critical habitat designation occurs in marine waters, the analysis focused on small entities located coastally in Florida, North Carolina, Texas, Puerto Rico, USVI, California, Hawai`i, American Samoa, Guam, and CNMI. For purposes of this analysis, we separated activity categories into construction activities (
                        <E T="03">e.g.,</E>
                         construction, dredging, and beach nourishment) and non-construction activities (
                        <E T="03">e.g.,</E>
                         commercial fishing, oil and gas, renewable energy, aquaculture, military activities, space launches and reentry, and water quality management).
                    </P>
                    <P>For all non-construction activity categories relevant to this analysis, the expected costs borne by third parties are expected to be negligible. For each of these activities, two or fewer consultations are anticipated per year across all areas proposed as critical habitat. As a result, the annualized incremental costs that may be borne by small entities in related industries is estimated to be less than $1,100, even under a conservative scenario that assumes that a single small entity bears all third party costs associated with a particular activity category. The analysis, therefore, focused on the costs of consultations on construction activities, which occur more frequently within the critical habitat area.</P>
                    <P>
                        We next considered all construction activity categories relevant to this analysis. As described in the Draft Economic Report (NMFS 2023b), approximately 254 consultations per year focus on construction activities. We estimate that small entities may bear the third party costs of up to 211 of these consultations annually. Small entities that may incur third party costs associated with section 7 consultations on construction projects are assumed to be primarily involved in the following North American Industry Classification System industry sectors: Highway, Street, and Bridge Construction; Other Heavy and Civil Engineering Construction; and Dredging and Surface Cleanup Activities. Along with private businesses, there also may be consultations for which small governmental jurisdictions (
                        <E T="03">i.e.,</E>
                         jurisdictions with populations of less than 50,000 people) participate in consultations as third parties. The IRFA identified 70 small government jurisdictions adjacent to critical habitat that may be involved in future consultations.
                    </P>
                    <P>
                        Ultimately, based on the IRFA, up to 211 small entities per year may bear costs associated with participation in consultation regarding green turtle critical habitat, as proposed. Total annualized administrative and project modification costs that may be borne by these small entities (businesses or governments) engaged in construction activities are approximately $133,000. Under a scenario in which the $133,000 in total annualized costs are spread across 211 small entities, or the maximum number of small entities potentially subject to Section 7 consultation annually, the average annual cost of $630 borne by each small entity represents less than 0.1 percent of average annual revenues. This scenario may overstate the number of small entities impacted by the critical habitat designation but understate the revenue impact. Under a scenario in which a single small entity bears all third party costs, the $133,000 in costs represents 9.8 percent of average annual revenues of the small companies involved in construction activities. However, this scenario is not feasible, as it requires that a single small entity be involved in all 211 construction projects potentially subject to section 7 consultation annually. In addition, it is likely that a substantial portion of the costs that this IRFA assumes would be borne by small entities would be passed along to Federal agencies or third parties.
                        <PRTPAGE P="46618"/>
                    </P>
                    <P>The RFA, as amended by SBREFA, requires us to consider alternatives to the proposed regulation that will reduce the impacts to small entities. We considered three alternatives. First, we considered the alternative of not designating any additional critical habitat for green turtles. This alternative would impose no additional economic, national security, or other relevant impacts. However, after compiling and reviewing the biological information for these DPSs, we rejected this alternative because it would violate section 4 of the ESA, which requires us to designate critical habitat to the maximum extent prudent and determinable. A second alternative we considered was to propose to designate all areas meeting the definition of critical habitat. However, following our consideration of national security, economic, and other relevant impacts of designating all the specific areas, we rejected this alternative. In particular, and as described in our Draft Sections 4(a)(3) and 4(b)(2) Report, we determined that economic costs outweighed the benefits of designating areas of low conservation value and that excluding these areas would not result in the extinction of any DPS (see NMFS 2019c). We chose the third alternative, which proposes to exclude a subset of areas meeting the definition of critical habitat where the impacts outweigh the benefits, as described in this proposed rule. This alternative provides a conservation benefit to DPSs and reduces economic impacts.</P>
                    <HD SOURCE="HD2">Coastal Zone Management Act</HD>
                    <P>Under section 307(c)(1)(A) of the Coastal Zone Management Act (CZMA) (16 U.S.C. 1456(c)(1)(A)) and its implementing regulations, each Federal activity within or outside the coastal zone that has reasonably foreseeable effects on any land or water use or natural resource of the coastal zone shall be carried out in a manner which is consistent to the maximum extent practicable with the enforceable policies of approved State coastal management programs. We have yet not made determinations in regards to the CZMA. We are reviewing enforceable policies of the approved coastal management programs of Florida, North Carolina, Texas, Puerto Rico, USVI, California, Hawai`i, American Samoa, Guam, and CNMI. We will send our determinations to the responsible agencies in the aforementioned States and Territories for review. After considering their responses, we will make determinations in the final rule to designate critical habitat.</P>
                    <HD SOURCE="HD2">Paperwork Reduction Act</HD>
                    <P>The purpose of the Paperwork Reduction Act is to minimize the paperwork burden for individuals, small businesses, educational and nonprofit institutions, and other persons resulting from the collection of information by or for the Federal government. This proposed rule does not contain any new or revised collection of information requirement. This rule, if adopted, would not impose recordkeeping or reporting requirements on State, Territory, local, or tribal governments, individuals, businesses, or organizations.</P>
                    <HD SOURCE="HD2">Unfunded Mandates Reform Act (2 U.S.C. 1501 et seq.)</HD>
                    <P>The designation of critical habitat does not impose an “enforceable duty” on State, Territory, local, or tribal governments, or the private sector and therefore does not qualify as a Federal mandate. In general, a Federal mandate is a provision in legislation, statute, or regulation that would impose an “enforceable duty” upon non-Federal governments or the private sector and includes both “Federal intergovernmental mandates” and “Federal private sector mandates.”</P>
