<?xml version="1.0" encoding="UTF-8"?>
<FEDREG xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:noNamespaceSchemaLocation="FRMergedXML.xsd">
    <VOL>79</VOL>
    <NO>88</NO>
    <DATE>Wednesday, May 7, 2014</DATE>
    <UNITNAME>Contents</UNITNAME>
    <CNTNTS>
        <AGCY>
            <EAR>Agricultural Marketing</EAR>
            <PRTPAGE P="iii"/>
            <HD>Agricultural Marketing Service</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Irish Potatoes Grown in Washington:</SJ>
                <SJDENT>
                    <SJDOC>Handling for Yellow Fleshed and White Types of Potatoes, </SJDOC>
                      
                    <PGS>26109-26111</PGS>
                      
                    <FRDOCBP T="07MYR1.sgm" D="2">2014-10369</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>United States Standards for Grades of Maple Sirup, </DOC>
                    <PGS>26200-26202</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="2">2014-10372</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Agriculture</EAR>
            <HD>Agriculture Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Agricultural Marketing Service</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Forest Service</P>
            </SEE>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals, </DOC>
                    <PGS>26199-26200</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10478</FRDOCBP>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10479</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Architectural</EAR>
            <HD>Architectural and Transportation Barriers Compliance Board</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Accessibility Guidelines:</SJ>
                <SJDENT>
                    <SJDOC>Emergency Transportable Housing Units, </SJDOC>
                      
                    <PGS>26125-26143</PGS>
                      
                    <FRDOCBP T="07MYR1.sgm" D="18">2014-10162</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Centers Medicare</EAR>
            <HD>Centers for Medicare &amp; Medicaid Services</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Medicare Programs:</SJ>
                <SJDENT>
                    <SJDOC>Inpatient Rehabilitation Facility Prospective Payment System for Federal Fiscal Year 2015, </SJDOC>
                    <PGS>26308-26354</PGS>
                    <FRDOCBP T="07MYP2.sgm" D="46">2014-10321</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Civil Rights</EAR>
            <HD>Civil Rights Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Maine Advisory Committee, </SJDOC>
                    <PGS>26204-26205</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10378</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>New Hampshire Advisory Committee, </SJDOC>
                    <PGS>26204</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10380</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Coast Guard</EAR>
            <HD>Coast Guard</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Safety Zones:</SJ>
                <SJDENT>
                    <SJDOC>Tiburon's 50th Anniversary Fireworks, San Francisco Bay, Tiburon, CA, </SJDOC>
                      
                    <PGS>26122-26124</PGS>
                      
                    <FRDOCBP T="07MYR1.sgm" D="2">2014-10379</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Anchorage Regulations:</SJ>
                <SJDENT>
                    <SJDOC>Ashley River Anchorage, Ashley River, Charleston, SC, </SJDOC>
                    <PGS>26195-26198</PGS>
                    <FRDOCBP T="07MYP1.sgm" D="3">2014-10377</FRDOCBP>
                </SJDENT>
                <SJ>Special Local Regulations:</SJ>
                <SJDENT>
                    <SJDOC>Choptank River; Between Cambridge, MD and Trappe, MD; Withdrawal, </SJDOC>
                    <PGS>26195</PGS>
                    <FRDOCBP T="07MYP1.sgm" D="0">2014-10381</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Commerce</EAR>
            <HD>Commerce Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Foreign-Trade Zones Board</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>International Trade Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>National Oceanic and Atmospheric Administration</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Commodity Futures</EAR>
            <HD>Commodity Futures Trading Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Global Markets Advisory Committee, </SJDOC>
                    <PGS>26210-26211</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10426</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR/>
            <HD>Community Living Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Developmental Disabilities Protection and Advocacy Program Performance Report, </SJDOC>
                    <PGS>26252</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10468</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Consumer Product</EAR>
            <HD>Consumer Product Safety Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Meetings; Sunshine Act, </DOC>
                    <PGS>26211</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10499</FRDOCBP>
                </DOCENT>
                <SJ>Privacy Act; System of Records:</SJ>
                <SJDENT>
                    <SJDOC>Revisions, </SJDOC>
                    <PGS>26211-26212</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10393</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Defense Department</EAR>
            <HD>Defense Department</HD>
            <CAT>
                <HD>RULES</HD>
                <DOCENT>
                    <DOC>Privacy Act, </DOC>
                      
                    <PGS>26120-26122</PGS>
                      
                    <FRDOCBP T="07MYR1.sgm" D="2">2014-10432</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals, </DOC>
                    <PGS>26212-26213</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10480</FRDOCBP>
                </DOCENT>
                <DOCENT>
                    <DOC>National Environmental Policy Act Implementation Procedures, </DOC>
                    <PGS>26213-26223</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="10">2014-10342</FRDOCBP>
                </DOCENT>
                <DOCENT>
                    <DOC>Privacy Act; System of Records, </DOC>
                    <PGS>26223</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10433</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Education Department</EAR>
            <HD>Education Department</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals, </DOC>
                    <PGS>26224</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10418</FRDOCBP>
                </DOCENT>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>2015 National Household Education Survey, </SJDOC>
                    <PGS>26225-26226</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10440</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Charter School Authorizer Annual Update, </SJDOC>
                    <PGS>26224-26225</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10439</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals; Correction, </DOC>
                    <PGS>26226</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10417</FRDOCBP>
                </DOCENT>
                <SJ>Applications for New Awards:</SJ>
                <SJDENT>
                    <SJDOC>School Climate Transformation Grant Program -- Local Educational Agency Grants, </SJDOC>
                    <PGS>26226-26233</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="7">2014-10497</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>School Climate Transformation Grant Program; State Educational Agency Grants, </SJDOC>
                    <PGS>26233-26240</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="7">2014-10501</FRDOCBP>
                </SJDENT>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>National Advisory Committee on Institutional Quality and Integrity, </SJDOC>
                    <PGS>26240-26241</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10495</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Employee Benefits</EAR>
            <HD>Employee Benefits Security Administration</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <DOCENT>
                    <DOC>Health Care Continuation Coverage, </DOC>
                    <PGS>26192-26195</PGS>
                    <FRDOCBP T="07MYP1.sgm" D="3">2014-10416</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Employment and Training</EAR>
            <HD>Employment and Training Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Trade Adjustment Assistance; Applications:</SJ>
                <SJDENT>
                    <SJDOC>Salience Insight, Inc. et al.; Berlin, NH, </SJDOC>
                    <PGS>26268</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10255</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Energy Department</EAR>
            <HD>Energy Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Federal Energy Regulatory Commission</P>
            </SEE>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Environmental Management Advisory Board, </SJDOC>
                    <PGS>26241</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10526</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Environmental Protection</EAR>
            <PRTPAGE P="iv"/>
            <HD>Environmental Protection Agency</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Air Quality State Implementation Plans; Approvals and Promulgations:</SJ>
                <SJDENT>
                    <SJDOC>Region 4 States; Fine Particulate Matter National Ambient Air Quality Standards, </SJDOC>
                      
                    <PGS>26143-26150</PGS>
                      
                    <FRDOCBP T="07MYR1.sgm" D="7">2014-10347</FRDOCBP>
                </SJDENT>
                <SJ>Exemptions from the Requirement of a Tolerance:</SJ>
                <SJDENT>
                    <SJDOC>[alpha]lpha-Alkyl-[omega]-Hydroxypoly (Oxypropylene) and/or Poly (Oxyethylene) Polymers; etc.; Correction, </SJDOC>
                      
                    <PGS>26150-26153</PGS>
                      
                    <FRDOCBP T="07MYR1.sgm" D="3">2014-09885</FRDOCBP>
                </SJDENT>
                <SJ>Pesticide Tolerances:</SJ>
                <SJDENT>
                    <SJDOC>Fenoxaprop-ethyl, </SJDOC>
                      
                    <PGS>26158-26164</PGS>
                      
                    <FRDOCBP T="07MYR1.sgm" D="6">2014-10214</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Tebuconazole, </SJDOC>
                      
                    <PGS>26153-26158</PGS>
                      
                    <FRDOCBP T="07MYR1.sgm" D="5">2014-10216</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Adequacy Statuses of Submitted Maintenance Plans:</SJ>
                <SJDENT>
                    <SJDOC>Maryland Portion of the Martinsburg-Hagerstown, WV-MD Fine Particulate NAAQS Nonattainment Area, </SJDOC>
                    <PGS>26246-26247</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10348</FRDOCBP>
                </SJDENT>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Great Lakes Advisory Board, </SJDOC>
                    <PGS>26247-26248</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10353</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR/>
            <HD>Executive Office of the President</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Presidential Documents</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Federal Aviation</EAR>
            <HD>Federal Aviation Administration</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Special Conditions:</SJ>
                <SJDENT>
                    <SJDOC>Extra Flugzeugproduktions and Vertriebs [Extra] GmbH, EA-300/LC; Acrobatic Category Aerodynamic Stability, </SJDOC>
                      
                    <PGS>26111-26113</PGS>
                      
                    <FRDOCBP T="07MYR1.sgm" D="2">2014-10392</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Communications</EAR>
            <HD>Federal Communications Commission</HD>
            <CAT>
                <HD>RULES</HD>
                <DOCENT>
                    <DOC>Schedule of Application Fees Set, </DOC>
                      
                    <PGS>26164-26175</PGS>
                      
                    <FRDOCBP T="07MYR1.sgm" D="11">2014-09779</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Radio Broadcasting Services:</SJ>
                <SJDENT>
                    <SJDOC>Dayton, WA, </SJDOC>
                    <PGS>26198</PGS>
                    <FRDOCBP T="07MYP1.sgm" D="0">2014-10496</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals, </DOC>
                    <PGS>26248-26249</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10396</FRDOCBP>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10397</FRDOCBP>
                </DOCENT>
                <SJ>Charter Renewals:</SJ>
                <SJDENT>
                    <SJDOC>Advisory Committee for the 2015 World Radiocommunication Conference, </SJDOC>
                    <PGS>26249</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10368</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Energy</EAR>
            <HD>Federal Energy Regulatory Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Applications:</SJ>
                <SJDENT>
                    <SJDOC>Alabama Power Co., </SJDOC>
                    <PGS>26241-26242</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10423</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Combined Filings, </DOC>
                    <PGS>26242-26244</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10428</FRDOCBP>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10429</FRDOCBP>
                </DOCENT>
                <SJ>Compliance Filings:</SJ>
                <SJDENT>
                    <SJDOC>Louisiana Public Service Commission v. Entergy Services, Inc., </SJDOC>
                    <PGS>26244</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10421</FRDOCBP>
                </SJDENT>
                <SJ>Environmental Assessments; Availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Grand River Dam Authority, </SJDOC>
                    <PGS>26244</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10424</FRDOCBP>
                </SJDENT>
                <SJ>Environmental Impact Statements; Availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Cameron Liquefaction Project, Cameron LNG, LLC and Cameron Interstate Pipeline, LLC, </SJDOC>
                    <PGS>26244-26245</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10420</FRDOCBP>
                </SJDENT>
                <SJ>Initial Market-Based Rate Filings Including Requests for Blanket Section 204 Authorization:</SJ>
                <SJDENT>
                    <SJDOC>Pinnacle Power, LLC, </SJDOC>
                    <PGS>26245-26246</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10425</FRDOCBP>
                </SJDENT>
                <SJ>Petitions for Limited Waivers:</SJ>
                <SJDENT>
                    <SJDOC>Badger Creek Ltd., </SJDOC>
                    <PGS>26246</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10422</FRDOCBP>
                </SJDENT>
                <SJ>Post Technical Conference Comments:</SJ>
                <SJDENT>
                    <SJDOC>Version 5 Critical Infrastructure Protection Reliability Standards, </SJDOC>
                    <PGS>26246</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10430</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Railroad</EAR>
            <HD>Federal Railroad Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals, </DOC>
                    <PGS>26299-26301</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="2">2014-10483</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Fish</EAR>
            <HD>Fish and Wildlife Service</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Endangered and Threatened Wildlife and Plants:</SJ>
                <SJDENT>
                    <SJDOC>Establishment of a Nonessential Experimental Population of Wood Bison in Alaska, </SJDOC>
                      
                    <PGS>26175-26188</PGS>
                      
                    <FRDOCBP T="07MYR1.sgm" D="13">2014-10506</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Food and Drug</EAR>
            <HD>Food and Drug Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Comparative Price Information in Direct-to-Consumer and Professional Prescription Drug Advertisements, </SJDOC>
                    <PGS>26255-26257</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="2">2014-10410</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Prescription Drug Labeling Improvements and Enhancement Initiatives, </SJDOC>
                    <PGS>26252-26255</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="3">2014-10414</FRDOCBP>
                </SJDENT>
                <SJ>Draft Guidances for Industry; Availability:</SJ>
                <SJDENT>
                    <SJDOC>Hospital-Acquired Bacterial Pneumonia and Ventilator-Associated Bacterial Pneumonia; Drug Development for Treatment, </SJDOC>
                    <PGS>26257-26258</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10409</FRDOCBP>
                </SJDENT>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Science Board to the Food and Drug Administration, </SJDOC>
                    <PGS>26258</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10436</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Foreign Assets</EAR>
            <HD>Foreign Assets Control Office</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Blocking or Unblocking of Persons and Properties, </DOC>
                    <PGS>26302-26303</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10441</FRDOCBP>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10442</FRDOCBP>
                </DOCENT>
                <DOCENT>
                    <DOC>Foreign Narcotics Kingpin Designation Act; Additional Designations, </DOC>
                    <PGS>26303-26304</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10438</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Foreign Trade</EAR>
            <HD>Foreign-Trade Zones Board</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Approval of Subzone Status:</SJ>
                <SJDENT>
                    <SJDOC>Mitusbishi Rayon Carbon Fiber and Composites, Inc.; Sacramento, CA, </SJDOC>
                    <PGS>26205</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10509</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Forest</EAR>
            <HD>Forest Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Deschutes and Ochoco Resource Advisory Committee, </SJDOC>
                    <PGS>26204</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10522</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Olympic Peninsula Resource Advisory Committee, </SJDOC>
                    <PGS>26202-26203</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10512</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Shasta County Resource Advisory Committee, </SJDOC>
                    <PGS>26203</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10462</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>General Services</EAR>
            <HD>General Services Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Public Sector Program Management -- a Vision for the Future Ideation Challenge; Requirements and Registration, </DOC>
                    <PGS>26249-26252</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="3">2014-10514</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Health and Human</EAR>
            <HD>Health and Human Services Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Centers for Medicare &amp; Medicaid Services</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Community Living Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Food and Drug Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Health Resources and Services Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>National Institutes of Health</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Health Resources</EAR>
            <HD>Health Resources and Services Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Statements of Organization, Functions and Delegations of Authority, </DOC>
                    <PGS>26258-26259</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10477</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Homeland</EAR>
            <PRTPAGE P="v"/>
            <HD>Homeland Security Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Coast Guard</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Interior</EAR>
            <HD>Interior Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Fish and Wildlife Service</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Land Management Bureau</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>National Park Service</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Internal Revenue</EAR>
            <HD>Internal Revenue Service</HD>
            <CAT>
                <HD>RULES</HD>
                <DOCENT>
                    <DOC>Information Reporting for Affordable Insurance Exchanges, </DOC>
                      
                    <PGS>26113-26120</PGS>
                      
                    <FRDOCBP T="07MYR1.sgm" D="7">2014-10419</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <DOCENT>
                    <DOC>Acquiring Corporation for Purposes of Section 381, </DOC>
                    <PGS>26190-26192</PGS>
                    <FRDOCBP T="07MYP1.sgm" D="2">2014-10500</FRDOCBP>
                </DOCENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals, </DOC>
                    <PGS>26304-26305</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10401</FRDOCBP>
                </DOCENT>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Taxpayer Advocacy Panel Joint Committee, </SJDOC>
                    <PGS>26305</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10405</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Taxpayer Advocacy Panel Notices and Correspondence Project Committee, </SJDOC>
                    <PGS>26305</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10407</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Taxpayer Advocacy Panel Tax Forms and Publications Project Committee, </SJDOC>
                    <PGS>26306</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10402</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Taxpayer Advocacy Panel Taxpayer Assistance Center Improvements Project Committee, </SJDOC>
                    <PGS>26305-26306</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10404</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Taxpayer Advocacy Panel Taxpayer Communications Project Committee, </SJDOC>
                    <PGS>26306</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10406</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Taxpayer Advocacy Panel Toll-Free Phone Line Project Committee, </SJDOC>
                    <PGS>26306</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10403</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>International Trade Adm</EAR>
            <HD>International Trade Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Antidumping Duty Administrative Reviews; Results, Extensions, Amendments, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Certain Lined Paper Products from India, </SJDOC>
                    <PGS>26205-26207</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="2">2014-10519</FRDOCBP>
                </SJDENT>
                <SJ>Antidumping Duty Orders; Results, Extensions, Amendments, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Refined Brown Aluminum Oxide from the People's Republic of China, </SJDOC>
                    <PGS>26207-26208</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10516</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Small Diameter Graphite Electrodes from the People's Republic of China, </SJDOC>
                    <PGS>26208-26209</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10513</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Foreign Government Subsidies on Articles of Cheese Subject to an In-Quota Rate of Duty; Quarterly Update, </DOC>
                    <PGS>26209-26210</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10517</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>International Trade Com</EAR>
            <HD>International Trade Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Investigations; Determinations, Modifications and Rulings, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Certain Steel Threaded Rod from Thailand, </SJDOC>
                    <PGS>26267</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10398</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Justice Department</EAR>
            <HD>Justice Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Justice Programs Office</P>
            </SEE>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Proposed Stipulation Modifying Consent Decrees under the Clean Air Act, </DOC>
                    <PGS>26267</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10413</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Justice Programs</EAR>
            <HD>Justice Programs Office</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Scientific Working Group on Digital Evidence; Draft Report and Recommendations, </DOC>
                    <PGS>26268</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10376</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Labor Department</EAR>
            <HD>Labor Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Employee Benefits Security Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Employment and Training Administration</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Land</EAR>
            <HD>Land Management Bureau</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Eastern Montana Resource Advisory Council, </SJDOC>
                    <PGS>26265</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10456</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Trinity Wild and Scenic River Withdrawal, </SJDOC>
                    <PGS>26264-26265</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10449</FRDOCBP>
                </SJDENT>
                <SJ>Public Land Orders:</SJ>
                <SJDENT>
                    <SJDOC>Hazardous Waste Temporary Closure; Tooele County, UT, </SJDOC>
                    <PGS>26265-26266</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10508</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Institute</EAR>
            <HD>National Institutes of Health</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Center for Scientific Review, </SJDOC>
                    <PGS>26261-26262</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10469</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>National Cancer Institute, </SJDOC>
                    <PGS>26259-26260, 26263</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10463</FRDOCBP>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10470</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>National Center for Advancing Translational Sciences, </SJDOC>
                    <PGS>26260</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10467</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>National Eye Institute, </SJDOC>
                    <PGS>26262</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10471</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>National Institute of Nursing Research, </SJDOC>
                    <PGS>26262</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10466</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>National Institute on Aging, </SJDOC>
                    <PGS>26260-26264</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10472</FRDOCBP>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10473</FRDOCBP>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10474</FRDOCBP>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10475</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>National Institute on Alcohol Abuse and Alcoholism, </SJDOC>
                    <PGS>26260</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10476</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>National Institute on Drug Abuse, </SJDOC>
                    <PGS>26260</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10464</FRDOCBP>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10465</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Oceanic</EAR>
            <HD>National Oceanic and Atmospheric Administration</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Takes of Marine Mammals Incidental to Specified Activities:</SJ>
                <SJDENT>
                    <SJDOC>United States Navy Training and Testing Activities in the Hawaii/Southern California Training and Testing Study Area; Correction, </SJDOC>
                      
                    <PGS>26188-26189</PGS>
                      
                    <FRDOCBP T="07MYR1.sgm" D="1">2014-10528</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>New England Fishery Management Council, </SJDOC>
                    <PGS>26210</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10435</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Park</EAR>
            <HD>National Park Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>National Register of Historic Places:</SJ>
                <SJDENT>
                    <SJDOC>Pending Nominations and Related Actions, </SJDOC>
                    <PGS>26266-26267</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10400</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Science</EAR>
            <HD>National Science Foundation</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Proposal Review Panel for Computing and Communication Foundations, </SJDOC>
                    <PGS>26268-26269</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10494</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Proposal Reviews, </SJDOC>
                    <PGS>26268</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10443</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Meetings; Sunshine Act, </DOC>
                    <PGS>26269</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10529</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Nuclear Regulatory</EAR>
            <HD>Nuclear Regulatory Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency Information Collection Activities; Proposals, Submissions, and Approvals, </DOC>
                    <PGS>26269-26271</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10382</FRDOCBP>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10383</FRDOCBP>
                </DOCENT>
                <SJ>Direct Transfers of Licenses:</SJ>
                <SJDENT>
                    <SJDOC>Municipal Electric Authority of Georgia; Vogtle Electric Generating Plant, Units 3 and 4, </SJDOC>
                    <PGS>26271-26272</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10511</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Presidential Documents</EAR>
            <HD>Presidential Documents</HD>
            <CAT>
                <HD>PROCLAMATIONS</HD>
                <SJ>Special Observances:</SJ>
                <SJDENT>
                    <SJDOC>National Charter Schools Week (Proc. 9118), </SJDOC>
                    <PGS>26355-26358</PGS>
                    <FRDOCBP T="07MYD0.sgm" D="3">2014-10656</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Securities</EAR>
            <HD>Securities and Exchange Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Self-Regulatory Organizations; Proposed Rule Changes:</SJ>
                <SJDENT>
                    <SJDOC>Financial Industry Regulatory Authority, Inc., </SJDOC>
                    <PGS>26293-26297</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="4">2014-10384</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>NASDAQ OMX BX, Inc., </SJDOC>
                    <PGS>26280-26283</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="3">2014-10385</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>NASDAQ OMX PHLX LLC, </SJDOC>
                    <PGS>26274-26277</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="3">2014-10386</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <PRTPAGE P="vi"/>
                    <SJDOC>NASDAQ Stock Market LLC, </SJDOC>
                    <PGS>26272-26274, 26283-26289</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="2">2014-10387</FRDOCBP>
                    <FRDOCBP T="07MYN1.sgm" D="6">2014-10408</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>NYSE Arca, Inc., </SJDOC>
                    <PGS>26277-26280</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="3">2014-10388</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>NYSE MKT LLC, </SJDOC>
                    <PGS>26290-26293</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="3">2014-10389</FRDOCBP>
                </SJDENT>
                <DOCENT>
                    <DOC>Stay Orders, </DOC>
                    <PGS>26297</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10437</FRDOCBP>
                </DOCENT>
                <SJ>Suspension of Trading Orders:</SJ>
                <SJDENT>
                    <SJDOC>Genosys, Inc., </SJDOC>
                    <PGS>26297-26298</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10553</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>State Department</EAR>
            <HD>State Department</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Agency Information Collection Activities; Proposals, Submissions, and Approvals:</SJ>
                <SJDENT>
                    <SJDOC>Non-Foreign Service Personnel and Their Family Members, </SJDOC>
                    <PGS>26298</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10486</FRDOCBP>
                </SJDENT>
                <SJ>Charter Renewals:</SJ>
                <SJDENT>
                    <SJDOC>Advisory Committee on International Law, </SJDOC>
                    <PGS>26298-26299</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10485</FRDOCBP>
                </SJDENT>
                <SJ>Culturally Significant Objects Imported for Exhibition:</SJ>
                <SJDENT>
                    <SJDOC>Spanish Drawings from the Kunsthalle of Hamburg, Germany; Correction, </SJDOC>
                    <PGS>26299</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10490</FRDOCBP>
                </SJDENT>
                <SJ>Department of State, Foreign Operations, and Related Programs Appropriations Act:</SJ>
                <SJDENT>
                    <SJDOC>Certification of the Government of Haiti, </SJDOC>
                    <PGS>26299</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10484</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Surface Transportation</EAR>
            <HD>Surface Transportation Board</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Trackage Rights Exemptions:</SJ>
                <SJDENT>
                    <SJDOC>CSX Transportation, Inc. from Louisville and Indiana Railroad Co., </SJDOC>
                    <PGS>26301-26302</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="1">2014-10481</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Transportation Department</EAR>
            <HD>Transportation Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Federal Aviation Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Federal Railroad Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Surface Transportation Board</P>
            </SEE>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Applications for Certificates of Public Convenience and Necessity and Foreign Air Carrier Permits, </DOC>
                    <PGS>26299</PGS>
                    <FRDOCBP T="07MYN1.sgm" D="0">2014-10450</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Treasury</EAR>
            <HD>Treasury Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Foreign Assets Control Office</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P>Internal Revenue Service</P>
            </SEE>
        </AGCY>
        <PTS>
            <HD SOURCE="HED">Separate Parts In This Issue</HD>
            <HD>Part II</HD>
            <DOCENT>
                <DOC>Health and Human Services Department, Centers for Medicare &amp; Medicaid Services, </DOC>
                <PGS>26308-26354</PGS>
                <FRDOCBP T="07MYP2.sgm" D="46">2014-10321</FRDOCBP>
            </DOCENT>
            <HD>Part III</HD>
            <DOCENT>
                <DOC>Presidential Documents, </DOC>
                <PGS>26355-26358</PGS>
                <FRDOCBP T="07MYD0.sgm" D="3">2014-10656</FRDOCBP>
            </DOCENT>
        </PTS>
        <AIDS>
            <HD SOURCE="HED">Reader Aids</HD>
            <P>Consult the Reader Aids section at the end of this page for phone numbers, online resources, finding aids, reminders, and notice of recently enacted public laws.</P>
            <P>To subscribe to the Federal Register Table of Contents LISTSERV electronic mailing list, go to http://listserv.access.gpo.gov and select Online mailing list archives, FEDREGTOC-L, Join or leave the list (or change settings); then follow the instructions.</P>
        </AIDS>
    </CNTNTS>
    <VOL>79</VOL>
    <NO>88</NO>
    <DATE>Wednesday, May 7, 2014</DATE>
    <UNITNAME>Rules and Regulations</UNITNAME>
    <RULES>
        <RULE>
            <PREAMB>
                <PRTPAGE P="26109"/>
                <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Agricultural Marketing Service</SUBAGY>
                <CFR>7 CFR Part 946</CFR>
                <DEPDOC>[Doc. No. AMS-FV-14-0026; FV14-946-1 IR]</DEPDOC>
                <SUBJECT>Irish Potatoes Grown in Washington; Modification of the Handling Regulations for Yellow Fleshed and White Types of Potatoes</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Agricultural Marketing Service, USDA.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Interim rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This rule extends the temporary exemption of yellow fleshed and white skin (white types) potatoes from minimum quality, maturity, pack, marking, and inspection requirements under the Washington potato marketing order through the 2014-2015 and subsequent fiscal periods. Without this action, the temporary exemption currently in effect would end on June 30, 2014. The marketing order regulates the handling of Irish potatoes grown in Washington and is administered locally by the State of Washington Potato Committee (Committee). This rule is expected to reduce overall industry expenses and increase net returns to producers and handlers while continuing to give the industry the opportunity to explore alternative marketing strategies.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Effective July 1, 2014; comments received by July 7, 2014 will be considered prior to issuance of a final rule.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Interested persons are invited to submit written comments concerning this rule. Comments must be sent to the Docket Clerk, Marketing Order and Agreement Division, Fruit and Vegetable Program, AMS, USDA, 1400 Independence Avenue SW., STOP 0237, Washington, DC 20250-0237; Fax: (202) 720-8938; or internet: 
                        <E T="03">http://www.regulations.gov</E>
                        . All comments should reference the document number and the date and page number of this issue of the 
                        <E T="04">Federal Register</E>
                         and will be made available for public inspection in the Office of the Docket Clerk during regular business hours, or can be viewed at: 
                        <E T="03">http://www.regulations.gov</E>
                        . All comments submitted in response to this rule will be included in the record and will be made available to the public. Please be advised that the identity of the individuals or entities submitting comments will be made public on the internet at the address provided above.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Teresa Hutchinson, Marketing Specialist, or Gary Olson, Regional Director, Northwest Marketing Field Office, Marketing Order and Agreement Division, Fruit and Vegetable Program, AMS, USDA; Telephone: (503) 326-2724, Fax: (503) 326-7440, or Email: 
                        <E T="03">Teresa.Hutchinson@ams.usda.gov or GaryD.Olson@ams.usda.gov</E>
                        .
                    </P>
                    <P>
                        Small businesses may request information on complying with this regulation by contacting Jeffrey Smutny, Marketing Order and Agreement Division, Fruit and Vegetable Program, AMS, USDA, 1400 Independence Avenue SW., STOP 0237, Washington, DC 20250-0237; Telephone: (202) 720-2491, Fax: (202) 720-8938, or Email: 
                        <E T="03">Jeffrey.Smutny@ams.usda.gov</E>
                        .
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>This rule is issued under Marketing Order No. 946, as amended (7 CFR part 946), regulating the handling of Irish potatoes grown in Washington, hereinafter referred to as the “order.” The order is effective under the Agricultural Marketing Agreement Act of 1937, as amended (7 U.S.C. 601-674), hereinafter referred to as the “Act.”</P>
                <P>The Department of Agriculture (USDA) is issuing this rule in conformance with Executive Orders 12866, 13563, and 13175.</P>
                <P>This rule has been reviewed under Executive Order 12988, Civil Justice Reform. This rule is not intended to have retroactive effect.</P>
                <P>The Act provides that administrative proceedings must be exhausted before parties may file suit in court. Under section 608c(15)(A) of the Act, any handler subject to an order may file with USDA a petition stating that the order, any provision of the order, or any obligation imposed in connection with the order is not in accordance with law and request a modification of the order or to be exempted therefrom. A handler is afforded the opportunity for a hearing on the petition. After the hearing, USDA would rule on the petition. The Act provides that the district court of the United States in any district in which the handler is an inhabitant, or has his or her principal place of business, has jurisdiction to review USDA's ruling on the petition, provided an action is filed not later than 20 days after the date of entry of the ruling.</P>
                <P>This rule extends the temporary exemption of yellow fleshed and white types of potatoes from the order's handling regulations through the 2014-2015 and subsequent fiscal periods. Without this action, the temporary exemption currently in effect would end on June 30, 2014. This rule allows the Washington potato industry to continue to market yellow fleshed and white types of potatoes without regard to the minimum quality, maturity, pack, marking, and inspection requirements prescribed under the order.</P>
                <P>The order authorizes the establishment of handling regulations for all varieties or varietal types of potatoes grown in the production area. These regulations can include minimum grade, size, quality, or maturity requirements. They can also stipulate the size, capacity, weight, dimensions, pack, marking, or labeling of containers used in the handling of such potatoes. The handling regulations may be modified, suspended, or terminated upon the recommendation of the Committee and the approval of the Secretary. When handling regulations are in effect, regulated potatoes must be inspected and certified by the Federal-State Inspection Service (FSIS).</P>
                <P>The above-described authorities are found in §§ 946.51, 946.52, and 946.60 of the order. Supporting rules and regulations for these authorities are found in § 946.336.</P>
                <P>
                    The Committee meets regularly to consider the effectiveness of regulatory requirements in place for Washington potatoes. These requirements are issued on a continuing basis and may be modified, suspended, or terminated upon recommendation of the Committee and approval by USDA. Committee meetings are open to the public, and interested persons may express their views at these meetings. USDA reviews 
                    <PRTPAGE P="26110"/>
                    recommendations made by the Committee, along with any additional information submitted by the Committee and other available information, and determines whether such recommendations would tend to effectuate the declared policy of the Act.
                </P>
                <P>
                    The Committee met on July 16, 2013, and unanimously recommended exempting yellow fleshed and white types of potatoes from the handling regulations through June 30, 2014. This recommendation was implemented by USDA in an interim rule published in the 
                    <E T="04">Federal Register</E>
                     on October 23, 2013 [78 FR 62967], and finalized on May 2, 2014 [79 FR 24997].
                </P>
                <P>During the temporary exemption, yellow fleshed and white types of potatoes were able to be handled without regard for the order's handling and inspection requirements. The Committee initiated this action to evaluate the potential cost savings, and the corresponding impact on the market, that might result from such an exemption.</P>
                <P>Since October 24, 2013, initiation of the exemption period, handlers have called upon FSIS only intermittently to inspect and certify yellow fleshed and white types of potatoes prior to shipment in order to meet their customers' needs or market requirements. With full-time inspection no longer mandatory, handlers were able to coordinate the timing and utilization of inspection services to meet the needs of their individual operations, resulting in reduced costs. No negative market impacts were experienced as a result of the temporary exemption of yellow fleshed and white types of potatoes from the handling regulations. Handlers have continued to meet their customers' specifications, either with voluntary inspection or no inspection, during the temporary exemption. Therefore, the Committee believes that the temporary exemption of yellow fleshed and white types of potatoes has reduced industry costs without negatively impacting the market.</P>
                <P>At its December 10, 2013, meeting, the Committee unanimously recommended indefinitely extending the temporary exemption for yellow fleshed and white types of potatoes from the handling regulations past the previously established end date of June 30, 2014. Therefore, this rule modifies § 946.336 to exempt yellow fleshed and white types of potatoes from handling regulations through the 2014-2015 and subsequent fiscal periods.</P>
                <P>As a result of this exemption, yellow fleshed and white types of potatoes will not be subject to the minimum grade, size, quality, maturity, pack, marking, and inspection requirements of the order for the 2014-2015 fiscal period and subsequent fiscal periods. However, assessments on all fresh yellow fleshed and white types of potatoes handled under the order will remain in effect during the exemption period. Also during this interval, handlers will continue to be required to submit reports of their shipments of fresh yellow fleshed and white types of potatoes to the Committee for the purposes of collecting assessments and compiling industry statistics.</P>
                <P>Although this rule continues to provide handlers of yellow fleshed and white types of potatoes the opportunity to decrease their total costs by eliminating the expenses associated with mandatory inspection, it does not restrict handlers from seeking inspection on a voluntary basis. In addition, the Committee will continue to monitor and evaluate the effects of the exemption on marketing and producer returns at future Committee meetings.</P>
                <HD SOURCE="HD1">Initial Regulatory Flexibility Analysis</HD>
                <P>Pursuant to requirements set forth in the Regulatory Flexibility Act (RFA) (5 U.S.C. 601-612), the Agricultural Marketing Service (AMS) has considered the economic impact of this action on small entities. Accordingly, AMS has prepared this initial regulatory flexibility analysis.</P>
                <P>The purpose of the RFA is to fit regulatory actions to the scale of businesses subject to such actions in order that small businesses will not be unduly or disproportionately burdened. Marketing orders issued pursuant to the Act, and rules issued thereunder, are unique in that they are brought about through group action of essentially small entities acting on their own behalf.</P>
                <P>There are 43 handlers of Washington potatoes subject to regulation under the order and approximately 267 producers in the regulated production area. Small agricultural service firms are defined by the Small Business Administration as those having annual receipts of less than $7,000,000, and small agricultural producers are defined as those having annual receipts of less than $750,000. (13 CFR 121.201)</P>
                <P>For the 2011-2012 marketing year, the Committee reports that 11,018,670 hundredweight of Washington potatoes were shipped into the fresh market. Based on average f.o.b. prices estimated by the USDA's Economic Research Service and Committee data on individual handler shipments, the Committee estimates that 42, or approximately 98 percent of the handlers, had annual receipts of less than $7,000,000.</P>
                <P>In addition, based on information provided by the National Agricultural Statistics Service, the average producer price for Washington potatoes for 2011-2012 was $7.90 per hundredweight. The average gross annual revenue for the 267 Washington potato producers is therefore calculated to be approximately $326,021. In view of the foregoing, the majority of Washington potato handlers and producers may be classified as small entities.</P>
                <P>This rule extends the temporary exemption of yellow fleshed and white types of potatoes from the handling regulations through the 2014-2015 and subsequent fiscal periods. The industry is concerned that the cost of mandatory inspection, which has increased, outweighs the benefits of having quality regulations in place. The extension of the temporary exemption is expected to further reduce overall industry expenses and continue to provide the industry with the opportunity to explore alternative marketing strategies.</P>
                <P>The authority for regulation is provided in § 946.52 of the order. In addition, the handling regulations are specified under § 946.336 of the order's administrative rules and regulations.</P>
                <P>The Committee does not anticipate that this rule will negatively impact small businesses. This rule will exempt yellow fleshed and white types of potatoes from minimum quality, maturity, pack, marking, and inspection requirements. Though inspections are not mandatory for such potatoes during the exemption period, handlers may voluntarily choose to have their potatoes inspected. Handlers are thus able to control costs based on the demands of their customers.</P>
                <P>The Committee discussed alternatives to this recommendation, including taking no action and allowing the temporary exemption to lapse on June 30, 2014. However, the Committee believes that the temporary exemption for yellow fleshed and white types of potatoes has been successful, and recommended extending the exemption of yellow fleshed and white types of potatoes from the handling regulation indefinitely.</P>
                <P>In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35), the order's information collection requirements have been previously approved by the Office of Management and Budget (OMB) and assigned OMB No. 0581-0178, Generic Vegetable and Specialty Crops.</P>
                <P>
                    During the exemption period, handlers will continue to be required to report fresh shipments of yellow fleshed 
                    <PRTPAGE P="26111"/>
                    and white types of potatoes monthly. While this rule requires a reporting requirement for shipments of yellow fleshed and white types of potatoes, their exemption from handling regulations also eliminates the more frequent reporting requirements imposed under the order's special purpose shipment exemptions (§ 946.336(d) and (e)). Under these paragraphs, handlers are required to provide detailed reports whenever they divert regulated potatoes for livestock feed, charity, seed, prepeeling, processing, grading and storing in specified counties in Oregon, and experimentation.
                </P>
                <P>Therefore, any additional reporting or recordkeeping requirements on either small or large handlers of yellow fleshed and white types of potatoes are expected to be offset by the elimination of the other reporting requirements currently in effect. In addition, the exemption from handling regulations and inspection requirements for yellow fleshed and white types of potatoes is expected to reduce industry expenses.</P>
                <P>AMS is committed to complying with the E-government Act, to promote the use of the internet and other information technologies to provide increased opportunities for citizen access to Government information and services, and for other purposes.</P>
                <P>USDA has not identified any relevant Federal rules that duplicate, overlap or conflict with this rule.</P>
                <P>The Committee's meetings were widely publicized throughout the Washington potato industry, and all interested persons were invited to participate in Committee deliberations. Like all Committee meetings, the December 10, 2013, meeting was a public meeting. All entities, both large and small, were able to express views on this issue. Further, interested persons are invited to submit comments on this interim rule, including the regulatory and informational impacts of this action on small businesses.</P>
                <P>
                    A small business guide on complying with fruit, vegetable, and specialty crop marketing agreements and orders may be viewed at: 
                    <E T="03">http://www.ams.usda.gov/MarketingOrdersSmallBusinessGuide</E>
                    . Any questions about the compliance guide should be sent to Jeffrey Smutny at the previously mentioned address in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section.
                </P>
                <P>This interim rule invites comments on the exemption of yellow fleshed and white types of potatoes from the handling regulations for the 2014-2015 and subsequent fiscal periods. Any comments received will be considered prior to finalization of this rule.</P>
                <P>After consideration of all relevant material presented, including the Committee's recommendation, and other information, it is found that this interim rule, as hereinafter set forth, will tend to effectuate the declared policy of the Act.</P>
                <P>
                    Pursuant to 5 U.S.C. 553, it is also found and determined upon good cause that it is impracticable, unnecessary, and contrary to the public interest to give preliminary notice prior to putting this rule into effect and that good cause exists for not postponing the effective date of this rule until 30 days after publication in the 
                    <E T="04">Federal Register</E>
                     because: (1) Any changes resulting from this rule should be effective July 1, 2014, because the temporary exemption for Washington yellow fleshed and white types of potatoes from the handling regulations ends on June 30, 2014; (2) the Committee discussed and unanimously recommended these changes at a public meeting, and all interested parties had an opportunity to provide input; (3) potato handlers are aware of this action and want to take advantage of this handling regulation relaxation; and (4) this rule provides a 60-day comment period, and any comments received will be considered prior to finalization of this rule.
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 7 CFR Part 946</HD>
                    <P>Marketing agreements, Potatoes, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <P>For the reasons set forth in the preamble, 7 CFR part 946 is amended as follows:</P>
                <REGTEXT TITLE="7" PART="946">
                    <PART>
                        <HD SOURCE="HED">PART 946—IRISH POTATOES GROWN IN WASHINGTON</HD>
                    </PART>
                    <AMDPAR>1. The authority citation for 7 CFR part 946 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 7 U.S.C. 601-674.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="7" PART="946">
                    <AMDPAR>2. The introductory text of § 946.336 is revised to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 946.336 </SECTNO>
                        <SUBJECT>Handling regulation.</SUBJECT>
                        <P>
                            No person shall handle any lot of potatoes unless such potatoes meet the requirements of paragraphs (a), (b), (c), and (g) of this section or unless such potatoes are handled in accordance with paragraphs (d) and (e), or (f) of this section, except that shipments of the blue or purple flesh varieties of potatoes shall be exempt from both this handling regulation and the assessment requirements specified in § 946.41: 
                            <E T="03">Provided,</E>
                             That yellow fleshed, white, red, and russet type potatoes shall be exempt from the requirements of paragraphs (a), (b), (c), (e), and (g) of this section.
                        </P>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <DATED>Dated: May 1, 2014.</DATED>
                    <NAME>Rex A. Barnes,</NAME>
                    <TITLE>Associate Administrator, Agricultural Marketing Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10369 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <CFR>14 CFR Part 23</CFR>
                <DEPDOC>[Docket No. FAA-2014-0155; Notice No. 23-262-SC]</DEPDOC>
                <SUBJECT>Special Conditions: Extra Flugzeugproduktions and Vertriebs [Extra] GmbH, EA-300/LC; Acrobatic Category Aerodynamic Stability</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final special conditions.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>These special conditions are issued for the Extra EA-300/LC airplane. This airplane will have a novel or unusual design feature(s) associated with static stability. This airplane can perform at the highest level of aerobatic competition. To be competitive, the aircraft was designed with positive and, at some points, neutral stability within its flight envelope. Its lateral and directional axes are also decoupled from each other providing more precise maneuvering. The applicable airworthiness regulations do not contain adequate or appropriate safety standards for these design features. These special conditions contain the additional safety standards that the Administrator considers necessary to establish a level of safety equivalent to that established by the existing airworthiness standards to EA-300/LC airplanes certified solely in the acrobatic category.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>These special conditions are May 7, 2014, and are applicable beginning April 25, 2014.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Mr. Ross Schaller, Federal Aviation Administration, Small Airplane Directorate, Aircraft Certification Service, 901 Locust, Room 301, Kansas City, Missouri 64106; telephone (816) 329-4162; facsimile (816) 329-4090.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On February 3, 2011, Extra GmbH applied for an amendment to Type Certificate No. A67EU to include the model number, EA-300/LC. The EA-
                    <PRTPAGE P="26112"/>
                    300/LC, which is a derivative of the EA-300/L, currently approved under Type Certificate No. A67EU, is a single engine, two-place tandem canopy cockpit, low wing aerobatic monoplane with conventional landing gear.
                </P>
                <P>
                    Its maximum takeoff weight is 2095 pounds (950 kilograms). V
                    <E T="52">NE</E>
                     is 219 knots, V
                    <E T="52">NO</E>
                     is 138 knots, and V
                    <E T="52">A</E>
                     is 154 knots, indicated airspeed. Maximum altitude is 10,000 feet. The engine is a Lycoming AEIO-580-B1A with a rated power of 315 Horsepower (Hp) at 2,700 revolutions per minute (rpm). The airplane is proposed to be approved for Day-VFR operations with no icing approval. The EA-300/LC is certified under European Aviation Safety Agency (EASA) authority (Type Certificate Data Sheet EASA.A.362) as a dual category (normal/acrobatic) airplane.
                </P>
                <P>Acrobatic airplanes previously type certificated by the FAA did comply with the stability provisions of part 23, subpart B. However, airplanes like the EA-300/LC are considered as “unlimited” acrobatic aircraft because they can perform at the highest level of aerobatic competition and can perform any maneuvers listed in the Aresti Catalog. The evolution of the “unlimited” types of acrobatic airplanes with very low mass, exceptional roll rates, and very high G capabilities, in addition to power to mass ratios that are unique to this type of airplane, have led to airplanes that cannot comply with the regulatory stability requirements. These airplanes can still be type-certificated, but in the acrobatic category only and with special conditions and limitations.</P>
                <P>The FAA will only consider certifying the EA-300/LC in the acrobatic category. Extra GmbH will not be able to offer a normal category-operating envelope to accommodate the increased fuel load designed for cross-country operations. The FAA does recognize that fuel exhaustion is one of the top accident causes associated with this class of aircraft. For this reason, the FAA proposes to allow Extra to seek certification of a limited acrobatic envelope at a higher weight that will still meet the minimum load requirements of +6/−3 g associated with § 23.337. The EA-300/LC airplane would be approved for unlimited maneuvers at or below its designed unlimited acrobatic weight. The airplane would also be approved, at some higher weight (for fuel/passenger), that would still meet the requirements of § 23.337 for acrobatic category and may have restrictions on the maneuvers allowed.</P>
                <HD SOURCE="HD1">Type Certification Basis</HD>
                <P>
                    Under the provisions of 14 CFR 21.101, Extra GmbH must show that the EA-300/LC meets the applicable provisions of part 23, as amended by Amendment 23-34 effective September 14, 1987 and Special Condition 23-ACE-65, published in the 
                    <E T="04">Federal Register</E>
                     (57 FR 175), September 9, 1992. These regulations will be incorporated into Type Certificate No. A67EU after type certification approval of the EA-300/LC. The regulations incorporated by reference in the type certificate are commonly referred to as the “original type certification basis.” The regulations incorporated by reference in A67EU are as follows:
                </P>
                <P>14 CFR part 36, effective December 1, 1969, as amended by Amendments 36-1 through 36-28.</P>
                <P>Not approved for ditching; compliance with provisions for ditching equipment in accordance with 14 FR 23.1415(a)(b) has not been demonstrated.</P>
                <P>Approved for VFR-day only. Flight in known icing prohibited.</P>
                <P>In addition, the certification basis includes other regulations, special conditions and exemptions that are not relevant to these special conditions. Type Certificate No. A67EU will be updated to include a complete description of the certification basis for this model airplane.</P>
                <P>If the Administrator finds that the applicable airworthiness regulations (i.e., 14 CFR part 23) do not contain adequate or appropriate safety standards for the EA-300/LC because of a novel or unusual design feature, special conditions are prescribed under the provisions of § 21.16.</P>
                <P>Special conditions are initially applicable to the model for which they are issued. Should the type certificate for that model be amended later to include any other model that incorporates the same or similar novel or unusual design feature, or should any other model already included on the same type certificate be modified to incorporate the same or similar novel or unusual design feature, the special conditions would also apply to the other model under § 21.101.</P>
                <P>In addition to the applicable airworthiness regulations and special conditions, the EA-300/LC must comply with the fuel vent and exhaust emission requirements of 14 CFR part 34 and the noise certification requirements of 14 CFR part 36.</P>
                <P>The FAA issues special conditions, as defined in 14 CFR 11.19, in accordance with § 11.38, and they become part of the type-certification basis under § 21.101.</P>
                <HD SOURCE="HD1">Novel or Unusual Design Features</HD>
                <P>The Extra GmbH EA-300/LC will incorporate the following novel or unusual design features:</P>
                <P>For acrobatic category airplanes with unlimited acrobatic capability: Neutral longitudinal and lateral static stability characteristics</P>
                <HD SOURCE="HD1">Discussion</HD>
                <P>The Code of Federal Regulations states static stability criteria for longitudinal, lateral, and directional axes of an airplane. However, none of these criteria is adequate to address the specific issues raised in the flight characteristics of an unlimited aerobatic airplane. Therefore, the FAA has determined after a flight-test evaluation that, in addition to the requirements of parts 21 and 23, special conditions are needed to address these static stability characteristics.</P>
                <HD SOURCE="HD1">Discussion of Comments</HD>
                <P>
                    Notice of proposed special conditions No. 23-14-01-SC for the Extra Flugzeugproduktions and Vertriebs (Extra) GmbH, EA-300/LC airplane was published in the 
                    <E T="04">Federal Register</E>
                     on March 18, 2014 (79 FR 15062). No comments were received, and the special conditions are adopted as proposed.
                </P>
                <HD SOURCE="HD1">Applicability</HD>
                <P>As discussed above, these special conditions are applicable to the EA-300/LC. Should Extra GmbH apply at a later date for a change to the type certificate to include another model incorporating the same novel or unusual design feature, the special conditions would apply to that model as well.</P>
                <P>
                    Under standard practice, the effective date of final special conditions would be 30 days after the date of publication in the 
                    <E T="04">Federal Register</E>
                    ; however, as the certification date for the Extra GmbH EA-300/LC is imminent, the FAA finds that good cause exists to make these special conditions effective upon issuance.
                </P>
                <HD SOURCE="HD1">Conclusion</HD>
                <P>This action affects only certain novel or unusual design features on one model of airplanes. It is not a rule of general applicability.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 23</HD>
                    <P>Aircraft, Aviation safety, Signs and symbols.</P>
                </LSTSUB>
                <HD SOURCE="HD1">Citation</HD>
                <P>The authority citation for these special conditions is as follows:</P>
                <AUTH>
                    <HD SOURCE="HED">Authority: </HD>
                    <P>
                         49 U.S.C. 106(g), 40113, 44701, 44702, 44704.
                        <PRTPAGE P="26113"/>
                    </P>
                </AUTH>
                <HD SOURCE="HD2">The Special Conditions</HD>
                <P>Accordingly, pursuant to the authority delegated to me by the Administrator, the following special conditions are issued as part of the type certification basis for Extra GmbH EA-300/LC airplanes.</P>
                <HD SOURCE="HD3">1. Acrobatic Category Static Stability Requirements</HD>
                <P>SC23.171 Flight—General: Acrobatic category airplanes must be neutrally or positively stable in the longitudinal, directional, and lateral axes under Secs. SC23.173 through SC23.177. Additionally, the airplane must show suitable stability and control “feel” (static stability) in any condition normally encountered in service, if flight tests show it is necessary for safe operation.</P>
                <P>SC23.173 Static longitudinal stability: Under the conditions specified in SC23.175 and with the airplane trimmed as indicated, the characteristics of the elevator control forces, positions, and the friction within the control system must be as follows:</P>
                <P>(a) A pull on the yoke must be required to obtain and maintain speeds below the specified trim speed and a push on the yoke required to obtain and maintain speeds above the specified trim speed. This must be shown at any speed that can be obtained, except that speeds requiring a control force in excess of 40 pounds or speeds above the maximum allowable speed or below the minimum speed for steady unstalled flight need not be considered.</P>
                <P>(b) The stick force or position must vary with speed so that any substantial speed change results in a stick force or position clearly perceptible to the pilot.</P>
                <P>SC23.175 Demonstration of static longitudinal stability:</P>
                <P>(a) Climb. The stick force curve must have, at a minimum, a neutrally stable to stable slope at speeds between 85 and 115 percent of the trim speed, with—</P>
                <P>(1) Maximum continuous power; and</P>
                <P>(2) The airplane trimmed at the speed used in determining the climb performance required by § 23.69(a).</P>
                <P>
                    (b) Cruise. With the airplane power and trim set for level flight at representative cruising speeds at high and low altitudes, including speeds up to V
                    <E T="52">NO</E>
                    , except the speed need not exceed V
                    <E T="52">H</E>
                    —
                </P>
                <P>(1) The stick force curve must, at a minimum, have a neutrally stable to stable slope at all speeds within a range that is the greater of 15 percent of the trim speed plus the resulting free return speed range, or 40 knots plus the resulting free return speed range above and below the trim speed, except the slope need not be stable—</P>
                <P>
                    (i) At speeds less than 1.3 V
                    <E T="52">S1</E>
                    ; or
                </P>
                <P>
                    (ii) For airplanes with V
                    <E T="52">NE</E>
                     established under § 23.1505(a), at speeds greater than V
                    <E T="52">NE</E>
                    .
                </P>
                <P>
                    (c) Landing. The stick force curve must, at a minimum, have a neutrally stable to stable slope at speeds between 1.1 V
                    <E T="52">S1</E>
                     and 1.8 V
                    <E T="52">S1</E>
                     with—
                </P>
                <P>(1) Landing gear extended; and</P>
                <P>(2) The airplane trimmed at—</P>
                <P>
                    (i) V
                    <E T="52">REF</E>
                    , or the minimum trim speed if higher, with power off; and
                </P>
                <P>
                    (ii) V
                    <E T="52">REF</E>
                     with enough power to maintain a 3-degree angle of descent.
                </P>
                <P>SC23.177 Static directional and lateral stability:</P>
                <P>
                    (a) The static directional stability, as shown by the tendency to recover from a wings level sideslip with the rudder free, must be positive for any landing gear and flap position appropriate to the takeoff, climb, cruise, approach, and landing configurations. This must be shown with symmetrical power up to maximum continuous power, and at speeds from 1.2 V
                    <E T="52">S1</E>
                     up to the maximum allowable speed for the condition being investigated. The angle of sideslip for these tests must be appropriate for the airplane type. At larger angles of sideslip, up to where full rudder is used or a control force limit in § 23.143 is reached, whichever occurs first, and at speeds from 1.2 V
                    <E T="52">S1</E>
                     to V
                    <E T="52">O</E>
                    , the rudder pedal force must not reverse.
                </P>
                <P>
                    (b) In straight, steady slips at 1.2 V
                    <E T="52">S1</E>
                     for any landing gear and flap positions, and for any symmetrical power conditions up to 50 percent of maximum continuous power, the rudder control movements and forces must increase steadily, but not necessarily in constant proportion, as the angle of sideslip is increased up to the maximum appropriate to the type of airplane. The aileron control movements and forces may increase steadily, but not necessarily in constant proportion, as the angle of sideslip is increased up to the maximum appropriate for the airplane type. At larger slip angles, up to the angle at which the full rudder or aileron control is used or a control force limit contained in § 23.143 is reached, the aileron and rudder control movements and forces must not reverse as the angle of sideslip is increased. Rapid entry into, and recovery from, a maximum sideslip considered appropriate for the airplane must not result in uncontrollable flight characteristics.
                </P>
                <SIG>
                    <DATED>Issued in Kansas City, Missouri, on April 25, 2014.</DATED>
                    <NAME>Earl Lawrence,</NAME>
                    <TITLE>Manager, Small Airplane Directorate, Aircraft Certification Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10392 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
                <SUBAGY>Internal Revenue Service</SUBAGY>
                <CFR>26 CFR Part 1</CFR>
                <DEPDOC>[TD 9663]</DEPDOC>
                <RIN>RIN 1545-BL42</RIN>
                <SUBJECT>Information Reporting for Affordable Insurance Exchanges</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Internal Revenue Service (IRS), Treasury.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final regulations.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This document contains final regulations relating to requirements for Affordable Insurance Exchanges (Exchanges) to report information relating to the health insurance premium tax credit enacted by the Patient Protection and Affordable Care Act and the Health Care and Education Reconciliation Act of 2010. These final regulations apply to Exchanges that make qualified health plans available to individuals.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Effective date:</E>
                         These regulations are effective on May 7, 2014.
                    </P>
                    <P>
                        <E T="03">Applicability Dates:</E>
                         For dates of applicability, see § 1.36B-1(o).
                    </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Shareen S. Pflanz or Arvind Ravichandran, (202) 317-4718 (not a toll-free call).</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Paperwork Reduction Act</HD>
                <P>The collection of information contained in these regulations has been reviewed and approved by the Office of Management and Budget in accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) under control number 1545-2232.</P>
                <P>The collection of information in these final regulations is in § 1.36B-5 and will be reported on Form 1095-A. The collection of information is necessary to compute the premium tax credit and to reconcile the amount of the premium tax credit with advance payments of the premium tax credit (advance credit payments) made under section 1412 of the Patient Protection and Affordable Care Act (42 U.S.C. 18082). The collection of information is needed for compliance with the provisions of section 36B(f)(3) of the Internal Revenue Code (Code). The likely respondents are Exchanges established under section 1311 or 1321 of the Patient Protection and Affordable Care Act (42 U.S.C. 13031 or 42 U.S.C. 18041).</P>
                <P>
                    An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a valid control 
                    <PRTPAGE P="26114"/>
                    number assigned by the Office of Management and Budget.
                </P>
                <P>The estimated total annual reporting burden is 10,050 hours. The estimated annual burden per respondent is 670 hours. The estimated number of respondents is 15.</P>
                <P>Comments concerning the accuracy of this burden estimate and suggestions for reducing this burden should be sent to the Internal Revenue Service, Attn: IRS Reports Clearance Officer SE:W:CAR:MP:TM:S, Washington, DC 20224, and to the Office of Management and Budget, Attn: Desk Officer for the Department of the Treasury, Office of Information and Regulatory Affairs, Washington, DC 20503.</P>
                <P>Books or records relating to a collection of information must be retained as long as their contents may become material in the administration of any internal revenue law. Generally, tax returns and return information are confidential, as required by section 6103.</P>
                <HD SOURCE="HD1">Background</HD>
                <P>This document contains final regulations that amend § 1.36B-5 of the Income Tax Regulations (26 CFR part 1), providing detailed rules for information reporting by Exchanges on enrollments in qualified health plans. Section 36B(f)(3) directs Exchanges to report to the IRS and to taxpayers certain information necessary to reconcile the premium tax credit with advance credit payments and to administer the premium tax credit generally.</P>
                <P>
                    On July 2, 2013, a notice of proposed rulemaking (REG-140789-12) was published in the 
                    <E T="04">Federal Register</E>
                     (78 FR 39644). Written comments responding to the proposed regulations were received and considered. The comments are available for public inspection at 
                    <E T="03">www.regulations.gov</E>
                     or on request. No public hearing was requested or held. After consideration of all the comments, the proposed regulations are adopted as amended by this Treasury decision.
                </P>
                <HD SOURCE="HD1">Explanation of Provisions and Summary of Comments</HD>
                <HD SOURCE="HD2">1. Individuals Subject To Exchange Reporting</HD>
                <P>
                    The proposed regulations required Exchanges to report information for all individuals who enroll in a qualified health plan. The proposed regulations used the terms 
                    <E T="03">taxpayer</E>
                     and 
                    <E T="03">responsible adult</E>
                     to describe, respectively, an individual who applies to enroll one or more members of the individual's family in a qualified health plan and who requests advance credit payments and to describe an individual who enrolls one or more members of the individual's family and does not request advance credit payments.
                </P>
                <P>A commenter suggested that these terms do not accommodate nontraditional family structures because the definitions assume that the individual who claims a dependent also enrolled the dependent in coverage. Commenters also felt the terms were confusing.</P>
                <P>The terms taxpayer and responsible adult in the proposed regulations were intended to describe the individual who is expected to file an income tax return for the year of coverage for the enrolling family. Whether that individual is the one who completes the enrollment application is not significant. Accordingly, the final regulations clarify that these terms describe the individual who is expected to file an income tax return for the year of coverage with respect to individuals enrolling in a qualified health plan.</P>
                <P>
                    To avoid confusion with other uses of the term 
                    <E T="03">taxpayer,</E>
                     the final regulations instead use the term 
                    <E T="03">tax filer</E>
                     to identify individuals on behalf of whose families advance credit payments are made. This term is used in regulations at 45 CFR 155.300 to describe a taxpayer and thus is more familiar to Exchanges.
                </P>
                <P>The final regulations clarify that if more than one tax family enrolls in the same qualified health plan there is a tax filer or responsible adult for each family and that the tax filer or responsible adult may or may not enroll in coverage.</P>
                <P>The final regulations clarify the information required to be reported for qualified health plan enrollments for which advance credit payments are made or not made. Because the primary difference in the information reported relates to whether or not advance credit payments are made on behalf of an individual, the final regulations distinguish the reporting categories based on whether or not advance credit payments are made on behalf of an individual, rather than on whether an individual requests advance credit payments.</P>
                <HD SOURCE="HD2">2. Information Required To Be Reported</HD>
                <HD SOURCE="HD3">a. Specific Data Elements</HD>
                <P>The proposed regulations required Exchanges to report information concerning all individuals enrolled in qualified health plans. For each plan, the information includes the name, address, and taxpayer identification numbers (TINs), or dates of birth if a TIN is not available, for each individual covered under the plan; applicable benchmark plan premiums or the amount that would be the benchmark premium that would apply to all enrolled individuals (unless that information is made available to individuals through an alternative method that they can access at tax return filing); the amount of the premium for the qualified health plan the individuals enroll in; the name of the qualified health plan issuer and the issuer's employer identification number (EIN); the qualified health plan policy number; the Exchange's unique identification number; and the unique number that identifies the family's specific account to enable data association from month to month. For individuals enrolled in a plan for which advance credit payments were requested, the proposed regulations required Exchanges to report the amount of advance credit payments, whether the individuals enrolled are the taxpayer's dependents, and certain information concerning employers.</P>
                <P>The final regulations generally require Exchanges to report the data elements identified in the proposed regulations but make several minor changes and clarifications in response to comments and based on what is needed to determine the premium tax credit.</P>
                <P>Commenters requested that the final regulations omit certain data elements from the reporting requirements. A commenter expressed concern that it would not be able to report accurate information about the amount of advance credit payments. Another commenter questioned the need to report the family's specific account number. Other commenters advised that issuers often do not assign a policy number and that HHS regulations do not require issuers to report policy numbers to Exchanges.</P>
                <P>The final regulations require Exchanges to report the policy identification number assigned by the Exchange instead of a policy number created by an issuer and clarify that the “specific account number” is the unique identifying number the Exchange uses to report data that enables the IRS to associate the data with the proper account. These data elements, including the amount of advance credit payments and the unique data association number, are available to Exchanges and essential for the IRS to properly administer the premium tax credit.</P>
                <P>
                    The proposed regulations required Exchanges to report whether an individual enrolled in a qualified health plan by a taxpayer is the taxpayer's dependent. A commenter suggested that Exchanges should not be required to report this information because Exchanges will obtain this information 
                    <PRTPAGE P="26115"/>
                    from the IRS as part of the verification of an applicant's information. The final regulations do not adopt this comment because information the IRS provides as part of the verification process is from the taxpayer's most recently filed tax return, which may be two years old. Accordingly, the final regulations retain the rule in the proposed regulations that, for plans for which advance credit payments are made, Exchanges will report which covered individuals a tax filer represented to the Exchange that he or she would claim as a dependent for the coverage year. This information is necessary because advance credit payments are based, in part, on information concerning the individuals whom a tax filer expects to claim as dependents for the taxable year for which the advance credit payments are made.
                </P>
                <P>In addition, the final regulations make several minor changes to the data elements reported based on what is needed to determine the premium tax credit. The proposed regulations provided that Exchanges must report the issuer's EIN on both the annual statement and the monthly statements. The final regulations provide that Exchanges will report the issuer's EIN on a monthly basis only, as this information is not needed on the annual report. The proposed regulations provided that Exchanges must report an address for a taxpayer's spouse. The final regulations omit this information, as it is unnecessary. Finally, the proposed regulations provided that Exchanges must report the dates of each individual's coverage under the qualified health plan. The final regulations provide that Exchanges also must report the start and end dates for the qualified health plan itself, as this information may be needed to determine the amount of the premium tax credit.</P>
                <HD SOURCE="HD3">b. Information on Applicable Benchmark Premium</HD>
                <P>The proposed regulations required Exchanges to report to the IRS information concerning the monthly premium for the applicable benchmark plan. For qualified health plans for which advance credit payments were approved, the proposed regulations provided that Exchanges must report the monthly premium for the applicable benchmark plan used to compute advance credit payments. For plans for which advance credit payments were not requested or were not approved, the proposed regulations required Exchanges to report the premium for the applicable benchmark plan that would apply to the individuals enrolled in a qualified health plan, unless the information is made available through an alternative method. Commenters requested clarification on the distinction between the benchmark premium information reported in each case.</P>
                <P>The proposed and final regulations require Exchanges to report the monthly premium for the applicable benchmark plan that applies to the coverage family (the members of the family enrolling and eligible for a premium tax credit subsidy) that is used to compute advance credit payments. If no advance credit payments are made, Exchanges may not determine which individuals enrolled would be part of the coverage family and the applicable benchmark premium that would apply to that coverage family. Nonetheless, the final regulations, like the proposed regulations, require reporting the benchmark premium that would apply if the coverage family included everyone covered under the plan because individuals for whom advance credit payments are not made may claim the premium tax credit on the tax return for the year of coverage and must know the premium for the applicable benchmark plan to compute the amount of the credit. In lieu of reporting this benchmark premium, however, Exchanges may provide a reasonable method for taxpayers to use to determine at the time of filing the tax return the premium for the applicable benchmark plan that applies to a coverage family.</P>
                <HD SOURCE="HD3">c. Verification of Employment Information</HD>
                <P>For individuals enrolled in a qualified health plan for which advance credit payments were requested, the proposed regulations required Exchanges to report information on employment, including the name, address, and EIN of each employer of each enrolled individual and whether the employer offered minimum essential coverage to the extent provided to the Exchange. A commenter requested confirmation that the requirement to report employment information does not obligate the Exchange to request or verify a taxpayer's employment information on a monthly basis or otherwise ensure the accuracy of the information supplied.</P>
                <P>The proposed and final regulations provide that Exchanges must report employment information “to the extent this information is provided to the Exchange.” Thus, Exchanges must report only employment information provided to the Exchange and are not obligated to verify the accuracy, except to the extent required by Department of Health and Human Services regulations. However, if during the year an enrollee provides updated or corrected employment information to an Exchange, the Exchange must report that information to the IRS in its next monthly report. Exchanges must submit corrected monthly reports for the coverage year by April 15th following the year of coverage.</P>
                <HD SOURCE="HD3">d. Annual Versus Monthly Reporting</HD>
                <P>The proposed regulations required Exchanges to report certain information to the IRS annually by January 31 of the year following the calendar year of coverage. Exchanges must report certain information on a monthly basis by the 15th of the month for the previous month and all previous months in that calendar year. A commenter requested that the final regulations delete the amount of the advance credit payments made on a taxpayer's behalf each month from the annual report to the IRS. The commenter suggested that the IRS already will have this information from monthly reports.</P>
                <P>The final regulations do not adopt this comment. The information provided on the annual report is identical to the information reported on the statement to individuals, discussed later in this preamble. It summarizes for the year the information submitted monthly that taxpayers claiming the premium tax credit must have to properly claim the credit on their returns and to reconcile the premium tax credit with advance credit payments. Accordingly, the final regulations do not omit this information from the annual report.</P>
                <HD SOURCE="HD3">e. Family Members With Enrollments or Exemptions at Different Exchanges</HD>
                <P>A commenter asked how Exchanges will identify the members of a tax household if the members enroll in, or receive minimum essential coverage exemptions from, different Exchanges. The final regulations clarify that an Exchange will report only information on enrollments and exemptions at that Exchange. The IRS will associate information reports from multiple Exchanges with the appropriate tax return.</P>
                <HD SOURCE="HD3">f. Multiple Families Enrolled in One Qualified Health Plan</HD>
                <P>
                    Under § 1.36B-3(h), if more than one tax family enrolls in a single policy, each applicable taxpayer covered by the plan may claim a premium tax credit, computed using the applicable percentage, household income, and benchmark plan that applies to that taxpayer. Under these circumstances, each applicable taxpayer must have the 
                    <PRTPAGE P="26116"/>
                    information specific to that tax family to claim the premium tax credit on the income tax return. Accordingly, the final regulations clarify that Exchanges will report the specified information for each family enrolled in a qualified health plan, whether receiving advance credit payments or not, including multiple families submitting a single application or enrolled in a single qualified health plan.
                </P>
                <HD SOURCE="HD2">3. Information Reporting on the SHOP</HD>
                <P>Commenters asked whether Exchanges must report information for taxpayers obtaining health care coverage through a Small Business Health Options Program (SHOP) Exchange. The final regulations clarify that section 36B(f)(3) and these regulations do not require the reporting of information for taxpayers enrolling in health care coverage through a SHOP Exchange. However, under regulations at 45 CFR 155.720, SHOP Exchanges will report to the IRS information concerning employer participation, employer contribution, and employee enrollment in a time and format to be determined by the Department of Health and Human Services.</P>
                <HD SOURCE="HD2">4. Time for Reporting</HD>
                <P>The proposed regulations required Exchanges to report certain information to the IRS on or before the 15th day following each month of coverage (monthly reporting), commencing in February, 2014. Commenters requested that the IRS delay the initial monthly report until June or July, 2014, to allow Exchanges sufficient time to develop the systems and processes necessary to support the monthly reporting requirements. In response to these comments, the final regulations provide that the Commissioner may establish an initial monthly reporting date in other guidance, see § 601.601(d), but no earlier than June 15, 2014. The report must include cumulative information for enrollments for the period January 1 through the end of the month preceding the initial monthly reporting date. For example, an initial report due June 15, 2014, must include cumulative information for the period January 1 to May 31, 2014.</P>
                <HD SOURCE="HD2">5. Statements Furnished to Individuals</HD>
                <HD SOURCE="HD3">a. Individual Receiving the Statement</HD>
                <P>The proposed regulations directed Exchanges to furnish to each individual who enrolled one or more family members in a qualified health plan through the Exchange a written statement that includes the information the Exchange must report to the IRS annually. Exchanges may use Form 1095-A for the statement and must furnish the statement on or before January 31 of the year following the calendar year of coverage.</P>
                <P>The proposed regulations required that an Exchange furnish a statement only to the individual who enrolls one or more family members through the Exchange. Several commenters indicated that Exchange regulations allow an individual applying for coverage to designate another person as an authorized representative for dealing with the Exchange on the individual's behalf. They requested that the final regulations recognize an individual's authorization of a third person as a representative for Exchange purposes as sufficient authority to allow Exchanges to provide the statement required under these regulations to the authorized representative, or that the final regulations require Exchanges to do so. Other commenters asked that the final regulations accommodate nontraditional family arrangements by allowing Exchanges to provide statements to individuals such as a grandparent or noncustodial parent who may claim a child as a dependent and would require the information on the statement to claim the premium tax credit for that dependent's coverage.</P>
                <P>The final regulations do not prohibit Exchanges from providing statements to third parties if permitted under other law. However, section 36B(f)(3) does not authorize the IRS to require Exchanges to do so. In addition, the IRS is not able to provide statements to third parties based on authorization to an Exchange because information obtained pursuant to section 36B(f)(3) is return information and, under section 6103, return information may be disclosed only under express authority of the Code.</P>
                <P>Commenters recommended significantly limiting the information reported on the statement to protect victims of domestic violence and children they enroll in coverage. The final regulations require Exchanges to send statements only to the tax filer or responsible adult whom the Exchange identifies. This person is likely to be the individual enrolling the child in coverage. A person claiming an individual as a dependent who is not identified as a tax filer or responsible adult will not receive a statement reporting the dependent's coverage. Therefore, if a victim of domestic abuse enrolls, or enrolls a child, in coverage as a tax filer or responsible adult, the Exchange will send a statement only to that person, even if another taxpayer claims the child as a dependent. In addition, the statement will include an address only for the person to whom it is mailed. Accordingly, on this issue, the final regulations adopt the proposed regulations without change.</P>
                <HD SOURCE="HD3">b. Electronic Delivery of Statements to Recipients</HD>
                <P>The proposed regulations provided that statements to individuals may be sent electronically only to individuals who affirmatively consent to the electronic format. Commenters requested that the final regulations permit electronic delivery of statements, paper delivery of statements, or both. Other commenters stated that the electronic statement rules are too complex and should be simplified.</P>
                <P>The final regulations do not prohibit an Exchange from sending both paper and electronic statements to an individual. However, the final regulations retain the electronic statement procedures in the proposed regulations, which provide for affirmative consent to receive statements electronically, and clarify that the consent requirement is not satisfied if the recipient withdraws the consent. These procedures are the same as long-standing procedures that also apply in other information reporting contexts. The procedures are intended to ensure that all individuals, including those who do not have access to or are not fully comfortable with electronic technology, are able to access information necessary to prepare their tax returns.</P>
                <P>The proposed regulations provided that if an Exchange furnishes a statement to an individual by mail, the statement must be sent to the individual's last known permanent address, or if no permanent address is known, to a temporary address. A commenter requested more definitive guidance on what constitutes the proper furnishing of a statement to an individual when the individual does not receive the statement, for example if the statement is returned undelivered. The commenter suggested that the final regulations adopt a rule that applies to other information reporting requirements that a first class mailing discharges the reporting entity's obligation to furnish a statement. To provide more certainty, the final regulations include this rule, which is consistent with other information reporting requirements.</P>
                <HD SOURCE="HD1">Effective/Applicability Date</HD>
                <P>
                    These regulations apply to taxable years ending after December 31, 2013.
                    <PRTPAGE P="26117"/>
                </P>
                <HD SOURCE="HD1">Special Analyses</HD>
                <P>It has been determined that this Treasury decision is not a significant regulatory action as defined in Executive Order 12866, as supplemented by Executive Order 13563. Therefore, a regulatory assessment is not required. It has also been determined that section 553(b) of the Administrative Procedure Act (5 U.S.C. chapter 5) does not apply to these regulations, and, because the regulations do not impose a collection of information requirement on small entities, the Regulatory Flexibility Act (5 U.S.C. chapter 6) does not apply. Pursuant to section 7805(f) of the Code, the notice of proposed rulemaking preceding these regulations were submitted to the Chief Counsel for Advocacy of the Small Business Administration for comment on its impact on small business. The Small Business Administration did not submit comments.</P>
                <HD SOURCE="HD1">Drafting Information</HD>
                <P>The principal authors of these final regulations are Shareen S. Pflanz and Stephen J. Toomey of the Office of Associate Chief Counsel (Income Tax and Accounting). However, other personnel from the IRS and the Treasury Department participated in the development of the regulations.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 26 CFR Part 1</HD>
                    <P>Income taxes, Reporting and recordkeeping requirements. </P>
                </LSTSUB>
                <HD SOURCE="HD1">Adoption of Amendments to the Regulations</HD>
                <P>Accordingly, 26 CFR part 1 is amended as follows:</P>
                <REGTEXT TITLE="26" PART="1">
                    <PART>
                        <HD SOURCE="HED">PART 1—INCOME TAXES</HD>
                    </PART>
                    <AMDPAR>
                        <E T="04">Paragraph 1.</E>
                         The authority citation for part 1 is amended by adding entries in numerical order to read in part as follows:
                    </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 26 U.S.C. 7805 * * *</P>
                    </AUTH>
                    <EXTRACT>
                        <P>Section 1.36B-0 also issued under 26 U.S.C. 36B(g). Section 1.36B-5 also issued under 26 U.S.C. 36B(g).</P>
                    </EXTRACT>
                </REGTEXT>
                <REGTEXT TITLE="26" PART="1">
                    <AMDPAR>
                        <E T="04">Par. 2.</E>
                         Section 1.36B-0 is amended by revising the entries for § 1.36B-5 to read as follows:
                    </AMDPAR>
                    <SECTION>
                        <SECTNO>§ 1.36B-0 </SECTNO>
                        <SUBJECT>Table of contents.</SUBJECT>
                        <STARS/>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 1.36B-5 </SECTNO>
                        <SUBJECT>Information reporting by Exchanges.</SUBJECT>
                        <P>(a) In general.</P>
                        <P>(b) Individual filing a return.</P>
                        <P>(c) Information required to be reported.</P>
                        <P>(1) Information reported annually.</P>
                        <P>(2) Information reported monthly.</P>
                        <P>(3) Special rules for information reported.</P>
                        <P>(i) Multiple families enrolled in a single qualified health plan.</P>
                        <P>(ii) Alternative to reporting applicable benchmark plan.</P>
                        <P>(4) Exemptions.</P>
                        <P>(d) Time for reporting.</P>
                        <P>(1) Annual reporting.</P>
                        <P>(2) Monthly reporting.</P>
                        <P>(i) In general.</P>
                        <P>(ii) Initial monthly reporting in 2014.</P>
                        <P>(3) Corrections to information reported.</P>
                        <P>(e) Electronic reporting.</P>
                        <P>(f) Annual statement to be furnished to individuals.</P>
                        <P>(1) In general.</P>
                        <P>(2) Form of statements.</P>
                        <P>(3) Time and manner for furnishing statements.</P>
                        <P>(g) Electronic furnishing of statements.</P>
                        <P>(1) In general.</P>
                        <P>(2) Consent.</P>
                        <P>(i) In general.</P>
                        <P>(ii) Withdrawal of consent.</P>
                        <P>(iii) Change in hardware or software requirements.</P>
                        <P>(iv) Examples.</P>
                        <P>(3) Required disclosures.</P>
                        <P>(i) In general.</P>
                        <P>(ii) Paper statement.</P>
                        <P>(iii) Scope and duration of consent.</P>
                        <P>(iv) Post-consent request for a paper statement.</P>
                        <P>(v) Withdrawal of consent.</P>
                        <P>(vi) Notice of termination.</P>
                        <P>(vii) Updating information.</P>
                        <P>(viii) Hardware and software requirements.</P>
                        <P>(4) Format.</P>
                        <P>(5) Notice.</P>
                        <P>(i) In general.</P>
                        <P>(ii) Undeliverable electronic address.</P>
                        <P>(iii) Corrected statement.</P>
                        <P>(6) Access period.</P>
                        <P>(7) Paper statements after withdrawal of consent.</P>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="26" PART="1">
                    <AMDPAR>
                        <E T="04">Par. 3.</E>
                         Section 1.36B-5 is revised to read as follows:
                    </AMDPAR>
                    <SECTION>
                        <SECTNO>§ 1.36B-5 </SECTNO>
                        <SUBJECT>Information reporting by Exchanges.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">In general.</E>
                             An Exchange must report to the Internal Revenue Service (IRS) information required by section 36B(f)(3) and this section relating to individual market qualified health plans in which individuals enroll through the Exchange. No reporting is required under this section for enrollment in plans through the Small Business Health Options Exchange.
                        </P>
                        <P>
                            (b) 
                            <E T="03">Individual filing a return.</E>
                             For purposes of this section, the terms 
                            <E T="03">tax filer</E>
                             and 
                            <E T="03">responsible adult</E>
                             describe the individual who is expected to be the taxpayer filing an income tax return for the year of coverage with respect to individuals enrolling in a qualified health plan. A tax filer is an individual on behalf of whom advance payments of the premium tax credit are made. A responsible adult is an individual on behalf of whom advance payments of the premium tax credit are not made. An individual may be a tax filer or responsible adult whether or not enrolled in coverage. If more than one family (within the meaning of § 1.36B-1(d)) enrolls in the same qualified health plan, there is a tax filer or responsible adult for each family.
                        </P>
                        <P>
                            (c) 
                            <E T="03">Information required to be reported</E>
                            —(1) 
                            <E T="03">Information reported annually.</E>
                             An Exchange must report to the IRS the following information for each qualified health plan—
                        </P>
                        <P>(i) The name, address, and taxpayer identification number (TIN), or date of birth if a TIN is not available, of the tax filer or responsible adult;</P>
                        <P>(ii) The name and TIN, or date of birth if a TIN is not available, of a tax filer's spouse;</P>
                        <P>(iii) The amount of the advance credit payments paid for coverage under the plan each month;</P>
                        <P>(iv) For plans for which advance credit payments are made, the premium (excluding the premium allocated to benefits in excess of essential health benefits, see § 1.36B-3(j)) for the applicable benchmark plan for purposes of computing advance credit payments;</P>
                        <P>(v) Except as provided in paragraph (c)(3)(ii) of this section, for plans for which advance credit payments are not made, the premium (excluding the premium allocated to benefits in excess of essential health benefits, see § 1.36B-3(j)) for the applicable benchmark plan that would apply to all individuals enrolled in the qualified health plan if advance credit payments were made for the coverage;</P>
                        <P>(vi) The name and TIN, or date of birth if a TIN is not available, and dates of coverage for each individual covered under the plan;</P>
                        <P>(vii) The coverage start and end dates of the qualified health plan;</P>
                        <P>(viii) The monthly premium for the plan in which the individuals enroll, however—</P>
                        <P>(A) The premium allocated to benefits in excess of essential health benefits is excluded, see § 1.36B-3(j);</P>
                        <P>
                            (B) The premium for a stand-alone dental plan allocated to pediatric dental benefits is added, see § 1.36B-3(k), but if a family (within the meaning of § 1.36B-1(d)) is enrolled in more than one qualified health plan, the pediatric dental premium is added to the 
                            <PRTPAGE P="26118"/>
                            premium for only one qualified health plan; and
                        </P>
                        <P>(C) The amount is not reduced for advance credit payments;</P>
                        <P>(ix) The name of the qualified health plan issuer;</P>
                        <P>(x) The Exchange-assigned policy identification number;</P>
                        <P>(xi) The Exchange's unique identifier; and</P>
                        <P>(xii) Any other information specified by forms or instructions or in published guidance, see § 601.601(d) of this chapter.</P>
                        <P>
                            (2) 
                            <E T="03">Information reported monthly.</E>
                             For each calendar month, an Exchange must report to the IRS for each qualified health plan, the information described in paragraph (c)(1) of this section and the following information—
                        </P>
                        <P>(i) For plans for which advance credit payments are made—</P>
                        <P>(A) The names, TINs, or dates of birth if no TIN is available, of the individuals enrolled in the qualified health plan who are expected to be the tax filer's dependent; and</P>
                        <P>(B) Information on employment (to the extent this information is provided to the Exchange) consisting of—</P>
                        <P>
                            (
                            <E T="03">1</E>
                            ) The name, address, and EIN of each employer of the tax filer, the tax filer's spouse, and each individual covered by the plan; and
                        </P>
                        <P>
                            (
                            <E T="03">2</E>
                            ) An indication of whether an employer offered affordable minimum essential coverage that provided minimum value, and, if so, the amount of the employee's required contribution for self-only coverage;
                        </P>
                        <P>(ii) The unique identifying number the Exchange uses to report data that enables the IRS to associate the data with the proper account from month to month;</P>
                        <P>(iii) The issuer's employer identification number (EIN); and</P>
                        <P>(iv) Any other information specified by forms or instructions or in published guidance, see § 601.601(d) of this chapter.</P>
                        <P>
                            (3) 
                            <E T="03">Special rules for information reported</E>
                            —(i) 
                            <E T="03">Multiple families enrolled in a single qualified health plan.</E>
                             An Exchange must report the information specified in paragraphs (c)(1) and (c)(2) of this section for each family (within the meaning of § 1.36B-1(d)) enrolled in a qualified health plan, including families submitting a single application or enrolled in a single qualified health plan.
                        </P>
                        <P>
                            (ii) 
                            <E T="03">Alternative to reporting applicable benchmark plan.</E>
                             An Exchange satisfies the requirement in paragraph (c)(1)(v) of this section if, on or before January 1 of each year after 2014, the Exchange provides a reasonable method that a responsible adult may use to determine the premium (after adjusting for benefits in excess of essential health benefits) for the applicable benchmark plan that applies to the responsible adult's coverage family for the prior calendar year for purposes of determining the premium tax credit on the tax return.
                        </P>
                        <P>
                            (4) 
                            <E T="03">Exemptions.</E>
                             For each calendar month, an Exchange must report to the IRS the name and TIN, or date of birth if a TIN is not available, of each individual for whom the Exchange has granted an exemption from coverage under section 5000A(e) and the related regulations, the months for which the exemption is in effect, and the exemption certificate number.
                        </P>
                        <P>
                            (d) 
                            <E T="03">Time for reporting</E>
                            —(1) 
                            <E T="03">Annual reporting.</E>
                             An Exchange must submit to the IRS the annual report required under paragraph (c)(1) of this section on or before January 31 of the year following the calendar year of coverage.
                        </P>
                        <P>
                            (2) 
                            <E T="03">Monthly reporting</E>
                            —(i) 
                            <E T="03">In general.</E>
                             Except as provided in paragraph (d)(2)(ii) of this section, an Exchange must submit to the IRS the monthly reports required under paragraphs (c)(2) and (c)(4) of this section on or before the 15th day following each month of coverage.
                        </P>
                        <P>
                            (ii) 
                            <E T="03">Initial monthly reporting in 2014.</E>
                             Exchanges must submit to the IRS the initial monthly report required under paragraphs (c)(2) and (c)(4) of this section on a date that the Commissioner may establish in other guidance, see § 601.601(d) of this section, but no earlier than June 15, 2014. The initial report must include cumulative information for enrollments for the period January 1, 2014, through the last day of the month preceding the month for submitting the initial monthly report.
                        </P>
                        <P>
                            (3) 
                            <E T="03">Corrections to information reported.</E>
                             In general, an Exchange must correct erroneous or outdated monthly-reported information in the next monthly report. If the information must be corrected after the final monthly submission on January 15 following the coverage year, corrections should be submitted by the 15th day of the month following the month in which the incorrect information is identified. However, no monthly report correction is permitted after April 15 following the year of coverage. Errors on the annual report must be corrected and reported to the IRS and to the individual recipient identified in paragraph (f) of this section as soon as possible.
                        </P>
                        <P>
                            (e) 
                            <E T="03">Electronic reporting.</E>
                             An Exchange must submit the reports to the IRS required under this section in electronic format. The information reported monthly will be submitted to the IRS through the Department of Health and Human Services.
                        </P>
                        <P>
                            (f) 
                            <E T="03">Annual statement to be furnished to individuals</E>
                            —(1) 
                            <E T="03">In general.</E>
                             An Exchange must furnish to each tax filer or responsible adult (the recipient for purposes of paragraphs (f) and (g) of this section) a written statement showing—
                        </P>
                        <P>(i) The name and address of the recipient and</P>
                        <P>(ii) The information described in paragraph (c)(1) of this section for the previous calendar year.</P>
                        <P>
                            (2) 
                            <E T="03">Form of statements.</E>
                             A statement required under this paragraph (f) may be made by furnishing to the recipient identified in the annual report either a copy of the report filed with the IRS or a substitute statement. A substitute statement must include the information required to be shown on the report filed with the IRS and must comply with requirements in published guidance (see § 601.601(d)(2) of this chapter) relating to substitute statements. A reporting entity may use an IRS truncated taxpayer identification number as the identification number for an individual in lieu of the identification number appearing on the corresponding information report filed with the IRS.
                        </P>
                        <P>
                            (3) 
                            <E T="03">Time and manner for furnishing statements.</E>
                             An Exchange must furnish the statements required under this paragraph (f) on or before January 31 of the year following the calendar year of coverage. If mailed, the statement must be sent to the recipient's last known permanent address or, if no permanent address is known, to the recipient's temporary address. For purposes of this paragraph (f)(3), an Exchange's first class mailing to the last known permanent address, or if no permanent address is known, the temporary address, discharges the Exchange's requirement to furnish the statement. An Exchange may furnish the statement electronically in accordance with paragraph (g) of this section.
                        </P>
                        <P>
                            (g) 
                            <E T="03">Electronic furnishing of statements</E>
                            —(1) 
                            <E T="03">In general.</E>
                             An Exchange required to furnish a statement under paragraph (f) of this section may furnish the statement to the recipient in an electronic format in lieu of a paper format. An Exchange that meets the requirements of paragraphs (g)(2) through (g)(7) of this section is treated as furnishing the statement in a timely manner.
                        </P>
                        <P>
                            (2) 
                            <E T="03">Consent</E>
                            —(i) 
                            <E T="03">In general.</E>
                             A recipient must have affirmatively consented to receive the statement in an electronic format. The consent may be made electronically in any manner that reasonably demonstrates that the recipient is able to access the statement in the electronic format in which it will 
                            <PRTPAGE P="26119"/>
                            be furnished. Alternatively, the consent may be made in a paper document that is confirmed electronically.
                        </P>
                        <P>
                            (ii) 
                            <E T="03">Withdrawal of consent.</E>
                             The consent requirement of this paragraph (g)(2) is not satisfied if the recipient withdraws the consent and the withdrawal takes effect before the statement is furnished. An Exchange may provide that the withdrawal of consent takes effect either on the date the Exchange receives it or on another date no more than 60 days later. The Exchange may provide that a request by the recipient for a paper statement will be treated as a withdrawal of consent to receive the statement in an electronic format. If the Exchange furnishes a statement after the withdrawal of consent takes effect, the recipient has not consented to receive the statement in electronic format.
                        </P>
                        <P>
                            (iii) 
                            <E T="03">Change in hardware or software requirements.</E>
                             If a change in the hardware or software required to access the statement creates a material risk that a recipient will not be able to access a statement, an Exchange must, prior to changing the hardware or software, notify the recipient. The notice must describe the revised hardware and software required to access the statement and inform the recipient that a new consent to receive the statement in the revised electronic format must be provided to the Exchange. After implementing the revised hardware and software, the Exchange must obtain a new consent or confirmation of consent from the recipient to receive the statement electronically.
                        </P>
                        <P>
                            (iv) 
                            <E T="03">Examples.</E>
                             The following examples illustrate the rules of this paragraph (g)(2):
                        </P>
                        <EXAMPLE>
                            <HD SOURCE="HED">Example 1.</HD>
                            <P> Furnisher F sends Recipient R a letter stating that R may consent to receive the statement required under section 36B electronically on a Web site instead of in a paper format. The letter contains instructions explaining how to consent to receive the statement electronically by accessing the Web site, downloading and completing the consent document, and emailing the completed consent to F. The consent document posted on the Web site uses the same electronic format that F will use for the electronically furnished statement. R reads the instructions and submits the consent in the manner provided in the instructions. R has consented to receive the statement required under section 36B electronically in the manner described in paragraph (g)(2)(i) of this section.</P>
                        </EXAMPLE>
                        <EXAMPLE>
                            <HD SOURCE="HED">Example 2.</HD>
                            <P> Furnisher F sends Recipient R an email stating that R may consent to receive the statement required under section 36B electronically instead of in a paper format. The email contains an attachment instructing R how to consent to receive the statement required under section 36B electronically. The email attachment uses the same electronic format that F will use for the electronically furnished statement. R opens the attachment, reads the instructions, and submits the consent in the manner provided in the instructions. R has consented to receive the statement required under section 36B electronically in the manner described in paragraph (g)(2)(i) of this section.</P>
                        </EXAMPLE>
                        <EXAMPLE>
                            <HD SOURCE="HED">Example 3.</HD>
                            <P> Furnisher F posts a notice on its Web site stating that Recipient R may receive the statement required under section 36B electronically instead of in a paper format. The Web site contains instructions on how R may access a secure Web page and consent to receive the statements electronically. R accesses the secure Web page and follows the instructions for giving consent. R has consented to receive the statement required under section 36B electronically in the manner described in paragraph (g)(2)(i) of this section.</P>
                        </EXAMPLE>
                        <P>
                            (3) 
                            <E T="03">Required disclosures</E>
                            —(i) 
                            <E T="03">In general.</E>
                             Prior to, or at the time of, a recipient's consent, an Exchange must provide to the recipient a clear and conspicuous disclosure statement containing each of the disclosures described in paragraphs (g)(3)(ii) through (g)(3)(viii) of this section.
                        </P>
                        <P>
                            (ii) 
                            <E T="03">Paper statement.</E>
                             An Exchange must inform the recipient that the statement will be furnished on paper if the recipient does not consent to receive it electronically.
                        </P>
                        <P>
                            (iii) 
                            <E T="03">Scope and duration of consent.</E>
                             An Exchange must inform the recipient of the scope and duration of the consent. For example, the Exchange must inform the recipient whether the consent applies to each statement required to be furnished after the consent is given until it is withdrawn or only to the first statement required to be furnished following the consent.
                        </P>
                        <P>
                            (iv) 
                            <E T="03">Post-consent request for a paper statement.</E>
                             An Exchange must inform the recipient of any procedure for obtaining a paper copy of the recipient's statement after giving the consent described in paragraph (g)(2)(i) of this section and whether a request for a paper statement will be treated as a withdrawal of consent.
                        </P>
                        <P>
                            (v) 
                            <E T="03">Withdrawal of consent.</E>
                             An Exchange must inform the recipient that—
                        </P>
                        <P>(A) The recipient may withdraw consent by writing (electronically or on paper) to the person or department whose name, mailing address, telephone number, and email address is provided in the disclosure statement;</P>
                        <P>(B) An Exchange will confirm the withdrawal and the date on which it takes effect in writing (either electronically or on paper); and</P>
                        <P>(C) A withdrawal of consent does not apply to a statement that was furnished electronically in the manner described in this paragraph (g) before the date on which the withdrawal of consent takes effect.</P>
                        <P>
                            (vi) 
                            <E T="03">Notice of termination.</E>
                             An Exchange must inform the recipient of the conditions under which the Exchange will cease furnishing statements electronically to the recipient.
                        </P>
                        <P>
                            (vii) 
                            <E T="03">Updating information.</E>
                             An Exchange must inform the recipient of the procedures for updating the information needed to contact the recipient and notify the recipient of any change in the Exchange's contact information.
                        </P>
                        <P>
                            (viii) 
                            <E T="03">Hardware and software requirements.</E>
                             An Exchange must provide the recipient with a description of the hardware and software required to access, print, and retain the statement, and the date when the statement will no longer be available on the Web site. The Exchange must advise the recipient that the statement may be required to be printed and attached to a Federal, State, or local income tax return.
                        </P>
                        <P>
                            (4) 
                            <E T="03">Format.</E>
                             The electronic version of the statement must contain all required information and comply with applicable published guidance (see § 601.601(d) of this chapter) relating to substitute statements to recipients.
                        </P>
                        <P>
                            (5) 
                            <E T="03">Notice</E>
                            —(i) 
                            <E T="03">In general.</E>
                             If a statement is furnished on a Web site, the Exchange must notify the recipient. The notice may be delivered by mail, electronic mail, or in person. The notice must provide instructions on how to access and print the statement and include the following statement in capital letters, “IMPORTANT TAX RETURN DOCUMENT AVAILABLE.” If the notice is provided by electronic mail, this statement must be on the subject line of the electronic mail.
                        </P>
                        <P>
                            (ii) 
                            <E T="03">Undeliverable electronic address.</E>
                             If an electronic notice described in paragraph (g)(5)(i) of this section is returned as undeliverable, and the Exchange cannot obtain the correct electronic address from the Exchange's records or from the recipient, the Exchange must furnish the notice by mail or in person within 30 days after the electronic notice is returned.
                        </P>
                        <P>
                            (iii) 
                            <E T="03">Corrected statement.</E>
                             An Exchange must furnish a corrected statement to the recipient electronically if the original statement was furnished electronically. If the original statement was furnished through a Web site posting, the Exchange must notify the recipient that it has posted the corrected statement on the Web site in the manner described in paragraph (g)(5)(i) of this section within 30 days of the posting. The corrected statement or the notice 
                            <PRTPAGE P="26120"/>
                            must be furnished by mail or in person if—
                        </P>
                        <P>(A) An electronic notice of the Web site posting of an original statement or the corrected statement was returned as undeliverable; and</P>
                        <P>(B) The recipient has not provided a new email address.</P>
                        <P>
                            (6) 
                            <E T="03">Access period.</E>
                             Statements furnished on a Web site must be retained on the Web site through October 15 of the year following the calendar year to which the statements relate (or the first business day after October 15, if October 15 falls on a Saturday, Sunday, or legal holiday). The furnisher must maintain access to corrected statements that are posted on the Web site through October 15 of the year following the calendar year to which the statements relate (or the first business day after October 15, if October 15 falls on a Saturday, Sunday, or legal holiday) or the date 90 days after the corrected forms are posted, whichever is later.
                        </P>
                        <P>
                            (7) 
                            <E T="03">Paper statements after withdrawal of consent.</E>
                             An Exchange must furnish a paper statement if a recipient withdraws consent to receive a statement electronically and the withdrawal takes effect before the statement is furnished. A paper statement furnished under this paragraph (g)(7) after the statement due date is timely if furnished within 30 days after the date the Exchange receives the withdrawal of consent.
                        </P>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <NAME>John Dalrymple,</NAME>
                    <TITLE>Deputy Commissioner for Services and Enforcement.</TITLE>
                    <DATED>Approved: May 1, 2014.</DATED>
                    <NAME>Mark J. Mazur,</NAME>
                    <TITLE>Assistant Secretary of the Treasury (Tax Policy).</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10419 Filed 5-2-14; 4:15 pm]</FRDOC>
            <BILCOD>BILLING CODE 4830-01-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF DEFENSE</AGENCY>
                <SUBAGY>Office of the Secretary</SUBAGY>
                <CFR>32 CFR Part 320</CFR>
                <DEPDOC>[Docket ID: DoD-2014-OS-0026]</DEPDOC>
                <SUBJECT>Privacy Act; Implementation</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Geospatial-Intelligence Agency (NGA), DoD.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Direct final rule with request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>National Geospatial-Intelligence Agency (NGA) is updating the NGA Privacy Act Program regarding NGA Threat Mitigation Records. Additionally, NGA initiated a rulemaking to exempt this system of records from a number of provisions of the Privacy Act, because this system may contain records or information recompiled from or created from information contained in other systems of records, which are exempt from certain provisions of the Privacy Act. For these records or information only, NGA will also claim the original exemptions for these records or information from the Privacy Act of 1974, as amended, as necessary and appropriate to protect such information. Such exempt records or information may be law enforcement or national security investigation records, law enforcement activity and encounter records.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        The rule is effective on July 16, 2014 unless adverse comments are received by July 7, 2014. If adverse comment is received, the Department of Defense will publish a timely withdrawal of the rule in the 
                        <E T="04">Federal Register</E>
                        .
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by docket number and title, by any of the following methods:</P>
                    <P>
                        * 
                        <E T="03">Federal Rulemaking Portal: http://www.regulations.gov.</E>
                    </P>
                    <P>Follow the instructions for submitting comments.</P>
                    <P>
                        * 
                        <E T="03">Mail:</E>
                         Federal Docket Management System Office, 4800 Mark Center Drive; East Tower, 2nd Floor, Suite 02G09, Alexandria, VA 22350-3100.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions received must include the agency name and docket number for this 
                        <E T="04">Federal Register</E>
                         document. The general policy for comments and other submissions from members of the public is to make these submissions available for public viewing on the Internet at 
                        <E T="03">http://www.regulations.gov</E>
                         as they are received without change, including any personal identifiers or contact information.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>National Geospatial-Intelligence Agency (NGA), ATTN: Security Specialist, Mission Support, MSRS P-12, 7500 GEOINT Drive, Springfield, VA 22150.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>This direct final rule makes non-substantive changes to the NGA rules. This will improve the efficiency and effectiveness of DoD's program by ensuring the integrity of the security and counterintelligence records by the NGA and the Department of Defense.</P>
                <P>This rule is being published as a direct final rule as the Department of Defense does not expect to receive any adverse comments, and so a proposed rule is unnecessary.</P>
                <P>National Geospatial-Intelligence Agency (NGA) is updating the NGA Privacy Act Program by adding the (k)(1) and (k)(5) exemptions to NGA-004, NGA Threat Mitigation Records. Additionally, NGA initiated a rulemaking to exempt this system of records from a number of provisions of the Privacy Act, because this system may contain records or information recompiled from or created from information contained in other systems of records, which are exempt from certain provisions of the Privacy Act. For these records or information only, in accordance with 5 U.S.C. 552a(j)(2), (k)(2), (k)(1), and (k)(5), NGA will also claim the original exemptions for these records or information from subsections (c)(3) and (4); (d)(1), (2), (3), and (4); (e)(1), (2), (3), (4)(G) through (I), (5), and (8); (f), and (g) of the Privacy Act of 1974, as amended, as necessary and appropriate to protect such information. Such exempt records or information may be law enforcement or national security investigation records, law enforcement activity and encounter records.</P>
                <HD SOURCE="HD1">Direct Final Rule and Significant Adverse Comments</HD>
                <P>
                    DoD has determined this rulemaking meets the criteria for a direct final rule because it involves nonsubstantive changes dealing with DoD's management of its Privacy Programs. DoD expects no opposition to the changes and no significant adverse comments. However, if DoD receives a significant adverse comment, the Department will withdraw this direct final rule by publishing a notice in the 
                    <E T="04">Federal Register</E>
                    . A significant adverse comment is one that explains: (1) Why the direct final rule is inappropriate, including challenges to the rule's underlying premise or approach; or (2) why the direct final rule will be ineffective or unacceptable without a change. In determining whether a comment necessitates withdrawal of this direct final rule, DoD will consider whether it warrants a substantive response in a notice and comment process.
                </P>
                <HD SOURCE="HD1">Executive Order 12866, “Regulatory Planning and Review” and Executive Order 13563, “Improving Regulation and Regulatory Review”</HD>
                <P>
                    It has been determined that Privacy Act rules for the Department of Defense are not significant rules. This rule does not (1) Have an annual effect on the economy of $100 million or more or adversely affect in a material way the economy; a sector of the economy; productivity; competition; jobs; the environment; public health or safety; or State, local, or tribal governments or 
                    <PRTPAGE P="26121"/>
                    communities; (2) Create a serious inconsistency or otherwise interfere with an action taken or planned by another Agency; (3) Materially alter the budgetary impact of entitlements, grants, user fees, or loan programs, or the rights and obligations of recipients thereof; or (4) Raise novel legal or policy issues arising out of legal mandates, the President's priorities, or the principles set forth in these Executive orders.
                </P>
                <HD SOURCE="HD1">Public Law 96-354, “Regulatory Flexibility Act” (5 U.S.C. Chapter 6)</HD>
                <P>It has been determined that Privacy Act rules for the Department of Defense do not have significant economic impact on a substantial number of small entities because they are concerned only with the administration of Privacy Act systems of records within the Department of Defense. A Regulatory Flexibility Analysis is not required.</P>
                <HD SOURCE="HD1">Public Law 96-511, “Paperwork Reduction Act” (44 U.S.C. Chapter 35)</HD>
                <P>It has been determined that Privacy Act rules for the Department of Defense impose no additional information collection requirements on the public under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.).</P>
                <HD SOURCE="HD1">Section 202, Public Law 104-4, “Unfunded Mandates Reform Act”</HD>
                <P>It has been determined that Privacy Act rules for the Department of Defense do not involve a Federal mandate that may result in the expenditure by State, local and tribal governments, in the aggregate, or by the private sector, of $100 million or more and that such rulemaking will not significantly or uniquely affect small governments.</P>
                <HD SOURCE="HD1">Executive Order 13132, “Federalism”</HD>
                <P>It has been determined that Privacy Act rules for the Department of Defense do not have federalism implications. The rules do not have substantial direct effects on the States, on the relationship between the National Government and the States, or on the distribution of power and responsibilities among the various levels of government. Therefore, no Federalism assessment is required.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 32 CFR Part 320</HD>
                    <P>Privacy.</P>
                </LSTSUB>
                <P>Accordingly, 32 CFR part 320 is amended as follows:</P>
                <REGTEXT TITLE="32" PART="320">
                    <PART>
                        <HD SOURCE="HED">PART 320—NATIONAL GEOSPATIAL-INTELLIGENCE AGENCY (NGA)</HD>
                    </PART>
                    <AMDPAR>1. The authority citation for 32 CFR part 320 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> Pub. L. 93-579, 88 Stat. 1896 (5 U.S.C. 552a).</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="32" PART="320">
                    <AMDPAR>2. In § 320.12, revise paragraph (c) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 320.12 </SECTNO>
                        <SUBJECT>Exemptions.</SUBJECT>
                        <STARS/>
                        <P>
                            (c) 
                            <E T="03">System identifier and name:</E>
                             NGA-004, NGA Threat Mitigation Records.
                        </P>
                        <P>
                            (1) 
                            <E T="03">Exemptions:</E>
                             Exempt materials from JUSTICE/FBI—019 Terrorist Screening Records System may become part of the case records in this system of records. To the extent that copies of exempt records from JUSTICE/FBI—019, Terrorist Screening Records System are entered into these Threat Mitigation case records, NGA hereby claims the same exemptions (j)(2) and (k)(2), for the records as claimed in JUSTICE/FBI—019, Terrorist Screening Records system of records of which they are a part.
                        </P>
                        <P>(2) Information specifically authorized to be classified under E.O. 12958, as implemented by DoD 5200.1-R, may be exempt pursuant to 5 U.S.C. 552a(k)(1).</P>
                        <P>(3) Investigative material compiled solely for the purpose of determining suitability, eligibility, or qualifications for federal civilian employment, military service, federal contracts, or access to classified information may be exempt pursuant to 5 U.S.C. 552a(k)(5), but only to the extent that such material would reveal the identity of a confidential source.</P>
                        <P>
                            (4) 
                            <E T="03">Authority:</E>
                             5 U.S.C. 552a(j)(2), (k)(1), (k)(2) and (k)(5).
                        </P>
                        <P>
                            (5) 
                            <E T="03">Reasons:</E>
                             (i) Pursuant to 
                            <E T="03">5 U.S.C. 552a(j)(2),</E>
                             (k)(2), and (k)(5) NGA is claiming the following exemptions for certain records within the Threat Mitigation Records system: 
                            <E T="03">5 U.S.C. 552a(c)(3)</E>
                             and (4); (d)(1), (2), (3), and (4); (e)(1), (2), (3), (4)(G) through (I), (5), and (8); (f), and (g). Additionally, pursuant to 5 U.S.C. 552a(k)(1) and (k)(2), NGA has exempted this system from the following provisions of the Privacy Act, subject to the limitation set forth in 5 U.S.C. 552a(c)(3); (d); (e)(1), (e)(4)(G), (e)(4)(H), (e)(4)(I); and (f). Exemptions from these particular subsections are justified, on a case-by-case basis to be determined at the time a request is made.
                        </P>
                        <P>(ii) In addition to records under the control of NGA, the Threat Mitigation system of records may include records originating from systems of records of other law enforcement and intelligence agencies which may be exempt from certain provisions of the Privacy Act. However, NGA does not assert exemption to any provisions of the Privacy Act with respect to information submitted by or on behalf of individuals.</P>
                        <P>(iii) To the extent the Threat Mitigation system contains records originating from other systems of records, NGA will rely on the exemptions claimed for those records in the originating system of records. Exemptions for certain records within the Threat Mitigation system from particular subsections of the Privacy Act are justified for the following reasons:</P>
                        <P>(A) From subsection (c)(3) (Accounting for Disclosures) because giving a record subject access to the accounting of disclosures from records concerning him or her could reveal investigative interest on the part of the recipient agency that obtained the record pursuant to a routine use. Disclosure of the accounting could therefore present a serious impediment to law enforcement efforts on the part of the recipient agency because the individual who is the subject of the record would learn of third agency investigative interests and could take steps to evade detection or apprehension. Disclosure of the accounting also could reveal the details of watch list matching measures under the Threat Mitigation system, as well as capabilities and vulnerabilities of the watch list matching process, the release of which could permit an individual to evade future detection and thereby impede efforts to ensure security.</P>
                        <P>(B) From subsection (c)(4) because portions of this system are exempt from the access and amendment provisions of subsection (d).</P>
                        <P>(C) From subsection (d) (Access to Records) because access to the records contained in this system of records could inform the subject of an investigation of an actual or potential criminal, civil, or regulatory violation to the existence of that investigation and reveal investigative interest on the part of Department of Homeland Security or another agency. Access to the records could permit the individual who is the subject of a record to impede the investigation, to tamper with witnesses or evidence, and to avoid detection or apprehension. Amendment of the records could interfere with ongoing investigations and law enforcement activities and would impose an unreasonable administrative burden by requiring investigations to be continually reinvestigated. In addition, permitting access and amendment to such information could disclose security-sensitive information that could be detrimental to national security.</P>
                        <P>
                            (D) From subsection (e)(1) because it is not always possible for NGA or other agencies to know in advance what information is both relevant and necessary for it to complete an identity comparison between individuals and a 
                            <PRTPAGE P="26122"/>
                            known or suspected terrorist. In addition, because NGA and other agencies may not always know what information about an encounter with a known or suspected terrorist will be relevant to law enforcement for the purpose of conducting an operational response.
                        </P>
                        <P>(E) From subsection (e)(2) because application of this provision could present a serious impediment to counterterrorism, law enforcement, or intelligence efforts in that it would put the subject of an investigation, study or analysis on notice of that fact, thereby permitting the subject to engage in conduct designed to frustrate or impede that activity. The nature of counterterrorism, law enforcement, or intelligence investigations is such that vital information about an individual frequently can be obtained only from other persons who are familiar with such individual and his/her activities. In such investigations, it is not feasible to rely upon information furnished by the individual concerning his own activities.</P>
                        <P>(F) From subsection (e)(3), to the extent that this subsection is interpreted to require NGA to provide notice to an individual if NGA or another agency receives or collects information about that individual during an investigation or from a third party. Should the subsection be so interpreted, exemption from this provision is necessary to avoid impeding counterterrorism, law enforcement, or intelligence efforts by putting the subject of an investigation, study or analysis on notice of that fact, thereby permitting the subject to engage in conduct intended to frustrate or impede that activity.</P>
                        <P>(G) From subsections (e)(4)(G) and (H) and (I) (Agency Requirements) and (f) (Agency Rules), because this system is exempt from the access provisions of 5 U.S.C. 552a(d).</P>
                        <P>(H) From subsection (e)(5) because many of the records in this system coming from other system of records are derived from other agency record systems and therefore it is not possible for NGA to ensure their compliance with this provision, however, NGA has implemented internal quality assurance procedures to ensure that data used in the matching process is as thorough, accurate, and current as possible. In addition, in the collection of information for law enforcement, counterterrorism, and intelligence purposes, it is impossible to determine in advance what information is accurate, relevant, timely, and complete. With the passage of time, seemingly irrelevant or untimely information may acquire new significance as further investigation brings new details to light. The restrictions imposed by (e)(5) would limit the ability of those agencies' trained investigators and intelligence analysts to exercise their judgment in conducting investigations and impede the development of intelligence necessary for effective law enforcement and counterterrorism efforts. However, NGA has implemented internal quality assurance procedures to ensure that the data used in the matching process is as thorough, accurate, and current as possible.</P>
                        <P>(I) From subsection (e)(8) because to require individual notice of disclosure of information due to compulsory legal process would pose an impossible administrative burden on NGA and other agencies and could alert the subjects of counterterrorism, law enforcement, or intelligence investigations to the fact of those investigations when not previously known.</P>
                        <P>(J) From subsection (f) (Agency Rules) because portions of this system are exempt from the access and amendment provisions of subsection (d).</P>
                        <P>(K) From subsection (g) to the extent that the system is exempt from other specific subsections of the Privacy Act.</P>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <DATED>Dated: May 2, 2014.</DATED>
                    <NAME>Aaron Siegel,</NAME>
                    <TITLE>Alternate OSD  Federal Register  Liaison Officer, Department of Defense.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10432 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 5001-06-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
                <SUBAGY>Coast Guard</SUBAGY>
                <CFR>33 CFR Part 165</CFR>
                <DEPDOC>[Docket No. USCG-2014-0175]</DEPDOC>
                <RIN>RIN 1625-AA00</RIN>
                <SUBJECT>Safety Zone: Tiburon's 50th Anniversary Fireworks, San Francisco Bay, Tiburon, CA</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Coast Guard, DHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Temporary final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Coast Guard is establishing a temporary safety zone in the navigable waters of the San Francisco Bay near Point Tiburon in support of the Town of Tiburon's 50th Anniversary Fireworks celebration on May 30, 2014. This safety zone is established to ensure the safety of participants and spectators from the dangers associated with pyrotechnics. Unauthorized persons or vessels are prohibited from entering into, transiting through, or remaining in the safety zone without permission of the Captain of the Port or their designated representative.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This rule is effective from 11 a.m. to 9:45 p.m. on May 30, 2014. This rule will be enforced from 11 a.m. to 9:45 p.m. on May 30, 2014.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Documents mentioned in this preamble are part of docket USCG-2014-0175. To view documents mentioned in this preamble as being available in the docket, go to 
                        <E T="03">http://www.regulations.gov</E>
                        , type the docket number in the “SEARCH” box and click “SEARCH.” Click on Open Docket Folder on the line associated with this rulemaking. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        If you have questions on this rule, call or email Lieutenant Junior Grade William J. Hawn, U.S. Coast Guard Sector San Francisco; telephone (415) 399-7442 or email at 
                        <E T="03">D11-PF-MarineEvents@uscg.mil.</E>
                         If you have questions on viewing or submitting material to the docket, call Barbara Hairston, Program Manager, Docket Operations, telephone (202) 366-9826.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Table of Acronyms</HD>
                <EXTRACT>
                    <FP SOURCE="FP-2">DHS Department of Homeland Security</FP>
                    <FP SOURCE="FP-2">FR Federal Register</FP>
                    <FP SOURCE="FP-2">NPRM Notice of Proposed Rulemaking</FP>
                </EXTRACT>
                <HD SOURCE="HD1">A. Regulatory History and Information</HD>
                <P>The Coast Guard is issuing this temporary final rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are “impracticable, unnecessary, or contrary to the public interest.”</P>
                <P>
                    Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the 
                    <E T="04">Federal Register</E>
                    . The Coast Guard received the information about the fireworks display on March 7, 2014, and the fireworks display would occur before the rulemaking process would be completed. Because of the dangers 
                    <PRTPAGE P="26123"/>
                    posed by the pyrotechnics used in this fireworks display, the safety zone is necessary to provide for the safety of event participants, spectators, spectator craft, and other vessels transiting the event area. For the safety concerns noted, it is in the public interest to have these regulations in effect during the event.
                </P>
                <HD SOURCE="HD1">B. Basis and Purpose</HD>
                <P>The legal basis for the proposed rule is 33 U.S.C 1231; 46 U.S.C Chapter 701, 3306, 3703; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, 160.5; Public Law 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1, which collectively authorize the Coast Guard to establish safety zones.</P>
                <P>The Town of Tiburon will sponsor Tiburon's 50th Anniversary Fireworks on May 30, 2014, near Point Tiburon in Tiburon, CA in approximate position 37°52′09″ N, 122°27′03″ W (NAD83) as depicted in National Oceanic and Atmospheric Administration (NOAA) Chart 18653. This safety zone establishes a temporary restricted area on the waters 100 feet surrounding the fireworks barge during the loading, transit and arrival of the pyrotechnics from the loading site to the launch site and until the commencement of the fireworks display. Upon the commencement of the fireworks display, the safety zone will increase in size and encompass the navigable waters around the fireworks barge within a radius of 560 feet. The fireworks display is meant for entertainment purposes. This restricted area around the fireworks barge is necessary to protect spectators, vessels, and other property from the hazards associated with pyrotechnics.</P>
                <HD SOURCE="HD1">C. Discussion of the Final Rule</HD>
                <P>The Coast Guard will enforce a safety zone in navigable waters around and under a fireworks barge within a radius of 100 feet during the loading, transit, and arrival of the fireworks barge to the display location and until the start of the fireworks display. From 11 a.m. until 7:30 p.m. on May 30, 2014, the fireworks barge will be loading pyrotechnics at Pier 50 in San Francisco, CA. From 7:30 p.m. to 8:30 p.m. on May 30, 2014 the loaded fireworks barge will transit from Pier 50 to the launch site near Point Tiburon in approximate position 37°52′09″ N, 122°27′03″ W (NAD 83) where it will remain until the commencement of the fireworks display. Upon the commencement of the 30 minute fireworks display, scheduled to begin at 9:15 p.m. on May 30, 2014, the safety zone will increase in size and encompass the navigable waters around and under the fireworks barge within a radius of 560 feet in approximate position 37°52′09″ N, 122°27′03″ W (NAD 83) for Tiburon's 50th Anniversary Fireworks. At the conclusion of the fireworks display the safety zone shall terminate.</P>
                <P>The effect of the temporary safety zone will be to restrict navigation in the vicinity of the launch site until the conclusion of the scheduled display. Except for persons or vessels authorized by the Coast Guard Patrol Commander, no person or vessel may enter or remain in the restricted area. These regulations are needed to keep spectators and vessels away from the immediate vicinity of the launch site to ensure the safety of participants, spectators, and transiting vessels.</P>
                <HD SOURCE="HD1">D. Regulatory Analyses</HD>
                <P>We developed this rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on these statutes and executive orders.</P>
                <HD SOURCE="HD2">1. Regulatory Planning and Review</HD>
                <P>This rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, Improving Regulation and Regulatory Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of Executive Order 12866 or under section 1 of Executive Order 13563. The Office of Management and Budget has not reviewed it under those Orders.</P>
                <P>We expect the economic impact of this rule will not rise to the level of necessitating a full Regulatory Evaluation. The safety zone is limited in duration, and is limited to a narrowly tailored geographic area. In addition, although this rule restricts access to the waters encompassed by the safety zone, the effect of this rule will not be significant because the local waterway users will be notified via public Broadcast Notice to Mariners to ensure the safety zone will result in minimum impact. The entities most likely to be affected are waterfront facilities, commercial vessels, and pleasure craft engaged in recreational activities.</P>
                <HD SOURCE="HD2">2. Impact on Small Entities</HD>
                <P>The Regulatory Flexibility Act of 1980 (RFA), 5 U.S.C. 601-612, as amended, requires federal agencies to consider the potential impact of regulations on small entities during rulemaking. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000.</P>
                <P>This rule may affect owners and operators of waterfront facilities, commercial vessels, and pleasure craft engaged in recreational activities and sightseeing. This safety zone would not have a significant economic impact on a substantial number of small entities for the following reasons. This safety zone would be activated, and thus subject to enforcement, for a limited duration. When the safety zone is activated, vessel traffic could pass safely around the safety zone. The maritime public will be advised in advance of this safety zone via Broadcast Notice to Mariners.</P>
                <HD SOURCE="HD2">3. Assistance for Small Entities</HD>
                <P>
                    Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we want to assist small entities in understanding this rule. If the rule would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact the person listed in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                    , above.
                </P>
                <P>Small businesses may send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). The Coast Guard will not retaliate against small entities that question or complain about this rule or any policy or action of the Coast Guard.</P>
                <HD SOURCE="HD2">4. Collection of Information</HD>
                <P>This rule will not call for a new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).</P>
                <HD SOURCE="HD2">5. Federalism</HD>
                <P>
                    A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the 
                    <PRTPAGE P="26124"/>
                    various levels of government. We have analyzed this rule under that Order and determined that this rule does not have implications for federalism.
                </P>
                <HD SOURCE="HD2">
                      
