<?xml version="1.0" encoding="UTF-8"?>
<FEDREG xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:noNamespaceSchemaLocation="FRMergedXML.xsd">
    <VOL>72</VOL>
    <NO>12</NO>
    <DATE>Friday, January 19, 2007</DATE>
    <UNITNAME>Contents</UNITNAME>
    <CNTNTS>
        <AGCY>
            <EAR>Agricultural</EAR>
            <PRTPAGE P="iii"/>
            <HD>Agricultural Research Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Patent licenses; non-exclusive, exclusive, or partially exclusive:</SJ>
                <SJDENT>
                    <SJDOC>General Chemical Performance Products, LLC, </SJDOC>
                    <PGS>2490</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-675</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Agriculture</EAR>
            <HD>Agriculture Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Agricultural Research Service</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Forest Service</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Arts</EAR>
            <HD>Arts and Humanities, National Foundation</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> National Foundation on the Arts and the Humanities</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Blind</EAR>
            <HD>Blind or Severely Disabled, Committee for Purchase From  People Who Are</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Committee for Purchase From People Who Are Blind or Severely Disabled</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Centers</EAR>
            <HD>Centers for Disease Control and Prevention</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>2528-2530</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-704</FRDOCBP>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-705</FRDOCBP>
                </DOCENT>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Breast and Cervical Cancer Early Detection and Control Advisory Committee, </SJDOC>
                    <PGS>2530</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-721</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Clinical Laboratory Improvement Advisory Committee, </SJDOC>
                    <PGS>2530-2531</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-720</FRDOCBP>
                </SJDENT>
                <SUBSJ>National Center for Environmental Health/Agency for Toxic Substances and Disease Registry—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Scientific Counselors Board, </SUBSJDOC>
                    <PGS>2531</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-707</FRDOCBP>
                </SSJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Centers</EAR>
            <HD>Centers for Medicare &amp; Medicaid Services</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-604</FRDOCBP>
                    <PGS>2531-2533</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-700</FRDOCBP>
                    <FRDOCBP T="19JAN1.sgm" D="0">07-154</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Coast Guard</EAR>
            <HD>Coast Guard</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Ports and waterways safety; regulated navigation areas, safety zones, security zones, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Savannah River, GA, </SJDOC>
                    <PGS>2448-2454</PGS>
                    <FRDOCBP T="19JAR1.sgm" D="6">E7-728</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Ballast water management reporting requirements; revision, </SJDOC>
                    <PGS>2536-2537</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-680</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Chemical Transportation Advisory Committee, </SJDOC>
                    <PGS>2537</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-679</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Commerce</EAR>
            <HD>Commerce Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Industry and Security Bureau</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> International Trade Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> National Oceanic and Atmospheric Administration</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Committee for Purchase</EAR>
            <HD>Committee for Purchase From People Who Are Blind or Severely Disabled</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Procurement list; additions and deletions, </DOC>
                    <PGS>2491-2492</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-716</FRDOCBP>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-717</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Commodity</EAR>
            <HD>Commodity Futures Trading Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Meetings; Sunshine Act, </DOC>
                    <PGS>2495-2496</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">07-225</FRDOCBP>
                    <FRDOCBP T="19JAN1.sgm" D="0">07-226</FRDOCBP>
                    <FRDOCBP T="19JAN1.sgm" D="0">07-227</FRDOCBP>
                    <FRDOCBP T="19JAN1.sgm" D="1">07-228</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Comptroller</EAR>
            <HD>Comptroller of the Currency</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>2592-2593</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">07-212</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Consumer</EAR>
            <HD>Consumer Product Safety Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Settlement agreements:</SJ>
                <SJDENT>
                    <SJDOC>Nexgrill Industries, Inc., </SJDOC>
                    <PGS>2496-2497</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">07-214</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Customs</EAR>