                    <P>This proposed rule, if adopted, will not produce a Federal mandate. The designation of critical habitat does not impose an enforceable or legally-binding duty on non-Federal government entities or private parties. The only regulatory effect is that Federal agencies must insure that their actions do not destroy or adversely modify critical habitat under section 7 of the ESA. Non-Federal entities that receive Federal funding, assistance, permits or otherwise require approval or authorization from a Federal agency for an action, may be indirectly impacted by the designation of critical habitat, but the Federal agency has the legally binding duty to avoid destruction or adverse modification of critical habitat. We do not find that this proposed rule, if adopted, would significantly or uniquely affect small governments because it is not likely to produce a Federal mandate of $100 million or greater in any year; that is, it is not a “significant regulatory action” under the Unfunded Mandates Reform Act. In addition, the designation of critical habitat imposes no obligations on State, Territory, local, or tribal governments. Therefore, a Small Government Agency Plan is not required.</P>
                    <HD SOURCE="HD2">Executive Order 13175, Consultation and Coordination With Indian Tribal Governments</HD>
                    <P>The longstanding and distinctive relationship between the Federal and Tribal governments is defined by treaties, statutes, executive orders, judicial decisions, and co-management agreements, which differentiate tribal governments from the other entities that deal with, or are affected by, the Federal Government. This relationship has given rise to a special Federal trust responsibility involving the legal responsibilities and obligations of the United States toward Indian Tribes and the application of fiduciary standards of due care with respect to Indian lands, Tribal trust resources, and the exercise of Tribal rights. Executive Order 13175 on Consultation and Coordination with Indian Tribal Governments outlines the responsibilities of the Federal Government in matters affecting Tribal interests. Section 161 of Public Law 108-199 (188 Stat. 452), as amended by section 518 of Public Law 108-447 (118 Stat. 3267), directs all Federal agencies to consult with Alaska Native corporations on the same basis as Indian Tribes under E.O. 13175.</P>
                    <P>
                        Because all of the specific areas under consideration as potential critical habitat area were located seaward of the coastline, we preliminarily found that there were no Indian lands subject to consideration for possible relevant impacts. We will continue to work with NMFS' Tribal coordinator and regional Tribal liaisons to request input regarding tribal resources and issues, usual and accustomed areas, or the exercise of Tribal rights that may be impacted by critical habitat designations for green turtle DPSs. If we receive information on Tribal impacts in response to this proposed rule, we will consult and coordinate with the affected Tribe(s) or Native corporations. However, at this time and based on communications with NMFS' Tribal coordinator and regional Tribal liaisons, it does not appear that this designation will have “Tribal implications” (defined as having a substantial direct effect on one or more Indian Tribes, on the relationship between the Federal Government and Indian Tribes, or on the distribution of power and responsibilities between the Federal Government and Indian Tribes) that would trigger a requirement to conduct Government to Government consultations.
                        <PRTPAGE P="46619"/>
                    </P>
                    <HD SOURCE="HD2">Information Quality Act and Peer Review</HD>
                    <P>The data and analyses supporting this proposed action have undergone a pre-dissemination review and have been determined to be in compliance with applicable information quality guidelines implementing the Information Quality Act (Section 515 of Pub. L. 106-554).</P>
                    <P>As described in the Office of Management and Budget (OMB) Final Information Quality Bulletin for Peer Review (70 FR 2664, January 14, 2005), the primary purpose of the Bulletin is to improve the quality and credibility of scientific information disseminated by the Federal Government by requiring peer review of “influential scientific information” and “highly influential scientific information” prior to public dissemination. “Influential scientific information” is defined as “information the agency reasonably can determine will have or does have a clear and substantial impact on important public policies or private sector decisions.” The Bulletin provides agencies broad discretion in determining the appropriate process and level of peer review. Stricter standards were established for the peer review of “highly influential scientific assessments,” defined as information whose “dissemination could have a potential impact of more than $500 million in any one year on either the public or private sector or that the dissemination is novel, controversial, or precedent-setting, or has significant interagency interest.”</P>
                    <P>
                        The information in the Draft Biological Report (NMFS 2023a) and the Draft Economic Report (NMFS 2023b) supporting this proposed critical habitat rule are considered influential scientific information and subject to peer review. To satisfy our requirements under the OMB Bulletin, we obtained independent peer review of these reports, and incorporated the peer reviewer comments as applicable into the draft reports prior to proposing critical habitat for designation. Comments received from peer reviewers of the Draft Biological Report and Draft Economic Report are available online at 
                        <E T="03">https://www.noaa.gov/organization/information-technology/peer-review-plans.</E>
                    </P>
                    <HD SOURCE="HD2">Executive Order 12630, Takings</HD>
                    <P>Under E.O. 12630, Federal agencies must consider the effects of their actions on constitutionally protected private property rights and avoid unnecessary takings of property. A taking of property includes actions that result in physical invasion or occupancy of private property that substantially affect its value or use. In accordance with E.O. 12630, the proposed rule does not have significant takings implications. The designation of critical habitat affects only Federal agency actions. Further, no areas of private property exist within the proposed critical habitat, and therefore none would be affected by this action. Therefore, a takings implication assessment is not required.</P>
                    <HD SOURCE="HD2">Executive Order 12866, Regulatory Planning and Review</HD>
                    <P>
                        OMB has determined that this proposed rule is significant for purposes of E.O. 12866 review. The Draft Economic Report (NMFS 2023b) and Draft ESA Section 4(b)(2) Report (NMFS 2023c) have been prepared to support the exclusion process under section 4(b)(2) of the ESA and our consideration of alternatives to this rulemaking as required under E.O. 12866. To review these documents, see 
                        <E T="02">ADDRESSES</E>
                        .