                    <E T="03">6. Protest Activities</E>
                </HD>
                <P>
                    The Coast Guard respects the First Amendment rights of protesters. Protesters are asked to contact the person listed in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section to coordinate protest activities so that your message can be received without jeopardizing the safety or security of people, places or vessels.
                </P>
                <HD SOURCE="HD2">7. Unfunded Mandates Reform Act</HD>
                <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this rule will not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
                <HD SOURCE="HD2">8. Taking of Private Property</HD>
                <P>This rule will not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
                <HD SOURCE="HD2">9. Civil Justice Reform</HD>
                <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
                <HD SOURCE="HD2">10. Protection of Children</HD>
                <P>We have analyzed this rule under Executive Order 13045, Protection of Children From Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that may disproportionately affect children.</P>
                <HD SOURCE="HD2">11. Indian Tribal Governments</HD>
                <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination With Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
                <HD SOURCE="HD2">12. Energy Effects</HD>
                <P>This action is not a “significant energy action” under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use.</P>
                <HD SOURCE="HD2">13. Technical Standards</HD>
                <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
                <HD SOURCE="HD2">14. Environment</HD>
                <P>
                    We have analyzed this rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have determined that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. This rule involves a safety zone of limited size and duration. This rule is categorically excluded from further review under paragraph 34(g) of Figure 2-1 of the Commandant Instruction. An environmental analysis checklist supporting this determination and a Categorical Exclusion Determination are available in the docket where indicated under 
                    <E T="02">ADDRESSES</E>
                    . We seek any comments or information that may lead to the discovery of a significant environmental impact from this rule.
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 33 CFR Part 165</HD>
                    <P>Harbors, Marine safety, Navigation (water), Reporting and recordkeeping requirements, Security measures, and Waterways.</P>
                </LSTSUB>
                <P>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR Part 165 as follows:</P>
                <REGTEXT TITLE="33" PART="165">
                    <PART>
                        <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS</HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 165 continues to read as follows:</AMDPAR>
                </REGTEXT>
                <REGTEXT TITLE="33" PART="185">
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>33 U.S.C. 1231; 46 U.S.C. Chapter 701, 3306, 3707; 50 U.S.C. 191, 195; 33 CFR 1.05-1, 6.04-1, 6.04-6, 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1.</P>
                    </AUTH>
                    <AMDPAR>2. Add temporary § 165.T11-629 to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 165.T11-629 </SECTNO>
                        <SUBJECT>Safety zone; Tiburon's 50th Anniversary Fireworks, San Francisco Bay, Tiburon, CA.</SUBJECT>
                        <P>
                            (a) 
                            <E T="03">Location.</E>
                             This temporary safety zone is established in the navigable waters of the San Francisco Bay near Point Tiburon in Tiburon, CA as depicted in National Oceanic and Atmospheric Administration (NOAA) Chart 18653. From 11 a.m. until 9:15 p.m. on May 30, 2014, the temporary safety zone applies to the nearest point of the fireworks barge within a radius of 100 feet during the loading, transit, and arrival of the fireworks barge from Pier 50 to the launch site near Point Tiburon in approximate position 37°52′09″ N, 122°27′03″ W (NAD83). From 9:15 p.m. until 9:45 p.m. on May 30, 2014, the temporary safety zone will increase in size and encompass the navigable waters around and under the fireworks barge in approximate position 37°52′09″ N, 122°27′03″ W (NAD83) within a radius of 560 feet.
                        </P>
                        <P>
                            (b) 
                            <E T="03">Enforcement Period.</E>
                             The zone described in paragraph (a) of this section will be enforced from 11 a.m. through 9:45 p.m. on May 30, 2014. The Captain of the Port San Francisco (COTP) will notify the maritime community of periods during which this zone will be enforced via Broadcast Notice to Mariners in accordance with 33 CFR 165.7.
                        </P>
                        <P>
                            (c) 
                            <E T="03">Definitions.</E>
                             As used in this section, “designated representative” means a Coast Guard Patrol Commander, including a Coast Guard coxswain, petty officer, or other officer on a Coast Guard vessel or a Federal, State, or local officer designated by or assisting the COTP in the enforcement of the safety zone.
                        </P>
                        <P>
                            (d) 
                            <E T="03">Regulations.</E>
                             (1) Under the general regulations in 33 CFR Part 165, Subpart C, entry into, transiting or anchoring within this safety zone is prohibited unless authorized by the COTP or a designated representative.
                        </P>
                        <P>(2) The safety zone is closed to all vessel traffic, except as may be permitted by the COTP or a designated representative.</P>
                        <P>(3) Vessel operators desiring to enter or operate within the safety zone must contact the COTP or a designated representative to obtain permission to do so. Vessel operators given permission to enter or operate in the safety zone must comply with all directions given to them by the COTP or a designated representative. Persons and vessels may request permission to enter the safety zone on VHF-23A or through the 24-hour Command Center at telephone (415) 399-3547.</P>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <DATED>Dated: April 11, 2014.</DATED>
                    <NAME>Gregory G. Stump,</NAME>
                    <TITLE>Captain, U.S. Coast Guard, Captain of the Port San Francisco.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10379 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 9110-04-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <PRTPAGE P="26125"/>
                <AGENCY TYPE="S">ARCHITECTURAL AND TRANSPORTATION BARRIERS COMPLIANCE BOARD</AGENCY>
                <CFR>36 CFR Part 1191</CFR>
                <RIN>RIN 3014-AA39</RIN>
                <SUBJECT>Americans With Disabilities Act (ADA) and Architectural Barriers Act (ABA) Accessibility Guidelines; Emergency Transportable Housing Units</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Architectural and Transportation Barriers Compliance Board.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>We, the Architectural and Transportation Barriers Compliance Board (Access Board), are issuing a final rule that amends the Americans with Disabilities Act (ADA) and Architectural Barriers Act (ABA) Accessibility Guidelines to specifically address emergency transportable housing units provided to disaster survivors by entities subject to the ADA or ABA. The final rule ensures that the emergency transportable housing units are readily accessible to and usable by disaster survivors with disabilities. The U.S. Department of Justice (DOJ) is required to update its accessibility standards for the design, construction, and alteration of facilities (other than certain transportation facilities) by entities subject to the ADA to be consistent with the final rule. The U.S. Department of Housing and Urban Development (HUD) is required to update its accessibility standards for the design, construction, and alteration of residential facilities by entities subject to the ABA to be consistent with the final rule.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The final rule is effective June 6, 2014. Compliance is not required by entities subject to the ADA until DOJ updates its accessibility standards to be consistent with the final rule. Compliance is not required by entities subject to the ABA until HUD updates its accessibility standards to be consistent with the final rule.</P>
                    <P>The incorporation by reference of certain publications listed in the rule was approved by the Director of the Federal Register as of September 21, 2004.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Marsha Mazz, U.S. Access Board, 1331 F Street NW., Suite 1000, Washington, DC 20004-1111. Telephone numbers: (202) 272-0020 (voice) or (202) 272-0076 (TTY). Email address: 
                        <E T="03">mazz@access-board.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Table of Contents for Preamble</HD>
                <EXTRACT>
                    <FP SOURCE="FP-2">1. Executive Summary</FP>
                    <FP SOURCE="FP-2">2. Statutory and Regulatory Background</FP>
                    <FP SOURCE="FP-2">3. Federal Emergency Management Agency (FEMA)</FP>
                    <FP SOURCE="FP-2">4. Rulemaking History</FP>
                    <FP SOURCE="FP-2">5. Comments on Proposed Rule</FP>
                    <FP SOURCE="FP1-2">A. Scoping Requirements for Units With Mobility Features</FP>
                    <FP SOURCE="FP1-2">B. Scoping Requirements for Units With Communication Features</FP>
                    <FP SOURCE="FP1-2">C. Needs of Individuals With Chemical and Electrical Sensitivities</FP>
                    <FP SOURCE="FP-2">6. Discussion of Final Rule</FP>
                    <FP SOURCE="FP-2">7. Regulatory Analyses</FP>
                </EXTRACT>
                <P>
                    In this preamble, “we,” “our” and “us” refer to the Architectural and Transportation Barriers Compliance Board (Access Board).
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         The Access Board is an independent federal agency established by section 502 of the Rehabilitation Act. See 29 U.S.C. 792. The Access Board consists of 13 members appointed by the President from the public, a majority of which are individuals with disabilities, and the heads of 12 federal agencies or their designees whose positions are Executive Level IV or above. The federal agencies are: The Departments of Commerce, Defense, Education, Health and Human Services, Housing and Urban Development, Interior, Justice, Labor, Transportation, and Veterans Affairs; General Services Administration; and United States Postal Service.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">1. Executive Summary</HD>
                <HD SOURCE="HD2">Legal Authority and Purpose</HD>
                <P>
                    We are required by the Americans with Disabilities Act (ADA) and the Rehabilitation Act to issue guidelines for the accessibility standards adopted by the U.S. Department of Justice (DOJ) for the design, construction, and alteration of facilities (other than certain transportation facilities) by entities subject to the ADA.
                    <SU>2</SU>
                    <FTREF/>
                     We are also required by the Rehabilitation Act to issue guidelines for the accessibility standards adopted by the U.S. Department of Housing and Urban Development (HUD) for the design, construction, and alteration of residential facilities by entities subject to the Architectural Barriers Act (ABA).
                    <SU>3</SU>
                    <FTREF/>
                     Our current guidelines, the ADA and ABA Accessibility Guidelines, were issued in 2004.
                    <SU>4</SU>
                    <FTREF/>
                     This final rule amends the ADA and ABA Accessibility Guidelines to specifically address emergency transportable housing units provided to disaster survivors by entities subject to the ADA or ABA. Compliance is not required by entities subject to the ADA until DOJ updates its accessibility standards to be consistent with the final rule. Compliance is not required by entities subject to the ABA until HUD updates its accessibility standards to be consistent with the final rule.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         29 U.S.C. 792(b)(3) and 42 U.S.C. 12204.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         29 U.S.C. 792(b)(3).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         36 CFR part 1191.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">Summary of Major Provisions</HD>
                <P>The final rule applies to entities subject to the ADA or ABA that provide emergency transportable housing units to disaster survivors. Emergency transportable housing units are prefabricated so they can be deployed rapidly in response to disasters. They are transported on a single transport vehicle over roadways, which results in size and space limitations. They provide temporary housing for persons whose homes have been destroyed or damaged by a disaster until they find suitable permanent housing.</P>
                <P>Where group sites are developed for emergency transportable housing units, the final rule requires at least 10 percent of the unit pads at each group site to be designed and constructed to accept the installation of units with mobility features for disaster survivors who have mobility disabilities, and at least 5 percent of the total number of units installed at each group site to provide mobility features. Where emergency transportable housing units are installed on private sites provided by the occupant of the unit, existing commercial sites, or military installations, the final rule requires entities to provide units with mobility features as determined by a needs assessment conducted by the entity providing the units.</P>
                <P>The final rule requires emergency transportable housing units with mobility features to comply with the technical requirements for residential dwelling units with mobility features. The final rule adds new technical requirements for floor surfaces, bedrooms, and weather alert systems in emergency transportable housing units with mobility features. The final rule also requires a water spray unit at kitchen sinks and a seat in roll-in type and transfer type shower compartments in emergency transportable housing units with mobility features. The final rule does not permit the use of platform lifts at the primary entrance to emergency transportable housing units with mobility features. The final rule revises existing exceptions and adds new exceptions relating to operable parts, ramps, grab bars, clear floor space at lavatories and kitchen sinks, and kitchen work surfaces in emergency transportable housing units with mobility features.</P>
                <P>
                    The final rule requires entities to provide emergency transportable housing units with communication features for disaster survivors who are deaf or have a hearing loss as determined by a needs assessment conducted by the entity providing the 
                    <PRTPAGE P="26126"/>
                    emergency transportable housing units, regardless of the type of site where the units are installed. The final rule requires emergency transportable housing units with communication features to provide combination smoke alarms and visible notification appliances complying with NFPA 72 National Fire Alarm Code. Where weather alert systems are provided in emergency transportable housing units, the final rule requires weather alert systems in units with communication features to provide audible and visible output.
                </P>
                <HD SOURCE="HD2">Summary of Costs and Benefits</HD>
                <P>The Federal Emergency Management Agency (FEMA) is the only entity we have identified that has recently provided emergency transportable housing units to disaster survivors. FEMA is subject to the ABA. We estimated the additional costs for FEMA to provide emergency transportable housing units that comply with the final rule compared to units complying with the Uniform Federal Accessibility Standards (UFAS). UFAS is the accessibility standard adopted by HUD for residential facilities covered by the ABA. We estimated the additional costs under three scenarios. The scenarios do not represent actual costs that FEMA will incur each year since the number of UFAS compliant units deployed by FEMA varies from year to year. The first scenario is based on the average number of UFAS compliant units deployed per year by FEMA in response to major disasters and emergencies declared by the President during the period from calendar year 2008 to 2013, which were 165 UFAS compliant units. Under the first scenario, we estimated the additional costs to range from $28,425 to $104,775. The second scenario is based on FEMA's current baseline target inventory of 298 UFAS compliant units. Under the second scenario, we estimated the additional costs to range from $51,480 to $189,230. The third scenario is based on the approximately 145,000 emergency transportable housing units that FEMA deployed in response Hurricanes Katrina and Rita. Under the third scenario, we estimated the additional costs to range from $2.5 million to $18.4 million depending on whether 10, 15, or 20 percent of the units are UFAS compliant. The additional costs estimated under the second and third scenarios may be incurred over more than one year.</P>
                <P>The final rule would benefit disaster survivors with disabilities who need temporary housing. The benefits are difficult to quantify, but include important national values recognized in Executive Order 13563 such as equity, human dignity, and fairness.</P>
                <HD SOURCE="HD1">2. Statutory and Regulatory Background</HD>
                <P>
                    The ADA prohibits discrimination on the basis of disability.
                    <SU>5</SU>
                    <FTREF/>
                     The ADA requires facilities constructed or altered by state and local governments, and public accommodations and commercial facilities constructed or altered by private entities to be readily accessible to and usable by individuals with disabilities. DOJ is required to adopt accessibility standards for the design, construction, and alteration of facilities (other than certain transportation facilities) by entities subject to the ADA.
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         42 U.S.C. 12101 et seq.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         42 U.S.C. 12134 and 12186. The U.S. Department of Transportation is required to adopt accessibility standards for the design, construction, and alteration of facilities used to provide designated public transportation, commuter rail transportation, and intercity rail transportation. 42 U.S.C. 12149, 12163, and 12164.
                    </P>
                </FTNT>
                <P>
                    The ABA requires facilities constructed or altered with federal funds and facilities leased by federal agencies to be readily accessible to and usable by individuals with disabilities.
                    <SU>7</SU>
                    <FTREF/>
                     HUD is required to adopt accessibility standards for the design, construction, and alteration of residential facilities by entities subject to the ABA.
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         42 U.S.C. 4151 et seq.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         42 U.S.C. 4153. The Department of Defense and United States Postal Service are required to adopt accessibility standards for their respective facilities, and the General Services Administration is required to adopt accessibility standards for all other facilities covered by the ABA. 42 U.S.C. 4142, 4154, and 4154a.
                    </P>
                </FTNT>
                <P>
                    We are required by the ADA and the Rehabilitation Act to issue guidelines for the accessibility standards adopted by DOJ for the design, construction, and alteration of facilities (other than certain transportation facilities) by entities subject to the ADA.
                    <SU>9</SU>
                    <FTREF/>
                     We are also required by the Rehabilitation Act to issue guidelines for the accessibility standards adopted by HUD for the design, construction, and alteration of residential facilities by entities subject to the ABA.
                    <SU>10</SU>
                    <FTREF/>
                     Our current guidelines, the ADA and ABA Accessibility Guidelines, were issued in 2004.
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         29 U.S.C. 792(b)(3) and 42 U.S.C. 12204.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         29 U.S.C. 792(b)(3).
                    </P>
                </FTNT>
                <P>
                    DOJ updated its accessibility standards for the design, construction, and alteration of facilities (other than certain transportation facilities) by entities subject to the ADA in 2010. The DOJ 2010 standards reference the 2004 ADA and ABA Accessibility Guidelines and include additional requirements.
                    <SU>11</SU>
                    <FTREF/>
                     HUD adopted UFAS for the design, construction, and alteration of residential facilities by entities subject to the ABA in 1984.
                    <SU>12</SU>
                    <FTREF/>
                     HUD has not yet updated its standards for residential facilities to be consistent with the ADA and ABA Accessibility Guidelines.
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         28 CFR 35.104 and 36.104 (definitions of 2004 ADAAG and 2010 Standards).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         24 CFR 40.4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">3. Federal Emergency Management Agency (FEMA)</HD>
                <P>The final rule applies to entities subject to the ADA or ABA that provide emergency transportable housing units to disaster survivors. FEMA is the only entity we have identified that has recently provided emergency transportable housing units to disaster survivors. FEMA is subject to the ABA.</P>
                <P>
                    The Robert T. Stafford Disaster Relief and Emergency Assistance Act (Stafford Act) authorizes FEMA to provide various types of assistance when a major disaster or emergency is declared by the President.
                    <SU>13</SU>
                    <FTREF/>
                     When disaster survivors are displaced from their pre-disaster primary residences as a result of damage caused by a major disaster or emergency, FEMA may provide them financial assistance to rent alternative housing.
                    <SU>14</SU>
                    <FTREF/>
                     When there is an insufficient supply of alternative housing, FEMA may provide direct assistance by purchasing or leasing emergency transportable housing units for disaster survivors.
                    <SU>15</SU>
                    <FTREF/>
                     FEMA may install the emergency transportable housing units on private sites provided for free by the occupant of the unit; existing commercial sites such as manufactured home parks; or group sites developed specifically for the units.
                    <SU>16</SU>
                    <FTREF/>
                     FEMA develops group sites on property provided by state or local governments or property leased by FEMA only when private sites and existing commercial sites are unable to accommodate the need for emergency transportable housing units.
                    <SU>17</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         42 U.S.C. 5121 et seq.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         42 U.S.C. 5174(b) and (c)(1)(A), and 5192(a)(6).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         42 U.S.C. 5174(c)(1)(B) and 5192(a)(6).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         The Stafford Act requires the sites to be complete with utilities. 42 U.S.C. 5174(d)(1)(a)(i). FEMA may provide federal assistance for the installation or repairs of utilities at private sites and commercial sites when FEMA determines that it will provide more cost effective, timely, and suitable temporary housing than other types of resources. 44 CFR 206.111 and 117(b)(1)(ii)(E).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         FEMA, National Disaster Housing Strategy, January 16, 2009, Annex 4: Disaster Housing Community Site Operations at: 
                        <E T="03">http://www.fema.gov/national-disaster-housing-strategy-resource-center.</E>
                    </P>
                </FTNT>
                <P>
                    Emergency transportable housing units provided by FEMA are currently required to comply with UFAS, the accessibility standard adopted by HUD for residential facilities covered by the ABA. UFAS requires 5 percent of the 
                    <PRTPAGE P="26127"/>
                    total number of federally owned one and two family dwelling units to comply with the applicable technical requirements.
                    <SU>18</SU>
                    <FTREF/>
                     When HUD eventually updates its standards for residential facilities covered by the ABA to be consistent with the ADA and ABA Accessibility Guidelines, emergency transportable housing units provided by FEMA will be required to comply with the updated HUD standards.
                </P>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         UFAS 4.1.4(11)(c).
                    </P>
                </FTNT>
                <P>
                    When disaster survivors apply for assistance from FEMA, individuals with disabilities are identified and their housing needs are assessed.
                    <SU>19</SU>
                    <FTREF/>
                     FEMA maintains a baseline target inventory of emergency transportable housing units ready to deploy in response to major disasters and emergencies based on historical usage, lead time to produce additional units, and installation capacity. FEMA reassesses the baseline at the beginning of each hurricane season and may readjust it based on operational needs, lessons learned, and on-going analysis. FEMA's current baseline target inventory is 2,000 units and 298 of the units (approximately 15 percent of the units) are targeted as UFAS compliant.
                    <SU>20</SU>
                    <FTREF/>
                     The actual number of emergency transportable housing units in the inventory varies as FEMA deploys the units to affected areas and contracts for the production of additional units as needed. Where group sites are developed, FEMA policy specifies that at least 15 percent of the unit pads be designed and constructed to accept the installation of UFAS compliant units.
                    <SU>21</SU>
                    <FTREF/>
                     Unit pads that accept the installation of UFAS compliant units include additional space to install an entry ramp to the unit and to provide an accessible parking space for the unit.
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         FEMA, Recovery Policy (Interim) 9452.1, Temporary Housing Units for Eligible Disaster Victims with a Disability, October 13, 2006 at: 
                        <E T="03">http://www.fema.gov/media-library-data/20130726-1819-25045-5130/temporary_housing_units_for_eligible_disaster_victims_with_a_disability__9452.1_.pdf.</E>
                         See also FEMA, National Disaster Housing Strategy, January 16, 2009, Annex 3: Summary of Programs for Special Needs and Low-Income Populations, Including Provision of Housing Units for Individuals with Disabilities at: 
                        <E T="03">http://www.fema.gov/national-disaster-housing-strategy-resource-center.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         FEMA Manufactured Housing Unit Baseline Inventory, July 26, 2013 available in the supporting documents for the rulemaking at: 
                        <E T="03">http://www.regulations.gov/#!docketDetail;D=ATBCB-2012-0004.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         FEMA, Recovery Policy (Interim) 9452.1, Temporary Housing Units for Eligible Disaster Victims with a Disability, October 13, 2006 at: 
                        <E T="03">http://www.fema.gov/media-library-data/20130726-1819-25045-5130/temporary_housing_units_for_eligible_disaster_victims_with_a_disability__9452.1_.pdf.</E>
                    </P>
                </FTNT>
                <P>
                    FEMA provided us data on the number of emergency transportable housing units, including UFAS compliant units, provided in response to 27 major disasters and emergencies declared by the President during the period from calendar year 2008 to 2013.
                    <SU>22</SU>
                    <FTREF/>
                     During this period, FEMA provided a total of 9,324 emergency transportable housing units, of which 991 units or 10.6 percent of the total units were UFAS compliant. FEMA installed approximately 5,568 of the units, including about 569 UFAS compliant units, on private sites provided by occupants of the units. FEMA installed approximately 2,258 of the units, including about 277 UFAS compliant units, on existing commercial sites. FEMA installed approximately 1,395 of the units, including about 135 UFAS units, on group sites. Although 10.6 percent of the total number of emergency transportable housing units provided during this period was UFAS compliant, the percentage of UFAS compliant units varied widely from disaster to disaster by the type of site. FEMA informed us that some of the UFAS compliant units were provided to disaster survivors who do not have disabilities due to the lack of inventory of standard units. Thus, the actual need for UFAS compliant units may be less than the data indicate.
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         We included the data provided by FEMA in the supporting documents for the rulemaking at: 
                        <E T="03">http://www.regulations.gov/#!docketDetail;D=ATBCB-2012-0004.</E>
                         The data is organized by the calendar year in which the major disaster or emergency was declared. FEMA may have provided the emergency transportable housing units over more than one calendar year in response to a specific major disaster or emergency.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">4. Rulemaking History</HD>
                <P>
                    In response to issues raised about the accessibility of emergency transportable housing units provided by FEMA after Hurricanes Katrina and Rita, we convened an advisory committee in 2007 to make recommendations for amending the ADA and ABA Accessibility Guidelines to specifically address emergency transportable housing units. The advisory committee members represented disability advocacy organizations, manufacturers of emergency transportable housing units, standard setting organizations, and federal agencies (FEMA, HUD, and DOJ). The advisory committee submitted a report with recommendations to amend the ADA and ABA Accessibility Guidelines in 2008. We issued a proposed rule to amend the ADA and ABA Accessibility Guidelines based on the advisory committee's report in 2012.
                    <SU>23</SU>
                    <FTREF/>
                     The advisory committee report and proposed rule are available at: 
                    <E T="03">http://www.access-board.gov/guidelines-and-standards/buildings-and-sites/emergency-transportable-housing/background.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         77 FR 36231 (June 18, 2012).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">5. Comments on Proposed Rule</HD>
                <P>
                    We received 44 comments on the proposed rule, including comments from 11 persons who testified at a public hearing on the proposed rule.
                    <SU>24</SU>
                    <FTREF/>
                     The comments are available at: 
                    <E T="03">http://www.regulations.gov/#!docketDetail;D=ATBCB-2012-0004.</E>
                     Most of the comments were submitted by disability advocacy organizations (17 comments) and individuals (16 comments). The manufactured housing industry submitted four comments and other interested persons submitted four comments. The comments generally supported the proposed rule, except for the scoping requirements for units with mobility features and units with communication features. Ten comments, including one comment that was supported by 16 organizations and over 100 individuals, recommended that units meet the needs of individuals with chemical and electrical sensitivities. We respond to these comments below.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         Some of the persons who testified at the public hearing also submitted written comments. Two of the comments were duplicates and one comment was a test.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">A. Scoping Requirements for Units With Mobility Features</HD>
                <P>
                    The ADA and ABA Accessibility Guidelines require at least 5 percent of the residential dwelling units in a facility to provide mobility features.
                    <SU>25</SU>
                    <FTREF/>
                     The advisory committee recommended alternate scoping requirements for emergency transportable housing units with mobility features. Where emergency transportable housing units are installed on private sites provided by the occupant of the unit, the advisory committee recommended that entities provide units with mobility features to ensure non-discrimination on the basis of disability as prescribed by regulations implementing section 504 of the Rehabilitation Act, the Stafford Act, and the ADA.
                    <SU>26</SU>
                    <FTREF/>
                     Where emergency transportable housing units are installed on group sites, the advisory committee 
                    <PRTPAGE P="26128"/>
                    recommended that 10 percent of the units should provide mobility features. The advisory committee based this recommendation on the number of UFAS compliant units that FEMA had in its inventory at the time the committee issued its report.
                    <SU>27</SU>
                    <FTREF/>
                     The advisory committee did not specifically address emergency transportable housing units installed on existing commercial sites.
                </P>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         Where a facility has 15 or fewer residential dwelling units, the scoping requirement applies to the total number of residential dwelling units that are constructed under a single contract, or are developed as a whole, whether or not located on a common site. See sections 233.3.1, F233.3.1, and F233.4.1 of the ADA and ABA Accessibility Guidelines.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         See 44 CFR part 16 for FEMA's regulations implementing section 504 of the Rehabilitation Act; 44 CFR part 206 for FEMA's regulations implementing the Stafford Act; and 28 CFR parts 35 and 36 for DOJ's regulations implementing Titles II and III of the ADA.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         Advisory Committee Final Report, Consensus Recommendations, Item 5: Scoping at: 
                        <E T="03">http://www.access-board.gov/guidelines-and-standards/buildings-and-sites/emergency-transportable-housing/background.</E>
                         The advisory committee noted that FEMA had an inventory of approximately 4,000 emergency transportable housing units and 10 percent of the units were UFAS compliant.
                    </P>
                </FTNT>
                <P>
                    The proposed rule did not specify the number of emergency transportable housing units with mobility features to be provided because the number of disaster survivors who need such units may vary from disaster to disaster by the type of site on which the units are installed. Instead, the proposed rule adopted the approach recommended by the advisory committee for private sites to any type of site, and would have required entities to provide emergency transportable housing units with mobility features in accordance with regulations implementing section 504 of the Rehabilitation Act, the Stafford Act, and the ADA. As explained in the preamble to the proposed rule, we intended entities to provide emergency transportable housing units with mobility features based on the assessed needs of the disaster survivors.
                    <SU>28</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         77 FR 36239 (June 18, 2012).
                    </P>
                </FTNT>
                <P>Some of the disability advocacy organizations and individuals who commented on the proposed rule recommended that 10 percent, 14 percent, or 15 percent of the total number of emergency transportable housing units installed on group sites should provide mobility features.</P>
                <P>
                    The final rule addresses the different types of sites on which emergency transportable housing units are installed. Where emergency transportable housing units are installed on private sites provided by the occupant of the units, the final rule requires entities to provide units with mobility features as determined by a needs assessment conducted by the entity providing the emergency transportable housing units.
                    <SU>29</SU>
                    <FTREF/>
                     This will ensure that disaster survivors with a disability who want a unit with mobility features to be installed on a private site that can accommodate the unit are provided such a unit.
                    <SU>30</SU>
                    <FTREF/>
                     Disaster survivors prefer to have emergency transportable housing units installed on the site of their pre-disaster primary residence where possible so they can remain in their communities and supervise the repair or reconstruction of their homes. Approximately 60 percent of the emergency transportable housing units provided by FEMA in response to major disasters and emergencies declared by the President between calendar years 2008 and 2013 were installed on private sites provided by the occupants of the units.
                </P>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         See redesignated sections 233.3.1.2.1 and F233.4.1.2.1 of the ADA and ABA Accessibility Guidelines.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         FEMA requires a private site feasibility inspection to ensure that all necessary utilities are operational and that the unit can be installed within the space available.
                    </P>
                </FTNT>
                <P>
                    Where group sites are developed for emergency transportable housing units, the final rule requires entities to design and construct at least 10 percent of the unit pads to accept the installation of units with mobility features and to be on an accessible route.
                    <SU>31</SU>
                    <FTREF/>
                     We required a minimum number of unit pads at group sites to be designed and constructed to accept the installation of units with mobility features and to be on an accessible route because it is more cost effective to do so when the group sites are initially developed rather than altering the unit pads and circulation paths after the group sites are developed. The scoping requirement for unit pads at group sites is a minimum requirement and entities that develop group sites may exceed the minimum requirement. As noted earlier, FEMA policy specifies that at least 15 percent of the unit pads at group sites be designed and constructed to accept the installation of UFAS compliant units.
                </P>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         See redesignated sections 233.3.1.2.2.1 and F233.4.1.2.2.1 of the ADA and ABA Accessibility Guidelines.
                    </P>
                </FTNT>
                <P>
                    The final rule also requires at least 5 percent of the total number of the emergency transportable housing units installed on group sites to provide mobility features. This is consistent with the current scoping requirement for residential facilities in the ADA and ABA Accessibility Guidelines. We did not require at least 10 percent of the total number of units installed on group sites to provide mobility features because the data provided by FEMA for group sites where emergency transportable housing units were installed in response to major disasters and emergencies declared by the President between calendar years 2008 and 2013 show that less than 10 percent of the total number of units installed on about half of the group sites were UFAS compliant.
                    <SU>32</SU>
                    <FTREF/>
                     Requiring at least 10 percent of the total number of units installed on group sites to provide mobility features would limit FEMA's ability to provide units with mobility features at other types of sites based on the assessed needs of disaster survivors with disabilities. If more units with mobility features are needed at private sites and existing commercial sites than at group sites, requiring at least 10 percent of the total number of units installed on group sites to provide mobility features could result in fewer units with mobility features being available to install at the private sites and existing commercial sites.
                </P>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         We included the data provided by FEMA on group sites in the supporting documents for the rulemaking at: 
                        <E T="03">http://www.regulations.gov/#!docketDetail;D=ATBCB-2012-0004</E>
                        . FEMA installed emergency transportable housing units on 17 group sites during the relevant period. Data were not available on the number and type of units installed at 8 of the group sites.
                    </P>
                </FTNT>
                <P>
                    Where federal agencies lease space at existing commercial sites such as manufactured home parks to install emergency transportable housing units, the final rule requires entities to provide units with mobility features as determined by a needs assessment conducted by the entity providing the emergency transportable housing units.
                    <SU>33</SU>
                    <FTREF/>
                     Data provided by FEMA on the number of emergency transportable housing units installed at existing commercial sites in response to major disasters and emergencies declared by the President between calendar years 2008 and 2013 show that the percent of UFAS compliant units installed at the sites varied widely from less than 5 percent to more than 50 percent. We did not specify the number of units with mobility features to be installed at existing commercial sites because the data vary so widely. The number of units with mobility features that should be installed at existing commercial sites is best determined by a needs assessment conducted by the entity providing the units.
                </P>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         See new section F202.6.5.9 of the ADA and ABA Accessibility Guidelines.
                    </P>
                </FTNT>
                <P>
                    Where emergency transportable housing units are installed on military installations, the final rule requires units with mobility features to be provided as determined by a needs assessment conducted by the entity providing the units.
                    <SU>34</SU>
                    <FTREF/>
                     We did not require a minimum number of units with mobility features to be installed on military installations because there are no data available on emergency 
                    <PRTPAGE P="26129"/>
                    transportable housing units provided on military installations.
                </P>
                <FTNT>
                    <P>
                        <SU>34</SU>
                         See redesignated section F233.3.2.2 of the ADA and ABA Accessibility Guidelines.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Scoping Requirements for Units With Communication Features</HD>
                <P>
                    The ADA and ABA Accessibility Guidelines require at least 2 percent of the residential dwelling units in a facility to provide communication features.
                    <SU>35</SU>
                    <FTREF/>
                     The advisory committee did not recommend alternate scoping requirements for emergency transportable housing units with communication features. The proposed rule did not specify the number of emergency transportable housing units with communication features to be provided because the number of disaster survivors who need such units may vary from disaster to disaster by the type of site on which the units are installed. Instead, the proposed rule would have required entities to provide emergency transportable housing units with communication features in accordance with the regulations implementing section 504 of the Rehabilitation Act, the Stafford Act, and the ADA, similar to what we proposed for emergency transportable housing units with mobility features.
                </P>
                <FTNT>
                    <P>
                        <SU>35</SU>
                         Where a facility has 15 or fewer residential dwelling units, the scoping requirement applies to the total number of residential dwelling units that are constructed under a single contract, or are developed as a whole, whether or not located on a common site. See sections 233.3.1, F233.3.1, and F233.4.1 of the ADA and ABA Accessibility Guidelines.
                    </P>
                </FTNT>
                <P>Some of the disability advocacy organizations and individuals who commented on the proposed rule recommended that 2 percent of the total number of emergency transportable housing units installed on group sites should provide communication features.</P>
                <P>
                    The final rule requires entities to provide emergency transportable housing units with communication features as determined by a needs assessment conducted by the entity providing the units because the number of disaster survivors who need units with communication features may vary from disaster to disaster by the type of site on which the units are installed.
                    <SU>36</SU>
                    <FTREF/>
                     All the emergency transportable housing units provided by FEMA include the communication features required by the final rule, including combination smoke alarms and visual notification appliances complying with NFPA 72 National Fire Alarm Code and weather alert systems with audible and visible output.
                </P>
                <FTNT>
                    <P>
                        <SU>36</SU>
                         See new section F202.6.5.10 and redesignated sections 233.3.2.2, F233.3.2.2, and F233.4.2.2 of the ADA and ABA Accessibility Guidelines.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">C. Needs of Individuals With Chemical and Electrical Sensitivities</HD>
                <P>
                    The advisory committee included a member of an organization knowledgeable about the needs of individuals with chemical and electrical sensitivities. The advisory committee discussed issues related to the indoor environmental quality of emergency transportable housing units, but the committee concluded that it did not have the expertise to address the issues. In the proposed rule, we noted that FEMA currently requires emergency transportable housing units to comply with HUD's Manufactured Home Construction and Safety Standards, which include formaldehyde emission levels for plywood and particle board materials installed in the homes.
                    <SU>37</SU>
                    <FTREF/>
                     The Environmental Protection Agency also has initiated rulemaking to address formaldehyde emissions from composite wood products.
                    <SU>38</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>37</SU>
                         24 CFR 3280.308.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>38</SU>
                         78 FR 34820 (June 10, 2013).
                    </P>
                </FTNT>
                <P>Comments submitted on behalf of individuals with chemical and electrical sensitivities noted that they experience disabling reactions to very low level exposures to formaldehyde and other volatile organic compounds. They recommended that FEMA provide emergency transportable housing units constructed of porcelain or comparable materials for individuals with chemical sensitivities. We have shared the comments with FEMA to further consider how to meet the needs of these individuals.</P>
                <HD SOURCE="HD1">6. Discussion of Final Rule</HD>
                <P>
                    The ADA and ABA Accessibility Guidelines are codified as appendices to 36 CFR part 1191. Appendix A contains the Table of Contents. Appendix B contains the scoping requirements for facilities covered by the ADA. Appendix C contains the scoping requirements for facilities covered by the ABA. The scoping requirements in Appendix C are preceded by the letter “F” to distinguish them from the scoping requirements in Appendix B. Appendix D contains the technical requirements for facilities covered by the ADA and the ABA. The amendments to the ADA and ABA Accessibility Guidelines made by the final rule are discussed below under the applicable appendices.
                    <SU>39</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>39</SU>
                         The revisions made by the final rule to the guidelines do not change the requirements in the DOJ 2010 Standards until DOJ adopts the revisions. The sections of the DOJ 2010 Standards relating to residential facilities are not revised or renumbered. See 36 CFR 1191.1, Note 2 to paragraph (a), as amended in 78 FR 59493 (September 26, 2013).
                    </P>
                </FTNT>
                <P>The final rule reorganizes and renumbers the scoping requirements for residential facilities in section 233 in Appendix B and section F233 in Appendix C, and the technical requirements for residential dwelling units in section 809 in Appendix D. The final rule edits other sections of the guidelines that reference the scoping requirements for residential facilities in sections 233 and F233 and the technical requirements for residential dwelling units in section 809 to conform to the renumbered requirements in those sections. The final rule also edits the words “residential facilities” in several sections of the guidelines to read “facilities with residential dwelling units.” All references to the sections of the guidelines in this section of the preamble are to the renumbered sections.</P>
                <P>There are no revisions to the Table of Contents in Appendix A.</P>
                <HD SOURCE="HD2">Appendix B to 36 CFR Part 1191—Americans With Disabilities Act: Scoping; Appendix C to 36 CFR Part 1191—Architectural Barriers Act: Scoping</HD>
                <P>Since most of the scoping requirements in Appendices B and C are the same, the revisions made by the final rule to the scoping requirements are discussed together.</P>
                <HD SOURCE="HD2">105.2.5 NFPA; F105.2.5 NFPA</HD>
                <P>These sections incorporate by reference the NFPA 72 National Fire Alarm Code (1999 and 2002 Editions). The final rule edits the references to the sections of the guidelines that require compliance with the NFPA 72 National Fire Alarm Code to conform to the renumbered technical requirements for residential dwelling units in section 809.</P>
                <HD SOURCE="HD2">106.5 Defined Terms; F106.5 Defined Terms</HD>
                <P>
                    The final rule adds a definition to these sections for the term “emergency transportable housing unit.” The term is defined to mean a single or multiple section prefabricated structure that is transportable on a single transport vehicle and that can be set-up and installed on a temporary site in response to an emergency need for temporary housing. The definition lists travel trailers, park models, manufactured housing, and other factory built housing among the structures covered by the definition. Modular homes that are transportable on multiple vehicles and are joined together on a site are not covered by the definition. The definition considers emergency transportable housing units as a type of residential dwelling unit for the purposes of the guidelines.
                    <PRTPAGE P="26130"/>
                </P>
                <HD SOURCE="HD2">F202.6.5.8 Residential Dwelling Units; F202.6.5.9 Emergency Transportable Housing Units With Mobility Features; F202.6.5.10 Emergency Transportable Housing Units With Communication Features</HD>
                <P>
                    The ABA applies to facilities leased by federal agencies. In Appendix C, the scoping requirements for facilities leased by federal agencies are contained in section F202.6. There are no scoping requirements for leased facilities in Appendix B.
                    <SU>40</SU>
                    <FTREF/>
                     The final rule revises section F202.6.5.8 to require residential dwelling units, other than emergency transportable housing units, leased by federal agencies to comply with the scoping requirements in F233 for residential facilities. The final rule adds new sections F202.6.5.9 and F206.5.9.10 to address emergency transportable housing units installed on existing commercial sites leased by federal agencies. A commercial site is a privately-owned facility containing factory-built housing that is customarily leased for a fee and that is fully equipped to accommodate emergency transportable housing units. Where emergency transportable housing units are installed on existing commercial sites, sections F202.6.5.9 and F206.5.9.10 require entities to provide emergency transportable housing units with mobility features and emergency transportable housing units with communication features as determined by a needs assessment conducted by the entity providing the emergency transportable housing units.
                </P>
                <FTNT>
                    <P>
                        <SU>40</SU>
                         Public entities subject to Title II of the ADA are required to comply with program accessibility requirements in existing facilities. See 28 CFR 35.150. Private entities subject to Title III of the ADA are required to comply with barrier removal requirements in existing facilities. See 28 CFR 36.304.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">203.8 Residential Facilities; F203.9 Residential Facilities</HD>
                <P>These sections contain a general exception for facilities with residential dwelling units. The exception does not require common use areas that do not serve residential dwelling units required to provide mobility features to comply with the scoping requirements or to be on an accessible route. The final rule revises the exception to also apply to common use areas that do not serve emergency transportable housing unit pads designed and constructed to accept the installation of units with mobility features.</P>
                <HD SOURCE="HD2">205 Operable Parts; F205 Operable Parts</HD>
                <P>These sections require operable parts located on accessible elements and accessible routes and in accessible rooms and spaces to comply with the technical requirements for operable parts, including clear floor space, reach ranges, and operation. The sections contain several exceptions. As discussed below, the final rule revises Exception 3 and adds Exceptions 9, 10, and 11 to the sections.</P>
                <HD SOURCE="HD2">Exception 3 (Electrical Outlets in Kitchen)</HD>
                <P>Where two or more electrical outlets are provided in a kitchen above a length of counter top that is uninterrupted by a sink or appliance, Exception 3 does not require one of the outlets to comply with the technical requirements for operable parts. Kitchens in emergency transportable housing units typically have fewer electrical outlets than kitchens in other types of residential dwelling units. The final rule revises Exception 3 so that it does not apply to emergency transportable housing units required to provide mobility features.</P>
                <HD SOURCE="HD2">Exception 9 (Residential Dwelling Units and Transient Lodging Guest Rooms Not Required To Provide Mobility Features)</HD>
                <P>The final rule adds Exception 9 for residential dwelling units and transient lodging guest rooms that are not required to provide mobility features. Exception 9 clarifies that operable parts in these units are not required to comply with the technical requirements for operable parts.</P>
                <HD SOURCE="HD2">Exception 10 (Operable Parts Beneath Emergency Transportable Housing Units)</HD>
                <P>The final rule adds Exception 10 for operable parts located beneath the body of emergency transportable housing units required to provide mobility features. These operable parts are typically used by service personnel for maintenance purposes and are not intended to be used by the occupants of the emergency transportable housing units. Exception 10 does not require these operable parts to comply with the technical requirements for operable parts.</P>
                <HD SOURCE="HD2">Exception 11 (Water Shut-Off Valves)</HD>
                <P>The final rule adds Exception 11 for water shut-off valves. Water shut-off valves are typically located beneath sinks and toilets, and do not meet the technical requirements for clear floor space and reach ranges. The proposed rule would not have required water-shut off valves in emergency transportable housing units with mobility features to comply with the technical requirements for operable parts where a single shut-off valve complying with the technical requirements for clear floor space and reach ranges is provided for the entire unit. The final rule does not require water shut-off valves in any type of occupancy to comply with the technical requirements for operable parts. Since we do not know whether it is feasible to provide a single water shut-off valve in all other occupancies, the final rule does not require a single water shut-off valve to be provided in order to use Exception 11.</P>
                <HD SOURCE="HD2">206.2.3 Multi-Story Buildings (Exception 4); F206.2.3 Multi-Story Buildings (Exception 4)</HD>
                <P>The final rule edits the references in Exception 4 to these sections to the technical requirements for residential dwelling units with mobility features to conform to the renumbered technical requirements in section 809.</P>
                <HD SOURCE="HD2">206.4.6 Residential Dwelling Unit Primary Entrance; F206.4.6 Residential Dwelling Unit Primary Entrance</HD>
                <P>The final rule edits these sections to reference the technical requirements for residential dwelling units with mobility features.</P>
                <HD SOURCE="HD2">206.5.4 Residential Dwelling Units; F206.5.4  Residential Dwelling Units</HD>
                <P>The final rule edits the references in these sections to the technical requirements for residential dwelling units with mobility features to conform to the renumbered technical requirements in section 809.</P>
                <HD SOURCE="HD2">206.7 Platform Lifts; F206.7 Platform Lifts</HD>
                <P>
                    These sections specify where platform lifts are permitted as a component of an accessible route in new construction. The final rule does not permit the use of platform lifts at the primary entrance to an emergency transportable housing unit required to provide mobility features. The floor level of emergency transportable housing units is elevated above the ground. Although safety standards require manufactured housing to provide a secondary means of escape, the secondary means of escape usually is not accessible to occupants with mobility disabilities. In emergency transportable housing units required to provide mobility features, the primary entrance to the unit is the only accessible means of escape for occupants with mobility disabilities to evacuate the unit in an emergency. Platform lifts are not permitted at the primary entrance to emergency transportable housing units required to provide mobility features because the time needed to operate a platform lift 
                    <PRTPAGE P="26131"/>
                    and, if necessary, to recall it to the level of exit discharge can result in unnecessary delays for occupants with mobility disabilities evacuating the unit in an emergency.
                </P>
                <HD SOURCE="HD2">206.7.6 Guest Rooms and Residential Dwelling Units; F206.7.6 Guest Rooms and Residential Dwelling Units</HD>
                <P>The final rule edits the references in these sections to the technical requirements for residential dwelling units with mobility features to conform to the renumbered technical requirements in section 809.</P>
                <HD SOURCE="HD2">208.2.3 Residential Facilities; F208.2.3 Residential Facilities</HD>
                <P>The final rule edits the words “residential facilities” in these sections to read “facilities with residential dwelling units.”</P>
                <HD SOURCE="HD2">208.2.3.1 Parking for Residents; F208.2.3.1 Parking for Residents</HD>
                <P>The final rule edits the references in these sections to the technical requirements for residential dwelling units with mobility features to conform to the renumbered technical requirements in section 809.</P>
                <HD SOURCE="HD2">208.3.2 Residential Facilities; F208.3.2 Residential Facilities</HD>
                <P>The final rule edits the references in these sections to the technical requirements for residential dwelling units with mobility features to conform to the renumbered technical requirements in section 809.</P>
                <HD SOURCE="HD2">215.5 Residential Dwelling Units; F215.5 Residential Dwelling Units</HD>
                <P>The final rule edits the references in these sections to the technical requirements for residential dwelling units with communication features to conform to the renumbered technical requirements in section 809.</P>
                <HD SOURCE="HD2">228.2 Mail Boxes; F228.2 Mail Boxes</HD>
                <P>The final rule edits the references in these sections to the technical requirements for residential dwelling units with mobility features to conform to the renumbered technical requirements in section 809.</P>
                <HD SOURCE="HD2">233 Residential Facilities; F233 Residential Facilities</HD>
                <P>
                    The final rule reorganizes and renumbers the provisions in these sections as shown below in order to add scoping requirements for emergency transportable housing units required to provide mobility features and for emergency transportable housing units required to provide communication features.
                    <SU>41</SU>
                    <FTREF/>
                     The final rule also edits the references to the technical requirements for residential dwelling units with mobility features in the provisions to conform to the renumbered technical requirements in section 809.
                </P>
                <FTNT>
                    <P>
                        <SU>41</SU>
                         See footnote 39.
                    </P>
                </FTNT>
                <GPOTABLE COLS="02" OPTS="L2,tp0,i1" CDEF="s100,r100">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Old sections</CHED>
                        <CHED H="1">New sections</CHED>
                    </BOXHD>
                    <ROW EXPSTB="01" RUL="s">
                        <ENT I="21">
                            <E T="02">ADA Scoping Requirements</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">233 Residential Facilities</ENT>
                        <ENT>233 Residential Facilities</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">233.1 General</ENT>
                        <ENT>233.1 General</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">233.2 Residential Dwelling Units Provided by Entities Subject to HUD Section 504 Regulations</ENT>
                        <ENT>233.2 Residential Dwelling Units Provided by Entities Subject to HUD Section 504 Regulations</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">233.3 Residential Dwelling Units Provided by Entities Not Subject to HUD Section 504 Regulations</ENT>
                        <ENT>233.3 Residential Dwelling Units Provided by Entities Not Subject to HUD Section 504 Regulations</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">233.3.1 Minimum Number: New Construction</ENT>
                        <ENT>233.3.1 Residential Dwelling Units with Mobility Features</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">233.3.1.1 Residential Dwelling Units with Mobility Features</ENT>
                        <ENT>233.3.1.1 Facilities Other Than Those Containing Emergency Transportable Housing Units</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>233.3.1.2 Facilities Containing Emergency Transportable Housing Units</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>233.3.1.2.1 Private Sites Provided by Occupant of Unit</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>233.3.1.2.2 Group Sites</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>233.3.1.2.2.1 Unit Pads</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>233.3.1.2.2.2 Units Installed</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">233.3.1.2 Residential Dwelling Units with Communication Features</ENT>
                        <ENT>233.3.2 Residential Dwelling Units with Communication Features</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>233.3.2.1 Facilities Other Than Those Containing Emergency Transportable Housing Units</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>233.3.2.2 Facilities Containing Emergency Transportable Housing Units</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">233.3.2 Residential Dwelling Units for Sale</ENT>
                        <ENT>233.3.3 Residential Dwelling Units for Sale</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">233.3.3 Additions</ENT>
                        <ENT>233.3.4 Additions</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">233.3.4 Alterations</ENT>
                        <ENT>233.3.5 Alterations</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">233.3.4.1 Alterations to Vacated Buildings</ENT>
                        <ENT>233.3.5.1 Alterations to Vacated Buildings</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">233.3.4.2 Alterations to Individual Residential Dwelling Units</ENT>
                        <ENT>233.3.5.2 Alterations to Individual Residential Dwelling Units</ENT>
                    </ROW>
                    <ROW RUL="s">
                        <ENT I="01">233.3.5 Dispersion</ENT>
                        <ENT>233.3.6 Dispersion</ENT>
                    </ROW>
                    <ROW EXPSTB="01" RUL="s">
                        <ENT I="21">
                            <E T="02">ABA Scoping Requirements</E>
                        </ENT>
                    </ROW>
                    <ROW EXPSTB="00">
                        <ENT I="01">F233 Residential Facilities</ENT>
                        <ENT>F233 Residential Facilities</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.1 General</ENT>
                        <ENT>F233.1 General</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.2 Residential Dwelling Units Provided by HUD or Through Grant or Loan Programs Administered by HUD</ENT>
                        <ENT>F233.2 Residential Dwelling Units Provided by HUD or Through Grant or Loan Programs Administered by HUD</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.3 Residential Dwelling Units Provided on Military Installations</ENT>
                        <ENT>F233.3 Residential Dwelling Units Provided on Military Installations</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.3.1 Minimum Number: New Construction</ENT>
                        <ENT>F233.3.1 Residential Dwelling Units with Mobility Features</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.3.1.1 Residential Dwelling Units with Mobility Features</ENT>
                        <ENT>F233.3.1.1 Facilities Other Than Those Containing Emergency Transportable Housing Units</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>F233.3.1.2 Facilities Containing Emergency Transportable Housing Units</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="26132"/>
                        <ENT I="01">F233.3.1.2 Residential Dwelling Units with Communication Features</ENT>
                        <ENT>F233.3.2 Residential Dwelling Units with Communication Features</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>F233.3.2.1 Facilities Other Than Those Containing Emergency Transportable Housing Units</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>F233.3.2.2 Facilities Containing Emergency Transportable Housing Units</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.3.2 Additions</ENT>
                        <ENT>F233.3.3 Additions</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.3.3 Alterations</ENT>
                        <ENT>F233.3.4 Alterations</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.3.3.1 Alterations to Vacated Buildings</ENT>
                        <ENT>F233.3.4.1 Alterations to Vacated Buildings</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.3.3.2 Alterations to Individual Residential Dwelling Units</ENT>
                        <ENT>F233.3.4.2 Alterations to Individual Residential Dwelling Units</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.3.4 Dispersion</ENT>
                        <ENT>F233.3.5 Dispersion</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.4 Residential Dwelling Units Provided by Other Federal Agencies or Through Grant or Loan Programs Administered by Other Federal Agencies</ENT>
                        <ENT>F233.4 Residential Dwelling Units Provided by Other Federal Agencies or Through Grant or Loan Programs Administered by Other Federal Agencies</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.4.1 Minimum Number: New Construction</ENT>
                        <ENT>F233.4.1 Residential Dwelling Units with Mobility Features</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.4.1.1 Residential Dwelling Units with Mobility Features</ENT>
                        <ENT>F233.4.1.1 Facilities Other Than Those Containing Emergency Transportable Housing Units</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>F233.4.1.2 Facilities Containing Emergency Transportable Housing Units</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>F233.4.1.2.1 Private Sites Provided by Occupant of Unit</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>F233.4.1.2.2 Group Sites</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>F233.4.1.2.2.1 Unit Pads</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>F233.4.1.2.2.2 Units Installed</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.4.1.2 Residential Dwelling Units with Communication Features</ENT>
                        <ENT>F233.4.2 Residential Dwelling Units with Communication Features</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>F233.4.2.1 Facilities Other Than Those Containing Emergency Transportable Housing Units</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>F233.4.2.2 Facilities Containing Emergency Transportable Housing Units</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.4.2 Residential Dwelling Units for Sale</ENT>
                        <ENT>F233.4.3 Residential Dwelling Units for Sale</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.4.3 Additions</ENT>
                        <ENT>F233.4.4 Additions</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.4.4 Alterations</ENT>
                        <ENT>F233.4.5 Alterations</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.4.4.1 Alterations to Vacated Buildings</ENT>
                        <ENT>F233.4.5.1 Alterations to Vacated Buildings</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.4.4.2 Alterations to Individual Residential Dwelling Units</ENT>
                        <ENT>F233.4.5.2 Alterations to Individual Residential Dwelling Units</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">F233.4.5 Dispersion</ENT>
                        <ENT>F233.4.6 Dispersion</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD2">233.3.1 Residential Dwelling Units With Mobility Features; F233.3.1 Residential Dwelling Units With Mobility Features; F233.4.1 Residential Dwelling Units With Mobility Features</HD>
                <P>
                    These sections contain the scoping requirements for residential dwelling units with mobility features.
                    <SU>42</SU>
                    <FTREF/>
                     The scoping requirements for facilities that do not contain emergency transportable housing units are in sections 233.3.1.1, F233.3.1.1, and F233.4.1.1, and they are not changed.
                </P>
                <FTNT>
                    <P>
                        <SU>42</SU>
                         The scoping requirements in section 233.3.1 apply to residential dwelling units provided by non-federal entities who are not subject to regulations issued by HUD under section 504 of the Rehabilitation Act. The scoping requirements in section F233.3.1 apply to residential dwelling units provided on military installations. The scoping requirements in section F233.4.1 apply to residential dwelling units provided by federal agencies (other than HUD) or by non-federal entities through a grant or loan program administered by a federal agency (other than HUD).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">233.3.1.2 Facilities Containing Emergency Transportable Housing Units; F233.4.1.2 Facilities Containing Emergency Transportable Housing Units</HD>
                <P>These sections contain the scoping requirements for emergency transportable housing units with mobility features installed at facilities other than military installations. Where emergency transportable housing units are installed on private sites provided by the occupant of the unit, the final rule requires entities to provide units with mobility features on the private sites as determined by a needs assessment conducted by the entity providing the units. Where group sites are developed for emergency transportable housing units, the final rule requires at least 10 percent of the unit pads to be designed and constructed to accept the installation of units with mobility features and to be on an accessible route, and at least 5 percent of the total number of units installed on the group sites to provide mobility features.</P>
                <HD SOURCE="HD2">F233.3.1.2 Facilities Containing Emergency Transportable Housing Units</HD>
                <P>This section contains the scoping requirement for emergency transportable housing units with mobility features installed on military installations. The final rule requires entities to provide emergency transportable housing units with mobility features on military installations as determined by a needs assessment conducted by the entity providing the units.</P>
                <HD SOURCE="HD2">233.3.2 Residential Dwelling Units With Communication Features; F233.3.2 Residential Dwelling Units With Communication Features; F233.4.2 Residential Dwelling Units With Communication Features</HD>
                <P>
                    These sections contain the scoping requirements for residential dwelling units with communication features.
                    <SU>43</SU>
                    <FTREF/>
                     The scoping requirements for facilities that do not contain emergency transportable housing units are in sections 233.3.2.1, F233.3.2.1, and F233.4.2.1, and they are not changed.
                </P>
                <FTNT>
                    <P>
                        <SU>43</SU>
                         The scoping requirements in section 233.3.2 apply to residential dwelling units provided by non-federal entities who are not subject to regulations issued by HUD under section 504 of the Rehabilitation Act. The scoping requirements in section F233.3.2 apply to residential dwelling units provided on military installations. The scoping requirements in section F233.4.2 apply to residential dwelling units provided by federal agencies (other than HUD) or by non-federal entities through a grant or loan program administered by a federal agency (other than HUD).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">233.3.1.2 Facilities Containing Emergency Transportable Housing Units; F233.3.1.2 Facilities Containing Emergency Transportable Housing Units; F233.4.1.2 Facilities Containing Emergency Transportable Housing Units</HD>
                <P>
                    These sections contain the scoping requirements for emergency 
                    <PRTPAGE P="26133"/>
                    transportable housing units with communication features. The final rule requires entities to provide emergency transportable housing units with communication features as determined by a needs assessment conducted by the entity providing the units.
                </P>
                <HD SOURCE="HD2">233.3.6 Dispersion (Exception 2); F233.3.5 Dispersion (Exception 2); F233.4.6 Dispersion (Exception 2)</HD>
                <P>The final rule adds Exception 2 to these sections. Exception 2 does not require emergency transportable housing units required to provide mobility features to be dispersed among the various types of units in the facility or to provide choices of units comparable to those available to others since disaster survivors are provided units based on their assessed needs. Exception 2 does not exempt emergency transportable housing units required to provide mobility features from the requirement that the units be integrated with those available to other residents so that disaster survivors with disabilities are not segregated at group sites.</P>
                <HD SOURCE="HD2">Appendix D to 36 CFR Part 1191—Technical</HD>
                <HD SOURCE="HD3">405.2 Slope (Exception 2); 405.6 Rise (Exception)</HD>
                <P>
                    These sections contain the technical requirements for the running slope and rise of ramp runs. The running slope of ramp runs must not be steeper than 1:12 and any ramp rise must be 30 inches maximum. The floor level of emergency transportable housing units is typically elevated 36 inches above the ground. To comply with the technical requirements, entry ramps installed at emergency transportable housing units with mobility features must have at least two ramp runs and an intermediate landing between the ramp runs. The entry ramps occupy 158 to 180 square feet depending on the landing configuration.
                    <SU>44</SU>
                    <FTREF/>
                     The final rule adds exceptions to the technical requirements that permit a single ramp run with a slope not steeper than 1:10 and 36 inches maximum rise where existing physical or site constraints would prohibit the installation of an entry ramp complying with the slope and rise requirements at emergency transportable housing units installed on private sites provided by the occupant of the unit. The exceptions reduce the area occupied by the entry ramps to 120 square feet. The exceptions may enable disaster survivors with disabilities who need emergency transportable housing units with mobility features to have the units installed on their private home sites where existing physical or site constraints may otherwise prohibit the installation of an entry ramp complying with the technical requirements at the unit. Many individuals with disabilities have difficulty using ramps with slopes steeper than 1:12 and may find entry ramps with a 1:10 slope not usable. Because individuals with disabilities have varying needs and capabilities, the concurrence of individuals with disabilities who will use the entry ramps should be obtained before using the exceptions.
                </P>
                <FTNT>
                    <P>
                        <SU>44</SU>
                         Where the ramp runs and landings are in a straight configuration, the landing is approximately 18 square feet. Where the ramp runs change direction at the landings, the landing is approximately 40 square feet.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">409.1 General</HD>
                <P>The final rule edits the references in these sections to the technical requirements for residential dwelling units with mobility features to conform to the renumbered technical requirements in section 809.</P>
                <HD SOURCE="HD3">604.5 Grab Bars (Exception 2)</HD>
                <P>Exception 2 to this section permits grab bars to not be installed at water closets in residential dwelling units required to provide mobility features provided that the walls are reinforced to support future installation of grab bars. The final rule revises Exception 2 so that it does not apply to emergency transportable housing units required to provide mobility features since it could result in delays in installing grab bars in the units.</P>
                <HD SOURCE="HD3">606.2 Clear Floor Space (Exception 3)</HD>
                <P>This section requires clear floor space positioned for a forward approach and knee and toe clearance to be provided at lavatories and sinks. Exception 3 to the section permits readily removable cabinetry to be installed under lavatories and sinks in residential dwelling units required to provide mobility features provided that the finish floor extends under the cabinetry and the walls behind and surrounding the cabinetry are finished. The final rule revises Exception 3 so that it does not apply to emergency transportable housing units required to provide mobility features.</P>
                <HD SOURCE="HD3">606.4 Faucets and Water Spray Units</HD>
                <P>The final rule revises this section to require a water spray unit to be provided at the kitchen sink in emergency transportable housing units required to provide mobility features so individuals with mobility disabilities can wash dishes without having to reach across the sink to control the water flow.</P>
                <HD SOURCE="HD3">607.4 Grab Bars (Exception 2)</HD>
                <P>Exception 2 to this section permits grab bars to not be installed at bathtubs in residential dwelling units required to provide mobility features provided that the walls are reinforced to support future installation of grab bars. The final rule revises Exception 2 so that it does not apply to emergency transportable housing units required to provide mobility features since it could result in delays in installing grab bars in the units.</P>
                <HD SOURCE="HD3">608.3 Grab Bars (Exception 2)</HD>
                <P>Exception 2 to this section permits grab bars to not be installed in shower compartments in residential dwelling units required to provide mobility features provided that the walls are reinforced to support future installation of grab bars. The final rule revises Exception 2 so that it does not apply to emergency transportable housing units required to provide mobility features since it could result in delays in installing grab bars in the units.</P>
                <HD SOURCE="HD3">608.4 Seats (Exception)</HD>
                <P>This section requires a folding or non-folding seat to be provided in transfer type shower compartments. An exception to the section permits seats to not be installed in transfer type shower compartments in residential dwelling units required to provide mobility features provided that the walls are reinforced to support future installation of seats. The final rule revises the exception so that it does not apply to emergency transportable housing units required to provide mobility features since it could result in delays in installing seats in transfer type shower compartments in the units. The final rule also requires a folding seat to be provided in roll-in type showers provided in emergency transportable housing units required to provide mobility features.</P>
                <HD SOURCE="HD3">804.3 Kitchen Work Surface (Exception)</HD>
                <P>
                    This section requires at least one work surface to be provided at kitchen counters in residential dwelling units required to provide mobility features. The work surface must have a clear floor space positioned for a forward approach, and knee and toe clearance beneath the kitchen counter. The final rule adds an exception to the section for emergency transportable housing units in order to preserve storage space beneath kitchen counters in the units. The exception does not require work 
                    <PRTPAGE P="26134"/>
                    surfaces to be provided at kitchen counters where a table is provided within the kitchen; an electric outlet is provided within reach of the table; and all the kitchen countertops are 34 inches high maximum. The table must comply with the technical requirements for dining surfaces and work surfaces.
                </P>
                <HD SOURCE="HD3">809 Residential Dwelling Units</HD>
                <P>
                    The final rule reorganizes and renumbers the technical requirements for residential dwelling units in this section as shown below.
                    <SU>45</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>45</SU>
                         See footnote 39.
                    </P>
                </FTNT>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s100,r100">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Old sections</CHED>
                        <CHED H="1">New sections</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">809 Residential Dwelling Units</ENT>
                        <ENT>809 Residential Dwelling Units</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">809.1 General</ENT>
                        <ENT>809.1 General</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">809.2 Accessible Routes</ENT>
                        <ENT>809.2 Residential Dwelling Units with Mobility Features</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">809.2.1 Location</ENT>
                        <ENT>
                            809.2.1 Accessible Routes
                            <LI>809.2.1.1 Location</LI>
                            <LI>809.2.1.2 Floor Surfaces</LI>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">809.2.2 Turning Space</ENT>
                        <ENT>809.2.2 Turning Space</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">809.3 Kitchen</ENT>
                        <ENT>809.2.3 Kitchen</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">809.4 Toilet Facilities and Bathing Facilities</ENT>
                        <ENT>809.2.4 Toilet Facilities and Bathing Facilities</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>809.2.5 Bedrooms in Emergency Transportable Housing Units</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>809.2.5.1 Clear Floor Space</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>809.2.5.2 Furniture</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>809.2.5.3 Lighting Controls</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>809.2.6 Weather Alert Systems</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">809.5 Residential Dwelling Units with Communication Features</ENT>
                        <ENT>
                            809.3 Residential Dwelling Units with Communication Features
                            <LI>809.3.1 Alarms</LI>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            809.5.1 Building Fire Alarm System
                            <LI>809.5.1.1 Alarm Appliances</LI>
                            <LI>809.5.1.2 Activation</LI>
                        </ENT>
                        <ENT>809.3.1.1 Building Fire Alarm System</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">809.5.2 Residential Dwelling Unit Smoke Alarms</ENT>
                        <ENT>809.3.1.2 Residential Dwelling Unit Smoke Alarms</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">
                            809.5.2.1 Activation
                            <LI>809.5.3 Interconnection</LI>
                            <LI>809.5.4 Prohibited Use</LI>
                        </ENT>
                        <ENT>809.3.1.3 Activation</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">809.5.5 Residential Dwelling Unit Primary Entrance</ENT>
                        <ENT>809.3.2 Residential Dwelling Unit Primary Entrance</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">809.5.5.1 Notification</ENT>
                        <ENT>809.3.2.1 Notification</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">809.5.5.2 Identification</ENT>
                        <ENT>809.3.2.2 Identification</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">809.5.6 Site, Building, or Floor Entrance</ENT>
                        <ENT>
                            809.3.3 Site, Building, or Floor Entrance
                            <LI>809.3.4 Weather Alert Systems</LI>
                        </ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD3">809.2 Residential Dwelling Units With Mobility Features</HD>
                <P>As discussed below, the final rule adds technical requirements to this section for floor surfaces, bedrooms, and weather alert systems in emergency transportable housing units with mobility features.</P>
                <HD SOURCE="HD3">809.2.1.2 Floor Surfaces</HD>
                <P>This section specifies that carpet not be provided on floor surfaces in emergency transportable housing units with mobility features.</P>
                <HD SOURCE="HD3">809.2.5 Bedrooms in Emergency Transportable Housing Units</HD>
                <P>This section requires a clear floor space for individuals who use wheelchairs and other mobility aids to be provided on one side of a bed in bedrooms in emergency transportable housing units. The clear floor space must be positioned for a parallel approach to the side of the bed and must be on an accessible route. Where bedrooms are less than 70 square feet, the section specifies that the furniture supplied with the unit cannot overlap the accessible route, maneuvering clearances required at doors, and turning space since it is not possible to rearrange the furniture in such small spaces. The section also requires a means to control at least one source of lighting from the bed, such as bedside lamps, wall switches near the bed, or remote control devices that can be operated from the bed, so individuals with mobility disabilities can safely transfer in and out of bed.</P>
                <HD SOURCE="HD3">809.2.6 Weather Alert Systems</HD>
                <P>Where weather alert systems are provided in emergency transportable housing units, this section requires the operable parts on weather alert systems in units with mobility features to comply with the technical requirements for clear floor space and reach ranges.</P>
                <HD SOURCE="HD3">809.3 Residential Dwelling Units With Communication Features</HD>
                <P>As discussed below, the final rule adds technical requirements to this section for smoke alarms and weather alert systems in residential dwelling units with communication features.</P>
                <HD SOURCE="HD3">809.3.1.2 Residential Dwelling Unit Smoke Alarms</HD>
                <P>This section requires residential dwelling unit smoke alarms to provide combination smoke alarms and visible notification appliances. The final rule requires combination smoke alarms and visible notification appliances to be supplied with a commercial light and power source along with a secondary power source, or a non-commercial alternating power source along with a secondary power source. This requirement is consistent with the NFPA 72 National Fire Alarm Code, which is referenced in the section.</P>
                <HD SOURCE="HD3">809.3.4 Weather Alert Systems</HD>
                <P>
                    Where weather alert systems are provided in emergency transportable housing units, this section requires weather alert systems in units with communication features to provide audible and visible output.
                    <PRTPAGE P="26135"/>
                </P>
                <HD SOURCE="HD1">7. Regulatory Analyses</HD>
                <HD SOURCE="HD2">Executive Order 13563 (Improving Regulation and Regulatory Review) and Executive Order 12866 (Regulatory Planning and Review)</HD>
                <P>The final rule is not a significant regulatory action. FEMA is the only entity we have identified that has recently provided emergency transportable housing units to disaster survivors and will be affected by the final rule. We adhered to the principles of regulation in Executive Orders 13563 and 12866. Among other things, Executive Order 13563 directs agencies to propose or adopt a regulation only upon a reasoned determination that its benefits justify its costs; tailor the regulation to impose the least burden on society, consistent with obtaining the regulatory objectives; and, in choosing among alternative regulatory approaches, select those approaches that maximize net benefits. Executive Order 13563 recognizes that some benefits are difficult to quantify and provides that, where appropriate and permitted by law, agencies may consider and discuss qualitatively values that are difficult or impossible to quantify, including equity, human dignity, fairness, and distributive impacts. We discuss the costs and benefits of the final rule below.</P>
                <HD SOURCE="HD2">Costs</HD>
                <P>
                    FEMA maintains a baseline target inventory of emergency transportable housing units ready to deploy in response to major disasters and emergencies based on historical usage, lead time to produce additional units, and installation capacity. The baseline target inventory is reassessed at the beginning of each hurricane season and may be readjusted based on operational needs, lessons learned, and on-going analysis. FEMA's current baseline target inventory is 2,000 units and 298 of the units (approximately 15 percent of the units) are targeted as UFAS compliant.
                    <SU>46</SU>
                    <FTREF/>
                     The actual number of emergency transportable housing units in the inventory varies as FEMA deploys the units to disaster areas and contracts for the production of additional units as needed.
                </P>
                <FTNT>
                    <P>
                        <SU>46</SU>
                         See note 21.
                    </P>
                </FTNT>
                <P>UFAS is the accessibility standard adopted by HUD for residential facilities covered by the ABA. The UFAS compliant units comply with the technical requirements in the final rule for units with mobility features, except for bedroom lighting controls and water spray units at kitchen sinks. FEMA estimated, based on input from companies that produce emergency transportable housing units, that bedroom lighting controls will add $60 and water spray units at kitchen sinks will add $75 to the cost of UFAS compliant units. All the emergency transportable housing units provided by FEMA contain the communication features required by the final rule, including combination smoke alarms and visible notification appliances complying with NFPA 72 National Fire Alarm Code and weather alert systems with audible and visible output. FEMA will not incur additional costs to comply with the technical requirements in the final rule for units with communication features.</P>
                <P>We assumed that FEMA will provide bedroom lighting controls and water spray units at kitchen sinks in new UFAS compliant units purchased after the final rule is issued, and will not wait until HUD updates its accessibility standards for residential facilities covered by the ABA to be consistent with the final rule. We estimated the additional costs for FEMA to provide UFAS compliant units with bedroom lighting controls and water spray units at kitchen sinks under three scenarios. The scenarios do not represent actual costs that FEMA will incur each year since the number of UFAS compliant units deployed by FEMA varies from year to year. The scenarios are:</P>
                <P>
                    <E T="03">1. Average Number of UFAS Compliant Units Deployed per Year by FEMA.</E>
                     FEMA deployed an average of 165 UFAS compliant units per year in response to major disasters and emergencies declared by the President during the period from calendar year 2008 to 2013.
                    <SU>47</SU>
                    <FTREF/>
                     Under the first scenario, we estimated the additional costs if FEMA deploys an average 165 UFAS compliant units per year and replaces the inventory with the same number of UFAS compliant units.
                </P>
                <FTNT>
                    <P>
                        <SU>47</SU>
                         See note 22.
                    </P>
                </FTNT>
                <P>
                    <E T="03">2. Baseline Target Inventory of UFAS Compliant Units Maintained by FEMA.</E>
                     Under the second scenario, we estimated the additional costs if FEMA deploys the 298 UFAS compliant units in its baseline target inventory and replaces them with the same number of UFAS compliant units. These costs may be incurred over more than one year if all the UFAS compliant units in the inventory are not deployed in a single year.
                </P>
                <P>
                    <E T="03">3. UFAS Compliant Units Deployed in Event of Catastrophic Disasters Equivalent to Hurricanes Katrina and Rita.</E>
                     FEMA provided approximately 145,000 emergency transportable housing units to the survivors of Hurricanes Katrina and Rita.
                    <SU>48</SU>
                    <FTREF/>
                     Under the third scenario, we estimated the additional costs if FEMA deploys the same number of units in the event of catastrophic disasters equivalent to Hurricanes Katrina and Rita and 10, 15, or 20 percent of the units are UFAS compliant. These costs may be incurred over more than one year depending on whether the disasters occur in the early part or late part of the year and the time needed to produce large numbers of units.
                </P>
                <FTNT>
                    <P>
                        <SU>48</SU>
                         GAO, Disaster Housing: FEMA Needs More Detailed Guidance and Performance Measures to Help Ensure Effective Assistance after Major Disasters, August 28, 2009 at: 
                        <E T="03">http://www.gao.gov/products/GAO-09-796.</E>
                    </P>
                </FTNT>
                <P>The additional costs for FEMA to provide UFAS compliant units with bedroom lighting controls and water spray units at kitchen sinks under the three scenarios are shown in Table 1. The additional costs under the first scenario (average number of UFAS compliant units deployed per year) are $22,275. The additional costs under the second scenario (replace baseline target inventory of UFAS compliant units) are $40,230. The additional costs under the third scenario (percentage of UFAS compliant units deployed in the event of catastrophic disasters equivalent to Hurricanes Katrina and Rita) range from $2 million to $4 million depending on whether 10, 15, or 20 percent of the units are UFAS compliant.</P>
                <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="s50,14,14,14">
                    <TTITLE>Table 1—Additional Costs To Provide Bedroom Lighting Controls and Water Spray Units at Kitchen Sinks in UFAS Compliant Units</TTITLE>
                    <BOXHD>
                        <CHED H="1">Scenario</CHED>
                        <CHED H="1">Lighting controls ($60)</CHED>
                        <CHED H="1">
                            Water spray units
                            <LI>($75)</LI>
                        </CHED>
                        <CHED H="1">Total costs</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">1. Average number of UFAS compliant units deployed per year (165 units) </ENT>
                        <ENT>$9,900</ENT>
                        <ENT>$12,375</ENT>
                        <ENT>$22,275</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2. Replace baseline target inventory of UFAS compliant units (298 units) </ENT>
                        <ENT>17,880</ENT>
                        <ENT>22,350</ENT>
                        <ENT>40,230</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="26136"/>
                        <ENT I="22">3. Percentage of UFAS compliant units deployed in catastrophic disasters equivalent to Hurricanes Katrina and Rita:</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">10% or 14,500 units</ENT>
                        <ENT>870,000</ENT>
                        <ENT>1,087,500</ENT>
                        <ENT>1,957,500</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">15% or 21,750 units</ENT>
                        <ENT>1,305,000</ENT>
                        <ENT>1,631,250</ENT>
                        <ENT>2,936,250</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">20% or 29,000 units</ENT>
                        <ENT>1,740,000</ENT>
                        <ENT>2,175,000</ENT>
                        <ENT>3,915,000</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The final rule does not allow use of the operable parts exception for electrical outlets in kitchens in emergency transportable housing units with mobility features since they typically have fewer electrical outlets than kitchens in other types of residential dwelling units. Where two or more electrical outlets are provided above a length of countertop that is uninterrupted by a sink or appliance, the exception does not require one of the outlets to comply with the technical requirements for operable parts, including clear floor space, reach ranges, and operation. Kitchen designs vary in emergency transportable housing units. Depending on the kitchen designs, electrical outlets may need to be installed in the face of the base cabinets to comply with the technical requirements for operable parts. FEMA estimated, based on input from companies that produce emergency transportable housing units, that installing electrical outlets in the face of the base cabinets will add from $150 to $500 to the cost of UFAS compliant units. The higher estimate assumes custom cabinetry is needed.</P>
                <P>We do not have information on the various kitchen designs used by companies that produce emergency transportable housing units. We estimated the additional costs for not allowing the operable parts exception to be used for electrical outlets in kitchens in emergency transportable housing units with mobility features based on assumptions that 25, 50, and 100 percent of the units provide two or more electrical outlets above a length of countertop that is uninterrupted by a sink or appliance and need to install electrical outlets in the face of the base cabinets to comply with the technical requirements for operable parts. The additional costs for not allowing use of the operable parts exception under the three scenarios described earlier are shown in Table 2 as a range of low and high estimates. The low estimates assume that installing electrical outlets in the face of the base cabinets will add $150 to the cost of UFAS compliant units. The high estimates assume that installing electrical outlets in the face of the base cabinets will add $500 to the cost of UFAS compliant units. The additional costs under the first scenario (average number of UFAS compliant units deployed per year) range from $6,150 to $82,500. The additional costs under the second scenario (replace baseline target inventory of UFAS compliant units) range from $11,250 to $149,000. The additional costs under the third scenario (percentage of UFAS compliant units deployed in the event of catastrophic disasters equivalent to Hurricanes Katrina and Rita) range from $543,750 to $14.5 million depending on whether 10, 15, or 20 percent of the units are UFAS compliant.</P>
                <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="s50,xs80,xs80,xs80">
                    <TTITLE>Table 2—Additional Costs for Not Allowing Use of Operable Parts Exception for Electrical Outlets in Units With Mobility Features</TTITLE>
                    <BOXHD>
                        <CHED H="1">Scenario</CHED>
                        <CHED H="1">Percent of UFAS compliant units that need to install electrical outlets in the face of base cabinets to comply with the technical requirements for operable parts</CHED>
                        <CHED H="2">25 percent</CHED>
                        <CHED H="2">50 percent</CHED>
                        <CHED H="2">100 percent</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">1. Average number of UFAS compliant units deployed per year (165 units)</ENT>
                        <ENT>
                            Low $6,150
                            <LI>High $20,500</LI>
                        </ENT>
                        <ENT>
                            Low $12,450
                            <LI>High $41,500</LI>
                        </ENT>
                        <ENT>
                            Low $24,750.
                            <LI>High $82,500.</LI>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2. Replace baseline target inventory of UFAS compliant units (298 units)</ENT>
                        <ENT>
                            Low $11,250
                            <LI>High $37,500</LI>
                        </ENT>
                        <ENT>
                            Low $22,350
                            <LI>High $74,500</LI>
                        </ENT>
                        <ENT>
                            Low $44,700.
                            <LI>High $149,000.</LI>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">3. Percentage of UFAS compliant units deployed in catastrophic disasters equivalent to Hurricanes Katrina and Rita:</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">10% or 14,500 units</ENT>
                        <ENT>
                            Low $543,750
                            <LI>High $1,812,500</LI>
                        </ENT>
                        <ENT>
                            Low $1,087,500
                            <LI>High $3,625,000</LI>
                        </ENT>
                        <ENT>
                            Low $2,175,000.
                            <LI>High $7,250,000.</LI>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">15% or 21,750 units</ENT>
                        <ENT>
                            Low $815,700
                            <LI>High $2,719,000</LI>
                        </ENT>
                        <ENT>
                            Low $1,631,250
                            <LI>High $5,437,500</LI>
                        </ENT>
                        <ENT>
                            Low $3,262,500.
                            <LI>High $10,875,000.</LI>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">20% or 29,000 units</ENT>
                        <ENT>
                            Low $1,087,500
                            <LI>High $3,625,000</LI>
                        </ENT>
                        <ENT>
                            Low $2,175,000
                            <LI>High $7,250,000</LI>
                        </ENT>
                        <ENT>
                            Low $4,350,000.
                            <LI>High $14,500,000.</LI>
                        </ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    The total additional costs to provide bedroom lighting controls and water spray units at kitchen sinks in UFAS compliant units and for not allowing use of the operable parts exception for electrical outlets in kitchens in emergency transportable housing units with mobility features are shown in Table 3 as a range of low and high estimates. The low estimates assume that 25 percent of the units provide two or more electrical outlets above a length of countertop that is uninterrupted by a sink or appliance and need electrical outlets installed in the face of the base cabinets to comply with the technical requirements for operable parts at the additional cost of $150 per unit. The high estimates assume that 100 percent of the units provide two or more electrical outlets above a length of countertop that is uninterrupted by a sink or appliance and need electrical outlets installed in the face of the base 
                    <PRTPAGE P="26137"/>
                    cabinets to comply with the technical requirements for operable parts at the additional cost of $500 per unit. The total additional costs under the first scenario (average number of UFAS compliant units deployed per year) range from $28,425 to $104,775. The total additional costs under the second scenario (replace baseline target inventory of UFAS compliant units) range from $51,480 to $189,230. The total additional costs under the third scenario (percentage of UFAS compliant units deployed in the event of catastrophic disasters equivalent to Hurricanes Katrina and Rita) range from $2.5 million to $18.4 million depending on whether 10, 15, or 20 percent of the units are UFAS compliant.
                </P>
                <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,14,14">
                    <TTITLE>Table 3—Total Additional Costs</TTITLE>
                    <BOXHD>
                        <CHED H="1">Scenario</CHED>
                        <CHED H="1">Low estimate</CHED>
                        <CHED H="1">High estimate</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">1. Average number of UFAS compliant units deployed per year (165 units)</ENT>
                        <ENT>$28,425</ENT>
                        <ENT>$104,725</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2. Replace baseline target inventory of UFAS compliant units (298 units)</ENT>
                        <ENT>51,480</ENT>
                        <ENT>189,230</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">3. Percentage of UFAS compliant units deployed in catastrophic disasters equivalent to Hurricanes Katrina and Rita:</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">10% or 14,500 units</ENT>
                        <ENT>2,501,250</ENT>
                        <ENT>9,207,500</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">15% or 21,750 units</ENT>
                        <ENT>3,751,950</ENT>
                        <ENT>13,811,250</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">20% or 29,000 units</ENT>
                        <ENT>5,002,500</ENT>
                        <ENT>18,415,000</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD2">Benefits</HD>
                <P>
                    The scoping and technical requirements for emergency transportable housing units with mobility features will directly benefit disaster survivors with mobility disabilities who need temporary housing. The number of disaster survivors with mobility disabilities who need temporary housing will vary from disaster to disaster. During the five year period from 2008 to 2012, FEMA provided a total of 9,324 emergency transportable housing units to disaster survivors and 991of the units or 10.6 percent were UFAS compliant.
                    <SU>49</SU>
                    <FTREF/>
                     The number of UFAS compliant units provided in response to specific disasters ranged from zero to 345 units. In the event of catastrophic disasters equivalent to Hurricanes Katrina and Rita, the number of UFAS compliant units would be greater. FEMA provided approximately 145,000 emergency transportable housing units to the survivors Hurricanes Katrina and Rita. If FEMA were to provide the same number of emergency transportable housing units in the event of catastrophic disasters equivalent to Hurricanes Katrina and Rita and 10 to 20 percent of the units were UFAS compliant, there would be 14,500 to 29,000 UFAS compliant units for disaster survivors with mobility disabilities. The benefits of the final rule are incremental for disaster survivors with mobility disabilities since the UFAS compliant units comply with the technical requirements in the final rule for units with mobility features, except for bedroom lighting controls and water spray units at kitchen sinks. By requiring a means to control at least one source of lighting in bedrooms from the bed, individuals with mobility disabilities will be able to safely transfer in and out of bed. By requiring water spray units at kitchen sinks, individuals with mobility disabilities will be able to wash dishes without having to reach across the sink to control the water flow. The final rule also does not allow the use of the operable parts exception for electrical outlets in kitchens in emergency transportable housing units with mobility features since they typically have fewer outlets than kitchens in other types of residential dwelling units. These benefits are difficult to quantify, but include important national values recognized in Executive Order 13563 such as equity, human dignity, and fairness.
                </P>
                <FTNT>
                    <P>
                        <SU>49</SU>
                         See note 22.
                    </P>
                </FTNT>
                <P>All the emergency transportable housing units provided by FEMA contain the communication features required by the final rule, including combination smoke alarms and visible notification appliances complying with NFPA 72 National Fire Alarm Code and weather alert systems with audible and visible output so the final rule has no incremental benefits for disaster survivors who are deaf or have a hearing loss. We do not have data on the number of emergency transportable housing units provided by FEMA to disaster survivors who are deaf or have a hearing loss.</P>
                <HD SOURCE="HD2">Regulatory Flexibility Act</HD>
                <P>
                    The Regulatory Flexibility Act requires federal agencies to analyze the impacts of proposed and final rules on small entities, unless the agency certifies that the rule will not have a significant impact on a substantial number of small entities.
                    <SU>50</SU>
                    <FTREF/>
                     For the proposed rule, we certified that the rule will not have a significant impact on a substantial number of small entities because we did not identify any entities other than FEMA that provides emergency transportable housing units to disaster survivors. We requested comment in the proposed rule on whether any small entities provide emergency transportable housing units to disaster survivors.
                    <SU>51</SU>
                    <FTREF/>
                     We did not receive any comments indicating that small entities provide emergency transportable housing units to disaster survivors. Accordingly, we certify that the final rule will not have a significant impact on a substantial number of small entities.
                </P>
                <FTNT>
                    <P>
                        <SU>50</SU>
                         5 U.S.C. 605 (b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>51</SU>
                         77 FR 36247 (June 18, 2012), Question 8.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">Executive Order 13132 (Federalism)</HD>
                <P>
                    The final rule adheres to the fundamental federalism principles and policy making criteria in Executive Order 13132. The final rule is issued pursuant to the Americans with Disabilities Act (ADA) and Architectural Barriers Act (ABA).
                    <SU>52</SU>
                    <FTREF/>
                     The ADA is civil rights legislation that was enacted by Congress pursuant to its authority to enforce the Fourteenth Amendment to the U.S. Constitution and to regulate commerce. The ADA prohibits discrimination on the basis of disability. The ADA requires facilities constructed or altered by state and local governments, and public accommodations and commercial facilities constructed or altered by private entities to be readily accessible to and usable by individuals with disabilities. The ADA recognizes the authority of state and local governments to enact and enforce laws that provide for greater or equal protection for the rights of individuals with disabilities.
                    <SU>53</SU>
                    <FTREF/>
                     The ABA requires facilities constructed or altered with federal funds and 
                    <PRTPAGE P="26138"/>
                    facilities leased by federal agencies to be readily accessible to and usable by individuals with disabilities.
                </P>
                <FTNT>
                    <P>
                        <SU>52</SU>
                         42 U.S.C. 4151 et seq. and 42 U.S.C. 12101 et seq.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>53</SU>
                         42 U.S.C. 12201 (b).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">Unfunded Mandates Reform Act</HD>
                <P>The Unfunded Mandates Reform Act does not apply to proposed or final rules that enforce constitutional rights of individuals or enforce statutory rights that prohibit discrimination on the basis of race, color, sex, national origin, age, handicap, or disability. Since the final rule is issued pursuant to the ADA, which prohibits discrimination on the basis of disability, an assessment of the rule's effect on state, local, and tribal governments, and the private sector is not required.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 36 CFR Part 1191</HD>
                    <P>Buildings and facilities, Civil rights, Incorporation by reference, Individuals with disabilities, Transportation.</P>
                </LSTSUB>
                <SIG>
                    <NAME>Michael K. Yudin,</NAME>
                    <TITLE>Chair.</TITLE>
                </SIG>
                <P>For the reasons stated in the preamble, we amend 36 CFR part 1191 as follows:</P>
                <REGTEXT TITLE="36" PART="1191">
                    <PART>
                        <HD SOURCE="HED">PART 1191—AMERICANS WITH DISABILITIES ACT (ADA) ACCESSIBILITY GUIDELINES FOR BUILDINGS AND FACILITIES; ARCHITECTURAL BARRIERS ACT (ABA) ACCESSIBILITY GUIDELINES</HD>
                    </PART>
                    <AMDPAR>1. The authority citation for 36 CFR part 1191 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 29 U.S.C. 792 (b)(3); 42 U.S.C. 12204.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="36" PART="1191">
                    <AMDPAR>2. Amend Appendix B to Part 1191 by:</AMDPAR>
                    <AMDPAR>a. In 105.2.5, revising the section;</AMDPAR>
                    <AMDPAR>b. In 106.5, adding a new definition of “Emergency Transportable Housing Unit” in alphabetical order;</AMDPAR>
                    <AMDPAR>c. In 203.8, revising the section;</AMDPAR>
                    <AMDPAR>d. In 205.1, revising Exception 3 and adding new Exceptions 9, 10, and 11;</AMDPAR>
                    <AMDPAR>e. In 206.2.3, revising Exception 4;</AMDPAR>
                    <AMDPAR>f. In 206.4.6, revising the first sentence;</AMDPAR>
                    <AMDPAR>g. In 206.5.4, revising the section;</AMDPAR>
                    <AMDPAR>h. In 206.7, adding a new sentence at the end of the section;</AMDPAR>
                    <AMDPAR>i. In 206.7.6, revising the section;</AMDPAR>
                    <AMDPAR>j. In 208.2.3, revising the section;</AMDPAR>
                    <AMDPAR>k. In 208.2.3.1, revising the section;</AMDPAR>
                    <AMDPAR>l. In 208.3.2, revising the first sentence;</AMDPAR>
                    <AMDPAR>m. In 215.5, revising the section;</AMDPAR>
                    <AMDPAR>n. In 228.2, revising the last sentence;</AMDPAR>
                    <AMDPAR>o. In 233.2, revising the first, second and third sentences;</AMDPAR>
                    <AMDPAR>p. In 233.3.1, removing the Exception and revising the section;</AMDPAR>
                    <AMDPAR>q. In 233.3.1.1, revising the section;</AMDPAR>
                    <AMDPAR>r. In 233.3.1.2, revising the section;</AMDPAR>
                    <AMDPAR>s. Adding new sections 233.3.1.2.1, 233.3.1.2.2, 233.3.1.2.2.1, and 233.3.1.2.2.2;</AMDPAR>
                    <AMDPAR>t. Redesignating sections 233.3.2, 233.3.3, 233.3.4, 233.3.4.1, 233.3.4.2, and 233.3.5 as sections 233.3.3, 233.3.4, 233.3.5, 233.3.5.1, 233.3.5.2 and 233.3.6, respectively;</AMDPAR>
                    <AMDPAR>u. Adding new sections 233.3.2, 233.3.2.1, and 233.3.2.2;</AMDPAR>
                    <AMDPAR>v. Revising redesignated section 233.3.4;</AMDPAR>
                    <AMDPAR>w. Revising redesignated sections 233.3.5, 233.3.5.1, and 233.3.5.2; and</AMDPAR>
                    <AMDPAR>x. Revising redesignated section 233.3.6, redesignating the unnumbered Exception to redesignated section 233.3.6 as Exception 1, and adding a new Exception 2 to redesignated section 233.3.6.</AMDPAR>
                    <P>The additions and revisions read as follows:</P>
                    <HD SOURCE="HD1">Appendix B to Part 1191—Americans With Disabilities Act: Scoping</HD>
                    <EXTRACT>
                        <STARS/>
                        <P>
                            105.2.5 NFPA. Copies of the referenced standards may be obtained from the National Fire Protection Association, 1 Batterymarch Park, Quincy, Massachusetts 02169-7471, (
                            <E T="03">http://www.nfpa.org</E>
                            ).
                        </P>
                        <P>NFPA 72 National Fire Alarm Code, 1999 Edition (see 702.1, 809.3.1.1, and 809.3.1.2).</P>
                        <P>NFPA 72 National Fire Alarm Code, 2002 Edition (see 702.1, 809.3.1.1, and 809.3.1.2).</P>
                        <STARS/>
                        <P>106 Defined Terms.</P>
                        <STARS/>
                        <P>Emergency Transportable Housing Unit. A single or multiple section prefabricated structure that is transportable by a single transport vehicle and that can be set-up and installed on a temporary site in response to an emergency need for temporary housing. Such structures include, but are not limited to, travel trailers, park models, manufactured housing, and other factory-built housing. For the purposes of this document, emergency transportable housing units are considered a type of residential dwelling unit.</P>
                        <STARS/>
                        <P>203.8 Residential Facilities. In facilities with residential dwelling units, common use areas that do not serve residential dwelling units required to provide mobility features complying with 809.2 or emergency transportable housing unit pads designed and constructed to accept the installation of units with mobility features complying with 809.2 shall not be required to comply with these requirements or to be on an accessible route.</P>
                        <STARS/>
                        <P>205.1 General. * * *</P>
                        <P>EXCEPTIONS: * * *</P>
                        <P>3. Except within emergency transportable housing units required to provide mobility features complying with 809.2, where two or more outlets are provided in a kitchen above a length of counter top that is uninterrupted by a sink or appliance, one outlet shall not be required to comply with 309.</P>
                        <STARS/>
                        <P>9. Operable parts located within residential dwelling units not required to provide mobility features complying with 809.2 and transient lodging guest rooms not required to provide mobility features complying with 806.2 shall not be required to comply with 309.</P>
                        <P>10. In emergency transportable housing units required to provide mobility features complying with 809.2, operable parts located beneath the unit body shall not be required to comply with 309.</P>
                        <P>11. Water shut-off valves shall not be required to comply with 309.</P>
                        <STARS/>
                        <P>206.2.3 Multi-Story Buildings and Facilities. * * *</P>
                        <P>EXCEPTIONS: * * *</P>
                        <P>4. In facilities with residential dwelling units, an accessible route shall not be required to connect stories where residential dwelling units with mobility features required to comply with 809.2, all common use areas serving residential dwelling units with mobility features required to comply with 809.2, and public use areas serving residential dwelling units are on an accessible route.</P>
                        <STARS/>
                        <P>206.4.6. Residential Dwelling Unit Primary Entrance. In residential dwelling units required to provide mobility features complying with 809.2, at least one primary entrance shall comply with 404. * * *</P>
                        <STARS/>
                        <P>206.5.4 Residential Dwelling Units. In residential dwelling units required to provide mobility features complying with 809.2, all doors and doorways providing user passage shall comply with 404.</P>
                        <STARS/>
                        <P>206.7 Platform Lifts. * * * In emergency transportable housing units, platform lifts shall not be used at the primary entrance to a unit required to provide mobility features complying with 809.2.</P>
                        <STARS/>
                        <P>206.7.6 Guest Rooms and Residential Dwelling Units. Platform lifts shall be permitted to connect levels within transient lodging guest rooms required to provide mobility features complying with 806.2 or residential dwelling units required to provide mobility features complying with 809.2.</P>
                        <STARS/>
                        <P>208.2.3 Residential Facilities. Parking spaces provided to serve facilities with residential dwelling units shall comply with 208.2.3.</P>
                        <STARS/>
                        <P>208.2.3.1 Parking for Residents. Where at least one parking space is provided for each residential dwelling unit, at least one parking space complying with 502 shall be provided for each residential dwelling unit required to provide mobility features complying with 809.2.</P>
                        <STARS/>
                        <P>
                            208.3.2 Residential Facilities. In facilities containing residential dwelling units required to provide mobility features complying with 809.2, parking spaces provided in accordance with 208.2.3.1 shall be located on the shortest accessible route to 
                            <PRTPAGE P="26139"/>
                            the residential dwelling unit entrance they serve. * * *
                        </P>
                        <STARS/>
                        <P>215.5 Residential Dwelling Units. Where provided in residential dwelling units required to provide communication features complying with 809.3, alarms shall comply with 702.</P>
                        <STARS/>
                        <P>228.2 Mail Boxes. * * * In facilities with residential dwelling units, where mail boxes are provided for each residential dwelling unit, mail boxes complying with 309 shall be provided for each residential dwelling unit required to provide mobility features complying with 809.2.</P>
                        <STARS/>
                        <P>233.2 Residential Dwelling Units Provided by Entities Subject to HUD Section 504 Regulations. Where facilities with residential dwelling units are provided by entities subject to regulations issued by the Department of Housing and Urban Development (HUD) under section 504 of the Rehabilitation Act of 1973, as amended, such entities shall provide residential dwelling units with mobility features complying with 809.2 in a number required by the applicable HUD regulations. Residential dwelling units required to provide mobility features complying with 809.2 shall be on an accessible route as required by 206. In addition, such entities shall provide residential dwelling units with communication features complying with 809.3 in a number required by the applicable HUD regulations. * * *</P>
                        <STARS/>
                        <P>233.3.1 Residential Dwelling Units with Mobility Features. Facilities, other than those containing emergency transportable housing units, shall comply with 233.3.1.1. Facilities containing emergency transportable housing units shall comply with 233.3.1.2.</P>
                        <P>233.3.1.1 Facilities Other Than Those Containing Emergency Transportable Housing Units. At least 5 percent, but no fewer than one, of the total number of residential dwelling units, other than emergency transportable housing units, in the facility shall provide mobility features complying with 809.2 and shall be on an accessible route as required by 206.</P>
                        <P>EXCEPTION: Where facilities contain 15 or fewer residential dwelling units, the requirements of 233.3.1.1 shall apply to the total number of residential dwelling units that are constructed under a single contract, or are developed as a whole, whether or not located on a common site.</P>
                        <P>233.3.1.2 Facilities Containing Emergency Transportable Housing Units. Emergency transportable housing units with mobility features shall be provided in accordance with 233.3.1.2.</P>
                        <P>233.3.1.2.1 Private Sites Provided by Occupant of Unit. Where emergency transportable housing units are installed on private sites provided by the occupant of the unit, entities shall provide emergency transportable housing units with mobility features complying with 809.2 as determined by a needs assessment conducted by the entity providing the emergency transportable housing units.</P>
                        <P>233.3.1.2.2 Group Sites. Where group sites are developed for the installation of emergency transportable housing units, entities shall comply with 233.3.1.2.2.</P>
                        <P>233.3.1.2.2.1 Unit Pads. At least 10 percent, but no fewer than one, of the unit pads prepared for the installation of emergency transportable housing units at each group site shall be designed and constructed to accept the installation of emergency transportable housing units with mobility features complying with 809.2 and shall be on an accessible route as required by 206.</P>
                        <P>233.3.1.2.2.2 Units Installed. At least 5 percent, but no fewer than one, of the total number of the emergency transportable housing units installed at each group site shall provide mobility features complying with 809.2.</P>
                        <P>233.3.2 Residential Dwelling Units with Communication Features. Facilities, other than those containing emergency transportable housing units, shall comply with 233.3.2.1. Facilities containing emergency transportable housing units shall comply with 233.3.2.2.</P>
                        <P>233.3.2.1 Facilities Other Than Those Containing Emergency Transportable Housing Units. At least 2 percent, but no fewer than one, of the total number of residential dwelling units, other than emergency transportable housing units, in the facility shall provide communication features complying with 809.3.</P>
                        <P>EXCEPTION: Where facilities contain 15 or fewer residential dwelling units, the requirements of 233.3.2.1 shall apply to the total number of residential dwelling units that are constructed under a single contract, or are developed as a whole, whether or not located on a common site.</P>
                        <P>233.3.2.2 Facilities Containing Emergency Transportable Housing Units. Entities shall provide emergency transportable housing units with residential dwelling unit smoke alarms complying with 809.3.1 and, where weather alert systems are provided, with weather alert systems complying with 809.3.4 as determined by a needs assessment conducted by the entity providing the emergency transportable housing units.</P>
                        <STARS/>
                        <P>233.3.4 Additions. Where an addition to an existing building results in an increase in the number of residential dwelling units, the requirements of 233.3.1.1 and 233.3.2.1 shall apply only to the residential dwelling units that are added until the total number of residential dwelling units complies with the minimum number required by 233.3.1.1 and 233.3.2.1. Residential dwelling units required to comply with 233.3.1.1 shall be on an accessible route as required by 206.</P>
                        <P>223.3.5 Alterations. Alterations shall comply with 233.3.5.</P>
                        <P>EXCEPTION: Where compliance with 809.2.1, 809.2.3, or 809.2.4 is technically infeasible, or where it is technically infeasible to provide an accessible route to a residential dwelling unit, the entity shall be permitted to alter or construct a comparable residential dwelling unit to comply with 809.2 provided that the minimum number of residential dwelling units required by 233.3.1.1 and 233.3.2.1, as applicable, is satisfied.</P>
                        <P>233.3.5.1 Alterations to Vacated Buildings. Where a building is vacated for the purposes of alteration, and the altered building contains more than 15 residential dwelling units, at least 5 percent of the residential dwelling units shall comply with 809.2 and shall be on an accessible route as required by 206. In addition, at least 2 percent of the residential dwelling units shall comply with 809.3.</P>
                        <P>233.3.5.2 Alterations to Individual Residential Dwelling Units. In individual residential dwelling units, where a bathroom or a kitchen is substantially altered, and at least one other room is altered, the requirements of 233.3.1 shall apply to the altered residential dwelling units until the total number of residential dwelling units complies with the minimum number required by 233.3.1.1 and 233.3.2.1. Residential dwelling units required to comply with 233.3.1.1 shall be on an accessible route as required by 206.</P>
                        <P>EXCEPTION: Where facilities contain 15 or fewer residential dwelling units, the requirements of 233.3.1.1 and 233.3.2.1 shall apply to the total number of residential dwelling units that are altered under a single contract, or are developed as a whole, whether or not located on a common site.</P>
                        <P>233.3.6 Dispersion. Residential dwelling units required to provide mobility features complying with 809.2 and residential dwelling units required to provide communication features complying with 809.3 shall be dispersed among the various types of residential dwelling units in the facility and shall provide choices of residential dwelling units comparable to, and integrated with, those available to other residents.</P>
                        <P>EXCEPTIONS: 1. * * *</P>
                        <P>2. Emergency transportable housing units required to provide mobility features complying with 809.2 shall not be required to be dispersed among the various types of residential dwelling units in a facility or to provide choices of residential dwelling units comparable to those available to other residents.</P>
                    </EXTRACT>
                    <AMDPAR>3. Amend Appendix C to Part 1191 by:</AMDPAR>
                    <AMDPAR>a. In F105.2.5, revising the section;</AMDPAR>
                    <AMDPAR>b. In F106.5, adding a new definition of “Emergency Transportable Housing Unit” in alphabetical order;</AMDPAR>
                    <AMDPAR>c. In F202.6.5.8, revising the section;</AMDPAR>
                    <AMDPAR>d. Adding new F202.6.5.9 and F202.6.5.10;</AMDPAR>
                    <AMDPAR>e. In F203.9, revising the section;</AMDPAR>
                    <AMDPAR>f. In F205.1, revising Exception 3 and adding new Exceptions 9, 10, and 11;</AMDPAR>
                    <AMDPAR>g. In F206.2.3, revising Exception 3;</AMDPAR>
                    <AMDPAR>h. In F206.4.6, revising the first sentence;</AMDPAR>
                    <AMDPAR>i. In F206.5.4, revising the section;</AMDPAR>
                    <AMDPAR>j. In F206.7, adding a new sentence at the end of the section;</AMDPAR>
                    <AMDPAR>k. In F206.7.6, revising the section;</AMDPAR>
                    <AMDPAR>l. In F208.2.3, revising the section;</AMDPAR>
                    <AMDPAR>m. In F208.2.3.1, revising the section;</AMDPAR>
                    <AMDPAR>
                        n. In F208.3.2, revising the first sentence;
                        <PRTPAGE P="26140"/>
                    </AMDPAR>
                    <AMDPAR>o. In F215.5, revising the section;</AMDPAR>
                    <AMDPAR>p. In F228.2, revising the last sentence;</AMDPAR>
                    <AMDPAR>q. In F233.3.1, revising the section;</AMDPAR>
                    <AMDPAR>r. In F233.3.1.1, revising the section;</AMDPAR>
                    <AMDPAR>s. In F233.3.1.2, revising the section;</AMDPAR>
                    <AMDPAR>t. Redesignating sections F233.3.2 F233.3.3.1, F233.3.3.2, F233.3.4, F233.4.2, F233.4.3, F233.4.4, F233.4.4.1, F233.4.4.2, and F233.4.5 as F233.3.3, F233.3.4, F233.3.4.1, F233.3.4.2, F233.3.5, F233.4.3, F233.4.4, F233.4.5, F233.4.5.1, F233.4.5.2, and F233.4.6, respectively;</AMDPAR>
                    <AMDPAR>u. Adding new sections F233.3.2, F233.3.2.1, and F233.3.2.2;</AMDPAR>
                    <AMDPAR>v. Revising redesignated F233.3.3;</AMDPAR>
                    <AMDPAR>w. Revising redesignated sections F233.3.4, F233.3.4.1, and F233.3.4.2;</AMDPAR>
                    <AMDPAR>x. Revising redesignated section F233.3.5, further redesignating the unnumbered Exception to redesignated section F233.3.5 as Exception 1, and add a new Exception 2 to redesignated section F233.3.5;</AMDPAR>
                    <AMDPAR>y. In F233.4.1, removing the Exception and revising the section;</AMDPAR>
                    <AMDPAR>z. In F233.4.1.1, revising the section;</AMDPAR>
                    <AMDPAR>aa. In F233.4.1.2, revising the section;</AMDPAR>
                    <AMDPAR>bb. Adding new sections F233.4.1.2.1, F233.4.1.2.2, F233.4.1.2.2.1, and F233.4.1.2.2.2;</AMDPAR>
                    <AMDPAR>cc. Adding new sections F233.4.2, F233.4.2.1, and F233.4.2.2;</AMDPAR>
                    <AMDPAR>dd. Revising redesignated section F233.4.4;</AMDPAR>
                    <AMDPAR>ee. Revising redesignated sections F233.4.5, F233.4.5.1, and F33.4.5.2; and</AMDPAR>
                    <AMDPAR>ff. Revising redesignated section F233.4.6, further redesignating the unnumbered Exception to redesignated section F233.4.6 as Exception 1, and adding new Exception 2 to redesignated section F233.4.6.</AMDPAR>
                    <P>The additions and revisions read as follows:</P>
                    <HD SOURCE="HD1">Appendix C to Part 1191—Architectural Barriers Act: Scoping</HD>
                    <EXTRACT>
                        <STARS/>
                        <P>
                            F105.2.5 NFPA. Copies of the referenced standards may be obtained from the National Fire Protection Association, 1 Batterymarch Park, Quincy, Massachusetts 02169-7471, (
                            <E T="03">http://www.nfpa.org</E>
                            ). NFPA 72 National Fire Alarm Code, 1999 Edition (see 702.1, 809.3.1.1, and 809.3.1.2). NFPA 72 National Fire Alarm Code, 2002 Edition (see 702.1, 809.3.1.1, and 809.3.1.2).
                        </P>
                        <STARS/>
                        <P>F106.5 Defined Terms.</P>
                        <STARS/>
                        <P>Emergency Transportable Housing Unit. A single or multiple section prefabricated structure that is transportable by a single transport vehicle and that can be set-up and installed on a temporary site in response to an emergency need for temporary housing. Such structures include, but are not limited to, travel trailers, park models, manufactured housing, and other factory-built housing. For the purposes of this document, emergency transportable housing units are considered a type of residential dwelling unit.</P>
                        <STARS/>
                        <P>F202.6.5.8 Residential Dwelling Units. Residential dwelling units, other than emergency transportable housing units, shall comply with F233.</P>
                        <P>F202.6.5.9 Emergency Transportable Housing Units with Mobility Features. Where emergency transportable housing units are installed on existing commercial sites, entities shall provide emergency transportable housing units with mobility features complying with 809.2 as determined by a needs assessment conducted by the entity providing the emergency transportable housing units.</P>
                        <P>F202.6.5.10 Emergency Transportable Housing Units with Communication Features. Where emergency transportable housing units are installed on existing commercial sites, entities shall provide emergency transportable housing units with residential dwelling unit smoke alarms complying with 809.3.1 and, where weather alert systems are provided, with weather alert systems complying with 809.3.4 as determined by a needs assessment conducted by the entity providing the emergency transportable housing units.</P>
                        <STARS/>
                        <P>F203.9 Residential Facilities. In facilities with residential dwelling units, common use areas that do not serve residential dwelling units required to provide mobility features complying with 809.2 or emergency transportable housing unit pads designed and constructed to accept the installation of units with mobility features complying with 809.2 shall not be required to comply with these requirements or to be on an accessible route.</P>
                        <STARS/>
                        <P>F205.1 General. * * *</P>
                        <P>EXCEPTIONS: * * *</P>
                        <P>3. Except within emergency transportable housing units required to provide mobility features complying with 809.2, where two or more outlets are provided in a kitchen above a length of counter top that is uninterrupted by a sink or appliance, one outlet shall not be required to comply with 309.</P>
                        <STARS/>
                        <P>9. Operable parts located within residential dwelling units not required to provide mobility features complying with 809.2 and transient lodging guest rooms not required to provide mobility features complying with 806.2 shall not be required to comply with 309.</P>
                        <P>10. In emergency transportable housing units required to provide mobility features complying with 809.2, operable parts located beneath the unit body shall not be required to comply with 309.</P>
                        <P>11. Water shut-off valves shall not be required to comply with 309.</P>
                        <STARS/>
                        <P>F206.2.3 Multi-Story Buildings and Facilities. * * *</P>
                        <P>EXCEPTIONS: * * *</P>
                        <P>3. In facilities with residential dwelling units, an accessible route shall not be required to connect stories where residential dwelling units with mobility features required to comply with 809.2, all common use areas serving residential dwelling units with mobility features required to comply with 809.2, and public use areas serving residential dwelling units are on an accessible route.</P>
                        <STARS/>
                        <P>F206.4.6. Residential Dwelling Unit Primary Entrance. In residential dwelling units required to provide mobility features complying with 809.2, at least one primary entrance shall comply with 404. * * *</P>
                        <STARS/>
                        <P>F206.5.4 Residential Dwelling Units. In residential dwelling units required to provide mobility features complying with 809.2, all doors and doorways providing user passage shall comply with 404.</P>
                        <STARS/>
                        <P>F206.7 Platform Lifts. * * * In emergency transportable housing units, platform lifts shall not be used at the primary entrance to a unit required to provide mobility features complying with 809.2.</P>
                        <STARS/>
                        <P>F206.7.6 Guest Rooms and Residential Dwelling Units. Platform lifts shall be permitted to connect levels within transient lodging guest rooms required to provide mobility features complying with 806.2 or residential dwelling units required to provide mobility features complying with 809.2.</P>
                        <STARS/>
                        <P>F208.2.3 Residential Facilities. Parking spaces provided to serve facilities with residential dwelling units shall comply with F208.2.3.</P>
                        <STARS/>
                        <P>F208.2.3.1 Parking for Residents. Where at least one parking space is provided for each residential dwelling unit, at least one parking space complying with 502 shall be provided for each residential dwelling unit required to provide mobility features complying with 809.2.</P>
                        <STARS/>
                        <P>F208.3.2 Residential Facilities. In facilities containing residential dwelling units required to provide mobility features complying with 809.2, parking spaces provided in accordance with F208.2.3.1 shall be located on the shortest accessible route to the residential dwelling unit entrance they serve. * * *</P>
                        <STARS/>
                        <P>F215.5 Residential Dwelling Units. Where provided in residential dwelling units required to provide communication features complying with 809.3, alarms shall comply with 702.</P>
                        <STARS/>
                        <P>F228.2 Mail Boxes. * * * In facilities with residential dwelling units, where mail boxes are provided for each residential dwelling unit, mail boxes complying with 309 shall be provided for each residential dwelling unit required to provide mobility features complying with 809.2.</P>
                        <STARS/>
                        <P>
                            F233.2 Residential Dwelling Units Provided by HUD or Through Grant or Loan Programs Administered by HUD. Where 
                            <PRTPAGE P="26141"/>
                            facilities with residential dwelling units are provided by the Department of Housing and Urban Development (HUD), or through a grant or loan program administered by HUD, residential dwelling units with mobility features complying with 809.2 shall be provided in a number required by the regulations issued by HUD under Section 504 of the Rehabilitation Act of 1973, as amended. Residential dwelling units required to provide mobility features complying with 809.2 shall be on an accessible route as required by F206. In addition, residential dwelling units with communication features complying with 809.3 shall be provided in a number required by the applicable HUD regulations. * * *
                        </P>
                        <STARS/>
                        <P>F233.3.1 Residential Dwelling Units with Mobility Features. Facilities on military installations containing residential dwelling units, other than emergency transportable housing units, shall comply with F233.3.1.1. Facilities on military installations containing emergency transportable housing units shall comply with F233.3.1.2.</P>
                        <P>F233.3.1.1 Facilities Other Than Those Containing Emergency Transportable Housing Units. At least 5 percent, but no fewer than one, of the total number of residential dwelling units, other than emergency transportable housing units, in the facility shall provide mobility features complying with 809.2 and shall be on an accessible route as required by F206.</P>
                        <P>F233.3.1.2 Facilities Containing Emergency Transportable Housing Units. Entities shall provide emergency transportable housing units with mobility features complying with 809.2 as determined by a needs assessment conducted by the entity providing the emergency transportable housing units.</P>
                        <P>F233.3.2 Residential Dwelling Units with Communication Features. Facilities on military installations, other than those containing emergency transportable housing units, shall comply with F233.3.2.1. Facilities on military installations containing emergency transportable housing units shall comply with F233.3.2.2.</P>
                        <P>F233.3.2.1 Facilities Other Than Those Containing Emergency Transportable Housing Units. At least 2 percent, but no fewer than one, of the total number of residential dwelling units, other than emergency transportable housing units, in the facility shall provide communication features complying with 809.3.</P>
                        <P>F233.3.2.2 Facilities Containing Emergency Transportable Housing Units. Entities shall provide emergency transportable housing units with residential dwelling unit smoke alarms complying with 809.3.1 and, where weather alert systems are provided, with weather alert systems complying with 809.3.4 as determined by a needs assessment conducted by the entity providing the emergency transportable housing units.</P>
                        <P>F233.3.3 Additions. Where an addition to an existing building results in an increase in the number of residential dwelling units, the requirements of F233.3.1.1 and F233.3.2.1 shall apply only to the residential dwelling units that are added until the total number of residential dwelling units complies with the minimum number required by F233.3.1.1 and F233.3.2.1. Residential dwelling units required to comply with F233.3.1.1 shall be on an accessible route as required by F206.</P>
                        <P>F223.3.4 Alterations. Alterations shall comply with F233.3.4.</P>
                        <P>EXCEPTION: Where compliance with 809.2.1, 809.2.3, or 809.2.4 is technically infeasible, or where it is technically infeasible to provide an accessible route to a residential dwelling unit, the entity shall be permitted to alter or construct a comparable residential dwelling unit to comply with 809.2 provided that the minimum number of residential dwelling units required by F233.3.1.1 and F233.3.2.1, as applicable, is satisfied.</P>
                        <P>F233.3.4.1 Alterations to Vacated Buildings. Where a building is vacated for the purposes of alteration, at least 5 percent of the residential dwelling units shall comply with 809.2 and shall be on an accessible route as required by 206. In addition, at least 2 percent of the residential dwelling units shall comply with 809.3.</P>
                        <P>F233.3.4.2 Alterations to Individual Residential Dwelling Units. In individual residential dwelling units, where a bathroom or a kitchen is substantially altered, and at least one other room is altered, the requirements of F233.3.1 shall apply to the altered residential dwelling units until the total number of residential dwelling units complies with the minimum number required by F233.3.1.1 and F233.3.2.1. Residential dwelling units required to comply with F233.3.1.1 shall be on an accessible route as required by 206.</P>
                        <P>F233.3.5 Dispersion. Residential dwelling units required to provide mobility features complying with 809.2 and residential dwelling units required to provide communication features complying with 809.3 shall be dispersed among the various types of residential dwelling units in the facility and shall provide choices of residential dwelling units comparable to, and integrated with, those available to other residents.</P>
                        <P>EXCEPTIONS: 1. * * *</P>
                        <P>2. Emergency transportable housing units required to provide mobility features complying with 809.2 shall not be required to be dispersed among the various types of residential dwelling units in a facility or to provide choices of residential dwelling units comparable to those available to other residents.</P>
                        <STARS/>
                        <P>F233.4.1 Residential Dwelling Units with Mobility Features. Facilities, other than those containing emergency transportable housing units, shall comply with F233.4.1.1. Facilities containing emergency transportable housing units shall comply with F233.4.1.2.</P>
                        <P>F233.4.1.1 Facilities Other Than Those Containing Emergency Transportable Housing Units. At least 5 percent, but no fewer than one, of the total number of residential dwelling units, other than emergency transportable housing units, in the facility shall provide mobility features complying with 809.2 and shall be on an accessible route as required by F206.</P>
                        <P>EXCEPTION: Where facilities contain 15 or fewer residential dwelling units, the requirements of F233.4.1.1 shall apply to the total number of residential dwelling units that are constructed under a single contract, or are developed as a whole, whether or not located on a common site.</P>
                        <P>F233.4.1.2 Facilities Containing Emergency Transportable Housing Units. Emergency transportable housing units with mobility features shall be provided in accordance with F233.4.1.2.</P>
                        <P>F233.4.1.2.1 Private Sites Provided by Occupant of Unit. Where emergency transportable housing units are installed on private sites provided by the occupant of the unit, entities shall provide emergency transportable housing units with mobility features complying with 809.2 as determined by a needs assessment conducted by the entity providing the emergency transportable housing units.</P>
                        <P>F233.4.1.2.2 Group Sites. Where group sites are developed for the installation of emergency transportable housing units, entities shall comply with 233.3.1.2.2.</P>
                        <P>F233.4.1.2.2.1 Unit Pads. At least 10 percent, but no fewer than one, of the unit pads prepared for the installation of emergency transportable housing units at each group site shall be designed and constructed to accept the installation of emergency transportable housing units with mobility features complying with 809.2 and shall be on an accessible route as required by F206.</P>
                        <P>F233.4.1.2.2.2 Units Installed. At least 5 percent, but no fewer than one, of the total number of the emergency transportable housing units installed at each group site shall provide mobility features complying with 809.2.</P>
                        <P>F233.4.2 Residential Dwelling Units with Communication Features. Facilities, other than those containing emergency transportable housing units, shall comply with F233.4.2.1. Facilities containing emergency transportable housing units shall comply with F233.4.2.2.</P>
                        <P>F233.4.2.1 Facilities Other Than Those Containing Emergency Transportable Housing Units. At least 2 percent, but no fewer than one, of the total number of residential dwelling units, other than emergency transportable housing units, in the facility shall provide communication features complying with 809.3.</P>
                        <P>EXCEPTION: Where facilities contain 15 or fewer residential dwelling units, the requirements of F233.4.2.1 shall apply to the total number of residential dwelling units that are constructed under a single contract, or are developed as a whole, whether or not located on a common site.</P>
                        <P>F233.4.2.2 Facilities Containing Emergency Transportable Housing Units. Entities shall provide emergency transportable housing units with residential dwelling unit smoke alarms complying with 809.3.1 and, where weather alert systems are provided, with weather alert systems complying with 809.3.4 as determined by a needs assessment conducted by the entity providing the emergency transportable housing units.</P>
                        <STARS/>
                        <P>
                            F233.4.4 Additions. Where an addition to an existing building results in an increase in 
                            <PRTPAGE P="26142"/>
                            the number of residential dwelling units, the requirements of F233.4.1.1 and F233.4.2.1 shall apply only to the residential dwelling units that are added until the total number of residential dwelling units complies with the minimum number required by F233.4.1.1 and F233.4.2.1. Residential dwelling units required to comply with F233.4.1.1 shall be on an accessible route as required by F206.
                        </P>
                        <P>F233.4.5 Alterations. Alterations shall comply with F233.4.5.</P>
                        <P>EXCEPTION: Where compliance with 809.2.1, 809.2.2, or 809.2.3 is technically infeasible, or where it is technically infeasible to provide an accessible route to a residential dwelling unit, the entity shall be permitted to alter or construct a comparable residential dwelling unit to comply with 809.2 provided that the minimum number of residential dwelling units required by F233.4.1.1 and F233.4.2.1, as applicable, is satisfied.</P>
                        <P>F233.4.5.1 Alterations to Vacated Buildings. Where a building is vacated for the purposes of alteration, and the altered building contains more than 15 residential dwelling units, at least 5 percent of the residential dwelling units shall comply with 809.2 and shall be on an accessible route as required by F206. In addition, at least 2 percent of the residential dwelling units shall comply with 809.3.</P>
                        <P>F233.4.5.2 Alterations to Individual Residential Dwelling Units. In individual residential dwelling units, where a bathroom or a kitchen is substantially altered, and at least one other room is altered, the requirements of F233.4.1 shall apply to the altered residential dwelling units until the total number of residential dwelling units complies with the minimum number required by F233.4.1.1 and F233.4.2.1. Residential dwelling units required to comply with F233.4.1.1 shall be on an accessible route as required by F206.</P>
                        <P>EXCEPTION: Where facilities contain 15 or fewer residential dwelling units, the requirements of F233.4.1.1 and F233.4.2.1 shall apply to the total number of residential dwelling units that are altered under a single contract, or are developed as a whole, whether or not located on a common site.</P>
                        <P>F233.4.6 Dispersion. Residential dwelling units required to provide mobility features complying with 809.2 and residential dwelling units required to provide communication features complying with 809.3 shall be dispersed among the various types of residential dwelling units in the facility and shall provide choices of residential dwelling units comparable to, and integrated with, those available to other residents.</P>
                        <P>EXCEPTIONS: 1. * * *</P>
                        <P>2. Emergency transportable housing units required to provide mobility features complying with 809.2 shall not be required to be dispersed among the various types of residential dwelling units in a facility or to provide choices of residential dwelling units comparable to those available to other residents.</P>
                    </EXTRACT>
                    <AMDPAR>4. Amend Appendix D to Part 1191 by:</AMDPAR>
                    <AMDPAR>a. In 405.2, redesignating the unnumbered Exception as Exception 1 and adding new Exception 2;</AMDPAR>
                    <AMDPAR>b. In 405.6, adding a new Exception;</AMDPAR>
                    <AMDPAR>c. In 409.1, revising the first sentence;</AMDPAR>
                    <AMDPAR>d. In 604.5, revising Exception 2;</AMDPAR>
                    <AMDPAR>e. In 606.2, revising Exception 3;</AMDPAR>
                    <AMDPAR>f. In 606.4, adding a sentence at the end of the section;</AMDPAR>
                    <AMDPAR>g. In 607.4, revising Exception 2;</AMDPAR>
                    <AMDPAR>h. In 608.3, revising Exception 2;</AMDPAR>
                    <AMDPAR>i. In 608.4, revising the second sentence and Exception;</AMDPAR>
                    <AMDPAR>j. In 804.3, revising the section;</AMDPAR>
                    <AMDPAR>k. In 809.1, revising the second and third sentences;</AMDPAR>
                    <AMDPAR>l. Redesignating sections 809.2 and 809.2.1 as 809.2.1 and 809.2.1.1, respectively; adding new section 809.2; revising redesignated section 809.2.1 and the first sentence of redesignated section 809.2.1.1; and adding new section 809.2.1.2;</AMDPAR>
                    <AMDPAR>m. Redesignating sections 809.3 and 809.4 as 809.2.3 and 809.2.4, respectively, and adding new sections 809.2.5, 809.2.5.1, 809.2.5.2, 809.2.5.3, and 809.2.6;</AMDPAR>
                    <AMDPAR>n. Redesignating section 809.5 as 809.3; revising redesignated section 809.3; and adding new sections 809.3.1, 809.3.1.1, 809.3.1.2, and 809.3.1.3;</AMDPAR>
                    <AMDPAR>o. Removing sections 809.5.1, 809.5.1.1, 809.5.1.2, 809.5.2, 809.5.2.1, 809.5.3, and 809.5.4;</AMDPAR>
                    <AMDPAR>p. Redesignating sections 809.5.5, 809.5.5.1, 809.5.5.2, and 809.5.6 as 809.3.2, 809.3.2.1, 809.3.2.2, and 809.3.3, respectively, and revising redesignated section 809.3.2; and</AMDPAR>
                    <AMDPAR>q. Adding new section 809.3.4.</AMDPAR>
                    <P>The additions and revisions read as follows:</P>
                    <APPENDIX>
                        <HD SOURCE="HED">APPENDIX D TO PART 1191—TECHNICAL</HD>
                        <STARS/>
                        <P>405.2 Slope. * * *</P>
                        <P>EXCEPTIONS: 1. * * *</P>
                        <P>2. For emergency transportable housing units installed on private sites provided by the occupant of the unit, where existing physical or site constraints prohibit the installation of an entry ramp complying with 405.2, ramps shall be permitted to provide a single ramp run with a slope no steeper than 1:10 provided that the maximum rise of all ramp runs serving the unit entrance is not greater than 36 inches (915 mm).</P>
                        <STARS/>
                        <P>405.6 Rise. * * *</P>
                        <P>EXCEPTION: For emergency transportable housing units installed on private sites provided by the occupant of the unit, where existing physical or site constraints prohibit the installation of an entry ramp complying with 405.6, ramps shall be permitted to provide a single ramp run with a rise 36 inches (915 mm) maximum.</P>
                        <STARS/>
                        <P>409.1 General. Private residence elevators that are provided within a residential dwelling unit required to provide mobility features complying with 809.2 shall comply with 409 and with ASME A17.1 (incorporated by reference, see “Referenced Standards” in Chapter 1). * * *</P>
                        <STARS/>
                        <P>604.5 Grab Bars. * * *</P>
                        <P>EXCEPTIONS: * * *</P>
                        <P>2. In residential dwelling units, other than emergency transportable housing units required to provide mobility features complying with 809.2, grab bars shall not be required to be installed in toilet or bathrooms provided that reinforcement has been installed in walls and located so as to permit the installation of grab bars complying with 604.5.</P>
                        <STARS/>
                        <P>606.2 Clear Floor Space. * * *</P>
                        <P>EXCEPTIONS: * * *</P>
                        <P>3. In residential dwelling units, other than emergency transportable housing units required to provide mobility features complying with 809.2, cabinetry shall be permitted under lavatories and kitchen sinks provided that all of the following conditions are met:</P>
                        <P>(a) The cabinetry can be removed without removal or replacement of the fixture;</P>
                        <P>(b) The finish floor extends under the cabinetry; and</P>
                        <P>(c) The walls behind and surrounding the cabinetry are finished.</P>
                        <STARS/>
                        <P>606.4 Faucets and Water Spray Units. * * * A water spray unit shall be provided at the kitchen sink in emergency transportable housing units required to provide mobility features complying with 809.2.</P>
                        <STARS/>
                        <P>607.4 Grab Bars. * * *</P>
                        <P>EXCEPTIONS: * * *</P>
                        <P>2. In residential dwelling units, other than emergency transportable housing units required to provide mobility features complying with 809.2, grab bars shall not be required to be installed in bathtubs located in bathing facilities provided that reinforcement has been installed in walls and located so as to permit the installation of grab bars complying with 607.4.</P>
                        <STARS/>
                        <P>608.3 Grab Bars. * * *</P>
                        <P>EXCEPTIONS: * * *</P>
                        <P>2. In residential dwelling units, other than emergency transportable housing units required to provide mobility features complying with 809.2, grab bars shall not be required to be installed in showers located in bathing facilities provided that reinforcement has been installed in walls and located so as to permit the installation of grab bars complying with 608.3.</P>
                        <STARS/>
                        <P>
                            608.4 Seats. * * * A folding seat shall be provided in roll-in type showers required in transient lodging guest rooms with mobility features complying with 806.2 and in roll-in type showers provided in emergency transportable housing units required to provide mobility features complying with 809.2. * * *
                            <PRTPAGE P="26143"/>
                        </P>
                        <P>EXCEPTION: In residential dwelling units, other than emergency transportable housing units, seats shall not be required in transfer type shower compartments provided that reinforcement has been installed in walls so as to permit the installation of seats complying with 608.4.</P>
                        <STARS/>
                        <P>804.3 Kitchen Work Surface. In residential dwelling units required to provide mobility features complying with 809.2, at least one 30 inch (760 mm) wide minimum section of counter shall provide a kitchen work surface that complies with 804.3.</P>
                        <P>EXCEPTION: In emergency transportable housing units, a work surface complying with 804.3 shall not be required provided that the following criteria are met:</P>
                        <P>(a) A kitchen table complying with 902 is provided within the kitchen;</P>
                        <P>(b) An electrical outlet is provided at a location within reach of the table; and</P>
                        <P>(c) All kitchen countertops are 34 inches high maximum.</P>
                        <STARS/>
                        <P>809.1 General. * * * Residential dwelling units required to provide mobility features shall comply with 809.2. Residential dwelling units required to provide communication features shall comply with 809.3.</P>
                        <STARS/>
                        <P>809.2 Residential Dwelling Units with Mobility Features. Residential dwelling units required to provide mobility features shall comply with 809.2</P>
                        <P>809.2.1 Accessible Routes. Accessible routes complying with Chapter 4 shall be provided within residential dwelling units in accordance with 809.2.1.</P>
                        <P>Exception: * * *</P>
                        <P>809.2.1.1 Location. At least one accessible route shall connect all spaces and elements that are a part of the residential dwelling unit. * * *</P>
                        <P>809.2.1.2 Floor Surfaces. Within emergency transportable housing units, carpet shall not be provided on floor surfaces.</P>
                        <STARS/>
                        <P>809.2.5 Bedrooms in Emergency Transportable Housing Units. Bedrooms in emergency transportable housing units shall comply with 809.2.5.</P>
                        <P>809.2.5.1 Clear Floor Space. A clear floor space complying with 305 shall be provided on one side of a bed. The clear floor space shall be positioned for parallel approach to the side of the bed and shall be on an accessible route.</P>
                        <P>809.2.5.2 Furniture. Where bedrooms are less than 70 square feet, furniture supplied with the unit shall not overlap the accessible route, maneuvering clearances required at doors, and turning space.</P>
                        <P>809.2.5.3 Lighting Controls. A means to control at least one source of bedroom lighting from the bed shall be provided.</P>
                        <P>809.2.6 Weather Alert Systems. Where provided in emergency transportable housing units, weather alert systems shall comply with 309.1 through 309.3.</P>
                        <P>809.3 Residential Dwelling Units with Communication Features. Residential dwelling units required to provide communication features shall comply with 809.3.</P>
                        <P>809.3.1 Alarms. Alarms shall comply and 809.3.1. The same visible notification appliances shall be permitted to provide notification of building fire alarm and residential dwelling unit smoke alarm activation. Visible notification appliances used to indicate building fire alarm or residential dwelling unit smoke alarm activation shall not be used for any other purpose within the residential dwelling unit.</P>
                        <P>809.3.1.1 Building Fire Alarm System. Where a building fire alarm system is provided, the system wiring shall be extended to a point within the residential dwelling unit in the vicinity of the residential dwelling unit smoke alarm system. Notification appliances provided within a residential dwelling unit as part of the building fire alarm system shall comply with NFPA 72 (1999 or 2002 edition) (incorporated by reference, see “Referenced Standards” in Chapter 1).</P>
                        <P>809.3.1.2 Residential Dwelling Unit Smoke Alarms. Residential dwelling unit smoke alarms shall provide combination smoke alarms and visible notification appliances complying with NFPA 72 (1999 or 2002 edition) (incorporated by reference, see “Referenced Standards” in Chapter 1). Combination smoke alarms and visible notification appliances shall be supplied with power from one or more power sources as follows:</P>
                        <P>(a) A commercial light and power source along with a secondary power source; or</P>
                        <P>(b) A non-commercial alternating current (ac) power source along with a secondary power source.</P>
                        <P>809.3.1.3 Activation. All visible notification appliances within the residential dwelling unit providing notification of a building fire alarm shall be activated upon activation of the building fire alarm in the portion of the building containing the residential dwelling unit. All combination smoke alarms and visible notification appliances within the residential dwelling unit shall be activated upon smoke detection.</P>
                        <P>809.3.2 Residential Dwelling Unit Primary Entrance. Communication features shall be provided at the residential dwelling unit primary entrance and shall comply with 809.3.2.</P>
                        <STARS/>
                        <P>809.3.4 Weather Alert Systems. Where provided in emergency transportable housing units, weather alert systems shall provide audible and visual output.</P>
                    </APPENDIX>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10162 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8150-01-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <SUBAGY>40 CFR Part 52</SUBAGY>
                <DEPDOC>[EPA-R04-OAR-2012-0814; FRL-9910-42-Region 4]</DEPDOC>
                <SUBJECT>Approval and Promulgation of Implementation Plans; Region 4 States; Visibility Protection Infrastructure Requirements for the 1997 and 2006 Fine Particulate Matter National Ambient Air Quality Standards</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Environmental Protection Agency (EPA) is taking final action to approve submissions from Alabama, Georgia, Kentucky, Mississippi, North Carolina, South Carolina, and Tennessee for inclusion into each state's respective state implementation plan (SIP). This action pertains to Clean Air Act (CAA or Act) requirements regarding the protection of visibility in another state for the 1997 annual and 2006 24-hour fine particulate matter (PM
                        <E T="52">2.5</E>
                        ) National Ambient Air Quality Standards (NAAQS). The CAA requires that each state adopt and submit a SIP for the implementation, maintenance, and enforcement of each NAAQS promulgated by EPA. These plans are commonly referred to as “infrastructure” SIPs. Specifically, EPA is taking final action to approve the submissions for Alabama, Georgia, Kentucky, Mississippi, North Carolina, South Carolina, and Tennessee as they relate to the 1997 annual and 2006 24-hour PM
                        <E T="52">2.5</E>
                         NAAQS infrastructure SIP requirements to protect visibility in other states. All other applicable infrastructure requirements for these NAAQS associated with these seven states have been addressed in separate rulemakings.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This rule will be effective June 6, 2014.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        EPA has established a docket for this action under Docket Identification No. EPA-R04-OAR-2012-0814. All documents in the docket are listed on the 
                        <E T="03">www.regulations.gov</E>
                         Web site. Although listed in the index, some information is not publicly available, i.e., Confidential Business Information or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, is not placed on the Internet and will be publicly available only in hard copy form. Publicly available docket materials are available either electronically through 
                        <PRTPAGE P="26144"/>
                        <E T="03">www.regulations.gov</E>
                         or in hard copy at the Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960.  EPA requests that if at all possible, you contact the person listed in the 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         section to schedule your inspection. The Regional Office's official hours of business are Monday through Friday, 8:30 to 4:30 excluding federal holidays. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Sean Lakeman, Regulatory Development Section, Air Planning Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. The telephone number is (404) 562-9043. Mr. Lakeman can be reached via electronic mail at 
                        <E T="03">lakeman.sean@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION: </HD>
                <P/>
                <HD SOURCE="HD1">I. Background</HD>
                <P>
                    Upon promulgation of a new or revised NAAQS, sections 110(a)(1) and (2) of the CAA require states to address basic SIP requirements, including emissions inventories, monitoring, and modeling to assure attainment and maintenance for that new NAAQS. On July 18, 1997 (62 FR 36852), EPA promulgated a new annual PM
                    <E T="52">2.5</E>
                     NAAQS and on October 17, 2006 (71 FR 61144), EPA promulgated a new 24-hour NAAQS. On February 20, 2013, EPA proposed to approve SIP submissions from Alabama, Georgia, Kentucky, Mississippi, North Carolina, South Carolina, and Tennessee as they relate to section 110(a)(2)(D)(i)(II) infrastructure SIP requirements to protect visibility in other states for both the 1997 and 2006 PM
                    <E T="52">2.5</E>
                     NAAQS. A summary of the background for today's final action is provided below. See EPA's February 20, 2013, proposed rulemaking at 78 FR 11805 for more detail.
                </P>
                <P>Section 110(a)(2)(D) has two components: 110(a)(2)(D)(i) and 110(a)(2)(D)(ii). Section 110(a)(2)(D)(i) includes four distinct components, commonly referred to as “prongs,” that must be addressed in infrastructure SIP submissions. The first two prongs, which are codified in section 110(a)(2)(D)(i)(I), are provisions that prohibit any source or other type of emissions activity in one state from contributing significantly to nonattainment of the NAAQS in another state (prong 1) and interfering with maintenance of the NAAQS in another state (prong 2). The third and fourth prongs, which are codified in section 110(a)(2)(D)(i)(II), are provisions that prohibit emissions activity in one state interfering with measures required to prevent significant deterioration of air quality in another state (prong 3), and to protect visibility in another state (prong 4). Section 110(a)(2)(D)(ii) requires SIPs to include provisions insuring compliance with sections 115 and 126 of the Act, relating to interstate and international pollution abatement.</P>
                <P>
                    EPA has previously taken action to address SIP submissions from Alabama, Georgia, Kentucky, Mississippi, North Carolina, South Carolina, and Tennessee related to prongs 1 through 3 of section 110(a)(2)(D)(i) and the requirements of section 110(a)(2)(D)(ii) for the 1997 annual and 2006 24-hour PM
                    <E T="52">2.5</E>
                     NAAQS. Today's final rulemaking relates only to prong 4 of section 110(a)(2)(D)(i)(II), which as previously described, requires that infrastructure SIPs contain adequate provisions to protect visibility in other states.
                </P>
                <HD SOURCE="HD1">II. Response to Comments</HD>
                <P>EPA received three sets of comments on the February 20, 2013 proposed rulemaking to approve the SIP submissions from Alabama, Georgia, Kentucky, Mississippi, North Carolina, South Carolina, and Tennessee addressing prong 4 of section 110(a)(2)(D)(i)(II). Two of the commenters, the Municipal Electric Authority of Georgia and the Utility Air Regulatory Group, support EPA's proposed action and one commenter, the National Parks Conservation Association (the “Commenter”), opposes the proposed action. A summary of the adverse comments and EPA's responses are provided below.</P>
                <P>
                    <E T="03">Comment 1:</E>
                     The Commenter states that EPA must disapprove the infrastructure SIP submissions from Alabama, Georgia, Kentucky, Mississippi, North Carolina, South Carolina, and Tennessee as they relate to prong 4 of section 110(a)(2)(D)(i) because the submittals rely on the Clean Air Interstate Rule (CAIR) to satisfy best available retrofit technology (BART) and reasonable progress requirements for CAIR-subject electric generating units (EGUs). According to the Commenter, EPA must direct each state to develop a plan consistent with the requirements of the Regional Haze Rule for source-specific BART and reasonable progress for nitrogen oxide (NO
                    <E T="52">X</E>
                    ) and sulfur dioxide (SO
                    <E T="52">2</E>
                    ) emissions from EGUs subject to these regional haze provisions. The Commenter contends that reliance on CAIR is improper because CAIR was “declared illegal” and remanded by the U.S. Court of Appeals for the District of Columbia Circuit (DC Circuit) in 
                    <E T="03">North Carolina</E>
                     v. 
                    <E T="03">EPA,</E>
                     550 F.3d 1176 (D.C. Cir. 2008) and is therefore not permanent and enforceable. The Commenter further contends that CAIR cannot substitute for BART because it is impermissible under section 169A of the CAA for EPA or the states to rely on a cap-and-trade program as a substitute for, or exemption from, BART and because EPA's better-than-BART provision in the Regional Haze Rule violates the CAA. The Commenter also believes that Alabama, Georgia, Kentucky, North Carolina, and South Carolina improperly relied on CAIR to “exempt” sources from a reasonable progress review and that, “[i]n most cases, the states did not perform a unit-specific reasonable progress analysis, but more generally asserted that reliance on CAIR was sufficient for reasonable progress.” The Commenter believes that in the absence of such an analysis, “it is not possible to determine whether or the extent to which CAIR may fulfill RP requirements, assuming that it could overcome the impossible hurdle of being an unenforceable program.” The Commenter is concerned that the reliance on CAIR to “remove emission reduction obligations from many sources of SO
                    <E T="52">2</E>
                    ” and the “methodical elimination of sources of NO
                    <E T="52">X</E>
                     and PM emissions” through the states' area of influence methodology “may have prevented the achievement of meaningful reasonable progress.” The Commenter also believes that “it is incumbent upon the states and EPA to demonstrate in their SIPs that they have actually taken all measures necessary to reduce their share of pollutants” to meet reasonable progress goals in neighboring states' Class I areas, citing language in 40 CFR 51.308(d)(3)(ii).
                </P>
                <P>
                    <E T="03">Response 1:</E>
                     EPA disagrees with the Commenter. As discussed in EPA's proposed rulemaking related to today's action, the DC Circuit vacated the Cross-State Air Pollution Rule (CSAPR) in 
                    <E T="03">EME Homer City Generation</E>
                     v. 
                    <E T="03">EPA,</E>
                     696 F.3d 7, 38 (D.C. Cir. 2012) and ordered EPA to “continue administering CAIR pending the promulgation of a valid replacement.” The Agency believes that it is therefore appropriate for EPA to rely on CAIR emission reductions for purposes of assessing the adequacy of the infrastructure SIPs subject to this action with respect to prong 4 of section 110(a)(2)(D)(i)(II) while a valid replacement rule is developed and until submissions complying with any such new rule are submitted by the states and acted upon by EPA or until 
                    <E T="03">
                        EME Homer 
                        <PRTPAGE P="26145"/>
                        City
                    </E>
                     is resolved in a way that provides different direction regarding CAIR and CSAPR.
                </P>
                <P>
                    Furthermore, CAIR remains part of the federally-approved SIPs for Alabama, Georgia, Kentucky, Mississippi, North Carolina, South Carolina, and Tennessee and can be considered in determining whether each of the infrastructure SIPs subject to today's action meets the requirements of prong 4. EPA is taking final action to approve these infrastructure SIP submissions with respect to prong 4 because the EPA-approved regional haze SIP for each state, in combination with each state's implementation plan provisions to implement CAIR, adequately prevent sources in each state from interfering with measures adopted by other states to protect visibility during the first planning period.
                    <SU>1</SU>
                    <FTREF/>
                     EPA notes that all of the rulemakings and proposed rulemakings cited by the Commenter that discuss the limited approvability of SIPs due to the status of CAIR were issued by EPA prior to the vacatur of CSAPR. Since the vacatur of CSAPR in August 2012 and with continued implementation of CAIR per the direction of the DC Circuit in 
                    <E T="03">EME Homer City,</E>
                     EPA has approved redesignations of areas to attainment of the 1997 and 2006 PM
                    <E T="52">2.5</E>
                     NAAQS in which states have relied on CAIR as a permanent and enforceable measure.
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         Under CAA sections 301(a) and 110(k)(6) and EPA's long-standing guidance, a limited approval results in approval of the entire SIP submittal, even those parts that are deficient and prevent EPA from granting a full approval of the SIP revision. 
                        <E T="03">Processing of State Implementation Plan (SIP) Revisions,</E>
                         EPA Memorandum from John Calcagni, Director, Air Quality Management Division, OAQPS, to Air Division Directors, EPA Regional Offices I-X, September 7, 1992, (1992 Calcagni Memorandum) located at 
                        <E T="03">http://www.epa.gov/ttn/caaa/t1/memoranda/siproc.pdf.</E>
                         Therefore, EPA believes it is appropriate to approve the infrastructure SIPs subject to today's action as they relate to prong 4 despite the limited approval granted to the relevant regional haze SIPs. 
                    </P>
                    <P> The SIP provisions implementing CAIR for each of the states subject to this action are identified in the following sections of 40 CFR Part 52: 52.50(c) (Alabama); 52.570(c) (Georgia); 52.920(c) (Kentucky); 52.1270(c) (Mississippi); 52.1770(c) (North Carolina); 52.2120(c) (South Carolina); and 52.2220(c) (Tennessee).</P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">See</E>
                         77 FR 76415 (Dec. 28, 2012) (redesignation of Huntingdon-Ashland, West Virginia for the 1997 PM
                        <E T="52">2.5</E>
                         NAAQS); 78 FR 59841 (Sept. 30, 2013) (redesignation of Wheeling, West Virginia for the 1997 PM
                        <E T="52">2.5</E>
                         NAAQS); 78 FR 56168 (Sept. 12, 2013) (redesignation of Parkersburg, West Virginia for the 1997 PM
                        <E T="52">2.5</E>
                         NAAQS); 78 FR 5306 (Jan. 25, 2013) (redesignation of Birmingham, Alabama for the 2006 PM
                        <E T="52">2.5</E>
                         NAAQS).
                    </P>
                </FTNT>
                <P>
                    EPA disagrees with the Commenter that the CAA does not allow states to rely on an alternative program such as CAIR in lieu of source-specific BART. EPA's regulations allow states to adopt alternatives to BART that provide for greater reasonable progress, and EPA's determination that states may rely on CAIR to meet the BART requirements has been upheld by the DC Circuit as meeting the requirements of the CAA. In the first case challenging the provisions in the Regional Haze Rule allowing for states to adopt alternative programs in lieu of BART, 
                    <E T="03">Center for Energy and Economic Development</E>
                     v. 
                    <E T="03">EPA,</E>
                     398 F.3d 653, 660 (D.C. Cir. 2005), the court affirmed the Agency's interpretation of section 169A(b)(2) as allowing for alternatives to BART where those alternatives will result in greater reasonable progress than BART. In the second case, 
                    <E T="03">Utility Air Regulatory Group</E>
                     v. 
                    <E T="03">EPA,</E>
                     471 F.3d 1333 (D.C. Cir. 2006), the court specifically upheld EPA's determination that states could rely on CAIR as an alternative to BART for EGUs in the CAIR-affected states. The court concluded that the EPA's two-pronged test for determining whether an alternative program achieves greater reasonable progress was a reasonable one and also agreed with EPA that nothing in the CAA required the EPA to “impose a separate technology mandate for sources whose emissions affect Class I areas, rather than piggy-backing on solutions devised under other statutory categories, where such solutions meet the statutory requirements.” 
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">Utility Air Regulatory Group,</E>
                         471 F.3d at 1340.
                    </P>
                </FTNT>
                <P>
                    More fundamentally, EPA disagrees with the Commenter that the adequacy of the BART measures in the regional haze SIPs for these states is relevant to the question of whether each state's implementation plan meets the requirements of section 110(a)(2)(D)(i) of the CAA with respect to visibility. EPA interprets the visibility provisions in this section of the CAA as requiring states to include in their SIPs measures to prohibit emissions that would interfere with the reasonable progress goals set to protect Class I areas in other states. The Regional Haze Rule includes a similar requirement in 40 CFR 51.308(d)(3), and for each of the states subject to this action, EPA found that the respective regional haze SIP meets this requirement.
                    <SU>4</SU>
                    <FTREF/>
                     Each of these states relied on CAIR to achieve significant reductions in emissions to both meet the BART requirements and to address impacts of the state on Class I areas in other states.
                    <SU>5</SU>
                    <FTREF/>
                     The question of whether or not CAIR satisfies the BART requirements has no bearing on whether these measures meet the requirements of prong 4.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         See Alabama: 77 FR 11937, 11947-48, 11955-56 (Feb. 28, 2012) (proposed), 77 FR 38515 (June 28, 2012) (final); Georgia: 77 FR 11452, 11463, 11474-75 (Feb. 27, 2012) (proposed), 77 FR 38501 (June 28, 2012) (final); Kentucky: 76 FR 78194, 78205-06, 78213 (Dec. 16, 2011) (proposed), 77 FR 19098 (Mar. 30, 2012) (final); Mississippi: 77 FR 11879, 11888, 11892 (Feb. 28, 2012) (proposed), 77 FR 38191 (June 27, 2012) (final); North Carolina: 77 FR 11858, 11869, 11877 (Feb. 28, 2012) (proposed), 77 FR 38185 (June 27, 2012) (final); South Carolina: 77 FR 11894, 11904, 11911-12 (Feb. 28, 2012) (proposed), 77 FR 38509 (June 28, 2012) (final); Tennessee: 76 FR 33662, 33673, 33683-84 (June 9, 2011) (proposed), 77 FR 24392 (Apr. 24, 2012) (final).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         See, e.g., 77 FR 11949, 11951, 11956.
                    </P>
                </FTNT>
                <P>
                    Regarding the reasonable progress evaluations, each state at issue focused its reasonable progress analysis on SO
                    <E T="52">2</E>
                     emissions based on the conclusion that sulfate particles account for the greatest portion of the regional haze affecting Class I areas in these states.
                    <SU>6</SU>
                    <FTREF/>
                     Each state then established areas of influence and contribution thresholds to determine which of its sources should be evaluated for reasonable progress control.
                    <SU>7</SU>
                    <FTREF/>
                     EPA approved each state's methodology for identifying units for reasonable progress evaluation and each state's reasonable progress determinations in the respective regional haze SIP actions and provided a detailed discussion of the methodology and the rationale for approval in the 
                    <E T="04">Federal Register</E>
                     notices associated with those actions.
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         This conclusion was reached by the Visibility Improvement State and Tribal Association of the Southeast (VISTAS) regional planning organization and adopted by each of the VISTAS states in their respective regional haze SIP submissions. VISTAS member states include: Alabama, Florida, Georgia, Kentucky, Mississippi, North Carolina, South Carolina, Tennessee, Virginia, and West Virginia. VISTAS determined that ammonium sulfate accounted for 69 to 87 percent of the calculated light extinction at the 18 Class I areas within the region. See, e.g., 77 FR 11946.
                    </P>
                    <P>
                        In evaluating reasonable progress, states may identify and focus on key pollutants that contribute to visibility impairment. EPA, 
                        <E T="03">Guidance for Setting Reasonable Progress Goals Under the Regional Haze Program</E>
                         at 3-1 
                        <E T="03">(</E>
                        June 1, 2007) [hereinafter “Reasonable Progress Guidance”].
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         See, e.g., 77 FR 11947-48.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         See, e.g., id. at 11946-49.
                    </P>
                </FTNT>
                <P>
                    Contrary to the Commenter's assertions, Alabama, Georgia, Kentucky, North Carolina, and South Carolina did not “exempt [CAIR] sources . . . that would otherwise be subject to reasonable progress review.” Each of these states considered the four statutory reasonable progress factors in evaluating whether CAIR would satisfy reasonable progress requirements for the state's EGU sector and determined that no additional controls beyond CAIR were reasonable for SO
                    <E T="52">2</E>
                     during the first planning period.
                    <SU>9</SU>
                    <FTREF/>
                     As discussed in EPA's 
                    <PRTPAGE P="26146"/>
                    Reasonable Progress Guidance, states may evaluate the need for reasonable progress controls on a source category basis, rather than through a unit-specific analysis, and have wide latitude to determine additional control requirements for ensuring reasonable progress.
                    <SU>10</SU>
                    <FTREF/>
                     The guidance also notes that states may consider emissions reductions from cap-and-trade programs such as CAIR in addition to source-specific controls.
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         77 FR 11949; 77 FR 11464-69; 76 FR 78206-07; 77 FR 11872; 77 FR 11906-07. Georgia concluded that additional controls were not required on CAIR-subject EGUs that significantly contributed to visibility impairment at Class I areas that are clearly projected to meet or exceed the Uniform Rate of Progress (URP) in 2018 because of CAIR emissions reductions and the emissions reductions associated 
                        <PRTPAGE/>
                        with Georgia state rule 391-3-1-.02(13) (capping SO
                        <E T="52">2</E>
                         emissions from Georgia EGUs in 2015 at 30 percent of 2002 actual emissions). Georgia evaluated reasonable progress controls for EGUs that significantly contributed to visibility impairment at Class I areas not meeting the URP. 77 FR 11469.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         Reasonable Progress Guidance at 4-2.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         Id.
                    </P>
                </FTNT>
                <P>
                    As mentioned above, EPA determined that each of the regional haze SIPs submitted by the states subject to this action adequately prevents sources in the state from interfering with the reasonable progress goals adopted by other states to protect visibility during the first planning period, thus satisfying the requirements of 40 CFR 51.308(d)(3). These states participated in a regional planning process through VISTAS, and their SIPs include all measures needed to achieve their respective apportionment of emissions reduction obligations agreed upon through that process as required by 40 CFR 51.308(d)(3)(ii).
                    <SU>12</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         See, e.g., 77 FR 38193.
                    </P>
                </FTNT>
                <P>
                    <E T="03">Comment 2:</E>
                     EPA must disapprove the infrastructure SIP submittals from North Carolina and South Carolina under prong 4 of 110(a)(2)(D)(i) because EPA has not approved the State's five-year progress reports.
                </P>
                <P>
                    <E T="03">Response 2:</E>
                     EPA disagrees with the Commenter. EPA received the North Carolina and South Carolina progress report SIP submittals on May 31, 2013, and December 28, 2012, respectively. As of this final rulemaking, EPA has not taken final action on these submissions, and no such action is due pursuant to CAA section 110(k)(2) at this time. Therefore, EPA does not believe that EPA approval of these progress reports is a required structural element necessary before EPA may approve the North Carolina and South Carolina infrastructure SIPs subject to this action.
                </P>
                <P>
                    Nevertheless, EPA notes that it has proposed approval of South Carolina's progress report SIP submission since the publication of the proposed infrastructure action that is the subject of this rulemaking.
                    <SU>13</SU>
                    <FTREF/>
                     As discussed in the proposed rulemaking on the progress report, South Carolina provided SO
                    <E T="52">2</E>
                     emissions data from EPA's Clean Air Markets Division (CAMD) for EGUs in South Carolina and in the entire VISTAS region from 2002-2011.
                    <SU>14</SU>
                    <FTREF/>
                     This data indicates that emissions of SO
                    <E T="52">2</E>
                    , the primary contributor to visibility impairment in the VISTAS region, have declined significantly since South Carolina submitted its regional haze SIP in 2007.
                    <SU>15</SU>
                    <FTREF/>
                     South Carolina's progress report also states that total SO
                    <E T="52">2</E>
                     emissions from South Carolina EGUs are already below the 2018 projections in South Carolina's 2007 regional haze SIP submittal and are expected to decrease further.
                    <SU>16</SU>
                    <FTREF/>
                     In addition, the most current visibility data available at the time of EPA's proposed approval of the progress report shows that visibility has improved at the Cape Romain Wilderness Area, the Class I area within South Carolina.
                    <SU>17</SU>
                    <FTREF/>
                     For these reasons, EPA has proposed to approve South Carolina's negative declaration pursuant to 40 CFR 51.308(h) that no further substantive revision of the State's regional haze SIP is required at this time to achieve the reasonable progress goals for Class I areas affected by the State's sources and continues to believe that the State's existing SIP (including the regional haze SIP and CAIR) contains adequate provisions to meet the visibility protection requirements of section 110(a)(2)(D)(i)(II).
                    <SU>18</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         79 FR 3147 (Jan. 17, 2014).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         Id. at 3150.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         Id.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         Id. at 3151.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         Id. at 3152.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         79 FR at 3152.
                    </P>
                </FTNT>
                <P>
                    Although EPA has not yet proposed action on North Carolina's progress report SIP, the Agency has performed a preliminary review of the submission. North Carolina included 2011 SO
                    <E T="52">2</E>
                     emissions data from CAMD for EGUs in North Carolina that are expected to be retired by 2015 and for EGUs that were projected in the 2007 regional haze SIP submission to have controls installed by 2018.
                    <SU>19</SU>
                    <FTREF/>
                     Based on this data, North Carolina reported a reduction in SO
                    <E T="52">2</E>
                     emissions of approximately 390,000 tons per year from these units between 2002-2011 and estimated that 2018 SO
                    <E T="52">2</E>
                     emissions would be approximately 80 percent lower than those projected in the regional haze SIP.
                    <SU>20</SU>
                    <FTREF/>
                     North Carolina also provided visibility data supporting its conclusion that visibility has improved since the 2000-2004 baseline at all five of the Class I areas in the State.
                    <SU>21</SU>
                    <FTREF/>
                     Based on EPA's preliminary review of this information and other information provided in the State's progress report SIP submission, EPA continues to believe, at this time, that the State's existing SIP (including the regional haze SIP and CAIR) contains adequate provisions to meet the visibility protection requirements of section 110(a)(2)(D)(i)(II).
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         Regional Haze 5-Year Periodic Review State Implementation Plan for North Carolina Class I Areas (May 31, 2013) at 32-36.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         Id. at 32.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         Id. at 42-44.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">III. This Action</HD>
                <P>
                    EPA is taking final action to approve the infrastructure SIP submissions from Alabama, Georgia, Kentucky, Mississippi, North Carolina, South Carolina, and Tennessee as demonstrating that these states meet the applicable requirements of section 110(a)(2)(D)(i) of the CAA that relate to the protection of visibility in other states for the 1997 annual and 2006 24-hour PM
                    <E T="52">2.5</E>
                     NAAQS. In describing how its submission meets this requirement, Alabama, Georgia, Kentucky, Mississippi, North Carolina, South Carolina, and Tennessee each referred to EPA-approved state provisions requiring EGUs to comply with the CAIR and to the limited approval and limited disapproval of its regional haze SIP. Although EPA has not fully approved the regional haze SIPs from these states, the Agency believes that the infrastructure SIP submission together with previously approved SIP provisions, specifically those provisions that require EGUs to comply with CAIR and the additional measures in the regional haze SIP addressing BART and reasonable progress requirements for other sources or pollutants, are adequate to demonstrate compliance with prong 4.
                </P>
                <HD SOURCE="HD1">IV. Final Action</HD>
                <P>
                    As described above, EPA is approving SIP submissions from Alabama, Georgia, Kentucky, Mississippi, North Carolina, South Carolina, and Tennessee to incorporate provisions into the states' implementation plans to address prong 4 of section 110(a)(2)(D)(i) of the CAA for both the 1997 and 2006 PM
                    <E T="52">2.5</E>
                     NAAQS because these submissions are consistent with section 110 of the CAA.
                </P>
                <HD SOURCE="HD1">V. Statutory and Executive Order Reviews</HD>
                <P>
                    Under the CAA, the Administrator is required to approve a SIP submission that complies with the provisions of the Act and applicable federal regulations. 
                    <E T="03">See</E>
                     42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in reviewing SIP submissions, EPA's role is to approve state choices, provided that they meet the criteria of the CAA. Accordingly, this final action merely approves state law as meeting federal requirements and does not 
                    <PRTPAGE P="26147"/>
                    impose additional requirements beyond those imposed by state law. For that reason, this action:
                </P>
                <P>• Is not a “significant regulatory action” subject to review by the Office of Management and Budget under Executive Order 12866 (58 FR 51735, October 4, 1993);</P>
                <P>
                    • does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    );
                </P>
                <P>
                    • is certified as not having a significant economic impact on a substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601 
                    <E T="03">et seq.</E>
                    );
                </P>
                <P>• does not contain any unfunded mandate or significantly or uniquely affect small governments, as described in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4);</P>
                <P>• does not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);</P>
                <P>• is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);</P>
                <P>• is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);</P>
                <P>• is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the CAA; and</P>
                <P>• does not provide EPA with the discretionary authority to address, as appropriate, disproportionate human health or environmental effects, using practicable and legally permissible methods, under Executive Order 12898 (59 FR 7629, February 16, 1994).</P>
                <P>EPA has determined that this final rule does not have tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because there are no “substantial direct effects” on an Indian Tribe as a result of this action. EPA notes that the Catawba Indian Nation Reservation is located within South Carolina. Pursuant to the Catawba Indian Claims Settlement Act, S.C. Code Ann. 27-16-120, “all state and local environmental laws and regulations apply to the Catawba Indian Nation and Reservation and are fully enforceable by all relevant state and local agencies and authorities.” Thus, while the South Carolina SIP applies to the Catawba Reservation, because today's action is not a substantive revision to the South Carolina SIP, and is instead approving South Carolina's infrastructure SIP submission to incorporate provisions satisfying prong 4 of section 110(a)(2)(D)(i), EPA has determined that today's action will have no “substantial direct effects” on the Catawba Indian Nation. EPA has also determined that these revisions will not impose any substantial direct costs on tribal governments or preempt tribal law.</P>
                <P>
                    The Congressional Review Act, 5 U.S.C. 801 
                    <E T="03">et seq.,</E>
                     as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this action and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the 
                    <E T="04">Federal Register</E>
                    .  A major rule cannot take effect until 60 days after it is published in the 
                    <E T="04">Federal Register</E>
                    .  This action is not a “major rule” as defined by 5 U.S.C. 804(2).
                </P>
                <P>
                    Under section 307(b)(1) of the CAA, petitions for judicial review of this action must be filed in the United States Court of Appeals for the appropriate circuit by July 7, 2014. Filing a petition for reconsideration by the Administrator of this final rule does not affect the finality of this action for the purposes of judicial review nor does it extend the time within which a petition for judicial review may be filed, and shall not postpone the effectiveness of such rule or action. This action may not be challenged later in proceedings to enforce its requirements. 
                    <E T="03">See</E>
                     section 307(b)(2).
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR Part 52</HD>
                    <P>Environmental protection, Air pollution control, Incorporation by reference, Intergovernmental relations, Nitrogen dioxide, Particulate matter, Reporting and recordkeeping requirements, Volatile organic compounds.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Dated: April 18, 2014.</DATED>
                    <NAME>A. Stanley Meiburg,</NAME>
                    <TITLE>Acting  Regional Administrator, Region 4.</TITLE>
                </SIG>
                <P>40 CFR part 52 is amended as follows:</P>
                <REGTEXT TITLE="40" PART="52">
                    <PART>
                        <HD SOURCE="HED">PART 52—APPROVAL AND PROMULGATION OF IMPLEMENTATION PLANS</HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 52 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority: </HD>
                        <P>
                            42 U.S.C. 7401 
                            <E T="03">et seq.</E>
                        </P>
                    </AUTH>
                    <SUBPART>
                        <HD SOURCE="HED">Subpart B—Alabama</HD>
                    </SUBPART>
                    <AMDPAR>2. Section 52.50(e) is amended by adding two new entries for “110(a)(1) and (2) Infrastructure Requirements for 1997 Fine Particulate Matter National Ambient Air Quality Standards” and “110(a)(1) and (2) Infrastructure Requirements for 2006 Fine Particulate Matter National Ambient Air Quality Standards” at the end of the table to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 52.50 </SECTNO>
                        <SUBJECT>Identification of plan.</SUBJECT>
                        <STARS/>
                        <P>(e) * * *</P>
                        <GPOTABLE COLS="5" OPTS="L1,i1" CDEF="s75,r50,10,r50,r50">
                            <TTITLE>EPA-Approved Alabama Non-Regulatory Provisions</TTITLE>
                            <BOXHD>
                                <CHED H="1">Name of nonregulatory SIP provision</CHED>
                                <CHED H="1">Applicable geographic or nonattainment area</CHED>
                                <CHED H="1">State submittal date/effective date</CHED>
                                <CHED H="1">EPA Approval date</CHED>
                                <CHED H="1">Explanation</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">110(a)(1) and (2) Infrastructure Requirements for 1997 Fine Particulate Matter National Ambient Air Quality Standards</ENT>
                                <ENT>Alabama</ENT>
                                <ENT>7/25/2008</ENT>
                                <ENT>5/7/2014 [Insert citation of publication] </ENT>
                                <ENT>Addressing prong 4 of section 110(a)(2)(D)(i) only.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">110(a)(1) and (2) Infrastructure Requirements for 2006 Fine Particulate Matter National Ambient Air Quality Standards</ENT>
                                <ENT>Alabama</ENT>
                                <ENT>9/23/2009</ENT>
                                <ENT>5/7/2014 [Insert citation of publication] </ENT>
                                <ENT>Addressing prong 4 of section 110(a)(2)(D)(i) only.</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="52">
                    <SUBPART>
                        <PRTPAGE P="26148"/>
                        <HD SOURCE="HED">Subpart L—Georgia</HD>
                    </SUBPART>
                    <AMDPAR>3. Section 52.570(e) is amended by adding two new entries for “110(a)(1) and (2) Infrastructure Requirements for 1997 Fine Particulate Matter National Ambient Air Quality Standards” and “110(a)(1) and (2) Infrastructure Requirements for 2006 Fine Particulate Matter National Ambient Air Quality Standards” at the end of the table to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 52.570 </SECTNO>
                        <SUBJECT>Identification of plan.</SUBJECT>
                        <STARS/>
                        <P>(e) * * *</P>
                        <GPOTABLE COLS="5" OPTS="L1,i1" CDEF="s75,r50,10,r50,r50">
                            <TTITLE>EPA-Approved Georgia Non-Regulatory Provisions</TTITLE>
                            <BOXHD>
                                <CHED H="1">Name of nonregulatory SIP provision</CHED>
                                <CHED H="1">Applicable geographic or nonattainment area</CHED>
                                <CHED H="1">State submittal date/effective date</CHED>
                                <CHED H="1">EPA Approval date</CHED>
                                <CHED H="1">Explanation</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">110(a)(1) and (2) Infrastructure Requirements for 1997 Fine Particulate Matter National Ambient Air Quality Standards</ENT>
                                <ENT>Georgia</ENT>
                                <ENT>7/23/2008</ENT>
                                <ENT>5/7/2014 [Insert citation of publication]</ENT>
                                <ENT>Addressing prong 4 of section 110(a)(2)(D)(i) only.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">110(a)(1) and (2) Infrastructure Requirements for 2006 Fine Particulate Matter National Ambient Air Quality Standards</ENT>
                                <ENT>Georgia</ENT>
                                <ENT>10/21/2009</ENT>
                                <ENT>5/7/2014 [Insert citation of publication]</ENT>
                                <ENT>Addressing prong 4 of section 110(a)(2)(D)(i) only.</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                    <SUBPART>
                        <HD SOURCE="HED">Subpart S—Kentucky</HD>
                    </SUBPART>
                    <AMDPAR>4. Section 52.920(e) is amended by adding two new entries for “110(a)(1) and (2) Infrastructure Requirements for 1997 Fine Particulate Matter National Ambient Air Quality Standards” and “110(a)(1) and (2) Infrastructure Requirements for 2006 Fine Particulate Matter National Ambient Air Quality Standards.” at the end of the table to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 52.920 </SECTNO>
                        <SUBJECT>Identification of plan.</SUBJECT>
                        <STARS/>
                        <P>(e) * * *</P>
                        <GPOTABLE COLS="5" OPTS="L1,i1" CDEF="s75,r50,10,r50,r50">
                            <TTITLE>EPA-Approved Kentucky Non-Regulatory Provisions</TTITLE>
                            <BOXHD>
                                <CHED H="1">Name of nonregulatory SIP provision</CHED>
                                <CHED H="1">Applicable geographic or nonattainment area</CHED>
                                <CHED H="1">State submittal date/effective date</CHED>
                                <CHED H="1">EPA Approval date</CHED>
                                <CHED H="1">Explanations</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">110(a)(1) and (2) Infrastructure Requirements for 1997 Fine Particulate Matter National Ambient Air Quality Standards</ENT>
                                <ENT>Kentucky</ENT>
                                <ENT>8/26/2008</ENT>
                                <ENT>5/7/2014 [Insert citation of publication]</ENT>
                                <ENT>Addressing prong 4 of section 110(a)(2)(D)(i) only.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">110(a)(1) and (2) Infrastructure Requirements for 2006 Fine Particulate Matter National Ambient Air Quality Standards</ENT>
                                <ENT>Kentucky</ENT>
                                <ENT>7/17/2012</ENT>
                                <ENT>5/7/2014 [Insert citation of publication] </ENT>
                                <ENT>Addressing prong 4 of section 110(a)(2)(D)(i) only.</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                    <SUBPART>
                        <HD SOURCE="HED">Subpart Z—Mississippi</HD>
                    </SUBPART>
                    <AMDPAR>5. Section 52.1270(e) is amended by adding two new entries for “110(a)(1) and (2) Infrastructure Requirements for 1997 Fine Particulate Matter National Ambient Air Quality Standards” and “110(a)(1) and (2) Infrastructure Requirements for 2006 Fine Particulate Matter National Ambient Air Quality Standards” at the end of the table to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 52.1270 </SECTNO>
                        <SUBJECT>Identification of plan.</SUBJECT>
                        <STARS/>
                        <P>(e) * * *</P>
                        <GPOTABLE COLS="5" OPTS="L1,i1" CDEF="s75,r50,10,r50,r50">
                            <TTITLE>EPA-Approved Mississippi Non-Regulatory Provisions</TTITLE>
                            <BOXHD>
                                <CHED H="1">Name of nonregulatory SIP provision</CHED>
                                <CHED H="1">Applicable geographic or nonattainment area</CHED>
                                <CHED H="1">
                                    State submittal date/
                                    <LI>effective date</LI>
                                </CHED>
                                <CHED H="1">EPA Approval date</CHED>
                                <CHED H="1">Explanation</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">110(a)(1) and (2) Infrastructure Requirements for 1997 Fine Particulate Matter National Ambient Air Quality Standards</ENT>
                                <ENT>Mississippi</ENT>
                                <ENT>12/7/2007</ENT>
                                <ENT>5/7/2014 [Insert citation of publication]</ENT>
                                <ENT>Addressing prong 4 of section 110(a)(2)(D)(i) only.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">110(a)(1) and (2) Infrastructure Requirements for 2006 Fine Particulate Matter National Ambient Air Quality Standards</ENT>
                                <ENT>Mississippi</ENT>
                                <ENT>10/6/2009</ENT>
                                <ENT>5/7/2014 [Insert citation of publication]</ENT>
                                <ENT>Addressing prong 4 of section 110(a)(2)(D)(i) only.</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="52">
                    <SUBPART>
                        <PRTPAGE P="26149"/>
                        <HD SOURCE="HED">Subpart II—North Carolina</HD>
                    </SUBPART>
                    <AMDPAR>6. Section 52.1770(e) is amended by adding two new entries for “110(a)(1) and (2) Infrastructure Requirements for 1997 Fine Particulate Matter National Ambient Air Quality Standards” and “110(a)(1) and (2) Infrastructure Requirements for 2006 Fine Particulate Matter National Ambient Air Quality Standards” at the end of the table to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 52.1770 </SECTNO>
                        <SUBJECT>Identification of plan.</SUBJECT>
                        <STARS/>
                        <P>(e) * * *</P>
                        <GPOTABLE COLS="5" OPTS="L2,i1" CDEF="s75,10,r50,r50,r50">
                            <TTITLE>EPA-Approved North Carolina Non-Regulatory Provisions</TTITLE>
                            <BOXHD>
                                <CHED H="1">Provision</CHED>
                                <CHED H="1">
                                    State
                                    <LI>effective</LI>
                                    <LI>date</LI>
                                </CHED>
                                <CHED H="1">EPA Approval date</CHED>
                                <CHED H="1">Federal Register citation</CHED>
                                <CHED H="1">Explanation</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">110(a)(1) and (2) Infrastructure Requirements for 1997 Fine Particulate Matter National Ambient Air Quality Standards</ENT>
                                <ENT>4/1/2008</ENT>
                                <ENT>5/7/2014</ENT>
                                <ENT>[Insert citation of publication]</ENT>
                                <ENT>Addressing prong 4 of section 110(a)(2)(D)(i) only.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">110(a)(1) and (2) Infrastructure Requirements for 2006 Fine Particulate Matter National Ambient Air Quality Standards</ENT>
                                <ENT>9/21/2009</ENT>
                                <ENT>5/7/2014 [Insert citation of publication]</ENT>
                                <ENT>[Insert citation of publication]</ENT>
                                <ENT>Addressing prong 4 of section 110(a)(2)(D)(i) only.</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="52">
                    <SUBPART>
                        <HD SOURCE="HED">Subpart PP—South Carolina</HD>
                    </SUBPART>
                    <AMDPAR>7. Section 52.2120(e) is amended by adding two new entries for “110(a)(1) and (2) Infrastructure Requirements for 1997 Fine Particulate Matter National Ambient Air Quality Standards” and “110(a)(1) and (2) Infrastructure Requirements for 2006 Fine Particulate Matter National Ambient Air Quality Standards” at the end of the table to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 52.2120 </SECTNO>
                        <SUBJECT>Identification of plan.</SUBJECT>
                        <STARS/>
                        <P>(e) * * *</P>
                        <GPOTABLE COLS="4" OPTS="L1,i1" CDEF="s100,10,r50,r50">
                            <TTITLE>EPA-Approved South Carolina Non-Regulatory Provisions</TTITLE>
                            <BOXHD>
                                <CHED H="1">Provision</CHED>
                                <CHED H="1">
                                    State 
                                    <LI>effective </LI>
                                    <LI>date</LI>
                                </CHED>
                                <CHED H="1">EPA Approval date</CHED>
                                <CHED H="1">Explanation</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">110(a)(1) and (2) Infrastructure Requirements for 1997 Fine Particulate Matter National Ambient Air Quality Standards</ENT>
                                <ENT>4/14/2008</ENT>
                                <ENT>5/7/2014 [Insert citation of publication] </ENT>
                                <ENT>Addressing prong 4 of section 110(a)(2)(D)(i) only.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">110(a)(1) and (2) Infrastructure Requirements for 2006 Fine Particulate Matter National Ambient Air Quality Standards</ENT>
                                <ENT>9/18/2009</ENT>
                                <ENT>5/7/2014 [Insert citation of publication] </ENT>
                                <ENT>Addressing prong 4 of section 110(a)(2)(D)(i) only.</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                    <SUBPART>
                        <HD SOURCE="HED">Subpart RR—Tennessee</HD>
                    </SUBPART>
                    <AMDPAR>8. Section 52.2220(e), is amended by adding two new entries for “110(a)(1) and (2) Infrastructure Requirements for 1997 Fine Particulate Matter National Ambient Air Quality Standards” and “110(a)(1) and (2) Infrastructure Requirements for 2006 Fine Particulate Matter National Ambient Air Quality Standards” at the end of the table to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 52.2220 </SECTNO>
                        <SUBJECT>Identification of plan.</SUBJECT>
                        <STARS/>
                        <P>(e) * * *</P>
                        <GPOTABLE COLS="5" OPTS="L1,i1" CDEF="s75,r50,10,r50,r50">
                            <TTITLE>EPA-Approved Tennessee Non-Regulatory Provisions</TTITLE>
                            <BOXHD>
                                <CHED H="1">Name of nonregulatory SIP provision</CHED>
                                <CHED H="1">Applicable geographic or nonattainment area</CHED>
                                <CHED H="1">
                                    State
                                    <LI>effective</LI>
                                    <LI>date</LI>
                                </CHED>
                                <CHED H="1">EPA Approval date</CHED>
                                <CHED H="1">Explanation</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">110(a)(1) and (2) Infrastructure Requirements for 1997 Fine Particulate Matter National Ambient Air Quality Standards</ENT>
                                <ENT>Tennessee</ENT>
                                <ENT>12/14/2007</ENT>
                                <ENT>5/7/2014 [Insert citation of publication] </ENT>
                                <ENT>Addressing prong 4 of section 110(a)(2)(D)(i) only.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">110(a)(1) and (2) Infrastructure Requirements for 2006 Fine Particulate Matter National Ambient Air Quality Standards</ENT>
                                <ENT>Tennessee</ENT>
                                <ENT>10/19/2009</ENT>
                                <ENT>5/7/2014 [Insert citation of publication] </ENT>
                                <ENT>Addressing prong 4 of section 110(a)(2)(D)(i) only.</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
                <PRTPAGE P="26150"/>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10347 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <CFR>40 CFR Part 180</CFR>
                <DEPDOC>[EPA-HQ-OPP-2013-0210; FRL-9907-59]</DEPDOC>
                <SUBJECT>α-Alkyl-ω-Hydroxypoly (Oxypropylene) and/or Poly (Oxyethylene) Polymers Where the Alkyl Chain Contains a Minimum of Six Carbons etc.; Exemption From the Requirement of a Tolerance; Technical Correction</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule; technical correction.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        EPA issued a final rule in the 
                        <E T="04">Federal Register</E>
                         of February 3, 2014, establishing an exemption from the requirement of a tolerance for residues of α-alkyl-ω-hydroxypoly (oxypropylene) and/or poly (oxyethylene) polymers where the alkyl chain contains a minimum of six carbons, and α-alkyl-ω-hydroxypoly (oxypropylene) and/or poly (oxyethylene) polymers where the alkyl chain contains a minimum of six carbons and a minimum number average molecular weight (in amu) 1,100 when used as an inert ingredient as a surfactant in pesticide formulations in growing crops without limitations. The document inadvertently omitted Chemical Abstracts Service (CAS) registry numbers from the regulatory text. This document corrects those errors.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This final rule correction is effective May 7, 2014.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The docket for this action, identified by docket identification (ID) number EPA-HQ-OPP-2013-0210, is available at 
                        <E T="03">http://www.regulations.gov</E>
                         or at the Office of Pesticide Programs Regulatory Public Docket (OPP Docket) in the Environmental Protection Agency Docket Center (EPA/DC), West William Jefferson Clinton Bldg., Rm. 3334, 1301 Constitution Ave. NW., Washington, DC 20460-0001. The Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744, and the telephone number for the OPP Docket is (703) 305-5805. Please review the visitor instructions and additional information about the docket available at 
                        <E T="03">http://www.epa.gov/dockets.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Lois Rossi, Registration Division (7509), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001; telephone number: (703) 305-7092; email address: 
                        <E T="03">RDFRNNotices@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">I. Does this action apply to me?</HD>
                <P>
                    The Agency included in the 
                    <E T="04">Federal Register</E>
                     of February 3, 2014 (79 FR 6092) (FRL-9394-2), a list of those who may be potentially affected by this action.
                </P>
                <HD SOURCE="HD1">II. What does this technical correction do?</HD>
                <P>
                    EPA issued a final rule in the 
                    <E T="04">Federal Register</E>
                     of February 3, 2014 (79 FR 6092), that established an exemption from the requirement of a tolerance for certain chemicals when used as an inert ingredient as a surfactant in pesticide formulations in growing crops without limitations. In the regulatory text, CAS registry numbers were inadvertently omitted under §§ 180.910, 180.930, 180.940, and 180.960.
                </P>
                <HD SOURCE="HD1">III. Why is this correction issued as a final rule?</HD>
                <P>Section 553 of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)(3)(B)) provides that, when an agency for good cause finds that notice and public procedure are impracticable, unnecessary, or contrary to the public interest, the agency may issue a final rule without providing notice and an opportunity for public comment. EPA has determined that there is good cause for making this technical correction final without prior proposal and opportunity for comment, because this document merely corrects technical omissions. EPA finds that this constitutes good cause under 5 U.S.C. 553(b)(3)(B).</P>
                <HD SOURCE="HD1">IV. Do any of the statutory and executive order reviews apply to this action?</HD>
                <P>No. For a detailed discussion concerning the statutory and executive order review, refer to Unit VII. of the February 3, 2014 final rule.</P>
                <HD SOURCE="HD1">V. Congressional Review Act</HD>
                <P>
                    Pursuant to the Congressional Review Act (5 U.S.C. 801 
                    <E T="03">et seq.</E>
                    ), EPA will submit a report containing this rule and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the 
                    <E T="04">Federal Register</E>
                    . This action is not a “major rule” as defined by 5 U.S.C. 804(2).
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR Part 180</HD>
                    <P>Environmental protection, Administrative practice and procedure, Agricultural commodities, Pesticides and pests, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Dated: April 23, 2014.</DATED>
                    <NAME>Lois Rossi,</NAME>
                    <TITLE>Director, Registration Division, Office of Pesticide Programs.</TITLE>
                </SIG>
                <P>Therefore, 40 CFR part 180 is corrected as follows:</P>
                <REGTEXT TITLE="40" PART="180">
                    <PART>
                        <HD SOURCE="HED">PART 180—[AMENDED]</HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 180 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 21 U.S.C. 321(q), 346a and 371.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>2. In § 180.910, the table is amended by revising the following inert ingredient to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 180.910 </SECTNO>
                        <SUBJECT>Inert ingredients used pre- and post-harvest; exemptions from the requirement of a tolerance.</SUBJECT>
                        <STARS/>
                        <PRTPAGE P="26151"/>
                        <GPOTABLE COLS="3" OPTS="L1,tp0,i1" CDEF="s250,xs30,xs85">
                            <BOXHD>
                                <CHED H="1">Inert ingredients</CHED>
                                <CHED H="1">Limits</CHED>
                                <CHED H="1">Uses</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">α-Alkyl-ω-hydroxypoly (oxypropylene) and/or poly (oxyethylene) polymers where the alkyl chain contains a minimum of six carbons (CAS Reg. No.: 9002-92-0; 9004-95-9; 9004-98-2; 9005-00-9; 9035-85-2; 9038-29-3; 9038-43-1; 9040-05-5; 9043-30-5; 9087-53-0; 25190-05-0; 24938-91-8; 25231-21-4; 26183-52-8; 26468-86-0; 26636-39-5; 27252-75-1; 27306-79-2; 31726-34-8; 34398-01-1; 34398-05-5; 37251-67-5; 37311-00-5; 37311-01-6; 37311-02-7; 37311-04-9; 39587-22-9; 50861-66-0; 52232-09-4; 52292-17-8; 52609-19-5; 57679-21-7; 59112-62-8; 60828-78-6; 61702-78-1; 61725-89-1; 61791-13-7; 61791-20-6; 61791-28-4; 61804-34-0; 61827-42-7; 61827-84-7; 62648-50-4; 63303-01-5; 63658-45-7; 63793-60-2; 64366-70-7; 64415-24-3; 64415-25-4; 64425-86-1; 65104-72-5; 65150-81-4; 66455-14-9: 66455-15-0; 67254-71-1; 67763-08-0; 68002-96-0; 68002-97-1; 68131-39-5; 68131-40-8; 68154-96-1; 68154-97-2; 68154-98-3; 68155-01-1; 68213-23-0; 68213-24-1; 68238-81-3; 68238-82-4; 68409-58-5; 68409-59-6; 68439-30-5; 68439-45-2; 68439-46-3; 68439-48-5; 68439-49-6; 68439-50-9; 68439-51-0; 68439-53-2; 68439-54-3; 68458-88-8; 68526-94-3; 68526-95-4; 68551-12-2; 68551-13-3; 68551-14-4; 68603-20-3; 68603-25-8; 68920-66-1; 68920-69-4; 68937-66-6; 68951-67-7; 68954-94-9; 68987-81-5; 68991-48-0; 69011-36-5; 69013-18-9; 69013-19-0; 69227-20-9; 69227-21-0; 69227-22-1; 69364-63-2; 70750-27-5; 70879-83-3; 70955-07-6; 71011-10-4; 71060-57-6; 71243-46-4; 72066-65-0; 72108-90-8; 72484-69-6; 72854-13-8; 72905-87-4; 73018-31-2; 73049-34-0; 74432-13-6; 74499-34-6; 78330-19-5; 78330-20-8; 78330-21-9; 78330-23-1; 79771-03-2; 84133-50-6; 85422-93-1; 97043-91-9; 97953-22-5; 102782-43-4; 103331-86-8; 103657-84-7; 103657-85-8; 103818-93-5; 103819-03-0; 106232-83-1; 111905-54-5; 116810-32-3; 116810-33-4; 120313-48-6; 120944-68-5; 121617-09-2; 126646-02-4; 126950-62-7; 127036-24-2; 139626-71-4; 152231-44-2; 154518-36-2; 157627-86-6; 157627-88-8; 157707-41-0; 157707-43-2; 159653-49-3; 160875-66-1; 160901-20-2; 160901-09-7; 160901-19-9; 161025-21-4; 161025-22-5; 166736-08-9; 169107-21-5; 172588-43-1; 176022-76-7; 196823-11-7; 287935-46-0; 288260-45-7; 303176-75-2; 954108-36-2)</ENT>
                                <ENT/>
                                <ENT>Surfactants, related adjuvants of surfactants.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>3. In § 180.930, the table is amended by revising the following inert ingredient to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 180.930 </SECTNO>
                        <SUBJECT>Inert ingredients applied to animals; exemptions from the requirement of a tolerance.</SUBJECT>
                        <STARS/>
                        <GPOTABLE COLS="3" OPTS="L1,tp0,i1" CDEF="s250,xs30,xs85">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Inert ingredients</CHED>
                                <CHED H="1">Limits</CHED>
                                <CHED H="1">Uses</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">α-Alkyl-ω-hydroxypoly (oxypropylene) and/or poly (oxyethylene) polymers where the alkyl chain contains a minimum of six carbons (CAS Reg. No.: 9002-92-0; 9004-95-9; 9004-98-2; 9005-00-9; 9035-85-2; 9038-29-3; 9038-43-1; 9040-05-5; 9043-30-5; 9087-53-0; 25190-05-0; 24938-91-8; 25231-21-4; 26183-52-8; 26468-86-0; 26636-39-5; 27252-75-1; 27306-79-2; 31726-34-8; 34398-01-1; 34398-05-5; 37251-67-5; 37311-00-5; 37311-01-6; 37311-02-7; 37311-04-9; 39587-22-9; 50861-66-0; 52232-09-4; 52292-17-8; 52609-19-5; 57679-21-7; 59112-62-8; 60828-78-6; 61702-78-1; 61725-89-1; 61791-13-7; 61791-20-6; 61791-28-4; 61804-34-0; 61827-42-7; 61827-84-7; 62648-50-4; 63303-01-5; 63658-45-7; 63793-60-2; 64366-70-7; 64415-24-3; 64415-25-4; 64425-86-1; 65104-72-5; 65150-81-4; 66455-14-9: 66455-15-0; 67254-71-1; 67763-08-0; 68002-96-0; 68002-97-1; 68131-39-5; 68131-40-8; 68154-96-1; 68154-97-2; 68154-98-3; 68155-01-1; 68213-23-0; 68213-24-1; 68238-81-3; 68238-82-4; 68409-58-5; 68409-59-6; 68439-30-5; 68439-45-2; 68439-46-3; 68439-48-5; 68439-49-6; 68439-50-9; 68439-51-0; 68439-53-2; 68439-54-3; 68458-88-8; 68526-94-3; 68526-95-4; 68551-12-2; 68551-13-3; 68551-14-4; 68603-20-3; 68603-25-8; 68920-66-1; 68920-69-4; 68937-66-6; 68951-67-7; 68954-94-9; 68987-81-5; 68991-48-0; 69011-36-5; 69013-18-9; 69013-19-0; 69227-20-9; 69227-21-0; 69227-22-1; 69364-63-2; 70750-27-5; 70879-83-3; 70955-07-6; 71011-10-4; 71060-57-6; 71243-46-4; 72066-65-0; 72108-90-8; 72484-69-6; 72854-13-8; 72905-87-4; 73018-31-2; 73049-34-0; 74432-13-6; 74499-34-6; 78330-19-5; 78330-20-8; 78330-21-9; 78330-23-1; 79771-03-2; 84133-50-6; 85422-93-1; 97043-91-9; 97953-22-5; 102782-43-4; 103331-86-8; 103657-84-7; 103657-85-8; 103818-93-5; 103819-03-0; 106232-83-1; 111905-54-5; 116810-32-3; 116810-33-4; 120313-48-6; 120944-68-5; 121617-09-2; 126646-02-4; 126950-62-7; 127036-24-2; 139626-71-4; 152231-44-2; 154518-36-2; 157627-86-6; 157627-88-8; 157707-41-0; 157707-43-2; 159653-49-3; 160875-66-1; 160901-20-2; 160901-09-7; 160901-19-9; 161025-21-4; 161025-22-5; 166736-08-9; 169107-21-5; 172588-43-1; 176022-76-7; 196823-11-7; 287935-46-0; 288260-45-7; 303176-75-2; 954108-36-2)</ENT>
                                <ENT/>
                                <ENT>Surfactants, related adjuvants of surfactants.</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <PRTPAGE P="26152"/>
                    <AMDPAR>4. In § 180.940, the table in paragraph (a) is amended by revising the following entry to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 180.940 </SECTNO>
                        <SUBJECT>Tolerance exemptions for active and inert ingredients for use in antimicrobial formulations (Food-contact surface sanitizing solutions).</SUBJECT>
                        <STARS/>
                        <P>(a) * * *</P>
                        <GPOTABLE COLS="3" OPTS="L1,tp0,i1" CDEF="s75,r250,xs30">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Pesticide chemical</CHED>
                                <CHED H="1">CAS Reg. No.</CHED>
                                <CHED H="1">Limits</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">α-Alkyl-ω-hydroxypoly (oxypropylene) and/or poly (oxyethylene) polymers where the alkyl chain contains a minimum of six carbons </ENT>
                                <ENT>9002-92-0; 9004-95-9; 9004-98-2; 9005-00-9; 9035-85-2; 9038-29-3; 9038-43-1; 9040-05-5; 9043-30-5; 9087-53-0; 25190-05-0; 24938-91-8; 25231-21-4; 26183-52-8; 26468-86-0; 26636-39-5; 27252-75-1; 27306-79-2; 31726-34-8; 34398-01-1; 34398-05-5; 37251-67-5; 37311-00-5; 37311-01-6; 37311-02-7; 37311-04-9; 39587-22-9; 50861-66-0; 52232-09-4; 52292-17-8; 52609-19-5; 57679-21-7; 59112-62-8; 60828-78-6; 61702-78-1; 61725-89-1; 61791-13-7; 61791-20-6; 61791-28-4; 61804-34-0; 61827-42-7; 61827-84-7; 62648-50-4; 63303-01-5; 63658-45-7; 63793-60-2; 64366-70-7; 64415-24-3; 64415-25-4; 64425-86-1; 65104-72-5; 65150-81-4; 66455-14-9: 66455-15-0; 67254-71-1; 67763-08-0; 68002-96-0; 68002-97-1; 68131-39-5; 68131-40-8; 68154-96-1; 68154-97-2; 68154-98-3; 68155-01-1; 68213-23-0; 68213-24-1; 68238-81-3; 68238-82-4; 68409-58-5; 68409-59-6; 68439-30-5; 68439-45-2; 68439-46-3; 68439-48-5; 68439-49-6; 68439-50-9; 68439-51-0; 68439-53-2; 68439-54-3; 68458-88-8; 68526-94-3; 68526-95-4; 68551-12-2; 68551-13-3; 68551-14-4; 68603-20-3; 68603-25-8; 68920-66-1; 68920-69-4; 68937-66-6; 68951-67-7; 68954-94-9; 68987-81-5; 68991-48-0; 69011-36-5; 69013-18-9; 69013-19-0; 69227-20-9; 69227-21-0; 69227-22-1; 69364-63-2; 70750-27-5; 70879-83-3; 70955-07-6; 71011-10-4; 71060-57-6; 71243-46-4; 72066-65-0; 72108-90-8; 72484-69-6; 72854-13-8; 72905-87-4; 73018-31-2; 73049-34-0; 74432-13-6; 74499-34-6; 78330-19-5; 78330-20-8; 78330-21-9; 78330-23-1; 79771-03-2; 84133-50-6; 85422-93-1; 97043-91-9; 97953-22-5; 102782-43-4; 103331-86-8; 103657-84-7; 103657-85-8; 103818-93-5; 103819-03-0; 106232-83-1; 111905-54-5; 116810-32-3; 116810-33-4; 120313-48-6; 120944-68-5; 121617-09-2; 126646-02-4; 126950-62-7; 127036-24-2; 139626-71-4; 152231-44-2; 154518-36-2; 157627-86-6; 157627-88-8; 157707-41-0; 157707-43-2; 159653-49-3; 160875-66-1; 160901-20-2; 160901-09-7; 160901-19-9; 161025-21-4; 161025-22-5; 166736-08-9; 169107-21-5; 172588-43-1; 176022-76-7; 196823-11-7; 287935-46-0; 288260-45-7; 303176-75-2; 954108-36-2)</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                        </GPOTABLE>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>5. In § 180.960, the table is amended by revising the following entry to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 180.960 </SECTNO>
                        <SUBJECT>Polymers; exemptions from the requirement of a tolerance.</SUBJECT>
                        <STARS/>
                        <GPOTABLE COLS="2" OPTS="L1,tp0,i1" CDEF="s100,r300">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Polymer</CHED>
                                <CHED H="1">CAS No.</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">α-Alkyl-ω-hydroxypoly (oxypropylene) and/or poly (oxyethylene) polymers where the alkyl chain contains a minimum of six carbons and a minimum number average molecular weight (in amu) 1,100</ENT>
                                <ENT>9002-92-0; 9004-95-9; 9004-98-2; 9005-00-9; 9035-85-2; 9038-29-3; 9038-43-1; 9040-05-5; 9043-30-5; 9087-53-0; 25190-05-0; 24938-91-8; 25231-21-4; 26183-52-8; 26468-86-0; 26636-39-5; 27252-75-1; 27306-79-2; 31726-34-8; 34398-01-1; 34398-05-5; 37251-67-5; 37311-00-5; 37311-01-6; 37311-02-7; 37311-04-9; 39587-22-9; 50861-66-0; 52232-09-4; 52292-17-8; 52609-19-5; 57679-21-7; 59112-62-8; 60828-78-6; 61702-78-1; 61725-89-1; 61791-13-7; 61791-20-6; 61791-28-4; 61804-34-0; 61827-42-7; 61827-84-7; 62648-50-4; 63303-01-5; 63658-45-7; 63793-60-2; 64366-70-7; 64415-24-3; 64415-25-4; 64425-86-1; 65104-72-5; 65150-81-4; 66455-14-9: 66455-15-0; 67254-71-1; 67763-08-0; 68002-96-0; 68002-97-1; 68131-39-5; 68131-40-8; 68154-96-1; 68154-97-2; 68154-98-3; 68155-01-1; 68213-23-0; 68213-24-1; 68238-81-3; 68238-82-4; 68409-58-5; 68409-59-6; 68439-30-5; 68439-45-2; 68439-46-3; 68439-48-5; 68439-49-6; 68439-50-9; 68439-51-0; 68439-53-2; 68439-54-3; 68458-88-8; 68526-94-3; 68526-95-4; 68551-12-2; 68551-13-3; 68551-14-4; 68603-20-3; 68603-25-8; 68920-66-1; 68920-69-4; 68937-66-6; 68951-67-7; 68954-94-9; 68987-81-5; 68991-48-0; 69011-36-5; 69013-18-9; 69013-19-0; 69227-20-9; 69227-21-0; 69227-22-1; 69364-63-2; 70750-27-5; 70879-83-3; 70955-07-6; 71011-10-4; 71060-57-6; 71243-46-4; 72066-65-0; 72108-90-8; 72484-69-6; 72854-13-8; 72905-87-4; 73018-31-2; 73049-34-0; 74432-13-6; 74499-34-6; 78330-19-5; 78330-20-8; 78330-21-9; 78330-23-1; 79771-03-2; 84133-50-6; 85422-93-1; 97043-91-9; 97953-22-5; 102782-43-4; 103331-86-8; 103657-84-7; 103657-85-8; 103818-93-5; 103819-03-0; 106232-83-1; 111905-54-5; 116810-32-3; 116810-33-4; 120313-48-6; 120944-68-5; 121617-09-2; 126646-02-4; 126950-62-7; 127036-24-2; 139626-71-4; 152231-44-2; 154518-36-2; 157627-86-6; 157627-88-8; 157707-41-0; 157707-43-2; 159653-49-3; 160875-66-1; 160901-20-2; 160901-09-7; 160901-19-9; 161025-21-4; 161025-22-5; 166736-08-9; 169107-21-5; 172588-43-1; 176022-76-7; 196823-11-7; 287935-46-0; 288260-45-7; 303176-75-2; 954108-36-2</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
                <PRTPAGE P="26153"/>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-09885 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <CFR>40 CFR Part 180</CFR>
                <DEPDOC>[EPA-HQ-OPP-2013-0653; FRL-9909-31]</DEPDOC>
                <SUBJECT>Tebuconazole; Pesticide Tolerances</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This regulation establishes tolerances for residues of tebuconazole in or on orange and orange, oil. Bayer CropScience, LP requested these tolerances under the Federal Food, Drug, and Cosmetic Act (FFDCA).</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        This regulation is effective May 7, 2014 Objections and requests for hearings must be received on or before July 7, 2014, and must be filed in accordance with the instructions provided in 40 CFR part 178 (see also Unit I.C. of the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                        ).
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The docket for this action, identified by docket identification (ID) number EPA-HQ-OPP-2013-0653, is available at 
                        <E T="03">http://www.regulations.gov</E>
                         or at the Office of Pesticide Programs Regulatory Public Docket (OPP Docket) in the Environmental Protection Agency Docket Center (EPA/DC), EPA West Bldg., Rm. 3334, 1301 Constitution Ave. NW., Washington, DC 20460-0001. The Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744, and the telephone number for the OPP Docket is (703) 305-5805. Please review the visitor instructions and additional information about the docket available at 
                        <E T="03">http://www.epa.gov/dockets.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Lois Rossi, Registration Division (7505P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001; telephone number: (703) 305-7090; email address: 
                        <E T="03">RDFRNotices.First@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">I. General Information</HD>
                <HD SOURCE="HD2">A. Does this action apply to me?</HD>
                <P>You may be potentially affected by this action if you are an agricultural producer, food manufacturer, or pesticide manufacturer. The following list of North American Industrial Classification System (NAICS) codes is not intended to be exhaustive, but rather provides a guide to help readers determine whether this document applies to them. Potentially affected entities may include:</P>
                <P>• Crop production (NAICS code 111).</P>
                <P>• Animal production (NAICS code 112).</P>
                <P>• Food manufacturing (NAICS code 311).</P>
                <P>• Pesticide manufacturing (NAICS code 32532).</P>
                <HD SOURCE="HD2">B. How can I get electronic access to other related information?</HD>
                <P>
                    You may access a frequently updated electronic version of EPA's tolerance regulations at 40 CFR part 180 through the Government Printing Office's e-CFR site at 
                    <E T="03">http://www.ecfr.gov/cgi-bin/text-idx?&amp;c=ecfr&amp;tpl=/ecfrbrowse/Title40/40tab_02.tpl.</E>
                </P>
                <HD SOURCE="HD2">C. How can I file an objection or hearing request?</HD>
                <P>Under FFDCA section 408(g), 21 U.S.C. 346a, any person may file an objection to any aspect of this regulation and may also request a hearing on those objections. You must file your objection or request a hearing on this regulation in accordance with the instructions provided in 40 CFR part 178. To ensure proper receipt by EPA, you must identify docket ID number EPA-HQ-OPP-2013-0653 in the subject line on the first page of your submission. All objections and requests for a hearing must be in writing, and must be received by the Hearing Clerk on or before July 7, 2014. Addresses for mail and hand delivery of objections and hearing requests are provided in 40 CFR 178.25(b).</P>
                <P>In addition to filing an objection or hearing request with the Hearing Clerk as described in 40 CFR part 178, please submit a copy of the filing (excluding any Confidential Business Information (CBI)) for inclusion in the public docket. Information not marked confidential pursuant to 40 CFR part 2 may be disclosed publicly by EPA without prior notice. Submit the non-CBI copy of your objection or hearing request, identified by docket ID number EPA-HQ-OPP-2013-0653, by one of the following methods:</P>
                <P>
                    • 
                    <E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>
                     Follow the online instructions for submitting comments. Do not submit electronically any information you consider to be CBI or other information whose disclosure is restricted by statute.
                </P>
                <P>
                    • 
                    <E T="03">Mail:</E>
                     OPP Docket, Environmental Protection Agency Docket Center (EPA/DC), (28221T), 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001.
                </P>
                <P>
                    • 
                    <E T="03">Hand Delivery:</E>
                     To make special arrangements for hand delivery or delivery of boxed information, please follow the instructions at 
                    <E T="03">http://www.epa.gov/dockets/contacts.htm.</E>
                </P>
                <P>
                    Additional instructions on commenting or visiting the docket, along with more information about dockets generally, is available at 
                    <E T="03">http://www.epa.gov/dockets.</E>
                </P>
                <HD SOURCE="HD1">II. Summary of Petitioned-For Tolerance</HD>
                <P>
                    In the 
                    <E T="04">Federal Register</E>
                     of October 25, 2013 (78 FR 63938) (FRL-9901-96), EPA issued a document pursuant to FFDCA section 408(d)(3), 21 U.S.C. 346a(d)(3), announcing the filing of a pesticide petition (PP 2E8138) by Bayer CropScience LP, P.O. Box 12014, 2 T. W. Alexander Drive, Research Triangle Park, NC 27709. The petition requested that EPA establish import tolerances for residues of the fungicide tebuconazole, in or on orange, whole fruit at 1 part per million (ppm); orange, juice at 0.15 ppm; and orange, oil at 400 ppm. That document referenced a summary of the petition prepared by Bayer CropScience LP, the registrant, which is available in the docket, 
                    <E T="03">http://www.regulations.gov.</E>
                     Subsequently, the petitioner submitted a revised petition that requested different tolerance levels for orange juice and orange oil. The Agency published a second notice of filing document in the 
                    <E T="04">Federal Register</E>
                     of February 25, 2014 (79 FR 10458) (FRL-9906-77), noting the revisions for the uses in/on orange, juice from 0.15 ppm to 0.7 ppm; orange, oil from 400 ppm to 20 ppm. There were no comments received concerning this petition.
                </P>
                <P>Based upon review of the data supporting the petition, the proposed tolerance for orange, juice is unnecessary. The proposed tolerance for orange, oil was lowered. The reasons for these changes are explained in Unit IV.C.</P>
                <HD SOURCE="HD1">III. Aggregate Risk Assessment and Determination of Safety</HD>
                <P>
                    Section 408(b)(2)(A)(i) of FFDCA allows EPA to establish a tolerance (the legal limit for a pesticide chemical residue in or on a food) only if EPA determines that the tolerance is “safe.” Section 408(b)(2)(A)(ii) of FFDCA defines “safe” to mean that “there is a reasonable certainty that no harm will result from aggregate exposure to the pesticide chemical residue, including all anticipated dietary exposures and all other exposures for which there is reliable information.” This includes exposure through drinking water and in residential settings, but does not include occupational exposure. Section 
                    <PRTPAGE P="26154"/>
                    408(b)(2)(C) of FFDCA requires EPA to give special consideration to exposure of infants and children to the pesticide chemical residue in establishing a tolerance and to “ensure that there is a reasonable certainty that no harm will result to infants and children from aggregate exposure to the pesticide chemical residue. . . .”
                </P>
                <P>Consistent with FFDCA section 408(b)(2)(D), and the factors specified in FFDCA section 408(b)(2)(D), EPA has reviewed the available scientific data and other relevant information in support of this action. EPA has sufficient data to assess the hazards of and to make a determination on aggregate exposure for tebuconazole including exposure resulting from the tolerances established by this action. EPA's assessment of exposures and risks associated with tebuconazole follows.</P>
                <HD SOURCE="HD2">A. Toxicological Profile</HD>
                <P>
                    EPA has evaluated the available toxicity data and considered its validity, completeness, and reliability as well as the relationship of the results of the studies to human risk. EPA has also considered available information concerning the variability of the sensitivities of major identifiable subgroups of consumers, including infants and children. The hazard characterization remains unchanged from the assessment upon which the final rule published in the 
                    <E T="04">Federal Register</E>
                     on November 15, 2013 (78 FR 68741) (FRL-9392-1) is based.
                </P>
                <P>
                    Specific information on the studies received and the nature of the adverse effects caused by tebuconazole as well as the no-observed-adverse-effect-level (NOAEL) and the lowest-observed-adverse-effect-level (LOAEL) from the toxicity studies are discussed in the preamble to that final rule and its supporting documents as well as the most recent human health risk assessment, “Tebuconazole: Human Health Risk Assessment for Tolerance on Imported Oranges”, which can be found at 
                    <E T="03">http://www.regulations.gov,</E>
                     under docket ID number EPA-HQ-OPP-2013-0653-0004.
                </P>
                <HD SOURCE="HD2">B. Toxicological Points of Departure/Levels of Concern</HD>
                <P>
                    Once a pesticide's toxicological profile is determined, EPA identifies toxicological points of departure (POD) and levels of concern to use in evaluating the risk posed by human exposure to the pesticide. For hazards that have a threshold below which there is no appreciable risk, the toxicological POD is used as the basis for derivation of reference values for risk assessment. PODs are developed based on a careful analysis of the doses in each toxicological study to determine the dose at which the NOAEL are observed and the LOAEL are identified. Uncertainty/safety factors are used in conjunction with the POD to calculate a safe exposure level—generally referred to as a population-adjusted dose (PAD) or a reference dose (RfD)—and a safe margin of exposure (MOE). For non-threshold risks, the Agency assumes that any amount of exposure will lead to some degree of risk. Thus, the Agency estimates risk in terms of the probability of an occurrence of the adverse effect expected in a lifetime. For more information on the general principles EPA uses in risk characterization and a complete description of the risk assessment process, see 
                    <E T="03">http://www.epa.gov/pesticides/factsheets/riskassess.htm.</E>
                </P>
                <P>
                    A summary of the toxicological endpoints for tebuconazole used for human risk assessment is shown in the table contained in Unit III.B. of the preamble to the final rule published in the 
                    <E T="04">Federal Register</E>
                     issue of November 15, 2013.
                </P>
                <HD SOURCE="HD2">C. Exposure Assessment</HD>
                <P>
                    1. 
                    <E T="03">Dietary exposure from food and feed uses.</E>
                     In evaluating dietary exposure to tebuconazole, EPA considered exposure under the petitioned-for tolerances as well as all existing tebuconazole tolerances in 40 CFR 180.474. EPA assessed dietary exposures from tebuconazole in food as follows:
                </P>
                <P>
                    i. 
                    <E T="03">Acute exposure.</E>
                     Quantitative acute dietary exposure and risk assessments are performed for a food-use pesticide, if a toxicological study has indicated the possibility of an effect of concern occurring as a result of a 1-day or single exposure.
                </P>
                <P>Such effects were identified for tebuconazole. In estimating acute dietary exposure, EPA used food consumption information from the United States Department of Agriculture (USDA) 2003-2008 National Health and Nutrition Examination Survey, What We Eat in America, (NHANES/WWEIA). As to residue levels in food, a somewhat refined acute probabilistic dietary exposure assessment was conducted for all existing and proposed food uses of tebuconazole. EPA used the latest USDA Pesticide Data Program (PDP) monitoring data, field trial data, percent crop treated (PCT) data and empirical and DEEM (ver. 7.81) default processing factors.</P>
                <P>
                    ii. 
                    <E T="03">Chronic exposure.</E>
                     In conducting the chronic dietary exposure assessment EPA used the food consumption data from the USDA's (NHANES/WWEIA) conducted from 2003-2008 as well. As to the residue levels in food, EPA made the following assumptions for the chronic exposure assessment: As to residue levels in food, EPA used field trial data, USDA PDP data, assumed PCT data levels and used empirical and DEEM (ver. 7.81) default processing factors as described in Unit III.C.1.iv.
                </P>
                <P>
                    iii. 
                    <E T="03">Cancer.</E>
                     The Agency determined that cancer dietary risk concerns due to long-term consumption of tebuconazole residues are adequately addressed by the chronic dietary exposure analysis using the reference dose; i.e.. the chronic dietary risk assessments is considered to be protective of any cancer effects, and therefore, a separate cancer dietary exposure analysis was not performed.
                </P>
                <P>
                    iv. 
                    <E T="03">Anticipated residue and PCT information.</E>
                     Section 408(b)(2)(E) of FFDCA authorizes EPA to use available data and information on the anticipated residue levels of pesticide residues in food and the actual levels of pesticide residues that have been measured in food. If EPA relies on such information, EPA must require pursuant to FFDCA section 408(f)(1) that data be provided 5 years after the tolerance is established, modified, or left in effect, demonstrating that the levels in food are not above the levels anticipated. For the present action, EPA will issue such data call-ins as are required by FFDCA section 408(b)(2)(E) and authorized under FFDCA section 408(f)(1). Data will be required to be submitted no later than 5 years from the date of issuance of these tolerances.
                </P>
                <P>Section 408(b)(2)(F) of FFDCA states that the Agency may use data on the actual percent of food treated for assessing chronic dietary risk only if:</P>
                <P>• Condition a: The data used are reliable and provide a valid basis to show what percentage of the food derived from such crop is likely to contain the pesticide residue.</P>
                <P>• Condition b: The exposure estimate does not underestimate exposure for any significant subpopulation group.</P>
                <P>• Condition c: Data are available on pesticide use and food consumption in a particular area, the exposure estimate does not understate exposure for the population in such area.</P>
                <P>In addition, the Agency must provide for periodic evaluation of any estimates used. To provide for the periodic evaluation of the estimate of PCT as required by FFDCA section 408(b)(2)(F), EPA may require registrants to submit data on PCT.</P>
                <P>
                    For the acute assessment, the Agency estimated the maximum PCT estimates for existing uses as follows: Almonds 2.5%; apples 2.5%; apricots 20%; barley 
                    <PRTPAGE P="26155"/>
                    2.5%; beans green 2.5%; cantaloupes 10%; cherries 45%; corn 2.5%; cotton 2.5%; dry beans/peas 5%; garlic 95%; grapes 35%; onions 5%; peaches 25%; peanuts 55%; pears 5%; plums/prunes 5%; soybeans 2.5%; sweet corn 5%; and wheat 25%.
                </P>
                <P>For the chronic assessment, the Agency estimated the average PCT estimates for existing uses as follows: Almonds 1%; apples 1%; apricots 10%; asparagus 5%; barley 2.5%; beans green 1%; cantaloupes 5%; cherries 30%; corn 1%; cotton 1%; dry beans/peas 2.5%; garlic 60%; grapes 20%; nectarines 10%; onions 5%; peaches 15%; peanuts 40%; pears 5%; pecans 5%; pistachios 2.5%; plums/prunes 2.5%; pumpkins 2.5%; soybeans 1%; squash 2.5%; sweet corn 2.5%; watermelons 10%; and wheat 20%.</P>
                <P>In most cases, EPA uses available data from United States Department of Agriculture/National Agricultural Statistics Service (USDA/NASS), proprietary market surveys, and the National Pesticide Use Database for the chemical/crop combination for the most recent 6-7 years. EPA uses an average PCT for chronic dietary risk analysis. The average PCT figure for each existing use is derived by combining available public and private market survey data for that use, averaging across all observations, and rounding to the nearest 5%, except for those situations in which the average PCT is less than one. In those cases, 1% is used as the average PCT and 2.5% is used as the maximum PCT. EPA uses a maximum PCT for acute dietary risk analysis. The maximum PCT figure is the highest observed maximum value reported within the recent 6 years of available public and private market survey data for the existing use and rounded up to the nearest multiple of 5%.</P>
                <P>Subsequently, the Agency use estimated percent import estimates from the most recent (2013) screening level usage and analysis available for orange juice and oranges at 27.7% and 7.7%, respectively. Since usage data are not available for other countries, the Agency assumes that all of the imported orange commodities are treated.</P>
                <P>The Agency believes that the three conditions discussed in Unit III.C.1.iv. have been met. With respect to Condition a, PCT estimates are derived from Federal and private market survey data, which are reliable and have a valid basis. The Agency is reasonably certain that the percentage of the food treated is not likely to be an underestimation. As to Conditions b and c, regional consumption information and consumption information for significant subpopulations is taken into account through EPA's computer-based model for evaluating the exposure of significant subpopulations including several regional groups. Use of this consumption information in EPA's risk assessment process ensures that EPA's exposure estimate does not understate exposure for any significant subpopulation group and allows the Agency to be reasonably certain that no regional population is exposed to residue levels higher than those estimated by the Agency. Other than the data available through national food consumption surveys, EPA does not have available reliable information on the regional consumption of food to which tebuconazole may be applied in a particular area.</P>
                <P>
                    2. 
                    <E T="03">Dietary exposure from drinking water.</E>
                     The Agency used screening level water exposure models in the dietary exposure analysis and risk assessment for tebuconazole in drinking water. These simulation models take into account data on the physical, chemical, and fate/transport characteristics of tebuconazole. Further information regarding EPA drinking water models used in pesticide exposure assessment can be found at 
                    <E T="03">http://www.epa.gov/oppefed1/models/water/index.htm.</E>
                </P>
                <P>Based on the Pesticide Root Zone Model/Exposure Analysis Modeling System (PRZM/EXAMS) and Screening Concentration in Ground Water (SCI-GROW) models the estimated drinking water concentrations (EDWCs) of tebuconazole for acute exposures are estimated to be 87.7 parts per billion (ppb) for surface water and 1.56 ppb for ground water and for chronic exposures are estimated to be 68.8 ppb for surface water and 1.56 ppb for ground water.</P>
                <P>Modeled estimates of drinking water concentrations were directly entered into the dietary exposure model. For the acute dietary risk assessment, a distribution of 30-year daily surface water concentrations was estimated for the EDWCs of tebuconazole. For chronic dietary risk assessment, the water concentration of value 68.8 ppb was used to assess the contribution to drinking water.</P>
                <P>
                    3. 
                    <E T="03">From non-dietary exposure.</E>
                     The term “residential exposure” is used in this document to refer to non-occupational, non-dietary exposure (e.g., for lawn and garden pest control, indoor pest control, termiticides, and flea and tick control on pets).
                </P>
                <P>
                    Tebuconazole is currently registered for the following uses that could result in residential exposures: Turf, flower gardens, trees, ornamentals, and pressure-treated wood. EPA assessed residential exposure using the following assumptions: For residential handlers, exposure is expected to be short-term. Intermediate-term exposures are not likely because of the intermittent nature of applications by homeowners. Dermal and inhalation exposures were combined since the same endpoint and POD is used for both routes of exposure. Residential post-application dermal exposure was assessed for adults and children golfing, and working in gardens. Incidental oral post-application exposure was assessed for children 1 to 2 years old performing physical activities on pressure-treated wood after application of tebuconazole. Both life stages may receive exposure to tebuconazole residues. Post-application exposure is expected to be short-term in duration. Further information regarding EPA standard assumptions and generic inputs for residential exposures may be found at 
                    <E T="03">http://www.epa.gov/pesticides/trac/science/trac6a05.pdf.</E>
                </P>
                <P>
                    4. 
                    <E T="03">Cumulative effects from substances with a common mechanism of toxicity.</E>
                     Section 408(b)(2)(D)(v) of FFDCA requires that, when considering whether to establish, modify, or revoke a tolerance, the Agency consider “available information” concerning the cumulative effects of a particular pesticide's residues and “other substances that have a common mechanism of toxicity.”
                </P>
                <P>
                    Tebuconazole is a member of the triazole-containing class of pesticides, the conazoles. Although conazoles act similarly in plants by inhibiting ergosterol biosynthesis, there is not necessarily a relationship between their pesticidal activity and their mechanism of toxicity in mammals. Structural similarities do not constitute a common mechanism of toxicity. Evidence is needed to establish that the chemicals operate by the same, or essentially the same, sequence of major biochemical events. In conazoles, however, a variable pattern of toxicological responses is found; some are hepatotoxic and hepatocarcinogenic in mice. Some induce thyroid tumors in rats. Some induce developmental, reproductive, and neurological effects in rodents. Furthermore, the conazoles produce a diverse range of biochemical events, including altered cholesterol levels, stress responses, and altered DNA methylation. It is not clearly understood whether these biochemical events are directly connected to their toxicological outcomes. Thus, there is currently no conclusive data to indicate that conazoles share common mechanisms of toxicity and EPA is not following a cumulative risk approach based on a common mechanism of toxicity for the conazoles. For information regarding EPA's procedures 
                    <PRTPAGE P="26156"/>
                    for cumulating effects from substances found to have a common mechanism of toxicity, see EPA's Web site at 
                    <E T="03">http://www.epa.gov/pesticides/cumulative.</E>
                </P>
                <P>
                    Tebuconazole is a triazole-derived pesticide. This class of compounds can form the common metabolite 1,2,4-triazole and two triazole conjugates (triazolylalanine and triazolylacetic acid). To support existing tolerances and to establish new tolerances fortriazole-derivative pesticides, including tebuconazole, EPA conducted a human health risk assessment for exposure to 1,2,4-triazole, triazolylalanine, and triazolylacetic acid resulting from the use of all current and pending uses of any triazole-derived fungicide. The risk assessment is a highly conservative, screening-level evaluation in terms of hazards associated with common metabolites (e.g., use of a maximum combination of uncertainty factors) and potential dietary and non-dietary exposures (i.e., high end estimates of both dietary and non-dietary exposures). In addition, the Agency has reduced the 10X Food Quality Protection Act safety factor (FQPA SF) to 3X. The FQPA SF has been retained as an uncertainty fact for use of a LOAEL to extrapolate a NOAEL uncertainty factor (UF
                    <E T="52">L</E>
                    ). The Agency's complete risk assessment is found in the propiconazole reregistration docket at 
                    <E T="03">http://www.regulations.gov,</E>
                     docket ID number EPA-HQ-OPP-2005-0497.
                </P>
                <P>
                    An updated dietary exposure and risk analysis for the common triazole metabolites 1,2,4-triazole (T), triazolylalanine (TA), triazolylacetic acid (TAA), and triazolylpyruvic acid (TP) was conducted and completed in October 2013, in association with a registration request for several other triazole fungicides. That analysis concluded that risk estimates were below the Agency's level of concern for all population groups. The addition of tolerances associated with this action to the exposure analyses do not significantly increase the exposure to triazole and its conjugates. This assessment may be found on 
                    <E T="03">http://www.regulations.gov</E>
                     by searching for the following titles and docket numbers: “Common Triazole Metabolites: Updated Aggregate Human Health Risk Assessment to Address The New Section 3 Registrations For Use of Prothioconazole on Rapeseed Crop Subgroup 20A; Use of Difenoconazole on Rapeseed Crop Subgroup 20A; and Use of Tebuconazole on Imported Oranges”, located in docket ID number EPA-HQ-OPP-2013-0653-0005.
                </P>
                <HD SOURCE="HD2">D. Safety Factor for Infants and Children</HD>
                <P>
                    1. 
                    <E T="03">In general.</E>
                     Section 408(b)(2)(C) of FFDCA provides that EPA shall apply an additional tenfold (10X) margin of safety for infants and children in the case of threshold effects to account for prenatal and postnatal toxicity and the completeness of the database on toxicity and exposure unless EPA determines based on reliable data that a different margin of safety will be safe for infants and children. This additional margin of safety is commonly referred to as the FQPA Safety Factor (SF). In applying this provision, EPA either retains the default value of 10X, or uses a different additional safety factor when reliable data available to EPA support the choice of a different factor.
                </P>
                <P>
                    2. 
                    <E T="03">Prenatal and postnatal sensitivity.</E>
                     The toxicity database for tebuconazole includes prenatal developmental toxicity studies in three species (mouse, rat, and rabbit), a reproductive toxicity study in rats, acute and subchronic neurotoxicity studies in rats, and a developmental neurotoxicity study in rats. The data from prenatal developmental toxicity studies in mice and a developmental neurotoxicity study in rats indicated an increased quantitative and qualitative susceptibility following 
                    <E T="03">in utero</E>
                     exposure to tebuconazole. The NOAELs/LOAELs for developmental toxicity in these studies were found at dose levels less than those that induce maternal toxicity or in the presence of slight maternal toxicity. There was no indication of increased quantitative susceptibility in the rat and rabbit developmental toxicity studies, the NOAELs for developmental toxicity were comparable to or higher than the NOAELs for maternal toxicity. In all three species, however, there was indication of increased qualitative susceptibility. For most studies, minimal maternal toxicity was seen at the LOAEL (consisting of increases in hematological findings in mice, increased liver weights in rabbits and rats, and decreased body weight gain/food consumption in rats) and did not increase substantially in severity at higher doses. However, there was more concern for the developmental effects at each LOAEL, which included increases in runts, increased fetal loss, and malformations in mice; increased skeletal variations in rats; and increased fetal loss and frank malformations in rabbits. Additionally, more severe developmental effects (including frank malformations) were seen at higher doses in mice, rats and rabbits. In the developmental neurotoxicity study, maternal toxicity was seen only at the high dose (decreased body weights, body weight gains, and food consumption, prolonged gestation with mortality, and increased number of dead fetuses), while offspring toxicity (including decreases in body weight, brain weight, brain measurements, and functional activities) was seen at all doses.
                </P>
                <P>Available data indicated greater sensitivity of the developing organism to exposure to tebuconazole, as demonstrated by increases in qualitative sensitivity in prenatal developmental toxicity studies in rats, mice, and rabbits, and by increases in both qualitative and quantitative sensitivity in the developmental neurotoxicity study in rats with tebuconazole. However, the degree of concern is low because the toxic endpoints in the prenatal developmental toxicity studies were well characterized with clear NOAELs established and the most sensitive endpoint, which is found in the developmental neurotoxicity study, has been used for overall risk assessments. Therefore, there are no residual uncertainties for prenatal and/or postnatal susceptibility.</P>
                <P>
                    3. 
                    <E T="03">Conclusion.</E>
                     EPA has determined that reliable data show the safety of infants and children would be adequately protected if the FQPA SF were reduced to 3X. That decision is based on the following findings:
                </P>
                <P>i. The toxicity database for tebuconazole is complete.</P>
                <P>ii. Tebuconazole demonstrated neurotoxicity in the acute neurotoxicity study in rats; the LOAEL of 100 milligrams/kilogram/day (mg/kg/day) was based on increased motor activity in male and female rats and decreased footsplay in female rats.</P>
                <P>
                    Malformations indicative of nervous system development disruption were seen in developmental toxicity studies in mice, rats, and rabbits. Neurotoxicity was also seen in offspring in the developmental neurotoxicity study in rats. The LOAEL of 8.8 mg/kg/day was based on decreases in body weights, decreases in absolute brain weights, changes in brain morphometric parameters, and decreases in motor activity. A NOAEL could not be established. However, the LOAEL (8.8 mg/kg/day) was employed as the point of departure in assessing the risk for all exposure scenarios, and the FQPA SF is retained as a UF
                    <E T="52">L</E>
                     (i.e., use of a LOAEL to extrapolate a NOAEL). A Benchmark Dose (BMD) analysis of the datasets relevant to the adverse offspring effects (decreased body weight and brain weight) seen at the LOAEL in the DNT study was conducted. All of the BMDLs 
                    <PRTPAGE P="26157"/>
                    (benchmark dose limit) modeled successfully on statistically significant effects are 1-2X lower than the LOAEL. The results also indicate that an extrapolated NOAEL is not likely to be 10X lower than the LOAEL and that use of an UF
                    <E T="52">L</E>
                     of 3X would not underestimate risk. Therefore, the analysis supports reducing the UF
                    <E T="52">L</E>
                     from 10X to 3X. Using an UF
                    <E T="52">L</E>
                     of 3X in risk assessment (8.8 mg/kg/day ÷ 3X = 2.9 mg/kg/day) is further supported by other studies in the tebuconazole toxicity database: Those studies with the lowest NOAELs were a developmental toxicity study in mice at 3 mg/kg/day and a chronic toxicity study in dogs at 2.9 mg/kg/day, with effects being seen at respective LOAELs of 10 and 4.5 mg/kg/day.
                </P>
                <P>iii. Although there is qualitative evidence of increased susceptibility in the prenatal developmental studies in rats, the Agency did not identify any residual uncertainties after establishing toxicity endpoints and traditional UFs to be used in the risk assessment of tebuconazole. The degree of concern for residual uncertainties for prenatal and/or postnatal toxicity is low.</P>
                <P>iv. There are no residual uncertainties identified in the exposure databases. EPA utilized a tiered approach in estimating exposure to tebuconazole. While some refinements were incorporated into dietary and residential exposure calculations, EPA is confident that the aggregate risk from exposure to tebuconazole in food, water and residential pathways will not be underestimated. The acute and chronic dietary exposure assessments incorporated refined estimates of residues in food commodities from reliable field trial data reflecting maximum use conditions, recent monitoring data from USDA's PDP, and relevant market survey data on the percentage of crops treated. Estimated concentrations of tebuconazole in drinking water were incorporated into the chronic dietary analysis as the upper bound point estimate and into the probabilistic acute dietary analysis as a distribution. For the residential exposure pathway (ornamentals, golf course turf, and treated wood products), potential exposure resulting from tebuconazole outdoor uses in the residential setting was assessed using screening-level inputs that assumes an adult or child will come in contact with turf and other surfaces immediately after application.</P>
                <HD SOURCE="HD2">E. Aggregate Risks and Determination of Safety</HD>
                <P>EPA determines whether acute and chronic dietary pesticide exposures are safe by comparing aggregate exposure estimates to the acute PAD (aPAD) and chronic PAD (cPAD). For linear cancer risks, EPA calculates the lifetime probability of acquiring cancer given the estimated aggregate exposure. Short-, intermediate-, and chronic-term risks are evaluated by comparing the estimated aggregate food, water, and residential exposure to the appropriate PODs to ensure that an adequate MOE exists.</P>
                <P>
                    1. 
                    <E T="03">Acute risk.</E>
                     Using the exposure assumptions discussed in this unit for acute exposure, the acute dietary exposure from food and water to tebuconazole will occupy 84% of the aPAD for children 1-2 years old, the population group receiving the greatest exposure.
                </P>
                <P>
                    2. 
                    <E T="03">Chronic risk.</E>
                     Using the exposure assumptions described in this unit for chronic exposure, EPA has concluded that chronic exposure to tebuconazole from food and water will utilize 14.3% of the cPAD for all infants &lt;1 year old, the population group receiving the greatest exposure. Based on the explanation in Unit III.C.3., regarding residential use patterns, chronic residential exposure to residues of tebuconazole is not expected.
                </P>
                <P>
                    3. 
                    <E T="03">Short-term risk.</E>
                     Short-term aggregate exposure takes into account short-term residential exposure plus chronic exposure to food and water (considered to be a background exposure level).
                </P>
                <P>Tebuconazole is currently registered for uses that could result in short-term residential exposure, and the Agency has determined that it is appropriate to aggregate chronic exposure through food and water with short-term residential exposures to tebuconazole.</P>
                <P>Using the exposure assumptions described in this unit for short-term exposures, EPA has concluded the combined chronic food, water, and short-term residential exposures result in aggregate MOEs of 310 for adult handlers (post-application); 1,200 for children 11-16 years old (post-application); 510 for children 6-11 years old (post-application); and 350 for children 1-2 years old (post-application). Because EPA's level of concern for tebuconazole is a MOE of 300 or below, these MOEs are not of concern.</P>
                <P>
                    4. 
                    <E T="03">Intermediate-term risk.</E>
                     Intermediate-term aggregate exposure takes into account intermediate-term residential exposure plus chronic exposure to food and water (considered to be a background exposure level).
                </P>
                <P>An intermediate-term adverse effect was identified; however, tebuconazole is not registered for any use patterns that would result in intermediate-term residential exposure. Intermediate-term risk is assessed based on intermediate-term residential exposure plus chronic dietary exposure. Because there is no intermediate-term residential exposure and chronic dietary exposure has already been assessed under the appropriately protective cPAD (which is at least as protective as the POD used to assess intermediate-term risk), no further assessment of intermediate-term risk is necessary, and EPA relies on the chronic dietary risk assessment for evaluating intermediate-term risk for tebuconazole.</P>
                <P>
                    5. 
                    <E T="03">Aggregate cancer risk for U.S. population.</E>
                     Based on the results of the chronic risk assessment, which the Agency considers to be protective of any cancer effects, the Agency concludes that there is no cancer risk from aggregate exposure to tebuconazole.
                </P>
                <P>
                    6. 
                    <E T="03">Determination of safety.</E>
                     Based on these risk assessments, EPA concludes that there is a reasonable certainty that no harm will result to the general population, or to infants and children from aggregate exposure to tebuconazole residues.
                </P>
                <HD SOURCE="HD1">IV. Other Considerations</HD>
                <HD SOURCE="HD2">A. Analytical Enforcement Methodology</HD>
                <P>Adequate enforcement methodology (Gas chromatography/Nitrogen Phosphorus Detector (GC/NPD) Method 101341) is available to enforce the tolerance expression.</P>
                <P>
                    The method may be requested from: Chief, Analytical Chemistry Branch, Environmental Science Center, 701 Mapes Rd., Ft. Meade, MD 20755-5350; telephone number: (410) 305-2905; email address: 
                    <E T="03">residuemethods@epa.gov.</E>
                </P>
                <HD SOURCE="HD2">B. International Residue Limits</HD>
                <P>
                    In making its tolerance decisions, EPA seeks to harmonize U.S. tolerances with international standards whenever possible, consistent with U.S. food safety standards and agricultural practices. EPA considers the international maximum residue limits (MRLs) established by the Codex Alimentarius Commission (Codex), as required by FFDCA section 408(b)(4). The Codex Alimentarius is a joint United Nations Food and Agriculture Organization/World Health Organization food standards program, and it is recognized as an international food safety standards-setting organization in trade agreements to which the United States is a party. EPA may establish a tolerance that is different from a Codex MRL; however, FFDCA section 408(b)(4) requires that 
                    <PRTPAGE P="26158"/>
                    EPA explain the reasons for departing from the Codex level.
                </P>
                <P>There are no Codex, Canadian or Mexican MRLs for tebuconazole in/or on orange, oil and orange, juice.</P>
                <HD SOURCE="HD2">C. Revisions to Petitioned-For Tolerances</HD>
                <P>Based on the analysis of orange processing data, EPA lowered the tolerance level for orange, oil to 10 ppm. Tolerances for orange, juice were unnecessary since the raw agricultural commodity tolerance of 1ppm covers the proposed juice tolerance.</P>
                <HD SOURCE="HD1">V. Conclusion</HD>
                <P>Therefore, tolerances are established for residues of tebuconazole, in or on orange, oil at 10 ppm and orange, juice at 1.0 ppm.</P>
                <HD SOURCE="HD1">VI. Statutory and Executive Order Reviews</HD>
                <P>
                    This final rule establishes tolerances under FFDCA section 408(d) in response to a petition submitted to the Agency. The Office of Management and Budget (OMB) has exempted these types of actions from review under Executive Order 12866, entitled “Regulatory Planning and Review” (58 FR 51735, October 4, 1993). Because this final rule has been exempted from review under Executive Order 12866, this final rule is not subject to Executive Order 13211, entitled “Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use” (66 FR 28355, May 22, 2001) or Executive Order 13045, entitled “Protection of Children from Environmental Health Risks and Safety Risks” (62 FR 19885, April 23, 1997). This final rule does not contain any information collections subject to OMB approval under the Paperwork Reduction Act (PRA) (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ), nor does it require any special considerations under Executive Order 12898, entitled “Federal Actions to Address Environmental Justice in Minority Populations and Low-Income Populations” (59 FR 7629, February 16, 1994).
                </P>
                <P>
                    Since tolerances and exemptions that are established on the basis of a petition under FFDCA section 408(d), such as the tolerance in this final rule, do not require the issuance of a proposed rule, the requirements of the Regulatory Flexibility Act (RFA) (5 U.S.C. 601 
                    <E T="03">et seq.</E>
                    ), do not apply.
                </P>
                <P>
                    This final rule directly regulates growers, food processors, food handlers, and food retailers, not States or tribes, nor does this action alter the relationships or distribution of power and responsibilities established by Congress in the preemption provisions of FFDCA section 408(n)(4). As such, the Agency has determined that this action will not have a substantial direct effect on States or tribal governments, on the relationship between the national government and the States or tribal governments, or on the distribution of power and responsibilities among the various levels of government or between the Federal Government and Indian tribes. Thus, the Agency has determined that Executive Order 13132, entitled “Federalism” (64 FR 43255, August 10, 1999) and Executive Order 13175, entitled “Consultation and Coordination with Indian Tribal Governments” (65 FR 67249, November 9, 2000) do not apply to this final rule. In addition, this final rule does not impose any enforceable duty or contain any unfunded mandate as described under Title II of the Unfunded Mandates Reform Act of 1995 (UMRA) (2 U.S.C. 1501 
                    <E T="03">et seq.</E>
                    ).
                </P>
                <P>This action does not involve any technical standards that would require Agency consideration of voluntary consensus standards pursuant to section 12(d) of the National Technology Transfer and Advancement Act of 1995 (NTTAA) (15 U.S.C. 272 note).</P>
                <HD SOURCE="HD1">VII. Congressional Review Act</HD>
                <P>
                    Pursuant to the Congressional Review Act (5 U.S.C. 801 
                    <E T="03">et seq.</E>
                    ), EPA will submit a report containing this rule and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the 
                    <E T="04">Federal Register</E>
                    . This action is not a “major rule” as defined by 5 U.S.C. 804(2).
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR Part 180</HD>
                    <P>Environmental protection, Administrative practice and procedure, Agricultural commodities, Pesticides and pests, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Dated: April 28, 2014.</DATED>
                    <NAME>Lois Rossi,</NAME>
                    <TITLE>Director, Registration Division, Office of Pesticide Programs.</TITLE>
                </SIG>
                <P>Therefore, 40 CFR chapter I is amended as follows:</P>
                <REGTEXT TITLE="40" PART="180">
                    <PART>
                        <HD SOURCE="HED">PART 180—[AMENDED]</HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 180 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 21 U.S.C. 321(q), 346a and 371.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>
                        2. In § 180.474, in the table in paragraph (a)(1), add alphabetically entries for “Orange 
                        <SU>1</SU>
                        ” and “Orange, oil 
                        <SU>1</SU>
                        ” and revise footnote 1 to read as follows:
                    </AMDPAR>
                    <SECTION>
                        <SECTNO>§ 180.474 </SECTNO>
                        <SUBJECT>Tebuconazole; tolerances for residues.</SUBJECT>
                        <P>(a) * * *</P>
                        <P>(1) * * *</P>
                        <GPOTABLE COLS="2" OPTS="L1,tp0,i1" CDEF="s30,10">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Commodity</CHED>
                                <CHED H="1">Parts per million</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*    *    *    *    *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">
                                    Orange 
                                    <SU>1</SU>
                                </ENT>
                                <ENT>1.0</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">
                                    Orange, oil 
                                    <SU>1</SU>
                                </ENT>
                                <ENT>10</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*    *    *    *    *</ENT>
                            </ROW>
                            <TNOTE>
                                <SU>1</SU>
                                There are no U.S. registrations.
                            </TNOTE>
                        </GPOTABLE>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10216 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <CFR>40 CFR Part 180</CFR>
                <DEPDOC>[EPA-HQ-OPP-2012-0588; FRL-9909-72]</DEPDOC>
                <SUBJECT>Fenoxaprop-ethyl; Pesticide Tolerances</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This regulation establishes a tolerance for residues of fenoxaprop-ethyl (FE), in or on grass hay. Interregional Research Project Number 4 (IR-4) requested this tolerance under the Federal Food, Drug, and Cosmetic Act (FFDCA).</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        This regulation is effective May 7, 2014. Objections and requests for hearings must be received on or before July 7, 2014 and must be filed in accordance with the instructions provided in 40 CFR part 178 (see also Unit I.C. of the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                        ).
                    </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The docket for this action, identified by docket identification (ID) number EPA-HQ-OPP-2012-0588, is available at 
                        <E T="03">http://www.regulations.gov</E>
                         or at the Office of Pesticide Programs Regulatory Public Docket (OPP Docket) in the Environmental Protection Agency Docket Center (EPA/DC), EPA West Bldg., Rm. 3334, 1301 Constitution Ave. NW., Washington, DC 20460-0001. The Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Public Reading Room is (202) 566-1744, and the telephone number for the OPP Docket is (703) 305-5805. Please review the visitor instructions and additional information about the docket available at 
                        <E T="03">http://www.epa.gov/dockets.</E>
                    </P>
                </ADD>
                <FURINF>
                    <PRTPAGE P="26159"/>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Lois Rossi, Registration Division (7505P), Office of Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001; telephone number: (703) 305-7090; email address: 
                        <E T="03">RDFRNotices@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. General Information</HD>
                <HD SOURCE="HD2">A. Does this action apply to me?</HD>
                <P>You may be potentially affected by this action if you are an agricultural producer, food manufacturer, or pesticide manufacturer. The following list of North American Industrial Classification System (NAICS) codes is not intended to be exhaustive, but rather provides a guide to help readers determine whether this document applies to them. Potentially affected entities may include:</P>
                <P>• Crop production (NAICS code 111).</P>
                <P>• Animal production (NAICS code 112).</P>
                <P>• Food manufacturing (NAICS code 311).</P>
                <P>• Pesticide manufacturing (NAICS code 32532).</P>
                <HD SOURCE="HD2">B. How can I get electronic access to other related information?</HD>
                <P>
                    You may access a frequently updated electronic version of EPA's tolerance regulations at 40 CFR part 180 through the Government Printing Office's e-CFR site at 
                    <E T="03">http://www.ecfr.gov/cgi-bin/text-idx?&amp;c=ecfr&amp;tpl=/ecfrbrowse/Title40/40tab_02.tpl.</E>
                </P>
                <HD SOURCE="HD2">C. How can I file an objection or hearing request?</HD>
                <P>Under FFDCA section 408(g), 21 U.S.C. 346a, any person may file an objection to any aspect of this regulation and may also request a hearing on those objections. You must file your objection or request a hearing on this regulation in accordance with the instructions provided in 40 CFR part 178. To ensure proper receipt by EPA, you must identify docket ID number EPA-HQ-OPP-2012-0588 in the subject line on the first page of your submission. All objections and requests for a hearing must be in writing, and must be received by the Hearing Clerk on or before July 7, 2014. Addresses for mail and hand delivery of objections and hearing requests are provided in 40 CFR 178.25(b).</P>
                <P>In addition to filing an objection or hearing request with the Hearing Clerk as described in 40 CFR part 178, please submit a copy of the filing (excluding any Confidential Business Information (CBI)) for inclusion in the public docket. Information not marked confidential pursuant to 40 CFR part 2 may be disclosed publicly by EPA without prior notice. Submit the non-CBI copy of your objection or hearing request, identified by docket ID number EPA-HQ-OPP-2012-0588, by one of the following methods:</P>
                <P>
                    • 
                    <E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>
                     Follow the online instructions for submitting comments. Do not submit electronically any information you consider to be CBI or other information whose disclosure is restricted by statute.
                </P>
                <P>
                    • 
                    <E T="03">Mail:</E>
                     OPP Docket, Environmental Protection Agency Docket Center (EPA/DC), (28221T), 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001.
                </P>
                <P>
                    • 
                    <E T="03">Hand Delivery:</E>
                     To make special arrangements for hand delivery or delivery of boxed information, please follow the instructions at 
                    <E T="03">http://www.epa.gov/dockets/contacts.html.</E>
                </P>
                <FP>
                    Additional instructions on commenting or visiting the docket, along with more information about dockets generally, is available at 
                    <E T="03">http://www.epa.gov/dockets.</E>
                </FP>
                <HD SOURCE="HD1">II. Summary of Petitioned-For Tolerance</HD>
                <P>
                    In the 
                    <E T="04">Federal Register</E>
                     of September 28, 2012 (77 FR 59578) (FRL-9364-6), EPA issued a document pursuant to FFDCA section 408(d)(3), 21 U.S.C. 346a(d)(3), announcing the filing of a pesticide petition (PP 2E8051) by IR-4, 500 College Road East, Suite 201W., Princeton, NJ 08540. The petition requested that 40 CFR 180.430 be amended by establishing tolerances for residues of the herbicide fenoxaprop-ethyl, [(±)-ethyl 2-[4- [(6-chloro-2-benzoxazolyl)oxy]phenoxy]propanoate] and its metabolites 2-[4-[(6:-chloro-2-benzoxazolyl) oxy]phenoxy] propanoic acid and 6-chloro-2,3-dihydrobenzoxazol-2-one, each expressed as the parent compound, in or on grass, hay at 0.15 part per million (ppm). Based on the regional residue data submitted from Washington and Oregon, and the petitioner's intent for this to be a regional pesticide tolerance, the tolerance is being established as a “Tolerance with regional registration” with use restricted to Oregon, Washington, and Utah. That document referenced a summary of the petition prepared by Bayer CropScience, the registrant, which is available in the docket, 
                    <E T="03">http://www.regulations.gov.</E>
                </P>
                <P>Comments were received on the notice of filing. EPA response to those comments is discussed in Unit IV.C.</P>
                <P>Based upon review of the data supporting the petition, EPA has modified the level at which the tolerance is being established. The reason for this change is explained in Unit IV.D.</P>
                <HD SOURCE="HD1">III. Aggregate Risk Assessment and Determination of Safety</HD>
                <P>Section 408(b)(2)(A)(i) of FFDCA allows EPA to establish a tolerance (the legal limit for a pesticide chemical residue in or on a food) only if EPA determines that the tolerance is “safe.” Section 408(b)(2)(A)(ii) of FFDCA defines “safe” to mean that “there is a reasonable certainty that no harm will result from aggregate exposure to the pesticide chemical residue, including all anticipated dietary exposures and all other exposures for which there is reliable information.” This includes exposure through drinking water and in residential settings, but does not include occupational exposure. Section 408(b)(2)(C) of FFDCA requires EPA to give special consideration to exposure of infants and children to the pesticide chemical residue in establishing a tolerance and to “ensure that there is a reasonable certainty that no harm will result to infants and children from aggregate exposure to the pesticide chemical residue. . . .”</P>
                <P>Consistent with FFDCA section 408(b)(2)(D), and the factors specified in FFDCA section 408(b)(2)(D), EPA has reviewed the available scientific data and other relevant information in support of this action. EPA has sufficient data to assess the hazards of and to make a determination on aggregate exposure for fenoxaprop-p-ethyl (FPE) including exposure resulting from the tolerances established by this action. EPA's assessment of exposures and risks associated with FPE follows.</P>
                <HD SOURCE="HD2">A. Toxicological Profile</HD>
                <P>EPA has evaluated the available toxicity data and considered its validity, completeness, and reliability as well as the relationship of the results of the studies to human risk. EPA has also considered available information concerning the variability of the sensitivities of major identifiable subgroups of consumers, including infants and children.</P>
                <P>
                    FPE is an enriched isomer formulation (95% 
                    <E T="03">d</E>
                     and 5% 
                    <E T="03">l</E>
                     enantiomers) based on the previously registered product FE which is a 50:50 racemic mixture of 
                    <E T="03">d</E>
                     and 
                    <E T="03">l</E>
                     enantiomers. FE is no longer a registered active ingredient. The toxicology database for FPE is complete based on studies submitted for both FPE and FE. Based on the analysis of the submitted studies, EPA found that the toxicological effects of FE and FPE across species, duration, and route of exposure are similar. Most 
                    <PRTPAGE P="26160"/>
                    of the toxicological data available involved testing of the FE, not FPE. However, EPA has concluded that the similarity between the FE and FPE data is such that the database for FE could be bridged with FPE.
                </P>
                <P>The major target organs following short-term and long-term oral administration of FE and FPE in rats and mice are the liver and kidneys, with rats being the most sensitive species. The primary toxic effect is altered lipid metabolism characterized by decreased lipids and cholesterol, and increased liver weights in rats, and slightly increased lipids, cholesterol, proteins, and liver weights in mice. Additionally, increased enzyme activity (aspartate amino transferase (ASAT), alanine amino transferase (ALAT), and alkaline phosphatase (ALP)), hypertrophy, and single cell necrosis were observed in mice. In the kidneys, increases in ketones and kidney weights were observed in rats and evidence of proximal renal tubular injury were observed in mice following 90-day administration of FPE. However, no effects on the kidneys were observed following chronic administration of FE to rats, mice, or dogs. In both species, males were slightly more sensitive to the liver effects of FE and FPE. It is also important to note that no increases in toxicity are observed over time for FE when comparing the 28-day and 90-day subchronic studies, the 2-generation reproductive toxicity study, and the 2-year chronic toxicity/carcinogenicity study in rats, or in FPE when comparing the 28-day and 90-day subchronic toxicity studies in rats.</P>
                <P>FPE has low acute toxicity following the oral, dermal, and inhalation routes of exposure. No evidence of immunotoxicity, reproductive or neurological toxicity was identified in the database. Developmental toxicity occurred in rats as evidenced by skeletal anomalies (longitudinally displaced, fragmented, fused, dysplastic sternebrae or dislocated sternebrae) and skeletal retardations (weak or non-ossification of one or several cranial bones). Developmental effects only occurred in the rat in the presence of maternal toxicity (decreased body weight, body weight gain, and heart weight). No developmental effects were identified in rabbits. In mice, a treatment-related increase in tumor incidence of hepatocellular adenomas and carcinomas, mainly adenomas, was observed in males at 320 ppm (30%) compared to the control (2%). In addition, microscopic pathology indicated that hepatocellular hypertrophy was observed in the majority of treated animals (both sexes). There was, however, no evidence of a mutagenic effect in a comprehensive battery of genetic toxicology assays with both isomers. No evidence of tumors was identified in rats.</P>
                <P>The only tumor response induced by FE/FPE occurred in the liver of male mice; no liver tumors were seen in the female mice or in the guideline chronic/carcinogenicity study in male and female rats. The tumors were benign with no progression to malignancy. Mutagenicity has been ruled out as a mode of action (MOA) for this response. The presence of a single non-mutagenic tumor type in one sex and species—here, benign liver tumors in the male mouse, a common tumor in mice—provides no more than a weak suggestion of possible carcinogenic effects and thus does not support a linear assessment of risk based on the tumor incidence. Given the doses at which the benign mouse tumors were seen, EPA concludes that the chronic reference dose (cRfD) for FPE will adequately protect for all chronic toxicity, including carcinogenicity, that could result from exposure to FE/FPE.</P>
                <P>The Agency has waived the requirements for acute and subchronic neurotoxicity studies based on the following rationale:</P>
                <P>1. The lack of neurotoxicity in the available toxicology database for FE and FPE. </P>
                <P>2. The target organs of FPE and FE are the kidney and liver, and the mechanism of action for FPE and the chemical class do not target the nervous system.</P>
                <P>3. Developmental effects and decreased total blood lipids/cholesterol are the most sensitive effects seen in the FE database and provide the most sensitive POD for risk assessment.</P>
                <P>
                    4. There is low concern for neurotoxicity in other members of this class of chemicals (
                    <E T="03">i.e.,</E>
                     the arloxy phenoxy-propionate class).
                </P>
                <P>
                    Specific information on the studies received and the nature of the adverse effects caused by FPE as well as the no-observed-adverse-effect-level (NOAEL) and the lowest-observed-adverse-effect-level (LOAEL) from the toxicity studies can be found at 
                    <E T="03">http://www.regulations.gov</E>
                     in the document titled “
                    <E T="03">Fenoxaprop-p-ethyl. Registration Review Preliminary Risk Assessment and Proposed New Use on Grass Grown for Seed”</E>
                     on pages 52-57 in docket ID number EPA-HQ-OPP-2012-0588.
                </P>
                <HD SOURCE="HD2">B. Toxicological Points of Departure/Levels of Concern</HD>
                <P>
                    Once a pesticide's toxicological profile is determined, EPA identifies toxicological points of departure (POD) and levels of concern (LOC) to use in evaluating the risk posed by human exposure to the pesticide. For hazards that have a threshold below which there is no appreciable risk, the toxicological POD is used as the basis for derivation of reference values for risk assessment. PODs are developed based on a careful analysis of the doses in each toxicological study to determine the dose at which no adverse effects are observed (the NOAEL) and the lowest dose at which adverse effects of concern are identified (the LOAEL). Uncertainty/safety factors are used in conjunction with the POD to calculate a safe exposure level—generally referred to as a population-adjusted dose (PAD) or a reference dose (RfD)—and a safe margin of exposure (MOE). For non-threshold risks, the Agency assumes that any amount of exposure will lead to some degree of risk. Thus, the Agency estimates risk in terms of the probability of an occurrence of the adverse effect expected in a lifetime. For more information on the general principles EPA uses in risk characterization and a complete description of the risk assessment process, see 
                    <E T="03">http://www.epa.gov/pesticides/factsheets/riskassess.htm.</E>
                </P>
                <P>
                    A summary of the toxicological endpoints for FPE used for human risk assessment is shown in Table 1 of this unit.
                    <PRTPAGE P="26161"/>
                </P>
                <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="s75,r50,r50,r150">
                    <TTITLE>Table 1—Summary of Toxicological Doses and Endpoints for FPE for Use in Human Health Risk Assessment</TTITLE>
                    <BOXHD>
                        <CHED H="1">Exposure/scenario</CHED>
                        <CHED H="1">
                            POD and
                            <LI>uncertainty/safety</LI>
                            <LI>factors</LI>
                        </CHED>
                        <CHED H="1">
                            RfD, PAD, LOC for risk 
                            <LI>assessment</LI>
                        </CHED>
                        <CHED H="1">Study and toxicological effects</CHED>
                    </BOXHD>
                    <ROW RUL="n,s">
                        <ENT I="01">Acute dietary (general population including infants and children and females 13-50 years of age)</ENT>
                        <ENT A="02">No appropriate endpoint attributable to a single dose was identified. An acute RfD was not established.</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">Chronic dietary (all populations)</ENT>
                        <ENT>
                            NOAEL = 1.5 mg/kg/day
                            <LI>
                                UF
                                <E T="52">A</E>
                                 = 10x
                            </LI>
                            <LI>
                                UF
                                <E T="52">H</E>
                                 = 10x
                            </LI>
                            <LI>FQPA SF = 1x</LI>
                        </ENT>
                        <ENT>
                            Chronic RfD = 0.015 mg/kg/day
                            <LI>cPAD = 0.015 mg/kg/day</LI>
                        </ENT>
                        <ENT>
                            Chronic toxicity/carcinogenicity (rat) 2-generation reproductive toxicity (rat).
                            <LI>LOAEL = 9 mg/kg/day, based on decreased serum lipids and cholesterol, and altered liver weights.</LI>
                        </ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">
                            Incidental oral short-term
                            <LI>(1 to 30 days)</LI>
                        </ENT>
                        <ENT>
                            NOAEL = 6 mg/kg/day
                            <LI>
                                UF
                                <E T="52">A</E>
                                 = 10x
                            </LI>
                            <LI>
                                UF
                                <E T="52">H</E>
                                 = 10x
                            </LI>
                            <LI>FQPA SF = 1x</LI>
                        </ENT>
                        <ENT>LOC for MOE = 100</ENT>
                        <ENT>
                            28-day oral toxicity (rat).
                            <LI>LOAEL = 26 mg/kg/day, based on altered lipid metabolism (decreased HDL-cholesterol, HDL-phospholipids, and total lipids, increased triglycerides, and ketonuria) and increased liver and kidney weights.</LI>
                        </ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">Dermal short-term (1 to 30 days) and intermediate-term (1 to 6 months)</ENT>
                        <ENT>
                            Dermal study NOAEL = 20 mg/kg/day
                            <LI>
                                UF
                                <E T="52">A</E>
                                 = 10x
                            </LI>
                            <LI>
                                UF
                                <E T="52">H</E>
                                 = 10x
                            </LI>
                            <LI>FQPA SF = 1x</LI>
                        </ENT>
                        <ENT>LOC for MOE = 100</ENT>
                        <ENT>
                            28-day dermal toxicity (rat).
                            <LI>LOAEL = 100 mg/kg/day, based on non-regenerative anemia, decreased serum cholesterol, total lipids, and protein (beta 1 globulins), and increased liver and kidney weights were observed. Additionally, cholesterol remained decreased following a 15-day recovery period.</LI>
                        </ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">Inhalation short-term (1-30 days) and intermediate-term (1-6 months)</ENT>
                        <ENT>
                            Inhalation study. NOAEL = 0.07 mg/L (males) 0.3 mg/L (females)
                            <LI>
                                UF
                                <E T="52">A</E>
                                 = 3x
                            </LI>
                            <LI>
                                UF
                                <E T="52">H</E>
                                 = 10x
                            </LI>
                            <LI>FQPA SF = 1x</LI>
                        </ENT>
                        <ENT>LOC for MOE = 30</ENT>
                        <ENT>
                            21-day inhalation toxicity (rat).
                            <LI>LOAEL = 0.3 mg/L (males only) Based on slight normocytic anemia, decreases in serum cholesterol and total lipids, and increases in liver weight and urea nitrogen.</LI>
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Cancer (oral, dermal, inhalation)</ENT>
                        <ENT A="02">
                            Quantification of risk using a non-linear approach; 
                            <E T="03">i.e.,</E>
                             RfD, for FPE will adequately account for all chronic toxicity, including carcinogenicity, that could result from exposure to FPE.
                        </ENT>
                    </ROW>
                    <TNOTE>
                        FQPA SF = Food Quality Protection Act Safety Factor. LOAEL = lowest-observed-adverse-effect-level. LOC = level of concern. mg/kg/day = milligram/kilogram/day. MOE = margin of exposure. NOAEL = no-observed-adverse-effect-level. PAD = population adjusted dose (a = acute, c = chronic). RfD = reference dose. UF = uncertainty factor. UF
                        <E T="52">A</E>
                         = extrapolation from animal to human (interspecies). UF
                        <E T="52">H</E>
                         = potential variation in sensitivity among members of the human population (intraspecies).
                    </TNOTE>
                </GPOTABLE>
                <HD SOURCE="HD2">C. Exposure Assessment</HD>
                <P>
                    1. 
                    <E T="03">Dietary exposure from food and feed uses.</E>
                     In evaluating dietary exposure to FPE, EPA considered exposure under the petitioned-for tolerances as well as all existing FE tolerances in 40 CFR 180.430. EPA assessed dietary exposures from FPE and FE in food as follows:
                </P>
                <P>
                    i. 
                    <E T="03">Acute exposure.</E>
                     Quantitative acute dietary exposure and risk assessments are performed for a food-use pesticide, if a toxicological study has indicated the possibility of an effect of concern occurring as a result of a 1-day or single exposure.
                </P>
                <P>No such effects were identified in the toxicological studies for FPE; therefore, a quantitative acute dietary exposure assessment is unnecessary.</P>
                <P>
                    ii. 
                    <E T="03">Chronic exposure.</E>
                     In conducting the chronic dietary exposure assessment EPA used the food consumption data from the United States Department of Agriculture's (USDA's) National Health and Nutrition Examination Survey, What We Eat in America, (NHANES/WWEIA). As to residue levels in food, EPA use an unrefined analysis based on tolerance-level residues, 100 percent crop treated (PCT) assumptions, and Dietary Exposure Evaluation Model (DEEM) default processing factors.
                </P>
                <P>
                    iii. 
                    <E T="03">Cancer.</E>
                     Based on the data summarized in Unit III.A., EPA has concluded that a nonlinear RfD approach is appropriate for assessing cancer risk to FPE. Cancer risk was assessed using the same exposure estimates as discussed in Unit III.C.1.ii.
                </P>
                <P>
                    iv. 
                    <E T="03">Anticipated residue and PCT information.</E>
                     EPA did not use anticipated residue or PCT information in the dietary assessment for FPE or FE. Tolerance level residues and 100 PCT were assumed for all food commodities.
                </P>
                <P>
                    2. 
                    <E T="03">Dietary exposure from drinking water.</E>
                     The Agency has identified FPE and its three degradates, fenoxaprop-p acid ((D+)-2-[4-(6-chloro-2-benzoxazolyloxy) phenoxy] propanoate, AE F088406), chlorobenzoxazolone (4-(6-chloro-2-benzoxazolyloxy) phenol, AE F054014), and 4-(6-chloro-2-benzoxazolyloxy) phenol (AE F040356), as residues of concern in drinking water. The parent plus the three degradates were assessed using a total toxic residue (TTR) approach.
                </P>
                <P>
                    The Agency used screening level water exposure models in the dietary exposure analysis and risk assessment for FPE and its three degradates in drinking water. These simulation models take into account data on the physical, chemical, and fate/transport characteristics of FPE and its three degradates. Further information regarding EPA drinking water models used in pesticide exposure assessment can be found at 
                    <E T="03">http://www.epa.gov/oppefed1/models/water/index.htm.</E>
                </P>
                <P>
                    Based on the Tier 1 Rice Model and Pesticide Root Zone Model Ground Water (PRZM GW), the estimated drinking water concentrations (EDWCs) of FPE and its degradates (TTR) for 
                    <PRTPAGE P="26162"/>
                    chronic exposure assessments are estimated to be 68.6 parts per billion (ppb) for surface water and 0.032 ppb for ground water.
                </P>
                <P>Modeled estimates of drinking water concentrations were directly entered into the dietary exposure model. For chronic dietary risk assessment, the water concentration of value 68.6 ppb was used to assess the contribution to drinking water.</P>
                <P>
                    3. 
                    <E T="03">From non-dietary exposure.</E>
                     The term “residential exposure” is used in this document to refer to non-occupational, non-dietary exposure (e.g., for lawn and garden pest control, indoor pest control, termiticides, and flea and tick control on pets). FPE is currently registered for the following uses that could result in residential exposures: Residential turf and home garden. EPA assessed residential exposure using the following assumptions: For residential handlers, both short-term dermal and short-term inhalation exposure is expected as a result of applying FPE to ornamentals and turf.
                </P>
                <P>There is the potential for short-term dermal and incidental short-term oral post-application exposure for individuals exposed as a result of being in an environment that has been previously treated with FPE. The quantitative exposure/risk assessment for residential post-application exposures is based on the following scenarios:</P>
                <FP SOURCE="FP-1">• Adults High Contact Lawn Activities</FP>
                <FP SOURCE="FP-1">• Children 1 to &lt;2 years old High Contact Lawn Activities</FP>
                <FP SOURCE="FP-1">• Adults Mowing Turf</FP>
                <FP SOURCE="FP-1">• Children 11 to &lt;16 years old Mowing Turf</FP>
                <FP SOURCE="FP-1">• Adults Ornamental Garden Activities</FP>
                <FP SOURCE="FP-1">• Children 6 to &lt;11 years old Ornamental Garden Activities</FP>
                <P>The most conservative residential exposure scenario for adults reflects dermal exposure from post-application exposure to turf and gardens. The most conservative residential exposure for children reflects dermal and hand-to-mouth exposures from post-application high contact lawn activity exposure from turf applications.</P>
                <P>
                    Further information regarding EPA standard assumptions and generic inputs for residential exposures may be found at 
                    <E T="03">http://www.epa.gov/pesticides/trac/science/trac6a05.pdf.</E>
                </P>
                <P>
                    4. 
                    <E T="03">Cumulative effects from substances with a common mechanism of toxicity.</E>
                     Section 408(b)(2)(D)(v) of FFDCA requires that, when considering whether to establish, modify, or revoke a tolerance, the Agency consider “available information” concerning the cumulative effects of a particular pesticide's residues and “other substances that have a common mechanism of toxicity.”
                </P>
                <P>
                    EPA has not found FPE to share a common mechanism of toxicity with any other substances, and FPE does not appear to produce a toxic metabolite produced by other substances. For the purposes of this tolerance action, therefore, EPA has assumed that FPE does not have a common mechanism of toxicity with other substances. For information regarding EPA's efforts to determine which chemicals have a common mechanism of toxicity and to evaluate the cumulative effects of such chemicals, see EPA's Web site at 
                    <E T="03">http://www.epa.gov/pesticides/cumulative.</E>
                </P>
                <HD SOURCE="HD2">D. Safety Factor for Infants and Children</HD>
                <P>
                    1. 
                    <E T="03">In general.</E>
                     Section 408(b)(2)(C) of FFDCA provides that EPA shall apply an additional tenfold (10X) margin of safety for infants and children in the case of threshold effects to account for prenatal and postnatal toxicity and the completeness of the database on toxicity and exposure unless EPA determines based on reliable data that a different margin of safety will be safe for infants and children. This additional margin of safety is commonly referred to as the FQPA Safety Factor (SF). In applying this provision, EPA either retains the default value of 10X, or uses a different additional safety factor when reliable data available to EPA support the choice of a different factor.
                </P>
                <P>
                    2. 
                    <E T="03">Prenatal and postnatal sensitivity.</E>
                     The available data do not provide evidence of any increased susceptibility in the offspring in either of the two developmental toxicity studies for FPE or in the 2-generation reproduction study for FE. Delayed ossification was the primary effect in the developmental toxicity study and only occurred in the presence of maternal toxicity and a clearly defined NOAEL and LOAEL were achieved.
                </P>
                <P>In the rat developmental toxicity study with FPE, longitudinally displaced, fragmented, fused, dysplastic sternebrae or dislocated sternebrae and weak or non-ossification of one or several cranial bones were noted at 100 mg/kg (highest dose tested). These incidences occurred only in the presence of maternal toxicity (decreased gestational body weights, body weight gains, and food consumption). No developmental effects occurred in rabbits. In the 2-generation rat reproductive toxicity study on FE, no reproductive or developmental effects were observed. An increase in ALP activity and liver weights were identified in the offspring at 9.0 mg/kg. These effects occurred in the presence of parental toxicity (increased liver weight and decreased lipids) and are consistent with hepatotoxicity, the primary toxic effect of FPE, observed across the database.</P>
                <P>
                    3. 
                    <E T="03">Conclusion.</E>
                     EPA has determined that reliable data show the safety of infants and children would be adequately protected if the FQPA SF were reduced to 1x. That decision is based on the following findings:
                </P>
                <P>i. The toxicity database for FPE is complete.</P>
                <P>ii. There is no indication that FPE is a neurotoxic chemical and there is no need for a developmental neurotoxicity study or additional UFs to account for neurotoxicity.</P>
                <P>
                    iii. There is no evidence that FPE results in increased susceptibility in 
                    <E T="03">in utero</E>
                     rats or rabbits in the prenatal developmental studies or in young rats in the 2-generation reproduction study.
                </P>
                <P>iv. There are no residual uncertainties identified in the exposure databases. The dietary food exposure assessments were performed based on 100 PCT and tolerance-level residues. EPA made conservative (protective) assumptions in the ground and surface water modeling used to assess exposure to FPE in drinking water. EPA used similarly conservative assumptions to assess post-application exposure of children as well as incidental oral exposure of toddlers. These assessments will not underestimate the exposure and risks posed by FPE.</P>
                <HD SOURCE="HD2">E. Aggregate Risks and Determination of Safety</HD>
                <P>EPA determines whether acute and chronic dietary pesticide exposures are safe by comparing aggregate exposure estimates to the acute PAD (aPAD) and chronic PAD (cPAD). For linear cancer risks, EPA calculates the lifetime probability of acquiring cancer given the estimated aggregate exposure. Short-, intermediate-, and chronic-term risks are evaluated by comparing the estimated aggregate food, water, and residential exposure to the appropriate PODs to ensure that an adequate MOE exists.</P>
                <P>
                    1. 
                    <E T="03">Acute risk.</E>
                     An acute aggregate risk assessment takes into account acute exposure estimates from dietary consumption of food and drinking water. No adverse effect resulting from a single oral exposure was identified and no acute dietary endpoint was selected. Therefore, FPE is not expected to pose an acute risk.
                </P>
                <P>
                    2. 
                    <E T="03">Chronic risk.</E>
                     Using the exposure assumptions described in this unit for 
                    <PRTPAGE P="26163"/>
                    chronic exposure, EPA has concluded that chronic exposure to FPE and FE from food and water will utilize 28% of the cPAD for all infants less than 1 year old, the population group receiving the greatest exposure. Based on the explanation in Unit III.C.3., regarding residential use patterns, chronic residential exposure to residues of FPE is not expected.
                </P>
                <P>
                    3. 
                    <E T="03">Short-term risk.</E>
                     Short-term aggregate exposure takes into account short-term residential exposure plus chronic exposure to food and water (considered to be a background exposure level).
                </P>
                <P>FPE is currently registered for uses that could result in short-term residential exposure, and the Agency has determined that it is appropriate to aggregate chronic exposure through food and water with short-term residential exposures to FPE.</P>
                <P>Using the exposure assumptions described in this unit for short-term exposures, EPA has concluded the combined short-term food, water, and residential exposures result in aggregate worst case MOEs of 249 for adults and 302 for children. Because EPA's level of concern for FPE is a MOE of 100 or below, these MOEs are not of concern.</P>
                <P>
                    4. 
                    <E T="03">Intermediate-term risk.</E>
                     Intermediate-term aggregate exposure takes into account intermediate-term residential exposure plus chronic exposure to food and water (considered to be a background exposure level).
                </P>
                <P>An intermediate-term adverse effect was identified; however, FPE is not registered for any use patterns that would result in intermediate-term residential exposure. Intermediate-term risk is assessed based on intermediate-term residential exposure plus chronic dietary exposure. Because there is no intermediate-term residential exposure and chronic dietary exposure has already been assessed under the appropriately protective cPAD (which is at least as protective as the POD used to assess intermediate-term risk), no further assessment of intermediate-term risk is necessary, and EPA relies on the chronic dietary risk assessment for evaluating intermediate-term risk for FPE.</P>
                <P>
                    5. 
                    <E T="03">Aggregate cancer risk for U.S. population.</E>
                     EPA considers the chronic aggregate risk assessment to be protective of any aggregate cancer risk.
                </P>
                <P>
                    6. 
                    <E T="03">Determination of safety.</E>
                     Based on these risk assessments, EPA concludes that there is a reasonable certainty that no harm will result to the general population or to infants and children from aggregate exposure to FPE and FE residues.
                </P>
                <HD SOURCE="HD1">IV. Other Considerations</HD>
                <HD SOURCE="HD2">A. Analytical Enforcement Methodology</HD>
                <P>Adequate enforcement methodology (gas chromatography with electron capture detection (GD-ECD) method, based on Hoechst HRAV Analytical Method HRAV-4B) is available to enforce the tolerance expression.</P>
                <HD SOURCE="HD2">B. International Residue Limits</HD>
                <P>In making its tolerance decisions, EPA seeks to harmonize U.S. tolerances with international standards whenever possible, consistent with U.S. food safety standards and agricultural practices. EPA considers the international maximum residue limits (MRLs) established by the Codex Alimentarius Commission (Codex), as required by FFDCA section 408(b)(4). The Codex Alimentarius is a joint United Nations Food and Agriculture Organization/World Health Organization food standards program, and it is recognized as an international food safety standards-setting organization in trade agreements to which the United States is a party. EPA may establish a tolerance that is different from a Codex MRL; however, FFDCA section 408(b)(4) requires that EPA explain the reasons for departing from the Codex level.</P>
                <P>The Codex has not established a MRL for FPE in or on grass hay.</P>
                <HD SOURCE="HD2">C. Response to Comments</HD>
                <P>Two comments that were received were not related to FPE and therefore, do not need to be addressed here. A third comment was received stating that FPE is an endocrine disruptor and America does not need any more of those. In the available toxicity studies on FPE, there was no estrogen, androgen, and/or thyroid mediated toxicity. The Agency currently has no evidence that FPE is an endocrine disruptor.</P>
                <HD SOURCE="HD2">D. Revisions to Petitioned-For Tolerances</HD>
                <P>EPA has modified the tolerance from the proposed level of 0.15 ppm to 0.09 ppm for the following reason: The method used for data-collection (as well as tolerance enforcement) converts the residues of concern for FPE to acyl 6-chlorobenzoxazolone for detection. It is necessary to then convert this residue value to parent equivalents. Since the residues found on grass, hay were less than the limit of quantitation (LOQ) of 0.05 ppm for acyl 6-chlorobenzoxazolone, EPA multiplied this 0.05 ppm value by the ratio of the molecular weights (1.71) to arrive at a recommended tolerance of 0.09 ppm.</P>
                <HD SOURCE="HD1">V. Conclusion</HD>
                <P>Therefore, a tolerance with regional registration is established for residues of fenoxaprop-ethyl, [(±)-ethyl 2-[4- [(6-chloro-2-benzoxazolyl)oxy]phenoxy]propanoate] and its metabolites 2-[4-[(6:-chloro-2-benzoxazolyl) oxy]phenoxy] propanoic acid and 6-chloro-2,3-dihydrobenzoxazol-2-one, each expressed as the parent compound, in or on grass, hay at 0.09 ppm.</P>
                <HD SOURCE="HD1">VI. Statutory and Executive Order Reviews</HD>
                <P>
                    This final rule establishes tolerances under FFDCA section 408(d) in response to a petition submitted to the Agency. The Office of Management and Budget (OMB) has exempted these types of actions from review under Executive Order 12866, entitled “Regulatory Planning and Review” (58 FR 51735, October 4, 1993). Because this final rule has been exempted from review under Executive Order 12866, this final rule is not subject to Executive Order 13211, entitled “Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use” (66 FR 28355, May 22, 2001) or Executive Order 13045, entitled “Protection of Children from Environmental Health Risks and Safety Risks” (62 FR 19885, April 23, 1997). This final rule does not contain any information collections subject to OMB approval under the Paperwork Reduction Act (PRA) (44 U.S.C. 3501 
                    <E T="03">et seq.</E>
                    ), nor does it require any special considerations under Executive Order 12898, entitled “Federal Actions to Address Environmental Justice in Minority Populations and Low-Income Populations” (59 FR 7629, February 16, 1994).
                </P>
                <P>
                    Since tolerances and exemptions that are established on the basis of a petition under FFDCA section 408(d), such as the tolerance in this final rule, do not require the issuance of a proposed rule, the requirements of the Regulatory Flexibility Act (RFA) (5 U.S.C. 601 
                    <E T="03">et seq.</E>
                    ), do not apply.
                </P>
                <P>
                    This final rule directly regulates growers, food processors, food handlers, and food retailers, not States or tribes, nor does this action alter the relationships or distribution of power and responsibilities established by Congress in the preemption provisions of FFDCA section 408(n)(4). As such, the Agency has determined that this action will not have a substantial direct effect on States or tribal governments, on the relationship between the national government and the States or tribal governments, or on the distribution of 
                    <PRTPAGE P="26164"/>
                    power and responsibilities among the various levels of government or between the Federal Government and Indian Tribes. Thus, the Agency has determined that Executive Order 13132, entitled “Federalism” (64 FR 43255, August 10, 1999) and Executive Order 13175, entitled “Consultation and Coordination with Indian Tribal Governments” (65 FR 67249, November 9, 2000) do not apply to this final rule. In addition, this final rule does not impose any enforceable duty or contain any unfunded mandate as described under Title II of the Unfunded Mandates Reform Act of 1995 (UMRA) (2 U.S.C. 1501 
                    <E T="03">et seq.</E>
                    ).
                </P>
                <P>This action does not involve any technical standards that would require Agency consideration of voluntary consensus standards pursuant to section 12(d) of the National Technology Transfer and Advancement Act of 1995 (NTTAA) (15 U.S.C. 272 note).</P>
                <HD SOURCE="HD1">VII. Congressional Review Act</HD>
                <P>
                    Pursuant to the Congressional Review Act (5 U.S.C. 801 
                    <E T="03">et seq.</E>
                    ), EPA will submit a report containing this rule and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the 
                    <E T="04">Federal Register</E>
                    . This action is not a “major rule” as defined by 5 U.S.C. 804(2).
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR Part 180</HD>
                    <P>Environmental protection, Administrative practice and procedure, Agricultural commodities, Pesticides and pests, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Dated: April 29, 2014.</DATED>
                    <NAME>Lois Rossi,</NAME>
                    <TITLE>Director, Registration Division, Office of Pesticide Programs.</TITLE>
                </SIG>
                <P>Therefore, 40 CFR chapter I is amended as follows:</P>
                <REGTEXT TITLE="40" PART="180">
                    <PART>
                        <HD SOURCE="HED">PART 180—[AMENDED]</HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 180 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 21 U.S.C. 321(q), 346a and 371.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="180">
                    <AMDPAR>2. In § 180.430, revise paragraph (c) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 180.430 </SECTNO>
                        <SUBJECT>Fenoxaprop-ethyl; tolerances for residues.</SUBJECT>
                        <STARS/>
                        <P>
                            (c) 
                            <E T="03">Tolerances with regional registrations.</E>
                             Tolerances with regional registration, as defined in § 180.1(l), are established for residues of the herbicide fenoxaprop-ethyl, including its metabolites and degradates, in or on the commodities in the table in this paragraph when fenoxaprop-ethyl is used in the states of Oregon, Washington, and Utah. Compliance with the tolerance levels specified in this paragraph is to be determined by measuring only the sum of fenoxaprop-ethyl, (±)-ethyl 2-[4-[(6-chloro-2-benzoxazolyl)oxy]phenoxy]propanoate, and its metabolites, 2-[4-[(6-chloro-2-benzoxazolyl)oxy]phenoxy]propanoic acid and 6-chloro-2,3-dihydrobenzoxazol-2-one, calculated as the stoichiometric equivalent of fenoxaprop-ethyl, in or on the commodity
                        </P>
                        <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s50,12">
                            <BOXHD>
                                <CHED H="1">Commodity</CHED>
                                <CHED H="1">
                                    Parts per
                                    <LI>million</LI>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">Grass, hay</ENT>
                                <ENT>0.09</ENT>
                            </ROW>
                        </GPOTABLE>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10214 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
                <CFR>47 CFR Part 1</CFR>
                <DEPDOC>[GEN Docket No. 86-285; FCC 14-24]</DEPDOC>
                <SUBJECT>Schedule of Application Fees</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Communications Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In this document, the Commission amends its rules to revise its Schedule of Application Fees per section 8(b)(1) of the Communications Act of 1934. The Commission is required to revise its application fee rates every two years based on changes in the Consumer Price Index. For FY 2014, calculated from October 2009 and October 2013, the Consumer Price Index for all Urban Consumers (“CPI-U”) increased 8 percent. The Schedule of Application Fees reflects revised fee rates based on a CPI-U rate increase of 8 percent.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Effective June 6, 2014.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Roland Helvajian, Office of Managing Director at (202) 418-0444.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P SOURCE="NPAR">
                    1. By this Order, adopted March 24, 2014 and released March 25, 2014, the Commission makes rule changes to part 1 of the Commission's rules, and amends its Schedule of Application Fees, 47 CFR 1.1102 
                    <E T="03">et seq.</E>
                     to adjust its fees for processing applications and other filings. Section 8(a) of the Communications Act of 1934, as amended (“the Act”), requires the Commission to “assess and collect application fees at such rates as the Commission shall establish or at such modified rates as it shall establish pursuant to” section 8(b). Section 8 contains the Schedule of Charges for a broad range of application categories as well as procedures for modifying and collecting these charges. The Commission began assessing such application fees in 1987, and, as required by section 8(b), it began reviewing the fees every two years beginning after October 1, 1991 to make adjustments to reflect changes in the Consumer Price Index. As required by section 8(e) of the Act, collected fees are deposited in the general fund of the United States Treasury. As required by the statute and consistent with our prior practice, this Order increases application fees to reflect the net change in the Consumer Price Index for all Urban Consumers (“CPI-U”) of 8 percent, calculated from October 2009 to October 2013.
                    <SU>1</SU>
                    <FTREF/>
                     The adjustments made to the fee schedule comport with the statutory formula set forth in section 8(b).
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         Application fees are calculated based upon the process set forth in 47 CFR 1.1115. The increase in the CPI-U between October 2009 (the month used to calculate the last CPI-U adjustment of the Schedule of Application Fees) and October 2013 is 17.369 index points, or 8 percent. However, the actual calculation in fees is based on index points that are averaged over a time period beginning in December 1989. 
                        <E T="03">See</E>
                         Bureau of Labor Statistics CPI-U Index, 
                        <E T="03">http:/www.bls.gov/cpi/cpid1402.pdf</E>
                         (showing a CPI-U Index of 216.177 for October 2009 and 233.546 for October 2013).
                    </P>
                </FTNT>
                <P>
                    2. The Commission will send a copy of this Order in a report to be sent to Congress and the Government Accountability Office pursuant to the Congressional Review Act, 
                    <E T="03">see</E>
                     5 U.S.C. 801(a)(1)(A).
                </P>
                <P>
                    3. Accordingly, IT IS ORDERED, that, pursuant to sections 1, 4(i), 4(j), and 8 of the Communications Act of 1934, as amended, 47 U.S.C. 151, 154(i), 154(j), and 158, the rule changes specified herein ARE ADOPTED and the Schedule of Application Fees, 47 CFR 1.1102 
                    <E T="03">et seq.,</E>
                     IS AMENDED as set forth in the attached Appendices.
                </P>
                <P>
                    4. 
                    <E T="03">It is further ordered</E>
                     that the rule changes and amendment to the Schedule of Application Fees made herein shall become effective 30 days after date of publication in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 47 CFR Part 1</HD>
                    <P>Administrative practice and procedure.</P>
                </LSTSUB>
                <SIG>
                    <PRTPAGE P="26165"/>
                    <FP>Federal Communications Commission.</FP>
                    <NAME>Marlene H. Dortch,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
                <P>For the reasons discussed in the preamble, the Federal Communications Commission amends 47 CFR Part 1 to read as follows:</P>
                <REGTEXT TITLE="47" PART="1">
                    <PART>
                        <HD SOURCE="HED">PART 1—PRACTICE AND PROCEDURE</HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 1 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>
                             15 U.S.C. 79 
                            <E T="03">et seq.;</E>
                             47 U.S.C. 151, 154(i), 154(j), 155, 157, 225, 227, 303(r), 309, 1403, 1404, and 1451.
                        </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="47" PART="1">
                    <AMDPAR>2. Section 1.1102 is revised to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 1.1102 </SECTNO>
                        <SUBJECT>Schedule of charges for applications and other filings in the wireless telecommunications services.</SUBJECT>
                        <P>
                            In the table below, the amounts appearing in the column labeled “Fee Amount” are for application fees only. Those services designated in the table below with an asterisk (*) in the column labeled “Payment Type Code” also have associated regulatory fees that must be paid at the same time the application fee is paid. Please refer to the 2013 Wireless Telecommunications Fee Filing Guide (effective date August 23, 2013) for the corresponding regulatory fee amount located at 
                            <E T="03">http://transition.fcc.gov/fees/appfees.html.</E>
                             For additional guidance, please refer to § 1.1152 of the Commission's rules. Payment can be made electronically using the Commission's electronic filing and payment system “Fee Filer” (
                            <E T="03">www.fcc.gov/feefiler</E>
                            ). Remit manual filings and/or payments for these services to: Federal Communications Commission, Wireless Bureau Applications, P.O. Box 979097, St. Louis, MO 63197-9000.
                        </P>
                        <GPOTABLE COLS="4" OPTS="L2,tp0,i1" CDEF="s100,r50,r50,xls50">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Service</CHED>
                                <CHED H="1">FCC Form No.</CHED>
                                <CHED H="1">Fee amount</CHED>
                                <CHED H="1">Payment type code</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">1. Marine Coast:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New; Renewal/Modification</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT/>
                                <ENT>PBMR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>PBMM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Modification; Public Coast CMRS; Non-Profit</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>PBMM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Assignment of Authorization</ENT>
                                <ENT>603 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>PBMM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Transfer of Control </ENT>
                                <ENT>603 &amp; 159 </ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PATM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Spectrum Leasing for Public Coast</ENT>
                                <ENT>608 &amp; 159 </ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PATM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Duplicate License</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Special Temporary Authority</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>PCMM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Renewal Only</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT/>
                                <ENT>PBMR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>PBMM </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Renewal (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PBMR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>PBMM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">i. Renewal Only (Non-Profit; CMRS)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>PBMM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">j. Renewal (Electronic Filing) Non-profit, CMRS</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>PBMM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">k. Rule Waiver</ENT>
                                <ENT>601, 603, 608 or 609-T &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>PDWM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">l. Modification for Spectrum Leasing for Public Coast Stations</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>PBMM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">m. Designated Entity Licensee Reportable Eligibility Event</ENT>
                                <ENT>609-T &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PATM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">2. Aviation Ground:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New; Renewal/Modification</ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PBVR* </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>PBVM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Modification; Non-Profit</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>PBVM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Assignment of Authorization</ENT>
                                <ENT>603 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>PBVM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Transfer of Control</ENT>
                                <ENT>603 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PATM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Duplicate License</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Special Temporary Authority</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>PCVM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Renewal Only</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT/>
                                <ENT>PBVR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT> 601 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>PBVM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Renewal (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PBVR* </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>PBVM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">i. Renewal Only Non-Profit</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>PBVM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">j. Renewal Non-Profit (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>PBVM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">k. Rule Waiver</ENT>
                                <ENT>601 or 603 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>PDWM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">3. Ship:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New; Renewal/Modification; Renewal Only</ENT>
                                <ENT>605 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PASR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00  </ENT>
                                <ENT>PASM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. New; Renewal/Modification; Renewal Only (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PASR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PASM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Renewal Only Non-profit</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PASM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Renewal Only Non-profit (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PASM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Modification; Non-profit</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PASM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Modification; Non-profit (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PASM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Duplicate License</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Duplicate License (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">i. Exemption from Ship Station Requirements</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>PDWM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">j. Rule Waiver</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>PDWM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">k. Exemption from Ship Station Requirements (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>PDWM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">l. Rule Waiver (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>PDWM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">4. Aircraft:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New; Renewal/Modification</ENT>
                                <ENT>605 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PAAR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAAM</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="26166"/>
                                <ENT I="03">b. New; Renewal/Modification (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PAAR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAAM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Modification; Non-Profit</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAAM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Modification Non-Profit (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAAM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Renewal Only</ENT>
                                <ENT>605 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PAAR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAAM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Renewal (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PAAR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAAM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Renewal Only Non-Profit</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAAM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Renewal; Renewal/Modification Non-Profit (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAAM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">i. Duplicate License</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">j. Duplicate License (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">k. Rule Waiver</ENT>
                                <ENT>603, 605 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>PDWM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">l. Rule Waiver (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>PDWM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">5. Private Operational Fixed Microwave and Private DEMS:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New; Renewal/Modification</ENT>
                                <ENT>
                                    601 &amp; 159 
                                    <LI>601 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                     
                                    <LI>$290.00</LI>
                                </ENT>
                                <ENT>
                                    PEOR* 
                                    <LI>PEOM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. New; Renewal/Modification (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PEOR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>PEOM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Modification; Consolidate Call Signs; Non-Profit</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>PEOM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Modification; Consolidate Call Signs; Non-Profit (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>PEOM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Renewal Only</ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PEOR* </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>PEOM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Renewal (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT>$290.00</ENT>
                                <ENT>PEOR* </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>PEOM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Renewal Only Non-Profit</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>PEOM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Renewal Non-Profit (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>PEOM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">i. Assignment</ENT>
                                <ENT>603 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>PEOM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">j. Assignment (Electronic Filing)</ENT>
                                <ENT>603 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>PEOM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">k. Transfer of Control; Spectrum Leasing</ENT>
                                <ENT>
                                    603 &amp; 159 
                                    <LI>608 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                    $65.00 
                                    <LI>$65.00</LI>
                                </ENT>
                                <ENT>
                                    PATM 
                                    <LI>PATM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">l. Transfer of Control; Spectrum Leasing (Electronic Filing)</ENT>
                                <ENT>
                                    603 &amp; 159 
                                    <LI>608 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                    $65.00 
                                    <LI>$65.00</LI>
                                </ENT>
                                <ENT>
                                    PATM 
                                    <LI>PATM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">m. Duplicate License</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">n. Duplicate License (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">o. Special Temporary Authority</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAOM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">p. Special Temporary Authority (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAOM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">q. Rule Waiver</ENT>
                                <ENT>601, 603 or </ENT>
                                <ENT>$195.00</ENT>
                                <ENT>PDWM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>608, 609T &amp; 159  </ENT>
                                <ENT>$195.00  </ENT>
                                <ENT>PDWM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">r. Rule Waiver (Electronic Filing)</ENT>
                                <ENT>601, 603 or </ENT>
                                <ENT>$195.00</ENT>
                                <ENT>PDWM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>608, 609T &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>PDWM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">s. Modification for Spectrum Leasing</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>PEOM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">t. Modification for Spectrum Leasing (Electronic Filing)</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>PEOM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">u. Designated Entity Licensee Reportable Eligibility Event</ENT>
                                <ENT>609-T &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PATM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">6. Land Mobile</E>
                                    —PMRS; Intelligent Transportation Service: 
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New or Renewal/Modification (Frequencies below 470 MHz (except 220 MHz)) 902-928 MHz &amp; RS</ENT>
                                <ENT>
                                    601 &amp; 159 
                                    <LI>601 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                     
                                    <LI>$65.00</LI>
                                </ENT>
                                <ENT>
                                    PALR* 
                                    <LI>PALM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. New; Renewal/Modification (Frequencies below 470 MHz (except 220 MHz)) (Electronic Filing)</ENT>
                                <ENT>
                                    601 &amp; 159 
                                    <LI>601 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                     
                                    <LI>$65.00</LI>
                                </ENT>
                                <ENT>
                                    PALR* 
                                    <LI>PALM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. New; Renewal/Modification (Frequencies 470 MHz and above and 220 MHz Local)</ENT>
                                <ENT>
                                    601 &amp; 159 
                                    <LI>601 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                     
                                    <LI>$65.00</LI>
                                </ENT>
                                <ENT>
                                    PALS* 
                                    <LI>PALM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. New; Renewal/Modification (Frequencies 470 MHz and above and 220 MHz Local) (Electronic Filing)</ENT>
                                <ENT>
                                    601 &amp; 159 
                                    <LI>601 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                     
                                    <LI>$65.00</LI>
                                </ENT>
                                <ENT>
                                    PALS*
                                    <LI>PALM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. New; Renewal/Modification (220 MHz Nationwide)</ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PALT*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. New; Renewal/Modification (220 MHz Nationwide) (Electronic Filing)</ENT>
                                <ENT>
                                    601 &amp; 159 
                                    <LI>601 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                     
                                    <LI>$65.00</LI>
                                </ENT>
                                <ENT>
                                    PALT* 
                                    <LI>PALM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Modification; Non-Profit; For Profit Special Emergency and Public Safety; and CMRS</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Modification; Non-Profit; For Profit Special Emergency and Public Safety; and CMRS (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">i. Renewal Only</ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PALR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT>$65.00</ENT>
                                <ENT> PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PALS*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PALT*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">j. Renewal (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PALR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PALS*</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="26167"/>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT> $65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PALT*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">k. Renewal Only (Non-Profit; CMRS; For-Profit Special Emergency and Public Safety)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">l. Renewal (Non-Profit; CMRS; For-Profit Special Emergency and Public Safety) (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">m. Assignment of Authorization (PMRS &amp; CMRS)</ENT>
                                <ENT>603 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">n. Assignment of Authorization (PMRS &amp; CMRS) (Electronic Filing)</ENT>
                                <ENT>603 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">o. Transfer of Control (PMRS &amp; CMRS); Spectrum Leasing</ENT>
                                <ENT>
                                    603 &amp; 159 
                                    <LI>608 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                    $65.00 
                                    <LI>$65.00</LI>
                                </ENT>
                                <ENT>
                                    PATM 
                                    <LI>PATM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">p. Transfer of Control (PMRS &amp; CMRS); Spectrum Leasing (Electronic Filing)</ENT>
                                <ENT>
                                    603 &amp; 159 
                                    <LI>608 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                    $65.00 
                                    <LI>$65.00</LI>
                                </ENT>
                                <ENT>
                                    PATM 
                                    <LI>PATM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">q. Duplicate License</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">r. Duplicate License (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">s. Special Temporary Authority</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">t. Special Temporary Authority (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">u. Rule Waiver</ENT>
                                <ENT>
                                    601, 603 or 
                                    <LI>608 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                    $195.00 
                                    <LI>$195.00</LI>
                                </ENT>
                                <ENT>
                                    PDWM 
                                    <LI>PDWM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">v. Rule Waiver (Electronic Filing)</ENT>
                                <ENT>
                                    601, 603 or 
                                    <LI>608, 609T 159</LI>
                                </ENT>
                                <ENT>
                                    $195.00 
                                    <LI>$195.00</LI>
                                </ENT>
                                <ENT>
                                    PDWM 
                                    <LI>PDWM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">w. Consolidate Call Signs</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">x. Consolidate Call Signs (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">y. Modification for Spectrum Leasing</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">z. Modification for Spectrum Leasing (Electronic Filing)</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">aa. Designated Entity Licensee Reportable Eligibility Event</ENT>
                                <ENT>609-T &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PATM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">7. 218-219 MHz (previously IVDS):</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New; Renewal/Modification</ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PAIR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT> PAIM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. New; Renewal/Modification (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PAIR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT> PAIM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Modification; Non-Profit</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAIM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Modification; Non-Profit (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAIM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Renewal Only</ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PAIR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAIM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Renewal (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PAIR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAIM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Assignment of Authorization</ENT>
                                <ENT>603 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAIM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Assignment of Authorization (Electronic Filing)</ENT>
                                <ENT>603 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAIM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">i. Transfer of Control; Spectrum Leasing</ENT>
                                <ENT>603 &amp; 159 </ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PATM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PATM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">j. Transfer of Control; Spectrum Leasing (Electronic Filing)</ENT>
                                <ENT>
                                    603 &amp; 159 
                                    <LI>608 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                    $65.00 
                                    <LI>$65.00</LI>
                                </ENT>
                                <ENT>
                                    PATM 
                                    <LI>PATM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">k. Duplicate License</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">l. Duplicate License (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">m. Special Temporary Authority</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAIM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">n. Special Temporary Authority (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAIM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">o. Modification for Spectrum Leasing</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAIM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">p. Modification for Spectrum Leasing (Electronic Filing)</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAIM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">q. Designated Entity Licensee Reportable Eligibility Event</ENT>
                                <ENT>609-T &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PATM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">8. General Mobile Radio (GMRS):</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New; Renewal/Modification</ENT>
                                <ENT>605 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PAZR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAZM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. New; Renewal/Modification (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PAZR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAZM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Modification</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAZM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Modification (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAZM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Renewal Only</ENT>
                                <ENT>605 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PAZR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAZM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Renewal (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159 </ENT>
                                <ENT/>
                                <ENT>PAZR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAZM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Duplicate License</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Duplicate License (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">i. Special Temporary Authority</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAZM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">j. Special Temporary Authority (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PAZM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">k. Rule Waiver</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>PDWM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">l. Rule Waiver (Electronic Filing)</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>PDWM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">9. Restricted Radiotelephone:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New (Lifetime Permit) </ENT>
                                <ENT>605 &amp; 159 </ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PARR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">New (Limited Use)</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PARR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Duplicate/Replacement Permit </ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="26168"/>
                                <ENT I="03">Duplicate/Replacement Permit (Limited Use)</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">10. Commercial Radio Operator:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. Renewal Only; Renewal/Modification</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PACS</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Duplicate</ENT>
                                <ENT>605 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">11. Hearing</E>
                                </ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$12,520.00</ENT>
                                <ENT>PFHM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">12. Common Carrier Microwave</E>
                                     (Pt. To Pt., Local TV Trans. &amp; Millimeter Wave Service): 
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New; Renewal/Modification (Electronic Filing Required)</ENT>
                                <ENT>
                                    601 &amp; 159
                                    <LI>601 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                     
                                    <LI>$290.00</LI>
                                </ENT>
                                <ENT>
                                    CJPR*
                                    <LI>CJPM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Major Modification; Consolidate Call Signs (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>CJPM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Renewal (Electronic Filing Required)</ENT>
                                <ENT>
                                    601 &amp; 159 
                                    <LI>601 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                     
                                    <LI>$290.00</LI>
                                </ENT>
                                <ENT>
                                    CJPR* 
                                    <LI>CJPM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Assignment of Authorization; Transfer of Control </ENT>
                                <ENT>603 &amp; 159</ENT>
                                <ENT>$105.00</ENT>
                                <ENT>CCPM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Spectrum Leasing </ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$105.00</ENT>
                                <ENT>CCPM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Additional Stations (Electronic Filing Required)</ENT>
                                <ENT>603 or 608 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CAPM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Duplicate License (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Extension of Construction Authority (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$105.00</ENT>
                                <ENT>CCPM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Special Temporary Authority</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>CEPM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Special Temporary Authority (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>CEPM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">i. Major Modification for Spectrum Leasing (Electronic Filing Required)</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>CJPM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">j. Designated Entity Licensee Reportable Eligibility Event</ENT>
                                <ENT>609-T &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CAPM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">13. Common Carrier Microwave (DEMS):</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New; Renewal/Modification (Electronic Filing Required)</ENT>
                                <ENT>
                                    601 &amp; 159 
                                    <LI>601 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                     
                                    <LI>$290.00</LI>
                                </ENT>
                                <ENT>
                                    CJLR* 
                                    <LI>CJLM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Major Modification; Consolidate Call Signs (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>CJLM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Renewal (Electronic Filing Required)</ENT>
                                <ENT>
                                    601 &amp; 159 
                                    <LI>601 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                     
                                    <LI>$290.00</LI>
                                </ENT>
                                <ENT>
                                    CJLR* 
                                    <LI>CJLM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Assignment of Authorization; Transfer of Control; </ENT>
                                <ENT>603 &amp; 159</ENT>
                                <ENT>$105.00</ENT>
                                <ENT>CCLM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Spectrum Leasing</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$105.00</ENT>
                                <ENT>CCLM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03"> Additional Stations (Electronic Filing Required)</ENT>
                                <ENT>603 or 608 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Duplicate License (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>PADM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Extension of Construction Authority (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$105.00</ENT>
                                <ENT>CCLM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Special Temporary Authority</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>CELM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Special Temporary Authority (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$130.00</ENT>
                                <ENT>CELM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">i. Major Modification for Spectrum Leasing (Electronic Filing Required)</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>CJLM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">j. Designated Entity Licensee Reportable Eligibility Event</ENT>
                                <ENT>609-T &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CALM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">14. Broadcast Auxiliary (Aural and TV Microwave):</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New; Modification; Renewal/Modification</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$160.00</ENT>
                                <ENT>MEA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. New; Modification; Renewal/Modification (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$160.00</ENT>
                                <ENT>MEA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Special Temporary Authority</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Special Temporary Authority (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Renewal Only</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>MAA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Renewal (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>MAA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">15. Broadcast Auxiliary (Remote and Low Power):</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New; Modification; Renewal/Modification</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$160.00</ENT>
                                <ENT>MEA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. New; Modification; Renewal/Modification (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$160.00</ENT>
                                <ENT>MEA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Renewal Only</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>MAA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Renewal (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>MAA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Special Temporary Authority</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Special Temporary Authority (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">16. Pt 22 Paging &amp; Radiotelephone:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New; Major Mod; Additional Facility; Major Amendment; Major Renewal/Mod; Fill in Transmitter (Per Transmitter) (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$430.00</ENT>
                                <ENT>CMD</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Minor Mod; Renewal; Minor Renewal/Mod; (Per Call Sign) 900 MHz Nationwide Renewal Net Organ; New Operator (Per Operator/Per City) Notice of Completion of Construction or Extension of Time to Construct (Per Application) (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CAD</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Auxiliary Test (Per Transmitter); Consolidate Call Signs (Per Call Sign) (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$375.00</ENT>
                                <ENT>CLD</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Special Temporary Authority (Per Location/Per Frequency)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$375.00</ENT>
                                <ENT>CLD</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Special Temporary Authority (Per Location/Per Frequency) (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$375.00</ENT>
                                <ENT>CLD</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="26169"/>
                                <ENT I="03">f. Assignment of License or Transfer of Control; </ENT>
                                <ENT>603 &amp; 159</ENT>
                                <ENT>$430.00</ENT>
                                <ENT>CMD</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Spectrum Leasing (Full or Partial) (Per First Call Sign); </ENT>
                                <ENT>608 &amp; 159 </ENT>
                                <ENT>$430.00</ENT>
                                <ENT>CMD</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Additional Call Signs (Per Call Signs) (Electronic Filing Required)</ENT>
                                <ENT>603 or 608 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CAD</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Subsidiary Comm. Service (Per Request) (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>CFD</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Major Modification for Spectrum Leasing (Electronic Filing Required)</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$430.00</ENT>
                                <ENT>CMD</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">i. Minor Modification for Spectrum Leasing (Electronic Filing Required)</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CAD</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">j. Designated Entity Licensee Reportable Eligibility Event</ENT>
                                <ENT>609-T &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CAD</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">17. Cellular:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New; Major Mod; Additional Facility; Major Renewal/Mod (Per Call Sign) (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$430.00</ENT>
                                <ENT>CMC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Minor Modification; Minor Renewal/Mod (Per Call Sign) (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$115.00</ENT>
                                <ENT>CDC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Assignment of License; Transfer of Control (Full or Partial) (Per Call Sign) </ENT>
                                <ENT>603 &amp; 159</ENT>
                                <ENT>$430.00</ENT>
                                <ENT>CMC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Spectrum Leasing (Electronic Filing Required)</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$430.00</ENT>
                                <ENT>CMC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Notice of Extension of Time to Complete Construction; (Per Request) Renewal (Per Call Sign) (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CAC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Special Temporary Authority (Per Request)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$375.00</ENT>
                                <ENT>CLC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Special Temporary Authority (Per Request) (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$375.00</ENT>
                                <ENT>CLC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Major Modification for Spectrum Leasing (Electronic Filing Required)</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$430.00</ENT>
                                <ENT>CMC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Minor Modification for Spectrum Leasing (Electronic Filing Required)</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$115.00</ENT>
                                <ENT>CDC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">18. Rural Radio:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New; Major Renew/Mod; Additional Facility (Per Transmitter) (Electronic Filing Required)</ENT>
                                <ENT>
                                    601 &amp; 159 
                                    <LI>601 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                     
                                    <LI>$195.00</LI>
                                </ENT>
                                <ENT>
                                    CGRR* 
                                    <LI>CGRM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Major Mod; Major Amendment (Per Transmitter) (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGRM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Minor Modification; (Per Transmitter) (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CARM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Assignment of License; Transfer of Control (Full or Partial) (Per Call Sign) </ENT>
                                <ENT>603 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGRM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Spectrum Leasing </ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGRM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Additional Calls (Per Call Sign) (Electronic Filing Required)</ENT>
                                <ENT>603 or 608 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CARM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Renewal (Per Call Sign); Minor Renewal/Mod (Per Transmitter) (Electronic Filing Required)</ENT>
                                <ENT>
                                    601 &amp; 159 
                                    <LI>601 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                     
                                    <LI>$65.00</LI>
                                </ENT>
                                <ENT>
                                    CARR* 
                                    <LI>CARM</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Notice of Completion of Construction or Extension of Time to Construct (Per Application) (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CARM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Special Temporary Authority (Per Transmitter)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$375.00</ENT>
                                <ENT>CLRM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Special Temporary Authority (Per Transmitter) (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$375.00</ENT>
                                <ENT>CLRM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">i. Combining Call Signs (Per Call Sign) (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$375.00</ENT>
                                <ENT>CLRM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">j. Auxiliary Test Station (Per Transmitter) (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$375.00</ENT>
                                <ENT>CLRM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">k. Major Modification for Spectrum Leasing (Electronic Filing Required)</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGRM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">l. Minor Modification for Spectrum Leasing (Electronic Filing Required)</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CARM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">19. Offshore Radio:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New; Major Mod; Additional Facility; Major Amendment; Major Renew/Mod; Fill in Transmitters (Per Transmitter) (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Consolidate Call Signs (Per Call Sign); Auxiliary Test (Per Transmitter) (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$375.00</ENT>
                                <ENT>CLF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Minor Modification; Minor Renewal/Modification (Per Transmitter); Notice of Completion of Construction or Extension of Time to Construct (Per Application); Renewal (Per Call Sign) (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CAF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Assignment of License; Transfer of Control (Full or Partial) </ENT>
                                <ENT>603 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Spectrum Leasing </ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Additional Calls (Electronic Filing Required)</ENT>
                                <ENT>603 or 608 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CAF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Special Temporary Authority (Per Transmitter)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$375.00</ENT>
                                <ENT>CLF</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="26170"/>
                                <ENT I="03">f. Special Temporary Authority (Per Transmitter) (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$375.00</ENT>
                                <ENT>CLF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Major Modification for Spectrum Leasing (Electronic Filing Required)</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Minor Modification for Spectrum Leasing (Electronic Filing Required)</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CAF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">20. Broadband Radio Service:</E>
                                     (Previously Multipoint Distribution Service) 
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New station/Renewal/Modification (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$290.00 (Per call sign)</ENT>
                                <ENT>CJM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Major Modification of Licenses (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>CJM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Certification of Completion of Construction (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$845.00 (Per call sign)</ENT>
                                <ENT>CPM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. License Renewal (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>CJM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Assignment of Authorization; Transfer of Control (first station) </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(Electronic Filing Required) </ENT>
                                <ENT>603 &amp; 159</ENT>
                                <ENT>$105.00</ENT>
                                <ENT>CCM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Spectrum Leasing (first station) </ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$105.00</ENT>
                                <ENT>CCM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">Additional Station</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CAM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Extension of Construction Authorization (Electronic Filing Required)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$245.00 (Per call sign)</ENT>
                                <ENT>CHM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Special Temporary Authority or Request for Waiver of Prior Construction Authorization (Electronic Filing)</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$130.00 (Per call sign)</ENT>
                                <ENT>CEM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Special Temporary Authority</ENT>
                                <ENT>601 &amp; 159</ENT>
                                <ENT>$130.00 (Per call sign)</ENT>
                                <ENT>CEM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">i. Major Modification for Spectrum Leasing (Electronic Filing Required)</ENT>
                                <ENT>608 &amp; 159</ENT>
                                <ENT>$290.00 (Per Lease Id.)</ENT>
                                <ENT>CJM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">j. Designated Entity Licensee Reportable Eligibility Event</ENT>
                                <ENT>609-T &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CAM</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">21. Communications Assistance for Law Enforcement (CALEA) Petitions</E>
                                </ENT>
                                <ENT>Correspondence &amp; 159</ENT>
                                <ENT>$6,575.00</ENT>
                                <ENT>CALA</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="47" PART="1">
                    <AMDPAR>3. Section 1.1103 is revised to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 1.1103 </SECTNO>
                        <SUBJECT>Schedule of charges for equipment approval, experimental radio services (or service).</SUBJECT>
                        <P>
                            Payment can be made electronically using the Commission's electronic filing and payment system “Fee Filer” (
                            <E T="03">www.fcc.gov/feefiler</E>
                            ). Remit manual filings and/or payments for these services to: Federal Communications Commission, OET Services, P.O. Box 979095, St. Louis, MO 63197-9000.
                        </P>
                        <GPOTABLE COLS="4" OPTS="L2,tp0,i1" CDEF="s100,r50,r50,xls50">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Service</CHED>
                                <CHED H="1">FCC Form No.</CHED>
                                <CHED H="1">Fee amount</CHED>
                                <CHED H="1">
                                    Payment type
                                    <LI>code</LI>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="21">
                                    <E T="02">Equipment Approval Service(s)</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">1. Certification:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. Receivers (except TV and FM) (Electronic Filing Only)</ENT>
                                <ENT>731 &amp; 159</ENT>
                                <ENT>$530.00</ENT>
                                <ENT>EEC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Devices Under Parts 11, 15 &amp; 18 (except receivers) (Electronic Filing Only)</ENT>
                                <ENT>731 &amp; 159</ENT>
                                <ENT>$1,365.00</ENT>
                                <ENT>EGC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">
                                    c. All Other Devices
                                    <LI>(Electronic Filing Only)</LI>
                                </ENT>
                                <ENT>731 &amp; 159</ENT>
                                <ENT>$690.00</ENT>
                                <ENT>EFT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Modifications and Class II Permissive Changes (Electronic Filing Only)</ENT>
                                <ENT>731 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>EAC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Request for Confidentiality under Certification (Electronic Filing Only)</ENT>
                                <ENT>731 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>EBC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Class III Permissive Changes (Electronic Filing Only)</ENT>
                                <ENT>731 &amp; 159</ENT>
                                <ENT>$690.00</ENT>
                                <ENT>ECC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">
                                    <E T="02">2. Advance Approval of Subscription TV Systems</E>
                                </ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$4,180.00</ENT>
                                <ENT>EIS</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. Request for Confidentiality For Advance Approval of Subscription TV Systems</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>EBS</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">3. Assignment of Grantee Code:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. For all Application Types, except Subscription TV (Electronic Filing Only—Optional Electronic Payment)</ENT>
                                <ENT>Electronic Assignment &amp; Form 159 or Optional Electronic Payment</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>EAG</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">4. Experimental Radio Service(s):</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New Station Authorization</ENT>
                                <ENT>442 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>EAE</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Modification of Authorization</ENT>
                                <ENT>442 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>EAE</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Renewal of Station Authorization</ENT>
                                <ENT>405 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>EAE</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Assignment of License or Transfer of Control</ENT>
                                <ENT>702 &amp; 159 or </ENT>
                                <ENT>$65.00 </ENT>
                                <ENT>EAE</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>703 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>EAE</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Special Temporary Authority</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>EAE</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Additional fee required for any of the above applications that request withholding from public inspection</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>EAE</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="47" PART="1">
                    <PRTPAGE P="26171"/>
                    <AMDPAR>4. Section 1.1104 is revised to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 1.1104 </SECTNO>
                        <SUBJECT>Schedule of charges for applications and other filings for media services.</SUBJECT>
                        <P>
                            Payment can be made electronically using the Commission's electronic filing and payment system “Fee Filer” (
                            <E T="03">www.fcc.gov/feefiler</E>
                            ). Remit manual filings and/or payments for these services to: Federal Communications Commission, Media Bureau Services, P.O. Box 979089, St. Louis, MO 63197-9000. The asterisk (*) indicates that multiple stations and multiple fee submissions are acceptable within the same post office box.
                        </P>
                        <GPOTABLE COLS="4" OPTS="L2,tp0,i1" CDEF="s100,r40,r50,xls50">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Service</CHED>
                                <CHED H="1">FCC Form No.</CHED>
                                <CHED H="1">Fee amount</CHED>
                                <CHED H="1">
                                    Payment type
                                    <LI>code</LI>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">1. Commercial TV Services:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New and Major Change Construction Permits (per application) (Electronic Filing)</ENT>
                                <ENT>301 &amp; 159</ENT>
                                <ENT>$4,695.00</ENT>
                                <ENT>MVT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Minor Change (per application) (Electronic Filing)</ENT>
                                <ENT>301 &amp; 159</ENT>
                                <ENT>$1,050.00</ENT>
                                <ENT>MPT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Main Studio Request</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$1,050.00</ENT>
                                <ENT>MPT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. New License (per application) (Electronic Filing)</ENT>
                                <ENT>302-TV &amp; 159</ENT>
                                <ENT>$315.00</ENT>
                                <ENT>MJT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>302-DTV &amp; 159</ENT>
                                <ENT>$315.00</ENT>
                                <ENT>MJT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. License Renewal (per application) (Electronic Filing)</ENT>
                                <ENT>303-S &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. License Assignment (i) Long Form (Electronic Filing)</ENT>
                                <ENT>314 &amp; 159</ENT>
                                <ENT>$1,050.00</ENT>
                                <ENT>MPT*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(ii) Short Form (Electronic Filing)</ENT>
                                <ENT>316 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDT*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Transfer of Control (i) Long Form (Electronic Filing)</ENT>
                                <ENT>315 &amp; 159</ENT>
                                <ENT>$1,050.00</ENT>
                                <ENT>MPT*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(ii) Short Form (Electronic Filing)</ENT>
                                <ENT>316 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDT*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Call Sign (Electronic Filing)</ENT>
                                <ENT>380 &amp; 159</ENT>
                                <ENT>$105.00</ENT>
                                <ENT>MBT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">i. Special Temporary Authority</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">j. Petition for Rulemaking for New Community of License (Electronic Filing)</ENT>
                                <ENT>301 &amp; 159</ENT>
                                <ENT>$2,900.00</ENT>
                                <ENT>MRT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>302-TV &amp; 159</ENT>
                                <ENT>$2,900.00</ENT>
                                <ENT>MRT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">k. Ownership Report (Electronic Filing)</ENT>
                                <ENT>323 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>MAT*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Corres &amp;159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>MAT*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">2. Commercial AM Radio Stations:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New or Major Change Construction Permit (Electronic Filing)</ENT>
                                <ENT>301 &amp; 159</ENT>
                                <ENT>$4,180.00</ENT>
                                <ENT>MUR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Minor Change (per application) (Electronic Filing)</ENT>
                                <ENT>301 &amp; 159</ENT>
                                <ENT>$1,050.00</ENT>
                                <ENT>MPR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Main Studio Request (per request)</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$1,050.00</ENT>
                                <ENT>MPR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. New License (per application) (Electronic Filing)</ENT>
                                <ENT>302-AM &amp; 159</ENT>
                                <ENT>$690.00</ENT>
                                <ENT>MMR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. AM Directional Antenna (per application) (Electronic Filing)</ENT>
                                <ENT>302-AM &amp; 159</ENT>
                                <ENT>$790.00</ENT>
                                <ENT>MOR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. AM Remote Control (per application) (Electronic Filing)</ENT>
                                <ENT>301 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>MAR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. License Renewal (per application) (Electronic Filing)</ENT>
                                <ENT>303-S &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. License Assignment </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(i) Long Form (Electronic Filing)</ENT>
                                <ENT>314 &amp; 159</ENT>
                                <ENT>$1,050.00</ENT>
                                <ENT>MPR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(ii) Short Form (Electronic Filing)</ENT>
                                <ENT>316 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">i. Transfer of Control </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(i) Long Form (Electronic Filing)</ENT>
                                <ENT>315 &amp; 159</ENT>
                                <ENT>$1,050.00</ENT>
                                <ENT>MPR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(ii) Short Form (Electronic Filing)</ENT>
                                <ENT>316 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">j. Call Sign (Electronic Filing)</ENT>
                                <ENT>380 &amp; 159</ENT>
                                <ENT>$105.00</ENT>
                                <ENT>MBR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">k. Special Temporary Authority</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">l. Ownership Report (Electronic Filing)</ENT>
                                <ENT>323 &amp; 159 or </ENT>
                                <ENT>$65.00</ENT>
                                <ENT>MAR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>MAR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">3. Commercial FM Radio Stations:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New or Major Change Construction Permit (Electronic Filing)</ENT>
                                <ENT>301 &amp; 159</ENT>
                                <ENT>$3,760.00</ENT>
                                <ENT>MTR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Minor Change (Electronic Filing)</ENT>
                                <ENT>301 &amp; 159</ENT>
                                <ENT>$1,050.00</ENT>
                                <ENT>MPR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Main Studio Request (per request)</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$1,050.00</ENT>
                                <ENT>MPR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. New License (Electronic Filing)</ENT>
                                <ENT>302-FM &amp; 159</ENT>
                                <ENT>$215.00</ENT>
                                <ENT>MHR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. FM Directional Antenna (Electronic Filing)</ENT>
                                <ENT>302-FM &amp; 159</ENT>
                                <ENT>$660.00</ENT>
                                <ENT>MLR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. License Renewal (per application) (Electronic Filing)</ENT>
                                <ENT>303-S &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. License Assignment (i) Long Form (Electronic Filing)</ENT>
                                <ENT>314 &amp; 159</ENT>
                                <ENT>$1,050.00</ENT>
                                <ENT>MPR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(ii) Short Form (Electronic Filing)</ENT>
                                <ENT>316 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Transfer of Control (i) Long Form (Electronic Filing)</ENT>
                                <ENT>315 &amp; 159</ENT>
                                <ENT>$1,050.00</ENT>
                                <ENT>MPR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(ii) Short Form (Electronic Filing)</ENT>
                                <ENT>316 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDR*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">i. Call Sign (Electronic Filing)</ENT>
                                <ENT>380 &amp; 159</ENT>
                                <ENT>$105.00</ENT>
                                <ENT>MBR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">j. Special Temporary Authority</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">k. Petition for Rulemaking for New Community of License or Higher Class Channel (Electronic Filing)</ENT>
                                <ENT>301 &amp; 159 or </ENT>
                                <ENT>$2,900.00</ENT>
                                <ENT>MRR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>302-FM &amp; 159</ENT>
                                <ENT>$2,900.00</ENT>
                                <ENT>MRR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">l. Ownership Report (Electronic Filing)</ENT>
                                <ENT>323 &amp; 159 or</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>MAR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>MAR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">4. FM Translators:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New or Major Change Construction Permit (Electronic Filing)</ENT>
                                <ENT>349 &amp; 159</ENT>
                                <ENT>$790.00</ENT>
                                <ENT>MOF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. New License (Electronic Filing)</ENT>
                                <ENT>350 &amp; 159</ENT>
                                <ENT>$160.00</ENT>
                                <ENT>MEF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. License Renewal (Electronic Filing)</ENT>
                                <ENT>303-S &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>MAF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Special Temporary Authority</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGF</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="26172"/>
                                <ENT I="03">e. License Assignment (Electronic Filing)</ENT>
                                <ENT>345 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDF*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>314 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDF*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>316 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDF*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Transfer of Control (Electronic Filing)</ENT>
                                <ENT>345 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDF*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>315 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDF*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>316 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDF*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">5. TV Translators and LPTV Stations:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New or Major Change Construction Permit (per application) (Electronic Filing)</ENT>
                                <ENT>346 &amp; 159</ENT>
                                <ENT>$790.00</ENT>
                                <ENT>MOL</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. New License (per application) (Electronic Filing)</ENT>
                                <ENT>347 &amp; 159</ENT>
                                <ENT>$160.00</ENT>
                                <ENT>MEL</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. License Renewal (Electronic Filing)</ENT>
                                <ENT>303-S &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>MAL*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Special Temporary Authority</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGL</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. License Assignment (Electronic Filing)</ENT>
                                <ENT>345 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDL*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>314 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDL*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>316 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDL*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Transfer of Control (Electronic Filing)</ENT>
                                <ENT>345 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDL*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>315 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDL*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>316 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDL*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Call Sign (Electronic Filing)</ENT>
                                <ENT>380 &amp; 159</ENT>
                                <ENT>$105.00</ENT>
                                <ENT>MBT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">6. FM Booster Stations:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New or Major Change Construction Permit (Electronic Filing)</ENT>
                                <ENT>349 &amp; 159</ENT>
                                <ENT>$790.00</ENT>
                                <ENT>MOF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. New License (Electronic Filing)</ENT>
                                <ENT>350 &amp; 159</ENT>
                                <ENT>$160.00</ENT>
                                <ENT>MEF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Special Temporary Authority</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">7. TV Booster Stations:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New or Major Change (Electronic Filing)</ENT>
                                <ENT>346 &amp; 159</ENT>
                                <ENT>$790.00</ENT>
                                <ENT>MOF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. New License (Electronic Filing)</ENT>
                                <ENT>347 &amp; 159</ENT>
                                <ENT>$160.00</ENT>
                                <ENT>MEF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Special Temporary Authority</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGF</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">8. Class A TV Services:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New and Major Change Construction Permits (per application) (Electronic Filing)</ENT>
                                <ENT>301-CA &amp; 159</ENT>
                                <ENT>$4,695.00</ENT>
                                <ENT>MVT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. New License (per application) (Electronic Filing)</ENT>
                                <ENT>302-CA &amp; 159</ENT>
                                <ENT>$315.00</ENT>
                                <ENT>MJT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. License Renewal (per application) (Electronic Filing)</ENT>
                                <ENT>303-S &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Special Temporary Authority</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. License Assignment (i) Long Form (Electronic Filing)</ENT>
                                <ENT>314 &amp; 159</ENT>
                                <ENT>$1,050.00</ENT>
                                <ENT>MPT*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(ii) Short Form (Electronic Filing)</ENT>
                                <ENT>316 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDT*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Transfer of Control (i) Long Form (Electronic Filing)</ENT>
                                <ENT>315 &amp; 159</ENT>
                                <ENT>$1,050.00</ENT>
                                <ENT>MPT*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(ii) Short Form (Electronic Filing)</ENT>
                                <ENT>316 &amp; 159</ENT>
                                <ENT>$150.00</ENT>
                                <ENT>MDT*</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Main Studio Request</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$1,050.00</ENT>
                                <ENT>MPT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Call Sign (Electronic Filing)</ENT>
                                <ENT>380 &amp; 159</ENT>
                                <ENT>$105.00</ENT>
                                <ENT>MBT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">9. Cable Television Services:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. CARS License</ENT>
                                <ENT>327 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>TIC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. CARS Modifications</ENT>
                                <ENT>327 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>TIC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. CARS License Renewal (Electronic Filing)</ENT>
                                <ENT>327 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>TIC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. CARS License Assignment</ENT>
                                <ENT>327 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>TIC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. CARS Transfer of Control</ENT>
                                <ENT>327 &amp; 159</ENT>
                                <ENT>$290.00</ENT>
                                <ENT>TIC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Special Temporary Authority</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>TGC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Cable Special Relief Petition</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$1,465.00</ENT>
                                <ENT>TQC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Cable Community Registration (Electronic Filing)</ENT>
                                <ENT>322 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>TAC</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">i. Aeronautical Frequency Usage Notifications (Electronic Filing)</ENT>
                                <ENT>321 &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>TAC</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="47" PART="1">
                    <AMDPAR>5. Section 1.1105 is revised to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 1.1105 </SECTNO>
                        <SUBJECT>Schedule of charges for applications and other filings for the wireline competition services.</SUBJECT>
                        <P>
                            Payment can be made electronically using the Commission's electronic filing and payment system “Fee Filer” (
                            <E T="03">www.fcc.gov/feefiler</E>
                            ). Remit manual filings and/or payments for these services to: Federal Communications Commission, Wireline Competition Bureau Applications, P.O. Box 979091, St. Louis, MO 63197-9000.
                        </P>
                        <GPOTABLE COLS="4" OPTS="L2,tp0,i1" CDEF="s100,r50,r50,xls50">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Service</CHED>
                                <CHED H="1">FCC Form No.</CHED>
                                <CHED H="1">Fee amount</CHED>
                                <CHED H="1">
                                    Payment type
                                    <LI>code</LI>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">
                                    <E T="02">1. Domestic 214 Applications</E>
                                </ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$1,130.00</ENT>
                                <ENT>CDT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">2. Tariff Filings:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. Filing Fees (per transmittal or cover letter)</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$910.00</ENT>
                                <ENT>CQK</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Application for Special Permission Filing (request for waiver of any rule in Part 61 of the Commission's Rules) (per request)</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$910.00</ENT>
                                <ENT>CQK</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Waiver of Part 69 Tariff Rules (per request)</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$910.00</ENT>
                                <ENT>CQK</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">3. Accounting:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="26173"/>
                                <ENT I="03">a. Review of Depreciation Update Study (single state)</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$38,315.00</ENT>
                                <ENT>BKA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(i) Each Additional State</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$1,260.00</ENT>
                                <ENT>CVA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Petition for Waiver (per petition) (i) Waiver of Part 69 Accounting Rules &amp; Part 32 Accounting Rules, Part 43 Reporting Requirements Part 64 Allocation of Costs Rules Part 65 Rate of Return &amp; Rate Base Rules </ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$8,635.00</ENT>
                                <ENT>BEA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(ii) Part 36 Separation Rules </ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$8,635.00</ENT>
                                <ENT>BEB</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="47" PART="1">
                    <AMDPAR>6. Section 1.1106 is revised to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 1.1106 </SECTNO>
                        <SUBJECT>Schedule of charges for applications and other filings for the enforcement services.</SUBJECT>
                        <P>
                            Payment can be made electronically using the Commission's electronic filing and payment system “Fee Filer” (
                            <E T="03">www.fcc.gov/feefiler</E>
                            ). Remit manual filings and/or payments for these services to: Federal Communications Commission, Enforcement Bureau, P.O. Box 979094, St. Louis, MO 63197-9000 with the exception of Accounting and Audits, which will be invoiced. Carriers should follow invoice instructions when making payment.
                        </P>
                        <GPOTABLE COLS="4" OPTS="L2,tp0,i1" CDEF="s100,r50,r50,xls50">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Service</CHED>
                                <CHED H="1">FCC Form No.</CHED>
                                <CHED H="1">Fee amount</CHED>
                                <CHED H="1">
                                    Payment type
                                    <LI>code</LI>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">
                                    <E T="02">1. Formal Complaints</E>
                                </ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$225.00</ENT>
                                <ENT>CIZ</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">2. Accounting and Audits:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. Field Audit</ENT>
                                <ENT>Carriers will be invoiced for the amount due</ENT>
                                <ENT>$115,370.00</ENT>
                                <ENT>BMA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Review of Attest Audit</ENT>
                                <ENT>Carriers will be invoiced for the amount due</ENT>
                                <ENT>$62,975.00</ENT>
                                <ENT>BLA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">
                                    <E T="02">3. Development and Review of Agreed Upon—Procedures Engagement</E>
                                </ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$62,975.00</ENT>
                                <ENT>BLA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">
                                    <E T="02">4. Pole Attachment Complaint</E>
                                </ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$280.00</ENT>
                                <ENT>TPC</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="47" PART="1">
                    <AMDPAR>7. Section 1.1107 is revised to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 1.1107 </SECTNO>
                        <SUBJECT>Schedule of charges for applications and other filings for the international services.</SUBJECT>
                        <P>
                            Payment can be made electronically using the Commission's electronic filing and payment system “Fee Filer” (
                            <E T="03">www.fcc.gov/feefiler</E>
                            ). Remit manual filings and/or payments for these services to: Federal Communications Commission, International Bureau Applications, P.O. Box 979093, St. Louis, MO 63197-9000.
                        </P>
                        <GPOTABLE COLS="4" OPTS="L2,tp0,i1" CDEF="s100,r50,r50,xls50">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Service</CHED>
                                <CHED H="1">FCC Form No.</CHED>
                                <CHED H="1">Fee amount</CHED>
                                <CHED H="1">
                                    Payment type
                                    <LI>code</LI>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">1. International Fixed Public Radio:</E>
                                     (Public &amp; Control Stations)
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. Initial Construction Permit (per station)</ENT>
                                <ENT>407 &amp; 159</ENT>
                                <ENT>$945.00</ENT>
                                <ENT>CSN</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Assignment or Transfer (per Application)</ENT>
                                <ENT>702 &amp; 159 or</ENT>
                                <ENT>$945.00</ENT>
                                <ENT>CSN</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT>704 &amp; 159</ENT>
                                <ENT>$945.00</ENT>
                                <ENT>CSN</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Renewal (per license )</ENT>
                                <ENT>405 &amp; 159</ENT>
                                <ENT>$690.00</ENT>
                                <ENT>CON</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Modification (per station)</ENT>
                                <ENT>403 &amp; 159</ENT>
                                <ENT>$690.00</ENT>
                                <ENT>CON</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Extension of Construction Authorization (per station)</ENT>
                                <ENT>701 &amp; 159</ENT>
                                <ENT>$345.00</ENT>
                                <ENT>CKN</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Special Temporary Authority or request for Waiver (per request)</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$345.00</ENT>
                                <ENT>CKN</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">2. Section 214 Applications:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. Overseas Cable Construction</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$16,905.00</ENT>
                                <ENT>BIT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Cable Landing License (i) Common Carrier</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$1,900.00</ENT>
                                <ENT>CXT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(ii) Non-Common Carrier</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$18,800.00</ENT>
                                <ENT>BJT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. All other International 214 Applications</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$1,130.00</ENT>
                                <ENT>CUT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Special Temporary Authority (all services)</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$1,130.00</ENT>
                                <ENT>CUT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Assignments or transfers (all services)</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$1,130.00</ENT>
                                <ENT>CUT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">3. Fixed Satellite Transmit/Receive Earth Stations:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. Initial Application (per station)</ENT>
                                <ENT>312 Main &amp; Schedule B &amp; 159</ENT>
                                <ENT>$2,825.00</ENT>
                                <ENT>BAX</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Modification of License (per station)</ENT>
                                <ENT>312 Main &amp; Schedule B &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGX</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Assignment or Transfer (i) First station</ENT>
                                <ENT>312 Main &amp; Schedule A &amp; 159</ENT>
                                <ENT>$560.00</ENT>
                                <ENT>CNX</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(ii) Each Additional Station</ENT>
                                <ENT>Attachment to 312—Schedule A</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>CFX</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Renewal of License (per station )</ENT>
                                <ENT>312-R &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGX</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Special Temporary Authority (per request)</ENT>
                                <ENT>312 Main &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGX</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Amendment of Pending Application (per station)</ENT>
                                <ENT>312 Main &amp; Schedule B &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGX</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Extension of Construction Permit (modification) (per station)</ENT>
                                <ENT>312 Main &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGX</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="26174"/>
                                <ENT I="22">
                                    <E T="02">4. Fixed Satellite transmit/receive Earth Stations (2 meters or less operating in the 4/6 GHz frequency band):</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. Lead Application</ENT>
                                <ENT>312 Main &amp; Schedule B &amp; 159</ENT>
                                <ENT>$6,260.00</ENT>
                                <ENT>BDS</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Routine Application (per station)</ENT>
                                <ENT>312 Main &amp; Schedule B &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CAS</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Modification of License (per station)</ENT>
                                <ENT>312 Main &amp; Schedule B &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGS</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Assignment or Transfer (i) First Station</ENT>
                                <ENT>312 Main &amp; Schedule A &amp; 159</ENT>
                                <ENT>$560.00</ENT>
                                <ENT>CNS</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(ii) Each Additional Station</ENT>
                                <ENT>Attachment to 312—Schedule A</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>CAS</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Renewal of License (per station)</ENT>
                                <ENT>312-R &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGS</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Special Temporary Authority (per request)</ENT>
                                <ENT>312 Main &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGS</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Amendment of Pending Application (per station)</ENT>
                                <ENT>312 Main &amp; Schedule A or B &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGS</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Extension of Construction Permit (modification) (per station )</ENT>
                                <ENT>312 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGS</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">5. Receive Only Earth Stations:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. Initial Applications for Registration or License (per station)</ENT>
                                <ENT>312 Main &amp; Schedule B &amp; 159</ENT>
                                <ENT>$430.00</ENT>
                                <ENT>CMO</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Modification of License or Registration (per station)</ENT>
                                <ENT>312 Main &amp; Schedule B &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGO</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Assignment or Transfer (i) First Station</ENT>
                                <ENT>312 Main &amp; Schedule A &amp; 159</ENT>
                                <ENT>$560.00</ENT>
                                <ENT>CNO</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(ii) Each Additional Station</ENT>
                                <ENT>Attachment to 312—Schedule A</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>CFO</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Renewal of License (per station)</ENT>
                                <ENT>312-R &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGO</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Amendment of Pending Application (per station)</ENT>
                                <ENT>312 Main &amp; Schedule A or B &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGO</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Extension of Construction Permit (modification) (per station)</ENT>
                                <ENT>312 Main &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGO</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Waivers (per request)</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGO</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">6. Fixed Satellite Very Small Aperture Terminal (VSAT) Systems:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. Initial Application (per station)</ENT>
                                <ENT>312 Main &amp; Schedule B &amp; 159</ENT>
                                <ENT>$10,430.00</ENT>
                                <ENT>BGV</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Modification of License (per system)</ENT>
                                <ENT>312 Main &amp; Schedule B &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGV</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Assignment or Transfer of System</ENT>
                                <ENT>312 Main &amp; Schedule A &amp; 159</ENT>
                                <ENT>$2,790.00</ENT>
                                <ENT>CZV</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Renewal of License (per system)</ENT>
                                <ENT>312-R &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGV</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Special Temporary Authority (per request)</ENT>
                                <ENT>312 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGV</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Amendment of Pending Application (per system)</ENT>
                                <ENT>312 Main &amp; Schedule A or B &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGV</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Extension of Construction Permit (modification) (per system)</ENT>
                                <ENT>312 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGV</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">7. Mobile Satellite Earth Stations:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. Initial Applications of Blanket Authorization</ENT>
                                <ENT>312 Main &amp; Schedule B &amp; 159</ENT>
                                <ENT>$10,430.00</ENT>
                                <ENT>BGB</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Initial Application for Individual Earth Station</ENT>
                                <ENT>312 Main &amp; Schedule B &amp; 159</ENT>
                                <ENT>$2,505.00</ENT>
                                <ENT>CYB</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Modification of License (per system)</ENT>
                                <ENT>312 Main &amp; Schedule B &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGB</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Assignment or Transfer (per system)</ENT>
                                <ENT>312 Main &amp; Schedule A &amp; 159</ENT>
                                <ENT>$2,790.00</ENT>
                                <ENT>CZB</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Renewal of License (per system)</ENT>
                                <ENT>312-R &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGB</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Special Temporary Authority (per request)</ENT>
                                <ENT>312 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGB</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">g. Amendment of Pending Application (per system)</ENT>
                                <ENT>312 Main &amp; Schedule B &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGB</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">h. Extension of Construction Permit (modification) (per system)</ENT>
                                <ENT>312 &amp; 159</ENT>
                                <ENT>$195.00</ENT>
                                <ENT>CGB</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">8. Space Stations (Geostationary):</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. Application for Authority to Launch &amp; Operate (per satellite) (i) Initial Application </ENT>
                                <ENT>312 Main &amp; Schedule S &amp; 159 </ENT>
                                <ENT>$129,645.00 </ENT>
                                <ENT>BNY </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">(ii) Replacement Satellite</ENT>
                                <ENT>312 Main &amp; Schedule S &amp; 159 </ENT>
                                <ENT>$129,645.00 </ENT>
                                <ENT>BNY </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Assignment or Transfer (per satellite)</ENT>
                                <ENT>312 Main &amp; Schedule A &amp; 159</ENT>
                                <ENT>$9,265.00</ENT>
                                <ENT>BFY</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Modification (per satellite)</ENT>
                                <ENT>312 Main &amp; Schedule S (if needed) &amp; 159</ENT>
                                <ENT>$9,265.00</ENT>
                                <ENT>BFY</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Special Temporary Authority (per satellite)</ENT>
                                <ENT>312 &amp; 159</ENT>
                                <ENT>$930.00</ENT>
                                <ENT>CRY</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Amendment of Pending Application (per satellite)</ENT>
                                <ENT>312 Main &amp; Schedule S (if needed) &amp; 159</ENT>
                                <ENT>$1,855.00</ENT>
                                <ENT>CWY</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Extension of Launch Authority (per satellite)</ENT>
                                <ENT>312 Main &amp; Corres &amp; 159</ENT>
                                <ENT>$930.00</ENT>
                                <ENT>CRY</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">9. Space Stations (NGSO):</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. Application for Authority to Launch &amp; Operate (per system of technically identical satellites) satellites)</ENT>
                                <ENT>312 Main &amp; Schedule S &amp; 159</ENT>
                                <ENT>$446,500.00</ENT>
                                <ENT>CLW</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Assignment or Transfer (per system)</ENT>
                                <ENT>312 Main &amp; Schedule A &amp; 159</ENT>
                                <ENT>$12,765.00</ENT>
                                <ENT>CZW</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. Modification (per system)</ENT>
                                <ENT>312 Main &amp; Schedule S (if needed) &amp; 159</ENT>
                                <ENT>$31,895.00</ENT>
                                <ENT>CGW</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Special Temporary Authority (per request)</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$3,195.00</ENT>
                                <ENT>CXW</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Amendment of Pending Application (per request)</ENT>
                                <ENT>312 Main &amp; Schedule S &amp; 159</ENT>
                                <ENT>$6,385.00</ENT>
                                <ENT>CAW</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Extension of Launch Authority (per system)</ENT>
                                <ENT>312 Main &amp; 159</ENT>
                                <ENT>$3,195.00</ENT>
                                <ENT>CXW</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">10. Direct Broadcast Satellites:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. Authorization to Construct or Major Modification (per satellite)</ENT>
                                <ENT>312 Main &amp; Schedule S &amp; 159</ENT>
                                <ENT>$3,760.00</ENT>
                                <ENT>MTD</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Construction Permit and Launch Authority (per satellite)</ENT>
                                <ENT>312 Main &amp; Schedule S &amp; 159</ENT>
                                <ENT>$36,505.00</ENT>
                                <ENT>MXD</ENT>
                            </ROW>
                            <ROW>
                                <PRTPAGE P="26175"/>
                                <ENT I="03">c. License to Operate (per satellite)</ENT>
                                <ENT>312 Main &amp; Schedule S &amp; 159</ENT>
                                <ENT>$1,050.00</ENT>
                                <ENT>MPD</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. Special Temporary Authority (per satellite)</ENT>
                                <ENT>312 Main &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGD</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">11. International Broadcast Stations:</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. New Station &amp; Facilities Change Construction Permit (per application)</ENT>
                                <ENT>309 &amp; 159</ENT>
                                <ENT>$3,160.00</ENT>
                                <ENT>MSN</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. New License (per application)</ENT>
                                <ENT>310 &amp; 159</ENT>
                                <ENT>$715.00</ENT>
                                <ENT>MNN</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">c. License Renewal (per application)</ENT>
                                <ENT>311 &amp; 159</ENT>
                                <ENT>$180.00</ENT>
                                <ENT>MFN</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">d. License Assignment or Transfer of Control (per station license)</ENT>
                                <ENT>
                                    314 &amp; 159 or
                                    <LI>315 &amp; 159 or</LI>
                                    <LI>316 &amp; 159</LI>
                                </ENT>
                                <ENT>
                                    $115.00
                                    <LI>$115.00</LI>
                                    <LI>$115.00</LI>
                                </ENT>
                                <ENT>
                                    MCN
                                    <LI>MCN</LI>
                                    <LI>MCN</LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">e. Frequency Assignment &amp; Coordination (per frequency hour)</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$65.00</ENT>
                                <ENT>MAN</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">f. Special Temporary Authorization (per application)</ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$190.00</ENT>
                                <ENT>MGN</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22">
                                    <E T="02">12. Permit to Deliver Programs to Foreign Broadcast Stations:</E>
                                     (per application)
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">a. Commercial Television Stations</ENT>
                                <ENT>308 &amp; 159</ENT>
                                <ENT>$105.00</ENT>
                                <ENT>MBT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="03">b. Commercial AM or FM Radio Stations</ENT>
                                <ENT>308 &amp; 159</ENT>
                                <ENT>$105.00</ENT>
                                <ENT>MBR</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">
                                    <E T="02">13. Recognized Operating Agency:</E>
                                     (per application)
                                </ENT>
                                <ENT>Corres &amp; 159</ENT>
                                <ENT>$1,130.00</ENT>
                                <ENT>CUG</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="47" PART="1">
                    <AMDPAR>8. Section 1.1108 is revised to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 1.1108 </SECTNO>
                        <SUBJECT>Schedule of charges for applications and other filings for the international telecommunication services.</SUBJECT>
                        <P>
                            Payment can be made electronically using the Commission's electronic filing and payment system “Fee Filer” (
                            <E T="03">www.fcc.gov/feefiler</E>
                            ). Remit manual filings and/or payments for these services to: Federal Communications Commission, International Telecommunication Fees, P.O. Box 979096, St. Louis, MO 63197-9000.
                        </P>
                        <GPOTABLE COLS="4" OPTS="L2,tp0,i1" CDEF="s100,r50,r50,xls50">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Service</CHED>
                                <CHED H="1">FCC Form No.</CHED>
                                <CHED H="1">Fee amount</CHED>
                                <CHED H="1">
                                    Payment type
                                    <LI>code</LI>
                                </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">1. Administrative Fee For Collections (per line item)</ENT>
                                <ENT>99 &amp; 99A</ENT>
                                <ENT>$2.00</ENT>
                                <ENT>IAT</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">2. Telecommunication Charges</ENT>
                                <ENT>99 &amp; 99A</ENT>
                                <ENT/>
                                <ENT>ITTS</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-09779 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6712-01-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Fish and Wildlife Service</SUBAGY>
                <CFR>50 CFR Part 17</CFR>
                <DEPDOC>[Docket No. FWS-R7-ES-2012-0033; 70120-1113-0000-C3]</DEPDOC>
                <RIN>RIN 1018-AW57</RIN>
                <SUBJECT>Endangered and Threatened Wildlife and Plants; Establishment of a Nonessential Experimental Population of Wood Bison in Alaska</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Fish and Wildlife Service, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>We, the U.S. Fish and Wildlife Service (Service), in cooperation with the State of Alaska, will reestablish the wood bison, a federally threatened species, in historical habitat in central Alaska. We will reestablish the wood bison under section 10(j) of the Endangered Species Act of 1973, as amended (ESA), and will classify any populations reestablished in the nonessential experimental population (NEP) area as part of the NEP identified in this rule. This final rule also establishes provisions under which wood bison in Alaska will be managed, and provides a plan for establishing the NEP and allowing for legal incidental taking of wood bison within the defined NEP area.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This final rule is effective on June 6, 2014.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        This final rule and the final Environmental Assessment (EA) are available on 
                        <E T="03">http://www.regulations.gov</E>
                         at Docket No. FWS-R7-ES-2012-0033 and available from our Web site at 
                        <E T="03">http://alaska.fws.gov/fisheries/endangered/species/wood_bison_reintroduction.htm.</E>
                         Comments and materials received, as well as the supporting file for this final rule will be available for public inspection, by appointment, during normal business hours, at the U.S. Fish and Wildlife Service Regional Office, Fisheries and Ecological Services, 1011 E. Tudor Rd., Anchorage, AK 99503. Additional background and supporting information is provided in the Alaska Department of Fish and Game (ADF&amp;G) Environmental Review of Wood Bison Restoration in Alaska (ADF&amp;G 2007), which can be accessed online at: 
                        <E T="03">http://www.adfg.alaska.gov/index.cfm?adfg=woodbison.management.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Jenifer Kohout, 1011 East Tudor Road, Anchorage, AK 99503, (907) 786-3687, or email 
                        <E T="03">jenifer_kohout@fws.gov.</E>
                         If you use a telecommunications device for the deaf (TDD), you may call the Federal Information Relay Service (FIRS) at 800-877-8339.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Executive Summary</HD>
                <P>
                    Under the ESA, the Service may establish an experimental population, allowing for the reintroduction of a species to its former range with special rules that allow for some of the management requirements of the ESA to be relaxed to facilitate acceptance by local landowners and managers. The Alaska Department of Fish and Game (ADF&amp;G) plans to reintroduce wood bison (
                    <E T="03">Bison bison athabascae</E>
                    ) into one or more of three areas within their historical range in central Alaska (Yukon Flats, Minto Flats, and the lower Innoko/Yukon River area). Under this final rule, ADF&amp;G will have primary management responsibility for leading and implementing the wood bison restoration effort, in cooperation with the Service. ADF&amp;G will serve as the 
                    <PRTPAGE P="26176"/>
                    lead agency in the reintroduction and subsequent management of wood bison in Alaska; however, ADF&amp;G will continue to coordinate with the Service on these restoration efforts. Management of populations in the NEP area will be guided by provisions in: (1) The associated special rule; (2) the EA for this action and ADF&amp;G's environmental review; and (3) site-specific management plans developed for each area by ADF&amp;G with involvement of landowners and other stakeholders. The rule will also allow for future regulated hunting based on sustained yield principles, once the herds are deemed sufficiently resilient to support such.
                </P>
                <HD SOURCE="HD1">Background</HD>
                <HD SOURCE="HD2">Legislative</HD>
                <P>
                    In Canada, wood bison were listed by the Committee on the Status of Endangered Wildlife in Canada (COSEWIC) as endangered in 1978, and downlisted to threatened in 1988. At that time, COSEWIC listings were not recognized under a specific Federal endangered species act. The Species at Risk Act (SARA) was enacted in 2003. Currently, COSEWIC recommends listings to appropriate Federal departments, which then accept or reject these listings under SARA. When SARA came into force, the listing of wood bison as threatened was recognized under that Act (G. Wilson, Canadian Wildlife Service, in litt., 2013). In the United States, the wood bison was first listed under the Endangered Species Conservation Act of 1969 as endangered (see 35 FR 8491, June 2, 1970). The Canadian National Wood Bison Recovery Team petitioned the Service to reclassify the wood bison as threatened on November 26, 2007, and on February 8, 2011, we published in the 
                    <E T="04">Federal Register</E>
                     (1) a 12-month finding indicating that the petitioned action was warranted, and (2) a proposed rule to reclassify the wood bison as a threatened species (76 FR 6734). On May 3, 2012, the status of the wood bison was reclassified to threatened (76 FR 26191).
                </P>
                <P>Under the ESA, species listed as endangered or threatened are afforded protection largely through the prohibitions of section 9, the requirements of section 7, and corresponding implementing regulations. Section 9 of the ESA and its implementing regulations at 50 CFR 17.21 and 17.31, in part, prohibit any person subject to the jurisdiction of the United States to take (“take” includes to harass, harm, pursue, hunt, shoot, wound, kill, trap, or collect, or to attempt any of these), import or export, ship in interstate commerce in the course of commercial activity, or sell or offer for sale in interstate or foreign commerce, any listed species. The term `harm' is further defined to include significant habitat modification or degradation that results in death or injury to listed species by significantly impairing behavioral patterns such as breeding, feeding, or sheltering. It also is illegal to knowingly possess, sell, deliver, carry, transport, or ship any wildlife that has been taken illegally. Certain exceptions apply to agents of the Service and State conservation agencies.</P>
                <P>Section 7 of the ESA and its implementing regulations at 50 CFR 402 outline the procedures for Federal interagency cooperation to conserve federally listed species and protect designated critical habitats. Under section 7(a)(1) of the ESA, all Federal agencies are directed to use their authorities in furtherance of the purposes of the ESA by carrying out programs for the conservation of endangered or threatened species. Section 7(a)(2) of the ESA states that Federal agencies will, in consultation with the Service, ensure that any action they authorize, fund, or carry out is not likely to jeopardize the continued existence of a listed species or result in the destruction or adverse modification of designated critical habitat. Section 7 of the ESA does not affect activities undertaken on private lands unless they are authorized, funded, or carried out by a Federal agency.</P>
                <P>Congress amended the ESA in 1982 with the addition of section 10(j), which provides for the designation of specific reintroduced populations of listed species as “experimental populations.” Under section 10(j), the Secretary of the Interior can designate reintroduced populations established outside the species' current range as “experimental.” Section 10(j) is designed to increase our flexibility in managing an experimental population by allowing us to treat the population as threatened, regardless of the species' designation elsewhere in its range. A threatened designation allows us discretion in devising management programs and special regulations for the population. Further, when we promulgate a section 10(j) rule for a species, the regulations at 50 CFR 17.31 that extend most section 9 prohibitions to threatened species do not apply, as the generic regulations are superseded by the section 10(j) rule, which contains the specific prohibitions and exemptions necessary and appropriate to conserve that species.</P>
                <P>As experimental populations uniformly carry “threatened” status, section 4(d) of the ESA applies. Section 4(d) of the ESA allows us to adopt whatever regulations are necessary and advisable to provide for the conservation of a threatened species. Although the ESA limits the type of regulated take available for the conservation of threatened species, the Secretary is granted broad flexibility in promulgating “special” regulations under section 4(d) of the ESA to protect threatened species, and may allow for direct take, as has been done in the past, for example, with Gila trout (71 FR 40657, July 18, 2006).</P>
                <P>Based on the best available information, we must determine whether experimental populations are “essential” or “nonessential” to the continued existence of the species. Experimental populations, whether essential or nonessential, are treated as threatened species. However, for section 7 interagency cooperation purposes only, an NEP located outside of a National Wildlife Refuge or National Park is treated as a species proposed for listing.</P>
                <P>When members of the NEP are located outside a National Wildlife Refuge or National Park Service unit, only two provisions of section 7 of the ESA apply: Section 7(a)(1) and section 7(a)(4). In these instances, NEPs provide additional flexibility because Federal agencies are not required to consult with us under section 7(a)(2) of the ESA. Section 7(a)(4) requires Federal agencies to confer (rather than consult, as required under section 7(a)(2)) with the Service on actions that are likely to jeopardize the continued existence of a species proposed to be listed. A conference results in conservation recommendations that are optional as the agencies carry out, fund, or authorize activities. However, because an NEP is by definition not essential to the continued existence of the species, it is very unlikely that we would ever determine jeopardy for a project impacting a species within an NEP. Thus, regulations for NEPs may be developed to be more compatible with routine human activities in the reintroduction area.</P>
                <P>
                    Animals used to establish an experimental population may be obtained from a source or donor population provided their removal is not likely to jeopardize the continued existence of the species and appropriate permits have been issued in accordance with 50 CFR 17.22. In 2008, ADF&amp;G imported 53 wood bison into Alaska after necessary permits and approvals were obtained. The primary original source of Alaska's wood bison is a captive-bred population at Elk Island 
                    <PRTPAGE P="26177"/>
                    National Park (EINP), Alberta, Canada, which was propagated for the purpose of providing disease-free stock for reestablishing populations in other parts of the species' original range (Gates 
                    <E T="03">et al.</E>
                     2001, p. 15). These animals and additional disease-free wood bison (obtained as a result of an illegal import in 2003) and their progeny are presently maintained at the Alaska Wildlife Conservation Center (AWCC) in Portage, Alaska.
                </P>
                <P>
                    Canada's “National Recovery Plan for the Wood Bison” included the specific goal of reestablishing at least 4 viable populations of 400 or more wood bison in Canada (Gates 
                    <E T="03">et al.</E>
                     2001, pp. 32-33). This plan supported fostering the “restoration of wood bison in other parts of their original range and in suitable habitat elsewhere” but set no discrete goals for recovery in other parts of the species' range. The Wood Bison Recovery Team placed a high priority on the reintroduction of wood bison to Alaska (Gates 
                    <E T="03">et al.</E>
                     2001, pp. 32-33). The  reestablishment of free-ranging, disease-free wood bison in Alaska would contribute to the overall conservation of wood bison in North America. However, future loss of a wood bison NEP from Alaska would not reduce the likelihood of the species' survival in its current range in Canada, which encompasses the only populations Canada evaluates when considering the status of the species for listing purposes under SARA. Consequently, because their loss would not appreciably reduce the likelihood of survival of the species in the wild, the Service finds that any wood bison populations established in Alaska would meet the definition of “nonessential” (
                    <E T="03">see</E>
                     50 CFR 17.80(b)). Therefore, we hereby designate a nonessential experimental population of wood bison in Alaska.
                </P>
                <HD SOURCE="HD2">Biological</HD>
                <P>
                    Members of the family Bovidae, wood bison are the largest native terrestrial mammal in the western hemisphere, with adult bulls weighing 2,000 pounds (900 kilograms) or more (Reynolds 
                    <E T="03">et al.</E>
                     2003, p. 1015). Wood bison are somewhat larger than the other extant bison subspecies in the United States, the plains bison (
                    <E T="03">B. b. bison</E>
                    ), and are distinguished by a more pronounced hump, forward-falling display hair on the head, reduced chaps and beard, and different demarcation on the cape (van Zyll de Jong 
                    <E T="03">et al.</E>
                     1995, pp. 393-396). Specimen collections and historical accounts indicate that the historical range of wood bison included much of interior (an area generally described as the Yukon and Kuskokwim river drainages east of their common delta area) and south-central Alaska, and the Yukon, the western Northwest Territories, northern Alberta and British Columbia, and part of northern Saskatchewan in Canada (Stephenson 
                    <E T="03">et al.</E>
                     2001, pp. 135-136; Reynolds 
                    <E T="03">et al.</E>
                     2003, pp. 1012-1013; Wilson, in litt. 2013). Wood bison are predominantly grazers, foraging mainly on grasses and sedges that occur in northern meadows (Larter and Gates 1991, p. 2679).
                </P>
                <P>
                    Wood bison were present in Alaska for most of the last 5,000 to 10,000 years (Stephenson 
                    <E T="03">et al.</E>
                     2001, pp. 125, 145-146). Detailed historical accounts from Athabascan elders in Alaska describe how bison were hunted and used and indicate that bison were an important source of food for Athabascan people before the bison population declined to low levels within the last few hundred years (Stephenson 
                    <E T="03">et al.</E>
                     2001, pp. 128-134). The most recent recorded sightings of wood bison in Alaska were from the early 1900s of small groups or single animals in northeastern Alaska (Stephenson 
                    <E T="03">et al.</E>
                     2001, pp. 129-134). Factors leading to the extirpation of wood bison from Alaska most likely included unregulated hunting by humans, along with the isolation of subpopulations caused by changes in habitat distribution during the late Holocene (Stephenson 
                    <E T="03">et al.</E>
                     2001, pp. 146-147).
                </P>
                <P>
                    Wood bison were largely extirpated from much of their original range in Alaska and Canada by about 1900 (Stephenson 
                    <E T="03">et al.</E>
                     2001, p. 140). At that time, only a few hundred animals existed in northeastern Alberta. Intensive conservation efforts in Canada beginning around 1900 are principally responsible for preventing the species' extinction (Gates 
                    <E T="03">et al.</E>
                     2001, pp. 11-21). However, the translocation of surplus plains bison into Wood Buffalo National Park in the 1920s (Carbyn 
                    <E T="03">et al.</E>
                     1993, pp. 25-27) resulted in some genetic dilution of wood bison, as well as the introduction of domestic cattle diseases into this population (Gates 
                    <E T="03">et al.</E>
                     2001, p. 35). Cattle diseases (i.e., bovine brucellosis and bovine tuberculosis) are still a management concern in some herds in the Wood Buffalo National Park area in Canada (Gates 
                    <E T="03">et al.</E>
                     2010, pp. 28-32; USDA 2008, p. 10). The susceptibility of wood bison and other native ungulates to these diseases underscores the importance of rigorous disease-testing protocols prior to releasing wood bison in Alaska (ADF&amp;G-ADEC 2008).
                </P>
                <HD SOURCE="HD2">Recovery Efforts</HD>
                <P>Recovery efforts in Canada have been very successful. In 1978, there was 1 free-ranging, disease-free herd with 300 individuals, the MacKenzie herd. By 2000, when the last Canadian status review was conducted, the number of disease-free herds had grown to 6, with a total of approximately 2,800 individuals. Since 2000, an additional herd has been reestablished, bringing the total number of herds to 7, and the number of disease-free, free-ranging bison has increased to approximately 5,000. Each of 4 of the herds has a population of 400 or more, meeting one of the primary recovery goals. As of May 2013, there were approximately 11,000 wood bison in Canada, including close to 5,000 in 7 free-ranging, disease-free herds (including one outside the original range of the wood bison); 6,000 in 5 free-ranging but diseased herds; and 300 in a captive herd conservation population that is maintained by Parks Canada Agency to provide stock for conservation efforts in the wild (G. Wilson, in litt., 2013; G. Wilson, pers. comm. 2013).There are also 45 to 60 commercial wood bison operations in Canada, including approximately 500 to 700 animals (Canadian Wildlife Service, unpublished data 2009). Although commercial wood bison herds are not a part of Canada's recovery programs, their existence indicates that wood bison will propagate readily, given sufficient space and proper nutrition.</P>
                <P>Under SARA, Environment Canada is responsible for the development of recovery strategies for threatened species like the wood bison. Environment Canada is currently in the process of developing the National Wood Bison Recovery Strategy (Wilson, Environment Canada, 2013, pers. comm.). This document is separate from the 2001 National Wood Bison Recovery Plan, which was developed prior to SARA being enacted. In addition, the State of Alaska has outlined plans for wood bison restoration and will complete detailed, site-specific management plans, developed with public input, for each bison release area before wood bison are reintroduced.</P>
                <P>
                    Alaska's restoration effort is supported by conservation authorities in the United States and Canada, including the International Union for the Conservation of Nature (IUCN)/North American Bison Specialist Group, the Wildlife Conservation Society (2013, 
                    <E T="03">in litt.</E>
                    ), the U.S. National Bison Society and Canadian Bison Association (2013, 
                    <E T="03">in litt.</E>
                    ), Alaska Chapter of the Wildlife Society (2013, 
                    <E T="03">in litt.</E>
                    ) and Canada's Wood Bison Recovery Team. These entities regard the restoration effort as having significant conservation value for bison, other wildlife, and the environment. In addition, the Service 
                    <PRTPAGE P="26178"/>
                    has worked diligently to assist ADF&amp;G with wood bison reintroduction efforts, and the success of this project has been a priority for the Service. We recognize that the reintroduction presents a good opportunity to support effective conservation of wood bison.
                </P>
                <P>Under this final rule, any wood bison reintroduced to the wild in Alaska will be designated as nonessential to recovery and experimental. The special rule that accompanies this section 10(j) rule is designed to broadly exempt from the section 9 take prohibitions any take of wood bison that is incidental to, and not the purpose of, otherwise lawful activities. We provide this exemption because we believe that such incidental take associated with otherwise lawful activities is necessary and advisable for the conservation of the species, as activities that currently occur or are anticipated in the NEP area, such as oil and gas development and other resource development projects, are generally compatible with wood bison restoration.</P>
                <P>This designation is justified because no adverse effects to extant wild or captive wood bison populations will result from release of animals from the captive herd. We also expect that the reintroduction effort will result in the successful reestablishment of self-sustaining populations, which will contribute to the recovery of the species.</P>
                <HD SOURCE="HD2">Role of Regulated Hunting in Recovery</HD>
                <P>
                    Regulated hunting has been used in Canada since 1987 to manage wood bison herds and is consistent with the recovery goals in the Canadian wood bison recovery plan. Herds with regulated harvest have increased in size (76 FR 6734, February 8, 2011). The Mackenzie herd, for example, was established in 1963 and first supported harvest in 1987, when the herd had reached approximately 1,500 bison. This herd continued to grow, to a maximum estimated size of 2400 around 1989, and supported an annual harvest of approximately 40 animals for several years after that point. In recent years, other mortality factors such as the periodic loss of animals to drowning and anthrax, coupled with reduced forage caused by flooding of inland lakes, reduced herd numbers to fewer than 1,000 animals. In response, Canadian managers suspended the regulated harvest in 2012 to enhance growth of the population (
                    <E T="03">http://www.enr.gov.nt.ca/_live/pages/wpPages/Mackenzie_Bison.aspx,</E>
                    viewed July 26, 2013, and T. Armstrong, NWT Bison Ecologist, pers. comm. 2013).
                </P>
                <P>Regulated hunting has been used in Canada to (1) maintain herd size within the carrying capacity of the landscape; (2) reduce the potential for the spread of disease; (3) address public safety concerns near roads; and (4) increase community support for reestablished wood bison herds. Where hunting is allowed, it can lead to increased revenue for monitoring and management of the herds.</P>
                <P>Sustainable levels of hunting of wood bison in Alaska will serve some of these same purposes, including securing the support of project sponsors (e.g., ADF&amp;G, local communities, landowners, and nongovernmental organizations involved in the project). Because reintroduction of wood bison to Alaska depends heavily on this support, including provisions for hunting as a future management option is an essential component of this final rule. Moreover, provisions for future regulated hunting will assure landowners and development interests that the reintroduction of wood bison will not interfere with natural resource development or other human activities. Without such assurances, the reintroduction of wood bison to Alaska is unlikely to be acceptable to the public, development interests, or the Alaska State Legislature. In addition, hunting is the most feasible option for population management in the future in these remote areas. As mentioned above, wood bison in some herds in northern Canada are legally harvested under Territorial or Provincial hunting regulations, and regulated harvest is considered one of the primary management tools in conservation of the species. Thus, we believe that the opportunity for Alaska to contribute to the overall recovery and conservation of wood bison will be lost if provisions for hunting are not included in this rulemaking.</P>
                <HD SOURCE="HD2">Alaska Reintroduction Goals and Objectives</HD>
                <P>The reintroduction of wood bison to Alaska is patterned after successful reintroductions in Canada. The goal of the Alaska wood bison restoration project is to reestablish 1 to 3 free-ranging populations followed by a long-term monitoring and evaluation process to determine feasibility of establishing additional populations in the future. In addition to contributing to the conservation and recovery of wood bison in North America, objectives of the Alaska reintroduction effort include (1) restoring a key indigenous grazing animal to northern ecosystems; (2) restoring biological and habitat diversity and natural processes; (3) increasing the total number of wood bison in free-ranging, disease-free herds, thereby enhancing the overall survival of the species in the wild; (4) providing a regulatory framework that allows for sustainable development, including opportunities for local tourism and hunting and guiding businesses; and (5) reestablishing the historical cultural connection between bison and Alaska residents (ADF&amp;G 2007, pp. 2-3).</P>
                <P>Although many private landowners within the NEP area have indicated support for the presence of wood bison on their lands in the future, some major private landowners have expressed concerns about the potential legal and regulatory burdens related to the ESA if wood bison are reintroduced, including effects on resource development activities. Provisions in the special rule will ensure that the reintroduction of wood bison will not impede existing or potential future resource development activities. Wood bison will be released only after a suitable management framework has been developed by the State in cooperation with landowners, land managers, the Service, conservation organizations, and Tribal and local governments.</P>
                <P>Experience with bison reintroductions elsewhere indicates that reintroduced wood bison populations in Alaska are likely to prosper in the areas where the State of Alaska proposes to restore the species (ADF&amp;G 2007, pp. 11-12). However, temporary fluctuations in numbers may occur, which will not constitute a reason to reevaluate or change the NEP status. We do not foresee any likely situation justifying alteration of the NEP designation until the wood bison is no longer listed as endangered or threatened under the ESA, in which case the NEP designation will be discontinued.</P>
                <HD SOURCE="HD2">Source of Stock</HD>
                <P>
                    In June 2008, under permits obtained from the Service, the U.S. Department of Agriculture, the Canadian Wildlife Service, and the State of Alaska, ADF&amp;G translocated 53 wood bison from the disease-free EINP herd to a temporary holding facility at the AWCC, where they joined a small existing herd that was confiscated in 2003 after being imported illegally. As of June 2013, the AWCC herd contained about 135 wood bison, and about 35 calves were born in 2012. Because of space constraints and uncertainty regarding the timing of the completion of the section 10(j) rule and availability of release sites, breeding was restricted in 2012, and 12 calves were born in 2013. A larger number of calves can be produced when necessary. (B. Stephenson, ADF&amp;G, pers. comm. 2013). All of these animals have been subjected to a rigorous disease-testing protocol while preparations are made 
                    <PRTPAGE P="26179"/>
                    for release of free-ranging wood bison in Alaska (ADF&amp;G-ADEC 2008).
                </P>
                <HD SOURCE="HD2">Reintroduction Sites</HD>
                <P>
                    ADF&amp;G has identified three areas that are expected to provide the best locations for initial release of wood bison in the NEP area. These sites were selected based on intensive evaluations of potential habitat conducted in seven areas in central Alaska between 1993 and 2006 (Berger 
                    <E T="03">et al.</E>
                     1995, pp. 1-9; ADF&amp;G 1994, pp. 10-14; Gardner 
                    <E T="03">et al.</E>
                     2007, pp. 1-24). Following the recommendations of Canada's Wood Bison Recovery Team, suitable release sites should: (1) Support a minimum population of 400 bison, (2) be separate from areas inhabited by plains bison, and (3) not have conflicting land uses such as agriculture (Gardner 
                    <E T="03">et al.</E>
                     2007, p. 2). Based on availability of high-quality forage, three areas in Alaska—the Yukon Flats, Minto Flats, and lower Innoko/Yukon River—were determined suitable to support viable populations of wood bison (ADF&amp;G 2007, p. 27). The Yukon Flats offers the best habitat and can support in excess of 2,000 bison (Berger 
                    <E T="03">et al.</E>
                     1995, p. 8). Minto Flats offers abundant forage, but the area is relatively small, and access to wet habitats may be limited during summer. The lower Innoko/Yukon River area offers suitable habitat that could support 400 or more wood bison (Gardner 
                    <E T="03">et al.</E>
                     2007, p. 8). Characteristics of each selected reintroduction site are described in more detail in the EA associated with this action (see 
                    <E T="02">ADDRESSES</E>
                     for information on obtaining a copy of the EA).
                </P>
                <P>Locations of the three potential wood bison reintroduction sites and boundaries of the NEP are shown in Figure 1 in the rule portion of this document. The boundaries of the NEP represent our interpretation of the best available information on what constituted a major part of the wood bison's historical occurrence in Alaska. This historical range includes substantial areas with little or no suitable bison habitat, interspersed with localized areas that will provide high-quality habitat. By establishing this large area for NEP designation, we do not imply that most or all of the area within the NEP boundary is suitable habitat for wood bison. The boundaries of the designated NEP area are based on the maximum estimated range of wood bison that will be released in and become reestablished in the NEP area. In addition to being readily discernible on the landscape, the areas near the NEP boundaries will generally discourage bison movements, since they include mostly high-elevation habitats or extensive forests that will provide little forage for bison. We do not expect herds reestablished in the reintroduction areas, which are near the center of the large NEP area (Figure 1) and provide excellent habitat, to move beyond these boundaries.</P>
                <HD SOURCE="HD2">Reintroduction Procedures</HD>
                <P>In conformance with recommendations of bison geneticists and conservation biologists, a minimum of about 40 captive-raised wood bison will be released at a single site within the NEP area in the first year of the program, and a similar number may be released at each of two additional sites in subsequent years. Additional bison may be released in each area if stock and funding are available. Released wood bison will be excess to the needs of captive-breeding herds at EINP and AWCC, and their release will not adversely affect the genetic diversity of the captive wood bison populations. Some bison will be radio-collared. Population monitoring will include telemetry studies and aerial population surveys to determine and monitor population size, productivity, and movements.</P>
                <P>
                    A temporary holding facility consisting of a small corral and camp, and a supply of hay will be provided at each release site. Ideally, wood bison will be transported to the site in late winter or early spring and held for an appropriate period (depending on weather and other factors) prior to release to allow them to acclimate in their new location and to ensure that the release date coincides with the emergence of spring forage. A more detailed review of reintroduction procedures is included in section 2.6 of the EA (see 
                    <E T="02">ADDRESSES</E>
                     for information on obtaining a copy of the EA).
                </P>
                <P>ADF&amp;G, the Service, and reintroduction cooperators will evaluate the success of each reintroduction effort and apply knowledge gained to subsequent efforts, thereby increasing the efficiency and long-term success of wood bison restoration efforts in Alaska. ADF&amp;G will work with various cooperators to monitor population growth and movements, and to conduct basic long-term environmental monitoring.</P>
                <HD SOURCE="HD2">Legal Status of Reintroduced Populations</HD>
                <P>Based on the current legal and biological status of the species and the need for management flexibility, and in accordance with section 10(j) of the ESA, the Service will designate all wood bison released within the boundaries of the NEP area in Alaska as members of the NEP. Such designation allows us to establish a special rule under section 4(d) for management of wood bison in Alaska, superseding the general section 9 prohibitions that would otherwise limit our management options. The legal and biological status of the species and the need for management flexibility resulted in our decision to establish the NEP designation for wood bison reintroduced into Alaska.</P>
                <P>The section 4(d) special rule associated with this NEP designation furthers the conservation of wood bison by allowing their reintroduction to a large area within their historical range. The special rule provides assurances to landowners and development interests that the reintroduction of wood bison will not interfere with natural resource developments or with human activities. Without such assurances, the reintroduction of wood bison to Alaska would not be acceptable to the public, development interests, or the State. Except as provided for under sections 10(a)(1)(A) and 10(e) of the ESA or as described in the section 4(d) special rule associated with this NEP rule, take of any member of Alaska's wood bison NEP will be prohibited under the ESA.</P>
                <HD SOURCE="HD2">Geographic Extent of the Final Rule</HD>
                <P>
                    The geographic extent for the Alaska wood bison NEP includes the Yukon, Tanana, and Kuskokwim River drainages in central Alaska (refer to Figure 1 in the rule portion of this document). Section 10(j) of the ESA requires that an experimental population be geographically separate from other wild populations of the same species. Because wild wood bison no longer exist in Alaska, the reintroduced herds will not overlap with any existing wild wood bison population. Wood bison herds established in Alaska will be separated from the nearest wild population in Canada (the Aishihik herd in Yukon) by at least 450 miles (725 kilometers) of mostly hilly or mountainous terrain, which will deter long-distance movements between herds. Wood bison and their offspring will likely remain in areas near release sites and well within the boundaries of the NEP area due to the presence of prime habitat (extensive meadow systems that will provide an abundance of preferred forage for bison) and surrounding geographic barriers (Gates and Larter 1990, pp. 235-236; Larter and Gates 1990, p. 604). The geographic area included in the NEP designation represents what ADF&amp;G believes to be the maximum geographic extent to which bison populations might expand if they are reestablished in interior Alaska, as explained above under 
                    <PRTPAGE P="26180"/>
                    “
                    <E T="03">Reintroduction Sites.”</E>
                     This issue also is discussed in the “Comments” section of this final rule and in section 2.6 of the EA.
                </P>
                <HD SOURCE="HD2">Management</HD>
                <P>
                    <E T="03">(a) Authority and planning</E>
                    . Under this final rule, ADF&amp;G will serve as the lead agency in the reintroduction and subsequent management of wood bison in Alaska; however, ADF&amp;G will continue to coordinate with the Service on these restoration efforts. Under this final rule, the Service delegates management authority to ADF&amp;G, contingent upon periodic reporting in conformity with Federal regulations. Management of populations in the NEP area will be guided by provisions in: (1) The associated special rule; (2) the EA for this action and ADF&amp;G's Environmental Review; and (3) management plans developed for each area by ADF&amp;G with involvement of landowners and other stakeholders.
                </P>
                <P>ADF&amp;G will use public planning processes to develop implementation and management plans for wood bison restoration. Planning groups will include representatives from local communities, regional population centers, landowners, Alaska Native interests, wildlife conservation interests, industry, and State and Federal agencies, as appropriate for each area. Draft management plans will be circulated for public review, and final plans will be presented to the Alaska Board of Game and Federal Subsistence Board for review and approval. More detailed information on wood bison reintroduction and management is provided in the EA associated with this action.</P>
                <P>
                    <E T="03">(b) Population monitoring</E>
                    . Reintroduced wood bison populations will be monitored annually and during important seasonal periods. Biological data necessary for long-term bison management will be obtained from annual spring population surveys, fall or winter composition counts, and monitoring of herd movements. Bison populations are relatively easy to monitor because of their visibility, gregarious nature, and fidelity to seasonal ranges (ADF&amp;G 2007, p. 12).
                </P>
                <P>Through public outreach programs, ADF&amp;G will inform the public and other State and Federal agencies about the presence of wood bison in the NEP area. Reports of injured or dead wood bison will be required to be provided to ADF&amp;G (see the EA for contact information) for a determination of the cause of injury or death.</P>
                <P>
                    <E T="03">(c) Disease monitoring and prevention.</E>
                     Because of the extensive disease-testing programs at EINP (U.S. Department of Agriculture 2008, pp. 5-13) and at AWCC (ADF&amp;G-ADEC 2008), the risk of reintroduced wood bison being infected with serious diseases is negligible. ADF&amp;G will continue to obtain samples for disease testing as opportunities arise in connection with future wood bison radio-collaring efforts or harvests. In the unlikely event that a disease posing a significant threat to wood bison, other wildlife, or humans were to occur, the situation would be addressed through appropriate management actions, including vaccination or other veterinary treatment, culling, or removal of an entire herd, as described in the EA.
                </P>
                <P>
                    <E T="03">(d) Genetics.</E>
                     Wood bison selected for reintroduction are excess to the needs of the captive populations in Canada. The ultimate goal is to reestablish wild wood bison populations in Alaska with founding animals that are as genetically diverse as possible. Management objectives for each area will be developed during public management planning efforts, with a goal of ensuring that the genetic integrity of wood bison is maintained without further loss as a consequence of human intervention, consistent with the Canadian Wood Bison Recovery Plan.
                </P>
                <P>
                    <E T="03">(e) Mortality.</E>
                     Based on experience in reestablishing bison in other northern habitats, wood bison mortality after release is expected to be minimal (Gates and Larter 1990, p. 235). Based on the results of previous releases of disease-free wood bison, it is unlikely that predator management will be needed to allow populations to be successfully reestablished. A review of predator-prey interactions (ADF&amp;G 2007, p. 43) is available online at: 
                    <E T="03">http://www.adfg.alaska.gov/static/species/speciesinfo/woodbison/pdfs/er_no_appendices.pdf.</E>
                     Predator-prey issues are discussed further in section 4.2.10 of the EA.
                </P>
                <P>Section 10 of the ESA authorizes the Secretary of the Interior to permit “incidental take,” which is take that is incidental to, and not the purpose of, the carrying out of an otherwise lawful activity, such as recreation, livestock grazing, oil and gas or mineral exploration and development, timber harvesting, transportation, and other activities that are in accordance with Federal, Tribal, State, and local laws and regulations. Under this final rule, a person could lawfully take a wood bison within the NEP area provided that the take is: (1) Unintentional, and (2) not due to negligent conduct. Such incidental take would not constitute “knowing take,” and neither the Service nor the State would pursue legal action for incidental take. The special rule associated with this NEP designation (50 CFR 17.84(x)(5); below) specifies the types of incidental take that will be covered. If we have evidence of knowing (i.e., intentional) take of a wood bison that is not authorized, we will refer matters to the appropriate authorities for prosecution.</P>
                <P>Highway vehicles and trains can pose a risk to bison (Rowe 2007, p. 8). In Alaska, the only area where vehicle collisions might occur is in the vicinity of the Minto Flats, where the Parks Highway and the Alaska Railroad border the southeastern edge and the Elliot Highway approaches the northern edge of the area. There are currently no roads in the Yukon Flats or lower Innoko/Yukon River area. However, roads could be constructed within these areas in the future to support resource developments or for other purposes.</P>
                <P>
                    Unless stated otherwise in regulations, the State of Alaska prohibits hunting of any species, including wood bison, and unless regulations are superseded by Federal regulations, State hunting regulations apply. Prohibition of hunting will be enforced by the appropriate law enforcement entity with jurisdiction for the area. Public education and enforcement activities are expected to reduce potential sources of human-caused mortality. Based on results of similar efforts in Canada, we expect a low rate of natural or incidental mortality (Gates 
                    <E T="03">et al.</E>
                     2001, pp. 30-40). If significant illegal mortality does occur in any given year, the State will develop and implement measures to reduce the level of mortality to the extent possible.
                </P>
                <P>
                    <E T="03">(f) Special handling.</E>
                     Under this final rule, ADF&amp;G biologists, Service employees, and authorized agents acting on behalf of ADF&amp;G or the Service may handle wood bison: (1) For scientific purposes; (2) to relocate bison to avoid conflict with human activities; (3) for conservation purposes; (4) to relocate wood bison that have moved outside the NEP area back to the NEP area; (5) to aid sick, injured, or orphaned wood bison; or (6) to salvage dead wood bison. The Service will work with ADF&amp;G to determine appropriate procedures for handling all sick, injured, orphaned, and dead wood bison.
                </P>
                <P>
                    <E T="03">(g) Potential for conflict with oil and gas development, mineral development, recreation, and other human activities.</E>
                     Several existing or potential natural resource development projects that could be important to Alaska's economy are located within or near the three potential wood bison restoration sites. Exploration and potential oil and gas development is ongoing in the Minto Flats and Yukon Flats areas, and a gold mine could potentially be established in 
                    <PRTPAGE P="26181"/>
                    an area about 30 to 40 miles (48 to 64 kilometers) east of the expanse of potential wood bison habitat near the lower Innoko/Yukon River area (Liles 2010, p. 1; U.S. Department of the Interior 2005, pp. 1-18; Barrick/Novagold 2008). However, wood bison are relatively tolerant of human activity and resource development activities (ADF&amp;G 2007, p. 47; Fortin and Andruskiw 2003, p. 811). They are mobile and adaptable animals that can use a variety of meadow and forested habitats, depending on the season, and can avoid local disturbances. Their large size and social nature also make them relatively easy to monitor (e.g., by aerial surveys) and manage.
                </P>
                <P>Because wood bison will be introduced as an NEP, we expect that their establishment will not preclude or conflict with the development of oil, gas, and mineral resources or other human activities. Minor conflicts between cattle or other livestock grazing or agriculture and wood bison management might eventually occur in the southeast corner of the Minto Flats, where a few small agricultural operations exist. Such conflicts will be manageable with the flexibility inherent in the final rule and special rule included in this document. Agricultural activities on private lands within the NEP area will continue without additional restrictions during implementation of wood bison restoration activities. We do not expect adverse impacts to wood bison in the NEP area from hunting of other species; furbearer trapping; recreational activities, such as boating, snow machining, off-road vehicle use, or camping; or other resource-gathering activities, such as fishing, firewood cutting, berry picking, or logging.</P>
                <P>
                    <E T="03">(h) Protection of wood bison.</E>
                     ADF&amp;G will employ accepted animal husbandry practices to promote the welfare of wood bison during captive holding and release (Weinhardt 2005, pp. 2-21). Releasing wood bison in areas with little human activity and development will minimize the potential for accidental, human-related bison mortality, such as collisions with highway vehicles.
                </P>
                <P>
                    <E T="03">(i) Public awareness and cooperation.</E>
                     ADF&amp;G will work with the Service and other organizations to continue to inform the general public about the effort to restore wood bison to parts of their original range. Through the efforts of ADF&amp;G and others, public and agency awareness of the program on State, national, and international levels is already widespread (ADF&amp;G 2007, pp. 18-25 and Appendix D). Designation of the NEP in Alaska provides assurance of management flexibility to landowners, agencies, and other interests in the affected areas. As described above, through the application of management provisions set forth in the special rule, we do not expect wood bison reintroductions to impede future human activities or other resource developments in the NEP area.
                </P>
                <HD SOURCE="HD1">Summary of Peer-Review and Public Comments and Recommendations</HD>
                <P>In the proposed rule, published on January 18, 2013 (78 FR 4108), we requested that all interested parties submit written comments on the proposal by March 19, 2013. We also contacted appropriate Federal and State agencies, scientific experts and organizations, and other interested parties and invited them to comment on the proposal. We did not receive any requests for a public hearing.</P>
                <P>We reviewed all comments received from the public and peer reviewers for substantive issues and new information regarding the establishment of an experimental population of wood bison in interior Alaska. Comments were grouped into general categories specifically relating to the proposed reintroduction, and are addressed in the following summary and incorporated into the final rule as appropriate.</P>
                <HD SOURCE="HD2">Peer Review</HD>
                <P>In accordance with our peer review policy published on July 1, 1994 (59 FR 34270), we solicited expert opinions from four knowledgeable individuals with scientific expertise that included familiarity with the wood bison and its habitat, biological needs, recovery efforts, and threats. We received responses from three of the peer reviewers. In general, the peer reviewers stated that the proposed rule provided a concise and accurate summation of the available scientific information on the biology, current status, and recovery efforts for wood bison, and that the proposed establishment of an NEP in Alaska to facilitate wood bison reintroduction is well supported by the best available scientific information. One peer reviewer raised an issue about the NEP boundaries, as discussed below. We incorporated specific updated information, comments, and suggestions from peer reviewers as appropriate.</P>
                <P>
                    <E T="03">Comment:</E>
                     One peer reviewer expressed concern that wood bison may move farther than anticipated, and suggested expanding the boundaries of the NEP into the land area bordering the southeastern part of Norton Sound.
                </P>
                <P>
                    <E T="03">Our response:</E>
                     The two cases cited by the reviewer that involved relatively extensive bison movements following reintroduction are not representative of most recent bison reintroduction efforts. First, the Aishihik wood bison herd in Yukon exists in habitat characterized by limited and widely scattered low-biomass grasses and sedges, in contrast to the large expanses of high-biomass forage at the proposed release sites in Alaska. In similar high-biomass habitats in Canada, wood bison have shown a strong tendency to remain in home ranges that are much smaller than that used by the Aishihik herd, which must travel widely to find sufficient forage and has gradually developed a large home range as the population grows. Second, in contrast to the techniques planned for wood bison releases here, the release of plains bison decades ago in the Nabesna area was a “hard release,” with no holding period to allow bison to adjust after being transported to a new area. This likely contributed to their traveling some distance from the release site soon after release. Wood bison reintroductions in the NEP area will employ a brief holding period with supplemental feeding to allow bison to acclimatize to their new location, unlike the release of plains bison in the Nabesna area. This concern is addressed further in section 2.6 in the EA.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     One peer reviewer suggested we include a discussion of the potential for hybridization with plains bison.
                </P>
                <P>
                    <E T="03">Our response:</E>
                     ADF&amp;G and the Service are aware of the importance of preventing hybridization between wood bison and plains bison. This issue has been carefully considered in developing the restoration effort, and additional information has been included in section 4.1 of the EA, “Description of Proposed Reintroduction Sites.” We believe the potential for hybridization with plains bison is low. One of the criteria for site selection was that the release sites are located far enough from areas occupied by plains bison to eliminate the possibility of hybridization (ADF&amp;G 2007).
                </P>
                <P>
                    <E T="03">Comment:</E>
                     One reviewer considered it wise to include the role of regulated hunting to build acceptance of bison on the land and support for bison.
                </P>
                <P>
                    <E T="03">Our response:</E>
                     The final rule and EA acknowledge that providing regulated hunting opportunities is one of the important goals of the wood bison reintroduction effort. The importance of hunting in building and maintaining public support has been recognized during project development, and outreach efforts have helped build substantial public support for the restoration effort.
                    <PRTPAGE P="26182"/>
                </P>
                <HD SOURCE="HD2">Public Comments</HD>
                <P>During the comment period for the proposed rule, we received 61 comment letters directly addressing the proposed establishment of an NEP and associated special rule for wood bison. All substantive information provided during the comment period has either been incorporated directly into this final determination or addressed below. Several of the comments included opinions or information not directly related to the proposed rule, such as views relating to the management of plains bison herds in Alaska or movement and procurement of private wood bison herds. We do not address those comments as they do not have bearing on the NEP for wood bison.</P>
                <P>
                    <E T="03">Comment:</E>
                     Several commenters discussed the fact that wood bison are native to the landscape and that the species could play an important part in reestablishing the native flora and fauna of the ecosystem.
                </P>
                <P>
                    <E T="03">Our Response:</E>
                     We agree. Wood bison were historically distributed in interior and south-central Alaska and, if reintroduced, will help to restore the native diversity of the regional ecosystem.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Two commenters described wood bison as nonnative species in Alaska and considered the real motivation for the reintroduction to be an augmentation of hunting opportunities.
                </P>
                <P>
                    <E T="03">Our response:</E>
                     The scientific community—including paleontologists, anthropologists and archaeologists in Alaska and Canada, the Service, and ADF&amp;G—has concluded that wood bison are clearly a native species in Alaska. The historical data are summarized in section 2.1 of the EA.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     One commenter expressed concern that wood bison may compete with other ungulates, such as moose.
                </P>
                <P>
                    <E T="03">Our response:</E>
                     Evidence from Canada and elsewhere indicates that there is little competition between wood bison and other species, as detailed in sections 4.2.8, 4.2.9 and 4.2.10 of the EA. In parts of Canada, wood bison coexist with high densities of moose with no apparent competition. Similarly, in Alaska, plains bison coexist with moose, with no evident problems.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     One commenter stated that the existence of cattle diseases in bison in Wood Buffalo and Yellowstone National Parks means that modern disease detection and eradication efforts might not be successful in reestablishing healthy wood bison herds.
                </P>
                <P>
                    <E T="03">Our response:</E>
                     The procedures used in recent times at Elk Island National Park and elsewhere have provided disease-free stock for several wood bison reintroductions in Canada, as well as several disease-free plains bison herds in Canada and the United States over the last several decades. A detailed review of disease prevention measures is included in section 4.2.12 of the EA.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     One commenter was concerned that the presence of wood bison could affect grazing leases and permitted water rights.
                </P>
                <P>
                    <E T="03">Our response:</E>
                     Neither of these types of leases or permits currently exists or is anticipated to be issued in the areas being considered for bison reintroduction. In addition, one of the primary purposes of the NEP and associated special rule is to ensure that the reintroduction of wood bison will not impede existing or future resource development activities.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Several commenters acknowledged that wood bison will be a substantial source of red meat and an important food for subsistence hunters, families, and communities in the reintroduction area. One commenter expressed concern that giving primacy to the State may impact Federal subsistence hunting of this species if it was allowed to be hunted.
                </P>
                <P>
                    <E T="03">Our response:</E>
                     The Service and ADF&amp;G recognize the contribution that harvestable wood bison populations could make to the well-being of local communities and Alaska in general. That ADF&amp;G has led the way in developing the wood bison restoration effort, and will have primary population management authority, does not affect the authority of the Federal Subsistence Board in regulating harvest on Federal lands or the Alaska Board of Game in establishing harvest regulations. As the numbers of reintroduced wood bison increase, opportunities for subsistence and general hunting will be evaluated in the future. As with other resource allocation issues, regulatory agencies will work with the public to determine how wood bison harvests should be allocated.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     One commenter stated that sustained yield hunting is not a scientifically acceptable manner to manage a threatened species.
                </P>
                <P>
                    <E T="03">Our response:</E>
                     Section 10(j) of the ESA allows for the designation of experimental populations to increase flexibility in managing listed populations, including allowing management practices and special regulations necessary to address potential negative impacts or concerns from reintroductions. Designating a population as experimental under section 10(j) and promulgating special rules under section 4(d) thus supersede the generic section 9 prohibitions against “take” of a threatened species.
                </P>
                <P>
                    Section 4(d) gives the Secretary the authority and broad discretion to authorize regulated take of a threatened population if it is necessary and advisable for the conservation of the species. The Service previously has authorized regulated, direct take of threatened species and NEPs. For example, when the Gila trout was downlisted to threatened (71 FR 40657, July 18, 2006), a special rule enabled the states of Arizona and New Mexico to promulgate regulations to allow recreational fishing for Gila trout in some streams within the recovery area. Similarly, the special rule for the Utah prairie dog (77 FR 46158, August 2, 2012) permits direct take in specified areas that the Service determined are not essential to the recovery of the prairie dog. Unlike the regulated hunting based on sustained yield principles expected for wood bison, no sustained yield harvest 
                    <E T="03">per se</E>
                     was proposed for the trout or prairie dog populations in these examples. Nonetheless, any allowable take of those species would need to be sustainable to avoid impeding recovery. Thus, the underlying principle and goals for allowing take of a threatened species are similar for all three species.
                </P>
                <P>The Service's goals for allowing regulated, direct take through issuance of special rules for these threatened species are similar to the goals expressed                                                                                                                                                                                                                                                                                                                                                                                                        in this rule and the accompanying EA regarding the wood bison NEP. For Gila trout, goals for allowing recreational fishing include increasing the geographic extent of recovery efforts and bolstering public support for those efforts by increasing angling opportunities in streams previously occupied by only nonnative trout (71 FR 40671). For the Utah prairie dog, goals include relieving population pressures in overcrowded portions of the range; alleviating some impacts to agricultural operations, human safety, and important cultural areas; and reducing impacts on private lands adjacent to prairie dog conservation lands (77 FR 46166).</P>
                <P>
                    Several of the goals articulated for the wood bison NEP are similar: expanding opportunities to restore species to historically occupied range or other suitable range; controlling depredating animals and animals that travel beyond NEP boundaries; and fostering public support for restoration efforts. As expressed in the EA (p. 2), the overall goal of the wood bison restoration effort is to promote wood bison conservation by “restoring wood bison populations to portions of their former habitat in 
                    <PRTPAGE P="26183"/>
                    Alaska so that they are again an integral part of Alaska's wildlife, providing Alaskans and others the opportunity to enjoy and benefit from this ecologically important northern mammal.” One of the specific objectives is to reestablish a cultural connection between wood bison and people in Alaska. This connection historically included hunting wood bison for food. Many of Alaska's citizens continue to depend on wild game for food. Once a self-sustaining population is reestablished, wood bison in the NEP will contribute to this food source. Meeting these objectives requires reestablishing a wood bison population that can be harvested in the future on a sustainable basis for both humans and bison.
                </P>
                <P>Maintaining and strengthening public support for restoration efforts is important. Promulgating this special rule to designate the wood bison NEP establishes a flexible regulatory framework that supports the goals and objectives of the restoration effort and addresses the concerns of private landowners and other stakeholders in the NEP area. Without this provision, the overarching goal of reestablishing a native species in a large portion of its historical range will not be achieved. In addition, given the remoteness of the NEP area, regulated hunting is the most feasible means to maintain wood bison herd size within the carrying capacity of the landscape once the populations are fully reestablished.</P>
                <P>
                    <E T="03">Comment:</E>
                     Two commenters expressed concerns that the reintroduction of wood bison will negatively affect potential oil and gas development on the Yukon Flats or Minto Flats, and one asked that the special rule limit reintroductions to the lower Innoko/Yukon River area. Two commenters expressed concerns about effects on potential future agricultural development. One commenter supported the finalization of the rule, but also cited concerns about potential conflicts with agricultural developments being considered in the area south of Minto Flats and in the Yukon Flats area, and recommended that the initial release of wood bison occur at the lower Innoko/Yukon River site.
                </P>
                <P>
                    <E T="03">Our response:</E>
                     The State of Alaska has indicated that the lower Innoko/Yukon River area will be the first release site, and that it will continue to evaluate the possibility of other reintroductions (D. Vincent-Lang, Alaska Department of Fish and Game, pers. comm. 2013). The establishment of an NEP will support conservation goals while providing flexibility for sustainable resource development projects and reducing conflicts with future oil and gas development, as well as agriculture. Agricultural issues are discussed in section 4.4.3 of the EA. Protection for these and other land uses provided by the final rule as well as the mitigation measures outlined in the EA will allow wood bison restoration to proceed without interfering with potential agricultural developments, oil and gas activities, or other natural resource development projects.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     One commenter raised concern about conflicts between plains bison and agriculture in the Delta Junction area as an indication that the same conflicts could occur in the Minto Flats area.
                </P>
                <P>
                    <E T="03">Our response:</E>
                     In the Delta area, farming expanded into areas north of the Alaska Highway that were already frequented by bison, and many crops were not fenced, resulting in a pattern of fall and winter use by the Delta bison herd. If reintroduced wood bison were to establish a pattern of movement from the high-quality bison habitat in the Minto State Game Refuge, north of the Tanana River, to potential future agricultural development south of the river, 10 or more miles (16 km) away, the mitigation measures envisioned by ADF&amp;G in the EA for the area west of Nenana will include removing bison that conflict with agricultural operations or taking other actions to discourage bison from continuing to use agricultural lands. Such a pattern of use is unlikely, because current evidence indicates that future agricultural development will occur in areas separate from the bison habitat on the Minto Flats. Because the prospects for conflict are limited and could be mitigated, we do not believe that potential conflicts with agriculture are an obstacle to wood bison restoration.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     The reintroduced NEP will still be a section 7 burden if the animals move onto a Refuge.
                </P>
                <P>
                    <E T="03">Our response:</E>
                     If wood bison move onto a National Wildlife Refuge, they will be considered a threatened species for purposes of section 7 consultation. That means that if the Service or any other Federal agency planned to fund, authorize, or carry out a project on or near a Refuge, the activity will have to be evaluated to determine whether it “may affect” wood bison. If adverse effects were anticipated, we would work to incorporate measures that would minimize those effects. We do not expect this process to become a burden, as applied to wood bison. No project in Alaska has ever been stopped because of the presence of an endangered or threatened species.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Several commenters stated that the section 10(j) rule can provide adequate safeguards for other land uses and provide the regulatory framework for wood bison restoration to move forward. One commenter asked for clarification about what circumstances would lead to a change in status as an experimental population.
                </P>
                <P>
                    <E T="03">Our response:</E>
                     The Service agrees that the NEP designation is designed to avoid any potential conflict between natural resource development and wood bison restoration, and we appreciate the support for the provisions of this rule. We do not envision any circumstances under which the status of the NEP would change, unless the wood bison were removed from the threatened species list. No NEP designation has ever been changed to an “essential” experimental population.
                </P>
                <P>To help ensure the continued effectiveness and success of this program following reintroduction, we have added language to clarify that if any particular provision of this rule is found by a court to be legally insufficient or defective, it is the agency's intention that all remaining management and other provisions will remain in effect.</P>
                <P>
                    <E T="03">Comment:</E>
                     One commenter requested clarification on where within the broad NEP area the wood bison will actually be located or migrate in the years following reintroduction.
                </P>
                <P>
                    <E T="03">Our response:</E>
                     One reason for creating a relatively large NEP area, rather than one or more small NEP areas, is to make it highly unlikely that any wood bison will wander outside the boundaries of the area, in which case those animals would have threatened status given the species' current status under the ESA. A large NEP area provides greater protection for landowners in the region. Wood bison generally do not migrate long distances. Experience indicates that, in good habitat, they will establish relatively stable home ranges near a release site, which will slowly expand depending on how much populations are allowed to grow. Wood bison populations are not migratory, as many caribou populations are. The three areas where wood bison herds could actually be reestablished are illustrated in the EA and in Figure 1 in paragraph (x)(2)(i) of the rule portion of this document.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     One commenter stated that the Service should refrain from issuing any final rule until after the appropriate management plans have been drafted and circulated for review, and that we should consider any comments on the management plans when finalizing the reintroduction rule.
                </P>
                <P>
                    <E T="03">Our response:</E>
                     We do not agree that a final rule should be delayed until management plans are completed. A key 
                    <PRTPAGE P="26184"/>
                    purpose of this rulemaking process is to establish a clear and stable regulatory environment that provides protection for other land uses and management flexibility that will allow management planning and implementation to proceed. As the lead management entity, the State of Alaska can determine when a specific planning and implementation effort should proceed.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     One commenter stated that the bison reintroduction efforts must be designed to achieve an effective population size of greater than 500 animals and preferably up to 1000 animals, citing Hedrick, 2009, and the 2010 IUCN bison status report and Guidelines (Gates 
                    <E T="03">et al.</E>
                     2010.).
                </P>
                <P>
                    <E T="03">Our response:</E>
                     The Service and ADF&amp;G are aware of the importance of population size in maintaining genetic diversity, and the issue is discussed in section 2.7 of the EA and will be a consideration during development of site-specific management plans.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     One commenter suggested that it will take decades for wood bison to reach a level that can support hunting.
                </P>
                <P>
                    <E T="03">Our response:</E>
                     Experience in managing other bison herds and population modeling indicate that founding populations of at least 40 bison could grow to approximately 400 animals in 10-15 years. Population growth and future harvest opportunities are addressed in section 2.6 of the EA.
                </P>
                <P>
                    <E T="03">Comment:</E>
                     Two commenters suggested that the Service should prepare a Recovery Plan for wood bison before any reintroductions take place.
                </P>
                <P>
                    <E T="03">Our response:</E>
                     The Service does not intend to prepare a recovery plan for this species. The Canadian wood bison recovery plan and recovery strategy provide the over-arching approach to recovery of this species range-wide, and site-specific management plans to be prepared by ADF&amp;G will specify how each reintroduction will be conducted. There would be no benefit in preparing an additional recovery plan under the ESA. In addition, wood bison currently exist in the wild only in Canada, and the Service does not prepare recovery plans for species that occur only in foreign countries.
                </P>
                <HD SOURCE="HD1">Findings</HD>
                <P>Based on the best scientific and commercial data available (in accordance with 50 CFR 17.81), the Service finds that reintroducing wood bison to Alaska and the associated protective measures and management practices under this final rulemaking will further the conservation of the species. The nonessential experimental population status is appropriate for wood bison taken from captive populations and released in Alaska because the loss of a wood bison NEP from Alaska will not reduce the likelihood of the species' survival in its current range in Canada and will not appreciably reduce the likelihood of survival of the species in the wild. The Service additionally finds that the less stringent section 7(a)(4) conference requirements associated with the nonessential designation do not pose a threat to the recovery and continued existence of wood bison. An NEP designation provides important assurances to stakeholders and the State of Alaska regarding regulatory compliance requirements relating to a listed species. This conservation effort would not occur without such assurances.</P>
                <P>Hunting has been demonstrated to serve as an important management tool for the long-term conservation of wood bison on the landscape, in part because it is the primary means by which herd size can be maintained within the carrying capacity of remote reintroduction sites. In addition, biologically sustainable harvest can help build support for wood bison conservation among constituents. Given that reintroduced wood bison will be designated as a nonessential, experimental population, hunting will be an allowed take based on sustained yield principles as established by the Alaska Department of Fish and Game. This finding applies only to the specific circumstances relating to establishing an NEP for wood bison in Alaska.</P>
                <HD SOURCE="HD1">Required Determinations</HD>
                <HD SOURCE="HD2">Regulatory Planning and Review (Executive Orders 12866 and 13563)</HD>
                <P>Executive Order 12866 provides that the Office of Information and Regulatory Affairs (OIRA) in the Office of Management and Budget will review all significant rules. The Office of Information and Regulatory Affairs has determined that this rule is not significant.</P>
                <P>Executive Order 13563 reaffirms the principles of E.O. 12866 while calling for improvements in the nation's regulatory system to promote predictability, to reduce uncertainty, and to use the best, most innovative, and least burdensome tools for achieving regulatory ends. The executive order directs agencies to consider regulatory approaches that reduce burdens and maintain flexibility and freedom of choice for the public where these approaches are relevant, feasible, and consistent with regulatory objectives. E.O. 13563 emphasizes further that regulations must be based on the best available science and that the rulemaking process must allow for public participation and an open exchange of ideas. We have developed this rule in a manner consistent with these requirements.</P>
                <HD SOURCE="HD2">Regulatory Flexibility Act</HD>
                <P>
                    Under the Regulatory Flexibility Act (5 U.S.C. 601 
                    <E T="03">et seq.</E>
                    ), as amended by the Small Business Regulatory Enforcement Fairness Act (SBREFA) of 1996 (5 U.S.C. 801 
                    <E T="03">et seq.</E>
                    ), whenever a Federal agency publishes a notice of rulemaking for any proposed or final rule, it must prepare, and make available for public comment, a regulatory flexibility analysis that describes the effect of the rule on small entities (i.e., small businesses, small organizations, and small government jurisdictions). However, no regulatory flexibility analysis is required if the head of an agency certifies that the rule will not have a significant economic impact on a substantial number of small entities. The SBREFA amended the Regulatory Flexibility Act to require Federal agencies to provide a statement of the factual basis for certifying that a rule will not have a significant economic impact on a substantial number of small entities. We certify that this rule will not have a significant economic effect on a substantial number of small entities. The following discussion explains our rationale.
                </P>
                <P>
                    The area affected by this rule consists of State, Federal, and private lands in interior Alaska. Reintroduction of wood bison associated with this final rule would not have any significant effect on recreational activities in the NEP area. We do not expect any closures of roads, trails, or other recreational areas. We do not expect wood bison reintroduction activities to affect the status of any other species, or other resource development actions within the release area (Fortin and Andruskiw 2003, p. 804). In addition, this final rulemaking is not expected to have any significant impact on private activities in the affected area. The designation of an NEP for wood bison in Alaska will significantly reduce the regulatory requirements associated with the reintroduction of wood bison; will not create inconsistencies with other agency actions; and will not conflict with existing or future human activities, including other resource development, or Tribal, other private, and public use of the land. This final rule will not have significant adverse effects on competition, employment, investment, productivity, innovation, or the ability of United States-based enterprises to compete with foreign-based enterprises.
                    <PRTPAGE P="26185"/>
                </P>
                <P>Lands within the NEP area that may be affected include the Yukon, Tanana, and Kuskokwim River drainages within Alaska. Many private landowners have indicated support for the presence of wood bison on their lands in the future. However, some major private landowners have expressed concerns about the potential legal and regulatory burdens related to the ESA and wood bison, including effects on other resource development activities, such as (a) the possibility of natural gas extraction in an area near the southern end of the Minto Flats State Game Refuge; (b) the potential for petroleum-related developments on the Yukon Flats; and (c) mineral development adjacent to the lower Innoko/Yukon River area. The 4(d) special rule includes provisions to ensure that the reintroduction of wood bison will not impede these or any other existing or potential future resource development activities.</P>
                <P>The existence of a wood bison NEP in Alaska will not interfere with actions taken or planned by other agencies. Federal agencies most interested in this rulemaking include the Service, the Bureau of Land Management, the National Park Service, and the Bureau of Indian Affairs. The U.S. Forest Service has provided land to help support bison in captivity prior to release. This final rulemaking is consistent with the policies and guidelines of the other Department of the Interior bureaus. Because of the substantial regulatory relief provided by the NEP designation, we believe the reintroduction of wood bison in the areas described will not conflict with existing or future human activities on public lands administered by these agencies.</P>
                <P>This final rule will not materially affect entitlements, grants, user fees, loan programs, or the rights and obligations of their recipients. This rule will not raise novel legal or policy issues. The Service has previously designated experimental populations of other species at numerous locations throughout the nation.</P>
                <P>On the basis of this information, as stated earlier, we certify that this rule will not have a significant economic effect on a substantial number of small entities.</P>
                <HD SOURCE="HD2">Unfunded Mandates Reform Act</HD>
                <P>
                    In accordance with the Unfunded Mandates Reform Act (2 U.S.C. 1501 
                    <E T="03">et seq.</E>
                    ), the NEP designation will not place any additional requirements on any city, village, borough, or other local municipalities. The specific sites where the NEP of wood bison will occur include predominantly State, Federal, and private lands in central Alaska. Many landowners and agencies have expressed support for this project. The State has expressed support for accomplishing the reintroduction through an NEP designation. Accordingly, the NEP will not “significantly or uniquely” affect small governments. A Small Government Agency Plan is not required.
                </P>
                <P>
                    The NEP designation for wood bison in Alaska will not impose any additional management or protection requirements on the State or other entities. ADF&amp;G has determined that restoring wood bison to Alaska is a high priority, and has voluntarily undertaken all efforts associated with this restoration project. Since this rulemaking does not require that any action be taken by local or State government or private entities, we have determined and certify pursuant to the Unfunded Mandates Reform Act, 2 U.S.C. 1501 
                    <E T="03">et seq.,</E>
                     that this rulemaking will not impose a cost of $100 million or more in any given year on local or State governments or private entities (i.e., it is not a “significant regulatory action” under this Act).
                </P>
                <HD SOURCE="HD2">Takings (E.O. 12630)</HD>
                <P>In accordance with Executive Order 12630, we have determined that the establishment of a wood bison NEP will not have significant takings implications. Designating reintroduced populations of federally listed species as NEPs significantly reduces the ESA's regulatory requirements with respect to that species within the NEP area. Under NEP designations, the ESA requires a Federal agency to confer with the Service if the agency determines its action within the NEP area is likely to jeopardize the continued existence of the reintroduced species. However, even if a proposed Federal agency action would completely eliminate a reintroduced species from an NEP, the ESA would not compel the agency to deny a permit or cease any activity as long as the Service does not foresee that the activity may jeopardize the species' continued existence throughout its range. Furthermore, the results of a conference are advisory and do not restrict agencies from carrying out, funding, or authorizing activities. Additionally, the section 4(d) special rule stipulates that unintentional take (including killing or injuring) of the reintroduced wood bison will not be a violation of the ESA, when such take is incidental to an otherwise legal activity (e.g., oil and gas development or mineral extraction).</P>
                <P>Multiple-use management of lands within the NEP area by government, industry, or recreational interests will not change as a result of the NEP designation. Because of the substantial regulatory relief provided by NEP designations, we do not believe the reintroduction of wood bison will conflict with existing human activities or hinder public use of the NEP area. Private landowners and others who live in or visit the NEP area will be able to continue to conduct their usual resource-gathering activities. The State of Alaska, through ADF&amp;G, is a strong supporter of wood bison reintroduction under the NEP designation and has led the development and implementation of the restoration effort. A takings implication assessment is therefore not required because this rule: (1) Will not effectively compel a property owner to suffer a physical invasion of property, and (2) will not deny economically beneficial or productive use of the land or aquatic resources. This rule will substantially advance a legitimate government interest (conservation of a listed species) and will not present a barrier to any reasonable and expected beneficial use of private property.</P>
                <HD SOURCE="HD2">Federalism (E.O. 13132)</HD>
                <P>
                    In accordance with Executive Order 13132, we have considered whether this rule has significant Federalism effects and have determined that a Federalism assessment is not required. This rule will not have substantial direct effects on the States, on the relationship between the Federal Government and the States, or on the distribution of power and responsibilities among the various levels of government. In keeping with Department of the Interior policy, we requested information from and coordinated development of this final rule with the affected resource agencies in the State of Alaska. No intrusion on State policy or administration is expected, roles or responsibilities of Federal or State governments will not change, and fiscal capacity will not be substantially directly affected. The special rule will maintain the existing relationship between the State and the Federal Government and is being undertaken in coordination with the State of Alaska. The State endorses the NEP designation as the most feasible way to pursue wood bison restoration in Alaska, and we have cooperated with ADF&amp;G in preparing this final rule. Therefore, this final rule does not have significant Federalism effects or implications that would warrant the preparation of a Federalism Assessment pursuant to the provisions of Executive Order 13132.
                    <PRTPAGE P="26186"/>
                </P>
                <HD SOURCE="HD2">Civil Justice Reform (E.O. 12988)</HD>
                <P>In accordance with Executive Order 12988, the Office of the Solicitor has determined that this rule will not unduly burden the judicial system and will meet the requirements of sections (3)(a) and (3)(b)(2) of the Order.</P>
                <HD SOURCE="HD2">Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.)</HD>
                <P>This final rule does not contain new information collection requirements, and a submission under the Paperwork Reduction Act (PRA) is not required. The Office of Management and Budget has approved the reporting requirements associated with experimental populations and has assigned OMB Control Number 1018-0095, expiring on May 31, 2014. We may not conduct or sponsor and you are not required to respond to a collection of information unless it displays a currently valid OMB control number.</P>
                <HD SOURCE="HD2">National Environmental Policy Act</HD>
                <P>
                    In compliance with all provisions of the National Environmental Policy Act of 1969 (NEPA; 42 U.S.C. 4321 
                    <E T="03">et seq.</E>
                    ), we have analyzed the impact of this final rule. Based on this analysis and additional information resulting from peer review and public comment on the action, we have determined that there are no significant impacts or effects caused by this rule. We prepared a draft EA on the proposed action and made it available for public inspection: (1) In person at the U.S. Fish and Wildlife Service's Regional Office (see 
                    <E T="02">ADDRESSES</E>
                    ), and (2) online at 
                    <E T="03">http://www.regulations.gov.</E>
                     Even though not strictly required, in the interest of full disclosure and to recognize the potential controversy associated with this action, we prepared a final EA and a Finding of No Significant Impact to document our conclusions.
                </P>
                <HD SOURCE="HD2">Government-to-Government Relationship With Tribes (E.O. 13175)</HD>
                <P>In accordance with the President's memorandum of April 29, 1994, “Government-to-Government Relations with Native American Tribal Governments” (59 FR 22951), Executive Order 13175, and the Department of the Interior Manual Chapter 512 DM 2, the Service, through ADF&amp;G, has coordinated closely with the Tribal governments near potential release sites throughout development of this project and rulemaking process. The Service extended an invitation for consultation to all Tribes within the NEP area, participated in several consultation sessions, and has fully considered information received through the Government-to-Government consultation process, as well as all comments submitted during the public comment period by Tribal members or Tribal entities on the NEP designation and wood bison reintroduction.</P>
                <HD SOURCE="HD2">Energy Supply, Distribution, or Use (E.O. 13211)</HD>
                <P>Executive Order 13211 requires agencies to prepare Statements of Energy Effects when undertaking certain actions. Because this rule is not expected to significantly affect energy supplies, distribution, and use, it is not a significant energy action. Therefore, no Statement of Energy Effects is required.</P>
                <HD SOURCE="HD1">References Cited</HD>
                <P>
                    A complete list of all references cited in this rule is available at 
                    <E T="03">http://www.regulations.gov</E>
                     and upon request from the Fish and Wildlife Service's Regional Office, Fisheries and Ecological Services (see 
                    <E T="02">ADDRESSES</E>
                    ).
                </P>
                <HD SOURCE="HD1">Authors</HD>
                <P>The primary authors of this rule are Sonja Jahrsdoerfer, U.S. Fish and Wildlife Service, Anchorage, AK, and Bob Stephenson, Alaska Department of Fish and Game (retired), Fairbanks, AK.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 50 CFR Part 17</HD>
                    <P>Endangered and threatened species, Exports, Imports, Reporting and recordkeeping requirements, Transportation.</P>
                </LSTSUB>
                <HD SOURCE="HD1">Regulation Promulgation</HD>
                <P>Accordingly, we amend part 17, subchapter B of chapter I, title 50 of the U.S. Code of Federal Regulations, as set forth below:</P>
                <REGTEXT TITLE="50" PART="17">
                    <PART>
                        <HD SOURCE="HED">PART 17—[AMENDED]</HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 17 continues to read as follows:</AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> 16 U.S.C. 1361-1407; 1531-1544; 4201-4245; unless otherwise noted.</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="50" PART="17">
                    <AMDPAR>2. Amend § 17.11(h) by republishing the current entry for “Bison, wood” under “Mammals” in the List of Endangered and Threatened Wildlife, and adding a new entry for “Bison, wood” to follow, so that both entries will read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 17.11 </SECTNO>
                        <SUBJECT>Endangered and threatened wildlife.</SUBJECT>
                        <STARS/>
                        <P>(h) * * *</P>
                        <GPOTABLE COLS="8" OPTS="L1,tp0,i1" CDEF="s50,r50,r50,r50,xls24,8,8,8">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Species</CHED>
                                <CHED H="2">Common name</CHED>
                                <CHED H="2">Scientific name</CHED>
                                <CHED H="1">Historical range</CHED>
                                <CHED H="1">Vertebrate population where endangered or threatened</CHED>
                                <CHED H="1">Status</CHED>
                                <CHED H="1">
                                    When 
                                    <LI>listed</LI>
                                </CHED>
                                <CHED H="1">Critical habitat</CHED>
                                <CHED H="1">Special rules</CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="21">
                                    <E T="04">Mammals</E>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Bison, wood</ENT>
                                <ENT>
                                    <E T="03">Bison bison athabascae</E>
                                </ENT>
                                <ENT>Canada, Alaska</ENT>
                                <ENT>Entire</ENT>
                                <ENT>T</ENT>
                                <ENT>3, 803</ENT>
                                <ENT>NA</ENT>
                                <ENT>NA</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Bison, wood</ENT>
                                <ENT>
                                    <E T="03">Bison bison athabascae</E>
                                </ENT>
                                <ENT>Canada, Alaska</ENT>
                                <ENT>U.S.A. (Alaska)</ENT>
                                <ENT>XN</ENT>
                                <ENT>835</ENT>
                                <ENT>NA</ENT>
                                <ENT>17.84(x)</ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                                <ENT I="28">*         *         *         *         *         *         *</ENT>
                            </ROW>
                        </GPOTABLE>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="50" PART="17">
                    <AMDPAR>3. Amend § 17.84 by adding a new paragraph (x) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 17.84 </SECTNO>
                        <SUBJECT>Special rules—vertebrates.</SUBJECT>
                        <STARS/>
                        <P>
                            (x) Wood bison 
                            <E T="03">(Bison bison athabascae).</E>
                        </P>
                        <P>(1) Wood bison within the area identified in paragraph (x)(2)(i) of this section are members of a nonessential experimental population (NEP) and will be managed primarily by the State of Alaska (State), through its Department of Fish and Game (ADF&amp;G), in cooperation with the Service, in accordance with this rule and the respective management plans.</P>
                        <P>
                            (2) 
                            <E T="03">Where are wood bison in Alaska designated as an NEP?</E>
                        </P>
                        <P>
                            (i) The boundaries of the NEP area encompass the Yukon, Tanana, and Kuskokwim River drainages in Alaska (Figure 1). The NEP area includes much of the wood bison's historical range in Alaska, and the release sites are within 
                            <PRTPAGE P="26187"/>
                            the species' historical range. The NEP area is defined as follows: the Yukon River drainage from the United States-Canada border downstream to its mouth; the Tanana River drainage from the United States-Canada border downstream to its confluence with the Yukon River; and the Kuskokwim River drainage from its headwaters downstream to its mouth at the Bering Sea.
                        </P>
                        <GPH SPAN="3" DEEP="427">
                            <GID>ER07MY14.002</GID>
                        </GPH>
                        <P>(ii) Any wood bison found within the Alaska wood bison NEP area will be considered part of the NEP. The bison will be managed by the State to prevent establishment of any population outside the NEP area.</P>
                        <P>
                            (3) 
                            <E T="03">Under what circumstances might an Alaska wood bison NEP be eliminated?</E>
                        </P>
                        <P>(i) We do not anticipate eliminating all individuals within an Alaska wood bison NEP unless:</P>
                        <P>(A) The State deems the reintroduction efforts a failure or most members of reintroduced populations have disappeared for any reason;</P>
                        <P>(B) Monitoring of wood bison in Alaska indicates appreciable harm to other native wildlife, such as the introduction of disease or other unanticipated environmental consequences associated with their presence; or</P>
                        <P>(C) Legal or statutory changes reduce or eliminate the State's ability to complete the restoration effort as designed and intended in its management plans, with the management flexibility and protection of other land uses (including other resource development) provided in this NEP designation.</P>
                        <P>(ii) If any of the circumstances listed in paragraph (x)(3)(i) of this section occur, some or all wood bison may be removed from the wild in Alaska by any method deemed practicable by the State, including lethal removal. If the reintroduction of wood bison under this nonessential experimental designation is discontinued for any reason and no action is taken by the Service and the State to change the designation, all remaining wood bison in Alaska will retain their NEP status.</P>
                        <P>
                            (4) 
                            <E T="03">Which agency is the management lead for wood bison in Alaska?</E>
                             The Alaska Department of Fish and Game will have primary responsibility for leading and implementing the wood bison restoration effort, in cooperation with the Service, and will keep the Service apprised of the status of the effort on an ongoing basis. The Service 
                            <PRTPAGE P="26188"/>
                            will retain responsibility for ensuring compliance with all provisions of the Endangered Species Act of 1973, as amended (ESA; 16 U.S.C. 1531 
                            <E T="03">et seq.</E>
                            ), including compliance with section 7 for actions occurring on National Wildlife Refuge and National Park Service lands.
                        </P>
                        <P>
                            (5) 
                            <E T="03">What take of wood bison is allowed in the NEP area?</E>
                             In the following instances, wood bison may be taken in accordance with applicable State fish and wildlife conservation laws and regulations:
                        </P>
                        <P>(i) Hunting will be an allowed take based on sustained yield principles as established by ADF&amp;G.</P>
                        <P>(ii) A wood bison may be taken within the NEP area, provided that such take is not willful, knowing, or due to negligence, or is incidental to and not the purpose of the carrying out of an otherwise lawful activity, including but not limited to recreation (e.g., trapping, hiking, camping, or shooting activities); forestry; agriculture; oil and gas exploration and development and associated activities; construction and maintenance of roads or railroads, buildings, facilities, energy projects, pipelines, and transmission lines of any kind; mining; mineral exploration; travel by any means, including vehicles, watercraft, snow machines, or aircraft; tourism; and other activities that are in accordance with Federal, State, and local laws and regulations and specific authorizations. Such conduct is not considered intentional or “knowing take” for purposes of this regulation, and neither the Service nor the State will take legal action for such conduct. Any cases of “knowing take” will be referred to the appropriate authorities for prosecution.</P>
                        <P>(iii) Any person with a valid permit issued by the Service under 50 CFR 17.32 or by ADF&amp;G may take wood bison for educational purposes, scientific purposes, the enhancement of propagation or survival of the species, zoological exhibition, and other conservation purposes consistent with the ESA. Additionally, any employee or agent of the Service or ADF&amp;G designated for such purposes, acting in the course of official duties, may take a wood bison if such action is necessary:</P>
                        <P>(A) For scientific purposes;</P>
                        <P>(B) To relocate a wood bison to avoid conflict with human activities;</P>
                        <P>(C) To relocate a wood bison if necessary to protect the wood bison;</P>
                        <P>(D) To relocate wood bison within the NEP area to improve wood bison survival and recovery prospects or for genetic purposes;</P>
                        <P>(E) To relocate wood bison from one population in the NEP area into another, or into captivity;</P>
                        <P>(F) To relocate wood bison that have moved outside the NEP area back into the NEP area or remove them;</P>
                        <P>(G) To aid or euthanize a sick, injured, or orphaned wood bison;</P>
                        <P>(H) To dispose of a dead wood bison, or salvage a dead wood bison for scientific purposes; or</P>
                        <P>(I) To aid in law enforcement investigations involving wood bison.</P>
                        <P>(iv) Any person may take a wood bison in defense of the individual's life or the life of another person. The Service, the State, or our designated agent(s) may also promptly remove any wood bison that the Service, the State, or our designated agent(s) determine to be a threat to human life or safety. Any such taking must be reported within 24 hours to the location identified in paragraph (x)(5)(vi) of this section.</P>
                        <P>(v) In connection with otherwise lawful activities, including but not limited to the use and development of land, provided at paragraph (x)(5)(ii) of this section, the Federal Government, the State, municipalities of the State, other local governments, Native American Tribal Governments, and all landowners and their employees or authorized agents, tenants, or designees may harass wood bison in the areas defined in paragraph (x)(2)(i) of this section, provided that all such harassment is by methods that are not lethal or physically injurious to wood bison and is reported within 24 hours to the location identified in paragraph (x)(5)(vi) of this section.</P>
                        <P>(vi) Any taking pursuant to paragraph (x)(5)(ii) of this section must be reported within 14 days by contacting the Alaska Department of Fish and Game, 1300 College Road, Fairbanks, AK 99701; (907) 459-7206. ADF&amp;G will determine the most appropriate course of action regarding any live or dead specimens.</P>
                        <P>
                            (6) 
                            <E T="03">What take of wood bison is not allowed in the NEP area?</E>
                        </P>
                        <P>(i) Except as expressly allowed in paragraph (x)(5) of this section, all the provisions of 50 CFR 17.31(a) and (b) apply to the wood bison identified in paragraph (x)(1) of this section.</P>
                        <P>(ii) Any manner of take not described under paragraph (x)(5) of this section is prohibited in the NEP area.</P>
                        <P>(iii) A person may not possess, sell, deliver, carry, transport, ship, import, or export by any means whatsoever any of the identified wood bison, or parts thereof, that are taken or possessed in a manner not expressly allowed in paragraph (x)(5) of this section or in violation of the applicable State or local fish and wildlife laws or regulations or the ESA.</P>
                        <P>(iv) A person may not attempt to commit, solicit another to commit, or cause to be committed any take of wood bison, except that take expressly allowed in paragraph (x)(5) of this section.</P>
                        <P>
                            (7) 
                            <E T="03">How will the effectiveness of the wood bison reintroduction be monitored?</E>
                             ADF&amp;G will monitor the population status of reintroduced bison herds at least annually and will document productivity, survival, and population size. The Service or other Federal agencies may also be involved in population monitoring, particularly where National Wildlife Refuge System or Bureau of Land Management lands are involved. Tribal governments or other organizations may also participate in population monitoring and other management activities. Depending on available resources, monitoring may occur more frequently, especially during the first few years of reestablishment efforts. This monitoring will be conducted primarily through aerial surveys and will be accomplished by State or Service employees, through cooperative efforts with local governments, or by contracting with other appropriate species experts.
                        </P>
                        <P>
                            (8) 
                            <E T="03">What other provisions apply to this special rule?</E>
                        </P>
                        <P>If any particular provision of this rule or the application of any particular provision to any entity or circumstance is held invalid, the remainder of this finding and rule and the application of such provisions to other entities or circumstances shall not be affected by such holding.</P>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <DATED>Dated: April 24, 2014.</DATED>
                    <NAME>Rachel Jacobson,</NAME>
                    <TITLE>Principal Deputy Assistant Secretary for Fish and Wildlife and Parks.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10506 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4310-55-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <CFR>50 CFR Parts 216 and 218</CFR>
                <RIN>RIN 0648-BC52</RIN>
                <SUBJECT>Takes of Marine Mammals Incidental to Specified Activities; U.S. Navy Training and Testing Activities in the Hawaii-Southern California Training and Testing Study Area; Correction</SUBJECT>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule; correction.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        This document contains corrections to the preamble to final regulations published on December 24, 2013, governing the take of marine mammals incidental to U.S. Navy (Navy) training and testing activities in 
                        <PRTPAGE P="26189"/>
                        the Hawaii-Southern California Training and Testing (HSTT) Study Area. This action is necessary to correct an error in the description of total Level B harassment of Eastern North Pacific gray whales.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Effective on May 7, 2014.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Michelle Magliocca, 301-427-8401.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Background</HD>
                <P>A final rule published December 24, 2013 (78 FR 78106) for the take of marine mammals incidental to the Navy's training and testing activities in the HSTT Study Area. This correction revises the description contained in the preamble of the number of Eastern North Pacific gray whales authorized to be taken by Level B harassment.</P>
                <HD SOURCE="HD1">Need for Correction</HD>
                <P>As published, the preamble to the final regulations contains errors which may prove to be misleading and need to be clarified. These typos were correctly recorded in the regulatory text and do not change NMFS' analysis or conclusions in the final rule. Revised Letters of Authorization have been issued to the Navy, eliminating the 10 authorized Level A takes (training) and 5 authorized Level A takes (testing) of Eastern North Pacific gray whales over a 5-year period. In addition, the revised Letter of Authorization for testing activities corrects the number of blue whale takes to “up to 428 per year” (previously 426).</P>
                <P>1. On page 78143, in Table 18, the entry for Eastern North Pacific gray whales is corrected to read as follows:</P>
                <GPOTABLE COLS="8" OPTS="L1,i1" CDEF="s50,r50,10C,10C,10C,10C,10C,10C">
                    <TTITLE>Table 18—Species-Specific Take Request and Authorization From Modeling Estimates of Impulsive and Non-Impulsive Source Effects for All Training Activities</TTITLE>
                    <BOXHD>
                        <CHED H="1">Species</CHED>
                        <CHED H="1">Stock</CHED>
                        <CHED H="1">
                            Annually 
                            <SU>1</SU>
                        </CHED>
                        <CHED H="2">Level B</CHED>
                        <CHED H="2">Level A</CHED>
                        <CHED H="2">Mortality</CHED>
                        <CHED H="1">
                            Total over 5-year rule 
                            <SU>2</SU>
                        </CHED>
                        <CHED H="2">Level B</CHED>
                        <CHED H="2">Level A</CHED>
                        <CHED H="2">Mortality</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="22"> </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="28">*         *         *         *         *         *         *</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Gray whale</ENT>
                        <ENT>Eastern North Pacific</ENT>
                        <ENT>9,550</ENT>
                        <ENT>0</ENT>
                        <ENT>0</ENT>
                        <ENT>47,750</ENT>
                        <ENT>0</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="28">*         *         *         *         *         *         *</ENT>
                    </ROW>
                    <TNOTE>
                        <SU>1</SU>
                         These numbers constitute the total for an annual maximum year (a notional 12-month period when all annual and non-annual events could occur) in which a RIMPAC exercise and Civilian Port Defense events would occur in Hawaii and SOCAL.
                    </TNOTE>
                    <TNOTE>
                        <SU>2</SU>
                         These numbers constitute the summation over a 5-year period with annual events occurring five times and non-annual events occurring three times.
                    </TNOTE>
                </GPOTABLE>
                <P>2. On page 78145, in Table 20, the entry for Eastern North Pacific gray whales is corrected to read as follows:</P>
                <GPOTABLE COLS="8" OPTS="L1,i1" CDEF="s50,r50,10C,10C,10C,10C,10C,10C">
                    <TTITLE>Table 20—Species-Specific Takes Requested and Authorized From Modeling Estimates of Impulsive and Non-Impulsive Source Effects for All Testing Activities</TTITLE>
                    <BOXHD>
                        <CHED H="1">Species</CHED>
                        <CHED H="1">Stock</CHED>
                        <CHED H="1">
                            Annually 
                            <SU>1</SU>
                        </CHED>
                        <CHED H="2">Level B</CHED>
                        <CHED H="2">Level A</CHED>
                        <CHED H="2">Mortality</CHED>
                        <CHED H="1">
                            Total over 5-year rule 
                            <SU>2</SU>
                        </CHED>
                        <CHED H="2">Level B</CHED>
                        <CHED H="2">Level A</CHED>
                        <CHED H="2">Mortality</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="22"> </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="28">*         *         *         *         *         *         *</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Gray whale</ENT>
                        <ENT>Eastern North Pacific</ENT>
                        <ENT>2,568</ENT>
                        <ENT>0</ENT>
                        <ENT>0</ENT>
                        <ENT>12,840</ENT>
                        <ENT>0</ENT>
                        <ENT>0</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="28">*         *         *         *         *         *         *</ENT>
                    </ROW>
                    <TNOTE>
                        <SU>1</SU>
                         