            <HD>Customs and Border Protection Bureau</HD>
            <CAT>
                <HD>RULES</HD>
                <DOCENT>
                    <DOC>Automated Commercial Environment Truck Manifest System; advance electronic truck cargo information requirement, </DOC>
                    <PGS>2435-2436</PGS>
                    <FRDOCBP T="19JAR1.sgm" D="1">E7-762</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Defense</EAR>
            <HD>Defense Department</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Civilian health and medical program of the uniformed services (CHAMPUS):</SJ>
                <SUBSJ>TRICARE program—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Survivors of deceased active duty members and adoption intermediaries, </SUBSJDOC>
                    <PGS>2444-2448</PGS>
                    <FRDOCBP T="19JAR1.sgm" D="4">E7-709</FRDOCBP>
                </SSJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Education</EAR>
            <HD>Education Department</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Grants and cooperative agreements; availability, etc.:</SJ>
                <SUBSJ>Elementary and secondary education—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Alaska Native Education Program, </SUBSJDOC>
                    <PGS>2497-2501</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="4">E7-683</FRDOCBP>
                </SSJDENT>
                <SUBSJ>Indian education programs—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Indian Education Formula Grant Program, </SUBSJDOC>
                    <PGS>2501-2502</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-760</FRDOCBP>
                </SSJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Energy</EAR>
            <HD>Energy Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Federal Energy Regulatory Commission</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Western Area Power Administration</P>
            </SEE>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Electricity export and import authorizations, permits, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Tenaska Power Services Co., </SJDOC>
                    <PGS>2503</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-701</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>EPA</EAR>
            <HD>Environmental Protection Agency</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Grants and agreements:</SJ>
                <SJDENT>
                    <SJDOC>Nonprocurement debarment and suspension; OMB guidance; implementation, </SJDOC>
                    <PGS>2421-2427</PGS>
                    <FRDOCBP T="19JAR1.sgm" D="6">E7-641</FRDOCBP>
                </SJDENT>
                <SJ>Superfund program:</SJ>
                <SJDENT>
                    <SJDOC>National oil and hazardous substances contingency plan priorities list, </SJDOC>
                    <PGS>2454-2458</PGS>
                    <FRDOCBP T="19JAR1.sgm" D="4">E7-694</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Superfund program:</SJ>
                <SJDENT>
                    <SJDOC>National oil and hazardous substances contingency plan priorities list, </SJDOC>
                      
                    <PGS>2484-2485</PGS>
                      
                    <FRDOCBP T="19JAP1.sgm" D="1">E7-693</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>2509-2511</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-696</FRDOCBP>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-698</FRDOCBP>
                </DOCENT>
                <SJ>Environmental statements; availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Agency comment availability, </SJDOC>
                    <PGS>2511-2512</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-697</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Agency weekly receipts, </SJDOC>
                    <PGS>2512-2513</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-695</FRDOCBP>
                </SJDENT>
                <SJ>Superfund; response and remedial actions, proposed settlements, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Bountiful 5 Points PCE Plume Site, UT, </SJDOC>
                    <PGS>2513</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">07-202</FRDOCBP>
                </SJDENT>
                <SJ>Toxic and hazardous substances control:</SJ>
                <SJDENT>
                    <SJDOC>New chemicals; receipt and status information, </SJDOC>
                    <PGS>2513-2517</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="4">E7-637</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>FAA</EAR>
            <PRTPAGE P="iv"/>
            <HD>Federal Aviation Administration</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Airworthiness directives:</SJ>
                <SJDENT>
                    <SJDOC>Airbus, </SJDOC>
                    <PGS>2464-2475</PGS>
                    <FRDOCBP T="19JAP1.sgm" D="5">E7-702</FRDOCBP>
                    <FRDOCBP T="19JAP1.sgm" D="6">E7-715</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Boeing, </SJDOC>
                      
                    <PGS>2475-2480</PGS>
                      
                    <FRDOCBP T="19JAP1.sgm" D="5">E7-708</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Committees; establishment, renewal, termination, etc.:</SJ>
                <SJDENT>
                    <SJDOC>National Parks Overflights Advisory Group Aviation Rulemaking Committee, </SJDOC>
                    <PGS>2582</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">07-186</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>FCC</EAR>