                    </P>
                    <P>Based on the Draft Economic Report (NMFS 2023b), the total estimated present value of the quantified incremental impacts of the proposed critical habitat designation is approximately $900,000 (rounded total) in annualized costs: $639,000 for the North Atlantic DPS; $25,000 for the South Atlantic DPS; $125,000-$131,000 for the East Pacific DPS; $71,000 for the Central North Pacific DPS; $18,000 for the Central South Pacific DPS; and $28,000 for the Central West Pacific DPS. These total impacts include the additional administrative efforts necessary to consider critical habitat in section 7 consultations. Overall, economic impacts are expected to be small and mainly are associated with the administrative costs borne by Federal agencies. While there are expected economic benefits of designating critical habitat, insufficient data are available to monetize them.</P>
                    <HD SOURCE="HD2">Executive Order 13132, Federalism</HD>
                    <P>Executive Order 13132 requires agencies to take into account any federalism impacts of regulations under development. It includes specific consultation directives for situations in which a regulation may preempt state law or impose substantial direct compliance costs on State, Territory, and local governments (unless required by statute). Pursuant to E.O. 13132, we determined that this proposed rule does not have significant federalism effects and that a federalism assessment is not required. The designation of critical habitat directly affects the responsibilities of Federal agencies. As a result, the proposed rule does not have substantial direct effects on the States, Territories, on the relationship between the national government and the States or Territories, or on the distribution of power and responsibilities among the various levels of government, as specified in the Order. State, Territories, or local governments may be indirectly affected by the proposed designation if they require Federal funds or formal approval or authorization from a Federal agency as a prerequisite to conducting an action. In these cases, the State, Territories, or local government agency may participate in the section 7 consultation as a third party. However, in keeping with Department of Commerce policies and consistent with ESA regulations at 50 CFR 424.16(c)(1)(ii), we will request information on this proposed rule from the appropriate resource agencies in Florida, North Carolina, Texas, Puerto Rico, USVI, California, Hawai`i, American Samoa, Guam, and CNMI.</P>
                    <HD SOURCE="HD2">Executive Order 13211, Energy Supply, Distribution, and Use</HD>
                    <P>E.O. 13211 requires agencies to prepare a Statement of Energy Effects when undertaking a significant energy action. Under E.O. 13211, a significant energy action means any action by an agency that is expected to lead to the promulgation of a final rule or regulation that is a significant regulatory action under E.O. 12866 and is likely to have a significant adverse effect on the supply, distribution, or use of energy. We have considered the potential impacts of this proposed action on the supply, distribution, or use of energy and find that the designation of critical habitat would not have impacts that exceed the thresholds identified in OMB's memorandum M-01-27, Guidance for Implementing E.O. 13211. Thus, this proposed designation, if finalized, would not have a significant adverse effect within the meaning of the executive order. The energy impacts analysis is presented in the Draft Economic Analysis (NMFS 2023b).</P>
                    <LSTSUB>
                        <HD SOURCE="HED">List of Subjects</HD>
                        <CFR>50 CFR Parts 223 and 224</CFR>
                        <P>Endangered and threatened species, Exports, Imports, Transportation.</P>
                        <CFR>50 CFR Part 226</CFR>
                        <P>Endangered and threatened species.</P>
                    </LSTSUB>
                    <SIG>
                        <PRTPAGE P="46620"/>
                        <DATED>Dated: June 28, 2023.</DATED>
                        <NAME>Samuel D. Rauch, III,</NAME>
                        <TITLE>Deputy Assistant Administrator for Regulatory Programs, National Marine Fisheries Service.</TITLE>
                    </SIG>
                    <P>For the reasons set out in the preamble, NMFS proposes to amend 50 CFR parts 223, 224, and 226 as follows:</P>
                    <PART>
                        <HD SOURCE="HED">PART 223—THREATENED MARINE AND ANADROMOUS SPECIES</HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 223 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>
                            16 U.S.C. 1531-1543; subpart B, § 223.201-202 also issued under 16 U.S.C. 1361 
                            <E T="03">et seq.;</E>
                             16 U.S.C. 5503(d) for § 223.206(d)(9).
                        </P>
                    </AUTH>
                    <AMDPAR>2. In § 223.102, amend the table in paragraph (e), by revising the entries for “Sea turtle, green (Central North Pacific DPS),” “Sea turtle, green (East Pacific DPS),” “Sea turtle, green (North Atlantic DPS),” and “Sea turtle, green (South Atlantic DPS)” under the “Reptiles” subheading to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO> § 223.102</SECTNO>
                        <SUBJECT>Enumeration of threatened marine and anadromous species.</SUBJECT>
                        <STARS/>
                        <P>(e) * * *</P>
                        <GPOTABLE COLS="6" OPTS="L1,tp0,i1" CDEF="s50,r50,r100,r50,10,r50">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">
                                    Species 
                                    <SU>1</SU>
                                </CHED>
                                <CHED H="2">Common name</CHED>
                                <CHED H="2">Scientific name</CHED>
                                <CHED H="2">Description of listed entity</CHED>
                                <CHED H="1">
                                    Citation(s) for listing
                                    <LI>determination(s)</LI>
                                </CHED>
                                <CHED H="1">
                                    Critical
                                    <LI>habitat</LI>
                                </CHED>
                                <CHED H="1">ESA rules</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW EXPSTB="05">
                                <ENT I="21">
                                    <E T="02">Reptiles</E>
                                     
                                    <SU>2</SU>
                                </ENT>
                            </ROW>
                            <ROW EXPSTB="00">
                                <ENT I="01">Sea turtle, green (Central North Pacific DPS)</ENT>
                                <ENT>
                                    <E T="03">Chelonia mydas</E>
                                </ENT>
                                <ENT>Green sea turtles originating from the Central North Pacific Ocean, bounded by the following coordinates: 41° N, 169° E in the northwest; 41° N, 143° W in the northeast; 9° N, 125° W in the southeast; and 9° N, 175° W in the southwest</ENT>
                                <ENT>81 FR 20058, April 6, 2016</ENT>