                        <E T="03">Mesoplodon</E>
                         spp. in SOCAL for the undifferentiated occurrence of five 
                        <E T="03">Mesoplodon</E>
                         species (
                        <E T="03">M. carlhubbsi, M. ginkgodens,</E>
                          
                        <E T="03">M. perrini, M. peruvianus,</E>
                          
                        <E T="03">M. stejnegeri</E>
                        ) but does not include Blainville's beaked whale listed separately above.
                    </TNOTE>
                    <TNOTE>
                        <SU>2</SU>
                         No more than 76 of Hawaii Island stock, 57 of Kauai/Niihau stock, and 34 of Oahu/4-Islands stock may be taken during testing activities.
                    </TNOTE>
                </GPOTABLE>
                <SIG>
                    <DATED>Dated: April 30, 2014.</DATED>
                    <NAME>Samuel D. Rauch III,</NAME>
                    <TITLE>Deputy Assistant Administrator for Regulatory Programs, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10528 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-P</BILCOD>
        </RULE>
    </RULES>
    <VOL>79</VOL>
    <NO>88</NO>
    <DATE>Wednesday, May 7, 2014</DATE>
    <UNITNAME>Proposed Rules</UNITNAME>
    <PRORULES>
        <PRORULE>
            <PREAMB>
                <PRTPAGE P="26190"/>
                <AGENCY TYPE="F">DEPARTMENT OF THE TREASURY</AGENCY>
                <SUBAGY>Internal Revenue Service</SUBAGY>
                <CFR>26 CFR Part 1</CFR>
                <DEPDOC>[REG-131239-13]</DEPDOC>
                <RIN>RIN 1545-BL80</RIN>
                <SUBJECT>Acquiring Corporation for Purposes of Section 381</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Internal Revenue Service (IRS), Treasury.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This document contains proposed regulations under section 381 of the Internal Revenue Code (Code). The proposed regulations modify the definition of an acquiring corporation for purposes of section 381 with regard to certain acquisitions of assets. The proposed regulations affect corporations that acquire the assets of other corporations in corporate reorganizations.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written or electronic comments and requests for a public hearing must be received by August 5, 2014.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Send submissions to: CC:PA:LPD:PR (REG-131239-13), Room 5203, Internal Revenue Service, P.O. Box 7604, Ben Franklin Station, Washington, DC 20044. Submissions may be hand-delivered Monday through Friday between the hours of 8 a.m. and 4 p.m. to: CC:PA:LPD:PR (REG-131239-13), Courier's Desk, Internal Revenue Service, 1111 Constitution Avenue NW., Washington, DC. Submissions may also be sent electronically via the Federal eRulemaking Portal at 
                        <E T="03">http://www.regulations.gov</E>
                         (IRS REG-131239-13).
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Concerning the proposed regulations, Stephanie D. Floyd at (202) 317-6065 or Isaac W. Zimbalist at (202) 317-5363; concerning submissions of comments and/or requests for a public hearing, Oluwafunmilayo (Funmi) Taylor at (202) 317-6901 (not toll-free numbers).</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>This document contains proposed amendments to 26 CFR part 1 under section 381 of the Code. Section 381(a) generally provides that in certain acquisitions of the assets of a distributor or transferor corporation by another corporation, the acquiring corporation succeeds to the tax attributes, including the earnings and profits, of the distributor or transferor corporation. For this purpose, § 1.381(a)-1(b)(2) defines the acquiring corporation with regard to transactions described in section 381(a)(2) (relating to certain reorganizations under section 368), as either the corporation that ultimately acquires all of the assets transferred by the transferor corporation, or the corporation that directly acquires the assets transferred by the transferor corporation if no single corporation ultimately acquires all of the assets so transferred.</P>
                <HD SOURCE="HD2">1. Proposed Section 312 Regulations</HD>
                <P>
                    A notice of proposed rulemaking containing proposed regulations (REG-141268-11) under section 312 was published in the 
                    <E T="04">Federal Register</E>
                     on April 16, 2012 (77 FR 22515) (proposed section 312 regulations) to clarify the regulations under § 1.312-11 regarding the allocation of earnings and profits in nonrecognition transfers of property from one corporation to another. The proposed section 312 regulations provide that, in a transfer described in section 381(a), the acquiring corporation, as defined in § 1.381(a)-1(b)(2), succeeds to the earnings and profits of the distributor or transferor corporation. For example, if in a reorganization under section 368(a)(1) by reason of section 368(a)(2)(C), the transferee corporation that directly acquires a transferor corporation's assets transfers some, but not all, of the acquired assets to a controlled subsidiary, the transferee corporation (the acquiring corporation under § 1.381(a)-1(b)(2)) retains the earnings and profits. However, if the transferee corporation instead transfers all of the transferor corporation's assets to a controlled subsidiary, then that controlled subsidiary (the acquiring corporation under § 1.381(a)-1(b)(2)) would succeed to the transferor corporation's earnings and profits. Comments responding to the notice of proposed rulemaking were received. No public hearing was requested or held.
                </P>
                <HD SOURCE="HD2">2. Summary of Comments Received With Respect to the Proposed Section 312 Regulations</HD>
                <P>Some commenters recommended that the definition of acquiring corporation under § 1.381(a)-1(b)(2) be changed for purposes of determining the location of the transferor corporation's earnings and profits. These commenters believed that the rule in the proposed section 312 regulations allowing the section 381 acquiring corporation to succeed to the earnings and profits of the transferor inappropriately allows electivity of the location of the transferor corporation's earnings and profits in connection with section 381(a)(2) transactions based on whether the transferee corporation that directly acquires the transferor corporation's assets retains a single asset. These commenters also expressed concern that this rule raises difficult practical issues in determining whether all of the acquired assets have been transferred to a controlled subsidiary.</P>
                <P>As an alternative to the proposed section 312 regulations, some commenters recommended adopting a rule that provides that the corporation that acquires substantially all of the assets transferred by a transferor corporation in a section 381(a)(2) transfer succeeds to the transferor's earnings and profits. One commenter recommended that earnings and profits remain with the direct acquiring corporation even if all of the acquired assets are transferred to another corporation pursuant to the plan of reorganization. Another commenter suggested that there should not be disparate treatment of earnings and profits in nonrecognition transfers to controlled subsidiaries merely because a reorganization has occurred, and therefore the rule for determining the location of earnings and profits in connection with section 381(a)(2) transfers should be consistent with rules that govern nonrecognition transfers to controlled subsidiaries.</P>
                <P>
                    The IRS and the Treasury Department believe that adopting a substantially all approach would introduce unnecessary uncertainty surrounding the measurement of “substantially all.” The IRS and the Treasury Department, however, agree with the recommendation that the direct 
                    <PRTPAGE P="26191"/>
                    acquiring corporation should succeed to the earnings and profits. The IRS and the Treasury Department believe that this approach addresses the other comments received regarding consistency among nonrecognition transactions. Moreover, after considering all comments received with regard to the proposed section 312 regulations, the IRS and the Treasury Department have concluded that this recommended change is appropriate not merely with respect to the determination of the location of the transferor corporation's earnings and profits but also with respect to the other tax attributes governed by section 381. Accordingly, this notice of proposed rulemaking (proposed section 381 regulations) revises the definition of acquiring corporation as described under the Explanation of Provisions. Because the proposed section 312 regulations merely cross-reference the section 381 regulations, those proposed regulations will remain outstanding. It is anticipated that the proposed section 312 regulations and the proposed section 381 regulations will be concurrently published as final regulations in the 
                    <E T="04">Federal Register</E>
                     after the comment period for the proposed section 381 regulations has closed on August 5, 2014 and the IRS and the Treasury Department have had an opportunity to consider the comments received.
                </P>
                <HD SOURCE="HD1">Explanation of Provisions</HD>
                <HD SOURCE="HD2">1. Direct Transferee Corporation Is the Acquiring Corporation</HD>
                <P>The proposed section 381 regulations provide that, in a transaction described in section 381(a)(2), the acquiring corporation is the corporation that directly acquires the assets transferred by the transferor corporation, even if the transferee corporation ultimately retains none of the assets so transferred. The current regulations under section 381 yield an identical result, except when a single controlled subsidiary of the direct transferee corporation acquires all of the assets transferred by the transferor corporation pursuant to a plan of reorganization. In that case, the current regulations treat the subsidiary as the acquiring corporation, a result that effectively permits a taxpayer to choose the location of a transferor corporation's attributes by causing the direct transferee corporation either to retain or not to retain a single asset. The IRS and the Treasury Department believe the proposed rule produces more appropriate results because it would eliminate this electivity. The proposed rule also eliminates the administrative burden under the current regulations associated with determining whether a particular corporation in fact has acquired all of the assets transferred by the transferor corporation pursuant to a plan of reorganization. In addition, it eliminates the disparate effect of the presence or absence of a plan of reorganization and produces results consistent with those obtained if a corporation that has not engaged in a reorganization transfers assets to a controlled subsidiary in a nonrecognition transaction.</P>
                <P>Finally, the IRS and the Treasury Department believe the proposed rule is appropriate with respect to determining the location of the earnings and profits of a transferor corporation because the proposed rule generally maintains such earnings and profits at the corporation closest to the transferor corporation's former shareholders, except in the case of triangular reorganizations. The IRS and the Treasury Department considered an alternative approach that would achieve this result in all cases by treating the corporation that issues stock pursuant to a plan of reorganization (the “issuing corporation”) as the acquiring corporation. An issuing corporation approach would, however, present complex considerations in the context of cross-border transactions, potentially requiring a number of special rules to preclude opportunities for the avoidance of tax. Accordingly, the IRS and the Treasury Department believe that the proposed rule produces more appropriate results than the current regulations (including in the context of cross-border transactions) while preserving simplicity and administrability.</P>
                <HD SOURCE="HD2">2. Removal of § 1.381(a)-1(b)(3)(ii)</HD>
                <P>The proposed section 381 regulations also remove § 1.381(a)-1(b)(3)(ii) relating to a transfer by the acquiring corporation of the acquired assets to a controlled subsidiary. Section 1.381(a)-1(b)(3)(ii) provides that if the corporation that directly acquires the assets transferred by the transferor corporation is the acquiring corporation, and it transfers any acquired assets to one or more controlled subsidiaries, then the carryover of items described in section 381(c) to any controlled subsidiary is not governed by section 381. Although that rule is correct, it is unnecessary in light of the proposed section 381 regulations. Accordingly, the paragraph is removed.</P>
                <HD SOURCE="HD1">Special Analyses</HD>
                <P>It has been determined that this notice of proposed rulemaking is not a significant regulatory action as defined in Executive Order 12866, as supplemented by Executive Order 13563. Therefore, a regulatory assessment is not required. It has also been determined that section 553(b) of the Administrative Procedure Act (5 U.S.C. chapter 5) does not apply to these proposed regulations, and because these regulations do not impose a collection of information on small entities, the Regulatory Flexibility Act (5 U.S.C. chapter 6) does not apply. Pursuant to section 7805(f) of the Code, these regulations will be submitted to the Chief Counsel for Advocacy of the Small Business Administration for comment on their impact on small business.</P>
                <HD SOURCE="HD1">Comments and Requests for Public Hearing</HD>
                <P>
                    Before these proposed regulations are adopted as final regulations, consideration will be given to any written (a signed original and eight (8) copies) or electronic comments that are submitted timely to the IRS. The IRS and the Treasury Department request comments on all aspects of the proposed regulations. All comments will be available for public inspection and copying. A public hearing will be scheduled if requested in writing by any person that timely submits written or electronic comments. If a public hearing is scheduled, notice of the date, time, and place for the public hearing will be published in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <HD SOURCE="HD1">Drafting Information</HD>
                <P>The principal author of these proposed regulations is Stephanie D. Floyd of the Office of Associate Chief Counsel (Corporate). Other personnel from the IRS and the Treasury Department participated in their development.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 26 CFR Part 1</HD>
                    <P>Income taxes, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <HD SOURCE="HD1">Proposed Amendments to the Regulations</HD>
                <P>Accordingly, 26 CFR part 1 is proposed to be amended as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 1—INCOME TAXES</HD>
                </PART>
                <AMDPAR>
                    <E T="04">Paragraph 1.</E>
                     The authority citation for part 1 continues to read in part as follows:
                </AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P> 26 U.S.C. 7805 * * *</P>
                </AUTH>
                <AMDPAR>
                    <E T="04">Par. 2.</E>
                     Section 1.381(a)-1 is amended by:
                </AMDPAR>
                <AMDPAR>
                    1. Removing the third, fourth, and fifth sentences of paragraph (b)(2)(i) and adding one sentence in its place.
                    <PRTPAGE P="26192"/>
                </AMDPAR>
                <AMDPAR>
                    2. Removing from the last sentence of paragraph (b)(2)(ii) 
                    <E T="03">Example 2</E>
                     “Y” and adding “X” in its place.
                </AMDPAR>
                <AMDPAR>3. Redesignating paragraph (b)(3)(i) as paragraph (b)(3).</AMDPAR>
                <AMDPAR>4. Removing paragraph (b)(3)(ii).</AMDPAR>
                <AMDPAR>5. Adding a sentence at the end of paragraph (e).</AMDPAR>
                <P>The revisions and additions read as follows:</P>
                <SECTION>
                    <SECTNO>§ 1.381(a)-1 </SECTNO>
                    <SUBJECT>General rule relating to carryovers in certain corporate acquisitions.</SUBJECT>
                    <STARS/>
                    <P>(b) * * *</P>
                    <P>(2) * * * (i) * * * In a transaction to which section 381(a)(2) applies, the acquiring corporation is the corporation that, pursuant to the plan of reorganization, directly acquires the assets transferred by the transferor corporation, even if that corporation ultimately retains none of the assets so transferred.</P>
                    <STARS/>
                    <P>
                        (e) * * * Paragraph (b)(2) of this section applies to transactions occurring on or after the date of publication of the Treasury decision adopting this rule as a final regulation in the 
                        <E T="04">Federal Register</E>
                        .
                    </P>
                </SECTION>
                <SIG>
                    <NAME>John Dalrymple,</NAME>
                    <TITLE>Deputy Commissioner for Services and Enforcement.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10500 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4830-01-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF LABOR</AGENCY>
                <SUBAGY>Employee Benefits Security Administration</SUBAGY>
                <CFR>29 CFR Part 2590</CFR>
                <RIN>RIN 1210-AB65</RIN>
                <SUBJECT>Health Care Continuation Coverage</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCIES:</HD>
                    <P>Employee Benefits Security Administration, Department of Labor.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rules.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>These proposed regulations contain amendments to notice requirements of the health care continuation coverage (COBRA) provisions of Part 6 of title I of the Employee Retirement Income Security Act of 1974 (ERISA) to better align the provision of guidance under the COBRA notice requirements with the Affordable Care Act provisions already in effect, as well as any provisions of federal law that will become applicable in the future.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments on this notice of proposed rulemaking are invited and must be received by July 7, 2014.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Written comments may be submitted to the Department of Labor as specified below. Any comment that is submitted will be shared with the other Departments and will also be made available to the public. Warning: Do not include any personally identifiable information (such as name, address, or other contact information) or confidential business information that you do not want publicly disclosed. All comments may be posted on the Internet and can be retrieved by most Internet search engines. No deletions, modifications, or redactions will be made to the comments received, as they are public records. Comments may be submitted anonymously.</P>
                    <P>Comments, identified by “Health Care Continuation Coverage,” may be submitted by one of the following methods:</P>
                    <P>
                        <E T="03">Federal eRulemaking Portal: http://www.regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>
                        <E T="03">Mail or Hand Delivery:</E>
                         Office of Health Plan Standards and Compliance Assistance, Employee Benefits Security Administration, Room N-5653, U.S. Department of Labor, 200 Constitution Avenue NW., Washington, DC 20210, Attention: Health Care Continuation Coverage.
                    </P>
                    <P>
                        Comments received will be posted without change to 
                        <E T="03">www.regulations.gov</E>
                         and available for public inspection at the Public Disclosure Room, N-1513, Employee Benefits Security Administration, 200 Constitution Avenue NW., Washington, DC 20210, including any personal information provided.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Amy Turner or Elizabeth Schumacher, Employee Benefits Security Administration, Department of Labor.</P>
                    <P>
                        <E T="03">Customer service information:</E>
                         Individuals interested in obtaining information from the Department of Labor concerning employment-based health coverage laws may call the EBSA Toll-Free Hotline at 1-866-444-EBSA (3272) or visit the Department of Labor's Web site (
                        <E T="03">www.dol.gov/ebsa</E>
                        ).
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Background</HD>
                <P>
                    The continuation coverage provisions, sections 601 through 608 of title I of the Employee Retirement Income Security Act (ERISA), were enacted as part of the Consolidated Omnibus Budget Reconciliation Act of 1985 (COBRA), which also promulgated parallel provisions of the Internal Revenue Code (the Code) and the Public Health Service Act (the PHS Act).
                    <SU>1</SU>
                    <FTREF/>
                     These provisions are commonly referred to as the COBRA provisions, and the continuation coverage that they mandate is commonly referred to as COBRA coverage. COBRA, as enacted, provides that the Secretary of Labor (the Secretary) has the authority under section 608 to carry out the provisions of part 6 of title I of ERISA. The Conference Report that accompanied COBRA divided interpretive authority over the COBRA provisions between the Secretary and the Secretary of the Treasury (the Treasury) by providing that the Secretary has the authority to issue regulations implementing the notice and disclosure requirements of COBRA, while the Treasury is authorized to issue regulations defining the required continuation coverage.
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         The Code and PHS Act COBRA provisions, although very similar in other ways, are not identical to the COBRA provisions in title I of ERISA in their scope of application. The PHS Act provisions apply only to State and local governmental plans, and the Code provisions grant COBRA rights to individuals who would not be considered participants or beneficiaries under ERISA. 
                        <E T="03">See</E>
                         PHS Act, 42 U.S.C. 300bb-8; Code section 5000(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         H.R. Conf. Rep. No. 99-453, 99th Cong., 1st Sess., at 562-63 (1985). The Conference Report further indicates that the Secretary of Health and Human Services, who is to issue regulations implementing the continuation coverage requirements for State and local governments, must conform the actual requirements of those regulations to the regulations issued by the Secretary and the Treasury. 
                        <E T="03">Id.</E>
                         at 563.
                    </P>
                </FTNT>
                <P>
                    On May 26, 2004, the Department of Labor (Department) issued final regulations implementing various provisions of the COBRA notice requirements and model notices to facilitate compliance with the requirement to provide the general notice of continuation coverage (general notice) as well as COBRA continuation election notice (election notice).
                    <SU>3</SU>
                    <FTREF/>
                     The model general notice was issued in an appendix to § 2590.606-1 and the model election notice was issued in an appendix to § 2590.606-4.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         69 FR 30084 (May, 26, 2004).
                    </P>
                </FTNT>
                <P>
                    In general, under COBRA, group health plans must provide a written notice of COBRA rights to each covered employee and spouse (if any) “at the time of commencement of coverage” under the plan. Generally, the notice must be furnished to each covered employee and to the employee's spouse (if covered under the plan) not later than the earlier of: (1) Either 90 days from the date on which the covered employee or spouse first becomes covered under the plan or, if later, the date on which the plan first becomes subject to the continuation coverage requirements; or (2) the date on which 
                    <PRTPAGE P="26193"/>
                    the administrator is required to furnish an election notice to the employee or to his or her spouse or dependent.
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         See 29 CFR 2590.606-1.
                    </P>
                </FTNT>
                <P>
                    In addition to the general notice, group health plans must provide an election notice at the time of certain qualifying events.
                    <SU>5</SU>
                    <FTREF/>
                     In general, an individual who was covered by a group health plan on the day before a qualifying event occurred may be able to elect COBRA continuation coverage upon a qualifying event (such as termination of employment or reduction in hours that causes loss of coverage under the plan).
                    <SU>6</SU>
                    <FTREF/>
                     Individuals with such a right are called qualified beneficiaries. A group health plan must provide qualified beneficiaries with an election notice, which describes their rights to continuation coverage and how to make an election. The election notice must be provided to the qualified beneficiaries within 14 days after the plan administrator receives the notice of a qualifying event.
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         See 29 CFR 2590.606-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         For more information on COBRA continuation coverage requirements applicable to group health plans, 
                        <E T="03">see</E>
                         “An Employer's Guide to Group Health Continuation Coverage Under COBRA,” available at 
                        <E T="03">www.dol.gov/ebsa/publications/cobraemployer.html</E>
                        .
                    </P>
                </FTNT>
                <P>
                    On May 8, 2013, the Department issued Technical Release 2013-02 and an updated model election notice with additional information regarding health coverage options that will be available beginning January 1, 2014 under the Patient Protection and Affordable Care Act (Affordable Care Act).
                    <SU>7</SU>
                    <FTREF/>
                     The guidance highlighted that some qualified beneficiaries may want to consider and compare health coverage alternatives to COBRA continuation coverage that are available through a new competitive private health insurance market—the Health Insurance Marketplace (Marketplace). The Department also noted that some qualified beneficiaries may also be eligible for a premium tax credit (a tax credit to help pay for some or all of the cost of coverage in plans offered through the Marketplace).
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         See Technical Release 2013-02 available at 
                        <E T="03">http://www.dol.gov/ebsa/newsroom/tr13-02.html</E>
                        .
                    </P>
                </FTNT>
                <P>These proposed regulations amend paragraph (g) of § 2590.606-1 and paragraph (g) of § 2590.606-4 and delete the two appendices containing the model notices to better facilitate provision of updated model election notices and solicit comment before promulgation of final regulations.</P>
                <HD SOURCE="HD1">II. Overview of the Proposed Regulations</HD>
                <P>These proposed regulations contain amendments to notice requirements of the COBRA provisions of Part 6 of title I of ERISA to better align the provision of guidance under the COBRA notice requirements with the Affordable Care Act provisions already in effect, as well as provide valuable flexibility to respond to provisions of federal law that will become applicable in the future. The proposed amendment will eliminate the current version of the model general notice contained in the appendix of § 2590.606-1 and the model election notice contained in the appendix of § 2590.606-4 as these model notices are outdated. Additionally, these proposed regulations make technical changes to the instruction language pointing to the model notices in the appendices in paragraph (g) of § 2590.606-1 and paragraph (g) of § 2590.606-4. These changes will permit the Department to amend the model notices as necessary and provide the most current versions of the model notices on the Department's Web site. These changes will also eliminate confusion that may result from multiple versions of the model notices being available in different locations. Contemporaneous with issuance of these proposed regulations, the Department is also issuing updated versions of the model general notice and model election notice, as well as guidance announcing the availability of such updated notices. These updated notices reflect that coverage is now available in the Marketplace and the updated model election notice provides information on special enrollment rights in the Marketplace. The Department invites comment on ways to improve or streamline the model notices, whether the Department's provision of new model notices is sufficient and, if not, whether the Department should expand the underlying content requirements or require use of mandatory language.</P>
                <P>
                    The updated model notices are available in modifiable, electronic form on the Department's Web site at 
                    <E T="03">www.dol.gov/ebsa/cobra.html.</E>
                     As with the earlier models, in order to use these model notices properly, the plan administrator must complete them by filling in the blanks with the appropriate plan information. Until rulemaking is finalized and effective, the Department of Labor will consider use of the model notices available on its Web site, appropriately completed, to be good faith compliance with the notice content requirements of COBRA. The Department notes that the use of the model notices is not required. The model notices are provided solely for the purpose of facilitating compliance with the applicable notice requirements.
                </P>
                <HD SOURCE="HD1">III. Economic Impact and Paperwork Burden</HD>
                <HD SOURCE="HD2">A. Executive Orders 12866 and 13563</HD>
                <P>Executive Orders 12866 and 13563 direct agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity). Executive Order 13563 emphasizes the importance of quantifying both costs and benefits, of reducing costs, of harmonizing and streamlining rules, and of promoting flexibility.</P>
                <P>Under Executive Order 12866, “significant” regulatory actions are subject to the requirements of the executive order and review by the Office of Management and Budget (OMB). Section 3(f) of Executive Order 12866 defines a “significant regulatory action” as an action that is likely to result in a rule (1) having an annual effect on the economy of $100 million or more, or adversely and materially affecting a sector of the economy, productivity, competition, jobs, the environment, public health or safety, or State, local or tribal governments or communities (also referred to as “economically significant”); (2) creating serious inconsistency or otherwise interfering with an action taken or planned by another agency; (3) materially altering the budgetary impacts of entitlement grants, user fees, or loan programs or the rights and obligations of recipients thereof; or (4) raising novel legal or policy issues arising out of legal mandates, the President's priorities, or the principles set forth in the Executive Order. Pursuant to the terms of the Executive Order, OMB has determined that this action is not “significant” within the meaning of section 3(f) of the Executive Order. Therefore, the proposed rule was reviewed by OMB. However, because the rule merely removes the model notices from the CFR and the model notices themselves remain voluntary, the Department does not expect this rulemaking to result in significant costs or benefits.</P>
                <HD SOURCE="HD2">B. Regulatory Flexibility Analysis</HD>
                <P>
                    The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements of section 553(b) of the APA (5 U.S.C. 551 et seq.) and are likely to have a significant economic impact on a substantial number of small entities. 
                    <PRTPAGE P="26194"/>
                    Unless an agency certifies that such a rule will not have a significant economic impact on a substantial number of small entities, section 603 of the RFA requires the agency to present an initial regulatory flexibility analysis at the time of the publication of the rulemaking describing the impact of the rule on small entities. Small entities include small businesses, organizations and governmental jurisdictions.
                </P>
                <P>As discussed above, the proposed rule would amend the 2004 final regulation by deleting references to the model notices and two appendices containing the model notices to better facilitate provision of updated model election notices and solicit comment before promulgation of final regulations. The proposed rule does not make any material changes to the notices. Therefore, the Department hereby certifies that the proposed rule is not likely to have a significant economic impact on a substantial number of small entities. The Department welcomes public comments regarding its certification.</P>
                <HD SOURCE="HD2">C. Paperwork Reduction Act</HD>
                <P>The Office of Management and Budget approved the COBRA model notice information collection request under OMB Control Number 1210-0123, which is scheduled to expire on October 31, 2016. As discussed above, the proposed rule would amend the 2004 final regulation by deleting references to the model notices and two appendices containing the model notices to better facilitate provision of updated model election notices and solicit comment before promulgation of final regulations. The Department does not believe that these minor modifications implement any substantive or material change to the information collection; therefore, no further review is requested of OMB at this time. The Department solicits comment on this understanding.</P>
                <HD SOURCE="HD2">D. Congressional Review Act</HD>
                <P>This proposed rule is subject to the Congressional Review Act provisions of the Small Business Regulatory Enforcement Fairness Act of 1996 (5 U.S.C. 801 et seq.) and, if finalized, will be transmitted to Congress and the Comptroller General for review.</P>
                <HD SOURCE="HD2">E. Unfunded Mandates Reform Act</HD>
                <P>For purposes of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4), as well as Executive Order 12875, this proposed rule does not include any Federal mandate that may result in expenditures by State, local, or tribal governments in the aggregate of more than $100 million, adjusted for inflation, or increase expenditures by the private sector of more than $100 million, adjusted for inflation.</P>
                <HD SOURCE="HD2">F. Federalism Statement</HD>
                <P>Executive Order 13132 (Aug. 4, 1999) outlines fundamental principles of federalism and requires the adherence to specific criteria by Federal agencies in the process of their formulation and implementation of policies that have substantial direct effects on the States, the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. This proposed rule does not have federalism implications because it has no substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. Section 514 of ERISA provides, with certain exceptions specifically enumerated, that the provisions of titles I and IV of ERISA supersede any and all laws of the States as they relate to any employee benefit plan covered under ERISA. The requirements implemented in this rule do not alter the fundamental provisions of the statute with respect to employee benefit plans, and as such would have no implications for the States or the relationship or distribution of power between the national government and the States.</P>
                <HD SOURCE="HD1">IV. Statutory Authority</HD>
                <P>The Department of Labor regulations are adopted pursuant to the authority contained in 29 U.S.C. 1027, 1059, 1135, 1161-1168, 1169, 1181-1183, 1181 note, 1185, 1185a, 1185b, 1185c, 1185d, 1191, 1191a, 1191b, and 1191c; sec. 101(g), Pub. L. 104-191, 110 Stat. 1936; sec. 401(b), Pub. L. 105-200, 112 Stat. 645 (42 U.S.C. 651 note); sec. 512(d), Pub. L. 110-343, 122 Stat. 3881; sec. 1001, 1201, and 1562(e), Pub. L. 111-148, 124 Stat. 119, as amended by Pub. L. 111-152, 124 Stat. 1029; Secretary of Labor's Order 1-2011, 77 FR 1088 (January 9, 2012).</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 29 CFR Part 2590</HD>
                    <P>Continuation coverage, Disclosure, Employee benefit plans, Group health plans, Health care, Health insurance, Medical child support, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <P>For the reasons stated in the preamble, the Department of Labor proposes to amend 29 CFR part 2590 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 2590—RULES AND REGULATIONS FOR GROUP HEALTH PLANS</HD>
                </PART>
                <AMDPAR>1. The authority citation for part 2590 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P> 29 U.S.C. 1027, 1059, 1135, 1161-1168, 1169, 1181-1183, 1181 note, 1185, 1185a, 1185b, 1185c, 1185d, 1191, 1191a, 1191b, and 1191c; sec. 101(g), Pub. L. 104-191, 110 Stat. 1936; sec. 401(b), Pub. L. 105-200, 112 Stat. 645 (42 U.S.C. 651 note); sec. 512(d), Pub. L. 110-343, 122 Stat. 3881; sec. 1001, 1201, and 1562(e), Pub. L. 111-148, 124 Stat. 119, as amended by Pub. L. 111-152, 124 Stat. 1029; Secretary of Labor's Order 1-2011, 77 FR 1088 (January 9, 2012).</P>
                </AUTH>
                <AMDPAR>2. Section 2590.606-1 is amended by removing the appendix to the section, and revising paragraph (g) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 2590.606-1 </SECTNO>
                    <SUBJECT>General notice of continuation coverage.</SUBJECT>
                    <STARS/>
                    <P>
                        (g) 
                        <E T="03">Model notice.</E>
                         The requirements of paragraph (c) of this section are satisfied with respect to a single-employer group health plan if the plan provides a notice in accordance with the model certificate authorized by the Secretary, appropriately modified and supplemented as necessary, consistent with guidance issued by the Secretary. Use of the model notice is not mandatory. The model notice reflects the requirements of this section as they would apply to single-employer group health plans and must be modified if used to provide notice with respect to other types of group health plans, such as multiemployer plans or plans established and maintained by employee organizations for their members. In order to use the model notice, administrators must appropriately add relevant information where indicated in the model notice, select among alternative language, and supplement the model notice to reflect applicable plan provisions. Items of information that are not applicable to a particular plan may be deleted. Use of the model notice, appropriately modified and supplemented, will be deemed to satisfy the notice content requirements of paragraph (c) of this section.
                    </P>
                    <STARS/>
                </SECTION>
                <AMDPAR>3. Section 2590.606-4 is amended by removing the appendix to the section, and revising paragraph (g) to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 2590.606-4 </SECTNO>
                    <SUBJECT>Notice requirements for plan administrators.</SUBJECT>
                    <STARS/>
                    <P>
                        (g) 
                        <E T="03">Model notice.</E>
                         The requirements of paragraph (b)(4) of this section are satisfied with respect to a plan 
                        <PRTPAGE P="26195"/>
                        administrator if the plan provides a notice in accordance with the model certificate authorized by the Secretary, appropriately modified and supplemented as necessary, consistent with guidance issued by the Secretary. Use of the model notice is not mandatory. The model notice reflects the requirements of this section as they would apply to single-employer group health plans and must be modified if used to provide notice with respect to other types of group health plans, such as multiemployer plans or plans established and maintained by employee organizations for their members. In order to use the model notice, administrators must appropriately add relevant information where indicated in the model notice, select among alternative language, and supplement the model notice to reflect applicable plan provisions. Items of information that are not applicable to a particular plan may be deleted. Use of the model notice, appropriately modified and supplemented, will be deemed to satisfy the notice content requirements of paragraph (b)(4) of this section.
                    </P>
                    <STARS/>
                </SECTION>
                <SIG>
                    <DATED>Signed this 1st day of May, 2014.</DATED>
                    <NAME>Phyllis C. Borzi,</NAME>
                    <TITLE>Assistant Secretary, Employee Benefits Security Administration, Department of Labor.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10416 Filed 5-2-14; 11:15 am]</FRDOC>
            <BILCOD>BILLING CODE 4510-29-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
                <SUBAGY>Coast Guard</SUBAGY>
                <CFR>33 CFR Part 100</CFR>
                <DEPDOC>[Docket No. USCG-2014-0108]</DEPDOC>
                <RIN>RIN 1625-AA08</RIN>
                <SUBJECT>Special Local Regulations for Marine Events, Choptank River; Between Cambridge, MD and Trappe, MD</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Coast Guard, DHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule; withdrawal.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Coast Guard is withdrawing its proposed rule concerning amendments to the regattas and marine parades regulations. The rulemaking was intended to establish special local regulations during the swim segment of the “Choptank Bridge Swim,” a marine event to be held on the waters of Choptank River between Cambridge, MD and Trappe, MD on May 10, 2014. The Coast Guard was notified on April 9, 2014 that the event had been cancelled.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The proposed rule is withdrawn on May 7, 2014.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The docket for this withdrawn rulemaking is available for inspection at the Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., between 9 a.m. and 5 p.m., Monday through Friday, except federal holidays. You may also find this docket on the Internet by going to 
                        <E T="03">http://www.regulations.gov</E>
                        , inserting USCG 2014-0108 in the “Keyword” box, and then clicking “Search.”
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        If you have questions about this notice, call or email Mr. Ronald Houck, Waterways Management Division, Sector Baltimore, MD, U.S. Coast Guard; telephone 410-576-2674, email 
                        <E T="03">Ronald.L.Houck@uscg.mil</E>
                        . If you have questions on viewing material in the docket, call Cheryl Collins, Program Manager, Docket Operations, telephone 202-366-9826.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On March 18, 2014, we published a notice of proposed rulemaking entitled “Special Local Regulations for Marine Events, Choptank River; Between Cambridge, MD and Trappe, MD” in the 
                    <E T="04">Federal Register</E>
                     (79 FR 15068). The rulemaking concerned the Coast Guard's proposal to establish temporary special local regulations on specified waters of Choptank River between Cambridge, MD and Trappe, MD, effective from 9 a.m. to 3 p.m. on May 20, 2014. The regulated area included all waters of the Choptank River, from shoreline to shoreline, within and area bounded on the east by a line drawn from latitude 38°35′13″ N, longitude 076°02′33″ W, thence south to latitude 38°33′50″ N, longitude 076°02′07″ W, and bounded on the west by a line drawn from latitude 38°35′37″ N, longitude 076°03′09″ W, thence south to latitude 38°34′25″ N, longitude 076°04′05″ W, located at Cambridge, MD. The regulations were needed to temporarily restrict vessel traffic during the event to provide for the safety of participants, spectators and other transiting vessels.
                </P>
                <HD SOURCE="HD1">Withdrawal</HD>
                <P>The Coast Guard is withdrawing this rulemaking because the event has been cancelled.</P>
                <HD SOURCE="HD1">Authority</HD>
                <P>We issue this notice of withdrawal under the authority of 33 U.S.C. 1233.</P>
                <SIG>
                    <DATED>Dated: April 16, 2014.</DATED>
                    <NAME>M.M. Dean,</NAME>
                    <TITLE>Commander, U.S. Coast Guard, Acting Captain of the Port Baltimore. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10381 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 9110-04-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY</AGENCY>
                <SUBAGY>Coast Guard</SUBAGY>
                <CFR>33 CFR Part 110</CFR>
                <DEPDOC>[Docket Number USCG-2013-0819]</DEPDOC>
                <RIN>RIN 1625-AA01</RIN>
                <SUBJECT>Anchorage; Ashley River Anchorage, Ashley River, Charleston, SC</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Coast Guard, DHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Coast Guard proposes to modify the special anchorage area located on the Ashley River, in Charleston, SC. The change is necessary to accommodate the expansion of the Charleston City Marina and meet the requirements of 33 CFR 109.10. The change will ensure that there is sufficient space to accommodate vessels desiring to anchor in the area, while allowing a sufficient buffer between the federal channel and special anchorage.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments and related material must be received by the Coast Guard on or before June 6, 2014. Requests for public meetings must be received by the Coast Guard on or before June 6, 2014.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments identified by docket number using any one of the following methods:</P>
                    <P>
                        (1) 
                        <E T="03">Federal eRulemaking Portal:</E>
                          
                        <E T="03">http://www.regulations.gov.</E>
                    </P>
                    <P>
                        (2) 
                        <E T="03">Fax:</E>
                         202-493-2251.
                    </P>
                    <P>
                        (3) 
                        <E T="03">Mail or Delivery:</E>
                         Docket Management Facility (M-30), U.S. Department of Transportation, West Building Ground Floor, Room W12-140, 1200 New Jersey Avenue SE., Washington, DC 20590-0001. Deliveries accepted between 9 a.m. and 5 p.m., Monday through Friday, except federal holidays. The telephone number is 202-366-9329.
                    </P>
                    <P>
                        See the “Public Participation and Request for Comments” portion of the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section below for further instructions on submitting comments. To avoid duplication, please use only one of these three methods.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        If you have questions on this rule, call or email Chief Warrant Officer Christopher Ruleman, Sector Charleston Office of Waterways Management, Coast Guard; 
                        <PRTPAGE P="26196"/>
                        telephone (843)-740-3184, email 
                        <E T="03">Christopher.L.Ruleman@uscg.mil</E>
                        . If you have questions on viewing or submitting material to the docket, call Cheryl Collins, Program Manager, Docket Operations, telephone (202) 366-9826.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Table of Acronyms</HD>
                <EXTRACT>
                    <FP SOURCE="FP-1">DHS Department of Homeland Security</FP>
                    <FP SOURCE="FP-1">FR Federal Register</FP>
                    <FP SOURCE="FP-1">NPRM Notice of Proposed Rulemaking</FP>
                </EXTRACT>
                <HD SOURCE="HD1">A. Public Participation and Request for Comments</HD>
                <P>
                    We encourage you to participate in this rulemaking by submitting comments and related materials. All comments received will be posted without change to 
                    <E T="03">http://www.regulations.gov</E>
                     and will include any personal information you have provided.
                </P>
                <HD SOURCE="HD2">
                    <E T="03">1. Submitting Comments</E>
                </HD>
                <P>
                    If you submit a comment, please include the docket number for this rulemaking, indicate the specific section of this document to which each comment applies, and provide a reason for each suggestion or recommendation. You may submit your comments and material online at 
                    <E T="03">http://www.regulations.gov</E>
                    , or by fax, mail, or hand delivery, but please use only one of these means. If you submit a comment online, it will be considered received by the Coast Guard when you successfully transmit the comment. If you fax, hand deliver, or mail your comment, it will be considered as having been received by the Coast Guard when it is received at the Docket Management Facility. We recommend that you include your name and a mailing address, an email address, or a telephone number in the body of your document so that we can contact you if we have questions regarding your submission.
                </P>
                <P>
                    To submit your comment online, go to 
                    <E T="03">http://www.regulations.gov</E>
                    , type the docket number USCG-2013-0819 in the “SEARCH” box and click “SEARCH.” Click on “Submit a Comment” on the line associated with this rulemaking.
                </P>
                <P>
                    If you submit your comments by mail or hand delivery, submit them in an unbound format, no larger than 8
                    <FR>1/2</FR>
                     by 11 inches, suitable for copying and electronic filing. If you submit comments by mail and would like to know that they reached the Facility, please enclose a stamped, self-addressed postcard or envelope. We will consider all comments and material received during the comment period and may change the rule based on your comments.
                </P>
                <HD SOURCE="HD2">
                    <E T="03">2. Viewing Comments and Documents</E>
                </HD>
                <P>
                    To view comments, as well as documents mentioned in this preamble as being available in the docket, go to 
                    <E T="03">http://www.regulations.gov</E>
                    , type the docket number USCG-2013-0819 in the “SEARCH” box and click “SEARCH.” Click on Open Docket Folder on the line associated with this rulemaking. You may also visit the Docket Management Facility in Room W12-140 on the ground floor of the Department of Transportation West Building, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays.
                </P>
                <HD SOURCE="HD2">
                    <E T="03">3. Privacy Act</E>
                </HD>
                <P>
                    Anyone can search the electronic form of comments received into any of our dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an association, business, labor union, etc.). You may review a Privacy Act notice regarding our public dockets in the January 17, 2008, issue of the 
                    <E T="04">Federal Register</E>
                     (73 FR 3316).
                </P>
                <HD SOURCE="HD2">
                    <E T="03">4. Public Meeting</E>
                </HD>
                <P>
                    We do not now plan to hold a public meeting. But you may submit a request for one, using one of the methods specified under 
                    <E T="02">ADDRESSES</E>
                    . Please explain why you believe a public meeting would be beneficial. If we determine that one would aid this rulemaking, we will hold one at a time and place announced by a later notice in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <HD SOURCE="HD1">
                    <E T="03">B. Regulatory History and Information</E>
                </HD>
                <P>
                    On April 18, 2011 the Coast Guard Seventh District published a final rule establishing a special anchorage area on the Ashley River in Charleston, South Carolina in the 
                    <E T="04">Federal Register</E>
                     (76 FR 21636). The anchorage area established is contained in 33 CFR 110.72d.
                </P>
                <HD SOURCE="HD1">C. Basis and Purpose</HD>
                <P>The legal basis for this rule is: 33 U.S.C. 471, 1221 through 1236, 2071; 33 CFR 1.05-1; and Department of Homeland Security Delegation No. 0170.1, which collectively authorize the Coast Guard to define anchorage grounds.</P>
                <P>The purpose of the proposed rule is to relocate and reestablish the Ashley River Anchorage to accommodate the approved expansion plans of the Charleston City Marina. The City Marina Company received a permit for the expansion of their marina in August, 2012. The expansion will force the relocation of the centerline of the federal channel in the vicinity of the marina. The new channel will impede on the current special anchorage area. The special anchorage area will need to be modified to prevent potential navigational hazards caused by the proximity of vessels transiting the channel to vessels anchored in the special anchorage area. This proposed rule would also maintain the current size of the Anchorage, ensuring no reduction in space for vessels needing to anchor.</P>
                <HD SOURCE="HD1">D. Discussion of Proposed Rule</HD>
                <P>The proposed rule would alter the bounds of the Ashley River anchorage, while not reducing its size. The new special anchorage area will encompass all waters of the Ashley River enclosed by a line beginning at latitude 32°46′40″ N longitude 79°57′27″ W; thence continuing north-northeasterly to latitude 32°46′44″ N longitude 79°57′25″ W; thence continuing southeasterly to latitude 32°46′40″ N longitude 79°57′22″ W; thence continuing southeasterly to latitude 32°46′27″ N longitude 79°57′03″ W; thence continuing west-southwesterly to latitude 32°46′25″ N longitude 79°57′09″ W; thence continuing northwesterly to the beginning point at latitude 32°46′40″ N longitude 79°57′27″ W.</P>
                <HD SOURCE="HD1">E. Regulatory Analyses</HD>
                <P>We developed this proposed rule after considering numerous statutes and executive orders related to rulemaking. Below we summarize our analyses based on a number of these statutes or executive orders.</P>
                <HD SOURCE="HD2">
                    <E T="03">1. Regulatory Planning and Review</E>
                </HD>
                <P>
                    This proposed rule is not a significant regulatory action under section 3(f) of Executive Order 12866, Regulatory Planning and Review, as supplemented by Executive Order 13563, Improving Regulation and Regulatory Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of Executive Order 12866 or under section 1 of Executive Order 13563. The Office of Management and Budget has not reviewed it under those Orders. The impacts on routine navigation are expected to be minimal because the proposed anchorage area would not unnecessarily restrict traffic as they are located outside of the established navigation channel. Vessels would be able to maneuver in, around, and through the anchorage. The proposed anchorage maintains the same width as the existing anchorage and associated special conditions ensure that navigational concerns are addressed.
                    <PRTPAGE P="26197"/>
                </P>
                <HD SOURCE="HD2">
                    <E T="03">2. Impact on Small Entities</E>
                </HD>
                <P>The Regulatory Flexibility Act of 1980 (RFA), 5 U.S.C. 601-612, as amended, requires federal agencies to consider the potential impact of regulations on small entities during rulemaking. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000. The Coast Guard certifies under 5 U.S.C. 605(b) that this proposed rule will not have a significant economic impact on a substantial number of small entities.</P>
                <P>
                    This proposed rule may affect the following entities, some of which may be small entities: The owners or operators of vessels wishing to anchor in or transit the special anchorage area established by this rule. The rule would not have a significant economic impact on a substantial number of small entities because the size of the current special anchorage area will not be reduced and it will remain in the same vicinity as the current anchorage. If you think that your business, organization, or governmental jurisdiction qualifies as a small entity and that this rule would have a significant economic impact on it, please submit a comment (see 
                    <E T="02">ADDRESSES</E>
                    ) explaining why you think it qualifies and how and to what degree this rule would economically affect it.
                </P>
                <HD SOURCE="HD2">
                    <E T="03">3. Assistance for Small Entities</E>
                </HD>
                <P>
                    Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121), we want to assist small entities in understanding this proposed rule. If the rule would affect your small business, organization, or governmental jurisdiction and you have questions concerning its provisions or options for compliance, please contact the person listed in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section above. The Coast Guard will not retaliate against small entities that question or complain about this proposed rule or any policy or action of the Coast Guard.
                </P>
                <HD SOURCE="HD2">
                    <E T="03">4. Collection of Information</E>
                </HD>
                <P>This proposed rule will not call for a new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520.).</P>
                <HD SOURCE="HD2">
                    <E T="03">5. Federalism</E>
                </HD>
                <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. We have analyzed this proposed rule under that Order and determined that this rule does not have implications for federalism.</P>
                <HD SOURCE="HD2">
                    <E T="03">6. Protest Activities</E>
                </HD>
                <P>
                    The Coast Guard respects the First Amendment rights of protesters. Protesters are asked to contact the person listed in the 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     section to coordinate protest activities so that your message can be received without jeopardizing the safety or security of people, places or vessels.
                </P>
                <HD SOURCE="HD2">
                    <E T="03">7. Unfunded Mandates Reform Act</E>
                </HD>
                <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 (adjusted for inflation) or more in any one year. Though this proposed rule would not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble.</P>
                <HD SOURCE="HD2">
                    <E T="03">8. Taking of Private Property</E>
                </HD>
                <P>This proposed rule would not cause a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights.</P>
                <HD SOURCE="HD2">
                    <E T="03">9. Civil Justice Reform</E>
                </HD>
                <P>This proposed rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden.</P>
                <HD SOURCE="HD2">
                    <E T="03">10. Protection of Children From Environmental Health Risks</E>
                </HD>
                <P>We have analyzed this proposed rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and would not create an environmental risk to health or risk to safety that might disproportionately affect children.</P>
                <HD SOURCE="HD2">
                    <E T="03">11. Indian Tribal Governments</E>
                </HD>
                <P>This proposed rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it would not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.</P>
                <HD SOURCE="HD2">
                    <E T="03">12. Energy Effects</E>
                </HD>
                <P>This proposed rule is not a “significant energy action” under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use.</P>
                <HD SOURCE="HD2">
                    <E T="03">13. Technical Standards</E>
                </HD>
                <P>This proposed rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards.</P>
                <HD SOURCE="HD2">
                    <E T="03">14. Environment</E>
                </HD>
                <P>
                    We have analyzed this proposed rule under Department of Homeland Security Management Directive 023-01 and Commandant Instruction M16475.lD, which guide the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have made a preliminary determination that this action is one of a category of actions that do not individually or cumulatively have a significant effect on the human environment. A preliminary environmental analysis checklist supporting this determination is available in the docket where indicated under 
                    <E T="02">ADDRESSES</E>
                    . This proposed rule involves changing the location and size of a anchorage area as described in figure 2-1, paragraph (34)(f), of the Commandant Instruction. We seek any comments or information that may lead to the discovery of a significant environmental impact from this proposed rule.
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 33 CFR Part 110</HD>
                    <P>Anchorage grounds.</P>
                </LSTSUB>
                <P>For the reasons discussed in the preamble, the Coast Guard proposes to amend 33 CFR part 110 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 110—Anchorage Regulations</HD>
                </PART>
                <AMDPAR>1. The authority citation for part 110 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority: </HD>
                    <P>33 U.S.C. 471, 1221 through 1236, 2030, 2035, 2071; 33 CFR 1.05-1; Department of Homeland Security Delegation No. 0170.1.</P>
                </AUTH>
                <AMDPAR>2. Revise § 110.72d to read as follows:</AMDPAR>
                <SECTION>
                    <SECTNO>§ 110.72d </SECTNO>
                    <SUBJECT>Ashley River, SC.</SUBJECT>
                    <P>
                        All waters on the southwest portion of the Ashley River encompassed within the following points: beginning at latitude 32°46′40″ N longitude 79°57′27″ W; thence continuing north-
                        <PRTPAGE P="26198"/>
                        northeasterly to latitude 32°46′44″ N longitude 79°57′25″ W; thence continuing southeasterly to latitude 32°46′40″ N longitude 79°57′22″ W; thence continuing southeasterly to latitude 32°46′27″ N longitude 79°57′03″ W; thence continuing west-southwesterly to latitude 32°46′25″ N longitude 79°57′09″ W; thence continuing northwesterly to the beginning point at latitude 32°46′40″ N longitude 79°57′27″ W. All coordinates are North American Datum 1983.
                    </P>
                </SECTION>
                <SIG>
                    <DATED>Dated: April 10, 2014.</DATED>
                    <NAME>J.H. Korn,</NAME>
                    <TITLE>Rear Admiral, U.S. Coast Guard, Commander, Coast Guard Seventh District.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10377 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 9110-04-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
                <CFR>47 CFR Part 73</CFR>
                <DEPDOC>[MB Docket No. 14-53; RM-11714; DA 14-459]</DEPDOC>
                <SUBJECT>Radio Broadcasting Services; Dayton, Washington</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Communications Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This document requests comments on a Petition for Rule Making filed by Brett E. Miller, proposing the allotment of Channel 272A at Dayton, Washington, as the community's second local service. A staff engineering analysis confirms that Channel 272A can be allotted to Dayton consistent with the minimum distance separation requirements of the Commission's Rules with a site restriction 3.1 kilometers (1.9 miles) southwest of the community. The reference coordinates are 46-18-20 NL and 118-00-03 WL.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be filed on or before May 26, 2014, and reply comments on or before June 10, 2014.</P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Secretary, Federal Communications Commission, 445 12th Street SW., Washington, DC 20554. In addition to filing comments with the FCC, interested parties should serve the petitioner as follows: Brett E. Miller, 8200 Stockdale Highway, M-10, #164, Bakersfield, California 93311.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Rolanda F. Smith, Media Bureau, (202) 418-2700.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    This is a synopsis of the Commission's Notice of Proposed Rule Making, MB Docket No. 14-53, adopted April 3, 2014, and released April 4, 2014. The full text of this Commission decision is available for inspection and copying during normal business hours in the FCC's Reference Information Center at Portals II, CY-A257, 445 12th Street SW., Washington, DC 20554. This document may also be purchased from the Commission's duplicating contractors, Best Copy and Printing, Inc., 445 12th Street SW., Room CY-B402, Washington, DC 20554, telephone 1-800-378-3160 or via email 
                    <E T="03">www.BCPIWEB.com.</E>
                     This document does not contain proposed information collection requirements subject to the Paperwork Reduction Act of 1995, Public Law 104-13. In addition, therefore, it does not contain any proposed information collection burden “for small business concerns with fewer than 25 employees,” pursuant to the Small Business Paperwork Relief Act of 2002, Public Law 107-198, 
                    <E T="03">see</E>
                     44 U.S.C. 3506(c)(4).
                </P>
                <P>Provisions of the Regulatory Flexibility Act of l980 do not apply to this proceeding.</P>
                <P>
                    Members of the public should note that from the time a Notice of Proposed Rule Making is issued until the matter is no longer subject to Commission consideration or court review, all 
                    <E T="03">ex parte</E>
                     contacts are prohibited in Commission proceedings, such as this one, which involve channel allotments. See 47 CFR 1.1204(b) for rules governing permissible 
                    <E T="03">ex parte</E>
                     contacts.
                </P>
                <P>For information regarding proper filing procedures for comments, see 47 CFR 1.415 and 1.420.</P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 47 CFR Part 73</HD>
                    <P>Radio, Radio broadcasting.</P>
                </LSTSUB>
                <SIG>
                    <FP>Federal Communications Commission.</FP>
                    <NAME>Nazifa Sawez,</NAME>
                    <TITLE>Assistant Chief, Audio Division, Media Bureau.</TITLE>
                </SIG>
                <P>For the reasons discussed in the preamble, the Federal Communications Commission proposes to amend 47 CFR part 73 as follows:</P>
                <PART>
                    <HD SOURCE="HED">PART 73—RADIO BROADCAST SERVICES</HD>
                </PART>
                <AMDPAR>1. The authority citation for part 73 continues to read as follows:</AMDPAR>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P> 47 U.S.C. 154, 303, 334, 336 and 339.</P>
                </AUTH>
                <SECTION>
                    <SECTNO>§ 73.202 </SECTNO>
                    <SUBJECT>[Amended]</SUBJECT>
                </SECTION>
                <AMDPAR>2. Section 73.202(b), the Table of FM Allotments under Washington, is amended by adding Dayton, Channel 272A.</AMDPAR>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10496 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6712-01-P</BILCOD>
        </PRORULE>
    </PRORULES>
    <VOL>79</VOL>
    <NO>88</NO>
    <DATE>Wednesday, May 7, 2014</DATE>
    <UNITNAME>Notices</UNITNAME>
    <NOTICES>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="26199"/>
                <AGENCY TYPE="F">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBJECT>Submission for OMB Review; Comment Request</SUBJECT>
                <DATE>May 1, 2014.</DATE>
                <P>
                    The Department of Agriculture will submit the following information collection requirement(s) to OMB for review and clearance under the Paperwork Reduction Act of 1995, Public Law 104-13 on or after the date of publication of this notice. Comments regarding (a) whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (b) the accuracy of the agency's estimate of burden including the validity of the methodology and assumptions used; (c) ways to enhance the quality, utility and clarity of the information to be collected; (d) ways to minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology should be addressed to: Desk Officer for Agriculture, Office of Information and Regulatory Affairs, Office of Management and Budget (OMB), New Executive Office Building, Washington, DC; New Executive Office Building, 725—17th Street NW., Washington, DC 20503. Commenters are encouraged to submit their comments to OMB via email to: 
                    <E T="03">OIRA_Submission@omb.eop.gov</E>
                     or fax (202) 395-5806 and to Departmental Clearance Office, USDA, OCIO, Mail Stop 7602, Washington, DC 20250-7602.
                </P>
                <P>Comments regarding these information collections are best assured of having their full effect if received by June 6, 2014. Copies of the submission(s) may be obtained by calling (202) 720-8681.</P>
                <P>An agency may not conduct or sponsor a collection of information unless the collection of information displays a currently valid OMB control number and the agency informs potential persons who are to respond to the collection of information that such persons are not required to respond to the collection of information unless it displays a currently valid OMB control number.</P>
                <HD SOURCE="HD1">Agricultural Marketing Service</HD>
                <P>
                    <E T="03">Title:</E>
                     National Research, Promotion, and Consumer Information Programs.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     0581-0093.
                </P>
                <P>
                    <E T="03">Summary of Collection:</E>
                     The U.S. Department of Agriculture has the responsibility for implementing and overseeing programs for a variety of commodities including beef, blueberries, cotton, dairy, eggs, fluid milk, Hass avocados, honey, lamb, mangos, mushrooms, peanuts, popcorn, pork, potatoes, sorghum, soybeans, and watermelons. Various Acts authorizes these programs to carry out projects relating to research, consumer information, advertising, sales promotion, producer information, market development and product research to assist, improve, or promote the marketing, distribution, and utilization of their respective commodities. The Agricultural Marketing Service (AMS) has the responsibility to appoint board members and approve the boards' budgets, plans, and projects and for foreign projects, the Foreign Agricultural Service. AMS' objective in carrying out this responsibility is to assure the following: (1) Funds are collected and properly accounted for; (2) expenditures of all funds are for the purposes authorized by enabling legislation; and (3) the board's administration of the programs conforms to USDA policy.
                </P>
                <P>
                    <E T="03">Need and Use of the Information:</E>
                     The boards administer the various programs utilizing a variety of forms to carry out their responsibilities. Only authorized employees of the various boards and USDA employees will use the information collected. If this data were collected less frequently, (1) it would hinder data needed to collect and refund assessments in a timely manner and result in delayed or even lost revenue; (2) boards would be unable to carry out the responsibilities of their respective Acts; and (3) requiring reports less frequently than monthly would impose additional record keeping requirements.
                </P>
                <P>
                    <E T="03">Description of Respondents:</E>
                     Business or other for profit, farms.
                </P>
                <P>
                    <E T="03">Number of Respondents:</E>
                     331,162.
                </P>
                <P>
                    <E T="03">Frequency of Responses:</E>
                     Reporting: On occasion, weekly, monthly, semi-annually, annually; record-keeping; 
                </P>
                <P>
                    <E T="03">Total Burden Hours:</E>
                     169,395.
                </P>
                <SIG>
                    <NAME>Charlene Parker,</NAME>
                    <TITLE>Departmental Information Collection Clearance Officer.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10478 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3410-02-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBJECT>Submission for OMB Review; Comment Request</SUBJECT>
                <DATE>May 1, 2014.</DATE>
                <P>
                    The Department of Agriculture has submitted the following information collection requirement(s) to OMB for review and clearance under the Paperwork Reduction Act of 1995, Public Law 104-13. Comments regarding (a) whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; (b) the accuracy of the agency's estimate of burden including the validity of the methodology and assumptions used; (c) ways to enhance the quality, utility and clarity of the information to be collected; (d) ways to minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology should be addressed to: Desk Officer for Agriculture, Office of Information and Regulatory Affairs, Office of Management and Budget (OMB), New Executive Office Building, 725—17th Street NW., Washington, DC 20502. Commenters are encouraged to submit their comments to OMB via email to: 
                    <E T="03">OIRA_Submission@omb.</E>
                      