            <HD>Federal Communications Commission</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Television broadcasting:</SJ>
                <SUBSJ>Advanced television (ATV) systems—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Digital television transition; DTV table of allotments; tentative channel designations, </SUBSJDOC>
                      
                    <PGS>2485-2487</PGS>
                      
                    <FRDOCBP T="19JAP1.sgm" D="2">E7-722</FRDOCBP>
                </SSJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Emergency</EAR>
            <HD>Federal Emergency Management Agency</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>2537-2538</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-674</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Energy</EAR>
            <HD>Federal Energy Regulatory Commission</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Standards of conduct:</SJ>
                <SJDENT>
                    <SJDOC>Natural gas pipeline transmission providers, </SJDOC>
                    <PGS>2427-2435</PGS>
                    <FRDOCBP T="19JAR1.sgm" D="8">E7-659</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Electric rate and corporate regulation combined filings, </DOC>
                    <PGS>2506-2507</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-667</FRDOCBP>
                </DOCENT>
                <SJ>
                    <E T="03">Applications, hearings, determinations, etc.:</E>
                </SJ>
                <SJDENT>
                    <SJDOC>Bonneville Power Administration, </SJDOC>
                    <PGS>2503-2504</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-666</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>City of Rocky Mount, NC, </SJDOC>
                    <PGS>2504</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-660</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>City of Vernon, California, </SJDOC>
                    <PGS>2504-2505</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-662</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>DTE Pontiac North LLC, </SJDOC>
                    <PGS>2505</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-663</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Occidental Power Services, Inc., </SJDOC>
                    <PGS>2505</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-664</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Sara Lee Bakery Goods, </SJDOC>
                    <PGS>2505-2506</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-665</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Southwestern Power Administration, </SJDOC>
                    <PGS>2506</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-661</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Highway</EAR>
            <HD>Federal Highway Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Environmental statements; notice of intent:</SJ>
                <SJDENT>
                    <SJDOC>Mecklenburg and Union Counties, NC, </SJDOC>
                    <PGS>2582-2583</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">07-196</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Mine</EAR>
            <HD>Federal Mine Safety and Health Review Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Meetings; Sunshine Act, </DOC>
                    <PGS>2517</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">07-230</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Reserve</EAR>
            <HD>Federal Reserve System</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Banks and bank holding companies:</SJ>
                <SJDENT>
                    <SJDOC>Formations, acquisitions, and mergers, </SJDOC>
                    <PGS>2518</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-642</FRDOCBP>
                </SJDENT>
                <SJ>Reports and guidance documents; availability, etc.:</SJ>
                <SUBSJ>Payments system risk—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Payments and settlement systems risk management; policy statement, </SUBSJDOC>
                    <PGS>2518-2527</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="9">E7-589</FRDOCBP>
                </SSJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Retirement</EAR>
            <HD>Federal Retirement Thrift Investment Board</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Meetings; Sunshine Act, </DOC>
                    <PGS>2527-2528</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">07-220</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Federal Transit</EAR>
            <HD>Federal Transit Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Grants and cooperative agreements; availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Public-Private Partnership Pilot Program, </SJDOC>
                    <PGS>2583-2591</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="8">E7-651</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Fish</EAR>
            <HD>Fish and Wildlife Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Endangered and threatened species permit applications, </DOC>
                    <PGS>2538-2541</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-745</FRDOCBP>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-747</FRDOCBP>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-749</FRDOCBP>
                </DOCENT>
                <DOCENT>
                    <DOC>Marine mammal permit applications, determinations, etc., </DOC>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-746</FRDOCBP>