                                <ENT>226.208</ENT>
                                <ENT>223.205, 223.206, 223.207.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Sea turtle, green (East Pacific DPS)</ENT>
                                <ENT>
                                    <E T="03">Chelonia mydas</E>
                                </ENT>
                                <ENT>Green sea turtles originating from the East Pacific Ocean, bounded by the following lines and coordinates: 41° N, 143° W in the northwest; 41° N Lat. in the north; along the western coasts of the Americas; 40° S Lat. in the south; and 40° S, 96° W in the southwest</ENT>
                                <ENT>81 FR 20058, April 6, 2016</ENT>
                                <ENT>226.208</ENT>
                                <ENT>223.205, 223.206, 223.207.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Sea turtle, green (North Atlantic DPS)</ENT>
                                <ENT>
                                    <E T="03">Chelonia mydas</E>
                                </ENT>
                                <ENT>Green sea turtles originating from the North Atlantic Ocean, bounded by the following lines and coordinates: 48° N Lat. in the north, along the western coasts of Europe and Africa (west of 5.5° W Long.); north of 19° N Lat. in the east; bounded by 19° N, 65.1° W to 14° N, 65.1° W then 14° N, 77° W in the south and west; and along the eastern coasts of the Americas (north of 7.5° N, 77° W)</ENT>
                                <ENT>81 FR 20058, April 6, 2016</ENT>
                                <ENT>226.208</ENT>
                                <ENT>223.205, 223.206, 223.207.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Sea turtle, green (South Atlantic DPS)</ENT>
                                <ENT>
                                    <E T="03">Chelonia mydas</E>
                                </ENT>
                                <ENT>Green sea turtles originating from the South Atlantic Ocean, bounded by the following lines and coordinates: along the northern and eastern coasts of South America (east of 7.5° N, 77° W); 14° N, 77° W to 14° N, 65.1° W to 19° N, 65.1° W in the north and west; 19° N Lat. in the northeast; 40° S, 19° E in the southeast; and 40° S Lat. in the south</ENT>
                                <ENT>81 FR 20058, April 6, 2016</ENT>
                                <ENT>226.208</ENT>
                                <ENT>223.205, 223.206, 223.207.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <TNOTE>
                                <SU>1</SU>
                                 Species includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement, see 61 FR 4722, February 7, 1996), and evolutionarily significant units (ESUs) (for a policy statement, see 56 FR 58612, November 20, 1991).
                            </TNOTE>
                            <TNOTE>
                                <SU>2</SU>
                                 Jurisdiction for sea turtles by the Department of Commerce, National Oceanic and Atmospheric Administration, National Marine Fisheries Service, is limited to turtles while in the water.
                            </TNOTE>
                        </GPOTABLE>
                    </SECTION>
                    <PART>
                        <HD SOURCE="HED">PART 224—ENDANGERED MARINE AND ANADROMOUS SPECIES</HD>
                    </PART>
                    <AMDPAR>3. The authority citation for part 224 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>
                            16 U.S.C. 1531-1543 and 16 U.S.C. 1361 
                            <E T="03">et seq.</E>
                        </P>
                    </AUTH>
                    <AMDPAR>4. In § 224.101, amend the table in paragraph (h), by revising the entries for “Sea turtle, green (Central South Pacific DPS)” and “Sea turtle, green (Central West Pacific DPS)” under the “Reptiles” subheading to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 224.101</SECTNO>
                        <SUBJECT>Enumeration of endangered marine and anadromous species.</SUBJECT>
                        <STARS/>
                        <P>
                            (h) * * *
                            <PRTPAGE P="46621"/>
                        </P>
                        <GPOTABLE COLS="6" OPTS="L1,tp0,i1" CDEF="s50,r50,r100,r50,10,10">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">
                                    Species 
                                    <SU>1</SU>
                                </CHED>
                                <CHED H="2">Common name</CHED>
                                <CHED H="2">Scientific name</CHED>
                                <CHED H="2">Description of listed entity</CHED>
                                <CHED H="1">
                                    Citation(s) for listing
                                    <LI>determination(s)</LI>
                                </CHED>
                                <CHED H="1">
                                    Critical
                                    <LI>habitat</LI>
                                </CHED>
                                <CHED H="1">ESA rules</CHED>
                            </BOXHD>
                            <ROW EXPSTB="05">
                                <ENT I="21">
                                    <E T="02">Reptiles</E>
                                     
                                    <SU>2</SU>
                                </ENT>
                            </ROW>
                            <ROW EXPSTB="00">
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Sea turtle, green (Central South Pacific DPS)</ENT>
                                <ENT>
                                    <E T="03">Chelonia mydas</E>
                                </ENT>
                                <ENT>Green sea turtles originating from the Central South Pacific Ocean, bounded by the following coordinates: 9° N, 175° W in the northwest; 9° N, 125° W in the northeast; 40° S, 96° W in the southeast; 40° S, 176° E in the southwest; and 13° S, 171° E in the west</ENT>
                                <ENT>81 FR 20058, April 6, 2016</ENT>
                                <ENT>226.208</ENT>
                                <ENT>224.104</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Sea turtle, green (Central West Pacific DPS)</ENT>
                                <ENT>
                                    <E T="03">Chelonia mydas</E>
                                </ENT>
                                <ENT>Green sea turtles originating from the Central West Pacific Ocean, bounded by the following coordinates: 41° N, 146° E in the northwest; 41° N, 169° E in the northeast; 9° N, 175° W in the east; 13° S, 171° E in the southeast; along the northern coast of the island of New Guinea; and 4.5° N, 129° E in the west</ENT>
                                <ENT>81 FR 20058, April 6, 2016</ENT>
                                <ENT>226.208</ENT>
                                <ENT>224.104</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <TNOTE>
                                <SU>1</SU>
                                 Species includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement, see 61 FR 4722, February 7, 1996), and evolutionarily significant units (ESUs) (for a policy statement, see 56 FR 58612, November 20, 1991).