                    <E T="03">eop.gov</E>
                     or fax (202) 395-5806 and to Departmental Clearance Office, USDA, OCIO, Mail Stop 7602, Washington, DC 20250-7602. Comments regarding these information collections are best assured of having their full effect if received by June 6, 2014. Copies of the 
                    <PRTPAGE P="26200"/>
                    submission(s) may be obtained by calling (202) 720-8681.
                </P>
                <P>An agency may not conduct or sponsor a collection of information unless the collection of information displays a currently valid OMB control number and the agency informs potential persons who are to respond to the collection of information that such persons are not required to respond to the collection of information unless it displays a currently valid OMB control number.</P>
                <HD SOURCE="HD1">Rural Housing Service</HD>
                <P>
                    <E T="03">Title:</E>
                     7 CFR Part 1902-A, Supervised Bank Accounts.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     0575-0158.
                </P>
                <P>
                    <E T="03">Summary of Collection:</E>
                     7 CFR Part 1902-A, Supervised Bank Accounts (SBA), prescribes the policies and procedures for disbursing loan and grant funds, establishing and closing supervised accounts, and placing Multi-Family housing reserve accounts in supervised accounts. The Rural Business Service extends financial assistance to applicants that do not qualify for loans under commercial rates and terms. The Rural Housing Service (RHS) is the credit agency for agriculture and rural development in USDA. RHS is the lender of last resort, providing financial support for housing in rural America. Supervised accounts are accounts with a financial institution in the names of a borrower and the United States Government, represented by Rural Housing Service, Rural Business-Cooperative Service, Rural Utilities Service (Agency). Section 339 of the Consolidated Farm and Rural Development Act, 7 U.S.C. 1989 and Section 510 of the Housing Act of 1949, as amended, (42 U.S.C. 1480) is the legislative authorities requiring the use of supervised accounts.
                </P>
                <P>
                    <E T="03">Need and Use of the Information:</E>
                     The agency's state and field offices will collect information from borrowers and financial institutions. The Agency use SBA's as a mechanism to (1) ensure correct disbursement and expenditure of all funds designated for a project; (2) help a borrower properly manage its financial affairs; (3) ensure that the Government's security is protected adequately from fraud, waste and abuse. The consequence to Federal program and policy activities if the collection of information was not conducted would be detrimental to both the Government and to borrowers.
                </P>
                <P>
                    <E T="03">Description of Respondents:</E>
                     Business or other for-profit.
                </P>
                <P>
                    <E T="03">Number of Respondents:</E>
                     15,192.
                </P>
                <P>
                    <E T="03">Frequency of Responses:</E>
                     Reporting: On occasion.
                </P>
                <P>
                    <E T="03">Total Burden Hours:</E>
                     26,169.
                </P>
                <SIG>
                    <NAME>Charlene Parker,</NAME>
                    <TITLE>Departmental Information Collection Clearance Officer.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10479 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3410-XV-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Agricultural Marketing Service</SUBAGY>
                <DEPDOC>[Document Number AMS-FV-14-0040; FV-14-328]</DEPDOC>
                <SUBJECT>United States Standards for Grades of Maple Sirup</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Agricultural Marketing Service, USDA.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Agricultural Marketing Service (AMS) of the Department of Agriculture (USDA) is soliciting public comments on a proposed revision to the United States Standards for Grades of Maple Sirup (Syrup). AMS received a petition from the International Maple Syrup Institute (IMSI) requesting a revision of the U.S. grade standards. IMSI stated it is interested in developing harmonized grade standards for maple syrup producers in the United States and Canada, and asked AMS to replace the current grade classification requirements with new color and flavor descriptors, and revise Grade A requirements to be free from damage. AMS is also proposing to change the spelling from “sirup” to the more commonly used term “syrup.” The proposed grade standards would revise the existing federal grade standards for maple sirup (syrup). The purpose of these proposed revisions would be to foster or assist in the development of new or expanded markets, and improve the marketing of maple syrup in the U.S. and internationally.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be submitted on or before July 7, 2014.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments may be submitted via the Internet: 
                        <E T="03">http://www.regulations.gov</E>
                        ; or email 
                        <E T="03">richard.peterson@ams.usda.gov;</E>
                         or by mail to Richard E. Peterson, Standardization Branch, Specialty Crops Inspection Division, Fruit and Vegetable Program, Agricultural Marketing Service, U.S. Department of Agriculture, 1400 Independence Avenue SW., Room 0709, South Building; STOP 0247, Washington, DC 20250; fax (202) 690-1527. All comments should reference the document number, date, and page number of this issue of the 
                        <E T="04">Federal Register</E>
                        . All comments will be posted without change, including any personal information provided. All comments submitted in response to this notice will be included in the public record and will be made available to the public on the Internet via 
                        <E T="03">http://www.regulations.gov</E>
                        . Comments will be made available for public inspection at the above address during regular business hours or can be viewed at: 
                        <E T="03">http://www.regulations.gov</E>
                        .
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION:</HD>
                    <P>
                        Contact Richard E. Peterson, Agricultural Marketing Specialist, Specialty Crops Inspection Division, Fruit and Vegetable Program, Agricultural Marketing Service, U.S. Department of Agriculture, 1400 Independence Avenue SW., Room 0709, South Building; STOP 0247, Washington, DC 20250; telephone (202) 720-5021; fax (202) 690-1527; or, email 
                        <E T="03">richard.peterson@ams.usda.gov</E>
                        . Copies of the proposed revised grade standards are on the Internet at 
                        <E T="03">http://www.ams.usda.gov/scihome</E>
                         or 
                        <E T="03">http://www.regulations.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    AMS is proposing to revise the U.S. Standards for Grades of Maple Sirup using the procedures that appear in Title 7 part 36 of the Code of Federal Regulations (7 CFR part 36). Section 203(c) of the Agricultural Marketing Act of 1946 (Act) (7 U.S.C. 1621-1627), as amended, directs and authorizes the Secretary of Agriculture “to develop and improve standards of quality, condition, quantity, grade and packaging, and recommend and demonstrate such standards in order to encourage uniformity and consistency in commercial practices.” AMS is committed to carrying out this authority in a manner that facilitates the marketing of agricultural commodities and makes copies of official standards available upon request. The United States Standards for Grades of Fruits and Vegetables not connected with Federal Marketing Orders or U.S. Import Requirements, no longer appear in the Code of Federal Regulations, but are maintained by USDA, AMS, Fruit and Vegetable Program, and are available on the Internet at 
                    <E T="03">http://www.ams.usda.gov/scihome.</E>
                </P>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    Maple syrup is the liquid food derived by concentration and heat treatment of the sap of the maple tree (Acer). Maple syrup contains an abundant amount of naturally occurring minerals such as calcium, manganese, potassium and magnesium. Maple syrup is a natural source of beneficial antioxidants. The North American maple syrup industry sells an estimated 
                    <PRTPAGE P="26201"/>
                    $400 million of product annually, but the maple crop can vary significantly from year to year depending on weather and other factors. An example of this is reflected in the 2013 National Agricultural Statistics Service (NASS) report for 2013, the report states: Nationally, maple syrup production in 2013 totaled 3.25 million gallons, up 70 percent from 2012. In 2012, prevailing high temperatures limited sap flow. The number of taps is estimated at 10.6 million, 8 percent above the 2012 total of 9.77 million. Yield per tap is estimated to be 0.308 gallons, up 58 percent from the previous season's revised yield. All States showed an increase in production from the previous year. Cool temperatures in the early spring months delayed budding of maple trees which contributed to a longer season of sap flow than last year. The earliest sap flow reported was January 1 in New York. The latest sap flow reported to open the season was February 15 in Wisconsin. On average, the season lasted 37 days, compared with 24 days in 2012. The 2012 U.S. average price per gallon was $39.10, up $1.20 from the 2011 price of $37.90. The U.S. value of production, at $74.6 million for 2012, was down 30 percent from the previous season.
                </P>
                <P>In 2002, IMSI, which represents maple producers, state governments, vendors, maple equipment manufacturers, organizations, and others in both Canada and the United States, established a committee to review existing regulations for pure maple syrup in Canada and the United States. The committee recommended establishing harmonized and standard definitions, grades, and nomenclature for pure maple syrup in the United States and Canada for the benefit of the maple industry. IMSI is seeking to eliminate inconsistent grade names and nomenclature, which vary from jurisdiction to jurisdiction, and emphasize the taste of the syrup by including flavor descriptors as well as new color descriptors on the labels for the different classes of syrup.</P>
                <P>In September 2011, AMS received a petition to revise the U.S. Standards for Grades of Maple Sirup from IMSI. Petitioner IMSI stated that consumers currently face a patchwork of grading systems in the United States that are confusing, and fail to define the grades of maple syrup in meaningful terms. The petitioner stated its overall goal as providing uniform definitions of maple syrup in North America and the world marketplace. In addition to proposing modifications to the standards, as proposed by IMSI, AMS is proposing to change the spelling from “sirup” to the more commonly used term “syrup.”</P>
                <P>The table below illustrates the variation of grade standards requirements among the maple producing states and Canada in 2013 and the proposed revision. The current U.S. grade standardsdo not recognize percent light transmittance (%Tc) as a means of ascertaining color, but at the state level, some states use this method to determine the color of maple syrup.</P>
                <GPOTABLE COLS="7" OPTS="L2,i1" CDEF="s50,r50,r50,r50,r50,r50,r50">
                    <TTITLE>Comparison of 2013 USDA, State Standards, and Proposed Maple Syrup Grades and Nomenclature</TTITLE>
                    <BOXHD>
                        <CHED H="1">
                            Current U.S.
                            <LI>standard ¹</LI>
                        </CHED>
                        <CHED H="1">Vermont ² and Ohio ¹</CHED>
                        <CHED H="1">New Hampshire ¹</CHED>
                        <CHED H="1">New York ¹</CHED>
                        <CHED H="1">Maine ²</CHED>
                        <CHED H="1">
                            Canada all
                            <LI>provinces ²</LI>
                        </CHED>
                        <CHED H="1">Proposed option ²</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">U.S Grade A Light Amber</ENT>
                        <ENT>Vermont Fancy ≥75.0% Tc Ohio Light</ENT>
                        <ENT>Grade A Light Amber</ENT>
                        <ENT>Grade A Light Amber</ENT>
                        <ENT>Grade A Light Amber ≥75.0% Tc</ENT>
                        <ENT>Canada No. 1 Extra Light ≥75.0% Tc</ENT>
                        <ENT>Grade A Golden Delicate Taste ≥75.0% Tc.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">U.S. Grade A Medium Amber</ENT>
                        <ENT>Grade A Medium Amber 60.5-74.9% Tc</ENT>
                        <ENT>Grade A Medium Amber</ENT>
                        <ENT>Grade A Medium Amber</ENT>
                        <ENT>Grade A Medium Amber 60.5-74.9% Tc</ENT>
                        <ENT>Canada No. 1 Light 60.5-74.9% Tc</ENT>
                        <ENT>Grade A Amber Rich Taste 50-74.9% Tc.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">U.S. Grade A Dark Amber</ENT>
                        <ENT>Grade A Dark Amber 44.0-60.4% Tc</ENT>
                        <ENT>Grade A Dark Amber</ENT>
                        <ENT>Grade A Dark Amber</ENT>
                        <ENT>Grade A Dark Amber 44.0-60.4% Tc</ENT>
                        <ENT>Canada No. 1 Medium 44.0-60.4% Tc</ENT>
                        <ENT>Grade A Dark Robust Taste 25-49.9% Tc.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">U.S. Grade B For Reprocessing</ENT>
                        <ENT>Grade B 27.0-43.9% Tc</ENT>
                        <ENT>Grade B</ENT>
                        <ENT>Extra Dark for Cooking or Grade B for Reprocessing</ENT>
                        <ENT>Grade A Extra Dark Amber 27.0-43.9% Tc</ENT>
                        <ENT>Canada No. 2 Amber 27.0-43.9% Tc</ENT>
                        <ENT>Grade A Very Dark Strong Taste &lt;25.0% Tc.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">U.S. Grade B For Reprocessing</ENT>
                        <ENT>Commercial Grade &lt;27.0% Tc</ENT>
                        <ENT>Grade B</ENT>
                        <ENT>Extra Dark for Cooking or Grade B for Reprocessing</ENT>
                        <ENT>Commercial Grade &lt;27.0% Tc</ENT>
                        <ENT>Canada No. 3 Dark &lt;27.0% Tc</ENT>
                        <ENT>Processing Grade any Color Class, any off-flavored syrup.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Substandard ³</ENT>
                        <ENT>Substandard ³</ENT>
                        <ENT>Substandard ³</ENT>
                        <ENT>Substandard ³</ENT>
                        <ENT>Substandard ³</ENT>
                        <ENT>N/A</ENT>
                        <ENT>N/A.</ENT>
                    </ROW>
                    <TNOTE>
                        <SU>1</SU>
                         Color determined using USDA Color Standards for Maple Syrup.
                    </TNOTE>
                    <TNOTE>
                        <SU>2</SU>
                         Percent light transmission measured with a spectrophotometer using matched square optical cells having a 10mm light path at a wavelength of 560 nm, with the color values expressed in percent of light transmission as compared to analytical reagent glycerol fixed at one hundred percent transmission. Percent transmission determined in this way is symbolized “%Tc”.
                    </TNOTE>
                    <TNOTE>
                        <SU>3</SU>
                         Fails Other Grade Requirements.
                    </TNOTE>
                </GPOTABLE>
                <P>Currently, there are both Federal standards and separate state standards for maple syrup. The existing Federal standards and 2013 state standards are referenced in the above table. Vermont and New York have moved forward with new regulations for labeling maple syrup with full implementation on January 1, 2015.</P>
                <P>The U.S. Standards for Grades of Maple Sirup, effective date January 14, 1980, are voluntary U.S. grade standards issued under the authority of the Act which provides for the development of official U.S. grades to designate different levels of quality. These grade standards are available for use by producers, suppliers, buyers and consumers. The standards serve as a basis for the inspection and grading of commodities by the Federal inspection service as provided under the Act. As in the case of other standards for grades of fresh and processed fruits, vegetables, and specialty crops, these standards are designed to facilitate marketing by providing a convenient basis for buying and selling maple syrup, and identification of product value.</P>
                <P>
                    While the petitioner's overall goal is to provide universal definitions, and standardized grading and labeling requirements for maple syrup in the North American and world marketplace, the revisions proposed in this action apply only to the voluntary U.S. standards for maple syrup authorized under the Act.
                    <PRTPAGE P="26202"/>
                </P>
                <P>Under current U.S. standards, producers include a grade statement and color descriptor on labels of maple syrup. Syrup with a rich bold flavor is currently labeled as Grade B syrup, which is not intended for retail sale. However, consumers are increasingly seeking the darkest color class of maple syrup for cooking and table use. The proposed revisions to the U.S. standards would categorize Grade B syrup (containing no damage or off flavors/odors) as Grade A to allow the darker syrup to be sold at the retail level. According to the petitioner, a basic description of taste intensity on the product label would help consumers and ingredient users more consistently purchase syrup in accordance with their taste preferences and needs.</P>
                <P>The proposed revision to the Grade A classification includes four color and flavor classes of maple syrup determined: (1) Using a spectrophotometer, which provides a measure of percent of light transmission through the syrup expressed as percent of light transmission and symbolized by %Tc values; or (2) by any method that provides equivalent results. The new grade classifications would be: U.S. Grade A Golden (delicate taste, ≥75.0%Tc), U.S. Grade A Amber (rich taste, 50.0-74.9%Tc), U.S. Grade A Dark (robust taste, 25.0-49.9%Tc), and U.S. Grade A Very Dark (strong taste, &lt;25.0%Tc). The proposed grade standards would remove references to the USDA permanent glass color standards for maple sirup (syrup).</P>
                <P>The petitioner also requested a limit to the brix range of 66 percent minimum to 68.9 percent maximum soluble solids. After submitting the petition, IMSI additionally requested that the standards include definitions for mold and yeast. AMS did not include separate definitions for mold and yeast, but the terms were incorporated within the definition of fermentation. The proposed revision to the Grade A classification includes, free from off flavors, odors, and fermentation, and is free from turbidity or sediment. Fermentation is caused by the presence of mold and yeast. Off flavor and odor can also indicate the presence of mold and yeast. Fermentation, off flavor and odor are classified as damage and are not permitted in Grade A. AMS retained the Substandard grade which was not included in the petition. The Substandard Grade allows a category of products that are not fit for human consumption or do not meet the requirements for “Processing Grade.” Additional requests by the petitioner was establishing a maximum solids level at 68.9%, and using the term “Pure” maple syrup in the product description. AMS did not include this in the product definition, because it would not be consistent with the current Food and Drug Administration (FDA) standard of identity for maple syrup (21 CFR 168.140). However, the Brix limit is included in the Grade A classification.</P>
                <P>AMS is also proposing to change the spelling of “sirup” to the more current commonly used term “syrup” to align it with the FDA standard of identity for Maple Syrup 21 CFR 168.140 (c) and commercial practices.</P>
                <P>IMSI also requested that the standards include the flavor and color descriptors to be placed on the label. AMS is not moving forward with such requirements for flavor and color descriptors because such requirements would not be appropriate for inclusion in the U.S. grade standards.</P>
                <P>The proposed revision would include a “Processing Grade,” a grade that does not meet the “U.S. Grade A” requirements as far as quality, may contain off flavors, may not be for retail sales, and may be used for reprocessing. Off flavors/odors may be defined as any specific and identifiable flavor or smell defect not normally found in good quality maple syrup. These off flavors may be related to natural factors such as, woody, buddy, or fermented flavors or due to production, handling, or storage, e.g., burnt, chemical, or mold. The “Processing Grade” in other respects, may have fairly good characteristic maple taste, be fairly free of damage, turbidity or cloudiness, and be fairly free from foreign material, such as pieces of bark, soot, dust, and dirt. Under the proposed revision the grade of a sample unit of maple syrup would be ascertained considering the factors of color, flavor, odor, damage, and turbidity or cloudiness.</P>
                <P>USDA grades for maple syrup are not mandatory, but producers, processors and handlers/packers labeling maple syrup as a particular U.S. grade are responsible for the accuracy of that U.S. grade statement indicated, that the maple syrup meets the current Federal standards for that grade. Under the existing regulations governing the inspection and grading of processed fruits, vegetables, and miscellaneous products, 7 CFR 52.53 provides for the use of approved identification marks and paragraph (h) describes or lists prohibited uses of approved identification. Section 52.53(h) provides that, except for officially inspected or otherwise approved products (namely maple syrup and honey) no label or advertising material used upon, or in conjunction with, a processed product shall bear a brand name, trademark, product name, company name, or any other descriptive material as it relates or alludes to any official U.S. Department of Agriculture certificate of quality or loading, grade mark, grade statement (except honey and maple syrup which may bear such grade mark or statement), continuous inspection mark, continuous inspection statement, sampling mark or sampling statement or combinations of one or more of the above. Therefore, honey and maple syrup may bear official USDA grade marks without official inspection.</P>
                <P>Commodities covered by U.S. grade standards must comply with all applicable Federal, state and local laws.</P>
                <P>The official grade of a lot of maple syrup covered by these standards would be determined by the procedures set forth in the Regulations Governing Inspection and Certification of Processed Products, Thereof, and Certain Other Processed Food Products (7 CFR 52.1 to 52.83).</P>
                <P>AMS is soliciting comment on the proposed United States Standards for Grades of Maple Sirup.</P>
                <P>AMS is publishing this notice with a 60-day comment period.</P>
                <AUTH>
                    <HD SOURCE="HED">Authority: </HD>
                    <P>7 U.S.C. 1621-1627.</P>
                </AUTH>
                <SIG>
                    <DATED>Dated: May 1, 2014.</DATED>
                    <NAME>Rex A. Barnes,</NAME>
                    <TITLE>Associate Administrator, Agricultural Marketing Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10372 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3410-02-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Forest Service</SUBAGY>
                <SUBJECT>Olympic Peninsula Resource Advisory Committee</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Forest Service, USDA.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Olympic Peninsula Resource Advisory Committee (RAC) will meet in Olympia, Washington. The committee is authorized under the Secure Rural Schools and Community Self-Determination Act (Pub. L. 110-343) (the Act) and operates in compliance with the Federal Advisory Committee Act. The purpose of the committee is to improve collaborative relationships and to provide advice and recommendations to the Forest Service concerning projects and funding consistent with Title II of the Act. The meeting is open to the public. The purpose of the meeting is to review project proposals and make recommendations for 2014 Title II funds.</P>
                </SUM>
                <DATES>
                    <PRTPAGE P="26203"/>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held on May 28, 2014, from 9:00 a.m. to 5:00 p.m. If necessary, additional meetings may be held on June 17 and/or June 20, 2014.</P>
                    <P>
                        All RAC meetings are subject to cancellation. For status of meeting prior to attendance, please contact the person listed under 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                        .
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The meeting will be held at the Olympic National Forest (NF) Supervisor's Office, Willaby Conference Room, 1835 Black Lake Boulevard Southwest, Olympia, Washington.</P>
                    <P>
                        Written comments may be submitted as described under 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                        . All comments, including names and addresses when provided, are placed in the record and are available for public inspection and copying. The public may inspect comments received at Olympic NF Supervisor's Office. Please call ahead to facilitate entry into the building.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Bill Shelmerdine, RAC Coordinator, by phone at 360-956-2282, or via email at 
                        <E T="03">bshelmerdine@fs fed us.</E>
                    </P>
                    <P>Individuals who use telecommunication devices for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1-800-877-8339 between 8:00 a.m. and 8:00 p.m., Eastern Standard Time, Monday through Friday. Please make requests in advance for sign language interpreting, assistive listening devices or other reasonable accommodation for access to the facility or proceedings by contacting the person listed above.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Additional RAC information, including the meeting agenda and the meeting summary/minutes can be found at the following Web site: 
                    <E T="03">www.fs.usda.gov/Olympic/Advisory.</E>
                     The agenda will include time for people to make oral statements of three minutes or less. Individuals wishing to make an oral statement should request in writing by May 23, 2014 to be scheduled on the agenda. Anyone who would like to bring related matters to the attention of the committee may file written statements with the committee staff before or after the meeting. Written comments and requests for time for oral comments must be sent to Bill Shelmerdine, Olympic NF Supervisor's Office, 1835 Black Lake Boulevard Southwest, Olympia, Washington 98512; by email to 
                    <E T="03">bshelmerdine@fs.fed.us,</E>
                     or via facsimile to 360-956-2330.
                </P>
                <P>
                    <E T="03">Meeting Accommodations:</E>
                     If you are a person requiring reasonable accommodation, please make requests in advance for sign language interpreting, assistive listening devices or other reasonable accommodation for access to the facility or proceedings by contacting the person listed in the section titled 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                    . All reasonable accommodation requests are managed on a case by case basis.
                </P>
                <SIG>
                    <DATED>Dated: April 29, 2014.</DATED>
                    <NAME>Reta Laford,</NAME>
                    <TITLE>Forest Supervisor.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10512 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3411-15-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Forest Service</SUBAGY>
                <SUBJECT>Shasta County Resource Advisory Committee</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Forest Service, USDA.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Shasta County Resource Advisory Committee (RAC) will meet in Redding, California on two occasions. The committee is authorized under the Secure Rural Schools and Community Self-Determination Act (Pub. L. 110-343) (the Act) and operates in compliance with the Federal Advisory Committee Act. The purpose of the committee is to improve collaborative relationships and to provide advice and recommendations to the Forest Service concerning projects and funding consistent with the title II of the Act. The meetings are open to the public. The purpose of the meetings is to review and vote on proposals for project funding.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meetings will be held: June 18th and 19th, 2014 from 9 a.m. to 12 p.m. and 1 p.m. to 4 p.m.</P>
                    <P>
                        All RAC meetings are subject to cancellation. For status of meeting prior to attendance, please contact the person listed under 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                        .
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The meetings will be held at the Shasta-Trinity National Forest headquarters, 3644 Avtech Parkway, Redding, Ca. 96002. Both meetings will be held in the A-B conference room. The headquarters office is located on a short side street off of Airport road on the east side of Redding.</P>
                    <P>
                        Written comments may be submitted as described under 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                        . All comments, including names and addresses when provided, are placed in the record and are available for public inspection and copying. The public may inspect comments received at the Shasta-Trinity National Forest Headquarters office in Redding, California. Please call ahead to facilitate entry into the building.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Donna F. Harmon, District Ranger by phone at 530-226-2335 or via email at 
                        <E T="03">dharmon@fs.fed.us.</E>
                    </P>
                    <P>
                        Individuals who use telecommunication devices for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1-800-877-8339 between 8:00 a.m. and 8:00 p.m., Eastern Standard Time, Monday through Friday. Please make requests in advance for sign language interpreting, assistive listening devices or other reasonable accomodation for access to the facility or procedings by contacting the person listed 
                        <E T="02">FOR FURTHER INFORMATION</E>
                        .
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Additional RAC information, including the meeting agenda and the meeting summary/minutes can be found at the following Web site: 
                    <E T="03">www.fs.usda.gov/main/stnf/workingtogether/advisorycommittees.</E>
                     The agenda will include time for people to make oral statements of three minutes or less. Individuals wishing to make an oral statement or presentation should request in writing by June 5th to be scheduled on the agenda of the June 18th and 19th meetings. Anyone who would like to bring related matters to the attention of the committee may file written statements with the committee staff before or after the meeting. Written comments and requests for time for oral comments must be sent to Donna Harmon, District Ranger, 3644 Avtech Parkway, Redding, California, 96002; or by email to 
                    <E T="03">dharmon@fs.fed.us</E>
                    , or via facsimile to 530-226-2486.
                </P>
                <P>
                    <E T="03">Meeting Accommodations:</E>
                     If you are a person requiring reasonable accommodation, please make requests in advance for sign language interpreting, assistive listening devices or other reasonable accommodation for access to the facility or proceedings by contacting the person listed in the section titled 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                    . All reasonable accommodation requests are managed on a case by case basis.
                </P>
                <SIG>
                    <DATED>Dated: May 1, 2014.</DATED>
                    <NAME>Kathleen S. Roche,</NAME>
                    <TITLE>Acting Forest Supervisor, Shasta-Trinity National Forest.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10462 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3410-11-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="26204"/>
                <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Forest Service</SUBAGY>
                <SUBJECT>Deschutes and Ochoco Resource Advisory Committee</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Forest Service, USDA.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Deschutes and Ochoco Resource Advisory Committee (RAC) will meet in Bend, OR. The committee is authorized under the Secure Rural Schools and Community Self-Determination Act (Pub. L. 110-343) (the Act) and operates in compliance with the Federal Advisory Committee Act. The purpose of the committee is to improve collaborative relationships and to provide advice and recommendations to the Forest Service concerning projects and funding consistent with the title II of the Act. The meeting is open to the public. The purpose of the meeting is select projects.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held May 27th, June 16th or June 20th, 2014.</P>
                    <P>
                        All RAC meetings are subject to cancellation. For status of meeting prior to attendance, please contact the person listed under 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                        .
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The meeting will be held at Central Oregon Intergovernmenatl Council, 334 NE Hawthorne Avenue, Bend, OR 97701.</P>
                    <P>
                        Written comments may be submitted as described under 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                        . All comments, including names and addresses when provided, are placed in the record and are available for public inspection and copying. The public may inspect comments received at Deschutes National Forest, 63095 Deschutes Market Road, Bend, OR 97701. Please call ahead to facilitate entry into the building.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Alicia Underhill, Deschutes and Ochoco Title II RAC Program Coordinator by phone at 541-383-4012 or via email at 
                        <E T="03">aunderhill@fs.fed.us.</E>
                    </P>
                    <P>
                        Individuals who use telecommunication devices for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1-800-877-8339 between 8:00 a.m. and 8:00 p.m., Eastern Standard Time, Monday through Friday. Please make requests in advance for sign language interpreting, assistive listening devices or other reasonable accomodation for access to the facility or procedings by contacting the person listed 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                        .
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Additional RAC information, including the meeting agenda and the meeting summary/minutes can be found at the following Web site: 
                    <E T="03">http://www.fs.usda.gov/centraloregon.</E>
                     The agenda will include time for people to make oral statements of three minutes or less. Individuals wishing to make an oral statement should request in writing by May 22nd, 2014 to be scheduled on the agenda. Anyone who would like to bring related matters to the attention of the committee may file written statements with the committee staff before or after the meeting. Written comments and requests for time for oral comments must be sent to Alicia Underhill, Dechutes and Ochoco Title II RAC Program Coordinator, Dechutes National Forest, 63095 Deschutes Market Road, Bend, OR 97701; or by email to 
                    <E T="03">aunderhill@fs.fed.us</E>
                     or via facsimile to 541-383-4700.
                </P>
                <P>
                    <E T="03">Meeting Accommodations:</E>
                     If you are a person requiring reasonable accommodation, please make requests in advance for sign language interpreting, assistive listening devices or other reasonable accommodation for access to the facility or proceedings by contacting the person listed in the section titled 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                    . All reasonable accommodation requests are managed on a case by case basis.
                </P>
                <SIG>
                    <DATED>Dated: April 30, 2014.</DATED>
                    <NAME>John Allen,</NAME>
                    <TITLE>Designated Federal Offical, Dechutes National Forest, Forest Supervisor.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10522 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3410-15-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">COMMISSION ON CIVIL RIGHTS</AGENCY>
                <SUBJECT>Agenda and Notice of Public Meeting of the New Hampshire Advisory Committee</SUBJECT>
                <P>Notice is hereby given, pursuant to the provisions of the rules and regulations of the U.S. Commission on Civil Rights (Commission), and the Federal Advisory Committee Act (FACA), that a briefing meeting of the New Hampshire Advisory Committee to the Commission will convene at 9:00 a.m. (EST) on Thursday, May 22, 2014, in room 303 of the Legislative Office Building located at 33 N. State Street, Concord, NH 03301. The purpose of the briefing meeting is to hear from government officials, advocates, citizens, and others on the issue of voting rights in New Hampshire.</P>
                <P>
                    Members of the public are entitled to submit written comments. The comments must be received in the regional office by Monday, June 23, 2014. Comments may be mailed to the Eastern Regional Office, U.S. Commission on Civil Rights, 1331 Pennsylvania Avenue, Suite 1150, Washington, DC 20425, faxed to (202) 376-7548, or emailed to Melanie Reingardt at 
                    <E T="03">ero@usccr.gov</E>
                    . Persons who desire additional information may contact the Eastern Regional Office at 202-376-7533.
                </P>
                <P>Persons needing accessibility services should contact the Eastern Regional Office at least 10 working days before the scheduled date of the meeting.</P>
                <P>
                    Records generated from this meeting may be inspected and reproduced at the Eastern Regional Office, as they become available, both before and after the meeting. Persons interested in the work of this advisory committee are advised to go to the Commission's Web site, 
                    <E T="03">www.usccr.gov</E>
                    , or to contact the Eastern Regional Office at the above phone number, email, or street address.
                </P>
                <P>The meeting will be conducted pursuant to the provisions of the rules and regulations of the Commission and FACA.</P>
                <SIG>
                    <DATED>Dated: May 1, 2014.</DATED>
                    <NAME>David Mussatt,</NAME>
                    <TITLE>Acting Chief, Regional Programs Coordination Unit.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10380 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6335-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">COMMISSION ON CIVIL RIGHTS</AGENCY>
                <SUBJECT>Agenda and Notice of Public Meeting of the Maine Advisory Committee</SUBJECT>
                <P>Notice is hereby given, pursuant to the provisions of the rules and regulations of the U.S. Commission on Civil Rights (Commission), and the Federal Advisory Committee Act (FACA), that a briefing meeting of the Maine Advisory Committee to the Commission will convene at 12:00 p.m. (EST) on Monday, June 2, 2014, at Lewiston City Hall in the City Council Chambers located at 27 Pine Street, Lewiston, ME, 04240. The purpose of the briefing meeting is to hear from government officials, advocates, and other experts on the issue of human trafficking in Maine.</P>
                <P>
                    Members of the public are entitled to submit written comments. The comments must be received in the regional office by Wednesday, July 2, 2014. Comments may be mailed to the Eastern Regional Office, U.S. Commission on Civil Rights, 1331 Pennsylvania Avenue, Suite 1150, Washington, DC 20425, faxed to (202) 376-7548, or emailed to Melanie Reingardt at 
                    <E T="03">ero@usccr.gov</E>
                    . Persons who desire additional information may 
                    <PRTPAGE P="26205"/>
                    contact the Eastern Regional Office at 202-376-7533.
                </P>
                <P>Persons needing accessibility services should contact the Eastern Regional Office at least 10 working days before the scheduled date of the meeting.</P>
                <P>
                    Records generated from this meeting may be inspected and reproduced at the Eastern Regional Office, as they become available, both before and after the meeting. Persons interested in the work of this advisory committee are advised to go to the Commission's Web site, 
                    <E T="03">www.usccr.gov</E>
                    , or to contact the Eastern Regional Office at the above phone number, email, or street address.
                </P>
                <P>The meeting will be conducted pursuant to the provisions of the rules and regulations of the Commission and FACA.</P>
                <SIG>
                    <DATED>Dated April 29, 2014.</DATED>
                    <NAME>David Mussatt,</NAME>
                    <TITLE>Acting Chief, Regional Programs Coordination Unit.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10378 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6335-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Foreign-Trade Zones Board</SUBAGY>
                <DEPDOC>[S-27-2014]</DEPDOC>
                <SUBJECT>Approval of Subzone Status, Mitusbishi Rayon Carbon Fiber and Composites, Inc., Sacramento, California</SUBJECT>
                <P>On March 26, 2014, the Executive Secretary of the Foreign-Trade Zones (FTZ) Board docketed an application submitted by the Sacramento-Yolo Port District, grantee of FTZ 143, requesting subzone status subject to the existing activation limit of FTZ 143, on behalf of Mitsubishi Rayon Carbon Fiber and Composites, Inc., in Sacramento, California.</P>
                <P>
                    The application was processed in accordance with the FTZ Act and Regulations, including notice in the 
                    <E T="04">Federal Register</E>
                     inviting public comment (79 FR 18011, 03/31/2014). The FTZ staff examiner reviewed the application and determined that it meets the criteria for approval. Pursuant to the authority delegated to the FTZ Board Executive Secretary (15 CFR 400.36(f)), the application for subzone status (Subzone 143D) is approved, subject to the FTZ Act and the Board's regulations, including Section 400.13, and further subject to FTZ 143's 2,000-acre activation limit. This action does not imply authority for any production activity requiring advance approval by the FTZ Board.
                </P>
                <SIG>
                    <DATED>Dated: May 2, 2014.</DATED>
                    <NAME>Andrew McGilvray,</NAME>
                    <TITLE>Executive Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10509 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>[A-533-843]</DEPDOC>
                <SUBJECT>Certain Lined Paper Products From India: Final Results of Antidumping Duty Administrative Review; 2011-2012</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Enforcement and Compliance, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        On October 23, 2013, the Department of Commerce (the Department) published in the 
                        <E T="04">Federal Register</E>
                         the 
                        <E T="03">Preliminary Results</E>
                         of the antidumping duty administrative review of certain lined paper products from India (CLPP), and gave interested parties an opportunity to comment on the 
                        <E T="03">Preliminary Results.</E>
                        <SU>1</SU>
                        <FTREF/>
                         The review covers two companies, Navneet Publications (India) Ltd. (Navneet) and AR Printing &amp; Packaging (India) Pvt. Ltd. (AR Printing).
                        <SU>2</SU>
                        <FTREF/>
                         The period of review (POR) is September 1, 2011, through August 31, 2012. As a result of our analysis of the comments and information received, these final results differ from the 
                        <E T="03">Preliminary Results.</E>
                    </P>
                    <FTNT>
                        <P>
                            <SU>1</SU>
                             
                            <E T="03">See Certain Lined Paper Products From India: Notice of Partial Rescission and Preliminary Results of Antidumping Duty Administrative Review; 2011-2012,</E>
                             78 FR 63162, (October 23, 2013) (
                            <E T="03">Preliminary Results</E>
                            ).
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>2</SU>
                             Initially, this review covered 82 Indian producers/exporters of subject merchandise, but Petitioners timely withdrew their review request in its entirety. The Department rescinded this review on all producers/exporters except for the two self-requesting companies, Navneet and AR Printing. 
                            <E T="03">See Preliminary Results; see also Initiation of Antidumping and Countervailing Duty Administrative Reviews and Request for Revocation in Part,</E>
                             77 FR 65858 (October 31, 2012). The Petitioner includes ACCO Brands USA LLC, Norcom Inc., and Top Flight, Inc. 
                            <E T="03">See</E>
                             Petitioner's letter titled “Notification of Membership Change,” dated April 1, 2013.
                        </P>
                    </FTNT>
                    <P>For these final results, we find that Navneet has not made sales of subject merchandise at less than normal value. In addition, we determine that AR Printing, the sole non-selected respondent, will receive the non-selected margin of 11.01 percent in these final results.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Effective Date:</E>
                         May 7, 2014.
                    </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Cindy Robinson or Eric B. Greynolds, Office III, AD/CVD Operations, Enforcement and Compliance, International Trade Administration, U.S. Department of Commerce, 14th Street and Constitution Avenue NW., Washington, DC 20230; telephone: (202) 482-3797, and (202) 482-6071, respectively.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Comments From Interested Parties</HD>
                <P>
                    On October 23, 2013, the Department published the 
                    <E T="03">Preliminary Results.</E>
                     In accordance with 19 CFR 351.309(c)(1)(ii), we invited parties to comment on our 
                    <E T="03">Preliminary Results.</E>
                </P>
                <P>
                    As explained in the memorandum from the Assistant Secretary for Enforcement and Compliance, the Department exercised its discretion to toll deadlines for the duration of the closure of the Federal Government from October 1, through October 16, 2013. Therefore, all deadlines in this segment of the proceeding have been extended by 16 days.
                    <SU>3</SU>
                    <FTREF/>
                     Pursuant to the Tolling Memo, the deadlines for briefs and the final results of this review were revised with due dates of December 9 and December 14, 2013, for case and rebuttal briefs, respectively, and March 7, 2014, for the final results.
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Memorandum for the Record from Paul Piquado, Assistant Secretary for Enforcement and Compliance, “Deadlines Affected by the Shutdown of the Federal Government” (October 18, 2013) (Tolling Memo).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Memorandum to File titled “Certain Lined Paper Products from India: Deadlines for Hearing Request, Briefs Submission, and Final Results,” dated October 28, 2013.
                    </P>
                </FTNT>
                <P>
                    On December 9, 2013, Navneet submitted its case brief, and on December 11, 2013, Petitioners filed their case brief.
                    <SU>5</SU>
                    <FTREF/>
                     On January 3, 2014, Navneet filed its rebuttal brief.
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         In accordance with 19 CFR 351.303(c)(2), Petitioners filed their case brief on December 9, 2013, subject to the one-day lag rule. Although Petitioners' proprietary case brief was filed December 9, 2013, Petitioners did not submit the final version until December 11, 2013. However, due to the inclement weather which caused the closure of the Federal Government on December 10, 2013, the Department affirmed that the case brief submitted by Petitioners on December 11, 2013, as timely. In addition, the Department extended the time limit for interested parties to submit rebuttal brief until January 3, 2014. 
                        <E T="03">See</E>
                         Memorandum to File, “Certain Lined Paper Products from India: Deadline for Submission of Rebuttal Brief,” dated December 23, 2013.
                    </P>
                </FTNT>
                <P>
                    On February 20, 2014, the Department issued a memorandum extending the time period for issuing the final results of this administrative review from March 7, 2014, to May 9, 2014.
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Memorandum to Gary Taverman, Senior Advisor for Antidumping and Countervailing Duty Operations, titled “Certain Lined Paper Products from India: Extension of Time Limit for Final Results of Antidumping Duty Administrative Review,” dated February 20, 1014.
                    </P>
                </FTNT>
                <PRTPAGE P="26206"/>
                <HD SOURCE="HD1">Scope of the Order</HD>
                <P>
                    The merchandise covered by the 
                    <E T="03">CLPP Order</E>
                     