                    <PGS>2541-2542</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-750</FRDOCBP>
                </DOCENT>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Service Regulations Committee, </SJDOC>
                    <PGS>2542</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-753</FRDOCBP>
                </SJDENT>
                <SJ>Reports and guidance documents; availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Native American Graves Protection and Repatriation Act; feathered headdress possession, </SJDOC>
                    <PGS>2542-2543</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-759</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Food</EAR>
            <HD>Food and Drug Administration</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Medical devices:</SJ>
                <SUBSJ>Gloves; patient examination and surgeon's gloves; test procedures and acceptance criteria</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Correction, </SUBSJDOC>
                    <PGS>2436-2444</PGS>
                    <FRDOCBP T="19JAR1.sgm" D="8">E7-682</FRDOCBP>
                </SSJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>2533-2535</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="2">E7-681</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Forest</EAR>
            <HD>Forest Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Environmental statements; availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Tongass National Forest, AK, </SJDOC>
                    <PGS>2490</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">07-200</FRDOCBP>
                </SJDENT>
                <SJ>Recreation fee areas:</SJ>
                <SJDENT>
                    <SJDOC>Tonto National Forest, AZ; campgrounds, overnight rental fees, </SJDOC>
                    <PGS>2490-2491</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">07-204</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Health</EAR>
            <HD>Health and Human Services Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Centers for Disease Control and Prevention</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Centers for Medicare &amp; Medicaid Services</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Food and Drug Administration</P>
            </SEE>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>
                    <E T="03">Special Exposure Cohort; employee class designations:</E>
                </SJ>
                <SJDENT>
                    <SJDOC>Hanford Nuclear Reservation, WA, </SJDOC>
                    <PGS>2528</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">07-194</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Homeland</EAR>
            <HD>Homeland Security Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Coast Guard</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Customs and Border Protection Bureau</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Federal Emergency Management Agency</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Transportation Security Administration</P>
            </SEE>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Secure Fence Act of 2006:</SJ>
                <SJDENT>
                    <SJDOC>Arizona; construction of physical barriers and roads along U.S. international land border; legal requirements waiver; secretarial determination, </SJDOC>
                    <PGS>2535-2536</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-738</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Housing</EAR>
            <HD>Housing and Urban Development Department</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Grants and cooperative agreements; availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Homeless assistance; excess and surplus Federal properties, </SJDOC>
                    <PGS>2538</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">07-140</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Indian</EAR>
            <HD>Indian Affairs Bureau</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>2543-2544</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-758</FRDOCBP>
                </DOCENT>
                <SJ>Environmental statements; availability, etc.:</SJ>
                <SJDENT>
                    <SJDOC>Oneida Indian Nation of New York; fee-to-trust land transfer, public hearing, </SJDOC>
                    <PGS>2544</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-743</FRDOCBP>
                </SJDENT>
                <SJ>Liquor and tobacco sale or distribution ordinance:</SJ>
                <SJDENT>
                    <SJDOC>Pokagon Band of Potawatomi Indians, MI, </SJDOC>
                    <PGS>2545-2550</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="5">E7-714</FRDOCBP>
                </SJDENT>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Exceptional Children Advisory Board, </SJDOC>
                    <PGS>2550-2551</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-744</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Industry</EAR>
            <HD>Industry and Security Bureau</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Materials Technical Advisory Committee, </SJDOC>
                    <PGS>2492</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">07-210</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Interior</EAR>
            <PRTPAGE P="v"/>