                            </TNOTE>
                            <TNOTE>
                                <SU>2</SU>
                                 Jurisdiction for sea turtles by the Department of Commerce, National Oceanic and Atmospheric Administration, National Marine Fisheries Service, is limited to turtles while in the water.
                            </TNOTE>
                        </GPOTABLE>
                    </SECTION>
                    <PART>
                        <HD SOURCE="HED">PART 226—DESIGNATED CRITICAL HABITAT</HD>
                    </PART>
                    <AMDPAR>5. The authority citation of part 226 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>16 U.S.C. 1533.</P>
                    </AUTH>
                    <AMDPAR>6. Revise § 226.208 to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 226.208</SECTNO>
                        <SUBJECT>
                            Critical habitat for the North Atlantic, South Atlantic, East Pacific, Central North Pacific, Central South Pacific, and Central West Pacific distinct population segments (DPSs) of green turtles (
                            <E T="0714">Chelonia mydas</E>
                            ).
                        </SUBJECT>
                        <P>Critical habitat is designated for the North Atlantic, South Atlantic, East Pacific, Central North Pacific, Central South Pacific, and Central West Pacific green turtle DPSs as described in this section. The maps in paragraph (h) of this section, clarified by the textual descriptions in this section, are the definitive sources for determining the critical habitat boundaries.</P>
                        <P>
                            (a) 
                            <E T="03">Critical habitat designated for green turtles DPSs within U.S. jurisdiction.</E>
                             Critical habitat is designated for green turtles DPSs within U.S. jurisdiction in waters off the coasts of the following States and Territories: Florida, Texas, Louisiana, Mississippi, Alabama, North Carolina, Puerto Rico, U.S. Virgin Islands, California, Hawai`i, American Samoa, Pacific Remote Island Areas, Guam, and Commonwealth of Northern Mariana Islands. We identified the following physical or biological features essential to the conservation of green turtles (some features were not identifiable or did not occur within U.S. jurisdiction for some DPSs):
                        </P>
                        <P>
                            (1) 
                            <E T="03">Reproductive (North Atlantic, South Atlantic, Central North Pacific, Central South Pacific, and Central West Pacific DPSs).</E>
                             From the mean high water line to 20 m depth, sufficiently dark and unobstructed nearshore waters adjacent to nesting beaches designated as critical habitat by U.S. Fish and Wildlife Service (USFWS), to allow for the transit, mating, and internesting of reproductive individuals and the transit of post-hatchlings.
                        </P>
                        <P>
                            (2) 
                            <E T="03">Migratory (North Atlantic and East Pacific DPSs).</E>
                             From the mean high water line to 20 m depth (North Atlantic DPS) or 10 km offshore (East Pacific DPS), sufficiently unobstructed waters that allow for unrestricted transit of reproductive individuals between benthic foraging/resting and reproductive areas.
                        </P>
                        <P>
                            (3) 
                            <E T="03">Benthic foraging/resting (North Atlantic, South Atlantic, East Pacific, Central North Pacific, Central South Pacific, and Central West Pacific DPSs).</E>
                             From the mean high water line to 20 m depth, underwater refugia and food resources (
                            <E T="03">i.e.,</E>
                             seagrasses, macroalgae, and/or invertebrates) of sufficient condition, distribution, diversity, abundance, and density necessary to support survival, development, growth, and/or reproduction.
                        </P>
                        <P>
                            (4) 
                            <E T="03">Surface-pelagic foraging/resting (North Atlantic DPS).</E>
                             Convergence zones, frontal zones, surface-water downwelling areas, the margins of major boundary currents, and other areas that result in concentrated components of the 
                            <E T="03">Sargassum</E>
                            -dominated drift community, as well as the currents which carry turtles to 
                            <E T="03">Sargassum</E>
                            -dominated drift communities, which provide sufficient food resources and refugia to support the survival, growth, and development of post-hatchlings and surface-pelagic juveniles, and which are located in sufficient water depth (at least 10 m) to ensure offshore transport via ocean currents to areas which meet forage and refugia requirements.
                        </P>
                        <P>
                            (b) 
                            <E T="03">Critical habitat boundaries for the North Atlantic DPS of green sea turtles.</E>
                             Critical habitat for the North Atlantic DPS includes all marine waters within the designated areas as shown by the maps in paragraph (h)(1) of this section and those prepared and made available by NMFS pursuant to 50 CFR 424.18.
                        </P>
                        <P>
                            (1) 
                            <E T="03">Florida.</E>
                             All nearshore areas from the mean high water line to 20 m depth. These areas contain reproductive, migratory, and benthic foraging/resting essential features.
                        </P>
                        <P>
                            (2) 
                            <E T="03">Texas.</E>
                             From the Mexico border to and including Galveston Bay, all nearshore areas from the mean high water line to 20 m depth. These areas contain benthic foraging/resting essential features.
                        </P>
                        <P>
                            (3) 
                            <E T="03">North Carolina.</E>
                             From the South Carolina border to but not including Albemarle and Currituck Sounds, all nearshore areas from the mean high water line to 20 m depth. These areas contain benthic foraging/resting essential features.
                        </P>
                        <P>
                            (4) 
                            <E T="03">Puerto Rico.</E>
                             All nearshore areas from the mean high water line to 20 m depth of: Culebra Island, the southern coast of Mona Island, the eastern and southern coasts of Vieques Island, the 
                            <PRTPAGE P="46622"/>
                            reproductive areas of Maunabo and Guayama, and the northern coast of Puerto Rico Island including Punta Salinas, Escambron, and Arrecifes Isla Verde Natural Reserve. These areas contain benthic foraging/resting essential features. The southern coast of Mona Island, the eastern and southern coasts of Vieques Island, and the reproductive areas of Maunabo and Guayama also contain the reproductive essential feature.