                    <SU>7</SU>
                    <FTREF/>
                     is certain lined paper products. The product is currently classified under the following Harmonized Tariff Schedule of the United States (HTSUS) subheadings: 4811.90.9035, 4811.90.9080, 4820.30.0040, 4810.22.5044, 4811.90.9050, 4811.90.9090, 4820.10.2010, 4820.10.2020, 4820.10.2030, 4820.10.2040, 4820.10.2050, 4820.10.2060, and 4820.10.4000. Although the HTSUS numbers are provided for convenience and customs purposes, the written product description remains dispositive.
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See Notice of Amended Final Determination of Sales at Less Than Fair Value: Certain Lined Paper Products from the People's Republic of China; Notice of Antidumping Duty Orders: Certain Lined Paper Products from India, Indonesia and the People's Republic of China; and Notice of Countervailing Duty Orders: Certain Lined Paper Products from India and Indonesia,</E>
                         71 FR 56949 (September 28, 2006) (
                        <E T="03">CLPP Order</E>
                        ).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         For a complete description of the Scope of the Order, 
                        <E T="03">see</E>
                         “Certain Lined Paper Products from India: Issues and Decision Memorandum for the Final Results of the Antidumping Duty Administrative Review of Certain Lined Paper Products from India (2011-2012)” (“Issues and Decision Memorandum”), dated concurrently and hereby adopted by this notice; 
                        <E T="03">see also id.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Analysis of Comments Received</HD>
                <P>
                    All issues raised in the case and rebuttal briefs by parties to this administrative review are addressed in the Issues and Decision Memorandum. A list of the issues that parties raised and to which we responded is attached to this notice as Appendix. The Issues and Decision Memorandum is a public document and is on file electronically via Enforcement and Compliance's Antidumping and Countervailing Duty Centralized Electronic Service System (IA ACCESS). IA ACCESS is available to registered users at 
                    <E T="03">http://iaaccess.trade.gov</E>
                     and in the Central Records Unit (CRU), room 7046 of the main Department of Commerce building. In addition, a complete version of the Issues and Decision Memorandum can be accessed directly on the Internet at 
                    <E T="03">http://trade.gov/enforcement</E>
                    . The signed Issues and Decision Memorandum and the electronic versions of the Issues and Decision Memorandum are identical in content.
                </P>
                <HD SOURCE="HD1">Changes Since the Preliminary Results</HD>
                <P>
                    Based on a review of the record and comments received from interested parties regarding our 
                    <E T="03">Preliminary Results,</E>
                     we recalculated Navneet's weighted-average dumping margins. Navneet's adjustments are discussed in detail in the accompanying final calculation memoranda.
                    <SU>9</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See</E>
                         Issues and Decision Memorandum; 
                        <E T="03">see also</E>
                         Memorandum to the File, Through Eric B. Greynolds, Program Manager, Office III from Cindy Robinson, Case Analyst, Office III, titled “Certain Lined Paper Products from India: Calculation Memorandum—Navneet Publications (India) Ltd. (Navneet),” dated concurrently with this notice.
                    </P>
                </FTNT>
                <P>
                    Furthermore, following the changes to the dumping margins for the sole mandatory respondent in these final results,
                    <SU>10</SU>
                    <FTREF/>
                     the rate for the sole non-selected respondent has also changed. 
                    <E T="03">See</E>
                     next sections for details.
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         The sole mandatory respondent has a 
                        <E T="03">de minimis</E>
                         dumping margin in these final results.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Rate for the Respondent Not Selected for Individual Examination</HD>
                <P>
                    Generally, when calculating the margin for non-selected respondents, the Department looks to section 735(c)(5) of the Act for guidance, which provides instructions for calculating the all-others margin in an investigation. Section 735(c)(5)(A) of the Act provides that when calculating the all-others margin, the Department will exclude any zero and 
                    <E T="03">de minimis</E>
                     weighted-average dumping margins, as well as any weighted-average dumping margins based on total facts available. Accordingly, the Department's usual practice has been to average the margins for selected respondents, excluding margins that are zero, 
                    <E T="03">de minimis,</E>
                     or based entirely on facts available.
                    <SU>11</SU>
                    <FTREF/>
                     Section 735(c)(5)(B) of the Act also provides that where all rates are zero, 
                    <E T="03">de minimis</E>
                     or based on total facts available, the Department may use “any reasonable method” to establish the rate for non-selected respondents, including “averaging the estimated weighted average dumping margins determined for the exporters and producers individually investigated.”
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See Ball Bearings and Parts Thereof From France, Germany, Italy, Japan, and the United Kingdom: Final Results of Antidumping Duty Administrative Reviews and Rescission of Reviews in Part,</E>
                         73 FR 52823, 52824 (September 11, 2008), and accompanying Issues and Decision Memorandum at Comment 16.
                    </P>
                </FTNT>
                <P>
                    In this review, we calculated a 
                    <E T="03">de minimis</E>
                     weighted-average dumping margin for the sole mandatory respondent. In past reviews, the Department determined that a “reasonable method” to use when, as here, the margin for the respondent selected for individual examination is 
                    <E T="03">de minimis,</E>
                     is to assign non-selected respondents the average of the most recently determined margins that are not zero, 
                    <E T="03">de minimis,</E>
                     or based entirely on facts available (which may be from a prior review or new shipper review).
                    <SU>12</SU>
                    <FTREF/>
                     However, if a non-selected respondent has its own calculated margin that is contemporaneous with or more recent than previous margins, the Department applies the individually-calculated margin to the non-selected respondent, including when that margin is zero or 
                    <E T="03">de minimis.</E>
                    <SU>13</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    We determine that a reasonable method for assigning a non-selected margin to AR Printing in this review is to utilize the non-selected margin of 11.01 percent utilized in the prior administrative review.
                    <SU>14</SU>
                    <FTREF/>
                     This non-selected margin does not rely on the zeroing methodology.
                    <SU>15</SU>
                    <FTREF/>
                     For further discussion, 
                    <E T="03">see</E>
                     the Issues and Decision Memorandum.
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See Certain Lined Paper Products from India: Final Results of Antidumping Duty Administrative Review: 2010-2011,</E>
                         78 FR 22232, 22234 (April 15, 2013) and accompanying Issues and Decision Memorandum at Comment 5.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">See Antidumping Proceedings: Calculation of the Weighted-Average Dumping Margin and Assessment Rate in Certain Antidumping Duty Proceedings; Final Modification for Reviews,</E>
                         77 FR 8101 (February 14, 2012).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Final Results of the Review</HD>
                <P>As a result of this review, the Department determines that the dumping margins for the POR are as follows:</P>
                <P>A. Calculated Rate for Mandatory Respondent:</P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s25,12">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Producer/exporter</CHED>
                        <CHED H="1">
                            Weighted-
                            <LI>average</LI>
                            <LI>dumping</LI>
                            <LI>margin</LI>
                            <LI>(percent)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01" O="xl">Navneet Publications (India) Ltd.</ENT>
                        <ENT>* 0.25</ENT>
                    </ROW>
                    <TNOTE>
                        * 
                        <E T="03">de minimis</E>
                        .
                    </TNOTE>
                </GPOTABLE>
                <P>B. Rate for the Non-Selected, Cooperative Respondent:</P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s25,12">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Producer/exporter</CHED>
                        <CHED H="1">
                            Weighted-
                            <LI>average</LI>
                            <LI>dumping</LI>
                            <LI>margin</LI>
                            <LI>(percent)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">A R Printing &amp; Packaging India</ENT>
                        <ENT>11.01</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Duty Assessment</HD>
                <P>
                    Pursuant section 751(a)(2)(A) of the Act and 19 CFR 351.212(b), the Department determines, and U.S. Customs and Border Protection (CBP) shall assess, antidumping duties on all appropriate entries of subject merchandise in accordance with the final results of this review. The Department intends to issue appropriate assessment instructions directly to CBP 15 days after publication of the final results of this administrative review.
                    <PRTPAGE P="26207"/>
                </P>
                <P>
                    Pursuant to 19 CFR 351.212(b)(1), we calculated importer-specific 
                    <E T="03">ad valorem</E>
                     duty assessment rates based on the ratio of the total amount of dumping calculated for the importer's examined sales to the total entered value of those sales. Where the assessment rate is above 
                    <E T="03">de minimis,</E>
                     we will instruct CBP to assess duties on all entries of subject merchandise by that importer. Pursuant to 19 CFR 351.106(c)(2), we will instruct CBP to liquidate without regard to antidumping duties any entries for which the assessment rate is 
                    <E T="03">de minimis</E>
                     (
                    <E T="03">i.e.,</E>
                     less than 0.50 percent).
                </P>
                <P>
                    The Department clarified its “automatic assessment” regulation on May 6, 2003.
                    <SU>16</SU>
                    <FTREF/>
                     This clarification applies to entries of subject merchandise during the POR produced by companies examined in this review (
                    <E T="03">i.e.,</E>
                     companies for which a dumping margin was calculated) where the companies did not know that their merchandise was destined for the United States. In such instances, we will instruct CBP to liquidate unreviewed entries at the all-others rate if there is no rate for the intermediate company(ies) involved in the transaction.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         For a full discussion of this clarification, 
                        <E T="03">see Antidumping and Countervailing Duty Proceedings: Assessment of Antidumping Duties,</E>
                         68 FR 23954 (May 6, 2003).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Cash Deposit Requirements</HD>
                <P>
                    The following cash deposit requirements will be effective upon publication of the notice of these final results of administrative review for all shipments of subject merchandise entered, or withdrawn from warehouse, for consumption on or after the publication of the final results of this administrative review, as provided by section 751(a)(2)(C) of the Act: (1) For companies covered by this review, the cash deposit rate will be the rates listed above; (2) for previously reviewed or investigated companies other than those covered by this review, the cash deposit rate will be the company-specific rate established for the most recent period; (3) if the exporter is not a firm covered in this review, a prior review, or the original investigation, but the producer is, the cash deposit rate will be the rate established for the most recent period for the producer of the subject merchandise; and (4) if neither the exporter nor the producer is a firm covered in this review, a prior review, or the original investigation, the cash deposit rate will be 3.91 percent, the all-others rate established in the original investigation.
                    <SU>17</SU>
                    <FTREF/>
                     These cash deposit requirements, when imposed, shall remain in effect until further notice.
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">See CLPP Order.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Notification to Importers Regarding the Reimbursement of Duties</HD>
                <P>This notice also serves as a final reminder to importers of their responsibility under 19 CFR 351.402(f) to file a certificate regarding the reimbursement of antidumping and/or countervailing duties prior to liquidation of the relevant entries during the POR. Failure to comply with this requirement could result in the Department's presumption that reimbursement of antidumping and/or countervailing duties occurred and the subsequent increase in antidumping duties by the amount of antidumping and/or countervailing duties reimbursed.</P>
                <HD SOURCE="HD1">Administrative Protective Order</HD>
                <P>This notice also serves as a reminder to parties subject to administrative protective orders (APO) of their responsibility concerning the return or destruction of proprietary information disclosed under APO in accordance with 19 CFR 351.305(a)(3), which continues to govern business proprietary information in this segment of the proceeding. Timely written notification of the return/destruction of APO materials, or conversion to judicial protective order, is hereby requested. Failure to comply with the regulations and the terms of an APO is a sanctionable violation.</P>
                <P>We are issuing and publishing this notice in accordance with sections 751(a)(1) and 777(i)(1) of the Act.</P>
                <SIG>
                    <DATED>Dated: April 30, 2014.</DATED>
                    <NAME>Paul Piquado,</NAME>
                    <TITLE>Assistant Secretary for Enforcement and Compliance.</TITLE>
                </SIG>
                <APPENDIX>
                    <HD SOURCE="HED">Appendix</HD>
                    <FP SOURCE="FP-2">I. Summary</FP>
                    <FP SOURCE="FP-2">II. List of Comments in the Accompanying Final Issues and Decision Memorandum:</FP>
                    <FP SOURCE="FP1-2">Comment 1: Whether Navneet's Claim for Duty Drawback Adjustments Are Valid</FP>
                    <FP SOURCE="FP1-2">Comment 2: Calculation Error Regarding Navneet's Drawback Credits</FP>
                    <FP SOURCE="FP1-2">Comment 3: Whether Navneet's Early Payment Discounts and Other Rebates Claims for Home Market Sales Are Valid</FP>
                    <FP SOURCE="FP-2">III. Background</FP>
                    <FP SOURCE="FP-2">IV. The Proper Rate To Apply to AR Printing, the Non-Selected Respondent</FP>
                    <FP SOURCE="FP-2">V. Scope of the Order</FP>
                    <FP SOURCE="FP-2">VI. Analysis of Comments</FP>
                    <FP SOURCE="FP-2">VII. Recommendation</FP>
                </APPENDIX>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10519 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>[A-570-882]</DEPDOC>
                <SUBJECT>Refined Brown Aluminum Oxide From the People's Republic of China: Final Results of Expedited Second Sunset Review of the Antidumping Duty Order</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Enforcement and Compliance, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>As a result of this sunset review, the Department of Commerce (the Department) finds that revocation of the antidumping duty order on refined brown aluminum oxide (RBAO) from the People's Republic of China (PRC) would be likely to lead to continuation or recurrence of dumping. The magnitude of the dumping margins likely to prevail is indicated in the “Final Results of Sunset Review” section of this notice.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Effective Date:</E>
                         May 7, 2014.
                    </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Terre Keaton Stefanova or David Goldberger, AD/CVD Operations, Office II, Enforcement and Compliance, International Trade Administration, U.S. Department of Commerce, 14th Street &amp; Constitution Avenue NW., Washington, DC 20230; telephone: (202) 482-1280 or (202) 482-4136, respectively.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On November 19, 2003, the Department published in the 
                    <E T="04">Federal Register</E>
                     the antidumping duty order on RBAO from the PRC.
                    <SU>1</SU>
                    <FTREF/>
                     On February 3, 2014, the Department published the notice of initiation of the second sunset review of the antidumping duty order on RBAO from the PRC pursuant to section 751(c) of the Act.
                    <SU>2</SU>
                    <FTREF/>
                     On February 14, 2014, the Department received a Notice of Intent to Participate from the following domestic producers of RBAO: C-E Minerals, Inc., Imerys Fused Minerals Niagara Falls, Inc., U.S. Electrofused Minerals, Inc., and Washington Mills Group, Inc. (collectively “the domestic interested parties”), within the deadline specified in 19 CFR 351.218(d)(1)(i). The domestic interested parties claimed interested party status under section 771(9)(C) of the Act, as manufacturers of 
                    <PRTPAGE P="26208"/>
                    a domestic like product in the United States. We received a complete substantive response from the domestic interested parties within the 30-day deadline specified in 19 CFR 351.218(d)(3)(i). We received no substantive responses from any respondent interested parties. As a result, pursuant to section 751(c)(3)(B) of the Act and 19 CFR 351.218(e)(1)(ii)(C)(2), the Department conducted an expedited (120-day) sunset review of the order.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See Antidumping Duty Order: Refined Brown Aluminum Oxide (Otherwise Known as Refined Brown Artificial Corundum or Brown Fused Alumina) From the People's Republic of China,</E>
                         68 FR 65249 (November 19, 2003).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">See Initiation of Five-Year (“Sunset”) Review,</E>
                         79 FR 6163 (February 3, 2014).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Scope of the Order</HD>
                <P>
                    The merchandise covered by this order is ground, pulverized or refined brown artificial corundum, also known as brown aluminum oxide or brown fused alumina, in grit size of 
                    <FR>3/8</FR>
                     inch or less. The merchandise covered by this order is currently classifiable under subheadings 2818.10.20.00 and 2818.10.20.90 of the Harmonized Tariff Schedule of the United States (HTSUS). Although the HTSUS numbers are provided for convenience and for customs purposes, the written description of the merchandise is dispositive.
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         For a complete description of the Scope of the Order, see Memorandum to Paul Piquado, Assistant Secretary for Enforcement and Compliance, from Christian Marsh, Deputy Assistant Secretary for Antidumping and Countervailing Duty Operations, titled “Issues and Decision Memorandum for the Final Results of the Expedited Second Sunset Review of the Antidumping Duty Order on Refined Brown Aluminum Oxide from the People's Republic of China,” dated concurrently with and adopted by this notice (Decision Memo).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Analysis of Comments Received</HD>
                <P>
                    A complete discussion of all issues raised in this review is provided in the accompanying Decision Memo. The issues discussed in the Decision Memo include the likelihood of continuation or recurrence of dumping and the magnitude of the margins likely to prevail if the order were to be revoked. The Decision Memo is a public document and is on file electronically via Enforcement and Compliance's Antidumping and Countervailing Duty Centralized Electronic Service System (IA ACCESS). Access to IA ACCESS is available in the Central Records Unit, Room 7046 of the main Commerce building. In addition, a complete version of the Decision Memo can be accessed directly at 
                    <E T="03">http://enforcement.trade.gov/frn/.</E>
                     The signed and electronic versions of the Decision Memo are identical in content.
                </P>
                <HD SOURCE="HD1">Final Results of Sunset Review</HD>
                <P>We determine that revocation of the antidumping duty order on RBAO from the PRC would be likely to lead to continuation or recurrence of dumping at the following weighted-average percentage margins:</P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,il" CDEF="s25,12">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">
                            Manufacturers/exporters/
                            <LI>producers</LI>
                        </CHED>
                        <CHED H="1">
                            Weighted-
                            <LI>average </LI>
                            <LI>margin</LI>
                            <LI>(percent)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Zibo Jinyu Abrasive Co., Ltd</ENT>
                        <ENT>135.18</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PRC-wide</ENT>
                        <ENT>135.18</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Administrative Protective Order</HD>
                <P>This notice also serves as the only reminder to parties subject to administrative an protective order (APO) of their responsibility concerning the return or destruction of proprietary information disclosed under APO in accordance with 19 CFR 351.305. Timely notification of the return or destruction of APO materials or conversion to judicial protective orders is hereby requested. Failure to comply with the regulations and terms of an APO is a violation which is subject to sanction.</P>
                <P>We are issuing and publishing the results and notice in accordance with sections 751(c), 752(c), and 777(i)(1) of the Act.</P>
                <SIG>
                    <DATED>Dated: April 30, 2014.</DATED>
                    <NAME>Paul Piquado,</NAME>
                    <TITLE>Assistant Secretary, for Enforcement and Compliance.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10516 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>[A-570-929]</DEPDOC>
                <SUBJECT>Small Diameter Graphite Electrodes From the People's Republic of China: Final Results of the Expedited Sunset Review of the Antidumping Duty Order</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Enforcement and Compliance, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>On January 2, 2014, the Department of Commerce (the Department) published the initiation of the first sunset review of the antidumping duty order on small diameter graphite electrodes from the People's Republic of China (PRC) pursuant to section 751(c) of the Tariff Act of 1930, as amended (the Act). The Department finds that revocation of this antidumping duty order would be likely to lead to continuation or recurrence of dumping as indicated in the “Final Results of Sunset Review” section of this notice.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Effective Date:</E>
                         May 7, 2014.
                    </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Michael A. Romani or Minoo Hatten, AD/CVD Operations, Office I, Enforcement and Compliance, International Trade Administration, U.S. Department of Commerce, 14th Street and Constitution Avenue NW., Washington, DC 20230; telephone: (202) 482-0198 or (202) 482-1690, respectively.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On February 26, 2009, the Department published the antidumping duty order on small diameter graphite electrodes from the PRC.
                    <SU>1</SU>
                    <FTREF/>
                     On January 2, 2014, the Department published the notice of initiation of the sunset review of the 
                    <E T="03">Antidumping Duty Order</E>
                    .
                    <SU>2</SU>
                    <FTREF/>
                     The Department received a notice of intent to participate in this sunset review from GrafTech USA LLC, SGL Carbon LLC, and Superior Graphite Company (collectively, domestic interested parties), within the 15-day period specified in 19 CFR 351.218(d)(1)(i). The domestic interested parties claimed interested party status under section 771(9)(C) of the Act as producers of the domestic like product.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See Antidumping Duty Order: Small Diameter Graphite Electrodes from the People's Republic of China,</E>
                         74 FR 8775 (February 26, 2009) (
                        <E T="03">Antidumping Duty Order</E>
                        ).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">See Initiation of Five-Year (“Sunset”) Reviews,</E>
                         79 FR 110 (January 2, 2014) (
                        <E T="03">Initiation</E>
                        ).
                    </P>
                </FTNT>
                <P>
                    The Department received an adequate substantive response to the 
                    <E T="03">Initiation</E>
                     from the domestic interested parties within the 30-day period specified in 19 CFR 351.218(d)(3)(i). The Department received no substantive response from respondent interested parties. In accordance with section 751(c)(3)(B) of the Act and 19 CFR 351.218(e)(1)(ii)(C)(
                    <E T="03">2</E>
                    ), the Department conducted an expedited (120-day) sunset review of the 
                    <E T="03">Antidumping Duty Order.</E>
                </P>
                <HD SOURCE="HD1">Scope of the Order</HD>
                <P>
                    The merchandise covered by the order includes all small diameter graphite electrodes with a nominal or actual diameter of 400 millimeters (16 inches) or less and graphite pin joining systems for small diameter graphite electrodes. Small diameter graphite electrodes and graphite pin joining systems for small diameter graphite electrodes that are subject to the order are currently classified under the Harmonized Tariff Schedule of the United States (HTSUS) subheadings 8545.11.0010, 3801.10, and 8545.11.0020. While the HTSUS subheadings are provided for convenience and customs purposes, the 
                    <PRTPAGE P="26209"/>
                    written description of the scope of the 
                    <E T="03">Antidumping Duty Order</E>
                     is dispositive. A full description of the scope of the 
                    <E T="03">Antidumping Duty Order</E>
                     is contained in the Issues and Decision Memorandum.
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         memorandum from Christian Marsh, Deputy Assistant Secretary for Antidumping and Countervailing Duty Operations, to Paul Piquado, Assistant Secretary for Enforcement and Compliance, “Issues and Decision Memorandum for the Final Results of Expedited First Sunset Review of the Antidumping Duty Order on Small Diameter Graphite Electrodes from the People's Republic of China” dated concurrently with this notice (Issues and Decision Memorandum), which is hereby adopted by this notice.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Analysis of Comments Received</HD>
                <P>
                    All issues raised in this review are addressed in the Issues and Decision Memorandum, including the likelihood of continuation or recurrence of dumping in the event of revocation and the magnitude of the margin of dumping likely to prevail if the order is revoked. Parties can find a complete discussion of all issues raised in this review and the corresponding recommendations in this public memorandum, which is on file electronically via Enforcement and Compliance's Antidumping and Countervailing Duty Centralized Electronic Service System (IA ACCESS). IA ACCESS is available to registered users at 
                    <E T="03">http://iaaccess.trade.gov,</E>
                     and it is available to all parties in the Central Records Unit in Room 7046 of the main Department of Commerce building. In addition, a complete version of the Issues and Decision Memorandum can be accessed directly on the Internet at 
                    <E T="03">http://enforcement.trade.gov/frn/index.html</E>
                    . The signed Issues and Decision Memorandum and the electronic versions of the Issues and Decision Memorandum are identical in content.
                </P>
                <HD SOURCE="HD1">Final Results of Review</HD>
                <P>The Department determines that revocation of the antidumping duty order on small diameter graphite electrodes from the PRC would be likely to lead to continuation or recurrence of dumping, and the magnitude of the margin of dumping likely to prevail is at the following rates:</P>
                <GPOTABLE COLS="02" OPTS="L2,tp0,i1" CDEF="s25,10">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Exporters </CHED>
                        <CHED H="1">
                            Exporters rate
                            <LI>(percent)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01" O="xl">
                            Fangda Group.
                            <SU>4</SU>
                        </ENT>
                        <ENT>$159.64</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Non-examined exporters with a separate rate </ENT>
                        <ENT>132.90</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">PRC-Wide Entity </ENT>
                        <ENT>159.64</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Notification to Interested Parties</HD>
                <P>
                    This
                    <FTREF/>
                     notice serves as a reminder to parties subject to administrative protective order (APO) of their responsibility concerning the disposition of proprietary information disclosed under APO in accordance with 19 CFR 351.305(a). Timely written notification of the destruction of APO materials or conversion to judicial protective order is hereby requested. Failure to comply with the regulations and terms of an APO is a violation which is subject to sanction.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See Final Determination of Sales at Less Than Fair Value and Affirmative Determination of Critical Circumstances: Small Diameter Graphite Electrodes from the People's Republic of China,</E>
                         74 FR 2049 (January 14, 2009) at 2050, and footnote 2 (The following companies comprise the Fangda Group: Fushun Carbon Co., Ltd., Fangda Carbon New Material Co., Ltd., Chengdu Rongguang Carbon Co., Ltd., Beijing Fangda Carbon Tech Co., Ltd., and Hefei Carbon Co., Ltd. (Fangda Group)), unchanged in 
                        <E T="03">Antidumping Duty Order.</E>
                    </P>
                </FTNT>
                <P>The Department is issuing and publishing the final results and notice in accordance with sections 751(c), 752(c), and 777(i)(1) of the Act and 19 CFR 351.221(c)(5)(ii).</P>
                <SIG>
                    <DATED>Dated: May 1, 2014.</DATED>
                    <NAME>Paul Piquado,</NAME>
                    <TITLE>Assistant Secretary for Enforcement and Compliance.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10513 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <SUBJECT>Quarterly Update to Annual Listing of Foreign Government Subsidies on Articles of Cheese Subject to an In-Quota Rate of Duty</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Enforcement and Compliance, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Effective Date:</E>
                         May 7, 2014.
                    </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Stephanie Moore, AD/CVD Operations, Office III, Enforcement and Compliance, International Trade Administration, U.S. Department of Commerce, 14th Street and Constitution Ave. NW., Washington, DC 20230, telephone: (202) 482-3692.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Section 702 of the Trade Agreements Act of 1979 (as amended) (the Act) requires the Department of Commerce (the Department) to determine, in consultation with the Secretary of Agriculture, whether any foreign government is providing a subsidy with respect to any article of cheese subject to an in-quota rate of duty, as defined in section 702(h) of the Act, and to publish quarterly updates to the type and amount of those subsidies. We hereby provide the Department's quarterly update of subsidies on articles of cheese that were imported during the periods October 1, 2013, through December 31, 2013.</P>
                <P>The Department has developed, in consultation with the Secretary of Agriculture, information on subsidies, as defined in section 702(h) of the Act, being provided either directly or indirectly by foreign governments on articles of cheese subject to an in-quota rate of duty. The appendix to this notice lists the country, the subsidy program or programs, and the gross and net amounts of each subsidy for which information is currently available. The Department will incorporate additional programs which are found to constitute subsidies, and additional information on the subsidy programs listed, as the information is developed.</P>
                <P>The Department encourages any person having information on foreign government subsidy programs which benefit articles of cheese subject to an in-quota rate of duty to submit such information in writing to the Assistant Secretary for Enforcement and Compliance, U.S. Department of Commerce, 14th Street and Constitution Ave. NW., Washington, DC 20230.</P>
                <P>This determination and notice are in accordance with section 702(a) of the Act.</P>
                <SIG>
                    <DATED>Dated: April 29, 2014.</DATED>
                    <NAME>Paul Piquado,</NAME>
                    <TITLE>Assistant Secretary for Enforcement and Compliance.</TITLE>
                </SIG>
                <APPENDIX>
                    <HD SOURCE="HED">
                        Appendix
                        <PRTPAGE P="26210"/>
                    </HD>
                    <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="s50,r50,12,12">
                        <TTITLE>Subsidy Programs on Cheese Subject to an In-Quota Rate of Duty</TTITLE>
                        <BOXHD>
                            <CHED H="1">Country</CHED>
                            <CHED H="1">Program(s)</CHED>
                            <CHED H="1">
                                Gross 
                                <SU>1</SU>
                                <LI>Subsidy</LI>
                                <LI>($/lb)</LI>
                            </CHED>
                            <CHED H="1">
                                Net 
                                <SU>2</SU>
                                <LI>Subsidy</LI>
                                <LI>($/lb)</LI>
                            </CHED>
                        </BOXHD>
                        <ROW RUL="s">
                            <ENT I="01">
                                27 European Union Member States 
                                <SU>3</SU>
                            </ENT>
                            <ENT>European Union Restitution Payments</ENT>
                            <ENT>0.00</ENT>
                            <ENT>0.00</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="01">Canada</ENT>
                            <ENT>Export Assistance on Certain Types of Cheese</ENT>
                            <ENT>0.37</ENT>
                            <ENT>0.37</ENT>
                        </ROW>
                        <ROW RUL="n,n,s">
                            <ENT I="01">Norway</ENT>
                            <ENT>
                                Indirect (Milk) Subsidy 
                                <LI>Consumer Subsidy</LI>
                            </ENT>
                            <ENT>
                                0.00
                                <LI>0.00</LI>
                            </ENT>
                            <ENT>
                                0.00
                                <LI>0.00</LI>
                            </ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="22"> </ENT>
                            <ENT O="oi1">Total</ENT>
                            <ENT>0.00</ENT>
                            <ENT>0.00</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Switzerland</ENT>
                            <ENT>Deficiency Payments</ENT>
                            <ENT>0.00</ENT>
                            <ENT>0.00</ENT>
                        </ROW>
                        <TNOTE>
                            <SU>1</SU>
                             Defined in 19 U.S.C. 1677(5).
                        </TNOTE>
                        <TNOTE>
                            <SU>2</SU>
                             Defined in 19 U.S.C. 1677(6).
                        </TNOTE>
                        <TNOTE>
                            <SU>3</SU>
                             The 27 member states of the European Union are: Austria, Belgium, Bulgaria, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, and the United Kingdom.
                        </TNOTE>
                    </GPOTABLE>
                </APPENDIX>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10517 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <RIN>RIN 0648-XD286</RIN>
                <SUBJECT>New England Fishery Management Council; Public Meeting</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice; public meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The New England Fishery Management Council (Council) is scheduling a public meeting of its Ecosystem Based Fishery Management Committee to consider actions affecting New England fisheries in the exclusive economic zone (EEZ). Recommendations from this group will be brought to the full Council for formal consideration and action, if appropriate.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This meeting will be held on Thursday, May 22, 2014 at 9 a.m.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P SOURCE="NPAR">
                        <E T="03">Meeting Address:</E>
                         The meeting will be held at the Omni Providence Hotel, 1 West Exchange Street, Providence, RI 02048; telephone: (401) 598-8000; fax: (401) 598-8200.
                    </P>
                    <P>
                        <E T="03">Council Address:</E>
                         New England Fishery Management Council, 50 Water Street Mill 2, Newburyport, MA 01950.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Thomas A. Nies, Executive Director, New England Fishery Management Council; telephone: (978) 465-0492.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Oversight Committee will be presented with and discuss Ecosystem Based Fisheries Management accomplishments and lessons learned at a national, regional and international level. The committee will also discuss prior Council work, future information needs, how to set NEFMC goals and objectives and how to gather input from the public and technical/industry advisors.</P>
                <P>Although non-emergency issues not contained in this agenda may come before this group for discussion, those issues may not be the subject of formal action during this meeting. Action will be restricted to those issues specifically listed in this notice and any issues arising after publication of this notice that require emergency action under section 305(c) of the Magnuson-Stevens Act, provided the public has been notified of the Council's intent to take final action to address the emergency.</P>
                <HD SOURCE="HD1">Special Accommodations</HD>
                <P>This meeting is physically accessible to people with disabilities. Requests for sign language interpretation or other auxiliary aids should be directed to Thomas A. Nies, Executive Director, at (978) 465-0492, at least 5 days prior to the meeting date.</P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>
                         16 U.S.C. 1801 
                        <E T="03">et seq.</E>
                    </P>
                </AUTH>
                <SIG>
                    <DATED>Dated: May 2, 2014.</DATED>
                    <NAME>Tracey L. Thompson,</NAME>
                    <TITLE>Acting Deputy Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10435 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">COMMODITY FUTURES TRADING COMMISSION</AGENCY>
                <SUBJECT>Global Markets Advisory Committee</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Commodity Futures Trading Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of Meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Commodity Futures Trading Commission (CFTC) announces that on May 21, 2014, from 10:00 a.m. to 4:00 p.m. the Global Markets Advisory Committee (GMAC) will hold a public meeting at the CFTC's Washington, DC, headquarters. The GMAC will discuss issues related to the CFTC's coordination with foreign regulators on the oversight of foreign-based (i.e., located outside of the U.S.) swap clearinghouses and foreign swaps trading execution facilities.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held on Wednesday, May 21, 2014, from 10:00 a.m. to 4:00 p.m. Members of the public who wish to submit written statements in connection with the meeting should submit them by May 16, 2014.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The meeting will take place in the Conference Center at the CFTC's headquarters, Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581. Written statements should be submitted by electronic mail to: 
                        <E T="03">secretary@cftc.gov.</E>
                         Statements may also be submitted by mail to: Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581, attention: Office of the Secretary. Please use the title “Global Markets Advisory Committee” in any written statement you submit. Any statements submitted in connection with the committee meeting will be made available to the public, including publication on the CFTC Web site, 
                        <E T="03">www.cftc.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Ted Serafini, GMAC Designated Federal Officer, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW., Washington, DC 20581; (202) 418-5010.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The CFTC GMAC will hold a public meeting on Wednesday, May 21, 2014, from 10:00 
                    <PRTPAGE P="26211"/>
                    a.m. to 4:00 p.m. at the CFTC's Washington, DC, headquarters. The meeting will consist of two panels. The first panel will discuss issues related to the CFTC utilizing its authority under section 5b(h) of the Commodity Exchange Act (CEA) to provide an exemption from registration as a derivatives clearing organization (DCO) for foreign-based swap clearinghouses that the CFTC finds are subject to comparable, comprehensive supervision and regulation by the appropriate government authorities in the home countries of such clearinghouses. The second panel will discuss issues related to the CFTC utilizing its authority under section 5h(g) of the CEA to provide an exemption from registration as a swap execution facility for foreign swaps trading execution facilities that the CFTC finds are subject to comparable, comprehensive supervision and regulation by the appropriate government authorities in the home countries of such facilities.
                </P>
                <P>The meeting will be open to the public with seating on a first-come, first-served basis. Persons requiring special accommodations to attend the meeting because of a disability should notify the contact person named above.</P>
                <P>Members of the public may also listen to the meeting by telephone by calling a domestic toll-free telephone or international toll or toll-free number to connect to a live, listen-only audio feed. Call-in participants should be prepared to provide their first name, last name, and affiliation. The call-in information is as follows:</P>
                <P>Domestic Toll Free: 1-866-844-9416.</P>
                <P>
                    International Toll and Toll Free: Will be posted on the CFTC's Web site, 
                    <E T="03">http://www.cftc.gov,</E>
                     on the page for the meeting, under Related Documents.
                </P>
                <P>Pass Code/Pin Code: CFTC.</P>
                <P>
                    After the meeting, a transcript of the meeting will be published through a link on the CFTC's Web site, 
                    <E T="03">http://www.cftc.gov.</E>
                     All written submissions provided to the CFTC in any form will also be published on the CFTC's Web site.
                </P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P> 5 U.S.C. Appendix, Federal Advisory Committee Act, Sec. 10(a)(2).</P>
                </AUTH>
                <SIG>
                    <DATED>Dated: May 2, 2014.</DATED>
                    <NAME>Christopher J. Kirkpatrick,</NAME>
                    <TITLE>Deputy Secretary of the Commission.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10426 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6351-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">CONSUMER PRODUCT SAFETY COMMISSION</AGENCY>
                <SUBJECT>Sunshine Act Meeting Notice</SUBJECT>
                <DATES>
                    <HD SOURCE="HED">TIME AND DATE:</HD>
                    <P>Tuesday, May 6, 2014, 10:30 a.m.-12:30 p.m.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">PLACE:</HD>
                    <P>Hearing Room 420, Bethesda Towers, 4330 East West Highway, Bethesda, Maryland.</P>
                </ADD>
                <PREAMHD>
                    <HD SOURCE="HED">STATUS:</HD>
                    <P>Commission Meeting—Open to the Public.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">Matter To Be Considered:</HD>
                    <P>Decisional Matter: FY 2014 Midyear Review and Proposed Operating Plan Adjustments.</P>
                    <P>
                        A live Webcast of the Meeting can be viewed at 
                        <E T="03">www.cpsc.gov/live.</E>
                    </P>
                    <P>For a recorded message containing the latest agenda information, call (301) 504-7948.</P>
                </PREAMHD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Todd A. Stevenson, Office of the Secretary, U.S. Consumer Product Safety Commission, 4330 East West Highway, Bethesda, MD 20814, (301) 504-7923.</P>
                    <SIG>
                        <DATED>Dated: May 2, 2014.</DATED>
                        <NAME>Todd A. Stevenson,</NAME>
                        <TITLE>Secretary.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10499 Filed 5-5-14; 11:15 am]</FRDOC>
            <BILCOD>BILLING CODE 6355-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">CONSUMER PRODUCT SAFETY COMMISSION</AGENCY>
                <DEPDOC>[Docket No. CPSC-2007-0035]</DEPDOC>
                <SUBJECT>Privacy Act of 1974; Revision to System of Records</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Consumer Product Safety Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice to revise a system of records.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Consumer Product Safety Commission (CPSC or Commission) is revising a system of records notice subject to the Privacy Act of 1974: CPSC-31, Contests, Challenges, and Awards Programs.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received on or before June 6, 2014. The new system of records will become effective the day after the end of the comment period, unless comments are received that result in a contrary determination.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by Docket No. CPSC-2007-0035, by any of the following methods:</P>
                    <P>
                        <E T="03">Electronic Submissions:</E>
                         Submit electronic comments to the Federal eRulemaking Portal at: 
                        <E T="03">http://www.regulations.gov.</E>
                         Follow the instructions for submitting comments. The Commission does not accept comments submitted by electronic mail (email), except through 
                        <E T="03">www.regulations.gov.</E>
                         The Commission encourages you to submit electronic comments by using the Federal eRulemaking Portal, as described above.
                    </P>
                    <P>
                        <E T="03">Written Submissions:</E>
                         Submit written submissions by mail/hand delivery/courier to: Office of the Secretary, Consumer Product Safety Commission, Room 820, 4330 East West Highway, Bethesda, MD 20814; telephone (301) 504-7923.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions received must include the agency name and docket number for this notice. All comments received may be posted without change, including any personal identifiers, contact information, or other personal information provided, to: 
                        <E T="03">http://www.regulations.gov.</E>
                         Do not submit confidential business information, trade secret information, or other sensitive or protected information that you do not want to be available to the public. If furnished at all, such information should be submitted in writing.
                    </P>
                    <P>
                        <E T="03">Docket:</E>
                         For access to the docket to read background documents or comments received, go to: 
                        <E T="03">http://www.regulations.gov,</E>
                         and insert the docket number CPSC-2007-0035, into the “Search” box, and follow the prompts.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        For further information contact: Mary James, Office of Information Technology, Consumer Product Safety Commission, 4330 East West Highway, Bethesda, MD 20814; (301) 504-7213, or by email to: 
                        <E T="03">mjames@cpsc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Under the Privacy Act of 1974 (Privacy Act), 5 U.S.C. 552a, the Commission is revising system of records notice CPSC-31, Contests, Challenges, and Awards Programs. The revision is necessary because existing CPSC-31 does not contemplate collection of certain information CPSC intends to collect when the Agency administers contests for minor children. The attached notice revises CPSC-31 by clarifying that when CPSC administers contests for minor children CPSC will collect contact information from the minor's parents, including name, mailing address (including city and state), telephone number and email address. CPSC also will collect the minor's name, grade in school and state of residence. CPSC will continue to collect social security numbers from the contest winners to process payments.</P>
                <P>
                    This amendment seeks to specify the information collection required to administer contests, challenges, and awards. In contests aimed at 
                    <PRTPAGE P="26212"/>
                    participants who are minors, CPSC plans to collect the following information about the child: Name, grade in school, state of residence. CPSC also plans to collect the following information about the child's parent or guardian: name, mailing address (including city and state), telephone number and email address. CPSC will continue to collect social security numbers from contest winners to process and report payments or other prize awards, as the case may be.
                </P>
                <P>
                    CPSC published a Privacy Impact Assessment (PIA) for Contests, Challenges, and Awards on CPSC's Web site (
                    <E T="03">http://www.cpsc.gov/About-CPSC/Agency-Reports/PIA-Reports/</E>
                    ) and will publish PIAs addressing future contests on this Web site. The PIAs provides additional background information and context for the system of records, including specific information on measures taken by CPSC to protect the privacy of persons whose information is contained in the system of records.
                </P>
                <P>
                    The proposed amendment is not within the purview of subsection (r) of the Privacy Act of 1974 (
                    <E T="03">5 U.S.C. 552a</E>
                    ), as amended, and does not require submission of a new or altered system report.
                </P>
                <SIG>
                    <NAME>Todd A. Stevenson, </NAME>
                    <TITLE>Secretary, Consumer Product Safety Commission.</TITLE>
                </SIG>
                <PRIACT>
                    <HD SOURCE="HD1">System name:</HD>
                    <HD SOURCE="HD1">CPSC-31, Contests, Challenges, and Awards Programs</HD>
                    <HD SOURCE="HD2">System location:</HD>
                    <P>Office of Communications, Consumer Product Safety Commission, 4330 East West Highway, Bethesda, MD 20814.</P>
                    <HD SOURCE="HD2">Categories of individuals covered by the system:</HD>
                    <P>Members of the public, including individuals who are minors and/or the parents or guardians of minors, and companies and organizations.</P>
                    <HD SOURCE="HD2">Categories of records in the system:</HD>
                    <P>Information in the records may include the individuals' names, telephone numbers, email addresses, ages, grade levels in school, street addresses, company names, organization's names, posters, videos, products, or other submissions made by individuals for contests, challenges or awards. For contests where minors are the entrants, CPSC may collect the above-listed information for the parents or guardians of the contest entrants. Contest entrants who win prizes from CPSC are required to provide their social security numbers so that monetary payments can be processed by the U.S. government and the value of any prize can be reported to the U.S. government.</P>
                    <HD SOURCE="HD2">Authority for maintenance of the system:</HD>
                    <P>15 U.S.C. 205(9b), OMB Memorandum on the Use of Challenges and Prizes to Promote Open Government, M-10-11, March 8, 2010.</P>
                    <HD SOURCE="HD2">Purpose(s): </HD>
                    <P>CPSC hosts contests, challenges, and award programs to educate the public, including adults and children, about product safety to prevent injuries and deaths associated with product hazards, and to identify and honor people and organizations that have made significant contributions to consumer product safety.</P>
                    <HD SOURCE="HD2">Routine uses of records maintained in the system, including categories of users and the purposes of such uses:</HD>
                    <P>Records are maintained for the contest, challenge, or award program for purposes of evaluating contest submissions, contacting winners and finalists, awarding prizes and reporting prize awards as may be required by law. Categories of users include CPSC employees, contractors, and Web sites hosting challenges for CPSC.</P>
                    <P>Disclosure may be made to appropriate agencies, entities, and persons when: (1) CPSC suspects or has confirmed that the security or confidentiality of information in the system of records has been compromised; (2) CPSC has determined that as a result of the suspected or confirmed compromise there is a risk of harm to the security or integrity of this system or other systems or programs (whether maintained by CPSC or another agency or entity) that rely upon the compromised information; and (3) the disclosure made to such agencies, entities, and persons is reasonably necessary to assist with the CPSC's efforts to respond to the suspected or confirmed compromise and prevent, minimize, or remedy such harm.</P>
                    <HD SOURCE="HD2">Policies and practices for storing, retrieving, accessing, retaining, and disposing of records in the system:</HD>
                    <P>Once the contest or challenge is completed, CPSC's Office of the Secretariat maintains for two years hard or electronic copies of posters, videos, information/photos about products that may contain contact information for the contest, challenge, or award program participants. After that time, the copies are destroyed.</P>
                    <HD SOURCE="HD2">Storage: </HD>
                    <P>Posters, videos, or other submissions for contests, challenges, or awards may be stored by CPSC for use by the agency, for use in agency displays, or for disclosure in response to requests under the Freedom of Information Act. Posters, videos, or other submissions are stored in locked file cabinets in the Office of the Secretariat or in secure electronic format.</P>
                    <HD SOURCE="HD2">Retrievability:</HD>
                    <P>Contest submissions (including posters and videos) become the property of CPSC, according to the agency's published contest rules and are not returned to the submitter. Access to the submissions may be requested to the Office of the Secretariat under the Freedom of Information Act.</P>
                    <HD SOURCE="HD2">Safeguards:</HD>
                    <P>Posters, videos, or other submissions are kept by CPSC's Office of the Secretariat in locked file cabinets or in securer electronic format.</P>
                    <HD SOURCE="HD2">Retention and disposal:</HD>
                    <P>Posters, videos, or other submissions are disposed of after two years by CPSC's Office of the Secretariat.</P>
                    <HD SOURCE="HD2">System manager(s) and address:</HD>
                    <P>Office of Communications, 4330 East West Highway, Bethesda, MD 20814.</P>
                    <HD SOURCE="HD2">Notification procedure:</HD>
                    <P>Freedom of Information/Privacy Act Officer, Office of the Secretariat, Consumer Product Safety Commission 4330 East West Highway, Bethesda, MD 20814.</P>
                    <HD SOURCE="HD2">Record access procedures:</HD>
                    <P>Same as notification.</P>
                    <HD SOURCE="HD2">Contesting record procedures:</HD>
                    <P>Same as notification.</P>
                    <HD SOURCE="HD2">Record source categories:</HD>
                    <P>The information is provided by the contest, challenge, or award program participant, the participant's parent or guardian, or the participant's company.</P>
                </PRIACT>
                <SIG>
                    <DATED>Dated: May 1, 2014.</DATED>
                    <NAME>Todd A. Stevenson,</NAME>
                    <TITLE>Secretariat, Consumer Product Safety Commission.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10393 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6355-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF DEFENSE</AGENCY>
                <SUBAGY>Office of the Secretary</SUBAGY>
                <DEPDOC>[Docket ID: DoD-2014-OS-0061]</DEPDOC>
                <SUBJECT>Proposed Collection; Comment Request</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Under Secretary of Defense (Personnel and Readiness), DoD.</P>
                </AGY>
                <ACT>
                    <PRTPAGE P="26213"/>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In compliance with Section 3506(c)(2)(A) of the 
                        <E T="03">Paperwork Reduction Act of 1995,</E>
                         the Office of the Under Secretary of Defense (Personnel and Readiness) announces a proposed public information collection and seeks public comment on the provisions thereof. Comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden of the proposed information collection; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the information collection on respondents, including through the use of automated collection techniques or other forms of information technology.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Consideration will be given to all comments received by July 7, 2014.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by docket number and title, by any of the following methods:</P>
                    <P>
                        • Federal eRulemaking Portal: 
                        <E T="03">http://www.regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>• Mail: Federal Docket Management System Office, 4800 Mark Center Drive, East Tower, Suite 02G09, Alexandria, VA 22350-3100.</P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions received must include the agency name, docket number and title for this 
                        <E T="04">Federal Register</E>
                         document. The general policy for comments and other submissions from members of the public is to make these submissions available for public viewing on the Internet at 
                        <E T="03">http://www.regulations.gov</E>
                         as they are received without change, including any personal identifiers or contact information.
                    </P>
                    <P>
                        Any associated form(s) for this collection may be located within this same electronic docket and downloaded for review/testing. Follow the instructions at 
                        <E T="03">http://www.regulations.gov</E>
                         for submitting comments. Please submit comments on any given form identified by docket number, form number, and title.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>To request more information on this proposed information collection or to obtain a copy of the proposal and associated collection instruments, please write to the Defense Language and National Security Education Office (DLNSEO), ATTN: Alison Patz, 1101 Wilson Boulevard, Suite 1210, Arlington, VA 22209, or call DLNSEO at (703) 696-1991.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P SOURCE="NPAR">
                    <E T="03">Title; Associated Form; and OMB Number:</E>
                     National Security Education Program (Service Agreement Report for Scholarship and Fellowship Awards); DD Form 2752, DD Form 2753; OMB Control Number 0704-0368.
                </P>
                <P>
                    <E T="03">Needs and Uses:</E>
                     The information collection requirement is necessary to record the original award amount and service requirement for each NSEP award recipient (DD Form 2752) and the progress of each NSEP award recipient in fulfilling his/her Congressionally-mandated service requirement signed at the time of award (DD Form 2753).
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Individuals or households.
                </P>
                <P>
                    <E T="03">Annual Burden Hours:</E>
                     1,558.
                </P>
                <P>
                    <E T="03">Number of Respondents:</E>
                     5,500.
                </P>
                <P>
                    <E T="03">Responses Per Respondent:</E>
                     1.
                </P>
                <P>
                    <E T="03">Total Annual Responses:</E>
                     5,500.
                </P>
                <P>
                    <E T="03">Average Burden per Response:</E>
                     17 minutes.
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On occasion.
                </P>
                <P>Respondents are undergraduate and graduate students who agree to the terms of their award (DD Form 2752) and who agree upon receipt of award to submit the Service Agreement Report (DD Form 2753) annually until their service requirement is completed in full. The information is used to monitor the progress of award recipients as they fulfill their service obligation, namely, to work in positions related to national security.</P>
                <SIG>
                    <DATED>Dated: May 2, 2014.</DATED>
                    <NAME>Aaron Siegel,</NAME>
                    <TITLE>Alternate OSD  Federal Register, Liaison Officer, Department of Defense.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10480 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 5001-06-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF DEFENSE</AGENCY>
                <SUBAGY>Office of the Secretary</SUBAGY>
                <DEPDOC>[Docket ID: DoD-2014-0S-0062]</DEPDOC>
                <SUBJECT>National Environmental Policy Act Implementation Procedures</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Missile Defense Agency, Department of Defense.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed guidance with a request for comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Missile Defense Agency (MDA or the Agency) plans to issue procedures to implement the National Environmental Policy Act (NEPA), Executive Order (E.O.) 11514, and Council on Environmental Quality (CEQ) regulations on implementing NEPA. Pursuant to CEQ regulations, the MDA is soliciting comments on its proposed procedures.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>MDA is providing a 30-day review period. Comments must be received by: June 6, 2014.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        You may submit comments, identified by docket number and title, using the  Federal eRulemaking Portal: 
                        <E T="03">http://www.regulations.gov.</E>
                         All submissions received must include the agency name, docket number and title for this 
                        <E T="04">Federal Register</E>
                         document. The general policy for comments and other submissions from members of the public is to make these submissions available for public viewing on the Internet at 
                        <E T="03">http://www.regulations.gov</E>
                         as they are received without change, including any personal identifiers or contact information.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Mr. Eric Sorrells, Chief, Environmental Management, at (256) 450-2677 or by email at 
                        <E T="03">eric.sorrells@mda.mil.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>MDA is responsible for developing, testing, and fielding an integrated, layered, Ballistic Missile Defense System (BMDS) to defend the United States, its deployed forces, allies, and friends against all ranges of enemy ballistic missiles in all phases of flight. Using complementary interceptors; land-, sea-, air-, and space-based sensors; and battle management, command and control, and communications systems, the planned BMDS is intended to engage and negate all classes and ranges of ballistic missile threats.</P>
                <P>
                    MDA and its predecessor organizations prepared several programmatic BMDS National Environmental Policy Act (NEPA) documents to analyze the environmental impacts of its actions. In addition, MDA has prepared or been a cooperating agency for over 70 environmental assessments (EAs) or environmental impact statements (EISs) for specific program activities. These NEPA documents cover activities including research and development, site preparation and construction, maintenance and sustainment, manufacture of test articles (prototypes), test and evaluation, fielding of missile defense systems and components, and the ultimate decommissioning and disposal or transfer of BMDS components and assets at many DoD installations, other agency sites, and industrial sites around the globe. Additionally, MDA has carefully considered over 200 records of environmental consideration (RECs)/records of categorical exclusion/Air Force Form 813s documenting the use of the respective military Service's Categorical Exclusions (CATEXs) for 
                    <PRTPAGE P="26214"/>
                    minor actions occurring on host installations or ranges.
                </P>
                <P>As a DoD agency, the MDA does not own real property. Because most MDA actions typically occur on host military service installations or ranges, or other Federal agency properties, MDA has historically relied upon our host installation or Federal agency's NEPA implementation, including their implementing procedures and CATEXs, to address the environmental impacts of MDA actions.</P>
                <P>
                    With the issuance of CEQ guidance “Establishing, Applying, and Revising Categorical Exclusions under the National Environmental Policy Act” (2010) and after consulting informally with the CEQ, MDA determined the need to establish NEPA implementing procedures and CATEXs specific to MDA projects and actions. The information that MDA assembled while developing our CATEXs is described in the “Administrative Record for Missile Defense Agency Proposed Categorical Exclusions” and  is available on the MDA Web site at: 
                    <E T="03">http://www.mda.mil//news/environmental_reports.html.</E>
                </P>
                <P>The proposed CATEXs describe the categories of actions that MDA determined will not normally have a potential significant effect, individually or cumulatively on the human environment; and together with the proposed implementing procedures will guide MDA organizations in carrying out the procedural requirements of NEPA.</P>
                <P>MDA has determined that issuing these procedures and CATEXs does not constitute a regulatory action or “rule making” as defined by Executive Order 12866 and the Regulatory Flexibility Act of 1980 (5 U.S.C. 605(b)), which would have required additional review by the Office of Management and Budget.</P>
                <P>The text of the complete proposed Guidance document appears below.</P>
                <SIG>
                    <DATED>Dated: May 1, 2014.</DATED>
                    <NAME>Aaron Siegel,</NAME>
                    <TITLE>Alternate OSD  Federal Register  Liaison Officer, Department of Defense.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Table of Contents</HD>
                <EXTRACT>
                    <FP SOURCE="FP-2">Missile Defense Agency National Environmental Policy Act Procedures</FP>
                    <FP SOURCE="FP1-2">Purpose</FP>
                    <FP SOURCE="FP1-2">Scope</FP>
                    <FP SOURCE="FP1-2">Policy</FP>
                    <FP SOURCE="FP1-2">Responsibilities</FP>
                    <FP SOURCE="FP1-2">Public Involvement</FP>
                    <FP SOURCE="FP1-2">Environmental Review Categories</FP>
                    <FP SOURCE="FP1-2">Categorical Exclusions (CATEX)</FP>
                    <FP SOURCE="FP1-2">Environmental Assessment (EA)</FP>
                    <FP SOURCE="FP1-2">Finding of No Significant Impact (FONSI)</FP>
                    <FP SOURCE="FP1-2">Environmental Impact Statement (EIS)</FP>
                    <FP SOURCE="FP1-2">Scoping</FP>
                    <FP SOURCE="FP1-2">Draft Environmental Impact Statement (DEIS)</FP>
                    <FP SOURCE="FP1-2">Final Environmental Impact Statement (FEIS)</FP>
                    <FP SOURCE="FP1-2">Record of Decision (ROD)</FP>
                    <FP SOURCE="FP1-2">Memorandum for Record (MFR)</FP>
                    <FP SOURCE="FP1-2">Administrative Record</FP>
                    <FP SOURCE="FP1-2">Mitigation and Monitoring</FP>
                    <FP SOURCE="FP1-2">Cumulative Impacts</FP>
                    <FP SOURCE="FP1-2">Supplemental EAs or EISs</FP>
                    <FP SOURCE="FP1-2">Cooperating Agencies</FP>
                    <FP SOURCE="FP1-2">Adoption of EA or EIS</FP>
                    <FP SOURCE="FP1-2">Incorporation by Reference</FP>
                    <FP SOURCE="FP1-2">Tiering</FP>
                    <FP SOURCE="FP1-2">Classified Actions</FP>
                    <FP SOURCE="FP1-2">Actions Occurring on Host Installations or Ranges</FP>
                    <FP SOURCE="FP1-2">&gt;Appendix A—Abbreviations and Acronyms</FP>
                    <FP SOURCE="FP1-2">Appendix B—Categorical Exclusions</FP>
                    <FP SOURCE="FP1-2">Appendix C—Record of Environmental Consideration (REC)</FP>
                </EXTRACT>
                <HD SOURCE="HD1">The National Environmental Policy Act Procedures for the Missile Defense Agency</HD>
                <HD SOURCE="HD2">1. Purpose</HD>
                <P>
                    These procedures implement the provisions of the NEPA, 42 U.S.C. 4321 
                    <E T="03">et seq.</E>
                     They adopt and supplement the CEQ regulations implementing NEPA, 40 CFR parts 1500-1508, by establishing policy, directing environmental planning, and assigning responsibilities in the MDA to prepare, review, and approve environmental documents that comply with NEPA.
                </P>
                <HD SOURCE="HD2">2. Scope</HD>
                <P>The policies and responsibilities in these procedures apply to activities conducted by MDA and its executing agents in the United States, its possessions, and territories. The potential environmental effects of MDA proposed activities in foreign countries and global commons will be considered in accordance with Executive Order 12114, “Environmental Effects Abroad of Major Federal Activities,” DoD directives, host nation final governing standards, overseas environmental baseline guidance documents, status of forces agreements, and other international agreements.</P>
                <HD SOURCE="HD2">3. Policy</HD>
                <P>(a) It is MDA policy regarding NEPA, consistent with our mission and regulations and the environmental laws and regulations of the United States, to: (1) Start the NEPA process at the earliest possible time as an effective decision-making tool while evaluating a proposed action; (2) develop and carefully consider a range of reasonable alternatives to achieve the proposed actions; (3) write environmental analyses in plain English; and (4) to the maximum extent practical: (i) Include pollution prevention alternatives, (ii) consider sustainable transportation, greenhouse gas emissions, and energy choices, and (iii) ensure that, consistent with other national policies and national security requirements, we use practical means and measures to protect, restore, and enhance the quality of the environment and mitigate adverse consequences. MDA lacks projects or programs where actions are planned by private applicants or other non-Federal entities. Therefore, these procedures do not include the provision (as specified at 40 CFR 1501.2(d)) to account for actions planned by private applicants or other non-Federal entities.</P>
                <P>(b) MDA will promote efficiency in its NEPA process through: (1) Being aware and involved with the MDA project advocate (or MDA proponent) in the NEPA process; (2) using programmatic analyses and “tiering,” where appropriate, to make sure that decisions are made at the right levels, eliminating repetitive discussion, considering cumulative effects, and focusing on issues that are important and appropriate for discussion at each level; (3) using scoping and public involvement processes to ensure the analysis of issues of interest to the public and/or important to decision making;  (4) eliminating needless paperwork by focusing documents on the major environmental issues affecting those decisions, including the use of adoption or incorporation by reference of previous, relevant NEPA analyses prepared by other agencies; (5) early integration of the NEPA process into all aspects of MDA planning to prevent disruption in decision making; (6) partnering or coordinating with agencies, organizations, and individuals whose specialized expertise improves the NEPA process; (7) clear and concise communication of data, documentation, and information; and (8) execution of the NEPA compliance process within the framework of the MDA's Environmental Management System.</P>
                <P>(c) MDA will periodically (at least every seven years) review the effectiveness of its NEPA program and these implementing procedures, the appropriateness and usefulness of our categorical exclusions (CATEXs), the accuracy of predicted findings of no significant impact, the effectiveness of mitigation, the ramifications of actions both individually and cumulatively, and the currency of the BMDS 2008 Programmatic Environmental Impact Statement.</P>
                <P>
                    (d) MDA will post NEPA implementing procedures, CATEXs, and summary information on our use of CATEXs for proposed actions on its public Web site.
                    <PRTPAGE P="26215"/>
                </P>
                <HD SOURCE="HD2">4. Responsibilities</HD>
                <P>(a) The MDA Director has overall authority to ensure MDA activities comply with NEPA and has final approval authority regarding EIS records of decision (RODs).</P>
                <P>(b) The Agency Environmental Executive (EE) acts as the principal MDA advisor on NEPA-related requirements. The EE will: (1) Ensure NEPA compliance of MDA activities in accordance with MDA NEPA implementing procedures and other applicable NEPA guidance and regulations; (2) coordinate with MDA stakeholders for NEPA issues regarding program/element activities; (3) provide intra-agency and inter-agency liaison and coordination on NEPA-related matters; and (4) have signature authority for EA findings of no significant impact (FONSIs).</P>
                <P>
                    (c) The Chief, Environmental Management will: (1) Educate and train MDA staff to implement NEPA; (2) coordinate with MDA's EE to maintain a record of the MDA's environmental activities and advance the national environmental policy articulated in NEPA, other Federal statutes, regulations, and Executive Orders; (3) prepare MDA NEPA reviews; (4) submit 
                    <E T="04">Federal Register</E>
                     (FR) notices for draft and final NEPA documents (as appropriate); (5) represent the MDA in NEPA-related matters with outside groups; (6) ensure applicable NEPA requirements are met on schedule during planning for any MDA action; (7) coordinate NEPA compliance actions at the proposal stage with MDA organizations; (8) ensure required NEPA mitigation measures are performed; and  (9) ensure all documents being prepared by MDA are properly cleared for public release prior to the release or posting of the documents on any publicly accessible Web site or location.
                </P>
                <HD SOURCE="HD2">5. Public Involvement</HD>
                <P>MDA will make diligent efforts to involve the public in preparing and implementing its NEPA procedures in accordance with 40 CFR 1501.4(b), 1506.6 and part 1503. When developing a plan to include the public and affected parties in the environmental analysis process, MDA will consider the following factors: (1) The magnitude of the environmental considerations associated with the proposed action;  (2) the extent of expected public interest; and (3) any relevant questions of national concern.</P>
                <HD SOURCE="HD2">6. Environmental Review Categories</HD>
                <P>A proposed action may fall into these five broad categories for environmental review:</P>
                <P>
                    (a) 
                    <E T="03">Exemption by law.</E>
                     To use an exemption by law, the law must apply to MDA and must prohibit, exempt, or make impossible full compliance with NEPA.
                </P>
                <P>
                    (b) 
                    <E T="03">Emergencies.</E>
                     If an emergency requires MDA to take immediate actions for national defense or security or to protect life or property, the following provisions apply. (1) The responsible official may take actions necessary to control the immediate impacts of the emergency and are urgently needed to mitigate harm to life, property, or important natural or cultural resources. When taking such actions, the responsible official must take into account the probable environmental consequences of the emergency action and mitigate foreseeable adverse environmental effects to the extent practical. (2) For emergency actions other than those actions in paragraph (b)(1), if the responsible official responding to the emergency and the Environmental Management Division jointly conclude the emergency actions qualify for a CATEX and do not involve extraordinary circumstances that prevent using a CATEX as defined in these procedures, no further analysis is required to comply with NEPA before proceeding with emergency actions. The Environmental Management Division will prepare a Record of Environmental Consideration (REC) to document this conclusion. (3) If the responsible official proposes emergency actions other than those in paragraph (b)(1), and the actions do not qualify for a CATEX but will not likely have significant environmental impacts, MDA will document that determination in an Environmental Assessment (EA) and Finding of No Significant Impact (FONSI) prepared in accordance with these procedures. If the responsible official determines that the proposed emergency actions must be undertaken before preparing an EA and FONSI, the Chief, Environmental Management will consult with the MDA EE about alternative arrangements for NEPA compliance. The EE may grant emergency alternative arrangements that meet the intent of NEPA, to the extent possible. To the maximum extent practical, these alternative arrangements will ensure public notification and involvement. They will focus on minimizing the adverse environmental consequences of the MDA response action and emergency. Any alternative arrangements must be documented. The Chief, Environmental Management will inform the Council on Environmental Quality (CEQ) of these arrangements at the earliest opportunity. (4) If the responsible official proposes emergency actions other than those in paragraph (b)(1) and those actions are likely to have significant environmental impacts, then the Chief, Environmental Management must consult with CEQ about alternative arrangements in accordance with CEQ regulations at 40 CFR 1506.11 as soon as possible.
                </P>
                <P>
                    (c) 
                    <E T="03">Categorical Exclusions (CATEXs).</E>
                     These are categories of Agency actions (listed in Appendix B) that MDA has determined do not individually or cumulatively have a significant impact on the human environment. MDA may use CATEXs for a proposed action when there are no extraordinary circumstances that warrant further analysis in an EA or EIS.
                </P>
                <P>MDA will document designated CATEXs in writing using a REC (Appendix C). An MDA REC is a signed statement submitted with project documentation that concisely documents that an MDA action has received environmental review. The REC briefly describes the proposed action and time period, identifies the MDA proponent and approving official(s), addresses the use of screening criteria, and demonstrates that a review was conducted to ensure that no extraordinary circumstances indicate the need for further analysis. Qualifications for a CATEX are described later in this section.</P>
                <P>
                    (d) 
                    <E T="03">Environmental Assessment (EA).</E>
                     Proposed MDA actions not covered in the first three categories must be analyzed to determine their potential environmental effects. An EA is used to determine whether to prepare an EIS or a FONSI (40 CFR 1501.4 and 1508.9); however, MDA is not required to prepare an EA if we have decided to prepare an EIS. (See 40 CFR 1501.3(a)). The requirements for the EA are addressed later in these procedures.
                </P>
                <P>
                    (e) 
                    <E T="03">Environmental Impact Statement (EIS).</E>
                     When a proposed action has the potential for significant impacts or when an EA cannot support a FONSI, an EIS will be prepared (40 CFR 1501.4). An EIS is initiated by the notice of intent (NOI) and examines the potential significant environmental effects of the proposed action plus measures to mitigate those impacts. This process requires formal interaction with the public, a formal scoping process, specified timelines for public review of the documentation, and incorporation of public comments as well as any comments made by Federal, State, local, and tribal agencies. Requirements for the EIS are addressed later in these procedures.
                    <PRTPAGE P="26216"/>
                </P>
                <HD SOURCE="HD2">7. CATEX</HD>
                <P>(a) If the proposed action qualifies as a CATEX and the screening criteria are met, the action can proceed. Appendix B lists MDA's proposed CATEXs. Appendix C shows an MDA REC form to be used to document designated CATEXs.</P>
                <P>(b) MDA may use a CATEX only when the following screening criteria are met: (1) The proposed action is a Federal action over which we have primary responsibility and, as described in its entirety, is covered by one or more CATEXs listed in Appendix B; (2) the proposed action does not involve any of the extraordinary circumstances described in paragraph (d) below; and (3) the proposed action does not involve using unproven technology that could potentially result in unknown impacts.</P>
                <P>(c) Applying a CATEX to an action does not eliminate the need to meet other statutory or regulatory requirements including general conformity, federally-listed threatened or endangered species or their designated critical habitat, historic and cultural preservation, and safe drinking water requirements or other applicable Federal, state, or local regulatory requirements.</P>
                <P>(d) “Extraordinary circumstances” arise when a typically categorically-excluded action has the reasonable likelihood to result in individually or cumulatively significant impacts on public health, safety, or the environment, based on the specific situation where the CATEX is applied. Extraordinary circumstances that preclude using a CATEX include: (1) A reasonable likelihood the proposed action would result in uncertain, unique, or unknown environmental risks, or is scientifically controversial; (2) a reasonable likelihood the proposed action would establish precedents or commit MDA to future actions with potential for significant impacts; (3) a reasonable likelihood the proposed action would threaten to violate Federal, state, or local environmental laws; (4) a reasonable likelihood the proposed action would adversely affect environmentally sensitive resources, such as, but not limited to, Federally-listed threatened and endangered species, their designated critical habitat, wilderness areas, floodplains, wetlands, aquifer recharge areas, coastal zones, wild and scenic rivers, and significant fish or wildlife habitat, unless the impact was permitted, mitigated, or addressed through another environmental review process, for example, the Clean Water Act or Coastal Zone Management Act; (5) a reasonable likelihood the proposed action would adversely affect known national natural landmarks, or cultural or historic resources, including, but not limited to, property listed on or eligible for the National Register of Historic Places, unless the impact was permitted, mitigated, or addressed through another environmental review process, such as the National Historic Preservation Act; or (6) a reasonable likelihood of causing an increase in surface transportation congestion that would exceed capacity of the supporting infrastructure or otherwise cause significant impacts to the human environment.</P>
                <P>(e) MDA will review its CATEXs at least every seven years to determine whether modifications, additions, or deletions are appropriate, based on our experience and determination that environmental impacts of certain activities are not significant. If MDA acquires new responsibilities through legislation or administrative restructuring, we may propose new or modified CATEXs after gaining sufficient experience with the new activities to make a reasoned determination that any resulting environmental impacts are not significant. MDA will submit recommendations for modifications, additions, or deletions to CEQ for informal consultation and discussion.</P>
                <HD SOURCE="HD2">8. Environmental Assessment (EA)</HD>
                <P>(a) An EA is a concise public document agencies/services prepare to inform decision makers and determine if the proposed action has the potential to significantly impact the environment (which then would require the preparation of an EIS). In cases when no potentially significant impact is expected, an agency/service documents this determination with a FONSI. An EA may be prepared at any time to help agencies/services plan and make decisions. Typical MDA actions normally requiring an EA include: (1) New construction of facilities that involves more than five cumulative acres of new surface disturbance; (2) proposed actions that potentially result in significant changes to established land use; or (3) actions substantially altering ongoing MDA operations which could potentially lead directly, indirectly, or cumulatively to substantial environmental impacts.</P>
                <P>(b) An EA is prepared to assess the extent of potential environmental impacts resulting from a proposed action and alternatives, and to determine whether or not the impacts are likely to be significant. The EA must include, at a minimum, the following information and analyses: (1) Purpose and need for the proposed action or activity; (2) description of the proposed action; (3) brief discussion of the alternatives considered, including the “no action” alternative and the “proposed action;” (4) brief discussion of the affected environment and region of influence; (5) analysis of the potential environmental impacts of the proposed action and alternatives; (6) list of preparers, agencies and persons consulted; and (7) references.</P>
                <P>(c) The analysis of potential environmental impacts (item (b)(5) above) includes an assessment of the direct, indirect, and cumulative impacts that can reasonably be expected from taking the proposed action or reasonable alternatives. When there are direct or indirect effects on an aspect of the environment from the proposed action, then MDA must also consider cumulative effects. Cumulative effects are impacts on the environment resulting from the incremental impact of the action when added to other past, present, and reasonably foreseeable future actions. Actions by Federal agencies, non-Federal agencies and private parties must be included when considering cumulative effects, as specified in 40 CFR 1508.7.</P>
                <P>(d) The analysis for an EA leads to a determination to either issue a FONSI or a NOI to prepare an EIS.</P>
                <P>(e) MDA should coordinate preparing the EA with other agencies (e.g., Federal, state, local, or tribal governments) when the action involves resources they manage or protect. MDA may invite agencies with jurisdiction by law and with special expertise, to participate as cooperating agencies (40 CFR 1501.6, 1508.5, 1508.15, and 1508.26). Factors for determining whether to invite, decline, or end cooperating agency status are in Attachment 1 of the CEQ Memorandum for Heads of Federal Agencies: Cooperating Agencies in Implementing the Procedural Requirements of the National Environmental Policy Act (January 30, 2002).</P>
                <P>
                    (f) MDA may request public involvement in preparing the EA or revising or supplementing the EA, or choose to involve the public after the EA is prepared. MDA may use scoping but, would not publish the notice in the FR unless the proposed action was of national interest. MDA will select the type and format for public involvement to best support on-time and meaningful public input and coordinate it with the host range/installation where applicable.
                    <PRTPAGE P="26217"/>
                </P>
                <HD SOURCE="HD2">9. Finding of No Significant Impact (FONSI)</HD>
                <P>(a) MDA will prepare a FONSI as specified in 40 CFR 1508.13 to briefly describe why a proposed action will not have a significant effect on the environment and thus will not require an EIS.</P>
                <P>(b) MDA will make the proposed final EA and proposed FONSI available to the affected public, organizations, and individuals requesting them, and to whomever we have reason to believe is interested in the action through the various methods outlined in 40 CFR 1506.6 as we deem appropriate. The public, other Federal, tribal, and state agencies and other government entities will be given an opportunity to review and comment on the proposed final EA and unsigned FONSI. The time period for public review will reflect the magnitude of the proposed action and its potential for controversy about environmental effects. A 30-day public review is normal, unless it is unwarranted due to the limited scope of the proposed action and/or lack of potential controversy about environmental effects. MDA will make EAs and FONSIs available on our public Web site and provide an electronic copy upon request. When MDA determines that it will enhance the opportunity for public review, we will provide hard copies to local public libraries or other public depositories.</P>
                <P>(c) After closure of the public review period and considering the comments received, the MDA Environmental Executive will determine whether to revise the EA, sign the FONSI, start preparing an EIS, or modify or stop considering the proposed action.</P>
                <P>(d) MDA will make the final EA and signed FONSI available on our public Web site.</P>
                <HD SOURCE="HD2">10. Environmental Impact Statement (EIS)</HD>
                <P>(a) Classes of activities that normally require an EIS (40 CFR 1501.4) are:  (1) Construction and operations of a major new deployment site or test range, and  (2) development, testing and employment of a major new missile defense technology with unknown or potentially significant effects on the environment.</P>
                <P>(b) A draft and final EIS will include: (1) The purpose and need for the proposed action and reasonable alternatives (as specified in 40 CFR 1502.13); (2) reasonable alternatives, including the preferred alternative and no-action alternative and designation of the preferred alternative (as specified in 40 CFR 1502.14); (3) the environment affected or created by the alternatives (as specified in 40 CFR 1502.15); (4) the probable environmental impacts from alternatives including the proposed action and measures (if any) to minimize impacts (as specified in 40 CFR 1502.16); and (5) a list of the major preparers of the EIS (as specified in 40 CFR 1502.17). EIS scope and detail should be reasonably related to the scope and the probable environmental impacts of the proposed action and alternative actions (40 CFR part 1502).</P>
                <P>(c) Once MDA decides to prepare an EIS, we will start scoping (as specified in 40 CFR 1501.7). During scoping, participants help identify the range of actions, alternatives and impacts to consider (40 CFR 1508.25). MDA will invite affected agencies and interested persons to help determine the significant issues and alternatives to be addressed. The scoping phase of the NEPA process, as part of project planning, will include identifying aspects of the proposal that may have a significant effect or involve controversy concerning environmental effects. Scoping will ensure the NEPA analyses are useful for the decision maker.</P>
                <P>(d) As soon as practical after deciding to prepare an EIS and before scoping, MDA will publish a notice of intent (NOI) to prepare an EIS in the FR (as specified in 40 CFR 1501.7). This NOI (as specified in 40 CFR 1508.22) will describe the purpose and need for the proposed action, and any reasonable alternatives and potential environmental impacts associated with the action that are available at this early stage of the NEPA process. Those impacts that tentatively are determined not to be significant and not warrant discussion in detail in the EIS may be identified. If a public scoping meeting will be held, the notice will state when and where. The NOI will identify the MDA point of contact who can supply more information about the action and to whom comments should be sent. There will normally be a public input period of 30 days from the date of publication of the NOI in the FR to allow other interested agencies and the public an opportunity to review and comment. Based on input received, MDA will determine if any additions or modifications to the schedule or scope of the EIS are appropriate. MDA will consider, in scoping the NEPA analysis and developing a draft EIS, the extent to which the greenhouse gas emissions caused by a proposed action should be estimated and evaluated.</P>
                <P>(e) Analyzing potential environmental impacts includes assessing the direct, indirect, and cumulative impacts that can reasonably be expected from taking the proposed action or reasonable alternatives. When there are direct or indirect effects on an aspect of the environment, then MDA must also consider cumulative effects. Cumulative effects are impacts on the environment resulting from the incremental impact of the action when added to other past, present, and reasonably foreseeable future actions. Actions by Federal and non-federal agencies and private parties must be included when considering cumulative effects (as specified in 40 CFR 1508.7).</P>
                <P>(f) MDA should coordinate preparing the EIS with other agencies when the action involves resources they manage or protect. MDA generally will invite those agencies with jurisdiction by law to participate as cooperating agencies. MDA may also invite them if they lack such jurisdiction, in addition to other agencies with special expertise, as cooperating agencies (40 CFR 1501.6 and 1508.5). Factors for determining whether to invite, decline, or end cooperating agency status are in Attachment 1 of the CEQ Memorandum for Heads of Federal Agencies: Cooperating Agencies in Implementing the Procedural Requirements of the National Environmental Policy Act (January 30, 2002).</P>
                <HD SOURCE="HD2">10.1 Draft Environmental Impact Statement (DEIS)</HD>
                <P>(a) MDA will prepare a draft environmental impact statement (DEIS) (as specified in 40 CFR 1502.9) in the format recommended in the CEQ regulations at 40 CFR 1502.10 unless there is a compelling reason to use another format.</P>
                <P>(b) MDA will electronically file the DEIS with the Environmental Protection Agency (EPA) and request comments from any Federal agency that has jurisdiction by law, the public, native American tribes, or other interested Federal, state, and local agencies (as specified in 40 CFR 1503.1). MDA will provide a minimum of 45 days for public comment on the DIES. The comment period will begin on the day of publication of the EPA-issued Notice of Availability (NOA) in the FR (40 CFR 1506.10).</P>
                <HD SOURCE="HD2">10.2 Final Environmental Impact Statements (FEIS)</HD>
                <P>
                    After MDA internal approval, we will circulate the final environmental impact statement (FEIS) (as specified in 40 CFR 1502.19). MDA will transmit the FEIS to every person, organization, or agency from which we received substantive comments on the draft and file the FEIS electronically with the EPA (40 CFR 1506.9).
                    <PRTPAGE P="26218"/>
                </P>
                <HD SOURCE="HD2">11. Record of Decision (ROD)</HD>
                <P>(a) After filing the FEIS with the EPA, a ROD will be prepared (as specified in 40 CFR 1505.2) unless MDA announces that we are withdrawing the proposed action.</P>
                <P>(b) MDA will make the ROD available on the MDA public Web site. MDA will also make the ROD available to the public through the various methods outlined in 40 CFR 1506.6, as appropriate.</P>
                <P>(c) An action for which an EIS was approved will not start until: (1) 30 days after the EPA-issued notice of availability (NOA) that the final EIS was published in the FR; or (2) 90 days after the DEIS NOA was published in the FR by the EPA, whichever provides the public with the most notice.</P>
                <HD SOURCE="HD2">12. Memorandum for Record (MFR)</HD>
                <P>When MDA reviews actions covered in an existing EA or EIS that we prepared, we may write a memorandum for record (MFR) to document that review. When MDA is a cooperating agency in preparing an EIS, we may adopt the lead agency's EIS without recirculating the EIS as a draft or as a final EIS. MDA may do this when, after an independent review, we conclude and document in an MFR that the lead agency adequately addressed the adopting agency's comments and suggestions. Similarly, when MDA is a cooperating agency in preparing an EA, we may adopt the EA without recirculating the EA when, after an independent review, we conclude and document in an MFR that the lead agency adequately addressed the adopting agency's comments and suggestions (CEQ Guidance Memorandum for Heads of Federal Department and Agencies: Improving the Process for Preparing Efficient and Timely Environmental Reviews under the National Environmental Policy Act, March 6, 2012; 40 CFR 1506.3).</P>
                <HD SOURCE="HD2">13. Administrative Record</HD>
                <P>MDA must maintain the administrative record for the environmental analysis performed. The administrative record must be retained by MDA for seven years after completing the action, unless the action involves controversy concerning environmental effects or is of a nature that warrants keeping it longer. The administrative record includes all supporting documents and information used to make the decision. This administrative record should include, but is not limited to: (1) Maps and or documents relevant to developing an EA or EIS; (2) formal communication by a consulting or coordinating agency office; (3) studies and inventories of affected environmental resources; (4) correspondence with regulatory agencies; (5) correspondence with and comments from, private citizens, tribes, local governments, and other individuals and agencies contacted during public involvement; and (6) confirmation of publications and transcripts of any public hearing. MDA will prepare and maintain an index or table of contents for the administrative record.</P>
                <HD SOURCE="HD2">14. Mitigation and Monitoring</HD>
                <P>(a) MDA will indicate whether mitigation measures (as described in 40 CFR 1508.20) will be implemented for the alternative selected in either the FONSI or ROD, what commitments MDA considered and selected, and who will be responsible for implementing, funding, and monitoring the mitigation measures.</P>
                <P>(b) Where possible and appropriate because of amount, MDA will include the cost of mitigation as a line item in the budget for a proposed project. Upon request, MDA will also make the results of mitigation monitoring available to the public.</P>
                <P>(c) MDA may “mitigate to insignificance” potentially significant environmental impacts found during preparation of an EA, instead of preparing an EIS. The FONSI for the EA will include these mitigation measures, which will be carried out as the project is implemented. If, for any reason, MDA later abandons or does not meet the mitigation commitments upon which the FONSI relied, we will prepare a supplemental environmental document before continuing the project. If potentially significant environmental impacts might result from any project revisions, MDA will prepare an EIS if we used an EA for the decision to proceed, or we will prepare a supplemental EIS, if we used an EIS for the decision to proceed.</P>
                <HD SOURCE="HD2">15. Supplemental EAs or EISs</HD>
                <P>(a) MDA will prepare a supplement to an EA or EIS in accordance with 40 CFR 1502.9(c), when there are substantial or significant new circumstances or information related to the proposed action, or to the environmental concerns of the proposed actions, which bear on the proposed action or its impacts. MDA may also prepare a supplement when the purposes of NEPA will be furthered by doing so.</P>
                <P>(b) MDA prepares supplemental documents following the same general process as the original EA or EIS. No new scoping is required for a supplemental EIS; however, we may choose to conduct scoping (40 CFR 1502.9(c)(4)).</P>
                <P>(c) When a supplemental EA or EIS is prepared, MDA will issue a new FONSI or ROD as appropriate.</P>
                <HD SOURCE="HD2">16. Cooperating Agencies</HD>
                <P>When MDA is the lead agency (40 CFR 1501.5), we will invite Federal agencies with jurisdiction by law to serve as cooperating agencies. MDA may invite Federal, tribal, state and local agencies with special expertise to serve as cooperating agencies. The roles of lead and cooperating agencies are found in 40 CFR 1501.5, 1501.6, and 1508.5, and the definitions of jurisdiction by law and special expertise are found at 40 CFR 1508.15 and 1508.5.</P>
                <HD SOURCE="HD2">17. Adoption of EA or EIS</HD>
                <P>The MDA may adopt an EA or EIS, or portion thereof, prepared by another agency where the MDA proposed action is substantially the same as the action described in the EA, in accordance with CEQ Guidance Memorandum for Heads of Federal Departments and Agencies: Improving the Process for Preparing Efficient and Timely Environmental Reviews under the National Environmental Policy Act, March 6, 2012, or EIS, in accordance with 40 CFR 1506.3(b). MDA will independently review the EA or EIS and determine whether it is current, satisfies the requirements of NEPA, and covers the proposed action. If the actions covered by the original NEPA analysis and the MDA proposed action are substantially the same, and MDA was not a cooperating agency, then we will reissue the EA or EIS as a final document and prepare its own FONSI or ROD, as appropriate.</P>
                <HD SOURCE="HD2">18. Incorporation by Reference</HD>
                <P>MDA will incorporate material by reference to reduce paperwork and bulk. MDA will incorporate previous NEPA analyses or relevant material in an EA or EIS by citing and briefly describing the material, and ensuring that any material incorporated by reference will be made reasonably available for inspection by potentially interested persons within the time allowed for comment either in the EA, EIS, or on our Web site as specified in 40 CFR 1502.21.</P>
                <HD SOURCE="HD2">19. Tiering</HD>
                <P>
                    MDA will use tiered environmental documents to eliminate repetitive discussions of the same issues and to focus on those issues relating to specific MDA actions (40 CFR 1502.20 and 1508.28). If MDA adopts another 
                    <PRTPAGE P="26219"/>
                    Federal agency's environmental document, we may also tier our subsequent MDA environmental documents from the adopted document.
                </P>
                <HD SOURCE="HD2">20. Classified Actions</HD>
                <P>(a) Classification of an action for national security does not relieve MDA from the requirements of NEPA. MDA will prepare, safeguard, and disseminate NEPA documents in accordance with MDA and DoD requirements for classified information (i.e., MDA Manual 5200.02-M “Information Security Program,” DoD Manual 5200.01 “DoD Information Security Program,” or current issuance).</P>
                <P>(b) In accordance with DoD and MDA Security Policy, NEPA documents that include classified information/actions will be written so that the classified information/actions are included in separate appendix(es) so that the unclassified portions of the documents can be made available to the public.</P>
                <P>(c) When classified information is such an integral part of the analysis of a proposal that MDA cannot produce a meaningful unclassified NEPA analysis, the MDA proponent, in consultation with the appropriate environmental offices, will form a team to review the classified NEPA analysis. This team will include environmental professionals to ensure the consideration of environmental effects is consistent with the letter and intent of NEPA, including public participation requirements for unclassified aspects.</P>
                <HD SOURCE="HD2">21. Actions Occurring on Host Installations or Ranges</HD>
                <P>MDA as a tenant will work with the host agency/service to fulfill MDA and the host's implementing regulations (or procedures) and guidance in complying with NEPA and related Executive Orders. The specific requirements of the agency/service making a decision supported by the NEPA analysis and documentation will apply. If multiple agencies will use the NEPA analysis and documentation, then the process followed in developing it will comply with the most stringent requirement in the respective NEPA implementing procedures and regulations.</P>
                <HD SOURCE="HD1">Appendix A</HD>
                <HD SOURCE="HD1">Abbreviations and Acronyms</HD>
                <EXTRACT>
                    <FP SOURCE="FP-1">ACM Asbestos-Containing Material</FP>
                    <FP SOURCE="FP-1">ANSI American National Standards Institute</FP>
                    <FP SOURCE="FP-1">BMDS Ballistic Missile Defense System</FP>
                    <FP SOURCE="FP-1">CATEX Categorical Exclusion</FP>
                    <FP SOURCE="FP-1">CEQ Council on Environmental Quality</FP>
                    <FP SOURCE="FP-1">CFR Code of Federal Regulations</FP>
                    <FP SOURCE="FP-1">DEIS Draft Environmental Impact Statement</FP>
                    <FP SOURCE="FP-1">DPF Facilities, Military Construction, &amp; Environmental Management Division</FP>
                    <FP SOURCE="FP-1">EA Environmental Assessment</FP>
                    <FP SOURCE="FP-1">EE Environmental Executive</FP>
                    <FP SOURCE="FP-1">EIS Environmental Impact Statement</FP>
                    <FP SOURCE="FP-1">E.O. Executive Order</FP>
                    <FP SOURCE="FP-1">EPA Environmental Protection Agency</FP>
                    <FP SOURCE="FP-1">FEIS Final Environmental Impact Assessment</FP>
                    <FP SOURCE="FP-1">FR Federal Register </FP>
                    <FP SOURCE="FP-1">FONSI Finding of No Significant Impact</FP>
                    <FP SOURCE="FP-1">IEEE Institute of Electrical and Electronics Engineers</FP>
                    <FP SOURCE="FP-1">LBP Lead-based paint</FP>
                    <FP SOURCE="FP-1">MDA Missile Defense Agency</FP>
                    <FP SOURCE="FP-1">MFR Memorandum for Record</FP>
                    <FP SOURCE="FP-1">NEPA National Environmental Policy Act</FP>
                    <FP SOURCE="FP-1">NOA Notice of Availability</FP>
                    <FP SOURCE="FP-1">NOI Notice of Intent</FP>
                    <FP SOURCE="FP-1">OSHA Occupational Safety and Health Administration</FP>
                    <FP SOURCE="FP-1">PCB Polychlorinated biphenyl</FP>
                    <FP SOURCE="FP-1">RCRA Resource Conservation and Recovery Act</FP>
                    <FP SOURCE="FP-1">REC Record of Environmental Consideration</FP>
                    <FP SOURCE="FP-1">ROD Record of Decision</FP>
                    <FP SOURCE="FP-1">SPCC Spill Prevention, Control and Countermeasure</FP>
                    <FP SOURCE="FP-1">U.S.C. United State Code</FP>
                </EXTRACT>
                <HD SOURCE="HD1">Appendix B </HD>
                <EXTRACT>
                    <HD SOURCE="HD1">Categorical Exclusions (CATEXs)</HD>
                    <P>Actions categorically excluded in the absence of extraordinary circumstances are listed  below. </P>
                    <HD SOURCE="HD2">CATEX List </HD>
                    <P>B-1. Normal personnel, fiscal or budgeting, and administrative activities and decisions including those involving military and civilian personnel (for example, recruiting, processing, paying, and recordkeeping).</P>
                    <P>B-2. Preparing, revising, or adopting regulations, instructions, directives, or guidance documents including those that implement without substantial change the regulations, instructions, directives, or guidance documents from higher headquarters or other Federal agencies.</P>
                    <P>B-3. Decreases, increases, relocation, and realignment of personnel into existing Federally-owned or commercially-leased space that does not involve a substantial change affecting the supporting infrastructure or use of space (e.g., no increase in traffic beyond the capacity of the supporting network to accommodate such an increase).</P>
                    <P>B-4. Routine procurement of goods and services conducted in accordance with applicable procurement regulations, Executive Orders, and policies to support operations and infrastructure, including routine utility services and contracts.</P>
                    <P>B-5. Administrative study efforts involving no commitment of resources other than personnel and funding allocations. If any of these study efforts result in proposals for further action, those proposals must be considered separately by an appropriate CATEX or NEPA analysis. Examples include, but are not limited to: Studies to further administrative, personnel-related, architectural, engineering, safety, security, siting, and facility audit activities.</P>
                    <P>B-6. Studies, monitoring, data and sample collection, and information gathering that involve no permanent physical change to the environment. If any of these activities result in proposals for further action, those proposals must be considered by an appropriate CATEX or NEPA analysis. Examples include, but are not limited to:</P>
                    <P>a. Surveys for threatened and endangered species, wildlife and wildlife habitat, historic properties and archeological sites; wetland delineations; minimal water, air, waste, material, and soil sampling (e.g., grab samples).</P>
                    <P>b. Vulnerability, risk, and structural integrity assessments of infrastructure.</P>
                    <P>c. Environmental Baseline Surveys or Environmental Condition of Property Surveys.</P>
                    <P>d. Topographical surveying and mapping that does not require cutting and/or removal of trees.</P>
                    <P>B-7. Sampling, well drilling and installation, analytical testing, site preparation, and minimally intrusive physical testing. These activities could involve minor clearing and grubbing or movement of heavy equipment such as drill rigs. If any of these actions result in proposals for further actions, those proposals must be considered by an appropriate CATEX or NEPA analysis. Examples include, but are not limited to:</P>
                    <P>a. Sampling for asbestos-containing materials (ACMs), polychlorinated biphenyls (PCBs), and lead-based paint (LBP).</P>
                    <P>b. Topographical surveys and surveys for unexploded ordnance.</P>
                    <P>c. Minimally-intrusive geological, geophysical surveys, geo-technical activities, and seismic studies.</P>
                    <P>d. Minimally-intrusive sampling to determine if hazardous wastes, contaminants, pollutants, or special hazards are present.</P>
                    <P>e. Ground water monitoring wells, subsurface soil sampling, and soil borings (REC required).</P>
                    <P>B-8. Immediate response to the release or discharge of oil or hazardous materials in accordance with an approved Spill Prevention, Control, and Countermeasure (SPCC) Plan or Spill Contingency Plan, or that is otherwise consistent with the requirements of the EPA National Contingency Plan.</P>
                    <P>B-9. Temporary use of transportable power generators or operational support equipment when located in a previously disturbed area and when operated in compliance with applicable regulatory requirements.</P>
                    <P>B-10. Routine movement, handling, use, and distribution of materials, including hazardous materials or wastes moved, handled, or distributed in accordance with applicable regulations, such as the Resource Conservation and Recovery Act (RCRA), Occupational Safety and Health Administration (OSHA), and Hazardous Materials Transportation Act (HMTA).</P>
                    <P>B-11. Routine movement of mobile test assets (such as ships, aircraft, mobile sensors, telemetry, etc.) for routine missile defense test and evaluation; repair, overhaul or maintenance; or home port reassignments where no new support facilities are required.</P>
                    <P>
                        B-12. Activities and operations to be conducted in an existing non-historic 
                        <PRTPAGE P="26220"/>
                        structure which are within the scope of and are compatible with the present functional use of the building, will not cause a substantial increase in waste discharged to the environment, will not result in substantially different waste discharges from current or previous activities, and emissions will remain within established permit limits, if any.
                    </P>
                    <P>B-13. Acquisition, installation, modification, routine repair and replacement, and operation of utility (e.g., water, sewer, and electrical) and communication systems, mobile antennas, data processing cable and similar electronic equipment that use existing rights-of-way, easements, distribution systems, facilities, or previously disturbed land (REC required).</P>
                    <P>B-14. Acquisition, installation or minor relocation, operation and maintenance, or evaluation of physical security devices or controls to protect human or animal life and to enhance the physical security of existing critical assets in compliance with applicable Federal, tribal, state and local requirements to protect the environment. Examples include, but are not limited to:</P>
                    <P>a. Motion detection systems.</P>
                    <P>b. Raptor electrocution prevention devices.</P>
                    <P>c. Lighting.</P>
                    <P>d. Remote video surveillance systems.</P>
                    <P>e. Access controls.</P>
                    <P>f. Physical barriers, fences, grating, on or adjacent to existing facilities (REC required).</P>
                    <P>B-15. Maintenance of archaeological, historical, and endangered or threatened species avoidance markers, fencing, and signs.</P>
                    <P>B-16. Road or trail construction and repair on existing rights-of-ways or in previously disturbed areas which do not result in a change in functional use. Runoff, erosion, and sedimentation are controlled through implementation of best management practices (REC required).</P>
                    <P>B-17. Routine repair and maintenance of buildings, vessels, aircraft, grounds, and other facilities and equipment which do not result in a change in functional use or a significant impact on a historically significant element or setting. Examples include, but are not limited to: Repair of roofs, doors, windows, or fixtures, localized pest management, and minor erosion control measures.</P>
                    <P>B-18. New construction or equipment installation or alterations (interior and exterior) to or construction of an addition to an existing structure that is similar to existing land use if the area to be disturbed has no more than 5.0 cumulative acres of new surface disturbance. The following conditions must be met:</P>
                    <P>a. The structure and proposed use are compatible with applicable Federal, tribal, state, and local planning and zoning standards.</P>
                    <P>b. The site and scale of construction or improvement is consistent with those of existing, adjacent, or nearby buildings.</P>
                    <P>c. The construction or improvement will not result in uses that exceed existing support infrastructure capacities (roads, sewer, water, parking, etc.).</P>
                    <P>This does not include construction of facilities for the transportation, distribution, use, storage, treatment, and disposal of solid waste or hazardous waste (REC required).</P>
                    <P>B-19. Demolition of non-historic buildings, structures, or other improvements and repairs that result in disposal of debris there-from, or removal of a part thereof for disposal, in accordance with applicable regulations, including those regulations applying to removal of ACM, PCBs, LBP, and other special hazard items (REC required).</P>
                    <P>B-20. Research, testing, and operations conducted at existing facilities and plants or laboratories (including contractor-operated laboratories and plants) and in compliance with all applicable safety, environmental, and natural conservation laws. Examples include, but are not limited to: Wind tunnels, high-energy lasers, remote-sensing instruments, vacuum chambers, high-altitude simulator facilities, and propellant testing facilities.</P>
                    <P>B-21. Routine installation and use of radars, telemetry systems, communications equipment, and other essentially similar facilities and equipment within a launch facility, mobile platform, military installation, training area, or previously disturbed area that conform to current American National Standards Institute/Institute of Electrical and Electronics Engineers (ANSI/IEEE) guidelines for maximum permissible exposure to electromagnetic fields (REC required).</P>
                </EXTRACT>
                <BILCOD>BILLING CODE 5001-06-P</BILCOD>
                <GPH SPAN="3" DEEP="640">
                    <PRTPAGE P="26221"/>
                    <GID>EN07MY14.000</GID>
                </GPH>
                <GPH SPAN="3" DEEP="640">
                    <PRTPAGE P="26222"/>
                    <GID>EN07MY14.001</GID>
                </GPH>
                <PRTPAGE P="26223"/>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10342 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 5001-06-C</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF DEFENSE</AGENCY>
                <SUBAGY>Office of the Secretary</SUBAGY>
                <DEPDOC>[Docket ID DoD-2014-OS-0064]</DEPDOC>
                <SUBJECT>Privacy Act of 1974; System of Records</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Geospatial-Intelligence Agency, DoD.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice to alter a system of records.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The National Geospatial-Intelligence Agency is altering a system of records, NGA-004, entitled “NGA Threat Mitigation Records”, in its inventory of record systems subject to the Privacy Act of 1974, as amended. This system allows NGA to collect, use, maintain, and disseminate information to facilitate NGA's counterintelligence activities, including activities related to international counterterrorism.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments will be accepted on or before June 6, 2014. This proposed action will be effective the day following the end of the comment period unless comments are received which result in a contrary determination.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by docket number and title, by any of the following methods:</P>
                    <P>
                        *
                        <E T="03">Federal Rulemaking Portal: http://www.regulations.gov.</E>
                         Follow the instructions for submitting comments.
                    </P>
                    <P>
                        * 
                        <E T="03">Mail:</E>
                         Federal Docket Management System Office, 4800 Mark Center Drive, East Tower, 2nd Floor, Suite 02G09, Alexandria, VA 22350-3100.
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions received must include the agency name and docket number for this 
                        <E T="04">Federal Register</E>
                         document. The general policy for comments and other submissions from members of the public is to make these submissions available for public viewing on the Internet at 
                        <E T="03">http://www.regulations.gov</E>
                         as they are received without change, including any personal identifiers or contact information.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>National Geospatial-Intelligence Agency (NGA), ATTN: Security Specialist, Mission Support, MSRS P-12, 7500 GEOINT Drive, Springfield, VA 22150.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The National Geospatial-Intelligence Agency notices for systems of records subject to the Privacy Act of 1974 (5 U.S.C. 552a), as amended, have been published in the 
                    <E T="04">Federal Register</E>
                     and are available from the address in 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     or at the Defense Privacy and Civil Liberties Web site at 
                    <E T="03">http://dpclo.defense.gov/.</E>
                </P>
                <P>The proposed system report, as required by 5 U.S.C. 552a(r) of the Privacy Act of 1974, as amended, was submitted on October 18, 2013, to the House Committee on Oversight and Government Reform, the Senate Committee on Governmental Affairs, and the Office of Management and Budget (OMB) pursuant to paragraph 4c of Appendix I to OMB Circular No. A-130, “Federal Agency Responsibilities for Maintaining Records About Individuals,” dated February 8, 1996 (February 20, 1996, 61 FR 6427).</P>
                <SIG>
                    <DATED>Dated: May 2, 2014.</DATED>
                    <NAME>Aaron Siegel,</NAME>
                    <TITLE>Alternate OSD  Federal Register  Liaison Officer, Department of Defense.</TITLE>
                </SIG>
                <PRIACT>
                    <HD SOURCE="HD1">NGA-004</HD>
                    <HD SOURCE="HD2">System name:</HD>
                    <P>NGA Threat Mitigation Records (May 31, 2013, 78 FR 32635) Changes:</P>
                    <STARS/>
                    <HD SOURCE="HD2">Safeguards:</HD>
                    <P>Delete entry and replace with “The records are stored on a secure enclave system and are safeguarded in accordance with applicable rules and policies, including all applicable NGA automated systems security and access policies. Strict controls have been imposed to minimize the risk of compromising the information that is being stored. Access to the computer system containing the records in this system is limited to those individuals who have a need to know the information for the performance of their official duties and who have appropriate clearances or permissions. Usage of physical access controls, encryption, monitoring and auditing mechanisms protect the information stored on the system.”</P>
                    <HD SOURCE="HD2">Retention and disposal:</HD>
                    <P>Delete entry and replace with “Retain locally and review annually. Destroy/delete 2 years after completion of final action. If still needed for Agency business, records may be retained for up to 10 years.”</P>
                    <HD SOURCE="HD2">System manager(s) and address:</HD>
                    <P>Delete entry and replace with “Security and Installation Counterespionage Division, Fusion Branch (SICCC), National Geospatial-Intelligence Agency (NGA), 7500 GEOINT Drive, Springfield, VA 22150.”</P>
                    <STARS/>
                    <HD SOURCE="HD2">Record source categories:</HD>
                    <P>
                        Delete entry and replace with “Records are received from the JUSTICE/FBI-019 Terrorist Screening Records System, system of records notice published in the 
                        <E T="04">Federal Register</E>
                         (76 FR 77846, December 14, 2011). In addition, information contained in this system is obtained from subject individuals; other Federal, State, local and foreign agencies and organizations; hard-copy media, including periodicals, newspapers, and broadcast transcripts, and commercial and public record databases and Web sites; public and classified reporting, intelligence source documents, investigative reports, and correspondence.”
                    </P>
                    <HD SOURCE="HD2">Exemptions claimed for the system:</HD>
                    <P>Delete entry and replace with “Exempt materials from JUSTICE/FBI—019 Terrorist Screening Records System and/or other sources listed above may become part of the case records in this system of records. To the extent that copies of exempt records from JUSTICE/FBI—019, Terrorist Screening Records System, and/or other sources listed above are entered into these Threat Mitigation case records, NGA hereby claims the same exemptions, (j)(2) and (k)(2) for the records as claimed in JUSTICE/FBI—019, Terrorist Screening Records system of records of which they are a part as reflected in the final rule published on May 31, 2013, 78 FR 32554.</P>
                    <P>Information specifically authorized to be classified under E.O. 12958, as implemented by DoD 5200.1-R, may be exempt pursuant to 5 U.S.C. 552a(k)(1).</P>
                    <P>Investigative material compiled solely for the purpose of determining suitability, eligibility, or qualifications for federal civilian employment, military service, federal contracts, or access to classified information may be exempt pursuant to 5 U.S.C. 552a(k)(5), but only to the extent that such material would reveal the identity of a confidential source.</P>
                    <P>An exemption rule for this system has been promulgated in accordance with the requirements of 5 U.S.C. 553(b)(1), (2) and (3)(c) and (e) and it published at 32 CFR part 320.”</P>
                </PRIACT>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10433 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 5001-06-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="26224"/>
                <AGENCY TYPE="N">DEPARTMENT OF EDUCATION</AGENCY>
                <DEPDOC>[Docket No. ED-2014-ICCD-0070]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Comment Request; U.S. Department of Education Supplemental Information for the SF-424 Form</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Secretary/Office of the Deputy Secretary (OS), Department of Education (ED).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. chapter 3501 
                        <E T="03">et seq.</E>
                        ), ED is proposing; an extension of an existing information collection.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Interested persons are invited to submit comments on or before July 7, 2014.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Comments submitted in response to this notice should be submitted electronically through the Federal eRulemaking Portal at 
                        <E T="03">http://www.regulations.gov</E>
                         by selecting Docket ID number ED-2014-ICCD-0070 via postal mail, commercial delivery, or hand delivery. If the regulations.gov site is not available to the public for any reason, ED will temporarily accept comments at 
                        <E T="03">ICDocketMgr@ed.gov</E>
                        . Please note that comments submitted by fax or email and those submitted after the comment period will not be accepted; ED will only accept comments during the comment period in this mailbox when the regulations.gov site is not available. Written requests for information or comments submitted by postal mail or delivery should be addressed to the Director of the Information Collection Clearance Division, U.S. Department of Education, 400 Maryland Avenue SW., LBJ, Mailstop L-OM-2-2E319, Room 2E105, Washington, DC 20202.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>For specific questions related to collection activities, please contact Alfreida Pettiford, 202-245-6110.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Department of Education (ED), in accordance with the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)(A)), provides the general public and Federal agencies with an opportunity to comment on proposed, revised, and continuing collections of information. This helps the Department assess the impact of its information collection requirements and minimize the public's reporting burden. It also helps the public understand the Department's information collection requirements and provide the requested data in the desired format. ED is soliciting comments on the proposed information collection request (ICR) that is described below. The Department of Education is especially interested in public comment addressing the following issues: (1) Is this collection necessary to the proper functions of the Department; (2) will this information be processed and used in a timely manner; (3) is the estimate of burden accurate; (4) how might the Department enhance the quality, utility, and clarity of the information to be collected; and (5) how might the Department minimize the burden of this collection on the respondents, including through the use of information technology. Please note that written comments received in response to this notice will be considered public records.</P>
                <P>
                    <E T="03">Title of Collection:</E>
                     U.S. Department of Education Supplemental Information for the SF-424 Form.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     1894-0007.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     An extension of an existing information collection.
                </P>
                <P>
                    <E T="03">Respondents/Affected Public:</E>
                     Private sector.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Responses:</E>
                     5,400.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Burden Hours:</E>
                     1,782.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     The U.S. Department of Education Supplemental Information form for the SF-424 is used together with the SF-424, Application for Federal Assistance. The Supplemental Information form procures several necessary data elements and questions that are not included on the SF-424.
                </P>
                <SIG>
                    <DATED>Dated: May 2, 2014.</DATED>
                    <NAME>Stephanie Valentine,</NAME>
                    <TITLE>Acting Director, Information Collection Clearance Division, Privacy, Information and Records Management Services, Office of Management.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10418 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4000-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF EDUCATION</AGENCY>
                <DEPDOC>[Docket No.: ED-2014-ICCD-0008]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Submission to the Office of Management and Budget for Review and Approval; Comment Request; Charter School Authorizer Annual Update</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Innovation and Improvement (OII), Department of Education (ED).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. chapter 3501 
                        <E T="03">et seq.</E>
                        ), ED is proposing an extension of an existing information collection.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Interested persons are invited to submit comments on or before June 6, 2014.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Comments submitted in response to this notice should be submitted electronically through the Federal eRulemaking Portal at 
                        <E T="03">http://www.regulations.gov</E>
                         by selecting Docket ID number ED-2014-ICCD-0008 or via postal mail, commercial delivery, or hand delivery. If the regulations.gov site is not available to the public for any reason, ED will temporarily accept comments at 
                        <E T="03">ICDocketMgr@ed.gov.</E>
                         Please note that comments submitted by fax or email and those submitted after the comment period will not be accepted; ED will only accept comments during the comment period in this mailbox when the regulations.gov site is not available. Written requests for information or comments submitted by postal mail or delivery should be addressed to the Director of the Information Collection Clearance Division, U.S. Department of Education, 400 Maryland Avenue SW., LBJ, Mailstop L-OM-2-2E319, Room 2E105, Washington, DC 20202.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>For specific questions related to collection activities, please contact Stephanie Teller, 202-260-0563.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The Department of Education (ED), in accordance with the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)(A)), provides the general public and Federal agencies with an opportunity to comment on proposed, revised, and continuing collections of information. This helps the Department assess the impact of its information collection requirements and minimize the public's reporting burden. It also helps the public understand the Department's information collection requirements and provide the requested data in the desired format. ED is soliciting comments on the proposed information collection request (ICR) that is described below. The Department of Education is especially interested in public comment addressing the following issues: (1) Is this collection necessary to the proper functions of the Department; (2) will this information be processed and used in a timely manner; (3) is the estimate of burden accurate; (4) how might the Department enhance the quality, utility, and clarity of the information to be collected; and (5) how might the Department minimize the burden of this collection on the respondents, including through the use of information technology. Please note 
                    <PRTPAGE P="26225"/>
                    that written comments received in response to this notice will be considered public records.
                </P>
                <P>
                    <E T="03">Title of Collection:</E>
                     Charter School Authorizer Annual Update.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     1855-0023.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     An extension of an existing information collection.
                </P>
                <P>
                    <E T="03">Respondents/Affected Public:</E>
                     State, Local, or Tribal Governments.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Responses:</E>
                     900.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Burden Hours:</E>
                     2,025.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     The U.S. Department of Education (ED) has as one of its important policy goals expanding the number of high-quality public school choice options. Specifically, according to Part B section 5201 of the Elementary and Secondary Education Act, two of the established purposes of the Charter School Program office are: Evaluating the effects of charter schools, including the effects on students, student academic achievement, staff and parents, and expanding the number of high-quality charter schools available to students across the nation.
                </P>
                <P>Charter school authorization is at the very crux of any efforts to expand and ensure high-quality public school choice options through public charter schools because charter school authorizers are the public entities primarily responsible for: Initial charter authorizations, on-going monitoring and oversight, and charter renewal and closure decisions.</P>
                <P>Currently, there is no other comprehensive national database of the roughly 900 charter school authorizers complete with the schools under their authority; some of these data elements are available from public documents, but they are not made available to the public consistently across all authorizers. There is also no other comprehensive, fully-populated tool for tracking the activities of and evaluating the quality of authorizers nationwide based on their authorizing decisions in light of schools performance. This data collection will be administered to the all charter school authorizers.</P>
                <SIG>
                    <DATED>Dated: May 2, 2014.</DATED>
                    <NAME>Stephanie Valentine,</NAME>
                    <TITLE>Acting Director, Information Collection Clearance Division, Privacy, Information and Records Management Services, Office of Management.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10439 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4000-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF EDUCATION</AGENCY>
                <DEPDOC>[Docket No.: ED-2014-ICCD-0071]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Comment Request; 2015 National Household Education Survey (NHES 2015) Full Scale Data Collection</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Institute of Education Sciences/National Center for Education Statistics (NES), Department of Education (ED).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. chapter 3501 
                        <E T="03">et seq.</E>
                        ), ED is proposing a revision of an existing information collection.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Interested persons are invited to submit comments on or before July 7, 2014.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Comments submitted in response to this notice should be submitted electronically through the Federal eRulemaking Portal at 
                        <E T="03">http://www.regulations.gov</E>
                         by selecting Docket ID number ED-2014-ICCD-0071 or via postal mail, commercial delivery, or hand delivery. If the regulations.gov site is not available to the public for any reason, ED will temporarily accept comments at 
                        <E T="03">ICDocketMgr@ed.gov</E>
                        . 
                        <E T="03">Please note that comments submitted by fax or email and those submitted after the comment period will not be accepted; ED will ONLY accept comments during the comment period in this mailbox when the regulations.gov site is not available.</E>
                         Written requests for information or comments submitted by postal mail or delivery should be addressed to the Director of the Information Collection Clearance Division, U.S. Department of Education, 400 Maryland Avenue SW., LBJ, Mailstop L-OM-2-2E319, Room 2E105, Washington, DC 20202.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>For specific questions related to collection activities, please contact Kashka Kubdzela, 202-502-7411.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Department of Education (ED), in accordance with the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)(A)), provides the general public and Federal agencies with an opportunity to comment on proposed, revised, and continuing collections of information. This helps the Department assess the impact of its information collection requirements and minimize the public's reporting burden. It also helps the public understand the Department's information collection requirements and provide the requested data in the desired format. ED is soliciting comments on the proposed information collection request (ICR) that is described below. The Department of Education is especially interested in public comment addressing the following issues: (1) Is this collection necessary to the proper functions of the Department; (2) will this information be processed and used in a timely manner; (3) is the estimate of burden accurate; (4) how might the Department enhance the quality, utility, and clarity of the information to be collected; and (5) how might the Department minimize the burden of this collection on the respondents, including through the use of information technology. Please note that written comments received in response to this notice will be considered public records.</P>
                <P>
                    <E T="03">Title of Collection:</E>
                     2015 National Household Education Survey (NHES 2015) Full Scale Data Collection.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     1850-0768.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     A revision of an existing information collection.
                </P>
                <P>
                    <E T="03">Respondents/Affected Public:</E>
                     Individuals or households.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Responses:</E>
                     248,420.
                </P>
                <P>
                    <E T="03">Total Estimated Number of Annual Burden Hours:</E>
                     40,299.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     The National Household Education Surveys Program (NHES) is conducted by the National Center for Education Statistics (NCES). NHES is NCESs principal mechanism for addressing education topics appropriate for households rather than establishments. Such topics cover a wide range of issues, including early childhood care and education, childrens readiness for school, parent perceptions of school safety and discipline, before- and after-school activities of school-age children, participation in adult education and training, parent involvement in education, school choice, homeschooling, and civic involvement. The NHES consists of a series of rotating surveys using a two-stage design in which a household screener collects household membership and key characteristics for sampling and then appropriate topical survey(s) are mailed to sample members. Data from the NHES are used to provide national cross-sectional estimates on populations of special interest to education researchers and policymakers. For surveys about children, the population of interest is defined by age or grade in school, or both, depending on the particular survey topic and research questions. For surveys of adults, the population of interest is those aged 16 to 65 who are not enrolled in grade 12 or below, excluding those on active duty military service and those who are 
                    <PRTPAGE P="26226"/>
                    institutionalized. The NHES targets these populations using specific screening and sampling procedures. The NHES design also yields estimates for subgroups of interest for each child and adult survey. In addition to providing cross-sectional estimates, the NHES is designed to produce estimates from repeated cross sections to measure changes in key statistics. NHES surveys were conducted approximately every other year from 1991 through 2007 using random digit dial (RDD) methodology; beginning in 2012 NHES began collecting data by mail to improve response rates. This submission seeks clearance to repeat the child topical surveys conducted in 2012, Parent and Family Involvement in Education (PFI) and Early Childhood Program Participation (ECPP), to begin to measure changes over time with the new methodology. It also seeks clearance to conduct the first adult topical survey in NHES since 2005, the Credentials for Work Survey (CWS), and to pilot an adult topical survey for NHES:2017, the Training for Work Survey (TWS). The adult surveys were developed in conjunction with the Interagency Working Group on Expanded Measures of Enrollment and Attainment (GEMEnA) and the CWS was pilot tested in the 2014 NHES Feasibility Study. Data collection approaches that were most successful at balancing the need to limit overall bias, respondent burden, and cost in the Feasibility Study will be used for the 2015 data collection.
                </P>
                <SIG>
                    <DATED>Dated: May 2, 2014</DATED>
                    <NAME>Stephanie Valentine, </NAME>
                    <TITLE>Acting Director, Information Collection Clearance Division, Privacy, Information and Records Management Services, Office of Management.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10440 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4000-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF EDUCATION</AGENCY>
                <SUBJECT>Notice of Proposed Collection Requests; Comment Request</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Department of Education.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Correction notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        On April 21, 2014, the U.S. Department of Education published a 30-day comment period notice in the 
                        <E T="04">Federal Register</E>
                         (Page 22107, Column 1) seeking public comment for an information collection entitled, “Race to the Top—District Annual Performance Report.” This notice has been withdrawn. A new 30-day notice will be published.
                    </P>
                    <P>The Director, Information Collection Clearance Division, Privacy, Information and Records Management Services, Office of Management, hereby issues a correction notice as required by the Paperwork Reduction Act of 1995.</P>
                </SUM>
                <SIG>
                    <DATED>Dated: May 2, 2014.</DATED>
                    <NAME>Stephanie Valentine, </NAME>
                    <TITLE>Acting Director, Information Collection Clearance Division, Privacy, Information and Records Management Services, Office of Management.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10417 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4000-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF EDUCATION</AGENCY>
                <SUBJECT>Applications for New Awards; School Climate Transformation Grant Program—Local Educational Agency Grants</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Elementary and Secondary Education, Department of Education.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <P>
                    <E T="03">Overview Information:</E>
                </P>
                <P>School Climate Transformation Grant Program—Local Educational Agency Grants.</P>
                <P>Notice inviting applications for new awards for fiscal year (FY) 2014. </P>
                <P>Catalog of Federal Domestic Assistance (CFDA) Number: 84.184G.</P>
                <P>
                    <E T="03">Dates:</E>
                </P>
                <P>
                    <E T="03">Applications Available:</E>
                     May 7, 2014.
                </P>
                <P>
                    <E T="03">Deadline for Transmittal of Applications:</E>
                     June 23, 2014.
                </P>
                <P>
                    <E T="03">Deadline for Intergovernmental Review:</E>
                     August 20, 2014.
                </P>
                <HD SOURCE="HD1">Full Text of Announcement</HD>
                <HD SOURCE="HD1">I. Funding Opportunity Description</HD>
                <P>
                    <E T="03">Purpose of Program:</E>
                     The School Climate Transformation Grant Program—Local Educational Agency Grants provides competitive grants to local educational agencies (LEAs) to develop, enhance, or expand systems of support for, and technical assistance to, schools implementing an evidence-based multi-tiered behavioral framework for improving behavioral outcomes and learning conditions for all students.
                </P>
                <P>
                    <E T="03">Background:</E>
                </P>
                <P>
                    Although schools have long attempted to address issues of discipline, disruptive and problem behavior, violence, and bullying, the vast majority of our Nation's schools have not implemented comprehensive, effective supports that address the full range of students' social, emotional, and behavioral needs.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         Horner, R., Sugai, G., and Vincent, C. (2005). School-wide Positive Behavior Support: Investing in student success. Impact: Feature Issue on Fostering Success in School and Beyond for Students with Emotional/Behavioral Disorders. Retrieved from: 
                        <E T="03">http://ici.umn.edu.</E>
                    </P>
                </FTNT>
                <P>
                    A report issued by the U.S. Secret Service and the Department of Education following the Columbine shooting found that one of the most effective ways schools can reduce violence and bullying is to improve a school's climate and thereby increase trust and communication between students and staff.
                    <SU>2</SU>
                    <FTREF/>
                     Research demonstrates that the implementation of an evidence-based, multi-tiered behavioral framework, such as positive behavioral interventions and supports (PBIS), can help improve overall school climate and safety.
                    <SU>3</SU>
                    <FTREF/>
                     A key aspect of this multi-tiered approach is providing differing levels of support and interventions to students based on their needs. Certain supports involve the whole school (e.g., consistent rules, consequences, and reinforcement of appropriate behavior), with more intensive supports for groups of students exhibiting at-risk behavior and individualized services for students who continue to exhibit troubling behavior.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Borum, R., Fein, R., Modzeleski, W., Pollack, W., Reddy, M., Vossekuil, B., Threat Assessment in Schools: A Guide to Managing Threatening Situations and Creating Safe School Climates, 2002.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Bradshaw, C., Koth, C.W., Thornton, L.A., &amp; Leaf, P.J. (2009). Altering school climate through school-wide Positive Behavioral Interventions and Supports: Findings from a group-randomized effectiveness trial. Prevention Science.
                    </P>
                </FTNT>
                <P>
                    When a multi-tiered behavioral framework has been implemented with fidelity, studies have found the following statistically significant results: An increase in perceived school safety, reductions in overall problem behaviors, reductions in bullying behaviors,
                    <SU>4</SU>
                    <FTREF/>
                     and reductions in office discipline referrals and suspensions.
                    <SU>5</SU>
                    <FTREF/>
                     Studies have also found a correlation between the use of multi-tiered behavioral frameworks and improved social skills.
                    <SU>6</SU>
                    <FTREF/>
                     Emerging evidence also links implementing a multi-tiered behavioral framework with improved academic achievement.
                    <SU>7</SU>
                    <FTREF/>
                     In 
                    <PRTPAGE P="26227"/>
                    addition to being effective, school-wide multi-tiered behavioral frameworks are attractive because they are designed to enhance the learning environment for all students while having additional supports in place for students who have greater social, emotional, and behavioral needs.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         Bradshaw, C., Goldweber, A., Leaf, P., Pasa, E., Rosenberg, M. (2012). Integrating school-wide Positive Behavioral Interventions and Supports with tier 2 coaching to student support teams: The PBISplus model. Advances in School Mental Health Promotion.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Bradshaw, C., Leaf, P., Mitchell, M. (2009). Examining the effects of schoolwide Positive Behavioral Interventions and Supports on student outcomes: Results from a randomized controlled effectiveness trial in elementary schools. Journal of Positive Behavior Interventions.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         Barrett, S.B., Bradshaw, C.P. &amp; Lewis-Palmer, T. (2008). Maryland statewide PBIS initiative: Systems, evaluation, and next steps. Journal of Positive Behavior Interventions.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         McIntosh, K., Bennett, J.L., &amp; Price, K. (2011). Evaluation of social and academic effects of school-
                        <PRTPAGE/>
                        wide positive behaviour support in a Canadian school district. Exceptionality Education International.
                    </P>
                </FTNT>
                <P>Under this program, grant funds will help LEAs develop and adopt, or expand to more schools, a multi-tiered behavioral framework that guides the selection, integration, and implementation of the best evidence-based behavioral practices for improving school climate and behavioral outcomes for all students.</P>
                <P>
                    In 2013, the President proposed a comprehensive plan, “Now is the Time,” to protect our children and communities by reducing gun violence, making schools safer, and increasing access to mental health services.
                    <SU>8</SU>
                    <FTREF/>
                     The School Climate Transformation Grant Program is one of several Federal programs designed to work together to help make schools safer and improve mental health services for students and young adults. The Departments of Education, Health and Human Services, and Justice are implementing coordinated programs consistent with the initiative and the FY 2014 Consolidated Appropriations Act. The Department of Health and Human Services (HHS) Substance Abuse and Mental Health Services Administration (SAMHSA) is implementing the Administration's “Now is the Time” Project AWARE (Advancing Wellness and Resilience in Education), which provides grants to LEAs and SEAs to increase awareness of mental health issues among school-aged youth. Project AWARE grants provide funding to support training in detection and response to mental illness in youth for adults who interact with youth in school and community settings. The Department of Justice, under the School Justice Collaboration Program: Keeping Kids in School and Out of Court, will also be awarding competitive grants to juvenile and family courts in communities that receive School Climate Transformation Grants to facilitate collaboration around the use of evidence-based positive behavior strategies to increase school safety and reduce suspensions, expulsions and referrals to court. The Department of Education is implementing SEA and LEA School Climate Transformation Grants to allow States and LEAs to develop, enhance, or expand systems of support for, and technical assistance to, schools implementing evidence-based multi-tiered behavior frameworks for improving behavioral outcomes and learning conditions for all students.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         See the President's “Now is the Time” Plan at: 
                        <E T="03">http://www.whitehouse.gov/sites/default/files/docs/wh_now_is_the_time_full.pdf.</E>
                    </P>
                </FTNT>
                <P>LEAs that implement this suite of programs as part of a coordinated strategy will enhance their ability to achieve the goals and objectives of the various programs. The combination and coordination of these programs will facilitate interagency partnerships and strategies to address the issues of school climate, school safety, and mental health needs in a comprehensive manner.</P>
                <P>
                    This notice invites LEAs to apply for grants under the School Climate Transformation Grant Program. A notice inviting applications from SEAs is published elsewhere in this issue of the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <P>
                    <E T="03">Priorities:</E>
                     This notice contains one absolute priority and two competitive preference priorities. We are establishing the absolute priority and competitive preference priority 1 for the FY 2014 grant competition, and any subsequent year in which we make awards from the list of unfunded applicants from this competition, in accordance with section 437(d)(1) of the General Education Provisions Act (GEPA), 20 U.S.C. 1232(d)(1). Competitive preference priority 2 is from the notice of final priority for Promise Zones that was published in the 
                    <E T="04">Federal Register</E>
                     on March 27, 2014 (79 FR 17035).
                </P>
                <P>
                    <E T="03">Absolute Priority:</E>
                     For FY 2014 and any subsequent year in which we make awards from the list of unfunded applicants from this competition, this priority is an absolute priority. Under 34 CFR 75.105(c)(3) we consider only applications that meet this priority.
                </P>
                <P>This priority is:</P>
                <P>
                    <E T="03">Grants to Local Educational Agencies (LEAs) to Implement Multi-Tiered Behavioral Frameworks to Improve School Climate.</E>
                </P>
                <P>Under this priority, we provide grants to LEAs to develop, enhance, or expand systems of support for, and provide technical assistance to, schools within the LEA implementing a multi-tiered behavioral framework to improve school climate and behavioral outcomes for all students.</P>
                <P>
                    <E T="03">Competitive Preference Priorities:</E>
                     For FY 2014 and any subsequent year in which we make awards from the list of unfunded applicants from this competition, these priorities are competitive preference priorities. Under 34 CFR 75.105(c)(2)(1) we award up to an additional 5 points to an application, depending on how well the applicant meets competitive preference priority 1, and an additional 5 points to an application that meets competitive preference priority 2. Therefore, the maximum number of competitive preference points that an application can receive under this competition is 10 points.
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P> Applicants may address either of the competitive preference priorities or both. An applicant must clearly identify in the abstract section of its application the competitive preference priority or priorities it wishes the Department to consider. The Department will not review or award points under any competitive preference priority for any application that fails to do so.</P>
                </NOTE>
                <P>These priorities are:</P>
                <P>
                    <E T="03">Competitive Preference Priority 1—Coordination with Other Related Activities (0-5 points).</E>
                </P>
                <P>Under this priority, we provide additional points to an applicant based on the application's description of a credible, high-quality plan to coordinate activities that would be funded under this competition with related activities that are funded through other available resources in such a manner as to enhance the overall impact of the multi-tiered behavioral frameworks implemented through a School Climate Transformation grant. The coordination may be with related activities that are currently in progress, such as the SAMHSA's Safe and Healthy Students program (CFDA 93.243) and HHS's Health Resources Services Administration's Center for School Mental Health (Project U45 MC 00174); as well as with related activities that would be conducted under other programs for which the applicant is currently seeking funding, such as the Mental Health First Aid program being funded by SAMHSA under the Project AWARE Local Educational Agency Grants and the School Justice Collaboration Program: Keeping Kids in School and Out of Court being funded by the Department of Justice.</P>
                <P>The plan must also describe how, in the event and to the extent an applicant does not receive the funding that it seeks from other sources to support such related activities, the applicant will adjust its proposed coordination strategies. Applicants that receive additional competitive preference points under this priority and who are ultimately awarded a School Climate Transformation grant must finalize the high-quality plan described in response to this priority post-award.</P>
                <P>
                    <E T="03">Competitive Preference Priority 2—Promise Zones (5 points).</E>
                    <PRTPAGE P="26228"/>
                </P>
                <P>Projects that are designed to serve and coordinate with a federally designated Promise Zone.</P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>
                         Applicants should submit a letter from the lead entity of a designated Promise Zone attesting to the contribution that the proposed activities would make, and supporting the application. A list of designated Promise Zones and lead organizations can be found at 
                        <E T="03">www.hud.gov/promisezones.</E>
                    </P>
                </NOTE>
                <HD SOURCE="HD2">Program Requirements</HD>
                <P>Each grantee must implement a plan that:</P>
                <P>(a) Builds capacity for implementing a sustained, school-wide multi-tiered behavioral framework by:</P>
                <P>(1) Improving the skills of school personnel to organize the components of a multi-tiered behavioral framework, such as discipline policies, funding, professional development, coaching, and interagency coordination for providing services;</P>
                <P>(2) Developing a cadre of trained and experienced staff to provide training and ongoing coaching to school leadership teams on the multi-tiered behavioral framework; and</P>
                <P>(3) Improving the quality, accessibility, and usefulness of individual school and LEA data collection and analysis.</P>
                <P>(b) Enhances capacity by providing training and technical assistance to schools on:</P>
                <P>(1) Developing or improving the quality, accessibility, and usefulness of data collection, using applications such as the School Wide Information System (SWIS) or similar information systems and data-based decision making;</P>
                <P>(2) Improving the skills and expertise of school personnel to develop, implement, and sustain a multi-tiered behavioral framework;</P>
                <P>(3) Using evidence-based practices and reliable and valid tools and processes for evaluating the fidelity of implementation of the multi-tiered behavioral framework, as well as for measuring its outcomes, including reductions in discipline referrals, suspensions, expulsions, and the use of restraints and seclusion; improvements in school climate; increases in instructional time; and improvement in overall academic achievement;</P>
                <P>(4) Developing and implementing a process to review and update student codes of conduct, based in part on both internal and community input, to support the implementation of a multi-tiered behavioral framework; and</P>
                <P>(5) Coordinating school efforts with appropriate Federal, State and local resources.</P>
                <P>(c) Includes an assurance that the applicant will work with a technical assistance provider, such as the PBIS Technical Assistance Center funded by the Department, to ensure that technical assistance related to implementing program activities is provided.</P>
                <P>(d) Includes an LEA-wide assessment to determine whether there has been any disproportionate discipline of minority students or students with disabilities.</P>
                <P>(e) Provides for the development (during the grant period) of a detailed plan that will promote fair and effective disciplinary practices, based on data from the LEA-wide assessment.</P>
                <HD SOURCE="HD2">Application Requirements</HD>
                <P>Applicants must meet the following requirements. Applications that fail to meet any of these requirements will not be read or scored.</P>
                <P>The applicant must:</P>
                <P>(a) Describe the current LEA efforts to implement, as well as existing need to implement, scale-up, and sustain a multi-tiered behavioral framework. The applicant must also present data demonstrating this need, including, but not limited to, the number of schools in the LEA that are currently implementing a multi-tiered behavioral framework and want to scale-up or sustain it and the number of schools in the LEA that are interested in implementing a multi-tiered behavioral framework;</P>
                <P>(b) Describe its plan to develop, improve, or enhance the capacity of the LEA and individual schools to provide effective training, technical assistance, and support to schools and staff on implementing a multi-tiered behavioral framework, including how the applicant will assess an individual school's readiness to implement or enhance a multi-tiered behavioral framework.</P>
                <P>(c) Describe how the proposed project will address the needs of high-need schools. High-need schools may include high-poverty schools (as defined in this notice), low-performing schools (as defined in this notice), persistently lowest-achieving schools (as defined in this notice), and priority schools (as defined in this notice).</P>
                <P>(d) Explain how its efforts to implement, expand, and sustain a multi-tiered behavioral framework will be linked to other school safety, school improvement, and school reform efforts.</P>
                <P>
                    <E T="03">Definitions.</E>
                     We are establishing the definitions of “low-performing school,” “multi-tiered behavioral framework,” and “priority school” in this notice for the FY 2014 grant competition and any subsequent year in which we make awards from the list of unfunded applications from this competition, in accordance with section 437(d)(1) of GEPA, 20 U.S.C. 1232(d)(1). The definitions of “high-poverty school” and “persistently lowest-achieving schools” are from the notice of final supplemental priorities and definitions for discretionary grant programs published in the 
                    <E T="04">Federal Register</E>
                     on December 15, 2010 (75 FR 78486) and corrected on May 12, 2011 (76 FR 27637). The definitions of “ambitious” and “baseline data” are from 34 CFR 77.1.
                </P>
                <P>
                    <E T="03">Ambitious</E>
                     means promoting continued, meaningful improvement for program participants or for other individuals or entities affected by the grant, or representing a significant advancement in the field of education research, practices, or methodologies. When used to describe a performance target, whether a performance target is ambitious depends upon the context of the relevant performance measure and the baseline for that measure.
                </P>
                <P>
                    <E T="03">Baseline data</E>
                     means the starting point from which performance is measured and targets are set.
                </P>
                <P>
                    <E T="03">High-poverty school</E>
                     means a school in which at least 50 percent of students are eligible for free or reduced-price lunches under the Richard B. Russell National School Lunch Act or in which at least 50 percent of students are from low-income families as determined using one of the criteria specified under section 1113(a)(5) of the ESEA. For middle and high schools, eligibility may be calculated on the basis of comparable data from feeder schools. Eligibility as a high-poverty school under this definition is determined on the basis of the most currently available data.
                </P>
                <P>
                    <E T="03">Low-performing school</E>
                     means a school that is in the bottom 10 percent of performance in the State, or that has significant achievement gaps, based on student academic performance in reading/language arts and mathematics on the assessments required under the ESEA, or graduation rate gaps.
                </P>
                <P>
                    <E T="03">Multi-tiered behavioral framework</E>
                     means a school-wide structure used to improve the integration and implementation of behavioral practices, data-driven decision-making systems, professional development opportunities, school leadership, supportive SEA and LEA policies, and evidence-based instructional strategies.
                </P>
                <P>
                    <E T="03">Persistently lowest-achieving schools</E>
                     means, as determined by the State—
                </P>
                <P>(a)(1) Any Title I school in improvement, corrective action, or restructuring that—</P>
                <P>
                    (i) Is among the lowest-achieving five percent of Title I schools in improvement, corrective action, or restructuring or the lowest-achieving 
                    <PRTPAGE P="26229"/>
                    five Title I schools in improvement, corrective action, or restructuring in the State, whichever number of schools is greater; or
                </P>
                <P>(ii) Is a high school that has had a graduation rate as defined in 34 CFR 200.19(b) that is less than 60 percent over a number of years; and</P>
                <P>(2) Any secondary school that is eligible for, but does not receive, Title I funds that—</P>
                <P>(i) Is among the lowest-achieving five percent of secondary schools or the lowest-achieving five secondary schools in the State that are eligible for, but do not receive, Title I funds, whichever number of schools is greater; or</P>
                <P>(ii) Is a high school that has had a graduation rate as defined in 34 CFR 200.19(b) that is less than 60 percent over a number of years.</P>
                <P>(b) To identify the lowest-achieving schools, a State must take into account both—</P>
                <P>(i) The academic achievement of the “all students” group in a school in terms of proficiency on the State's assessments under section 1111(b)(3) of the ESEA in reading/language arts and mathematics combined; and</P>
                <P>(ii) The school's lack of progress on those assessments over a number of years in the “all students” group.</P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>
                         The Department considers schools that are identified as Tier I or Tier II schools under the School Improvement Grants Program (see 75 FR 66363) as part of a State's approved FY 2009, FY 2010, FY 2011, FY 2012, or FY 2013 application to be persistently lowest-achieving schools. A list of these Tier I and Tier II schools can be found on the Department's Web site at 
                        <E T="03">www2.ed.gov/programs/sif/index.html.</E>
                    </P>
                </NOTE>
                <P>
                    <E T="03">Priority school</E>
                     means a school that has been identified by the State as a priority school pursuant to the State's approved request for ESEA flexibility.
                </P>
                <P>
                    <E T="03">Waiver of Proposed Rulemaking:</E>
                     Under the Administrative Procedure Act (5 U.S.C. 553), the Department generally offers interested parties the opportunity to comment on proposed priorities, definitions, and requirements. Section 437(d)(1) of GEPA, however, allows the Secretary to exempt from rulemaking requirements, regulations governing the first grant competition under a new or substantially revised program authority. This is the first grant competition for this program under the appropriation for Safe Schools and Citizenship Education in the Department of Education Appropriations Act, 2014, Title III of Division H of Public Law 113-76, and section 4121 of the ESEA (20 U.S.C. 7131) and therefore qualifies for this exemption. In order to ensure timely grant awards, the Secretary has decided to forgo public comment on the absolute priority, competitive preference priority 1, the requirements and definitions under section 437(d)(1) of GEPA. These priorities, definitions, and requirements will apply to the FY 2014 grant competition and any subsequent year in which we make awards from the list of unfunded applicants from this competition.
                </P>
                <P>
                    <E T="03">Program Authority:</E>
                     20 U.S.C. 7131; the Department of Education Appropriations Act, 2014, Title III of Division H of Public Law 113-76.
                </P>
                <P>
                    <E T="03">Applicable Regulations:</E>
                     (a) The Education Department General Administrative Regulations (EDGAR) in 34 CFR parts, 75, 77, 79, 80, 81, 82, 84, 97, 98, and 99; the regulations in 34 CFR part 299. (b) The Education Department suspension and debarment regulations in 2 CFR part 3485. (c) The notice of final priority for Promise Zones that was published in the 
                    <E T="04">Federal Register</E>
                     on March 27, 2014 (79 FR 17035).
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P> The regulations in 34 CFR part 79 apply to all applicants except federally recognized Indian tribes.</P>
                </NOTE>
                <HD SOURCE="HD1">II. Award Information</HD>
                <P>
                    <E T="03">Type of Award:</E>
                     Discretionary grants.
                </P>
                <P>
                    <E T="03">Estimated Available Funds:</E>
                     $23,625,000.
                </P>
                <P>Contingent upon the availability of funds and the quality of applications, we may make additional awards in FY 2015 and subsequent years from the list of unfunded applicants from the competition announced in this notice.</P>
                <P>
                    <E T="03">Estimated Range of Awards:</E>
                     $100,000 to $750,000 per year for up to 5 years.
                </P>
                <P>
                    <E T="03">Estimated Average Size of Awards:</E>
                     $200,000.
                </P>
                <P>
                    <E T="03">Maximum Award:</E>
                     We will reject any application that proposes a budget exceeding $750,000 for a single budget period of 12 months. The Assistant Secretary for Elementary and Secondary Education may change the maximum amount through a notice published in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <P>
                    <E T="03">Estimated Number of Awards:</E>
                     118.
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P> The Department is not bound by any estimates in this notice.</P>
                </NOTE>
                <P>
                    <E T="03">Project Period:</E>
                     Up to 60 months.
                </P>
                <HD SOURCE="HD1">III. Eligibility Information</HD>
                <P>
                    1. 
                    <E T="03">Eligible Applicants:</E>
                     LEAs, or consortia of LEAs, as defined by section 9101(26) of the ESEA.
                </P>
                <P>
                    2. 
                    <E T="03">Cost Sharing or Matching:</E>
                     This program does not require cost sharing or matching.
                </P>
                <P>
                    3. 
                    <E T="03">Participation by Private School Children and Teachers.</E>
                     Section 9501 of the ESEA requires that SEAs, LEAs, or other entities receiving funds under the Safe and Drug-Free Schools and Communities Act provide for the equitable participation of private school children, their teachers, and other educational personnel in private schools located in geographic areas served by the grant recipient.
                </P>
                <P>In order to ensure that grant program activities address the needs of private school children, the applicant must engage in timely and meaningful consultation with appropriate private school officials during the design and development of the proposed program. This consultation must take place before the applicant makes any decision that affects the opportunities of eligible private school children, teachers, and other educational personnel to participate in grant program activities. Administrative direction and control over grant funds must remain with the grantee.</P>
                <HD SOURCE="HD1">IV. Application and Submission Information</HD>
                <P>
                    1. 
                    <E T="03">Address to Request Application Package:</E>
                     ED Pubs, U.S. Department of Education, P.O. Box 22207, Alexandria, VA 22304. Telephone, toll free: 1-877-433-7827. FAX: (703) 605-6794. If you use a telecommunications device for the deaf (TDD) or a text telephone (TTY), call, toll free: 1-877-576-7734.
                </P>
                <P>
                    You can contact ED Pubs at its Web site, also: 
                    <E T="03">www.EDPubs.gov</E>
                     or at its email address: 
                    <E T="03">edpubs@inet.ed.gov.</E>
                </P>
                <P>If you request an application package from ED Pubs, be sure to identify this program or competition as follows: CFDA number 84.184G.</P>
                <P>
                    Individuals with disabilities can obtain a copy of the application package in an accessible format (e.g., braille, large print, audiotape, or compact disc) by contacting the person or team listed under 
                    <E T="03">Accessible Format</E>
                     in section VIII of this notice.
                </P>
                <P>
                    2. 
                    <E T="03">Content and Form of Application Submission:</E>
                     Requirements concerning the content of an application, together with the forms you must submit, are in the application package for this program.
                </P>
                <P>
                    <E T="03">Page Limit:</E>
                     The application narrative is where you, the applicant, provide the project narrative to address the selection criteria that reviewers use to evaluate your application. The required budget and budget narrative will be provided in a separate section. You must limit the application narrative to the equivalent of no more than 25 pages, using the following standards:
                </P>
                <P>• A “page” is 8.5″ x 11″, on one side only, with 1″ margins at the top, bottom, and both sides.</P>
                <P>
                    • Double space (no more than three lines per vertical inch) all text in the application narrative, including titles, headings, footnotes, quotations, 
                    <PRTPAGE P="26230"/>
                    references, and captions, as well as all text in charts, tables, figures, and graphs.
                </P>
                <P>• Use a font that is either 12 point or larger or no smaller than 10 pitch (characters per inch).</P>
                <P>• Use one of the following fonts: Times New Roman, Courier, Courier New, or Arial.</P>
                <P>The page limit does not apply to the cover sheet; the budget section, including the narrative budget justification; the assurances and certifications; or the one-page abstract, the resumes, the bibliography, or the letters of support. However, the page limit does apply to all of the application narrative section.</P>
                <P>Our reviewers will not read any pages of your application that exceed the page limit.</P>
                <P>
                    3. 
                    <E T="03">Submission Dates and Times:</E>
                </P>
                <P>
                    <E T="03">Applications Available:</E>
                     May 7, 2014.
                </P>
                <P>
                    <E T="03">Deadline for Transmittal of Applications:</E>
                     June 23, 2014.
                </P>
                <P>
                    Applications for grants under this program must be submitted electronically using the Grants.gov Apply site (Grants.gov). For information (including dates and times) about how to submit your application electronically, or in paper format by mail or hand delivery if you qualify for an exception to the electronic submission requirement, please refer to section IV. 7. 
                    <E T="03">Other Submission Requirements</E>
                     of this notice.
                </P>
                <P>We do not consider an application that does not comply with the deadline requirements.</P>
                <P>
                    Individuals with disabilities who need an accommodation or auxiliary aid in connection with the application process should contact the person listed under 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     in section VII of this notice. If the Department provides an accommodation or auxiliary aid to an individual with a disability in connection with the application process, the individual's application remains subject to all other requirements and limitations in this notice.
                </P>
                <P>
                    <E T="03">Deadline for Intergovernmental Review:</E>
                     August 20, 2014
                </P>
                <P>
                    4. 
                    <E T="03">Intergovernmental Review:</E>
                     This program is subject to Executive Order 12372 and the regulations in 34 CFR part 79. Information about Intergovernmental Review of Federal Programs under Executive Order 12372 is in the application package for this program.
                </P>
                <P>
                    5. 
                    <E T="03">Funding Restrictions:</E>
                     Program funds may be used for costs related to training, technical assistance, and capacity building, in addition to other allowable costs. We reference additional regulations outlining funding restrictions in the 
                    <E T="03">Applicable Regulations</E>
                     section of this notice.
                </P>
                <P>
                    6. 
                    <E T="03">Data Universal Numbering System Number, Taxpayer Identification Number, and System for Award Management:</E>
                     To do business with the Department of Education, you must—
                </P>
                <P>a. Have a Data Universal Numbering System (DUNS) number and a Taxpayer Identification Number (TIN);</P>
                <P>b. Register both your DUNS number and TIN with the System for Award Management (SAM) (formerly the Central Contractor Registry (CCR)), the Government's primary registrant database;</P>
                <P>c. Provide your DUNS number and TIN on your application; and</P>
                <P>d. Maintain an active SAM registration with current information while your application is under review by the Department and, if you are awarded a grant, during the project period.</P>
                <P>You can obtain a DUNS number from Dun and Bradstreet. A DUNS number can be created within one-to-two business days.</P>
                <P>If you are a corporate entity, agency, institution, or organization, you can obtain a TIN from the Internal Revenue Service. If you are an individual, you can obtain a TIN from the Internal Revenue Service or the Social Security Administration. If you need a new TIN, please allow 2-5 weeks for your TIN to become active.</P>
                <P>The SAM registration process can take approximately seven business days, but may take upwards of several weeks, depending on the completeness and accuracy of the data entered into the SAM database by an entity. Thus, if you think you might want to apply for Federal financial assistance under a program administered by the Department, please allow sufficient time to obtain and register your DUNS number and TIN. We strongly recommend that you register early.</P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P> Once your SAM registration is active, you will need to allow 24 to 48 hours for the information to be available in Grants.gov and before you can submit an application through Grants.gov.</P>
                </NOTE>
                <P>If you are currently registered with SAM, you may not need to make any changes. However, please make certain that the TIN associated with your DUNS number is correct. Also note that you will need to update your registration annually. This may take three or more business days.</P>
                <P>
                    Information about SAM is available at 
                    <E T="03">www.SAM.gov</E>
                    . To further assist you with obtaining and registering your DUNS number and TIN in SAM or updating your existing SAM account, we have prepared a SAM.gov Tip Sheet, which you can find at: 
                    <E T="03">http://www2.ed.gov/fund/grant/apply/sam-faqs.html</E>
                    .
                </P>
                <P>
                    In addition, if you are submitting your application via Grants.gov, you must (1) be designated by your organization as an Authorized Organization Representative (AOR); and (2) register yourself with Grants.gov as an AOR. Details on these steps are outlined at the following Grants.gov Web page: 
                    <E T="03">http://www.grants.gov/web/grants/register.html.</E>
                </P>
                <HD SOURCE="HD2">7. Other Submission Requirements:</HD>
                <P>Applications for grants under this competition must be submitted electronically unless you qualify for an exception to this requirement in accordance with the instructions in this section.</P>
                <P>a. Electronic Submission of Applications. </P>
                <P>
                    Applications for grants under the School Climate Transformation Grant Program—Local Educational Agency Grants, CFDA number 84.184G, must be submitted electronically using the Governmentwide Grants.gov Apply site at 
                    <E T="03">www.Grants.gov</E>
                    . Through this site, you will be able to download a copy of the application package, complete it offline, and then upload and submit your application. You may not email an electronic copy of a grant application to us.
                </P>
                <P>
                    We will reject your application if you submit it in paper format unless, as described elsewhere in this section, you qualify for one of the exceptions to the electronic submission requirement and submit, no later than two weeks before the application deadline date, a written statement to the Department that you qualify for one of these exceptions. Further information regarding calculation of the date that is two weeks before the application deadline date is provided later in this section under 
                    <E T="03">Exception to Electronic Submission Requirement.</E>
                </P>
                <P>
                    You may access the electronic grant application for the School Climate Transformation Grant Program—Local Educational Agency Grants at 
                    <E T="03">www.Grants.gov</E>
                    . You must search for the downloadable application package for this competition by the CFDA numbers. Do not include the CFDA number's alpha suffix in your search (e.g., search for 84.184, not 84.184G).
                </P>
                <P>Please note the following:</P>
                <P>
                    • When you enter the Grants.gov site, you will find information about submitting an application electronically through the site, as well as the hours of operation.
                    <PRTPAGE P="26231"/>
                </P>
                <P>• Applications received by Grants.gov are date and time stamped. Your application must be fully uploaded and submitted and must be date and time stamped by the Grants.gov system no later than 4:30:00 p.m., Washington, DC time, on the application deadline date. Except as otherwise noted in this section, we will not accept your application if it is received—that is, date and time stamped by the Grants.gov system—after 4:30:00 p.m., Washington, DC time, on the application deadline date. We do not consider an application that does not comply with the deadline requirements. When we retrieve your application from Grants.gov, we will notify you if we are rejecting your application because it was date and time stamped by the Grants.gov system after 4:30:00 p.m., Washington, DC time, on the application deadline date.</P>
                <P>• The amount of time it can take to upload an application will vary depending on a variety of factors, including the size of the application and the speed of your Internet connection. Therefore, we strongly recommend that you do not wait until the application deadline date to begin the submission process through Grants.gov.</P>
                <P>
                    • You should review and follow the Education Submission Procedures for submitting an application through Grants.gov that are included in the application package for this competition to ensure that you submit your application in a timely manner to the Grants.gov system. You can also find the Education Submission Procedures pertaining to Grants.gov under News and Events on the Department's G5 system home page at 
                    <E T="03">http://www.G5.gov.</E>
                </P>
                <P>• You will not receive additional point value because you submit your application in electronic format, nor will we penalize you if you qualify for an exception to the electronic submission requirement, as described elsewhere in this section, and submit your application in paper format.</P>
                <P>• You must submit all documents electronically, including all information you typically provide on the following forms: The Application for Federal Assistance (SF 424), the Department of Education Supplemental Information for SF 424, Budget Information—Non-Construction Programs (ED 524), and all necessary assurances and certifications.</P>
                <P>• You must upload any narrative sections and all other attachments to your application as files in a PDF (Portable Document) read-only, non-modifiable format. Do not upload an interactive or fillable PDF file. If you upload a file type other than a read-only, non-modifiable PDF or submit a password-protected file, we will not review that material. (Additional, detailed information on how to attach files is in the application instructions.)</P>
                <P>• Your electronic application must comply with any page-limit requirements described in this notice.</P>
                <P>• After you electronically submit your application, you will receive from Grants.gov an automatic notification of receipt that contains a Grants.gov tracking number. (This notification indicates receipt by Grants.gov only, not receipt by the Department.) The Department then will retrieve your application from Grants.gov and send a second notification to you by email. This second notification indicates that the Department has received your application and has assigned your application a PR/Award number (an ED-specified identifying number unique to your application).</P>
                <P>• We may request that you provide us original signatures on forms at a later date.</P>
                <P>
                    <E T="03">Application Deadline Date Extension in Case of Technical Issues with the Grants.gov System:</E>
                     If you are experiencing problems submitting your application through Grants.gov, please contact the Grants.gov Support Desk, toll free, at 1-800-518-4726. You must obtain a Grants.gov Support Desk Case Number and must keep a record of it.
                </P>
                <P>If you are prevented from electronically submitting your application on the application deadline date because of technical problems with the Grants.gov system, we will grant you an extension until 4:30:00 p.m., Washington, DC time, the following business day to enable you to transmit your application electronically or by hand delivery. You also may mail your application by following the mailing instructions described elsewhere in this notice.</P>
                <P>
                    If you submit an application after 4:30:00 p.m., Washington, DC time, on the application deadline date, please contact the person listed under 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     in section VII of this notice and provide an explanation of the technical problem you experienced with Grants.gov, along with the Grants.gov Support Desk Case Number. We will accept your application if we can confirm that a technical problem occurred with the Grants.gov system and that that problem affected your ability to submit your application by 4:30:00 p.m., Washington, DC time, on the application deadline date. The Department will contact you after a determination is made on whether your application will be accepted.
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P> The extensions to which we refer in this section apply only to the unavailability of, or technical problems with, the Grants.gov system. We will not grant you an extension if you failed to fully register to submit your application to Grants.gov before the application deadline date and time or if the technical problem you experienced is unrelated to the Grants.gov system.</P>
                </NOTE>
                <P>
                    <E T="03">Exception to Electronic Submission Requirement:</E>
                     You qualify for an exception to the electronic submission requirement, and may submit your application in paper format, if you are unable to submit an application through the Grants.gov system because—
                </P>
                <P>• You do not have access to the Internet; or</P>
                <P>• You do not have the capacity to upload large documents to the Grants.gov system; and</P>
                <P>• No later than two weeks before the application deadline date (14 calendar days or, if the fourteenth calendar day before the application deadline date falls on a Federal holiday, the next business day following the Federal holiday), you mail or fax a written statement to the Department, explaining which of the two grounds for an exception prevent you from using the Internet to submit your application.</P>
                <P>If you mail your written statement to the Department, it must be postmarked no later than two weeks before the application deadline date. If you fax your written statement to the Department, we must receive the faxed statement no later than two weeks before the application deadline date.</P>
                <P>Address and mail or fax your statement to: Eve Birge, U.S. Department of Education, 400 Maryland Avenue SW., Room 3E248, Washington, DC 20202. FAX: (202) 453-6742.</P>
                <P>Your paper application must be submitted in accordance with the mail or hand delivery instructions described in this notice.</P>
                <P>
                    <E T="03">b. Submission of Paper Applications by Mail</E>
                    .
                </P>
                <P>If you qualify for an exception to the electronic submission requirement, you may mail (through the U.S. Postal Service or a commercial carrier) your application to the Department. You must mail the original and two copies of your application, on or before the application deadline date, to the Department at the following address: U.S. Department of Education, Application Control Center, Attention: CFDA Number 84.184G, LBJ Basement Level 1, 400 Maryland Avenue SW., Washington, DC 20202-4260.</P>
                <P>You must show proof of mailing consisting of one of the following:</P>
                <P>(1) A legibly dated U.S. Postal Service postmark.</P>
                <P>
                    (2) A legible mail receipt with the date of mailing stamped by the U.S. Postal Service.
                    <PRTPAGE P="26232"/>
                </P>
                <P>(3) A dated shipping label, invoice, or receipt from a commercial carrier.</P>
                <P>(4) Any other proof of mailing acceptable to the Secretary of the U.S. Department of Education.</P>
                <P>If you mail your application through the U.S. Postal Service, we do not accept either of the following as proof of mailing:</P>
                <P>(1) A private metered postmark.</P>
                <P>(2) A mail receipt that is not dated by the U.S. Postal Service.</P>
                <P>If your application is postmarked after the application deadline date, we will not consider your application.</P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P> The U.S. Postal Service does not uniformly provide a dated postmark. Before relying on this method, you should check with your local post office.</P>
                </NOTE>
                <P>
                    <E T="03">c. Submission of Paper Applications by Hand Delivery.</E>
                </P>
                <P>If you qualify for an exception to the electronic submission requirement, you (or a courier service) may deliver your paper application to the Department by hand. You must deliver the original and two copies of your application by hand, on or before the application deadline date, to the Department at the following address: U.S. Department of Education, Application Control Center, Attention: CFDA Number 84.184G, 550 12th Street SW., Room 7039, Potomac Center Plaza, Washington, DC 20202-4260.</P>
                <P>The Application Control Center accepts hand deliveries daily between 8:00 a.m. and 4:30:00 p.m., Washington, DC time, except Saturdays, Sundays, and Federal holidays.</P>
                <NOTE>
                    <HD SOURCE="HED">Note for Mail or Hand Delivery of Paper Applications:</HD>
                    <P>If you mail or hand deliver your application to the Department—</P>
                    <P>(1) You must indicate on the envelope and—if not provided by the Department—in Item 11 of the SF 424 the CFDA number, including suffix letter, if any, of the competition under which you are submitting your application; and</P>
                    <P>(2) The Application Control Center will mail to you a notification of receipt of your grant application. If you do not receive this notification within 15 business days from the application deadline date, you should call the U.S. Department of Education Application Control Center at (202) 245-6288.</P>
                </NOTE>
                <HD SOURCE="HD1">V. Application Review Information</HD>
                <P>
                    1. 
                    <E T="03">Selection Criteria:</E>
                     The selection criteria for this program are from 34 CFR 75.210 of EDGAR and are listed in the application package.
                </P>
                <P>
                    2. 
                    <E T="03">Review and Selection Process:</E>
                     We remind potential applicants that in reviewing applications in any discretionary grant competition, the Secretary may consider, under 34 CFR 75.217(d)(3), the past performance of the applicant in carrying out a previous award, such as the applicant's use of funds, achievement of project objectives, and compliance with grant conditions. The Secretary may also consider whether the applicant failed to submit a timely performance report or submitted a report of unacceptable quality.
                </P>
                <P>In addition, in making a competitive grant award, the Secretary also requires various assurances including those applicable to Federal civil rights laws that prohibit discrimination in programs or activities receiving Federal financial assistance from the Department of Education (34 CFR 100.4, 104.5, 106.4, 108.8, and 110.23).</P>
                <P>
                    3. 
                    <E T="03">Special Conditions:</E>
                     Under 34 CFR 74.14 and 80.12, the Secretary may impose special conditions on a grant if the applicant or grantee is not financially stable; has a history of unsatisfactory performance; has a financial or other management system that does not meet the standards in 34 CFR parts 74 or 80, as applicable; has not fulfilled the conditions of a prior grant; or is otherwise not responsible.
                </P>
                <HD SOURCE="HD1">VI. Award Administration Information</HD>
                <P>
                    1. 
                    <E T="03">Award Notices:</E>
                     If your application is successful, we notify your U.S. Representative and U.S. Senators and send you a Grant Award Notification (GAN); or we may send you an email containing a link to access an electronic version of your GAN. We may notify you informally, also.
                </P>
                <P>If your application is not evaluated or not selected for funding, we notify you.</P>
                <P>
                    2. 
                    <E T="03">Administrative and National Policy Requirements:</E>
                     We identify administrative and national policy requirements in the application package and reference these and other requirements in the 
                    <E T="03">Applicable Regulations</E>
                     section of this notice.
                </P>
                <P>
                    We reference the regulations outlining the terms and conditions of an award in the 
                    <E T="03">Applicable Regulations</E>
                     section of this notice and include these and other specific conditions in the GAN. The GAN also incorporates your approved application as part of your binding commitments under the grant.
                </P>
                <P>
                    3. 
                    <E T="03">Reporting:</E>
                     (a) If you apply for a grant under this competition, you must ensure that you have in place the necessary processes and systems to comply with the reporting requirements in 2 CFR part 170 should you receive funding under the competition. This does not apply if you have an exception under 2 CFR 170.110(b).
                </P>
                <P>
                    (b) At the end of your project period, you must submit a final performance report, including financial information, as directed by the Secretary. If you receive a multi-year award, you must submit an annual performance report that provides the most current performance and financial expenditure information as directed by the Secretary under 34 CFR 75.118. The Secretary may also require more frequent performance reports under 34 CFR 75.720(c). For specific requirements on reporting, please go to 
                    <E T="03">www.ed.gov/fund/grant/apply/appforms/appforms.html</E>
                    .
                </P>
                <P>
                    <E T="03">4. Performance Measures:</E>
                </P>
                <P>(a) Program Performance Measures. The Department has established the following performance measures for assessing the effectiveness of the School Climate Transformation Grant Program—Local Educational Agency Grants:</P>
                <P>1. Number and percentage of schools that report an annual decrease in office disciplinary referrals.</P>
                <P>2. Number and percentage of schools that report an annual improvement in the attendance rate.</P>
                <P>3. Number and percentage of schools that report an annual decrease in suspensions and expulsions, including those related to possession or use of drugs or alcohol.</P>
                <P>4. Number and percentage of schools annually that are implementing the multi-tiered behavioral framework with fidelity.</P>
                <P>These measures constitute the Department's indicators of success for this program.</P>
                <P>(b) Project Performance Measures. The project performance measures are:</P>
                <P>1. Number and percentage of schools that report an annual decrease in office disciplinary referrals.</P>
                <P>2. Number and percentage of schools that report an annual improvement in the attendance rate.</P>
                <P>3. Number and percentage of schools that report an annual decrease in suspensions and expulsions, including those related to possession or use of drugs or alcohol.</P>
                <P>4. Number and percentage of schools annually that are implementing the multi-tiered behavioral framework with fidelity.</P>
                <P>
                    (c) Baseline data. Applicants must provide baseline data (as defined in this notice) for each of the project performance measures listed in (b) and explain why each proposed baseline is valid; or, if the applicant has determined that there are no established baseline data for a particular performance measure, explain why there is no established baseline and explain how and when, during the project period, the applicant will establish a valid baseline for the performance measure.
                    <PRTPAGE P="26233"/>
                </P>
                <P>(d) Performance measure targets. In addition, the applicant must propose annual targets for the measures listed in paragraph (b) in their application. Applications must also provide the following information as directed  CFR 75.110(b) and (c):</P>
                <P>(1) Why each proposed performance target is ambitious (as defined in this notice) yet achievable compared to the baseline for the performance measure.</P>
                <P>(2)(a) The data collection and reporting methods the applicant would use and why those methods are likely to yield reliable, valid, and meaningful performance data; and (b) the applicant's capacity to collect and report reliable, valid, and meaningful performance data, as evidenced by high-quality data collection, analysis, and reporting in other projects or research.</P>
                <NOTE>
                    <HD SOURCE="HED">Note: </HD>
                    <P>If the applicant does not have experience with collection and reporting of performance data through other projects or research, the applicant should provide other evidence of capacity to successfully carry out data collection and reporting for its proposed project.</P>
                </NOTE>
                <P>The reviewers of each application will score related selection criteria on the basis of how well an applicant has considered these measures in paragraphs (b), (c), and (d) in conceptualizing the approach and evaluation of the project.</P>
                <P>All grantees must submit an annual performance report and final performance report with information that is responsive to these performance measures. The Department will consider this data in making annual continuation awards.</P>
                <P>Consistent with 34 CFR 75.591, grantees funded under this program shall comply with the requirements of any evaluation of the program conducted by the Department or an evaluator selected by the Department.</P>
                <P>
                    5. 
                    <E T="03">Continuation Awards:</E>
                     In making a continuation award, the Secretary may consider, under 34 CFR 75.253, the extent to which a grantee has made “substantial progress toward meeting the objectives in its approved application” and the performance measurement and target requirements in the application notice. This consideration includes the review of a grantee's progress in meeting the targets and projected outcomes in its approved application, and whether the grantee has expended funds in a manner that is consistent with its approved application and budget. In making a continuation grant, the Secretary also considers whether the grantee is operating in compliance with the assurances in its approved application, including those applicable to Federal civil rights laws that prohibit discrimination in programs or activities receiving Federal financial assistance from the Department (34 CFR 100.4, 104.5, 106.4, 108.8, and 110.23).
                </P>
                <HD SOURCE="HD1">VII. Agency Contact</HD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Eve Birge, U.S. Department of Education, 400 Maryland Avenue SW., Room 3E248, Washington, DC 20202-6450. Telephone: (202) 453-6717 or by email: 
                        <E T="03">eve.birge@ed.gov</E>
                        .
                    </P>
                    <HD SOURCE="HD1">VIII. Other Information</HD>
                    <P>
                        <E T="03">Accessible Format:</E>
                         Individuals with disabilities can obtain this document and a copy of the application package in an accessible format (e.g., braille, large print, audiotape, or compact disc) on request to the program contact person listed under 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         in section VII of this notice.
                    </P>
                    <P>
                        <E T="03">Electronic Access to This Document:</E>
                         The official version of this document is the document published in the 
                        <E T="04">Federal Register</E>
                        . Free Internet access to the official edition of the 
                        <E T="04">Federal Register</E>
                         and the Code of Federal Regulations is available via the Federal Digital System at: 
                        <E T="03">www.gpo.gov/fdsys</E>
                        . At this site you can view this document, as well as all other documents of this Department published in the 
                        <E T="04">Federal Register</E>
                        , in text or Adobe Portable Document Format (PDF). To use PDF you must have Adobe Acrobat Reader, which is available free at the site.
                    </P>
                    <P>
                        You may also access documents of the Department published in the 
                        <E T="04">Federal Register</E>
                         by using the article search feature at: 
                        <E T="03">www.federalregister.gov.</E>
                         Specifically, through the advanced search feature at this site, you can limit your search to documents published by the Department.
                    </P>
                    <SIG>
                        <DATED>Dated: May 2, 2014.</DATED>
                        <NAME>Deborah S. Delisle,</NAME>
                        <TITLE>Assistant Secretary for Elementary and Secondary Education.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10497 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4000-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF EDUCATION</AGENCY>
                <SUBJECT>Applications for New Awards; School Climate Transformation Grant Program—State Educational Agency Grants</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Elementary and Secondary Education, Department of Education.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <P>
                    <E T="03">Overview Information:</E>
                </P>
                <P>School Climate Transformation Grant Program—State Educational Agency Grants. </P>
                <P>Notice inviting applications for new awards for fiscal year (FY) 2014.</P>
                <P>
                    <E T="03">Catalog of Federal Domestic Assistance (CFDA) Number:</E>
                     84.184F.
                </P>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Applications Available:</E>
                         May 7, 2014.
                    </P>
                    <P>
                        <E T="03">Deadline for Transmittal of Applications:</E>
                         June 23, 2014.
                    </P>
                    <P>
                        <E T="03">Deadline for Intergovernmental Review:</E>
                         August 20, 2014.
                    </P>
                </DATES>
                <HD SOURCE="HD1">Full Text of Announcement</HD>
                <HD SOURCE="HD1">I. Funding Opportunity Description</HD>
                <P>
                    <E T="03">Purpose of Program:</E>
                     The School Climate Transformation Grant Program—State Educational Agency Grants provides competitive grants to State educational agencies (SEAs) to develop, enhance, or expand statewide systems of support for, and technical assistance to, local educational agencies (LEAs) and schools implementing an evidence-based, multi-tiered behavioral framework for improving behavioral outcomes and learning conditions for all students.
                </P>
                <P>
                    <E T="03">Background:</E>
                </P>
                <P>
                    Although schools have long attempted to address issues of discipline, disruptive and problem behavior, violence, and bullying, the vast majority of our Nation's schools have not implemented comprehensive, effective supports that address the full range of students' social, emotional, and behavioral needs.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         Horner, R., Sugai, G., and Vincent, C. (2005). School-wide Positive Behavior Support: Investing in student success. Impact: Feature Issue on Fostering Success in School and Beyond for Students with Emotional/Behavioral Disorders. Retrieved from: 
                        <E T="03">http://ici.umn.edu</E>
                        .
                    </P>
                </FTNT>
                <P>
                    A report issued by the U.S. Secret Service and the Department of Education following the Columbine shooting found that one of the most effective ways schools can reduce violence and bullying is to improve a school's climate and thereby increase trust and communication between students and staff.
                    <SU>2</SU>
                    <FTREF/>
                     Research demonstrates that the implementation of an evidence-based, multi-tiered behavioral framework, such as positive behavioral interventions and supports (PBIS), can help improve overall school climate and safety.
                    <SU>3</SU>
                    <FTREF/>
                     A key aspect of this multi-tiered approach is providing differing levels of support and interventions to students based on their needs. Certain supports involve the 
                    <PRTPAGE P="26234"/>
                    whole school (e.g., consistent rules, consequences, and reinforcement of appropriate behavior), with more intensive supports for groups of students exhibiting at-risk behavior and individualized services for students who continue to exhibit troubling behavior.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Borum, R., Fein, R., Modzeleski, W., Pollack, W., Reddy, M., Vossekuil, B., Threat Assessment in Schools: A Guide to Managing Threatening Situations and Creating Safe School Climates, 2002.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Bradshaw, C., Koth, C.W., Thornton, L.A., &amp; Leaf, P.J. (2009). Altering school climate through school-wide Positive Behavioral Interventions and Supports: Findings from a group-randomized effectiveness trial. Prevention Science.
                    </P>
                </FTNT>
                <P>
                    When a multi-tiered behavioral framework has been implemented with fidelity, studies have found the following statistically significant results: An increase in perceived school safety, reductions in overall problem behaviors, reductions in bullying behaviors,
                    <SU>4</SU>
                    <FTREF/>
                     and reductions in office discipline referrals and suspensions.
                    <SU>5</SU>
                    <FTREF/>
                     Studies have also found a correlation between the use of multi-tiered behavioral frameworks and improved social skills.
                    <SU>6</SU>
                    <FTREF/>
                     Emerging evidence also links implementing a multi-tiered behavioral framework with improved academic achievement.
                    <SU>7</SU>
                    <FTREF/>
                     In addition to being effective, school-wide multi-tiered behavioral frameworks are attractive to SEAs and LEAs because they are designed to enhance the learning environment for all students while having additional supports in place for students who have greater social, emotional, and behavioral needs.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         Bradshaw, C., Goldweber, A., Leaf, P., Pasa, E., Rosenberg, M. (2012). Integrating school-wide Positive Behavioral Interventions and Supports with tier 2 coaching to student support teams: The PBISplus model. Advances in School Mental Health Promotion.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Bradshaw, C., Leaf, P., Mitchell, M. (2009). Examining the effects of schoolwide Positive Behavioral Interventions and Supports on student outcomes: Results From a randomized controlled effectiveness trial in elementary schools. Journal of Positive Behavior Interventions.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         Barrett, S.B., Bradshaw, C.P. &amp; Lewis-Palmer, T. (2008). Maryland statewide PBIS initiative: Systems, evaluation, and next steps. Journal of Positive Behavior Interventions.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         McIntosh, K., Bennett, J.L., &amp; Price, K. (2011). Evaluation of social and academic effects of school-wide positive behaviour support in a Canadian school district. Exceptionality Education International.
                    </P>
                </FTNT>
                <P>Under this program, grant funds will help build SEA capacity to develop and adopt, or expand to more schools, a multi-tiered behavioral framework that guides the selection, integration, and implementation of the best evidence-based behavioral practices for improving school climate and behavioral outcomes for all students.</P>
                <P>
                    In 2013, the President proposed a comprehensive plan, “Now is the Time,” to protect our children and communities by reducing gun violence, making schools safer, and increasing access to mental health services.
                    <SU>8</SU>
                    <FTREF/>
                     The School Climate Transformation Grant Program is one of several Federal programs designed to work together to help make schools safer and improve mental health services for students and young adults. The Departments of Education, Health and Human Services, and Justice are implementing coordinated programs consistent with the initiative and the FY 2014 Consolidated Appropriations Act. The Department of Health and Human Services (HHS) Substance Abuse and Mental Health Services Administration (SAMHSA) is implementing the Administration's “Now is the Time” Project AWARE (Advancing Wellness and Resilience in Education), which provides grants to SEAs and LEAs to increase awareness of mental health issues among school-aged youth. Project AWARE grants provide funding to support training in detection and response to mental illness in youth for adults who interact with youth in school and community settings. Later this year the Department of Justice, under the School Justice Collaboration Program: Keeping Kids in School and Out of Court, will be awarding competitive grants to juvenile and family courts in communities that receive School Climate Transformation Grants to collaborate on use of evidence-based positive behavior strategies to increase school safety and reduce suspensions, expulsions, and referrals to court. The Department of Education is implementing SEA and LEA School Climate Transformation Grants to assist States and LEAs in developing, enhancing, or expanding systems of support for, and technical assistance to, schools implementing evidence-based multi-tiered behavior frameworks for improving behavioral outcomes and learning conditions for all students.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         See the President's “Now is the Time” Plan at: 
                        <E T="03">http://www.whitehouse.gov/sites/default/files/docs/wh_now_is_the_time_full.pdf</E>
                    </P>
                </FTNT>
                <P>SEAs that implement this suite of programs as part of a coordinated strategy will enhance their ability to achieve the goals and objectives of the various programs. The combination and coordination of these programs will facilitate interagency partnerships and strategies to address the issues of school climate, school safety, and mental health needs in a comprehensive manner.</P>
                <P>
                    This notice invites SEAs to apply for grants under the School Climate Transformation Grant Program. A notice inviting applications from LEAs is published elsewhere in this issue of the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <P>
                    <E T="03">Priorities:</E>
                     We are establishing these priorities for the FY 2014 grant competition and any subsequent year in which we make awards from the list of unfunded applicants from this competition, in accordance with section 437(d)(1) of the General Education Provisions Act (GEPA), 20 U.S.C. 1232(d)(1).
                </P>
                <P>
                    <E T="03">Absolute Priority:</E>
                     For FY 2014 and any subsequent year in which we make awards from the list of unfunded applicants from this competition, this priority is an absolute priority. Under 34 CFR 75.105(c)(3) we consider only applications that meet this priority.
                </P>
                <P>This priority is:</P>
                <P>
                    <E T="03">Grants to State Educational Agencies (SEAs) to Implement Statewide Systems of Support for Multi-Tiered Behavioral Frameworks to Improve School Climate</E>
                    .
                </P>
                <P>Under this priority, we provide grants to SEAs to develop, enhance, or expand statewide systems of support for, and provide technical assistance to, LEAs implementing a multi-tiered behavioral framework to improve school climate and behavioral outcomes for all students.</P>
                <P>
                    <E T="03">Competitive Preference Priority:</E>
                     For FY 2014 and any subsequent year in which we make awards from the list of unfunded applicants from this competition, this priority is a competitive preference priority. Under 34 CFR 75.105(c)(2)(1) we award up to an additional 5 points to an application, depending on how well the applicant meets this priority. Therefore, the maximum number of competitive preference points that an application can receive under this competition is 5 points.
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P> An applicant must clearly identify in the abstract section of its application that it is applying for the competitive preference priority. The Department will not review or award points under this competitive preference priority for any application that fails to do so.</P>
                </NOTE>
                <P>This priority is:</P>
                <P>
                    <E T="03">Coordination with Other Related Activities (0-5 points)</E>
                    .
                </P>
                <P>
                    Under this priority, we provide additional points to an applicant based on the application's description of a credible, high-quality plan to coordinate activities that would be funded under this competition with related activities that are funded through other available resources in such a manner as to enhance the overall impact of the multi-tiered behavioral frameworks implemented through a School Climate Transformation grant. The coordination may be with related activities that are currently in progress, such as the SAMHSA's Safe and Healthy Students program (CFDA 93.243) and HHS's Health Resources Services Administration's Center for School Mental Health (Project U45 MC 00174); as well as with related activities that would be conducted under other programs for which the applicant is currently seeking funding, such as the 
                    <PRTPAGE P="26235"/>
                    Mental Health First Aid program being funded by SAMHSA under the Project AWARE State Educational Agency Grants.
                </P>
                <P>The plan must also describe how, in the event and to the extent an applicant does not receive funding that it seeks from other sources to support such related activities, the applicant will adjust its proposed coordination strategies. Applicants that receive additional competitive preference points under this priority and are ultimately awarded a School Climate Transformation Grant will finalize the high-quality plan described in response to this priority post-award.</P>
                <HD SOURCE="HD2">
                    <E T="03">Program Requirements</E>
                </HD>
                <P>Each grantee must implement a plan that:</P>
                <P>(a) Builds SEA capacity for supporting the sustained and broad-scale implementation of a multi-tiered behavioral framework by LEAs by:</P>
                <P>(1) Improving the skills of SEA personnel to assist LEA implementation of the components of a multi-tiered behavioral framework, such as policies, funding, professional development, coaching, and interagency coordination for providing services;</P>
                <P>(2) Developing a cadre of trained and experienced staff to provide training and ongoing coaching to LEA leadership teams on the multi-tiered behavioral framework; and</P>
                <P>(3) Improving the quality, accessibility, and usefulness of statewide data collection and analysis;</P>
                <P>(b) Enhances LEA capacity for implementing and sustaining a multi-tiered behavioral framework by providing training and technical assistance to LEAs on all of the following:</P>
                <P>(1) Developing or improving the quality, accessibility, and usefulness of LEA data collection and data-based decision making;</P>
                <P>(2) Improving the skills and expertise of LEA personnel to develop, implement, and sustain a multi-tiered behavioral framework;</P>
                <P>(3) Using evidence-based practices and reliable and valid tools and processes for evaluating the fidelity of implementation of the multi-tiered behavioral framework, and for measuring its outcomes, including reductions in discipline referrals, suspensions, expulsions, and the use of restraints and seclusion; improvements in school climate; increases in instructional time; and improvement in overall academic achievement; and</P>
                <P>(4) Coordinating SEA efforts with appropriate Federal, State, and local resources.</P>
                <P>(c) Coordinates SEA efforts with appropriate Federal, State and local resources, including LEAs funded under the School Climate Transformation Grants LEA Program (84.184G) and the PBIS Technical Assistance Center funded by the Department.</P>
                <P>
                    <E T="03">Application Requirements:</E>
                     Applications that fail to meet any one of these requirements will not be read or scored. The applicant must:
                </P>
                <P>(a) Describe the current efforts by the SEA to support implementation of a multi-tiered behavioral framework in its LEAs and schools, as well as evidence of the need to implement, scale-up, and sustain such a framework in additional LEAs and schools. The applicant must also present State and local data demonstrating this need, including, but not limited to, the number and types of LEAs and schools that are currently implementing a multi-tiered behavioral framework.</P>
                <P>(b) Describe its plan to build, improve, or enhance SEA capacity to provide effective training, technical assistance, and support to LEAs and their schools on implementing a school-wide multi-tiered behavioral framework, including the estimated number of LEAs that will be assisted, how the SEA will assess readiness for implementation, and how the SEA will help build capacity for implementation at the local level.</P>
                <P>(c) Describe how the proposed project will address the needs of high-need LEAs (as defined in this notice), including those with high-poverty schools (as defined in this notice), low-performing schools (including persistently lowest-achieving schools (both as defined in this notice)), and priority schools (as defined in this notice).</P>
                <P>(d) Explain how the SEA's efforts to build LEA and school capacity to implement, expand, and sustain a multi-tiered behavioral framework will be linked to other SEA and LEA school safety, school improvement, and school reform efforts.</P>
                <P>
                    <E T="03">Definitions:</E>
                     We are establishing the definitions of “high-need LEA,” “low performing school,” “multi-tiered behavioral framework,” and “priority school” in this notice for the FY 2014 grant competition and any subsequent year in which we make awards from the list of unfunded applications from this competition, in accordance with section 437(d)(1) of GEPA, 20 U.S.C. 1232(d)(1). The definitions of “high-poverty school” and “persistently lowest-achieving schools” are from the notice of final supplemental priorities and definitions for discretionary grant programs published in the 
                    <E T="04">Federal Register</E>
                     on December 15, 2010 (75 FR 78486) and corrected on May 12, 2011 (76 FR 27637).
                </P>
                <P>
                    <E T="03">High-need LEA</E>
                     means an LEA (a) that serves not fewer than 10,000 children from families with incomes below the poverty line; or (b) for which not less than 20 percent of the children served by the LEA are from families with incomes below the poverty line.
                </P>
                <P>
                    <E T="03">High-poverty school</E>
                     means a school in which at least 50 percent of students are eligible for free or reduced-price lunches under the Richard B. Russell National School Lunch Act or in which at least 50 percent of students are from low-income families as determined using one of the criteria specified under section 1113(a)(5) of the ESEA. For middle and high schools, eligibility may be calculated on the basis of comparable data from feeder schools. Eligibility as a high-poverty school under this definition is determined on the basis of the most currently available data.
                </P>
                <P>
                    <E T="03">Low-performing school</E>
                     means a school that is in the bottom 10 percent of performance in the State, or that has significant achievement gaps, based on student academic performance in reading/language arts and mathematics on the assessments required under the ESEA, or graduation rate gaps.
                </P>
                <P>
                    <E T="03">Multi-tiered behavioral framework</E>
                     means a school-wide structure used to improve the integration and implementation of behavioral practices, data-driven decision-making systems, professional development opportunities, school leadership, supportive SEA and LEA policies, and evidence-based instructional strategies.
                </P>
                <P>
                    <E T="03">Persistently lowest-achieving schools</E>
                     means, as determined by the State—
                </P>
                <P>(a)(1) Any Title I school in improvement, corrective action, or restructuring that—</P>
                <P>(i) Is among the lowest-achieving five percent of Title I schools in improvement, corrective action, or restructuring or the lowest-achieving five Title I schools in improvement, corrective action, or restructuring in the State, whichever number of schools is greater; or</P>
                <P>(ii) Is a high school that has had a graduation rate as defined in 34 CFR 200.19(b) that is less than 60 percent over a number of years; and</P>
                <P>(2) Any secondary school that is eligible for, but does not receive, Title I funds that—</P>
                <P>
                    (i) Is among the lowest-achieving five percent of secondary schools or the lowest-achieving five secondary schools in the State that are eligible for, but do not receive, Title I funds, whichever number of schools is greater; or 
                    <PRTPAGE P="26236"/>
                </P>
                <P>(ii) Is a high school that has had a graduation rate as defined in 34 CFR 200.19(b) that is less than 60 percent over a number of years.</P>
                <P>(b) To identify the lowest-achieving schools, a State must take into account both—</P>
                <P>(i) The academic achievement of the “all students” group in a school in terms of proficiency on the State's assessments under section 1111(b)(3) of the ESEA in reading/language arts and mathematics combined; and</P>
                <P>(ii) The school's lack of progress on those assessments over a number of years in the “all students” group.</P>
                <NOTE>
                    <HD SOURCE="HED">Note: </HD>
                    <P>
                        The Department considers schools that are identified as Tier I or Tier II schools under the School Improvement Grants Program (see 75 FR 66363) as part of a State's approved FY 2009, FY 2010, FY 2011, or FY 2012 application to be persistently lowest-achieving schools. A list of these Tier I and Tier II schools can be found on the Department's Web site at 
                        <E T="03">www2.ed.gov/programs/sif/index.html.</E>
                    </P>
                </NOTE>
                <P>
                    <E T="03">Priority school</E>
                     means a school that has been identified by the State as a priority school pursuant to the State's approved request for ESEA flexibility.
                </P>
                <P>
                    <E T="03">Waiver of Proposed Rulemaking:</E>
                     Under the Administrative Procedure Act (5 U.S.C. 553), the Department generally offers interested parties the opportunity to comment on proposed priorities, definitions, and requirements. Section 437(d)(1) of GEPA, however, allows the Secretary to exempt from rulemaking requirements, regulations governing the first grant competition under a new or substantially revised program authority. This is the first grant competition for this program under the appropriation for Safe Schools and Citizenship Education in the Department of Education Appropriations Act, 2014, Title III of Division H of Public Law 113-76, and section 4121 of the ESEA (20 U.S.C. 7131) and therefore qualifies for this exemption. In order to ensure timely grant awards, the Secretary has decided to forgo public comment on the priorities, definitions, and requirements under section 437(d)(1) of GEPA. These priorities, definitions, and requirements will apply to the FY 2014 grant competition and any subsequent year in which we make awards from the list of unfunded applicants from this competition.
                </P>
                <AUTH>
                    <HD SOURCE="HED">Program Authority:</HD>
                    <P>20 U.S.C. 7131; the Department of Education Appropriations Act, 2014, Title III of Division H of Pub. L. 113-76.</P>
                    <P>
                        <E T="03">Applicable Regulations:</E>
                         (a) The Education Department General Administrative Regulations (EDGAR) in 34 CFR parts, 75, 77, 79, 80, 81, 82, 84, 97, 98, and 99; the regulations in 34 CFR part 299. (b) The Education Department suspension and debarment regulations in 2 CFR part 3485.
                    </P>
                </AUTH>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>The regulations in 34 CFR part 79 apply to all applicants except federally recognized Indian tribes.</P>
                </NOTE>
                <HD SOURCE="HD1">II. Award Information</HD>
                <P>
                    <E T="03">Type of Award:</E>
                     Discretionary grants.
                </P>
                <P>
                    <E T="03">Estimated Available Funds:</E>
                     $7,375,000.
                </P>
                <P>Contingent upon the availability of funds and the quality of applications, we may make additional awards in FY 2015 and subsequent years from the list of unfunded applicants from the competition announced in this notice.</P>
                <P>
                    <E T="03">Estimated Range of Awards:</E>
                     $250,000 to $750,000 per year for up to 5 years.
                </P>
                <P>
                    <E T="03">Estimated Average Size of Awards:</E>
                     $400,000.
                </P>
                <P>
                    <E T="03">Maximum Award:</E>
                     We will reject any application that proposes a budget exceeding $750,000 for a single budget period of 12 months. The Assistant Secretary for Elementary and Secondary Education may change the maximum amount through a notice published in the 
                    <E T="04">Federal Register</E>
                    . 
                </P>
                <P>
                    <E T="03">Estimated Number of Awards:</E>
                     18.
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>The Department is not bound by any estimates in this notice.</P>
                </NOTE>
                <P>
                    <E T="03">Project Period:</E>
                     Up to 60 months.
                </P>
                <HD SOURCE="HD1">III. Eligibility Information</HD>
                <P>
                    1. 
                    <E T="03">Eligible Applicants:</E>
                     SEAs.
                </P>
                <P>
                    2. 
                    <E T="03">Cost Sharing or Matching:</E>
                     This program does not require cost sharing or matching.
                </P>
                <P>
                    3. 
                    <E T="03">Other:</E>
                </P>
                <P>
                    (a) 
                    <E T="03">Participation by Private School Children and Teachers.</E>
                     Section 9501 of the ESEA requires that SEAs, LEAs, or other entities receiving funds under the Safe and Drug-Free Schools and Communities Act provide for the equitable participation of private school children, their teachers, and other educational personnel in private schools located in geographic areas served by the grant recipient.
                </P>
                <P>In order to ensure that grant program activities address the needs of private school children, the applicant must engage in timely and meaningful consultation with appropriate private school officials during the design and development of the proposed program. This consultation must take place before the applicant makes any decision that affects the opportunities of eligible private school children, teachers, and other educational personnel to participate in grant program activities. Administrative direction and control over grant funds must remain with the grantee.</P>
                <HD SOURCE="HD1">IV. Application and Submission Information</HD>
                <P>
                    1. 
                    <E T="03">Address to Request Application Package:</E>
                     ED Pubs, U.S. Department of Education, P.O. Box 22207, Alexandria, VA 22304. Telephone, toll free: 1-877-433-7827. FAX: (703) 605-6794. If you use a telecommunications device for the deaf (TDD) or a text telephone (TTY), call, toll free: 1-877-576-7734.
                </P>
                <P>
                    You can contact ED Pubs at its Web site, also: 
                    <E T="03">www.EDPubs.gov</E>
                     or at its email address: 
                    <E T="03">edpubs@inet.ed.gov</E>
                    .
                </P>
                <P>If you request an application package from ED Pubs, be sure to identify this program or competition as follows: CFDA number 84.184F.</P>
                <P>
                    Individuals with disabilities can obtain a copy of the application package in an accessible format (e.g., braille, large print, audiotape, or compact disc) by contacting the person or team listed under 
                    <E T="03">Accessible Format</E>
                     in section VIII of this notice.
                </P>
                <P>
                    2. 
                    <E T="03">Content and Form of Application Submission:</E>
                     Requirements concerning the content of an application, together with the forms you must submit, are in the application package for this program.
                </P>
                <P>
                    <E T="03">Page Limit:</E>
                     The application narrative is where you, the applicant, provide the project narrative to address the selection criteria that reviewers use to evaluate your application. The required budget and budget narrative will be provided in a separate section. You must limit the application narrative to the equivalent of no more than 25 pages, using the following standards:
                </P>
                <P>• A “page” is 8.5″ x 11″, on one side only, with 1″ margins at the top, bottom, and both sides.</P>
                <P>• Double space (no more than three lines per vertical inch) all text in the application narrative, including titles, headings, footnotes, quotations, references, and captions, as well as all text in charts, tables, figures, and graphs.</P>
                <P>• Use a font that is either 12 point or larger or no smaller than 10 pitch (characters per inch).</P>
                <P>• Use one of the following fonts: Times New Roman, Courier, Courier New, or Arial.</P>
                <P>The page limit does not apply to the cover sheet; the budget section, including the narrative budget justification; the assurances and certifications; or the one-page abstract, the resumes, the bibliography, or the letters of support. However, the page limit does apply to all of the application narrative section.</P>
                <P>
                    Our reviewers will not read any pages of your application that exceed the page limit.
                    <PRTPAGE P="26237"/>
                </P>
                <P>
                    3. 
                    <E T="03">Submission Dates and Times:</E>
                </P>
                <P>
                    <E T="03">Applications Available:</E>
                     May 7, 2014. 
                </P>
                <P>
                    <E T="03">Deadline for Transmittal of Applications:</E>
                     June 23, 2014.
                </P>
                <P>
                    Applications for grants under this program must be submitted electronically using the Grants.gov Apply site (Grants.gov). For information (including dates and times) about how to submit your application electronically, or in paper format by mail or hand delivery if you qualify for an exception to the electronic submission requirement, please refer to section IV.7. 
                    <E T="03">Other Submission Requirements</E>
                     of this notice.
                </P>
                <P>We do not consider an application that does not comply with the deadline requirements.</P>
                <P>
                    Individuals with disabilities who need an accommodation or auxiliary aid in connection with the application process should contact the person listed under 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     in section VII of this notice. If the Department provides an accommodation or auxiliary aid to an individual with a disability in connection with the application process, the individual's application remains subject to all other requirements and limitations in this notice.
                </P>
                <P>
                    <E T="03">Deadline for Intergovernmental Review:</E>
                     August 20, 2014.
                </P>
                <P>
                    4. 
                    <E T="03">Intergovernmental Review:</E>
                     This program is subject to Executive Order 12372 and the regulations in 34 CFR part 79. Information about Intergovernmental Review of Federal Programs under Executive Order 12372 is in the application package for this program.
                </P>
                <P>
                    5. 
                    <E T="03">Funding Restrictions:</E>
                     Program funds may be used for training and technical assistance and costs related to carrying out these activities, in addition to other allowable costs. We reference additional regulations outlining funding restrictions in the 
                    <E T="03">Applicable Regulations</E>
                     section of this notice.
                </P>
                <P>
                    6. 
                    <E T="03">Data Universal Numbering System Number, Taxpayer Identification Number, and System for Award Management:</E>
                     To do business with the Department of Education, you must—
                </P>
                <P>a. Have a Data Universal Numbering System (DUNS) number and a Taxpayer Identification Number (TIN);</P>
                <P>b. Register both your DUNS number and TIN with the System for Award Management (SAM) (formerly the Central Contractor Registry (CCR)), the Government's primary registrant database;</P>
                <P>c. Provide your DUNS number and TIN on your application; and</P>
                <P>d. Maintain an active SAM registration with current information while your application is under review by the Department and, if you are awarded a grant, during the project period.</P>
                <P>You can obtain a DUNS number from Dun and Bradstreet. A DUNS number can be created within one-to-two business days.</P>
                <P>If you are a corporate entity, agency, institution, or organization, you can obtain a TIN from the Internal Revenue Service. If you are an individual, you can obtain a TIN from the Internal Revenue Service or the Social Security Administration. If you need a new TIN, please allow 2-5 weeks for your TIN to become active.</P>
                <P>The SAM registration process can take approximately seven business days, but may take upwards of several weeks, depending on the completeness and accuracy of the data entered into the SAM database by an entity. Thus, if you think you might want to apply for Federal financial assistance under a program administered by the Department, please allow sufficient time to obtain and register your DUNS number and TIN. We strongly recommend that you register early.</P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>Once your SAM registration is active, you will need to allow 24 to 48 hours for the information to be available in Grants.gov and before you can submit an application through Grants.gov.</P>
                </NOTE>
                <P>If you are currently registered with SAM, you may not need to make any changes. However, please make certain that the TIN associated with your DUNS number is correct. Also note that you will need to update your registration annually. This may take three or more business days.</P>
                <P>
                    Information about SAM is available at 
                    <E T="03">www.SAM.gov.</E>
                     To further assist you with obtaining and registering your DUNS number and TIN in SAM or updating your existing SAM account, we have prepared a SAM.gov Tip Sheet, which you can find at: 
                    <E T="03">http://www2.ed.gov/fund/grant/apply/sam-faqs.html</E>
                    .
                </P>
                <P>
                    In addition, if you are submitting your application via Grants.gov, you must (1) be designated by your organization as an Authorized Organization Representative (AOR); and (2) register yourself with Grants.gov as an AOR. Details on these steps are outlined at the following Grants.gov Web page: 
                    <E T="03">http://www.grants.gov/web/grants/register.html</E>
                    .
                </P>
                <P>
                    <E T="03">7. Other Submission Requirements:</E>
                </P>
                <P>Applications for grants under this competition must be submitted electronically unless you qualify for an exception to this requirement in accordance with the instructions in this section.</P>
                <P>
                    a. 
                    <E T="03">Electronic Submission of Applications.</E>
                </P>
                <P>
                    Applications for grants under the School Climate Transformation Grant Program, CFDA numbers 84.184F (SEA grants), must be submitted electronically using the Governmentwide Grants.gov Apply site at 
                    <E T="03">www.Grants.gov.</E>
                     Through this site, you will be able to download a copy of the application package, complete it offline, and then upload and submit your application. You may not email an electronic copy of a grant application to us.
                </P>
                <P>
                    We will reject your application if you submit it in paper format unless, as described elsewhere in this section, you qualify for one of the exceptions to the electronic submission requirement 
                    <E T="03">and</E>
                     submit, no later than two weeks before the application deadline date, a written statement to the Department that you qualify for one of these exceptions. Further information regarding calculation of the date that is two weeks before the application deadline date is provided later in this section under 
                    <E T="03">Exception to Electronic Submission Requirement.</E>
                </P>
                <P>
                    You may access the electronic grant application for the School Climate Transformation Grant Program at 
                    <E T="03">www.Grants.gov.</E>
                     You must search for the downloadable application package for this competition by the CFDA numbers. Do not include the CFDA number's alpha suffix in your search (e.g., search for 84.184, not 84.184F).
                </P>
                <P>Please note the following:</P>
                <P>• When you enter the Grants.gov site, you will find information about submitting an application electronically through the site, as well as the hours of operation.</P>
                <P>• Applications received by Grants.gov are date and time stamped. Your application must be fully uploaded and submitted and must be date and time stamped by the Grants.gov system no later than 4:30:00 p.m., Washington, DC time, on the application deadline date. Except as otherwise noted in this section, we will not accept your application if it is received—that is, date and time stamped by the Grants.gov system—after 4:30:00 p.m., Washington, DC time, on the application deadline date. We do not consider an application that does not comply with the deadline requirements. When we retrieve your application from Grants.gov, we will notify you if we are rejecting your application because it was date and time stamped by the Grants.gov system after 4:30:00 p.m., Washington, DC time, on the application deadline date.</P>
                <P>
                    • The amount of time it can take to upload an application will vary 
                    <PRTPAGE P="26238"/>
                    depending on a variety of factors, including the size of the application and the speed of your Internet connection. Therefore, we strongly recommend that you do not wait until the application deadline date to begin the submission process through Grants.gov.
                </P>
                <P>
                    • You should review and follow the Education Submission Procedures for submitting an application through Grants.gov that are included in the application package for this competition to ensure that you submit your application in a timely manner to the Grants.gov system. You can also find the Education Submission Procedures pertaining to Grants.gov under News and Events on the Department's G5 system home page at 
                    <E T="03">http://www.G5.gov.</E>
                </P>
                <P>• You will not receive additional point value because you submit your application in electronic format, nor will we penalize you if you qualify for an exception to the electronic submission requirement, as described elsewhere in this section, and submit your application in paper format.</P>
                <P>• You must submit all documents electronically, including all information you typically provide on the following forms: The Application for Federal Assistance (SF 424), the Department of Education Supplemental Information for SF 424, Budget Information—Non-Construction Programs (ED 524), and all necessary assurances and certifications.</P>
                <P>• You must upload any narrative sections and all other attachments to your application as files in a PDF (Portable Document) read-only, non-modifiable format. Do not upload an interactive or fillable PDF file. If you upload a file type other than a read-only, non-modifiable PDF or submit a password-protected file, we will not review that material. (Additional, detailed information on how to attach files is in the application instructions.]</P>
                <P>• Your electronic application must comply with any page-limit requirements described in this notice.</P>
                <P>• After you electronically submit your application, you will receive from Grants.gov an automatic notification of receipt that contains a Grants.gov tracking number. (This notification indicates receipt by Grants.gov only, not receipt by the Department.) The Department then will retrieve your application from Grants.gov and send a second notification to you by email. This second notification indicates that the Department has received your application and has assigned your application a PR/Award number (an ED-specified identifying number unique to your application).</P>
                <P>• We may request that you provide us original signatures on forms at a later date.</P>
                <P>
                    <E T="03">Application Deadline Date Extension in Case of Technical Issues with the Grants.gov System:</E>
                     If you are experiencing problems submitting your application through Grants.gov, please contact the Grants.gov Support Desk, toll free, at 1-800-518-4726. You must obtain a Grants.gov Support Desk Case Number and must keep a record of it.
                </P>
                <P>If you are prevented from electronically submitting your application on the application deadline date because of technical problems with the Grants.gov system, we will grant you an extension until 4:30:00 p.m., Washington, DC time, the following business day to enable you to transmit your application electronically or by hand delivery. You also may mail your application by following the mailing instructions described elsewhere in this notice.</P>
                <P>
                    If you submit an application after 4:30:00 p.m., Washington, DC time, on the application deadline date, please contact the person listed under 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                     in section VII of this notice and provide an explanation of the technical problem you experienced with Grants.gov, along with the Grants.gov Support Desk Case Number. We will accept your application if we can confirm that a technical problem occurred with the Grants.gov system and that that problem affected your ability to submit your application by 4:30:00 p.m., Washington, DC time, on the application deadline date. The Department will contact you after a determination is made on whether your application will be accepted.  
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P> The extensions to which we refer in this section apply only to the unavailability of, or technical problems with, the Grants.gov system. We will not grant you an extension if you failed to fully register to submit your application to Grants.gov before the application deadline date and time or if the technical problem you experienced is unrelated to the Grants.gov system.</P>
                </NOTE>
                <P>
                    <E T="03">Exception to Electronic Submission Requirement:</E>
                     You qualify for an exception to the electronic submission requirement, and may submit your application in paper format, if you are unable to submit an application through the Grants.gov system because—
                </P>
                <P>• You do not have access to the Internet; or</P>
                <P>• You do not have the capacity to upload large documents to the Grants.gov system;</P>
                <P>and</P>
                <P>• No later than two weeks before the application deadline date (14 calendar days or, if the fourteenth calendar day before the application deadline date falls on a Federal holiday, the next business day following the Federal holiday), you mail or fax a written statement to the Department, explaining which of the two grounds for an exception prevent you from using the Internet to submit your application.</P>
                <P>If you mail your written statement to the Department, it must be postmarked no later than two weeks before the application deadline date. If you fax your written statement to the Department, we must receive the faxed statement no later than two weeks before the application deadline date.</P>
                <P>Address and mail or fax your statement to: Bryan Williams, U.S. Department of Education, 400 Maryland Avenue SW., Room 3C152, Washington, DC 20202. FAX: (202) 453-6742.</P>
                <P>Your paper application must be submitted in accordance with the mail or hand delivery instructions described in this notice.</P>
                <P>
                    b. 
                    <E T="03">Submission of Paper Applications by Mail.</E>
                </P>
                <P>If you qualify for an exception to the electronic submission requirement, you may mail (through the U.S. Postal Service or a commercial carrier) your application to the Department. You must mail the original and two copies of your application, on or before the application deadline date, to the Department at the following address: U.S. Department of Education, Application Control Center, Attention: CFDA Number 84.184F, LBJ Basement Level 1, 400 Maryland Avenue SW., Washington, DC 20202-4260.</P>
                <P>You must show proof of mailing consisting of one of the following:</P>
                <P>(1) A legibly dated U.S. Postal Service postmark.</P>
                <P>(2) A legible mail receipt with the date of mailing stamped by the U.S. Postal Service.</P>
                <P>(3) A dated shipping label, invoice, or receipt from a commercial carrier.</P>
                <P>(4) Any other proof of mailing acceptable to the Secretary of the U.S. Department of Education.</P>
                <P>If you mail your application through the U.S. Postal Service, we do not accept either of the following as proof of mailing:</P>
                <P>(1) A private metered postmark.</P>
                <P>(2) A mail receipt that is not dated by the U.S. Postal Service.</P>
                <P>If your application is postmarked after the application deadline date, we will not consider your application.  </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P> The U.S. Postal Service does not uniformly provide a dated postmark. Before relying on this method, you should check with your local post office.</P>
                </NOTE>
                <PRTPAGE P="26239"/>
                <P>c. Submission of Paper Applications by Hand Delivery.</P>
                <P>If you qualify for an exception to the electronic submission requirement, you (or a courier service) may deliver your paper application to the Department by hand. You must deliver the original and two copies of your application by hand, on or before the application deadline date, to the Department at the following address: U.S. Department of Education, Application Control Center, Attention: CFDA Number 84.184F, 550 12th Street SW., Room 7039, Potomac Center Plaza, Washington, DC 20202-4260.</P>
                <P>The Application Control Center accepts hand deliveries daily between 8:00 a.m. and 4:30:00 p.m., Washington, DC time, except Saturdays, Sundays, and Federal holidays.  </P>
                <NOTE>
                    <HD SOURCE="HED">Note for Mail or Hand Delivery of Paper Applications:</HD>
                    <P> If you mail or hand deliver your application to the Department—</P>
                    <P>(1) You must indicate on the envelope and—if not provided by the Department—in Item 11 of the SF 424 the CFDA number, including suffix letter, if any, of the competition under which you are submitting your application; and</P>
                    <P>(2) The Application Control Center will mail to you a notification of receipt of your grant application. If you do not receive this notification within 15 business days from the application deadline date, you should call the U.S. Department of Education Application Control Center at (202) 245-6288.</P>
                </NOTE>
                <HD SOURCE="HD1">V. Application Review Information</HD>
                <P>
                    1. 
                    <E T="03">Selection Criteria:</E>
                     The selection criteria for this program are from 34 CFR 75.210 of EDGAR and are listed in the application package.
                </P>
                <P>
                    2. 
                    <E T="03">Review and Selection Process:</E>
                     We remind potential applicants that in reviewing applications in any discretionary grant competition, the Secretary may consider, under 34 CFR 75.217(d)(3), the past performance of the applicant in carrying out a previous award, such as the applicant's use of funds, achievement of project objectives, and compliance with grant conditions. The Secretary may also consider whether the applicant failed to submit a timely performance report or submitted a report of unacceptable quality.
                </P>
                <P>In addition, in making a competitive grant award, the Secretary also requires various assurances including those applicable to Federal civil rights laws that prohibit discrimination in programs or activities receiving Federal financial assistance from the Department of Education (34 CFR 100.4, 104.5, 106.4, 108.8, and 110.23).</P>
                <P>
                    3. 
                    <E T="03">Special Conditions:</E>
                     Under 34 CFR 74.14 and 80.12, the Secretary may impose special conditions on a grant if the applicant or grantee is not financially stable; has a history of unsatisfactory performance; has a financial or other management system that does not meet the standards in 34 CFR parts 74 or 80, as applicable; has not fulfilled the conditions of a prior grant; or is otherwise not responsible.
                </P>
                <HD SOURCE="HD1">VI. Award Administration Information</HD>
                <P>
                    1. 
                    <E T="03">Award Notices:</E>
                     If your application is successful, we notify your U.S. Representative and U.S. Senators and send you a Grant Award Notification (GAN); or we may send you an email containing a link to access an electronic version of your GAN. We may notify you informally, also.
                </P>
                <P>If your application is not evaluated or not selected for funding, we notify you.</P>
                <P>
                    2. 
                    <E T="03">Administrative and National Policy Requirements:</E>
                     We identify administrative and national policy requirements in the application package and reference these and other requirements in the 
                    <E T="03">Applicable Regulations</E>
                     section of this notice.
                </P>
                <P>
                    We reference the regulations outlining the terms and conditions of an award in the 
                    <E T="03">Applicable Regulations</E>
                     section of this notice and include these and other specific conditions in the GAN. The GAN also incorporates your approved application as part of your binding commitments under the grant.
                </P>
                <P>
                    3. 
                    <E T="03">Reporting:</E>
                     (a) If you apply for a grant under this competition, you must ensure that you have in place the necessary processes and systems to comply with the reporting requirements in 2 CFR part 170 should you receive funding under the competition. This does not apply if you have an exception under 2 CFR 170.110(b).
                </P>
                <P>
                    (b) At the end of your project period, you must submit a final performance report, including financial information, as directed by the Secretary. If you receive a multi-year award, you must submit an annual performance report that provides the most current performance and financial expenditure information as directed by the Secretary under 34 CFR 75.118. The Secretary may also require more frequent performance reports under 34 CFR 75.720(c). For specific requirements on reporting, please go to 
                    <E T="03">www.ed.gov/fund/grant/apply/appforms/appforms.html.</E>
                </P>
                <P>
                    4. 
                    <E T="03">Performance Measures:</E>
                     The Department has established the following Government Performance and Results Act of 1993 (GPRA) performance measures for the School Climate Transformation Grant Program—State Educational Agency Grants:
                </P>
                <P>1. The number of training and technical assistance events provided by the SEA School Climate Transformation Grant Program to assist LEAs in implementing a multi-tiered behavioral framework.</P>
                <P>2. The number and percentage of LEAs provided training or technical by the SEA School Climate Transformation Grant Program that report an improvement in knowledge and understanding of the implementation of a multi-tiered behavioral framework.</P>
                <P>3. The number and percentage of schools in LEAs provided training or technical assistance by the SEA School Climate Transformation Grant Program that implement a multi-tiered behavioral framework.</P>
                <P>These measures constitute the Department's indicators of success for this program. Consequently, we advise an applicant for a grant under this program to give careful consideration to these measures in conceptualizing the approach and evaluation for its proposed project. Each grantee will be required to provide, in its annual performance and final reports, data about its progress in meeting these measures. This data will be considered by the Department in making continuation awards.</P>
                <P>Consistent with 34 CFR 75.591, grantees funded under this program shall comply with the requirements of any evaluation of the program conducted by the Department or an evaluator selected by the Department.</P>
                <P>
                    5. 
                    <E T="03">Continuation Awards:</E>
                     In making a continuation award, the Secretary may consider, under 34 CFR 75.253, the extent to which a grantee has made “substantial progress toward meeting the objectives in its approved application.” This consideration includes the review of a grantee's progress in meeting the projected outcomes in its approved application, and whether the grantee has expended funds in a manner that is consistent with its approved application and budget. In making a continuation grant, the Secretary also considers whether the grantee is operating in compliance with the assurances in its approved application, including those applicable to Federal civil rights laws that prohibit discrimination in programs or activities receiving Federal financial assistance from the Department (34 CFR 100.4, 104.5, 106.4, 108.8, and 110.23).
                </P>
                <HD SOURCE="HD1">VII. Agency Contact</HD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Bryan Williams, U.S. Department of Education, 400 Maryland Avenue SW., Room 3C152, Washington, DC 20202-6450. Telephone: (202) 453-6715, or by email: 
                        <E T="03">bryan.williams@ed.gov.</E>
                        <PRTPAGE P="26240"/>
                    </P>
                    <HD SOURCE="HD1">VIII. Other Information</HD>
                    <P>
                        <E T="03">Accessible Format:</E>
                         Individuals with disabilities can obtain this document and a copy of the application package in an accessible format (e.g., braille, large print, audiotape, or compact disc) on request to the program contact person listed under 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                         in section VII of this notice.
                    </P>
                    <P>
                        <E T="03">Electronic Access to This Document:</E>
                         The official version of this document is the document published in the 
                        <E T="04">Federal Register</E>
                        .  Free Internet access to the official edition of the 
                        <E T="04">Federal Register</E>
                         and the Code of Federal Regulations is available via the Federal Digital System at: 
                        <E T="03">www.gpo.gov/fdsys.</E>
                         At this site you can view this document, as well as all other documents of this Department published in the 
                        <E T="04">Federal Register</E>
                        ,  in text or Adobe Portable Document Format (PDF). To use PDF you must have Adobe Acrobat Reader, which is available free at the site.
                    </P>
                    <P>
                        You may also access documents of the Department published in the 
                        <E T="04">Federal Register</E>
                         by using the article search feature at: 
                        <E T="03">www.federalregister.gov.</E>
                         Specifically, through the advanced search feature at this site, you can limit your search to documents published by the Department.
                    </P>
                    <SIG>
                        <DATED>Dated: May 2, 2014.</DATED>
                        <NAME>Deborah S. Delisle,</NAME>
                        <TITLE>Assistant Secretary for Elementary and Secondary Education.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10501 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4000-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S"> DEPARTMENT OF EDUCATION</AGENCY>
                <SUBJECT>National Advisory Committee on Institutional Quality and Integrity (NACIQI)</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Advisory Committee on Institutional Quality and Integrity, Office of Postsecondary Education, U.S. Department of Education.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Revision to the agenda for the June 18-19, 2014 meeting of the National Advisory Committee on Institutional Quality and Integrity (NACIQI) meeting and a solicitation for third party comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        This meeting notice is an update to the previous notices published in the 
                        <E T="04">Federal Register</E>
                         on February 25, 2014 (79 FR 10508) and on March 31, 2014 (79 FR 18021). This notice identifies a revision to the agenda and invites written third party comment on the question “What issues are critical to consider in advancing quality assurance in higher education?”
                    </P>
                </SUM>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>U.S. Department of Education, Office of Postsecondary Education, 1990 K Street  NW., Room 8072, Washington, DC 20006.</P>
                    <P>
                        <E T="03">NACIQI'S Statutory Authority and Function:</E>
                         The NACIQI is established under Section 114 of the HEA of 1965, as amended, 20 U.S.C. 1011c. The NACIQI advises the Secretary of Education about:
                    </P>
                    <P>• The establishment and enforcement of the criteria for recognition of accrediting agencies or associations under Subpart 2, Part H, Title IV, of the HEA, as amended.</P>
                    <P>• The recognition of specific accrediting agencies or associations or a specific State approval agency.</P>
                    <P>• The preparation and publication of the list of nationally recognized accrediting agencies and associations.</P>
                    <P>• The eligibility and certification process for institutions of higher education under Title IV, of the HEA, together with recommendations for improvement in such process.</P>
                    <P>• The relationship between (1) accreditation of institutions of higher education and the certification and eligibility of such institutions, and (2) State licensing responsibilities with respect to such institutions.</P>
                    <P>• Any other advisory function relating to accreditation and institutional eligibility that the Secretary may prescribe.</P>
                    <P>
                        <E T="03">Meeting Agenda:</E>
                         The following agency, originally scheduled for a review for initial recognition, has been removed from the NACIQI review agenda and will be rescheduled at a later date:
                    </P>
                    <P>
                        <E T="03">Commission on Accreditation of Educator Preparation (CAEP).</E>
                         (Requested Scope: The accreditation of educator preparation programs in degree-granting institutions of higher education throughout the United States that offer certificates/licensure, or an associate's, bachelor's, master's, post-baccalaureate, and doctoral degrees including those offered via distance education.)
                    </P>
                    <P>
                        <E T="03">Submission of Written Comments:</E>
                         The meeting agenda will include NACIQI discussion sessions regarding the Committee's 2012 Policy Report of Recommendations on Accreditation (
                        <E T="03">http://www2.ed.gov/about/bdscomm/list/naciqi-dir/2012-spring/teleconference-2012/naciqi-final-report.pdf</E>
                        ) and/or on developing new policy recommendations to advise the Secretary in preparation for the reauthorization of the Higher Education Act (HEA). To enhance its discussions, the NACIQI invites written, third-party comment on current issues and initiatives in postsecondary education accreditation, specifically, on the question “What issues are critical to consider in advancing quality assurance in higher education?” Written comments must be received by May 30, 2014, in the 
                        <E T="03">accreditationcommittees@ed.gov</E>
                         mailbox and include the subject line “Comment: Advancing Quality Assurance in Higher Education.” The email must include the name, title, affiliation, mailing address, email address, telephone number, and Web site (if any) of the person/group making the comment. Comments (including any attachments) may not exceed four (4) 8.5″ x 11″ pages (on one side only) in either a 10 or 12 point font, and are to be submitted as a Microsoft Word document or in a medium compatible with Microsoft Word (not a PDF file) that is attached to an electronic mail message (email) or provided in the body of an email message. Comments must relate specifically to “What issues are critical to consider in advancing quality assurance in higher education?” No comments pertaining to the review of any individual accrediting or State agency under review will be accepted under this notice. Only material submitted in accordance with the above instructions may be forwarded to the NACIQI for its consideration by the deadline to the email address listed in this notice.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Carol Griffiths, Executive Director, NACIQI, U.S. Department of Education, 1990 K Street NW., Room 8073, Washington, DC 20006-8129, telephone: (202) 219-7035, fax: (202) 219-7005, or email: 
                        <E T="03">Carol.Griffiths@ed.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Electronic Access to This Document:</E>
                         The official version of this document is the document published in the 
                        <E T="04">Federal Register</E>
                        .  Free Internet access to the official edition of the 
                        <E T="04">Federal Register</E>
                         and the Code of Federal Regulations is available via the Federal Digital System at: 
                        <E T="03">www.gpo.gov/fdsys</E>
                        . At this site you can view this document, as well as all other documents of this Department published in the 
                        <E T="04">Federal Register</E>
                        ,  in text or Adobe Portable Document Format (PDF). To use PDF, you must have Adobe Acrobat Reader, which is available free at the site.
                    </P>
                    <P>
                        You may also access documents of the Department published in the 
                        <E T="04">Federal Register</E>
                         by using the article search feature at: 
                        <E T="03">www.federalregister.gov</E>
                        . Specifically, through the advanced search feature at this site, you can limit 
                        <PRTPAGE P="26241"/>
                        your search to documents published by the Department.
                    </P>
                    <SIG>
                        <NAME>Lynn B. Mahaffie,</NAME>
                        <TITLE>Senior Director, Policy Coordination, Development, and Accreditation Service, delegated the authority to perform the functions and duties of the Assistant Secretary for Postsecondary Education.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10495 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4000-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF ENERGY</AGENCY>
                <SUBJECT>Environmental Management Advisory Board Meeting</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Department of Energy.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of open meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        This notice announces a meeting of the Environmental Management Advisory Board (EMAB). The Federal Advisory Committee Act (Pub. L. 92-463, 86 Stat. 770) requires that public notice of this meeting be announced in the 
                        <E T="04">Federal Register</E>
                        .
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Thursday, May 22, 2014 9:30 a.m.-4:30 p.m.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Pacific Northwest National Laboratory, 902 Battelle Boulevard, Richland, Washington 99354.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Kristen G. Ellis, Designated Federal Officer, EMAB (EM-3.2), U.S. Department of Energy, 1000 Independence Avenue SW., Washington, DC 20585. Phone (202) 586-5810; fax (202) 586-0293 or email: 
                        <E T="03">kristen.ellis@em.doe.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Purpose of the Board:</E>
                     The purpose of EMAB is to provide the Assistant Secretary for Environmental Management (EM) with advice and recommendations on corporate issues confronting the EM program. EMAB contributes to the effective operation of the program by providing individual citizens and representatives of interested groups an opportunity to present their views on issues facing EM and by helping to secure consensus recommendations on those issues.
                </P>
                <P>Tentative Agenda Topics:</P>
                <FP SOURCE="FP-2">• EM Program Update</FP>
                <FP SOURCE="FP-2">• Advanced Simulation Capability of Environmental Management Demonstration</FP>
                <FP SOURCE="FP-2">• Updates on EMAB Work Plan Assignments</FP>
                <FP SOURCE="FP1-2">○ Science and Technology</FP>
                <FP SOURCE="FP1-2">○ Risk and Risk Communications</FP>
                <FP SOURCE="FP1-2">○ Acquisition and Project Management</FP>
                <FP SOURCE="FP1-2">○ Management Excellence</FP>
                <P>
                    <E T="03">Public Participation:</E>
                     EMAB welcomes the attendance of the public at its advisory committee meetings and will make every effort to accommodate persons with physical disabilities or special needs. If you require special accommodations due to a disability, please contact Kristen G. Ellis at least seven days in advance of the meeting at the phone number or email address listed above. Written statements may be filed with the Board either before or after the meeting. Individuals who wish to make oral statements pertaining to the agenda should contact Kristen G. Ellis at the address or telephone number listed above. Requests must be received five days prior to the meeting and reasonable provision will be made to include the presentation in the agenda. The Designated Federal Officer is empowered to conduct the meeting in a fashion that will facilitate the orderly conduct of business. Individuals wishing to make public comments will be provided a maximum of five minutes to present their comments.
                </P>
                <P>
                    <E T="03">Minutes:</E>
                     Minutes will be available by writing or calling Kristen G. Ellis at the address or phone number listed above. Minutes will also be available at the following Web site: 
                    <E T="03">http://energy.gov/em/services/communication-engagement/environmental-management-advisory-board-emab.</E>
                </P>
                <SIG>
                    <DATED>Issued at Washington, DC, on May 1, 2014.</DATED>
                    <NAME>LaTanya R. Butler,</NAME>
                    <TITLE>Deputy Committee Management Officer.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10526 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6450-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Project No. 2146-160]</DEPDOC>
                <SUBJECT>Alabama Power Company; Notice of Application Accepted for Filing and Soliciting Comments, Motions To Intervene, and Protests</SUBJECT>
                <P>Take notice that the following hydroelectric application has been filed with the Commission and is available for public inspection:</P>
                <P>
                    a. 
                    <E T="03">Type of Application:</E>
                     Non-project use of project lands and waters.
                </P>
                <P>
                    b. 
                    <E T="03">Project No:</E>
                     2146-160.
                </P>
                <P>
                    c. 
                    <E T="03">Date Filed:</E>
                     March 25, 2014.
                </P>
                <P>
                    d. 
                    <E T="03">Applicant:</E>
                     Alabama Power Company.
                </P>
                <P>
                    e. 
                    <E T="03">Name of Project:</E>
                     Coosa River Project.
                </P>
                <P>
                    f. 
                    <E T="03">Location:</E>
                     The project is located on the Coosa River, in Cherokee, Etowah, Calhoun, St. Clair, Talladega, Shelby, Coosa, Chilton, and Elmore counties, Alabama, and Floyd County, Georgia. The proposed action would occur on the Logan Martin Development, in Lincoln (Talladega County), Alabama.
                </P>
                <P>
                    g. 
                    <E T="03">Pursuant to:</E>
                     Federal Power Act, 16 U.S.C. 791a—825r.
                </P>
                <P>
                    h. 
                    <E T="03">Applicant Contact:</E>
                     Mr. Matthew J. Akin, Alabama Power Company, 600 18th Street North, Birmingham, AL 35203, telephone 205-257-1000.
                </P>
                <P>
                    i. 
                    <E T="03">FERC Contact:</E>
                     Mr. Lorance Yates at 678-245-3084 or email: 
                    <E T="03">lorance.yates@ferc.gov.</E>
                </P>
                <P>
                    j. 
                    <E T="03">Deadline for filing comments and/or motions:</E>
                     May 30, 2014.
                </P>
                <P>
                    All documents may be filed electronically via the Internet. See 18 CFR 385.2001(a)(1)(iii) and the instructions on the Commission's Web site at 
                    <E T="03">http://www.ferc.gov/docs-filing/efiling.asp.</E>
                     Commenters can submit brief comments up to 6,000 characters, without prior registration, using the eComment system at 
                    <E T="03">http://www.ferc.gov/docs-filing/ecomment.asp.</E>
                     You must include your name and contact information at the end of your comments. For assistance, please contact FERC Online Support at 
                    <E T="03">FERCOnlineSupport@ferc.gov</E>
                     or toll free at 1-866-208-3676, or for TTY, (202) 502-8659. Although the Commission strongly encourages electronic filing, documents may also be paper-filed. To paper-file, mail an original and seven copies to: Secretary, Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426. Please include the project number (P-2146-160) on any comments, motions, or recommendations filed.
                </P>
                <P>The Commission's Rules of Practice and Procedure require all intervenors filing documents with the Commission to serve a copy of that document on each person whose name appears on the official service list for the project. Further, if an intervenor files comments or documents with the Commission relating to the merits of an issue that may affect the responsibilities of a particular resource agency, they must also serve a copy of the document on that resource agency.</P>
                <P>
                    k. 
                    <E T="03">Description of Application:</E>
                     Alabama Power Company proposes to permit Cathy Harris to use project land and waters for development of the England Isles RV park/campground by installing two new docks for common use: One (1) dock with 4 slips and 16 cleats, accommodating no more than 8 vessels; one (1) courtesy dock 50′ in length with 2 cleats and accommodating no more than 2 vessels. Additionally eleven (11) RV lots will be platted out with water, sewer and power provided to each lot. Each RV lot will have a gravel pad and one 50′ pier. The RV 
                    <PRTPAGE P="26242"/>
                    sites will be rented by the year and will have a full time manager. Each RV will be placed on a gravel pad on natural ground and there will be no grading or other dirt work.
                </P>
                <P>
                    l. 
                    <E T="03">Locations of the Application:</E>
                     A copy of the application is available for inspection and reproduction at the Commission's Public Reference Room, located at 888 First Street NE., Room 2A, Washington, DC 20426, or by calling 202-502-8371. This filing may also be viewed on the Commission's Web site at 
                    <E T="03">http://www.ferc.gov</E>
                     using the “eLibrary” link. Enter the docket number excluding the last three digits (P-2146) in the docket number field to access the document. You may also register online at 
                    <E T="03">http://www.ferc.gov/docs-filing/esubscription.asp</E>
                     to be notified via email of new filings and issuances related to this or other pending projects. For assistance, call 1-866-208-3676 or email 
                    <E T="03">FERCOnlineSupport@ferc.gov,</E>
                     for TTY, call 202-502-8659. A copy is also available for inspection and reproduction at the address in item (h) above.
                </P>
                <P>m. Individuals desiring to be included on the Commission's mailing list should so indicate by writing to the Secretary of the Commission.</P>
                <P>
                    n. 
                    <E T="03">Comments, Protests, or Motions to Intervene:</E>
                     Anyone may submit comments, a protest, or a motion to intervene in accordance with the requirements of Rules of Practice and Procedure, 18 CFR 385.210, .211, .214. In determining the appropriate action to take, the Commission will consider all protests or other comments filed, but only those who file a motion to intervene in accordance with the Commission's Rules may become a party to the proceeding. Any comments, protests, or motions to intervene must be received on or before the specified comment date for the particular application.
                </P>
                <P>
                    o. 
                    <E T="03">Filing and Service of Documents:</E>
                     Any filing must (1) bear in all capital letters the title “COMMENTS”, “PROTEST”, or “MOTION TO INTERVENE” as applicable; (2) set forth in the heading the name of the applicant and the project number of the application to which the filing responds; (3) furnish the name, address, and telephone number of the person commenting, protesting or intervening; and (4) otherwise comply with the requirements of 18 CFR 385.2001 through 385.2005. All comments, motions to intervene, or protests must set forth their evidentiary basis. Any filing made by an intervenor must be accompanied by proof of service on all persons listed in the service list prepared by the Commission in this proceeding, in accordance with 18 CFR 385.2010.
                </P>
                <SIG>
                    <DATED>Dated: April 30, 2014.</DATED>
                    <NAME>Kimberly D. Bose,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10423 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <SUBJECT>Combined Notice of Filings #1</SUBJECT>
                <P>Take notice that the Commission received the following electric corporate filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     EC14-81-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     NatGen Southeast Power LLC, Calpine Oneta Power, LLC, Decatur Energy Center, LLC, MOBILE ENERGY LLC, Santa Rosa Energy Center, LLC, Calpine Energy Services, L.P.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Joint Application for Approval Under Section 203 of the Federal Power Act and Request for Expedited Action of NatGen Southeast Power LLC, et al.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/28/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140428-5361.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/19/14.
                </P>
                <P>Take notice that the Commission received the following electric rate filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER10-1852-007.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Florida Power &amp; Light Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Notice of Non-material Change in Status of Florida Power &amp; Light Company.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/28/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140428-5212.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/19/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER10-3097-002.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Bruce Power Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Notice of Non-Material Change in Status of Bruce Power Inc.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/28/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140428-5358.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/19/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1786-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Southwestern Public Service Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     2014-4-28_SPS-BCEC-GSEC-CA-KELLEY-669-0.0.0 to be effective 4/29/2014.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/28/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140428-5292.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/19/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1787-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     PJM Interconnection, L.L.C.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Queue Position Y2-067; Original SA No. 3806 &amp; Cancellation of SA No. 2429 to be effective 3/28/2014.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/28/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140428-5293.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/19/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1788-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     MidAmerican Energy Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Service Agreement 333 Termination—Clipper—Fowler Wind to be effective 4/29/2014.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/28/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140428-5306.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/19/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1789-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     California Independent System Operator Corporation.
                </P>
                <P>
                    <E T="03">Description:</E>
                     2014-04-28_NCPA_MSSA to be effective 5/1/2014.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/28/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140428-5312.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/19/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1790-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     California Independent System Operator Corporation.
                </P>
                <P>
                    <E T="03">Description:</E>
                     2014-04-28_SVP_MSSA_Amendment to be effective 5/1/2014.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/28/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140428-5314.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/19/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1791-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Footprint Power Salem Harbor Operations.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Footprint Cancellation Filing to be effective 6/1/2014.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/29/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140429-5045.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/20/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1792-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Pinnacle Power, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Pinnacle Power, LLC Market Based Rates Application to be effective 6/1/2014.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/29/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140429-5049.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/20/14.
                </P>
                <P>The filings are accessible in the Commission's eLibrary system by clicking on the links or querying the docket number.</P>
                <P>Any person desiring to intervene or protest in any of the above proceedings must file in accordance with Rules 211 and 214 of the Commission's Regulations (18 CFR 385.211 and 385.214) on or before 5:00 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.</P>
                <P>
                    eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, service, and qualifying facilities filings can be found at: 
                    <E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf</E>
                    . For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.
                </P>
                <SIG>
                    <PRTPAGE P="26243"/>
                    <DATED>Dated: April 29, 2014.</DATED>
                    <NAME>Kimberly D. Bose,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10428 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <SUBJECT>Combined Notice of Filings #2</SUBJECT>
                <P>Take notice that the Commission received the following electric corporate filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     EC14-82-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Cambria CoGen Company, Orlando CoGen Limited, L.P., Vandolah Power Company L.L.C.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Joint Application for Approval Under Section 203 of the Federal Power Act and Request for Expedited Action and Privileged Treatment of Cambria CoGen Company, et al.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/29/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140429-5081.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/20/14.
                </P>
                <P>Take notice that the Commission received the following exempt wholesale generator filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     EG14-46-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Badger Creek Limited.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Notice of Self-Certification of Exempt Wholesale Generator Status of Badger Creek Limited.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/29/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140429-5273.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/20/14.
                </P>
                <P>Take notice that the Commission received the following electric rate filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER11-3417-006; ER10-2895-010; ER11-27-005; ER13-2143-003; ER10-3167-002; ER13-203-002; ER11-2292-009; ER11-3942-008; ER11-2293-009; ER10-2917-010; ER11-2294-009; ER12-2447-007; ER13-1613-003; ER10-2918-011; ER12-199-009; ER10-2920-010; ER11-3941-008; ER10-2921-010; ER10-2922-010; ER13-1346-002; ER10-2966-010; ER10-3178-003.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Alta Wind VIII, LLC, Bear Swamp Power Company LLC, LSP Safe Harbor Holdings, LLC, Black Bear Development Holdings, LLC, Black Bear Hydro Partners, LLC, Black Bear SO, LLC, Brookfield Energy Marketing Inc., Brookfield Energy Marketing LP, Brookfield Energy Marketing US LLC, Brookfield Power Piney &amp; Deep Creek LLC, Brookfield Renewable Energy Marketing US, Brookfield Smoky Mountain Hydropower LLC, Coram California Development, L.P., Carr Street Generating Station, L.P., Brookfield White Pine Hydro LLC, Erie Boulevard Hydropower, L.P., Great Lakes Hydro America, LLC, Granite Reliable Power, LLC, Windstar Energy, LLC, Rumford Falls Hydro LLC, Mesa Wind Power Corporation, Hawks Nest Hydro LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Notice of Change in Status of the Brookfield Companies under ER11-3417, et al.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/28/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140428-5362.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/19/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER13-1430-001; ER13-1561-001; ER10-2755-002; ER10-2739-005.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Arlington Valley Solar Energy II, LLC, Centinela Solar Energy, LLC, Las Vegas Power Company, LLC, LS Power Marketing, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Second supplement to June 28, 2013 Triennial Market Power Analysis for the Southwest Region of the LS Power Development, LLC subsidiaries.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/29/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140429-5126.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/20/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1793-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Southwest Power Pool, Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     2826R1 Kansas Power Pool &amp; Sunflower Meter Agent Agreement to be effective 4/1/2014.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/29/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140429-5070.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/20/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1794-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Tampa Electric Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Cancellation—Interchange Service Contract with Southern Company (Unbundled) to be effective 4/30/2014.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/29/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140429-5097.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/20/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1795-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Southwest Power Pool, Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     2798 AEP Oklahoma Transmission Company &amp; OGE Inter. Agreement to be effective 4/1/2014.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/29/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140429-5100.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/20/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1796-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Southwest Power Pool, Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     2450R1 Kansas Electric Power Cooperative, Inc. NITSA NOA to be effective 4/1/2014.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/29/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140429-5101.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/20/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1797-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Southwest Power Pool, Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     2451R2 Kansas Electric Power Cooperative, Inc. NITSA NOA to be effective 4/1/2014.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/29/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140429-5104.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/20/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1798-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Southwest Power Pool, Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     2452R1 Kansas Electric Power Cooperative, Inc. NITSA NOA to be effective 4/1/2014.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/29/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140429-5116.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/20/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1799-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     MidAmerican Energy Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Joint Pricing Zone Revenue Allocation Agreement—2nd Revised to be effective 6/1/2014.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/29/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140429-5123.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/20/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1800-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Pacific Gas and Electric Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     4th Amendment to Extend the PG&amp;E-NCPA Interconnection Agreement to be effective 6/30/2014.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/29/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140429-5180.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/20/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1801-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Southern California Edison Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     GIA &amp; Distribution Service Agreement with Wind Stream Operations, LLC to be effective 4/15/2014.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/29/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140429-5182.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/20/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1802-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Pacific Gas and Electric Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     4th Amendment to Extend the PG&amp;E-SVP Interconnection Agreement to be effective 6/30/2014.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/29/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140429-5183.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/20/14.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER14-1803-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Southern Company Services, Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Southern Company Services, Inc.'s Notice of Termination of Interchange Contract between Southern Company Services, Inc. and Tampa Electric Company.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/29/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140429-5198.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/20/14.
                </P>
                <P>Take notice that the Commission received the following land acquisition reports:</P>
                <PRTPAGE P="26244"/>
                <P>
                    <E T="03">Docket Numbers:</E>
                     LA14-1-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Tyr Energy, LLC, Commonwealth Chesapeake Company, LLC, Trademark Merchant Energy, LLC, Plains End, LLC, Plains End II, LLC, Rathdrum Power, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Quarterly Land Acquisition Report of Tyr Energy, LLC, et al. under LA14-1.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     4/29/14.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20140429-5131.
                </P>
                <P>
                    <E T="03">Comments Due:</E>
                     5 p.m. ET 5/20/14.
                </P>
                <P>The filings are accessible in the Commission's eLibrary system by clicking on the links or querying the docket number.</P>
                <P>Any person desiring to intervene or protest in any of the above proceedings must file in accordance with Rules 211 and 214 of the Commission's Regulations (18 CFR 385.211 and 385.214) on or before 5:00 p.m. Eastern time on the specified comment date. Protests may be considered, but intervention is necessary to become a party to the proceeding.</P>
                <P>
                    eFiling is encouraged. More detailed information relating to filing requirements, interventions, protests, service, and qualifying facilities filings can be found at: 
                    <E T="03">http://www.ferc.gov/docs-filing/efiling/filing-req.pdf</E>
                    . For other information, call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.
                </P>
                <SIG>
                    <DATED>Dated: April 29, 2014.</DATED>
                    <NAME>Kimberly D. Bose,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10429 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Docket No. EL01-88-013]</DEPDOC>
                <SUBJECT>Louisiana Public Service Commission v. Entergy Services, Inc.; Notice of Compliance Filing</SUBJECT>
                <P>
                    Take notice that on April 29, 2014, Entergy Services, Inc., as agent on behalf of the Entergy Operating Companies 
                    <SU>1</SU>
                    <FTREF/>
                     submitted a subsequent compliance filing, pursuant to the Commission's 
                    <E T="03">Order Rejecting Compliance Filing,</E>
                     146 FERC ¶ 61,153 (2014).
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         The Entergy Operating Companies are Entergy Arkansas, Inc., Entergy Gulf States Louisiana, L.L.C., Entergy Louisiana, LLC, Entergy Mississippi, Inc., Entergy New Orleans, Inc., Entergy Texas, Inc.
                    </P>
                </FTNT>
                <P>Any person desiring to intervene or to protest this filing must file in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211, 385.214). Protests will be considered by the Commission in determining the appropriate action to be taken, but will not serve to make protestants parties to the proceeding. Any person wishing to become a party must file a notice of intervention or motion to intervene, as appropriate. Such notices, motions, or protests must be filed on or before the comment date. Anyone filing a motion to intervene or protest must serve a copy of that document on the Applicant and all the parties in this proceeding.</P>
                <P>
                    The Commission encourages electronic submission of protests and interventions in lieu of paper using the “eFiling” link at 
                    <E T="03">http://www.ferc.gov</E>
                    . Persons unable to file electronically should submit an original and 14 copies of the protest or intervention to the Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426.
                </P>
                <P>
                    This filing is accessible on-line at 
                    <E T="03">http://www.ferc.gov</E>
                    , using the “eLibrary” link and is available for review in the Commission's Public Reference Room in Washington, DC. There is an “eSubscription” link on the Web site that enables subscribers to receive email notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please email 
                    <E T="03">FERCOnlineSupport@ferc.gov</E>
                    , or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5:00 p.m. Eastern Time on May 20, 2014.
                </P>
                <SIG>
                    <DATED>Dated: April 30, 2014.</DATED>
                    <NAME>Kimberly D. Bose,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10421 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Project Nos. 2183-072]</DEPDOC>
                <SUBJECT>Grand River Dam Authority; Notice of Availability of Environmental Assessment</SUBJECT>
                <P>In accordance with the National Environmental Policy Act of 1969 and the Federal Energy Regulatory Commission's (Commission) regulations, 18 CFR part 380, the Office of Energy Projects has reviewed a shoreline management plan submitted by Grand River Dam Authority (GRDA or licensee) pursuant to article 406 of the project license (FERC No. 2183). An environmental assessment (EA) has been prepared as part of staff's review of the proposal. The project is located on the Grand River in Mayes County, Oklahoma.</P>
                <P>The proposed shoreline management plan provides for consistent land management policies and permitting decisions on project lands in the short term and over the life of the project license. The document serves to guide GRDA in protecting and enhancing the project's environmental, recreational, and other values. It also provides the background to support permitting decisions and other activities undertaken by GRDA within the project boundary. The EA contains Commission staff's analysis of the probable environmental impacts of implementation of the proposed shoreline management plan, and concludes that approval of the proposed plan would not constitute a major federal action significantly affecting the quality of the human environment.</P>
                <P>
                    The EA is attached to a Commission order titled “Order Modifying and Approving Shoreline Management Plan Under Article 406,” which was issued April 30, 2014, and is available for review and reproduction at the Commission's Public Reference Room, located at 888 First Street NE., Room 2A, Washington, DC 20426. The EA may also be viewed on the Commission's Web site at 
                    <E T="03">http://www.ferc.gov</E>
                     using the “eLibrary” link. Enter the docket number (P-2183) in the docket number field to access the document. For assistance, contact FERC Online Support at 
                    <E T="03">FERCOnlineSupport@ferc.gov</E>
                     or toll-free at 1-866-208-3676, or for TTY, (202) 502-8659.
                </P>
                <SIG>
                    <DATED>Dated: April 30, 2014.</DATED>
                    <NAME>Kimberly D. Bose,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10424 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Docket No. CP13-25-000; Docket No. CP13-27-000]</DEPDOC>
                <SUBJECT>Cameron LNG, LLC, Cameron Interstate Pipeline, LLC; Notice of Availability of the Final Environmental Impact Statement for the Proposed Cameron Liquefaction Project</SUBJECT>
                <P>
                    The staff of the Federal Energy Regulatory Commission (FERC or Commission) has prepared a final environmental impact statement (EIS) for the Cameron Liquefaction Project (Project), proposed by Cameron LNG, LLC and Cameron Interstate Pipeline, 
                    <PRTPAGE P="26245"/>
                    LLC (collectively Cameron) in the above-referenced dockets. Cameron requests authorization to construct and operate facilities to export 12 million tons of liquefied natural gas (LNG) per year from its modified terminal in Cameron and Calcasieu Parishes, Louisiana.
                </P>
                <P>The final EIS assesses the potential environmental effects of the construction and operation of the Cameron Liquefaction Project in accordance with the requirements of the National Environmental Policy Act (NEPA). The FERC staff concludes that approval of the proposed Project, with the mitigation measures proposed by Cameron and recommended in the EIS, would not result in significant impacts in the Project area. Construction and operation of the Project would result in mostly temporary and short-term environmental impacts; however, some long-term and permanent environmental impacts would occur.</P>
                <P>The U.S. Army Corps of Engineers (COE), U.S. Coast Guard, U.S. Department of Energy (DOE), and U.S. Department of Transportation (DOT) participated as cooperating agencies in the preparation of the EIS. Cooperating agencies have jurisdiction by law or special expertise with respect to resources potentially affected by the proposal and participate in the NEPA analysis. The COE and DOE will adopt and use the EIS in issuing their respective permits. The U.S. Coast Guard and DOT cooperated in the preparation of this EIS because of their special expertise with respect to resources potentially affected by the proposal. Although the cooperating agencies provided input to the conclusions and recommendations presented in the EIS, the agencies will present their own conclusions and recommendations in their respective Records of Decision or determinations for the Project.</P>
                <P>The Project would use the facilities at the existing Cameron LNG Terminal, including the existing berthing facilities and LNG storage tanks, as well as the existing Cameron Interstate Pipeline. Operation of the Project would not increase LNG marine carrier traffic beyond that previously authorized for the existing Cameron LNG Terminal. The final EIS addresses the potential environmental effects of the construction and operation of the following Project facilities:</P>
                <P>• Three separate systems that liquefy natural gas, each capable of producing 4.99 million metric tons per year of LNG for export;</P>
                <P>• a 160,000-cubic-meter, full containment LNG storage tank;</P>
                <P>• refrigerant make-up and condensate product storage tanks;</P>
                <P>• a truck loading/unloading area;</P>
                <P>• a marine work dock for delivery of equipment and construction materials;</P>
                <P>• minor modifications to existing terminal facilities;</P>
                <P>• 21 miles of 42-inch-diameter pipeline;</P>
                <P>• a 56,820-horsepower compressor station; and</P>
                <P>• ancillary facilities.</P>
                <P>
                    The FERC staff mailed copies of the EIS to federal, state, and local government representatives and agencies; elected officials; environmental and public interest groups; Native American tribes; potentially affected landowners and other interested individuals and groups; newspapers and libraries in the Project area; and parties to this proceeding. Everyone on our environmental mailing list will receive a CD version of the final EIS. In addition, the EIS is available for public viewing on the FERC's Web site (
                    <E T="03">www.ferc.gov</E>
                    ) using the eLibrary link. A limited number of copies are available for distribution and public inspection at: Federal Energy Regulatory Commission, Public Reference Room, 888 First Street NE., Room 2A, Washington, DC 20426, (202) 502-8371.
                </P>
                <HD SOURCE="HD1">Questions?</HD>
                <P>
                    Additional information about the Project is available from the Commission's Office of External Affairs, at (866) 208-FERC, or on the FERC Web site (
                    <E T="03">www.ferc.gov</E>
                    ) using the eLibrary link. Click on the eLibrary link, click on “General Search,” and enter the docket number excluding the last three digits in the Docket Number field (i.e., CP13-25 or CP13-27). Be sure you have selected an appropriate date range. For assistance, please contact FERC Online Support at 
                    <E T="03">FercOnlineSupport@ferc.gov</E>
                     or toll free at (866) 208-3676; for TTY, contact (202) 502-8659. The eLibrary link also provides access to the texts of formal documents issued by the Commission, such as orders, notices, and rulemakings.
                </P>
                <P>
                    In addition, the Commission offers a free service called eSubscription which allows you to keep track of all formal issuances and submittals in specific dockets. This can reduce the amount of time you spend researching proceedings by automatically providing you with notification of these filings, document summaries, and direct links to the documents. Go to 
                    <E T="03">http://www.ferc.gov/docs-filing/esubscription.asp.</E>
                </P>
                <SIG>
                    <DATED>Dated: April 30, 2014.</DATED>
                    <NAME>Kimberly D. Bose,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10420 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Docket No. ER14-1792-000]</DEPDOC>
                <SUBJECT>Pinnacle Power, LLC; Supplemental Notice That Initial Market-Based Rate Filing Includes Request for Blanket Section 204 Authorization</SUBJECT>
                <P>This is a supplemental notice in the above-referenced proceeding of Pinnacle Power, LLC's application for market-based rate authority, with an accompanying rate tariff, noting that such application includes a request for blanket authorization, under 18 CFR Part 34, of future issuances of securities and assumptions of liability.</P>
                <P>Any person desiring to intervene or to protest should file with the Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426, in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211 and 385.214). Anyone filing a motion to intervene or protest must serve a copy of that document on the Applicant.</P>
                <P>Notice is hereby given that the deadline for filing protests with regard to the applicant's request for blanket authorization, under 18 CFR Part 34, of future issuances of securities and assumptions of liability, is May 20, 2014.</P>
                <P>
                    The Commission encourages electronic submission of protests and interventions in lieu of paper, using the FERC Online links at 
                    <E T="03">http://www.ferc.gov</E>
                    . To facilitate electronic service, persons with Internet access who will eFile a document and/or be listed as a contact for an intervenor must create and validate an eRegistration account using the eRegistration link. Select the eFiling link to log on and submit the intervention or protests.
                </P>
                <P>Persons unable to file electronically should submit an original and 5 copies of the intervention or protest to the Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426.</P>
                <P>
                    The filings in the above-referenced proceeding are accessible in the Commission's eLibrary system by clicking on the appropriate link in the above list. They are also available for review in the Commission's Public 
                    <PRTPAGE P="26246"/>
                    Reference Room in Washington, DC. There is an eSubscription link on the Web site that enables subscribers to receive email notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please email 
                    <E T="03">FERCOnlineSupport@ferc.gov.</E>
                     or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.
                </P>
                <SIG>
                    <DATED>Dated: April 30, 2014.</DATED>
                    <NAME> Kimberly D. Bose,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10425 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Docket Nos. EL14-42-000; QF87-120-014]</DEPDOC>
                <SUBJECT>Badger Creek Limited; Notice of Petition for Limited Waiver</SUBJECT>
                <P>Take notice that on April 29, 2014, pursuant to section 292.205(c) of the Federal Energy Regulatory Commission's (Commission) Rules of Practice and Procedure, 18 CFR 292.205(c), Badger Creek Limited (BCL) filed a petition for limited waiver of the qualifying facility operating and efficiency standards set forth in 18 CFR 292.205(a) of the Commission's Regulations for its facility located in Bakersfield, California (Facility), for calendar years 2014 and 2015. BCL makes such a request due to a permanent discontinuation of steam sales to the Facility's thermal host.</P>
                <P>Any person desiring to intervene or to protest this filing must file in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211, 385.214). Protests will be considered by the Commission in determining the appropriate action to be taken, but will not serve to make protestants parties to the proceeding. Any person wishing to become a party must file a notice of intervention or motion to intervene, as appropriate. Such notices, motions, or protests must be filed on or before the comment date. On or before the comment date, it is not necessary to serve motions to intervene or protests on persons other than the Applicant.</P>
                <P>
                    The Commission encourages electronic submission of protests and interventions in lieu of paper using the “eFiling” link at 
                    <E T="03">http://www.ferc.gov</E>
                    . Persons unable to file electronically should submit an original and 5 copies of the protest or intervention to the Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426.
                </P>
                <P>
                    This filing is accessible on-line at 
                    <E T="03">http://www.ferc.gov</E>
                    , using the “eLibrary” link and is available for review in the Commission's Public Reference Room in Washington, DC. There is an “eSubscription” link on the Web site that enables subscribers to receive email notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please email 
                    <E T="03">FERCOnlineSupport@ferc.gov</E>
                    , or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659.
                </P>
                <P>Comment Date: 5:00 p.m. Eastern Time on May 20, 2014.</P>
                <SIG>
                    <DATED>Dated: April 30, 2014.</DATED>
                    <NAME>Kimberly D. Bose,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10422 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <DEPDOC>[Docket No. RM13-5-000]</DEPDOC>
                <SUBJECT>Version 5 Critical Infrastructure Protection Reliability Standards; Supplemental Notice Concerning Post Technical Conference Comments</SUBJECT>
                <P>As announced during the Commission staff convened technical conference held on April 29, 2014 to discuss issues related to Critical Infrastructure Protection Issues Identified in Order No. 791, parties may choose to file post-technical conference comments. Parties wishing to file comments on the matters discussed at the technical conference should do so on the following schedule:</P>
                <P>
                    <E T="03">Comments:</E>
                     Due on or before May 21, 2014.
                </P>
                <SIG>
                    <DATED>Dated: April 30, 2014.</DATED>
                    <NAME>Kimberly D. Bose,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10430 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <DEPDOC>[FRL-9910-47-Region-3]</DEPDOC>
                <SUBJECT>Adequacy Status of the Submitted Maintenance Plan for the Maryland Portion of the Martinsburg-Hagerstown, WV-MD 1997 Fine Particulate National Ambient Air Quality Standard Nonattainment Area for Transportation Conformity Purposes</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of adequacy.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In this notice, the Environmental Protection Agency (EPA) is notifying the public that EPA has found that the motor vehicle emissions budgets (MVEBs) in the Maryland portion of the Martinsburg-Hagerstown, WV-MD 1997 Fine Particulate (PM
                        <E T="52">2.5</E>
                        ) National Ambient Air Quality Standard (NAAQS) Nonattainment Area Maintenance Plan (Hagerstown Maintenance Plan), submitted as a State Implementation Plan (SIP) revision by Maryland Department of the Environment (MDE), are adequate for transportation conformity purposes. As a result of EPA's finding, the State of Maryland must use the 2017 and 2025 MVEBs from the Hagerstown Maintenance Plan for future conformity determinations for the 1997 PM
                        <E T="52">2.5</E>
                         NAAQS.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Effective on May 22, 2014.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Gregory Becoat, Physical Scientist, Office of Air Program Planning (3AP30), United States Environmental Protection Agency, Region III, 1650 Arch Street, Philadelphia, PA 19103, (215) 814-2036; 
                        <E T="03">becoat.gregory@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Today's notice is simply an announcement of a finding that EPA has already made. EPA Region III sent a letter to MDE on April 3, 2014, stating that EPA has found that the MVEBs in the Hagerstown Maintenance Plan for budget years 2017 and 2025, submitted on December 23, 2013 by MDE, are adequate for transportation conformity purposes. As a result of EPA's finding, the State of Maryland must use the 2017 and 2025 MVEBs from the December 23, 2013 Hagerstown Maintenance Plan for future conformity determinations in the Maryland portion of the Martinsburg-Hagerstown, WV-MD 1997 PM
                    <E T="52">2.5</E>
                     NAAQS Nonattainment Area. Receipt of the submittal was announced on EPA's transportation conformity Web site. No comments were received. The findings letter is available at EPA's conformity 
                    <PRTPAGE P="26247"/>
                    Web site: 
                    <E T="03">http://www.epa.gov/otaq/stateresources/transconf/adequacy.htm</E>
                    . The adequate direct particulate matter (PM) and nitrogen oxides (NO
                    <E T="52">X</E>
                    ) MVEBs are provided in Table 1.
                </P>
                <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s10,12,12">
                    <TTITLE>
                        Table 1—On-Road MVEBs Contained in the Maryland Portion of the Martinsburg-Hagerstown, WV-MD 1997 PM2
                        <E T="52">.</E>
                        5 Nonattainment Area Maintenance Plan for the 1997 PM2
                        <E T="52">.</E>
                        5 NAAQS
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">Year</CHED>
                        <CHED H="1">
                            Motor vehicle
                            <LI>emissions</LI>
                            <LI>
                                budget for PM2
                                <E T="52">.</E>
                                5 on-road emissions
                            </LI>
                            <LI>(tons per year)</LI>
                        </CHED>
                        <CHED H="1">
                            Mobile vehicle
                            <LI>emissions</LI>
                            <LI>
                                budget for NO
                                <E T="52">X</E>
                                 on-road emissions
                            </LI>
                            <LI>(tons per year)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">2017</ENT>
                        <ENT>149.63</ENT>
                        <ENT>4,057.00</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">2025</ENT>
                        <ENT>93.35</ENT>
                        <ENT>2,774.63</ENT>
                    </ROW>
                </GPOTABLE>
                <P>Transportation conformity is required by section 176(c) of the Clean Air Act (CAA). EPA's conformity rule requires that transportation plans, transportation improvement programs, and projects conform to SIPs and establishes the criteria and procedures for determining whether or not they do. Conformity to a SIP means that transportation activities will not produce new air quality violations, worsen existing violations, or delay timely attainment of the national ambient air quality standards.</P>
                <P>
                    The criteria by which we determine whether a SIP's MVEBs are adequate for conformity purposes are outlined in 40 CFR 93.118(e)(4). EPA described the process for determining the adequacy of submitted SIP budgets in a July 1, 2004 preamble starting at 69 FR 40038 and used the information in these resources in making this adequacy determination. The State of Maryland did not provide emission budgets for sulfur dioxide (SO
                    <E T="52">2</E>
                    ), volatile organic compounds (VOCs), or ammonia for the Hagerstown Maintenance Plan because it concluded that emissions of these precursors from motor vehicles are not significant contributors to the area's PM
                    <E T="52">2.5</E>
                     air quality problem. The transportation conformity rule provision at 40 CFR 93.102(b)(2)(v) indicates that conformity does not apply for these precursors, due to the lack of motor vehicle emissions budgets for these precursors and state's conclusion that motor vehicle emissions of SO
                    <E T="52">2</E>
                    , VOCs, and ammonia do not contribute significantly to the area's PM
                    <E T="52">2.5</E>
                     nonattainment problem. This provision of the transportation conformity rule predates and was not disturbed by the January 4, 2013 decision in the litigation on the PM
                    <E T="52">2.5</E>
                     implementation rule.
                    <SU>1</SU>
                    <FTREF/>
                     EPA has preliminarily concluded that Maryland's decision to not include budgets for SO
                    <E T="52">2</E>
                    , VOCs, and ammonia is consistent with the requirements of the transportation conformity rule. That decision does not affect EPA's adequacy finding for the submitted direct PM and NO
                    <E T="52">X</E>
                     MVEBs for the Hagerstown Maintenance Plan.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         EPA issued conformity regulations to implement the 1997 PM
                        <E T="52">2.5</E>
                         NAAQS (69 FR 40004, July 1, 2004 and 70 FR 24280, May 6, 2005, respectively). Those actions were not part of the final rule recently remanded to EPA by the Court of Appeals for the District of Columbia in 
                        <E T="03">NRDC</E>
                         v. 
                        <E T="03">EPA,</E>
                         No. 08-1250 (January 4, 2013), in which the Court remanded to EPA the implementation rule for the PM
                        <E T="52">2.5</E>
                         NAAQS because it concluded that EPA must implement that NAAQS pursuant to the PM-specific implementation provisions of subpart 4 of Part D of Title I of the CAA, rather than solely under the general provisions of subpart 1.
                    </P>
                </FTNT>
                <P>
                    Please note that an adequacy review is separate from EPA's completeness review, and should not be used to prejudge EPA's ultimate approval action for the SIP. Even if EPA finds the budgets for the Hagerstown Maintenance Plan adequate, the SIP could later be disapproved. The finding and the response to comments are available at EPA's conformity Web site: 
                    <E T="03">http://www.epa.gov/otaq/stateresources/transconf/adequacy.htm</E>
                    .
                </P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P> 42 U.S.C. 7401-7671q.</P>
                </AUTH>
                <SIG>
                    <DATED>Dated: April 25, 2014.</DATED>
                    <NAME>W.C. Early,</NAME>
                    <TITLE>Acting Regional Administrator, Region III.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10348 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <DEPDOC>[FRL-9910-46-Region-5]</DEPDOC>
                <SUBJECT>Notification of a Public Meeting of the Great Lakes Advisory Board</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Environmental Protection Agency (EPA) announces a public meeting of the Great Lakes Advisory Board (Board). The purpose of this meeting is to address administrative matters and discuss further advice to strengthen the effectiveness of the Great Lakes Restoration Initiative (GLRI).</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The public meeting will be held on Wednesday, May 28, 2014 from 10:00 a.m. to 4:00 p.m. Central Time, 11:00 a.m. to 5:00 p.m. Eastern Time. An opportunity will be provided to the public to comment.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The public meeting will be held at the EPA Region 5 Offices, Lake Michigan Room, twelfth floor, in the Ralph H. Metcalfe Federal Building, 77 W. Jackson Boulevard, Chicago, Illinois, 60604. The teleconference number is: (877) 744-6030; Participant code: 24658751.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Any member of the public wishing further information regarding this meeting may contact Taylor Fiscus, Acting Designated Federal Officer (DFO), by telephone at 312-353-6059 or email at 
                        <E T="03">Fiscus.Taylor@epa.gov</E>
                        . General information on the GLRI and the Board can be found at 
                        <E T="03">http://www.glri.us</E>
                        .
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P SOURCE="NPAR">
                    <E T="03">Background:</E>
                     The Board is a federal advisory committee chartered under the Federal Advisory Committee Act (FACA), Public Law 92-463. EPA established the Board in 2013 to provide independent advice to the EPA Administrator in her capacity as Chair of the federal Great Lakes Interagency Task Force (IATF). The Board conducts business in accordance with FACA and related regulations.
                </P>
                <P>The Board consists of 18 members appointed by EPA's Administrator in her capacity as IATF Chair. Members serve as representatives of state, local and tribal government, environmental groups, agriculture, business, transportation, foundations, educational institutions, and as technical experts.</P>
                <P>
                    The Board held teleconferences and meetings in 2013 to develop recommendations for the FY 2015-2019 GLRI Action Plan. In December 2013, the Board issued its Advisory Report. See 
                    <E T="03">http://greatlakesrestoration.us/advisory/index.html</E>
                    .
                </P>
                <P>
                    <E T="03">Availability of Meeting Materials:</E>
                     The agenda and other materials in support of the meeting will be available on the GLRI Web site at 
                    <E T="03">http://www.glri.us</E>
                     in advance of the meeting.
                </P>
                <P>
                    <E T="03">Procedures for Providing Public Input:</E>
                     Federal advisory committees provide independent advice to federal agencies. Members of the public can submit relevant comments for consideration by the Board. Input from the public to the Board will have the most impact if it provides specific information for the Board to consider. Members of the public wishing to provide comments should contact the Acting DFO directly.
                </P>
                <P>
                    <E T="03">Oral Statements:</E>
                     In general, individuals or groups requesting an oral presentation at this public meeting will be limited to three minutes per speaker, subject to the number of people wanting to comment. Interested parties should contact the Acting DFO in writing (preferably via email) at the contact 
                    <PRTPAGE P="26248"/>
                    information noted above by May 27, 2014 to be placed on the list of public speakers for the meeting.
                </P>
                <P>
                    <E T="03">Written Statements:</E>
                     Written statements must be received by May 27, 2014 so that the information may be made available to the Board for consideration. Written statements should be supplied to the Acting DFO in the following formats: One hard copy with original signature and one electronic copy via email. Commenters are requested to provide two versions of each document submitted: one each with and without signatures because only documents without signatures may be published on the GLRI Web page.
                </P>
                <P>
                    <E T="03">Accessibility:</E>
                     For information on access or services for individuals with disabilities, please contact the Acting DFO at the phone number or email address noted above, preferably at least 10 days prior to the meeting, to give EPA as much time as possible to process your request.
                </P>
                <SIG>
                    <DATED>Dated: April 15, 2014.</DATED>
                    <NAME>Cameron Davis,</NAME>
                    <TITLE>Senior Advisor to the Administrator.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10353 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
                <SUBJECT>Information Collection Being Reviewed by the Federal Communications Commission Under Delegated Authority</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Communications Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>As part of its continuing effort to reduce paperwork burdens, and as required by the Paperwork Reduction Act (PRA) of 1995 (44 U.S.C. 3501-3520), the Federal Communications Commission (FCC or the Commission) invites the general public and other Federal agencies to take this opportunity to comment on the following information collection. Comments are requested concerning: Whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; the accuracy of the Commission's burden estimate; ways to enhance the quality, utility, and clarity of the information collected; ways to minimize the burden of the collection of information on the respondents, including the use of automated collection techniques or other forms of information technology; and ways to further reduce the information collection burden on small business concerns with fewer than 25 employees.</P>
                    <P>The FCC may not conduct or sponsor a collection of information unless it displays a currently valid control number. No person shall be subject to any penalty for failing to comply with a collection of information subject to the PRA that does not display a valid Office of Management and Budget (OMB) control number.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written PRA comments should be submitted on or before July 7, 2014. If you anticipate that you will be submitting comments, but find it difficult to do so within the period of time allowed by this notice, you should advise the contact listed below as soon as possible.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Direct all PRA comments to Cathy Williams, FCC, via email 
                        <E T="03">PRA@fcc.gov &lt;mailto:PRA@fcc.gov&gt;</E>
                         and to 
                        <E T="03">Cathy.Williams@fcc.gov &lt;mailto:Cathy.Williams@fcc.gov&gt;</E>
                        .
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>For additional information about the information collection, contact Cathy Williams at (202) 418-2918.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P SOURCE="NPAR">
                    <E T="03">OMB Control No.:</E>
                     3060-0347.
                </P>
                <P>
                    <E T="03">Title:</E>
                     Section 97.311, Spread Spectrum (SS) Emission Types.
                </P>
                <P>
                    <E T="03">Form No.:</E>
                     Not applicable.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Extension of a currently approved collection.
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     Individuals or households.
                </P>
                <P>
                    <E T="03">Number of Respondents and Responses:</E>
                     10 respondents; 10 responses.
                </P>
                <P>
                    <E T="03">Estimated Time Per Response:</E>
                     .017 hours (1 minute).
                </P>
                <P>
                    <E T="03">Frequency of Response:</E>
                     Recordkeeping requirement.
                </P>
                <P>
                    <E T="03">Obligation to Respond:</E>
                     Required to obtain and retain benefits. The statutory authority for this collection of information is contained in 47 U.S.C. 154, 303, 151-155 and 301-609.
                </P>
                <P>
                    <E T="03">Total Annual Burden:</E>
                     1 hour.
                </P>
                <P>
                    <E T="03">Annual Cost Burden:</E>
                     None.
                </P>
                <P>
                    <E T="03">Privacy Act Impact Assessment:</E>
                     Yes.
                </P>
                <P>
                    <E T="03">Nature and Extent of Confidentiality:</E>
                     There is no need for confidentiality with this collection of information.
                </P>
                <P>
                    <E T="03">Needs and Uses:</E>
                     The recordkeeping requirement in Section 97.311 is necessary to document all spread spectrum (ss) transmissions by amateur radio operators. This requirement is necessary so that quick resolution of any harmful interference problems can be achieved and to ensure that the station is operating in accordance with the Communications Act of 1934, as amended. The information is used by FCC staff during inspections and investigations to ensure compliance with applicable rules, statutes, and treaties. In the absence of this recordkeeping requirement, field inspections and investigations related to the solution of cases of harmful interference would be severely hampered and needlessly prolonged due to the inability to quickly obtain vital information used to demodulate spread spectrum transmissions.
                </P>
                <SIG>
                    <FP>Federal Communications Commission.</FP>
                    <NAME>Marlene H. Dortch,</NAME>
                    <TITLE>Secretary, Office of the Secretary, Office of Managing Director.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10397 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6712-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
                <SUBJECT>Information Collection Being Reviewed by the Federal Communications Commission</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Communications Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>As part of its continuing effort to reduce paperwork burdens, and as required by the Paperwork Reduction Act (PRA) of 1995 (44 U.S.C. 3501-3520), the Federal Communications Commission (FCC or the Commission) invites the general public and other Federal agencies to take this opportunity to comment on the following information collection. Comments are requested concerning: whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; the accuracy of the Commission's burden estimate; ways to enhance the quality, utility, and clarity of the information collected; ways to minimize the burden of the collection of information on the respondents, including the use of automated collection techniques or other forms of information technology; and ways to further reduce the information collection burden on small business concerns with fewer than 25 employees.</P>
                    <P>
                        The FCC may not conduct or sponsor a collection of information unless it displays a currently valid control number. No person shall be subject to any penalty for failing to comply with a collection of information subject to the PRA that does not display a valid Office 
                        <PRTPAGE P="26249"/>
                        of Management and Budget (OMB) control number.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written PRA comments should be submitted on or before July 7, 2014. If you anticipate that you will be submitting comments, but find it difficult to do so within the period of time allowed by this notice, you should advise the contact listed below as soon as possible.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Direct all PRA comments to Cathy Williams, FCC, via email 
                        <E T="03">PRA@fcc.gov &lt;mailto:PRA@fcc.gov&gt;</E>
                         and to 
                        <E T="03">Cathy.Williams@fcc.gov &lt;mailto:Cathy.Williams@fcc.gov&gt;</E>
                        .
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>For additional information about the information collection, contact Cathy Williams at (202) 418-2918.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P SOURCE="NPAR">OMB Control No.: 3060-0508.</P>
                <P>
                    <E T="03">Title:</E>
                     Parts 1 and 22 Reporting and Recordkeeping Requirements.
                </P>
                <P>
                    <E T="03">Form Nos.:</E>
                     Not applicable.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Extension of a currently approved collection.
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     Business or other for profit entities, Individuals or households and State, local or Tribal Government.
                </P>
                <P>
                    <E T="03">Number of Respondents and Responses:</E>
                     16,013 respondents and 16,013 responses.
                </P>
                <P>
                    <E T="03">Estimated Time per Response:</E>
                     15 minutes-10 hours.
                </P>
                <P>
                    <E T="03">Frequency of Response:</E>
                     Recordkeeping requirement; On occasion, quarterly and semi-annually reporting requirements.
                </P>
                <P>
                    <E T="03">Total Annual Burden:</E>
                     5,794 hours.
                </P>
                <P>
                    <E T="03">Total Annual Cost:</E>
                     $19,816,500.
                </P>
                <P>
                    <E T="03">Privacy Act Impact Assessment:</E>
                     Yes.
                </P>
                <P>
                    <E T="03">Needs and Uses:</E>
                     Part 22 contains the technical and legal requirements for radio stations operating in the Public Mobile Services. The information collected is used to determine on a case-by-case basis, whether or not to grant licenses authorizing construction and operation of wireless telecommunications facilities to common carriers. Further, this information is used to develop statistics about the demand for various wireless licenses and/or the licensing process itself, and occasionally for rule enforcement purposes.
                </P>
                <SIG>
                    <FP>Federal Communications Commission.</FP>
                    <NAME>Marlene H. Dortch,</NAME>
                    <TITLE>Secretary, Office of the Secretary, Office of Managing Director.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10396 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6712-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">FEDERAL COMMUNICATIONS COMMISSION</AGENCY>
                <SUBJECT>Federal Advisory Committee Act</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Communications Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Federal Advisory Committee Act (Pub. L. 92-463), the Federal Communications Commission (FCC) announces that the charter for the Advisory Committee for the 2015 World Radiocommunication Conference (WRC-15 Advisory Committee) has been renewed by the General Services Administration (GSA) for a two-year period. The WRC-15 Advisory Committee is a federal advisory committee under the Federal Advisory Committee Act.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Renewed through April 25, 2016.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Federal Communications Commission, 445 12th Street SW., Room TW-C305, Washington, DC 20554.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Alexander Roytblat, Designated Federal Official, WRC-15 Advisory Committee, FCC International Bureau, Strategic Analysis and Negotiations Division, at (202) 418-7501. Email: 
                        <E T="03">Alexander.Roytblat@fcc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>In accordance with the Federal Advisory Committee Act, Public Law 92-463, as amended, this notice advises interested persons that the GSA has renewed the charter of the WRC-15 Advisory Committee through April 25, 2016. Its scope of activities is to address issues contained in the agenda for the 2015 World Radiocommunication Conference (WRC-15). The WRC-15 Advisory Committee will continue to provide to the FCC advice, data, and technical analyses, and will formulate recommendations relating to the preparation of U.S. proposals and positions for WRC-15.</P>
                <SIG>
                    <FP>Federal Communications Commission.</FP>
                    <NAME>Mindel De La Torre,</NAME>
                    <TITLE>Chief, International Bureau.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10368 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6712-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">GENERAL SERVICES ADMINISTRATION</AGENCY>
                <DEPDOC>[Notice-MX-2014-01; Docket No. 2014-0002; Sequence 18]</DEPDOC>
                <SUBJECT>Announcement of Requirements and Registration for the “Public Sector Program Management—a Vision for the Future” Ideation Challenge</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Performance Improvement Council (PIC), General Services Administration (GSA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Performance Improvement Council (PIC) located in the General Services Administration (GSA) announces the “Public Sector Program Management—A Vision for the Future” ideation challenge. GSA is interested in initiating a public dialog on the future of program management in the government context. The contest challenges the public to look ahead 25 years and imagine how advances in technology and the skill set of a new generation will drive the development of public sector program management.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        The challenge begins May 13, 2014 and ends May 27, 2014 (1:59 p.m. Eastern Daylight Time). Contestants must register and submit all entries by the contest end date. Public voting for a “Most Popular” entry begins May 13, 2014 and extends through June 03, 2014 (1:59 p.m. Eastern Daylight Time). GSA expects to announce winners in June, 2014. GSA reserves the right to extend the registration and submission period, and delay the award announcement, for any reason. The challenge can be viewed at 
                        <E T="03">https://www.challenge.gov/.</E>
                    </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Bethany Blakey, Performance Improvement Council, General Services Administration at 202-694-2981 and/or via email: 
                        <E T="03">bethany.blakey@gsa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    1. 
                    <E T="03">Subject of the Competition:</E>
                     GSA designed this challenge to generate a discussion about the coming state of program management in the public sector. Planning, project management, financial management, employee engagement, and reporting are among the key responsibilities of today's public sector program managers. The approach to each of these and so many others is defined, in part, by the state of existing technology, access to data, and the ability of a skilled workforce to take full advantage of those resources. Today's tools and resources both enable and limit program managers' ability to deliver the best service to the public, efficiently and within budget, while adjusting to changes in political direction and mission focus.
                    <PRTPAGE P="26250"/>
                </P>
                <P>This contest challenges contestants to look beyond the current state to imagine how new or emerging trends will transform the government workplace and the practice of program management. Contestants should describe where they think the field of public sector program management will be in 25 years. Contestants may choose to illustrate their visions with scenarios that reach ahead to the year 2039 or they may describe their visions in more general terms. The challenge instructions encourage contestants to use their foresight and be creative. Contestants need not address any particular management issue or question. Instead, the rules give contestants the latitude to develop and present their own visions.</P>
                <P>The challenge instructions contain brief profiles of four government program managers and some of the challenges they faced in 2014. These profiles appear at the bottom of this notice. They are an entirely optional resource for the contestants' benefit. Contestants are encouraged to use them if they find them helpful in focusing their thoughts. However, entries need not refer to any of the themes discussed in the profiles.</P>
                <P>
                    2. 
                    <E T="03">Contestant Eligibility:</E>
                     The challenge is open to U.S. citizens and permanent legal residents age 18 and older at the time of registration, and private entities such as corporations and nonprofit organizations that are incorporated in and maintain a primary place of business in the United States. Individuals entering as teams, and individuals submitting entries on behalf of corporations or other organizations, must meet the eligibility requirements of individual contestants. All eligible individuals, teams, or other entities that submit entries that adhere to the contest's rules are referred to as “contestants” below. The following individuals and entities are not eligible to participate:
                </P>
                <P>i. GSA employees and contractors, and members of their immediate families (spouses, children, siblings, and parents).</P>
                <P>ii. Other Federal Government employees, acting within the scope of their employment.</P>
                <P>iii. Entities involved with the production or execution of the challenge, employees of such entities, and members of their immediate families.</P>
                <P>iv. Contest judges and individuals with a familial or financial relationship with a contest judge.</P>
                <P>v. Entities in which a contest judge is an employee, officer, director, or agent.</P>
                <P>vi. Other entities in which a contest judge has a personal or financial interest.</P>
                <P>Final determination of contestant eligibility rests with GSA.</P>
                <P>
                    3. 
                    <E T="03">Contestant Registration and Submission of Entries:</E>
                     Contestants must register and submit their entries through the contest site's “Submit Solution” tab (accessible from 
                    <E T="03">https://www.challenge.gov/</E>
                    ) between May 13, 2014 and May 27, 2014 (1:59 p.m. Eastern Daylight Time). Contestants will be prompted for the following registration information when they submit their entries:
                </P>
                <P>i. Contestant's name (or the team's name for team entries);</P>
                <P>ii. Contestant's email address (teams must enter the team leader's email address);</P>
                <P>iii. The title of contestant's entry;</P>
                <P>iv. External link to contestant's YouTube video entry, if applicable; and</P>
                <P>v. The text of contestant's submission.</P>
                <P>If entering as a team, contestants must submit their team leader's name in an attached text file titled “Team Information” (or something similar) using the contest site's “Additional Files” option. Registered contestants and team leaders will receive contest updates by email.</P>
                <P>Contestants must accept the following terms and conditions to submit an entry:</P>
                <P>i. Contestants warrant that they are the sole authors and copyright holders of their entries, and that their entries do not infringe the property or other rights of any other individual or entity as protected by U.S. law.</P>
                <P>ii. Contestants grant GSA the non-exclusive right to use, publish, and reproduce their names and entries for educational and/or promotional purposes, as well as the right to permit the same use by any other agency of the Federal Government.</P>
                <P>iii. Contestants must take care to avoid the suggestion or the appearance of Government endorsement of their participation in this contest, or of the content of their entries.</P>
                <P>iv. GSA will discard entries and remove comments that violate U.S. law.</P>
                <P>v. At its sole discretion, GSA will discard entries and remove comments that it finds indecent, in bad taste, or off topic, or embrace or promote discrimination, hatred, or harm against any individual or group.</P>
                <P>vi. Once an entry is accepted by GSA and posted to the contest Web site it may not be withdrawn by the contestant. Contestants may, however, submit more than one entry.</P>
                <P>vii. Registered contestants agree to assume any and all risks and waive claims against the Federal Government and its related entities (as defined in 15 U.S.C. 3719), except in the case of willful misconduct, for any injury, death, damage, or loss of property, revenue, or profits, whether direct, indirect, or consequential, arising from their participation in this challenge, whether the injury, death, damage, or loss arises through negligence or otherwise. In addition, contestants agree to indemnify the Federal Government against third party claims for damages arising from or related to competition activities.</P>
                <P>viii. Registered contestants are not required to obtain liability insurance or demonstrate financial responsibility in order to participate.</P>
                <P>ix. Contest disputes arising from matters not addressed in these rules shall be resolved by GSA.</P>
                <P>Contestants may submit their entries as text, a combination of text and graphics, or video. Entries must satisfy the following maximum and minimum length requirements. GSA will discard entries that fall outside of these bounds:</P>
                <P>i. Text-only entries. 500-1,500 words, inclusive of title, footnotes, endnotes, citations, and other references.</P>
                <P>
                    ii. Text entries with graphics. 500-1,500 words, inclusive of text contained in graphics, titles, footnotes, endnotes, citations, and references. Text entries containing graphics must be printable at full size on no more than four single-sided 8
                    <FR>1/2</FR>
                     x 11 inch sheets of paper with one inch margins.
                </P>
                <P>
                    iii. Video entries. 2
                    <FR>1/2</FR>
                    -7
                    <FR>1/2</FR>
                     minutes of video posted to YouTube. Video entries must be supplemented with a separate document of introductory text, not to exceed 100 words, and a full written transcript. The introductory text will accompany the video's YouTube link on the challenge Web site.
                </P>
                <P>To be eligible for recognition as a contest winner, contestants must submit their entries in English on the challenge site's “Submit Solution” tab. Contestants may submit multiple entries.</P>
                <P>For text-only entries: Contestants are strongly encouraged to upload their entries as attachments using the site's “Additional Files” option; however, contestants may type or paste their entries in the “Submission Text” box.</P>
                <P>For video entries: Contestants are strongly encouraged to upload their videos' introductory text and transcripts using the site's “Additional Files” option; however, contestants may type or paste their introductory text and/or transcripts in the “Submission Text” box.</P>
                <P>
                    For text entries with graphics: Contestants must submit text entries with embedded graphics as attached 
                    <PRTPAGE P="26251"/>
                    files using the site's “Additional Files” option.
                </P>
                <P>
                    4. 
                    <E T="03">Selection of Winners:</E>
                     Entries will be evaluated by GSA's Performance Improvement Council staff and the panel of judges named on the contest Web site. GSA is solely responsible for the selection of judges. Judging will take place in two rounds:
                </P>
                <P>1. GSA's Performance Improvement Council staff will review all entries and award points according to the Judging Criteria, listed below. The ten entries with the most points will be selected as Round 1 finalists.</P>
                <P>2. The panel of judges named on the contest site will select the winning entries, based on the Judging Criteria, from Round 1 finalists.</P>
                <P>GSA will recognize up to four entries as winners based on the points awarded by the contest's judges. In addition, one entry will be selected for recognition based on the votes cast by visitors to the contest Web site.</P>
                <P>i. “Best Overall” entry—Judges will select a best overall entry according to the criteria outlined under Judging Criteria.</P>
                <P>ii. “Most Popular” entry—The entry that receives the highest average rating from among the five entries with the greatest number of votes received from visitors to the contest Web site will be recognized as the Most Popular.</P>
                <P>iii. “Most Original Vision”—Judges may select an entry not recognized in another category as the most original based on the criteria for “originality” outlined under Judging Criteria.</P>
                <P>iv. “Honorable Mention”—Judges may select up to two entries not recognized in another category for honorable mention based on the same criteria used to select the best overall entry.</P>
                <P>Winning entries will be recognized on the contest and GSA Web sites. GSA will invite contest winners to participate in a moderated event about the future of program management, and may feature winning entries in a follow-up contest. The contest will award no cash prizes.</P>
                <P>Contestants conditionally selected for awards will be notified by email using the contact information provided at registration. Final determination of contest winners is subject to verification of contestants' eligibility and compliance with all contest rules. </P>
                <FP>GSA reserves the right to cancel the contest before announcing winners.</FP>
                <P>
                    5. 
                    <E T="03">Judging Criteria:</E>
                     The entry awarded the most points by contest judges in the following categories will be named the “Best Overall” entry.
                </P>
                <P>i. Originality: Judges will award up to 35 points for originality. An original vision will see beyond or around the path defined by a linear extension of current trends in technology, the scope and nature of program managers' responsibilities, the workplace environment, or the professional competencies of program managers. An original vision will identify new or emerging trends that have the potential to transform the field.</P>
                <P>ii. Clarity: Judges will award up to 35 points to entries that offer a clear and coherent vision of the future. Where originality demands imagination, clarity calls for focus and structure. Contestants will be awarded points for clarity to the extent that they offer a coherent view of the future and a convincing argument for how we'll get there.</P>
                <P>iii. Presentation: Judges will award up to 30 points to entries for readability and style. Because GSA hopes to feature winning entries on its Web site and in other forums, judges will award the most points in this category to well-written and engaging entries that are likely to capture and hold the attention of a general audience.</P>
                <P>
                    6. 
                    <E T="03">Public Comment and Voting:</E>
                     GSA encourages visitors to the contest Web site to review entries, offer comments, and vote for their favorites. The comment and voting process offers the public an opportunity to contribute to the dialog.
                </P>
                <P>i. Entries received from eligible contestants will be posted to the contest Web site after GSA determines that they comply with the contest's Terms and Conditions. Once an entry is posted to the contest Web site, Web site visitors will be able to view, comment on, and vote for that entry.</P>
                <P>ii. The voting period will extend one week beyond the deadline for submission of entries in order to give visitors an opportunity to view, comment, and vote on all posted entries.</P>
                <P>iii. Visitors may cast up to one vote for each entry, including their own.</P>
                <P>iv. Visitors will vote by awarding up to 5 stars, with each star representing one point.</P>
                <P>
                    7. 
                    <E T="03">Post-Challenge Activity:</E>
                     The General Services Administration (GSA) and the Performance Improvement Council expect this challenge to kick off an ongoing dialog about current trends and challenges in public sector program management, what tomorrow promises, and how today's managers can position themselves and their organizations for future success. GSA will feature winning entries on both the challenge homepage and on the GSA Web site. GSA will also invite contest winners to participate in a moderated and recorded Google Hangout conversation, and may highlight ideas from one or more winning entries in a follow-up contest.
                </P>
                <P>
                    8. 
                    <E T="03">Optional Contestant Resource: “</E>
                    Profiles of Public Sector Program Managers—ca. 2014.”
                </P>
                <P>Program managers in the public sector are a diverse group. They confront an extraordinary range of challenges in mission areas as diverse as regulatory compliance, basic research, service delivery, law enforcement, and military preparedness, to name just a few. While many are unique to a particular program mission, some challenges tend to be shared by all program managers.</P>
                <P>The following profiles offer a snapshot of the immediate challenges faced by four government program managers. These challenges are defined in part by the tools and resources available to address them. They are defined, as well, by current expectations of what government can and should do. As expectations change, and as technology and workplace skills evolve, the nature of these challenges will change as well.</P>
                <HD SOURCE="HD1">Profile 1—Regulatory Compliance</HD>
                <P>Trina is a program manager with a Federal Government regulatory agency. She leads an office that writes policy, processes industry applications for licenses, and tracks routine industry reporting in support of the agency's industry compliance efforts. The office also conducts inspections to ensure industry compliance with laws and policy. In the 20 years that Trina has spent with the Government, the work of her office has been transformed by historic advances in online and data processing technologies. Although the agency's compliance efforts are more effective than at any point in the past, Trina recognizes the need to develop more sophisticated approaches to keep up with a rapidly evolving industry and an increasingly complicated regulatory environment.</P>
                <HD SOURCE="HD1">Profile 2—Service Delivery</HD>
                <P>
                    Henry manages a program that benefits low income households. Removing barriers to participation by eligible households is central to the program's purpose. At the same time the program is committed to eliminating payments to ineligible recipients. Henry believes that facilitating access to benefits and strengthening program integrity need not compete against each other; greater understanding of the factors that lead to improper certification for program benefits might be useful in developing strategies to reach the unserved eligible population. Henry has challenged his staff and program partners to draw on their 
                    <PRTPAGE P="26252"/>
                    diversity of skills and perspectives to come up with ideas that advance both goals simultaneously so that 25 years from now the present tension between the two is replaced with a relationship of positive and mutual reinforcement. Welcome to the team!
                </P>
                <HD SOURCE="HD1">Profile 3—Grants Management</HD>
                <P>Ty oversees an office that awards and administers grants to community-based social service organizations. As part of an ongoing effort to maximize the agency's return on investment, Ty's office is awarding more grants to organizations that promise innovative approaches to service delivery. Many of those organizations are first-time recipients of government grants. Although Ty and his staff are encouraged by early signs of success, they recognize the need for careful oversight and evaluation. They also recognize that new models of service delivery may call for changes in the way that the office collects and analyzes program data. Responding to these challenges is critical to ensuring that management of the grant-making process does not stand in the way of grantee-led program innovation.</P>
                <HD SOURCE="HD1">Profile 4—Law Enforcement</HD>
                <P>Sami was recently hired by her city's chief of police to review the organization's case prioritization approach. She is faced with the dilemma of meeting higher expectations for successful criminal prosecution/crime reduction/agility in response to emerging threats without any increase in enforcement and civilian staff. She is expected to do so in a more transparent manner and to further complicate things, the budget is shrinking. Sami is reaching out to other law enforcement agencies to learn what they are doing that she may be able to replicate but she also believes that new, innovative approaches are necessary to meet expectations in the long run. She is actually more concerned about internal resistance to trying new approaches than she is about anything else.</P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>America COMPETES Reauthorization Act of 2010, Section 105 (15 U.S.C. 3719).</P>
                </AUTH>
                <SIG>
                    <DATED>Dated: April 24, 2014.</DATED>
                    <NAME>Kevin Donahue,</NAME>
                    <TITLE>Executive Director, Performance Improvement Council, General Services Administration.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10514 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6820-BR-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Administration for Community Living</SUBAGY>
                <SUBJECT>Agency Information Collection Activities; Proposed Collection; Comment Request; Developmental Disabilities Protection and Advocacy Program Performance Report</SUBJECT>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Adminstration for Community Living (ACL) is announcing that the proposed collection of information listed below has been submitted to the Office of Management and Budget (OMB) for review and clearance under the Paperwork Reduction Act of 1995.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Submit written or electronic comments on the collection of information by June 6, 2014.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit written comments on the collection of information by fax 202.395.5806 or by email to 
                        <E T="03">OIRA_submission@omb.eop.gov</E>
                        , Attn: OMB Desk Officer for ACL.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Shawn Callaway at 202-690-5781 or email: 
                        <E T="03">Shawn.Callaway@acl.gov.</E>
                    </P>
                    <GPOTABLE COLS="5" OPTS="L2,i1" CDEF="s50,12C,12C,12C,12C">
                        <TTITLE>Annual Burden Estimates</TTITLE>
                        <BOXHD>
                            <CHED H="1">Instrument</CHED>
                            <CHED H="1">
                                Number of 
                                <LI>respondents</LI>
                            </CHED>
                            <CHED H="1">
                                Number of 
                                <LI>responses per respondent</LI>
                            </CHED>
                            <CHED H="1">
                                Average 
                                <LI>burden hours </LI>
                                <LI>per response</LI>
                            </CHED>
                            <CHED H="1">Total burden hours</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">State Developmental Disabilities Protection and Advocacy Program Performance Report</ENT>
                            <ENT>57</ENT>
                            <ENT>1</ENT>
                            <ENT>44</ENT>
                            <ENT>2,508</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>Estimated Total Annual Burden Hours: 2,508.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>This information collection is required by federal statute. Each State Protection and Advocacy System must prepare and submit a Program Performance Report for the preceding fiscal year of activities and accomplishments and of conditions in the State. The information in the Annual Report will be aggregated into a national profile of Protection and Advocacy Systems. It will also provide the Administration on Intellectual and Developmental Disabilities (AIDD) with an overview of program trends and achievements and will enable AIDD to respond to administration and congressional requests for specific information on program activities. This information will also be used to submit a Biennial Report to Congress as well as to comply with requirements in the Government Performance and Results Act of 1993.</P>
                <SIG>
                    <DATED>Dated: May 2, 2014.</DATED>
                    <NAME>Kathy Greenlee,</NAME>
                    <TITLE>Administrator and Assistant Secretary for Aging.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10468 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4154-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Food and Drug Administration</SUBAGY>
                <DEPDOC>[Docket No. FDA-2014-N-0539]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Proposed Collection; Comment Request; Prescription Drug Labeling Improvement and Enhancement Initiative</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Food and Drug Administration, HHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Food and Drug Administration (FDA) is announcing an opportunity for public comment on the proposed collection of certain information by the Agency. Under the Paperwork Reduction Act of 1995 (the PRA), Federal Agencies are required to publish notice in the 
                        <E T="04">Federal Register</E>
                         concerning each proposed collection of information and to allow 60 days for public comment in response to the notice. This notice solicits comments on information collection for the Prescription Drug Labeling Improvement and Enhancement Initiative (the initiative); specifically, information collection associated with the use of Government contractor-assisted labeling conversion resources and services for certain older drug and biological products (approved before June 30, 2001). The intent of the initiative is to enhance the safe and effective use of prescription drugs by facilitating optimal communication through labeling.
                    </P>
                </SUM>
                <DATES>
                    <PRTPAGE P="26253"/>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Submit either electronic or written comments on the collection of information by July 7, 2014.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit electronic comments on the collection of information to 
                        <E T="03">http://www.regulations.gov</E>
                        . Submit written comments on the collection of information to the Division of Dockets Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852. All comments should be identified with the docket number found in brackets in the heading of this document.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        FDA PRA Staff, Office of Operations, Food and Drug Administration, 1350 Piccard Dr., PI50-400B, Rockville, MD 20850, 
                        <E T="03">PRAStaff@fda.hhs.gov</E>
                        .
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Under the PRA (44 U.S.C. 3501-3520), Federal Agencies must obtain approval from the Office of Management and Budget (OMB) for each collection of information they conduct or sponsor. “Collection of information” is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3(c) and includes Agency requests or requirements that members of the public submit reports, keep records, or provide information to a third party. Section 3506(c)(2)(A) of the PRA (44 U.S.C. 3506(c)(2)(A)) requires Federal Agencies to provide a 60-day notice in the 
                    <E T="04">Federal Register</E>
                     concerning each proposed collection of information before submitting the collection to OMB for approval. To comply with this requirement, FDA is publishing notice of the proposed collection of information set forth in this document.
                </P>
                <P>With respect to the following collection of information, FDA invites comments on these topics: (1) Whether the proposed collection of information is necessary for the proper performance of FDA's functions, including whether the information will have practical utility; (2) the accuracy of FDA's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques, when appropriate, and other forms of information technology.</P>
                <HD SOURCE="HD1">Prescription Drug Labeling Improvement and Enhancement Initiative—(OMB Control Number 0910—NEW)</HD>
                <P>
                    In the 
                    <E T="04">Federal Register</E>
                     of January 24, 2006 (71 FR 3922), FDA published the final rule “Requirements on Content and Format of Labeling for Human Prescription Drug and Biological Products,” which revised the content and format requirements to make labeling easier to access, read, and use. This final rule is commonly referred to as the physician labeling rule (PLR) because it addresses prescription drug labeling used by prescribers, including physicians and other health care practitioners.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         In this 
                        <E T="04">Federal Register</E>
                         document, the term “PLR format” refers to labeling that meets the content and format requirements in §§ 201.56(d) and 201.57 (21 CFR 201.56(d) and 201.57).
                    </P>
                </FTNT>
                <P>The PLR applies to products for which a new drug application (NDA), biologics license application (BLA), or efficacy supplement (ES) to an NDA or BLA was approved between June 30, 2001, and June 30, 2006; was pending on June 30, 2006; or was submitted after June 30, 2006. Older drug and biological products (approved before June 30, 2001) are not subject to the mandatory PLR conversion requirements, but the NDA or BLA holder may voluntarily convert the labeling to PLR format. If application holders have not voluntarily converted labeling to PLR format, labeling for older drug and biological products must be in compliance with the requirements under 21 CFR 201.56(e) and 201.80.</P>
                <P>
                    The PLR established a staggered implementation schedule under which cohorts of drugs, from newest to oldest, would be converted to the PLR labeling format over time.
                    <SU>2</SU>
                    <FTREF/>
                     The staggered implementation for conversion to PLR format expired on June 30, 2013.
                    <SU>3</SU>
                    <FTREF/>
                     As of November 2013, approximately 15 percent of all prescription drugs and biological products have labeling in the PLR format.
                    <SU>4</SU>
                    <FTREF/>
                     If no further action is taken, the only additional drug products with labeling in the PLR format will be new NDAs, BLAs, and ESs, which are required to be submitted in PLR format, and labeling for older drug products for which the NDA or BLA holder voluntarily converts to PLR format.
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         See § 201.56(c). The Agency adopted this approach because research conducted during the PLR's development indicated that this was the “most reasonable approach to maximizing the public health benefit and best utilizing available resources.” See 71 FR 3922 at 3962, January 24, 2006.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         For the last cohort of drugs approved from June 30, 2001, to June 29, 2002, applicants were required to submit PLR conversion supplements to FDA by June 30, 2013.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         Data obtained from 
                        <E T="03">http://labels.fda.gov</E>
                        .
                    </P>
                </FTNT>
                <P>
                    To address this issue, FDA proposed the Prescription Drug Labeling Improvement and Enhancement Initiative in the 
                    <E T="04">Federal Register</E>
                     of February 6, 2013 (78 FR 8446), and solicited public comments. Specifically, FDA sought feedback on various issues related to the feasibility and implementation of the initiative, including the following:
                </P>
                <P>• Approaches for identifying and prioritizing drugs and/or drug classes for voluntary PLR conversions;</P>
                <P>• approaches that application holders would find helpful in facilitating voluntary PLR conversions for the specified drugs or drug classes;</P>
                <P>• approaches for harmonizing labeling for generic drugs for which approval of the NDA for the reference listed drug (RLD) has been withdrawn;</P>
                <P>• use of a Government contractor to provide PLR conversion resources and services; and</P>
                <P>• overall interest in participating in the initiative.</P>
                <P>
                    In general, public comments posted to the docket (Docket No. FDA-2013-N-0059) supported the initiative, including the use of a Government contractor to ease the resource burden on application holders and to facilitate conversion to the PLR format. Some comments stated that having FDA (through a Government contractor) facilitate conversion of labeling to PLR format for the application holder may: (1) Allow for greater clarity and a better understanding of FDA's expectations, (2) result in a more efficient review process, and (3) expedite the availability of labeling in the PLR format. Thus, as part of the initiative, FDA intends to provide PLR conversion resources and services, including preparation of draft PLR format labeling, through the use of a Government contractor. For this part of the initiative, in a phased approach over 5 years, FDA proposes to identify and prioritize for PLR conversion approximately 750 prescription drug products not subject to the mandatory requirements under §§ 201.56(d) and 201.57 based on criteria that would maximize the benefit to the public health, including volume of prescriptions, clinical relevance, and risk-based considerations. This part of the initiative includes the following two collections of information: (1) The application holder's submission of its proposed PLR format labeling to FDA in a supplement to its application for products identified by FDA for the initiative and (2) the abbreviated new drug application (ANDA) holder's submission of a labeling supplement to 
                    <PRTPAGE P="26254"/>
                    FDA with conforming revisions for generic drug products affected by FDA's approval of a labeling change for the corresponding RLD.
                </P>
                <HD SOURCE="HD2">Submitting a Supplement to FDA for the Proposed PLR Format Labeling</HD>
                <P>FDA will identify labeling to be converted to PLR based on the criteria established and, as recommended in comments submitted to the public docket, FDA will send an inquiry letter to the respective application holders to request their voluntary participation in this part of the initiative. The request will include information about the initiative, the labeling identified for PLR conversion, and a request for participation. FDA intends to provide Government contractor-assisted PLR conversion resources and services to application holders who participate. FDA will review the draft PLR format labeling prepared by the contractor for content and format, and send a draft version to the application holder for review. FDA will request that the application holder review the draft labeling and submit a supplement to its application to FDA with its proposed PLR format labeling, which may include proposed revisions to the draft labeling. It should be emphasized that the application holder always bears responsibility for the content of its product labeling, and FDA's provision of contract resources is intended to facilitate conversion to the PLR format.</P>
                <HD SOURCE="HD2">Submitting a Labeling Supplement to FDA for Generic Drug Products Affected by the RLD Labeling Change</HD>
                <P>
                    After FDA approves a supplement to an NDA as a result of this part of the initiative, ANDA holders that relied on the NDA as their RLD will be required to revise the generic drug product labeling so that it conforms to the approved PLR-converted labeling of the RLD (see 21 CFR 314.94(a)(8)(iv) and 314.150(b)(10)). The guidance for industry entitled “Revising ANDA Labeling Following Revision of the RLD Labeling” provides information to ANDA holders on how to submit conforming labeling changes as a 
                    <E T="03">Special Supplement—Changes Being Effected.</E>
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         This guidance is available on the Internet at 
                        <E T="03">http://www.fda.gov//Drugs/GuidanceComplianceRegulatoryInformation/Guidances/default.htm</E>
                         under Guidances (Drugs).
                    </P>
                </FTNT>
                <P>
                    <E T="03">Description of Respondents:</E>
                     The respondents to this collection of information are persons and businesses, including small businesses and manufacturers.
                </P>
                <P>
                    <E T="03">Burden Estimates:</E>
                     FDA currently has OMB approval for the submission of labeling supplements under 21 CFR 314.70 and 314.97 (OMB control number 0910-0001) and approval for the design, testing, and production of prescription drug labeling under §§ 201.56 and 201.57 (OMB control number 0910-0572). This notice provides burden estimates associated with submitting additional labeling supplements as a result of this initiative.
                </P>
                <P>Table 1 of this document provides an estimate of the reporting burden for: (1) Submitting a supplement to FDA for the proposed PLR format labeling and (2) submitting a labeling supplement to FDA for generic drug products affected by an FDA-approved change to the RLD labeling. In table 1, the estimated averages for the number of respondents and the hours per response were obtained using the collections of information described in the PLR (71 FR 3922, January 24, 2006).</P>
                <HD SOURCE="HD2">Submitting a Supplement to FDA for the Proposed PLR Format</HD>
                <P>Based on the labeling conversion of approximately 750 prescription drug products not subject to the mandatory requirements under §§ 201.56 and 201.57, we estimate that 375 application holders will be contacted for voluntary participation in this part of the initiative, which is intended to occur in a phased approach over 5 years. Some application holders may receive more than one request to participate based on the process to identify and prioritize labeling.</P>
                <P>The hours per response is the estimated number of hours an application holder would spend reviewing and responding to the request to participate, reviewing the draft PLR format labeling, modifying the labeling as appropriate, and submitting a supplement to FDA. We estimate that approximately 196 hours on average would be needed per submission, totaling 147,000 hours (see row 1 of table 1).</P>
                <HD SOURCE="HD2">Submitting a Labeling Supplement to FDA for Generic Drug Products Affected by the RLD Labeling Change</HD>
                <P>
                    FDA estimates that 1,864 generic drug products 
                    <SU>6</SU>
                    <FTREF/>
                     will require labeling supplements from approximately 233 application holders, based on approved PLR-converted RLD labeling from this part of the initiative. The hours per response is the estimated number of hours a generic drug application holder would spend revising the ANDA labeling so that it conforms to the PLR-converted RLD labeling and submitting a labeling supplement to FDA. We estimate that approximately 27 hours on average would be needed per submission, totaling 50,328 hours (see row 2 of table 1).
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         Estimate based on the ratio of ANDA to NDA labeling in 
                        <E T="03">http://labels.fda.gov</E>
                        .
                    </P>
                </FTNT>
                <HD SOURCE="HD2">Capital Costs</HD>
                <P>In 2006, the PLR described that a small number of carton-enclosed products may require new packaging to accommodate longer inserts for labeling in PLR format (71 FR 3922 at 3966). The PLR indicates that up to 5 percent of existing products affected by the rule may require equipment changes at an estimated cost of $200,000 for each product. Because the PLR has been in effect since 2006, we estimate that equipment changes may only be required for up to 1 percent of existing products that may be involved with this initiative. Therefore, we estimate that approximately 26 existing products could incur capital costs as a result of participating in the initiative, at a current cost of $245,400 per product. The estimated cost of changes to equipment totals $6.4 million.</P>
                <P>In 2006, the PLR also estimated $8,700 as the average cost to a firm to: (1) Redesign the labeling of an existing drug (e.g., drug-specific decisions regarding exactly which adverse reactions should be listed in the highlights section), (2) test the redesigned labeling (e.g., to ensure that the larger labeling will still fit in carton-enclosed products), and (3) prepare and submit the labeling to FDA for approval. The PLR estimated $6,190 as the average cost to design labeling for new applications and efficacy supplements (71 FR 3922 at 3978). Thus, the 2006 estimated average cost to test the redesigned labeling and to prepare and submit the labeling to FDA for approval is calculated as $2,510 ($8,700 minus $6,190). For this part of the initiative, the Government contractor will provide a draft redesign of the labeling for application holders. Therefore, we estimate that approximately 608 application holders could incur capital costs as a result of participating in the initiative, at a current cost of $2,952 per product. The estimated cost of testing, preparing, and submitting the labeling to FDA for approval totals $7.7 million.</P>
                <HD SOURCE="HD2">Operating and Maintenance Costs</HD>
                <P>
                    In 2006, the PLR described that manufacturers may incur incremental printing costs because the content and format requirements of the final rule will lengthen labeling (71 FR 3922 at 3979). The PLR estimated that the annual per-product cost for innovator and generic products was $1,165 and $700, respectively. For this initiative, 
                    <PRTPAGE P="26255"/>
                    we estimate the current annual per-product cost for innovator and generic products as $1,429 and $859, respectively. Therefore, we estimate that the total incremental printing costs for innovator and generic products are approximately $1.1 million and $1.6 million, respectively, over the 5-year period of the program.
                </P>
                <P>FDA estimates the burden of this collection of information as follows:</P>
                <GPOTABLE COLS="8" OPTS="L2,i1" CDEF="s70,12,12,12,12,12,12,12">
                    <TTITLE>
                        Table 1—Estimated Reporting Burden Over a 5-Year Period 
                        <E T="51">1</E>
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">Prescription drug labeling improvement and enhancement initiative</CHED>
                        <CHED H="1">
                            Number of
                            <LI>respondents</LI>
                        </CHED>
                        <CHED H="1">
                            Number of
                            <LI>responses per</LI>
                            <LI>respondent</LI>
                        </CHED>
                        <CHED H="1">
                            Total
                            <LI>responses</LI>
                        </CHED>
                        <CHED H="1">
                            Average
                            <LI>burden per</LI>
                            <LI>response</LI>
                            <LI>(hours)</LI>
                        </CHED>
                        <CHED H="1">Total hours</CHED>
                        <CHED H="1">
                            Total capital costs 
                            <LI>($million)</LI>
                        </CHED>
                        <CHED H="1">
                            Total
                            <LI>operating and</LI>
                            <LI>maintenance costs </LI>
                            <LI>($million)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Submitting a supplement to FDA for the proposed PLR format labeling</ENT>
                        <ENT>375</ENT>
                        <ENT>2</ENT>
                        <ENT>750</ENT>
                        <ENT>196</ENT>
                        <ENT>147,000</ENT>
                        <ENT>$4.0</ENT>
                        <ENT>$1.1</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">Submitting a labeling supplement to FDA for generic drug products affected by the RLD labeling change</ENT>
                        <ENT>233</ENT>
                        <ENT>8</ENT>
                        <ENT>1,864</ENT>
                        <ENT>27</ENT>
                        <ENT>50,328</ENT>
                        <ENT>10.1</ENT>
                        <ENT>1.6</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>197,328</ENT>
                        <ENT>14.1</ENT>
                        <ENT>2.7</ENT>
                    </ROW>
                    <TNOTE>
                        <SU>1</SU>
                         Numbers may not sum due to rounding.
                    </TNOTE>
                </GPOTABLE>
                <SIG>
                    <DATED>Dated: May 1, 2014.</DATED>
                    <NAME>Leslie Kux,</NAME>
                    <TITLE>Assistant Commissioner for Policy.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10414 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4160-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Food and Drug Administration</SUBAGY>
                <DEPDOC>[Docket No. FDA-2014-N-0554]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Proposed Collection; Comment Request; Comparative Price Information in Direct-to-Consumer and Professional Prescription Drug Advertisements</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Food and Drug Administration, HHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Food and Drug Administration (FDA) is announcing an opportunity for public comment on the proposed collection of certain information by the Agency. Under the Paperwork Reduction Act of 1995 (the PRA), Federal Agencies are required to publish notice in the 
                        <E T="04">Federal Register</E>
                         concerning each proposed collection of information and to allow 60 days for public comment in response to the notice. This notice solicits comments on research entitled “Comparative Price Information in Direct-to-Consumer and Professional Prescription Drug Advertisements.” This study will investigate the impact of price comparison information in direct-to-consumer (DTC) and health care professional advertising for prescription drugs.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Submit either electronic or written comments on the collection of information by July 7, 2014.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit electronic comments on the collection of information to 
                        <E T="03">http://www.regulations.gov.</E>
                         Submit written comments on the collection of information to the Division of Dockets Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852. All comments should be identified with the docket number found in brackets in the heading of this document.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        FDA PRA Staff, Office of Operations, Food and Drug Administration, 1350 Piccard Dr., PI50-400B, Rockville, MD 20850, 
                        <E T="03">PRAStaff@fda.hhs.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Under the PRA (44 U.S.C. 3501-3520), Federal Agencies must obtain approval from the Office of Management and Budget (OMB) for each collection of information they conduct or sponsor. “Collection of information” is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3(c) and includes Agency requests or requirements that members of the public submit reports, keep records, or provide information to a third party. Section 3506(c)(2)(A) of the PRA (44 U.S.C. 3506(c)(2)(A)) requires Federal Agencies to provide a 60-day notice in the 
                    <E T="04">Federal Register</E>
                     concerning each proposed collection of information before submitting the collection to OMB for approval. To comply with this requirement, FDA is publishing notice of the proposed collection of information set forth in this document.
                </P>
                <P>With respect to the following collection of information, FDA invites comments on these topics: (1) Whether the proposed collection of information is necessary for the proper performance of FDA's functions, including whether the information will have practical utility; (2) the accuracy of FDA's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques, when appropriate, and other forms of information technology.</P>
                <HD SOURCE="HD1">Comparative Price Information in Direct-to-Consumer and Professional Prescription Drug Advertisements—(OMB Control Number 0910—NEW)</HD>
                <P>Section 1701(a)(4) of the Public Health Service Act (42 U.S.C. 300u(a)(4)) authorizes FDA to conduct research relating to health information. Section 1003(d)(2)(C) of the Federal Food, Drug, and Cosmetic Act (the FD&amp;C Act) (21 U.S.C. 393(d)(2)(C)) authorizes FDA to conduct research relating to drugs and other FDA regulated products in carrying out the provisions of the FD&amp;C Act.</P>
                <P>
                    By their very nature, medical and health decisions are comparative (e.g., treat versus not treat). For consumers, these decisions may include the use of prescription drug products versus over the counter products versus herbal 
                    <PRTPAGE P="26256"/>
                    supplements, as well as one prescription brand versus another prescription brand. Similarly, advertising is often comparative. In prescription drug advertising, sponsors are permitted to include truthful, non-misleading information about the price of their products in promotion. This may extend to price comparison information, wherein sponsors may include information about the price of a competing product in order to make advantageous claims. Currently, when price comparisons are made, the ad should also include context that the two drugs may not be comparable in terms of efficacy and safety and that the acquisition costs presented do not necessarily reflect the actual prices paid by consumers, pharmacies, or third party payers. Despite the inclusion of this additional information, there is concern that adding contextual information about efficacy or safety is not sufficient to correct the impression that the products are interchangeable and that price is the main factor to consider. The Office of Prescription Drug Promotion (OPDP) plans to investigate, through empirical research, the impact of price comparison information and additional contextual information on prescription drug product perceptions. This will be investigated in DTC and healthcare-directed professional advertising for prescription drugs.
                </P>
                <P>We will investigate perceptions about overall drug safety and efficacy and perceptions of the comparator product. To examine differences between experimental conditions, we will conduct inferential statistical tests such as analysis of variance. With the sample size described in this document, we will have sufficient power to detect small-to-medium sized effects in the main study.</P>
                <P>Participants will be consumers who self-identify as having been diagnosed with diabetes and physicians who are General Practitioners (e.g., Family Practice, General Practice, Internal Medicine) and Specialists (e.g., Endocrinology, Pain Management). All participants will be 18 years of age or older. We will exclude individuals from the consumer sample who work in healthcare or marketing settings because their knowledge and experiences may not reflect those of the average consumer. Recruitment and administration of the study will take place over the Internet. Participation is estimated to take approximately 30 minutes.</P>
                <P>Physician and consumer participants will be randomly assigned to view one of three possible versions of an ad (DTC or professional), as depicted in table 1. One version will present information about the price of the product relative to a competitor for the same indication (price comparison information). Another version will present this information with additional contextual information that the two drugs may not be comparable in terms of efficacy and safety and that the acquisition costs do not necessarily reflect actual prices paid. A third version will have a claim about the price of the product but will not present information about the price relative to a competitor, and will act as a control.</P>
                <P>After viewing the ad, participants will respond to questions about information in the ad. Preliminary measures are designed to assess perception and understanding of product safety and efficacy; perception and understanding of the additional contextual information; perceptions of comparative safety and efficacy; and intention to seek more information about the product. The questionnaire is available upon request.</P>
                <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="s100,15,15,15">
                    <TTITLE>Table 1—Study Design</TTITLE>
                    <BOXHD>
                        <CHED H="1">Sample</CHED>
                        <CHED H="1">Type of price comparison</CHED>
                        <CHED H="2">Price information only</CHED>
                        <CHED H="2">
                            Price information +
                            <LI>additional context</LI>
                        </CHED>
                        <CHED H="2">
                            No comparison
                            <LI>information</LI>
                            <LI>(control)</LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="22">Consumers (DTC ad)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">Physicians (Professional ad)</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                    </ROW>
                </GPOTABLE>
                <P>FDA estimates the burden of this collection of information as follows:</P>
                <GPOTABLE COLS="6" OPTS="L2,i1" CDEF="s75,12,12,12,xs80,12">
                    <TTITLE>
                        Table 2—Estimated Annual Reporting Burden 
                        <SU>1</SU>
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">Activity</CHED>
                        <CHED H="1">
                            Number of
                            <LI>respondents</LI>
                        </CHED>
                        <CHED H="1">
                            Number of
                            <LI>responses per</LI>
                            <LI>respondent</LI>
                        </CHED>
                        <CHED H="1">Total annual responses</CHED>
                        <CHED H="1">
                            Average
                            <LI>burden per</LI>
                            <LI>response</LI>
                        </CHED>
                        <CHED H="1">Total hours</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Sample outgo (pretests and main survey)</ENT>
                        <ENT>41,110</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="01">Screener completes</ENT>
                        <ENT>7,400</ENT>
                        <ENT>1</ENT>
                        <ENT>7,400</ENT>
                        <ENT>.03 (2 minutes)</ENT>
                        <ENT>222</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Eligible</ENT>
                        <ENT>4,933</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                    </ROW>
                    <ROW>
                        <ENT I="01">Completes, Pretests Phase 1</ENT>
                        <ENT>400</ENT>
                        <ENT>1</ENT>
                        <ENT>400</ENT>
                        <ENT>0.5 (30 minutes)</ENT>
                        <ENT>200</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Completes, Pretest Phase 2</ENT>
                        <ENT>1,000</ENT>
                        <ENT>1</ENT>
                        <ENT>1,000</ENT>
                        <ENT>0.5 (30 minutes)</ENT>
                        <ENT>500</ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">Completes, Main Study</ENT>
                        <ENT>2,940</ENT>
                        <ENT>1</ENT>
                        <ENT>2,940</ENT>
                        <ENT>0.5 (30 minutes)</ENT>
                        <ENT>1,470</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total</ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>2,392</ENT>
                    </ROW>
                    <TNOTE>
                        <SU>1</SU>
                         There are no capital costs or operating and maintenance costs associated with this collection of information.
                    </TNOTE>
                </GPOTABLE>
                <SIG>
                    <PRTPAGE P="26257"/>
                    <DATED>Dated: May 1, 2014.</DATED>
                    <NAME>Leslie Kux,</NAME>
                    <TITLE>Assistant Commissioner for Policy.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10410 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4160-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Food and Drug Administration</SUBAGY>
                <DEPDOC>[Docket No. FDA-2010-D-0589]</DEPDOC>
                <SUBJECT>Draft Guidance for Industry on Hospital-Acquired Bacterial Pneumonia and Ventilator-Associated Bacterial Pneumonia: Developing Drugs for Treatment; Availability</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Food and Drug Administration, HHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Food and Drug Administration (FDA) is announcing the availability of a draft guidance for industry entitled “Hospital-Acquired Bacterial Pneumonia and Ventilator-Associated Bacterial Pneumonia: Developing Drugs for Treatment.” The purpose of this draft guidance is to assist clinical trial sponsors and investigators in the development of antibacterial drugs for the treatment of hospital-acquired bacterial pneumonia and ventilator-associated bacterial pneumonia (HABP/VABP). The science of clinical trial design and our understanding of this disease have advanced in recent years, and this draft guidance informs sponsors of our current recommendations for clinical development. FDA is specifically requesting comment on critical areas of scientific interest including the appropriate primary efficacy endpoints, the use of an intent-to-treat (ITT) population for the primary analysis population, and the use of antibacterial therapy by patients before participating in clinical trials. This draft guidance revises the draft guidance of the same name that published November 29, 2010.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Although you can comment on any guidance at any time (see 21 CFR 10.115(g)(5)), to ensure that the Agency considers your comment on this draft guidance before it begins work on the final version of the guidance, submit either electronic or written comments on the draft guidance by August 5, 2014.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit written requests for single copies of the draft guidance to the Division of Drug Information, Center for Drug Evaluation and Research, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 51, Rm. 2201, Silver Spring, MD 20993-0002. Send one self-addressed adhesive label to assist that office in processing your requests. See the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section for electronic access to the draft guidance document.
                    </P>
                    <P>
                        Submit electronic comments on the draft guidance to 
                        <E T="03">http://www.regulations.gov.</E>
                         Submit written comments to the Division of Dockets Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Joseph G. Toerner, Center for Drug Evaluation and Research, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 22, Rm. 6244, Silver Spring, MD 20993-0002, 301-796-1300.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P> </P>
                <HD SOURCE="HD1">I. Background</HD>
                <P>FDA is announcing the availability of a draft guidance for industry entitled “Hospital-Acquired Bacterial Pneumonia and Ventilator-Associated Bacterial Pneumonia: Developing Drugs for Treatment.” The purpose of this draft guidance is to assist clinical trial sponsors and investigators in the development of antibacterial drugs for the treatment of HABP/VABP. Issues in HABP/VABP clinical trials were discussed at a 2009 workshop cosponsored by FDA and professional societies. Recently, there have been additional discussions about clinical trial design and endpoints for HABP/VABP at a meeting of the Anti-Infective Drugs Advisory Committee. As a result of these public discussions, the science of clinical trial design and our understanding of endpoints and approaches to clinical development have advanced.</P>
                <P>This draft guidance revises the draft guidance published in November 2010 (75 FR 73107) and informs sponsors of the changes in our recommendations. We acknowledge the challenges in conducting clinical trials of investigational antibacterial drugs in HABP/VABP. This revised draft guidance incorporates changes intended to attain a greater degree of balance between the practicability of conducting HABP/VABP clinical trials and the trial procedures needed for a scientifically sound and interpretable trial. We are requesting input from the public on these changes, for consideration before finalizing the guidance. Specifically, the changes from the 2010 draft guidance include:</P>
                <P>• A description of two potential primary efficacy endpoints for HABP/VABP clinical trials: (1) All-cause mortality and (2) all-cause mortality or disease-related complications.</P>
                <P>• A justification for a noninferiority margin based on all-cause mortality.</P>
                <P>• Suggestions for efficacy analyses based on: (1) An overall ITT population and (2) a microbiological ITT population consisting of those patients who have a documented bacterial pathogen known to cause HABP/VABP.</P>
                <P>• Recommendations for enrolling patients who have received prior effective antibacterial drug therapy.</P>
                <P>Issuance of this guidance fulfills a portion of the requirements of title VIII, section 804 of the Food and Drug Administration Safety and Innovation Act of 2012 (Pub. L. 112-144), which requires FDA to “review and, as appropriate, revise not fewer than 3 guidance documents per year . . . for the conduct of clinical trials with respect to antibacterial and antifungal drugs. . . . ”</P>
                <P>This draft guidance is being issued consistent with FDA's good guidance practices regulation (21 CFR 10.115). The draft guidance, when finalized, will represent the Agency's current thinking on this topic. It does not create or confer any rights for or on any person and does not operate to bind FDA or the public. An alternative approach may be used if such approach satisfies the requirements of the applicable statutes and regulations.</P>
                <HD SOURCE="HD1">II. The Paperwork Reduction Act of 1995</HD>
                <P>This draft guidance refers to previously approved collections of information found in FDA regulation. These collections of information are subject to review by the Office of Management and Budget (OMB) under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). The collections of information in 21 CFR part 312 have been approved under OMB control number 0910-0014 and the collections of information in 21 CFR part 314 have been approved under OMB control number 0910-0001.</P>
                <HD SOURCE="HD1">III. Comments</HD>
                <P>
                    Interested persons may submit either electronic comments regarding this document to 
                    <E T="03">http://www.regulations.gov</E>
                     or written comments to the Division of Dockets Management (see 
                    <E T="02">ADDRESSES</E>
                    ). It is only necessary to send one set of comments. Identify comments with the docket number found in brackets in the heading of this document. Received comments may be seen in the Division of Dockets Management between 9 a.m. and 4 p.m., Monday through Friday, and will be posted to the docket at 
                    <E T="03">http://www.regulations.gov.</E>
                    <PRTPAGE P="26258"/>
                </P>
                <HD SOURCE="HD1">IV. Electronic Access</HD>
                <P>
                    Persons with access to the Internet may obtain the document at either 
                    <E T="03">http://www.fda.gov/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/default.htm</E>
                     or 
                    <E T="03">http://www.regulations.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated: May 1, 2014.</DATED>
                    <NAME>Leslie Kux,</NAME>
                    <TITLE>Assistant Commissioner for Policy.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10409 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4160-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Food and Drug Administration</SUBAGY>
                <DEPDOC>[Docket No. FDA-2014-N-0001]</DEPDOC>
                <SUBJECT>Science Board to the Food and Drug Administration; Notice of Meeting</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Food and Drug Administration, HHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <P>This notice announces a forthcoming meeting of a public advisory committee of the Food and Drug Administration (FDA). The meeting will be open to the public.</P>
                <P>
                    <E T="03">Name of Committee:</E>
                     Science Board to the Food and Drug Administration (Science Board).
                </P>
                <P>
                    <E T="03">General Function of the Committee:</E>
                     The Science Board provides advice primarily to the Commissioner of Food and Drugs and other appropriate officials on specific complex scientific and technical issues important to FDA and its mission, including emerging issues within the scientific community. Additionally, the Science Board provides advice to the Agency on keeping pace with technical and scientific developments including those in regulatory science; and input into the Agency's research agenda; and on upgrading its scientific and research facilities and training opportunities. It will also provide, where requested, expert review of Agency sponsored intramural and extramural scientific research programs.
                </P>
                <P>
                    <E T="03">Date and Time:</E>
                     The meeting will be held on June 4, 2014, from approximately 8:30 a.m. until 4:30 p.m.
                </P>
                <P>
                    <E T="03">Location:</E>
                     FDA White Oak Campus, 10903 New Hampshire Ave., Bldg. 31 Conference Center, the Great Room (Rm. 1503, sections B and C), Silver Spring, MD 20993. Information regarding special accommodations due to a disability, visitor parking, and transportation may be accessed at: 
                    <E T="03">http://www.fda.gov/AdvisoryCommittees/default.htm;</E>
                     under the heading “Resources for You,” click on “Public Meetings at the FDA White Oak Campus.” Please note that visitors to the White Oak Campus must enter through Building 1.
                </P>
                <P>
                    <E T="03">Contact Person:</E>
                     Martha Monser, Office of the Chief Scientist, Office of the Commissioner, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 32, Rm. 4286, Silver Spring, MD 20993, 301-796-4627, 
                    <E T="03">martha.monser@fda.hhs.gov,</E>
                     or FDA Advisory Committee Information Line, 1-800-741-8138 (301-443-0572 in the Washington, DC area). A notice in the 
                    <E T="04">Federal Register</E>
                     about last minute modifications that impact a previously announced advisory committee meeting cannot always be published quickly enough to provide timely notice. Therefore, you should always check the Agency's Web site at 
                    <E T="03">http://www.fda.gov/AdvisoryCommittees/default.htm</E>
                     and scroll down to the appropriate advisory committee meeting link, or call the advisory committee information line to learn about possible modifications before coming to the meeting.
                </P>
                <P>
                    <E T="03">Agenda:</E>
                     On June, 4, 2014, the Science Board will discuss and make recommendations on the draft final report from the Center for Biologics Evaluation and Research's postmarketing safety review subcommittee. The committee will be asked to support forming a new subcommittee to evaluate the Commissioner's Fellowship Program. The committee will be presented with an overview of current issues surrounding heparin sourcing issues for discussion. A recipient of one of the fiscal year 2013 Scientific Achievement Awards (selected by the Science Board) will provide an overview of the activities for which the award was given.
                </P>
                <P>
                    FDA intends to make background material available to the public no later than 2 business days before the meeting. If FDA is unable to post the background material on its Web site prior to the meeting, the background material will be made publicly available at the location of the advisory committee meeting, and the background material will be posted on FDA's Web site after the meeting. Background material is available at 
                    <E T="03">http://www.fda.gov/AdvisoryCommittees/Calendar/default.htm.</E>
                     Scroll down to the appropriate advisory committee meeting link.
                </P>
                <P>
                    <E T="03">Procedure:</E>
                     Interested persons may present data, information, or views, orally or in writing, on issues pending before the committee. Written submissions may be made to the contact person on or before May 28, 2014. Oral presentations from the public will be scheduled between approximately 3 p.m. and 4 p.m. Those individuals interested in making formal oral presentations should notify the contact person and submit a brief statement of the general nature of the evidence or arguments they wish to present, the names and addresses of proposed participants, and an indication of the approximate time requested to make their presentation on or before May 20, 2014. Time allotted for each presentation may be limited. If the number of registrants requesting to speak is greater than can be reasonably accommodated during the scheduled open public hearing session, FDA may conduct a lottery to determine the speakers for the scheduled open public hearing session. The contact person will notify interested persons regarding their request to speak by May 21, 2014.
                </P>
                <P>Persons attending FDA's advisory committee meetings are advised that the Agency is not responsible for providing access to electrical outlets.</P>
                <P>FDA welcomes the attendance of the public at its advisory committee meetings and will make every effort to accommodate persons with physical disabilities or special needs. If you require special accommodations due to a disability, please contact Martha Monser at least 7 days in advance of the meeting.</P>
                <P>
                    FDA is committed to the orderly conduct of its advisory committee meetings. Please visit our Web site at 
                    <E T="03">http://www.fda.gov/AdvisoryCommittees/AboutAdvisoryCommittees/ucm111462.htm</E>
                     for procedures on public conduct during advisory committee meetings.
                </P>
                <P>Notice of this meeting is given under the Federal Advisory Committee Act (5 U.S.C. app. 2).</P>
                <SIG>
                    <DATED>Dated: May 1, 2014.</DATED>
                    <NAME>Jill Hartzler Warner,</NAME>
                    <TITLE>Acting Associate Commissioner for Special Medical Programs.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10436 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4160-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Health Resources and Services Administration</SUBAGY>
                <SUBJECT>Statement of Organization, Functions and Delegations of Authority</SUBJECT>
                <P>
                    This notice amends Part R of the Statement of Organization, Functions and Delegations of Authority of the Department of Health and Human 
                    <PRTPAGE P="26259"/>
                    Services (HHS), Health Resources and Services Administration (HRSA) (60 FR 56605, as amended November 6, 1995; as last amended at Vol. 79, FR 18299-18300 dated April 1, 2014).
                </P>
                <P>This notice reflects organizational changes to the Health Resources and Services Administration. This notice updates the functional statement for the Office of Federal Assistance Management (RJ), Division of Financial Integrity (RJ1). Specifically, this notice restructures the functions of the Division of Financial Integrity (RJ1) to serve as the focal point for resolving audit findings and ensuring compliance with program requirements.</P>
                <HD SOURCE="HD1">Chapter RJ—Office of Federal Assistance Management</HD>
                <HD SOURCE="HD2">Section RJ-20, Functions</HD>
                <P>Delete the functional statement for the Division of Financial Integrity (RJ1), and replace in its entirety.</P>
                <HD SOURCE="HD2">Division of Financial Integrity (RJ1)</HD>
                <P>(1) Coordinates Agency-wide efforts addressing HHS's Program Integrity Initiative; (2) serves as the Agency's focal point for resolving audit findings on HRSA programs resulting from the A-133 audits; (3) conducts financial reviews of grantee's use of HRSA funds; (4) conducts the pre-award financial assessment of HRSA grantees; (5) conducts the pre-award and post-award review of grant applicant's and grantee's accounting systems; (6) conducts ad hoc studies and reviews related to the financial integrity of the HRSA business processes related to assistance programs; (7) conducts 340B program audits of covered entities to ensure program integrity and compliance with 340B program requirements; (8) serves as the Agency's liaison with the Office of Inspector General for issues related to grants; (9) coordinates the Agency's response to the HHS Office of Inspector General Hotline complaints reporting possible fraudulent fiscal activities pertaining to HRSA grant funds; and (10) establishes an assessment model for grantee oversight.</P>
                <HD SOURCE="HD2">Section RJ-30, Delegations of Authority</HD>
                <P>All delegations of authority and re-delegations of authority made to HRSA officials that were in effect immediately prior to this reorganization, and that are consistent with this reorganization, shall continue in effect pending further re-delegation.</P>
                <P>This reorganization is effective upon date of signature.</P>
                <SIG>
                    <DATED>Dated: April 25, 2014.</DATED>
                    <NAME>Mary K. Wakefield,</NAME>
                    <TITLE>Administrator.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10477 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4165-15-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Cancer Institute; Notice of Meeting</SUBJECT>
                <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. Appendix 2), notice is hereby given of meeting of the National Cancer Advisory Board and NCI Board of Scientific Advisors.</P>
                <P>The meeting will be open to the public as indicated below, with attendance limited to space available. Individuals who plan to attend and need special assistance, such as sign language interpretation or other reasonable accommodations, should notify the Contact Person listed below in advance of the meeting.</P>
                <P>A portion of the National Cancer Advisory Board meeting will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4), and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Cancer Advisory Board; 
                        <E T="03">ad Hoc</E>
                         Subcommittee on Global Cancer Research.
                    </P>
                    <P>
                        <E T="03">Open:</E>
                         June 22, 2014, 6:15 p.m. to 7:45 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Discussion on Global Cancer Research.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Hyatt Regency Bethesda, Cabinet and Judiciary Rooms, One Bethesda Metro Center, Bethesda, Maryland 20814.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Dr. Edward Trimble, Executive Secretary, NCAB 
                        <E T="03">ad Hoc</E>
                         Subcommittee on Global Cancer Research, National Cancer Institute, National Institutes of Health, 9609 Medical Center Drive, Room 3W-562, Bethesda, MD 20892, (240) 276-5796, 
                        <E T="03">trimblet@mail.nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Cancer Advisory Board; Subcommittee on Budget and Planning.
                    </P>
                    <P>
                        <E T="03">Open:</E>
                         June 22, 2014, 8:00 p.m. to 9:30 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Discussion on Budget and Planning.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Hyatt Regency Bethesda, Cabinet and Judiciary Rooms, One Bethesda Metro Center, Bethesda, Maryland 20814.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Patrick O. McGarey, Executive Secretary, NCAB Subcommittee on Budget and Planning, National Cancer Institute, National Institutes of Health, Building 31, 31 Center Drive, Room 11A16, Bethesda, MD 20892, (301) 435-2612, 
                        <E T="03">mcgareypo@mail.nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Cancer Advisory Board and NCI Board of Scientific Advisors.
                    </P>
                    <P>
                        <E T="03">Open:</E>
                         June 23, 2014, 9:00 a.m. to 3:30 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Joint meeting of the National Cancer Advisory Board, and NCI Board of Scientific Advisors; NCI Board of Scientific Advisors Concepts Review, NCI Director's report, and presentations.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, 9000 Rockville Pike, Building 31, C Wing, 6th Floor, Conference Room 10, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Dr. Paulette S. Gray, Executive Secretary, National Cancer Institute, National Institutes of Health, 9606 Medical Center Drive, Room 7W-444, Bethesda, MD 20892, (240) 276-6340.
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Cancer Advisory Board.
                    </P>
                    <P>
                        <E T="03">Closed:</E>
                         June 23, 2014, 3:30 p.m. to 5:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Review of NCAB Grant Applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, 9000 Rockville Pike, Building 31, C Wing, 6th Floor, Conference Room 10, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Dr. Paulette S. Gray, Executive Secretary, National Cancer Institute, National Institutes of Health, 9606 Medical Center Drive, Room 7W-444, Bethesda, MD 20892, (240) 276-6340.
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Cancer Advisory Board and NCI Board of Scientific Advisors.
                    </P>
                    <P>
                        <E T="03">Open:</E>
                         June 24, 2014, 9:00 a.m. to 12:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         Joint meeting of the National Cancer Advisory Board and NCI Board of Scientific Advisors.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, 9000 Rockville Pike, Building 31, C Wing, 6th Floor, Conference Room 10, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Dr. Paulette S. Gray, Executive Secretary, National Cancer Institute, National Institutes of Health, 9606 Medical Center Drive, Room 7W-444, Bethesda, MD 20892, (240) 276-6340.
                    </P>
                    <P>Any interested person may file written comments with the committee by forwarding the statement to the Contact Person listed on this notice. The statement should include the name, address, telephone number and when applicable, the business or professional affiliation of the interested person.</P>
                    <P>In the interest of security, NIH has instituted stringent procedures for entrance onto the NIH campus. All visitor vehicles, including taxicabs, hotel, and airport shuttles will be inspected before being allowed on campus. Visitors will be asked to show one form of identification (for example, a government-issued photo ID, driver's license, or passport) and to state the purpose of their visit.</P>
                    <P>
                        Information is also available on the Institute's/Center's home page: NCAB: 
                        <E T="03">deainfo.nci.nih.gov/advisory/ncab.htm,</E>
                         BSA: 
                        <E T="03">deainfo.nci.nih.gov/advisory/bsa/bsa.htm</E>
                        , 
                        <PRTPAGE P="26260"/>
                        where an agenda and any additional information for the meeting will be posted when available.
                    </P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.392, Cancer Construction; 93.393, Cancer Cause and Prevention Research; 93.394, Cancer Detection and Diagnosis Research; 93.395, Cancer Treatment Research; 93.396, Cancer Biology Research; 93.397, Cancer Centers Support; 93.398, Cancer Research Manpower; 93.399, Cancer Control, National Institutes of Health, HHS).</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: May 2, 2014.</DATED>
                    <NAME>Melanie J. Gray,</NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10463 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Institute on Drug Abuse; Amended Notice of Meeting</SUBJECT>
                <P>
                    Notice is hereby given of a change in the meeting of the National Institute on Drug Abuse Special Emphasis Panel, May 22, 2014, 12:00 p.m. to May 23, 2014, 05:00 p.m., National Institutes of Health, Neuroscience Center, 6001 Executive Boulevard, Rockville, MD 20852 which was published in the 
                    <E T="04">Federal Register</E>
                     on April 28, 2014, 79 82 FR 2014-09616.
                </P>
                <P>The date and time of the meeting were changed to May 23, 2014, 1:00 p.m. to May 23, 2014, 5:00 p.m. The meeting is closed to the public.</P>
                <SIG>
                    <DATED>Dated:  May 1, 2014. </DATED>
                    <NAME>Michelle Trout, </NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10465 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Center for Advancing Translational Sciences; Amended Notice of Meeting</SUBJECT>
                <P>
                    Notice is hereby given of a change in the meeting of the National Center for Advancing Translational Sciences Special Emphasis Panel, May 8, 2014, 08:00 a.m. to May 8, 2014, 12:30 p.m., National Institutes of Health, One Democracy Plaza, 6701 Democracy Boulevard, Bethesda, MD 20892 which was published in the 
                    <E T="04">Federal Register</E>
                     on April 8, 2014, 79 FR 19346 pg. 19346-19347.
                </P>
                <P>The meeting location has changed from the National Institutes of Health to the Hilton Washington DC/Rockville, 1750 Rockville Pike, MD 20852. The meeting date and time remain the same. The meeting is closed to the public.</P>
                <SIG>
                    <DATED>Dated:  May 1, 2014. </DATED>
                    <NAME>David Clary, </NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10467 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Institute on Drug Abuse; Notice of Closed Meetings</SUBJECT>
                <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App), notice is hereby given of the following meetings.</P>
                <P>The meetings will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable materials, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute on Drug Abuse Special Emphasis Panel NIDA I/START Small Grant Review.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 4, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         1:00 p.m. to 3:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, Neuroscience Center, 6001 Executive Boulevard, Rockville, MD 20852, (Virtual Meeting).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Minna Liang, Ph.D., Scientific Review Officer, Grants Review Branch, Office of Extramural Affairs, National Institute on Drug Abuse, NIH, DHHS, 6001 Executive Blvd., Room 4226, MSC 9550, Bethesda, MD 20892-9550, 301-435-1432, 
                        <E T="03">liangm@nida.nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute on Drug Abuse Special Emphasis Panel, NIH Pathway to Independence Award: PA-14-042 (Parent K99/R00).
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 25, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         10:00 a.m. to 2:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, Neuroscience Center, 6001 Executive Boulevard, Rockville, MD 20852, (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Hiromi Ono, Ph.D., Scientific Review Officer, Office of Extramural Affairs, National Institute on Drug Abuse, National Institutes of Health, DHHS, 6001 Executive Boulevard, Room  4238, MSC 9550, Bethesda, MD 20892, 301-402-6020, 
                        <E T="03">hiromi.ono@nih.gov</E>
                        .
                    </P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos.: 93.279, Drug Abuse and Addiction Research Programs, National Institutes of Health, HHS)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: May 1, 2014. </DATED>
                    <NAME>Michelle Trout, </NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10464 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Institute on Alcohol Abuse and Alcoholism; Amended Notice of Meeting</SUBJECT>
                <P>
                    Notice is hereby given of a change in the meeting of the National Advisory Council on Alcohol Abuse and Alcoholism, June 04, 2014, 05:00 p.m. to June 05, 2014, 01:00 p.m. National Institutes of Health, 5635 Fishers Lane, Bethesda, MD, 20892 which was published in the 
                    <E T="04">Federal Register</E>
                     on March 14, 2014, 79 FR 14522.
                </P>
                <P>The meeting notice is amended to change the start time of June 5, 2014 meeting. The meeting will start at 8:15 a.m. and is closed to the public. The meeting will open to the public at 9:00 a.m. The meeting is partially closed to the public.</P>
                <SIG>
                    <DATED>Dated:  May 2, 2014.</DATED>
                    <NAME>Melanie J. Gray, </NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10476 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Institute on Aging; Notice of Closed Meetings</SUBJECT>
                <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of the following meetings.</P>
                <P>
                    The meetings will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning 
                    <PRTPAGE P="26261"/>
                    individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.
                </P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute on Aging Special Emphasis Panel; Mitochondria in Neurodegenerative Disease II. 
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 26, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         12:00 p.m. to 4:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute on Aging, Gateway Building, Suite 2C212, 7201 Wisconsin Avenue, Bethesda, MD 20892, (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Bita Nakhai, Ph.D., Scientific Review Branch, National Institute on Aging, Gateway Bldg., 2c212, 7201 Wisconsin Avenue, Bethesda, MD 20814, 301-402-7701, 
                        <E T="03">nakhaib@nia.nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute on Aging Special Emphasis Panel; Tools Incorporating Cellular Aging I.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         July 1, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         12:00 p.m. to 4:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute on Aging, Gateway Building, Suite 2c212, 7201 Wisconsin Ave, Bethesda, MD 20892, (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Bita Nakhai, Ph.D., Scientific Review Branch, National Institute on Aging, Gateway Bldg., 2c212, 7201 Wisconsin Avenue, Bethesda, MD 20814, 301-402-7701, 
                        <E T="03">nakhaib@nia.nih.gov</E>
                        .
                    </P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.866, Aging Research, National Institutes of Health, HHS)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: May 2, 2014.</DATED>
                    <NAME>Melanie J. Gray, </NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10472 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>Center for Scientific Review; Notice of Closed Meetings</SUBJECT>
                <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of the following meetings.</P>
                <P>The meetings will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel; Understanding and Promoting Health Literacy.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         May 30, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         10:00 a.m. to 4:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Rebecca Henry, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 3222, MSC 7808, Bethesda, MD 20892, 301-435-1717, 
                        <E T="03">henryrr@mail.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Population Sciences and Epidemiology Integrated Review Group; Infectious Diseases, Reproductive Health, Asthma and Pulmonary Conditions Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 2-3, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:30 a.m. to 1:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Torrance Marriott South Bay, 3635 Fashion Way, Torrance, CA 90503.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Lisa Steele, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 3139, MSC 7770, Bethesda, MD 20892, (301) 257-2638, 
                        <E T="03">steeleln@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel; PAR-13-094: Differentiation and Integration of Stem Cells (Embryonic and Induced-Pluripotent) Into Developing or Damaged Tissues.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 3, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         10:00 a.m. to 3:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Hilton Long Beach and Executive Center, 701 West Ocean Boulevard, Long Beach, CA 90831.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Rass M Shayiq, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institute of Health, 6701 Rockledge Drive, Room 2182, MSC 7818, Bethesda, MD 20892, (301) 435-2359, 
                        <E T="03">shayiqr@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Brain Disorders and Clinical Neuroscience Integrated Review Group; Clinical Neuroplasticity and Neurotransmitters Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 5-6, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:00 a.m. to 5:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Embassy Suites DC Convention Center, 900 10th St. NW., Washington, DC 20001.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Suzan Nadi, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 5217B, MSC 7846, Bethesda, MD 20892, 301-435-1259, 
                        <E T="03">nadis@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel; PAR PANEL Improvement of Animal Models for Stem Cell Based Regenerative Medicine.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 5-6, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:00 a.m. to 6:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, (Virtual Meeting).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Jonathan Arias, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 5170, MSC 7840, Bethesda, MD 20892, 301-435-2406, 
                        <E T="03">ariasj@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Risk, Prevention and Health Behavior Integrated Review Group; Social Psychology, Personality and Interpersonal Processes Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 5-6, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:00 a.m. to 5:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Renaissance Mayflower Hotel, 1127 Connecticut Avenue NW., Washington, DC 20036.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Weijia Ni, Ph.D., Chief/Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 3100, MSC 7808, Bethesda, MD 20892, (301) 594-3292, 
                        <E T="03">niw@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Endocrinology, Metabolism, Nutrition and Reproductive Sciences Integrated Review Group; Clinical and Integrative Diabetes and Obesity Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 5-6, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:00 a.m. to 6:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Residence Inn Bethesda, 7335 Wisconsin Avenue, Bethesda, MD 20814.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Nancy Sheard, SCD, Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 6046-E, MSC 7892, Bethesda, MD 20892, 301-408-9901, 
                        <E T="03">sheardn@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Biobehavioral and Behavioral Processes Integrated Review Group; Cognition and Perception Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 5-6, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:00 a.m. to 5:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Baltimore Marriott Waterfront, 700 Aliceanna Street, Baltimore, MD 21202.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Dana Jeffrey Plude, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 3176, MSC 7848, Bethesda, MD 20892, (301) 435-2309, 
                        <E T="03">pluded@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Infectious Diseases and Microbiology Integrated Review Group; Pathogenic Eukaryotes Study Section.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 5-6, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:30 a.m. to 5:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Sheraton Pentagon City Hotel, 900 S. Orme Street, Arlington, VA 22204.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Tera Bounds, DVM, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 3198, MSC 7808, Bethesda, MD 20892, 301 435-2306, 
                        <E T="03">boundst@csr.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         Center for Scientific Review Special Emphasis Panel; Academic 
                        <PRTPAGE P="26262"/>
                        Research Enhancement Award (AREA) Program (R15).
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 5, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         1:00 p.m. to 6:30 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, 6701 Rockledge Drive, Bethesda, MD 20892, (Virtual Meeting).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         John H Newman, Ph.D., Scientific Review Officer, Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 3222, MSC 7808, Bethesda, MD 20892, (301) 267-9270, 
                        <E T="03">newmanjh@csr.nih.gov.</E>
                    </P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.306, Comparative Medicine; 93.333, Clinical Research, 93.306, 93.333, 93.337, 93.393-93.396, 93.837-93.844, 93.846-93.878, 93.892, 93.893, National Institutes of Health, HHS)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: May 1, 2014.</DATED>
                    <NAME>Carolyn A. Baum,</NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10469 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Institute of Nursing Research; Notice of Closed Meeting</SUBJECT>
                <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of the following meeting.</P>
                <P>The meeting will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute of Nursing Research Special Emphasis Panel Training and Career Development.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 9, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         10:00 a.m. to 11:00 a.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institutes of Health, One Democracy Plaza, Suite 703, 6701 Democracy Boulevard, Bethesda, MD 20892 (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Yujing Liu, Ph.D., MD, Chief, Office of Review, Division of Extramural Activities, National Institute of Nursing Research, National Institutes of Health, 6701 Democracy Blvd., Suite 703, Bethesda, MD 20892, (301) 451-5152, 
                        <E T="03">yujing_liu@nih.gov</E>
                        .
                    </P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.361, Nursing Research, National Institutes of Health, HHS)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated:  May 1, 2014. </DATED>
                    <NAME>Michelle Trout, </NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10466 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Eye Institute; Notice of Closed Meeting</SUBJECT>
                <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of the following meeting.</P>
                <P>The meeting will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Eye Institute Special Emphasis Panel NEI Career Development Award (K99).
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 5, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         12:00 p.m. to 4:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         5635 Fishers Lane, Bethesda, MD 20892, (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Jeanette M. Hosseini, Ph.D., Scientific Review Officer, 5635 Fishers Lane, Suite 1300, Bethesda, MD 20892, 301-451-2020, 
                        <E T="03">jeanetteh@mail.nih.gov.</E>
                    </P>
                    <P>Any interested person may file written comments with the committee by forwarding the statement to the Contact Person listed on this notice. The statement should include the name, address, telephone number and when applicable, the business or professional affiliation of the interested person.</P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.867, Vision Research, National Institutes of Health, HHS)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated:  May 2, 2014.</DATED>
                    <NAME>Melanie J. Gray, </NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10471 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Institute on Aging; Notice of Closed Meetings</SUBJECT>
                <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of the following meetings.</P>
                <P>The meetings will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute on Aging Special Emphasis Panel; Polyphenols and Alzheimer's Disease.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 12, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         2:00 p.m. to 5:30 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute on Aging, Gateway Building, Suite 2C212, 7201 Wisconsin Avenue, Bethesda, MD 20892.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Alexander Parsadanian, Ph.D., Scientific Review Officer, National Institute on Aging, Gateway Building 2c/212, 7201 Wisconsin Avenue, Bethesda, MD 20892, 301-496-9666, 
                        <E T="03">parsadaniana@nia.nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute on Aging Special Emphasis Panel; Cognition and Aging. 
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         July 23, 2014. 
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         11:30 a.m. to 3:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute on Aging, Gateway Building, Suite 2C212, 7201 Wisconsin Avenue, Bethesda, MD 20892. 
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Alexander Parsadanian, Ph.D., Scientific Review Officer, National Institute on Aging, Gateway Building 2c/212, 7201 Wisconsin Avenue, Bethesda, MD 20892, 301-496-9666, 
                        <E T="03">parsadaniana@nia.nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute on Aging Special Emphasis Panel; ApoE, Neuroinflammation and Glucose Metabolism.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         July 24, 2014. 
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         12:30 p.m. to 4:30 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute on Aging, Gateway Building, Suite 2C212, 7201 Wisconsin Avenue, Bethesda, MD 20892. 
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Alexander Parsadanian, Ph.D., Scientific Review Officer, National Institute on Aging, Gateway Building 2c/212, 7201 Wisconsin Avenue, Bethesda, MD 20892, 301-496-9666, 
                        <E T="03">parsadaniana@nia.nih.gov</E>
                        .
                    </P>
                    <PRTPAGE P="26263"/>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.866, Aging Research, National Institutes of Health, HHS)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: May 2, 2014.</DATED>
                    <NAME>Melanie J. Gray,</NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10474 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Cancer Institute; Notice of Closed Meetings</SUBJECT>
                <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of the following meetings.</P>
                <P>The meetings will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Cancer Institute Special Emphasis Panel;  Tissue Culture Tumor Microenvironment.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         May 15, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         1:00 p.m. to 3:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate contract proposals.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Cancer Institute Shady Grove, 9609 Medical Center Drive, Room 6E030, Rockville, MD 20850, (Telephone Conference Call)
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Jeffrey E. DeClue, Ph.D., Scientific Review Officer, Research Technology and Contract Review Branch, Division of Extramural Activities, National Cancer Institute, NIH, 9609 Medical Center Drive, Room 7W238, Bethesda, MD 20892-9750, 240-276-6371, 
                        <E T="03">decluej@mail.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Cancer Institute Special Emphasis Panel; Omnibus SEP-6.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         May 19-20, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:00 a.m. to 5:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Embassy Suites at the Chevy Chase Pavilion, 4300 Military Road NW., Washington, DC 20015.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Eun Ah Cho, Ph.D., Scientific Review Officer, Special Review Branch, Division of Extramural Activities, National Cancer Institute, NIH, 9609 Medical Center Drive, 7W106, Bethesda, MD 20892-9750, 240-276-6342, 
                        <E T="03">choe@mail.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Cancer Institute Special Emphasis Panel;  Cancer Imaging.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         May 19, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         1:00 p.m. to 3:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate contract proposals.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Cancer Institute Shady Grove, 9609 Medical Center Drive, Room 6W030, Rockville, MD 20850, (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Jeffrey E. DeClue, Ph.D., Scientific Review Officer, Research Technology and Contract Review Branch, Division of Extramural Activities, National Cancer Institute, NIH, 9609 Medical Center Drive, Room 7W238, Bethesda, MD 20892-8329, 240-276-6371, 
                        <E T="03">decluej@mail.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Cancer Institute Special Emphasis Panel; Quantitative Imaging for Evaluation of Responses to Cancer Therapies.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         May 28, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         10:00 a.m. to 2:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Cancer Institute Shady Grove, 9609 Medical Center Drive, Room 4W034, Rockville, MD 20850, (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Gerald G. Lovinger, Ph.D., Scientific Review Officer, Research Technology and Contract Review Branch, Division of Extramural Activities, National Cancer Institute, NIH, 9609 Medical Center Drive, Room 7W266, Bethesda, MD 20892-9750, 240-276-6385, 
                        <E T="03">lovingeg@mail.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Cancer Institute Special Emphasis Panel; Novel Digital X-Ray Sources for Cancer Imaging Applications.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 2, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         11:00 a.m. to 2:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate contract proposals.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Cancer Institute Shady Grove, 9609 Medical Center Drive, Room 7W034, Rockville, MD 20850, (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Kenneth L. Bielat, Ph.D., Scientific Review Officer, Research Technology and Contract Review Branch, Division of Extramural Activities, National Cancer Institute, NIH, 9609 Medical Center Drive, Room 7W244, Bethesda, MD 20892-8329, 240-276-6373, 
                        <E T="03">bielatk@mail.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Cancer Institute Special Emphasis Panel; Algorithms for Analysis of In Vivo Images.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 5, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         12:00 p.m. to 6:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate contract proposals.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Cancer Institute Shady Grove, 9609 Medical Center Drive, Room 7W264, Rockville, MD 20850, (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Ellen K Schwartz, EDD, Scientific Review Officer, Research Technology and Contract Review Branch, Division of Extramural Activities, National Cancer Institute, NIH, 9609 Medical Center Drive, Room 7W264, Bethesda, MD 20892-8329, 240-276-6384, 
                        <E T="03">schwarel@mail.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Cancer Institute Special Emphasis Panel;  Collection, Analysis, and Reporting for Dietary Images.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 11, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         12:00 p.m. to 6:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate contract proposals.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Cancer Institute Shady Grove, 9609 Medical Center Drive, Room 7W264, Rockville, MD 20850, (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Ellen K Schwartz, EDD, Scientific Review Officer, Research Technology and Contract Review Branch, Division of Extramural Activities, National Cancer Institute, NIH, 9609 Medical Center Drive, Room 7W264, Bethesda, MD 20892-8329, 240-276-6384, 
                        <E T="03">schwarel@mail.nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Cancer Institute Special Emphasis Panel; NCI Program Project Meeting II (P01).
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 16-17, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         8:00 a.m. to 5:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Hilton Washington/Rockville, 1750 Rockville Pike, Rockville, MD 20852. 
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Majed M. Hamawy, Ph.D., Scientific Review Officer, Research Programs Review Branch, Division of Extramural Activities, National Cancer Institute, NIH, 9609 Medical Center Drive, Room 7W120, Bethesda, MD 20892, 240-276-6457, 
                        <E T="03">mh101v@nih.gov.</E>
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Cancer Institute Special Emphasis Panel; Omnibus SEP-9.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         July 9-10, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         6:00 p.m. to 4:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Bethesda North Marriott Hotel &amp; Conference Center, 5701 Marinelli Road, Bethesda, MD 20852.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Robert Bird, Ph.D., Chief, Resources and Training Review Branch, Division of Extramural Activities, National Cancer Institute, NIH, 9609 Medical Center Drive, Room 7W110, MSC 9750, Bethesda, MD 20892-8328, 240-276-6344, 
                        <E T="03">birdr@mail.nih.gov.</E>
                    </P>
                    <P>
                        Information is also available on the Institute's/Center's home page: 
                        <E T="03">http://deainfo.nci.nih.gov/advisory/sep/sep.htm,</E>
                         where an agenda and any additional information for the meeting will be posted when available.
                    </P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.392, Cancer Construction; 93.393, Cancer Cause and Prevention Research; 93.394, Cancer Detection and Diagnosis Research; 93.395, Cancer Treatment Research; 93.396, Cancer Biology Research; 93.397, Cancer Centers Support; 93.398, Cancer Research Manpower; 93.399, Cancer Control, National Institutes of Health, HHS)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: May 2, 2014.</DATED>
                    <NAME>Melanie J. Gray,</NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10470 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="26264"/>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Institute on Aging; Notice of Closed Meetings</SUBJECT>
                <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of the following meetings.</P>
                <P>The meetings will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute on Aging Initial Review Group; Biological Aging Review Committee. 
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 3-4, 2014. 
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         7:00 p.m. to 2:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Pier 2620 Hotel Fisherman's Wharf, 2620 Jones Street, San Francisco, CA 94133.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Bita Nakhai, Ph.D., Scientific Review Branch, National Institute on Aging, Gateway Bldg., 2c212, 7201 Wisconsin Avenue, Bethesda, MD 20814, 301-402-7701, 
                        <E T="03">nakhaib@nia.nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute on Aging Initial Review Group; Behavior and Social Science of Aging Review Committee Behavior and Social Science of Aging.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 3-4, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         7:30 p.m. to 3:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Pier 2620 Hotel, 2620 Jones St., San Francisco, CA 94133. 
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Rebecca J. Ferrell, Ph.D., Scientific Review Officer, National Institute on Aging, Gateway Building, 7201 Wisconsin Avenue, Suite 2C212, Bethesda, MD 20892, 
                        <E T="03">rebecca.ferrell@nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute on Aging Initial Review Group; Neuroscience of Aging Review Committee NIA-N.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 5-6, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         3:00 p.m. to 12:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Pier 2620 Hotel Fisherman's Wharf, 2620 Jones Street, San Francisco, CA 94133.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Jeannette L. Johnson, Deputy Review Branch Chief, National Institutes of Health, National Institute on Aging, Gateway Building, Bethesda, MD 20892, 301-402-7705, 
                        <E T="03">johnsonj9@nia.nih.gov</E>
                        .
                    </P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute on Aging Initial Review Group; Clinical Aging Review Committee NIA-C.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         June 5-6, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         7:00 p.m. to 12:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Pier 2620 Hotel Fisherman's Wharf, 2620 Jones Street, San Francisco, CA 94133.
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Alicja L. Markowska, Ph.D., Dsc, National Institute on Aging, National Institutes of Health, Gateway Building 2c212, 7201 Wisconsin Avenue, Bethesda, MD 20892, 301-496-9666, 
                        <E T="03">markowsa@nia.nih.gov</E>
                        .
                    </P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.866, Aging Research, National Institutes of Health, HHS)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: May 2, 2014.</DATED>
                    <NAME>Melanie J. Gray, </NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10473 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>National Institutes of Health</SUBAGY>
                <SUBJECT>National Institute on Aging; Notice of Closed Meetings</SUBJECT>
                <P>Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. App.), notice is hereby given of the following meetings.</P>
                <P>The meetings will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute on Aging Special Emphasis Panel; Medicare.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         May 12, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         12:00 p.m. to 3:30 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute on Aging, Gateway Building, 2C212, 7201 Wisconsin Ave., Bethesda, MD 20892, (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Alicja L. Markowska, Ph.D., DSC, Scientific Review Branch, National Institute on Aging, 7201 Wisconsin Avenue, Suite 2C212, Bethesda, MD 20892, 301-496-9666, 
                        <E T="03">markowsa@nia.nih.gov</E>
                        .
                    </P>
                    <P>This notice is being published less than 15 days prior to the meeting due to the timing limitations imposed by the review and funding cycle.</P>
                    <P>
                        <E T="03">Name of Committee:</E>
                         National Institute on Aging Special Emphasis Panel; Bone and Brain.
                    </P>
                    <P>
                        <E T="03">Date:</E>
                         May 16, 2014.
                    </P>
                    <P>
                        <E T="03">Time:</E>
                         9:00 a.m. to 1:00 p.m.
                    </P>
                    <P>
                        <E T="03">Agenda:</E>
                         To review and evaluate grant applications.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         National Institute on Aging, Gateway Building, Suite 2C212, 7201 Wisconsin Avenue, Bethesda, MD 20892, (Telephone Conference Call).
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         Alicja L. Markowska, Ph.D., DSC, Scientific Review Branch, National Institute on Aging, 7201 Wisconsin Avenue, Suite 2C212, Bethesda, MD 20892, 301-496-9666, 
                        <E T="03">markowsa@nia.nih.gov</E>
                        .
                    </P>
                    <P>This notice is being published less than 15 days prior to the meeting due to the timing limitations imposed by the review and funding cycle.</P>
                    <FP>(Catalogue of Federal Domestic Assistance Program Nos. 93.866, Aging Research, National Institutes of Health, HHS)</FP>
                </EXTRACT>
                <SIG>
                    <DATED>Dated:  May 2, 2014. </DATED>
                    <NAME>Melanie J. Gray,</NAME>
                    <TITLE>Program Analyst, Office of Federal Advisory Committee Policy.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10475 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4140-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Bureau of Land Management</SUBAGY>
                <DEPDOC>[LLCAN06000 L14300000.ET0000 14XL1109AF; CACA 054196, CACA 054303]</DEPDOC>
                <SUBJECT>Notice of Public Meeting for the Trinity Wild and Scenic River Withdrawal</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Land Management, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Pursuant to the Federal Land Policy and Management Act (FLPMA) (43 U.S.C. 1714) this notice schedules a public meeting to be conducted to provide information and solicit comments on the proposed withdrawal of lands along the Trinity Wild and Scenic River (TRWSR) in Trinity County, California. The Bureau of Land Management (BLM), in cooperation with the United States Forest Service (USFS) will address the proposed withdrawals of the federal lands (BLM/CACA 54196) and Forest System Lands under management of the U.S. Department of Agriculture, (USFS/CACA 54303). The meeting will be open to the public and conducted in a workshop format. The public is invited to provide written comments on the proposed withdrawals, by submitting cards provided at the meeting.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The BLM and USFS will hold a public meeting in connection with the proposed withdrawal on May 29, 2014, from 6 p.m. to 8 p.m. at the Trinity Congregational Church Parish Hall, 735 Main Street, Weaverville, California.</P>
                </DATES>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The BLM Redding Field Manager has determined 
                    <PRTPAGE P="26265"/>
                    that a public meeting is necessary pursuant to Title 43 Code of Federal Regulations § 2310.3-1(c). The Assistant Secretary of the Interior for Policy, Management and Budget published a Notice of Proposed Withdrawal from location and entry under the United States mining laws, but not from mineral material sales or mineral or geothermal leasing, subject to valid existing rights. This action affected 3,123 acres of BLM managed lands, and 541 acres of Forest System Lands in Trinity County, California. The proposed withdrawal was established to protect the cultural, recreational, and biological resources within and along the recreational segments of the Trinity Wild and Scenic River (TRWSR).
                </P>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Charlie Wright, Redding Field Office, BLM, (530) 224-2120. Persons who use a telecommunications device for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1-800-877-8339 to contact the above individual. The FIRS is available 24 hours a day, 7 days a week, to leave a message or question with the above individual. You will receive a reply during normal business hours.</P>
                    <SIG>
                        <NAME>Jennifer Mata,</NAME>
                        <TITLE>Field Manager, Redding Field Office.</TITLE>
                    </SIG>
                </FURINF>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10449 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4310-40-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Bureau of Land Management</SUBAGY>
                <DEPDOC>[LLMTC 00900.L16100000.DP0000]</DEPDOC>
                <SUBJECT>Notice of Public Meeting, Eastern Montana Resource Advisory Council Meeting</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Land Management, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of public meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Federal Land Policy and Management Act (FLPMA) and the Federal Advisory Committee Act of 1972 (FACA), the U.S. Department of the Interior, Bureau of Land Management (BLM) Eastern Montana Resource Advisory Council (RAC) will meet as indicated below.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The next regular meeting of the Eastern Montana RAC will be held on May 21, 2014 in Miles City, Montana. The meeting will start at 8:00 a.m. and adjourn at approximately 4:30 p.m.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>BLM Miles City Field Office, 111 Garryowen Road, Miles City, MT.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Mark Jacobsen, Public Affairs Specialist, BLM Eastern Montana/Dakotas District, 111 Garryowen Road, Miles City, Montana 59301; (406) 233-2831; 
                        <E T="03">mark_jacobsen@blm.gov.</E>
                         Persons who use a telecommunications device for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1-800-677-8339 to contact the above individual during normal business hours. The FIRS is available 24 hours a day, 7 days a week to leave a message or question with the above individual. You will receive a reply during normal business hours.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The 15-member council advises the Secretary of the Interior through the BLM on a variety of planning and management issues associated with public land management in Montana. At this meeting, topics will include: Miles City and Billings Field Office manager updates, Eastern Montana/Dakotas District updates, Resource Management Plan updates, new member introductions, council member briefings and other issues that the council may raise. All meetings are open to the public and the public may present written comments to the council. Each formal RAC meeting will also have time allocated for hearing public comments. Depending on the number of persons wishing to comment and time available, the time for individual oral comments may be limited. Individuals who plan to attend and need special assistance, such as sign language interpretation, tour transportation or other reasonable accommodations should contact the BLM as provided above.</P>
                <SIG>
                    <DATED>Dated: April 28, 2014.</DATED>
                    <NAME>Diane M. Friez,</NAME>
                    <TITLE>Eastern Montana—Dakotas District Manager.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10456 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4310-DN-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Bureau of Land Management</SUBAGY>
                <DEPDOC>[14XL1109AF.LLUT950000.L16400000.HO0000]</DEPDOC>
                <SUBJECT>Notice of a Hazardous Waste Temporary Closure in Tooele County, Utah</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Land Management, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of temporary closure.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This is a notice of a temporary closure of certain public lands in Toole County, Utah administered by the Bureau of Land Management (BLM), Salt Lake Field Office. This closure is being made to protect public safety due to a release of hazardous waste at the site.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This public land closure will be in effect from February 25, 2014 to May 25, 2016.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Kevin Oliver, District Manager, West Desert District, 2370 South Decker Lake Boulevard, West Valley City, Utah 84119; Phone: (801) 977-4300; email: 
                        <E T="03">blm_ut_sl_mail@blm.gov</E>
                        . Persons who use a telecommunications device for the deaf (TDD) may call the Federal Information Relay Service (FIRS) at 1-800-877-8339 to contact the above individual during normal business hours. The FIRS is available 24 hours a day, 7 days a week, to leave a message or question with the above individual. You will receive a reply during normal hours.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    This temporary closure is being made for public safety and affects public lands near the US Magnesium Rowley Plant in Tooele County, Utah. The U.S. Environmental Protection Agency (EPA) and US Magnesium (USM) have voluntarily entered into an Administrative Order on Consent (AOC) to address the recent release of acidic liquid waste from USM's magnesium production facility onto its own and adjacent BLM lands. The AOC details a three-phased action plan to address the spill. The first phase is to immediately fence the portion of the spill on BLM-managed lands. On February 25, 2014, the BLM issued a letter of authorization to USM to take immediate action and construct a fence on BLM-administered lands around the acidic liquid waste spill area. The BLM also issued a closure order for the area within the enclosure surrounding the waste spill area. This closure order was posted in the Salt Lake Field Office on February 25, 2014. A map of the affected area and other documents associated with this closure are available at 2370 South Decker Lake Boulevard, West Valley, Utah 84119, or online at: 
                    <E T="03">https://www.blm.gov/ut/enbb/index.php</E>
                    . These actions are emergency responses for public safety, which under the applicable regulation do not require prior NEPA compliance (43 CFR 46.150(a)). The BLM will be preparing a separate environmental assessment evaluating an extension of the temporary closure beyond the initial period identified above. Under the authority of Section 303(a) of the Federal Land Policy and Management Act of 1976 (42 U.S.C. 1733(a)), as amended, and 43 CFR 8364.1, the BLM is enforcing the following closure for public safety:
                </P>
                <EXTRACT>
                    <PRTPAGE P="26266"/>
                    <HD SOURCE="HD1">Salt Lake Meridian</HD>
                    <FP SOURCE="FP-2">T. 2 S., R. 8 W.,</FP>
                    <FP SOURCE="FP1-2">Sec. 4, SE1/4NW1/4.</FP>
                    <P>The closure area is 19 acres.</P>
                </EXTRACT>
                <P>Unless otherwise authorized, no person shall:</P>
                <P>Enter the closed area described above.</P>
                <P>Any person who violates the above rule and/or restriction may be tried before a United States Magistrate, and fined no more than $1,000, imprisoned for no more than 12 months, or both. Such violations may also be subject to the enhanced fines provided for by 18 U.S.C. 3571.</P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>43 CFR 8364.1.</P>
                </AUTH>
                <SIG>
                    <NAME>Juan Palma,</NAME>
                    <TITLE>State Director.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10508 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4310-DQ-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>National Park Service</SUBAGY>
                <DEPDOC>[NPS-WASO-NRNHL-15565; PPWOCRADI0, PCU00RP14.R50000]</DEPDOC>
                <SUBJECT>National Register of Historic Places; Notification of Pending Nominations and Related Actions</SUBJECT>
                <P>Nominations for the following properties being considered for listing or related actions in the National Register were received by the National Park Service before April 12, 2014. Pursuant to § 60.13 of 36 CFR part 60, written comments are being accepted concerning the significance of the nominated properties under the National Register criteria for evaluation. Comments may be forwarded by United States Postal Service, to the National Register of Historic Places, National Park Service, 1849 C St. NW., MS 2280, Washington, DC 20240; by all other carriers, National Register of Historic Places, National Park Service, 1201 Eye St. NW., 8th floor, Washington, DC 20005; or by fax, 202-371-6447. Written or faxed comments should be submitted by May 22, 2014. Before including your address, phone number, email address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you can ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.</P>
                <SIG>
                    <DATED>Dated: April 18, 2014.</DATED>
                    <NAME>J. Paul Loether,</NAME>
                    <TITLE>Chief, National Register of Historic Places/National Historic Landmarks Program.</TITLE>
                </SIG>
                <EXTRACT>
                    <HD SOURCE="HD1">ALABAMA</HD>
                    <HD SOURCE="HD1">Colbert County</HD>
                    <FP SOURCE="FP-1">Muscle Shoals Reservation Historic District, Wilson Dam Hwy., Muscle Shoals, 14000241</FP>
                    <HD SOURCE="HD1">ARIZONA</HD>
                    <HD SOURCE="HD1">Cochise County</HD>
                    <FP SOURCE="FP-1">U.S. Inspection Station—Douglas, Arizona, (U.S. Border Inspection Stations) Pan American Hwy. &amp; 1st St., Douglas, 14000242</FP>
                    <HD SOURCE="HD1">Pima County</HD>
                    <FP SOURCE="FP-1">U.S. Inspection Station—Sasabe, Arizona, (U.S. Border Inspection Stations) AZ 286, Sasabe, 14000243</FP>
                    <HD SOURCE="HD1">Santa Cruz County</HD>
                    <FP SOURCE="FP-1">U.S. Custom House and U.S. Inspection Office, Morley Gate—Nogales, Arizona, (U.S. Border Inspection Stations) International St. at Morley Ave., Nogales, 14000244</FP>
                    <HD SOURCE="HD1">ARKANSAS</HD>
                    <HD SOURCE="HD1">Conway County</HD>
                    <FP SOURCE="FP-1">Morrilton Colored School, (Public Schools in the Ozarks MPS) 906 W. Rock St., Morrilton, 14000245</FP>
                    <HD SOURCE="HD1">Craighead County</HD>
                    <FP SOURCE="FP-1">Kays, Victor Cicero, House, 2506 Aggie Rd., Jonesboro, 14000246</FP>
                    <HD SOURCE="HD1">Cross County</HD>
                    <FP SOURCE="FP-1">Northern Ohio School, 60 AR 184N, Parkin, 14000247</FP>
                    <HD SOURCE="HD1">Independence County</HD>
                    <FP SOURCE="FP-1">Hankins' Store, NE. corner of Ferry Rd. &amp; Main St., Oil Trough, 14000248</FP>
                    <HD SOURCE="HD1">Pulaski County</HD>
                    <FP SOURCE="FP-1">Matthews, Mary H., Lustron House, 5021 Maryland Ave., Little Rock, 14000249</FP>
                    <HD SOURCE="HD1">Saline County</HD>
                    <FP SOURCE="FP-1">Buffington, Dr. T.E., House, 312 W. South St., Benton, 14000250</FP>
                    <HD SOURCE="HD1">COLORADO</HD>
                    <HD SOURCE="HD1">Routt County</HD>
                    <FP SOURCE="FP-1">Antlers Cafe and Bar, 40 &amp; 46 Moffat Ave., Yampa, 14000251</FP>
                    <HD SOURCE="HD1">IDAHO</HD>
                    <HD SOURCE="HD1">Boundary County</HD>
                    <FP SOURCE="FP-1">U.S. Inspection Station—Porthill, Idaho, (U.S. Border Inspection Stations) ID 1, Porthill, 14000252</FP>
                    <HD SOURCE="HD1">ILLINOIS</HD>
                    <HD SOURCE="HD1">Cook County</HD>
                    <FP SOURCE="FP-1">Chrysler Village, Bounded by S. Long &amp; S. Lavergne Aves., W. 63rd &amp; W. 56th Sts., Chicago, 14000254</FP>
                    <HD SOURCE="HD1">Peoria County</HD>
                    <FP SOURCE="FP-1">Lincoln Branch Peoria Public Library, (Illinois Carnegie Libraries MPS) 1312 W. Lincoln Ave., Peoria, 14000256</FP>
                    <HD SOURCE="HD1">St. Clair County</HD>
                    <FP SOURCE="FP-1">Union Trust Bank Company Building, 200 Collinsville Ave., East St. Louis, 14000255</FP>
                    <HD SOURCE="HD1">IOWA</HD>
                    <HD SOURCE="HD1">Pottawattamie County</HD>
                    <FP SOURCE="FP-1">Sandwich—Marseilles Manufacturing Building, 1216-1230 S. Main St., Council Bluffs, 14000253</FP>
                    <HD SOURCE="HD1">MINNESOTA</HD>
                    <HD SOURCE="HD1">Kittson County</HD>
                    <FP SOURCE="FP-1">U.S. Inspection Station—Noyes, Minnesota, (U.S. Border Inspection Stations) US 75, Noyes, 14000257</FP>
                    <HD SOURCE="HD1">NEBRASKA</HD>
                    <HD SOURCE="HD1">Douglas County</HD>
                    <FP SOURCE="FP-1">Drake Court Historic District (Boundary Increase and Decrease), 221-223, 2230, 2236 Jones St., Omaha, 14000258</FP>
                    <HD SOURCE="HD1">NEW YORK</HD>
                    <HD SOURCE="HD1">Albany County</HD>
                    <FP SOURCE="FP-1">First Congregational Church of Albany, 405 Quail St., Albany, 14000259</FP>
                    <HD SOURCE="HD1">Erie County</HD>
                    <FP SOURCE="FP-1">Taylor Signal Company—General Railway Signal Company, 1738 Elmwood Ave., Buffalo, 14000260</FP>
                    <HD SOURCE="HD1">Kings County</HD>
                    <FP SOURCE="FP-1">Brooklyn Navy Yard Historic District, Little, Evans, Navy &amp; Williamsburg Sts., Hudson &amp; Flushing Aves., Wallabout Bay, Brooklyn, 14000261</FP>
                    <HD SOURCE="HD1">Rensselaer County</HD>
                    <FP SOURCE="FP-1">Tomhannock Methodist Episcopal Church, Tomhannock Rd., Pittstown, 14000262</FP>
                    <HD SOURCE="HD1">NORTH CAROLINA</HD>
                    <HD SOURCE="HD1">Guilford County</HD>
                    <FP SOURCE="FP-1">Highland Cotton Mills Village Historic District, Roughly bounded by W. Market Center Dr., Connor, Jordan &amp; Young Pls., S. Elm St., High point, 14000263</FP>
                    <HD SOURCE="HD1">Rowan County</HD>
                    <FP SOURCE="FP-1">McCanless, Napoleon Bonaparte, House, 619 S. Main St., Salisbury, 14000264</FP>
                    <HD SOURCE="HD1">Wake County</HD>
                    <FP SOURCE="FP-1">South Brick House, (Wake County MPS) 112 E. South Ave., Wake Forest, 14000265</FP>
                    <HD SOURCE="HD1">WISCONSIN</HD>
                    <HD SOURCE="HD1">Ashland County</HD>
                    <FP SOURCE="FP-1">Chapple and MacArthur Avenues Residential Historic District, 507-1023 Chapple, 600-810, 814 &amp; 822 MacArthur Aves., 618-622, 700-722, 9th Ave., W., 706-721 6th St., W., Ashland, 14000266</FP>
                    <P>
                        A request to move has been received for the following resource:
                        <PRTPAGE P="26267"/>
                    </P>
                    <HD SOURCE="HD1">MINNESOTA</HD>
                    <HD SOURCE="HD1">Beltrami County</HD>
                    <FP SOURCE="FP-1">Bemidji Carnegie Library, 426 Bemidji Ave., Bemidji, 80001936</FP>
                    <P>A request to remove has been received for the following resources:</P>
                    <HD SOURCE="HD1">ARKANSAS</HD>
                    <HD SOURCE="HD1">Stone County</HD>
                    <FP SOURCE="FP-1">Lancaster, John L., House, Off AR 66, Mountain View, 85002235</FP>
                    <FP SOURCE="FP-1">Stone County Recorder Building, Off AR 66, Mountain View, 85002242</FP>
                    <HD SOURCE="HD1">Yell County</HD>
                    <FP SOURCE="FP-1">Mickles Bridge, (Historic Bridges of Arkansas MPS) Spanning the Petit Jean R., 0.25 mi. N of AR 10 and approx. one mi. W of Cty. Rd. 49, Mickles, 07000437</FP>
                </EXTRACT>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10400 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4312-51-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">INTERNATIONAL TRADE COMMISSION</AGENCY>
                <DEPDOC>[Investigation No. 731-TA-1214 (Final)]</DEPDOC>
                <SUBJECT>Certain Steel Threaded Rod From Thailand</SUBJECT>
                <HD SOURCE="HD1">Determination</HD>
                <P>
                    On the basis of the record 
                    <SU>1</SU>
                    <FTREF/>
                     developed in the subject investigation, the United States International Trade Commission (Commission) determines,
                    <SU>2</SU>
                    <FTREF/>
                     pursuant to section 735(b) of the Tariff Act of 1930 (19 U.S.C. 1673d(b)) (the Act), that an industry in the United States is not materially injured or threatened with material injury, and the establishment of an industry in the United States is not materially retarded by reason of imports from Thailand of certain steel threaded rod, provided for primarily in subheading 7318.15.50 of the Harmonized Tariff Schedule of the United States, that have been found by the Department of Commerce (Commerce) to be sold in the United States at less than fair value (LTFV).
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         The record is defined in sec. 207.2(f) of the Commission's Rules of Practice and Procedure (19 CFR 207.2(f)).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Commissioner Rhonda Schmidtlein was not a member of the Commission at the time of the vote.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    The Commission instituted this investigation effective June 27, 2013, following receipt of a petition filed with the Commission and Commerce by All America Threaded Products Inc., Denver, Colorado; Bay Standard Manufacturing Inc., Brentwood, California; and Vulcan Threaded Products Inc., Pelham, Alabama. The final phase of the investigation was scheduled by the Commission following notification of a preliminary determination by Commerce that imports of certain steel threaded rod from Thailand were being sold at LTFV within the meaning of section 733(b) of the Act (19 U.S.C. 1673b(b)). Notice of the scheduling of the final phase of the Commission's investigation and of a public hearing to be held in connection therewith was given by posting copies of the notice in the Office of the Secretary, U.S. International Trade Commission, Washington, DC, and by publishing the notice in the 
                    <E T="04">Federal Register</E>
                     of January 17, 2014 (79 FR 3245). The hearing was held in Washington, DC, on March 20, 2014, and all persons who requested the opportunity were permitted to appear in person or by counsel.
                </P>
                <P>
                    The Commission completed and filed its determination in this investigation on May 1, 2014. The views of the Commission are contained in USITC Publication 4462 (May 2014), entitled 
                    <E T="03">Steel Threaded Rod from Thailand: Investigation No. 731-TA-1214 (Final).</E>
                </P>
                <SIG>
                    <P>By order of the Commission.</P>
                    <DATED>Issued: May 1, 2014.</DATED>
                    <NAME>Lisa R. Barton,</NAME>
                    <TITLE>Secretary to the Commission.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10398 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7020-02-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF JUSTICE</AGENCY>
                <SUBJECT>Notice of Lodging of Proposed Stipulation Modifying Consent Decree Under the Clean Air Act</SUBJECT>
                <P>
                    On May 1, 2014, the Department of Justice lodged a proposed stipulation modifying the consent decree (“Stipulation”) entered in the lawsuit entitled 
                    <E T="03">United States and the Oklahoma Department of Environmental Quality</E>
                     v. 
                    <E T="03">Owens-Brockway Glass Container Inc</E>
                    . (Civil No. 3:12-cv-02961), filed in the United States District Court for the Northern District of Ohio.
                </P>
                <P>The United States and Oklahoma Department of Environmental Quality (“ODEQ”) filed this lawsuit in 2012 under the Clean Air Act. The consent decree entered in this matter requires that the defendant, Owens-Brockway Glass Container Inc. (“Owens-Brockway”), perform injunctive relief, pay a civil penalty, and perform a mitigation project in order to resolve claims that the defendant violated the Clean Air Act's Prevention of Significant Deterioration and Non-Attainment New Source Review requirements at five of its glass manufacturing plants in the United States.</P>
                <P>
                    The Stipulation permits Owens-Brockway to seek approval to install and operate an alternative to the nitrogen oxide (NO
                    <E T="52">X</E>
                    ) emission control technology that is currently required by the consent decree at Owens-Brockway's glass bottle manufacturing plant in Muskogee, Oklahoma. Two types of alternative NO
                    <E T="52">X</E>
                     control technologies, “oxyfuel” and selective catalytic reduction, are permitted to be installed and operated at the Muskogee, Oklahoma facility upon written notice to the United States Environmental Protection Agency and ODEQ.
                </P>
                <P>
                    Publication of this notice opens a period for public comment on the proposed Stipulation. Comments should be addressed to the Assistant Attorney General, Environment and Natural Resources Division, and should refer to 
                    <E T="03">United States and the Oklahoma Department of Environmental Quality</E>
                     v. 
                    <E T="03">Owens-Brockway Glass Container Inc.,</E>
                     D.J. Ref. No. 90-5-2-1-09678. All comments must be submitted no later than thirty (30) days after the publication date of this notice. Comments may be submitted either by email or by mail:
                </P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="xs50,r50">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1" O="L">
                            <E T="03">To submit comments:</E>
                        </CHED>
                        <CHED H="1" O="L">
                            <E T="03">Send them to:</E>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">By email</ENT>
                        <ENT>
                            <E T="03">pubcomment-ees.enrd@usdoj.gov</E>
                            .
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">By mail</ENT>
                        <ENT>Assistant Attorney General, U.S. DOJ—ENRD, P.O. Box 7611, Washington, DC 20044-7611.</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    During the public comment period, the proposed Stipulation may be examined and downloaded at this Justice Department Web site: 
                    <E T="03">http://www.usdoj.gov/enrd/Consent_Decrees.html</E>
                    . We will provide a paper copy of the proposed Stipulation upon written request and payment of reproduction costs. Please mail your request and payment to: Consent Decree Library, U.S. DOJ—ENRD, P.O. Box 7611, Washington, DC 20044-7611.
                </P>
                <P>Please enclose a check or money order for $2.75 (25 cents per page reproduction cost) payable to the United States Treasury. For a paper copy without the exhibits and signature pages, the cost is $1.25.</P>
                <SIG>
                    <NAME>Thomas P. Carroll,</NAME>
                    <TITLE>Assistant Section Chief, Environmental Enforcement Section, Environment and Natural Resources Division.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10413 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4410-15-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="26268"/>
                <AGENCY TYPE="S">DEPARTMENT OF JUSTICE</AGENCY>
                <SUBAGY>Office of Justice Programs</SUBAGY>
                <DEPDOC>[OJP (NIJ) Docket No. 1657]</DEPDOC>
                <SUBJECT>Draft Report and Recommendations Prepared by the Scientific Working Group on Digital Evidence (SWGDE)</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Institute of Justice, DOJ.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In an effort to obtain comments from interested parties, the U.S. Department of Justice, Office of Justice Programs, National Institute of Justice, Scientific Working Group on Digital Evidence will make available to the general public the following three draft documents: (1) “Digital Forensics as a Forensic Science Discipline;” (2) “SWGDE Best Practices for Examining Magnetic Card Readers;” and (3) “SWGDE Best Practices for Forensic Audio.” The opportunity to provide comments on this document is open to law enforcement agencies, organizations, and all other stakeholders and interested parties. Those wishing to obtain and provide comments on the draft document under consideration are directed to the following Web site: 
                        <E T="03">http://www.swgde.org</E>
                        .
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received on or before May 30, 2014.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Patricia Kashtan, by telephone at 202-353-1856 [
                        <E T="04">Note:</E>
                         this is not a toll-free telephone number], or by email at 
                        <E T="03">Patricia.Kashtan@usdoj.gov</E>
                        .
                    </P>
                    <SIG>
                        <NAME>Greg Ridgeway,</NAME>
                        <TITLE>Acting Director, National Institute of Justice.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10376 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4410-18-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF LABOR</AGENCY>
                <SUBAGY>Employment and Training Administration</SUBAGY>
                <DEPDOC>[TA-W-85,019]</DEPDOC>
                <SUBJECT>Salience Insight, Inc.; F/K/A KD Paine &amp; Partners, Inc.; a Subsidiary of News Group International Berlin, New Hampshire; Notice of Affirmative Determination Regarding Application for Reconsideration</SUBJECT>
                <P>By application dated March 25, 2014, a state workforce official requested administrative reconsideration of the negative determination regarding workers' eligibility to apply for Trade Adjustment Assistance (TAA) applicable to workers and former workers of the subject firm. The determination was issued on February 24, 2014. The subject firm is engaged in activity related to the supply of media measurement and analysis services.</P>
                <P>The initial investigation resulted in a negative determination based on the findings that the workers at the subject firm do not produce an article as defined by the Trade Act of 1974, as amended.</P>
                <P>Pursuant to 29 CFR 90.18(c) reconsideration may be granted under the following circumstances:</P>
                <P>(1) If it appears on the basis of facts not previously considered that the determination complained of was erroneous;</P>
                <P>(2) If it appears that the determination complained of was based on a mistake in the determination of facts not previously considered; or</P>
                <P>(3) If in the opinion of the Certifying Officer, a misinterpretation of facts or of the law justified reconsideration of the decision.</P>
                <P>The request for reconsideration alleges that the negative determination is erroneous because it is based on a mistake in facts not previously considered. Specifically, the request states that “the firm produces computer software including but not limited to a produce known as dlyDashboard which an article under the Trade Act” and referenced U.S. Court of International Trade slip opinion 05-49 in support of the allegation.</P>
                <P>The Department has carefully reviewed the request for reconsideration and the existing record, and will conduct further investigation to determine if the workers meet the eligibility requirements of the Trade Act of 1974, as amended.</P>
                <HD SOURCE="HD1">Conclusion</HD>
                <P>After careful review of the application, I conclude that the claim is of sufficient weight to justify reconsideration of the U.S. Department of Labor's prior decision. The application is, therefore, granted.</P>
                <SIG>
                    <DATED>Signed at Washington, DC, this 11th day of April, 2014.</DATED>
                    <NAME>Del Min Amy Chen,</NAME>
                    <TITLE>Certifying Officer, Office of Trade Adjustment Assistance.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10255 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4510-FN-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">NATIONAL SCIENCE FOUNDATION</AGENCY>
                <SUBJECT>Proposal Review; Notice of Meetings </SUBJECT>
                <P>In accordance with the Federal Advisory Committee Act (Pub. L. 92-463, as amended), the National Science Foundation (NSF) announces its intent to hold proposal review meetings throughout the year. The purpose of these meetings is to provide advice and recommendations concerning proposals submitted to the NSF for financial support. The agenda for each of these meetings is to review and evaluate proposals as part of the selection process for awards. The review and evaluation may also include assessment of the progress of awarded proposals. The majority of these meetings will take place at NSF, 4201 Wilson Blvd., Arlington, Virginia 22230.</P>
                <P>These meetings will be closed to the public. The proposals being reviewed include information of a proprietary or confidential nature, including technical information; financial data, such as salaries; and personal information concerning individuals associated with the proposals. These matters are exempt under 5 U.S.C. 552b(c), (4) and (6) of the Government in the Sunshine Act. NSF will continue to review the agenda and merits of each meeting for overall compliance of the Federal Advisory Committee Act.</P>
                <P>
                    These closed proposal review meetings will not be announced on an individual basis in the 
                    <E T="04">Federal Register</E>
                    . NSF intends to publish a notice similar to this on a quarterly basis. For an advance listing of the closed proposal review meetings that include the names of the proposal review panel and the time, date, place, and any information on changes, corrections, or cancellations, please visit the NSF Web site: 
                    <E T="03">http://www.nsf.gov/events/.</E>
                     This information may also be requested by telephoning, 703/292-8687.
                </P>
                <SIG>
                    <DATED>Dated: May 2, 2014.</DATED>
                    <NAME>Suzanne Plimpton,</NAME>
                    <TITLE>Acting Committee Management Officer. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10443 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7555-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">NATIONAL SCIENCE FOUNDATION</AGENCY>
                <SUBJECT>Proposal Review Panel for Computing &amp; Communication Foundations Notice of Meeting</SUBJECT>
                <P>In accordance with the Federal Advisory Committee Act (Pub. L. 92-463, as amended), the National Science Foundation announces the following meeting:</P>
                <EXTRACT>
                    <P>
                        <E T="03">Name:</E>
                         Proposal Review Panel for Science and Technology Centers—2013 Class (#1192) Site Visit
                    </P>
                    <P>
                        <E T="03">Date/Time:</E>
                         June 15, 2014; 6:00 p.m.-9:00 p.m. June 16, 2014; 8:00 a.m.-8:00 p.m. June 17, 2014; 8:30 a.m.-3:00 p.m.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Massachusetts Institute of Technology, Cambridge, MA 02139
                        <PRTPAGE P="26269"/>
                    </P>
                    <P>
                        <E T="03">Type of Meeting:</E>
                         Partial Closed
                    </P>
                    <P>
                        <E T="03">Contact Person:</E>
                         John Cozzens, National Science Foundation, 4201 Wilson Boulevard, Room 1115, Arlington, VA 22230. Telephone: (703) 292-8910.
                    </P>
                    <P>
                        <E T="03">Purpose of Meeting:</E>
                         To assess the progress of the STC Award: CCF-1231216, “Emerging Frontiers of Science of Information”, and to provide advise and recommendations concerning further NSF support for the Center.
                    </P>
                    <HD SOURCE="HD1">CBMM Site Visit AGENDA</HD>
                    <HD SOURCE="HD2">Sunday, June 15, 2014</HD>
                    <FP SOURCE="FP-2">6:00 p.m. to 9:00 p.m.: Closed Site Team and NSF Staff meets to discuss Site Visit materials, review process and charge.</FP>
                    <HD SOURCE="HD2">Monday, June 16, 2014</HD>
                    <FP SOURCE="FP-2">8:00 a.m. to 1:00 p.m.: Open Presentations by Awardee Institution, faculty staff and students, to Site Team and NSF Staff. Discussions and question and answer sessions.</FP>
                    <FP SOURCE="FP-2">1:00 p.m.-8:00 p.m.: Closed Draft report on education and research activities.</FP>
                    <HD SOURCE="HD2">Tuesday, June 17, 2014</HD>
                    <FP SOURCE="FP-2">8:30 a.m.-noon: Open Response presentations by Site Team and NSF Staff Awardee Institution faculty staff to. Discussions and question and answer sessions.</FP>
                    <FP SOURCE="FP-2">Noon to 3:00 p.m.: Closed Complete written site visit report with preliminary recommendations.</FP>
                    <P>
                        <E T="03">Reason for Closing:</E>
                         The proposals being reviewed include information of a proprietary or confidential nature, including technical information; financial data, such as salaries; and personal information concerning individuals associated with the proposals. These matters are exempt under 5 U.S.C. 552b(c), (4) and (6) of the Government in the Sunshine Act.
                    </P>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: May 2, 2014.</DATED>
                    <NAME>Suzanne Plimpton,</NAME>
                    <TITLE>Acting Committee Management Officer.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10494 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7555-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">NATIONAL SCIENCE FOUNDATION</AGENCY>
                <SUBJECT>Sunshine Act Meetings; National Science Board</SUBJECT>
                <P>
                    The National Science Board, pursuant to NSF regulations (45 CFR Part 614), the National Science Foundation Act, as amended (42 U.S.C. 1862n-5), and the Government in the Sunshine Act (5 U.S.C. 552b), hereby gives notice of a CHANGE in the scheduling of a meeting for the transaction of National Science Board business, as noted below. The original notice was published in the 
                    <E T="04">Federal Register</E>
                     on May 1, 2014 (79 FR 24757-58).
                </P>
                <HD SOURCE="HD1">Original Agenda</HD>
                <HD SOURCE="HD2">CSB Subcommittee on Facilities (SCF)</HD>
                <HD SOURCE="HD3">Open Session: 1:00 p.m.</HD>
                <FP SOURCE="FP-1">• Chairman's remarks and approval of the open February 2014 meeting minutes, and January 16 and February 6 teleconference meeting minutes</FP>
                <FP SOURCE="FP-1">• Discussion of Proposed FY 2013 APR recommendations</FP>
                <FP SOURCE="FP-1">• Discussion of Facility Plan draft templates</FP>
                <FP SOURCE="FP-1">• FY 2014 APR of Facilities</FP>
                <HD SOURCE="HD3">Closed Session: 1:40 p.m.</HD>
                <FP SOURCE="FP-1">• Discussion of Regional Class Research Vessels</FP>
                <HD SOURCE="HD1">Changed Agenda</HD>
                <HD SOURCE="HD3">Open Session: 1:00 p.m.</HD>
                <FP SOURCE="FP-1">• Chairman's remarks and approval of the open February 2014 meeting minutes, and January 16 and February 6 teleconference meeting minutes</FP>
                <FP SOURCE="FP-1">• Discussion of Proposed FY 2013 APR recommendations</FP>
                <FP SOURCE="FP-1">• FY 2014 APR of Facilities</FP>
                <HD SOURCE="HD3">Closed Session: 1:40 p.m.</HD>
                <FP SOURCE="FP-1">• Discussion of Regional Class Research Vessels</FP>
                <FP SOURCE="FP-1">• Discussion of Facility Plan draft templates</FP>
                <FP>
                    <E T="02">PLACE:</E>
                     These meetings will be held at the National Science Foundation, 4201Wilson Blvd., Rooms 1235, Arlington, VA 22230. All visitors must contact the Board Office (call 703-292-7000 or send an email message to 
                    <E T="03">nationalsciencebrd@nsf.gov</E>
                    ) at least 24 hours prior to the meeting and provide name and organizational affiliation. Visitors must report to the NSF visitor desk located in the lobby at the 9th and N. Stuart Streets entrance to receive a visitor's badge.
                </FP>
                <FP>
                    <E T="02">UPDATES:</E>
                     Please refer to the National Science Board Web site for additional information. Meeting information and schedule updates (time, place, subject matter or status of meeting) may be found at 
                    <E T="03">http://www.nsf.gov/nsb/notices/.</E>
                </FP>
                <FP>
                    <E T="02">AGENCY CONTACT:</E>
                    Jennie L. Moehlmann, 
                    <E T="03">jmoehlma@nsf.gov,</E>
                     (703) 292-7000. 
                </FP>
                <PREAMHD>
                    <HD SOURCE="HED">PUBLIC AFFAIRS CONTACT: </HD>
                    <P>
                        Nadine Lymn, 
                        <E T="03">nlymn@nsf.gov,</E>
                         (703) 292-2490.
                    </P>
                </PREAMHD>
                <SIG>
                    <NAME>Ann Bushmiller,</NAME>
                    <TITLE>Senior Counsel to the National Science Board.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10529 Filed 5-5-14; 11:15 am]</FRDOC>
            <BILCOD>BILLING CODE 7555-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">NUCLEAR REGULATORY COMMISSION</AGENCY>
                <DEPDOC>[Docket No. NRC-2014-0013]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities: Submission for the Office of Management and Budget (OMB) Review; Comment Request</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Nuclear Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of the OMB review of information collection and solicitation of public comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The U.S. Nuclear Regulatory Commission (NRC) has recently submitted to OMB for review the following proposal for the collection of information under the provisions of the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35). The NRC hereby informs potential respondents that an agency may not conduct or sponsor, and that a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The NRC published a 
                        <E T="04">Federal Register</E>
                         notice with a 60-day comment period on this information collection on January 27, 2014.
                    </P>
                    <P>
                        1. 
                        <E T="03">Type of submission, new, revision, or extension:</E>
                         New.
                    </P>
                    <P>
                        2. 
                        <E T="03">The title of the information collection:</E>
                         Evaluation of Outreach Efforts Related to the NRC's Safety Culture Policy Statement.
                    </P>
                    <P>
                        3. 
                        <E T="03">Current OMB approval number:</E>
                         3150-XXXX.
                    </P>
                    <P>
                        4. 
                        <E T="03">The form number if applicable:</E>
                         Not applicable.
                    </P>
                    <P>
                        5. 
                        <E T="03">How often the collection is required:</E>
                         One time.
                    </P>
                    <P>
                        6. 
                        <E T="03">Who will be required or asked to report:</E>
                         Respondents asked to voluntarily participate in this information collection activity will include licensees of the NRC's Office of Federal and State Materials and Environment Management Programs, fuel cycle, transportation and storage, and greater than critical mass licensees overseen by the NRC's Office of Nuclear Materials Safety and Safeguards, and materials licensees of the following Agreement States that have expressed interest in participating: Illinois, Minnesota, North Carolina, Ohio, Rhode Island, Virginia, Washington, and Wisconsin.
                    </P>
                    <P>
                        7. 
                        <E T="03">An estimate of the number of annual responses:</E>
                         6,158 licensees of the NRC and participating Agreement States will be invited to participate in this one-time, voluntary information collection activity. One response per licensee will be requested. The staff anticipates a response rate of 50 percent; therefore, the expected number of responses is 3,079. Because the survey will only be 
                        <PRTPAGE P="26270"/>
                        administered once during the three year clearance period, the annualized number of responses is 1,026.3 responses.
                    </P>
                    <P>
                        8. 
                        <E T="03">The estimated number of annual respondents:</E>
                         The annualized number of estimated respondents is the same as the estimated number of responses, 1,026.3 respondents.
                    </P>
                    <P>
                        9. 
                        <E T="03">An estimate of the total number of hours needed annually to complete the requirement or request:</E>
                         The survey is estimated to take no more than 20 minutes (0.33 hours) per respondent. The total annualized burden is estimated to be 338.7 hours.
                    </P>
                    <P>
                        10. 
                        <E T="03">Abstract:</E>
                         In June 2011, the NRC issued its Safety Culture Policy Statement, which describes the Commission's expectation that the NRC's regulated community maintain a positive safety culture. The NRC continues to seek ways to engage with stakeholders, licensees, members of the public, and the international community to provide outreach and education on the Safety Culture Policy Statement. The purpose of the current information collection activity is to gather feedback on whether NRC's outreach and communication activities have been effective in promoting awareness of the Safety Culture Policy Statement, and to determine if changes to current activities and/or new activities are necessary and appropriate. To support this evaluation, the NRC staff plans to conduct a voluntary survey of its materials regulated community, specifically materials users, organizations involved in the fuel cycle, and storage and transportation of nuclear materials. The NRC staff has also invited Agreement States (i.e., States that have signed formal agreements with the NRC to assume regulatory responsibility over certain byproduct and source nuclear materials, as well as small quantities of special nuclear materials) to participate by voluntarily administering the survey to materials users they regulate, and eight states have agreed to participate. The NRC has determined that a standardized voluntary survey is the most practical means of gathering feedback on its outreach and communications regarding the Safety Culture Policy Statement. Using a survey approach for the evaluation allows for input to be solicited from a wide range of licensees in an efficient and consistent manner.
                    </P>
                    <P>
                        The public may examine and have copies for a fee of publicly-available documents, including the final supporting statement, at the NRC's Public Document Room, Room O-1F21, One White Flint North, 11555 Rockville Pike, Rockville, Maryland 20852. The OMB clearance requests are available at the NRC's Web site: 
                        <E T="03">http://www.nrc.gov/public-involve/doc-comment/omb/</E>
                        . The document will be available on the NRC's home page site for 60 days after the signature date of this notice.
                    </P>
                    <P>Comments and questions should be directed to the OMB reviewer listed below by June 6, 2014. Comments received after this date will be considered if it is practical to do so, but assurance of consideration cannot be given to comments received after this date.</P>
                    <FP SOURCE="FP-1">Danielle Y. Jones, Desk Officer, Office of Information and Regulatory Affairs (3150-XXXX), NEOB-10202, Office of Management and Budget, Washington, DC 20503.</FP>
                    <P>
                        Comments can also be emailed to 
                        <E T="03">Danielle_Y_Jones@omb.eop.gov</E>
                         or submitted by telephone at 202-395-1741.
                    </P>
                    <P>The Acting NRC Clearance Officer is Kristen Benney, telephone: 301-415-6355.</P>
                </SUM>
                <SIG>
                    <DATED>Dated at Rockville, Maryland, this 1st day of May, 2014.</DATED>
                    <P>For the Nuclear Regulatory Commission.</P>
                    <NAME>Kristen Benney,</NAME>
                    <TITLE>Acting NRC Clearance Officer, Office of Information Services.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10382 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7590-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">NUCLEAR REGULATORY COMMISSION</AGENCY>
                <DEPDOC>[Docket No. NRC-2014-0094]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities: Proposed Collection; Comment Request</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Nuclear Regulatory Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of pending NRC action to submit an information collection request to the Office of Management and Budget (OMB) and solicitation of public comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The U.S. Nuclear Regulatory Commission (NRC) invites public comment about our intention to request the OMB's approval for renewal of an existing information collection that is summarized below. We are required to publish this notice in the 
                        <E T="04">Federal Register</E>
                         under the provisions of the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35).
                    </P>
                    <P>Information pertaining to the requirement to be submitted:</P>
                    <P>
                        1. 
                        <E T="03">The title of the information collection:</E>
                         10 CFR part 61, Licensing Requirements for Land Disposal of Radioactive Waste.
                    </P>
                    <P>
                        2. 
                        <E T="03">Current OMB approval number:</E>
                         3150-0135.
                    </P>
                    <P>
                        3. 
                        <E T="03">How often the collection is required:</E>
                         Applications for licenses are submitted as needed. Other reports are submitted annually and as other events require.
                    </P>
                    <P>
                        4. 
                        <E T="03">Who is required or asked to report:</E>
                         Applicants for and holders of an NRC license (to include Agreement State licensees) for land disposal of low-level radioactive waste; and all generators, collectors, and processors of low-level waste intended for disposal at a low-level waste facility.
                    </P>
                    <P>
                        5. 
                        <E T="03">The number of annual respondents:</E>
                         4.
                    </P>
                    <P>
                        6. 
                        <E T="03">The number of hours needed annually to complete the requirement or request:</E>
                         5,372 hours (56 hours reporting + 5,316 hours recordkeeping).
                    </P>
                    <P>
                        7. 
                        <E T="03">Abstract:</E>
                         Part 61 of Title 10 of the 
                        <E T="03">Code of Federal Regulations</E>
                         establishes the procedures, criteria, and license terms and conditions for the land disposal of low-level radioactive waste. The reporting and recordkeeping requirements are mandatory and, in the case of application submittals, are required to obtain a benefit. The information collected in the applications, reports, and records is evaluated by the NRC to ensure that the licensee's or applicant's disposal facility, equipment, organization, training, experience, procedures, and plans provide an adequate level of protection of public health and safety, common defense and security, and the environment.
                    </P>
                    <P>Submit, by July 7, 2014, comments that address the following questions:</P>
                    <P>1. Is the proposed collection of information necessary for the NRC to properly perform its functions? Does the information have practical utility?</P>
                    <P>2. Is the burden estimate accurate?</P>
                    <P>3. Is there a way to enhance the quality, utility, and clarity of the information to be collected?</P>
                    <P>4. How can the burden of the information collection be minimized, including the use of automated collection techniques or other forms of information technology?</P>
                    <P>
                        The public may examine and have copied, for a fee, publicly-available documents, including the draft supporting statement, at the NRC's Public Document Room, Room O-1F21, One White Flint North, 11555 Rockville Pike, Rockville, Maryland 20852. The OMB clearance requests are available at the NRC's Web site: 
                        <E T="03">http://www.nrc.gov/public-involve/doc-comment/omb/.</E>
                         The document will be available on the NRC's home page site for 60 days after the signature date of this notice.
                        <PRTPAGE P="26271"/>
                    </P>
                    <P>
                        Comments submitted in writing or in electronic form will be made available for public inspection. Because your comments will not be edited to remove any identifying or contact information, the NRC cautions you against including any information in your submission that you do not want to be publicly disclosed. Comments submitted should reference Docket No. NRC-2014-0094. You may submit your comments by any of the following methods: Electronic comments go to 
                        <E T="03">http://www.regulations.gov</E>
                         and search for Docket No. NRC-2014-0094. Mail comments to Acting NRC Clearance Officer, Kristen Benney (T-5 F50), U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.
                    </P>
                    <P>
                        Questions about the information collection requirements may be directed to the Acting NRC Clearance Officer, Kristen Benney (T-5 F50), U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, by telephone at 301-415-6355, or by email to 
                        <E T="03">Infocollects.Resource@NRC.gov</E>
                        .
                    </P>
                </SUM>
                <SIG>
                    <DATED>Dated at Rockville, Maryland, this 1st day of May, 2014.</DATED>
                    <P>For the Nuclear Regulatory Commission.</P>
                    <NAME>Kristen Benney,</NAME>
                    <TITLE>Acting NRC Clearance Officer, Office of Information Services.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10383 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7590-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">NUCLEAR REGULATORY COMMISSION</AGENCY>
                <DEPDOC>[NRC-2008-0252; Docket Nos. 52-025 &amp; 52-026; Combined License Nos. NPF-91 &amp; NPF-92]</DEPDOC>
                <SUBJECT>In the Matter of Municipal Electric Authority of Georgia (Vogtle Electric Generating Plant, Units 3 &amp; 4); Order Approving Transfer of License and Conforming Amendment</SUBJECT>
                <HD SOURCE="HD1">I</HD>
                <P>Georgia Power Company, Oglethorpe Power Corporation, Municipal Electric Authority of Georgia (MEAG Power), the City of Dalton, GA, an incorporated municipality in the state of Georgia citing by and through its Board of Water, Light and Sinking Fund Commissioners (City of Dalton), and Southern Nuclear Operating Company, Inc. (SNC) (collectively, the owners) are holders of Combined License (COL) Nos. NPF-91 and NPF-92. These combined licenses authorize SNC to construct, possess, use, and operate Vogtle Electric Generating Plant (VEGP), Units 3 and 4 and the owners to possess but not operate VEGP, Units 3 and 4. The facility (which is currently under construction) is located adjacent to existing VEGP, Units 1 and 2 on a 3,169-acre coastal plain bluff on the southwest side of the Savannah River in eastern Burke County, GA. The facility is approximately 15 miles east-northeast of Waynesboro, GA, and 26 miles southeast of Augusta, GA.</P>
                <HD SOURCE="HD1">II</HD>
                <P>By letter dated December 2, 2013, SNC on behalf of MEAG Power and MEAG Power Special Purpose Vehicle (SPV) M, LLC; MEAG Power SPVJ, LLC; and MEAG Power SPVP, LLC (The Project Companies) submitted an application to the U.S. Nuclear Regulatory Commission (NRC or Commission) requesting approval of three direct transfers of portions of MEAG Power's 22.7 percent undivided ownership interest in VEGP, Units 3 and 4. Each of these three transfers may occur independently of or in conjunction with the others, as follows:</P>
                <P>1. The transfer of a 7.6886571 percent undivided interest in VEGP, Units 3 and 4 from MEAG Power to MEAG Power SPVM, LLC (Project M);</P>
                <P>2. The transfer of a 9.3466423 percent undivided interest in VEGP, Units 3 and 4 from MEAG Power to MEAG Power SPVJ, LLC (Project J); and</P>
                <P>3. The transfer of a 5.6647006 percent undivided interest in VEGP, Units 3 and 4 from MEAG Power to MEAG Power SPVP, LCC (Project P).</P>
                <P>The application is in connection with the finalization of three loans from the U.S. Federal Finance Bank (U.S. FFB) or one or more third party lenders to be guaranteed by the U.S. Department of Energy (DOE) through its loan guarantee program for the development of advanced nuclear energy facilities.</P>
                <P>SNC on behalf of MEAG Power provided supplemental information by letters dated December 12, 2013 and April 17, 2014 (hereinafter, this document will refer to the December 2, 2013, application, and the December 12, 2013, and April 17, 2014, supplemental information collectively as the “application”). The application did not request any physical changes to the facility or operational changes. After completion of the proposed transfers one or all of MEAG Power SPVM, MEAG Power SPVJ, and MEAG Power SPVP would own the prescribed portion of MEAG Power's currently undivided 22.7 percent ownership interest in VEGP, Units 3 and 4. SNC would remain the licensed operator of VEGP, Units 3 and 4.</P>
                <P>The applicants also requested approval of a conforming license amendment that would replace references to MEAG Power in the license with the appropriate references to the Project Companies based on which of the transfers was finalized, to reflect the transfer of ownership.</P>
                <P>
                    The applicants requested approval of the transfer of the COL and conforming license amendment under the regulations of Title 10 of the 
                    <E T="03">Code of Federal Regulations</E>
                     (10 CFR) Section 52.105, “Transfer of Combined Licenses,” 10 CFR 50.80, “Transfer of License,” and 10 CFR 50.90, “Application for Amendment of License, Construction Permit, or Early Site Permit.” Notice of the request for approval and opportunity for a hearing was published in the 
                    <E T="04">Federal Register</E>
                     on January 21, 2014 (79 FR 3420). No comments were received. No petitions for leave to intervene or requests for hearing pursuant to 10 CFR 2.309 were received.
                </P>
                <P>
                    Pursuant to 10 CFR 50.80, no license, or any right thereunder, shall be transferred, directly or indirectly, through transfer of control of the license, unless the Commission shall give its consent in writing. Upon review of the information in the application and other information before the Commission, and relying upon the representations and agreements contained in the application, the NRC staff has determined that Project Companies are qualified to hold the aforementioned specific percentage of ownership interest in the facility previously held by MEAG Power, and that the transfer of ownership interests described in the application is otherwise consistent with applicable provisions of law, regulations and orders issued by the Commission, subject to the conditions set forth below. The NRC staff has further found that the application for the proposed license amendment complies with the standards and requirements of the Atomic Energy Act of 1954, as amended (the Act), and the Commission's rules and regulations set forth in 10 CFR Chapter I; the facility will operate in conformity with the applications, the provisions of the Act, and the rules and regulations of the Commission; there is reasonable assurance that the activities authorized by the proposed conforming license amendment can be conducted without endangering the health and safety of the public and that such activities will be conducted in compliance with the Commission's regulations; the issuance of the proposed license amendment will not be inimical to the common defense and security or to the health and safety of the public; and the issuance of the proposed amendment will be in accordance with 10 CFR Part 51 of the 
                    <PRTPAGE P="26272"/>
                    Commission's regulations and all applicable requirements have been satisfied.
                </P>
                <P>The findings set forth above are supported by an NRC safety evaluation dated April 29, 2014.</P>
                <HD SOURCE="HD1">III</HD>
                <P>
                    Accordingly, pursuant to Sections 161b, 161i, and 184 of the Act, 42 U.S.C. Sections 2201(b), 2201(i), and 2234; and 10 CFR 50.80, 
                    <E T="03">it is hereby ordered</E>
                     that the three specific transfers of the license, as described herein, to MEAG Power SPVM; MEAG Power SPVJ; and MEAG Power SPVP are approved, subject to the following conditions:
                </P>
                <P>(1) Prior to completion of the transfer of the license, MEAG Power SPVM; MEAG Power SPVJ, and/or MEAG Power SPVP, as appropriate, shall provide the Director of the Office of New Reactors (NRO) satisfactory documentary evidence that it has obtained the appropriate amount of insurance required of a licensee under 10 CFR Part 140 of the Commission's regulations.</P>
                <P>(2) At the time of the transfer, MEAG Power, MEAG Power SPVM, MEAG Power SPVJ, and/or MEAG Power SPVP shall establish and maintain separate trusts for Vogtle, Units 3 and 4 for the purposes of providing decommissioning funding assurance. The trusts will comply with the requirements of 10 CFR 50.75. The share of responsibility for the decommissioning funding shall be determined by the share of ownership each holds following the transfer.</P>
                <P>
                    <E T="03">It is further ordered</E>
                     that, consistent with 10 CFR 2.1315(b), all of the potential license amendments that make changes, as indicated in Enclosure 2 and Enclosure 3 to the cover letter forwarding this Order, to conform the licenses to reflect the subject direct license transfer are approved. It should be noted that only the license amendment that properly reflects the transfer as it occurs will be issued, rendering the approval of the remaining combinations moot.
                </P>
                <P>
                    <E T="03">It is further ordered</E>
                     that MEAG Power shall inform the Director of NRO in writing of the date of closing of the transfer of MEAG Power's 22.7 percent undivided ownership interest in VEGP Units 3 and 4, at least one business day prior to closing. Should the transfer of the license not be completed within one year of this Order's date of issue, this Order shall become null and void, provided, however, that upon written application and for good cause shown, such date may be extended by order.
                </P>
                <P>This Order is effective upon issuance.</P>
                <P>
                    For further details with respect to this Order, see the initial application dated December 2, 2013, as supplemented by letters dated December 12, 2013 and April 17, 2014, and the safety evaluation dated April 29, 2014, which are available for public inspection at the Commission's Public Document Room (PDR), located at One White Flint North, 11555 Rockville Pike, Room O-1 F21 (First Floor), Rockville, Maryland and accessible electronically from the Agencywide Documents Access and Management System (ADAMS) Public Electronic Reading Room on the Internet at the NRC Web site, 
                    <E T="03">http://www.nrc.gov/reading-rm/adams.html.</E>
                     Persons who do not have access to ADAMS or who encounter problems in accessing the documents located in ADAMS, should contact the NRC PDR Reference staff by telephone at 1-800-397-4209, 301-415-4737, or by email at 
                    <E T="03">pdr@nrc.gov.</E>
                </P>
                <SIG>
                    <DATED>Dated at Rockville, Maryland this 29th day of April 2014.</DATED>
                    <P>For the Nuclear Regulatory Commission.</P>
                    <NAME>Glenn M. Tracy,</NAME>
                    <TITLE>Director, Office of New Reactors.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10511 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 7590-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-72071; File No. SR-NASDAQ-2014-046]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Quarterly Options Series Program</SUBJECT>
                <DATE>May 1, 2014.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that, on April 25, 2014, The NASDAQ Stock Market LLC (“NASDAQ” or the “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by NASDAQ. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>NASDAQ proposes to amend Chapter IV (Securities Traded on NOM), Supplementary Material .04(c) to Section 6 (Series of Options Contracts Open for Trading) of The NASDAQ Options Market LLC (“NOM”) in order to modify the Quarterly Options Series (“QOS”) Program to eliminate the cap on the number of additional series that may be listed per expiration month for each QOS in exchange-traded fund (“ETF”) options.</P>
                <P>
                    The text of the proposed rule change is attached hereto as 
                    <E T="03">Exhibit 5.</E>
                </P>
                <P>
                    The text of the proposed rule change is available at 
                    <E T="03">http://nasdaq.cchwallstreet.com/</E>
                    , at NASDAQ's principal office, and at the Commission's Public Reference Room.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>The purpose of this filing is to amend Chapter IV, Supplementary Material .04(c) to Section 6 to modify the QOS Program to eliminate the cap on the number of additional series that may be listed per expiration month for each QOS in ETF options. This filing does not propose any substantive changes to the QOS Program.</P>
                <P>
                    The Exchange is proposing to amend its Chapter IV, Supplementary Material .04(c) to Section 6 to align its rules with those of other options exchanges that do not have a cap on the number of additional series that may be listed per expiration month for each QOS in ETF options.
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 71080 (December 16, 2013), 78 FR 77191 (December 20, 2103) (notice of filing and immediate effectiveness of SR-CBOE-2013-125) (the “CBOE Filing”). 
                        <E T="03">See also</E>
                         Securities Exchange Act Release Nos. 70854 (November 13, 2013), 78 FR 69465 (November 19, 2103) (notice of filing and immediate effectiveness of SR-NYSEMKT-2013-90); and 70855 (November 13, 2013), 78 FR 69493 (November 19, 2013) (notice of filing and immediate effectiveness of SR-NYSEArca-2013-120) (collectively, the “NYSE Filings”).
                    </P>
                </FTNT>
                <P>
                    As set out in Supplementary Material .04 to Section 6, the Exchange may list QOS up to five currently listed options 
                    <PRTPAGE P="26273"/>
                    classes that are either index options or options on ETFs. The Exchange may also list QOS on any option classes that are selected by other securities exchanges that employ a similar program under their respective rules. Currently, for each QOS in ETF options that has been initially listed on the Exchange, the Exchange may list up to 60 additional series per expiration month. The Exchange now proposes to delete the 60 additional series cap.
                </P>
                <P>
                    The Exchange notes that its proposal would also make the treatment of additional QOS series in ETF options consistent with the treatment of additional QOS series in stock index options.
                    <SU>4</SU>
                    <FTREF/>
                     While these QOS Programs are similar, the QOS Program in stock index options does not place a cap on the number of additional series that the Exchange may list per expiration month for each QOS in index options. Elimination of the cap set forth in Supplementary Material .04(c) to Section 6, therefore, would result in similar regulatory treatment in respect of additional series in ETF options and additional series in index options. The Exchange also notes that it is not subject to the same series limitations for other programs including options series with weekly expirations.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Chapter XIV, Section 11(g), which governs the QOS for index options.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Chapter IV, Supplementary Material .07 to Section 6, for example, governs the Exchange's Short Term Options (“STOs”, which are also known as “Weeklys”) Series Program. Supplementary Material .07 sets a maximum number of thirty (30) currently listed strikes on which Short Term Option Series may be opened. The Exchange also may list Short Term Option Series on any option classes that are selected by other securities exchanges that employ a similar program under their respective rules. If the Exchange opens less than twenty (20) Short Term Option Series, additional series may be opened for trading on the Exchange when the Exchange deems it necessary to maintain an orderly market, to meet customer demand or when the market price of the underlying security moves substantially from the exercise price or prices of the series already opened. Any additional strike prices listed by the Exchange shall be within thirty percent (30%) above or below the current price of the underlying security. The Exchange may also open additional strike prices of Short Term Option Series that are more than 30% above or below the current price of the underlying security provided that demonstrated customer interest exists for such series, as expressed by institutional, corporate or individual customers or their brokers (Market-Makers trading for their own account shall not be considered when determining customer interest under this provision).
                    </P>
                </FTNT>
                <P>The Exchange believes the elimination of the cap would also help market participants meet their investment objective by providing expanded opportunities to roll ETF options into later quarters. Because of the current cap, however, the Exchange may not be able to list the appropriate series to do so. Elimination of the cap would allow the Exchange to meet the investment needs of market participants in such situations. Elimination of the cap would also allow the Exchange to react to moving markets by adding appropriate strike prices closer to the underlying security. The Exchange believes that the proposed change would provide market participants with the ability to better tailor their trading to meet their investment objectives, including hedging securities positions, by permitting the Exchange to list additional QOS in ETF options that meet such objectives. With regard to the impact of this proposal on system capacity, the Exchange represents that it and the Options Price Reporting Authority (“OPRA”) have the necessary systems capacity to handle any potential additional traffic associated with this current amendment to the QOS Program. The Exchange believes that its members will not have a capacity issue as a result of this proposal. The Exchange also represents that it does not believe this expansion will cause fragmentation to liquidity.</P>
                <P>
                    To help ensure that only active options series are listed, the Exchange has in place procedures to delist inactive series. Chapter IV, Supplementary Material .04 to Section 6 requires the Exchange to review, on a monthly basis, the QOS Program series that are outside a range of five (5) strikes above and five (5) strikes below the current price of the underlying ETF, and delist series with no open interest in both the put and the call series having: (a) A strike higher than the highest strike price with open interest in the put and/or call series for a given expiration month; or (b) a strike lower than the lowest strike price with open interest in the put and/or call series for a given expiration month.
                    <SU>6</SU>
                    <FTREF/>
                     The Exchange believes this provision helps to maintain capacity to handle quote traffic.
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         Chapter IV, Supplementary Material .04(f) to Section 6.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes the proposed rule change is consistent with the Act and the rules and regulations thereunder applicable to the Exchange and, in particular, the requirements of Section 6(b) of the Act.
                    <SU>7</SU>
                    <FTREF/>
                     Specifically, the Exchange believes the proposed rule change is consistent with the Section 6(b)(5) 
                    <SU>8</SU>
                    <FTREF/>
                     requirements that the rules of an exchange be designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in regulating, clearing, settling, processing information with respect to, and facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <P>In particular, the Exchange believes that the proposed rule change is designed to remove impediments to and perfect the mechanism of a free and open market because it will expand the investment options available to investors and will allow for more efficient risk management. The Exchange believes that removing the cap on the number of QOS in ETF options permitted to be listed on the Exchange will result in a continuing benefit to investors by giving them more flexibility to closely tailor their investment and hedging decisions to their needs, and, therefore, the proposal is designed to protect investors and the public interest. In addition, the elimination of the cap will, as discussed, make the treatment of additional QOS series in ETF options consistent with most options exchanges, and consistent with the treatment of additional QOS series in index options on the Exchange, thus resulting in similar regulatory treatment for similar option products.</P>
                <P>With regard to the impact of this proposal on system capacity, the Exchange has noted that it and OPRA have the necessary systems capacity to handle any potential additional traffic associated with this current amendment to the QOS Program. The Exchange believes that its members will not have a capacity issue as a result of this proposal. The Exchange also represents that it does not believe this expansion will cause fragmentation to liquidity.</P>
                <HD SOURCE="HD2"> B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>
                    The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act. To the contrary, the Exchange believes that the proposed rule change will relieve any burden on, and in fact will promote, competition. The elimination of the cap on additional series in the QOS program will benefit investors by providing more flexibility to more closely tailor their investment and hedging decisions.
                    <PRTPAGE P="26274"/>
                </P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>The Exchange has not solicited, and does not intend to solicit, comments on this proposed rule change. The Exchange has not received any written comments from members or other interested parties.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    Because the proposed rule change does not (i) significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, the proposed rule change has become effective pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>9</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder.
                    <SU>10</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         17 CFR 240.19b-4(f)(6). As required under Rule 19b-4(f)(6)(iii), the Exchange provided the Commission with written notice of its intent to file the proposed rule change, along with a brief description and the text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission.
                    </P>
                </FTNT>
                <P>
                    The Exchange has asked the Commission to waive the 30-day operative delay so that the proposal may become operative immediately upon filing. The Exchange stated that waiver of this requirement will allow the Exchange to compete with other options exchanges proposing similar changes without putting the Exchange at a competitive disadvantage. The Exchange also stated that the proposal protects investors and is in the public interest because it fosters competition by allowing the QOS Program to increase on more than one exchange. For these reasons, the Commission believes that the proposed rule change presents no novel issues and that waiver of the 30-day operative delay is consistent with the protection of investors and the public interest; and will allow the Exchange to remain competitive with other exchanges. Therefore, the Commission designates the proposed rule change to be operative upon filing.
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         For purposes only of waiving the 30-day operative delay, the Commission has also considered the proposed rule's impact on efficiency, competition, and capital formation. 
                        <E T="03">See</E>
                         15 U.S.C. 78c(f).
                    </P>
                </FTNT>
                <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.</P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov</E>
                    . Please include File Number SR-NASDAQ-2014-046 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to File Number 
                    <E T="03">SR-NASDAQ-2014-046.</E>
                     This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NASDAQ-2014-046 and should be submitted on or before May 28, 2014.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>12</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>12</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Kevin M. O'Neill,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10387 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-72070; File No. SR-Phlx-2014-30]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Quarterly Options Series Program</SUBJECT>
                <DATE>May 1, 2014.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                    , and Rule 19b-4 
                    <SU>2</SU>
                    <FTREF/>
                     thereunder, notice is hereby given that, on April 25, 2014, NASDAQ OMX PHLX LLC (“Phlx” or “Exchange”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>The Exchange is filing with the Commission a proposal to amend Rule 1012 (Series of Options Open for Trading) in order to modify the Quarterly Options Series (“QOS”) Program to eliminate the cap on the number of additional series that may be listed per expiration month for each QOS in exchange-traded fund (“ETF”) options.</P>
                <P>
                    The text of the amended Exchange rule is set forth in 
                    <E T="03">Exhibit 5.</E>
                     The text of the proposed rule change is available on the Exchange's Web site at 
                    <E T="03">http://nasdaqomxphlx.cchwallstreet.com,</E>
                     at the principal office of the Exchange, and at the Commission's Public Reference Room.
                    <PRTPAGE P="26275"/>
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>The purpose of this filing is to amend Commentary .08 to Rule 1012 in order to modify the QOS Program to eliminate the cap on the number of additional series that may be listed per expiration month for each QOS in ETF options. This filing does not propose any substantive changes to the QOS Program.</P>
                <P>
                    The Exchange is proposing to amend Commentary .08 to Rule 1012 to align its rules with those of other options exchanges that do not have a cap on the number of additional series that may be listed per expiration month for each QOS in ETF options.
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 71080 (December 16, 2013), 78 FR 77191 (December 20, 2013) (notice of filing and immediate effectiveness of SR-CBOE-2013-125) (the “CBOE Filing”). 
                        <E T="03">See also</E>
                         Securities Exchange Act Release Nos. 70854 (November 13, 2013), 78 FR 69465 (November 19, 2013) (notice of filing and immediate effectiveness of SR-NYSEMKT-2013-90); and 70855 (November 13, 2013), 78 FR 69493 (November 19, 2013) (notice of filing and immediate effectiveness of SR-NYSEArca-2013-120) (collectively, the “NYSE Filings”).
                    </P>
                </FTNT>
                <P>As set out in Commentary .08, the Exchange may list QOS up to five currently listed options classes that are either index options or options on ETFs. The Exchange may also list QOS on any option classes that are selected by other securities exchanges that employ a similar program under their respective rules. Currently, for each QOS in ETF options that has been initially listed on the Exchange, the Exchange may list up to 60 additional series per expiration month. The Exchange now proposes to delete the 60 additional series cap.</P>
                <P>
                    The Exchange notes that its proposal would also make the treatment of additional QOS series in ETF options consistent with the treatment of additional QOS series in stock index options.
                    <SU>4</SU>
                    <FTREF/>
                     While these QOS Programs are similar, the QOS Program in stock index options does not place a cap on the number of additional series that the Exchange may list per expiration month for each QOS in index options. Elimination of the cap set forth in Commentary .08(d), therefore, would result in similar regulatory treatment in respect of additional series in ETF options and additional series in index options. The Exchange also notes that it is not subject to the same series limitations for other programs including options series with weekly expirations.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Rule 1101A(b)(v), which governs the QOS for index options.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Commentary .11 to Rule 1012, for example, governs the Exchange's Short Term Options (“STOs”, which are also known as “Weeklys”) Series Program. Commentary .11 sets a maximum of fifty (50) currently listed option classes on which Short Term Option Series may be opened. The Exchange also may list Short Term Option Series on any option classes that are selected by other securities exchanges that employ a similar program under their respective rules. If the Exchange opens less than thirty (30) Short Term Option Series for a Short Term Option Expiration Date, additional series may be opened for trading on the Exchange when the Exchange deems it necessary to maintain an orderly market, to meet customer demand or when the market price of the underlying security moves substantially from the exercise price or prices of the series already opened. Any additional strike prices listed by the Exchange shall be reasonably close to the price of the underlying equity security and within the following parameters: (i) If the price of the underlying security is less than or equal to $20, additional strike prices shall be not more than one hundred percent (100%) above or below the price of the underlying security; and (ii) if the price of the underlying security is greater than $20, additional strike prices shall be not more than fifty percent (50%) above or below the price of the underlying security. The Exchange may also open additional strike prices of Short Term Option Series that are more than 50% above or below the current price of the underlying security (if the price is greater than $20); provided that demonstrated customer interest exists for such series, as expressed by institutional, corporate or individual customers or their brokers. Market-Makers trading for their own account shall not be considered when determining customer interest under this provision. In the event that the underlying security has moved such that there are no series that are at least 10% above or below the current price of the underlying security, the Exchange will delist any series with no open interest in both the call and the put series according to parameters set forth in Commentary .11.
                    </P>
                </FTNT>
                <P>The Exchange believes the elimination of the cap would also help market participants meet their investment objective by providing expanded opportunities to roll ETF options into later quarters. Because of the current cap, however, the Exchange may not be able to list the appropriate series to do so. Elimination of the cap would allow the Exchange to meet the investment needs of market participants in such situations. Elimination of the cap would also allow the Exchange to react to moving markets by adding appropriate strike prices closer to the underlying security. The Exchange believes that the proposed change would provide market participants with the ability to better tailor their trading to meet their investment objectives, including hedging securities positions, by permitting the Exchange to list additional QOS in ETF options that meet such objectives. With regard to the impact of this proposal on system capacity, the Exchange represents that it and the Options Price Reporting Authority (“OPRA”) have the necessary systems capacity to handle any potential additional traffic associated with this current amendment to the QOS Program. The Exchange believes that its members will not have a capacity issue as a result of this proposal. The Exchange also represents that it does not believe this expansion will cause fragmentation to liquidity.</P>
                <P>
                    To help ensure that only active options series are listed, the Exchange has in place procedures to delist inactive series. Commentary .08 requires the Exchange to review, on a monthly basis, the QOS Program series that are outside a range of five (5) strikes above and five (5) strikes below the current price of the underlying ETF, and delist series with no open interest in both the put and the call series having: (a) A strike higher than the highest strike price with open interest in the put and/or call series for a given expiration month; or (b) a strike lower than the lowest strike price with open interest in the put and/or call series for a given expiration month.
                    <SU>6</SU>
                    <FTREF/>
                     The Exchange believes this provision helps to maintain capacity to handle quote traffic.
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         Commentary .08(g) to Rule 1012.
                    </P>
                </FTNT>
                <P>
                    In terms of housekeeping changes, the Exchange is proposing to delete obsolete language in Commentary .08(h) that refers to a years-old timeframe that is no longer relevant (
                    <E T="03">e.g.,</E>
                     the last quarter of 2008).
                </P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes the proposed rule change is consistent with the Act and the rules and regulations thereunder applicable to the Exchange and, in particular, the requirements of Section 6(b) of the Act.
                    <SU>7</SU>
                    <FTREF/>
                     Specifically, the Exchange believes the proposed rule change is consistent with the Section 6(b)(5) 
                    <SU>8</SU>
                    <FTREF/>
                     requirements that the rules of an exchange be designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged 
                    <PRTPAGE P="26276"/>
                    in regulating, clearing, settling, processing information with respect to, and facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <P>
                    In particular, the Exchange believes that the proposed rule change is designed to remove impediments to and perfect the mechanism of a free and open market because it will expand the investment options available to investors and will allow for more efficient risk management. The Exchange believes that removing the cap on the number of QOS in ETF options permitted to be listed on the Exchange will result in a continuing benefit to investors by giving them more flexibility to closely tailor their investment and hedging decisions to their needs, and, therefore, the proposal is designed to protect investors and the public interest. In addition, the elimination of the cap will, as discussed, make the treatment of additional QOS series in ETF options consistent with most options exchanges, and consistent with the treatment of additional QOS series in index options on the Exchange, thus resulting in similar regulatory treatment for similar option products.
                    <SU>9</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         The Exchange is also making a housekeeping change to delete obsolete language, which is designed to clarify the QOS Program rule and reduce potential confusion.
                    </P>
                </FTNT>
                <P>With regard to the impact of this proposal on system capacity, the Exchange has noted that it and OPRA have the necessary systems capacity to handle any potential additional traffic associated with this current amendment to the QOS Program. The Exchange believes that its members will not have a capacity issue as a result of this proposal. The Exchange also represents that it does not believe this expansion will cause fragmentation to liquidity.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act. To the contrary, the Exchange believes that the proposed rule change will relieve any burden on, and in fact will promote, competition. The elimination of the cap on additional series in the QOS program will benefit investors by providing more flexibility to more closely tailor their investment and hedging decisions.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>No written comments were either solicited or received.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    Because the proposed rule change does not (i) significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, the proposed rule change has become effective pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>10</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder.
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         17 CFR 240.19b-4(f)(6). As required under Rule 19b-4(f)(6)(iii), the Exchange provided the Commission with written notice of its intent to file the proposed rule change, along with a brief description and the text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission.
                    </P>
                </FTNT>
                <P>
                    The Exchange has asked the Commission to waive the 30-day operative delay so that the proposal may become operative immediately upon filing. The Exchange stated that waiver of this requirement will allow the Exchange to compete with other options exchanges proposing similar changes without putting the Exchange at a competitive disadvantage. The Exchange also stated that the proposal protects investors and is in the public interest because it fosters competition by allowing the QOS Program to increase on more than one exchange. For these reasons, the Commission believes that the proposed rule change presents no novel issues and that waiver of the 30-day operative delay is consistent with the protection of investors and the public interest; and will allow the Exchange to remain competitive with other exchanges. Therefore, the Commission designates the proposed rule change to be operative upon filing.
                    <SU>12</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         For purposes only of waiving the 30-day operative delay, the Commission has also considered the proposed rule's impact on efficiency, competition, and capital formation. 
                        <E T="03">See</E>
                         15 U.S.C. 78c(f).
                    </P>
                </FTNT>
                <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.</P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include File Number SR-Phlx-2014-30 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to File Number SR-Phlx-2014-30. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-Phlx-2014-30 and should be submitted on or before May 28, 2014.
                </FP>
                <SIG>
                    <PRTPAGE P="26277"/>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>13</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>13</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Kevin M. O'Neill,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10386 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-72074; File No. SR-NYSEARCA-2014-51]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Offering ArcaBook for Arca Options—Complex on a Standalone Basis Without Charge From May 1, 2014 Through October 31, 2014</SUBJECT>
                <DATE>May 1, 2014.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) 
                    <SU>1</SU>
                    <FTREF/>
                     of the Securities Exchange Act of 1934 (the “Act”) 
                    <SU>2</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>3</SU>
                    <FTREF/>
                     notice is hereby given that, on April 23, 2014, NYSE Arca, Inc. (the “Exchange” or “NYSE Arca”) filed with the Securities and Exchange Commission (the “Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         15 U.S.C. 78a.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The Exchange proposes to offer ArcaBook for Arca Options—Complex on a standalone basis without charge from May 1, 2014 through October 31, 2014. The text of the proposed rule change is available on the Exchange's Web site at 
                    <E T="03">www.nyse.com,</E>
                     at the principal office of the Exchange, and at the Commission's Public Reference Room.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>The Exchange proposes to offer ArcaBook for Arca Options—Complex on a standalone basis without charge from May 1, 2014 through October 31, 2014.</P>
                <P>
                    On October 1, 2012, the Exchange began offering the following real-time options market data products: ArcaBook for Arca Options—Trades, ArcaBook for Arca Options—Top of Book, ArcaBook for Arca Options—Depth of Book, ArcaBook for Arca Options—Complex, ArcaBook for Arca Options—Series Status, and ArcaBook for Arca Options—Order Imbalance (collectively, “Arca Options Products”).
                    <SU>4</SU>
                    <FTREF/>
                     The Exchange subsequently introduced combined fees for all six of the Arca Options Products, which are not currently offered or charged separately.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 67720 (August 23, 2012), 77 FR 52769 (August 30, 2012) (SR-NYSEArca-2012-89) (Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Offer Certain Proprietary Options Data Products).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 69523 (May 6, 2013), 78 FR 27452 (May 10, 2013) (SR-NYSEArca-2013-41) (Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Schedule of the NYSE Arca Options Proprietary Market Data Fees). 
                        <E T="03">See also</E>
                         Securities Exchange Act Release No. 68005 (October 9, 2012), 77 FR 63362 (October 16, 2012) (SR-NYSEArca-2012-106) (Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for Certain Proprietary Options Market Data Products). 
                        <E T="03">See also</E>
                         Securities Exchange Act Release No. 69554 (May 10, 2013), 78 FR 28917 (May 16, 2013) (SR-NYSEArca-2013-47) (Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Non-Display Usage Fees and Amending the Professional End-User Fees for NYSE Arca Options Market Data). 
                        <E T="03">See also</E>
                         Securities Exchange Act Release No. 71933 (April 11, 2014), 79 FR 21821 (April 17, 2014) (SR-NYSEArca-2014-34) (Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Professional User Fees for NYSE Arca Options Market Data).
                    </P>
                </FTNT>
                <P>
                    The Exchange now proposes to offer ArcaBook for Arca Options—Complex on a standalone basis without charge beginning on May 1, 2014.
                    <SU>6</SU>
                    <FTREF/>
                     The Exchange intends to submit a separate proposed rule change to the Securities and Exchange Commission (“Commission”) prior to November 1, 2014 that would establish fees for ArcaBook for Arca Options—Complex effective as of that date.
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         ArcaBook for Arca Options—Complex would remain one of the six Arca Options Products for which the existing pricing would continue to apply.
                    </P>
                </FTNT>
                <P>The Exchange does not propose to make any other changes to the availability of, or fees for, other Arca Options Products.</P>
                <P>The proposed change is not otherwise intended to address any other issues, and the Exchange is not aware of any problems that vendors or subscribers would have in complying with the proposed change.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that the proposed rule change is consistent with Section 6(b) of the Act,
                    <SU>7</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Sections 6(b)(4) and 6(b)(5) of the Act,
                    <SU>8</SU>
                    <FTREF/>
                     in particular, because it provides for the equitable allocation of reasonable dues, fees, and other charges among its members, issuers and other persons using its facilities and does not unfairly discriminate between customers, issuers, brokers or dealers.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         15 U.S.C. 78f(b)(4) and (5).
                    </P>
                </FTNT>
                <P>
                    The Exchange believes that the proposed change is reasonable because it would allow for standalone access and subscription to ArcaBook for Arca Options—Complex, rather than requiring access and subscription to all six Arca Options Products. In this regard, the Exchange notes that some vendors of and subscribers to the Arca Options Products currently utilize only ArcaBook for Arca Options—Complex. This proposed change is also reasonable because it would make ArcaBook for Arca Options—Complex more widely accessible, thereby incentivizing greater use of, and interaction with, the Exchange's Complex Order Book and leading to greater amounts of liquidity on the Complex Order Book, specifically, and on the Exchange, generally. The proposed change is also reasonable because at least one other option market currently makes standalone complex order market data products available and charges related fees.
                    <SU>9</SU>
                    <FTREF/>
                     However, subscription to all six Arca Options Products would remain available.
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See, e.g.,</E>
                         the Chicago Board Options Exchange, Inc. (“CBOE”) “Complex Order Book Feed” product and pricing information, available at 
                        <E T="03">https://www.cboe.org/MDX/CSM/OBOOKMain.aspx.</E>
                    </P>
                </FTNT>
                <P>
                    The Exchange believes that it is equitable and not unfairly discriminatory to make ArcaBook for Arca Options—Complex available free of charge until November 1, 2014 because it would provide an opportunity for vendors and subscribers to determine whether the standalone market data product, without the other 
                    <PRTPAGE P="26278"/>
                    five Arca Options Products, suits their needs. This would also be similar to the manner in which CBOE made its “Complex Order Book Feed” available to market participants free of charge for approximately two months before subsequently charging related fees.
                    <SU>10</SU>
                    <FTREF/>
                     Other exchanges also provide certain market data products entirely free of charge or free for at least a certain period of time.
                    <SU>11</SU>
                    <FTREF/>
                     This would also be equitable and not unfairly discriminatory because the product would be free during this time period to any vendor or subscriber. A period during which the product is available free of charge would also further contribute to greater use of, and interaction with, the Exchange's Complex Order Book.
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release Nos. 70118 (August 5, 2013), 78 FR 48757 (August 9, 2013) (SR-CBOE-2013-070) and 70683 (October 15, 2013), 78 FR 62798 (October 22, 2013) (SR-CBOE-2013-087).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         For example, NASDAQ OMX BX (“BX”) provides a 30-day free trial related to its options market data. 
                        <E T="03">See</E>
                         Chapter XV, Section 4(g) of the BX Rules and Securities Exchange Act Release No. 69821 (June 21, 2013), 78 FR 38757 (June 27, 2013) (SR-BX-2013-040). BX similarly provided its “BX TotalView” data feed for free for its first year of operation and also recently reduced the “Extranet Access Fee” from $1,000 per recipient per month to free. 
                        <E T="03">See</E>
                         Securities Exchange Act Release Nos. 59615 (March 20, 2009), 74 FR 14604 (March 31, 2009) (SR-BX-2009-005) and 71506 (February 7, 2014), 79 FR 8769 (February 13, 2014) (SR-BX-2014-008). BATS Exchange, Inc. (“BATS”) also offers several market data feeds, but only charges for three of them (“PITCH,” “TOP” and “Last Sale”). A list of the available BATS market data feeds is available at 
                        <E T="03">http://www.batstrading.com/market_data/products/</E>
                         and the feeds for which fees apply are available at 
                        <E T="03">http://cdn.batstrading.com/resources/regulation/BATS_US_Market_Data_Price_List.pdf.</E>
                    </P>
                </FTNT>
                <P>The Exchange also notes that purchasing Arca Options Products is entirely optional. Firms are not required to purchase them and have a wide variety of alternative options market data products from which to choose. Moreover, the Exchange is not required to make these proprietary data products available or to offer any specific pricing alternatives to any customers.</P>
                <P>
                    The decision of the United States Court of Appeals for the District of Columbia Circuit in 
                    <E T="03">NetCoalition</E>
                     v. 
                    <E T="03">SEC,</E>
                     615 F.3d 525 (D.C. Cir. 2010), upheld reliance by the Commission upon the existence of competitive market mechanisms to set reasonable and equitably allocated fees for proprietary market data:
                </P>
                <EXTRACT>
                    <P>In fact, the legislative history indicates that the Congress intended that the market system `evolve through the interplay of competitive forces as unnecessary regulatory restrictions are removed' and that the SEC wield its regulatory power `in those situations where competition may not be sufficient,' such as in the creation of a `consolidated transactional reporting system.'</P>
                </EXTRACT>
                <P>
                    <E T="03">Id.</E>
                     at 535 (quoting H.R. Rep. No. 94-229 at 92 (1975), 
                    <E T="03">as reprinted in</E>
                     1975 U.S.C.C.A.N. 323). The court agreed with the Commission's conclusion that “Congress intended that `competitive forces should dictate the services and practices that constitute the U.S. national market system for trading equity securities.' ” 
                    <SU>12</SU>
                    <FTREF/>
                     The Exchange believes that this is also true with respect to options markets.
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">NetCoalition,</E>
                         615 F.3d at 535.
                    </P>
                </FTNT>
                <P>
                    As explained below in the Exchange's Statement on Burden on Competition, the Exchange believes that there is substantial evidence of competition in the marketplace for data and that the Commission can rely upon such evidence in concluding that the fees proposed in this filing are the product of competition and therefore satisfy the relevant statutory standards.
                    <SU>13</SU>
                    <FTREF/>
                     In addition, the existence of alternatives to these data products, such as options data from other sources, as described below, further ensures that the Exchange cannot set unreasonable fees, or fees that are unreasonably discriminatory, when vendors and subscribers can elect such alternatives.
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         Section 916 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”) amended paragraph (A) of Section 19(b)(3) of the Act, 15 U.S.C. 78s(b)(3), to make clear that all exchange fees for market data may be filed by exchanges on an immediately effective basis.
                    </P>
                </FTNT>
                <P>
                    As the 
                    <E T="03">NetCoalition</E>
                     decision noted, the Commission is not required to undertake a cost-of-service or ratemaking approach.
                    <SU>14</SU>
                    <FTREF/>
                     The Exchange believes that, even if it were possible as a matter of economic theory, cost-based pricing for non-core market data would be so complicated that it could not be done practically.
                    <SU>15</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">NetCoalition,</E>
                         615 F.3d at 536.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         The Exchange believes that cost-based pricing would be impractical because it would create enormous administrative burdens for all parties, including the Commission, to cost-regulate a large number of participants and standardize and analyze extraordinary amounts of information, accounts, and reports. In addition, and as described below, it is impossible to regulate market data prices in isolation from prices charged by markets for other services that are joint products. Cost-based rate regulation would also lead to litigation and may distort incentives, including those to minimize costs and to innovate, leading to further waste. Under cost-based pricing, the Commission would be burdened with determining a fair rate of return, and the industry could experience frequent rate increases based on escalating expense levels. Even in industries historically subject to utility regulation, cost-based ratemaking has been discredited. As such, the Exchange believes that cost-based ratemaking would be inappropriate for proprietary market data and inconsistent with Congress's direction that the Commission use its authority to foster the development of the national market system, and that market forces will continue to provide appropriate pricing discipline. 
                        <E T="03">See</E>
                         Appendix C to NYSE's comments to the Commission's 2000 Concept Release on the Regulation of Market Information Fees and Revenues, which can be found on the Commission's Web site at 
                        <E T="03">http://www.sec.gov/rules/concept/s72899/buck1.htm.</E>
                    </P>
                </FTNT>
                <P>For these reasons, the Exchange believes that the proposed fees are reasonable, equitable, and not unfairly discriminatory.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>
                    In accordance with Section 6(b)(8) of the Act,
                    <SU>16</SU>
                    <FTREF/>
                     the Exchange believes that the proposed rule change would not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. An exchange's ability to price its proprietary data products is constrained by actual competition for the sale of proprietary data products, the joint product nature of exchange platforms, and the existence of alternatives to the Exchange's proprietary data.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         15 U.S.C. 78f(b)(8).
                    </P>
                </FTNT>
                <P>
                    <E T="03">The Existence of Actual Competition.</E>
                     The market for proprietary options data products is currently competitive and inherently contestable because there is fierce competition for the inputs necessary for the creation of proprietary data and strict pricing discipline to the proprietary products themselves. Numerous exchanges compete with each other for options trades and sales of options market data itself, providing virtually limitless opportunities for entrepreneurs who wish to compete in any or all of those areas, including producing and distributing their own options market data. Proprietary options data products are produced and distributed by each individual exchange, as well as other entities, in a vigorously competitive market.
                </P>
                <P>
                    Competitive markets for order flow, executions, and transaction reports provide pricing discipline for the inputs of proprietary options data products and therefore constrain markets from overpricing proprietary market data. The U.S. Department of Justice has acknowledged the aggressive competition among exchanges, including for the sale of proprietary market data itself. In 2011, Assistant Attorney General Christine Varney stated that exchanges “compete head to head to offer real-time equity data products. These data products include the best bid and offer of every exchange and information on each equity trade, including the last sale.” 
                    <SU>17</SU>
                    <FTREF/>
                     Similarly, the 
                    <PRTPAGE P="26279"/>
                    options markets vigorously compete with respect to options data products.
                    <SU>18</SU>
                    <FTREF/>
                     It is common for broker-dealers to further exploit this recognized competitive constraint by sending their order flow and transaction reports to multiple markets, rather than providing them all to a single market.
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         Press Release, U.S. Department of Justice, Assistant Attorney General Christine Varney Holds Conference Call Regarding NASDAQ OMX Group Inc. and IntercontinentalExchange Inc. Abandoning 
                        <PRTPAGE/>
                        Their Bid for NYSE Euronext (May 16, 2011), available at 
                        <E T="03">http://www.justice.gov/iso/opa/atr/speeches/2011/at-speech-110516.html.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Securities Exchange Act Release No. 67466 (July 19, 2012), 77 FR 43629 (July 25, 2012) (SR-Phlx-2012-93), which describes a variety of options market data products and their pricing.
                    </P>
                </FTNT>
                <P>In addition, in the case of products that are distributed through market data vendors, the market data vendors themselves provide additional price discipline for proprietary data products because they control the primary means of access to certain end users. These vendors impose price discipline based upon their business models. For example, vendors that assess a surcharge on data they sell are able to refuse to offer proprietary products that their end users do not or will not purchase in sufficient numbers. Vendors will not elect to make available the Arca Options Products unless their customers request them, and data recipients with Professional Users will not elect to purchase them unless they can be used for profit-generating purposes. All of these operate as constraints on pricing proprietary data products.</P>
                <P>
                    <E T="03">Joint Product Nature of Exchange Platform.</E>
                     Transaction execution and proprietary data products are complementary in that market data is both an input and a byproduct of the execution service. In fact, market data and trade execution are a paradigmatic example of joint products with joint costs. The decision whether and on which platform to post an order will depend on the attributes of the platforms where the order can be posted, including the execution fees, data quality, and price and distribution of their data products. The more trade executions a platform does, the more valuable its market data products become. Further, data products are valuable to many end-users only insofar as they provide information that end-users expect will assist them in making trading decisions. In that respect, the Exchange believes that the Arca Options Products offer options market data information that is useful for professionals in making trading decisions.
                </P>
                <P>The costs of producing market data include not only the costs of the data distribution infrastructure, but also the costs of designing, maintaining, and operating the exchange's transaction execution platform and the cost of regulating the exchange to ensure its fair operation and maintain investor confidence. The total return that a trading platform earns reflects the revenues it receives from both products and the joint costs it incurs. Moreover, an exchange's broker-dealer customers view the costs of transaction executions and market data as a unified cost of doing business with the exchange.</P>
                <P>
                    Other market participants have noted that the liquidity provided by the order book, trade execution, core market data, and non-core market data are joint products of a joint platform and have common costs.
                    <SU>19</SU>
                    <FTREF/>
                     The Exchange also notes that the economics literature confirms that there is no way to allocate common costs between joint products that would shed any light on competitive or efficient pricing.
                    <SU>20</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 62887 (Sept. 10, 2010), 75 FR 57092, 57095 (Sept. 17, 2010) (SR-Phlx-2010-121); Securities Exchange Act Release No. 62907 (Sept. 14, 2010), 75 FR 57314, 57317 (Sept. 20, 2010) (SR-NASDAQ-2010-110); and Securities Exchange Act Release No. 62908 (Sept. 14, 2010), 75 FR 57321, 57324 (Sept. 20, 2010) (SR-NASDAQ-2010-111) (“all of the exchange's costs are incurred for the unified purposes of attracting order flow, executing and/or routing orders, and generating and selling data about market activity. The total return that an exchange earns reflects the revenues it receives from the joint products and the total costs of the joint products.”); 
                        <E T="03">see also</E>
                         Securities Exchange Act Release Nos. 71217 (Dec. 31, 2013), 79 FR 875, 877 (Jan. 7, 2014) (SR-NASDAQ-2013-162) and 70945 (Nov. 26, 2013), 78 FR 72740, 72741 (Dec. 3, 2013) (SR-NASDAQ-2013-142) (“Transaction execution and proprietary data products are complementary in that market data is both an input and a byproduct of the execution service. In fact, market data and trade execution are a paradigmatic example of joint products with joint costs.”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See generally</E>
                         Mark Hirschey, Fundamentals of Managerial Economics, at 600 (2009) (“It is important to note, however, that although it is possible to determine the separate marginal costs of goods produced in variable proportions, it is impossible to determine their individual average costs. This is because common costs are expenses necessary for manufacture of a joint product. Common costs of production—raw material and equipment costs, management expenses, and other overhead—cannot be allocated to each individual by-product on any economically sound basis. . . . Any allocation of common costs is wrong and arbitrary.”). This is not new economic theory. 
                        <E T="03">See, e.g.,</E>
                         F. W. Taussig, “A Contribution to the Theory of Railway Rates,” Quarterly Journal of Economics V(4) 438, 465 (July 1891) (“Yet, surely, the division is purely arbitrary. These items of cost, in fact, are jointly incurred for both sorts of traffic; and I cannot share the hope entertained by the statistician of the Commission, Professor Henry C. Adams, that we shall ever reach a mode of apportionment that will lead to trustworthy results.”).
                    </P>
                </FTNT>
                <P>Analyzing the cost of market data product production and distribution in isolation from the cost of all of the inputs supporting the creation of market data and market data products will inevitably underestimate the cost of the data and data products. Thus, because it is impossible to obtain the data inputs to create market data products without a fast, technologically robust, and well-regulated execution system, system costs and regulatory costs affect the price of both obtaining the market data itself and creating and distributing market data products. It would be equally misleading, however, to attribute all of an exchange's costs to the market data portion of an exchange's joint products. Rather, all of an exchange's costs are incurred for the unified purposes of attracting order flow, executing and/or routing orders, and generating and selling data about market activity. The total return that an exchange earns reflects the revenues it receives from the joint products and the total costs of the joint products.</P>
                <P>
                    The level of competition and contestability in the market is evident in the numerous alternative venues that compete for order flow, including 12 self-regulatory organization (“SRO”) options markets, two of which were approved in the last two years.
                    <SU>21</SU>
                    <FTREF/>
                     The Exchange believes that these new entrants demonstrate that competition is robust.
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release Nos. 70050 (July 26, 2013), 78 FR 46622 (August 1, 2013) (File No. 10-209) and 68341 (December 3, 2012), 77 FR 73065 (December 7, 2012) (File No. 10-207).
                    </P>
                </FTNT>
                <P>Each SRO market competes to produce transaction reports via trade executions. Competition among trading platforms can be expected to constrain the aggregate return that each platform earns from the sale of its joint products, but different platforms may choose from a range of possible, and equally reasonable, pricing strategies as the means of recovering total costs. For example, some platforms may choose to pay rebates to attract orders, charge relatively low prices for market data products (or provide market data products free of charge), and charge relatively high prices for accessing posted liquidity. Other platforms may choose a strategy of paying lower rebates (or no rebates) to attract orders, setting relatively high prices for market data products, and setting relatively low prices for accessing posted liquidity. In this environment, there is no economic basis for regulating maximum prices for one of the joint products in an industry in which suppliers face competitive constraints with regard to the joint offering.</P>
                <P>
                    <E T="03">Existence of Alternatives.</E>
                     The large number of SROs that currently produce proprietary data or are currently capable of producing it provides further pricing discipline for proprietary data products. Each SRO is currently permitted to produce proprietary data products, and 
                    <PRTPAGE P="26280"/>
                    many currently do or have announced plans to do so, including but not limited to the Exchange; NYSE MKT LLC; CBOE; C2 Options Exchange, Incorporated; International Securities Exchange, LLC; NASDAQ; Phlx; BX; BATS Exchange, Inc. (“BATS”); and Miami International Securities Exchange LLC. Because market data users can thus find suitable substitutes for most proprietary market data products,
                    <SU>22</SU>
                    <FTREF/>
                     a market that overprices its market data products stands a high risk that users may substitute another source of market data information for its own.
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">See supra</E>
                         note 18.
                    </P>
                </FTNT>
                <P>
                    In addition to the competition and price discipline described above, the market for proprietary data products is also highly contestable because market entry is rapid, inexpensive, and profitable. The history of electronic trading is replete with examples of entrants that swiftly grew into some of the largest electronic trading platforms and proprietary data producers: Archipelago, Bloomberg Tradebook, Island, RediBook, Attain, TrackECN, BATS, and Direct Edge. Two new options exchanges have been approved by the SEC in the last two years alone.
                    <SU>23</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         
                        <E T="03">See supra</E>
                         note 21.
                    </P>
                </FTNT>
                <P>In establishing the proposed fees, the Exchange considered the competitiveness of the market for proprietary options data and all of the implications of that competition. The Exchange believes that it has considered all relevant factors and has not considered irrelevant factors in order to establish fair, reasonable, and not unreasonably discriminatory fees and an equitable allocation of fees among all users. The existence of numerous alternatives to the Exchange's products, including proprietary data from other sources, ensures that the Exchange cannot set unreasonable fees, or fees that are unreasonably discriminatory, when vendors and subscribers can elect these alternatives or choose not to purchase a specific proprietary data product if its cost to purchase is not justified by the returns any particular vendor or subscriber would achieve through the purchase.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>No written comments were solicited or received with respect to the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The foregoing rule change is effective upon filing pursuant to Section 19(b)(3)(A) 
                    <SU>24</SU>
                    <FTREF/>
                     of the Act and subparagraph (f)(2) of Rule 19b-4 
                    <SU>25</SU>
                    <FTREF/>
                     thereunder, because it establishes a due, fee, or other charge imposed by the Exchange.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         17 CFR 240.19b-4(f)(2).
                    </P>
                </FTNT>
                <P>
                    At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19(b)(2)(B) 
                    <SU>26</SU>
                    <FTREF/>
                     of the Act to determine whether the proposed rule change should be approved or disapproved.
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         15 U.S.C. 78s(b)(2)(B).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov</E>
                    . Please include File Number SR-NYSEARCA-2014-51 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to File Number SR-NYSEARCA-2014-51. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Section, 100 F Street NE., Washington, DC 20549-1090, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing will also be available for inspection and copying at the NYSE's principal office and on its Internet Web site at 
                    <E T="03">www.nyse.com.</E>
                     All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NYSEARCA-2014-51 and should be submitted on or before May 28, 2014.
                </FP>
                <SIG>
                    <FP>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>27</SU>
                        <FTREF/>
                    </FP>
                    <FTNT>
                        <P>
                            <SU>27</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Kevin M. O'Neill,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10388 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-72069; File No. SR-BX-2014-023]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Quarterly Options Series Program</SUBJECT>
                <DATE>May 1, 2014.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that, on April 25, 2014, NASDAQ OMX BX, Inc. (“BX” or “Exchange”), filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    BX proposes a rule change to amend Chapter IV (Securities Traded on BX 
                    <PRTPAGE P="26281"/>
                    Options), Supplementary Material .04(c) to Section 6 (Series of Options Contracts Open for Trading) of the BX Options Market in order to modify the Quarterly Options Series (“QOS”) Program to eliminate the cap on the number of additional series that may be listed per expiration month for each QOS in exchange-traded fund (“ETF”) options.
                </P>
                <P>
                    The text of the proposed rule change is attached hereto as 
                    <E T="03">Exhibit 5.</E>
                </P>
                <P>
                    The text of the proposed rule change is available from BX's Web site at 
                    <E T="03">http://nasdaqomxbx.cchwallstreet.com</E>
                    , at BX's principal office, and at the Commission's Public Reference Room.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>The purpose of this filing is to amend Chapter IV, Supplementary Material .04(c) to Section 6 to modify the QOS Program to eliminate the cap on the number of additional series that may be listed per expiration month for each QOS in ETF options. This filing does not propose any substantive changes to the QOS Program.</P>
                <P>
                    The Exchange is proposing to amend its Chapter IV, Supplementary Material .04(c) to Section 6 to align its rules with those of other options exchanges that do not have a cap on the number of additional series that may be listed per expiration month for each QOS in ETF options.
                    <SU>3</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 71080 (December 16, 2013), 78 FR 77191 (December 20, 2103) (notice of filing and immediate effectiveness of SR-CBOE-2013-125) (the “CBOE Filing”). 
                        <E T="03">See also</E>
                         Securities Exchange Act Release Nos. 70854 (November 13, 2013), 78 FR 69465 (November 19, 2103) (notice of filing and immediate effectiveness of SR-NYSEMKT-2013-90); and 70855 (November 13, 2013), 78 FR 69493 (November 19, 2013) (notice of filing and immediate effectiveness of SR-NYSEArca-2013-120) (collectively, the “NYSE Filings”).
                    </P>
                </FTNT>
                <P>As set out in Supplementary Material .04 to Section 6, the Exchange may list QOS up to five currently listed options classes that are either index options or options on ETFs. The Exchange may also list QOS on any option classes that are selected by other securities exchanges that employ a similar program under their respective rules. Currently, for each QOS in ETF options that has been initially listed on the Exchange, the Exchange may list up to 60 additional series per expiration month. The Exchange now proposes to delete the 60 additional series cap.</P>
                <P>
                    The Exchange notes that its proposal would also make the treatment of additional QOS series in ETF options consistent with the treatment of additional QOS series in stock index options.
                    <SU>4</SU>
                    <FTREF/>
                     While these QOS Programs are similar, the QOS Program in stock index options does not place a cap on the number of additional series that the Exchange may list per expiration month for each QOS in index options. Elimination of the cap set forth in Supplementary Material .04(c) to Section 6, therefore, would result in similar regulatory treatment in respect of additional series in ETF options and additional series in index options. The Exchange also notes that it is not subject to the same series limitations for other programs including options series with weekly expirations.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Chapter XIV, Section 11(g), which governs the QOS for index options.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Chapter IV, Supplementary Material .07 to Section 6, for example, governs the Exchange's Short Term Options (“STOs”, which are also known as “Weeklys”) Series Program. Supplementary Material .07 sets a maximum number of thirty (30) currently listed strikes on which Short Term Option Series may be opened. The Exchange also may list Short Term Option Series on any option classes that are selected by other securities exchanges that employ a similar program under their respective rules. If the Exchange opens less than twenty (20) Short Term Option Series, additional series may be opened for trading on the Exchange when the Exchange deems it necessary to maintain an orderly market, to meet customer demand or when the market price of the underlying security moves substantially from the exercise price or prices of the series already opened. Any additional strike prices listed by the Exchange shall be within thirty percent (30%) above or below the current price of the underlying security. The Exchange may also open additional strike prices of Short Term Option Series that are more than 30% above or below the current price of the underlying security provided that demonstrated customer interest exists for such series, as expressed by institutional, corporate or individual customers or their brokers (Market-Makers trading for their own account shall not be considered when determining customer interest under this provision).
                    </P>
                </FTNT>
                <P>The Exchange believes the elimination of the cap would also help market participants meet their investment objective by providing expanded opportunities to roll ETF options into later quarters. Because of the current cap, however, the Exchange may not be able to list the appropriate series to do so. Elimination of the cap would allow the Exchange to meet the investment needs of market participants in such situations. Elimination of the cap would also allow the Exchange to react to moving markets by adding appropriate strike prices closer to the underlying security. The Exchange believes that the proposed change would provide market participants with the ability to better tailor their trading to meet their investment objectives, including hedging securities positions, by permitting the Exchange to list additional QOS in ETF options that meet such objectives. With regard to the impact of this proposal on system capacity, the Exchange represents that it and the Options Price Reporting Authority (“OPRA”) have the necessary systems capacity to handle any potential additional traffic associated with this current amendment to the QOS Program. The Exchange believes that its members will not have a capacity issue as a result of this proposal. The Exchange also represents that it does not believe this expansion will cause fragmentation to liquidity.</P>
                <P>
                    To help ensure that only active options series are listed, the Exchange has in place procedures to delist inactive series. Chapter IV, Supplementary Material .04 to Section 6 requires the Exchange to review, on a monthly basis, the QOS Program series that are outside a range of five (5) strikes above and five (5) strikes below the current price of the underlying ETF, and delist series with no open interest in both the put and the call series having: (a) A strike higher than the highest strike price with open interest in the put and/or call series for a given expiration month; or (b) a strike lower than the lowest strike price with open interest in the put and/or call series for a given expiration month.
                    <SU>6</SU>
                    <FTREF/>
                     The Exchange believes this provision helps to maintain capacity to handle quote traffic.
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         Chapter IV, Supplementary Material .04(f) to Section 6.
                    </P>
                </FTNT>
                <HD SOURCE="HD3"> 2. Statutory Basis</HD>
                <P>
                    The Exchange believes the proposed rule change is consistent with the Act and the rules and regulations thereunder applicable to the Exchange and, in particular, the requirements of Section 6(b) of the Act.
                    <SU>7</SU>
                    <FTREF/>
                     Specifically, the Exchange believes the proposed rule change is consistent with the Section 6(b)(5) 
                    <SU>8</SU>
                    <FTREF/>
                     requirements that the rules of an exchange be designed to prevent fraudulent and manipulative acts and 
                    <PRTPAGE P="26282"/>
                    practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in regulating, clearing, settling, processing information with respect to, and facilitating transactions in securities, to remove impediments to and perfect the mechanism of a free and open market and a national market system, and, in general, to protect investors and the public interest.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <P>In particular, the Exchange believes that the proposed rule change is designed to remove impediments to and perfect the mechanism of a free and open market because it will expand the investment options available to investors and will allow for more efficient risk management. The Exchange believes that removing the cap on the number of QOS in ETF options permitted to be listed on the Exchange will result in a continuing benefit to investors by giving them more flexibility to closely tailor their investment and hedging decisions to their needs, and, therefore, the proposal is designed to protect investors and the public interest. In addition, the elimination of the cap will, as discussed, make the treatment of additional QOS series in ETF options consistent with most options exchanges, and consistent with the treatment of additional QOS series in index options on the Exchange, thus resulting in similar regulatory treatment for similar option products.</P>
                <P>With regard to the impact of this proposal on system capacity, the Exchange has noted that it and OPRA have the necessary systems capacity to handle any potential additional traffic associated with this current amendment to the QOS Program. The Exchange believes that its members will not have a capacity issue as a result of this proposal. The Exchange also represents that it does not believe this expansion will cause fragmentation to liquidity.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act. To the contrary, the Exchange believes that the proposed rule change will relieve any burden on, and in fact will promote, competition. The elimination of the cap on additional series in the QOS program will benefit investors by providing more flexibility to more closely tailor their investment and hedging decisions.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>The Exchange has not solicited, and does not intend to solicit, comments on this proposed rule change. The Exchange has not received any written comments from members or other interested parties.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    Because the proposed rule change does not (i) significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; and (iii) become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, the proposed rule change has become effective pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>9</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder.
                    <SU>10</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         17 CFR 240.19b-4(f)(6). As required under Rule 19b-4(f)(6)(iii), the Exchange provided the Commission with written notice of its intent to file the proposed rule change, along with a brief description and the text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission.
                    </P>
                </FTNT>
                <P>
                    The Exchange has asked the Commission to waive the 30-day operative delay so that the proposal may become operative immediately upon filing. The Exchange stated that waiver of this requirement will allow the Exchange to compete with other options exchanges proposing similar changes without putting the Exchange at a competitive disadvantage. The Exchange also stated that the proposal protects investors and is in the public interest because it fosters competition by allowing the QOS Program to increase on more than one exchange. For these reasons, the Commission believes that the proposed rule change presents no novel issues and that waiver of the 30-day operative delay is consistent with the protection of investors and the public interest; and will allow the Exchange to remain competitive with other exchanges. Therefore, the Commission designates the proposed rule change to be operative upon filing.
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         For purposes only of waiving the 30-day operative delay, the Commission has also considered the proposed rule's impact on efficiency, competition, and capital formation. 
                        <E T="03">See</E>
                         15 U.S.C. 78c(f).
                    </P>
                </FTNT>
                <P>At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings to determine whether the proposed rule should be approved or disapproved.</P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov</E>
                    . Please include File Number SR-BX-2014-023 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to File Number SR-BX-2014-023. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street, NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-BX-
                    <PRTPAGE P="26283"/>
                    2014-023 and should be submitted on or before May 28, 2014.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>12</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>12</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Kevin M. O'Neill,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10385 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-72077; File No. SR-NASDAQ-2014-035]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AdvisorShares Sunrise Global Multi-Strategy ETF of AdvisorShares Trust</SUBJECT>
                <DATE>May 1, 2014.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on April 22, 2014, The NASDAQ Stock Market LLC (“Nasdaq” or the “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by Nasdaq. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of the Substance of the Proposed Rule Change</HD>
                <P>
                    Nasdaq proposes to list and trade the shares of the AdvisorShares Sunrise Global Multi-Strategy ETF (the “Fund”) of the AdvisorShares Trust (the “Trust”) under Nasdaq Rule 5735 (“Managed Fund Shares”).
                    <SU>3</SU>
                    <FTREF/>
                     The shares of the Fund are collectively referred to herein as the “Shares.”
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         The Commission approved Nasdaq Rule 5735 in Securities Exchange Act Release No. 57962 (June 13, 2008) 73 FR 35175 (June 20, 2008) (SR-NASDAQ-2008-039). There are already multiple actively-managed funds listed on the Exchange; 
                        <E T="03">see</E>
                         Securities Exchange Act Release No. 66489 (February 29, 2012), 77 FR 13379 (March 6, 2012) (SR-NASDAQ-2012-004) (order approving listing and trading of WisdomTree Emerging Markets Corporate Bond Fund). Additionally, the Commission has previously approved the listing and trading of a number of actively-managed WisdomTree funds on NYSE Arca, Inc. pursuant to Rule 8.600 of that exchange. 
                        <E T="03">See, e.g.,</E>
                         Securities Exchange Act Release No. 64643 (June 10, 2011), 76 FR 35062 (June 15, 2011) (SR-NYSEArca-2011-21) (order approving listing and trading of WisdomTree Global Real Return Fund). The Exchange believes the proposed rule change raises no significant issues not previously addressed in those prior Commission orders.
                    </P>
                </FTNT>
                <P>
                    The text of the proposed rule change is available at 
                    <E T="03">http://nasdaq.cchwallstreet.com/,</E>
                     at Nasdaq's principal office, and at the Commission's Public Reference Room.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, Nasdaq included statements concerning the purpose of, and basis for, the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. Nasdaq has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The Exchange proposes to list and trade the Shares of the Fund under Nasdaq Rule 5735, which governs the listing and trading of Managed Fund Shares 
                    <SU>4</SU>
                    <FTREF/>
                     on the Exchange. The Fund will be an actively managed exchange-traded fund (“ETF”). The Shares will be offered by the Trust, which was established as a Delaware statutory trust on July 30, 2007.
                    <SU>5</SU>
                    <FTREF/>
                     The Trust is registered with the Commission as an investment company and has filed a registration statement on Form N-1A (“Registration Statement”) with the Commission.
                    <SU>6</SU>
                    <FTREF/>
                     The Fund is a series of the Trust.
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         A Managed Fund Share is a security that represents an interest in an investment company registered under the Investment Company Act of 1940 (15 U.S.C. 80a-1) (the “1940 Act”) organized as an open-end investment company or similar entity that invests in a portfolio of securities selected by its investment adviser consistent with its investment objectives and policies. In contrast, an open-end investment company that issues Index Fund Shares, listed and traded on the Exchange under Nasdaq Rule 5705, seeks to provide investment results that correspond generally to the price and yield performance of a specific foreign or domestic stock index, fixed income securities index or combination thereof.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         The Commission has issued an order granting certain exemptive relief to the Trust under the 1940 Act (the “Exemptive Order”). 
                        <E T="03">See</E>
                         Investment Company Act Release No. 28822 (July 20, 2009) (File No. 812-13677). In compliance with Nasdaq Rule 5735(b)(5), which applies to Managed Fund Shares based on an international or global portfolio, the Trust's application for exemptive relief under the 1940 Act states that the Fund will comply with the federal securities laws in accepting securities for deposits and satisfying redemptions with redemption securities, including that the securities accepted for deposits and the securities used to satisfy redemption requests are sold in transactions that would be exempt from registration under the Securities Act of 1933 (15 U.S.C. 77a).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Registration Statement on Form N-1A for the Trust filed on October 9, 2013 (File Nos. 333-157876 and 811-22110). The descriptions of the Fund and the Shares contained herein are based, in part, on information in the Registration Statement.
                    </P>
                </FTNT>
                <P>AdvisorShares Investments, LLC will be the investment adviser (“Adviser”) to the Fund. Sunrise Capital Partners LLC will be the investment sub-adviser (“Sub-Adviser”) to the Fund. Foreside Fund Services, LLC (the “Distributor”) will be the principal underwriter and distributor of the Fund's Shares. The Bank of New York Mellon (“BNY Mellon”) will act as the administrator, accounting agent, custodian, and transfer agent to the Fund.</P>
                <P>
                    Paragraph (g) of Rule 5735 provides that if the investment adviser to the investment company issuing Managed Fund Shares is affiliated with a broker-dealer, such investment adviser shall erect a “fire wall” between the investment adviser and the broker-dealer with respect to access to information concerning the composition and/or changes to such investment company portfolio.
                    <SU>7</SU>
                    <FTREF/>
                     In addition, paragraph (g) further requires that personnel who make decisions on the open-end fund's portfolio composition must be subject to procedures designed to prevent the use and dissemination of material, non-public information regarding the open-end fund's portfolio. Rule 5735(g) is similar to Nasdaq Rule 5705(b)(5)(A)(i); however, paragraph (g) in connection with the establishment of a “fire wall” between the investment adviser and the broker-dealer reflects the applicable open-end fund's 
                    <PRTPAGE P="26284"/>
                    portfolio, not an underlying benchmark index, as is the case with index-based funds. Neither the Adviser nor the Sub-Adviser is a broker-dealer or affiliated with a broker-dealer. In the event (a) the Adviser or the Sub-Adviser becomes newly affiliated with a broker-dealer or registers as a broker-dealer, or (b) any new adviser or sub-adviser is a registered broker-dealer or becomes affiliated with a broker-dealer, it will implement a fire wall with respect to its relevant personnel and/or such broker-dealer affiliate, if applicable, regarding access to information concerning the composition and/or changes to the portfolio and will be subject to procedures designed to prevent the use and dissemination of material non-public information regarding such portfolio.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         An investment adviser to an open-end fund is required to be registered under the Investment Advisers Act of 1940 (the “Advisers Act”). As a result, the Adviser and its related personnel are subject to the provisions of Rule 204A-1 under the Advisers Act relating to codes of ethics. This Rule requires investment advisers to adopt a code of ethics that reflects the fiduciary nature of the relationship to clients as well as compliance with other applicable securities laws. Accordingly, procedures designed to prevent the communication and misuse of non-public information by an investment adviser must be consistent with Rule 204A-1 under the Advisers Act. In addition, Rule 206(4)-7 under the Advisers Act makes it unlawful for an investment adviser to provide investment advice to clients unless such investment adviser has (i) adopted and implemented written policies and procedures reasonably designed to prevent violation, by the investment adviser and its supervised persons, of the Advisers Act and the Commission rules adopted thereunder; (ii) implemented, at a minimum, an annual review regarding the adequacy of the policies and procedures established pursuant to subparagraph (i) above and the effectiveness of their implementation; and (iii) designated an individual (who is a supervised person) responsible for administering the policies and procedures adopted under subparagraph (i) above.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">AdvisorShares Sunrise Global Multi-Strategy ETF</HD>
                <HD SOURCE="HD3">Principal Investments</HD>
                <P>
                    According to the Registration Statement, the Fund's investment objective will be to provide long-term total returns by investing long and short in a variety of asset classes and investment strategies. The Fund will be an actively managed ETF that seeks to achieve its investment objective by utilizing a diversified multi-asset strategy that invests both long and short, in numerous global markets to gain diversified exposure to equity securities and sectors. To obtain such exposure, the Sub-Adviser will invest in exchange traded funds (“ETFs”) 
                    <SU>8</SU>
                    <FTREF/>
                     and other exchange traded products (together with ETFs, “ETPs”), as well as U.S. treasuries,
                    <SU>9</SU>
                    <FTREF/>
                     stock index futures, single stock futures, fixed income futures, currencies and currency futures. To the extent that the Fund invests in ETPs to gain exposure to a particular domestic or global market, the Fund is considered, in part, a “fund of funds.”
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         As described in the Registration Statement, an ETF is an investment company registered under the 1940 Act that holds a portfolio of securities. Many ETFs are designed to track the performance of a securities index, including industry, sector, country and region indexes. ETFs included in the Fund will be listed and traded in the U.S. on registered exchanges. The Fund may invest in the securities of ETFs in excess of the limits imposed under the 1940 Act pursuant to exemptive orders obtained by other ETFs and their sponsors from the Commission. The ETFs in which the Fund may invest include Index Fund Shares (as described in Nasdaq Rule 5705), Portfolio Depositary Receipts (as described in Nasdaq Rule 5705), and Managed Fund Shares (as described in Nasdaq Rule 5735). While the Fund may invest in inverse ETFs, the Fund will not invest in leveraged or inverse leveraged (
                        <E T="03">e.g.,</E>
                         2X or -3X) ETFs.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         Such securities will include securities that are issued or guaranteed by the U.S. Treasury, by various agencies of the U.S. government, or by various instrumentalities, which have been established or sponsored by the U.S. government. U.S. Treasury obligations are backed by the “full faith and credit” of the U.S. government. Securities issued or guaranteed by federal agencies and U.S. government-sponsored instrumentalities may or may not be backed by the full faith and credit of the U.S. government.
                    </P>
                </FTNT>
                <P>In seeking to achieve the Fund's investment objective, the Sub-Adviser will employ a proprietary multi-technique strategy that includes trend-following and momentum-utilizing trading methods, pattern recognition methods, and mean reversion methods, among others. The Fund's portfolio will vary greatly over time depending upon the investment opportunities presented by trading models. For example, during particularly active trading periods, the Fund may be invested in up to 50 different markets and, during particularly quiet trading periods, the Fund may be invested in only five or fewer different markets.</P>
                <P>The Fund may trade put and call options on securities, securities indices and currencies. The Fund may purchase put and call options on securities to protect against a decline in the market value of the securities in its portfolio or to anticipate an increase in the market value of securities that the Fund may seek to purchase in the future. The Fund may write covered call options on securities as a means of increasing the yield on its assets and as a means of providing limited protection against decreases in its market value. The Fund may purchase and write options on an exchange or over-the-counter.</P>
                <P>
                    According to the Registration Statement, the Fund may buy and sell futures contracts. The Fund will only enter into futures contracts that are traded on a national futures exchange regulated by the Commodities Futures Trading Commission (“CFTC”).
                    <SU>10</SU>
                    <FTREF/>
                     The Fund may use futures contracts and related options for bona fide hedging; attempting to offset changes in the value of securities held or expected to be acquired or be disposed of; attempting to gain exposure to a particular market, index or instrument; or other risk management purposes. The Fund may buy and sell index futures contracts with respect to any index that is traded on a recognized exchange.
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         To the extent the Fund invests in futures, options on futures or other instruments subject to regulation by the CFTC, it will do so in reliance on and in compliance with CFTC regulations in effect from time to time and in accordance with the Fund's policies. The Trust, on behalf of certain of its series, has filed a notice of eligibility for exclusion from the definition of the term “commodity pool operator” in accordance with CFTC Regulation 4.5. Therefore, neither the Trust nor the Fund is deemed to be a “commodity pool” or “commodity pool operator” with respect to the Fund under the Commodity Exchange Act (“CEA”), and they are not subject to registration or regulation as such under the CEA. In addition, as of the date of this filing, the Adviser is not deemed to be a “commodity pool operator” or “commodity trading adviser” with respect to the advisory services it provides to the Fund. The CFTC recently adopted amendments to CFTC Regulation 4.5 and has proposed additional regulatory requirements that may affect the extent to which the Fund invests in instruments that are subject to regulation by the CFTC and impose additional regulatory obligations on the Fund and the Adviser. The Fund reserves the right to engage in transactions involving futures, options thereon and swaps to the extent allowed by CFTC regulations in effect from time to time and in accordance with the Fund's policies.
                    </P>
                </FTNT>
                <P>The Fund may invest in structured notes, which are debt obligations that also contain an embedded derivative component with characteristics that adjust the obligation's risk/return profile. Generally, the performance of a structured note will track that of the underlying debt obligation and the derivative embedded within it. The Fund has the right to receive periodic interest payments from the issuer of the structured notes at an agreed-upon interest rate and a return of the principal at the maturity date.</P>
                <P>
                    On a day-to-day basis, the Fund may hold U.S. government issued securities, money market instruments,
                    <SU>11</SU>
                    <FTREF/>
                     cash, other cash equivalents, and ETPs that invest in these and other highly liquid instruments to collateralize its derivative positions.
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         For the Fund's purposes, money market instruments will include: short-term, high-quality securities issued or guaranteed by U.S. governments, agencies and instrumentalities; non-convertible corporate debt securities with remaining maturities of not more than 397 days that satisfy ratings requirements under Rule 2a-7 of the 1940 Act; money market mutual funds; and deposits and other obligations of U.S. and non-U.S. banks and financial institutions. As a related matter, according to the Registration Statement, the Fund may invest in shares of money market mutual funds to the extent permitted by the 1940 Act.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Other Investments</HD>
                <P>The Fund may invest in certificates of deposit issued against funds deposited in a bank or savings and loan association. In addition, the Fund may invest in bankers' acceptances, which are short-term credit instruments used to finance commercial transactions.</P>
                <P>
                    The Fund also may invest in fixed time deposits, which are bank obligations payable at a stated maturity date and bearing interest at a fixed rate. Additionally, the Fund may invest in commercial paper, which are short-term unsecured promissory notes. The Fund may invest in commercial paper rated A-1 or A-2 by Standard and Poor's Rating Services (“S&amp;P”) or Prime-1 or Prime-2 by Moody's Investors Service, Inc. (“Moody's) or, if unrated, judged by the Adviser to be of comparable quality. Together, these Other Investments will 
                    <PRTPAGE P="26285"/>
                    make up less than 20% of the Fund assets under normal circumstances.
                </P>
                <P>The Fund or an Underlying ETP may invest in exchange-traded equity securities, which represent ownership interests in a company or partnership and consist of common stocks, preferred stocks, warrants to acquire common stock, securities convertible into common stock, and investments in master limited partnerships.</P>
                <P>The Fund may invest in swap agreements, including, but not limited to, total return swaps, index swaps, and interest rate swaps. If used, swaps could be based on published and readily available reference prices of global equity, currency, fixed income and commodity indices. The Fund may utilize swap agreements in an attempt to gain exposure to the securities in a market without actually purchasing those securities, or to hedge a position. In seeking to establish a position in such instruments, the Fund may use swaps based on published indices, including international indices.</P>
                <HD SOURCE="HD3">Investment Restrictions</HD>
                <P>
                    According to the Registration Statement, the Fund may not invest more than 25% of the value of its total assets in securities of issuers in any one industry or group of industries. This restriction will not apply to obligations issued or guaranteed by the U.S. government, its agencies or instrumentalities, or securities of other investment companies.
                    <SU>12</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See</E>
                         Form N-1A, Item 9. The Commission has taken the position that a fund is concentrated if it invests more than 25% of the value of its total assets in any one industry. 
                        <E T="03">See, e.g.,</E>
                         Investment Company Act Release No. 9011 (October 30, 1975), 40 FR 54241 (November 21, 1975).
                    </P>
                </FTNT>
                <P>The Fund will not purchase securities of open-end or closed-end investment companies except in compliance with the 1940 Act.</P>
                <P>
                    The Fund may invest up to an aggregate amount of 15% of its net assets in illiquid assets (calculated at the time of investment).
                    <SU>13</SU>
                    <FTREF/>
                     The Fund will monitor its portfolio liquidity on an ongoing basis to determine whether, in light of current circumstances, an adequate level of liquidity is being maintained, and will consider taking appropriate steps in order to maintain adequate liquidity if, through a change in values, net assets, or other circumstances, more than 15% of the Fund's net assets are invested in illiquid assets. Illiquid assets include securities subject to contractual or other restrictions on resale and other instruments that lack readily available markets as determined in accordance with Commission staff guidance.
                    <SU>14</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         In reaching liquidity decisions, the Adviser may consider the following factors: the frequency of trades and quotes for the security; the number of dealers wishing to purchase or sell the security and the number of other potential purchasers; dealer undertakings to make a market in the security; and the nature of the security and the nature of the marketplace trades (
                        <E T="03">e.g.,</E>
                         the time needed to dispose of the security, the method of soliciting offers, and the mechanics of transfer).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         The Commission has stated that long-standing Commission guidelines have required open-end funds to hold no more than 15% of their net assets in illiquid securities and other illiquid assets. 
                        <E T="03">See</E>
                         Investment Company Act Release No. 28193 (March 11, 2008), 73 FR 14618 (March 18, 2008), FN 34. 
                        <E T="03">See also</E>
                         Investment Company Act Release No. 5847 (October 21, 1969), 35 FR 19989 (December 31, 1970) (Statement Regarding “Restricted Securities”); Investment Company Act Release No. 18612 (March 12, 1992), 57 FR 9828 (March 20, 1992) (Revisions of Guidelines to Form N-1A). A fund's portfolio security is illiquid if it cannot be disposed of in the ordinary course of business within seven days at approximately the value ascribed to it by the fund. 
                        <E T="03">See</E>
                         Investment Company Act Release No. 14983 (March 12, 1986), 51 FR 9773 (March 21, 1986) (adopting amendments to Rule 2a-7 under the 1940 Act); Investment Company Act Release No. 17452 (April 23, 1990), 55 FR 17933 (April 30, 1990) (adopting Rule 144A under the Securities Act of 1933).
                    </P>
                </FTNT>
                <P>
                    The Fund intends to qualify for and to elect to be treated as a separate regulated investment company under SubChapter M of the Internal Revenue Code.
                    <SU>15</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         26 U.S.C. 851.
                    </P>
                </FTNT>
                <P>Under the 1940 Act, the Fund's investment in investment companies will be limited to, subject to certain exceptions: (i) 3% of the total outstanding voting stock of any one investment company, (ii) 5% of the Fund's total assets with respect to any one investment company, and (iii) 10% of the Fund's total assets with respect to investment companies in the aggregate.</P>
                <P>The Fund's investments will be consistent with the Fund's investment objective.</P>
                <HD SOURCE="HD3">Net Asset Value</HD>
                <P>According to the Registration Statement, the Fund's net asset value (“NAV”) will be determined as of the close of trading (normally 4:00 p.m., Eastern time (“E.T.”)) on each day the New York Stock Exchange (“NYSE”) is open for business. NAV will be calculated for the Fund by taking the market price of the Fund's total assets, including interest or dividends accrued but not yet collected, less all liabilities, and dividing such amount by the total number of Shares outstanding. The result, rounded to the nearest cent, will be the NAV per Share. All valuations will be subject to review by the Board or its delegate.</P>
                <P>The Fund's investments will be valued at market value or, in the absence of market value with respect to any investment, at fair value in accordance with valuation procedures adopted by the Board and in accordance with the 1940 Act. Common stocks and equity securities (including shares of ETFs) traded on a domestic securities exchange will be valued at the last sales price on that exchange. Portfolio securities traded on more than one securities exchange will be valued at the last sale price or, if so disseminated by an exchange, the official closing price, as applicable, at the close of the exchange representing the principal exchange or market for such securities on the business day as of which such value is being determined.</P>
                <P>Options (other than over-the-counter (“OTC”) options) will be valued at the mean of the final bid and ask prices on the same business day that such value is being determined at the close of the exchange representing the principal market for such securities. If the mean is not available, options will be valued using the last sales price at the close of the exchange. OTC options will normally be valued on the basis of quotations or equivalent indication of value supplied by an independent pricing service or major market makers or dealers. Swaps will be valued using the midpoint between the bid and ask quote as of 4:00 p.m. E.T. Non-exchange-traded derivatives, including swaps and structured notes, will normally be valued on the basis of quotes obtained from brokers and dealers or pricing services using data reflecting the closing of the principal markets for those assets. Prices obtained from independent pricing services use information provided by market makers or estimates of market values obtained from yield data relating to investments or securities with similar characteristics.</P>
                <P>Currency exchange rates and currency rates will be valued at the mean of the final bid and ask prices as of 4:00 p.m. Greenwich Mean Time, provided by independent pricing services. Futures contracts will be valued at the closing price in the market where such contracts are principally traded. Established pricing methods and valuation policies and procedures outlined above may change, subject to the review and approval of the Trust's Fair Valuation Committee and Board of Trustees, as necessary.</P>
                <P>
                    Certain securities may not be able to be priced by pre-established pricing methods. Such securities may be valued by the Board or its delegate at fair value. The use of fair value pricing by the Fund will be governed by valuation procedures adopted by the Board and in accordance with the provisions of the 1940 Act. These securities generally include, but are not limited to, restricted 
                    <PRTPAGE P="26286"/>
                    securities (securities which may not be publicly sold without registration under the Securities Act of 1933) for which a pricing service is unable to provide a market price; securities whose trading has been formally suspended; a security whose market price is not available from a pre-established pricing source; a security with respect to which an event has occurred that is likely to materially affect the value of the security after the market has closed but before the calculation of the Fund's net asset value or make it difficult or impossible to obtain a reliable market quotation; and a security whose price, as provided by the pricing service, does not reflect the security's “fair value.” As a general principle, the current “fair value” of a security would appear to be the amount which the owner might reasonably expect to receive for the security upon its current sale. The use of fair value prices by the Fund generally results in the prices used by the Fund that may differ from current market quotations or official closing prices on the applicable exchange. A variety of factors may be considered in determining the fair value of such securities.
                </P>
                <HD SOURCE="HD3">Creation and Redemption of Shares</HD>
                <P>The Trust will issue and sell Shares of the Fund only in Creation Unit aggregations, and only in aggregations of 25,000 Shares, on a continuous basis through the Distributor, without a sales load, at the NAV next determined after receipt, on any business day, of an order in proper form.</P>
                <P>The consideration for purchase of Creation Unit aggregations of the Fund will consist of (i) cash in lieu of all or a portion of the Deposit Securities, as defined below, or (ii) a designated portfolio of securities determined by the Adviser that generally will conform to the holdings of the Fund consistent with its investment objective (the “Deposit Securities”) per each Creation Unit aggregation and generally an amount of cash (the “Cash Component”) computed as described below. Together, the Deposit Securities and the Cash Component (including the cash in lieu amount) will constitute the “Fund Deposit,” which will represent the minimum initial and subsequent investment amount for a Creation Unit aggregation of the Fund.</P>
                <P>The consideration for redemption of Creation Unit aggregations of the Fund will consist of (i) cash in lieu of all or a portion of the Fund Securities as defined below, or (ii) a designated portfolio of securities determined by the Adviser that generally will conform to the holdings of the Fund consistent with its investment objective per each Creation Unit aggregation (“Fund Securities”) and generally a Cash Component, as described below.</P>
                <P>
                    The Cash Component is sometimes also referred to as the Balancing Amount. The Cash Component will serve the function of compensating for any differences between the NAV per Creation Unit aggregation and the Deposit Amount (as defined below). For example, for a creation the Cash Component will be an amount equal to the difference between the NAV of Fund Shares (per Creation Unit aggregation) and the “Deposit Amount”—an amount equal to the market value of the Deposit Securities and/or cash in lieu of all or a portion of the Deposit Securities. If the Cash Component is a positive number (
                    <E T="03">i.e.,</E>
                     the NAV per Creation Unit aggregation exceeds the Deposit Amount), the Authorized Participant (defined below) will deliver the Cash Component. If the Cash Component is a negative number (
                    <E T="03">i.e.,</E>
                     the NAV per Creation Unit aggregation is less than the Deposit Amount), the Authorized Participant will receive the Cash Component.
                </P>
                <P>BNY Mellon, through the National Securities Clearing Corporation (“NSCC”), will make available on each business day, prior to the opening of business of the Exchange (currently 9:30 a.m., E.T.), the list of the names and the quantity of each Deposit Security to be included in the current Fund Deposit (based on information at the end of the previous business day). Such Fund Deposit will be applicable, subject to any adjustments as described below, in order to effect creations of Creation Unit aggregations of the Fund until such time as the next-announced composition of the Deposit Securities is made available. BNY Mellon, through the NSCC, will also make available on each business day, prior to the opening of business of the Exchange (currently 9:30 a.m., E.T.), the list of the names and the quantity of each security to be included (based on information at the end of the previous business day), subject to any adjustments as described below, in order to affect redemptions of Creation Unit aggregations of the Fund until such time as the next-announced composition of the Fund Securities is made available.</P>
                <P>
                    The Trust will reserve the right to permit or require the substitution of an amount of cash, 
                    <E T="03">i.e.,</E>
                     a “cash in lieu” amount, to be added to the Cash Component to replace any Deposit Security that may not be available in sufficient quantity for delivery or which might not be eligible for trading by an Authorized Participant or the investor for which it is acting or other relevant reason. To the extent the Trust effects the redemption of Shares in cash, such transactions will be effected in the same manner for all authorized participants.
                </P>
                <P>In addition to the list of names and numbers of securities constituting the current Deposit Securities of a Fund Deposit, BNY Mellon, through the NSCC, will also make available on each business day, the estimated Cash Component, effective through and including the previous business day, per Creation Unit aggregation of the Fund.</P>
                <P>
                    According to the Registration Statement, to be eligible to place orders with respect to creations and redemptions of Creation Units, an entity must be (i) a “Participating Party,” 
                    <E T="03">i.e.,</E>
                     a broker-dealer or other participant in the clearing process through the continuous net settlement system of the NSCC or (ii) a Depository Trust Company (“DTC”) Participant (a “DTC Participant”). In addition, each Participating Party or DTC Participant (each, an “Authorized Participant”) must execute an agreement that has been agreed to by the Distributor and BNY Mellon with respect to purchases and redemptions of Creation Units.
                </P>
                <P>All orders to create Creation Unit aggregations must be received by the Distributor no later than 3:00 p.m., E.T., an hour earlier than the closing time of the regular trading session on the Exchange (ordinarily 4:00 p.m., E.T.), in each case on the date such order is placed in order for creations of Creation Unit aggregations to be effected based on the NAV of Shares of the Fund as next determined on such date after receipt of the order in proper form.</P>
                <P>In order to redeem Creation Units of the Fund, an Authorized Participant must submit an order to redeem for one or more Creation Units. All such orders must be received by the Distributor in proper form no later than 3:00 p.m., E.T., an hour earlier than the close of regular trading on the Exchange (ordinarily 4:00 p.m., E.T.), in order to receive that day's closing NAV per Share.</P>
                <HD SOURCE="HD3">Availability of Information</HD>
                <P>
                    The Fund's Web site (
                    <E T="03">www.advisorshares.com</E>
                    ), which will be publicly available prior to the public offering of Shares, will include a form of the prospectus for the Fund that may be downloaded. The Web site will include the Fund's ticker, Cusip and exchange information along with additional quantitative information updated on a daily basis, including, for the Fund: (1) Daily trading value, the prior business day's reported NAV and closing price, mid-point of the bid/ask spread at the time of calculation of such 
                    <PRTPAGE P="26287"/>
                    NAV (the “Bid/Ask Price”) 
                    <SU>16</SU>
                    <FTREF/>
                     and a calculation of the premium and discount of the Bid/Ask Price against the NAV; and (2) data in chart format displaying the frequency distribution of discounts and premiums of the daily Bid/Ask Price against the NAV, within appropriate ranges, for each of the four previous calendar quarters. On each business day, before commencement of trading in Shares in the Regular Market Session 
                    <SU>17</SU>
                    <FTREF/>
                     on the Exchange, the Fund will disclose on its Web site the identities and quantities of the portfolio of securities and other assets (the “Disclosed Portfolio” as defined in Nasdaq Rule 5735(c)(2)) held by the Fund that will form the basis for the Fund's calculation of NAV at the end of the business day.
                    <SU>18</SU>
                    <FTREF/>
                     The Disclosed Portfolio will include, as applicable, the names, quantity, percentage weighting and market value of securities and other assets held by the Fund and the characteristics of such assets. The Web site and information will be publicly available at no charge.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         The Bid/Ask Price of the Fund will be determined using the midpoint of the highest bid and the lowest offer on the Exchange as of the time of calculation of the Fund's NAV. The records relating to Bid/Ask Prices will be retained by the Fund and its service providers.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">See</E>
                         Nasdaq Rule 4120(b)(4) (describing the three trading sessions on the Exchange: (1) Pre-Market Session from 4 a.m. to 9:30 a.m. E.T.; (2) Regular Market Session from 9:30 a.m. to 4 p.m. or 4:15 p.m. E.T.; and (3) Post-Market Session from 4 p.m. or 4:15 p.m. to 8 p.m. E.T.).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         Under accounting procedures to be followed by the Fund, trades made on the prior business day (“T”) will be booked and reflected in NAV on the current business day (“T+1”). Notwithstanding the foregoing, portfolio trades that are executed prior to the opening of the Exchange on any business day may be booked and reflected in NAV on such business day. Accordingly, the Fund will be able to disclose at the beginning of the business day the portfolio that will form the basis for the NAV calculation at the end of the business day.
                    </P>
                </FTNT>
                <P>
                    In addition, for the Fund, an estimated value, defined in Rule 5735(c)(3) as the “Intraday Indicative Value,” that reflects an estimated intraday value of the Fund's portfolio, will be disseminated. Moreover, the Intraday Indicative Value, available on the NASDAQ OMX Information LLC proprietary index data service 
                    <SU>19</SU>
                    <FTREF/>
                     will be based upon the current value for the components of the Disclosed Portfolio and will be updated and widely disseminated by one or more major market data vendors and broadly displayed at least every 15 seconds during the Regular Market Session. Price information regarding the ETFs, other ETPs, options, futures, equity securities, debt securities, and other investments held by the Fund will be available through the U.S. exchanges trading such assets, in the case of exchange-traded securities, as well as automated quotation systems, published or other public sources, or on-line information services such as Bloomberg or Reuters.
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         Currently, the NASDAQ OMX Global Index Data Service (“GIDS”) is the NASDAQ OMX global index data feed service, offering real-time updates, daily summary messages, and access to widely followed indexes and Intraday Indicative Values for ETFs. GIDS provides investment professionals with the daily information needed to track or trade NASDAQ OMX indexes, listed ETFs, or third-party partner indexes and ETFs.
                    </P>
                </FTNT>
                <P>The dissemination of the Intraday Indicative Value, together with the Disclosed Portfolio, will allow investors to determine the value of the underlying portfolio of the Fund on a daily basis and will provide a close estimate of that value throughout the trading day.</P>
                <P>Intra-day, executable price quotations on the securities and other assets held by the Fund, will be available from major broker-dealer firms or on the exchange on which they are traded, as applicable. Intra-day price information will also be available through subscription services, such as Bloomberg, Markit and Thomson Reuters, which can be accessed by Authorized Participants and other investors.</P>
                <P>
                    Investors will also be able to obtain the Fund's Statement of Additional Information (“SAI”), the Fund's Shareholder Reports, and its Form N-CSR and Form N-SAR, filed twice a year. The Fund's SAI and Shareholder Reports will be available free upon request from the Fund, and those documents and the Form N-CSR and Form N-SAR may be viewed on-screen or downloaded from the Commission's Web site at 
                    <E T="03">www.sec.gov.</E>
                     Information regarding market price and volume of the Shares will be continually available on a real-time basis throughout the day on brokers' computer screens and other electronic services. The previous day's closing price and trading volume information for the Shares will be published daily in the financial section of newspapers. Quotation and last sale information for the Shares will be available via Nasdaq proprietary quote and trade services, as well as in accordance with the Unlisted Trading Privileges and the Consolidated Tape Association plans for the Shares and any underlying exchange-traded products.
                </P>
                <P>Additional information regarding the Fund and the Shares, including investment strategies, risks, creation and redemption procedures, fees, Fund holdings disclosure policies, distributions and taxes will be included in the Registration Statement.</P>
                <HD SOURCE="HD3">Initial and Continued Listing</HD>
                <P>
                    The Shares will be subject to Rule 5735, which sets forth the initial and continued listing criteria applicable to Managed Fund Shares. The Exchange represents that, for initial and/or continued listing, the Fund must be in compliance with Rule 10A-3 
                    <SU>20</SU>
                    <FTREF/>
                     under the Act. A minimum of 100,000 Shares will be outstanding at the commencement of trading on the Exchange. The Exchange will obtain a representation from the issuer of the Shares that the NAV per Share will be calculated daily and that the NAV and the Disclosed Portfolio will be made available to all market participants at the same time.
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See</E>
                         17 CFR 240.10A-3.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">Trading Halts</HD>
                <P>With respect to trading halts, the Exchange may consider all relevant factors in exercising its discretion to halt or suspend trading in the Shares of the Fund. Nasdaq will halt trading in the Shares under the conditions specified in Nasdaq Rules 4120 and 4121, including the trading pauses under Nasdaq Rules 4120(a)(11) and (12). Trading may be halted because of market conditions or for reasons that, in the view of the Exchange, make trading in the Shares inadvisable. These may include: (1) The extent to which trading is not occurring in the securities and other assets constituting the Disclosed Portfolio of the Fund; or (2) whether other unusual conditions or circumstances detrimental to the maintenance of a fair and orderly market are present. Trading in the Shares also will be subject to Rule 5735(d)(2)(D), which sets forth circumstances under which Shares of the Fund may be halted.</P>
                <HD SOURCE="HD3">Trading Rules</HD>
                <P>Nasdaq deems the Shares to be equity securities, thus rendering trading in the Shares subject to Nasdaq's existing rules governing the trading of equity securities. Nasdaq will allow trading in the Shares from 4:00 a.m. until 8:00 p.m. E.T. The Exchange has appropriate rules to facilitate transactions in the Shares during all trading sessions. As provided in Nasdaq Rule 5735(b)(3), the minimum price variation for quoting and entry of orders in Managed Fund Shares traded on the Exchange is $0.01.</P>
                <HD SOURCE="HD3">Surveillance</HD>
                <P>
                    The Exchange represents that trading in the Shares will be subject to the existing trading surveillances, administered by both Nasdaq and also the Financial Industry Regulatory 
                    <PRTPAGE P="26288"/>
                    Authority (“FINRA”) on behalf of the Exchange, which are designed to detect violations of Exchange rules and applicable federal securities laws.
                    <SU>21</SU>
                    <FTREF/>
                     The Exchange represents that these procedures are adequate to properly monitor Exchange trading of the Shares in all trading sessions and to deter and detect violations of Exchange rules and applicable federal securities laws.
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         FINRA surveils trading on the Exchange pursuant to a regulatory services agreement. The Exchange is responsible for FINRA's performance under this regulatory services agreement.
                    </P>
                </FTNT>
                <P>The surveillances referred to above generally focus on detecting securities trading outside their normal patterns, which could be indicative of manipulative or other violative activity. When such situations are detected, surveillance analysis follows and investigations are opened, where appropriate, to review the behavior of all relevant parties for all relevant trading violations.</P>
                <P>
                    FINRA, on behalf of the Exchange, will communicate as needed regarding trading in the Shares and other exchange-traded securities and instruments held by the Fund with other markets and other entities that are members of the Intermarket Surveillance Group (“ISG”) 
                    <SU>22</SU>
                    <FTREF/>
                     and FINRA may obtain trading information regarding trading in the Shares and other exchange-traded securities and instruments held by the Fund from such markets and other entities. In addition, the Exchange may obtain information regarding trading in the Shares and other exchange-traded securities and instruments held by the Fund from markets and other entities that are members of ISG, which includes all U.S. and some foreign securities and futures exchanges,
                    <SU>23</SU>
                    <FTREF/>
                     or with which the Exchange has in place a comprehensive surveillance sharing agreement. The Fund's net assets that are invested in exchange-traded futures and exchange-traded options will be invested in instruments that trade in markets that are members of ISG or are parties to a comprehensive surveillance sharing agreement with the Exchange.
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         For a list of the current members of ISG, 
                        <E T="03">see www.isgportal.org</E>
                        . The Exchange notes that not all components of the Disclosed Portfolio may trade on markets that are members of ISG or with which the Exchange has in place a comprehensive surveillance sharing agreement.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>In addition, the Exchange also has a general policy prohibiting the distribution of material, non-public information by its employees.</P>
                <HD SOURCE="HD3">Information Circular</HD>
                <P>Prior to the commencement of trading, the Exchange will inform its members in an Information Circular of the special characteristics and risks associated with trading the Shares. Specifically, the Information Circular will discuss the following: (1) The procedures for purchases and redemptions of Shares in Creation Units (and that Shares are not individually redeemable); (2) Nasdaq Rule 2111A, which imposes suitability obligations on Nasdaq members with respect to recommending transactions in the Shares to customers; (3) how information regarding the Intraday Indicative Value is disseminated; (4) the risks involved in trading the Shares during the Pre-Market and Post-Market Sessions when an updated Intraday Indicative Value will not be calculated or publicly disseminated; (5) the requirement that members deliver a prospectus to investors purchasing newly issued Shares prior to or concurrently with the confirmation of a transaction; and (6) trading information.</P>
                <P>In addition, the Information Circular will advise members, prior to the commencement of trading, of the prospectus delivery requirements applicable to the Fund. Members purchasing Shares from the Fund for resale to investors will deliver a prospectus to such investors. The Information Circular will also discuss any exemptive, no-action and interpretive relief granted by the Commission from any rules under the Act.</P>
                <P>Additionally, the Information Circular will reference that the Fund is subject to various fees and expenses described in the Registration Statement. The Information Circular will also disclose the trading hours of the Shares of the Fund and the applicable NAV calculation time for the Shares. The Information Circular will disclose that information about the Shares of the Fund will be publicly available on the Fund's Web site.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>Nasdaq believes that the proposal is consistent with Section 6(b) of the Act in general and Section 6(b)(5) of the Act in particular in that it is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons engaged in facilitating transactions in securities, and to remove impediments to and perfect the mechanism of a free and open market and in general, to protect investors and the public interest.</P>
                <P>
                    The Exchange believes that the proposed rule change is designed to prevent fraudulent and manipulative acts and practices in that the Shares will be listed and traded on the Exchange pursuant to the initial and continued listing criteria in Nasdaq Rule 5735. The Exchange represents that trading in the Shares will be subject to the existing trading surveillances, administered by both Nasdaq and FINRA on behalf of the Exchange, which are designed to detect violations of Exchange rules and applicable federal securities laws. In addition, paragraph (g) of Nasdaq Rule 5735 further requires that personnel who make decisions on the open-end fund's portfolio composition must be subject to procedures designed to prevent the use and dissemination of material, non-public information regarding the open-end fund's portfolio. The Fund's investments will be consistent with the Fund's investment objective. FINRA may obtain information via ISG from other exchanges that are members of ISG. In addition, the Exchange may obtain information regarding trading in the Shares and other exchange-traded securities and instruments held by the Fund from markets and other entities that are members of ISG, which includes all U.S. and some foreign securities and futures exchanges, or with which the Exchange has in place a comprehensive surveillance sharing agreement. The Fund may invest up to an aggregate amount of 15% of its net assets in illiquid assets (calculated at the time of investment), including Rule 144A securities. The proposed rule change is designed to promote just and equitable principles of trade and to protect investors and the public interest in that the Exchange will obtain a representation from the issuer of the Shares that the NAV per Share will be calculated daily and that the NAV and the Disclosed Portfolio will be made available to all market participants at the same time. In addition, a large amount of information will be publicly available regarding the Fund and the Shares, thereby promoting market transparency. Moreover, the Intraday Indicative Value, available on the NASDAQ OMX Information LLC proprietary index data service will be widely disseminated by one or more major market data vendors at least every 15 seconds during the Regular Market Session. On each business day, before commencement of trading in Shares in the Regular Market Session on the Exchange, the Fund will disclose on its Web site the Disclosed Portfolio of the Fund that will form the basis for the Fund's calculation of NAV at the end of the business day. Information regarding market price and trading volume of the 
                    <PRTPAGE P="26289"/>
                    Shares will be continually available on a real-time basis throughout the day on brokers' computer screens and other electronic services, and quotation and last sale information for the Shares will be available via Nasdaq proprietary quote and trade services, as well as in accordance with the Unlisted Trading Privileges and the Consolidated Tape Association plans for the Shares and any underlying exchange-traded products. Intra-day price information will be available through subscription services, such as Bloomberg, Markit and Thomson Reuters, which can be accessed by Authorized Participants and other investors.
                </P>
                <P>The Fund's Web site will include a form of the prospectus for the Fund and additional data relating to NAV and other applicable quantitative information. Trading in Shares of the Fund will be halted under the conditions specified in Nasdaq Rules 4120 and 4121 or because of market conditions or for reasons that, in the view of the Exchange, make trading in the Shares inadvisable, and trading in the Shares will be subject to Nasdaq Rule 5735(d)(2)(D), which sets forth circumstances under which Shares of the Fund may be halted. In addition, as noted above, investors will have ready access to information regarding the Fund's holdings, the Intraday Indicative Value, the Disclosed Portfolio, and quotation and last sale information for the Shares.</P>
                <P>The proposed rule change is designed to perfect the mechanism of a free and open market and, in general, to protect investors and the public interest in that it will facilitate the listing and trading of an additional type of actively-managed exchange-traded product that will enhance competition among market participants, to the benefit of investors and the marketplace. As noted above, FINRA, on behalf of the Exchange, will communicate as needed regarding trading in the Shares and other exchange-traded securities and instruments held by the Fund with other markets and other entities that are members of the ISG and FINRA may obtain trading information regarding trading in the Shares and other exchange-traded securities and instruments held by the Fund from such markets and other entities. In addition, the Exchange may obtain information regarding trading in the Shares and other exchange-traded securities and instruments held by the Fund from markets and other entities that are members of ISG, which includes all U.S. and some foreign securities and futures exchanges, or with which the Exchange has in place a comprehensive surveillance sharing agreement. Furthermore, as noted above, investors will have ready access to information regarding the Fund's holdings, the Intraday Indicative Value, the Disclosed Portfolio, and quotation and last sale information for the Shares.</P>
                <P>For the above reasons, Nasdaq believes the proposed rule change is consistent with the requirements of Section 6(b)(5) of the Act.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The Exchange believes that the proposed rule change will facilitate the listing and trading of an additional type of actively-managed exchange-traded fund that will enhance competition among market participants, to the benefit of investors and the marketplace.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>Written comments were neither solicited nor received.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    Within 45 days of the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                     or within such longer period (i) as the Commission may designate up to 90 days of such date if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the Exchange consents, the Commission shall: (a) by order approve or disapprove such proposed rule change, or (b) institute proceedings to determine whether the proposed rule change should be disapproved.
                </P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include File Number SR-NASDAQ-2014-035 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to File Number SR-NASDAQ-2014-035. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NASDAQ-2014-035, and should be submitted on or before May 28, 2014.
                    <FTREF/>
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>24</SU>
                    </P>
                    <FTNT>
                        <P>
                            <SU>24</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Kevin M. O'Neill,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10408 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="26290"/>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-72075; File No. SR-NYSEMKT-2014-40]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Offering ArcaBook for Amex Options—Complex on a Standalone Basis Without Charge From May 1, 2014 Through October 31, 2014</SUBJECT>
                <DATE>May 1, 2014.</DATE>
                <P>
                    Pursuant to Section 19(b)(1) 
                    <SU>1</SU>
                    <FTREF/>
                     of the Securities Exchange Act of 1934 (the “Act”) 
                    <SU>2</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>3</SU>
                    <FTREF/>
                     notice is hereby given that, on April 23, 2014, NYSE MKT LLC (the “Exchange” or “NYSE MKT”) filed with the Securities and Exchange Commission (the “Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C.78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         15 U.S.C. 78a.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>
                    The Exchange proposes to offer ArcaBook for Amex Options—Complex on a standalone basis without charge from May 1, 2014 through October 31, 2014. The text of the proposed rule change is available on the Exchange's Web site at 
                    <E T="03">www.nyse.com,</E>
                     at the principal office of the Exchange, and at the Commission's Public Reference Room.
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements.</P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>The Exchange proposes to offer ArcaBook for Amex Options—Complex on a standalone basis without charge from May 1, 2014 through October 31, 2014.</P>
                <P>
                    On October 1, 2012, the Exchange began offering the following real-time options market data products: ArcaBook for Amex Options—Trades, ArcaBook for Amex Options—Top of Book, ArcaBook for Amex Options—Depth of Book, ArcaBook for Amex Options—Complex, ArcaBook for Amex Options—Series Status, and ArcaBook for Amex Options—Order Imbalance (collectively, “Amex Options Products”).
                    <SU>4</SU>
                    <FTREF/>
                     The Exchange subsequently introduced combined fees for all six of the Amex Options Products, which are not currently offered or charged separately.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 67719 (August 23, 2012), 77 FR 52767 (August 30, 2012) (SR-NYSEMKT-2012-40) (Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Offer Certain Proprietary Options Data Products).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 69524 (May 6, 2013), 78 FR 27459 (May 10, 2013) (SR-NYSEMKT-2013-35) (Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Schedule of the NYSE Amex Options Proprietary Market Data Fees). 
                        <E T="03">See also</E>
                         Securities Exchange Act Release No. 68004 (October 9, 2012), 77 FR 62582 (October 15, 2012) (SR-NYSEMKT-2012-49) (Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for Certain Proprietary Options Market Data Products). 
                        <E T="03">See also</E>
                         Securities Exchange Act Release No. 69553 (May 10, 2013), 78 FR 28926 (May 16, 2013) (SR-NYSEMKT-2013-40) (Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Non-Display Usage Fees and Amending the Professional End-User Fees for NYSE Amex Options Market Data). 
                        <E T="03">See also</E>
                         Securities Exchange Act Release No. 71934 (April 11, 2014), 79 FR 21818 (April 17, 2014) (SR-NYSEMKT-2014-30) (Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Professional User Fees for NYSE Amex Options Market Data).
                    </P>
                </FTNT>
                <P>
                    The Exchange now proposes to offer ArcaBook for Amex Options—Complex on a standalone basis without charge beginning on May 1, 2014.
                    <SU>6</SU>
                    <FTREF/>
                     The Exchange intends to submit a separate proposed rule change to the Securities and Exchange Commission (“Commission”) prior to November 1, 2014 that would establish fees for ArcaBook for Amex Options—Complex effective as of that date.
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         ArcaBook for Amex Options—Complex would remain one of the six Amex Options Products for which the existing pricing would continue to apply.
                    </P>
                </FTNT>
                <P>The Exchange does not propose to make any other changes to the availability of, or fees for, other Amex Options Products.</P>
                <P>The proposed change is not otherwise intended to address any other issues, and the Exchange is not aware of any problems that vendors or subscribers would have in complying with the proposed change.</P>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that the proposed rule change is consistent with Section 6(b) of the Act,
                    <SU>7</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Sections 6(b)(4) and 6(b)(5) of the Act,
                    <SU>8</SU>
                    <FTREF/>
                     in particular, because it provides for the equitable allocation of reasonable dues, fees, and other charges among its members, issuers and other persons using its facilities and does not unfairly discriminate between customers, issuers, brokers or dealers.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         15 U.S.C. 78f(b)(4) and (5).
                    </P>
                </FTNT>
                <P>
                    The Exchange believes that the proposed change is reasonable because it would allow for standalone access and subscription to ArcaBook for Amex Options—Complex, rather than requiring access and subscription to all six Amex Options Products. In this regard, the Exchange notes that some vendors of and subscribers to the Amex Options Products currently utilize only ArcaBook for Amex Options—Complex. This proposed change is also reasonable because it would make ArcaBook for Amex Options—Complex more widely accessible, thereby incentivizing greater use of, and interaction with, the Exchange's Complex Order Book and leading to greater amounts of liquidity on the Complex Order Book, specifically, and on the Exchange, generally. The proposed change is also reasonable because at least one other option market currently makes standalone complex order market data products available and charges related fees.
                    <SU>9</SU>
                    <FTREF/>
                     However, subscription to all six Amex Options Products would remain available.
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See, e.g.,</E>
                         the Chicago Board Options Exchange, Inc. (“CBOE”) “Complex Order Book Feed” product and pricing information, available at 
                        <E T="03">https://www.cboe.org/MDX/CSM/OBOOKMain.aspx.</E>
                    </P>
                </FTNT>
                <P>
                    The Exchange believes that it is equitable and not unfairly discriminatory to make ArcaBook for Amex Options—Complex available free of charge until November 1, 2014 because it would provide an opportunity for vendors and subscribers to determine whether the standalone market data product, without the other five Amex Options Products, suits their needs. This would also be similar to the manner in which CBOE made its “Complex Order Book Feed” available to market participants free of charge for approximately two months before 
                    <PRTPAGE P="26291"/>
                    subsequently charging related fees.
                    <SU>10</SU>
                    <FTREF/>
                     Other exchanges also provide certain market data products entirely free of charge or free for at least a certain period of time.
                    <SU>11</SU>
                    <FTREF/>
                     This would also be equitable and not unfairly discriminatory because the product would be free during this time period to any vendor or subscriber. A period during which the product is available free of charge would also further contribute to greater use of, and interaction with, the Exchange's Complex Order Book.
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release Nos. 70118 (August 5, 2013), 78 FR 48757 (August 9, 2013) (SR-CBOE-2013-070) and 70683 (October 15, 2013), 78 FR 62798 (October 22, 2013) (SR-CBOE-2013-087).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         For example, NASDAQ OMX BX (“BX”) provides a 30-day free trial related to its options market data. 
                        <E T="03">See</E>
                         Chapter XV, Section 4(g) of the BX Rules and Securities Exchange Act Release No. 69821 (June 21, 2013), 78 FR 38757 (June 27, 2013) (SR-BX-2013-040). BX similarly provided its “BX TotalView” data feed for free for its first year of operation and also recently reduced the “Extranet Access Fee” from $1,000 per recipient per month to free. 
                        <E T="03">See</E>
                         Securities Exchange Act Release Nos. 59615 (March 20, 2009), 74 FR 14604 (March 31, 2009) (SR-BX-2009-005) and 71506 (February 7, 2014), 79 FR 8769 (February 13, 2014) (SR-BX-2014-008). BATS Exchange, Inc. (“BATS”) also offers several market data feeds, but only charges for three of them (“PITCH,” “TOP” and “Last Sale”). A list of the available BATS market data feeds is available at 
                        <E T="03">http://www.batstrading.com/market_data/products/</E>
                         and the feeds for which fees apply are available at 
                        <E T="03">http://cdn.batstrading.com/resources/regulation/BATS_US_Market_Data_Price_List.pdf.</E>
                    </P>
                </FTNT>
                <P>The Exchange also notes that purchasing Amex Options Products is entirely optional. Firms are not required to purchase them and have a wide variety of alternative options market data products from which to choose. Moreover, the Exchange is not required to make these proprietary data products available or to offer any specific pricing alternatives to any customers.</P>
                <P>
                    The decision of the United States Court of Appeals for the District of Columbia Circuit in 
                    <E T="03">NetCoalition</E>
                     v. 
                    <E T="03">SEC,</E>
                     615 F.3d 525 (D.C. Cir. 2010), upheld reliance by the Commission upon the existence of competitive market mechanisms to set reasonable and equitably allocated fees for proprietary market data:
                </P>
                <EXTRACT>
                    <P>In fact, the legislative history indicates that the Congress intended that the market system `evolve through the interplay of competitive forces as unnecessary regulatory restrictions are removed' and that the SEC wield its regulatory power `in those situations where competition may not be sufficient,' such as in the creation of a `consolidated transactional reporting system.'</P>
                </EXTRACT>
                <P>
                    <E T="03">Id.</E>
                     at 535 (quoting H.R. Rep. No. 94-229 at 92 (1975), 
                    <E T="03">as reprinted in</E>
                     1975 U.S.C.C.A.N. 323). The court agreed with the Commission's conclusion that “Congress intended that `competitive forces should dictate the services and practices that constitute the U.S. national market system for trading equity securities.' ” 
                    <SU>12</SU>
                    <FTREF/>
                     The Exchange believes that this is also true with respect to options markets.
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">NetCoalition,</E>
                         615 F.3d at 535.
                    </P>
                </FTNT>
                <P>
                    As explained below in the Exchange's Statement on Burden on Competition, the Exchange believes that there is substantial evidence of competition in the marketplace for data and that the Commission can rely upon such evidence in concluding that the fees proposed in this filing are the product of competition and therefore satisfy the relevant statutory standards.
                    <SU>13</SU>
                    <FTREF/>
                     In addition, the existence of alternatives to these data products, such as options data from other sources, as described below, further ensures that the Exchange cannot set unreasonable fees, or fees that are unreasonably discriminatory, when vendors and subscribers can elect such alternatives.
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         Section 916 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”) amended paragraph (A) of Section 19(b)(3) of the Act, 15 U.S.C. 78s(b)(3), to make clear that all exchange fees for market data may be filed by exchanges on an immediately effective basis.
                    </P>
                </FTNT>
                <P>
                    As the 
                    <E T="03">NetCoalition</E>
                     decision noted, the Commission is not required to undertake a cost-of-service or ratemaking approach.
                    <SU>14</SU>
                    <FTREF/>
                     The Exchange believes that, even if it were possible as a matter of economic theory, cost-based pricing for non-core market data would be so complicated that it could not be done practically.
                    <SU>15</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">NetCoalition,</E>
                         615 F.3d at 536.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         The Exchange believes that cost-based pricing would be impractical because it would create enormous administrative burdens for all parties, including the Commission, to cost-regulate a large number of participants and standardize and analyze extraordinary amounts of information, accounts, and reports. In addition, and as described below, it is impossible to regulate market data prices in isolation from prices charged by markets for other services that are joint products. Cost-based rate regulation would also lead to litigation and may distort incentives, including those to minimize costs and to innovate, leading to further waste. Under cost-based pricing, the Commission would be burdened with determining a fair rate of return, and the industry could experience frequent rate increases based on escalating expense levels. Even in industries historically subject to utility regulation, cost-based ratemaking has been discredited. As such, the Exchange believes that cost-based ratemaking would be inappropriate for proprietary market data and inconsistent with Congress's direction that the Commission use its authority to foster the development of the national market system, and that market forces will continue to provide appropriate pricing discipline. 
                        <E T="03">See</E>
                         Appendix C to NYSE's comments to the Commission's 2000 Concept Release on the Regulation of Market Information Fees and Revenues, which can be found on the Commission's Web site at 
                        <E T="03">http://www.sec.gov/rules/concept/s72899/buck1.htm.</E>
                    </P>
                </FTNT>
                <P>For these reasons, the Exchange believes that the proposed fees are reasonable, equitable, and not unfairly discriminatory.</P>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>
                    In accordance with Section 6(b)(8) of the Act,
                    <SU>16</SU>
                    <FTREF/>
                     the Exchange believes that the proposed rule change would not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. An exchange's ability to price its proprietary data products is constrained by actual competition for the sale of proprietary data products, the joint product nature of exchange platforms, and the existence of alternatives to the Exchange's proprietary data.
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         15 U.S.C. 78f(b)(8).
                    </P>
                </FTNT>
                <P>
                    <E T="03">The Existence of Actual Competition.</E>
                     The market for proprietary options data products is currently competitive and inherently contestable because there is fierce competition for the inputs necessary for the creation of proprietary data and strict pricing discipline to the proprietary products themselves. Numerous exchanges compete with each other for options trades and sales of options market data itself, providing virtually limitless opportunities for entrepreneurs who wish to compete in any or all of those areas, including producing and distributing their own options market data. Proprietary options data products are produced and distributed by each individual exchange, as well as other entities, in a vigorously competitive market.
                </P>
                <P>
                    Competitive markets for order flow, executions, and transaction reports provide pricing discipline for the inputs of proprietary options data products and therefore constrain markets from overpricing proprietary market data. The U.S. Department of Justice has acknowledged the aggressive competition among exchanges, including for the sale of proprietary market data itself. In 2011, Assistant Attorney General Christine Varney stated that exchanges “compete head to head to offer real-time equity data products. These data products include the best bid and offer of every exchange and information on each equity trade, including the last sale.” 
                    <SU>17</SU>
                    <FTREF/>
                     Similarly, the options markets vigorously compete 
                    <PRTPAGE P="26292"/>
                    with respect to options data products.
                    <SU>18</SU>
                    <FTREF/>
                     It is common for broker-dealers to further exploit this recognized competitive constraint by sending their order flow and transaction reports to multiple markets, rather than providing them all to a single market.
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         Press Release, U.S. Department of Justice, Assistant Attorney General Christine Varney Holds Conference Call Regarding NASDAQ OMX Group Inc. and IntercontinentalExchange Inc. Abandoning Their Bid for NYSE Euronext (May 16, 2011), available at 
                        <E T="03">http://www.justice.gov/iso/opa/atr/speeches/2011/at-speech-110516.html.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See, e.g.,</E>
                         Securities Exchange Act Release No. 67466 (July 19, 2012), 77 FR 43629 (July 25, 2012) (SR-Phlx-2012-93), which describes a variety of options market data products and their pricing.
                    </P>
                </FTNT>
                <P>In addition, in the case of products that are distributed through market data vendors, the market data vendors themselves provide additional price discipline for proprietary data products because they control the primary means of access to certain end users. These vendors impose price discipline based upon their business models. For example, vendors that assess a surcharge on data they sell are able to refuse to offer proprietary products that their end users do not or will not purchase in sufficient numbers. Vendors will not elect to make available the Amex Options Products unless their customers request them, and data recipients with Professional Users will not elect to purchase them unless they can be used for profit-generating purposes. All of these operate as constraints on pricing proprietary data products.</P>
                <P>
                    <E T="03">Joint Product Nature of Exchange Platform.</E>
                     Transaction execution and proprietary data products are complementary in that market data is both an input and a byproduct of the execution service. In fact, market data and trade execution are a paradigmatic example of joint products with joint costs. The decision whether and on which platform to post an order will depend on the attributes of the platforms where the order can be posted, including the execution fees, data quality, and price and distribution of their data products. The more trade executions a platform does, the more valuable its market data products become. Further, data products are valuable to many end-users only insofar as they provide information that end-users expect will assist them in making trading decisions. In that respect, the Exchange believes that the Amex Options Products offer options market data information that is useful for professionals in making trading decisions.
                </P>
                <P>The costs of producing market data include not only the costs of the data distribution infrastructure, but also the costs of designing, maintaining, and operating the exchange's transaction execution platform and the cost of regulating the exchange to ensure its fair operation and maintain investor confidence. The total return that a trading platform earns reflects the revenues it receives from both products and the joint costs it incurs. Moreover, an exchange's broker-dealer customers view the costs of transaction executions and market data as a unified cost of doing business with the exchange.</P>
                <P>
                    Other market participants have noted that the liquidity provided by the order book, trade execution, core market data, and non-core market data are joint products of a joint platform and have common costs.
                    <SU>19</SU>
                    <FTREF/>
                     The Exchange also notes that the economics literature confirms that there is no way to allocate common costs between joint products that would shed any light on competitive or efficient pricing.
                    <SU>20</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 62887 (Sept. 10, 2010), 75 FR 57092, 57095 (Sept. 17, 2010) (SR-Phlx-2010-121); Securities Exchange Act Release No. 62907 (Sept. 14, 2010), 75 FR 57314, 57317 (Sept. 20, 2010) (SR-NASDAQ-2010-110); and Securities Exchange Act Release No. 62908 (Sept. 14, 2010), 75 FR 57321, 57324 (Sept. 20, 2010) (SR-NASDAQ-2010-111) (“all of the exchange's costs are incurred for the unified purposes of attracting order flow, executing and/or routing orders, and generating and selling data about market activity. The total return that an exchange earns reflects the revenues it receives from the joint products and the total costs of the joint products.”); 
                        <E T="03">see also</E>
                         Securities Exchange Act Release Nos. 71217 (Dec. 31, 2013), 79 FR 875, 877 (Jan. 7, 2014) (SR-NASDAQ-2013-162) and 70945 (Nov. 26, 2013), 78 FR 72740, 72741 (Dec. 3, 2013) (SR-NASDAQ-2013-142) (“Transaction execution and proprietary data products are complementary in that market data is both an input and a byproduct of the execution service. In fact, market data and trade execution are a paradigmatic example of joint products with joint costs.”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See generally</E>
                         Mark Hirschey, Fundamentals of Managerial Economics, at 600 (2009) (“It is important to note, however, that although it is possible to determine the separate marginal costs of goods produced in variable proportions, it is impossible to determine their individual average costs. This is because common costs are expenses necessary for manufacture of a joint product. Common costs of production—raw material and equipment costs, management expenses, and other overhead—cannot be allocated to each individual by-product on any economically sound basis. . . . Any allocation of common costs is wrong and arbitrary.”). This is not new economic theory. 
                        <E T="03">See, e.g.,</E>
                         F. W. Taussig, “A Contribution to the Theory of Railway Rates,” Quarterly Journal of Economics V(4) 438, 465 (July 1891) (“Yet, surely, the division is purely arbitrary. These items of cost, in fact, are jointly incurred for both sorts of traffic; and I cannot share the hope entertained by the statistician of the Commission, Professor Henry C. Adams, that we shall ever reach a mode of apportionment that will lead to trustworthy results.”).
                    </P>
                </FTNT>
                <P>Analyzing the cost of market data product production and distribution in isolation from the cost of all of the inputs supporting the creation of market data and market data products will inevitably underestimate the cost of the data and data products. Thus, because it is impossible to obtain the data inputs to create market data products without a fast, technologically robust, and well-regulated execution system, system costs and regulatory costs affect the price of both obtaining the market data itself and creating and distributing market data products. It would be equally misleading, however, to attribute all of an exchange's costs to the market data portion of an exchange's joint products. Rather, all of an exchange's costs are incurred for the unified purposes of attracting order flow, executing and/or routing orders, and generating and selling data about market activity. The total return that an exchange earns reflects the revenues it receives from the joint products and the total costs of the joint products.</P>
                <P>
                    The level of competition and contestability in the market is evident in the numerous alternative venues that compete for order flow, including 12 self-regulatory organization (“SRO”) options markets, two of which were approved in the last two years.
                    <SU>21</SU>
                    <FTREF/>
                     The Exchange believes that these new entrants demonstrate that competition is robust.
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release Nos. 70050 (July 26, 2013), 78 FR 46622 (August 1, 2013) (File No. 10-209) and 68341 (December 3, 2012), 77 FR 73065 (December 7, 2012) (File No. 10-207).
                    </P>
                </FTNT>
                <P>Each SRO market competes to produce transaction reports via trade executions. Competition among trading platforms can be expected to constrain the aggregate return that each platform earns from the sale of its joint products, but different platforms may choose from a range of possible, and equally reasonable, pricing strategies as the means of recovering total costs. For example, some platforms may choose to pay rebates to attract orders, charge relatively low prices for market data products (or provide market data products free of charge), and charge relatively high prices for accessing posted liquidity. Other platforms may choose a strategy of paying lower rebates (or no rebates) to attract orders, setting relatively high prices for market data products, and setting relatively low prices for accessing posted liquidity. In this environment, there is no economic basis for regulating maximum prices for one of the joint products in an industry in which suppliers face competitive constraints with regard to the joint offering.</P>
                <P>
                    <E T="03">Existence of Alternatives.</E>
                     The large number of SROs that currently produce proprietary data or are currently capable of producing it provides further pricing discipline for proprietary data products. Each SRO is currently permitted to produce proprietary data products, and many currently do or have announced plans to do so, including but not limited 
                    <PRTPAGE P="26293"/>
                    to the Exchange; NYSE Arca, Inc.; CBOE; C2 Options Exchange, Incorporated; International Securities Exchange, LLC; NASDAQ; Phlx; BX; BATS Exchange, Inc. (“BATS”); and Miami International Securities Exchange LLC. Because market data users can thus find suitable substitutes for most proprietary market data products,
                    <SU>22</SU>
                    <FTREF/>
                     a market that overprices its market data products stands a high risk that users may substitute another source of market data information for its own.
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">See supra</E>
                         note 18.
                    </P>
                </FTNT>
                <P>
                    In addition to the competition and price discipline described above, the market for proprietary data products is also highly contestable because market entry is rapid, inexpensive, and profitable. The history of electronic trading is replete with examples of entrants that swiftly grew into some of the largest electronic trading platforms and proprietary data producers: Archipelago, Bloomberg Tradebook, Island, RediBook, Attain, TrackECN, BATS, and Direct Edge. Two new options exchanges have been approved by the SEC in the last two years alone.
                    <SU>23</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         
                        <E T="03">See supra</E>
                         note 21.
                    </P>
                </FTNT>
                <P>In establishing the proposed fees, the Exchange considered the competitiveness of the market for proprietary options data and all of the implications of that competition. The Exchange believes that it has considered all relevant factors and has not considered irrelevant factors in order to establish fair, reasonable, and not unreasonably discriminatory fees and an equitable allocation of fees among all users. The existence of numerous alternatives to the Exchange's products, including proprietary data from other sources, ensures that the Exchange cannot set unreasonable fees, or fees that are unreasonably discriminatory, when vendors and subscribers can elect these alternatives or choose not to purchase a specific proprietary data product if its cost to purchase is not justified by the returns any particular vendor or subscriber would achieve through the purchase.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others</HD>
                <P>No written comments were solicited or received with respect to the proposed rule change.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The foregoing rule change is effective upon filing pursuant to Section 19(b)(3)(A) 
                    <SU>24</SU>
                    <FTREF/>
                     of the Act and subparagraph (f)(2) of Rule 19b-4 
                    <SU>25</SU>
                    <FTREF/>
                     thereunder, because it establishes a due, fee, or other charge imposed by the Exchange.
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         17 CFR 240.19b-4(f)(2).
                    </P>
                </FTNT>
                <P>
                    At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19(b)(2)(B) 
                    <SU>26</SU>
                    <FTREF/>
                     of the Act to determine whether the proposed rule change should be approved or disapproved.
                </P>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         15 U.S.C. 78s(b)(2)(B).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an email to 
                    <E T="03">rule-comments@sec.gov</E>
                    . Please include File Number SR-NYSEMKT-2014-40 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to File Number SR-NYSEMKT-2014-40. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Section, 100 F Street NE., Washington, DC 20549-1090, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing will also be available for inspection and copying at the NYSE's principal office and on its Internet Web site at 
                    <E T="03">www.nyse.com.</E>
                     All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NYSEMKT-2014-40 and should be submitted on or before May 28, 2014.
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>27</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>27</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Kevin M. O'Neill,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10389 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-72067; File No. SR-FINRA-2013-036]</DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Self-Trades and FINRA Rule 5210 (Publication of Transactions and Quotations) May 1, 2014.</SUBJECT>
                <HD SOURCE="HD1">I. Introduction</HD>
                <P>
                    On August 15, 2013, the Financial Industry Regulatory Authority, Inc. (“FINRA”) filed with the Securities and Exchange Commission (the “Commission”) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     a proposed rule change to add Supplementary Material .02 to FINRA Rule 5210 (Publication of Transactions and Quotations) to emphasize that wash sale transactions are generally non-bona fide transactions and that members have an obligation to have policies and procedures in place to review their trading activity for, and prevent, wash sale transactions. The proposed rule change was published for comment in the 
                    <E T="04">Federal Register</E>
                     on September 4, 2013.
                    <SU>3</SU>
                    <FTREF/>
                     The Commission 
                    <PRTPAGE P="26294"/>
                    received five comment letters on the proposed rule change.
                    <SU>4</SU>
                    <FTREF/>
                     On October 4, 2013, the Commission extended the time period for Commission action to December 3, 2013.
                    <SU>5</SU>
                    <FTREF/>
                     On December 2, 2013, FINRA submitted a response to the comment letters 
                    <SU>6</SU>
                    <FTREF/>
                     and filed Amendment No. 1 to the proposed rule change. On December 3, 2013, the Commission published for comment both Amendment No. 1 and an order instituting proceedings under Section 19(b)(2)(B) of the Act 
                    <SU>7</SU>
                    <FTREF/>
                     to determine whether to approve or disapprove the proposed rule change, as modified by Amendment No. 1.
                    <SU>8</SU>
                    <FTREF/>
                     The Commission received three comment letters on the Notice of Filing of Amendment No. 1 and Order Instituting Proceedings.
                    <SU>9</SU>
                    <FTREF/>
                     On February 24, 2014, FINRA submitted a response to the comment letters.
                    <SU>10</SU>
                    <FTREF/>
                     This order approves the proposed rule change, as modified by Amendment No. 1.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 70276 (August 28, 2013), 78 FR 54502 (“Notice”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">See</E>
                         letter from Anonymous to Elizabeth M. Murphy, Secretary, Commission, dated September 9, 2013 (“Anonymous Letter”); letter from William A. Jacobson, Clinical Professor of Law, and Director, Cornell Securities Law Clinic, and Jimin Lee, Cornell University Law School, to Elizabeth M. Murphy, Secretary, Commission, dated September 25, 2013 (“Cornell Letter”); letter from Stuart J. Kaswell, Executive Vice President, Managing Director and General Counsel, Managed Funds Association, to Elizabeth M. Murphy, Secretary, Commission, dated September 25, 2013 (“MFA Letter”); letter from Manisha Kimmel, Executive Director, Financial Industry Forum, to Elizabeth M. Murphy, Secretary, Commission, dated September 25, 2013 (“FIF Letter”); and letter from Theodore R. Lazo, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association, to Elizabeth M. Murphy, Secretary, Commission, dated October 4, 2013 (“SIFMA Letter”). For a discussion of these comment letters, 
                        <E T="03">see</E>
                         Notice of Filing of Amendment No. 1 and Order Instituting Proceedings, 
                        <E T="03">infra</E>
                         note 8, at 73902-73903.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 70613 (October 4, 2013), 78 FR 62784 (October 22, 2013).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         letter from Brant K. Brown, Associate General Counsel, FINRA, to Elizabeth M. Murphy, Secretary, Commission, dated December 2, 2013 (“FINRA Response 1”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         15 U.S.C. 78s(b)(2)(B).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 70966 (December 3, 2013), 78 FR 73900 (December 9, 2013) (“Notice of Filing of Amendment No. 1 and Order Instituting Proceedings”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See</E>
                         letter from Manisha Kimmel, Executive Director, Financial Industry Forum, to Elizabeth M. Murphy, Secretary, Commission, dated December 23, 2013 (“FIF Letter 2”); letter from Mary Ann Burns, Chief Operating Officer, Futures Industry Association, to Elizabeth M. Murphy, Secretary, Commission, dated January 6, 2014 (“FIA PTG Letter”); and letter from Theodore R. Lazo, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association, to Elizabeth M. Murphy, Secretary, Commission, dated January 13, 2014 (`SIFMA Letter 2”).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See</E>
                         letter from Brant K. Brown, Associate General Counsel, FINRA, to Elizabeth M. Murphy, Secretary, Commission, dated February 24, 2014 (“FINRA Response 2”).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Description of the Proposal, as Modified by Amendment No. 1</HD>
                <P>
                    FINRA proposes to add Supplementary Material .02 to FINRA Rule 5210 to address members' obligations with respect to certain securities transactions that result from the unintentional interaction of orders originating from the same firm (now referred to by FINRA as “self-trades”), that involve no change in the beneficial ownership of the security.
                    <SU>11</SU>
                    <FTREF/>
                     The proposed rule change requires FINRA members to have policies and procedures in place that are reasonably designed to review their trading activity for, and prevent, a pattern or practice of self-trades resulting from orders originating from a single algorithm or trading desk, or from related algorithms or trading desks. Additionally, the proposed rule change states that transactions resulting from orders that originate from unrelated algorithms or from separate and distinct trading strategies within the same firm would generally be considered bona fide self-trades.
                    <SU>12</SU>
                    <FTREF/>
                     The proposed rule change also establishes a presumption that algorithms or trading strategies within the most discrete unit of an effective system of internal controls at a member firm are related.
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         Securities transactions that do not result in a change of beneficial ownership of the securities and that are undertaken for the purpose of creating or inducing a false or misleading appearance of activity in the securities are already prohibited by existing securities laws and FINRA rules. 
                        <E T="03">See</E>
                         note 14, 
                        <E T="03">infra.</E>
                          