            <HD>Interior Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Fish and Wildlife Service</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Indian Affairs Bureau</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Land Management Bureau</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> National Park Service</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>International</EAR>
            <HD>International Trade Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Antidumping:</SJ>
                <SUBSJ>Silicon metal from—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Brazil, </SUBSJDOC>
                    <PGS>2492-2493</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-726</FRDOCBP>
                </SSJDENT>
                <SJ>North American Free Trade Agreement (NAFTA); binational panel reviews:</SJ>
                <SUBSJ>Oil country tubular goods from—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Mexico, </SUBSJDOC>
                    <PGS>2493</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-727</FRDOCBP>
                </SSJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>International</EAR>
            <HD>International Trade Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Import investigations:</SJ>
                <SUBSJ>Canned pineapple fruit from—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Thailand, </SUBSJDOC>
                    <PGS>2553-2554</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-718</FRDOCBP>
                </SSJDENT>
                <SUBSJ>Clad steel plate from—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Japan, </SUBSJDOC>
                    <PGS>2554</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-669</FRDOCBP>
                </SSJDENT>
                <SJDENT>
                    <SJDOC>Coupler devices for power supply facilities, components and products containing same, </SJDOC>
                    <PGS>2554-2556</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="2">E7-670</FRDOCBP>
                </SJDENT>
                <SUBSJ>Hot-rolled steel products from—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Various countries, </SUBSJDOC>
                    <PGS>2556-2557</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-672</FRDOCBP>
                </SSJDENT>
                <SJDENT>
                    <SJDOC>NAND flash memory devices and products containing same, </SJDOC>
                    <PGS>2557-2558</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-673</FRDOCBP>
                </SJDENT>
                <SUBSJ>Pasta from—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Italy and Turkey, </SUBSJDOC>
                    <PGS>2558</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-719</FRDOCBP>
                </SSJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Labor</EAR>
            <HD>Labor Department</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>2559-2560</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-678</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Land</EAR>
            <HD>Land Management Bureau</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SUBSJ>Resource Advisory Councils—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Utah, </SUBSJDOC>
                    <PGS>2551</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-741</FRDOCBP>
                </SSJDENT>
                <SJ>Survey plat filings:</SJ>
                <SJDENT>
                    <SJDOC>New Mexico, </SJDOC>
                    <PGS>2551</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">07-203</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Mine</EAR>
            <HD>Mine Safety and Health Federal Review Commission</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Federal Mine Safety and Health Review Commission</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>National Foundation</EAR>
            <HD>National Foundation on the Arts and the Humanities</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>2560</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-724</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Highway</EAR>
            <HD>National Highway Traffic Safety Administration</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Motor vehicle safety standards:</SJ>
                <SJDENT>
                    <SJDOC>Buses manufactured in two or more stages; identification requirements, </SJDOC>
                      
                    <PGS>2487-2488</PGS>
                      
                    <FRDOCBP T="19JAP1.sgm" D="1">E7-654</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>NOAA</EAR>
            <HD>National Oceanic and Atmospheric Administration</HD>
            <CAT>
                <HD>RULES</HD>
                <SJ>Fishery conservation and management:</SJ>
                <SUBSJ>Alaska; fisheries of Exclusive Economic Zone—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Pollock, </SUBSJDOC>
                    <PGS>2462-2463</PGS>
                    <FRDOCBP T="19JAR1.sgm" D="1">07-211</FRDOCBP>
                </SSJDENT>
                <SUBSJ>Northeastern United States fisheries—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Summer flounder, </SUBSJDOC>
                    <PGS>2458-2462</PGS>
                    <FRDOCBP T="19JAR1.sgm" D="4">07-231</FRDOCBP>
                </SSJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Endangered and threatened species:</SJ>
                <SUBSJ>Recovery plans—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Puget Sound chinook salmon, </SUBSJDOC>
                    <PGS>2493-2495</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="2">E7-810</FRDOCBP>
                </SSJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>National Park</EAR>