                        </P>
                        <P>
                            (5) 
                            <E T="03">Gulf of Mexico and Atlantic Ocean (Sargassum Habitat).</E>
                             In the Gulf of Mexico, surface-pelagic areas from 10 m depth to the outer boundary of the U.S. Exclusive Economic Zone (EEZ). In the Atlantic Ocean, surface-pelagic areas from 10 m depth to the outer boundary of the U.S. EEZ, with the exception of areas north of Cape Canaveral, where the nearshore boundary follows the edge of the Gulf Stream (as defined in the critical habitat designation for loggerhead turtle 
                            <E T="03">Sargassum</E>
                             habitat, § 226.223 (a)(37)). These areas contain surface-pelagic foraging/resting essential features.
                        </P>
                        <P>
                            (c) 
                            <E T="03">Critical habitat boundaries for the South Atlantic DPS of green sea turtles.</E>
                             Critical habitat for the South Atlantic DPS includes all marine waters within the designated areas of U.S. Virgin Islands (USVI) as shown by the maps in paragraph (h)(2) of this section and those prepared and made available by NMFS pursuant to 50 CFR 424.18.
                        </P>
                        <P>
                            (1) 
                            <E T="03">USVI.</E>
                             All nearshore areas from the mean high water line to 20 m depth of: St. Croix, St. Thomas, St. John, and other islands. These areas contain benthic foraging/resting essential features. St. Croix also contains the reproductive essential feature.
                        </P>
                        <P>(2) [Reserved]</P>
                        <P>
                            (d) 
                            <E T="03">Critical habitat boundaries for the East Pacific DPS of green sea turtles.</E>
                             Critical habitat for the East Pacific DPS includes all marine waters within the designated areas of California as shown by the maps in paragraph (h)(3) of this section and those prepared and made available by NMFS pursuant to 50 CFR 424.18.
                        </P>
                        <P>
                            (1) 
                            <E T="03">California (Migratory).</E>
                             From the Mexico border to and including North San Diego Bay, all nearshore areas from the mean high water line to 10 km offshore. These areas contain the migratory essential feature.
                        </P>
                        <P>
                            (2) 
                            <E T="03">California (Foraging/resting).</E>
                             All nearshore areas from the mean high water line to 20 m depth, from and including San Diego Bay to and including Santa Monica Bay (except for the area between Oceanside and San Onofre, where no data were available) and surrounding Catalina Island. These areas contain benthic foraging/resting essential features.
                        </P>
                        <P>
                            (e) 
                            <E T="03">Critical habitat boundaries for the Central North Pacific DPS of green sea turtles.</E>
                             Critical habitat for the Central North Pacific DPS includes all marine waters within the designated areas of Hawai`i as shown by the maps in paragraph (h)(4) of this section and those prepared and made available by NMFS pursuant to 50 CFR 424.18.
                        </P>
                        <P>
                            (1) 
                            <E T="03">Hawai`i.</E>
                             All nearshore areas from the mean high water line to 20 m depth of: Hawai`i, Maui, Lana`i, Moloka`i, Kaho`olawe, O`ahu, Kaua`i, Lalo/French Frigate Shoals, Kamole/Laysan Island, Kapou/Lisianski Island, Manawai/Pearl &amp; Hermes Atoll, Kuaihelani/Midway Atoll, Kuaihelani/Midway Atoll, and Hōlanikū/Kure Atoll. These areas contain reproductive and benthic foraging/resting essential features.
                        </P>
                        <P>(2) [Reserved]</P>
                        <P>
                            (f) 
                            <E T="03">Critical habitat boundaries for the Central South Pacific DPS of green sea turtles.</E>
                             Critical habitat for the East Pacific DPS includes all marine waters within the designated areas as shown by the maps in paragraph (h)(5) of this section and those prepared and made available by NMFS pursuant to 50 CFR 424.18.
                        </P>
                        <P>
                            (1) 
                            <E T="03">American Samoa.</E>
                             All nearshore areas from the mean high water line to 20 m depth of: Rose Atoll (Motu o Manu), Swains Island, Ta`ū Island, Aunuu Island, and Tutuila Island, and the reproductive area of Ofu and Olosega. These areas contain benthic foraging/resting essential features. Rose Atoll (Motu o Manu), Swains Island, Ta`ū Island, and Aunuu Island also contain the reproductive essential feature.
                        </P>
                        <P>
                            (2) 
                            <E T="03">Palmyra Atoll.</E>
                             All nearshore areas from the mean high water line to 20 m depth. These areas contain essential reproductive and benthic foraging/resting features.
                        </P>
                        <P>
                            (3) 
                            <E T="03">Jarvis Island.</E>
                             All nearshore areas from the mean high water line to 20 m depth. These areas contain benthic foraging/resting essential features.
                        </P>
                        <P>
                            (4) 
                            <E T="03">Baker Island.</E>
                             All nearshore areas from the mean high water line to 20 m depth. These areas contain benthic foraging/resting essential features.
                        </P>
                        <P>
                            (5) 
                            <E T="03">Howland Island.</E>
                             All nearshore areas from the mean high water line to 20 m depth. These areas contain benthic foraging/resting essential features.
                        </P>
                        <P>
                            (g) 
                            <E T="03">Critical habitat boundaries for the Central West Pacific DPS of green sea turtles.</E>
                             Critical habitat for the East Pacific DPS includes all marine waters within the designated areas as shown by the maps in paragraph (h)(6) of this section and those prepared and made available by NMFS pursuant to 50 CFR 424.18.
                        </P>
                        <P>
                            (1) 
                            <E T="03">Guam.</E>
                             All nearshore areas from the mean high water line to 20 m depth. These areas contain reproductive and benthic foraging/resting essential features.