                    </P>
                    <P>The Commission notes that the original proposal addressed wash sale transactions. Subsequently, FINRA filed Amendment No. 1, which clarified that the focus of the proposal was self-trades, rather than wash sale transactions.</P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         Transactions that originate from unrelated algorithms or from separate or distinct trading strategies, trading desks, or aggregation units that are frequent or numerous may raise a presumption that such transactions were undertaken with the intent that they cross and may, therefore, be intended as manipulative or fraudulent. 
                        <E T="03">See</E>
                         Notice, 
                        <E T="03">supra</E>
                         note 3, at 54503.
                    </P>
                </FTNT>
                <P>
                    The proposed rule change is intended to address self-trades that occur as a result of orders sent by a single algorithm or the interaction of multiple, related algorithms operated by a single firm. In a number of instances, FINRA has found that these types of transactions can account for a material percentage (
                    <E T="03">e.g.,</E>
                     over 5%) of the consolidated trading volume in a security on a particular day, which can distort the market information that is publicly available for that security. In FINRA's view, even if not purposeful, these transactions can create the misimpression of active trading in a security that could adversely affect the price discovery process. Furthermore, FINRA believes that, in these instances, firms will continue to allow this type of trading to occur rather than incur the costs necessary to prevent it, even though the trading activity may result in instances where significant misinformation is disseminated to the market. The proposed rule change requires members to adopt reasonable policies and procedures to prohibit such activity and would not, therefore, apply to isolated self-trades resulting from orders originating from a single algorithm or trading desk, or from related algorithms or trading desks, provided the firm's policies and procedures were reasonably designed.
                    <SU>13</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         The proposed rule change would not change member firms' existing obligations under NASD Rule 3010 and FINRA Rule 2010 with respect to wash sales. 
                        <E T="03">See</E>
                         Notice, 
                        <E T="03">supra</E>
                         note 3, at 54503.
                    </P>
                </FTNT>
                <P>
                    FINRA rules and the federal securities laws explicitly prohibit transactions in securities that do not result in a change of beneficial ownership of the securities when there is a fraudulent or manipulative purpose behind the trading activity.
                    <SU>14</SU>
                    <FTREF/>
                     In addition, FINRA Rule 5210 provides that no member may cause to be published or circulated any report of a securities transaction unless the member knows or has reason to believe that the transaction was a bona fide transaction. Supplementary Material .01 states that “[i]t shall be deemed inconsistent with Rules 2010 (Standards of Commercial Honor and Principles of Trade), 2020 (Use of Manipulative, Deceptive or Other Fraudulent Devices) and 5210 (Publication of Transactions and Quotations) for a member to publish or circulate or cause to be published or circulated, by any means whatsoever, any report of any securities transaction or of any purchase or sale of any security unless such member knows or has reason to believe that such transaction was a bona fide transaction, purchase or sale.” Thus, each FINRA member has an existing obligation to know, or have a basis to believe, that transactions in which it participates are bona fide.
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See, e.g.,</E>
                         15 U.S.C. 78i(a)(1); FINRA Rule 6140(b).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">III. Discussion and Commission Findings</HD>
                <P>
                    The Commission has carefully considered the proposal, the comments submitted, and FINRA's response to the comments, and believes that FINRA has responded adequately to the concerns raised by the commenters and by the Commission in the Order Instituting Proceedings. For the reasons discussed below, the Commission finds that the proposal is consistent with the 
                    <PRTPAGE P="26295"/>
                    requirements of the Act and the rules and regulations thereunder applicable to a national securities association.
                    <SU>15</SU>
                    <FTREF/>
                     In particular, the Commission finds that the proposed rule change is consistent with the provisions of Section 15A(b)(6) of the Act,
                    <SU>16</SU>
                    <FTREF/>
                     which requires, among other things, that FINRA's rules be designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, and, in general, to protect investors and the public interest. The proposal requires firms to adopt policies and procedures reasonably designed to prevent a pattern or practice of certain types of self-trades, which could create the misimpression of active trading and adversely affect the price discovery process. Thus, the proposed rule change is designed to improve the quality of transaction information that is disseminated to the public.
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         In approving the proposed rule change, the Commission has considered the proposed rule's impact on efficiency, competition and capital formation. 
                        <E T="03">See</E>
                         15 U.S.C. 78c(f).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         15 U.S.C. 78
                        <E T="03">o</E>
                        -3(b)(6).
                    </P>
                </FTNT>
                <P>
                    As noted above, the Commission received three comment letters in response to the Notice of Filing of Amendment No. 1 and Order Instituting Proceedings 
                    <SU>17</SU>
                    <FTREF/>
                     and FINRA responded to the comments.
                    <SU>18</SU>
                    <FTREF/>
                     Two comment letters supported the approval of the proposed rule change, as amended.
                    <SU>19</SU>
                    <FTREF/>
                     The third comment letter is generally supportive, but requests modifications to the proposal.
                    <SU>20</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         
                        <E T="03">See</E>
                         FIF Letter 2; FIA PTG Letter; SIFMA Letter 2, 
                        <E T="03">supra</E>
                         note 9. For a discussion of the comment letters received by the Commission in response to the Notice, 
                        <E T="03">see</E>
                         Notice of Filing of Amendment No. 1 and Order Instituting Proceedings, 
                        <E T="03">supra</E>
                         note 8, at 73902-73903.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">See</E>
                         FINRA Response 2, 
                        <E T="03">supra</E>
                         note 10.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         
                        <E T="03">See</E>
                         FIF Letter 2; SIFMA Letter 2, 
                        <E T="03">supra</E>
                         note 9.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See</E>
                         FIA PTG Letter, 
                        <E T="03">supra</E>
                         note 9.
                    </P>
                </FTNT>
                <P>
                    Two commenters support FINRA's amendment to focus the proposed rule change on “self-trades,” rather than “wash sales.” 
                    <SU>21</SU>
                    <FTREF/>
                     One commenter supports FINRA's replacement of the term “wash sale” with “self-trade,” explaining that, unlike wash sale transactions, self-trades can be inadvertent and bona fide.
                    <SU>22</SU>
                    <FTREF/>
                     The commenter believes that this change in terminology recognizes that automated trading can result in coincidental self-trades from independently initiated orders that lack the requisite fraudulent or manipulative intent to be classified as “wash sales.” 
                    <SU>23</SU>
                    <FTREF/>
                     The other commenter also supports the distinction and states that the proposed rule better addresses the concern raised in the original proposal—that self-trades can distort market information regarding a security—by creating an obligation for broker-dealers to avoid transactions that unintentionally result in no change in beneficial ownership and do not involve manipulative or fraudulent intent.
                    <SU>24</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         
                        <E T="03">See</E>
                         FIA PTG Letter, 
                        <E T="03">supra</E>
                         note 9, at 2; SIFMA Letter 2, 
                        <E T="03">supra</E>
                         note 9, at 1.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         
                        <E T="03">See</E>
                         FIA PTG Letter, 
                        <E T="03">supra</E>
                         note 9, at 2.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         
                        <E T="03">See</E>
                         SIFMA Letter 2, 
                        <E T="03">supra</E>
                         note 9, at 1-2.
                    </P>
                </FTNT>
                <P>Because the proposal is intended to address the unintentional interaction of orders originating from the same firm that involve no change in the beneficial ownership of the security and can lead to the dissemination of misinformation to the marketplace and the public, the Commission believes that modifying the focus of the proposed rule from “wash sales” to “self-trades” appropriately tailors the scope of the proposed rule and addresses potential confusion.</P>
                <P>
                    Two commenters support FINRA's requirement that members have policies and procedures in place to review their trading activity for, and prevent, a pattern or practice of self-trades resulting from orders originating from a single algorithm or trading desk, or related algorithms or trading desks.
                    <SU>25</SU>
                    <FTREF/>
                     One commenter states, “Amendment No. 1 strikes the right balance of addressing a pattern and [sic] practice of self-trading while acknowledging the implementation issues inherent in preventing every self-trade.” 
                    <SU>26</SU>
                    <FTREF/>
                     This commenter believes that the pattern or practice standard addresses the problem outlined in the proposal of self-trades that distort the market information that is publicly available for a security.
                    <SU>27</SU>
                    <FTREF/>
                     The other commenter believes that the pattern or practice standard would deter broker-dealers from permitting large numbers of self-trades from being publicly reported.
                    <SU>28</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         
                        <E T="03">See</E>
                         FIF Letter 2, 
                        <E T="03">supra</E>
                         note 9, at 1-2; SIFMA Letter 2, 
                        <E T="03">supra</E>
                         note 9, at 2. FIA PTG also supports FINRA's amended policies and procedures requirement, but believes the requirement needs to be clarified. 
                        <E T="03">See</E>
                         FIA PTG Letter, 
                        <E T="03">supra</E>
                         note 9, at 2, 7.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         
                        <E T="03">See</E>
                         FIF Letter 2, 
                        <E T="03">supra</E>
                         note 9, at 1.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         
                        <E T="03">See</E>
                         FIF Letter 2, at 2, 
                        <E T="03">supra</E>
                         note 9.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         
                        <E T="03">See</E>
                         SIFMA Letter 2, 
                        <E T="03">supra</E>
                         note 9, at 2.
                    </P>
                </FTNT>
                <P>
                    In its response, FINRA explains that the proposed supplementary material is primarily designed to address instances where self-trades account for a significant percent of volume in a security, which may affect price discovery.
                    <SU>29</SU>
                    <FTREF/>
                     FINRA explains that its proposed policies and procedures requirement addresses its concern that self-trades by a single algorithm or trading desk, or related algorithms or trading desks, may not reflect genuine trading interest, especially when there is a pattern or practice of such trading behavior.
                    <SU>30</SU>
                    <FTREF/>
                     FINRA believes that its proposal will allow FINRA to more effectively deter self-trading that, while not involving fraudulent or manipulative intent, is disruptive to the marketplace.
                    <SU>31</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         
                        <E T="03">See</E>
                         FINRA Response 2, 
                        <E T="03">supra</E>
                         note 10, at 3.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>Tailoring the limitation in the supplementary material to a pattern or practice of self-trades resulting from orders originating from a single algorithm or trading desk, or related algorithms or trading desks, would not prohibit isolated instances of self-trading, yet would address more systematic self-trading that could result in the dissemination of misleading trading information to the marketplace. The proposal would provide FINRA with an enforceable rule specifically targeting activity that rises to the level of a pattern or practice of such self-trading, and requires firms to have policies and procedures reasonably designed to review their trading activity for, and prevent, the same. The Commission encourages FINRA to surveil the efficacy of these policies and procedures in reducing the volume of self-trading, and to consider further refinement of the rule if warranted.</P>
                <P>
                    One commenter requests that FINRA clarify its distinction between bona fide and non-bona fide self-trades.
                    <SU>32</SU>
                    <FTREF/>
                     This commenter notes that the proposed rule states that self-trades that result from orders originating from unrelated algorithms or separate and distinct trading strategies within the same firm are generally bona fide, but that FINRA also stated in the Notice that such transactions, if frequent or regular, may raise a presumption of manipulative or fraudulent intent.
                    <SU>33</SU>
                    <FTREF/>
                     The commenter requests clarification of FINRA's views on frequent self-trades resulting from unrelated trading strategies, and asserts that it would be “inappropriate and inaccurate to infer their relatedness or the intent to self-trade based solely on a volume threshold.” 
                    <SU>34</SU>
                    <FTREF/>
                     Instead, the commenter recommends that FINRA adopt a wash sale approach described by the Chicago Mercantile Exchange Group (“CME”) in a recent CME Market Regulation Advisory Notice to determine whether trades between unrelated algorithms are bona fide.
                    <SU>35</SU>
                    <FTREF/>
                     The commenter explains that the CME Market Regulation Advisory Notice states that orders entered by an independent trader in good faith for the purpose of executing bona fide 
                    <PRTPAGE P="26296"/>
                    transactions, that are not prearranged and are entered without knowledge of the other trader's order, will not violate the CME's prohibition on wash trades.
                    <SU>36</SU>
                    <FTREF/>
                     Similarly, another commenter requests that FINRA issue a Regulatory Notice that states that self-trades resulting from orders originating from unrelated algorithms would not be deemed related based solely on the fact that the unrelated algorithms were being used by traders on the same trading desk.
                    <SU>37</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         
                        <E T="03">See</E>
                         FIA PTG Letter, 
                        <E T="03">supra</E>
                         note 9, at 3-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>34</SU>
                         
                        <E T="03">Id.</E>
                         at 4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>35</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>36</SU>
                         
                        <E T="03">Id.</E>
                         In its comment letter, FIF noted that it believes that FINRA's pattern and practices standard is consistent with the guidance provided in the CME Market Regulation Advisory Notice. 
                        <E T="03">See</E>
                         FIF Letter 2, 
                        <E T="03">supra</E>
                         note 9, at 2.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>37</SU>
                         
                        <E T="03">See</E>
                         FIF Letter 2, 
                        <E T="03">supra</E>
                         note 9, at 2.
                    </P>
                </FTNT>
                <P>
                    In its response, FINRA reiterates its position that, although self-trades between unrelated trading desks or algorithms are generally bona fide, frequent self-trades may raise concerns that they are intentional or undertaken with manipulative or fraudulent intent.
                    <SU>38</SU>
                    <FTREF/>
                     FINRA also distinguishes its proposal's goals from those addressed by the CME Market Regulation Advisory Notice.
                    <SU>39</SU>
                    <FTREF/>
                     FINRA notes that its proposal is meant to address unintentional self-trading activity—not the regulation of wash sale transactions.
                    <SU>40</SU>
                    <FTREF/>
                     Further, unlike the CME Market Regulation Advisory Notice, FINRA states that its proposal “imposes specific additional obligations on firms that engage in algorithmic activity or use multiple algorithms or trading desks as part of their trading activity.” 
                    <SU>41</SU>
                    <FTREF/>
                     The proposal is intended to curb unintentional self-trades that result in the dissemination of misinformation to the public and negatively affect price discovery.
                </P>
                <FTNT>
                    <P>
                        <SU>38</SU>
                         
                        <E T="03">See</E>
                         FINRA Response 2, 
                        <E T="03">supra</E>
                         note 10, at 4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>39</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>40</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>41</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    One commenter states that FINRA's amended proposal would continue to establish a rebuttable presumption that algorithms within discrete units of a firm's internal controls are related, regardless of comments that assert that “discrete units of a firm's internal controls are established for reasons wholly separate from whether the trading strategies and algorithms within that unit are related.” 
                    <SU>42</SU>
                    <FTREF/>
                     The commenter believes that the proposal causes confusion over whether the presumption can be overcome.
                    <SU>43</SU>
                    <FTREF/>
                     The commenter requests that FINRA provide clear guidance on the standards that would rebut the presumption of relatedness.
                    <SU>44</SU>
                    <FTREF/>
                     In its response, FINRA explains that the presumption is based on the fact that generally firms have the same people supervising algorithms or trading desks within a discrete unit, and that such algorithms or trading desks communicate with each other.
                    <SU>45</SU>
                    <FTREF/>
                     FINRA states, however, that firms would be able to rebut this presumption if they can show, for example, that different personnel are responsible for supervising the algorithms or trading desks.
                    <SU>46</SU>
                    <FTREF/>
                     The Commission believes that FINRA has taken a reasonable position with respect to this presumption and provided appropriate guidance with respect to how it might be rebutted.
                </P>
                <FTNT>
                    <P>
                        <SU>42</SU>
                         
                        <E T="03">See</E>
                         FIA PTG Letter, 
                        <E T="03">supra</E>
                         note 9, at 5.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>43</SU>
                         
                        <E T="03">Id.,</E>
                         at 6.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>44</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>45</SU>
                         
                        <E T="03">See</E>
                         FINRA Response 2, 
                        <E T="03">supra</E>
                         note 10, at 4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>46</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    One commenter believes that the proposed rule lacks clarity regarding the types of self-trading for which firms would need to review, and prevent, patterns or practices.
                    <SU>47</SU>
                    <FTREF/>
                     The commenter requested more specificity from FINRA about the amount of activity that would constitute a pattern or practice.
                    <SU>48</SU>
                    <FTREF/>
                     In response to the commenter, FINRA states that it “declines to establish a specific threshold below which a firm could continue to engage in unlimited self-trading.” 
                    <SU>49</SU>
                    <FTREF/>
                     FINRA reiterates that isolated self-trades are generally bona fide, but that a practice of self-trading over time “whether of material volume, regularity, or both,” would indicate a pattern or practice.
                    <SU>50</SU>
                    <FTREF/>
                     The Commission believes that the proposed rule change, as amended provides sufficient clarity to member firms, and notes that the concept of a pattern or practice is used in a number of FINRA rules.
                    <SU>51</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>47</SU>
                         
                        <E T="03">See</E>
                         FIA PTG Letter, 
                        <E T="03">supra</E>
                         note 9, at 7.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>48</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>49</SU>
                         
                        <E T="03">See</E>
                         FINRA Response 2, 
                        <E T="03">supra</E>
                         note 10, at 5.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>50</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>51</SU>
                         
                        <E T="03">See, e.g.,</E>
                         FINRA Rule 6282, Supplementary Material .02(b).
                    </P>
                </FTNT>
                <P>
                    In the Notice of Filing of Amendment No. 1 and Order Instituting Proceedings, the Commission expressed concern that the proposed rule, as amended, would continue to allow a significant number of self-trades to be publicly reported.
                    <SU>52</SU>
                    <FTREF/>
                     Specifically, the Commission noted FINRA's statement in its filing that only those firms that engage in a pattern or practice of effecting self-trades that result in a material percentage of the trading volume in a particular security would generally violate the proposed rule, as well as FINRA's proposed requirement that its members have policies and procedures to prevent, specifically, a pattern or practice of self-trades from orders originating from a single or related algorithms or trading desks.
                    <SU>53</SU>
                    <FTREF/>
                     The Commission stated that the proposed rule would appear to provide substantial flexibility regarding the required policies and procedures, such that a significant number of self-trades could continue to be publicly reported, as orders originating from “unrelated” algorithms or “separate and distinct” trading strategies would not be subject to the proposed rule, and because only self-trades amounting to a material percentage of a security's trading volume would constitute violative activity.
                    <SU>54</SU>
                    <FTREF/>
                     The Commission also noted that FINRA provided little guidance on its interpretations of what would constitute “unrelated” algorithms or “separate and distinct” trading strategies.
                    <SU>55</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>52</SU>
                         
                        <E T="03">See</E>
                         Notice of Filing of Amendment No. 1 and Order Instituting Proceedings, 
                        <E T="03">supra</E>
                         note 8, at 73904.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>53</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>54</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>55</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    In its response, FINRA explained that the proposed rule is designed to strike a balance between recognizing that self-trades may reflect genuine trading interest and therefore be bona fide, and imposing an obligation on firms to prevent a pattern or practice of self-trading that rises to the level of disruptive activity. While self-trades may be unintentional, if the number of self-trades by a firm constitutes a material percentage of the volume in a security, it could have a negative effect on the price discovery process.
                    <SU>56</SU>
                    <FTREF/>
                     FINRA explained that the proposed rule would allow it to better pursue self-trading violations because the proposed rule specifically addresses self-trades, allowing FINRA to charge a firm with a violation of the proposed rule for such conduct, in addition to a supervisory violation, and establishing a new requirement for firms to monitor and prevent self-trading activity from a single algorithm or trading desk, or related algorithms or trading desks.
                    <SU>57</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>56</SU>
                         
                        <E T="03">See</E>
                         FINRA Response 2, 
                        <E T="03">supra</E>
                         note 10, at 2-3.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>57</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    In response to the concern about a lack of guidance on the types of self-trades that would violate the proposed rule, FINRA stated its understanding that discrete units within a firm's system of internal controls typically do not coordinate their trading strategies or objectives with other discrete units of internal controls, but that multiple algorithms or trading desks within a discrete unit are permitted to communicate or are under the supervision of the same personnel and thus, are presumed to be related.
                    <SU>58</SU>
                    <FTREF/>
                     FINRA stated that the proposed rule permits firms to rebut this presumption, suggesting that a firm could demonstrate 
                    <PRTPAGE P="26297"/>
                    that “related” algorithms or trading desks are in fact independent or are subject to supervision or management by separate personnel.
                    <SU>59</SU>
                    <FTREF/>
                     FINRA declined to specify a volume of trading that would constitute a “pattern or practice” for purposes of the proposed rule, explaining that it preferred not to “establish a specific threshold below which a firm could continue to engage in unlimited self-trading,” 
                    <SU>60</SU>
                    <FTREF/>
                     but urged firms to examine their self-trading for volume and frequency, which could indicate a pattern or practice.
                    <SU>61</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>58</SU>
                         
                        <E T="03">Id.</E>
                         at 4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>59</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>60</SU>
                         
                        <E T="03">Id.</E>
                         at 5.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>61</SU>
                         
                        <E T="03">Id.</E>
                    </P>
                </FTNT>
                <P>
                    Finally, FINRA noted that wash sales will continue to be subject to the same provisions in the federal securities laws and FINRA rules.
                    <SU>62</SU>
                    <FTREF/>
                     The Commission believes that FINRA has sufficiently addressed the Commission's concerns. For the reasons discussed above, the Commission finds that the proposed rule change is consistent with the Act.
                </P>
                <FTNT>
                    <P>
                        <SU>62</SU>
                         