            <HD>National Park Service</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>2551-2553</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="2">07-205</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Nuclear</EAR>
            <HD>Nuclear Regulatory Commission</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>Rulemaking petitions:</SJ>
                <SJDENT>
                    <SJDOC>Massachusetts Attorney General, </SJDOC>
                      
                    <PGS>2464</PGS>
                      
                    <FRDOCBP T="19JAP1.sgm" D="0">E7-712</FRDOCBP>
                </SJDENT>
            </CAT>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Export and import license applications for nuclear facilities and materials:</SJ>
                <SJDENT>
                    <SJDOC>AREVA NP Inc., </SJDOC>
                    <PGS>2562-2563</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-713</FRDOCBP>
                </SJDENT>
                <SJ>
                    <E T="03">Applications, hearings, determinations, etc.:</E>
                </SJ>
                <SJDENT>
                    <SJDOC>Nebraska Public Power District, </SJDOC>
                    <PGS>2560-2562</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="2">E7-699</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Research</EAR>
            <HD>Research and Innovative Technology Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Agency information collection activities; proposals, submissions, and approvals, </DOC>
                    <PGS>2591</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-711</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>SEC</EAR>
            <HD>Securities and Exchange Commission</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Securities:</SJ>
                <SUBSJ>Suspension of trading—</SUBSJ>
                <SSJDENT>
                    <SUBSJDOC>Forest Resources Management Corp., </SUBSJDOC>
                    <PGS>2563</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">07-229</FRDOCBP>
                </SSJDENT>
                <SJ>Self-regulatory organizations; proposed rule changes:</SJ>
                <SJDENT>
                    <SJDOC>American Stock Exchange LLC, </SJDOC>
                    <PGS>2563-2566</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="3">E7-690</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>Depository Trust Co., </SJDOC>
                    <PGS>2566-2567</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-692</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>International Securities Exchange, LLC, </SJDOC>
                    <PGS>2567-2568</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-691</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>National Association of Securities Dealers, Inc., </SJDOC>
                    <PGS>2568-2577</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="5">E7-688</FRDOCBP>
                    <FRDOCBP T="19JAN1.sgm" D="4">E7-689</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>New York Stock Exchange, LLC, </SJDOC>
                    <PGS>2577-2578</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">07-139</FRDOCBP>
                </SJDENT>
                <SJDENT>
                    <SJDOC>NYSE Arca, Inc., </SJDOC>
                    <PGS>2578-2581</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="3">E7-754</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Selective</EAR>
            <HD>Selective Service System</HD>
            <CAT>
                <HD>NOTICES</HD>
                <DOCENT>
                    <DOC>Senior Executive Service Performance Review Board; membership, </DOC>
                    <PGS>2581</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">07-208</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>State</EAR>
            <HD>State Department</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>International Law Advisory Committee, </SJDOC>
                    <PGS>2581</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="0">E7-828</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Surface</EAR>
            <HD>Surface Transportation Board</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Meetings:</SJ>
                <SJDENT>
                    <SJDOC>Rail carriers; cost-of-capital determinations; methodology, </SJDOC>
                    <PGS>2591-2592</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="1">E7-655</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Transportation</EAR>
            <HD>Transportation Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Federal Aviation Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Federal Highway Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Federal Transit Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> National Highway Traffic Safety Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Research and Innovative Technology Administration</P>
            </SEE>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Surface Transportation Board</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Transportation</EAR>
            <HD>Transportation Security Administration</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <DOCENT>
                    <DOC>Rail transportation security; sensitive security information protection; public meeting and comment request, </DOC>
                    <PGS>2488-2489</PGS>
                    <FRDOCBP T="19JAP1.sgm" D="1">E7-671</FRDOCBP>
                </DOCENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Treasury</EAR>
            <PRTPAGE P="vi"/>
            <HD>Treasury Department</HD>