                        </P>
                        <P>
                            (2) 
                            <E T="03">Commonwealth of the Northern Mariana Islands (CNMI).</E>
                             All nearshore areas from the mean high water line to 20 m depth of: Saipan, Tinian, Rota, Aguijan, Pagan, Alamagan, and Sarigan, and the reproductive area of Agrihan. These areas contain benthic foraging/resting essential features. Saipan, Tinian, Rota, Pagan, and the reproductive area of Agrihan also contain the reproductive essential feature.
                        </P>
                        <P>
                            (h) 
                            <E T="03">Maps of green turtle critical habitat.</E>
                             Spatial data for these critical habitats and mapping tools are maintained on our website and are available for public use (
                            <E T="03">www.fisheries.noaa.gov/national/endangered-species-conservation/critical-habitat</E>
                            ).
                        </P>
                        <P>(1) Maps of critical habitat for the North Atlantic DPS of green turtles.</P>
                        <BILCOD>BILLING CODE 3510-22-P</BILCOD>
                        <FP SOURCE="FP-1">Figure 1 to paragraph (h)(1)</FP>
                        <GPH SPAN="3" DEEP="315">
                            <PRTPAGE P="46623"/>
                            <GID>EP19JY23.000</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 1a to paragraph (h)(1)</FP>
                        <GPH SPAN="3" DEEP="583">
                            <PRTPAGE P="46624"/>
                            <GID>EP19JY23.001</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 1b to paragraph (h)(1)</FP>
                        <GPH SPAN="3" DEEP="583">
                            <PRTPAGE P="46625"/>
                            <GID>EP19JY23.002</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 1c to paragraph (h)(1)</FP>
                        <GPH SPAN="3" DEEP="583">
                            <PRTPAGE P="46626"/>
                            <GID>EP19JY23.003</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 1d to paragraph (h)(1)</FP>
                        <GPH SPAN="3" DEEP="576">
                            <PRTPAGE P="46627"/>
                            <GID>EP19JY23.004</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 1e to paragraph (h)(1)</FP>
                        <GPH SPAN="3" DEEP="584">
                            <PRTPAGE P="46628"/>
                            <GID>EP19JY23.005</GID>
                        </GPH>
                        <P>(2) Maps of critical habitat for the South Atlantic DPS of green turtles.</P>
                        <FP SOURCE="FP-1">Figure 2 to paragraph (h)(2)</FP>
                        <GPH SPAN="3" DEEP="557">
                            <PRTPAGE P="46629"/>
                            <GID>EP19JY23.006</GID>
                        </GPH>
                        <P>Figure 2a to paragraph (h)(2)</P>
                        <GPH SPAN="3" DEEP="573">
                            <PRTPAGE P="46630"/>
                            <GID>EP19JY23.007</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 2b to paragraph (h)(2)</FP>
                        <GPH SPAN="3" DEEP="573">
                            <PRTPAGE P="46631"/>
                            <GID>EP19JY23.008</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 2c to paragraph (h)(2)</FP>
                        <GPH SPAN="3" DEEP="573">
                            <PRTPAGE P="46632"/>
                            <GID>EP19JY23.009</GID>
                        </GPH>
                        <P>(3) Maps of critical habitat for the East Pacific DPS of green turtles.</P>
                        <FP SOURCE="FP-1">Figure 3 to paragraph (h)(3)</FP>
                        <GPH SPAN="3" DEEP="578">
                            <PRTPAGE P="46633"/>
                            <GID>EP19JY23.010</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 3a to paragraph (h)(3)</FP>
                        <GPH SPAN="3" DEEP="578">
                            <PRTPAGE P="46634"/>
                            <GID>EP19JY23.011</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 3b to paragraph (h)(3)</FP>
                        <GPH SPAN="3" DEEP="578">
                            <PRTPAGE P="46635"/>
                            <GID>EP19JY23.012</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 3c to paragraph (h)(3)</FP>
                        <GPH SPAN="3" DEEP="583">
                            <PRTPAGE P="46636"/>
                            <GID>EP19JY23.013</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 3d to paragraph (h)(3)</FP>
                        <GPH SPAN="3" DEEP="583">
                            <PRTPAGE P="46637"/>
                            <GID>EP19JY23.014</GID>
                        </GPH>
                        <P>(4) Maps of critical habitat for the Central North Pacific DPS of green turtles.</P>
                        <FP SOURCE="FP-1">Figure 4 to paragraph (h)(4)</FP>
                        <GPH SPAN="3" DEEP="561">
                            <PRTPAGE P="46638"/>
                            <GID>EP19JY23.015</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 4a to paragraph (h)(4)</FP>
                        <GPH SPAN="3" DEEP="581">
                            <PRTPAGE P="46639"/>
                            <GID>EP19JY23.016</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 4b to paragraph (h)(4)</FP>
                        <GPH SPAN="3" DEEP="545">
                            <PRTPAGE P="46640"/>
                            <GID>EP19JY23.017</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 4c to paragraph (h)(4)</FP>
                        <GPH SPAN="3" DEEP="581">
                            <PRTPAGE P="46641"/>
                            <GID>EP19JY23.018</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 4d to paragraph (h)(4)</FP>
                        <GPH SPAN="3" DEEP="581">
                            <PRTPAGE P="46642"/>
                            <GID>EP19JY23.019</GID>
                        </GPH>
                        <P>Figure 4e to paragraph (h)(4)</P>
                        <GPH SPAN="3" DEEP="581">
                            <PRTPAGE P="46643"/>
                            <GID>EP19JY23.020</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 4f to paragraph (h)(4)</FP>
                        <GPH SPAN="3" DEEP="581">
                            <PRTPAGE P="46644"/>
                            <GID>EP19JY23.021</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 4g to paragraph (h)(4)</FP>
                        <GPH SPAN="3" DEEP="581">
                            <PRTPAGE P="46645"/>