                        <E T="03">See</E>
                         FINRA Response 2, 
                        <E T="03">supra</E>
                         note 10, at 3.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Conclusion</HD>
                <P>
                    <E T="03">It is therefore ordered,</E>
                     pursuant to Section 19(b)(2) of the Act,
                    <SU>63</SU>
                    <FTREF/>
                     that the proposed rule change (SR-FINRA-2013-036), as modified by Amendment No. 1, be, and hereby is, approved.
                </P>
                <FTNT>
                    <P>
                        <SU>63</SU>
                         15 U.S.C. 78s(b)(2).
                    </P>
                </FTNT>
                <SIG>
                    <P>
                        For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.
                        <SU>64</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>64</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Kevin M. O'Neill,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10384 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[File No. S7-40-10; Release No. 72079]</DEPDOC>
                <SUBJECT>Securities Exchange Act of 1934; In the Matter of Exchange Act Rule 13p-1 and Form SD; Order Issuing Stay</SUBJECT>
                <DATE>May 2, 2014.</DATE>
                <P>
                    On April 14, 2014, the United States Court of Appeals for the District of Columbia Circuit issued a decision in 
                    <E T="03">National Association of Manufacturers, et al.</E>
                     v.
                    <E T="03"> SEC, et al.,</E>
                     No. 13-5252 (D.C. Cir. April 14, 2014). That case involved a challenge to Exchange Act Rule 13p-1 and Form SD.
                    <SU>1</SU>
                    <FTREF/>
                     The rule and form were adopted pursuant to Section 13(p) of the Securities Exchange Act of 1934, which was added by Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
                    <SU>2</SU>
                    <FTREF/>
                     The Court of Appeals rejected all of the challenges to the rule based on the Administrative Procedure Act and the Exchange Act. The Court of Appeals, however, concluded that Section 13(p) and Rule 13p-1 “violate the First Amendment to the extent the statute and rule require regulated entities to report to the Commission and to state on their Web site that any of their products have ‘not been found to be ‘DRC conflict free.’ ’ ” 
                    <SU>3</SU>
                    <FTREF/>
                     In so concluding, the Court of Appeals specifically noted that there was no “First Amendment objection to any other aspect of the conflict minerals report or required disclosures.” 
                    <SU>4</SU>
                    <FTREF/>
                     In an order issued concurrently with the decision, the Court of Appeals withheld the issuance of its mandate until seven days after disposition of any timely petition for rehearing or petition for rehearing en banc. As a result, the earliest date on which the Court of Appeals's mandate is likely to issue is June 5, 2014. Under Rule 13p-1, the first reports are due to be filed on June 2, 2014.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">Conflict Minerals,</E>
                         77 FR 56,274 (Sept. 12, 2012) (codified at 17 CFR 240, 249b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Public Law 111-203, 124 Stat. 1376, 2213 (2010).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Slip. Op. at 23.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         Slip. Op. at 17 n.8.
                    </P>
                </FTNT>
                <P>Section 705 of the Administrative Procedure Act provides that an agency may postpone the effective date of an action taken by it pending judicial review when it finds that “justice so requires.” 5 U.S.C. 705. In light of the Court of Appeals's decision, the Commission finds that it is consistent with what justice requires to stay the effective date for compliance with those portions of Rule 13p-1 and Form SD that would require the statements by issuers that the Court of Appeals held would violate the First Amendment. Among other things, a stay of those portions of the rule avoids the risk of First Amendment harm pending further proceedings. Moreover, limiting the stay to those portions of the rule requiring the disclosures that the Court of Appeals held would impinge on issuers' First Amendment rights furthers the public's interest in having issuers comply with the remainder of the rule, which was mandated by Congress in Section 1502 and upheld by the Court of Appeals.</P>
                <P>
                    Accordingly, it is 
                    <E T="03">ordered,</E>
                     pursuant to Section 705 of the Administrative Procedure Act, that the effective date for compliance with those portions of Rule 13p-1 and Form SD subject to the Court of Appeals's constitutional holding are hereby stayed pending the completion of judicial review, at which point the stay will terminate. For more detailed guidance regarding compliance, issuers should refer to the statement issued by the staff on April 29, 2014, and any further guidance subsequently provided.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         On April 30, 2014, the National Association of Manufacturers, the Chamber of Commerce, and Business Roundtable filed a motion requesting that the Commission stay Rule 13p-1 in its entirety. In accordance with the above order, the motion is denied.
                    </P>
                </FTNT>
                <SIG>
                    <P>By the Commission.</P>
                    <NAME>Kevin M. O'Neill,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10437 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[ File No. 500-1]</DEPDOC>
                <SUBJECT>In the Matter of: Genosys, Inc.: Order of Suspension of Trading</SUBJECT>
                <DATE>May 5, 2014. </DATE>
                <P>It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of GeNOsys, Inc. (“Genosys”) because Genosys has not submitted the following required periodic filings:</P>
                <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s100,xs76">
                    <TTITLE> </TTITLE>
                    <BOXHD>
                        <CHED H="1">Filing </CHED>
                        <CHED H="1">Due date</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Annual report on Form 10-K for period ended Nov. 30, 2011 </ENT>
                        <ENT>February 28, 2012.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Quarterly report on Form 10-Q for period ended Feb. 29, 2012 </ENT>
                        <ENT>April 16, 2012.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Quarterly report on Form 10-Q for period ended May 31, 2012 </ENT>
                        <ENT>July 16, 2012.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Quarterly report on Form 10-Q for period ended August 31, 2012 </ENT>
                        <ENT>October 15, 2012.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Annual report on Form 10-K for period ended Nov. 30, 2012 </ENT>
                        <ENT>February 28, 2013.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Quarterly report on Form 10-Q for period ended Feb. 28, 2013 </ENT>
                        <ENT>April 15, 2013.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Quarterly report on Form 10-Q for period ended May 31, 2013 </ENT>
                        <ENT>July 15, 2013.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Quarterly report on Form 10-Q for period ended August 31, 2013 </ENT>
                        <ENT>October 15, 2013.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Annual report on Form 10-K for period ended Nov. 30, 2013 </ENT>
                        <ENT>February 28, 2014.</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="26298"/>
                        <ENT I="01">Quarterly report on Form 10-Q for period ended Feb. 28, 2013 </ENT>
                        <ENT>April 14, 2014.</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed company.</P>
                <P>
                    <E T="03">Therefore, it is ordered,</E>
                     pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the above-listed company is suspended for the period from 9:30 a.m. EDT on Monday, May 5, 2014 through 11:59 p.m. EDT on May 16, 2014.
                </P>
                <SIG>
                    <P>By the Commission.</P>
                    <NAME>Jill M. Peterson,</NAME>
                    <TITLE>Assistant Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10553 Filed 5-5-14; 11:15 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF STATE</AGENCY>
                <DEPDOC>[Public Notice: 8721]</DEPDOC>
                <SUBJECT>60-Day Notice of Proposed Information Collection: Form DS-6561, Non-Foreign Service Personnel and Their Family Members</SUBJECT>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of request for public comment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of State is seeking Office of Management and Budget (OMB) approval for the information collection described below. In accordance with the Paperwork Reduction Act of 1995, we are requesting comments on this collection from all interested individuals and organizations. The purpose of this notice is to allow 60 days for public comment preceding submission of the collection to OMB.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES: </HD>
                    <P>The Department will accept comments from the public up to 60 days from May 7, 2014.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Web:</E>
                         Persons with access to the Internet may use the Federal Docket Management System (FDMS) to comment on this notice by going to 
                        <E T="03">www.Regulations.gov.</E>
                         You can search for the document by entering “Public Notice 8721” in the Search bar. If necessary, use the Narrow by Agency filter option on the Results page.
                    </P>
                    <P>
                        • 
                        <E T="03">Email: summerssb@state.gov.</E>
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Department of State, Office of Medical Clearances, SA-15 Room 400, 1800 North Kent St., Rosslyn, VA 22209.
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         703-875-4850.
                    </P>
                    <P>You must include the DS form number (if applicable), information collection title, and the OMB control number in any correspondence.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Direct requests for additional information regarding the collection listed in this notice, including requests for copies of the proposed collection instrument and supporting documents, to Susan B. Summers, who may be reached on 703-875-5411 or at 
                        <E T="03">summerssb@state.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P SOURCE="NPAR">
                    • 
                    <E T="03">Title of Information Collection:</E>
                     Pre-Assignment For Overseas Duty—Non-Foreign Service Personnel and Their Family Members.
                </P>
                <P>
                    • 
                    <E T="03">OMB Control Number:</E>
                     1405-0194.
                </P>
                <P>
                    • 
                    <E T="03">Type of Request:</E>
                     Extension of a Currently Approved Collection.
                </P>
                <P>
                    • 
                    <E T="03">Originating Office:</E>
                     Office of Medical Services—Medical Clearances.
                </P>
                <P>
                    • 
                    <E T="03">Form Number:</E>
                     DS 6561.
                </P>
                <P>
                    • 
                    <E T="03">Respondents:</E>
                     Non-foreign service employees or family members.
                </P>
                <P>
                    • 
                    <E T="03">Estimated Number of Respondents:</E>
                     8,000.
                </P>
                <P>
                    • 
                    <E T="03">Estimated Number of Responses:</E>
                     8,000.
                </P>
                <P>
                    • 
                    <E T="03">Average Time per Response:</E>
                     1 hour.
                </P>
                <P>
                    • 
                    <E T="03">Total Estimated Burden Time:</E>
                     8,000 hours.
                </P>
                <P>
                    • 
                    <E T="03">Frequency:</E>
                     As needed.
                </P>
                <P>
                    • 
                    <E T="03">Obligation to Respond:</E>
                     Mandatory to retain medical clearances.
                </P>
                <P>We are soliciting public comments to permit the Department to:</P>
                <P>• Evaluate whether the proposed information collection is necessary for the proper functions of the Department.</P>
                <P>• Evaluate the accuracy of our estimate of the time and cost burden for this proposed collection, including the validity of the methodology and assumptions used.</P>
                <P>• Enhance the quality, utility, and clarity of the information to be collected.</P>
                <P>• Minimize the reporting burden on those who are to respond, including the use of automated collection techniques or other forms of information technology.</P>
                <P>Please note that comments submitted in response to this Notice are public record. Before including any detailed personal information, you should be aware that your comments as submitted, including your personal information, will be available for public review.</P>
                <P>
                    <E T="03">Abstract of proposed collection:</E>
                     Form DS-6561 provides a concise summary of basic medical history, lab tests and physical examination for employees and family members that are not members of one of the five Foreign Affairs agencies to include State, USAID, Foreign Commercial Service, Foreign Agricultural Service and Board of Broadcasting Governors. It is designed to collect current and adequate information on which medical providers can base decisions on whether an employee and family members will have sufficient medical resources at a diplomatic mission abroad to maintain the health and fitness of the individual and family members.
                </P>
                <P>
                    <E T="03">Methodology:</E>
                     The information collected will be collected through the use of an electronic forms engine or by hand written submission using a pre-printed form.
                </P>
                <SIG>
                    <DATED>Dated: April 23, 2014. </DATED>
                    <NAME>Ernest E. Davis, </NAME>
                    <TITLE>Director of Medical Clearances,  Office of Medical Services,  Department of State.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10486 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4710-36-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF STATE</AGENCY>
                <DEPDOC>[Public Notice: 8719]</DEPDOC>
                <SUBJECT>Notice of Renewal of the Advisory Committee on International Law Charter</SUBJECT>
                <P>
                    The Department of State has renewed the charter of the Advisory Committee on International Law. The Committee is comprised of all former Legal Advisers of the Department of State and, under the renewed charter, up to 30 individuals appointed by the Legal Adviser or a Deputy Legal Adviser. Through the Committee, the Department of State will continue to obtain the views and advice of a cross section of the country's outstanding members of the legal profession on significant issues of international law. The Committee follows procedures prescribed by the Federal Advisory Committee Act (FACA). Its meetings are open to the public unless a determination is made in accordance with the FACA and 5 U.S.C. 552b(c) that a meeting or portion of a meeting should be closed to the public. Notice of each meeting will be published in the 
                    <E T="04">Federal Register</E>
                     at least 15 days prior to the meeting, unless extraordinary circumstances require shorter notice. For further information, please contact Jonas Lerman, Executive Director, Advisory Committee on International Law, 
                    <PRTPAGE P="26299"/>
                    Department of State, at 202-776-8442 or 
                    <E T="03">lermanjb@state.gov</E>
                    .
                </P>
                <SIG>
                    <DATED>Dated: April 15, 2014.</DATED>
                    <NAME>Jonas Lerman,</NAME>
                    <TITLE>Attorney-Adviser, Office of the Legal Adviser, Department of State.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10485 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4710-08-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF STATE</AGENCY>
                <DEPDOC>[Public Notice: 8722]</DEPDOC>
                <SUBJECT>Culturally Significant Object Imported for Exhibition Determinations: “Spanish Drawings From the Kunsthalle of Hamburg, Germany”</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Department of State.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice, correction.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        On April 8, 2014, notice was published on page 19409 of the 
                        <E T="04">Federal Register</E>
                         (volume 79, number 67) of determinations made by the Department of State pertaining to the exhibition “Spanish Drawings From the Kunsthalle of Hamburg, Germany.” The referenced notice is corrected here to include an additional object as part of the exhibition. Notice is hereby given of the following determinations: Pursuant to the authority vested in me by the Act of October 19, 1965 (79 Stat. 985; 22 U.S.C. 2459), Executive Order 12047 of March 27, 1978, the Foreign Affairs Reform and Restructuring Act of 1998 (112 Stat. 2681, 
                        <E T="03">et seq.;</E>
                         22 U.S.C. 6501 note, 
                        <E T="03">et seq.</E>
                        ), Delegation of Authority No. 234 of October 1, 1999, and Delegation of Authority No. 236-3 of August 28, 2000, I hereby determine that the additional object to be included in the exhibition “Spanish Drawings From the Kunsthalle, Germany,” imported from abroad for temporary exhibition within the United States, is of cultural significance. The additional object is imported pursuant to a loan agreement with the foreign owner or custodian. I also determine that the exhibition or display of the additional object at the Meadows Museum, Dallas, Texas, from on or about May 25, 2014, until on or about August 31, 2014, and at possible additional exhibitions or venues yet to be determined, is in the national interest. I have ordered that Public Notice of these Determinations be published in the 
                        <E T="04">Federal Register</E>
                        .
                    </P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>For further information, including a description of the additional object, contact Paul W. Manning, Attorney-Adviser, Office of the Legal Adviser, U.S. Department of State (telephone: 202-632-6469). The mailing address is U.S. Department of State, SA-5, L/PD, Fifth Floor (Suite 5H03), Washington, DC 20522-0505.</P>
                    <SIG>
                        <DATED>Dated: April 30, 2014.</DATED>
                        <NAME>Evan Ryan,</NAME>
                        <TITLE>Assistant Secretary, Bureau of Educational and Cultural Affairs, Department of State.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10490 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4710-05-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF STATE</AGENCY>
                <DEPDOC>[Public Notices: 8720]</DEPDOC>
                <SUBJECT>Certification Related to the Government of Haiti Under Section 7045(D)(1) of the Department of State, Foreign Operations, and Related Programs Appropriations Act, 2014 (Div. K, Pub. L. 113-76)</SUBJECT>
                <P>Pursuant to the authority vested in the Secretary of State, including under section 7045(d)(1) of the Department of State, Foreign Operations, and Related Programs Appropriations Act, 2014 (Div. K, Pub. L. 113-76), I hereby certify that Haiti is taking steps to hold free and fair parliamentary elections and to seat a new Haitian Parliament; the Government of Haiti is respecting the independence of the judiciary; and the Government of Haiti is combating corruption and improving governance, including passage of the anticorruption law to enable prosecution of corrupt officials and implementing financial transparency and accountability requirements for government institutions.</P>
                <P>
                    This Certification shall be published in the 
                    <E T="04">Federal Register</E>
                    ,  and copies shall be transmitted to the appropriate committees of Congress.
                </P>
                <SIG>
                    <NAME>John F. Kerry,</NAME>
                    <TITLE>Secretary of State.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10484 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4710-29-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N"> DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Office of the Secretary</SUBAGY>
                <SUBJECT>Notice of Applications for Certificates of Public Convenience and Necessity and Foreign Air Carrier Permits Filed Under Subpart B (Formerly Subpart Q) During the Week Ending April 26, 2014</SUBJECT>
                <P>
                    The following Applications for Certificates of Public Convenience and Necessity and Foreign Air Carrier Permits were filed under Subpart B (formerly Subpart Q) of the Department of Transportation's Procedural Regulations (See 14 CFR 301.201 
                    <E T="03">et. seq.</E>
                    ). The due date for Answers, Conforming Applications, or Motions to Modify Scope are set forth below for each application. Following the Answer period DOT may process the application by expedited procedures. Such procedures may consist of the adoption of a show-cause order, a tentative order, or in appropriate cases a final order without further proceedings.
                </P>
                <P>
                    <E T="03">Docket Number:</E>
                     DOT-OST-2014-0063.
                </P>
                <P>
                    <E T="03">Date Filed:</E>
                     April 24, 2014.
                </P>
                <P>
                    <E T="03">Due Date for Answers, Conforming Applications, or Motion to Modify Scope:</E>
                     May 15, 2014.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Application of Dreamjet SAS requesting exemption authority and a foreign air carrier permit to engage in: a. Foreign scheduled and charter air transportation of persons, property and mail from any point or points behind any Member State(s) of the European Union, via any point or points in any Member State and via intermediate points, to any point(s) in the United States and beyond; b. foreign scheduled and charter air transportation of persons, property and mail between any point or points in the United States and any point or points in any Member of the European Common Aviation Area; c. foreign scheduled and charter cargo air transportation between any point or points in the United States and any other point or points; d. other charters pursuant to the prior approval requirements; and e. scheduled and charter transportation consistent with any future, additional rights that may be granted to foreign air carriers of Member States of the European Union under the U.S.-E.U. Open Skies Agreement.
                </P>
                <SIG>
                    <NAME>Cheryl F. Collins,</NAME>
                    <TITLE>Dockets Manager, Docket Operations, Federal Register Liaison.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10450 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-9X-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Railroad Administration</SUBAGY>
                <DEPDOC>[Docket No. FRA 2014-0011-N-9]</DEPDOC>
                <SUBJECT>Proposed Agency Information Collection Activities; Comment Request</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Railroad Administration (FRA), Department of Transportation (DOT).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In accordance with the Paperwork Reduction Act of 1995 and its implementing regulations, the Federal Railroad Administration (FRA) hereby announces that it is seeking renewal of the following currently 
                        <PRTPAGE P="26300"/>
                        approved information collection activities. Before submitting these information collection requirements for clearance by the Office of Management and Budget (OMB), FRA is soliciting public comment on specific aspects of the activities identified below.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received no later than July 7, 2014.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit written comments on any or all of the following proposed activities by mail to either: Ms. Janet Wylie, Office of Information Technology, RAD-20, Federal Railroad Administration, 1200 New Jersey Ave. SE., Mail Stop 35, Washington, DC 20590, or Ms. Kimberly Toone, Office of Information Technology, RAD-20, Federal Railroad Administration, 1200 New Jersey Ave. SE., Mail Stop 35, Washington, DC 20590. Commenters requesting FRA to acknowledge receipt of their respective comments must include a self-addressed stamped postcard stating, “Comments on OMB control number 2130-0578.” Alternatively, comments may be transmitted via facsimile to (202) 493-6170, or via email to Ms. Wylie at 
                        <E T="03">janet.wylie@dot.gov,</E>
                         or to Ms. Toone at 
                        <E T="03">kim.toone@dot.gov.</E>
                         Please refer to the assigned OMB control number in any correspondence submitted. FRA will summarize comments received in response to this notice in a subsequent notice and include them in its information collection submission to OMB for approval.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Ms. Janet Wylie, Office of Information Technology, RAD-20, Federal Railroad Administration, 1200 New Jersey Ave. SE., Mail Stop 35, Washington, DC 20590 (telephone: (202) 493-6292) or Ms. Kimberly Toone, Office of Information Technology, RAD-20, Federal Railroad Administration, 1200 New Jersey Ave. SE., Mail Stop 35, Washington, DC 20590 (telephone: (202) 493-6132). (These telephone numbers are not toll-free.)</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The Paperwork Reduction Act of 1995 (PRA), Public Law 104-13, 2, 109 Stat. 163 (1995) (codified as revised at 44 U.S.C. 3501-3520), and its implementing regulations, 5 CFR part 1320, require Federal agencies to provide 60-days notice to the public for comment on information collection activities before seeking approval for reinstatement or renewal by OMB. 44 U.S.C. 3506(c)(2)(A); 5 CFR 1320.8(d)(1), 1320.10(e)(1), 1320.12(a). Specifically, FRA invites interested respondents to comment on the following summary of proposed information collection activities regarding (i) whether the information collection activities are necessary for FRA to properly execute its functions, including whether the activities will have practical utility; (ii) the accuracy of FRA's estimates of the burden of the information collection activities, including the validity of the methodology and assumptions used to determine the estimates; (iii) ways for FRA to enhance the quality, utility, and clarity of the information being collected; and (iv) ways for FRA to minimize the burden of information collection activities on the public by automated, electronic, mechanical, or other technological collection techniques or other forms of information technology (
                    <E T="03">e.g.,</E>
                     permitting electronic submission of responses). See 44 U.S.C. 3506(c)(2)(A)(I)-(iv); 5 CFR 1320.8(d)(1)(I)-(iv). FRA believes that soliciting public comment will promote its efforts to reduce the administrative and paperwork burdens associated with the collection of information mandated by Federal regulations. In summary, FRA reasons that comments received will advance three objectives: (i) Reduce reporting burdens; (ii) ensure that it organizes information collection requirements in a “user friendly” format to improve the use of such information; and (iii) accurately assess the resources expended to retrieve and produce information requested. See 44 U.S.C. 3501.
                </P>
                <P>Below is a brief summary of the information collection activities that FRA will submit for clearance by OMB as required under the PRA:</P>
                <P>
                    <E T="03">Title:</E>
                     Capital Grants for Rail Line Relocation and Improvement Projects.
                </P>
                <P>
                    <E T="03">OMB Control Number:</E>
                     2130-0578.
                </P>
                <P>
                    <E T="03">Status:</E>
                     Regular Review.
                </P>
                <P>
                    <E T="03">Type of Request:</E>
                     Extension without change of a previously approved collection.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     Much of the economic growth of the United States can be linked directly to the expansion of rail service. As the nation moved westward, railroads expanded to provide transportation services to growing communities. No event better illustrates this point than “golden spike” ceremonies at Promontory Point, Utah, in 1869 that ushered in transcontinental rail service. Travel times between the Atlantic and Pacific coasts were dramatically reduced, opening numerous new markets for both passenger and freight operations. Municipalities throughout the country knew that their economic success rested on being served by the railroad, and many offered incentives for the chance to be served. As a result, many communities' land use patterns developed around the railroad lines that became an economic artery as important as “Main Street.” By 1916, rail expansion peaked as miles of road owned reached 254,251. Soon after the end of the Second World War, the railroads' competitors—the auto, truck, air plane, pipeline, and modern barge—proved technologically superior to the railroads in responding to the growing demands for speed, convenience, and service quality that characterized the evolving economy of the 20th century. Mired in stifling economic over-regulation, railroads were unable to respond effectively to the challenges facing them. These changes had a dramatic effect on rail's market share. From nearly 80 percent of the intercity freight market in the early 1920s, rail share fell to less than 37 percent in 1975. The decline was even more dramatic with regard to passenger service. The industry responded by cutting excess capacity. By 1975, miles of road owned had fallen to 199,126—a 22 percent decline from 1916. The most current data (2004) shows a further decline to 140,806—45 percent fewer miles than was available in 1916.
                </P>
                <P>By the early years of the 21st century, the rail industry had made a significant turn around. Beginning with rate deregulation ushered in by the Stagger's Act of 1980 and including a number of other favorable changes, railroads have introduced innovative services, incorporated modern pricing practices, become profitable, and recaptured market share. Between 1985 and 2004, revenue ton-miles nearly doubled from 876.9 billion to 1.7 trillion. Rail's market share of intercity revenue freight is approaching 45 percent. This growth is being accommodated on a system that shrunk in response to conditions noted above. The smaller physical plant is handling greater and greater freight volumes. The clearest evidence of more intense use of the industry's plant is found in “traffic density.” “Traffic density” is the millions of revenue ton-miles per owned mile of road. In 1985, this indicia stood at 6.02. By 2004, this figure had nearly tripled to 17.02 millions of revenue ton-miles per mile of road owned. This more intense use of rail infrastructure is especially challenging in communities that developed adjacent to or around rail lines, most built over a century ago on alignments appropriate to the times.</P>
                <P>
                    As a result, in many places throughout the country, the rail infrastructure that was once so critical to communities now presents problems as well as benefits. For example, the tracks that run down the middle of towns separate the communities on either side. Rail yard and tracks occupy 
                    <PRTPAGE P="26301"/>
                    valuable real estate. Trains parked in sidings may present attractive nuisances to children and vandals, and, in the case of tank cars containing hazardous materials, may present serious security or health risks. Grade crossings may present safety risks to the cars and pedestrians that must cross the tracks. These same crossings create inconveniences when long trains block crossings for extended periods of time and sound horns as they operate through crossings in neighborhoods. In some cases, trains operate over lines at speeds that are suited for the type of track but often present safety concerns to those in the surrounding community. In some cases, rail lines have become so congested that communities experience what they perceive as almost continuous train traffic. In short, rail lines, which once brought economic prosperity and social cohesion, are now sometimes viewed as factors in the decline of both.
                </P>
                <P>In many cases, however, these same communities rely heavily on rail traffic. Local industries must be served and passengers, both long distance riders and daily commuters, need convenient access to population and employment centers. Thus, the presence of the railroad is not the problem. Instead, the physical location of the tracks creates tension between the need for the railroad and the problems the physical infrastructure of the railroad creates.</P>
                <P>In an effort to satisfy all constituents, State and local governments are looking for ways to eliminate the problems created by the increased demand on the infrastructure while still maintaining the benefits the railroad provides. Many times, the solution is merely to relocate the track in question to an area that is better suited for it. For example, a recently completed relocation project in Greenwood, Mississippi, eliminated twelve at-grade highway-rail crossings, which greatly improved safety for motorists and eliminated blocked crossings. With that success in mind, Mississippi is currently looking to relocate two main lines that run through the heart of the Central Business District in Tupelo. Combined, these two lines cross 26 highways in the city, and all but one are at-grade crossings. One of the options the State is considering is laterally relocating the lines outside of the business district.</P>
                <P>In some situations, vertical relocation may be the best solution. For example, Nevada has undertaken the Reno Transportation Rail Access Project (ReTRAC), the purpose of which is to “sink” 33 feet below the ground in a trench the approximately 2.25 mile segment of track that runs through Reno. Both the Union Pacific Railroad Company (UP) and Amtrak operate over this line. The project will allow for the closing of 11 grade crossings, and will generally improve both highway efficiency and highway safety, as well as the safety and efficiency of the trains that operate through Reno. Many of these relocation projects, like the ReTRAC project, are expensive, and State and local governments lack the resources to undertake them.</P>
                <P>In addition to relocation projects, many communities are eager to improve existing rail infrastructure in an effort to mitigate the negative effects of rail traffic on safety in general, motor vehicle traffic flow, economic development, or the overall quality of life of the community. For example, in an effort to improve train speed and reduce the risk of derailments, rail lines that were built a century ago with sharp curves can be straightened. Furthermore, significant efficiencies can be gained and safety enhanced by, as examples, extending passing tracks and yard lead tracks, and adding track circuits and signal spacing changes. On August 10, 2005, President George W. Bush signed SAFETEA-LU (Pub. L. 109-59) into law. Section 9002 of SAFETEA-LU amended chapter 201 of Title 49 of the United States Code by adding new section 20154, which establishes the basic elements of a funding program for capital grants for rail relocation and improvement projects. Subsection (b) of the new section 20154 mandates that the Secretary of Transportation issue “temporary regulations” to implement the capital grants program and then issue final regulations by October 1, 2006.</P>
                <P>
                    In FY 2008, Congress appropriated $20,145,000 for the Program, reduced by rescission to $20,040,200. Of this sum, $14,905,000 was available for discretionary (competitive) grants. After evaluating and scoring 37 applications, FRA awarded $14,315,300 to seven different projects, leaving $589,700. In FY 2009, Congress appropriated $25,000,000 and directed that $17,100,000 be awarded to 23 specific projects, with $7,900,000 left over for discretionary grants. Subsequently, in FY 2010, Congress appropriated $34,532,000 for the Program, and directed that $24,519,200 go to 27 specifically enumerated projects. FRA combined the remaining $10,012,800 with the $589,700 that was not awarded from the FY 2008 competition, $2,000,000 that was awarded to one of the FY 2008 projects but which the project sponsors ultimately turned down, and the $7,900,000 in FY 2009 discretionary funding for a total of $20,502,500. These funds were the subject of a Notice of Funding Availability that FRA published in the 
                    <E T="04">Federal Register</E>
                     on September 10, 2010. The application period closed on October 29, 2010.
                </P>
                <P>
                    <E T="03">Form Number(s):</E>
                     Progress Report, Federally-owned Property Report, SF-269, SF-271, SF-270, DOT F 200.1.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     State and local governments, government sponsored authorities and corporations, railroads.
                </P>
                <P>
                    <E T="03">Frequency of Submission:</E>
                     On occasion; record keeping.
                </P>
                <P>
                    <E T="03">Total Estimated Responses:</E>
                     121.
                </P>
                <P>
                    <E T="03">Total Estimated Annual Burden:</E>
                     26,083 hours.
                </P>
                <P>Pursuant to 44 U.S.C. 3507(a) and 5 CFR 1320.5(b) and 1320.8(b)(3)(vi), FRA informs all interested parties that it may not conduct or sponsor, and a respondent is not required to respond to, a collection of information unless it displays a currently valid OMB control number.</P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P> 44 U.S.C. 3501-3520.</P>
                </AUTH>
                <SIG>
                    <NAME>Rebecca Pennington,</NAME>
                    <TITLE>Chief Financial Officer.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10483 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-06-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Surface Transportation Board</SUBAGY>
                <DEPDOC>[Docket No. FD 33744 (Sub-No. 1)]</DEPDOC>
                <SUBJECT>CSX Transportation, Inc.—Trackage Rights Exemption—Louisville &amp; Indiana Railroad Company</SUBJECT>
                <P>
                    CSX Transportation, Inc. (CSXT) and Louisville &amp; Indiana Railroad Company (LIRC), pursuant to a written trackage rights agreement dated January 1, 2014 (the 2014 Agreement), have agreed to modify the compensation pertaining to overhead trackage rights LIRC previously granted to CSXT 
                    <SU>1</SU>
                    <FTREF/>
                     under a trackage rights agreement entered into in 2000 (the 2000 Agreement). The trackage rights are over LIRC's line between milepost 110.56, at Louisville, Ky., and milepost 4.0, at Indianapolis, Ind., a distance of approximately 106.5 miles (including the ability to enter and exit the line at Seymour, Ind.).
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         
                        <E T="03">See CSX Transp., Inc.—Trackage Rights Exemption—Louisville &amp; Ind. R.R.,</E>
                         FD 33744 (STB served June 21, 2001).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Redacted versions of the 2000 Agreement and 2014 Agreement were filed with the notice of exemption. The full versions of the agreements, as required by 49 CFR 1180.6(a)(7)(ii), were concurrently filed under seal along with a motion for protective order. That motion will be addressed in a separate decision.
                    </P>
                </FTNT>
                <PRTPAGE P="26302"/>
                <P>The transaction is scheduled to be consummated on or after May 21, 2014, the effective date of the exemption (30 days after the exemption was filed).</P>
                <P>CSXT states that there will be no change in CSXT's operation of the line and that LIRC's operations will not change. According to CSXT, the compensation paid by CSXT to LIRC under the 2000 Agreement consists of a fixed annual fee and a per car fee, adjusted annually for inflation, while under the 2014 Agreement (which will replace the 2000 Agreement), CSXT will: (1) Pay LIRC a one-time fee to complete the annual fee payments; (2) pay LIRC a per car-mile fee; (3) allocate maintenance expenses based on use of the line; (4) allocate operating expenses based on use of the line; and (5) include an annual inflation adjustment.</P>
                <P>
                    CSXT states that the 2014 Agreement will be superseded 
                    <SU>3</SU>
                    <FTREF/>
                     by the Joint Use Agreement at issue in 
                    <E T="03">CSX Transportation, Inc.—Joint Use—Louisville &amp; Indiana Railroad Company,</E>
                     Docket No. FD 35523, if the Board grants the authority sought in that docket.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Because, as noted below, this notice is filed under 1180.2(d)(7), not the temporary trackage rights class exemption under 1180.2(d)(8), separate discontinuance authority will be needed to terminate this trackage rights exemption.
                    </P>
                </FTNT>
                <P>The purpose of this transaction is to allow CSXT to use the line to serve overhead traffic and to enter and exit the line at Seymour, Ind.</P>
                <P>
                    As a condition to this exemption, any employees affected by the trackage rights will be protected by the conditions imposed in 
                    <E T="03">Norfolk &amp; Western Railway—Trackage Rights—Burlington Northern, Inc.,</E>
                     354 I.C.C. 605 (1978), as modified in 
                    <E T="03">Mendocino Coast Railway—Lease &amp; Operate—California Western Railroad,</E>
                     360 I.C.C. 653 (1980). This notice is filed under 49 CFR 1180.2(d)(7). If the notice contains false or misleading information, the exemption is void 
                    <E T="03">ab initio.</E>
                     Petitions to revoke the exemption under 49 U.S.C. 10502(d) may be filed at any time. The filing of a petition to revoke will not automatically stay the effectiveness of the exemption. Petitions for stay must be filed by May 14, 2014 (at least 7 days before the exemption becomes effective).
                </P>
                <P>An original and 10 copies of all pleadings, referring to Docket No. FD 33744 (Sub-No. 1), must be filed with the Surface Transportation Board, 395 E Street SW., Washington, DC 20423-0001. In addition, a copy of each pleading must be served on Louis E. Gitomer, Law Offices of Louis E. Gitomer, LLC, 600 Baltimore Avenue, Suite 301, Towson, MD 21204.</P>
                <P>
                    Board decisions and notices are available on our Web site at 
                    <E T="03">www.stb.dot.gov</E>
                    .
                </P>
                <SIG>
                    <DATED>Decided: May 1, 2014.</DATED>
                    <P>By the Board, Rachel D. Campbell, Director, Office of Proceedings.</P>
                    <NAME>Derrick A. Gardner,</NAME>
                    <TITLE>Clearance Clerk.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 2014-10481 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4915-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF THE TREASURY</AGENCY>
                <SUBAGY>Office of Foreign Assets Control</SUBAGY>
                <SUBJECT>Unblocking of Specially Designated Nationals and Blocked Persons Pursuant to Executive Order 13469</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Foreign Assets Control, Treasury.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Treasury Department's Office of Foreign Assets Control (“OFAC”) is publishing the name of one individual and one entity whose property and interests in property have been unblocked pursuant to Executive Order 13469 of July 25, 2008, “Blocking Property of Additional Persons Undermining Democratic Processes or Institutions in Zimbabwe.”</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The unblocking and removal from the list of Specially Designated Nationals and Blocked Persons (“SDN List”) of the individual and entity identified in this notice, pursuant to Executive Order 13469 of July 25, 2008, is effective April 17, 2014.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Assistant Director, Sanctions Compliance and Evaluation, Office of Foreign Assets Control, Department of the Treasury, Washington, DC 20220, Tel.: 202/622-2490.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Electronic and Facsimile Availability</HD>
                <P>
                    This document and additional information concerning OFAC are available from OFAC's Web site (
                    <E T="03">www.treas.gov/ofac</E>
                    ) or via facsimile through a 24-hour fax-on-demand service, Tel.: 202/622-0077.
                </P>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On March 6, 2003, the President, invoking the authority of, 
                    <E T="03">inter alia,</E>
                     the International Emergency Economic Powers Act (50 U.S.C. 1701-06) (“IEEPA”) issued Executive Order 13288 (68 FR 11457, March 10, 2003). In Executive Order 13288, the President declared a national emergency to deal with the threat posed by the actions and policies of certain members of the Government of Zimbabwe and other persons to undermine Zimbabwe's democratic processes or institutions, contributing to the deliberate breakdown in the rule of law in Zimbabwe, to politically motivated violence and intimidation in that country, and to political and economic instability in the southern African region. The Annex to Executive Order 13288 included 77 individuals. Executive Order 13288 also authorized the Secretary of the Treasury, in consultation with the Secretary of State, to designate additional persons determined to meet the criteria set forth in Executive Order 13288.
                </P>
                <P>
                    On November 22, 2005, in order to take additional steps with respect to the continued actions and policies of certain persons who undermine Zimbabwe's democratic processes and with respect to the national emergency described and declared in Executive Order 13288, the President, invoking the authority of, 
                    <E T="03">inter alia,</E>
                     IEEPA, issued Executive Order 13391 (70 FR 71201, November 25, 2005). Executive Order 13391 amends Executive Order 13288 and provides that the Annex to Executive Order 13288 is replaced and superseded in its entirety by the Annex to Executive Order 13391, containing the names of 128 individuals and 33 entities. Executive Order 13288, as amended by Executive Order 13391, authorizes the Secretary of the Treasury, in consultation with the Secretary of State, to block the property and interests in property of additional categories of persons beyond the category set forth in Executive Order 13288 prior to its amendment.
                </P>
                <P>
                    On July 25, 2008, the President, invoking the authority of, 
                    <E T="03">inter alia,</E>
                     IEEPA, issued Executive Order 13469 “Blocking Property of Additional Persons Undermining Democratic Processes or Institutions in Zimbabwe” (the “Order”). In the Order, the President took additional steps with respect to the national emergency declared in Executive Order 13288 and relied upon for additional steps taken in Executive Order 13391 in order to address the continued political repression and the undermining of democratic processes and institutions in Zimbabwe. The Order authorized the Secretary of the Treasury, in consultation with the Secretary of State, to block the property and interests in property of persons determined to have engaged in actions or policies to undermine democratic processes or institutions in Zimbabwe, to commit acts of violence and other human rights abuses against political opponents, and to engage in public corruption.
                    <PRTPAGE P="26303"/>
                </P>
                <P>On April 17, 2014, the Director of OFAC determined, pursuant to Section 5 of the Order, that circumstances no longer warrant the inclusion of Muller Rautenbach and Ridgepoint Overseas Developments Limited on the SDN List and that their property and interests in property are, therefore, no longer blocked pursuant to section 1(a) of the Order and, accordingly, removed their names from the SDN List.</P>
                <HD SOURCE="HD1">Individual</HD>
                <FP SOURCE="FP-2">1. RAUTENBACH, Muller (a.k.a. RAUTENBACH, Billy; a.k.a. RAUTENBACH, Muller Conrad); DOB 11 Nov 1950; alt. DOB 23 Sep 1959; citizen Zimbabwe; Passport ZE26547 (Zimbabwe) (individual) [ZIMBABWE]</FP>
                <HD SOURCE="HD1">Entity</HD>
                <FP SOURCE="FP-2">1. RIDGEPOINT OVERSEAS DEVELOPMENTS LIMITED (a.k.a. RIDGEPOINT OVERSEAS DEVELOPMENTS LTD), C/O: Mossack Fonseca &amp; Co. BVI Ltd, Akara Building, 24 DeCastro St, Road Town, Tortola, Virgin Islands, British; P.O. Box 3136, Road Town, Tortola, Virgin Islands, British [ZIMBABWE]</FP>
                <SIG>
                    <DATED>Dated: April 17, 2014.</DATED>
                    <NAME>Barbara C. Hammerle,</NAME>
                    <TITLE>Acting Director, Office of Foreign Assets Control.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10441 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4811-AL-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
                <SUBAGY>Office of Foreign Assets Control</SUBAGY>
                <SUBJECT>Actions Taken Pursuant to Executive Order 13645</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Foreign Assets Control, Treasury Department.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Treasury Department's Office of Foreign Assets Control (“OFAC”) is listing the names of two individuals and one entity pursuant to Executive Order 13645 of June 3, 2013, “Authorizing the Implementation of Certain Sanctions Set Forth in the Iran Freedom and Counter-Proliferation Act of 2012 and Additional Sanctions With Respect To Iran” on the list of Specially Designated Nations and Blocked Persons (“SDN List”).</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The addition of the two individuals and one entity to the SDN List is effective as of April 29, 2014.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Assistant Director, Compliance Outreach &amp; Implementation, Office of Foreign Assets Control, Department of the Treasury, Washington, DC 20220, Tel.: 202/622-2490.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Electronic and Facsimile Availability</HD>
                <P>
                    This document and additional information concerning OFAC are available from OFAC's Web site (
                    <E T="03">www.treasury.gov/ofac</E>
                    ) or via facsimile through a 24-hour fax-on-demand service, Tel.: 202/622-0077.
                </P>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On June 3, 2013, the President issued Executive Order 13645 (“Authorizing the Implementation of Certain Sanctions Set Forth in the Iran Freedom and Counter-Proliferation Act of 2012 and Additional Sanctions With Respect to Iran”) (“the Order”) with respect to Iran pursuant to, the International Emergency Economic Powers Act (50 U.S.C. 1701 
                    <E T="03">et seq.</E>
                    ) (IEEPA), the National Emergencies Act (50 U.S.C. 1601 
                    <E T="03">et seq.</E>
                    ), the Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2010 (Pub. L. 111-195) (22 U.S.C. 8501 
                    <E T="03">et seq.</E>
                    ) (CISADA), the Iran Freedom and Counter-Proliferation Act of 2012 (subtitle D of title XII of Pub. L. 112-239) (22 U.S.C. 8801 
                    <E T="03">et seq.</E>
                    ) (IFCA), section 212(f) of the Immigration and Nationality Act of 1952 (8 U.S.C. 1182(f)), and section 301 of title 3, United States Code, and in order to take additional steps with respect to the national emergency declared in Executive Order 12957 of March 15, 1995.
                </P>
                <P>Section 2 of the Order blocks, with certain exceptions, all property, and interests in property, that are in, or that hereafter come within the United States, or that are or hereafter come within the possession or control of any United States person, of any person determined by the Secretary of the Treasury, in consultation with the Secretary of State, to satisfy any of the criteria set forth in subparagraphs (a)(i) through (a)(ii) of Section 2.</P>
                <P>On April 29, 2014, the Acting Director of OFAC designated, pursuant to subparagraph (a)(i) of Section 2 of the Order, the following two individuals and identified the following one entity, whose names have been added to the list of Specially Designated Nationals and Blocked Persons and whose property and interests in property are blocked, pursuant to the Order:</P>
                <FP SOURCE="FP-2">1. AL AQILI, Mohamed Saeed (a.k.a. AL MARZOOQI, Mohamed Saeed Mohamed Al Aqili); DOB 23 Jul 1955; POB Dubai, United Arab Emirates; Additional Sanctions Information—Subject to Secondary Sanctions; Executive Order 13645 Determination—Material Support; Passport A2599829 (United Arab Emirates); National ID No. 784-1955-8497107-1; Vice Chairman and Chief Executive Officer, Al Aqili Group LLC (individual) [EO13645] (Linked To: NATIONAL IRANIAN OIL COMPANY; Linked To: ISLAMIC REVOLUTIONARY GUARD CORPS; Linked To: SEYYEDI, Seyed Nasser Mohammad; Linked To: KASB INTERNATIONAL LLC).</FP>
                <FP SOURCE="FP-2">
                    2. AL AQILI GROUP LLC (a.k.a. AL AQILI GROUP OF COMPANIES), Oud Metha Tower, 10th Floor, PO Box 1496, Dubai, United Arab Emirates; Web site 
                    <E T="03">www.aqili.com;</E>
                     Email Address 
                    <E T="03">info@aqili.com;</E>
                     Additional Sanctions Information—Subject to Secondary Sanctions [EO13645].
                </FP>
                <FP SOURCE="FP-2">3. NIZAMI, Anwar Kamal; DOB 19 Apr 1980; citizen Pakistan; Additional Sanctions Information—Subject to Secondary Sanctions; Executive Order 13645 Determination—Material Support; Passport AE9855872 (Pakistan); Accounts Manager, First Furat Trading LLC (individual) [EO13645] (Linked To: KASB INTERNATIONAL LLC).</FP>
                <SIG>
                    <DATED>Dated: April 29, 2014.</DATED>
                    <NAME>Barbara C. Hammerle,</NAME>
                    <TITLE>Acting Director, Office of Foreign Assets Control.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10442 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4811-45-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
                <SUBAGY>Office of Foreign Assets Control</SUBAGY>
                <SUBJECT>Additional Designations, Foreign Narcotics Kingpin Designation Act</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Foreign Assets Control, Treasury.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Department of the Treasury's Office of Foreign Assets Control (“OFAC”) is publishing the names of 2 individuals and 4 entities whose property and interests in property have been blocked pursuant to the Foreign Narcotics Kingpin Designation Act (“Kingpin Act”) (21 U.S.C. 1901-1908, 8 U.S.C. 1182).</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The designation by the Acting Director of OFAC of the 2 individuals and 4 entities identified in this notice pursuant to section 805(b) of the Kingpin Act is effective on May 1, 2014.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Assistant Director, Sanctions Compliance &amp; Evaluation, Office of 
                        <PRTPAGE P="26304"/>
                        Foreign Assets Control, U.S. Department of the Treasury, Washington, DC 20220, Tel: (202) 622-2490.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Electronic and Facsimile Availability</HD>
                <P>
                    This document and additional information concerning OFAC are available on OFAC's Web site at 
                    <E T="03">http://www.treasury.gov/ofac</E>
                     or via facsimile through a 24-hour fax-on-demand service at (202) 622-0077.
                </P>
                <HD SOURCE="HD1">Background</HD>
                <P>The Kingpin Act became law on December 3, 1999. The Kingpin Act establishes a program targeting the activities of significant foreign narcotics traffickers and their organizations on a worldwide basis. It provides a statutory framework for the imposition of sanctions against significant foreign narcotics traffickers and their organizations on a worldwide basis, with the objective of denying their businesses and agents access to the U.S. financial system and the benefits of trade and transactions involving U.S. companies and individuals.</P>
                <P>The Kingpin Act blocks all property and interests in property, subject to U.S. jurisdiction, owned or controlled by significant foreign narcotics traffickers as identified by the President. In addition, the Secretary of the Treasury, in consultation with the Attorney General, the Director of the Central Intelligence Agency, the Director of the Federal Bureau of Investigation, the Administrator of the Drug Enforcement Administration, the Secretary of Defense, the Secretary of State, and the Secretary of Homeland Security may designate and block the property and interests in property, subject to U.S. jurisdiction, of persons who are found to be: (1) Materially assisting in, or providing financial or technological support for or to, or providing goods or services in support of, the international narcotics trafficking activities of a person designated pursuant to the Kingpin Act; (2) owned, controlled, or directed by, or acting for or on behalf of, a person designated pursuant to the Kingpin Act; or (3) playing a significant role in international narcotics trafficking.</P>
                <P>On May 1, 2014, the Acting Director of OFAC designated the following 2 individuals and 4 entities whose property and interests in property are blocked pursuant to section 805(b) of the Kingpin Act.</P>
                <HD SOURCE="HD1">Individuals</HD>
                <FP SOURCE="FP-2">1. AHMADY MOHAMMAD DIN, Atiqullah (a.k.a. AHMADY, Atiqullah; a.k.a. ATIQULLAH, Haji Ahmedy; a.k.a. “HASHAM, Haji”), Manzil Hati Atiq, Nahya-6, Shah-e-naw, Behind Sura Jama, Kandahar, Afghanistan; Abdul Rahman Badri Building, Flat 401, Naif Road, Deira, Dubai, United Arab Emirates; DOB 01 Jan 1965; citizen Afghanistan; Passport OR371307 (Afghanistan); alt. Passport TR027672 (Afghanistan); alt. Passport OR1138550 (Afghanistan); National ID No. 87859 (Afghanistan); alt. National ID No. 224799 (Afghanistan); alt. National ID No. 602121 (Afghanistan) (individual) [SDNTK] (Linked To: ETIHAD GROUP OF AFGHANISTAN; Linked To: ETEHAD BROTHERS; Linked To: ETEHAD BEVERAGE CO LTD; Linked To: ATIQULLAH GENERAL TRADING CO LLC).</FP>
                <FP SOURCE="FP-2">2. AHMADY MOHAMMAD DIN, Sadiq (a.k.a. SEDIQ, Haji Mohammad), 6 Zone, Kandahar, Afghanistan; National ID No. 87883 (Afghanistan); alt. National ID No. 761154 (Afghanistan) (individual) [SDNTK] (Linked To: ETEHAD BROTHERS).</FP>
                <HD SOURCE="HD1">Entities</HD>
                <FP SOURCE="FP-2">1. ATIQULLAH GENERAL TRADING CO LLC (a.k.a. ATIQ ALLAH GENERAL TRADING LLC), Flat No. 301, Abdul Rahim Badri Building, PO Box 42351, Naif Road, Deira, Dubai, United Arab Emirates; Trade License No. 525843 (United Arab Emirates) [SDNTK].</FP>
                <FP SOURCE="FP-2">2. ETEHAD BEVERAGE CO LTD (a.k.a. ETEHAD BEVERAGES INDUSTRY), 6 Srai Tara, First Floor, Chaharsu, Kandahar, Afghanistan; This designation refers to the entity in Afghanistan and does not refer to the airline of a similar name. [SDNTK].</FP>
                <FP SOURCE="FP-2">3. ETEHAD BROTHERS (a.k.a. ETEHAD BROTHERS MONEY SERVICES; a.k.a. ETEHAT BROTHERS LTD.; a.k.a. ETIHAD MONEY EXCHANGE), Eid Gah Street, Ahmad Shahi Market Charachi, Captain Madad, District 1, Kandahar, Afghanistan; Sarafi Bazaar, Shop #70, Kabul, Afghanistan; Business Registration Document # 1000833242; This designation refers to the entity in Afghanistan and does not refer to the airline of a similar name. [SDNTK].</FP>
                <FP SOURCE="FP-2">4. ETIHAD GROUP OF AFGHANISTAN (a.k.a. ETEHAD AFGAN GROUP), 6 Srai Tara Singh, First Floor, Chaharsu, Kandahar, Afghanistan; This designation refers to the entity in Afghanistan and does not refer to the airline of a similar name. [SDNTK].</FP>
                <SIG>
                    <DATED>Dated: May 1, 2014.</DATED>
                    <NAME>Barbara C. Hammerle,</NAME>
                    <TITLE>Acting Director, Office of Foreign Assets Control.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10438 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4810-AL-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
                <SUBAGY>Internal Revenue Service</SUBAGY>
                <SUBJECT>Proposed Collection: Comment Request for Form 4669</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Internal Revenue Service (IRS), Treasury.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of the Treasury, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of 1995, Public Law 104-13(44 U.S.C. 3506(c)(2)(A)). Currently, the IRS is soliciting comments concerning Form 4669, Statement of Payments Received.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments should be received on or before July 7, 2014 to be assured of consideration.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Direct all written comments to Christie Preston, Internal Revenue Service, Room 6129, 1111 Constitution Avenue NW., Washington, DC 20224.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Requests for additional information or copies of the form and instructions should be directed to Kerry Dennis at Internal Revenue Service, Room 6129, 1111 Constitution Avenue NW., Washington, DC 20224, or through the internet, at 
                        <E T="03">Kerry.Dennis@irs.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P>
                    <E T="03">Title:</E>
                     Statement of Payments Received.
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     1545-0364.
                </P>
                <P>
                    <E T="03">Form Number:</E>
                     4669.
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     Form 4669 is used by payors in specific situations to request relief from payment of certain required taxes. A payor who fails to withhold certain required taxes from a payee may be entitled to relief, under sections 3402(d), 3102(f)(3), 1463 or Regulations section 1.1474-4. To apply for relief, a payor must show that the payee reported the payments and paid the corresponding tax. To secure relief as described above, a payor must obtain a separate, completed Form 4669 from 
                    <PRTPAGE P="26305"/>
                    each payee for each year relief is requested.
                </P>
                <P>
                    <E T="03">Current Actions:</E>
                     There are no changes being made to the form that would affect the burden. However, the change in the estimated number of respondents increased the total annual burden hours being reported by 3,250 hours. The estimated time per response has not changed.
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Revision of a currently approved collection.
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Business or other for-profit organizations.
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     85,000.
                </P>
                <P>
                    <E T="03">Estimated Time Per Response:</E>
                     15 minutes.
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden Hours:</E>
                     21,250.
                </P>
                <P>The following paragraph applies to all of the collections of information covered by this notice:</P>
                <P>An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless the collection of information displays a valid OMB control number. Books or records relating to a collection of information must be retained as long as their contents may become material in the administration of any internal revenue law. Generally, tax returns and tax return information are confidential, as required by 26 U.S.C. 6103.</P>
                <P>
                    <E T="03">Request for Comments:</E>
                     Comments submitted in response to this notice will be summarized and/or included in the request for OMB approval. All comments will become a matter of public record. Comments are invited on: (a) Whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden of the collection of information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology; and (e) estimates of capital or start-up costs and costs of operation, maintenance, and purchase of services to provide information.
                </P>
                <SIG>
                    <DATED>Approved: May 1, 2014.</DATED>
                    <NAME>Christie Preston,</NAME>
                    <TITLE>IRS Reports Clearance Officer.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10401 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4830-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
                <SUBAGY>Internal Revenue Service</SUBAGY>
                <SUBJECT>Open Meeting of the Taxpayer Advocacy Panel Notices and Correspondence Project Committee</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Internal Revenue Service (IRS), Treasury.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>An open meeting of the Taxpayer Advocacy Panel Notices and Correspondence Project Committee will be conducted. The Taxpayer Advocacy Panel is soliciting public comments, ideas, and suggestions on improving customer service at the Internal Revenue Service.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held Wednesday, June 18, 2014.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Timothy Shepard at 1-888-912-1227 or 206-220-6095.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Notice is hereby given pursuant to Section 10(a)(2) of the Federal Advisory Committee Act, 5 U.S.C. App. (1988) that a meeting of the Taxpayer Advocacy Panel Notices and Correspondence Project Committee will be held Wednesday, June 18, 2014, at 12 p.m. eastern time via teleconference. The public is invited to make oral comments or submit written statements for consideration. Due to limited conference lines, notification of intent to participate must be made with Timothy Shepard. For more information please contact Mr. Shepard at 1-888-912-1227 or 206-220-6095, or write TAP Office, 915 2nd Avenue, MS W-406, Seattle, WA 98174, or contact us at the Web site: 
                    <E T="03">http://www.improveirs.org.</E>
                </P>
                <P>The agenda will include a discussion on various letters, and other issues related to written communications from the IRS.</P>
                <SIG>
                    <DATED> Dated: May 1, 2014.</DATED>
                    <NAME>Otis Simpson,</NAME>
                    <TITLE>Acting Director, Taxpayer Advocacy Panel. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10407 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4830-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
                <SUBAGY>Internal Revenue Service</SUBAGY>
                <SUBJECT>Open meeting of the Taxpayer Advocacy Panel Joint Committee</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Internal Revenue Service (IRS), Treasury.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>An open meeting of the Taxpayer Advocacy Panel Joint Committee will be conducted. The Taxpayer Advocacy Panel is soliciting public comments, ideas, and suggestions on improving customer service at the Internal Revenue Service.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held Wednesday, June 25, 2014.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Otis Simpson at 1-888-912-1227 or (202) 317-3332.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Notice is hereby given pursuant to Section 10(a)(2) of the Federal Advisory Committee Act, 5 U.S.C. App. (1988) that an open meeting of the Taxpayer Advocacy Panel Joint Committee will be held Wednesday, June 25, 2014, at 1:00 p.m. Eastern Time via teleconference. The public is invited to make oral comments or submit written statements for consideration. Notification of intent to participate must be made with Mr. Simpson. For more information please contact Otis Simpson at 1-888-912-1227 or (202) 317-3332 or write TAP Office, 1111 Constitution Avenue NW., Room 1509- National Office, Washington, DC 20224, or contact us at the Web site: 
                    <E T="03">http://www.improveirs.org</E>
                    .
                </P>
                <P>The agenda will include various committee issues for submission to the IRS and other TAP related topics. Public input is welcomed.</P>
                <SIG>
                    <DATED> Dated: May 1, 2014.</DATED>
                    <NAME>Otis Simpson,</NAME>
                    <TITLE>Acting Director, Taxpayer Advocacy Panel.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10405 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4830-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
                <SUBAGY>Internal Revenue Service</SUBAGY>
                <SUBJECT>Open Meeting of the Taxpayer Advocacy Panel Taxpayer Assistance Center Improvements Project Committee</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Internal Revenue Service (IRS), Treasury.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>An open meeting of the Taxpayer Advocacy Panel Taxpayer Assistance Center Improvements Project Committee will be conducted. The Taxpayer Advocacy Panel is soliciting public comments, ideas, and suggestions on improving customer service at the Internal Revenue Service.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held Thursday, June 12, 2014.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Donna Powers at 1-888-912-1227 or (954) 423-7977.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Notice is hereby given pursuant to Section 
                    <PRTPAGE P="26306"/>
                    10(a)(2) of the Federal Advisory Committee Act, 5 U.S.C. App. (1988) that a meeting of the Taxpayer Advocacy Panel Taxpayer Assistance Center Improvements Project Committee will be held Thursday, June 12, 2014, at 2:00 p.m. Eastern Time. The public is invited to make oral comments or submit written statements for consideration. Due to limited conference lines, notification of intent to participate must be made with Donna Powers. For more information please contact Ms. Donna Powers at 1-888-912-1227 or (954) 423-7977, or write TAP Office, 1000 S. Pine Island Road, Plantation, FL 33324 or contact us at the Web site: 
                    <E T="03">http://www.improveirs.org</E>
                    .
                </P>
                <P>The committee will be discussing various issues related to the Taxpayer Assistance Centers and public input is welcomed.</P>
                <SIG>
                    <DATED> Dated: May 1, 2014.</DATED>
                    <NAME>Otis Simpson,</NAME>
                    <TITLE>Acting Director, Taxpayer Advocacy Panel. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10404 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4830-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
                <SUBAGY>Internal Revenue Service</SUBAGY>
                <SUBJECT>Open meeting of the Taxpayer Advocacy Panel Taxpayer Communications Project Committee</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Internal Revenue Service (IRS), Treasury.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>An open meeting of the Taxpayer Advocacy Panel Taxpayer Communications Project Committee will be conducted. The Taxpayer Advocacy Panel is soliciting public comments, ideas, and suggestions on improving customer service at the Internal Revenue Service.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held Thursday, June 19, 2014.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Ellen Smiley or Patti Robb at 1-888-912-1227 or 414-231-2360.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Notice is hereby given pursuant to Section 10(a)(2) of the Federal Advisory Committee Act, 5 U.S.C. App. (1988) that an open meeting of the Taxpayer Advocacy Panel Taxpayer Communications Project Committee will be held Thursday, June 19, 2014, at 2:00 p.m. Eastern Time via teleconference. The public is invited to make oral comments or submit written statements for consideration. Due to limited conference lines, notification of intent to participate must be made with Ms. Ellen Smiley or Ms. Patti Robb. For more information please contact Ms. Smiley or Ms. Robb at 1-888-912-1227 or 414-231-2360, or write TAP Office Stop 1006MIL, 211 West Wisconsin Avenue, Milwaukee, WI 53203-2221, or post comments to the Web site: 
                    <E T="03">http://www.improveirs.org</E>
                    .
                </P>
                <P>The committee will be discussing various issues related to Taxpayer Communications and public input is welcome.</P>
                <SIG>
                    <DATED> Dated: May 1, 2014.</DATED>
                    <NAME>Otis Simpson,</NAME>
                    <TITLE>Acting Director, Taxpayer Advocacy Panel.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10406 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4830-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
                <SUBAGY>Internal Revenue Service</SUBAGY>
                <SUBJECT>Open Meeting of the Taxpayer Advocacy Panel Toll-Free Phone Line Project Committee</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Internal Revenue Service (IRS) Treasury.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of Meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>An open meeting of the Taxpayer Advocacy Panel Toll-Free Phone Line Project Committee will be conducted. The Taxpayer Advocacy Panel is soliciting public comments, ideas, and suggestions on improving customer service at the Internal Revenue Service.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held Wednesday, June 18, 2014.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Linda Rivera at 1-888-912-1227 or (202) 317-3337.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Notice is hereby given pursuant to Section 10(a)(2) of the Federal Advisory Committee Act, 5 U.S.C. App. (1988) that an open meeting of the Taxpayer Advocacy Panel Toll-Free Phone Line Project Committee will be held Wednesday, June 18, 2014 at 2:30 p.m. Eastern Time via teleconference. The public is invited to make oral comments or submit written statements for consideration. Due to limited conference lines, notification of intent to participate must be made with Linda Rivera. For more information please contact: Ms. Rivera at 1-888-912-1227 or (202) 317-3337, or write TAP Office, 1111 Constitution Avenue NW., Room 1509-National Office, Washington, DC 20224, or contact us at the Web site: 
                    <E T="03">http://www.improveirs.org</E>
                    .
                </P>
                <P>The committee will be discussing Toll-free issues and public input is welcomed.</P>
                <SIG>
                    <DATED>Dated: May 1, 2014.</DATED>
                    <NAME>Otis Simpson,</NAME>
                    <TITLE>Acting Director, Taxpayer Advocacy Panel.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10403 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4830-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE TREASURY</AGENCY>
                <SUBAGY>Internal Revenue Service</SUBAGY>
                <SUBJECT>Open Meeting of the Taxpayer Advocacy Panel Tax Forms and Publications Project Committee</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Internal Revenue Service (IRS), Treasury.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>An open meeting of the Taxpayer Advocacy Panel Tax Forms and Publications Project Committee will be conducted. The Taxpayer Advocacy Panel is soliciting public comments, ideas and suggestions on improving customer service at the Internal Revenue Service.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held June 11, 2014.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Marisa Knispel at 1-888-912-1227 or 718-834-2203.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Notice is hereby given pursuant to section 10(a)(2) of the Federal Advisory Committee Act, 5 U.S.C. App. (1988) that an open meeting of the Taxpayer Advocacy Panel Tax Forms and Publications Project Committee will be held Wednesday, June 11, 2014 at 11:00 a.m. eastern time via teleconference. The public is invited to make oral comments or submit written statements for consideration. Due to limited conference lines, notification of intent to participate must be made with Ms. Knispel. For more information please contact Ms. Knispel at 1-888-912-1227 or 718-834-2203, or write TAP Office, 2 Metro Tech Center, 100 Myrtle Avenue 7th Floor, Brooklyn, NY 11201, or contact us at the Web site: 
                    <E T="03">http://www.improveirs.org.</E>
                </P>
                <P>The committee will be discussing various issues related to Tax Forms and Publications and public input is welcomed.</P>
                <SIG>
                    <DATED> Dated: May 1, 2014.</DATED>
                    <NAME>Otis Simpson,</NAME>
                    <TITLE>Acting Director,Taxpayer Advocacy Panel.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 2014-10402 Filed 5-6-14; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4830-01-P</BILCOD>
        </NOTICE>
    </NOTICES>
    <VOL>79</VOL>
    <NO>88</NO>
    <DATE>Wednesday, May 7, 2014</DATE>
    <UNITNAME>Proposed Rules</UNITNAME>
    <NEWPART>
        <PTITLE>
            <PRTPAGE P="26307"/>
            <PARTNO>Part II</PARTNO>
            <AGENCY TYPE="P">Department of Health and Human Services</AGENCY>
            <SUBAGY>Centers for Medicare &amp; Medicaid Services</SUBAGY>
            <HRULE/>
            <CFR>42 CFR Part 412</CFR>
            <TITLE> Medicare Program; Inpatient Rehabilitation Facility Prospective Payment System for Federal Fiscal Year 2015; Proposed Rule</TITLE>
        </PTITLE>
        <PRORULES>
            <PRORULE>
                <PREAMB>
                    <PRTPAGE P="26308"/>
                    <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                    <SUBAGY>Centers for Medicare &amp; Medicaid Services</SUBAGY>
                    <CFR>42 CFR Part 412</CFR>
                    <DEPDOC>[CMS-1608-P]</DEPDOC>
                    <RIN>RIN 0938-AS09</RIN>
                    <SUBJECT>Medicare Program; Inpatient Rehabilitation Facility Prospective Payment System for Federal Fiscal Year 2015</SUBJECT>
                    <AGY>
                        <HD SOURCE="HED">AGENCY:</HD>
                        <P>Centers for Medicare &amp; Medicaid Services (CMS), HHS.</P>
                    </AGY>
                    <ACT>
                        <HD SOURCE="HED">ACTION:</HD>
                        <P>Proposed rule.</P>
                    </ACT>
                    <SUM>
                        <HD SOURCE="HED">SUMMARY:</HD>
                        <P>This proposed rule would update the prospective payment rates for inpatient rehabilitation facilities (IRFs) for federal fiscal year (FY) 2015 (for discharges occurring on or after October 1, 2014 and on or before September 30, 2015) as required by the statute. We are also proposing to collect data on the amount and mode (that is, Individual, Group, and Co-Treatment) of therapy provided in the IRF setting according to therapy discipline, revise the list of impairment group codes that presumptively meet the “60 percent rule” compliance criteria, provide for a new item on the Inpatient Rehabilitation Facility-Patient Assessment Instrument (IRF-PAI) form to indicate whether the prior treatment and severity requirements have been met for arthritis cases to presumptively meet the “60 percent rule” compliance criteria, and revise and update quality measures and reporting requirements under the IRF quality reporting program (QRP). In this proposed rule, we also address the implementation of the International Classification of Diseases, 10th Revision, Clinical Modification (ICD-10-CM), for the IRF prospective payment system (PPS), effective when ICD-10-CM becomes the required medical data code set for use on Medicare claims and IRF-PAI submissions.</P>
                    </SUM>
                    <EFFDATE>
                        <HD SOURCE="HED">DATES:</HD>
                        <P>To be assured consideration, comments must be received at one of the addresses provided below, no later than 5 p.m. on June 30, 2014.</P>
                    </EFFDATE>
                    <ADD>
                        <HD SOURCE="HED">ADDRESSES:</HD>
                        <P>In commenting, please refer to file code CMS-1608-P. Because of staff and resource limitations, we cannot accept comments by facsimile (FAX) transmission.</P>
                        <P>You may submit comments in one of four ways (please choose only one of the ways listed):</P>
                        <P>
                            1. 
                            <E T="03">Electronically.</E>
                             You may submit electronic comments on this regulation to 
                            <E T="03">http://www.regulations.gov</E>
                            . Follow the “Submit a comment” instructions.
                        </P>
                        <P>
                            2. 
                            <E T="03">By regular mail.</E>
                             You may mail written comments to the following address ONLY: 
                        </P>
                        <P>Centers for Medicare &amp; Medicaid Services, Department of Health and Human Services, Attention: CMS-1608-P, P.O. Box 8016, Baltimore, MD 21244-8016.</P>
                        <P>Please allow sufficient time for mailed comments to be received before the close of the comment period.</P>
                        <P>
                            3. 
                            <E T="03">By express or overnight mail.</E>
                             You may send written comments to the following address ONLY: 
                        </P>
                        <P>Centers for Medicare &amp; Medicaid Services, Department of Health and Human Services, Attention: CMS-1608-P, Mail Stop C4-26-05, 7500 Security Boulevard, Baltimore, MD 21244-1850.</P>
                        <P>
                            4. 
                            <E T="03">By hand or courier.</E>
                             Alternatively, you may deliver (by hand or courier) your written comments ONLY to the following addresses prior to the close of the comment period:
                        </P>
                        <P>a. For delivery in Washington, DC—Centers for Medicare &amp; Medicaid Services, Department of Health and Human Services, Room 445-G, Hubert H. Humphrey Building, 200 Independence Avenue SW., Washington, DC 20201.</P>
                        <P>(Because access to the interior of the Hubert H. Humphrey Building is not readily available to persons without Federal government identification, commenters are encouraged to leave their comments in the CMS drop slots located in the main lobby of the building. A stamp-in clock is available for persons wishing to retain a proof of filing by stamping in and retaining an extra copy of the comments being filed.)</P>
                        <P>b. For delivery in Baltimore, MD—Centers for Medicare &amp; Medicaid Services, Department of Health and Human Services, 7500 Security Boulevard, Baltimore, MD 21244-1850.</P>
                        <P>If you intend to deliver your comments to the Baltimore address, please call telephone number (410) 786-7195 in advance to schedule your arrival with one of our staff members.</P>
                        <P>
                            <E T="03">Comments erroneously mailed to the addresses indicated as appropriate for hand or courier delivery may be delayed and received after the comment period</E>
                            .
                        </P>
                        <P>
                            For information on viewing public comments, see the beginning of the 
                            <E T="02">SUPPLEMENTARY INFORMATION</E>
                             section.
                        </P>
                    </ADD>
                    <FURINF>
                        <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                        <P>Gwendolyn Johnson, (410) 786-6954, for general information. Charles Padgett, (410) 786-2811, for information about the quality reporting program. Kadie Thomas, (410) 786-0468, or Susanne Seagrave, (410) 786-0044, for information about the payment policies and the proposed payment rates.</P>
                    </FURINF>
                </PREAMB>
                <SUPLINF>
                    <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                    <P>
                        The IRF PPS Addenda along with other supporting documents and tables referenced in this proposed rule are available through the Internet on the CMS Web site at 
                        <E T="03">http://www.cms.hhs.gov/Medicare/Medicare-Fee-for-Service-Payment/InpatientRehabFacPPS/</E>
                        .
                    </P>
                    <P>
                        <E T="03">Inspection of Public Comments:</E>
                         All comments received before the close of the comment period are available for viewing by the public, including any personally identifiable or confidential business information that is included in a comment. We post all comments received before the close of the comment period on the following Web site as soon as possible after they have been received: 
                        <E T="03">http://www.regulations.gov</E>
                        . Follow the search instructions on that Web site to view public comments.
                    </P>
                    <P>Comments received timely will also be available for public inspection as they are received, generally beginning approximately 3 weeks after publication of a document, at the headquarters of the Centers for Medicare &amp; Medicaid Services, 7500 Security Boulevard, Baltimore, Maryland 21244, Monday through Friday of each week from 8:30 a.m. to 4 p.m. To schedule an appointment to view public comments, phone 1-800-743-3951.</P>
                    <HD SOURCE="HD1">Executive Summary</HD>
                    <HD SOURCE="HD2">A. Purpose</HD>
                    <P>
                        This proposed rule updates the payment rates for inpatient rehabilitation facilities (IRFs) for federal fiscal year (FY) 2015 (that is, for discharges occurring on or after October 1, 2014, and on or before September 30, 2015) as required under section 1886(j)(3)(C) of the Social Security Act (the Act). Section 1886(j)(5) of the Act requires the Secretary to publish in the 
                        <E T="04">Federal Register</E>
                         on or before the August 1 that precedes the start of each fiscal year, the classification and weighting factors for the IRF prospective payment system's (PPS) case-mix groups and a description of the methodology and data used in computing the prospective payment rates for that fiscal year.
                    </P>
                    <HD SOURCE="HD2">B. Summary of Major Provisions</HD>
                    <P>
                        In this proposed rule, we use the methods described in the FY 2014 IRF PPS final rule (78 FR 47860) to update the federal prospective payment rates for FY 2015 using updated FY 2013 IRF claims and the most recent available IRF cost report data. We are also proposing to collect data on the amount and mode 
                        <PRTPAGE P="26309"/>
                        (that is, Individual, Group, and Co-Treatment) of therapy provided in the IRF setting according to therapy discipline, revise the list of impairment group codes that presumptively meet the “60 percent rule” compliance criteria, provide for a new item on the Inpatient Rehabilitation Facility-Patient Assessment Instrument (IRF-PAI)form to indicate whether the prior treatment and severity requirements have been met for arthritis cases to presumptively meet the “60 percent rule” compliance criteria, and revise and update quality measures and reporting requirements under the IRF QRP. In this proposed rule, we also address the implementation of the International Classification of Diseases, 10th Revision, Clinical Modification (ICD-10-CM), for the IRF prospective payment system (PPS), effective when ICD-10-CM becomes the required medical data code set for use on Medicare claims and IRF-PAI submissions.
                    </P>
                    <HD SOURCE="HD2">C. Summary of Impacts</HD>
                    <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s60,r120">
                        <TTITLE> </TTITLE>
                        <BOXHD>
                            <CHED H="1">Provision description</CHED>
                            <CHED H="1">Transfers</CHED>
                        </BOXHD>
                        <ROW RUL="s">
                            <ENT I="01">FY 2015 IRF PPS payment rate update</ENT>
                            <ENT>The overall economic impact of this proposed rule is an estimated $160 million in increased payments from the Federal government to IRFs during FY 2015.</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="21">Provision description</ENT>
                            <ENT O="oi0">Costs</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="01">New quality reporting program requirements</ENT>
                            <ENT>The total costs in FY 2015 for IRFs as a result of the proposed new quality reporting requirements are estimated to be $852,238.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">New Individual, Group, and Co-Treatment therapy reporting requirements</ENT>
                            <ENT>The total costs in FY 2016 for IRFs as a result of the proposed new Individual, Group, and Co-Treatment reporting requirements are estimated to be $1.2 million.</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>To assist readers in referencing sections contained in this document, we are providing the following Table of Contents.</P>
                    <HD SOURCE="HD1">Table of Contents</HD>
                    <EXTRACT>
                        <FP SOURCE="FP-2">I. Background</FP>
                        <FP SOURCE="FP1-2">A. Historical Overview of the Inpatient Rehabilitation Facility Prospective Payment System (IRF PPS)</FP>
                        <FP SOURCE="FP1-2">B. Provisions of the Affordable Care Act Affecting the IRF PPS in FY 2012 and Beyond</FP>
                        <FP SOURCE="FP1-2">C. Operational Overview of the Current IRF PPS</FP>
                        <FP SOURCE="FP-2">II. Summary of Provisions of the Proposed Rule</FP>
                        <FP SOURCE="FP-2">III. Proposed Update to the Case-Mix Group (CMG) Relative Weights and Average Length of Stay Values for FY 2015  </FP>
                        <FP SOURCE="FP-2">IV. Proposal to Freeze the Facility-Level Adjustment Factors at FY 2014 Levels</FP>
                        <FP SOURCE="FP1-2">A. Background on Facility-Level Adjustments</FP>
                        <FP SOURCE="FP1-2">B. Proposal to Freeze the Facility-Level Adjustment Factors at FY 2014 Levels</FP>
                        <FP SOURCE="FP-2">V. Proposed FY 2015 IRF PPS Federal Prospective Payment Rates</FP>
                        <FP SOURCE="FP1-2">A. Proposed Market Basket Increase Factor, Productivity Adjustment, and Other Adjustment for FY 2015</FP>
                        <FP SOURCE="FP1-2">B. Development of an IRF-Specific Market Basket</FP>
                        <FP SOURCE="FP1-2">C. Secretary's Proposed Recommendation</FP>
                        <FP SOURCE="FP1-2">D. Proposed Labor-Related Share for FY 2015</FP>
                        <FP SOURCE="FP1-2">E. Proposed Wage Adjustment</FP>
                        <FP SOURCE="FP1-2">F. Description of the Proposed IRF Standard Conversion Factor and Payment Rates for FY 2015</FP>
                        <FP SOURCE="FP1-2">G. Example of the Methodology for Adjusting the Proposed Federal Prospective Payment Rates</FP>
                        <FP SOURCE="FP-2">VI. Proposed Update to Payments for High-Cost Outliers under the IRF PPS</FP>
                        <FP SOURCE="FP1-2">A. Proposed Update to the Outlier Threshold Amount for FY 2015</FP>
                        <FP SOURCE="FP1-2">B. Proposed Update to the IRF Cost-to-Charge Ratio Ceiling and Urban/Rural Averages</FP>
                        <FP SOURCE="FP-2">VII. Proposed Refinements to the Presumptive Compliance Methodology</FP>
                        <FP SOURCE="FP1-2">A. Background on the Compliance Percentage</FP>
                        <FP SOURCE="FP1-2">B. Proposed Changes to the Diagnosis Codes That Are Used To Determine Presumptive Compliance</FP>
                        <FP SOURCE="FP1-2">C. Proposed Changes to the Impairment Group Codes That Meet Presumptive Compliance Criteria</FP>
                        <FP SOURCE="FP-2">VIII. Proposed Data Collection of the Amount and Mode (Individual, Group, and Co-Treatment) of Therapy Provided in IRFs According to Occupational, Speech, and Physical Therapy Disciplines</FP>
                        <FP SOURCE="FP-2">IX. Proposed Revision to the IRF-PAI to Add Data Item for Arthritis Conditions</FP>
                        <FP SOURCE="FP-2">X. International Classification of Diseases, 10th Revision, Clinical Modification (ICD-10-CM), Conversion</FP>
                        <FP SOURCE="FP1-2">A. Background on the Use of Diagnosis Information in the IRF PPS</FP>
                        <FP SOURCE="FP1-2">B. Conversion of Diagnosis Information from ICD-9-CM to ICD-10-CM for the IRF PPS</FP>
                        <FP SOURCE="FP-2">XI. Proposed Revisions and Updates to the Quality Reporting Program for IRFs</FP>
                        <FP SOURCE="FP1-2">A. Background and Statutory Authority</FP>
                        <FP SOURCE="FP1-2">B. Quality Measures Previously Finalized for and Currently Used in the IRF Quality Reporting Program</FP>
                        <FP SOURCE="FP1-2">C. Proposed New IRF QRP Quality Measures Affecting the FY 2017 Adjustments to the IRF PPS Annual Increase Factor and Beyond General Considerations Used for Selection of Quality Measures for the IRF QRP</FP>
                        <FP SOURCE="FP1-2">D. IRF QRP Quality Measures and Concepts under Consideration for Future Years</FP>
                        <FP SOURCE="FP1-2">E. Proposed Timeline for Data Submission for New IRF QRP Quality Measures Affecting the FY 2017 Adjustments to the IRF PPS Annual Increase Factor</FP>
                        <FP SOURCE="FP1-2">F. Proposed Timing for New IRFs to Begin Reporting Quality Data under the IRF QRP Affecting the FY 2017 Adjustments to the IRF PPS Annual Increase Factor and Beyond</FP>
                        <FP SOURCE="FP1-2">G. Proposed IRF QRP Data Submission Exception or Extension Requirements for the FY 2017 Adjustments to the IRF PPS Annual Increase Factor and Beyond</FP>
                        <FP SOURCE="FP1-2">H. Proposed IRF QRP Data Submission Exception or Extension Requirements for the FY 2017 Adjustments to the IRF PPS Annual Increase Factor and Beyond</FP>
                        <FP SOURCE="FP1-2">I. Public Display of Quality Measure Data for the IRF QRP</FP>
                        <FP SOURCE="FP1-2">J. Proposed IRF QRP Data Completion Thresholds for the FY 2016 Adjustments to the IRF PPS Annual Increase Factor and Beyond</FP>
                        <FP SOURCE="FP1-2">K. Proposed Data Validation Process for the FY 2017 Adjustments to the IRF PPS Annual Increase Factor and Beyond</FP>
                        <FP SOURCE="FP1-2">L. Application of the 2 Percentage Point Reduction for IRF Providers that Fail to Meet the Above Proposed Data Accuracy Threshold</FP>
                        <FP SOURCE="FP1-2">M. Electronic Health Record and Health Information Exchange</FP>
                        <FP SOURCE="FP1-2">N. Proposed Method for Applying the Reduction to the FY 2015 IRF Increase Factor for IRFs That Fail to Meet the Quality Reporting Requirements</FP>
                        <FP SOURCE="FP-2">XII. Collection of Information Requirements</FP>
                        <FP SOURCE="FP1-2">A. ICRs Regarding the IRF QRP</FP>
                        <FP SOURCE="FP1-2">B. ICRs Regarding Individual, Group, and Co-Treatment Therapy Data on the IRF-PAI</FP>
                        <FP SOURCE="FP-2">XIII. Response to Public Comments</FP>
                        <FP SOURCE="FP-2">XIV. Regulatory Impact Analysis</FP>
                        <FP SOURCE="FP1-2">A. Statement of Need</FP>
                        <FP SOURCE="FP1-2">B. Overall Impacts</FP>
                        <FP SOURCE="FP1-2">C. Detailed Economic Analysis</FP>
                        <FP SOURCE="FP1-2">D. Alternatives Considered</FP>
                        <FP SOURCE="FP1-2">E. Accounting Statement</FP>
                        <FP SOURCE="FP1-2">F. Conclusion</FP>
                    </EXTRACT>
                    <HD SOURCE="HD1">Acronyms, Abbreviations, and Short Forms</HD>
                    <P>
                        Because of the many terms to which we refer by acronym, abbreviation, or short form in this proposed rule, we are listing the acronyms, abbreviation, and short forms used and their 
                        <PRTPAGE P="26310"/>
                        corresponding terms in alphabetical order below.
                    </P>
                    <EXTRACT>
                        <FP SOURCE="FP-1">The Act The Social Security Act</FP>
                        <FP SOURCE="FP-1">ADC Average Daily Census</FP>
                        <FP SOURCE="FP-1">The Affordable Care Act Patient Protection and Affordable Care Act (Pub. L. 111-148, enacted on March 23, 2010)</FP>
                        <FP SOURCE="FP-1">AHA American Hospital Association</FP>
                        <FP SOURCE="FP-1">AHIMA American Health Information Management Association</FP>
                        <FP SOURCE="FP-1">ASCA Administrative Simplification Compliance Act (Pub. L. 107-105, enacted on December 27, 2002)</FP>
                        <FP SOURCE="FP-1">BLS U.S. Bureau of Labor Statistics</FP>
                        <FP SOURCE="FP-1">CAH Critical Access Hospitals</FP>
                        <FP SOURCE="FP-1">CAUTI Catheter-Associated Urinary Tract Infection</FP>
                        <FP SOURCE="FP-1">CBSA Core-Based Statistical Area</FP>
                        <FP SOURCE="FP-1">CCR Cost-to-Charge Ratio</FP>
                        <FP SOURCE="FP-1">CDC The Centers for Disease Control and Prevention</FP>
                        <FP SOURCE="FP-1">
                            CDI 
                            <E T="03">Clostridium difficile</E>
                             Infection
                        </FP>
                        <FP SOURCE="FP-1">CFR Code of Federal Regulations</FP>
                        <FP SOURCE="FP-1">CMG Case-Mix Group</FP>
                        <FP SOURCE="FP-1">CMS Centers for Medicare &amp; Medicaid Services</FP>
                        <FP SOURCE="FP-1">DRA Deficit Reduction Act of 2005 (Pub. L. 109-171, enacted February 8, 2006)</FP>
                        <FP SOURCE="FP-1">DSH Disproportionate Share Hospital</FP>
                        <FP SOURCE="FP-1">DSH PP Disproportionate Share Patient Percentage</FP>
                        <FP SOURCE="FP-1">EHR Electronic Health Record</FP>
                        <FP SOURCE="FP-1">ESRD End-Stage Renal Disease</FP>
                        <FP SOURCE="FP-1">FR Federal Register</FP>
                        <FP SOURCE="FP-1">FY Federal Fiscal Year</FP>
                        <FP SOURCE="FP-1">GEMs General Equivalence Mappings</FP>
                        <FP SOURCE="FP-1">HAI Healthcare Associated Infection</FP>
                        <FP SOURCE="FP-1">HCP Health Care Personnel</FP>
                        <FP SOURCE="FP-1">HHS U.S. Department of Health &amp; Human Services</FP>
                        <FP SOURCE="FP-1">HIE Health Information Exchange</FP>
                        <FP SOURCE="FP-1">HIPAA Health Insurance Portability and Accountability Act of 1996 (Pub. L. 104-191, enacted on August 21, 1996)</FP>
                        <FP SOURCE="FP-1">ICD-9-CM The International Classification of Diseases, 9th Revision, Clinical Modification</FP>
                        <FP SOURCE="FP-1">ICD-10-CM The International Classification of Diseases, 10th Revision, Clinical Modification</FP>
                        <FP SOURCE="FP-1">ICRs Information Collection Requirements</FP>
                        <FP SOURCE="FP-1">IGC Impairment Group Code</FP>
                        <FP SOURCE="FP-1">IGI IHS Global Insight</FP>
                        <FP SOURCE="FP-1">IPF Inpatient Psychiatric Facility</FP>
                        <FP SOURCE="FP-1">IPPS Inpatient Prospective Payment System</FP>
                        <FP SOURCE="FP-1">IQR Inpatient Quality Reporting Program</FP>
                        <FP SOURCE="FP-1">IRF Inpatient Rehabilitation Facility</FP>
                        <FP SOURCE="FP-1">IRF-PAI Inpatient Rehabilitation Facility-Patient Assessment Instrument</FP>
                        <FP SOURCE="FP-1">IRF PPS Inpatient Rehabilitation Facility Prospective Payment System</FP>
                        <FP SOURCE="FP-1">IRVEN Inpatient Rehabilitation Validation and Entry</FP>
                        <FP SOURCE="FP-1">LIP Low-Income Percentage</FP>
                        <FP SOURCE="FP-1">LPN Licensed Practical Nurse</FP>
                        <FP SOURCE="FP-1">LTCH Long-Term Care Hospital</FP>
                        <FP SOURCE="FP-1">MAC Medicare Administrative Contractor</FP>
                        <FP SOURCE="FP-1">MAP Measure Applications Partnership</FP>
                        <FP SOURCE="FP-1">MA (Medicare Part C) Medicare Advantage</FP>
                        <FP SOURCE="FP-1">MedPAC Medicare Payment Advisory Commission</FP>
                        <FP SOURCE="FP-1">MedPAR Medicare Provider Analysis and Review</FP>
                        <FP SOURCE="FP-1">MDS Minimum Data Set</FP>
                        <FP SOURCE="FP-1">MFP Multifactor Productivity</FP>
                        <FP SOURCE="FP-1">MMSEA Medicare, Medicaid, and SCHIP Extension Act of 2007 (Pub. L. 110-173, enacted on December 29, 2007)</FP>
                        <FP SOURCE="FP-1">
                            MRSA Methicillin-Resistant 
                            <E T="03">Staphylococcus aureus</E>
                        </FP>
                        <FP SOURCE="FP-1">MSA Metropolitan Statistical Area</FP>
                        <FP SOURCE="FP-1">MUC Measures under Consideration</FP>
                        <FP SOURCE="FP-1">NHSN National Healthcare Safety Network</FP>
                        <FP SOURCE="FP-1">NPP National Priorities Partnership</FP>
                        <FP SOURCE="FP-1">NQF National Quality Forum</FP>
                        <FP SOURCE="FP-1">OMB Office of Management and Budget</FP>
                        <FP SOURCE="FP-1">ONC Office of the National Coordinator for Health Information Technology</FP>
                        <FP SOURCE="FP-1">PAI Patient Assessment Instrument</FP>
                        <FP SOURCE="FP-1">PPI Producer Price Index</FP>
                        <FP SOURCE="FP-1">PPS Prospective Payment System</FP>
                        <FP SOURCE="FP-1">PRA Paperwork Reduction Act of 1995 (Pub. L. 104-13, enacted on May 22, 1995)</FP>
                        <FP SOURCE="FP-1">PRRB Provider Reimbursement Review Board</FP>
                        <FP SOURCE="FP-1">QM Quality Measure</FP>
                        <FP SOURCE="FP-1">QRP Quality Reporting Program</FP>
                        <FP SOURCE="FP-1">RIA Regulatory Impact Analysis</FP>
                        <FP SOURCE="FP-1">RIC Rehabilitation Impairment Category</FP>
                        <FP SOURCE="FP-1">RFA Regulatory Flexibility Act (Pub. L. 96-354, enacted on September 19, 1980)</FP>
                        <FP SOURCE="FP-1">RN Registered Nurse</FP>
                        <FP SOURCE="FP-1">RPL Rehabilitation, Psychiatric, and Long-Term Care market basket</FP>
                        <FP SOURCE="FP-1">UMRA Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4, enacted on March 22, 1995)</FP>
                    </EXTRACT>
                    <HD SOURCE="HD1">I. Background</HD>
                    <HD SOURCE="HD2">A. Historical Overview of the Inpatient Rehabilitation Facility Prospective Payment System (IRF PPS)</HD>
                    <P>Section 1886(j) of the Act provides for the implementation of a per-discharge prospective payment system (PPS) for inpatient rehabilitation hospitals and inpatient rehabilitation units of a hospital (collectively, hereinafter referred to as IRFs).</P>
                    <P>Payments under the IRF PPS encompass inpatient operating and capital costs of furnishing covered rehabilitation services (that is, routine, ancillary, and capital costs), but not direct graduate medical education costs, costs of approved nursing and allied health education activities, bad debts, and other services or items outside the scope of the IRF PPS. Although a complete discussion of the IRF PPS provisions appears in the original FY 2002 IRF PPS final rule (66 FR 41316) and the FY 2006 IRF PPS final rule (70 FR 47880), we are providing below a general description of the IRF PPS for fiscal years (FYs) 2002 through 2013.</P>
                    <P>Under the IRF PPS from FY 2002 through FY 2005, as described in the FY 2002 IRF PPS final rule (66 FR 41316), the federal prospective payment rates were computed across 100 distinct case-mix groups (CMGs). We constructed 95 CMGs using rehabilitation impairment categories (RICs), functional status (both motor and cognitive), and age (in some cases, cognitive status and age may not be a factor in defining a CMG). In addition, we constructed five special CMGs to account for very short stays and for patients who expire in the IRF.</P>
                    <P>For each of the CMGs, we developed relative weighting factors to account for a patient's clinical characteristics and expected resource needs. Thus, the weighting factors accounted for the relative difference in resource use across all CMGs. Within each CMG, we created tiers based on the estimated effects that certain comorbidities would have on resource use.</P>
                    <P>We established the federal PPS rates using a standardized payment conversion factor (formerly referred to as the budget-neutral conversion factor). For a detailed discussion of the budget-neutral conversion factor, please refer to our FY 2004 IRF PPS final rule (68 FR 45684 through 45685). In the FY 2006 IRF PPS final rule (70 FR 47880), we discussed in detail the methodology for determining the standard payment conversion factor.</P>
                    <P>We applied the relative weighting factors to the standard payment conversion factor to compute the unadjusted federal prospective payment rates under the IRF PPS from FYs 2002 through 2005. Within the structure of the payment system, we then made adjustments to account for interrupted stays, transfers, short stays, and deaths. Finally, we applied the applicable adjustments to account for geographic variations in wages (wage index), the percentage of low-income patients, location in a rural area (if applicable), and outlier payments (if applicable) to the IRFs' unadjusted federal prospective payment rates.</P>
                    <P>For cost reporting periods that began on or after January 1, 2002, and before October 1, 2002, we determined the final prospective payment amounts using the transition methodology prescribed in section 1886(j)(1) of the Act. Under this provision, IRFs transitioning into the PPS were paid a blend of the federal IRF PPS rate and the payment that the IRFs would have received had the IRF PPS not been implemented. This provision also allowed IRFs to elect to bypass this blended payment and immediately be paid 100 percent of the federal IRF PPS rate. The transition methodology expired as of cost reporting periods beginning on or after October 1, 2002 (FY 2003), and payments for all IRFs now consist of 100 percent of the federal IRF PPS rate.</P>
                    <P>
                        We established a CMS Web site as a primary information resource for the IRF PPS which is available at 
                        <E T="03">
                            http://www.cms.gov/Medicare/Medicare-Fee-for-ServicePayment/
                            <PRTPAGE P="26311"/>
                            InpatientRehabFacPPS/index.html
                        </E>
                        . The Web site may be accessed to download or view publications, software, data specifications, educational materials, and other information pertinent to the IRF PPS.
                    </P>
                    <P>Section 1886(j) of the Act confers broad statutory authority upon the Secretary to propose refinements to the IRF PPS. In the FY 2006 IRF PPS final rule (70 FR 47880) and in correcting amendments to the FY 2006 IRF PPS final rule (70 FR 57166) that we published on September 30, 2005, we finalized a number of refinements to the IRF PPS case-mix classification system (the CMGs and the corresponding relative weights) and the case-level and facility-level adjustments. These refinements included the adoption of the Office of Management and Budget's (OMB) Core-Based Statistical Area (CBSA) market definitions, modifications to the CMGs, tier comorbidities, and CMG relative weights, implementation of a new teaching status adjustment for IRFs, revision and rebasing of the market basket index used to update IRF payments, and updates to the rural, low-income percentage (LIP), and high-cost outlier adjustments. Beginning with the FY 2006 IRF PPS final rule (70 FR 47908 through 47917), the market basket index used to update IRF payments is a market basket reflecting the operating and capital cost structures for freestanding IRFs, freestanding inpatient psychiatric facilities (IPFs), and long-term care hospitals (LTCHs) (hereafter referred to as the rehabilitation, psychiatric, and long-term care (RPL) market basket). Any reference to the FY 2006 IRF PPS final rule in this proposed rule also includes the provisions effective in the correcting amendments. For a detailed discussion of the final key policy changes for FY 2006, please refer to the FY 2006 IRF PPS final rule (70 FR 47880 and 70 FR 57166).</P>
                    <P>In the FY 2007 IRF PPS final rule (71 FR 48354), we further refined the IRF PPS case-mix classification system (the CMG relative weights) and the case-level adjustments, to ensure that IRF PPS payments would continue to reflect as accurately as possible the costs of care. For a detailed discussion of the FY 2007 policy revisions, please refer to the FY 2007 IRF PPS final rule (71 FR 48354).</P>
                    <P>In the FY 2008 IRF PPS final rule (72 FR 44284), we updated the federal prospective payment rates and the outlier threshold, revised the IRF wage index policy, and clarified how we determine high-cost outlier payments for transfer cases. For more information on the policy changes implemented for FY 2008, please refer to the FY 2008 IRF PPS final rule (72 FR 44284), in which we published the final FY 2008 IRF federal prospective payment rates.</P>
                    <P>
                        After publication of the FY 2008 IRF PPS final rule (72 FR 44284), section 115 of the Medicare, Medicaid, and SCHIP Extension Act of 2007 (Pub. L. 110-173, enacted on December 29, 2007) (MMSEA), amended section 1886(j)(3)(C) of the Act to apply a zero percent increase factor for FYs 2008 and 2009, effective for IRF discharges occurring on or after April 1, 2008. Section 1886(j)(3)(C) of the Act required the Secretary to develop an increase factor to update the IRF federal prospective payment rates for each FY. Based on the legislative change to the increase factor, we revised the FY 2008 federal prospective payment rates for IRF discharges occurring on or after April 1, 2008. Thus, the final FY 2008 IRF federal prospective payment rates that were published in the FY 2008 IRF PPS final rule (72 FR 44284) were effective for discharges occurring on or after October 1, 2007, and on or before March 31, 2008; and the revised FY 2008 IRF federal prospective payment rates were effective for discharges occurring on or after April 1, 2008, and on or before September 30, 2008. The revised FY 2008 federal prospective payment rates are available on the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Medicare-Fee-for-Service-Payment/InpatientRehabFacPPS/Data-Files.html</E>
                        .
                    </P>
                    <P>In the FY 2009 IRF PPS final rule (73 FR 46370), we updated the CMG relative weights, the average length of stay values, and the outlier threshold; clarified IRF wage index policies regarding the treatment of “New England deemed” counties and multi-campus hospitals; and revised the regulation text in response to section 115 of the MMSEA to set the IRF compliance percentage at 60 percent (the “60 percent rule”) and continue the practice of including comorbidities in the calculation of compliance percentages. We also applied a zero percent market basket increase factor for FY 2009 in accordance with section 115 of the MMSEA. For more information on the policy changes implemented for FY 2009, please refer to the FY 2009 IRF PPS final rule (73 FR 46370), in which we published the final FY 2009 IRF federal prospective payment rates.</P>
                    <P>In the FY 2010 IRF PPS final rule (74 FR 39762) and in correcting amendments to the FY 2010 IRF PPS final rule (74 FR 50712) that we published on October 1, 2009, we updated the federal prospective payment rates, the CMG relative weights, the average length of stay values, the rural, LIP, teaching status adjustment factors, and the outlier threshold; implemented new IRF coverage requirements for determining whether an IRF claim is reasonable and necessary; and revised the regulation text to require IRFs to submit patient assessments on Medicare Advantage (MA) (Medicare Part C) patients for use in the 60 percent rule calculations. Any reference to the FY 2010 IRF PPS final rule in this proposed rule also includes the provisions effective in the correcting amendments. For more information on the policy changes implemented for FY 2010, please refer to the FY 2010 IRF PPS final rule (74 FR 39762 and 74 FR 50712), in which we published the final FY 2010 IRF federal prospective payment rates.</P>
                    <P>After publication of the FY 2010 IRF PPS final rule (74 FR 39762), section 3401(d) of the Patient Protection and Affordable Care Act (Pub. L. 111-148, enacted on March 23, 2010), as amended by section 10319 of the same Act and by section 1105 of the Health Care and Education Reconciliation Act of 2010 (Pub. L. 111-152, enacted on March 30, 2010) (collectively, hereafter referred to as “The Affordable Care Act”), amended section 1886(j)(3)(C) of the Act and added section 1886(j)(3)(D) of the Act. Section 1886(j)(3)(C) of the Act requires the Secretary to estimate a multi-factor productivity adjustment to the market basket increase factor, and to apply other adjustments as defined by the Act. The productivity adjustment applies to FYs from 2012 forward. The other adjustments apply to FYs 2010 to 2019.</P>
                    <P>
                        Sections 1886(j)(3)(C)(ii)(II) and 1886(j)(3)(D)(i) of the Act defined the adjustments that were to be applied to the market basket increase factors in FYs 2010 and 2011. Under these provisions, the Secretary was required to reduce the market basket increase factor in FY 2010 by a 0.25 percentage point adjustment. Notwithstanding this provision, in accordance with section 3401(p) of the Affordable Care Act, the adjusted FY 2010 rate was only to be applied to discharges occurring on or after April 1, 2010. Based on the self-implementing legislative changes to section 1886(j)(3) of the Act, we adjusted the FY 2010 federal prospective payment rates as required, and applied these rates to IRF discharges occurring on or after April 1, 2010, and on or before September 30, 2010. Thus, the final FY 2010 IRF federal prospective payment rates that were published in the FY 2010 IRF PPS final rule (74 FR 39762) were used for discharges occurring on or after October 
                        <PRTPAGE P="26312"/>
                        1, 2009, and on or before March 31, 2010, and the adjusted FY 2010 IRF federal prospective payment rates applied to discharges occurring on or after April 1, 2010, and on or before September 30, 2010. The adjusted FY 2010 federal prospective payment rates are available on the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Medicare-Fee-for-Service-Payment/InpatientRehabFacPPS/Data-Files.html</E>
                        .
                    </P>
                    <P>In addition, sections 1886(j)(3)(C) and (D) of the Act also affected the FY 2010 IRF outlier threshold amount because they required an adjustment to the FY 2010 RPL market basket increase factor, which changed the standard payment conversion factor for FY 2010. Specifically, the original FY 2010 IRF outlier threshold amount was determined based on the original estimated FY 2010 RPL market basket increase factor of 2.5 percent and the standard payment conversion factor of $13,661. However, as adjusted, the IRF prospective payments are based on the adjusted RPL market basket increase factor of 2.25 percent and the revised standard payment conversion factor of $13,627. To maintain estimated outlier payments for FY 2010 equal to the established standard of 3 percent of total estimated IRF PPS payments for FY 2010, we revised the IRF outlier threshold amount for FY 2010 for discharges occurring on or after April 1, 2010, and on or before September 30, 2010. The revised IRF outlier threshold amount for FY 2010 was $10,721.</P>
                    <P>Sections 1886(j)(3)(c)(ii)(II) and 1886(j)(3)(D)(i) of the Act also required the Secretary to reduce the market basket increase factor in FY 2011 by a 0.25 percentage point adjustment. The FY 2011 IRF PPS notice (75 FR 42836) and the correcting amendments to the FY 2011 IRF PPS notice (75 FR 70013) described the required adjustments to the FY 2011 and FY 2010 IRF PPS federal prospective payment rates and outlier threshold amount for IRF discharges occurring on or after April 1, 2010, and on or before September 30, 2011. It also updated the FY 2011 federal prospective payment rates, the CMG relative weights, and the average length of stay values. Any reference to the FY 2011 IRF PPS notice in this proposed rule also includes the provisions effective in the correcting amendments. For more information on the FY 2010 and FY 2011 adjustments or the updates for FY 2011, please refer to the FY 2011 IRF PPS notice (75 FR 42836 and 75 FR 70013).</P>
                    <P>In the FY 2012 IRF PPS final rule (76 FR 47836), we updated the IRF federal prospective payment rates, rebased and revised the RPL market basket, and established a new quality reporting program for IRFs in accordance with section 1886(j)(7) of the Act. We also revised regulation text for the purpose of updating and providing greater clarity. For more information on the policy changes implemented for FY 2012, please refer to the FY 2012 IRF PPS final rule (76 FR 47836), in which we published the final FY 2012 IRF federal prospective payment rates.</P>
                    <P>The FY 2013 IRF PPS notice (77 FR 44618) described the required adjustments to the FY 2013 federal prospective payment rates and outlier threshold amount for IRF discharges occurring on or after October 1, 2012, and on or before September 30, 2013. It also updated the FY 2013 federal prospective payment rates, the CMG relative weights, and the average length of stay values. For more information on the updates for FY 2013, please refer to the FY 2013 IRF PPS notice (77 FR 44618).</P>
                    <P>In the FY 2014 IRF PPS final rule (78 FR 47860), we updated the federal prospective payment rates, the CMG relative weights, and the outlier threshold amount. We also updated the facility-level adjustment factors using an enhanced estimation methodology, revised the list of diagnosis codes that count toward an IRF's “60 percent rule” compliance calculation to determine “presumptive compliance,” revised sections of the Inpatient Rehabilitation Facility-Patient Assessment Instrument (IRF-PAI), revised requirements for acute care hospitals that have IRF units, clarified the IRF regulation text regarding limitation of review, updated references to previously changed sections in the regulations text, and revised and updated quality measures and reporting requirements under the IRF quality reporting program. For more information on the policy changes implemented for FY 2014, please refer to the FY 2014 IRF PPS final rule (78 FR 47860), in which we published the final FY 2014 IRF federal prospective payment rates.</P>
                    <HD SOURCE="HD2">B. Provisions of the Affordable Care Act Affecting the IRF PPS in FY 2012 and Beyond</HD>
                    <P>The Affordable Care Act included several provisions that affect the IRF PPS in FYs 2012 and beyond. In addition to what was discussed above, section 3401(d) of the Affordable Care Act also added section 1886(j)(3)(C)(ii)(I) (providing for a “productivity adjustment” for fiscal year 2012 and each subsequent fiscal year). The proposed productivity adjustment for FY 2015 is discussed in section V.A. of this proposed rule. Section 3401(d) of the Affordable Care Act requires an additional 0.2 percentage point adjustment to the IRF increase factor for FY 2015, as discussed in section V.A. of this proposed rule. Section 1886(j)(3)(C)(ii)(II) of the Act notes that the application of these adjustments to the market basket update may result in an update that is less than 0.0 for a fiscal year and in payment rates for a fiscal year being less than such payment rates for the preceding fiscal year.</P>
                    <P>Section 3004(b) of the Affordable Care Act also addressed the IRF PPS program. It reassigned the previously designated section 1886(j)(7) of the Act to section 1886(j)(8) and inserted a new section 1886(j)(7), which contains requirements for the Secretary to establish a quality reporting program for IRFs. Under that program, data must be submitted in a form and manner and at a time specified by the Secretary. Beginning in FY 2014, section 1886(j)(7)(A)(i) of the Act requires the application of a 2 percentage point reduction of the applicable market basket increase factor for IRFs that fail to comply with the quality data submission requirements. Application of the 2 percentage point reduction may result in an update that is less than 0.0 for a fiscal year and in payment rates for a fiscal year being less than such payment rates for the preceding fiscal year. Reporting-based reductions to the market basket increase factor will not be cumulative; they will only apply for the FY involved.</P>
                    <P>Under section 1886(j)(7)(D)(i) and (ii) of the Act, the Secretary is generally required to select quality measures for the IRF quality reporting program from those that have been endorsed by the consensus-based entity which holds a performance measurement contract under section 1890(a) of the Act. This contract is currently held by the National Quality Forum (NQF). So long as due consideration is given to measures that have been endorsed or adopted by a consensus-based organization, section 1886(j)(7)(D)(ii) of the Act authorizes the Secretary to select non-endorsed measures for specified areas or medical topics when there are no feasible or practical endorsed measure(s).</P>
                    <P>
                        Section 1886(j)(7)(E) of the Act requires the Secretary to establish procedures for making the IRF PPS quality reporting data available to the public. In so doing, the Secretary must ensure that IRFs have the opportunity to review any such data prior to its release to the public. Future rulemaking will address these public reporting obligations.
                        <PRTPAGE P="26313"/>
                    </P>
                    <HD SOURCE="HD2">C. Operational Overview of the Current IRF PPS</HD>
                    <P>As described in the FY 2002 IRF PPS final rule, upon the admission and discharge of a Medicare Part A Fee-for-Service patient, the IRF is required to complete the appropriate sections of a patient assessment instrument (PAI), designated as the Inpatient Rehabilitation Facility-Patient Assessment Instrument (IRF-PAI). In addition, beginning with IRF discharges occurring on or after October 1, 2009, the IRF is also required to complete the appropriate sections of the IRF-PAI upon the admission and discharge of each Medicare Part C (Medicare Advantage) patient, as described in the FY 2010 IRF PPS final rule. All required data must be electronically encoded into the IRF-PAI software product. Generally, the software product includes patient classification programming called the Grouper software. The Grouper software uses specific IRF-PAI data elements to classify (or group) patients into distinct CMGs and account for the existence of any relevant comorbidities.</P>
                    <P>
                        The Grouper software produces a 5-character CMG number. The first character is an alphabetic character that indicates the comorbidity tier. The last 4 characters are numeric characters that represent the distinct CMG number. Free downloads of the Inpatient Rehabilitation Validation and Entry (IRVEN) software product, including the Grouper software, are available on the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Medicare-Fee-for-Service-Payment/InpatientRehabFacPPS/Software.html</E>
                        .
                    </P>
                    <P>Once a Medicare Fee-for-Service Part A patient is discharged, the IRF submits a Medicare claim as a Health Insurance Portability and Accountability Act of 1996 (Pub. L. 104-191, enacted on August 21, 1996) (HIPAA) compliant electronic claim or, if the Administrative Simplification Compliance Act of 2002 (Pub. L. 107-105, enacted on December 27, 2002) (ASCA) permits, a paper claim (a UB-04 or a CMS-1450 as appropriate) using the five-character CMG number and sends it to the appropriate Medicare Administrative Contractor (MAC). In addition, once a Medicare Advantage patient is discharged, in accordance with the Medicare Claims Processing Manual, chapter 3, section 20.3 (Pub. 100-04), hospitals (including IRFs) must submit an informational-only bill (TOB 111), which includes Condition Code 04 to their Medicare contractor. This will ensure that the Medicare Advantage days are included in the hospital's Supplemental Security Income (SSI) ratio (used in calculating the IRF low-income percentage adjustment) for Fiscal Year 2007 and beyond. Claims submitted to Medicare must comply with both ASCA and HIPAA.</P>
                    <P>
                        Section 3 of the ASCA amends section 1862(a) of the Act by adding paragraph (22) which requires the Medicare program, subject to section 1862(h) of the Act, to deny payment under Part A or Part B for any expenses for items or services “for which a claim is submitted other than in an electronic form specified by the Secretary.” Section 1862(h) of the Act, in turn, provides that the Secretary shall waive such denial in situations in which there is no method available for the submission of claims in an electronic form or the entity submitting the claim is a small provider. In addition, the Secretary also has the authority to waive such denial “in such unusual cases as the Secretary finds appropriate.” For more information, see the “Medicare Program; Electronic Submission of Medicare Claims” final rule (70 FR 71008). Our instructions for the limited number of Medicare claims submitted on paper are available at 
                        <E T="03">http://www.cms.gov/manuals/downloads/clm104c25.pdf</E>
                        .
                    </P>
                    <P>
                        Section 3 of the ASCA operates in the context of the administrative simplification provisions of HIPAA, which include, among others, the requirements for transaction standards and code sets codified in 45 CFR, parts 160 and 162, subparts A and I through R (generally known as the Transactions Rule). The Transactions Rule requires covered entities, including covered health care providers, to conduct covered electronic transactions according to the applicable transaction standards. (See the CMS program claim memoranda at 
                        <E T="03">http://www.cms.gov/ElectronicBillingEDITrans/</E>
                         and listed in the addenda to the Medicare Intermediary Manual, Part 3, section 3600).
                    </P>
                    <P>The MAC processes the claim through its software system. This software system includes pricing programming called the “Pricer” software. The Pricer software uses the CMG number, along with other specific claim data elements and provider-specific data, to adjust the IRF's prospective payment for interrupted stays, transfers, short stays, and deaths, and then applies the applicable adjustments to account for the IRF's wage index, percentage of low-income patients, rural location, and outlier payments. For discharges occurring on or after October 1, 2005, the IRF PPS payment also reflects the teaching status adjustment that became effective as of FY 2006, as discussed in the FY 2006 IRF PPS final rule (70 FR 47880).</P>
                    <HD SOURCE="HD1">II. Summary of Provisions of the Proposed Rule</HD>
                    <P>In this proposed rule, we propose to update the IRF Federal prospective payment rates, collect data on the amount and mode (that is, Individual, Group, and Co-Treatment) of therapies provided in the IRF setting according to therapy discipline, revise the list of impairment group codes that presumptively meet the “60 percent rule” compliance criteria, provide for a new item on the IRF-PAI form to indicate whether the prior treatment and severity requirements have been met for arthritis cases to presumptively meet the “60 percent rule” compliance criteria, and revise and update quality measures and reporting requirements under the IRF QRP. In this proposed rule, we also address the implementation of the International Classification of Diseases, 10th Revision, Clinical Modification (ICD-10-CM), for the IRF prospective payment system (PPS), effective when ICD-10-CM becomes the required medical data code set for use on Medicare claims and IRF-PAI submissions.</P>
                    <P>The proposed updates to the IRF federal prospective payment rates for FY 2015 are as follows:</P>
                    <P>• Update the FY 2015 IRF PPS relative weights and average length of stay values using the most current and complete Medicare claims and cost report data in a budget-neutral manner, as discussed in section III of this proposed rule.</P>
                    <P>• Discuss our rationale for freezing the IRF facility-level adjustment factors at FY 2014 levels, as discussed in section IV of this proposed rule.</P>
                    <P>• Update the FY 2015 IRF PPS payment rates by the proposed market basket increase factor, based upon the most current data available, with a 0.2 percentage point reduction as required by sections 1886(j)(3)(C)(ii)(II) and 1886(j)(3)(D)(iv) of the Act and a proposed productivity adjustment required by section 1886(j)(3)(C)(ii)(I) of the Act, as described in section V of this proposed rule.</P>
                    <P>• Discuss the Secretary's Proposed Recommendation for updating IRF PPS payments for FY 2015, in accordance with the statutory requirements, as described in section V of this proposed rule.</P>
                    <P>
                        • Update the FY 2015 IRF PPS payment rates by the FY 2015 wage index and the labor-related share in a budget-neutral manner, as discussed in section V of this proposed rule.
                        <PRTPAGE P="26314"/>
                    </P>
                    <P>• Describe the calculation of the IRF Standard Payment Conversion Factor for FY 2015, as discussed in section V of this proposed rule.</P>
                    <P>• Update the outlier threshold amount for FY 2015, as discussed in section VI of this proposed rule.</P>
                    <P>• Update the cost-to-charge ratio (CCR) ceiling and urban/rural average CCRs for FY 2015, as discussed in section VI of this proposed rule.</P>
                    <P>• Describe proposed revisions to the list of eligible diagnosis codes that are used to determine presumptive compliance under the 60 percent rule in section VII of this proposed rule.</P>
                    <P>• Describe proposed revisions to the list of eligible impairment group codes that presumptively meet the “60 percent rule” compliance criteria in section VII of this proposed rule.</P>
                    <P>• Describe proposed data collection of the amount and mode (that is, of Individual, Group, and Co-Treatment) of therapies provided in IRFs according to occupational, speech, and physical therapy disciplines via the IRF-PAI in section VIII of this proposed rule.</P>
                    <P>• Describe a proposed revision to the IRF-PAI to add a new data item for arthritis conditions in section IX of this proposed rule.</P>
                    <P>• Describe the conversion of the IRF PPS to ICD-10-CM, effective when ICD-10-CM becomes the required medical data code set for use on Medicare claims and IRF-PAI submissions, in section X of this proposed rule.</P>
                    <P>• Describe proposed revisions and updates to quality measures and reporting requirements under the quality reporting program for IRFs in accordance with section 1886(j)(7) of the Act, as discussed in section XI of this proposed rule.</P>
                    <HD SOURCE="HD1">III. Proposed Update to the Case-Mix Group (CMG) Relative Weights and Average Length of Stay Values for FY 2015</HD>
                    <P>As specified in § 412.620(b)(1), we calculate a relative weight for each CMG that is proportional to the resources needed by an average inpatient rehabilitation case in that CMG. For example, cases in a CMG with a relative weight of 2, on average, will cost twice as much as cases in a CMG with a relative weight of 1. Relative weights account for the variance in cost per discharge due to the variance in resource utilization among the payment groups, and their use helps to ensure that IRF PPS payments support beneficiary access to care, as well as provider efficiency.</P>
                    <P>In this proposed rule, we propose to update the CMG relative weights and average length of stay values for FY 2015. As required by statute, we always use the most recent available data to update the CMG relative weights and average lengths of stay. For FY 2015, we propose to use the FY 2013 IRF claims and FY 2012 IRF cost report data. These data are the most current and complete data available at this time. Currently, only a small portion of the FY 2013 IRF cost report data are available for analysis, but the majority of the FY 2013 IRF claims data are available for analysis.</P>
                    <P>In this proposed rule, we propose to apply these data using the same methodologies that we have used to update the CMG relative weights and average length of stay values each fiscal year since we implemented an update to the methodology to use the more detailed cost-to-charge ratio (CCRs) data from the cost reports of IRF subprovider units of primary acute care hospitals, instead of CCR data from the associated primary care hospitals, to calculate IRFs' average costs per case, as discussed in the FY 2009 IRF PPS final rule (73 FR 46372). In calculating the CMG relative weights, we use a hospital-specific relative value method to estimate operating (routine and ancillary services) and capital costs of IRFs. The process used to calculate the CMG relative weights for this proposed rule is as follows:</P>
                    <P>
                        <E T="03">Step 1.</E>
                         We estimate the effects that comorbidities have on costs.
                    </P>
                    <P>
                        <E T="03">Step 2.</E>
                         We adjust the cost of each Medicare discharge (case) to reflect the effects found in the first step.
                    </P>
                    <P>
                        <E T="03">Step 3.</E>
                         We use the adjusted costs from the second step to calculate CMG relative weights, using the hospital-specific relative value method.
                    </P>
                    <P>
                        <E T="03">Step 4.</E>
                         We normalize the FY 2015 CMG relative weights to the same average CMG relative weight from the CMG relative weights implemented in the FY 2014 IRF PPS final rule (78 FR 47860).
                    </P>
                    <P>Consistent with the methodology that we have used to update the IRF classification system in each instance in the past, we propose to update the CMG relative weights for FY 2015 in such a way that total estimated aggregate payments to IRFs for FY 2015 are the same with or without the changes (that is, in a budget-neutral manner) by applying a budget neutrality factor to the standard payment amount. To calculate the appropriate budget neutrality factor for use in updating the FY 2015 CMG relative weights, we use the following steps:</P>
                    <P>
                        <E T="03">Step 1.</E>
                         Calculate the estimated total amount of IRF PPS payments for FY 2015 (with no changes to the CMG relative weights).
                    </P>
                    <P>
                        <E T="03">Step 2.</E>
                         Calculate the estimated total amount of IRF PPS payments for FY 2015 by applying the changes to the CMG relative weights (as discussed above).
                    </P>
                    <P>
                        <E T="03">Step 3.</E>
                         Divide the amount calculated in step 1 by the amount calculated in step 2 to determine the budget neutrality factor (1.0000) that would maintain the same total estimated aggregate payments in FY 2015 with and without the changes to the CMG relative weights.
                    </P>
                    <P>
                        <E T="03">Step 4.</E>
                         Apply the budget neutrality factor (1.0000) to the FY 2014 IRF PPS standard payment amount after the application of the budget-neutral wage adjustment factor.
                    </P>
                    <P>In section V.F. of this proposed rule, we discuss the proposed use of the existing methodology to calculate the standard payment conversion factor for FY 2015.</P>
                    <P>Table 1, “Relative Weights and Average Length of Stay Values for Case-Mix Groups,” presents the CMGs, the comorbidity tiers, the corresponding relative weights, and the average length of stay values for each CMG and tier for FY 2015. The average length of stay for each CMG is used to determine when an IRF discharge meets the definition of a short-stay transfer, which results in a per diem case level adjustment.</P>
                    <GPOTABLE COLS="10" OPTS="L2,i1" CDEF="xs36,r50,9,9,9,9,9,9,9,9">
                        <TTITLE>Table 1—Proposed Relative Weights and Average Length of Stay Values for Case-Mix Groups</TTITLE>
                        <BOXHD>
                            <CHED H="1">CMG</CHED>
                            <CHED H="1">CMG description (M=motor, C=cognitive, A=age)</CHED>
                            <CHED H="1">Relative weight</CHED>
                            <CHED H="2">Tier1</CHED>
                            <CHED H="2">Tier2</CHED>
                            <CHED H="2">Tier3</CHED>
                            <CHED H="2">None</CHED>
                            <CHED H="1">Average length of stay</CHED>
                            <CHED H="2">Tier1</CHED>
                            <CHED H="2">Tier2</CHED>
                            <CHED H="2">Tier3</CHED>
                            <CHED H="2">None</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">0101</ENT>
                            <ENT>Stroke M&gt;51.05</ENT>
                            <ENT>0.7860</ENT>
                            <ENT>0.7173</ENT>
                            <ENT>0.6524</ENT>
                            <ENT>0.6255</ENT>
                            <ENT>9</ENT>
                            <ENT>10</ENT>
                            <ENT>8</ENT>
                            <ENT>8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0102</ENT>
                            <ENT>Stroke M&gt;44.45 and M&lt;51.05 and C&gt;18.5</ENT>
                            <ENT>0.9836</ENT>
                            <ENT>0.8977</ENT>
                            <ENT>0.8165</ENT>
                            <ENT>0.7829</ENT>
                            <ENT>11</ENT>
                            <ENT>11</ENT>
                            <ENT>10</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0103</ENT>
                            <ENT>Stroke M&gt;44.45 and M&lt;51.05 and C&lt;18.5</ENT>
                            <ENT>1.1645</ENT>
                            <ENT>1.0627</ENT>
                            <ENT>0.9666</ENT>
                            <ENT>0.9268</ENT>
                            <ENT>12</ENT>
                            <ENT>14</ENT>
                            <ENT>12</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="26315"/>
                            <ENT I="01">0104</ENT>
                            <ENT>Stroke M&gt;38.85 and M&lt;44.45</ENT>
                            <ENT>1.2109</ENT>
                            <ENT>1.1051</ENT>
                            <ENT>1.0052</ENT>
                            <ENT>0.9638</ENT>
                            <ENT>13</ENT>
                            <ENT>13</ENT>
                            <ENT>12</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0105</ENT>
                            <ENT>Stroke M&gt;34.25 and M&lt;38.85</ENT>
                            <ENT>1.4154</ENT>
                            <ENT>1.2917</ENT>
                            <ENT>1.1750</ENT>
                            <ENT>1.1266</ENT>
                            <ENT>14</ENT>
                            <ENT>14</ENT>
                            <ENT>14</ENT>
                            <ENT>14</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0106</ENT>
                            <ENT>Stroke M&gt;30.05 and M&lt;34.25</ENT>
                            <ENT>1.6119</ENT>
                            <ENT>1.4710</ENT>
                            <ENT>1.3381</ENT>
                            <ENT>1.2829</ENT>
                            <ENT>16</ENT>
                            <ENT>16</ENT>
                            <ENT>15</ENT>
                            <ENT>15</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0107</ENT>
                            <ENT>Stroke M&gt;26.15 and M&lt;30.05</ENT>
                            <ENT>1.8023</ENT>
                            <ENT>1.6448</ENT>
                            <ENT>1.4961</ENT>
                            <ENT>1.4345</ENT>
                            <ENT>17</ENT>
                            <ENT>19</ENT>
                            <ENT>17</ENT>
                            <ENT>17</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0108</ENT>
                            <ENT>Stroke M&lt;26.15 and A&gt;84.5</ENT>
                            <ENT>2.2450</ENT>
                            <ENT>2.0488</ENT>
                            <ENT>1.8636</ENT>
                            <ENT>1.7868</ENT>
                            <ENT>22</ENT>
                            <ENT>23</ENT>
                            <ENT>21</ENT>
                            <ENT>21</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0109</ENT>
                            <ENT>Stroke M&gt;22.35 and M&lt;26.15 and A&lt;84.5</ENT>
                            <ENT>2.0545</ENT>
                            <ENT>1.8749</ENT>
                            <ENT>1.7055</ENT>
                            <ENT>1.6352</ENT>
                            <ENT>19</ENT>
                            <ENT>20</ENT>
                            <ENT>19</ENT>
                            <ENT>19</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0110</ENT>
                            <ENT>Stroke M&lt;22.35 and A&lt;84.5</ENT>
                            <ENT>2.6893</ENT>
                            <ENT>2.4542</ENT>
                            <ENT>2.2324</ENT>
                            <ENT>2.1404</ENT>
                            <ENT>28</ENT>
                            <ENT>27</ENT>
                            <ENT>24</ENT>
                            <ENT>24</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0201</ENT>
                            <ENT>Traumatic brain injury M&gt;53.35 and C&gt;23.5</ENT>
                            <ENT>0.8151</ENT>
                            <ENT>0.6688</ENT>
                            <ENT>0.6000</ENT>
                            <ENT>0.5714</ENT>
                            <ENT>10</ENT>
                            <ENT>9</ENT>
                            <ENT>8</ENT>
                            <ENT>8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0202</ENT>
                            <ENT>Traumatic brain injury M&gt;44.25 and M&lt;53.35 and C&gt;23.5</ENT>
                            <ENT>1.0534</ENT>
                            <ENT>0.8644</ENT>
                            <ENT>0.7755</ENT>
                            <ENT>0.7385</ENT>
                            <ENT>12</ENT>
                            <ENT>10</ENT>
                            <ENT>9</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0203</ENT>
                            <ENT>Traumatic brain injury M&gt;44.25 and C&lt;23.5</ENT>
                            <ENT>1.2101</ENT>
                            <ENT>0.9930</ENT>
                            <ENT>0.8909</ENT>
                            <ENT>0.8484</ENT>
                            <ENT>13</ENT>
                            <ENT>12</ENT>
                            <ENT>12</ENT>
                            <ENT>11</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0204</ENT>
                            <ENT>Traumatic brain injury M&gt;40.65 and M&lt;44.25</ENT>
                            <ENT>1.3295</ENT>
                            <ENT>1.0909</ENT>
                            <ENT>0.9788</ENT>
                            <ENT>0.9321</ENT>
                            <ENT>12</ENT>
                            <ENT>13</ENT>
                            <ENT>12</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0205</ENT>
                            <ENT>Traumatic brain injury M&gt;28.75 and M&lt;40.65</ENT>
                            <ENT>1.5842</ENT>
                            <ENT>1.2999</ENT>
                            <ENT>1.1663</ENT>
                            <ENT>1.1106</ENT>
                            <ENT>14</ENT>
                            <ENT>15</ENT>
                            <ENT>14</ENT>
                            <ENT>14</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0206</ENT>
                            <ENT>Traumatic brain injury M&gt;22.05 and M&lt;28.75</ENT>
                            <ENT>1.9178</ENT>
                            <ENT>1.5737</ENT>
                            <ENT>1.4119</ENT>
                            <ENT>1.3445</ENT>
                            <ENT>19</ENT>
                            <ENT>18</ENT>
                            <ENT>16</ENT>
                            <ENT>16</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0207</ENT>
                            <ENT>Traumatic brain injury M&lt;22.05</ENT>
                            <ENT>2.5453</ENT>
                            <ENT>2.0885</ENT>
                            <ENT>1.8738</ENT>
                            <ENT>1.7844</ENT>
                            <ENT>32</ENT>
                            <ENT>24</ENT>
                            <ENT>21</ENT>
                            <ENT>20</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0301</ENT>
                            <ENT>Non-traumatic brain injury M&gt;41.05</ENT>
                            <ENT>1.1082</ENT>
                            <ENT>0.9337</ENT>
                            <ENT>0.8460</ENT>
                            <ENT>0.7804</ENT>
                            <ENT>10</ENT>
                            <ENT>11</ENT>
                            <ENT>10</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0302</ENT>
                            <ENT>Non-traumatic brain injury M&gt;35.05 and M&lt;41.05</ENT>
                            <ENT>1.3856</ENT>
                            <ENT>1.1674</ENT>
                            <ENT>1.0578</ENT>
                            <ENT>0.9757</ENT>
                            <ENT>13</ENT>
                            <ENT>13</ENT>
                            <ENT>12</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0303</ENT>
                            <ENT>Non-traumatic brain injury M&gt;26.15 and M&lt;35.05</ENT>
                            <ENT>1.6437</ENT>
                            <ENT>1.3849</ENT>
                            <ENT>1.2548</ENT>
                            <ENT>1.1575</ENT>
                            <ENT>16</ENT>
                            <ENT>15</ENT>
                            <ENT>14</ENT>
                            <ENT>14</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0304</ENT>
                            <ENT>Non-traumatic brain injury M&lt;26.15</ENT>
                            <ENT>2.1604</ENT>
                            <ENT>1.8202</ENT>
                            <ENT>1.6492</ENT>
                            <ENT>1.5213</ENT>
                            <ENT>23</ENT>
                            <ENT>21</ENT>
                            <ENT>18</ENT>
                            <ENT>17</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0401</ENT>
                            <ENT>Traumatic spinal cord injury M&gt;48.45</ENT>
                            <ENT>1.0303</ENT>
                            <ENT>0.8804</ENT>
                            <ENT>0.8112</ENT>
                            <ENT>0.7252</ENT>
                            <ENT>12</ENT>
                            <ENT>12</ENT>
                            <ENT>10</ENT>
                            <ENT>9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0402</ENT>
                            <ENT>Traumatic spinal cord injury M&gt;30.35 and M&lt;48.45</ENT>
                            <ENT>1.4049</ENT>
                            <ENT>1.2005</ENT>
                            <ENT>1.1061</ENT>
                            <ENT>0.9889</ENT>
                            <ENT>15</ENT>
                            <ENT>14</ENT>
                            <ENT>14</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0403</ENT>
                            <ENT>Traumatic spinal cord injury M&gt;16.05 and M&lt;30.35</ENT>
                            <ENT>2.3117</ENT>
                            <ENT>1.9754</ENT>
                            <ENT>1.8200</ENT>
                            <ENT>1.6271</ENT>
                            <ENT>26</ENT>
                            <ENT>21</ENT>
                            <ENT>20</ENT>
                            <ENT>20</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0404</ENT>
                            <ENT>Traumatic spinal cord injury M&lt;16.05 and A&gt;63.5</ENT>
                            <ENT>4.0674</ENT>
                            <ENT>3.4756</ENT>
                            <ENT>3.2022</ENT>
                            <ENT>2.8628</ENT>
                            <ENT>55</ENT>
                            <ENT>39</ENT>
                            <ENT>33</ENT>
                            <ENT>33</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0405</ENT>
                            <ENT>Traumatic spinal cord injury M&lt;16.05 and A&lt;63.5</ENT>
                            <ENT>3.2778</ENT>
                            <ENT>2.8009</ENT>
                            <ENT>2.5807</ENT>
                            <ENT>2.3071</ENT>
                            <ENT>26</ENT>
                            <ENT>34</ENT>
                            <ENT>29</ENT>
                            <ENT>25</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0501</ENT>
                            <ENT>Non-traumatic spinal cord injury M&gt;51.35</ENT>
                            <ENT>0.8442</ENT>
                            <ENT>0.6777</ENT>
                            <ENT>0.6206</ENT>
                            <ENT>0.5621</ENT>
                            <ENT>9</ENT>
                            <ENT>10</ENT>
                            <ENT>9</ENT>
                            <ENT>8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0502</ENT>
                            <ENT>Non-traumatic spinal cord injury M&gt;40.15 and M&lt;51.35</ENT>
                            <ENT>1.1667</ENT>
                            <ENT>0.9367</ENT>
                            <ENT>0.8578</ENT>
                            <ENT>0.7769</ENT>
                            <ENT>11</ENT>
                            <ENT>12</ENT>
                            <ENT>10</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0503</ENT>
                            <ENT>Non-traumatic spinal cord injury M&gt;31.25 and M&lt;40.15</ENT>
                            <ENT>1.4465</ENT>
                            <ENT>1.1613</ENT>
                            <ENT>1.0635</ENT>
                            <ENT>0.9632</ENT>
                            <ENT>15</ENT>
                            <ENT>13</ENT>
                            <ENT>13</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0504</ENT>
                            <ENT>Non-traumatic spinal cord injury M&gt;29.25 and M&lt;31.25</ENT>
                            <ENT>1.7058</ENT>
                            <ENT>1.3695</ENT>
                            <ENT>1.2541</ENT>
                            <ENT>1.1359</ENT>
                            <ENT>17</ENT>
                            <ENT>15</ENT>
                            <ENT>15</ENT>
                            <ENT>14</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0505</ENT>
                            <ENT>Non-traumatic spinal cord injury M&gt;23.75 and M&lt;29.25</ENT>
                            <ENT>1.9486</ENT>
                            <ENT>1.5644</ENT>
                            <ENT>1.4326</ENT>
                            <ENT>1.2976</ENT>
                            <ENT>20</ENT>
                            <ENT>17</ENT>
                            <ENT>17</ENT>
                            <ENT>16</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="26316"/>
                            <ENT I="01">0506</ENT>
                            <ENT>Non-traumatic spinal cord injury M&lt;23.75</ENT>
                            <ENT>2.7276</ENT>
                            <ENT>2.1898</ENT>
                            <ENT>2.0054</ENT>
                            <ENT>1.8164</ENT>
                            <ENT>26</ENT>
                            <ENT>25</ENT>
                            <ENT>23</ENT>
                            <ENT>21</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0601</ENT>
                            <ENT>Neurological M&gt;47.75</ENT>
                            <ENT>1.0352</ENT>
                            <ENT>0.8161</ENT>
                            <ENT>0.7540</ENT>
                            <ENT>0.6868</ENT>
                            <ENT>9</ENT>
                            <ENT>10</ENT>
                            <ENT>9</ENT>
                            <ENT>9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0602</ENT>
                            <ENT>Neurological M&gt;37.35 and M&lt;47.75</ENT>
                            <ENT>1.3349</ENT>
                            <ENT>1.0522</ENT>
                            <ENT>0.9722</ENT>
                            <ENT>0.8856</ENT>
                            <ENT>12</ENT>
                            <ENT>12</ENT>
                            <ENT>11</ENT>
                            <ENT>11</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0603</ENT>
                            <ENT>Neurological M&gt;25.85 and M&lt;37.35</ENT>
                            <ENT>1.6799</ENT>
                            <ENT>1.3242</ENT>
                            <ENT>1.2235</ENT>
                            <ENT>1.1146</ENT>
                            <ENT>15</ENT>
                            <ENT>15</ENT>
                            <ENT>13</ENT>
                            <ENT>13</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0604</ENT>
                            <ENT>Neurological M&lt;25.85</ENT>
                            <ENT>2.2001</ENT>
                            <ENT>1.7343</ENT>
                            <ENT>1.6023</ENT>
                            <ENT>1.4597</ENT>
                            <ENT>21</ENT>
                            <ENT>19</ENT>
                            <ENT>17</ENT>
                            <ENT>17</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0701</ENT>
                            <ENT>Fracture of lower extremity M&gt;42.15</ENT>
                            <ENT>0.9713</ENT>
                            <ENT>0.8055</ENT>
                            <ENT>0.7715</ENT>
                            <ENT>0.7028</ENT>
                            <ENT>10</ENT>
                            <ENT>9</ENT>
                            <ENT>10</ENT>
                            <ENT>9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0702</ENT>
                            <ENT>Fracture of lower extremity M&gt;34.15 and M&lt;42.15</ENT>
                            <ENT>1.2457</ENT>
                            <ENT>1.0330</ENT>
                            <ENT>0.9894</ENT>
                            <ENT>0.9013</ENT>
                            <ENT>13</ENT>
                            <ENT>12</ENT>
                            <ENT>12</ENT>
                            <ENT>11</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0703</ENT>
                            <ENT>Fracture of lower extremity M&gt;28.15 and M&lt;34.15</ENT>
                            <ENT>1.5091</ENT>
                            <ENT>1.2514</ENT>
                            <ENT>1.1986</ENT>
                            <ENT>1.0918</ENT>
                            <ENT>15</ENT>
                            <ENT>15</ENT>
                            <ENT>14</ENT>
                            <ENT>13</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0704</ENT>
                            <ENT>Fracture of lower extremity M&lt;28.15</ENT>
                            <ENT>1.9413</ENT>
                            <ENT>1.6099</ENT>
                            <ENT>1.5419</ENT>
                            <ENT>1.4045</ENT>
                            <ENT>18</ENT>
                            <ENT>18</ENT>
                            <ENT>17</ENT>
                            <ENT>17</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0801</ENT>
                            <ENT>Replacement of lower extremity joint M&gt;49.55</ENT>
                            <ENT>0.7445</ENT>
                            <ENT>0.6092</ENT>
                            <ENT>0.5625</ENT>
                            <ENT>0.5185</ENT>
                            <ENT>8</ENT>
                            <ENT>8</ENT>
                            <ENT>7</ENT>
                            <ENT>7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0802</ENT>
                            <ENT>Replacement of lower extremity joint M&gt;37.05 and M&lt;49.55</ENT>
                            <ENT>0.9928</ENT>
                            <ENT>0.8124</ENT>
                            <ENT>0.7502</ENT>
                            <ENT>0.6915</ENT>
                            <ENT>10</ENT>
                            <ENT>10</ENT>
                            <ENT>9</ENT>
                            <ENT>9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0803</ENT>
                            <ENT>Replacement of lower extremity joint M&gt;28.65 and M&lt;37.05 and A&gt;83.5</ENT>
                            <ENT>1.3412</ENT>
                            <ENT>1.0975</ENT>
                            <ENT>1.0134</ENT>
                            <ENT>0.9341</ENT>
                            <ENT>13</ENT>
                            <ENT>13</ENT>
                            <ENT>12</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0804</ENT>
                            <ENT>Replacement of lower extremity joint M&gt;28.65 and M&lt;37.05 and A&lt;83.5</ENT>
                            <ENT>1.1854</ENT>
                            <ENT>0.9700</ENT>
                            <ENT>0.8957</ENT>
                            <ENT>0.8256</ENT>
                            <ENT>12</ENT>
                            <ENT>12</ENT>
                            <ENT>11</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0805</ENT>
                            <ENT>Replacement of lower extremity joint M&gt;22.05 and M&lt;28.65</ENT>
                            <ENT>1.4747</ENT>
                            <ENT>1.2067</ENT>
                            <ENT>1.1142</ENT>
                            <ENT>1.0271</ENT>
                            <ENT>14</ENT>
                            <ENT>14</ENT>
                            <ENT>13</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0806</ENT>
                            <ENT>Replacement of lower extremity joint M&lt;22.05</ENT>
                            <ENT>1.7716</ENT>
                            <ENT>1.4496</ENT>
                            <ENT>1.3386</ENT>
                            <ENT>1.2339</ENT>
                            <ENT>16</ENT>
                            <ENT>17</ENT>
                            <ENT>15</ENT>
                            <ENT>14</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0901</ENT>
                            <ENT>Other orthopedic M&gt;44.75</ENT>
                            <ENT>0.9402</ENT>
                            <ENT>0.7560</ENT>
                            <ENT>0.7057</ENT>
                            <ENT>0.6382</ENT>
                            <ENT>10</ENT>
                            <ENT>9</ENT>
                            <ENT>9</ENT>
                            <ENT>8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0902</ENT>
                            <ENT>Other orthopedic M&gt;34.35 and M&lt;44.75</ENT>
                            <ENT>1.2419</ENT>
                            <ENT>0.9985</ENT>
                            <ENT>0.9321</ENT>
                            <ENT>0.8430</ENT>
                            <ENT>12</ENT>
                            <ENT>12</ENT>
                            <ENT>11</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0903</ENT>
                            <ENT>Other orthopedic M&gt;24.15 and M&lt;34.35</ENT>
                            <ENT>1.5603</ENT>
                            <ENT>1.2546</ENT>
                            <ENT>1.1711</ENT>
                            <ENT>1.0591</ENT>
                            <ENT>15</ENT>
                            <ENT>14</ENT>
                            <ENT>14</ENT>
                            <ENT>13</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0904</ENT>
                            <ENT>Other orthopedic M&lt;24.15</ENT>
                            <ENT>1.9832</ENT>
                            <ENT>1.5946</ENT>
                            <ENT>1.4885</ENT>
                            <ENT>1.3462</ENT>
                            <ENT>19</ENT>
                            <ENT>18</ENT>
                            <ENT>17</ENT>
                            <ENT>16</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1001</ENT>
                            <ENT>Amputation, lower extremity M&gt;47.65</ENT>
                            <ENT>1.0277</ENT>
                            <ENT>0.9349</ENT>
                            <ENT>0.8076</ENT>
                            <ENT>0.7385</ENT>
                            <ENT>11</ENT>
                            <ENT>12</ENT>
                            <ENT>10</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1002</ENT>
                            <ENT>Amputation, lower extremity M&gt;36.25 and M&lt;47.65</ENT>
                            <ENT>1.3191</ENT>
                            <ENT>1.1999</ENT>
                            <ENT>1.0365</ENT>
                            <ENT>0.9478</ENT>
                            <ENT>14</ENT>
                            <ENT>14</ENT>
                            <ENT>12</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1003</ENT>
                            <ENT>Amputation, lower extremity M&lt;36.25</ENT>
                            <ENT>1.8856</ENT>
                            <ENT>1.7152</ENT>
                            <ENT>1.4816</ENT>
                            <ENT>1.3549</ENT>
                            <ENT>18</ENT>
                            <ENT>19</ENT>
                            <ENT>17</ENT>
                            <ENT>16</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1101</ENT>
                            <ENT>Amputation, non-lower extremity M&gt;36.35</ENT>
                            <ENT>1.2651</ENT>
                            <ENT>1.0161</ENT>
                            <ENT>1.0058</ENT>
                            <ENT>0.8582</ENT>
                            <ENT>12</ENT>
                            <ENT>13</ENT>
                            <ENT>12</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1102</ENT>
                            <ENT>Amputation, non-lower extremity M&lt;36.35</ENT>
                            <ENT>1.8940</ENT>
                            <ENT>1.5211</ENT>
                            <ENT>1.5058</ENT>
                            <ENT>1.2848</ENT>
                            <ENT>17</ENT>
                            <ENT>19</ENT>
                            <ENT>16</ENT>
                            <ENT>15</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1201</ENT>
                            <ENT>Osteoarthritis M&gt;37.65</ENT>
                            <ENT>1.0766</ENT>
                            <ENT>0.9493</ENT>
                            <ENT>0.8872</ENT>
                            <ENT>0.8243</ENT>
                            <ENT>10</ENT>
                            <ENT>11</ENT>
                            <ENT>11</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1202</ENT>
                            <ENT>Osteoarthritis M&gt;30.75 and M&lt;37.65</ENT>
                            <ENT>1.2812</ENT>
                            <ENT>1.1296</ENT>
                            <ENT>1.0557</ENT>
                            <ENT>0.9809</ENT>
                            <ENT>11</ENT>
                            <ENT>12</ENT>
                            <ENT>12</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1203</ENT>
                            <ENT>Osteoarthritis M&lt;30.75</ENT>
                            <ENT>1.6274</ENT>
                            <ENT>1.4349</ENT>
                            <ENT>1.3410</ENT>
                            <ENT>1.2459</ENT>
                            <ENT>13</ENT>
                            <ENT>16</ENT>
                            <ENT>15</ENT>
                            <ENT>15</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1301</ENT>
                            <ENT>Rheumatoid, other arthritis M&gt;36.35</ENT>
                            <ENT>1.2259</ENT>
                            <ENT>0.9876</ENT>
                            <ENT>0.8693</ENT>
                            <ENT>0.8186</ENT>
                            <ENT>12</ENT>
                            <ENT>12</ENT>
                            <ENT>10</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1302</ENT>
                            <ENT>Rheumatoid, other arthritis M&gt;26.15 and M&lt;36.35</ENT>
                            <ENT>1.5967</ENT>
                            <ENT>1.2864</ENT>
                            <ENT>1.1323</ENT>
                            <ENT>1.0662</ENT>
                            <ENT>17</ENT>
                            <ENT>14</ENT>
                            <ENT>13</ENT>
                            <ENT>13</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="26317"/>
                            <ENT I="01">1303</ENT>
                            <ENT>Rheumatoid, other arthritis M&lt;26.15</ENT>
                            <ENT>2.0339</ENT>
                            <ENT>1.6386</ENT>
                            <ENT>1.4424</ENT>
                            <ENT>1.3582</ENT>
                            <ENT>18</ENT>
                            <ENT>19</ENT>
                            <ENT>16</ENT>
                            <ENT>15</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1401</ENT>
                            <ENT>Cardiac M&gt;48.85</ENT>
                            <ENT>0.9056</ENT>
                            <ENT>0.7331</ENT>
                            <ENT>0.6668</ENT>
                            <ENT>0.6050</ENT>
                            <ENT>9</ENT>
                            <ENT>10</ENT>
                            <ENT>8</ENT>
                            <ENT>8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1402</ENT>
                            <ENT>Cardiac M&gt;38.55 and M&lt;48.85</ENT>
                            <ENT>1.1970</ENT>
                            <ENT>0.9689</ENT>
                            <ENT>0.8814</ENT>
                            <ENT>0.7997</ENT>
                            <ENT>12</ENT>
                            <ENT>11</ENT>
                            <ENT>11</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1403</ENT>
                            <ENT>Cardiac M&gt;31.15 and M&lt;38.55</ENT>
                            <ENT>1.4753</ENT>
                            <ENT>1.1943</ENT>
                            <ENT>1.0863</ENT>
                            <ENT>0.9857</ENT>
                            <ENT>14</ENT>
                            <ENT>13</ENT>
                            <ENT>12</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1404</ENT>
                            <ENT>Cardiac M&lt;31.15</ENT>
                            <ENT>1.8546</ENT>
                            <ENT>1.5013</ENT>
                            <ENT>1.3656</ENT>
                            <ENT>1.2391</ENT>
                            <ENT>18</ENT>
                            <ENT>17</ENT>
                            <ENT>15</ENT>
                            <ENT>14</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1501</ENT>
                            <ENT>Pulmonary M&gt;49.25</ENT>
                            <ENT>0.9973</ENT>
                            <ENT>0.8152</ENT>
                            <ENT>0.7533</ENT>
                            <ENT>0.7276</ENT>
                            <ENT>10</ENT>
                            <ENT>10</ENT>
                            <ENT>9</ENT>
                            <ENT>8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1502</ENT>
                            <ENT>Pulmonary M&gt;39.05 and M&lt;49.25</ENT>
                            <ENT>1.2978</ENT>
                            <ENT>1.0608</ENT>
                            <ENT>0.9802</ENT>
                            <ENT>0.9468</ENT>
                            <ENT>13</ENT>
                            <ENT>11</ENT>
                            <ENT>11</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1503</ENT>
                            <ENT>Pulmonary M&gt;29.15 and M&lt;39.05</ENT>
                            <ENT>1.5925</ENT>
                            <ENT>1.3017</ENT>
                            <ENT>1.2028</ENT>
                            <ENT>1.1618</ENT>
                            <ENT>15</ENT>
                            <ENT>14</ENT>
                            <ENT>13</ENT>
                            <ENT>13</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1504</ENT>
                            <ENT>Pulmonary M&lt;29.15</ENT>
                            <ENT>1.9673</ENT>
                            <ENT>1.6081</ENT>
                            <ENT>1.4859</ENT>
                            <ENT>1.4352</ENT>
                            <ENT>21</ENT>
                            <ENT>17</ENT>
                            <ENT>15</ENT>
                            <ENT>15</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1601</ENT>
                            <ENT>Pain syndrome M&gt;37.15</ENT>
                            <ENT>0.9503</ENT>
                            <ENT>0.8819</ENT>
                            <ENT>0.8110</ENT>
                            <ENT>0.7629</ENT>
                            <ENT>10</ENT>
                            <ENT>10</ENT>
                            <ENT>9</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1602</ENT>
                            <ENT>Pain syndrome M&gt;26.75 and M&lt;37.15</ENT>
                            <ENT>1.2558</ENT>
                            <ENT>1.1654</ENT>
                            <ENT>1.0717</ENT>
                            <ENT>1.0081</ENT>
                            <ENT>13</ENT>
                            <ENT>13</ENT>
                            <ENT>13</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1603</ENT>
                            <ENT>Pain syndrome M&lt;26.75</ENT>
                            <ENT>1.5878</ENT>
                            <ENT>1.4735</ENT>
                            <ENT>1.3549</ENT>
                            <ENT>1.2746</ENT>
                            <ENT>14</ENT>
                            <ENT>17</ENT>
                            <ENT>16</ENT>
                            <ENT>15</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1701</ENT>
                            <ENT>Major multiple trauma without brain or spinal cord injury M&gt;39.25</ENT>
                            <ENT>1.0417</ENT>
                            <ENT>0.9291</ENT>
                            <ENT>0.8579</ENT>
                            <ENT>0.7871</ENT>
                            <ENT>11</ENT>
                            <ENT>11</ENT>
                            <ENT>10</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1702</ENT>
                            <ENT>Major multiple trauma without brain or spinal cord injury M&gt;31.05 and M&lt;39.25</ENT>
                            <ENT>1.3092</ENT>
                            <ENT>1.1676</ENT>
                            <ENT>1.0782</ENT>
                            <ENT>0.9892</ENT>
                            <ENT>13</ENT>
                            <ENT>14</ENT>
                            <ENT>13</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1703</ENT>
                            <ENT>Major multiple trauma without brain or spinal cord injury M&gt;25.55 and M&lt;31.05</ENT>
                            <ENT>1.5348</ENT>
                            <ENT>1.3689</ENT>
                            <ENT>1.2640</ENT>
                            <ENT>1.1597</ENT>
                            <ENT>16</ENT>
                            <ENT>16</ENT>
                            <ENT>15</ENT>
                            <ENT>14</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1704</ENT>
                            <ENT>Major multiple trauma without brain or spinal cord injury M&lt;25.55</ENT>
                            <ENT>1.9831</ENT>
                            <ENT>1.7687</ENT>
                            <ENT>1.6333</ENT>
                            <ENT>1.4984</ENT>
                            <ENT>20</ENT>
                            <ENT>20</ENT>
                            <ENT>18</ENT>
                            <ENT>17</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1801</ENT>
                            <ENT>Major multiple trauma with brain or spinal cord injury M&gt;40.85</ENT>
                            <ENT>1.0808</ENT>
                            <ENT>0.9559</ENT>
                            <ENT>0.8116</ENT>
                            <ENT>0.7275</ENT>
                            <ENT>11</ENT>
                            <ENT>12</ENT>
                            <ENT>10</ENT>
                            <ENT>9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1802</ENT>
                            <ENT>Major multiple trauma with brain or spinal cord injury M&gt;23.05 and M&lt;40.85</ENT>
                            <ENT>1.7023</ENT>
                            <ENT>1.5056</ENT>
                            <ENT>1.2782</ENT>
                            <ENT>1.1459</ENT>
                            <ENT>17</ENT>
                            <ENT>16</ENT>
                            <ENT>15</ENT>
                            <ENT>14</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1803</ENT>
                            <ENT>Major multiple trauma with brain or spinal cord injury M&lt;23.05</ENT>
                            <ENT>2.8280</ENT>
                            <ENT>2.5012</ENT>
                            <ENT>2.1235</ENT>
                            <ENT>1.9036</ENT>
                            <ENT>32</ENT>
                            <ENT>28</ENT>
                            <ENT>22</ENT>
                            <ENT>22</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1901</ENT>
                            <ENT>Guillain Barre M&gt;35.95</ENT>
                            <ENT>1.0531</ENT>
                            <ENT>0.9468</ENT>
                            <ENT>0.9297</ENT>
                            <ENT>0.8892</ENT>
                            <ENT>15</ENT>
                            <ENT>10</ENT>
                            <ENT>13</ENT>
                            <ENT>11</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1902</ENT>
                            <ENT>Guillain Barre M&gt;18.05 and M&lt;35.95</ENT>
                            <ENT>1.8830</ENT>
                            <ENT>1.6929</ENT>
                            <ENT>1.6623</ENT>
                            <ENT>1.5899</ENT>
                            <ENT>24</ENT>
                            <ENT>19</ENT>
                            <ENT>18</ENT>
                            <ENT>19</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1903</ENT>
                            <ENT>Guillain Barre M&lt;18.05</ENT>
                            <ENT>3.3756</ENT>
                            <ENT>3.0347</ENT>
                            <ENT>2.9799</ENT>
                            <ENT>2.8501</ENT>
                            <ENT>43</ENT>
                            <ENT>31</ENT>
                            <ENT>36</ENT>
                            <ENT>31</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2001</ENT>
                            <ENT>Miscellaneous M&gt;49.15</ENT>
                            <ENT>0.8847</ENT>
                            <ENT>0.7262</ENT>
                            <ENT>0.6693</ENT>
                            <ENT>0.6110</ENT>
                            <ENT>9</ENT>
                            <ENT>8</ENT>
                            <ENT>8</ENT>
                            <ENT>8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2002</ENT>
                            <ENT>Miscellaneous M&gt;38.75 and M&lt;49.15</ENT>
                            <ENT>1.1882</ENT>
                            <ENT>0.9753</ENT>
                            <ENT>0.8990</ENT>
                            <ENT>0.8206</ENT>
                            <ENT>12</ENT>
                            <ENT>11</ENT>
                            <ENT>11</ENT>
                            <ENT>10</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2003</ENT>
                            <ENT>Miscellaneous M&gt;27.85 and M&lt;38.75</ENT>
                            <ENT>1.5077</ENT>
                            <ENT>1.2376</ENT>
                            <ENT>1.1407</ENT>
                            <ENT>1.0412</ENT>
                            <ENT>15</ENT>
                            <ENT>14</ENT>
                            <ENT>13</ENT>
                            <ENT>12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2004</ENT>
                            <ENT>Miscellaneous M&lt;27.85</ENT>
                            <ENT>1.9511</ENT>
                            <ENT>1.6015</ENT>
                            <ENT>1.4761</ENT>
                            <ENT>1.3474</ENT>
                            <ENT>20</ENT>
                            <ENT>18</ENT>
                            <ENT>16</ENT>
                            <ENT>15</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2101</ENT>
                            <ENT>Burns M&gt;0</ENT>
                            <ENT>1.8268</ENT>
                            <ENT>1.7144</ENT>
                            <ENT>1.5550</ENT>
                            <ENT>1.3502</ENT>
                            <ENT>27</ENT>
                            <ENT>18</ENT>
                            <ENT>17</ENT>
                            <ENT>16</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">5001</ENT>
                            <ENT>Short-stay cases, length of stay is 3 days or fewer</ENT>
                            <ENT/>
                            <ENT/>
                            <ENT/>
                            <ENT>0.1545</ENT>
                            <ENT/>
                            <ENT/>
                            <ENT/>
                            <ENT>2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">5101</ENT>
                            <ENT>Expired, orthopedic, length of stay is 13 days or fewer</ENT>
                            <ENT/>
                            <ENT/>
                            <ENT/>
                            <ENT>0.6809</ENT>
                            <ENT/>
                            <ENT/>
                            <ENT/>
                            <ENT>7</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">5102</ENT>
                            <ENT>Expired, orthopedic, length of stay is 14 days or more</ENT>
                            <ENT/>
                            <ENT/>
                            <ENT/>
                            <ENT>1.5543</ENT>
                            <ENT/>
                            <ENT/>
                            <ENT/>
                            <ENT>16</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="26318"/>
                            <ENT I="01">5103</ENT>
                            <ENT>Expired, not orthopedic, length of stay is 15 days or fewer</ENT>
                            <ENT/>
                            <ENT/>
                            <ENT/>
                            <ENT>0.7274</ENT>
                            <ENT/>
                            <ENT/>
                            <ENT/>
                            <ENT>8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">5104</ENT>
                            <ENT>Expired, not orthopedic, length of stay is 16 days or more</ENT>
                            <ENT/>
                            <ENT/>
                            <ENT/>
                            <ENT>1.9267</ENT>
                            <ENT/>
                            <ENT/>
                            <ENT/>
                            <ENT>21</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>Generally, updates to the CMG relative weights result in some increases and some decreases to the CMG relative weight values. Table 2 shows how we estimate that the application of the proposed revisions for FY 2015 would affect particular CMG relative weight values, which would affect the overall distribution of payments within CMGs and tiers. Note that, because we propose to implement the CMG relative weight revisions in a budget-neutral manner (as described above), total estimated aggregate payments to IRFs for FY 2015 would not be affected as a result of the proposed CMG relative weight revisions. However, the proposed revisions would affect the distribution of payments within CMGs and tiers.</P>
                    <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s20,10,10">
                        <TTITLE>Table 2—Distributional Effects of the Proposed Changes to the CMG Relative Weights </TTITLE>
                        <TDESC>(FY 2014 Values Compared with FY 2015 Values)</TDESC>
                        <BOXHD>
                            <CHED H="1">Percentage change</CHED>
                            <CHED H="1">
                                Number of cases 
                                <LI>affected</LI>
                            </CHED>
                            <CHED H="1">
                                Percentage of cases 
                                <LI>affected</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Increased by 15% or more</ENT>
                            <ENT>0</ENT>
                            <ENT>0.0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Increased by between 5% and 15%</ENT>
                            <ENT>1,096</ENT>
                            <ENT>0.3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Changed by less than 5%</ENT>
                            <ENT>379,524</ENT>
                            <ENT>99.3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Decreased by between 5% and 15%</ENT>
                            <ENT>1,610</ENT>
                            <ENT>0.4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Decreased by 15% or more</ENT>
                            <ENT>24</ENT>
                            <ENT>0.0</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>As Table 2 shows, more than 99 percent of all IRF cases are in CMGs and tiers that we estimate would experience less than a 5 percent change (either increase or decrease) in the CMG relative weight value as a result of the proposed revisions for FY 2015. The largest estimated increase in the proposed CMG relative weight values that would affect the largest number of IRF discharges is a 1.2 percent increase in the CMG relative weight value for CMG 0704—Fracture of lower extremity, with a motor score less than 28.15—in the “no comorbidity” tier. In the FY 2013 claims data, 19,867 IRF discharges (5.2 percent of all IRF discharges) were classified into this CMG and tier.</P>
                    <P>The largest estimated decrease in a CMG relative weight value that would affect the largest number of IRF cases is a 0.9 percent decrease in the CMG relative weight for CMG 0604—Neurological, with a motor score less than 25.85—in the “no comorbidity” tier. In the FY 2013 IRF claims data, this change would have affected 8,737 cases (2.3 percent of all IRF cases).</P>
                    <P>The proposed changes in the average length of stay values for FY 2015, compared with the FY 2014 average length of stay values, are small and do not show any particular trends in IRF length of stay patterns.</P>
                    <P>We invite public comment on our proposed update to the CMG relative weights and average length of stay values for FY 2015.</P>
                    <HD SOURCE="HD1">IV.. Proposal To Freeze the Facility-Level Adjustment Factors at FY 2014 Levels</HD>
                    <HD SOURCE="HD2">A. Background on Facility-Level Adjustments</HD>
                    <P>Section 1886(j)(3)(A)(v) of the Act confers broad authority upon the Secretary to adjust the per unit payment rate “by such . . . factors as the Secretary determines are necessary to properly reflect variations in necessary costs of treatment among rehabilitation facilities.” For example, we adjust the federal prospective payment amount associated with a CMG to account for facility-level characteristics such as an IRF's LIP, teaching status, and location in a rural area, if applicable, as described in § 412.624(e).</P>
                    <P>In the FY 2010 IRF PPS final rule (74 FR 39762), we updated the adjustment factors for calculating the rural, LIP, and teaching status adjustments based on the most recent three consecutive years' worth of IRF claims data (at that time, FY 2006, FY 2007, and FY 2008) and the most recent available corresponding IRF cost report data. As discussed in the FY 2010 IRF PPS proposed rule (74 FR 21060 through 21061), we observed relatively large year-to-year fluctuations in the underlying data used to compute the adjustment factors, especially the teaching status adjustment factor. Therefore, we implemented a 3-year moving average approach to updating the facility-level adjustment factors in the FY 2010 IRF PPS final rule (74 FR 39762) to provide greater stability and predictability of Medicare payments for IRFs.</P>
                    <P>
                        Each year, we review the major components of the IRF PPS to maintain and enhance the accuracy of the payment system. For FY 2010, we implemented a change to our methodology that was designed to decrease the IRF PPS volatility by using a 3-year moving average to calculate the facility-level adjustment factors. For FY 2011, we issued a notice to update the payment rates, which did not include any policy changes or changes to the IRF facility-level adjustments. As we found that the implementation of the 3-year moving average did not fully address year-to-year fluctuations, in the FY 2012 IRF PPS proposed rule (76 FR 24214, 24225 through 24226), we analyzed the effects of having used a weighting methodology. The methodology assigned greater weight to some facilities than to others in the regression analysis used to estimate the facility-level adjustment factors. As we found that this weighting methodology inappropriately exaggerated the cost differences among different types of IRF facilities, we proposed to remove the weighting factor from our analysis and update the IRF facility-level adjustment factors for FY 2012 using an unweighted regression analysis. However, after carefully considering all of the comments that we received on the proposed FY 2012 updates to the facility-level adjustment factors, we decided to hold the facility-level adjustment factors at FY 2011 levels for FY 2012 to conduct further research on the underlying data and the best methodology for calculating the facility-level adjustment factors. We based this decision, in part, on comments we received about the financial hardships 
                        <PRTPAGE P="26319"/>
                        that the proposed updates would create for facilities with teaching programs and a higher disproportionate share of low-income patients.
                    </P>
                    <HD SOURCE="HD2">B. Proposal To Freeze the Facility-Level Adjustment Factors at FY 2014 Levels</HD>
                    <P>Since the FY 2012 final rule (76 FR 47836), we have conducted further research into the best methodology to use to estimate the IRF facility-level adjustment factors, to ensure that the adjustment factors reflect as accurately as possible the costs of providing IRF care across the full spectrum of IRF providers. Our recent research efforts reflect the significant differences that exist between the cost structures of freestanding IRFs and the cost structures of IRF units of acute care hospitals (and critical access hospitals, otherwise known as “CAHs”). We have found that these cost structure differences substantially influence the estimates of the adjustment factors. Therefore, we believe that it is important to control for these cost structure differences between hospital-based and freestanding IRFs in our regression analysis, so that these differences do not inappropriately influence the adjustment factor estimates. In Medicare's payment system for the treatment of end-stage renal disease (ESRD), we already control for the cost structure differences between hospital-based and freestanding facilities in the regression analyses that are used to set payment rates. Also, we received comments from an IRF industry association on the FY 2012 IRF PPS proposed rule suggesting that the addition of this particular control variable to the model could improve the methodology for estimating the IRF facility-level adjustment factors.</P>
                    <P>Thus, in the FY 2014 IRF PPS proposed rule, we proposed to add an indicator variable to our 3-year moving average methodology for updating the IRF facility-level adjustments that would have an assigned value of “1” if the facility is a freestanding IRF hospital or would have an assigned value of “0” if the facility is an IRF unit of an acute care hospital (or CAH). Adding this variable to the regression analysis enables us to control for the differences in costs that are primarily due to the differences in cost structures between freestanding and hospital-based IRFs, so that those differences do not become inappropriately intertwined with our estimates of the differences in costs between rural and urban facilities, high-LIP percentage and low-LIP percentage facilities, and teaching and non-teaching facilities. Further, by including this variable in the regression analysis, we greatly improve our ability to predict an IRF's average cost per case (that is, the R-squared of the regression model increases from about 11 percent to about 41 percent). In this way, it enhances the precision with which we can estimate the IRF facility-level adjustments.</P>
                    <P>In the FY 2014 IRF PPS final rule (78 FR 47860), we finalized our decision to add an indicator variable for a facility's freestanding/hospital-based status to the payment regression, and, with that change, to update the IRF facility-level adjustment factors for FY 2014 using the same methodology, with the exception of adding the indicator variable, that we used in updating the FY 2010 IRF facility-level adjustment factors, including the 3-year moving average approach. Thus, in the FY 2014 IRF PPS final rule, we finalized a rural adjustment of 14.9 percent, a LIP adjustment factor of 0.3177, and a teaching status adjustment factor of 1.0163 for FY 2014.</P>
                    <P>Based on the substantive changes to the facility-level adjustment factors that were adopted in the FY 2014 final rule, we propose to freeze the facility-level adjustment factors for FY 2015 and all subsequent years at the FY 2014 levels while we continue to monitor the most current IRF claims data available and evaluate the effects of the FY 2014 changes. Additionally, we want to allow providers time to acclimate to the FY 2014 changes. At such future time as our data analysis may indicate the need for further updates to the facility-level adjustment factors, we would propose to update the adjustment factors through notice and comment rulemaking.</P>
                    <P>We invite public comment on our proposal to freeze the facility-level adjustment factors at FY 2014 levels for FY 2015 and all subsequent years (unless and until we propose to update them again through future notice and comment rulemaking).</P>
                    <HD SOURCE="HD1">V. Proposed FY 2015 IRF PPS Federal Prospective Payment Rates</HD>
                    <HD SOURCE="HD2">A. Proposed Market Basket Increase Factor, Productivity Adjustment, and Other Adjustment for FY 2015</HD>
                    <P>Section 1886(j)(3)(C) of the Act requires the Secretary to establish an increase factor that reflects changes over time in the prices of an appropriate mix of goods and services included in the covered IRF services, which is referred to as a market basket index. According to section 1886(j)(3)(A)(i) of the Act, the increase factor shall be used to update the IRF federal prospective payment rates for each FY. Sections 1886(j)(3)(C)(ii)(II) and 1886(j)(3)(D)(iv) of the Act required the application of a 0.2 percentage point reduction to the market basket increase factor for FY 2015. In addition, section 1886(j)(3)(C)(ii)(I) of the Act requires the application of a productivity adjustment, as described below. Thus, in this proposed rule, we propose to update the IRF PPS payments for FY 2015 by a market basket increase factor based upon the most current data available, with a productivity adjustment as required by section 1886(j)(3)(C)(ii)(I) of the Act as described below and a 0.2 percentage point reduction as required by sections 1886(j)(3)(C)(ii)(II) and 1886(j)(3)(D)(iv) of the Act.</P>
                    <P>For this proposed rule, we propose to use the same methodology described in the FY 2012 IRF PPS final rule (76 FR 47836 at 47848 through 47863) to compute the FY 2015 market basket increase factor and labor-related share. In that final rule, we described the market basket (referred to as the RPL market basket) as reflecting a FY 2008 base year. Based on IHS Global Insight's first quarter 2014 forecast, the most recent estimate of the 2008-based RPL market basket increase factor for FY 2015 is 2.7 percent. IHS Global Insight (IGI) is an economic and financial forecasting firm that contracts with CMS to forecast the components of providers' market baskets.</P>
                    <P>
                        In accordance with section 1886(j)(3)(C)(ii)(I) of the Act, and using the methodology described in the FY 2012 IRF PPS final rule (76 FR 47836, 47858 through 47859), we propose to apply a productivity adjustment to the FY 2015 RPL market basket increase factor. The statute defines the productivity adjustment to be equal to the 10-year moving average of changes in annual economy-wide private nonfarm business multifactor productivity (MFP) (as projected by the Secretary for the 10-year period ending with the applicable FY cost reporting period, or other annual period) (the “MFP adjustment”). The Bureau of Labor Statistics (BLS) is the agency that publishes the official measure of private nonfarm business MFP. We refer readers to the BLS Web site at 
                        <E T="03">http://www.bls.gov/mfp</E>
                         to obtain the historical BLS-published MFP data. The projection of MFP is currently produced by IGI, using the methodology described in the FY 2012 IRF PPS final rule (76 FR 47836, 47859). The most recent estimate of the MFP adjustment for FY 2015 (the 10-year moving average of MFP for the period ending FY 2015) is 0.4 percent, which was calculated using the methodology described in the FY 2012 IRF PPS final rule (76 FR 47836, 47858 through 47859) and is based on IGI's first quarter 2014 forecast.
                        <PRTPAGE P="26320"/>
                    </P>
                    <P>Thus, in accordance with section 1886(j)(3)(C) of the Act, we propose to base the FY 2015 market basket update, which is used to determine the applicable percentage increase for the IRF payments, on the most recent estimate of the FY 2008-based RPL market basket (currently estimated to be 2.7 percent based on IGI's first quarter 2014 forecast). We propose to then reduce this percentage increase by the current estimate of the MFP adjustment for FY 2015 of 0.4 percentage point (the 10-year moving average of MFP for the period ending FY 2015 based on IGI's first quarter 2014 forecast), which was calculated as described in the FY 2012 IRF PPS final rule (76 FR 47836, 47859). Following application of the MFP, we propose to further reduce the applicable percentage increase by 0.2 percentage point, as required by sections 1886(j)(3)(C)(ii)(II) and 1886(j)(3)(D)(iv) of the Act. Therefore, the current estimate of the proposed FY 2015 IRF update is 2.1 percent (2.7 percent market basket update, less 0.4 percentage point MFP adjustment, less 0.2 percentage point legislative adjustment). Furthermore, we also propose that if more recent data are subsequently available (for example, a more recent estimate of the market basket and MFP adjustment), we would use such data, if appropriate, to determine the FY 2015 market basket update and MFP adjustment in the final rule.</P>
                    <P>We invite public comment on these proposals.</P>
                    <HD SOURCE="HD2">B. Development of an IRF-Specific Market Basket</HD>
                    <P>In the FY 2010 IRF PPS proposed rule (74 FR 21062), we expressed our interest in exploring the possibility of creating a stand-alone, or IRF-specific, market basket that reflects the cost structures of only IRF providers. We noted that, of the available options, one would be to join the Medicare cost report data from freestanding IRF providers with data from hospital-based IRF providers. We indicated that an examination of the Medicare cost report data comparing freestanding and hospital-based IRFs revealed considerable differences between the two for cost levels and cost structures. At that time, we stated that we were unable to fully explain the differences in costs between freestanding and hospital-based IRFs and solicited comments regarding our findings. We summarized and responded to several public comments we received on the potential creation of a stand-alone IRF market basket in the FY 2010 IRF final rule (74 FR 39776 through 39778). At that time, we stated the need for further research regarding the differences in cost levels and cost structures between freestanding IRFs and hospital-based IRFs.</P>
                    <P>Since the FY 2010 IRF PPS final rule was published, we have made significant progress on the development of a stand-alone, or IRF-specific, market basket. Our research has focused on addressing several concerns regarding the use of the hospital-based IRF Medicare cost report data in the calculation of the major market basket cost weights. As discussed above, one concern is the cost level differences for hospital-based IRFs relative to freestanding IRFs that were not readily explained by the specific characteristics of the individual providers and the patients that they serve (for example, characteristics related to case mix, urban/rural status, teaching status). Furthermore, we are concerned about the variability in the cost report data among these hospital-based IRF providers and the potential impact on the market basket cost weights. These concerns led us to consider whether it is appropriate to use the universe of IRF providers to derive an IRF-specific market basket.</P>
                    <P>Recently, we have investigated the use of regression analysis to evaluate the effect of including hospital-based IRF Medicare cost report data in the calculation of cost distributions. We created preliminary regression models to try to explain variations in costs per discharge across both freestanding and hospital-based IRFs. These models were intended to capture the effects of facility-level and patient-level characteristics (for example, wage index, urban/rural status, ownership status, length-of-stay, occupancy rate, case mix, and Medicare utilization) on IRF costs per discharge. Using the results from the preliminary regression analyses, we identified smaller subsets of hospital-based and freestanding IRF providers where the predicted costs per discharge using the regression model closely matched the actual costs per discharge for each IRF. We then derived different sets of cost distributions using (1) these subsets of IRF providers and (2) the entire universe of freestanding and hospital-based IRF providers (including those IRFs for which the variability in cost levels remains unexplained). After comparing these sets of cost distributions, the differences were not substantial enough for us to conclude that the inclusion of those IRF providers with unexplained variability in costs in the calculation of the cost distributions is a major cause of concern.</P>
                    <P>Another concern with incorporating the hospital-based IRF data in the derivation of an IRF-specific market basket is the complexity of the Medicare cost report data for these providers. The freestanding IRFs independently submit a Medicare cost report for their facilities, making it relatively straightforward to obtain the cost categories necessary to determine the major market basket cost weights. However, cost report data submitted for a hospital-based IRF are embedded in the Medicare cost report submitted for the entire hospital facility in which the IRF is located. Therefore, adjustments would have to be made to obtain cost weights that represent just the hospital-based IRF (as opposed to the hospital as a whole). For example, ancillary costs for services such as therapy, radiology, and laboratory services for the entire hospital would need to be appropriately converted to a value that only represents the hospital-based IRF unit's costs. The preliminary method we have developed to allocate these costs is complex and still needs to be fully evaluated before we are ready to propose an IRF-specific market basket that would reflect both hospital-based and freestanding IRF data.</P>
                    <P>In our ongoing research, we are also evaluating the differences in salary costs as a percent of total costs for both hospital-based and freestanding IRFs. Salary costs are historically the largest component of the market baskets. Based on our review of the data reported on the applicable Medicare cost reports, our initial findings (using the preliminary allocation method as discussed above) have shown that the hospital-based IRF salary costs as a percent of total costs tend to be lower than those of freestanding IRFs. We are still evaluating the method for deriving salary costs as a percent of total costs, and one of the main issues is to further investigate the percentage of ancillary costs that should be appropriately allocated to the IRF salary costs for the hospital-based IRF, as discussed above.</P>
                    <P>
                        Also, as stated in the FY 2012 IRF PPS final rule (76 FR 47836, 47851), effective for cost reports beginning on or after May 1, 2010, we finalized a revised Hospital and Hospital Health Care Complex Cost Report, Form CMS 2552-10 (74 FR 31738). The report is available for download from the CMS Web site at 
                        <E T="03">http://www.cms.gov/Research-Statistics-Data-and-Systems/Files-for-Order/CostReports/Hospital-2010-form.html</E>
                        . The revised Hospital and Hospital Health Care Complex Cost Report includes a new worksheet (Worksheet S-3, part V) that identifies the contract labor costs and benefit costs for the 
                        <PRTPAGE P="26321"/>
                        hospital/hospital care complex, is applicable to sub-providers and units. As we gain access to the data reported by IRFs on this new form, we plan to evaluate the appropriateness of using these data to derive benefits and contract labor cost weights for the market basket instead of the data and methods currently used for the RPL market basket. This includes comparing these data with costs submitted on the other forms composing the Medicare cost report.
                    </P>
                    <P>For the reasons discussed above, while we believe we have made significant progress on the development of an IRF-specific market basket, we believe that further research is required at this time. As a result, we are not proposing an IRF-specific market basket for FY 2015. We plan to complete our research during the remainder of this year and, provided that we are prepared to draw conclusions from our research, may propose an IRF-specific market basket for the FY 2016 rulemaking cycle. We welcome public comments on the initial findings discussed above.</P>
                    <HD SOURCE="HD2">C. Secretary's Proposed Recommendation</HD>
                    <P>For FY 2015, the Medicare Payment Advisory Commission (MedPAC) recommends that a 0 percent update be applied to IRF PPS payment rates. As discussed above, and in accordance with sections 1886(j)(3)(C) and 1886(j)(3)(D) of the Act, the Secretary proposes to update IRF PPS payment rates for FY 2015 by an adjusted market basket increase factor of 2.1 percent, as section 1886(j)(3)(C) of the Act does not provide the Secretary with the authority to apply a different update factor to IRF PPS payment rates for FY 2015.</P>
                    <P>We invite public comment on the Secretary's proposed recommendation.</P>
                    <HD SOURCE="HD2">D. Proposed Labor-Related Share for FY 2015</HD>
                    <P>We propose to update the labor-related share for FY 2015 using the methodology described in the FY 2012 IRF PPS final rule (76 FR 47836, 47860 through 47863). Using this method and IGI's first quarter 2014 forecast of the 2008-based RPL market basket, the proposed IRF labor-related share for FY 2015 is the sum of the FY 2015 relative importance of each labor-related cost category. This figure reflects the different rates of price change for these cost categories between the base year (FY 2008) and FY 2015. As shown in Table 3, the proposed FY 2015 labor-related share is 69.538 percent. We propose that if a more recent estimate of the FY 2015 labor-related share is subsequently available, we would use such data, if appropriate, to determine the FY 2015 labor-related share in the final rule.</P>
                    <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s75,10">
                        <TTITLE>Table 3—Proposed FY 2015 IRF RPL Labor-Related Share Relative Importance</TTITLE>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1">
                                Proposed FY 2015
                                <LI>relative </LI>
                                <LI>importance </LI>
                                <LI>labor-related share</LI>
                            </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Wages and Salaries</ENT>
                            <ENT>48.409</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Employee Benefits</ENT>
                            <ENT>13.016</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Professional Fees: Labor-Related</ENT>
                            <ENT>2.065</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">
                                Administrative and Business
                                <LI>Support Services</LI>
                            </ENT>
                            <ENT>0.417</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">All Other: Labor-Related Services</ENT>
                            <ENT>2.070</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="03">Subtotal</ENT>
                            <ENT>65.977</ENT>
                        </ROW>
                        <ROW RUL="n,s">
                            <ENT I="01">Labor-Related Portion of Capital Costs (.46)</ENT>
                            <ENT>3.561</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="05">Total Labor-Related Share</ENT>
                            <ENT>69.538</ENT>
                        </ROW>
                        <TNOTE>Source: IHS Global Insight, Inc. First quarter 2014 forecast; Historical Data through 4th quarter 2013.</TNOTE>
                    </GPOTABLE>
                    <P>We invite public comment on the proposed IRF labor-related share for FY 2015.</P>
                    <HD SOURCE="HD2">E. Proposed Wage Adjustment</HD>
                    <P>Section 1886(j)(6) of the Act requires the Secretary to adjust the proportion of rehabilitation facilities' costs attributable to wages and wage-related costs (as estimated by the Secretary from time to time) by a factor (established by the Secretary) reflecting the relative hospital wage level in the geographic area of the rehabilitation facility compared to the national average wage level for those facilities. The Secretary is required to update the IRF PPS wage index on the basis of information available to the Secretary on the wages and wage-related costs to furnish rehabilitation services. Any adjustment or updates made under section 1886(j)(6) of the Act for a FY are made in a budget-neutral manner.</P>
                    <P>For FY 2015, we propose to maintain the policies and methodologies described in the FY 2012 IRF PPS final rule (76 FR 47836, at 47863 through 47865) related to the labor market area definitions and the wage index methodology for areas with wage data. Thus, we propose to use the CBSA labor market area definitions and the FY 2014 pre-reclassification and pre-floor hospital wage index data. In accordance with section 1886(d)(3)(E) of the Act, the FY 2014 pre-reclassification and pre-floor hospital wage index is based on data submitted for hospital cost reporting periods beginning on or after October 1, 2009, and before October 1, 2010 (that is, FY 2010 cost report data).</P>
                    <P>The labor market designations made by the OMB include some geographic areas where there are no hospitals and, thus, no hospital wage index data on which to base the calculation of the IRF PPS wage index. We propose to continue to use the same methodology discussed in the FY 2008 IRF PPS final rule (72 FR 44299) to address those geographic areas where there are no hospitals and, thus, no hospital wage index data on which to base the calculation for the FY 2015 IRF PPS wage index.</P>
                    <P>
                        In accordance with our established methodology, we have historically adopted any CBSA changes that are published in the OMB bulletin that corresponds with the hospital wage data used to determine the IRF PPS wage index. The OMB bulletins are available at 
                        <E T="03">http://www.whitehouse.gov/omb/bulletins/index.html</E>
                        .
                    </P>
                    <P>In keeping with the established IRF PPS wage index policy, we propose to use the prior year's (FY 2014) pre-floor, pre-reclassified hospital wage index data to derive the FY 2015 applicable IRF PPS wage index. We anticipate using the FY 2014 pre-floor, pre-reclassified hospital wage index data to derive the applicable IRF PPS wage index for FY 2015. We note, however, that the FY 2014 pre-floor, pre-reclassified hospital wage index does not use OMB's new 2010 Census-based area delineations, which were outlined in the February 28, 2013, OMB Bulletin 13-01, as we did not receive these changes in time to incorporate them into the FY 2014 hospital wage index. We therefore intend to consider the incorporation of these CBSA changes during the development of the FY 2015 hospital wage index. Assuming that we would continue to follow our established methodology for the IRF PPS wage index, this means that the 2010 Census-based CBSA changes would not be considered for inclusion in the IRF PPS wage index until FY 2016.</P>
                    <P>
                        To calculate the wage-adjusted facility payment for the payment rates set forth in this proposed rule, we multiply the unadjusted Federal payment rate for IRFs by the FY 2015 labor-related share based on the FY 2008-based RPL market basket (69.538 percent) to determine the labor-related portion of the standard payment amount. We then multiply the labor-related portion by the applicable IRF wage index from the tables in the addendum to this proposed rule. These 
                        <PRTPAGE P="26322"/>
                        tables are available through the Internet on the CMS Web site at 
                        <E T="03">http://www.cms.hhs.gov/Medicare/Medicare-Fee-for-Service-Payment/InpatientRehabFacPPS/</E>
                        . Table A is for urban areas, and Table B is for rural areas.
                    </P>
                    <P>Adjustments or updates to the IRF wage index made under section 1886(j)(6) of the Act must be made in a budget-neutral manner. We calculate a proposed budget-neutral wage adjustment factor as established in the FY 2004 IRF PPS final rule (68 FR 45689), codified at § 412.624(e)(1), as described in the steps below. We use the listed steps to ensure that the proposed FY 2015 IRF standard payment conversion factor reflects the update to the wage indexes (based on the FY 2010 hospital cost report data) and the proposed labor-related share in a budget-neutral manner:</P>
                    <P>
                        <E T="03">Step 1.</E>
                         Determine the total amount of the estimated FY 2014 IRF PPS rates, using the FY 2014 standard payment conversion factor and the labor-related share and the wage indexes from FY 2014 (as published in the FY 2014 IRF PPS final rule (78 FR 47860)).
                    </P>
                    <P>
                        <E T="03">Step 2.</E>
                         Calculate the total amount of estimated IRF PPS payments using the FY 2015 standard payment conversion factor and the proposed FY 2015 labor-related share and CBSA urban and rural wage indexes.
                    </P>
                    <P>
                        <E T="03">Step 3.</E>
                         Divide the amount calculated in step 1 by the amount calculated in step 2. The resulting quotient is the FY 2015 budget-neutral wage adjustment factor of 1.0018.
                    </P>
                    <P>
                        <E T="03">Step 4.</E>
                         Apply the FY 2015 budget-neutral wage adjustment factor from step 3 to the FY 2014 IRF PPS standard payment conversion factor after the application of the adjusted market basket update to determine the FY 2015 standard payment conversion factor.
                    </P>
                    <P>We discuss the calculation of the proposed standard payment conversion factor for FY 2015 in section V.F. of this proposed rule.</P>
                    <P>We invite public comment on the proposed IRF wage adjustment for FY 2015.</P>
                    <HD SOURCE="HD2">F. Description of the Proposed IRF Standard Conversion Factor and Payment Rates for FY 2015</HD>
                    <P>To calculate the proposed standard payment conversion factor for FY 2015, as illustrated in Table 4, we begin by applying the proposed adjusted market basket increase factor for FY 2015 that was adjusted in accordance with sections 1886(j)(3)(C) and (D) of the Act, to the standard payment conversion factor for FY 2014 ($14,846). Applying the proposed 2.1 percent adjusted market basket increase factor for FY 2015 to the standard payment conversion factor for FY 2014 of $14,846 yields a standard payment amount of $15,158. Then, we apply the proposed budget neutrality factor for the FY 2015 wage index and labor-related share of 1.0018, which results in a standard payment amount of $15,185. We next apply the proposed budget neutrality factors for the revised CMG relative weights of 1.0000, which results in the proposed standard payment conversion factor of $15,185 for FY 2015.</P>
                    <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s50,12">
                        <TTITLE>Table 4—Calculations to Determine the Proposed FY 2015 Standard Payment Conversion Factor</TTITLE>
                        <BOXHD>
                            <CHED H="1">Explanation for adjustment</CHED>
                            <CHED H="1">Calculations</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Standard Payment Conversion Factor for FY 2014</ENT>
                            <ENT>$14,846</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Market Basket Increase Factor for FY 2015 (2.7 percent), reduced by a 0.4 percentage point reduction for the productivity adjustment as required by section 1886(j)(3)(C)(ii)(I) of the Act, and reduced by 0.2 percentage points in accordance with paragraphs 1886(j)(3)(C) and (D) of the Act</ENT>
                            <ENT>× 1.0210</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Budget Neutrality Factor for the Wage Index and Labor-Related Share</ENT>
                            <ENT>× 1.0018</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Budget Neutrality Factor for the Revisions to the CMG Relative Weights</ENT>
                            <ENT>× 1.0000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Proposed FY 2015 Standard Payment Conversion Factor</ENT>
                            <ENT>= $15,185</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>We invite public comment on the proposed FY 2015 standard payment conversion factor.</P>
                    <P>After the application of the proposed CMG relative weights described in Section III of this proposed rule, to the proposed FY 2015 standard payment conversion factor ($15,185), the resulting proposed unadjusted IRF prospective payment rates for FY 2015 are shown in Table 5.</P>
                    <GPOTABLE COLS="5" OPTS="L2,i1" CDEF="s50,14,14,14,14">
                        <TTITLE>Table 5—Proposed FY 2015 Payment Rates</TTITLE>
                        <BOXHD>
                            <CHED H="1">CMG</CHED>
                            <CHED H="1">
                                Payment rate
                                <LI>Tier 1</LI>
                            </CHED>
                            <CHED H="1">
                                Payment rate
                                <LI>Tier 2</LI>
                            </CHED>
                            <CHED H="1">
                                Payment rate
                                <LI>Tier 3</LI>
                            </CHED>
                            <CHED H="1">Payment rate no comorbidity</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">0101</ENT>
                            <ENT>$11,935.41</ENT>
                            <ENT>$10,892.20</ENT>
                            <ENT>$9,906.69</ENT>
                            <ENT>$9,498.22</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0102</ENT>
                            <ENT>14,935.97</ENT>
                            <ENT>13,631.57</ENT>
                            <ENT>12,398.55</ENT>
                            <ENT>11,888.34</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0103</ENT>
                            <ENT>17,682.93</ENT>
                            <ENT>16,137.10</ENT>
                            <ENT>14,677.82</ENT>
                            <ENT>14,073.46</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0104</ENT>
                            <ENT>18,387.52</ENT>
                            <ENT>16,780.94</ENT>
                            <ENT>15,263.96</ENT>
                            <ENT>14,635.30</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0105</ENT>
                            <ENT>21,492.85</ENT>
                            <ENT>19,614.46</ENT>
                            <ENT>17,842.38</ENT>
                            <ENT>17,107.42</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0106</ENT>
                            <ENT>24,476.70</ENT>
                            <ENT>22,337.14</ENT>
                            <ENT>20,319.05</ENT>
                            <ENT>19,480.84</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0107</ENT>
                            <ENT>27,367.93</ENT>
                            <ENT>24,976.29</ENT>
                            <ENT>22,718.28</ENT>
                            <ENT>21,782.88</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0108</ENT>
                            <ENT>34,090.33</ENT>
                            <ENT>31,111.03</ENT>
                            <ENT>28,298.77</ENT>
                            <ENT>27,132.56</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0109</ENT>
                            <ENT>31,197.58</ENT>
                            <ENT>28,470.36</ENT>
                            <ENT>25,898.02</ENT>
                            <ENT>24,830.51</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0110</ENT>
                            <ENT>40,837.02</ENT>
                            <ENT>37,267.03</ENT>
                            <ENT>33,898.99</ENT>
                            <ENT>32,501.97</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0201</ENT>
                            <ENT>12,377.29</ENT>
                            <ENT>10,155.73</ENT>
                            <ENT>9,111.00</ENT>
                            <ENT>8,676.71</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0202</ENT>
                            <ENT>15,995.88</ENT>
                            <ENT>13,125.91</ENT>
                            <ENT>11,775.97</ENT>
                            <ENT>11,214.12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0203</ENT>
                            <ENT>18,375.37</ENT>
                            <ENT>15,078.71</ENT>
                            <ENT>13,528.32</ENT>
                            <ENT>12,882.95</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0204</ENT>
                            <ENT>20,188.46</ENT>
                            <ENT>16,565.32</ENT>
                            <ENT>14,863.08</ENT>
                            <ENT>14,153.94</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0205</ENT>
                            <ENT>24,056.08</ENT>
                            <ENT>19,738.98</ENT>
                            <ENT>17,710.27</ENT>
                            <ENT>16,864.46</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0206</ENT>
                            <ENT>29,121.79</ENT>
                            <ENT>23,896.63</ENT>
                            <ENT>21,439.70</ENT>
                            <ENT>20,416.23</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0207</ENT>
                            <ENT>38,650.38</ENT>
                            <ENT>31,713.87</ENT>
                            <ENT>28,453.65</ENT>
                            <ENT>27,096.11</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0301</ENT>
                            <ENT>16,828.02</ENT>
                            <ENT>14,178.23</ENT>
                            <ENT>12,846.51</ENT>
                            <ENT>11,850.37</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0302</ENT>
                            <ENT>21,040.34</ENT>
                            <ENT>17,726.97</ENT>
                            <ENT>16,062.69</ENT>
                            <ENT>14,816.00</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0303</ENT>
                            <ENT>24,959.58</ENT>
                            <ENT>21,029.71</ENT>
                            <ENT>19,054.14</ENT>
                            <ENT>17,576.64</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0304</ENT>
                            <ENT>32,805.67</ENT>
                            <ENT>27,639.74</ENT>
                            <ENT>25,043.10</ENT>
                            <ENT>23,100.94</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0401</ENT>
                            <ENT>15,645.11</ENT>
                            <ENT>13,368.87</ENT>
                            <ENT>12,318.07</ENT>
                            <ENT>11,012.16</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0402</ENT>
                            <ENT>21,333.41</ENT>
                            <ENT>18,229.59</ENT>
                            <ENT>16,796.13</ENT>
                            <ENT>15,016.45</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0403</ENT>
                            <ENT>35,103.16</ENT>
                            <ENT>29,996.45</ENT>
                            <ENT>27,636.70</ENT>
                            <ENT>24,707.51</ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="26323"/>
                            <ENT I="01">0404</ENT>
                            <ENT>61,763.47</ENT>
                            <ENT>52,776.99</ENT>
                            <ENT>48,625.41</ENT>
                            <ENT>43,471.62</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0405</ENT>
                            <ENT>49,773.39</ENT>
                            <ENT>42,531.67</ENT>
                            <ENT>39,187.93</ENT>
                            <ENT>35,033.31</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0501</ENT>
                            <ENT>12,819.18</ENT>
                            <ENT>10,290.87</ENT>
                            <ENT>9,423.81</ENT>
                            <ENT>8,535.49</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0502</ENT>
                            <ENT>17,716.34</ENT>
                            <ENT>14,223.79</ENT>
                            <ENT>13,025.69</ENT>
                            <ENT>11,797.23</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0503</ENT>
                            <ENT>21,965.10</ENT>
                            <ENT>17,634.34</ENT>
                            <ENT>16,149.25</ENT>
                            <ENT>14,626.19</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0504</ENT>
                            <ENT>25,902.57</ENT>
                            <ENT>20,795.86</ENT>
                            <ENT>19,043.51</ENT>
                            <ENT>17,248.64</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0505</ENT>
                            <ENT>29,589.49</ENT>
                            <ENT>23,755.41</ENT>
                            <ENT>21,754.03</ENT>
                            <ENT>19,704.06</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0506</ENT>
                            <ENT>41,418.61</ENT>
                            <ENT>33,252.11</ENT>
                            <ENT>30,452.00</ENT>
                            <ENT>27,582.03</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0601</ENT>
                            <ENT>15,719.51</ENT>
                            <ENT>12,392.48</ENT>
                            <ENT>11,449.49</ENT>
                            <ENT>10,429.06</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0602</ENT>
                            <ENT>20,270.46</ENT>
                            <ENT>15,977.66</ENT>
                            <ENT>14,762.86</ENT>
                            <ENT>13,447.84</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0603</ENT>
                            <ENT>25,509.28</ENT>
                            <ENT>20,107.98</ENT>
                            <ENT>18,578.85</ENT>
                            <ENT>16,925.20</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0604</ENT>
                            <ENT>33,408.52</ENT>
                            <ENT>26,335.35</ENT>
                            <ENT>24,330.93</ENT>
                            <ENT>22,165.54</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0701</ENT>
                            <ENT>14,749.19</ENT>
                            <ENT>12,231.52</ENT>
                            <ENT>11,715.23</ENT>
                            <ENT>10,672.02</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0702</ENT>
                            <ENT>18,915.95</ENT>
                            <ENT>15,686.11</ENT>
                            <ENT>15,024.04</ENT>
                            <ENT>13,686.24</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0703</ENT>
                            <ENT>22,915.68</ENT>
                            <ENT>19,002.51</ENT>
                            <ENT>18,200.74</ENT>
                            <ENT>16,578.98</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0704</ENT>
                            <ENT>29,478.64</ENT>
                            <ENT>24,446.33</ENT>
                            <ENT>23,413.75</ENT>
                            <ENT>21,327.33</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0801</ENT>
                            <ENT>11,305.23</ENT>
                            <ENT>9,250.70</ENT>
                            <ENT>8,541.56</ENT>
                            <ENT>7,873.42</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0802</ENT>
                            <ENT>15,075.67</ENT>
                            <ENT>12,336.29</ENT>
                            <ENT>11,391.79</ENT>
                            <ENT>10,500.43</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0803</ENT>
                            <ENT>20,366.12</ENT>
                            <ENT>16,665.54</ENT>
                            <ENT>15,388.48</ENT>
                            <ENT>14,184.31</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0804</ENT>
                            <ENT>18,000.30</ENT>
                            <ENT>14,729.45</ENT>
                            <ENT>13,601.20</ENT>
                            <ENT>12,536.74</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0805</ENT>
                            <ENT>22,393.32</ENT>
                            <ENT>18,323.74</ENT>
                            <ENT>16,919.13</ENT>
                            <ENT>15,596.51</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0806</ENT>
                            <ENT>26,901.75</ENT>
                            <ENT>22,012.18</ENT>
                            <ENT>20,326.64</ENT>
                            <ENT>18,736.77</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0901</ENT>
                            <ENT>14,276.94</ENT>
                            <ENT>11,479.86</ENT>
                            <ENT>10,716.05</ENT>
                            <ENT>9,691.07</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0902</ENT>
                            <ENT>18,858.25</ENT>
                            <ENT>15,162.22</ENT>
                            <ENT>14,153.94</ENT>
                            <ENT>12,800.96</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0903</ENT>
                            <ENT>23,693.16</ENT>
                            <ENT>19,051.10</ENT>
                            <ENT>17,783.15</ENT>
                            <ENT>16,082.43</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">0904</ENT>
                            <ENT>30,114.89</ENT>
                            <ENT>24,214.00</ENT>
                            <ENT>22,602.87</ENT>
                            <ENT>20,442.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1001</ENT>
                            <ENT>15,605.62</ENT>
                            <ENT>14,196.46</ENT>
                            <ENT>12,263.41</ENT>
                            <ENT>11,214.12</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1002</ENT>
                            <ENT>20,030.53</ENT>
                            <ENT>18,220.48</ENT>
                            <ENT>15,739.25</ENT>
                            <ENT>14,392.34</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1003</ENT>
                            <ENT>28,632.84</ENT>
                            <ENT>26,045.31</ENT>
                            <ENT>22,498.10</ENT>
                            <ENT>20,574.16</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1101</ENT>
                            <ENT>19,210.54</ENT>
                            <ENT>15,429.48</ENT>
                            <ENT>15,273.07</ENT>
                            <ENT>13,031.77</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1102</ENT>
                            <ENT>28,760.39</ENT>
                            <ENT>23,097.90</ENT>
                            <ENT>22,865.57</ENT>
                            <ENT>19,509.69</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1201</ENT>
                            <ENT>16,348.17</ENT>
                            <ENT>14,415.12</ENT>
                            <ENT>13,472.13</ENT>
                            <ENT>12,517.00</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1202</ENT>
                            <ENT>19,455.02</ENT>
                            <ENT>17,152.98</ENT>
                            <ENT>16,030.80</ENT>
                            <ENT>14,894.97</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1203</ENT>
                            <ENT>24,712.07</ENT>
                            <ENT>21,788.96</ENT>
                            <ENT>20,363.09</ENT>
                            <ENT>18,918.99</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1301</ENT>
                            <ENT>18,615.29</ENT>
                            <ENT>14,996.71</ENT>
                            <ENT>13,200.32</ENT>
                            <ENT>12,430.44</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1302</ENT>
                            <ENT>24,245.89</ENT>
                            <ENT>19,533.98</ENT>
                            <ENT>17,193.98</ENT>
                            <ENT>16,190.25</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1303</ENT>
                            <ENT>30,884.77</ENT>
                            <ENT>24,882.14</ENT>
                            <ENT>21,902.84</ENT>
                            <ENT>20,624.27</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1401</ENT>
                            <ENT>13,751.54</ENT>
                            <ENT>11,132.12</ENT>
                            <ENT>10,125.36</ENT>
                            <ENT>9,186.93</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1402</ENT>
                            <ENT>18,176.45</ENT>
                            <ENT>14,712.75</ENT>
                            <ENT>13,384.06</ENT>
                            <ENT>12,143.44</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1403</ENT>
                            <ENT>22,402.43</ENT>
                            <ENT>18,135.45</ENT>
                            <ENT>16,495.47</ENT>
                            <ENT>14,967.85</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1404</ENT>
                            <ENT>28,162.10</ENT>
                            <ENT>22,797.24</ENT>
                            <ENT>20,736.64</ENT>
                            <ENT>18,815.73</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1501</ENT>
                            <ENT>15,144.00</ENT>
                            <ENT>12,378.81</ENT>
                            <ENT>11,438.86</ENT>
                            <ENT>11,048.61</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1502</ENT>
                            <ENT>19,707.09</ENT>
                            <ENT>16,108.25</ENT>
                            <ENT>14,884.34</ENT>
                            <ENT>14,377.16</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1503</ENT>
                            <ENT>24,182.11</ENT>
                            <ENT>19,766.31</ENT>
                            <ENT>18,264.52</ENT>
                            <ENT>17,641.93</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1504</ENT>
                            <ENT>29,873.45</ENT>
                            <ENT>24,419.00</ENT>
                            <ENT>22,563.39</ENT>
                            <ENT>21,793.51</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1601</ENT>
                            <ENT>14,430.31</ENT>
                            <ENT>13,391.65</ENT>
                            <ENT>12,315.04</ENT>
                            <ENT>11,584.64</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1602</ENT>
                            <ENT>19,069.32</ENT>
                            <ENT>17,696.60</ENT>
                            <ENT>16,273.76</ENT>
                            <ENT>15,308.00</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1603</ENT>
                            <ENT>24,110.74</ENT>
                            <ENT>22,375.10</ENT>
                            <ENT>20,574.16</ENT>
                            <ENT>19,354.80</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1701</ENT>
                            <ENT>15,818.21</ENT>
                            <ENT>14,108.38</ENT>
                            <ENT>13,027.21</ENT>
                            <ENT>11,952.11</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1702</ENT>
                            <ENT>19,880.20</ENT>
                            <ENT>17,730.01</ENT>
                            <ENT>16,372.47</ENT>
                            <ENT>15,021.00</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1703</ENT>
                            <ENT>23,305.94</ENT>
                            <ENT>20,786.75</ENT>
                            <ENT>19,193.84</ENT>
                            <ENT>17,610.04</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1704</ENT>
                            <ENT>30,113.37</ENT>
                            <ENT>26,857.71</ENT>
                            <ENT>24,801.66</ENT>
                            <ENT>22,753.20</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1801</ENT>
                            <ENT>16,411.95</ENT>
                            <ENT>14,515.34</ENT>
                            <ENT>12,324.15</ENT>
                            <ENT>11,047.09</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1802</ENT>
                            <ENT>25,849.43</ENT>
                            <ENT>22,862.54</ENT>
                            <ENT>19,409.47</ENT>
                            <ENT>17,400.49</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1803</ENT>
                            <ENT>42,943.18</ENT>
                            <ENT>37,980.72</ENT>
                            <ENT>32,245.35</ENT>
                            <ENT>28,906.17</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1901</ENT>
                            <ENT>15,991.32</ENT>
                            <ENT>14,377.16</ENT>
                            <ENT>14,117.49</ENT>
                            <ENT>13,502.50</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1902</ENT>
                            <ENT>28,593.36</ENT>
                            <ENT>25,706.69</ENT>
                            <ENT>25,242.03</ENT>
                            <ENT>24,142.63</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1903</ENT>
                            <ENT>51,258.49</ENT>
                            <ENT>46,081.92</ENT>
                            <ENT>45,249.78</ENT>
                            <ENT>43,278.77</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2001</ENT>
                            <ENT>13,434.17</ENT>
                            <ENT>11,027.35</ENT>
                            <ENT>10,163.32</ENT>
                            <ENT>9,278.04</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2002</ENT>
                            <ENT>18,042.82</ENT>
                            <ENT>14,809.93</ENT>
                            <ENT>13,651.32</ENT>
                            <ENT>12,460.81</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2003</ENT>
                            <ENT>22,894.42</ENT>
                            <ENT>18,792.96</ENT>
                            <ENT>17,321.53</ENT>
                            <ENT>15,810.62</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2004</ENT>
                            <ENT>29,627.45</ENT>
                            <ENT>24,318.78</ENT>
                            <ENT>22,414.58</ENT>
                            <ENT>20,460.27</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2101</ENT>
                            <ENT>27,739.96</ENT>
                            <ENT>26,033.16</ENT>
                            <ENT>23,612.68</ENT>
                            <ENT>20,502.79</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">5001</ENT>
                            <ENT> </ENT>
                            <ENT> </ENT>
                            <ENT> </ENT>
                            <ENT>2,346.08</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">5101</ENT>
                            <ENT> </ENT>
                            <ENT> </ENT>
                            <ENT> </ENT>
                            <ENT>10,339.47</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">5102</ENT>
                            <ENT> </ENT>
                            <ENT> </ENT>
                            <ENT> </ENT>
                            <ENT>23,602.05</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">5103</ENT>
                            <ENT> </ENT>
                            <ENT> </ENT>
                            <ENT> </ENT>
                            <ENT>11,045.57</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">5104</ENT>
                            <ENT> </ENT>
                            <ENT> </ENT>
                            <ENT> </ENT>
                            <ENT>29,256.94</ENT>
                        </ROW>
                    </GPOTABLE>
                    <PRTPAGE P="26324"/>
                    <HD SOURCE="HD2">G. Example of the Methodology for Adjusting the Proposed Federal Prospective Payment Rates</HD>
                    <P>Table 6 illustrates the methodology for adjusting the proposed federal prospective payments (as described in sections V.A. through V.F. of this proposed rule). The following examples are based on two hypothetical Medicare beneficiaries, both classified into CMG 0110 (without comorbidities). The proposed unadjusted federal prospective payment rate for CMG 0110 (without comorbidities) appears in Table 6.</P>
                    <P>
                        <E T="03">Example:</E>
                         One beneficiary is in Facility A, an IRF located in rural Spencer County, Indiana, and another beneficiary is in Facility B, an IRF located in urban Harrison County, Indiana. Facility A, a rural non-teaching hospital has a Disproportionate Share Hospital (DSH) percentage of 5 percent (which would result in a LIP adjustment of 1.0156), a wage index of 0.8513, and a rural adjustment of 14.9 percent. Facility B, an urban teaching hospital, has a DSH percentage of 15 percent (which would result in a LIP adjustment of 1.0454 percent), a wage index of 0.8852, and a teaching status adjustment of 0.0784.
                    </P>
                    <P>To calculate each IRF's labor and non-labor portion of the Federal prospective payment, we begin by taking the unadjusted Federal prospective payment rate for CMG 0110 (without comorbidities) from Table 5. Then, we multiply the proposed labor-related share for FY 2015 (69.538 percent) described in section V.D. of this proposed rule by the proposed unadjusted federal prospective payment rate. To determine the non-labor portion of the proposed federal prospective payment rate, we subtract the labor portion of the proposed federal payment from the proposed unadjusted federal prospective payment.</P>
                    <P>
                        To compute the proposed wage-adjusted federal prospective payment, we multiply the labor portion of the proposed federal payment by the appropriate wage index found in tables A and B. These tables are available through the Internet on the CMS Web site at 
                        <E T="03">http://www.cms.hhs.gov/Medicare/Medicare-Fee-for-Service-Payment/InpatientRehabFacPPS/</E>
                        . The resulting figure is the wage-adjusted labor amount. Next, we compute the proposed wage-adjusted federal payment by adding the wage-adjusted labor amount to the non-labor portion.
                    </P>
                    <P>Adjusting the proposed wage-adjusted federal payment by the facility-level adjustments involves several steps. First, we take the wage-adjusted Federal prospective payment and multiply it by the appropriate rural and LIP adjustments (if applicable). Second, to determine the appropriate amount of additional payment for the teaching status adjustment (if applicable), we multiply the teaching status adjustment (0.0784, in this example) by the wage-adjusted and rural-adjusted amount (if applicable). Finally, we add the additional teaching status payments (if applicable) to the wage, rural, and LIP-adjusted federal prospective payment rates. Table 6 illustrates the components of the adjusted payment calculation.</P>
                    <GPOTABLE COLS="6" OPTS="L1,p1,8/9,i1" CDEF="xs36,r50,2C,12,2C,12">
                        <TTITLE>Table 6—Example of Computing the IRF FY 2015 Federal Prospective Payment</TTITLE>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                        </BOXHD>
                        <ROW RUL="s">
                            <ENT I="21">Step</ENT>
                            <ENT O="xl"/>
                            <ENT A="01">Rural facility A (Spencer Co., IN)</ENT>
                            <ENT A="01">Urban facility B (Harrison Co., IN)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">1</ENT>
                            <ENT>Unadjusted Federal Prospective Payment</ENT>
                            <ENT/>
                            <ENT>$32,501.97</ENT>
                            <ENT/>
                            <ENT>$32,501.97</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">2</ENT>
                            <ENT>Labor Share</ENT>
                            <ENT>×</ENT>
                            <ENT>0.69538</ENT>
                            <ENT>×</ENT>
                            <ENT>0.69538</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">3</ENT>
                            <ENT>Labor Portion of Federal Payment</ENT>
                            <ENT>=</ENT>
                            <ENT>$22,601.22</ENT>
                            <ENT>=</ENT>
                            <ENT>$22,601.22</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">4</ENT>
                            <ENT>CBSA-Based Wage Index (shown in the Addendum, Tables 1 and 2)</ENT>
                            <ENT>×</ENT>
                            <ENT>0.8513</ENT>
                            <ENT>×</ENT>
                            <ENT>0.8852</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">5</ENT>
                            <ENT>Wage-Adjusted Amount</ENT>
                            <ENT>=</ENT>
                            <ENT>$19,240.42</ENT>
                            <ENT>=</ENT>
                            <ENT>$20,006.60</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">6</ENT>
                            <ENT>Non-Labor Amount</ENT>
                            <ENT>+</ENT>
                            <ENT>$9,900.75</ENT>
                            <ENT>+</ENT>
                            <ENT>$9,900.75</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">7</ENT>
                            <ENT>Wage-Adjusted Federal Payment</ENT>
                            <ENT>=</ENT>
                            <ENT>$29,141.17</ENT>
                            <ENT>=</ENT>
                            <ENT>$29,907.35</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">8</ENT>
                            <ENT>Rural Adjustment</ENT>
                            <ENT>×</ENT>
                            <ENT>1.149</ENT>
                            <ENT>×</ENT>
                            <ENT>1.000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">9</ENT>
                            <ENT>Wage- and Rural-Adjusted Federal Payment</ENT>
                            <ENT>=</ENT>
                            <ENT>$33,483.20</ENT>
                            <ENT>=</ENT>
                            <ENT>$29,907.35</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">10</ENT>
                            <ENT>LIP Adjustment</ENT>
                            <ENT>×</ENT>
                            <ENT>1.0156</ENT>
                            <ENT>×</ENT>
                            <ENT>1.0454</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">11</ENT>
                            <ENT>FY 2015 Wage-, Rural- and LIP-Adjusted Federal Prospective Payment Rate</ENT>
                            <ENT>=</ENT>
                            <ENT>$34,005.54</ENT>
                            <ENT>=</ENT>
                            <ENT>$31,265.14</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">12</ENT>
                            <ENT>FY 2015 Wage- and Rural-Adjusted Federal Prospective Payment</ENT>
                            <ENT/>
                            <ENT>$33,483.20</ENT>
                            <ENT/>
                            <ENT>$29,907.35</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">13</ENT>
                            <ENT>Teaching Status Adjustment</ENT>
                            <ENT>×</ENT>
                            <ENT>0</ENT>
                            <ENT>×</ENT>
                            <ENT>0.0784</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">14</ENT>
                            <ENT>Teaching Status Adjustment Amount</ENT>
                            <ENT>=</ENT>
                            <ENT>$0.00</ENT>
                            <ENT>=</ENT>
                            <ENT>$2,344.74</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">15</ENT>
                            <ENT>FY 2015 Wage-, Rural-, and LIP-Adjusted Federal Prospective Payment Rate</ENT>
                            <ENT>+</ENT>
                            <ENT>$34,005.54</ENT>
                            <ENT>+</ENT>
                            <ENT>$31,265.14</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">16</ENT>
                            <ENT>Total FY 2015 Adjusted Federal Prospective Payment</ENT>
                            <ENT>=</ENT>
                            <ENT>$34,005.54</ENT>
                            <ENT>=</ENT>
                            <ENT>$33,609.88</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>Thus, the proposed adjusted payment for Facility A would be $34,005.54, and the proposed adjusted payment for Facility B would be $33,609.88.</P>
                    <HD SOURCE="HD1">VI. Proposed Update to Payments for High-Cost Outliers under the IRF PPS</HD>
                    <HD SOURCE="HD2">A. Proposed Update to the Outlier Threshold Amount for FY 2015</HD>
                    <P>Section 1886(j)(4) of the Act provides the Secretary with the authority to make payments in addition to the basic IRF prospective payments for cases incurring extraordinarily high costs. A case qualifies for an outlier payment if the estimated cost of the case exceeds the adjusted outlier threshold. We calculate the adjusted outlier threshold by adding the IRF PPS payment for the case (that is, the CMG payment adjusted by all of the relevant facility-level adjustments) and the adjusted threshold amount (also adjusted by all of the relevant facility-level adjustments). Then, we calculate the estimated cost of a case by multiplying the IRF's overall CCR by the Medicare allowable covered charge. If the estimated cost of the case is higher than the adjusted outlier threshold, we make an outlier payment for the case equal to 80 percent of the difference between the estimated cost of the case and the outlier threshold.</P>
                    <P>In the FY 2002 IRF PPS final rule (66 FR 41362 through 41363), we discussed our rationale for setting the outlier threshold amount for the IRF PPS so that estimated outlier payments would equal 3 percent of total estimated payments. For the 2002 IRF PPS final rule, we analyzed various outlier policies using 3, 4, and 5 percent of the total estimated payments, and we concluded that an outlier policy set at 3 percent of total estimated payments would optimize the extent to which we could reduce the financial risk to IRFs of caring for high-cost patients, while still providing for adequate payments for all other (non-high cost outlier) cases.</P>
                    <P>
                        Subsequently, we updated the IRF outlier threshold amount in the FYs 
                        <PRTPAGE P="26325"/>
                        2006 through 2014 IRF PPS final rules and the FY 2011 and FY 2013 notices (70 FR 47880, 71 FR 48354, 72 FR 44284, 73 FR 46370, 74 FR 39762, 75 FR 42836, 76 FR 47836, 76 FR 59256, and 77 FR 44618, 78 FR 47860, respectively) to maintain estimated outlier payments at 3 percent of total estimated payments. We also stated in the FY 2009 final rule (73 FR 46370 at 46385) that we would continue to analyze the estimated outlier payments for subsequent years and adjust the outlier threshold amount as appropriate to maintain the 3 percent target.
                    </P>
                    <P>To update the IRF outlier threshold amount for FY 2015, we propose to use FY 2013 claims data and the same methodology that we used to set the initial outlier threshold amount in the FY 2002 IRF PPS final rule (66 FR 41316 and 41362 through 41363), which is also the same methodology that we used to update the outlier threshold amounts for FYs 2006 through 2014. Based on an analysis of this updated data, we estimate that IRF outlier payments as a percentage of total estimated payments are approximately 2.9 percent in FY 2014. Therefore, we propose to update the outlier threshold amount to $9,149 to maintain estimated outlier payments at approximately 3 percent of total estimated aggregate IRF payments for FY 2015.</P>
                    <P>We invite public comment on the proposed update to the FY 2015 outlier threshold amount to maintain estimated outlier payments at approximately 3 percent of total estimated IRF payments.</P>
                    <HD SOURCE="HD2">B. Proposed Update to the IRF Cost-to-Charge Ratio Ceiling and Urban/Rural Averages</HD>
                    <P>In accordance with the methodology stated in the FY 2004 IRF PPS final rule (68 FR 45674, 45692 through 45694), we apply a ceiling to IRFs' CCRs. Using the methodology described in that final rule, we propose to update the national urban and rural CCRs for IRFs, as well as the national CCR ceiling for FY 2015, based on analysis of the most recent data that is available. We apply the national urban and rural CCRs in the following situations:</P>
                    <P>• New IRFs that have not yet submitted their first Medicare cost report.</P>
                    <P>• IRFs whose overall CCR is in excess of the national CCR ceiling for FY 2015, as discussed below.</P>
                    <P>• Other IRFs for which accurate data to calculate an overall CCR are not available.</P>
                    <P>Specifically, for FY 2015, based on our estimates, we propose a national average CCR of 0.571 for rural IRFs, which we calculated by taking an average of the CCRs for all rural IRFs using their most recently submitted cost report data. Similarly, based on our estimates, we propose a national average CCR of 0.456 for urban IRFs, which we calculated by taking an average of the CCRs for all urban IRFs using their most recently submitted cost report data. We apply weights to both of these averages using the IRFs' estimated costs, meaning that the CCRs of IRFs with higher costs factor more heavily into the averages than the CCRs of IRFs with lower costs. For this proposed rule, we have used the most recent available cost report data (FY 2012). This includes all IRFs whose cost reporting periods begin on or after October 1, 2011, and before October 1, 2012. If, for any IRF, the FY 2012 cost report was missing or had an “as submitted” status, we used data from a previous fiscal year's (that is, FY 2004 through FY 2011) settled cost report for that IRF. We do not use cost report data from before FY 2004 for any IRF because changes in IRF utilization since FY 2004 resulting from the 60 percent rule and IRF medical review activities suggest that these older data do not adequately reflect the current cost of care.</P>
                    <P>In accordance with past practice, we propose to set the national CCR ceiling at 3 standard deviations above the mean CCR. Using this method, the proposed national CCR ceiling would be 1.64 for FY 2015. This means that, if an individual IRF's CCR exceeds this proposed ceiling of 1.64 for FY 2015, we would replace the IRF's CCR with the appropriate proposed national average CCR (either rural or urban, depending on the geographic location of the IRF). We calculated the proposed national CCR ceiling by:</P>
                    <P>
                        <E T="03">Step 1.</E>
                         Taking the national average CCR (weighted by each IRF's total costs, as discussed above) of all IRFs for which we have sufficient cost report data (both rural and urban IRFs combined).
                    </P>
                    <P>
                        <E T="03">Step 2.</E>
                         Estimating the standard deviation of the national average CCR computed in step 1.
                    </P>
                    <P>
                        <E T="03">Step 3.</E>
                         Multiplying the standard deviation of the national average CCR computed in step 2 by a factor of 3 to compute a statistically significant reliable ceiling.
                    </P>
                    <P>
                        <E T="03">Step 4.</E>
                         Adding the result from step 3 to the national average CCR of all IRFs for which we have sufficient cost report data, from step 1.
                    </P>
                    <P>We propose that the proposed national average rural and urban CCRs and the proposed national CCR ceiling in this section will be updated in the final rule if more recent data become available to use in these analyses.</P>
                    <P>We invite public comment on the proposed update to the IRF CCR ceiling and the urban/rural averages for FY 2015.</P>
                    <HD SOURCE="HD1">VII. Proposed Refinements to the Presumptive Compliance Methodology</HD>
                    <HD SOURCE="HD2">A. Background on the Compliance Percentage</HD>
                    <P>The compliance percentage has been part of the criteria for defining IRFs since implementation of the Inpatient Prospective Payment System (IPPS) in 1983. In the September 1, 1983, interim final rule with comment period (48 FR 39752), which allowed IRFs to be paid separately from the IPPS, the initial compliance percentage was set at 75 percent. The 1983 interim rule stipulated that in accordance with sections 1886(d)(1)(B) and 1886(d)(1)(B)(ii) of the Act, a rehabilitation hospital and a rehabilitation unit were excluded from the IPPS. Sections 1886(d)(1)(B) and 1886(d)(1)(B)(ii) of the Act also give the Secretary the discretion to define a rehabilitation hospital and unit.</P>
                    <P>A hospital or unit deemed excluded from the IPPS and paid under the IRF PPS must meet the general requirements in subpart B and subpart P of part 412. Subject to the special payment provisions of § 412.22(c), a hospital or unit must meet the general criteria set forth in § 412.22 and in the regulations at § 412.23(b), § 412.25, and § 412.29 that specify the criteria for a provider to be classified as a rehabilitation hospital or unit. Hospitals and units meeting these criteria are eligible to be paid on a prospective payment basis as an IRF under the IRF PPS.</P>
                    <P>
                        The 1983 interim final rule stipulated that one of the criteria for being classified as an IRF was that, during the facility's most recently completed 12-month cost reporting period, the hospital must be primarily engaged in furnishing intensive rehabilitation services, as demonstrated by patient medical records, indicating that at least 75 percent of the IRF's patient population were treated for one or more of the 10 medical conditions specified in the regulation that typically required the intensive inpatient rehabilitation treatment provided in an IRF. These criteria, along with other related criteria, distinguished an inpatient rehabilitation hospital or unit from a hospital that furnished general medical or surgical services, as well as rehabilitation services. We believed then, as we do now, that by examining the types of conditions for which a hospital's inpatients are treated, and the proportion of patients treated for 
                        <PRTPAGE P="26326"/>
                        conditions that typically require intensive inpatient rehabilitation, we would be able to distinguish those hospitals in which the provision of rehabilitation services was primary rather than secondary. Thus, Medicare pays for rehabilitation services at IRFs at a higher rate than other hospitals because IRFs are designed to offer specialized inpatient rehabilitation care to patients with intensive needs.
                    </P>
                    <P>The original medical conditions specified under the compliance percentage, or “75 percent rule,” were stroke, spinal cord injury, congenital deformity, amputation, major multiple trauma, fracture of femur (hip fracture), brain injury, and polyarthritis (including rheumatoid arthritis). In the January 3, 1984, final rule (49 FR 234), we expanded the list of eligible medical conditions to include neurological disorders (including multiple sclerosis, motor neuron diseases, polyneuropathy, muscular dystrophy, and Parkinson's disease) and burns. In the May 7, 2004 final rule (69 FR 25752), we modified and expanded the list of eligible medical conditions by removing polyarthritis and substituting three more clearly defined arthritis-related conditions. The three conditions that replaced polyarthritis included the following:</P>
                    <P>• Active, polyarticular rheumatoid arthritis, psoriatic arthritis, and seronegative arthropathies resulting in significant functional impairment of ambulation and other activities of daily living, which has not improved after an appropriate, aggressive, and sustained course of outpatient therapy services or services in other less intensive rehabilitation settings immediately preceding the inpatient rehabilitation admission, or which results from a systemic disease activation immediately before admission, but has the potential to improve with more intensive rehabilitation.</P>
                    <P>• Systemic vasculidities with joint inflammation, resulting in significant functional impairment of ambulation and other activities of daily living, which has not improved after an appropriate, aggressive, and sustained course of outpatient therapy services or services in other less intensive rehabilitation settings immediately preceding the inpatient rehabilitation admission, or which results from a systemic disease activation immediately before admission, but has the potential to improve with more intensive rehabilitation.</P>
                    <P>• Severe or advanced osteoarthritis (osteoarthrosis or degenerative joint disease) involving three or more major joints (elbow, shoulders, hips, or knees) with joint deformity and substantial loss of range of motion, atrophy, significant functional impairment of ambulation and other activities of daily living, which has not improved after an appropriate, aggressive, and sustained course of outpatient therapy services or services in other less intensive rehabilitation settings immediately preceding the inpatient rehabilitation admission, but has the potential to improve with more intensive rehabilitation. (A joint replaced by a prosthesis is no longer considered to have osteoarthritis, or other arthritis, even though this condition was the reason for the joint replacement.)</P>
                    <P>In the May 7, 2004 final rule (69 FR 25752), a 13th condition was also added to include patients who undergo knee and/or hip joint replacement during an acute hospitalization immediately preceding the inpatient rehabilitation stay and also meet at least one of the following specific criteria:</P>
                    <P>• Underwent bilateral knee or hip joint replacement surgery during the acute hospitalization immediately preceding the IRF admission.</P>
                    <P>• Are extremely obese patients as measured by the patient's Body Mass Index (BMI) of at least 50, at the time of admission to the IRF.</P>
                    <P>• Are patients considered to be “frail elderly,” as determined by a patient's age of 85 or older, at the time of admission to the IRF (the provision currently states only that the patients be age 85 or older at the time of admission to the IRF).</P>
                    <P>In 2002, we surveyed Medicare fiscal intermediaries to determine how they were enforcing the 75 percent rule. Although the 75 percent rule was one of the criteria that were used to distinguish an IRF from an acute care hospital from 1983 to 2004, we found evidence that different fiscal intermediaries were enforcing the rule differently. We found fiscal intermediaries were using inconsistent methods to determine whether IRFs were in compliance with the regulation, and that some IRFs were not being reviewed for compliance at all. This led to concerns that some IRFs might have been out of compliance with the regulation and inappropriately classified as IRFs, while other IRFs may have been held to overly high standards. Because of these concerns we sought to establish a more uniform enforcement of the 75 percent rule.</P>
                    <P>In the May 16, 2003, IRF PPS proposed rule (68 FR 26786), we solicited comments on the regulatory requirements of the 75 percent rule. Though we did not, at that time, propose amending the regulatory requirements for the 75 percent rule located in then § 412.23(b)(2), we did propose to amend these requirements in the September 9, 2003, proposed rule titled, “Medicare Program; Changes to the Criteria for Being Classified as an Inpatient Rehabilitation Facility” (68 FR 53266). In that rule, we proposed some revisions to the 75 percent rule, including lowering the compliance percentage to 65 percent during a 3-year transition period for cost reporting periods between January 1, 2004, and January 1, 2007. Also, in response to comments on the September 9, 2003, proposed rule and as stated above, the May 7, 2004, final rule (69 FR 25752) expanded the number of medical conditions that would meet the compliance percentage from 10 to 13 and provided that patient comorbidities may also be included in determining an IRF's compliance with the requirements during the transition period.</P>
                    <P>
                        In the September 9, 2003, proposed rule, we defined a “comorbidity” as a specific patient condition that is secondary to the patient's principal diagnosis or impairment that is the primary reason for the inpatient rehabilitation stay. In the May 7, 2004, rule, we adopted the provision to use a patient with a comorbidity counting towards the compliance threshold during the transition period. In the determination of the compliance percentage, a patient comorbidity counts toward the percentage if the comorbidity falls in one of the conditions specified at § 412.29(b)(2) 
                        <E T="03">and</E>
                         has caused significant decline in functional ability in the individual that even in the absence of the admitting condition, the individual would require the intensive rehabilitation treatment that is unique to IRFs.
                    </P>
                    <P>Anticipating that IRFs needed some time to adjust and adapt their processes to the changes in the enforcement of the 75 percent rule, in the May 7, 2004 final rule, we provided IRFs with a 3-year phase-in period (cost reporting periods beginning on or after July 1, 2004, through July 1, 2007) to establish the compliance threshold of 75 percent of the IRF's total patient population. The 3-year phase-in period was intended to begin with cost reporting periods on or after July 1, 2004, with the threshold at 50 percent of the IRF's population and gradually increase to 60 percent, then to 65 percent, and then to expire with cost reporting periods beginning on or after July 1, 2007, when the compliance percentage would once again be at 75 percent.</P>
                    <P>
                        Section 5005 of the Deficit Reduction Act of 2005 (DRA) (Pub. L. 109-171, enacted February 8, 2006) and section 1886(d)(1)(B) of the Act modified the 
                        <PRTPAGE P="26327"/>
                        provisions of the 75 percent rule originally specified in the May 7, 2004, final rule. To reflect these statutory changes, in the August 7, 2007, final rule (72 FR 44284), we revised the regulations to prolong the overall duration of the phased transition to the full 75 percent threshold by stipulating that an IRF must meet the full 75 percent compliance threshold as of its first cost reporting period that starts on or after July 1, 2008. We also extended the policy of using a patient's comorbidities to the extent they met the conditions as outlined in the regulations to determine compliance with the classification criteria at then § 412.23(b)(2)(1) to the first cost reporting period that starts on or after July 1, 2008.
                    </P>
                    <P>Subsequently, section 115 of the MMSEA amended section 5005 of the DRA to revise elements of the 75 percent rule that are used to classify IRFs. In accordance with the statute, in the August 8, 2008, final rule (73 FR 46370), we revised the compliance rate that IRFs must meet to be excluded from the IPPS and be paid under the IRF PPS to 60 percent for cost reporting periods beginning in or after July 1, 2006. Also, in accordance with the statute, we required that patient comorbidities that satisfy the criteria as specified at then § 412.23(b)(2)(i) [now located at § 412.29(b)(1) and § 412.29(b)(2)] be included in calculations used to determine whether an IRF meets the 60 percent compliance percentage for cost reporting periods beginning on or after July 1, 2007. As a result of these changes, the requirements started being referred to as the “60 percent rule,” instead of the “75 percent rule.” The regulations finalized in the FY 2009 IRF PPS Final Rule (73 FR 46370) continue to be in effect.</P>
                    <P>Though an IRF must serve an inpatient population of whom at least 60 percent meet the compliance percentage criteria specified at § 412.29(b), the existing regulation allows for 40 percent of reasonable and necessary admissions to an IRF to fall outside of the 13 qualifying medical conditions. Still, the “60 percent rule” is one of the primary ways we distinguish an IRF from an acute care hospital. As Medicare payments for IRF services are generally significantly higher than Medicare payments for similar services provided in acute care hospital settings, we believe that it is important to maintain and enforce the criteria for medical conditions that may be counted toward an IRF's compliance calculation for the 60 percent rule to ensure that the higher Medicare payments are appropriately allocated to those providers that are providing IRF-level services.</P>
                    <HD SOURCE="HD2">B. Proposed Changes to the Diagnosis Codes That Are Used To Determine Presumptive Compliance</HD>
                    <P>In the FY 2014 IRF PPS final rule (78 FR 47860, 47881 through 47895), we revised the list of ICD-9-CM diagnosis codes that are used to determine presumptive compliance, effective for compliance review periods beginning on or after October 1, 2014. These revisions were based on an analysis of the ICD-9-CM code list that determined the clinical appropriateness of each individual ICD-9-CM code's inclusion on the list. As a result of this analysis, we also intended to remove all of the status post-amputation diagnoses codes, but these codes were inadvertently omitted from the FY 2014 IRF PPS proposed and final rules. These codes, listed in Table 7, are used to indicate that a patient has the sequela or residual effect of a condition.</P>
                    <P>As we stated in the FY 2014 IRF PPS final rule (78 FR 47860, at 47881), the ICD-9-CM diagnosis codes included on the “ICD-9-CM Codes That Meet Presumptive Compliance Criteria” list are ones that demonstrate that the patient meets criteria for the medical conditions that may be counted toward an IRF's compliance percentage under the presumptive compliance methodology. Further, we stated that the underlying premise of the presumptive compliance methodology list is that it represents particular diagnosis codes that, if applicable to a given patient, would more than likely mean that the patient required intensive rehabilitation services in an IRF for treatment of one or more of the conditions specified at § 412.29(b)(2) or that they had a comorbidity that caused significant decline in functional ability such that, even in the absence of the admitting condition, the patient would require the intensive rehabilitation treatment that is unique to IRFs and cannot be appropriately treated in another care setting. For the reasons described below, we do not believe that the ICD-9-CM diagnosis codes listed in Table 7 meet either of these criteria. We believe it is impossible to determine, from the presence of such diagnosis codes alone, whether a patient with an amputation status or prosthetic fitting and adjustment needs has a condition for which he or she would qualify for treatment in an IRF. Some patients with an amputation status or prosthetic fitting and adjustment needs will not require close medical supervision by a physician or weekly interdisciplinary team conferences to achieve their goals, while others may require these services. We believe that rehabilitation associated with an amputation status or prosthetic fitting and adjustment needs does not necessarily need to be accompanied by the close medical management provided in IRFs, as long as the patient does not have any additional comorbidities that have caused significant decline in his or her functional ability that, in the absence of an amputation status or prosthetic fitting and adjustment needs, would necessitate treatment in an IRF. That is to say, a patient's need for intensive rehabilitation services provided in an IRF may depend on other conditions which cannot be solely identified through the presence of an amputation status or prosthetic fitting and adjustment diagnosis code. If a patient with one of the diagnosis codes listed in Table 7 has additional comorbidities that would necessitate treatment in an IRF, then those additional comorbidities would qualify the patient for inclusion in the calculation of the IRF's compliance percentage under the presumptive compliance methodology. Thus, we propose the removal of the status post-amputation diagnosis codes listed in Table 7 from the list of “ICD-9-CM Codes That Meet Presumptive Compliance Criteria.” This proposed removal would be effective for compliance review periods beginning on or after October 1, 2014, and the changes would be incorporated into the ICD-10 lists (discussed below) when ICD-10-CM becomes the required medical data code set for use on Medicare claims and IRF-PAI submissions. We invite public comment on the proposed changes to the diagnosis codes that are used to determine presumptive compliance.</P>
                    <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="xs40,r50">
                        <TTITLE>Table 7—ICD-9-CM Codes Proposed To Be Removed From “ICD-9-CM Codes That Meet Presumptive Compliance Criteria”</TTITLE>
                        <BOXHD>
                            <CHED H="1">ICD-9-CM code</CHED>
                            <CHED H="1">Diagnosis</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">V49.65</ENT>
                            <ENT>Below elbow amputation status.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">V49.66</ENT>
                            <ENT>Above elbow amputation status.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">V49.67</ENT>
                            <ENT>Shoulder amputation status.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">V49.73</ENT>
                            <ENT>Foot amputation status.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">V49.74</ENT>
                            <ENT>Ankle amputation status.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">V49.75</ENT>
                            <ENT>Below knee amputation status.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">V49.76</ENT>
                            <ENT>Above knee amputation status.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">V49.77</ENT>
                            <ENT>Hip amputation status.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">V52.0</ENT>
                            <ENT>Fitting and adjustment of artificial arm (complete) (partial).</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">V52.1</ENT>
                            <ENT>Fitting and adjustment of artificial leg (complete) (partial).</ENT>
                        </ROW>
                    </GPOTABLE>
                    <PRTPAGE P="26328"/>
                    <HD SOURCE="HD2">C. Proposed Changes to the Impairment Group Codes That Meet Presumptive Compliance Criteria</HD>
                    <P>
                        An “impairment group code” is not an ICD diagnosis code, but part of a separate unique set of codes specifically developed for the IRF PPS for assigning the primary reason for admission to an IRF. These codes are listed in the IRF-PAI Training Manual (
                        <E T="03">see</E>
                         section II, item #21, and Appendix A). The IRF-PAI Training Manual is available through the Internet on the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Medicare-Fee-for-Service-Payment/InpatientRehabFacPPS/IRFPAI.html</E>
                        .
                    </P>
                    <P>If an IRF is eligible to use the presumptive methodology to evaluate its compliance with the 60 percent rule, all of its IRF-PAI assessments from the most recently completed 12-month compliance review period are examined (with the use of a computer program) to determine whether they contain any of the codes listed on the presumptive methodology lists (that is, “ICD-9-CM Codes That Meet Presumptive Compliance Criteria” and “Impairment Groups That Meet Presumptive Compliance Criteria”). Each selected assessment is presumptively categorized as either meeting or not meeting the IRF 60 percent rule requirements based upon the primary reason for the patient to be treated in the IRF (the impairment group) and the ICD diagnosis codes listed as either the etiologic diagnosis (the etiologic problem that led to the condition for which the patient is receiving rehabilitation) or one of 25 comorbidities on the assessment.</P>
                    <P>
                        Not all impairment group codes (IGC) meet the presumptive compliance criteria. The underlying premise of the list of eligible IGCs that are used to determine presumptive compliance (similar to the diagnosis codes listed in “ICD-9-CM Codes That Meet Presumptive Compliance Criteria”) includes particular IGCs that, if applicable to a given patient, would more than likely mean that the patient required intensive rehabilitation services for treatment of one or more of the conditions specified at § 412.29(b)(2). The current list of eligible IGCs that meet presumptive compliance criteria, Appendix B: Impairment Group Codes That Meet Presumptive Compliance Criteria, can be downloaded from the October 1, 2007, IRF Compliance Rule Specification Files on the Medicare IRF PPS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Medicare-Fee-for-Service-Payment/InpatientRehabFacPPS/Criteria.html</E>
                        . Again, this list contains only those IGCs that meet the presumptive compliance criteria.
                    </P>
                    <HD SOURCE="HD3">1. Proposed Removal of IGCs for Unilateral Upper Extremity Amputations and Arthritis From Appendix B: Impairment Group Codes That Meet Presumptive Compliance Criteria</HD>
                    <P>In the FY 2014 IRF PPS final rule (78 FR 47889 through 47895), we finalized (applicable for compliance review periods beginning on or after October 1, 2014) the removal of certain ICD-9-CM codes for unilateral upper extremity amputations from the list of “ICD-9-CM Codes That Meet Presumptive Compliance Criteria” because we believed that it is impossible to determine, from the presence of such ICD-9-CM codes alone, whether a patient with such a unilateral upper extremity amputation has a condition for which he or she would need intensive rehabilitation services for treatment of one or more of the conditions specified in § 412.29(b)(2). Further, we stated that a patient's need for intensive inpatient rehabilitative services for the treatment of one or more of these conditions would depend on the presence of additional comorbidities that caused significant decline in his or her functional ability to an extent that would necessitate treatment in an IRF. If the patient has one or more of the comorbidities on the list of “ICD-9-CM Codes That Meet Presumptive Compliance Criteria,” then the patient would already qualify as meeting the presumptive compliance criteria. We concluded that if the diagnosis codes for such a patient's comorbidities do not appear on the list of “ICD-9-CM Codes That Meet Presumptive Compliance Criteria,” then the patient could still be considered for inclusion in the IRF's compliance percentage following medical review and confirmation that they meet the criteria for one or more of the medical conditions in the regulations.</P>
                    <P>In the FY 2014 IRF PPS final rule (78 FR 47887 through 47895), we also finalized (applicable for compliance review periods beginning on or after October 1, 2014) the removal of ICD-9-CM diagnosis codes for arthritis conditions from the list of “ICD-9-CM Codes That Meet Presumptive Compliance Criteria” because the inclusion of patients with these medical conditions in the presumptive compliance calculation of the IRF's compliance percentage is conditioned on those patients meeting the described severity and prior treatment requirements. However, the ICD-9-CM diagnosis codes that reflect these arthritis and arthropathy conditions do not provide any information about the severity of the condition or whether the prior treatment requirements were met. Therefore, we stated in the FY 2014 IRF PPS final rule that we believe that additional information beyond the presence of the code is necessary to determine if the medical record would support inclusion of individuals with the arthritis and arthropathy conditions outlined in our regulations under § 412.29(b)(2)(x) through § 412.29(b)(2)(xii) in the presumptive compliance calculation of the facility's compliance percentage. For this reason, we finalized the removal of the ICD-9-CM diagnosis codes associated with the medical conditions outlined in our regulations under § 412.29(b)(2)(x) through § 412.29(b)(2)(xii) from the list of “ICD-9-CM Codes That Meet Presumptive Compliance Criteria.” However, we also stated that we expect that the MACs will be able, upon medical review, to include those patients in a facility's compliance percentage upon confirmation that the severity and prior treatment requirements were met.</P>
                    <P>Consistent with our rationale in the FY 2014 IRF PPS final rule for removing the ICD-9-CM diagnoses codes for unilateral upper extremity amputations and the arthritis and arthropathy conditions, we propose to make conforming changes to the IGCs by proposing the removal of four IGCs from Appendix B: Impairment Group Codes That Meet Presumptive Compliance Criteria. Thus, we propose to remove the following codes from Appendix B: Impairment Group Codes That Meet Presumptive Compliance Criteria:</P>
                    <P>• IGC 0005.1—Unilateral Upper Limb Above the Elbow (AE),</P>
                    <P>• IGC 0005.2—Unilateral Upper Limb Below the Elbow (BE),</P>
                    <P>• IGC 0006.1—Rheumatoid Arthritis, and</P>
                    <P>• IGC 0006.9—Other Arthritis.</P>
                    <HD SOURCE="HD3">2. Other Proposed Changes to Appendix B: Impairment Group Codes That Meet Presumptive Compliance Criteria</HD>
                    <P>We propose to revise Appendix B: Impairment Group Codes That Meet Presumptive Compliance Criteria by revising the diagnosis codes listed as exclusions on the table and by revising the title of the table.</P>
                    <P>
                        In the FY 2014 IRF PPS final rule (78 FR 47860, 47881 through 47895), we finalized (applicable for compliance review periods beginning on or after October 1, 2014) the removal of certain ICD-9-CM codes from the list of “ICD-9-CM Codes That Meet Presumptive Compliance Criteria.” Accordingly, we 
                        <PRTPAGE P="26329"/>
                        propose to exclude these diagnosis codes from counting if they are the patient's Etiologic Diagnosis (that is, the etiologic problem that led to the condition for which the patient is receiving rehabilitation). That is, a given IGC that would otherwise meet the presumptive compliance criteria will not meet such criteria if the patient has one of the “excluded” Etiologic Diagnoses for that IGC.
                    </P>
                    <P>In addition, in the FY 2014 IRF PPS final rule (78 FR 47860, 47883), we implemented a change in the titles of some tables used in the presumptive compliance methodology to no longer use alphabet characters or the “Appendix” labels to identify these tables. Consistent with the intent to reduce confusion among tables, and effective October 1, 2014, we propose to identify Appendix B: Impairment Group Codes That Meet Presumptive Compliance Criteria as “Impairment Group Codes That Meet Presumptive Compliance Criteria.”</P>
                    <P>
                        This new proposed table, “Impairment Group Codes That Meet Presumptive Compliance Criteria,” also lists Etiologic Diagnosis codes that are excluded from counting under related IGCs in ICD-10-CM code format. For example, ICD-10-CM code G72.3, “Periodic Paralysis” is an excluded Etiologic Diagnosis code under IGC 0003.8, “Neuromuscular Disorders.” Further, to accommodate the proposed Etiologic Diagnosis code exclusions, we have reformatted this table. A revised table containing the proposed “Impairment Group Codes That Meet Presumptive Compliance Criteria,” with the additional proposed ICD-10-CM Etiologic Diagnosis exclusions described in this section, can be viewed on the Medicare IRF PPS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Medicare-Fee-for-Service-Payment/InpatientRehabFacPPS/Data-Files.html</E>
                        . The proposed changes to the table, “Impairment Group Codes That Meet Presumptive Compliance Criteria,” would be effective for compliance review periods beginning on or after October 1, 2014. We invite public comment on the proposed changes to the impairment group codes that meet presumptive compliance criteria.
                    </P>
                    <HD SOURCE="HD1">VIII. Proposed Data Collection of the Amount and Mode (Individual, Group, and Co-Treatment) of Therapy Provided in IRFs According to Occupational, Speech, and Physical Therapy Disciplines</HD>
                    <P>Prior to the implementation of the IRF PPS in January 2002, Medicare payment for IRF services under section 101(a) of the Tax Equity and Fiscal Responsibility Act of 1982 (Pub. L. 97-248, enacted September 3, 1982) was based on the reasonable costs incurred in furnishing services to Medicare beneficiaries, subject to a limit on allowable costs per discharge. Thus, for therapy services, Medicare reimbursed IRFs based on the reasonable costs incurred in furnishing appropriate levels of Individual Therapy or Group Therapy, which meant that IRFs had limited financial incentives to provide more of one type of therapy than another. We presumed that decisions about the mode of therapy delivery were likely to be based on the needs of the patient and on the best way to assist patients in meeting their individualized rehabilitation goals. With the advent of the IRF PPS beginning in January 2002, Medicare began reimbursing IRFs using a set prospective payment amount that was intended to cover the costs of all treatment and services, including therapy services, provided to patients in the IRF. This increased the financial incentives for IRFs to give patients more Group Therapy and less Individual Therapy, because Individual Therapy is more costly to provide. Although we know that the financial incentives for the provision of Individual Therapy and Group Therapy changed, we do not know whether IRFs provided different modes of therapy in response to the new incentives or how much Individual Therapy and Group Therapy IRFs currently provide. Medicare does not currently collect data on the amount of Individual, Group, and Co-Treatment Therapies, according to therapy discipline, that IRFs are currently providing. We believe that it is important to begin collecting these data to determine what services Medicare is paying for under the IRF prospective payment system, which would allow us to analyze whether we are paying appropriately for services currently rendered by IRFs. Medicare administrative data (such as the IRF claims data) do not currently provide the level of detailed information about the mode and type of therapy provided that we require to perform these analyses. Thus, this proposed new data collection will assist us in the development of appropriate coverage and payment criteria for the provision of Group Therapy in the IRF setting. We believe that these coverage and payment criteria are important to balance the beneficial aspects of Group Therapy for certain patients in certain instances with the IRF requirements for an intensive rehabilitation therapy program.</P>
                    <P>In the FY 2010 IRF PPS proposed rule (74 FR 21070, 21071) in which we proposed a revised set of Medicare coverage requirements for IRF services, we discussed the relative value of Individual Therapy versus Group Therapy in the IRF setting. To improve our understanding of when Group Therapy is most appropriate in IRFs, we solicited comments in that proposed rule on the types of patients for whom Group Therapy is appropriate, and the specific amount of Group Therapy that may be beneficial for these types of patients. Subsequently, we discussed the comments in the FY 2010 IRF PPS final rule (74 FR 39796, 39797). Although the comments on the FY 2010 IRF PPS proposed rule did not offer any clinical study results or any data that would be helpful to us in developing coverage and payment criteria for the provision of Group Therapy in IRFs, the comments did suggest an important role for Group Therapy in the provision of therapies in IRFs. However, the majority of commenters remarked that Group Therapy should be limited in some way. Many commenters agreed that Group Therapy is a good adjunct to Individual Therapy, but should not be the primary source of therapy services provided in IRFs. Several commenters recommended that we limit the amount of Group Therapies provided in IRFs, and that we also limit the number of patients who can participate in a Group Therapy session. Commenters also suggested that Group Therapy sessions should be comprised of patients with similar diagnoses. We agreed with the commenters that Group Therapy should not be the primary source of therapy given to patients in IRFs. Group Therapy should be used in IRFs primarily as an adjunct to Individual Therapy services, which is the standard of care in IRFs, as Group Therapy may not uniformly represent the level of intensive rehabilitation therapy required and paid for in the IRF setting. In the final rule, we also stated that we would consider adopting specific coverage and payment criteria for Group Therapy practice in IRFs through future rulemaking.</P>
                    <P>
                        When an authorized clinician deems it to be necessary, we continue to believe that Group Therapy can serve as an appropriate mode of therapy delivery that can be beneficial to the particular needs of IRF patients as an adjunct to Individual Therapy. Anecdotally, we understand that Group Therapy remains a widely used mode of therapy in the IRF setting. But as we stated in the FY 2010 IRF PPS final rule, we believe that it would be inappropriate for IRFs to 
                        <PRTPAGE P="26330"/>
                        provide essentially all therapy in the form of Group Therapy because we do not believe that this is in the best interest of the patients, or that it reflects the services for which the IRF prospective payment system was established to pay. Therefore, to better understand the ways in which therapy services are currently being provided in IRFs, we propose to add a new Therapy Information Section to the IRF-PAI to record the amount and mode of therapy (that is, Individual, Group, Co-Treatment) patients receive in each therapy discipline (that is, physical therapy, occupational therapy, and speech-language pathology).
                    </P>
                    <P>For purposes of recording therapy services in IRFs, we propose to define Individual Therapy as the provision of therapy services by one licensed or certified therapist (or licensed therapy assistant, under the appropriate direction of a licensed or certified therapist) to one patient at a time (this is sometimes referred to as “one-on-one” therapy). We propose to define Group Therapy as the provision of therapy services by one licensed or certified therapist (or licensed therapy assistant, under the appropriate direction of a licensed or certified therapist) to between 2 and 6 IRF patients at one time, regardless of whether those 2 to 6 IRF patients are performing the same activity or different activities. We propose to define Co-Treatment as the provision of therapy services by more than one licensed or certified therapist (or licensed therapy assistant, under the appropriate direction of a licensed therapist) from different therapy disciplines to one patient at the same time. For example, Co-Treatment could involve one physical therapist and one occupational therapist working with one patient at the same time to achieve the patient's goals. Because Co-Treatment is appropriate for specific clinical circumstances and is not suitable for all patients, its use should be limited.</P>
                    <P>
                        We propose to collect this information in a new Therapy Information Section on the IRF-PAI, which would be effective for IRF discharges beginning on or after October 1, 2015. The proposed new Therapy Information Section would be completed as part of the patient's discharge assessment. In this new proposed section, the IRF would record how many minutes of Individual, Group, and Co-Treatment therapies the patient received, according to each therapy discipline (that is, physical therapy, occupational therapy, and speech-language pathology), during the first week (7 calendar day period) of the IRF stay; how many minutes of Individual, Group, and Co-Treatment therapies the patient received, according to each therapy discipline, during the second week (7 calendar day period) of the IRF stay; and the average number of minutes of Individual, Group, and Co-Treatment therapies the patient received, according to each therapy discipline, during all subsequent weeks (7 calendar day periods) of the IRF stay, beginning with the third week. For Co-Treatment, each therapist would record the amount of time spent with the patient. That is, if a physical therapist and an occupational therapist both worked with the patient from 9:00 a.m. to 9:30 a.m., then each therapist would record 30 minutes with the patient in the Co-Treatment section of the IRF-PAI. The draft of the proposed IRF-PAI for FY 2016 that would include this new proposed Therapy Information Section is available for download from the IRF PPS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Medicare-Fee-for-Service-Payment/InpatientRehabFacPPS/IRFPAI.html</E>
                         in conjunction with the publication of this proposed rule. We propose to use these data for the following purposes:
                    </P>
                    <P>• To analyze the types of therapy services Medicare is currently paying for under the IRF prospective payment system; and</P>
                    <P>• To monitor the amount of therapy given and the use of different therapy modes in IRFs to support future rulemaking in this area.</P>
                    <P>For example, we are considering using these data to propose limits on the amount of Group Therapy that may be provided in IRFs through future rulemaking. One such limit that we are currently considering is that an IRF patient may receive no more than 25 percent of his or her total therapy treatment time in Group Therapy, similar to the limit that currently exists in the skilled nursing facility (SNF) setting, as discussed in the SNF PPS and Consolidated Billing final rule (64 FR 41644, 41662). We specifically solicit public comment on all of these proposals, including whether 25 percent is the most appropriate limit to establish for the IRF setting.</P>
                    <HD SOURCE="HD1">IX. Proposed Revision to the IRF-PAI To Add Data Item for Arthritis Conditions</HD>
                    <P>In the FY 2014 IRF PPS final rule (78 FR 47860, 47881 through 47895), we revised the list of ICD-9-CM diagnosis codes that are used to determine presumptive compliance, effective for compliance review periods beginning on or after October 1, 2014. As part of these revisions, we removed all of the ICD-9-CM codes for arthritis conditions because we found that such codes did not provide any information as to whether the patients met the severity and prior treatment requirement portions of the criteria for the medical conditions that may be counted toward an IRF's compliance percentage under the presumptive compliance method. As we said in the FY 2014 IRF PPS final rule, we did not adopt any and all arthritis conditions in the May 7, 2004, final rule (69 FR 25752). Rather, we only provided for those patients with certain kinds of arthritic conditions that met defined severity and prior treatment requirements. We anticipated that less severe arthritic conditions could be satisfactorily managed outside of IRFs since these cases would not require the intensive therapy provided in the inpatient rehabilitation setting.</P>
                    <P>We received a number of comments on the removal of the ICD-9-CM codes for arthritis, with the majority of commenters suggesting that these changes would increase the use of the medical review method, which is more burdensome for both CMS and for IRFs. Several commenters suggested that IRFs should not be required to undergo a “full medical review” if they fail to meet the required compliance percentage using the presumptive compliance method. Instead, they suggested use of a “limited medical review” in which only arthritis and systemic vasculidities cases would be reviewed. We said in the FY 2014 IRF PPS final rule that we would use the time afforded by the 1-year delayed implementation to consider the feasibility of minimizing any burdens created by the operational aspects of this policy.</P>
                    <P>
                        In keeping with what we stated in the FY 2014 IRF PPS final rule, we propose to add an item to the IRF-PAI form for an IRF to record the specific arthritis diagnosis code(s) for each patient that meets the severity and prior treatment requirements outlined in the regulation. By coding arthritis diagnosis codes in this section, the IRF would be indicating that the patient's arthritis conditions have met all of the severity and prior treatment requirements (as outlined in regulation at § 412.29(b)(2)(x) through § 412.29(b)(2)(xii)) to be counted toward an IRF's compliance percentage under the presumptive compliance method. This new proposed item would be added to the IRF-PAI form for IRF discharges occurring on or after October 1, 2015. The purpose of this new proposed item is to provide us with the additional severity and prior treatment information necessary for us to identify the arthritis diagnoses that are appropriate to count toward an IRF's 
                        <PRTPAGE P="26331"/>
                        compliance percentage under the presumptive compliance method, thus reducing the medical review burden. If an IRF's presumptive compliance percentage is below the compliance threshold (currently, 60 percent), but inclusion of the arthritis codes reported in this new proposed data item would result in the IRF's presumptive compliance percentage meeting or exceeding the compliance threshold, then we propose to perform a “limited” medical review on a statistically valid random sample of the cases documented under this new item to ensure that the severity and prior treatment requirements were actually met. The number of cases from the statistically valid random sample that are found to meet the severity and prior treatment requirements will be extrapolated to the total number of cases documented under this new item (that is, if 70 percent of the cases in the statistically valid random sample are found to meet the severity and prior treatment requirements, then we will presume that 70 percent of all of the cases documented in the new item met the severity and prior treatment requirements). If the IRF's presumptive compliance percentage meets or exceeds the compliance threshold (currently, 60 percent) with the addition of the compliant cases documented under the new item, then the IRF will be presumed to meet the 60 percent rule requirements and will not be subject to additional medical review for that compliance review period. However, if the number of compliant cases documented under the new item does not result in the IRF's presumptive compliance percentage meeting or exceeding the compliance threshold (currently 60 percent), then the normal medical review procedures for IRFs not meeting the compliance threshold (currently 60 percent) under the presumptive compliance method will apply. A draft of the proposed IRF-PAI for FY 2016, with the proposed new item, is available for download on the IRF PPS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Medicare-Fee-for-Service-Payment/InpatientRehabFacPPS/IRFPAI.html</E>
                         in conjunction with the release of this proposed rule.
                    </P>
                    <P>We believe that the proposed new item, supported by the reduced medical review burden, minimizes the increase in burden from this policy while still allowing us to ensure that the arthritis diagnosis codes that are included in the calculation of an IRF's compliance percentage under the presumptive compliance method actually meet the severity and prior treatment regulatory requirements.</P>
                    <HD SOURCE="HD1">X. International Classification of Diseases, 10th Revision, Clinical Modification (ICD-10-CM), Conversion</HD>
                    <HD SOURCE="HD2">A. Background on the Use of Diagnosis Information in the IRF PPS</HD>
                    <P>As described in section I.C. of this proposed rule, IRFs are required to complete the appropriate sections of a patient assessment instrument (PAI), designated as the Inpatient Rehabilitation Facility-Patient Assessment Instrument (IRF-PAI), upon the admission and discharge of a Medicare Part A Fee-for-Service patient. In addition, beginning with IRF discharges occurring on or after October 1, 2009, the IRF is also required to complete the appropriate sections of the IRF-PAI upon the admission and discharge of each Medicare Part C (Medicare Advantage) patient, as described in the FY 2010 IRF PPS final rule (74 FR 39762, 39798 through 39800). Several sections of the IRF-PAI (currently, items #22, 24, 46, and 47) require IRFs to report diagnosis information for patients. Until ICD-10-CM becomes the required medical data code set for use on Medicare claims and IRF-PAI submissions, we will continue to use the ICD-9-CM medical data code set. Medicare uses the diagnosis information recorded on the IRF-PAI for the following purposes:</P>
                    <P>1. To case-mix adjust the IRF PPS payment for a patient by assigning the patient to an appropriate payment tier based on the patient's comorbidities.</P>
                    <P>2. To determine, using the presumptive compliance method, whether an IRF presumptively meets the 60 percent rule requirements in § 412.29(b).</P>
                    <P>As described in more detail in the FY 2002 IRF PPS final rule (66 FR 41316), we developed a list of diagnosis codes (previously, ICD-9-CM codes) that, if coded as a comorbidity in item #22 on a patient's IRF-PAI, result in that patient being assigned to one of three higher-paying payment tiers under the IRF PPS. In the FY 2006 IRF PPS final rule (70 FR 57166), we updated and revised the list of diagnosis codes (at that time, ICD-9-CM codes). We refer to the current list of diagnosis codes that, if present on a patient's IRF-PAI, result in the patient being assigned to a higher-paying tier as the “List of Comorbidities” in this proposed rule.</P>
                    <P>In addition to determining the appropriate tier assignment for case-mix adjusting IRF PPS payments, the diagnosis coding on the IRF-PAI is also used within the presumptive compliance method that typically serves as the first step in determining an IRF's compliance with the 60 percent rule. As discussed in more detail in section VII. of this proposed rule, the presumptive compliance method is one of two ways that Medicare's contractors may evaluate an IRF's compliance with the 60 percent rule (the other method is called the medical review method). The diagnosis coding on the IRF-PAI assessments from an IRF's most recently completed 12-month compliance review period are examined (with the use of a computer program) to determine whether they contain any of the diagnosis codes that are listed in the “ICD-9-CM Codes That Meet Presumptive Compliance Criteria” (which is also known as the presumptive methodology list).</P>
                    <P>Additionally, the computer program examines the impairment group codes, which are not ICD-9-CM or ICD-10-CM codes, but are instead part of a separate unique set of codes specifically developed for the IRF PPS for assigning the primary reason for admission to an IRF. The computer program compares the impairment group codes listed in item #21 to the list of “Impairment Group Codes That Meet Presumptive Compliance Criteria” to determine whether the patient's impairment group code presumptively meets the 60 percent rule requirements. In certain cases, the list of “Impairment Group Codes That Meet Presumptive Compliance Criteria” contain Etiologic Diagnosis exclusions. For example, impairment group code 0005.4, which represents a unilateral lower limb amputation below the knee is included on the list of “Impairment Group Codes that Meet Presumptive Compliance Criteria,” unless the associated Etiologic Diagnosis recorded on the patient's IRF-PAI in item #22 is 895.0 (under ICD-9-CM), which indicates a traumatic amputation of the toe or toes. Therefore, the list of “Impairment Group Codes That Meet Presumptive Compliance Criteria” contains diagnosis code information (currently ICD-9-CM codes) in addition to impairment group codes.</P>
                    <P>
                        As these lists all contain diagnosis code information (currently in the form of ICD-9-CM diagnosis codes) that is used to case-mix adjust payments, to determine an IRF's presumptive compliance with the 60 percent rule, and to assist IRFs in accurately completing the impairment group code information on the IRF-PAI, the lists must all be converted to ICD-10-CM for the IRF PPS to assign payments and classify IRF facilities appropriately when ICD-10-CM becomes the required 
                        <PRTPAGE P="26332"/>
                        medical data code set for use on Medicare claims and IRF-PAI submissions.
                    </P>
                    <HD SOURCE="HD2">B. Conversion of Diagnosis Information From ICD-9-CM to ICD-10-CM for the IRF PPS</HD>
                    <P>In the September 5, 2012, final rule, “Administrative Simplification: Adoption of a Standard for a Unique Health Plan Identifier; Addition to the National Provider Identifier Requirements; and a Change to the Compliance Date for the International Classification of Diseases, 10th Edition (ICD-10-CM and ICD-10-PCS) Medical Data Code Sets” (77 FR 54664), The Department of Health and Human Services announced a delay in the implementation of the ICD-10-CM and ICD-10-PCS code sets from October 1, 2013 to October 1, 2014. The transition to the ICD-10 code sets is required for entities covered by the Health Insurance Portability and Accountability Act of 1996 (HIPAA). On April 1, 2014, the Protecting Access to Medicare Act of 2014 (PAMA) (Pub. L. 113-93) was enacted. Section 212 of PAMA, titled “Delay in Transition from ICD-9 to ICD-10 Code Sets,” provides that “[t]he Secretary of Health and Human Services may not, prior to October 1, 2015, adopt ICD-10 code sets as the standard for code sets under section 1173(c) of the Social Security Act (42 U.S.C. 1320d-2(c)) and section 162.1002 of title 45, Code of Federal Regulations.” As of now, the Secretary has not implemented this provision under HIPAA.</P>
                    <P>We are addressing the conversion of ICD-9-CM to ICD-10-CM codes for the IRF PPS in this proposed rule, but in light of PAMA, the effective date of those changes would be the date when ICD-10-CM becomes the required medical data code set for use on Medicare claims and IRF-PAI submissions. Until that time, we would continue to require use of the ICD-9-CM codes for the IRF PPS.</P>
                    <P>CMS, along with our support contractor 3M, has spent several years implementing a process for the transition from the use of ICD-9-CM diagnosis codes to ICD-10-CM codes within both the IRF PPS Grouper and the software for evaluating IRFs' compliance with the 60 percent rule. As this will be the first time that ICD-10-CM codes have been used for the IRF PPS, we invite public comment on our translation of the diagnosis code lists into ICD-10-CM.</P>
                    <P>
                        To ensure a smooth transition from the use of ICD-9-CM diagnosis codes to ICD-10-CM codes for the IRF PPS, we propose to use the converted ICD-10-CM lists that are available for download from the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Medicare-Fee-for-Service-Payment/InpatientRehabFacPPS/Data-Files.html</E>
                         when ICD-10-CM becomes the required medical data code set for use on Medicare claims and IRF-PAI submissions. To convert these lists from ICD-9-CM to ICD-10-CM, we used the General Equivalence Mappings (GEMs) that were developed as a tool to assist in converting ICD-9-CM-based applications to ICD-10-CM. The GEMs tool is a comprehensive translation dictionary that was developed over a 3-year period by CMS and the Centers for Disease Control and Prevention (CDC), with input from both the American Hospital Association and the American Health Information Management Association (AHIMA). They can be used to translate any ICD-9-CM-based data into ICD-10-CM. For more information on GEMs, please refer to the General Equivalence Mappings Frequently Asked Questions Booklet, which is available for download from the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Coding/ICD10/ICD-10-MS-DRG-Conversion-Project.html</E>
                        . Like a translation dictionary, the GEMs tool is based on the complete meaning of a given code, where “meaning” refers to the correspondence between the official documents (tabular and index) that define each code set. The GEMs tool contains a complete and comprehensive bidirectional set of mappings between ICD-9-CM and ICD-10-CM.
                    </P>
                    <P>
                        Our intention in converting the ICD-9-CM diagnosis codes to ICD-10-CM diagnosis codes within the IRF PPS was for the converted codes to reflect the same “meaning” as the original codes. That is, except for the specific changes to the “Impairment Group Codes that Meet Presumptive Compliance Criteria” list and to the “ICD-9-CM Codes that Meet Presumptive Compliance Criteria” list described in section VII of this proposed rule, we did not intend to add conditions to, or delete conditions from, the ICD-9-CM codes used in the IRF PPS. Thus, for all IRF lists containing an ICD-9-CM code, we used the 2014 GEMs, which can be downloaded from the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Coding/ICD10/2014-ICD-10-CM-and-GEMs.html</E>
                         to create a translation list, and then we reviewed and revised that translation list to ensure that all of the codes on the new ICD-10-CM list reflect as closely as possible the same “meaning” as the codes that were present on the old ICD-9-CM list. We invite public comment on our translation of the lists into ICD-10-CM for the IRF PPS.
                    </P>
                    <P>The majority of ICD-9-CM codes have straightforward translation alternative(s) in ICD-10-CM, where the diagnoses classified to a given ICD-9-CM code are replaced by one or more ICD-10-CM codes. Wherever possible, we erred on the side of including a given ICD-10-CM code if we believed that a patient coded with that ICD-10-CM code would have been correctly coded with the associated ICD-9-CM prior to the transition from ICD-9-CM to ICD-10-CM. Our intent is that the meaning of the diagnosis codes is thereby unchanged because all of the patient records that would have been correctly coded using the ICD-9-CM codes are correctly coded using one or more of the specific ICD-10-CM codes. For example, the ICD-9-CM code 582.1, “Human herpesvirus 6 encephalitis,” translates directly to the ICD-10-CM code B1001, “Human herpesvirus 6 encephalitis.”</P>
                    <P>Below, we note two issues within ICD-10-CM coding that differ from ICD-9-CM coding, and therefore, require special attention to ensure correct coding of patient diagnoses under ICD-10-CM.</P>
                    <P>
                        • 
                        <E T="03">Combination Diagnosis Codes in ICD-9-CM and ICD-10-CM</E>
                        —Both ICD-9-CM and ICD-10-CM contain diagnosis codes called combination codes, meaning that one code contains two or more diagnoses. Typically, one diagnosis in the combination code is a chronic disease, such as diabetes, and the other diagnosis is an associated manifestation or complication of the disease, such as diabetic nephropathy.
                    </P>
                    <P>
                        ICD-10-CM contains many new combination codes that are not contained in ICD-9-CM. In terms of a coded record, this means that the same diagnoses coded with one ICD-10-CM combination code may require two or more ICD-9-CM codes to capture a comparable level of detail. In addition, ICD-9-CM contains combination codes with diagnosis terminology that was revised or deleted from ICD-10-CM, with the result that the same diagnoses coded with one ICD-9-CM code may require two or more ICD-10-CM codes to capture a comparable level of detail. For example, ICD-9-CM code 115.11, “Infection by Histoplasma duboisii, meningitis” translates to a pair of ICD-10-CM codes, “B39.5—Histoplasmosis duboisii” 
                        <E T="03">and</E>
                         code “G02—Meningitis in other infectious and parasitic diseases classified elsewhere.” In such instances, the intent of our policy is unchanged because the patient records that would have been correctly coded using the single ICD-9-CM code will now be correctly coded using a combination of ICD-10-CM codes. Furthermore, in 
                        <PRTPAGE P="26333"/>
                        such instances, to maintain the same meaning and reflect the same diagnoses as the ICD-9-CM code, we require the patient's IRF-PAI record to have all of the relevant combination of ICD-10-CM codes present to reflect the condition on the list. If only one of the ICD-10-CM codes that is required to reflect the condition on the list is included on the IRF-PAI, then the record will not accurately reflect the same diagnoses as the ICD-9-CM code. We note that, in some cases, IRFs may need to use a combination of ICD-10-CM codes to represent an Etiologic Diagnosis on the IRF-PAI form. For this reason, we will add additional spaces to the Etiologic Diagnosis field (Item #22) on the IRF-PAI, effective October 1, 2015. The new IRF-PAI form for IRF discharges occurring on or after October 1, 2015, is available for download from the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Medicare-Fee-for-Service-Payment/InpatientRehabFacPPS/IRFPAI.html</E>
                        .
                    </P>
                    <P>
                        • 
                        <E T="03">Seventh Character Extensions in ICD-10-CM</E>
                        —Certain codes in ICD-10-CM require the use of a seventh character in the code, where each seventh character of the code has one of the following meanings:
                    </P>
                    <P>++ The seventh character “A” in the code indicates that the diagnosis is an initial encounter.</P>
                    <P>++ The seventh character “D” in the code indicates that the patient is receiving aftercare for the injury or illness.</P>
                    <P>++ The seventh character “S” in the code indicates that the patient no longer requires care for any aspect of the initial injury or illness itself, but that the patient is receiving care for a late effect of the injury or illness.</P>
                    <P>In the IRF PPS context, these seventh character extensions only apply to ICD-10-CM diagnosis codes related to certain types of injuries. The corresponding ICD-9-CM diagnosis codes that are currently listed on the “List of Comorbidities,” “ICD-9-CM Codes That Meet Presumptive Compliance Criteria,” and “Impairment Group Codes That Meet Presumptive Compliance Criteria” only map to the seventh character extensions of “A” and “S,” but not to the seventh character extension of “D,” using the GEMs tool. Thus, including codes under ICD-10-CM with the seventh character extension of “D” would mean adding conditions to the lists that were not included on the lists under ICD-9-CM. As we indicated previously, we did not intend to add, delete, or alter the conditions included on these lists in transitioning from ICD-9-CM to ICD-10-CM. Thus, we are not including ICD-10-CM codes with the seventh character extension of “D” on the ICD-10-CM versions of the “List of Comorbidities,” “ICD-9-CM Codes That Meet Presumptive Compliance Criteria,” or “Impairment Group Codes That Meet Presumptive Compliance Criteria.” In the IRF context, we define the patient as having a current diagnosis requiring the use of the seventh character extension of “A” if the patient requires current treatment for the injury and if the diagnosis has a direct effect on the patient's rehabilitation therapy program in the IRF.</P>
                    <P>In addition, ICD-10-CM injury codes specify that traumatic fractures are coded using the appropriate seventh character extension for an initial encounter, where each seventh character of the code has one of the following meanings:</P>
                    <P>• The seventh character “A” in the code indicates that the diagnosis is an initial encounter for closed fracture.</P>
                    <P>• The seventh character “B” in the code indicates that the diagnosis is an initial encounter for open fracture.</P>
                    <P>• The seventh character “C” in the code indicates that the diagnosis is an initial encounter for open fracture type IIIA, IIIB, or IIIC.</P>
                    <P>We used the GEMs tool and the guiding rationales described above to translate the following lists of ICD-9-CM diagnosis codes for the IRF PPS into lists of ICD-10-CM diagnosis codes:</P>
                    <P>
                        • 
                        <E T="03">List of Comorbidities</E>
                        —This file contains the list of comorbidities (ICD-9-CM codes) that are used to determine placement in tiers within the IRF Grouper software. Placement in one of the higher-paying tiers, which is triggered by the presence of one of the comorbidities on this list, results in a higher prospective payment amount for the IRF.
                    </P>
                    <P>
                        • 
                        <E T="03">ICD-9-CM Codes that Meet Presumptive Compliance Criteria</E>
                        —This file contains the list of diagnoses (ICD-9-CM codes) that are used for determining presumptive compliance with the IRF 60 percent rule.
                    </P>
                    <P>
                        • 
                        <E T="03">Impairment Group Codes that Meet Presumptive Compliance Criteria</E>
                        —This file contains the list of IGCs that meet presumptive compliance criteria for the 60 percent rule. While the IGC codes themselves are not ICD-9-CM diagnosis codes, the file contains a list of Etiologic Diagnosis codes (ICD-9-CM codes) that are excluded from particular IGCs. That is, a given IGC that would otherwise meet the presumptive compliance criteria will not meet such criteria if the patient has one of the “excluded” Etiologic Diagnoses for that IGC.
                    </P>
                    <P>
                        The converted ICD-10-CM code tables associated with each of these lists are available for download from the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Medicare-Fee-for-Service-Payment/InpatientRehabFacPPS/Data-Files.html</E>
                         in conjunction with this proposed rule. We invite public comment on our proposed translation of the lists into ICD-10-CM, effective when ICD-10-CM becomes the required medical data code set for use on Medicare claims and IRF-PAI submissions.
                    </P>
                    <HD SOURCE="HD1">XI. Proposed Revisions and Updates to the Quality Reporting Program for IRFs</HD>
                    <HD SOURCE="HD2">A. Background and Statutory Authority</HD>
                    <P>Section 3004(b) of the Affordable Care Act added section 1886(j)(7) to the Act, which requires the Secretary to implement a quality reporting program (QRP) for IRFs. This program applies to freestanding IRF hospitals, as well as IRF units that are affiliated with acute care facilities, which includes critical access hospitals (CAHs).</P>
                    <P>Beginning in FY 2014, section 1886(j)(7)(A)(i) of the Act requires the reduction of the applicable IRF PPS annual increase factor, as previously modified under section 1886(j)(3)(D) of the Act, by 2 percentage points for any IRF that fails to submit data to the Secretary in accordance with requirements established by the Secretary for that fiscal year. Section 1886(j)(7)(A)(ii) of the Act notes that this reduction may result in the increase factor being less than 0.0 for a fiscal year, and in payment rates under subsection (j) for a fiscal year being less than such payment rates for the preceding fiscal year. Any reduction based on failure to comply with the reporting requirements is, in accordance with section 1886(j)(7)(B) of the Act, limited to the particular fiscal year involved. The reductions are not to be cumulative and will not be taken into account in computing the payment amount under subsection (j) for a subsequent fiscal year.</P>
                    <P>Section 1886(j)(7)(C) of the Act requires that each IRF submit data to the Secretary for quality measures specified by the Secretary. The required quality measure data must be submitted to the Secretary in a form, manner, and time specified by the Secretary.</P>
                    <P>
                        The Secretary is generally required to specify measures that have been endorsed by the entity with a contract under section 1890(a) of the Act. This contract is currently held by the National Quality Forum (NQF), which is a voluntary consensus standard-setting organization. The NQF was established to standardize health care quality measurement and reporting through its 
                        <PRTPAGE P="26334"/>
                        consensus development process. Additional information regarding NQF and its consensus development process is available at 
                        <E T="03">http://www.qualityforum.org/Measuring_Performance/Measuring_Performance.aspx</E>
                        .
                    </P>
                    <P>We have generally adopted NQF-endorsed measures in our reporting programs. However, section 1886(j)(7)(D)(ii) of the Act provides that “[i]n the case of a specified area or medical topic determined appropriate by the Secretary for which a feasible and practical measure has not been endorsed by the entity with a contract under section 1890(a) [of the Act], the Secretary may specify a measure that is not so endorsed as long as due consideration is given to measures that have been endorsed or adopted by a consensus organization identified by the Secretary.”</P>
                    <P>Section 1886(j)(7)(E) of the Act requires the Secretary to establish procedures for making data submitted under the IRF QRP available to the public. The Secretary must ensure that each IRF is given the opportunity to review the data that is to be made public prior to the publication or posting of this data.</P>
                    <P>We seek to promote higher quality and more efficient health care for all patients who receive care in acute and post-acute care settings. Our efforts are, in part, effectuated by quality reporting programs coupled with the public reporting of data collected under those programs. The initial framework of the IRF QRP was established in the FY 2012 IRF PPS final rule (76 FR 47873).</P>
                    <HD SOURCE="HD2">B. Quality Measures Previously Finalized for and Currently Used in the IRF Quality Reporting Program</HD>
                    <HD SOURCE="HD3">1. Measures Finalized in the FY 2012 IRF PPS Final Rule</HD>
                    <P>In the FY 2012 IRF PPS final rule (76 FR 47874 through 47878), we adopted applications of 2 quality measures for use in the first data reporting cycle of the IRF QRP: (1) An application of Catheter-Associated Urinary Tract Infection (CAUTI) for Intensive Care Unit Patients (NQF#0138); and (2) an application of Percent of Residents with Pressure Ulcers That Are New or Worsened (Short-Stay) (NQF #0678). We adopted applications of these 2 measures because neither of them, at the time, was endorsed by the NQF for the IRF setting. We also discussed our plans to propose a 30-Day All-Cause Risk-Standardized Post-IRF Discharge Hospital Readmission Measure.</P>
                    <HD SOURCE="HD3">2. Measures Finalized in the CY 2013 OPPS/ASC Final Rule</HD>
                    <P>In the CY 2013 OPPS/ASC final rule (77 FR 68500 through 68507), we adopted:</P>
                    <P>• Updates to the CAUTI measure to reflect the NQF's expansion of this quality measure to the IRF setting, replacing our previous adoption of an application of the quality measure for the IRF QRP;</P>
                    <P>• A policy that would allow any quality measure adopted for use in the IRF QRP to remain in effect until the measure was actively removed, suspended, or replaced (and specifically applied this policy to the CAUTI and Pressure Ulcer measures that had already been adopted for use in the IRF QRP); and</P>
                    <P>• A subregulatory process to incorporate NQF updates to IRF quality measure specifications that do not substantively change the nature of the measure.</P>
                    <P>At the time of the CY 2013 OPPS/ASC final rule, the NQF had endorsed the Pressure Ulcer measure for the IRF setting, and retitled it to cover both residents and patients within Long-Term Care Hospitals (LTCH) and IRF settings, in addition to the Nursing Home/Skilled Nursing Facility setting. Although the quality measure had been expanded to the IRF setting, we concluded that it was not possible to adopt the NQF-endorsed measure Percent of Residents or Patients with Pressure Ulcers That Are New or Worsened (Short-Stay) (NQF #0678) because it is a risk-adjusted measure, and the “Quality Indicator” section of the IRF-PAI did not contain the data elements that would be needed to calculate a risk-adjusted quality measure. As a result, we decided to: (1) adopt an application of the Pressure Ulcer measure that was a non-risk-adjusted Pressure Ulcer measure (numerator and denominator data only); (2) collect the data required for the numerator and the denominator using the current version of the IRF-PAI; (3) delay public reporting of Pressure Ulcer measure results until we could amend the IRF-PAI to add the data elements necessary for risk-adjusting the Pressure Ulcer measure, and then (4) adopt the NQF-endorsed version of the measure covering the IRF setting through rulemaking (77 FR 68507).</P>
                    <HD SOURCE="HD3">a. National Healthcare Safety Network (NHSN) Catheter Associated Urinary Tract Infection (CAUTI) Outcome Measure (NQF #0138)</HD>
                    <P>In the CY 2013 OPPS/ASC final rule, we adopted the current version of NHSN CAUTI Outcome Measure (NQF #0138) (replacing an application of this measure that we initially adopted in the FY 2012 IRF PPS (76 FR 47874 through 47886)). The NQF-endorsed measure applies to the FY 2015 adjustments to the IRF PPS annual increase factor and all subsequent annual increase factors (77 FR 68504 through 68505).</P>
                    <P>
                        Since the publication of the CY 2013 OPPS/ASC final rule, the NHSN CAUTI quality measure has not changed, and it remains an active part of the IRF QRP. Additional information about this measure can be found at 
                        <E T="03">http://www.qualityforum.org/QPS/0138</E>
                        . Our procedures for data submission for this measure have also remained the same. IRFs should continue to submit their CAUTI measure data to the Centers for Disease Control and Prevention (CDC) NHSN. Details regarding submission of IRF CAUTI data to the NHSN can be found at the NHSN Web site at 
                        <E T="03">http://www.cdc.gov/nhsn/inpatient-rehab/index.html</E>
                        .
                    </P>
                    <HD SOURCE="HD3">b. Application of Percent of Residents or Patients With Pressure Ulcers That Are New or Worsened (Short-Stay) (NQF #0678)</HD>
                    <P>In the CY 2013 OPPS/ASC final rule (77 FR 68500 through 68507), we adopted a non-risk-adjusted application of this measure using the 2012 version of the IRF-PAI.</P>
                    <HD SOURCE="HD3">3. Measures Finalized in the FY 2014 IRF/PPS Final Rule</HD>
                    <P>For the FY 2016 adjustments to the IRF PPS annual increase factor, in addition to retaining the previously discussed CAUTI and Pressure Ulcer measures, we finalized the adoption of one new measure: Influenza Vaccination Coverage among Healthcare Personnel (NQF #0431) (78 FR 47902 through 47921). In addition, for the FY 2017 adjustments to the IRF PPS annual increase factor, we adopted three quality measures: (1) All-Cause Unplanned Readmission Measure for 30 Days Post-Discharge from Inpatient Rehabilitation Facilities; (2) Percent of Residents or Patients Who Were Assessed and Appropriately Given the Seasonal Influenza Vaccine (Short-Stay) (NQF #0680); and (3) the NQF-endorsed version of Percent of Residents or Patients with Pressure Ulcers That are New or Worsened (Short-Stay) (NQF #0678).</P>
                    <HD SOURCE="HD3">a. Influenza Vaccination Coverage Among Healthcare Personnel (NQF #0431)</HD>
                    <P>
                        In the FY 2014 IRF PPS final rule (78 FR 47905 through 47906), we adopted the CDC developed Influenza 
                        <PRTPAGE P="26335"/>
                        Vaccination Coverage among Healthcare Personnel (NQF #0431) quality measure that is currently collected by the CDC via the NHSN. This measure reports on the percentage of IRF health care personnel (HCP) who receive the influenza vaccination.
                    </P>
                    <P>
                        In the FY 2014 IRF PPS final rule, we finalized that the Influenza Vaccination Coverage among Healthcare Personnel (NQF #0431) measure have its own reporting period to align with the influenza vaccination season, which is defined by the CDC as October 1 (or when the vaccine becomes available) through March 31. We further finalized that IRFs will submit their data for this measure to the NHSN (
                        <E T="03">http://www.cdc.gov/nhsn/</E>
                        ). The National Healthcare Safety Network (NHSN) is a secure Internet-based healthcare-associated infection tracking system maintained by the CDC and can be utilized by all types of health care facilities in the United States, including IRFs. The NHSN collects data via a web-based tool hosted by the CDC. Information on the NHSN system, including protocols, report forms, and guidance documents, can be found at 
                        <E T="03">http://www.cdc.gov/nhsn/</E>
                        . NHSN will submit the HCP influenza vaccination adherence percentage data to CMS on behalf of the facility. We also finalized that for the FY 2016 adjustments to the IRF PPS annual increase factor, data collection will cover the period from October 1, 2014 (or when the vaccine becomes available) through March 31, 2015.
                    </P>
                    <P>
                        Details related to the use of the NHSN for data submission and information on definitions, numerator data, denominator data, data analyses, and measure specifications for the Influenza Vaccination Coverage among Healthcare Personnel (NQF #0431) measure can be found at 
                        <E T="03">http://www.cdc.gov/nhsn/inpatient-rehab/hcp-vacc/index.html</E>
                        . Because IRFs are already using the NHSN for the submission of CAUTI measure data, the additional administrative burden related to data collection and submission for this measure under the IRF QRP should be minimal.
                    </P>
                    <P>While IRFs can enter information in NHSN at any point during the influenza vaccination season for the Influenza Vaccination Coverage among Healthcare Personnel (NQF #0431) measure, data submission is only required once per influenza vaccination season, unlike the CAUTI measure, which is the other quality measure finalized for the IRF QRP that utilizes the CDC NHSN. We finalized that the final deadline for data submission associated with this quality measure will be May 15th of each year.</P>
                    <P>
                        Also, the data collection period for this quality measure is not 12 months, as with other measures, but is approximately 6 months (that is, October 1, or when the vaccine becomes available, through March 31 of the following year). This data collection period is applicable only to Influenza Vaccination Coverage among Healthcare Personnel (NQF #0431), and is not applicable to any other IRF QRP measures, proposed or adopted, unless explicitly stated. The measure specifications for this measure can be found at 
                        <E T="03">http://www.cdc.gov/nhsn/inpatient-rehab/hcp-vacc/index.html</E>
                        <E T="03"/>
                         and at 
                        <E T="03">http://www.qualityforum.org/QPS/0431</E>
                        .
                    </P>
                    <HD SOURCE="HD3">b. All-Cause Unplanned Readmission Measure for 30 Days Post-Discharge From Inpatient Rehabilitation Facilities (NQF #2502, Review Pending)</HD>
                    <P>
                        In the FY 2014 IRF PPS final rule (78 FR 47906 through 47910), we adopted an All-Cause Unplanned Readmission Measure for 30 Days Post-Discharge from Inpatient Rehabilitation Facilities. This quality measure estimates the risk-standardized rate of unplanned, all-cause hospital readmissions for cases discharged from an IRF who were readmitted to a short-stay acute care hospital or LTCH, within 30 days of an IRF discharge. We noted that this is a claims-based measure that will not require reporting of new data by IRFs and thus will not be used to determine IRF reporting compliance for the IRF QRP. Please note that this measure is not NQF-endorsed, but it was submitted by CMS to the NQF for review on February 5, 2014 (
                        <E T="03">http://www.qualityforum.org/All-Cause_Admissions_and_Readmissions_Measures.aspx</E>
                        ).
                    </P>
                    <HD SOURCE="HD3">c. Percent of Residents or Patients Who Were Assessed and Appropriately Given the Seasonal Influenza Vaccine (Short-Stay) (NQF #0680)</HD>
                    <P>
                        In the FY 2014 IRF PPS final rule (78 FR 47906 through 47911), we adopted the 
                        <E T="03">Percent of Residents or Patients Who Were Assessed and Appropriately Given the Seasonal Influenza Vaccine (Short-Stay) (NQF #0680)</E>
                         measure for the IRF QRP, and we will collect the data for this measure through the addition of data items to the “Quality Indicator” section of the IRF-PAI.
                    </P>
                    <P>
                        We also added the data elements needed for this measure, as an influenza data item set, to the “Quality Indicator” section of the IRF-PAI, and data for this measure will be collected using this revised version of the IRF-PAI. The revised IRF-PAI will become effective on October 1, 2014. These data elements are harmonized with data elements (O0250: Influenza Vaccination Status) from the Minimum Data Set (MDS) 3.0 and the LTCH CARE Data Set Version 2.01, and the specifications and data elements for this measure are available at 
                        <E T="03">http://www.cms.gov/Medicare/Medicare-Fee-for-Service-Payment/InpatientRehabFacPPS/IRFPAI.html.</E>
                    </P>
                    <P>For purposes of this quality measure, the influenza vaccination season takes place from October 1 (or when the vaccine becomes available) through March 31 each year. The measure calculation and public reporting of this measure (once public reporting is implemented) will also be based on the influenza vaccination season, starting on October 1 (or when the vaccine becomes available) and ending on March 31 of the subsequent year.</P>
                    <P>
                        The IRF-PAI Training Manual indicates how providers should complete these items during the time period outside of the vaccination season (that is, prior to October 1, or when the vaccine becomes available, and after March 31 of the following year). The measure specifications for this measure, Percent of Residents or Patients Who Were Assessed and Appropriately Given the Seasonal Influenza Vaccine (Short-Stay) (NQF #0680), can be found on the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Quality-Initiatives-Patient-Assessment-Instruments/NursingHomeQualityInits/NHQIQualityMeasures.html</E>
                        . Additional information on this measure can also be found at 
                        <E T="03">http://www.qualityforum.org/QPS/0680</E>
                        .
                    </P>
                    <HD SOURCE="HD3">d. Percent of Residents or Patients With Pressure Ulcers That Are New or Worsened (Short-Stay) (NQF #0678)—Adoption of the NQF-Endorsed Version of This Measure</HD>
                    <P>In the FY 2014 IRF PPS final rule (78 FR 47911 through 47912), we adopted the NQF-endorsed version of the Percent of Residents or Patients with Pressure Ulcers That Are New or Worsened (Short-Stay) (NQF #0678), with data collection beginning October 1, 2014, using the revised version of the IRF-PAI, for quality reporting affecting the FY 2017 adjustments to the IRF PPS annual increase factor and subsequent year annual increase factors. We noted in the rule that, until September 30, 2014, IRFs should continue to submit pressure ulcer data using the version of the IRF-PAI released on October 1, 2012, for the purposes of data submission requirements for the FY 2015 and FY 2016 adjustments to the annual IRF PPS increase factor.</P>
                    <P>
                        In the FY 2014 IRF PPS final rule (78 FR 47912 through 47916), we also 
                        <PRTPAGE P="26336"/>
                        adopted a revised version of the IRF-PAI starting October 1, 2014, for the FY 2017 adjustments to the IRF PPS annual increase factor and subsequent year annual increase factors.
                    </P>
                    <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="xs60,r200">
                        <TTITLE>Table 8—Quality Measures Finalized in the FY 2014 IRF PPS Final Rule Affecting the FY 2016 and 2017 Adjustments to the IRF Annual Increase Factors and Subsequent Year Increase Factors</TTITLE>
                        <BOXHD>
                            <CHED H="1">NQF measure ID</CHED>
                            <CHED H="1">Measure title</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">NQF #0431</ENT>
                            <ENT>
                                Influenza Vaccination Coverage among Healthcare Personnel
                                <SU>+</SU>
                                .
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">NQF #0680</ENT>
                            <ENT>Percent of Residents or Patients Who Were Assessed and Appropriately Given the Seasonal Influenza Vaccine (Short-Stay).</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">NQF #0678</ENT>
                            <ENT>Percent of Residents or Patients with Pressure Ulcers That Are New or Worsened (Short-Stay)*—Adoption of the NQF-Endorsed Version of this Measure.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">NQF #2502**</ENT>
                            <ENT>All-Cause Unplanned Readmission Measure for 30 Days Post-Discharge from Inpatient Rehabilitation Facilities.</ENT>
                        </ROW>
                        <TNOTE>
                            <SU>+</SU>
                             Using the CDC NHSN
                        </TNOTE>
                        <TNOTE>* Using October 1, 2014, release of the IRF-PAI</TNOTE>
                        <TNOTE>** Not NQF-endorsed, CMS submitted for NQF review on February 5, 2014.</TNOTE>
                    </GPOTABLE>
                    <HD SOURCE="HD2">C. Proposed New IRF QRP Quality Measures Affecting the FY 2017 Adjustments to the IRF PPS Annual Increase Factor and Beyond General Considerations Used for Selection of Quality Measures for the IRF QRP</HD>
                    <P>
                        In the FY 2014 IRF PPS final rule (78 FR 47094) we noted that the successful development of an IRF quality reporting program that promotes the delivery of high-quality health care services in IRFs is our paramount concern. We discussed several of the factors we had taken into account in selecting measures to propose and finalize. We do wish to note here that, in our measure selection activities for the IRF QRP, we must take into consideration input we receive from a multi-stakeholder group, the Measure Applications Partnership (MAP), which is convened by the NQF as part of a pre-rulemaking process that we have established and are required to follow under section 1890A of the Act. The MAP is a public-private partnership comprised of multi-stakeholder groups convened by the NQF for the primary purpose of providing input to CMS on the selection of certain categories of quality and efficiency measures, as required by section 1890A(a)(3) of the Act. By February 1 of each year, the NQF must provide MAP input to CMS. We have taken the MAP's input into consideration in selecting measures for this rule. Input from the MAP is located at 
                        <E T="03">https://www.qualityforum.org/Publications/2014/01/MAP_Pre-Rulemaking_Report__2014_Recommendations_on_Measures_for_More_than_20_Federal_Programs.aspx</E>
                        . We also take into account national priorities, such as those established by the National Priorities Partnership (NPP) at 
                        <E T="03">http://www.qualityforum.org/Setting_Priorities/NPP/National_Priorities_Partnership.aspx</E>
                        , the HHS Strategic Plan at 
                        <E T="03">http://www.hhs.gov/secretary/about/priorities/priorities.html</E>
                        , the National Strategy for Quality Improvement in Health Care at 
                        <E T="03">http://www.ahrq.gov/workingforquality/nqs/nqs2012annlrpt.pdf</E>
                        , and the CMS Quality Strategy at 
                        <E T="03">http://www.cms.gov/Medicare/Quality-Initiatives-Patient-Assessment-Instruments/QualityInitiativesGenInfo/CMS-Quality-Strategy.html</E>
                        .
                    </P>
                    <P>To the extent practicable, we have sought to adopt measures that have been endorsed by a national consensus organization, recommended by multi-stakeholder organizations, and developed with the input of providers, purchasers/payers, and other stakeholders.</P>
                    <P>
                        For the FY 2017 adjustments to the IRF PPS annual increase factor, in addition to retaining the previously discussed CAUTI, Pressure Ulcer, Patient Influenza (NQF #0680), Healthcare Personnel Influenza (NQF #0431), and Hospital Readmission (NQF #2502) quality measures, we propose to adopt two new quality measures: (1) National Healthcare Safety Network (NHSN) Facility-Wide Inpatient Hospital-Onset Methicillin-Resistant 
                        <E T="03">Staphylococcus aureus</E>
                         (MRSA) Bacteremia Outcome Measure (NQF #1716), and (2) National Healthcare Safety Network (NHSN) Facility-Wide Inpatient Hospital-Onset 
                        <E T="03">Clostridium difficile</E>
                         Infection (CDI) Outcome Measure (NQF #1717). These quality measures are discussed in more detail below.
                    </P>
                    <HD SOURCE="HD3">
                        1. Proposed Quality Measure #1: National Healthcare Safety Network (NHSN) Facility-Wide Inpatient Hospital-Onset Methicillin-Resistant 
                        <E T="03">Staphylococcus aureus</E>
                         (MRSA) Bacteremia Outcome Measure (NQF #1716)
                    </HD>
                    <P>
                        NHSN Facility-Wide Inpatient Hospital-Onset MRSA Bacteremia Outcome Measure (NQF #1716) is a measure of hospital-onset unique blood source MRSA laboratory-identified events among all inpatients in the facility. This measure was adopted by the Hospital Inpatient Quality Reporting (IQR) Program in the FY 2012 IPPS/LTCH PPS final rule (76 FR 51630, 51645) for the FY 2015 payment determination, with data collection beginning on January 1, 2013. It was also adopted by the LTCH Quality Reporting Program in the FY 2014 IPPS/LTCH PPS final rule (78 FR 50712 through 50717) for the FY 2017 payment determination, with data collection beginning on January 1, 2015. This measure was developed by the CDC and is NQF-endorsed. We included the proposed MRSA measure in the December 1, 2013, Measures under Consideration (MUC) list. The MAP conditionally supported the direction of this quality measure, noting that the measure is not ready for implementation and suggesting that we harmonize this measure with other infection measures. We respectfully disagree with the position of the MAP, as the MRSA measure is fully endorsed by the NQF for various settings, including the IRF setting, which speaks to its suitability for use in that setting. Methicillin-resistant 
                        <E T="03">Staphylococcus aureus (S. aureus)</E>
                         infections are caused by a strain of 
                        <E T="03">S. aureus</E>
                         bacteria that has become resistant to antibiotics commonly used to treat 
                        <E T="03">S. aureus</E>
                         infections. Between 2003 and 2004, an estimated 4.1 million persons in the United States had nasal colonization with MRSA.
                        <SU>1</SU>
                        <FTREF/>
                         In addition, in 2005 there were an estimated 94,000 invasive MRSA infections in the United States, which were associated with an estimated 18,000 deaths.
                        <SU>2</SU>
                        <FTREF/>
                         Healthcare-
                        <PRTPAGE P="26337"/>
                        associated MRSA infections occur frequently in patients whose treatment involves the use of invasive devices, such as catheters or ventilators.
                    </P>
                    <FTNT>
                        <P>
                            <SU>1</SU>
                             Gorwitz RJ, Kruszon-Moran D, McAllister SK, et al. Changes in the prevalence of nasal colonization with Staphylococcus aureus in the United States, 2001-2004. J Infect Dis 2008; 197: 1226-34.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>2</SU>
                             Department of Health and Human Services. National Action Plan to Prevent Healthcare-Associated Infections: Roadmap to Elimination. 
                            <PRTPAGE/>
                            Available at 
                            <E T="03">http://www.hhs.gov/ash/initiatives/hai/infection.html</E>
                            .
                        </P>
                    </FTNT>
                    <P>
                        Currently, there are 22 States that have implemented a MRSA Prevention Collaborative, and at least 15 states that have reporting mandates for MRSA bacteremia in NHSN.
                        <SU>3</SU>
                        <FTREF/>
                         For Medicare populations, MRSA infection is associated with increased cost, hospital length of stay, morbidity, and mortality. MRSA infections can be a consequence of poor quality of care.
                        <E T="51">4 5</E>
                        <FTREF/>
                         Older adults and patients in health care settings are most vulnerable to MRSA infections, as these patients may have weakened immune systems. A recent study reported that 9.2 percent of patients without a history of MRSA tested positive for MRSA at the time of the IRF admission.
                        <SU>6</SU>
                        <FTREF/>
                         We also recently analyzed IRF claims submitted to Medicare during CY 2009. According to our analysis, IRFs reported a total of 3,464 cases of MRSA in 2009, including cases either present on admission or acquired during the IRF stay (“present on admission” indicators for ICD-9 codes are not available on the IRF claims) 
                        <SU>7</SU>
                        <FTREF/>
                        . We believe it is important to collect data on MRSA infections acquired during the IRF stay, because MRSA infection is associated with increased cost, hospital length of stay, morbidity, and mortality.
                    </P>
                    <FTNT>
                        <P>
                            <SU>3</SU>
                             Centers for Disease Control and Prevention. State Has Implemented a MRSA Prevention Collaborative. Available at 
                            <E T="03">http://www.cdc.gov/hai/stateplans/states-w-MRSA-collaborative.html</E>
                            <E T="03">.</E>
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>4</SU>
                             Centers for Disease Control and Prevention. People at Risk of Acquiring MRSA Infections. Available at 
                            <E T="03">http://www.cdc.gov/mrsa/index.html</E>
                            .
                        </P>
                        <P>
                            <SU>5</SU>
                             Centers for Disease Control and Prevention. Management of Multidrug-Resistant Organisms in Healthcare Settings, 2006. Available at 
                            <E T="03">http://www.cdc.gov/hicpac/pdf/guidelines/MDROGuideline2006.pdf</E>
                            .
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>6</SU>
                             Rabinowitz RP, Kufera JA, Makely MJ. A Hidden Reservoir of Methicillin-resistant Staphylococcus aureus and Vancomyvin-resistant Enterococcus in Patients Newly Admitted to an Acute Rehabilitation Hospital. Physical Medicine &amp; Rehabilitation 2012 (4):18-22.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>7</SU>
                             Bernard SL, Dalton K, Lenfestey N F, Jarrett NM, Nguyen KH, Sorensen AV, Thaker S, West ND. Study to support a CMS Report to Congress: Assess feasibility of extending the hospital-acquired conditions—present on admission IPPS payment policy to non-IPPS payment environments. Prepared for the Centers for Medicare &amp; Medicaid Services (CMS Contract No. HHSM-500-T00007). 2011.
                        </P>
                    </FTNT>
                    <P>
                        We propose to use the CDC/NHSN data collection and submission framework for reporting of the proposed NHSN Facility-Wide Inpatient Hospital-Onset MRSA Bacteremia Outcome Measure (NQF #1716). This is the same framework currently used for reporting the CAUTI (NQF #0138) and Influenza Vaccination Coverage among Healthcare Personnel (NQF #0431) quality measures. Details related to the procedures for using the NHSN for data submission and information on definitions, numerator data, denominator data, data analyses, and measure specifications for the proposed NHSN Facility-Wide Inpatient Hospital-Onset MRSA Bacteremia Outcome Measure (NQF #1716) can be found at 
                        <E T="03">http://www.qualityforum.org/QPS/1716</E>
                        <E T="03"/>
                         and
                        <E T="03"/>
                          