            <SEE>
                <HD SOURCE="HED">See</HD>
                <P> Comptroller of the Currency</P>
            </SEE>
        </AGCY>
        <AGCY>
            <EAR>Veterans</EAR>
            <HD>Veterans Affairs Department</HD>
            <CAT>
                <HD>PROPOSED RULES</HD>
                <SJ>National cemeteries:</SJ>
                <SJDENT>
                    <SJDOC>Headstone and marker application process, </SJDOC>
                    <PGS>2480-2484</PGS>
                      
                    <FRDOCBP T="19JAP1.sgm" D="4">E7-644</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AGCY>
            <EAR>Western</EAR>
            <HD>Western Area Power Administration</HD>
            <CAT>
                <HD>NOTICES</HD>
                <SJ>Environmental statement; notice of intent:</SJ>
                <SJDENT>
                    <SJDOC>Eastern Plains Transmission Project, CO and KS; public meetings, </SJDOC>
                    <PGS>2507-2509</PGS>
                    <FRDOCBP T="19JAN1.sgm" D="2">E7-703</FRDOCBP>
                </SJDENT>
            </CAT>
        </AGCY>
        <AIDS>
            <HD SOURCE="HED">Reader Aids</HD>
            <P>Consult the Reader Aids section at the end of this issue for phone numbers, online resources, finding aids, reminders, and notice of recently enacted public laws.</P>
            <P>To subscribe to the Federal Register Table of Contents LISTSERV electronic mailing list, go to http://listserv.access.gpo.gov and select Online mailing list archives, FEDREGTOC-L, Join or leave the list (or change settings); then follow the instructions.</P>
        </AIDS>
    </CNTNTS>
    <VOL>72</VOL>
    <NO>12</NO>
    <DATE>Friday, January 19, 2007</DATE>
    <UNITNAME>Rules and Regulations</UNITNAME>
    <RULES>
        <RULE>
            <PREAMB>
                <PRTPAGE P="2421"/>
                <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <CFR>2 CFR Part 1532</CFR>
                <CFR>40 CFR Parts 26, 30, 32, 35, 36, 46 and 80</CFR>
                <CFR>48 CFR Part 1509</CFR>
                <DEPDOC>[FRL-8270-5]</DEPDOC>
                <RIN>RIN 2030-AA94</RIN>
                <SUBJECT>Environmental Protection Agency Implementation of OMB Guidance on Nonprocurement Debarment and Suspension</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Environmental Protection Agency (EPA) is publishing a new regulation on nonprocurement debarment and suspension in Title 2 of the Code of Federal Regulations (CFR) as the final step of a four step process in streamlining the government-wide nonprocurement suspension and debarment rules. The purpose of this government-wide initiative is to make the rule on nonprocurement suspension and debarment easier to find and use by the regulated community. The first step in this process was the update to the nonprocurement suspension and debarment common rule published in the 
                        <E T="04">Federal Register</E>
                         on November 26, 2003. The second step was the establishment of Title 2 in the Code of Federal Regulations on May 11, 2004. The third step was the publication of the Office of Management and Budget's (OMB) guidance on nonprocurement suspension and debarment as adoptable guidance of the new 2 CFR on August 31, 2005. This rule adopts OMB guidance on nonprocurement debarment and suspension. The EPA is also removing a regulation containing the existing EPA implementation of the government-wide common rule on nonprocurement debarment and suspension. This regulatory action makes no substantive change in EPA policy or procedures for nonprocurement debarment and suspension.
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The effective date for this final rule is February 20, 2007.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Suzanne Hersh, Office of Grants and Debarment (3901R), Environmental Protection Agency, 1200 Pennsylvania Avenue, NW., Washington, DC 20460, by phone (202) 564-5374 or by e-mail (
                        <E T="03">hersh.suzanne@epa.gov</E>
                        ).
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>On May 11, 2004, OMB established Title 2 of the CFR with two subtitles (69 FR 26275). Subtitle A, “Government-wide Grants and Agreements,” contains OMB policy guidance to Federal agencies on grants and agreements. Subtitle B, “Federal Agency Regulations for Grants and Agreements,” contains Federal agencies' regulations implementing the OMB guidance, as it applies to grants and other financial assistance agreements and nonprocurement transactions.</P>
                <P>
                    On August 31, 2005, the OMB published interim final guidance for government-wide nonprocurement debarment and suspension in the 
                    <E T="04">Federal Register</E>
                     (70 FR 51863). The guidance is located in title 2 of the CFR as new subtitle A, chapter 1, Part 180. The interim final guidance updated previous OMB guidance that was issued pursuant to Executive Order 12549, “Debarment and Suspension” (February 18, 1986), which gave government-wide effect to each agency's nonprocurement debarment and suspension actions. Section 6 of the Executive Order authorized OMB to issue guidance to Executive agencies on nonprocurement debarment and suspension, including provisions prescribing government-wide criteria and minimum due process. Section 3 directed Executive agencies to issue regulations implementing the Executive Order that are consistent with the OMB guidelines. On November 15, 2006, OMB published a final rule adopting the interim final guidance with changes (71 FR 66431).