                            <GID>EP19JY23.022</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 4h to paragraph (h)(4)</FP>
                        <GPH SPAN="3" DEEP="581">
                            <PRTPAGE P="46646"/>
                            <GID>EP19JY23.023</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 4i to paragraph (h)(4)</FP>
                        <GPH SPAN="3" DEEP="570">
                            <PRTPAGE P="46647"/>
                            <GID>EP19JY23.024</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 4j to paragraph (h)(4)</FP>
                        <GPH SPAN="3" DEEP="581">
                            <PRTPAGE P="46648"/>
                            <GID>EP19JY23.025</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 4k to paragraph (h)(4)</FP>
                        <GPH SPAN="3" DEEP="581">
                            <PRTPAGE P="46649"/>
                            <GID>EP19JY23.026</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 4l to paragraph (h)(4)</FP>
                        <GPH SPAN="3" DEEP="581">
                            <PRTPAGE P="46650"/>
                            <GID>EP19JY23.027</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 4m to paragraph (h)(4)  </FP>
                        <GPH SPAN="3" DEEP="581">
                              
                            <PRTPAGE P="46651"/>
                            <GID>EP19JY23.028</GID>
                        </GPH>
                          
                        <P>(5) Maps of critical habitat for the Central South Pacific DPS of green turtles.</P>
                        <FP SOURCE="FP-1">Figure 5 to paragraph (h)(5)  </FP>
                        <GPH SPAN="3" DEEP="550">
                              
                            <PRTPAGE P="46652"/>
                            <GID>EP19JY23.029</GID>
                        </GPH>
                          
                        <FP SOURCE="FP-1">Figure 5a to paragraph (h)(5)</FP>
                        <GPH SPAN="3" DEEP="586">
                            <PRTPAGE P="46653"/>
                            <GID>EP19JY23.030</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 5b to paragraph (h)(5)</FP>
                          
                        <GPH SPAN="3" DEEP="586">
                              
                            <PRTPAGE P="46654"/>
                            <GID>EP19JY23.031</GID>
                        </GPH>
                          
                        <FP SOURCE="FP-1">Figure 5c to paragraph (h)(5)</FP>
                        <GPH SPAN="3" DEEP="586">
                            <PRTPAGE P="46655"/>
                            <GID>EP19JY23.032</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 5d to paragraph (h)(5)  </FP>
                        <GPH SPAN="3" DEEP="586">
                              
                            <PRTPAGE P="46656"/>
                            <GID>EP19JY23.033</GID>
                        </GPH>
                          
                        <FP SOURCE="FP-1">Figure 5e to paragraph (h)(5)</FP>
                        <GPH SPAN="3" DEEP="586">
                            <PRTPAGE P="46657"/>
                            <GID>EP19JY23.034</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 5f to paragraph (h)(5)</FP>
                        <GPH SPAN="3" DEEP="581">
                            <PRTPAGE P="46658"/>
                            <GID>EP19JY23.035</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 5g to paragraph (h)(5)</FP>
                        <GPH SPAN="3" DEEP="581">
                            <PRTPAGE P="46659"/>
                            <GID>EP19JY23.036</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 5h to paragraph (h)(5)</FP>
                        <GPH SPAN="3" DEEP="584">
                            <PRTPAGE P="46660"/>
                            <GID>EP19JY23.037</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 5i to paragraph (h)(5)</FP>
                        <GPH SPAN="3" DEEP="584">
                            <PRTPAGE P="46661"/>
                            <GID>EP19JY23.038</GID>
                        </GPH>
                        <P>(6) Maps of critical habitat for the Central West Pacific DPS of green turtles.</P>
                        <FP SOURCE="FP-1">Figure 6 to paragraph (h)(6)</FP>
                        <GPH SPAN="3" DEEP="570">
                            <PRTPAGE P="46662"/>
                            <GID>EP19JY23.039</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 6a to paragraph (h)(6)</FP>
                        <GPH SPAN="3" DEEP="574">
                            <PRTPAGE P="46663"/>
                            <GID>EP19JY23.040</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 6b to paragraph (h)(6)</FP>
                        <GPH SPAN="3" DEEP="574">
                            <PRTPAGE P="46664"/>
                            <GID>EP19JY23.041</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 6c to paragraph (h)(6)</FP>
                        <GPH SPAN="3" DEEP="574">
                            <PRTPAGE P="46665"/>
                            <GID>EP19JY23.042</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 6d to paragraph (h)(6)</FP>
                        <GPH SPAN="3" DEEP="574">
                            <PRTPAGE P="46666"/>
                            <GID>EP19JY23.043</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 6e to paragraph (h)(6)</FP>
                        <GPH SPAN="3" DEEP="574">
                            <PRTPAGE P="46667"/>
                            <GID>EP19JY23.044</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 6f to paragraph (h)(6)</FP>
                        <GPH SPAN="3" DEEP="574">
                            <PRTPAGE P="46668"/>
                            <GID>EP19JY23.045</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 6g to paragraph (h)(6)</FP>
                        <GPH SPAN="3" DEEP="574">
                            <PRTPAGE P="46669"/>
                            <GID>EP19JY23.046</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 6h to paragraph (h)(6)</FP>
                        <GPH SPAN="3" DEEP="574">
                            <PRTPAGE P="46670"/>
                            <GID>EP19JY23.047</GID>
                        </GPH>
                        <FP SOURCE="FP-1">Figure 6i to paragraph (h)(6)</FP>
                        <GPH SPAN="3" DEEP="574">
                            <PRTPAGE P="46671"/>
                            <GID>EP19JY23.048</GID>
                        </GPH>
                    </SECTION>
                </SUPLINF>
                <FRDOC>[FR Doc. 2023-14109 Filed 7-18-23; 8:45 am]</FRDOC>
                <BILCOD>BILLING CODE 3510-22-C</BILCOD>
            </PRORULE>
        </PRORULES>
    </NEWPART>
</FEDREG>