                        <E T="03">http://www.cdc.gov/nhsn/inpatient-rehab/mdro-cdi/index.html</E>
                        . For January 2012 through January 2013, an estimated 15 IRFs reported laboratory-identified MRSA event data into NHSN. We refer readers to section XI.B.3.a. of this proposed rule for more information on data collection and submission. We invite public comment on this proposed measure and on data collection and submission procedures for the proposed measure for the FY 2017 adjustments to the IRF PPS annual increase factor and subsequent year increase factors.
                    </P>
                    <HD SOURCE="HD3">
                        2. Proposed Quality Measure #2: National Healthcare Safety Network (NHSN) Facility-Wide Inpatient Hospital-Onset 
                        <E T="03">Clostridium difficile</E>
                         Infection (CDI) Outcome Measure (NQF #1717)
                    </HD>
                    <P>
                        NHSN Facility-Wide Inpatient Hospital-Onset CDI Outcome Measure (NQF #1717) is a measure of hospital-onset CDI laboratory-identified events among all inpatients in the facility. This measure was adopted by the Hospital IQR Program in the FY 2012 IPPS/LTCH PPS final rule (76 FR 51630 through 51631) for the FY 2015 payment determination, with data collection having begun on January 1, 2013. It was also adopted by the LTCHQR program in the FY 2014 IPPS/LTCH PPS final rule (78 FR 50712 through 50717) for the FY 2017 payment determination, with data collection beginning on January 1, 2015. This measure was developed by the CDC and is NQF-endorsed. We included the proposed CDI measure in the December 1, 2013, MUC list. The MAP supported this measure.
                        <SU>8</SU>
                        <FTREF/>
                         CDI can cause a range of serious symptoms, including diarrhea, serious intestinal conditions, sepsis, and death.
                        <SU>9</SU>
                        <FTREF/>
                         In the United States, CDI is responsible for an estimated 337,000 infections and 14,000 deaths annually.
                        <SU>10</SU>
                        <FTREF/>
                         According to the HHS National Action Plan to Prevent Health Care-Associated Infections, CDI rates have increased in recent years.
                        <SU>11</SU>
                        <FTREF/>
                         The CDC estimates that CDIs cost more than $1 billion in additional health care costs each year.
                        <SU>12</SU>
                        <FTREF/>
                         In recent years, CDIs have become more frequent, more severe, and more difficult to treat. Mortality rates for CDIs are highest in elderly patients.
                        <SU>13</SU>
                        <FTREF/>
                         Rates of CDI among hospitalized patients aged 65 years and older increased 200 percent between 1996 and 2009, while deaths related to CDIs increased 400 percent between 2000 and 2007, partly attributed to a stronger germ strain.
                        <E T="51">14 15</E>
                        <FTREF/>
                         Further, the emergence and continued rise of 
                        <E T="03">CDI</E>
                         as a leading cause of gastroenteritis hospitalizations and deaths, particularly in the elderly, has been documented.
                        <SU>16</SU>
                        <FTREF/>
                         CDI is associated with increased patient care costs, hospital lengths of stay, morbidity, and mortality. CDI can be a consequence of poor quality of care for Medicare patients.
                        <SU>17</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>8</SU>
                             National Quality Forum. 
                            <E T="03">Measure Applications Partnership Pre-Rulemaking Report: 2014 Recommendations of Measures Under Consideration by HHS: February 2014.</E>
                             Available at: 
                            <E T="03">https://www.qualityforum.org/Publications/2014/01/MAP_Pre-Rulemaking_Report__2014_Recommendations_on_Measures_for_More_than_20_Federal_Programs.aspx</E>
                            .
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>9</SU>
                             McDonald LC, Coignard B, Dubberke E, et al. Recommendations for surveillance of 
                            <E T="03">Clostridium difficile</E>
                            -associated disease. 
                            <E T="03">Infect Control Hosp Epidemiol</E>
                             2007;28:140-145. Available at: 
                            <E T="03">http://www.jstor.org/stable/pdfplus/10.1086/511798.pdf?acceptTC=true</E>
                            .
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>10</SU>
                             Centers for Disease Control and Prevention. 
                            <E T="03">Investigating Clostridium difficile Infections Across the U.S.</E>
                             Available at 
                            <E T="03">http://www.cdc.gov/hai/eip/pdf/Cdiff-factsheet.pdf</E>
                            .
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>11</SU>
                             Department of Health and Human Services. National Action Plan to Prevent Health Care-Associated Infections: Roadmap to Elimination. Available at 
                            <E T="03">http://www.hhs.gov/ash/initiatives/hai/infection.html</E>
                            .
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>12</SU>
                             Centers for Disease Control and Prevention. Making Health Care Safer: Stopping C. difficile Infections. Available at: 
                            <E T="03">http://www.cdc.gov/VitalSigns/HAI/index.html</E>
                            .
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>13</SU>
                             Centers for Disease Control and Prevention. Investigating Clostridium difficile Infections Across the U.S. Available at: 
                            <E T="03">http://www.cdc.gov/hai/eip/pdf/Cdiff-factsheet.pdf</E>
                            .
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>14</SU>
                             Centers for Disease Control and Prevention. QuickStats: Rates of Clostridium difficile Infection Among Hospitalized Patients Aged ≥65 Years,* by Age Group—National Hospital Discharge Survey, United States, 1996-2009. MMWR, 60(34); 1171. Available at: 
                            <E T="03">http://www.cdc.gov/mmwr/preview/mmwrhtml/mm6034a7.htm</E>
                            .
                        </P>
                        <P>
                            <SU>15</SU>
                             Centers for Disease Control and Prevention. Making Health Care Safer: Stopping C. difficile Infections. Available at: 
                            <E T="03">http://www.cdc.gov/VitalSigns/HAI/index.html</E>
                            .
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>16</SU>
                             Aron J. Hall, Aaron T. Curns, L. Clifford McDonald, Umesh D. Parashar, and Ben A. Lopman. The Roles of Clostridium difficile and Norovirus Among Gastroenteritis-Associated Deaths in the United States, 1999-2007. Clinical Infectious Diseases 2012;55(2):216-23 Published by Oxford University Press on behalf of the Infectious Diseases Society of America 2012. DOI: 10.1093/cid/cis386.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>17</SU>
                             Dubberke ER, Reske KA, Olsen MA, McDonald LC, Fraser VJ. Short- and long-term attributable costs of Clostridium difficile-associated disease in nonsurgical inpatients. Clin Infect Dis 2008; 46:497-504. Available at: 
                            <E T="03">http://cid.oxfordjournals.org/content/46/4/497.long</E>
                            .
                        </P>
                    </FTNT>
                    <P>
                        Illness from CDI most commonly affects older adults in hospitals or in facilities with longer lengths of stay, where germs spread more easily, 
                        <PRTPAGE P="26338"/>
                        antibiotic use is more common, and people are especially vulnerable to infection.
                        <SU>18</SU>
                        <FTREF/>
                         Considering CDIs are increasing in all health care facilities, and the IRF population is highly vulnerable to CDI, it is important to measure these rates in IRFs.
                        <SU>19</SU>
                        <FTREF/>
                         According to an analysis of ICD-9 codes reported on Medicare claims, IRFs reported 7,720 cases of CDI-associated disease in 2009.
                        <SU>20</SU>
                        <FTREF/>
                         Currently, the “present on admission” indicators for ICD-9 codes are not available on IRF claims. Therefore, we are unable to determine whether the 7,720 reported cases of CDI were present on admission or acquired during the IRF stay. There is evidence that CDIs are preventable, and therefore, surveillance and measuring infection rates is important to reducing infections and improving patient safety. Thirty-seven states have implemented a 
                        <E T="03">C. difficile</E>
                         Prevention Collaborative, and at least 15 states have reporting mandates for CDI LabID Events in NHSN.
                        <SU>21</SU>
                        <FTREF/>
                         The goal for this proposed CDI measure is to collect and publicly report IRF data on CDIs so that IRFs will be better informed about the incidence of this condition and better equipped to prevent it.
                    </P>
                    <FTNT>
                        <P>
                            <SU>18</SU>
                             Centers for Disease Control and Prevention. Frequently Asked Questions about Clostridium difficile for Healthcare Providers. Available at: 
                            <E T="03">http://www.cdc.gov/HAI/organisms/cdiff/Cdiff_faqs_HCP.html</E>
                            .
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>19</SU>
                             Marciniak C, Chen D, Stein A, et al. Prevalence of Clostridium Difficile Colonization at Admission to Rehabilitation. Archives of Physical Medicine and Rehabilitation 2006; 87(8):1086-1090.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>20</SU>
                             Bernard SL, Dalton K, Lenfestey N F, Jarrett NM, Nguyen KH, Sorensen AV, Thaker S, West ND. Study to support a CMS Report to Congress: Assess feasibility of extending the hospital-acquired conditions—present on admission IPPS payment policy to non-IPPS payment environments. Prepared for the Centers for Medicare &amp; Medicaid Services (CMS Contract No. HHSM-500-T00007). 2011.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>21</SU>
                             Centers for Disease Control and Prevention. State Has Implemented a C. diff Prevention Collaborative. Available at: 
                            <E T="03">http://www.cdc.gov/hai/stateplans/states-w-CDI-collaborative.html</E>
                            .
                        </P>
                    </FTNT>
                    <P>
                        We propose to use the CDC/NHSN data collection and submission framework for reporting of the proposed NHSN Facility-Wide Inpatient Hospital-Onset CDI Outcome Measure (NQF #1717). This framework is currently used for reporting the CAUTI (NQF #0138) and Influenza Vaccination Coverage among Healthcare Personnel (NQF #0431) measures. Details related to the procedures for using the NHSN for data submission and information on definitions, numerator data, denominator data, data analyses, and measure specifications for the proposed NHSN Facility-Wide Inpatient Hospital-Onset CDI Outcome Measure (NQF #1717) can be found at 
                        <E T="03">http://www.qualityforum.org/QPS/1717</E>
                         and 
                        <E T="03">http://www.cdc.gov/nhsn/inpatient-rehab/mdro-cdi/index.html</E>
                        . We invite public comment on this proposed quality measure and on data collection and submission procedures for the proposed quality measure for the FY 2017 adjustments to the IRF PPS annual increase factor and subsequent year increase factors.
                    </P>
                    <HD SOURCE="HD2">D. IRF QRP Quality Measures and Concepts Under Consideration for Future Years</HD>
                    <P>We are considering whether to propose one or more of the quality measures and quality measure topics listed in Table 9 for future years in the IRF QRP. We invite public comment on these quality measures and quality measure topics, specifically comments regarding the clinical importance of reported measure data, the feasibility of measure data collection and implementation, current use of reported measure data, and usefulness of the reported measure data to inform quality of care delivered to IRF patients.</P>
                    <GPOTABLE COLS="1" OPTS="L1,p1,8/9,i1" CDEF="xl200">
                        <TTITLE>Table 9—Future Measures and Measure Topics Under Consideration for Proposal for the IRF Quality Reporting Program</TTITLE>
                        <ROW RUL="s">
                            <ENT I="21">
                                <E T="02">National Quality Strategy Priority: Patient Safety</E>
                            </ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="01">Application of Percent of Residents Experiencing One or More Falls with Major Injury (Long-Stay) (NQF #0674).</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="21">
                                <E T="02">National Quality Strategy Priority: Patient and Caregiver-Centered Care</E>
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Application of Percent of Residents Who Self-Report Moderate to Severe Pain (Short-Stay) (NQF #0676).</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Not Endorsed/Under Development—IRF Functional Outcome Measure: Change in Mobility Score for Medical Rehabilitation Patients.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Not Endorsed/Under Development—IRF Functional Outcome Measure: Change in Self-Care Score for Medical Rehabilitation Patients.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Not Endorsed/Under Development—IRF Functional Outcome Measure: Discharge Mobility Score for Medical Rehabilitation Patients.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Not Endorsed/Under Development—IRF Functional Outcome Measure: Discharge Self-Care Score for Medical Rehabilitation Patients.</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>In particular, we are considering whether to propose one or more of the following measures for future year IRP PPS increase factors: (1) IRF Functional Outcome Measure: Change in Mobility Score for Medical Rehabilitation Patients; (2) IRF Functional Outcome Measure: Change in Self-Care Score for Medical Rehabilitation Patients; (3) IRF Functional Outcome Measure: Discharge Mobility Score for Medical Rehabilitation Patients; (4) IRF Functional Outcome Measure: Discharge Self-Care Score for Medical Rehabilitation Patients; (5) Application of the Percent of Residents Experiencing One or More Falls with Major Injury (Long-Stay) (NQF #0674); and (6) Application of Percent of Residents Who Self-Report Moderate to Severe Pain (Short-Stay) (NQF #0676).</P>
                    <P>IRFs are designed to provide intensive rehabilitation services to patients. Patients seeking care in IRFs are those whose illness, injury, or condition has resulted in a loss of function, and for whom rehabilitative care is expected to help regain that function. Examples of conditions treated in IRFs include stroke, spinal cord injury, hip fracture, brain injury, neurological disorders, and other diagnoses characterized by loss of function.</P>
                    <P>
                        Given that the primary goal of rehabilitation is improvement in functional status, IRF clinicians have traditionally assessed and documented patients' functional statuses at admission and discharge to evaluate the effectiveness of the rehabilitation care provided to individual patients, as well as the effectiveness of the rehabilitation unit or hospital overall. In addition, research results have found differences in IRF patients' functional outcomes, and thus we believe there is an opportunity for improvement in this area. Differences in IRF patients' functional outcomes have been found by geographic region, insurance type, and race/ethnicity after adjusting for key patient demographic characteristics and admission clinical status. This supports the need to monitor IRF patients' 
                        <PRTPAGE P="26339"/>
                        functional outcomes. For example, Reistetter 
                        <SU>22</SU>
                        <FTREF/>
                         examined discharge motor function and functional gain among IRF patients with stroke and found statistically significant differences in functional outcomes by U.S. geographic region, by insurance type, and race/ethnicity group after risk adjustment. O'Brien and colleagues 
                        <SU>23</SU>
                        <FTREF/>
                         found differences in functional outcomes across race/ethnicity groups in their analysis of Medicare assessment data for patients with stroke after risk adjustment. O'Brien and colleagues 
                        <SU>24</SU>
                        <FTREF/>
                         also noted that the overall IRF length of stay decreased 1.8 days between 2002 and 2007 and that shorter IRF stays were significantly associated with lower functioning at discharge.
                    </P>
                    <FTNT>
                        <P>
                            <SU>22</SU>
                             Reistetter TA, Karmarkar AM, Graham JE, et al. Regional variation in stroke rehabilitation outcomes. 
                            <E T="03">Arch Phys Med Rehabil.</E>
                            95(1):29-38, Jan. 2014.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>23</SU>
                             O'Brien SR, Xue Y, Ingersoll G, et al. Shorter length of stay is associated with worse functional outcomes for medicare beneficiaries with stroke. 
                            <E T="03">Physical Therapy.</E>
                             93(12):1592-1602, Dec. 2013.
                        </P>
                    </FTNT>
                    <FTNT>
                        <P>
                            <SU>24</SU>
                             O'Brien SR, Xue Y, Ingersoll G, et al. Shorter length of stay is associated with worse functional outcomes for medicare beneficiaries with stroke. 
                            <E T="03">Physical Therapy.</E>
                             93(12):1592-1602, Dec. 2013.
                        </P>
                    </FTNT>
                    <P>We are currently developing 4 functional status quality measures for the IRF setting:</P>
                    <P>(1) Quality Measure: IRF Functional Outcome Measure: Change in Mobility Score for Medical Rehabilitation Patients for Medical Rehabilitation Patients;</P>
                    <P>(2) Quality Measure: IRF Functional Outcome Measure: Change in Self-Care Score for Medical Rehabilitation Patients for Medical Rehabilitation Patients;</P>
                    <P>(3) Quality Measure: IRF Functional Outcome Measure: Discharge Mobility Score for Medical Rehabilitation Patients for Medical Rehabilitation Patients; and</P>
                    <P>(4) Quality Measure: IRF Functional Outcome Measure: Discharge Self-Care Score for Medical Rehabilitation Patients for Medical Rehabilitation Patients.</P>
                    <P>
                        We invite public comment on our intent to propose these measures for the FY 2019 adjustments to the IRF PPS annual increase factor and subsequent year increase factors. The draft measure specifications for these measures are posted at 
                        <E T="03">http://www.cms.gov/Medicare/Quality-Initiatives-Patient-Assessment-Instruments/IRF-Quality-Reporting/IRF-Quality-Reporting-Program-Details.html</E>
                        . The development of these measures is expected to be completed in 2014, at which time they will be submitted to the NQF, the entity with a contract under section 1890(a) of the Act, for review.
                    </P>
                    <HD SOURCE="HD2">E. Proposed Timeline for Data Submission for New IRF QRP Quality Measures Affecting the FY 2017 Adjustments to the IRF PPS Annual Increase Factor</HD>
                    <P>We propose the following data submission timeline for the quality measures that we have proposed for the FY 2017 adjustments to the IRF PPS annual increase factor. We propose that IRFs would be required to submit data on admissions and discharges occurring between January 1, 2015, and December 31, 2015 (CY 2015), for the FY 2017 adjustments to the IRF PPS annual increase factor. We propose this proposed time frame because we believe this will provide sufficient time for IRFs and CMS to put processes and procedures in place to meet the additional quality reporting requirements. Given these measures are collected through the CDC's NHSN, and IRFs are already familiar with the NHSN reporting system, as they currently report the CAUTI measure, we believe this proposed timeframe will allow IRFs ample opportunity to begin reporting the newly proposed MRSA bacteremia and CDI measures, should they be finalized. We also propose that the quarterly data submission deadlines for the FY 2017 adjustments to the IRF PPS annual increase factor occur approximately 135 days after the end of each quarter, as outlined in the Table 10. Each quarterly deadline would be the date by which all data collected during the preceding quarter would be required to be submitted to us for measures using the IRF-PAI and to the CDC for measures using the NHSN. We invite public comment on these proposed timelines for data submission for the proposed IRF QRP quality measures for the FY 2017 adjustments to the IRF PPS annual increase factor.</P>
                    <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="xs80,r50,xs80">
                        <TTITLE>
                            TABLE 10—Proposed Timelines for Submission of IRF QRP Quality Data Using CDC/NSHN for FY 2017 Adjustments to the IRF PPS Annual Increase Factor: National Health Safety Network (NHSN) Facility-Wide Inpatient Hospital-Onset Methicillin-Resistant 
                            <E T="03">Staphylococcus aureus</E>
                             (MRSA) Bacteremia Outcome Measure (NQF #1716) and National Healthcare Safety Network (NHSN) Facility-Wide Inpatient Hospital-Onset 
                            <E T="03">Clostridium difficile</E>
                             Infection 
                        </TTITLE>
                        <TDESC>[(CDI) Outcome Measure (NQF #1717)]</TDESC>
                        <BOXHD>
                            <CHED H="1">Quarter</CHED>
                            <CHED H="1">CDC/NHSN data collection period</CHED>
                            <CHED H="1">
                                CDC/NHSN
                                <LI>data submission deadline</LI>
                            </CHED>
                        </BOXHD>
                        <ROW EXPSTB="02" RUL="s">
                            <ENT I="21">
                                <E T="02">FY 2017 Increase Factor</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00">
                            <ENT I="01">Quarter 1</ENT>
                            <ENT>January 1, 2015—March 31, 2015</ENT>
                            <ENT>August 15, 2015.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Quarter 2</ENT>
                            <ENT>April 1, 2015—June 30, 2015</ENT>
                            <ENT>November 15, 2015.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Quarter 3</ENT>
                            <ENT>July 1, 2015—September 30, 2015</ENT>
                            <ENT>February 15, 2016.</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Quarter 4</ENT>
                            <ENT>October 1, 2015—December 31, 2015</ENT>
                            <ENT>May 15, 2016.</ENT>
                        </ROW>
                    </GPOTABLE>
                    <GPOTABLE COLS="1" OPTS="L2,p1,8/9,i1" CDEF="xl200">
                        <TTITLE>Table 11—Summary of IRF QRP Measures Affecting the FY 2017 Adjustments to the IRF PPS Annual Increase Factor and Subsequent Year Increase Factors</TTITLE>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="22">Continued IRF QRP Measure Affecting the FY 2015 Adjustments to the IRF PPS Annual Increase Factor and Subsequent Year Increase Factors:</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">
                                • NQF #0138: National Health Safety Network (NHSN) Catheter-Associated Urinary Tract Infection (CAUTI) Outcome Measure
                                <SU>+</SU>
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22">Continued IRF QRP Measure Affecting the FY 2016 Adjustments to the IRF PPS Annual Increase Factor and Subsequent Year Increase Factors:</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">
                                • NQF #0431: Influenza Vaccination Coverage among Healthcare Personnel
                                <SU>+</SU>
                            </ENT>
                        </ROW>
                        <ROW>
                            <PRTPAGE P="26340"/>
                            <ENT I="22">Continued IRF QRP Measures Affecting the FY 2017 Adjustments to the IRF PPS Annual Increase Factor and Subsequent Year Increase Factors:</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">
                                • NQF #2502: All-Cause Unplanned Readmission Measure for 30 Days Post-Discharge from Inpatient Rehabilitation Facilities
                                <E T="51">^ **</E>
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">• NQF #0680: Percent of Residents or Patients Who Were Assessed and Appropriately Given the Seasonal Influenza Vaccine (Short-Stay)*</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">• NQF #0678: Percent of Residents or Patients with Pressure Ulcers That Are New or Worsened (Short-Stay)*</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22">New IRF QRP Measures Affecting the FY 2017 Adjustments to the IRF PPS Annual Increase Factor and Subsequent Year Increase Factors</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">
                                • NQF #1716: National Healthcare Safety Network (NHSN) Facility-Wide Inpatient Hospital-Onset Methicillin-Resistant 
                                <E T="03">Staphylococcus aureus</E>
                                 (MRSA) Bacteremia Outcome Measure
                            </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">
                                • NQF #1717: National Healthcare Safety Network (NHSN) Facility-Wide Inpatient Hospital-Onset 
                                <E T="03">Clostridium difficile</E>
                                 Infection (CDI) Outcome Measure
                            </ENT>
                        </ROW>
                        <TNOTE>+ Using CDC/NHSN.</TNOTE>
                        <TNOTE>* Using the IRF-PAI released October 1, 2014.</TNOTE>
                        <TNOTE>^ Medicare Fee-for-Service claims data.</TNOTE>
                        <TNOTE>** Not NQF-endorsed, CMS submitted the measure for NQF review on February 5, 2014.</TNOTE>
                    </GPOTABLE>
                    <HD SOURCE="HD2">F. Proposed Timing for New IRFs To Begin Reporting Quality Data Under the IRF QRP Affecting the FY 2017 Adjustments to the IRF PPS Annual Increase Factor and Beyond</HD>
                    <P>For the FY 2017 FY 2017 adjustments to the IRF PPS annual increase factor and subsequent year increase factors, we propose that new IRFs be required to begin reporting quality data under the IRF QRP by no later than the first day of the calendar quarter subsequent to the quarter in which they have been designated as operating in the CASPER system. We invite public comment on this proposed timing for new IRFs to begin reporting quality data under the IRF QRP.</P>
                    <HD SOURCE="HD2">G. Proposed IRF QRP Reconsideration and Appeals Procedures for the FY 2016 Adjustments to the IRF PPS Annual Increase Factor and Beyond</HD>
                    <HD SOURCE="HD3">1. IRF QRP Reconsideration and Appeals for the FY 2014 and FY 2015 Adjustments to the IRF PPS Annual Increase Factor</HD>
                    <P>
                        In the FY 2014 IRF PPS final rule (78 FR 47919), we finalized a voluntary process that allowed IRF providers the opportunity to seek reconsideration of our initial noncompliance decision for the FY 2014 and FY 2015 adjustments to the IRF PPS annual increase factor. We stated that we would notify IRFs found to be noncompliant with the IRF QRP reporting requirements that they may be subject to the 2-percentage point reduction to their IRF PPS annual increase factor. The purpose of this notification is to put the IRF on notice of the following: (1) that the IRF has been identified as being noncompliant with the IRF QRP reporting requirements for a given reporting period; (2) that the IRF will be scheduled to receive a 2-percentage point reduction to its IRF PPS annual increase factor for the applicable fiscal year; (3) that the IRF may file a request for reconsideration if it believes that the finding of noncompliance is erroneous, or that if it was noncompliant, it had a valid and justifiable excuse for this noncompliance; and (4) that, to receive reconsideration, the IRF must follow a defined process on how to file a request for reconsideration, which will be described in the notification. This defined process for filing a request for reconsideration was described on the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Quality-Initiatives-Patient-Assessment-Instruments/IRF-Quality-Reporting/</E>
                        .
                    </P>
                    <P>We further stated that upon the conclusion of our review of each request for reconsideration, we would render a decision. We may reverse our initial finding of noncompliance if: (1) The IRF provides adequate proof of full compliance with all IRF QRP reporting requirements during the reporting period; or (2) the IRF provides adequate proof of a valid or justifiable excuse for noncompliance if the IRF was not able to comply with the requirements during the reporting period. We will uphold our initial finding of noncompliance if the IRF cannot show any justification for noncompliance.</P>
                    <P>If an IRF is dissatisfied with either our initial finding of noncompliance or a CMS decision rendered at the reconsideration level, it can appeal the decision with the Provider Reimbursement Review Board (PRRB) under 42 CFR part 405, subpart R. We recommended, however, that IRF providers submit requests for reconsideration to us before submitting appeals to the PRRB. We noted that this order of appeals has had good success under other established quality reporting programs and, from an IRF perspective, it allows for the opportunity to resolve issues earlier in the process, when we have dedicated resources to consider all reconsideration requests before payment changes are applied to the IRF's annual payment.</P>
                    <HD SOURCE="HD3">2. IRF QRP Program Reconsideration and Appeals Procedures for the FY 2016 Adjustments to the IRF PPS Annual Increase Factor and Beyond</HD>
                    <P>For the FY 2016 adjustments to the IRF PPS annual increase factor and subsequent year increase factors, we propose to adopt an updated process, as described below, that will enable an IRF to request a reconsideration of our initial noncompliance decision in the event that an IRF believes that it was incorrectly identified as being subject to the 2-percentage point reduction to its IRF PPS annual increase factor due to noncompliance with the IRF QRP reporting requirements for a given reporting period.</P>
                    <P>
                        For the FY 2016 adjustments to the IRF PPS annual increase factor and subsequent year increase factors, we propose that an IRF would receive a notification of noncompliance if we determine that the IRF did not submit data in accordance with section 1886(j)(7)(C) of the Act for the applicable fiscal year, and therefore, that the IRF is subject to a 2-percentage point reduction in the applicable IRF PPS annual increase factor as required by section 1886(j)(7)(A)(i) of the Act. We would only consider requests for reconsideration once a provider has been found to be noncompliant and not before. IRFs would have 30 days from the date of the initial notification of noncompliance to review the CMS determination and submit to us a request for reconsideration. This proposed time frame would allow us to balance our desire to ensure that IRFs have the opportunity to request reconsideration with our need to complete the reconsideration process and provide IRFs with our decision in a timely manner. Notifications of noncompliance and any subsequent 
                        <PRTPAGE P="26341"/>
                        notifications from CMS would be sent via a traceable delivery method such as certified U.S. mail or registered U.S. mail. We would not accept any requests for reconsideration that are submitted after the 30-day deadline.
                    </P>
                    <P>
                        We further propose that as part of the IRF's request for reconsideration, the IRF would be required to submit all supporting documentation and evidence demonstrating (1) full compliance with all IRF QRP reporting requirements during the reporting period or (2) a valid or justifiable excuse for noncompliance if the IRF was not able to comply with the requirements during the reporting period. We would be unable to review any reconsideration request that fails to provide the necessary documentation and evidence along with the request. The documentation and evidence may include copies of any communications that demonstrate its compliance with all IRF QRP reporting requirements, as well as any other records that support the IRF's rationale for seeking reconsideration. A sample list of the proposed acceptable supporting documentation and evidence, as well as instructions for IRF providers to retrieve copies of the data submitted to CMS for the appropriate program year, can be found on the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Quality-Initiatives-Patient-Assessment-Instruments/IRF-Quality-Reporting/Reconsideration-and-Disaster-Waiver-Requests.html</E>
                        .
                    </P>
                    <P>We propose that providers may withdraw reconsideration requests at any time and may file new requests within the proposed 30-day deadline. We also propose that, in very limited circumstances, we may extend the proposed deadline for submitting reconsideration requests. It would be the responsibility of a provider to request an extension and demonstrate that extenuating circumstances existed that prevented the filing of the reconsideration request by the proposed deadline. We would not respond to any other types of requests, such as requests for administrative review of the methodology and standards that determine the quality reporting requirements.</P>
                    <P>
                        We propose that an IRF provider wishing to request a reconsideration of our initial noncompliance determination would be required to do so by submitting an email to the following email address: 
                        <E T="03">IRFQRPReconsiderations@cms.hhs.gov</E>
                        . Any request for reconsideration submitted to us by an IRF would be required to follow the guidelines outlined on the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Quality-Initiatives-Patient-Assessment-Instruments/IRF-Quality-Reporting/Reconsideration-and-Disaster-Waiver-Requests.html</E>
                        .
                    </P>
                    <P>Following receipt of a request for reconsideration, we will provide—</P>
                    <P>• An email acknowledgment, using the contact information provided in the reconsideration request, to the CEO or CEO-designated representative that the request has been received; and</P>
                    <P>• Once we have reached a decision regarding the reconsideration request, an email to the IRF CEO or CEO-designated representative, using the contact information provided in the reconsideration request, regarding our decision.</P>
                    <P>
                        We propose to require any IRF that believes it was incorrectly identified as being subject to the 2-percentage point reduction to its IRF PPS annual increase factor to submit a request for reconsideration and receive a decision on that request before the IRF can file an appeal with the PRRB, as authorized by the Administrative Procedure Act. If the IRF is dissatisfied with the decision rendered at the reconsideration level, the IRF could appeal the decision with the PRRB under § 405.1835. We believe this proposed process is more efficient and less costly for us and for IRFs because it decreases the number of PRRB appeals by resolving issues earlier in the process. Additional information about the reconsideration process including requirements for submitting reconsideration request is posted on the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Quality-Initiatives-Patient-Assessment-Instruments/IRF-Quality-Reporting/Reconsideration-and-Disaster-Waiver-Requests.html</E>
                        . We invite public comment on the proposed procedures for reconsideration and appeals.
                    </P>
                    <HD SOURCE="HD2">G. Proposed IRF QRP Data Submission Exception or Extension Requirements for the FY 2017 Adjustments to the IRF PPS Annual Increase Factor and Beyond</HD>
                    <P>
                        For the IRF QRP's data submission exception or extension requirements for the FY 2017 adjustments to the IRF PPS annual increase factor and subsequent year increase factors, we propose to continue using the IRF QRP's disaster waiver requirements that were adopted in the FY 2014 IRF PPS final rule (78 FR 47920) for the FY 2015 adjustments to the IRF PPS annual increase factor and subsequent year increase factors, which are outlined below, with the exception that the phrase “exception or extension” will be substituted for the word “waiver.” We also propose, for the FY 2017 adjustments to the IRF PPS annual increase factor and subsequent year increase factors, that we may grant an exception or extension to IRFs if we determine that a systemic problem with one of our data collection systems directly affected the ability of the IRF to submit data. Because we do not anticipate that these types of systemic errors will happen often, we do not anticipate granting an exception or extension on this proposed basis frequently. We propose that if we make the determination to grant an exception or extension, we would communicate this decision through routine communication channels to IRFs and vendors, including, but not limited to, issuing memos, emails, and notices on the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Quality-Initiatives-Patient-Assessment-Instruments/IRF-Quality-Reporting/index.html</E>
                        .
                    </P>
                    <P>In the FY 2014 IRF PPS final rule (78 FR 47920), we finalized a process for IRF providers to request and for us to grant exceptions or extensions for the quality data reporting requirements of the IRF QRP for one or more quarters, beginning with the FY 2015 adjustments to the IRF PPS annual increase factor and subsequent year increase factors, when there are extraordinary circumstances beyond the control of the provider.</P>
                    <P>
                        In the event that an IRF seeks to request an exception or extension for quality reporting purposes, the IRF must request an exception or extension within 30 days of the occurrence of an extraordinary event by submitting a written request to CMS via email to the IRF QRP mailbox at 
                        <E T="03">IRFQRPReconsiderations@cms.hhs.gov</E>
                        . Exception or extension requests sent to us through any other channel will not be considered as a valid request for an exception or extension from the IRF QRP reporting requirements for any adjustment to the IRF PPS annual increase factor. The written request must contain all of the finalized requirements in the FY 2014 IRF PPS final rule (78 FR 47920) and on the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Quality-Initiatives-Patient-Assessment-Instruments/IRF-Quality-Reporting/Reconsideration-and-Disaster-Waiver-Requests.html</E>
                        . When an exception or extension is granted, an IRF will not incur payment reduction penalties for failure to comply with the requirements of the IRF QRP, for the time frame specified by CMS. If an IRF is granted an exception, we will not require that the IRF submit any quality data for a given period of time. If we grant an extension to an IRF, the IRF will still remain responsible for submitting quality data collected during 
                        <PRTPAGE P="26342"/>
                        the time frame in question, although we will specify a revised deadline by which the IRF must submit this quality data.
                    </P>
                    <P>It is important to note that requesting an exception or extension from the requirements of the IRF QRP is separate and distinct from purpose and requirements of § 412.614, which outline the requirements to follow if an IRF is requesting a waiver regarding consequences of failure to submit complete and timely IRF-PAI payment data specified in that regulation. IRFs that have filed and were granted an IRF-PAI waiver in accordance with § 412.614 may so indicate when requesting an exception or extension from the IRF QRP requirements, but the submission of an IRF-PAI waiver request pursuant to § 412.614 will not be considered a valid request for an exception or extension from the IRF QRP requirements. To request an exception or extension from the IRF QRP requirements, the previously discussed process must be followed.</P>
                    <P>
                        Additionally, in the FY 2014 IRF PPS final rule (78 FR 47920), we finalized a policy that allowed us to grant waivers (which we are proposing to now call exceptions or extensions) to IRFs that have not requested them if we determine that an extraordinary circumstance, such as an act of nature, affects an entire region or locale. We stated that if this determination was made, we would communicate this decision through routine communication channels to IRFs and vendors, including, but not limited to, issuing memos, emails, and notices on the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Quality-Initiatives-Patient-Assessment-Instruments/IRF-Quality-Reporting/index.html</E>
                        .
                    </P>
                    <P>We invite public comment on these proposals regarding the IRF QRP's data submission exception or extension requirements for the FY 2017 adjustments to the IRF PPS annual increase factor and subsequent year increase factors.</P>
                    <HD SOURCE="HD2">I. Public Display of Quality Measure Data for the IRF QRP</HD>
                    <P>
                        Under section 1886(j)(7)(E) of the Act, the Secretary is required to establish procedures for making data submitted under the IRF QRP available to the public. Section 1886(j)(7)(E) of the Act also requires these procedures to ensure that each IRF provider has the opportunity to review the data that is to be made public for its facility, prior to such data being made public. Section 1886(j)(7)(E) of the Act requires the Secretary to report quality measures that relate to services furnished in IRFs on the CMS Web site at 
                        <E T="03">http://www.cms.hhs.gov/Medicare/Medicare-Fee-for-Service-Payment/InpatientRehabFacPPS/</E>
                        .
                    </P>
                    <P>Currently, the Agency is developing plans regarding the implementation of these provisions. We appreciate the need for transparency into the processes and procedures that will be implemented to allow for the public reporting of the IRF QRP data and to afford providers the opportunity to preview that data before it is made public. At this time, we have not established procedures or timelines for public reporting of data, but we intend to make the public aware of our strategy in the future. We welcome public comments on what we should consider when developing future proposals related to public reporting.</P>
                    <HD SOURCE="HD2">J. Proposed IRF QRP Data Completion Thresholds for the FY 2016 Adjustments to the IRF PPS Annual Increase Factor and Beyond</HD>
                    <P>Beginning in FY 2014, section 1886(j)(7)(A)(i) of the Act requires the reduction of the applicable IRF PPS annual increase factor, as previously modified under section 1886(j)(3)(D) of the Act, by 2 percentage points for any IRF that fails to submit data on quality measures specified by the Secretary in accordance with the form and manner specified by the Secretary for that fiscal year. To date, we have not established a standard for compliance other than that IRF providers submit all applicable required data for all finalized IRF QRP quality measures, by the previously finalized quarterly deadlines. We have also specifically required monthly submission of such quality data for the healthcare-associated infection or vaccination data, which is reported to the CDC. In reaction to the input received from our stakeholders seeking additional specificity related to required IRF QRP compliance affecting FY annual increase factor determinations and, due to the importance of ensuring the integrity of quality data submitted to CMS, we are proposing to set specific IRF QRP thresholds for completeness of provider quality data beginning with data affecting the FY 2016 annual increase factor determination and beyond.</P>
                    <P>1. The CMS IRF QRP, through the FY 2012 IRF PPS final rule, CY 2013 OPPS/ASC final rule, and FY 2014 IRF PPS final rule, requires providers to submit quality data using 2 separate data collection/submission mechanisms; measures collected using the quality indicator section of the IRF-PAI are submitted through the CMS Quality Improvement Evaluation System (QIES); and measures stewarded by the Centers for Disease Control and Prevention (CDC) (Healthcare Acquired Infection (HAI) measures and vaccination measures) are submitted using the CDC's National Healthcare Safety Network (NHSN). While CMS has also previously finalized a claims-based measure (All-Cause Unplanned Readmission Measure for 30 Days Post Discharge from Inpatient Rehabilitation Facilities), such measures do not require IRFs to actually submit quality data to CMS, as they are calculated using claims data submitted to CMS for payment purposes. Thus, with claims-based measures, there is no quality data to which we could apply the proposed data completion thresholds. To ensure that IRF providers are meeting an acceptable standard for completeness of submitted data, we are proposing that for the FY 2016 annual increase factor and beyond, IRF providers meet or exceed two separate program thresholds: one threshold for quality measures data collected using the quality indicator section of the IRF-PAI and submitted through QIES; and a second threshold for quality measures data collected and submitted using the CDC's NHSN. We are proposing that IRFs must meet or exceed both thresholds discussed below to avoid receiving a 2 percentage point reduction to their IRF PPS annual increase factor for a given FY beginning with FY 2016. We are proposing to hold IRF providers accountable for two different data completion thresholds for each of the two data submission mechanisms: a 95 percent data completion threshold for data collected using the quality indicator items on the IRF-PAI and submitted through QIES; and a 100 percent threshold for data collected and submitted through the CDC's NHSN. We have chosen to hold providers to the lower threshold of 95 percent for the quality indicator items on the IRF-PAI, as there has to be some margin for error related to IRF patients that have been discharged emergently or against medical advice, as these situations make it more difficult to collect and submit the mandatory IRF-PAI quality indicator items at discharge. We do not believe the same impediments exist for the infection, vaccination or other quality measures data that IRFs submit to the CDC's NHSN. Proposed IRF QRP Completion Threshold for the Required Quality Indicator Data Items on the IRF-PAI</P>
                    <P>
                        The quality indicator section of the IRF-PAI is composed of data collection items designed to inform quality measure calculations, including risk-
                        <PRTPAGE P="26343"/>
                        adjustment calculations as well as internal consistency checks for logical inaccuracies. We propose that beginning with quality data affecting the FY 2016 IRF PPS annual increase factor and beyond, IRF providers must meet or exceed a proposed IRF-PAI quality indicator data completion threshold of 95 percent. We propose to assess the completeness of submitted data by verifying that, for all IRF-PAI Assessments submitted by any given IRF, at least 95 percent of those IRF-PAI Assessments must have 100 percent of the mandatory quality indicator data items completed where, for the purposes of this proposed rule, “completed” is defined as having provided actual patient data as opposed to a non-informative response, such as a dash (-), that indicates the IRF was unable to provide patient data. The proposed threshold of 95 percent is based on the need for complete records, which allows appropriate analysis of quality measure data for the purposes of updating quality measure specifications as they undergo yearly and triennial measure maintenance reviews with the NQF. Additionally, complete data is needed to understand the validity and reliability of quality data items, including risk-adjustment models. Finally we want to ensure complete quality data from IRF providers, which will ultimately be reported to the public, allowing our beneficiaries to gain an understanding of provider performance related to these quality metrics, and helping them to make informed health care choices. Our data suggests that the majority of current IRF providers are in compliance with, or exceeding this proposed threshold already. However, we take comment on circumstances that might prevent IRFs from meeting this level of compliance. All items that we propose to require under the IRF QRP are identified in Chapter 4 of the IRF PAI Training Manual, which is available for download on the CMS Web site at 
                        <E T="03">http://www.cms.gov/Medicare/Quality-Initiatives-Patient-Assessment-Instruments/IRF-Quality-Reporting/index.html?redirect=/IRF-Quality-Reporting/</E>
                        . We additionally propose that any IRF that does not meet the proposed requirement that 95 percent of all IRF-PAI assessments submitted contain 100 percent of all required quality indicator data items, will be subject to a reduction of 2 percentage points to the applicable FY IRF PPS annual increase factor beginning with FY 2016. To establish this program threshold, we analyzed IRF-PAI quality indicator data item submissions from January 2013 through September 2013, and we believe that the majority of IRF providers will be able to meet the proposed 95 percent data completion threshold. It is our intent to raise this threshold over the next 2 years, through the rulemaking process. We are proposing that this threshold will have to be met by IRFs, in addition to the CDC NHSN threshold discussed below, to avoid receiving a 2 percentage point reduction to the applicable FY IRF PPS annual increase factor.
                    </P>
                    <HD SOURCE="HD3">2. IRF QRP Data Completion Threshold for Measures Submitted Using the Centers for Disease Control and Prevention (CDC) National Healthcare Safety Network (NHSN)</HD>
                    <P>The CMS IRF QRP, through the FY 2012 IRF PPS final rule, CY 2013 OPPS/ASC final rule, and FY 2014 IRF PPS final rule, requires that IRFs submit CDC-stewarded quality measure data using the CDC's NHSH, including data for the previously finalized CAUTI and Influenza Vaccination Coverage Among Healthcare Personnel (HCP) quality measures. More specifically, we require that IRFs follow CDC quality measure protocols, which require them to complete all data fields required for both numerator and denominator data within NHSN, including the “no events” field for any month during which no infection events were identified. IRFs are required to submit this data on a monthly basis (except for the HCP measure, which is only required to be reported once per year). However, IRFs have until the associated quarterly deadline (135 calendar days beyond the end of each CY quarter) by which to report infection data to the CDC for each of the 3 months within any give quarter. For more information on the IRF QRP quarterly deadlines, we refer you to Table 10 in section XI.E of this proposed rule. We are proposing that, beginning with FY 2016 IRF PPS annual increase factor and beyond, this previously finalized requirement for monthly reporting must be met, in addition to the proposed IRF-PAI quality indicator data item completion threshold discussed above, to avoid a 2 percentage point reduction to the applicable FY IRF PPS annual increase factor. That is, we propose that IRFs must meet a threshold of 100 percent for measures submitted via the NHSN, achieved by submitting relevant infection or vaccination data for each month of any given CY, in addition to meeting the above proposed data item completion threshold for required quality indicator items on the IRF-PAI. As the IRF QRP expands and IRFs begin reporting measures that were previously finalized, but not yet implemented, or newly proposed and finalized measures, we propose to apply this same threshold.</P>
                    <HD SOURCE="HD3">a. Application of the 2 Percentage Point Reduction for IRF Provider That Fail To Meet the Above Proposed Data Completion Thresholds</HD>
                    <P>Above we have proposed that IRFs must meet two separate data completion thresholds to avoid a 2 percentage point reduction to their applicable FY annual increase factor; a data completion threshold of 95 percent for those mandatory data elements collected using the quality indicator items on the IRF-PAI and submitted through QIES; and a second data completion threshold of 100 percent for quality measure data submitted through the CDC's NHSN. We are proposing that these data completion thresholds must be met in addition to the below proposed data accuracy validation threshold of 75 percent, to avoid a 2 percentage point reduction to their applicable FY annual increase factor. While we propose that IRFs must meet both the proposed data completion and data accuracy thresholds, IRFs cannot have their applicable annual increase factor reduced twice. That is, should an IRF provider fail to meet either one or both of the proposed thresholds, they will only receive one reduction of 2 percentage points to their applicable FY annual increase factor.</P>
                    <P>We invite comment on this proposal.</P>
                    <HD SOURCE="HD2">K. Proposed Data Validation Process for the FY 2017 Adjustments to the IRF PPS Annual Increase Factor and Beyond</HD>
                    <P>
                        Historically, we have built consistency and internal validation checks into our data submission specifications to ensure that the basic elements of the IRF-PAI assessment conform to requirements such as proper format and facility information. These internal validation checks are automated and occur during the provider submission process, and help ensure the integrity of the data submitted by providers by rejecting submissions or issuing warnings when provider data contain logical inconsistencies. These edit checks are further outlined in the Inpatient Rehabilitation Facility-Patient Assessment Instrument Data Submission Specifications, which are available for download at 
                        <E T="03">http://www.cms.gov/Medicare/Medicare-Fee-for-Service-Payment/InpatientRehabFacPPS/Software.html</E>
                        .
                    </P>
                    <P>
                        Validation is intended to provide added assurance of the accuracy of the data that will be reported to the public 
                        <PRTPAGE P="26344"/>
                        as required by section 1886(j)(7)(E) of the Act. We propose, for the FY 2016 adjustments to the IRF PPS annual increase factor and subsequent years, to validate the data submitted for quality purposes. Initially, for FY 2016 this data accuracy validation will apply only to the quality indicator items on the IRF-PAI that inform the measure Percent of Patients or Residents with Pressure Ulcers that are New or Worsened (NQF #0678), including those mandatory data elements that inform the measure calculation, as well as those that inform internal consistency checks for logical inaccuracies. As the IRF QRP expands, and as IRFs begin to submit additional data using the quality indicator section of the IRF-PAI, we propose to include those additional data elements in this validation process. We will inform any such expansion of this validation process prior to its occurrence through our routine channels of communication including, but not limited to the IRF QRP Web site, CMS open door forums, national IRF provider trainings, and the Medicare Learning Network Newsletter.
                    </P>
                    <P>We propose to validate the data elements submitted to CMS for Percent of Residents or Patients with Pressure Ulcers that are New or Have Worsened (Short-Stay) (NQF #0678) under the IRF QRP by requesting the minimum chart data necessary to confirm a statistically valid random sample of 260 providers. From those 260 providers, 5 IRF-PAI assessments submitted through National Assessment Collection Database will be randomly selected. In accordance with § 164.512 (d)(1)(iii) of the HIPAA Privacy Rule, we will request from these providers the specified portions of the 5 Medicare patient charts that correspond to the randomly selected assessments, which will need to be copied and submitted via traceable mail to a CMS contractor for validation. We propose that the specific portions of the 5 beneficiary charts will be identified in the written request, but may include: admission and discharge assessments, relevant nursing notes following the admission, relevant nursing notes preceding the discharge, physician admission summary and discharge summary, and any Assessment of Pressure Ulcer Form the facility may utilize. We propose that the CMS contractor will utilize the portions of the patient charts to compare that information with the quality data submitted to CMS. Differences that would affect measure outcomes or measure rates would be identified and reported to CMS. These differences could include but are not limited to unreported worsened pressure ulcers.</P>
                    <P>We propose that all data that has been submitted to the National Assessment Collection Database under the IRF QRP would be subject to the data validation process. Specifically, we propose that the contractor will request copies of the randomly selected medical charts from each facility via certified mail (or other traceable methods that require a facility representative to sign for CMS correspondence), and the facility will have 45 days from the date of the request (as documented on the request letter) to submit the requested records to the contractor. If the facility does not comply within 30 days, the contractor will send a second certified letter to the facility, reminding the facility that it must return copies of the requested medical records within 45 calendar days following the date of the initial contractor medical record request. If the facility still does not comply, then the contractor will assign a “zero” score to each measure in each missing record. If, however, the facility does comply, the contractor will review the data submitted by the facility using the IRF-PAI for the mandatory data elements associated with the Pressure Ulcer measure, until such time that IRFs begin to submit additional quality measures that are collected using the quality indicator section of the IRF-PAI. Initially, this review will consist solely of those mandatory data elements that inform the pressure ulcer measure calculations, as well as those that inform checks for logical inconsistencies. As IRFs begin to report additional finalized measures, CMS intends to propose expanding this validation process to other such measures at that time. The contractor will then calculate the percentage of matching data elements which will constitute a validation score. Because we would not be validating all records, we would need to calculate a confidence interval that incorporates a potential sampling error.</P>
                    <P>To receive the full FY 2016 IRF annual increase factor, we are proposing that IRFs in the random sample must attain at least a 75 percent validation score, based upon our validation process, which will use charts requested from patient assessments submitted for FY 2014. We will calculate a 95 percent confidence interval associated with the observed validation score. If the upper bound of this confidence interval is below the 75 percent cutoff point, we will not consider a hospital's data to be “validated” for payment purposes. For example, for a provider who submits all 5 of their charts, each with 9 elements, the provider's score will be based on 45 possible opportunities to report correctly or incorrectly. If the provider correctly scored on 40 of the 45 elements, then their reliability would be 89 percent (40/45). The upper bound of the confidence interval takes into account sampling error and would be higher than this estimated reliability, in this case 96 percent. This number is greater than or equal to 75 percent. Therefore the provider passes validation. We propose that providers failing the validation requirements would be subject to a 2 percentage point reduction to their applicable annual increase factor. In addition, all providers validated would receive educational feedback, including specific case details.</P>
                    <HD SOURCE="HD2">L. Application of the 2 Percentage Point Reduction for IRF Providers That Fail To Meet the Above Proposed Data Accuracy Threshold</HD>
                    <P>Above we have proposed that IRFs must meet a data accuracy threshold of 75 percent to avoid receiving a 2 percentage point reduction to their applicable FY annual increase factor. We are proposing that this proposed data accuracy threshold of 75 percent must be met in addition to the above proposed data completion thresholds (95 percent for data collected using the quality indicator items on the IRF-PAI and submitted using QIES, and 100 percent for data submitted using the CDC's NHSN), to avoid receiving a 2 percentage point reduction to their applicable FY annual increase factor. While we propose that IRFs must meet both the proposed data accuracy and data completion thresholds, IRFs cannot have their applicable annual payment update reduced twice. That is, should an IRF provider fail to meet either one or both of the proposed thresholds (data completion and/or data accuracy), they will only receive one reduction of 2 percentage points to their applicable FY annual increase factor.</P>
                    <P>We invite public comment on this proposal and suggestions to improve the utility of the approach and/or reduce the burden on facilities.</P>
                    <HD SOURCE="HD2">M. Electronic Health Record and Health Information Exchange</HD>
                    <P>
                        We believe that all patients, their families, and their healthcare providers should have consistent and timely access to their health information in a standardized format that can be securely exchanged between the patient, providers, and others involved in the 
                        <PRTPAGE P="26345"/>
                        patient's care.
                        <SU>25</SU>
                        <FTREF/>
                         We are committed to accelerating health information exchange (HIE) through the use of electronic health records (EHRs) and other types of health information technology (HIT) across the broader care continuum through a number of initiatives including: (1) Alignment of incentives and payment adjustments to encourage provider adoption and optimization of HIT and HIE services through Medicare and Medicaid payment policies; (2) adoption of common standards and certification requirements for interoperable HIT; (3) support for privacy and security of patient information across all HIE-focused initiatives; and (4) governance of health information networks. These initiatives are designed to improve care delivery and coordination across the entire care continuum and encourage HIE among all health care providers, including professionals and hospitals eligible for the Medicare and Medicaid EHR Incentive Programs and those who are not eligible for the EHR Incentive programs. To increase flexibility in the regulations for certification and expand HIT certification, the Office of the National Coordinator for Health Information Technology (ONC) has issued a proposed rule concerning a voluntary 2015 Edition of EHR certification criteria that would more easily accommodate HIT certification for technology used in other types of health care settings where individual or institutional health care providers are not typically eligible for incentive payments under the EHR Incentive Programs, such as long-term and post-acute care and behavioral health settings.
                    </P>
                    <FTNT>
                        <P>
                            <SU>25</SU>
                             The Department of Health &amp; Human Services August 2013 Statement, “Principles and Strategies for Accelerating Health Information Exchange.
                        </P>
                    </FTNT>
                    <P>We believe that HIE and the use of certified EHRs by IRFs (and other providers ineligible for the Medicare and Medicaid EHR Incentive programs) can effectively and efficiently help providers improve internal care delivery practices, support management of patient care across the continuum, and enable the reporting of electronically specified clinical quality measures (eCQMs). More information on the identification of EHR certification criteria and development of standards applicable to IRFs can be found at:</P>
                    <P>
                        • 
                        <E T="03">http://healthit.gov/policy-researchers-implementers/standards-and-certification-regulations</E>
                    </P>
                    <P>
                        • 
                        <E T="03">http://www.healthit.gov/facas/FACAS/health-it-policy-committee/hitpc-workgroups/certificationadoption</E>
                    </P>
                    <P>
                        • 
                        <E T="03">http://wiki.siframework.org/LCC+LTPAC+Care+Transition+SWG</E>
                    </P>
                    <P>
                        • 
                        <E T="03">http://wiki.siframework.org/Longitudinal+Coordination+of+Care</E>
                    </P>
                    <P>We are soliciting feedback during public comment to this FY 2015 IRF PPS proposed rule on the feasibility and desirability of electronic health record adoption and use of HIE in IRFs. We are also interested in public comment on the need to develop electronic clinical quality measures, and the benefits and limitations of implementing these measures for IRF providers.</P>
                    <HD SOURCE="HD2">N. Proposed Method for Applying the Reduction to the FY 2015 IRF Increase Factor for IRFs That Fail To Meet the Quality Reporting Requirements</HD>
                    <P>As previously noted, section 1886(j)(7)(A)(i) of the Act requires the application of a 2-percentage point reduction of the applicable market basket increase factor for IRFs that fail to comply with the quality data submission requirements. In compliance with 1886(j)(7)(A)(i) of the Act, we will apply a 2-percentage point reduction to the applicable FY 2015 market basket increase factor (2.1 percent) in calculating an adjusted FY 2015 standard payment conversion factor to apply to payments for only those IRFs that failed to comply with the data submission requirements. As previously noted, application of the 2-percentage point reduction may result in an update that is less than 0.0 for a fiscal year and in payment rates for a fiscal year being less than such payment rates for the preceding fiscal year. Also, reporting-based reductions to the market basket increase factor will not be cumulative; they will only apply for the FY involved. Table 12 shows the calculation of the adjusted FY 2015 standard payment conversion factor that will be used to compute IRF PPS payment rates for any IRF that failed to meet the quality reporting requirements for the period from January 1, 2013, through December 31, 2013.</P>
                    <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s50,15">
                        <TTITLE>Table 12—Calculations To Determine the Adjusted FY 2015 Standard Payment Conversion Factor for IRFs That Failed To Meet the Quality Reporting Requirement</TTITLE>
                        <BOXHD>
                            <CHED H="1">
                                Explanation for 
                                <LI>adjustment</LI>
                            </CHED>
                            <CHED H="1">Calculations</CHED>
                        </BOXHD>
                        <ROW>
                            <ENT I="01">Standard Payment Conversion Factor for FY 2014</ENT>
                            <ENT>$14,846</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Market Basket Increase Factor for FY 2015 (2.7 percent), reduced by 0.4 percentage point reduction for the productivity adjustment as required by section 1886(j)(3)(C)(ii)(I) of the Act, reduced by 0.2 percentage point in accordance with sections 1886(j)(3)(C) and (D) of the Act and further reduced by 2 percentage points for IRFs that failed to meet the quality reporting requirement</ENT>
                            <ENT>X 1.0010</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Budget Neutrality Factor for the Wage Index and Labor-Related Share</ENT>
                            <ENT>X 1.0018</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Budget Neutrality Factor for the Revisions to the CMG Relative Weights</ENT>
                            <ENT>X 1.0000</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Proposed Adjusted FY 2015 Standard Payment Conversion Factor</ENT>
                            <ENT>= $14,888</ENT>
                        </ROW>
                    </GPOTABLE>
                    <P>We invite public comment on the proposed method for applying the reduction to the FY 2015 IRF increase factor for IRFs that fail to meet the quality reporting requirements.</P>
                    <HD SOURCE="HD1">XII. Collection of Information Requirements</HD>
                    <P>
                        Under the Paperwork Reduction Act of 1995, we are required to provide 60 days' notice in the 
                        <E T="04">Federal Register</E>
                         and solicit public comment before a collection of information requirement is submitted to the Office of Management and Budget (OMB) for review and approval. To fairly evaluate whether an information collection should be approved by OMB, section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995 requires that we solicit comment on the following issues:
                    </P>
                    <P>• The need for the information collection and its usefulness in carrying out the proper functions of our agency.</P>
                    <P>• The accuracy of our estimate of the information collection burden.</P>
                    <P>• The quality, utility, and clarity of the information to be collected.</P>
                    <P>
                        • Recommendations to minimize the information collection burden on the 
                        <PRTPAGE P="26346"/>
                        affected public, including automated collection techniques.
                    </P>
                    <P>This proposed rule does not impose any new information collection requirements as outlined in the regulation text. However, this proposed rule does [propose changes to] associated information collections that are not discussed in the regulation text contained in this document. The following is a discussion of these information collections, some of which have already received OMB approval.</P>
                    <P>We are soliciting public comments on each of these issues for the following sections of this document that contain information collection requirements (ICRs).</P>
                    <HD SOURCE="HD2">A. ICRs Regarding the IRF QRP</HD>
                    <HD SOURCE="HD3">1. Updates to IRF QRP</HD>
                    <P>
                        We propose 2 new measures for use in the IRF QRP that will affect the increase factor for FY 2017. These quality measures are: National Healthcare Safety Network (NHSN) Facility-Wide Inpatient Hospital-Onset Methicillin-Resistant 
                        <E T="03">Staphylococcus aureus</E>
                         (MRSA) Bacteremia Outcome Measure (NQF #1716) and National Healthcare Safety Network (NHSN) Facility-Wide Inpatient Hospital-Onset 
                        <E T="03">Clostridium difficile</E>
                         Infection (CDI) Outcome Measure (NQF #1717). We propose that these measures would be collected via the CDC's NHSN data submission system (
                        <E T="03">http://www.cdc.gov/nhsn/</E>
                        ). The NHSN is a secure, Internet-based healthcare-associated infection tracking system that is maintained and managed by the CDC.
                    </P>
                    <P>There are currently approximately 1,140 IRFs in the United States paid under the IRF PPS that are already required to submit CAUTI data to the CDC's NHSN. We believe that any burden increase related to complying with the IRF QRP requirements for submission of the MRSA bacteremia and CDI measures will be minimal for those IRFs that are already familiar with the NHSN submission process, for several reasons. First, these IRFs have already completed the initial setup and have become familiar with reporting data in the NHSN system due to the requirement to report the CAUTI measure. Second, due to their participation in a wide range of mandatory reporting and quality improvement programs, there are 15 states with mandate for IRFs to report MRSA bacteremia data and CDI data into the NHSN. The most significant burden associated with these quality measures is the time and effort associated with collecting and submitting the data on the MRSA and CDI measures for IRFs that are not currently reporting any measures data into the CDC's NHSN system.</P>
                    <P>
                        Based on submissions to the NHSN, we now estimate that each IRF will execute approximately 5 NHSN submissions per month: 1 MRSA bacteremia event, 1 
                        <E T="03">C. difficile</E>
                         event and 3 CAUTI events (60 events per IRF annually). This equates to a total of approximately 68,400 submissions of events to the NHSN from all IRFs per year. The CDC estimated the public reporting burden of the collection of information for each measure to include the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. MRSA and 
                        <E T="03">C. difficile</E>
                         are estimated to be an average of 15 minutes per response (10 minutes of clinical (registered nurse) time, and 5 minutes of clerical (Medical Records or Health Information Technician); CAUTI is estimated to be an average of 29 minutes per response. Each IRF must also complete a Patient Safety Monthly Reporting Plan estimated at 35 minutes and a Denominator for Specialty Care Area, which is estimated at 5 hours per month. Based on this estimate, we expect each IRF would expend 7.53 hours per month reporting to the NHSN. Additionally, each IRF must submit the Healthcare Worker Vaccination measure, which the CDC estimates will take 10 minutes of clerical time. Based on this estimate, we expect each IRF would expend 78.97 clinical hours per year reporting to the NHSN, or 90,026 hours for all IRFs. According to the US Bureau of Labor and Statistics, the mean hourly wage for a registered nurse (RN) is $33.13; the mean hourly wage for a medical records and health information technician is $16.81. However, to account for overhead and fringe benefits, we have double the mean hourly wage, making it $66.26 for an RN and $33.62 for a Medical Record or Health Information Technician. We estimate that the annual cost per each IRF would be $5,162.09 and that the total yearly cost to all IRFs for the submission of data to NHSN would be $5,882,782.60. While the quality measures previously discussed are subject to the PRA, we believe that the associated burden is approved under OMB control number 0920-0666, with an expiration date of November, 31, 2016.
                    </P>
                    <P>In the FY 2014 IRF PPS rule (78 FR 47923 through 47925), we provided burden estimates for measures adopted in that rule. Updated Collection of Information Requirements for each of those measures is described below:</P>
                    <HD SOURCE="HD3">a. All-Cause Unplanned Readmission Measure for 30 Days Post Discharge From Inpatient Rehabilitation Facilities</HD>
                    <P>As stated in the FY 2014 IRF PPS rule (78 FR 47923 through 47925), data for this measure will be derived from Medicare claims, and therefore, will not add any additional reporting burden for IRFs.</P>
                    <HD SOURCE="HD3">b. Percent of Residents or Patients With Pressure Ulcers That Are New or Have Worsened (Short-Stay) (NQF #0678)</HD>
                    <P>We expect that the admission and discharge pressure ulcer data will be collected by a clinician such as an RN because the assessment and staging of pressure ulcers requires a high degree of clinical judgment and experience. We estimate that it will take approximately 10 minutes of time by the RN to perform the admission pressure ulcer assessment. We further estimate that it will take an additional 15 minutes of time to complete the discharge pressure ulcer assessment.</P>
                    <P>
                        We estimate that there are 359,000 IRF-PAI submissions per year
                        <SU>3</SU>
                         and that there are 1,140 IRFs in the U.S. reporting quality data to CMS. Based on these figures, we estimate that each IRF will submit approximately 315 IRF-PAIs per year. Assuming that each IRF-PAI submission requires 25 minutes of time by an RN at an average hourly wage of $66.26 (including fringe benefits and overhead), to complete the “Quality Indicator” section, the yearly cost to each IRF would be $8,696.63 and the annualized cost across all IRFs would be $9,914,158.20.
                    </P>
                    <P>
                        We also expect that most IRFs will use administrative personnel, such as a medical secretary or medical data entry clerk, to perform the task of entering the IRF-PAI pressure ulcer Assessment data. We estimate that this data entry task will take no more than 3 minutes for the “Quality Indicator” section of each IRF-PAI record or 15.75 hours for each IRF annually. The average hourly wage for a Medical Records &amp; Health Information Technician is $33.62 (including fringe benefits and overhead). Again, as we noted above, there are approximately 359,000 IRF-PAI submissions per year and 1,140 IRFs reporting quality data to CMS. Given this wage information, the estimated total annual cost across all reporting IRFs for the time required for entry of pressure ulcer data into the IRF-PAI by a medical record or health information technician (including fringe benefits and overhead) is $603,652.80. We further estimate the average yearly 
                        <PRTPAGE P="26347"/>
                        cost to each individual IRF to be $529.52.
                    </P>
                    <P>We estimate that the combined annualized time burden related to the pressure ulcer data item set for work performed, by the both clinical and administrative staff, will be 147 hours for each individual IRF and 167,580 hours across all IRFs. The total estimated annualized cost for collection and submission of pressure ulcer data is $9,226.15 for each IRF and $10,517,811 across all IRFs. We estimate the cost for each pressure ulcer submission to be $29.29.</P>
                    <HD SOURCE="HD3">c. Percent of Residents or Patients Who Were Assessed and Appropriately Given the Seasonal Influenza Vaccine (Short-Stay) (NQF #0680)</HD>
                    <P>IRFs are already required to complete and transmit certain IRF-PAI data on all Medicare Part A Fee-for-Service and Medicare Part C (Medicare Advantage) patients to receive payment from Medicare. We estimate that completion of the Patient Influenza measure data items will take approximately 5 minutes to complete. The Patient Influenza item set consists of three data items (for example, questions). Each item is straightforward and does not require physical assessment of the patient for completion. We estimate that it will take approximately 0.7 minutes to complete each item, or 2.1 minutes to complete all items related to the Patient Influenza measure. However, in some cases, the person completing this item set may need to consult the patient's medical record to obtain data about the patient's influenza vaccination. Therefore, we have allotted an additional 1.66 minutes per item, for a total of 7.1 minutes to complete the Patient Influenza measure data items.</P>
                    <P>We have noted above that there are approximately 359,000 IRF-PAIs completed annually across all 1,140 IRFs that report IRF quality data to CMS. This breaks down to approximately 315 IRF-PAIs completed by each IRF yearly. We estimate that the annual time burden for reporting the Patient Influenza measure data is 42,481 hours across all IRFs in the U.S. and 37.26 hours for each individual IRF. Again, we have estimated the mean hourly wage for an RN (including fringe benefits and overhead) to be $66.26. Taking all of the above information into consideration, we estimate the annual cost across all IRFs for the submission of the Patient Influenza measure data to be $2,814,791.06. We further estimate the cost for each individual IRF to be $2,469.11.</P>
                    <P>Lastly, we propose to validate data submitted to CMS by requesting portions of patient's charts be copied and mailed to a CMS validation contractor. We estimate the size of each section we propose to request as follows: We anticipate that the first 3 days of nurses notes will be approximately 15 pages; the last 3 days of nurses notes will be approximately 10 pages; the physician or physician's assistant's admission history and physical will be approximately 30 pages; the physician or physician's assistant's discharge summary will be approximately 15 pages; nurses admission database is approximately 40 pages; pressure ulcer assessment assessments will be approximately 30 pages; physicians progress notes will be approximately 30 pages; physicians orders will be approximately 30 pages and lab reports to be approximately 70 pages. We estimate the total submission to be approximately 270 pages in length. The FY 2013 IPPS/LTCH PPS final rule (77 FR 53745) estimates the appropriate cost for chart submission to be 12 cents per page and $4.00 shipping. Two hundred seventy pages at a rate of $0.12 per page with a $4.00 shipping cost would be $36.40 per chart. We propose that 260 providers will be randomly selected for validation, and we propose to request 5 charts from each selected provider for a total cost of $47,320 for all IRF providers, or $182.00 for any randomly selected IRF provider.</P>
                    <HD SOURCE="HD3">2. Effects of Updates to the IRF QRP</HD>
                    <P>
                        In section XI of this proposed rule, we propose to add 2 new quality measures to the IRF QRP. These measures include: National Healthcare Safety Network (NHSN) Facility-Wide Inpatient Hospital-Onset Methicillin-Resistant 
                        <E T="03">Staphylococcus aureus</E>
                         (MRSA) Bacteremia Outcome Measure (NQF #1716) and National Healthcare Safety Network (NHSN) Facility-Wide Inpatient Hospital-Onset 
                        <E T="03">Clostridium difficile</E>
                         Infection (CDI) Outcome Measure (NQF #1717). As previously noted, we estimate that each IRF will execute approximately 2 NHSN submissions (1 MRSA bacteremia event and 1 
                        <E T="03">C. difficile</E>
                         event) per month (24 events per IRF annually). This equates to a total of approximately 27,360 submissions of HAI data to NHSN from all IRFs per year. We estimate that each NHSN modules for the MRSA and 
                        <E T="03">C. difficile</E>
                         measures will take approximately 15 minutes to complete. This time estimate consists of 10 minutes of clinical time needed to collect the clinical data and 5 minutes of clerical time necessary to enter the data into the NHSN. Based on this estimate, we expect each IRF will expend 8 clinical hours and 4 clerical hours for a total of 12 hours per year reporting to NHSN for MRSA bacteremia and CDI. The total estimated annual hourly burden on all IRFs in the United States for reporting MRSA bacteremia and CDI data to NHSN is 13,680 hours. The average hourly wage for Medical Records or Health Information Technicians is $33.62 (including fringe benefits and overhead) and $66.26 (including fringe benefits and overhead) for a Registered Nurse. We estimate that the annual cost per each IRF will be $664.56 and the total yearly cost to all IRFs for the submission of MRSA bacteremia and CDI data to NHSN will be $757,598.40.
                    </P>
                    <HD SOURCE="HD2">B. ICRs Regarding Individual, Group, and Co-Treatment Therapy Data on the IRF-PAI</HD>
                    <P>As stated in section VIII of this proposed rule, we are proposing a new Therapy Information Section for the IRF-PAI that will require IRF providers to submit data regarding the amount and mode (that is, Individual, Group, and Co-Treatment) of therapy that patients are receiving and in which therapy discipline (PT, OT, speech/language) beginning on October 1, 2015.</P>
                    <P>
                        Under Medicare's conditions of participation for hospitals that provide rehabilitation, physical therapy, occupational therapy, audiology, or speech pathology services at § 482.56, the provision of care and the personnel qualifications must be in accordance with national acceptable standards of practice and must also meet the requirements at § 409.17, according to which IRFs are required to furnish physical therapy, occupational therapy or speech-language pathology services under a plan that, among other things, “[p]rescribes the type, amount, frequency, and duration of the physical therapy, occupational therapy, or speech-language pathology services to be furnished to the individual.” (Such services may also be furnished under plan requirements specific to the payment policy under which the services are rendered, if applicable.) In addition, the IRF coverage requirements at § 412.622(a)(3)(ii), (4), require the IRF to document that the patient “[g]enerally requires and can reasonably be expected to actively participate in, and benefit from, an intensive rehabilitation therapy program.” As Medicare already requires extensive documentation of the type, amount, frequency and duration of physical therapy, occupational therapy, or speech-language pathology services furnished to individuals in the IRF setting, we do not believe that IRFs will incur any additional burden related to 
                        <PRTPAGE P="26348"/>
                        the collection of the data for the proposed new Therapy Information Section. In accordance with 5 CFR 1320.3(b)(2), we believe the burden associated with this requirement is exempt from the PRA as it is a usual and customary business practice. The time, effort, and financial resources necessary to comply with this requirement would be incurred in the course of each IRF conducting its normal business activities.
                    </P>
                    <P>
                        We anticipate that it will take approximately 4 minutes to retrieve the therapy data from the patient's medical record and transfer the required data to the IRF-PAI for submission. We believe this task can be completed by any clinician in the IRF. To calculate the burden, we obtained hourly wage rates for social worker assistants, licensed practical nurses (LPN), recreational therapists, social workers, dietitians and nutritionists, RN, speech language pathologists, audiologists, occupational therapists, and physical therapists, all of whom may complete the IRF-PAI, from the Bureau of Labor Statistics (
                        <E T="03">http://www.bls.gov/ooh/healthcare/home.htm</E>
                        ). The $26.52 rate is a blend of all of these categories, and reflects the fact that IRF providers have historically used all of these clinicians for preparation and coding of the IRF-PAI. However, to account for overhead and fringe benefits, we double the average rate, making it $53.04. On average, an IRF submits roughly 300 IRF-PAIs annually and when multiplied by 4 minutes to complete the proposed new Therapy Information Section, the total estimated annual hour burden per each IRF is 20 hours. We estimate the total cost burden to each IRF for reporting the proposed therapy data will be $1,060 annually. Since there are a total of 1,140 IRFs, we estimate the total burden cost across all IRFs for submitting therapy data is $1.2 million.
                    </P>
                    <P>We will be submitting a revision of the IRF-PAI information collection request currently approved under OMB control number 0938-0842.</P>
                    <P>If you comment on these information collection and recordkeeping requirements, please submit your comments electronically as specified in the ADDRESSES section of this proposed rule.</P>
                    <HD SOURCE="HD1">XIII. Response to Public Comments</HD>
                    <P>
                        Because of the large number of public comments we normally receive on 
                        <E T="04">Federal Register</E>
                         documents, we are not able to acknowledge or respond to them individually. We will consider all comments we receive by the date and time specified in the 
                        <E T="02">DATES</E>
                         section of this preamble, and, when we proceed with a subsequent document, we will respond to the comments in the preamble to that document.
                    </P>
                    <HD SOURCE="HD1">XIV. Regulatory Impact Analysis</HD>
                    <HD SOURCE="HD2">A. Statement of Need</HD>
                    <P>
                        This proposed rule updates the IRF prospective payment rates for FY 2015 as required under section 1886(j)(3)(C) of the Act. It responds to section 1886(j)(5) of the Act, which requires the Secretary to publish in the 
                        <E T="04">Federal Register</E>
                         on or before the August 1 that precedes the start of each fiscal year, the classification and weighting factors for the IRF PPS's case-mix groups and a description of the methodology and data used in computing the prospective payment rates for that fiscal year.
                    </P>
                    <P>This proposed rule implements sections 1886(j)(3)(C) and (D) of the Act. Section 1886(j)(3)(C)(ii)(I) of the Act requires the Secretary to apply a multi-factor productivity adjustment to the market basket increase factor, and to apply other adjustments as defined by the Act. The productivity adjustment applies to FYs from 2012 forward. The other adjustments apply to FYs 2010 through 2019.</P>
                    <P>This proposed rule also adopts some policy changes within the statutory discretion afforded to the Secretary under section 1886(j) of the Act. We propose to collect data on the amount and mode (that is, Individual, Group, and Co-Treatment) of therapy provided in the IRF setting according to therapy discipline, revise the list of impairment group codes that presumptively meet the 60 percent rule compliance criteria, provide for a new item on the IRF-PAI form to indicate whether the prior treatment and severity requirements have been met for arthritis cases, and revise and update quality measures and reporting requirements under the IRF quality reporting program. In this proposed rule, we also address the implementation of the International Classification of Diseases, 10th Revision, Clinical Modification (ICD-10-CM) for the IRF prospective payment system (PPS), effective when ICD-10-CM becomes the required medical data code set for use on Medicare claims and IRF-PAI submissions.</P>
                    <HD SOURCE="HD2">B. Overall Impacts</HD>
                    <P>We have examined the impacts of this proposed rule as required by Executive Order 12866 (September 30, 1993, Regulatory Planning and Review), Executive Order 13563 on Improving Regulation and Regulatory Review (January 18, 2011), the Regulatory Flexibility Act (September 19, 1980, Pub. L. 96-354) (RFA), section 1102(b) of the Act, section 202 of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4), Executive Order 13132 on Federalism (August 4, 1999), and the Congressional Review Act (5 U.S.C. 804(2)).</P>
                    <P>Executive Orders 12866 and 13563 direct agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity). Executive Order 13563 emphasizes the importance of quantifying both costs and benefits, of reducing costs, of harmonizing rules, and of promoting flexibility. A regulatory impact analysis (RIA) must be prepared for a major proposed rule with economically significant effects ($100 million or more in any 1 year). We estimate the total impact of the proposed policy updates described in this proposed rule by comparing the estimated payments in FY 2015 with those in FY 2014. This analysis results in an estimated $160 million increase for FY 2015 IRF PPS payments. As a result, this proposed rule is designated as economically “significant” under section 3(f)(1) of Executive Order 12866, and hence a major rule under the Congressional Review Act. Also, the rule has been reviewed by OMB.</P>
                    <P>
                        The Regulatory Flexibility Act (RFA) requires agencies to analyze options for regulatory relief of small entities, if a rule has a significant impact on a substantial number of small entities. For purposes of the RFA, small entities include small businesses, nonprofit organizations, and small governmental jurisdictions. Most IRFs and most other providers and suppliers are small entities, either by having revenues of $7 million to $35.5 million or less in any 1 year depending on industry classification, or by being nonprofit organizations that are not dominant in their markets. (For details, see the Small Business Administration's final rule that set forth size standards for health care industries, at 65 FR 69432 at 
                        <E T="03">http://www.sba.gov/sites/default/files/files/Size_Standards_Table.pdf</E>
                        , effective March 26, 2012.) Because we lack data on individual hospital receipts, we cannot determine the number of small proprietary IRFs or the proportion of IRFs' revenue that is derived from Medicare payments. Therefore, we assume that all IRFs (an approximate total of 1,100 IRFs, of which approximately 60 percent are nonprofit facilities) are considered small entities and that Medicare payment constitutes 
                        <PRTPAGE P="26349"/>
                        the majority of their revenues. The Department of Health and Human Services generally uses a revenue impact of 3 to 5 percent as a significance threshold under the RFA. As shown in Table 13, we estimate that the net revenue impact of this proposed rule on all IRFs is to increase estimated payments by approximately 2.2 percent. However, we find that certain categories of IRF providers would be expected to experience revenue impacts in the 3 percent range. We estimate a 3.8 percent overall impact for four rural IRFs in the Pacific region, and a 3 percent increase for 141 urban IRFs in the Middle Atlantic region and 27 rural IRFs in the West North Central region. As a result, we anticipate this proposed rule adopts a net positive impact on a substantial number of small entities. Medicare Administrative Contractors are not considered to be small entities. Individuals and States are not included in the definition of a small entity.
                    </P>
                    <P>In addition, section 1102(b) of the Act requires us to prepare a regulatory impact analysis if a rule may have a significant impact on the operations of a substantial number of small rural hospitals. This analysis must conform to the provisions of section 603 of the RFA. For purposes of section 1102(b) of the Act, we define a small rural hospital as a hospital that is located outside of a Metropolitan Statistical Area and has fewer than 100 beds. As discussed in detail below, the rates and policies set forth in this proposed rule will not have a significant impact (not greater than 3 percent) on rural hospitals based on the data of the 165 rural units and 17 rural hospitals in our database of 1,140 IRFs for which data were available.</P>
                    <P>Section 202 of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-04, enacted on March 22, 1995) also requires that agencies assess anticipated costs and benefits before issuing any rule whose mandates require spending in any 1 year of $100 million in 1995 dollars, updated annually for inflation. In 2014, that threshold level is approximately $141 million. This proposed rule will not impose spending costs on state, local, or tribal governments, in the aggregate, or by the private sector, of greater than $141 million.</P>
                    <P>Executive Order 13132 establishes certain requirements that an agency must meet when it promulgates a final rule that imposes substantial direct requirement costs on state and local governments, preempts state law, or otherwise has federalism implications. As stated above, this proposed rule will not have a substantial effect on state and local governments, preempt state law, or otherwise have a federalism implication.</P>
                    <HD SOURCE="HD2">C. Detailed Economic Analysis</HD>
                    <HD SOURCE="HD3">1. Basis and Methodology of Estimates</HD>
                    <P>This proposed rule sets forth proposed policy changes and updates to the IRF PPS rates contained in the FY 2014 IRF PPS final rule (78 FR 47860). Specifically, this proposed rule updates the CMG relative weights and average length of stay values, the wage index, and the outlier threshold for high-cost cases. This proposed rule also applies a MFP adjustment to the FY 2015 RPL market basket increase factor in accordance with section 1886(j)(3)(C)(ii)(I) of the Act, and a 0.2 percentage point reduction to the FY 2015 RPL market basket increase factor in accordance with sections 1886(j)(3)(C)(ii)(II) and (D)(iv) of the Act. Further, this proposed rule proposes additional changes to the presumptive methodology and additional therapy and quality data collection that are expected to result in some additional financial effects on IRFs. In addition, section XI of this rule discusses the implementation of the required 2 percentage point reduction of the market basket increase factor for any IRF that fails to meet the IRF quality reporting requirements, in accordance with section 1886(j)(7) of the Act.</P>
                    <P>We estimate that the impact of the proposed changes and updates described in this proposed rule will be a net estimated increase of $160 million in payments to IRF providers. This estimate does not include the estimated impacts of the additional proposed changes to the presumptive compliance method and the additional therapy and quality data collection, as discussed in section 8 of this Economic Analysis. In addition, it does not include the implementation of the required 2 percentage point reduction of the market basket increase factor for any IRF that fails to meet the IRF quality reporting requirements (as discussed in section 9 of this Economic Analysis). The impact analysis in Table 13 of this proposed rule represents the projected effects of the updates to IRF PPS payments for FY 2015 compared with the estimated IRF PPS payments in FY 2014. We determine the effects by estimating payments while holding all other payment variables constant. We use the best data available, but we do not attempt to predict behavioral responses to these changes, and we do not make adjustments for future changes in such variables as number of discharges or case-mix.</P>
                    <P>We note that certain events may combine to limit the scope or accuracy of our impact analysis, because such an analysis is future-oriented and, thus, susceptible to forecasting errors because of other changes in the forecasted impact time period. Some examples could be legislative changes made by the Congress to the Medicare program that would impact program funding, or changes specifically related to IRFs. Although some of these changes may not necessarily be specific to the IRF PPS, the nature of the Medicare program is such that the changes may interact, and the complexity of the interaction of these changes could make it difficult to predict accurately the full scope of the impact upon IRFs.</P>
                    <P>In updating the rates for FY 2015, we are proposing standard annual revisions described in this proposed rule (for example, the update to the wage and market basket indexes used to adjust the federal rates). We are also implementing a productivity adjustment to the FY 2015 RPL market basket increase factor in accordance with section 1886(j)(3)(C)(ii)(I) of the Act, and a 0.2 percentage point reduction to the FY 2015 RPL market basket increase factor in accordance with sections 1886(j)(3)(C)(ii)(II) and (D)(iv) of the Act. We estimate the total increase in payments to IRFs in FY 2015, relative to FY 2014, will be approximately $160 million.</P>
                    <P>This estimate is derived from the application of the FY 2015 RPL market basket increase factor, as reduced by a productivity adjustment in accordance with section 1886(j)(3)(C)(ii)(I) of the Act, and a 0.2 percentage point reduction in accordance with sections 1886(j)(3)(C)(ii)(II) and (D)(iv) of the Act, which yields an estimated increase in aggregate payments to IRFs of $155 million. Furthermore, there is an additional estimated $5 million increase in aggregate payments to IRFs due to the proposed update to the outlier threshold amount. Outlier payments are estimated to increase under this proposal from approximately 2.9 percent in FY 2014 to 3.0 percent in FY 2015. Therefore, summed together, we estimate that these updates will result in a net increase in estimated payments of $160 million from FY 2014 to FY 2015.</P>
                    <P>The effects of the proposed updates that impact IRF PPS payment rates are shown in Table 13. The following proposed updates that affect the IRF PPS payment rates are discussed separately below:</P>
                    <P>
                        • The effects of the proposed update to the outlier threshold amount, from approximately 2.9 percent to 3.0 percent of total estimated payments for FY 2015, 
                        <PRTPAGE P="26350"/>
                        consistent with section 1886(j)(4) of the Act.
                    </P>
                    <P>• The effects of the proposed annual market basket update (using the RPL market basket) to IRF PPS payment rates, as required by section 1886(j)(3)(A)(i) and sections 1886(j)(3)(C) and (D) of the Act, including a productivity adjustment in accordance with section 1886(j)(3)(C)(i)(I) of the Act, and a 0.2 percentage point reduction in accordance with sections 1886(j)(3)(C) and (D) of the Act.</P>
                    <P>• The effects of applying the proposed budget-neutral labor-related share and wage index adjustment, as required under section 1886(j)(6) of the Act.</P>
                    <P>• The effects of the proposed budget-neutral changes to the CMG relative weights and average length of stay values, under the authority of section 1886(j)(2)(C)(i) of the Act.</P>
                    <P>• The total change in estimated payments based on the proposed FY 2015 payment changes relative to the estimated FY 2014 payments.</P>
                    <HD SOURCE="HD3">2. Description of Table 13</HD>
                    <P>Table 13 categorizes IRFs by geographic location, including urban or rural location, and location for CMS's 9 census divisions (as defined on the cost report) of the country. In addition, the table divides IRFs into those that are separate rehabilitation hospitals (otherwise called freestanding hospitals in this section), those that are rehabilitation units of a hospital (otherwise called hospital units in this section), rural or urban facilities, ownership (otherwise called for-profit, non-profit, and government), by teaching status, and by disproportionate share patient percentage (DSH PP). The top row of Table 13 shows the overall impact on the 1,140 IRFs included in the analysis.</P>
                    <P>The next 12 rows of Table 13 contain IRFs categorized according to their geographic location, designation as either a freestanding hospital or a unit of a hospital, and by type of ownership; all urban, which is further divided into urban units of a hospital, urban freestanding hospitals, and by type of ownership; and all rural, which is further divided into rural units of a hospital, rural freestanding hospitals, and by type of ownership. There are 958 IRFs located in urban areas included in our analysis. Among these, there are 731 IRF units of hospitals located in urban areas and 227 freestanding IRF hospitals located in urban areas. There are 182 IRFs located in rural areas included in our analysis. Among these, there are 165 IRF units of hospitals located in rural areas and 17 freestanding IRF hospitals located in rural areas. There are 401 for-profit IRFs. Among these, there are 337 IRFs in urban areas and 64 IRFs in rural areas. There are 670 non-profit IRFs. Among these, there are 564 urban IRFs and 106 rural IRFs. There are 69 government-owned IRFs. Among these, there are 57 urban IRFs and 12 rural IRFs.</P>
                    <P>The remaining four parts of Table 13 show IRFs grouped by their geographic location within a region, by teaching status, and by DSH PP. First, IRFs located in urban areas are categorized for their location within a particular one of the nine Census geographic regions. Second, IRFs located in rural areas are categorized for their location within a particular one of the nine Census geographic regions. In some cases, especially for rural IRFs located in the New England, Mountain, and Pacific regions, the number of IRFs represented is small. IRFs are then grouped by teaching status, including non-teaching IRFs, IRFs with an intern and resident to average daily census (ADC) ratio less than 10 percent, IRFs with an intern and resident to ADC ratio greater than or equal to 10 percent and less than or equal to 19 percent, and IRFs with an intern and resident to ADC ratio greater than 19 percent. Finally, IRFs are grouped by DSH PP, including IRFs with zero DSH PP, IRFs with a DSH PP less than 5 percent, IRFs with a DSH PP between 5 and less than 10 percent, IRFs with a DSH PP between 10 and 20 percent, and IRFs with a DSH PP greater than 20 percent.</P>
                    <P>The estimated impacts of each policy described in this proposed rule to the facility categories listed above are shown in the columns of Table 13. The description of each column is as follows:</P>
                    <P>• Column (1) shows the facility classification categories described above.</P>
                    <P>• Column (2) shows the number of IRFs in each category in our FY 2013 analysis file.</P>
                    <P>• Column (3) shows the number of cases in each category in our FY 2013 analysis file.</P>
                    <P>• Column (4) shows the estimated effect of the proposed adjustment to the outlier threshold amount.</P>
                    <P>• Column (5) shows the estimated effect of the proposed update to the IRF PPS payment rates, which includes a productivity adjustment in accordance with section 1886(j)(3)(C)(ii)(I) of the Act, and a 0.2 percentage point reduction in accordance with sections 1886(j)(3)(C)(ii)(II) and (D)(iv) of the Act.</P>
                    <P>• Column (6) shows the estimated effect of the proposed update to the IRF labor-related share and wage index, in a budget-neutral manner.</P>
                    <P>• Column (7) shows the estimated effect of the proposed update to the CMG relative weights and average length of stay values, in a budget-neutral manner.</P>
                    <P>• Column (8) compares our estimates of the payments per discharge, incorporating all of the proposed policies reflected in this proposed rule for FY 2015 to our estimates of payments per discharge in FY 2014.</P>
                    <P>
                        The average estimated increase for all IRFs is approximately 2.2 percent. This estimated net increase includes the effects of the proposed RPL market basket increase factor for FY 2015 of 2.7 percent, reduced by a productivity adjustment of 0.4 percentage point in accordance with section 1886(j)(3)(C)(ii)(I) of the Act, and further reduced by 0.2 percentage point in accordance with sections 1886(j)(3)(C)(ii)(II) and (D)(iv) of the Act. It also includes the approximate 0.1 percent overall estimated increase in estimated IRF outlier payments from the proposed update to the outlier threshold amount. Since we are making the proposed updates to the IRF wage index and the CMG relative weights in a budget-neutral manner, they will not be expected to affect total estimated IRF payments in the aggregate. However, as described in more detail in each section, they will be expected to affect the estimated distribution of payments among providers.
                        <PRTPAGE P="26351"/>
                    </P>
                    <GPOTABLE COLS="8" OPTS="L2(,0,),i1" CDEF="s50,10,10,10,10,10,10,10">
                        <TTITLE>Table 13—IRF Impact Table for FY 2015 (Columns 4-9 in %)</TTITLE>
                        <BOXHD>
                            <CHED H="1">Facility classification</CHED>
                            <CHED H="1">
                                Number of 
                                <LI>IRFs</LI>
                            </CHED>
                            <CHED H="1">
                                Number of 
                                <LI>cases</LI>
                            </CHED>
                            <CHED H="1">Outlier</CHED>
                            <CHED H="1">
                                Adjusted market basket increase factor for FY 2015 
                                <SU>1</SU>
                            </CHED>
                            <CHED H="1">
                                FY 2015 
                                <LI>CBSA wage index </LI>
                                <LI>and labor-share</LI>
                            </CHED>
                            <CHED H="1">CMG</CHED>
                            <CHED H="1">
                                Total 
                                <LI>percent </LI>
                                <LI>change</LI>
                            </CHED>
                        </BOXHD>
                        <ROW RUL="r,s">
                            <ENT I="25">(1)</ENT>
                            <ENT>(2)</ENT>
                            <ENT>(3)</ENT>
                            <ENT>(4)</ENT>
                            <ENT>(5)</ENT>
                            <ENT>(6)</ENT>
                            <ENT>(7)</ENT>
                            <ENT>(9)</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Total</ENT>
                            <ENT>1,140</ENT>
                            <ENT>387,651</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.0</ENT>
                            <ENT>0.0</ENT>
                            <ENT>2.2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Urban unit</ENT>
                            <ENT>731</ENT>
                            <ENT>178,428</ENT>
                            <ENT>0.2</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.1</ENT>
                            <ENT>0.0</ENT>
                            <ENT>2.3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Rural unit</ENT>
                            <ENT>165</ENT>
                            <ENT>26,350</ENT>
                            <ENT>0.2</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.1</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Urban hospital</ENT>
                            <ENT>227</ENT>
                            <ENT>177,235</ENT>
                            <ENT>0.0</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.0</ENT>
                            <ENT>0.0</ENT>
                            <ENT>2.0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Rural hospital</ENT>
                            <ENT>17</ENT>
                            <ENT>5,638</ENT>
                            <ENT>0.0</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.2</ENT>
                            <ENT>0.0</ENT>
                            <ENT>2.0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Urban For-Profit</ENT>
                            <ENT>337</ENT>
                            <ENT>165,022</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.2</ENT>
                            <ENT>0.0</ENT>
                            <ENT>2.0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Rural For-Profit</ENT>
                            <ENT>64</ENT>
                            <ENT>12,457</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.2</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Urban Non-Profit</ENT>
                            <ENT>564</ENT>
                            <ENT>175,036</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.2</ENT>
                            <ENT>0.0</ENT>
                            <ENT>2.4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Rural Non-Profit</ENT>
                            <ENT>106</ENT>
                            <ENT>17,626</ENT>
                            <ENT>0.2</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.0</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Urban Government</ENT>
                            <ENT>57</ENT>
                            <ENT>15,605</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.1</ENT>
                            <ENT>0.0</ENT>
                            <ENT>2.2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Rural Government</ENT>
                            <ENT>12</ENT>
                            <ENT>1,905</ENT>
                            <ENT>0.2</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.6</ENT>
                            <ENT>0.1</ENT>
                            <ENT>1.9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Urban</ENT>
                            <ENT>958</ENT>
                            <ENT>355,663</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.0</ENT>
                            <ENT>0.0</ENT>
                            <ENT>2.2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Rural</ENT>
                            <ENT>182</ENT>
                            <ENT>31,988</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.1</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22">Urban by region:</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Urban New England</ENT>
                            <ENT>30</ENT>
                            <ENT>16,895</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.4</ENT>
                            <ENT>−0.1</ENT>
                            <ENT>2.5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Urban Middle Atlantic</ENT>
                            <ENT>141</ENT>
                            <ENT>58,236</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.8</ENT>
                            <ENT>0.0</ENT>
                            <ENT>3.0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Urban South Atlantic</ENT>
                            <ENT>138</ENT>
                            <ENT>64,527</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.1</ENT>
                            <ENT>−0.1</ENT>
                            <ENT>2.0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Urban East North Central</ENT>
                            <ENT>180</ENT>
                            <ENT>53,150</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.2</ENT>
                            <ENT>0.0</ENT>
                            <ENT>2.0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Urban East South Central</ENT>
                            <ENT>50</ENT>
                            <ENT>24,427</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.5</ENT>
                            <ENT>−0.1</ENT>
                            <ENT>1.6</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Urban West North Central</ENT>
                            <ENT>73</ENT>
                            <ENT>18,609</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.4</ENT>
                            <ENT>0.0</ENT>
                            <ENT>1.8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Urban West South Central</ENT>
                            <ENT>173</ENT>
                            <ENT>70,843</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.3</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Urban Mountain</ENT>
                            <ENT>72</ENT>
                            <ENT>23,013</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.7</ENT>
                            <ENT>0.0</ENT>
                            <ENT>1.5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Urban Pacific</ENT>
                            <ENT>101</ENT>
                            <ENT>25,963</ENT>
                            <ENT>0.2</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.6</ENT>
                            <ENT>0.0</ENT>
                            <ENT>2.9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22">Rural by region:</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Rural New England</ENT>
                            <ENT>5</ENT>
                            <ENT>1,263</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.0</ENT>
                            <ENT>−0.1</ENT>
                            <ENT>2.1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Rural Middle Atlantic</ENT>
                            <ENT>15</ENT>
                            <ENT>2,550</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.5</ENT>
                            <ENT>0.2</ENT>
                            <ENT>2.9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Rural South Atlantic</ENT>
                            <ENT>24</ENT>
                            <ENT>6,009</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.1</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Rural East North Central</ENT>
                            <ENT>31</ENT>
                            <ENT>5,224</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.2</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Rural East South Central</ENT>
                            <ENT>21</ENT>
                            <ENT>3,493</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.2</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Rural West North Central</ENT>
                            <ENT>27</ENT>
                            <ENT>3,451</ENT>
                            <ENT>0.2</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.5</ENT>
                            <ENT>0.1</ENT>
                            <ENT>3.0</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Rural West South Central</ENT>
                            <ENT>48</ENT>
                            <ENT>8,949</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.4</ENT>
                            <ENT>0.2</ENT>
                            <ENT>1.9</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Rural Mountain</ENT>
                            <ENT>7</ENT>
                            <ENT>667</ENT>
                            <ENT>0.3</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.1</ENT>
                            <ENT>0.0</ENT>
                            <ENT>2.4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Rural Pacific</ENT>
                            <ENT>4</ENT>
                            <ENT>382</ENT>
                            <ENT>0.4</ENT>
                            <ENT>2.1</ENT>
                            <ENT>1.2</ENT>
                            <ENT>0.0</ENT>
                            <ENT>3.8</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22">Teaching Status: </ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Non-teaching</ENT>
                            <ENT>1,030</ENT>
                            <ENT>341,633</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.0</ENT>
                            <ENT>0.0</ENT>
                            <ENT>2.2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Resident to ADC less than 10%</ENT>
                            <ENT>58</ENT>
                            <ENT>30,509</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.3</ENT>
                            <ENT>−0.1</ENT>
                            <ENT>2.4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Resident to ADC 10%-19%</ENT>
                            <ENT>40</ENT>
                            <ENT>14,166</ENT>
                            <ENT>0.2</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.1</ENT>
                            <ENT>−0.1</ENT>
                            <ENT>2.1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">Resident to ADC greater than 19%</ENT>
                            <ENT>12</ENT>
                            <ENT>1,343</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.1</ENT>
                            <ENT>0.0</ENT>
                            <ENT>2.2</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="22">Disproportionate Share Patient Percentage (DSH PP):</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">DSH PP = 0%</ENT>
                            <ENT>42</ENT>
                            <ENT>7,793</ENT>
                            <ENT>0.2</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.1</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.5</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">DSH PP less than 5%</ENT>
                            <ENT>178</ENT>
                            <ENT>61,772</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.1</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.4</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">DSH PP 5%-10%</ENT>
                            <ENT>337</ENT>
                            <ENT>134,924</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.2</ENT>
                            <ENT>0.0</ENT>
                            <ENT>2.1</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">DSH PP 10%-20%</ENT>
                            <ENT>359</ENT>
                            <ENT>123,942</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>0.1</ENT>
                            <ENT>0.0</ENT>
                            <ENT>2.3</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="03">DSH PP greater than 20%</ENT>
                            <ENT>224</ENT>
                            <ENT>59,220</ENT>
                            <ENT>0.1</ENT>
                            <ENT>2.1</ENT>
                            <ENT>−0.1</ENT>
                            <ENT>−0.1</ENT>
                            <ENT>2.1</ENT>
                        </ROW>
                        <TNOTE>
                            <SU>1</SU>
                             This column reflects the impact of the RPL market basket increase factor for FY 2015 (2.7 percent), reduced by a 0.4 percentage point reduction for the productivity adjustment as required by section 1886(j)(3)(C)(ii)(I) of the Act, and reduced by 0.2 percentage points in accordance with paragraphs 1886(j)(3)(C) and (D) of the Act.
                        </TNOTE>
                    </GPOTABLE>
                    <HD SOURCE="HD3">3. Impact of the Proposed Update to the Outlier Threshold Amount</HD>
                    <P>The estimated effects of the proposed update to the outlier threshold adjustment are presented in column 4 of Table 13. In the FY 2014 IRF PPS final rule (78 FR 47860), we used FY 2012 IRF claims data (the best, most complete data available at that time) to set the outlier threshold amount for FY 2014 so that estimated outlier payments would equal 3 percent of total estimated payments for FY 2014.</P>
                    <P>For this proposed rule, we are updating our analysis using FY 2013 IRF claims data and, based on this updated analysis, we estimate that IRF outlier payments as a percentage of total estimated IRF payments are 2.9 percent in FY 2014. Thus, we propose to adjust the outlier threshold amount in this proposed rule to set total estimated outlier payments equal to 3 percent of total estimated payments in FY 2015. The estimated change in total IRF payments for FY 2015, therefore, includes an approximate 0.1 percent increase in payments because the estimated outlier portion of total payments is estimated to increase from approximately 2.9 percent to 3 percent.</P>
                    <P>
                        The impact of this proposed outlier adjustment update (as shown in column 4 of Table 13) is to increase estimated overall payments to IRFs by about 0.1 percent. We estimate the largest increase in payments from the update to the outlier threshold amount to be 0.4 percent for rural IRFs in the Pacific region. We do not estimate that any group of IRFs would experience a 
                        <PRTPAGE P="26352"/>
                        decrease in payments from this proposed update.
                    </P>
                    <HD SOURCE="HD3">4. Impact of the Proposed Market Basket Update to the IRF PPS Payment Rates</HD>
                    <P>The estimated effects of the proposed market basket update to the IRF PPS payment rates are presented in column 5 of Table 13. In the aggregate the proposed update would result in a net 2.1 percent increase in overall estimated payments to IRFs. This net increase reflects the estimated RPL market basket increase factor for FY 2014 of 2.7 percent, reduced by the 0.2 percentage point in accordance with sections 1886(j)(3)(C)(ii)(II) and 1886(j)(3)(D)(iv) of the Act, and further reduced by a 0.4 percentage point productivity adjustment as required by section 1886(j)(3)(C)(ii)(I) of the Act.</P>
                    <HD SOURCE="HD3">5. Impact of the Proposed CBSA Wage Index and Labor-Related Share</HD>
                    <P>In column 6 of Table 13, we present the effects of the proposed budget-neutral update of the wage index and labor-related share. The proposed changes to the wage index and the labor-related share are discussed together because the wage index is applied to the labor-related share portion of payments, so the proposed changes in the two have a combined effect on payments to providers. As discussed in section V.D. of this proposed rule, we propose to increase the labor-related share from 69.494 percent in FY 2014 to 69.538 percent in FY 2015.</P>
                    <P>In the aggregate, since these proposed updates to the wage index and the labor-related share are applied in a budget-neutral manner as required under section 1886(j)(6) of the Act, we do not estimate that these proposed updates would affect overall estimated payments to IRFs. However, we estimate that these proposed updates would have small distributional effects. For example, we estimate the largest increase in payments from the proposed update to the CBSA wage index and labor-related share of 1.2 percent for rural IRFs in the Pacific region. We estimate the largest decrease in payments from the update to the CBSA wage index and labor-related share to be a 0.7 percent decrease for urban IRFs in the Moumethodntain region.</P>
                    <HD SOURCE="HD3">6. Impact of the Proposed Update to the CMG Relative Weights and Average Length of Stay Values.</HD>
                    <P>In column 7 of Table 13, we present the effects of the proposed budget-neutral update of the CMG relative weights and average length of stay values. In the aggregate, we do not estimate that these updates will affect overall estimated payments of IRFs. However, we do expect these updates to have small distributional effects. The largest estimated increase in payments is a 0.2 percent increase in rural Middle Atlantic and rural West South Central IRFs. Urban areas in New England, South Atlantic, and East South Central and rural New England are estimated to experiences a 0.1 percent decrease in payments due to the CMG relative weights change.</P>
                    <HD SOURCE="HD3">7. Effects of the Proposed Changes to the Presumptive Compliance Method for Compliance Review Periods Beginning on or After October 1, 2014</HD>
                    <P>As discussed in section VII. of this proposed rule, we are proposing some additional changes to the presumptive compliance method for compliance review periods beginning on or after October 1, 2014. We do not estimate that the proposed removal of the “amputation status” codes will have any significant financial effects on IRFs, as our data analysis indicates that IRFs are almost never using these codes. Similarly, we do not estimate that the proposed exclusion of the non-specific Etiologic Diagnosis codes from the IGCs will have any significant financial effects on IRFs, as we estimate that IRFs will be able to switch to using the more specific codes that are available for the Etiologic Diagnoses instead.</P>
                    <P>We do, however, believe that there could be a financial effect on IRFs from the proposed removal of the Unilateral Upper Extremity Amputations and Arthritis IGCs from the presumptive compliance method, as the removal of these IGCs from presumptively counting toward meeting the 60 percent rule compliance threshold could result in more IRFs failing to meet the requirements solely on the basis of the presumptive compliance method and being required to be evaluated using the medical review method. We estimate that these effects would be concentrated in approximately 10 percent of IRFs that admit a high number of patients with Unilateral Upper Extremity Amputation and Arthritis conditions, and that the effects would vary substantially among IRFs. As discussed in section IX. of this proposed rule, we are proposing an additional IRF-PAI item for arthritis cases, the purpose of which is to mitigate some of the financial effects for these IRFs while still allowing Medicare to ensure that the regulatory requirements are being met.</P>
                    <HD SOURCE="HD3">8. Effects of New Proposed Therapy Information Section</HD>
                    <P>Because the type, amount, frequency, and duration of therapy provided in IRFs is documented in detail in the IRF medical records as part of the requirements for meeting Medicare's conditions of participation and IRF coverage requirements, we estimate that the additional costs incurred by IRFs for FY 2016 for the new proposed Therapy Information Section of the IRF-PAI would be based on the 4 additional minutes per IRF-PAI form to transfer the information from the IRF medical record to the IRF-PAI form. We estimate that this would result in an additional cost of $1.2 million to all IRFs for FY 2016.</P>
                    <HD SOURCE="HD3">9. Effects of Updates to the IRF QRP</HD>
                    <P>As discussed in section XI.A. of this proposed rule and in accordance with section 1886(j)(7) of the Act, we will implement a 2 percentage point reduction in the FY 2015 increase factor for IRFs that have failed to report the required quality reporting data to us during the most recent IRF quality reporting period. In section XI.A of this proposed rule, we discuss how the 2 percentage point reduction will be applied. Only a few IRFs received the 2 percentage point reduction in the FY 2014 increase factor for failure to report the required quality reporting data last year, and we would anticipate that even fewer IRFs will receive the reduction for FY 2015 as they are now more familiar with the IRF QRP reporting requirements.</P>
                    <P>In sections XI.K and XI.L of this proposed rule, we discuss our proposal to adopt a new data completion threshold as well as a new data accuracy validation policy. While we cannot estimate the increase in the number of IRFs that will not meet our proposed requirements at this time, we believe that these proposal, if finalized, may increase the number of IRFs that receive a 2 percent point reduction to their FY annual increase factor for FY 2016 and beyond. Thus, we estimate that this policy will increase impact on overall IRF payments, by increasing the rate of non-compliance by an estimated 5 percent, for FY 2016 and beyond, decreasing the number of IRF providers that will receive their full annual increase factor for FY 2016 and beyond.</P>
                    <P>
                        In this FY 2015 IRF PPS rule, we proposed to adopt two new quality measures (MRSA and CDI), as well as a new data accuracy validation policy. Together, we estimate that these proposals will increase the cost to all IRF providers by $852,238 annually for 
                        <PRTPAGE P="26353"/>
                        the cost to each IRF provider by $747.57 annually. This is average increase of approximately 4.43 percent to all IRF providers over the FY 2014 burden. While we also propose to adopt a data completion threshold policy, this policy, if finalized, will have no associated cost burden beyond that discussed in the first paragraph of this section (XIV.C.9).
                    </P>
                    <P>We intend to closely monitor the effects of this new quality reporting program on IRF providers and help perpetuate successful reporting outcomes through ongoing stakeholder education, national trainings, CMS Open Door Forums, and general and technical help desks.</P>
                    <HD SOURCE="HD2">
                        <E T="03">D. Alternatives Considered</E>
                    </HD>
                    <P>As stated in section XIV.B. of this proposed rule, we estimate that the proposed changes discussed in the rule would result in a significant economic impact on IRFs. The overall impact on all IRFs is an estimated increase in FY 2015 payments of $160 million (2.2 percent), relative to FY 2014. The following is a discussion of the alternatives considered for the IRF PPS updates contained in this proposed rule.</P>
                    <P>Section 1886(j)(3)(C) of the Act requires the Secretary to update the IRF PPS payment rates by an increase factor that reflects changes over time in the prices of an appropriate mix of goods and services included in the covered IRF services. Thus, we did not consider alternatives to updating payments using the estimated RPL market basket increase factor for FY 2015. However, as noted previously in this proposed rule, section 1886(j)(3)(C)(ii)(I) of the Act requires the Secretary to apply a productivity adjustment to the market basket increase factor for FY 2015, and sections 1886(j)(3)(C)(ii)(II) and 1886(j)(3)(D)(iv) of the Act require the Secretary to apply a 0.2 percentage point reduction to the market basket increase factor for FY 2015. Thus, in accordance with section 1886(j)(3)(C) of the Act, we proposed to update IRF federal prospective payments in this proposed rule by 2.1 percent (which equals the 2.7 percent estimated RPL market basket increase factor for FY 2015 reduced by 0.2 percentage points, and further reduced by a 0.4 percentage point productivity adjustment as required by section 1886(j)(3)(C)(ii)(I) of the Act).</P>
                    <P>We considered maintaining the existing CMG relative weights and average length of stay values for FY 2015. However, in light of recently available data and our desire to ensure that the CMG relative weights and average length of stay values are as reflective as possible of recent changes in IRF utilization and case mix, we believe that it is appropriate to propose to update the CMG relative weights and average length of stay values at this time to ensure that IRF PPS payments continue to reflect as accurately as possible the current costs of care in IRFs.</P>
                    <P>We considered updating facility-level adjustment factors for FY 2015. However, as discussed in more detail in section IV.B. of this proposed rule, we believe that freezing the facility-level adjustments at FY 2014 levels for FY 2015 and all subsequent years (unless and until the data indicate that they need to be further updated) will allow us an opportunity to monitor the effects of the substantial changes to the adjustment factors for FY 2014, and will allow IRFs time to adjust to last year's changes.</P>
                    <P>We considered maintaining the existing outlier threshold amount for FY 2015. However, analysis of updated FY 2013 data indicates that estimated outlier payments would be lower than 3 percent of total estimated payments for FY 2015, by approximately 0.1 percent, unless we updated the outlier threshold amount. Consequently, we propose adjusting the outlier threshold amount in this proposed rule to reflect a 0.1 percent increase thereby setting the total outlier payments equal to 3 percent, instead of 2.9 percent, of aggregate estimated payments in FY 2015.</P>
                    <P>We considered not proposing further changes to the presumptive compliance method in this proposed rule. However, to be consistent with the changes to the presumptive compliance method that we implemented in the FY 2014 IRF PPS final rule, and to correct some inadvertent omissions in last year's final rule, we believe it is important to propose further changes in this proposed rule.</P>
                    <P>We considered not proposing the new Therapy Information Section on the IRF-PAI. However, we believe that it is vitally important for Medicare to better understand the ways in which therapy services are currently being provided in IRFs and, most importantly, what we are paying for with the Medicare spending on IRF services. We encourage comments on this proposed approach.</P>
                    <HD SOURCE="HD2">
                        <E T="03">E. Accounting Statement</E>
                    </HD>
                    <P>
                        As required by OMB Circular A-4 (available at 
                        <E T="03">http://www.whitehouse.gov/sites/default/files/omb/assets/omb/circulars/a004/a-4.pdf</E>
                        ), in Table 14, we have prepared an accounting statement showing the classification of the expenditures associated with the provisions of this proposed rule. Table 14 provides our best estimate of the increase in Medicare payments under the IRF PPS as a result of the proposed updates presented in this proposed rule based on the data for 1,140 IRFs in our database. In addition, Table 14 presents the costs associated with the proposed new IRF quality reporting program and therapy reporting requirements for FY 2015.
                    </P>
                    <GPOTABLE COLS="2" OPTS="L2,p1,8/9,i1" CDEF="s100,r100">
                        <TTITLE>Table 14—Accounting Statement: Classification of Estimated Expenditures</TTITLE>
                        <BOXHD>
                            <CHED H="1"> </CHED>
                            <CHED H="1"> </CHED>
                        </BOXHD>
                        <ROW EXPSTB="01" RUL="s">
                            <ENT I="21">
                                <E T="02">Change in Estimated Transfers from FY 2014 IRF PPS to FY 2015 IRF PPS</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00" RUL="s">
                            <ENT I="21">Category</ENT>
                            <ENT O="oi0">Transfers</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="01">Annualized Monetized Transfers</ENT>
                            <ENT>$160 million.</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="01">From Whom to Whom?</ENT>
                            <ENT>Federal Government to IRF Medicare Providers.</ENT>
                        </ROW>
                        <ROW EXPSTB="01" RUL="s">
                            <ENT I="21">
                                <E T="02">FY 2015 Cost to Updating the Quality Reporting Program:</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00" RUL="s">
                            <ENT I="21">Category</ENT>
                            <ENT O="oi0">Costs</ENT>
                        </ROW>
                        <ROW RUL="s">
                            <ENT I="01">Cost for IRFs to Submit Data for the Quality Reporting Program</ENT>
                            <ENT>$852,238.</ENT>
                        </ROW>
                        <ROW EXPSTB="01" RUL="s">
                            <ENT I="21">
                                <E T="02">FY 2016 Cost for Therapy Data Collection</E>
                            </ENT>
                        </ROW>
                        <ROW EXPSTB="00" RUL="s">
                            <ENT I="21">Category</ENT>
                            <ENT O="oi0">Costs</ENT>
                        </ROW>
                        <ROW>
                            <ENT I="21">Cost for IRFs to Submit Therapy Data</ENT>
                            <ENT>$1.2 million.</ENT>
                        </ROW>
                    </GPOTABLE>
                    <PRTPAGE P="26354"/>
                    <HD SOURCE="HD2">
                        <E T="03">F. Conclusion</E>
                    </HD>
                    <P>Overall, the estimated payments per discharge for IRFs in FY 2015 are projected to increase by 2.2 percent, compared with the estimated payments in FY 2014, as reflected in column 9 of Table 13. IRF payments per discharge are estimated to increase by 2.2 percent in urban areas and by 2.3 percent in rural areas, compared with estimated FY 2014 payments. Payments per discharge to rehabilitation units are estimated to increase 2.3 percent in urban and rural areas. Payments per discharge to freestanding rehabilitation hospitals are estimated to increase 2.0 percent in urban and rural areas.</P>
                    <P>Overall, IRFs are estimated to experience a net increase in payments as a result of the proposed policies in proposed rule. The largest payment increase is estimated to be a 3.8 percent increase for rural IRFs located in the Pacific region.</P>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P> Catalog of Federal Domestic Assistance Program No. 93.773, Medicare—Hospital Insurance; and Program No. 93.774,  Medicare—Supplementary Medical Insurance Program.</P>
                    </AUTH>
                    <SIG>
                        <DATED>Dated: April 16, 2014.</DATED>
                        <NAME>Marilyn Tavenner,</NAME>
                        <TITLE>Administrator, Centers for Medicare &amp; Medicaid Services.</TITLE>
                        <DATED>Approved: April 17, 2014.</DATED>
                        <NAME>Kathleen Sebelius,</NAME>
                        <TITLE>Secretary.</TITLE>
                    </SIG>
                </SUPLINF>
                <FRDOC>[FR Doc. 2014-10321 Filed 5-1-14; 4:15 pm]</FRDOC>
                <BILCOD>BILLING CODE 4120-01-P</BILCOD>
            </PRORULE>
        </PRORULES>
    </NEWPART>
    <VOL>79</VOL>
    <NO>88</NO>
    <DATE>Wednesday, May 7, 2014</DATE>
    <UNITNAME>Presidential Documents</UNITNAME>
    <NEWPART>
        <PTITLE>
            <PRTPAGE P="26355"/>
            <PARTNO>Part III</PARTNO>
            <PRES>The President</PRES>
            <PROC>Proclamation 9118—National Charter Schools Week, 2014</PROC>
        </PTITLE>
        <PRESDOCS>
            <PRESDOCU>
                <PROCLA>
                    <TITLE3>Title 3—</TITLE3>
                    <PRES>
                        The President
                        <PRTPAGE P="26357"/>
                    </PRES>
                    <PROC>Proclamation 9118 of May 2, 2014</PROC>
                    <HD SOURCE="HED">National Charter Schools Week, 2014</HD>
                    <PRES>By the President of the United States of America</PRES>
                    <PROC>A Proclamation</PROC>
                    <FP>At the heart of who we are as Americans is the simple but profound idea that no matter who you are, what you look like, or where you come from, if you work hard and meet your responsibilities, you can succeed. Our Nation can only realize this idea through the guarantee of a world-class education for every child. During National Charter Schools Week, we pay tribute to the role our Nation's public charter schools play in advancing opportunity, and we salute the parents, educators, community leaders, policymakers, and philanthropists who gave rise to the charter school sector.</FP>
                    <FP>As independent public schools, charter schools have the ability to try innovative approaches to teaching and learning in the classroom. This flexibility comes with high standards and accountability; charter schools must demonstrate that all their students are progressing toward academic excellence. Those that do not measure up can be shut down. And those that are successful can provide effective approaches for the broader public education system. They can show what is possible—schools that give every student the chance to prepare for college and career and to develop a love of learning that lasts a lifetime.</FP>
                    <FP>Americans pursue individual success, but we also understand that we have a stake in each other. If we make an investment in every child, then all our children will enjoy a stronger Nation and a brighter world. This week, let us do our part to ensure our young people can go as far as their passions and hard work will take them, and recommit to restoring the American dream for generations to come.</FP>
                    <FP>NOW, THEREFORE, I, BARACK OBAMA, President of the United States of America, by virtue of the authority vested in me by the Constitution and the laws of the United States, do hereby proclaim May 4 through May 10, 2014, as National Charter Schools Week. I commend our Nation's charter schools, teachers, and administrators, and I call on States and communities to support high quality public schools, including charter schools and the students they serve.</FP>
                    <PRTPAGE P="26358"/>
                    <FP>IN WITNESS WHEREOF, I have hereunto set my hand this second day of May, in the year of our Lord two thousand fourteen, and of the Independence of the United States of America the two hundred and thirty-eighth.</FP>
                    <GPH SPAN="1" DEEP="62" HTYPE="RIGHT">
                        <GID>OB#1.EPS</GID>
                    </GPH>
                    <PSIG> </PSIG>
                    <FRDOC>[FR Doc. 2014-10656</FRDOC>
                    <FILED>Filed 5-6-14; 11:15 am]</FILED>
                    <BILCOD>Billing code 3295-F4</BILCOD>
                </PROCLA>
            </PRESDOCU>
        </PRESDOCS>
    </NEWPART>
</FEDREG>