                </P>
                <P>In accordance with OMB's guidance, the EPA issues this final rule to adopt and implement Title 2 CFR, Part 180 with the same additions and clarifications that EPA made to the common rule on nonprocurement debarment and suspension in November 2003 (68 FR 66533).</P>
                <HD SOURCE="HD1">Executive Order 12866</HD>
                <P>The OMB has determined this rule nonsignificant.</P>
                <HD SOURCE="HD1">Regulatory Flexibility Act of 1980 (5 U.S.C. 605(b))</HD>
                <P>This regulatory action will not have a significant adverse impact on a substantial number of small entities.</P>
                <HD SOURCE="HD1">Unfunded Mandates Act of 1995 (Sec. 202, Pub. L. 104-4)</HD>
                <P>This regulatory action does not contain a Federal mandate that will result in the expenditure by State, local, and tribal governments, in aggregate, or by the private sector of $100 million or more in any one year.</P>
                <HD SOURCE="HD1">Paperwork Reduction Act of 1995 (44 U.S.C., Chapter 35)</HD>
                <P>This regulatory action will not impose any additional reporting or recordkeeping requirements under the Paperwork Reduction Act.</P>
                <HD SOURCE="HD1">Federalism (Executive Order 13132)</HD>
                <P>This regulatory action does not have Federalism implications, as set forth in Executive Order 13132. It will not have substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government.</P>
                <HD SOURCE="HD1">Executive Order 13175 (Consultation and Coordination with Indian Tribal Governments)</HD>
                <P>Executive Order 13175, entitled “Consultation and Coordination With Indian Tribal Governments” (65 FR 67249, November 9, 2000), requires EPA to develop an accountable process to ensure “meaningful and timely input by tribal officials in the development of regulatory policies that have tribal implications.” This final rule does not have tribal implications, as specified in Executive Order 13175.</P>
                <HD SOURCE="HD1">Executive Order 13211 (Energy Effects)</HD>
                <P>
                    This rule is not subject to Executive Order 13211, “Actions Concerning Regulations That Significantly Affect 
                    <PRTPAGE P="2422"/>
                    Energy Supply, Distribution, or Use” (66 FR 28355 (May 22, 2001)) because it is not a significant regulatory action under Executive Order 12866.
                </P>
                <HD SOURCE="HD1">
                    Congressional Review Act (5  U.S.C. 801, 
                    <E T="7462">et seq.</E>
                    )
                </HD>
                <P>
                    The Congressional Review Act, 5 U.S.C. 801 
                    <E T="03">et seq.</E>
                    , as added by the Small Business Regulatory Enforcement Fairness Act of 1996, generally provides that before a rule may take effect, the agency promulgating the rule must submit a rule report, which includes a copy of the rule, to each House of the Congress and to the Comptroller General of the United States. EPA will submit a report containing this rule and other required information to the U.S. Senate, the U.S. House of Representatives, and the Comptroller General of the United States prior to publication of the rule in the 
                    <E T="04">Federal Register</E>
                    . A major rule cannot take effect until 60 days after it is published in the 
                    <E T="04">Federal Register</E>
                    . This action is not a “major rule” as defined by 5 U.S.C. 804(2). This rule will be effective 30 days from the date of publication in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects</HD>
                    <CFR>2 CFR Part 1532</CFR>
                    <P>Administrative practice and procedure, Air pollution control, Debarment and suspension, Environmental protection, Government contracts, Grant programs, Loan programs, Reporting and recordkeeping requirements, Technical assistance, Water pollution control.</P>
                    <CFR>40 CFR Part 26</CFR>
                    <P>Human research subjects, Report and recordkeeping requirements.</P>
                    <CFR>40 CFR Part 30</CFR>
                    <P>Accounting, Colleges and universities, Grant programs, Hospitals, Nonprofit organizations, Reporting and recordkeeping requirements.</P>
                    <CFR>40 CFR Part 32</CFR>
                    <P>Administrative practice and procedure, Air pollution control, Debarment and suspension, Environmental protection, Government contracts, Grant programs, Loan programs, Reporting and recordkeeping requirements, Technical assistance, Water pollution control.</P>
                    <CFR>40 CFR Part 35</CFR>
                    <P>Air pollution control, Coastal zone, Grant programs—environmental protection, Grant programs—Indians, Hazardous waste, Indians, Intergovernmental relations, Pesticides and pests, Reporting and recordkeeping requirements, Technical assistance, Waste treatment and disposal, Water pollution control, Water Supply.</P>
                    <CFR>40 CFR Part 36</CFR>
                    <P>Administrative practice and procedure, Drug abuse, Grant programs, Loan programs, Reporting and recordkeeping requirements.</P>
                    <CFR>40 CFR Part 46</CFR>
                    <P>Environmental protection, Grant programs—education, Grant programs—environmental protection, Reporting and recordkeeping requirements, scholarships and fellowships.</P>
                    <CFR>40 CFR Part 80</CFR>
                    <P>Fuel additives, Gasoline, Imports, Labeling, Motor vehicle pollution, Penalties, Reporting and recordkeeping requirements.</P>
                    <CFR>48 CFR Part 1509</CFR>
                    <P>Government procurement, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Dated: January 8, 2007. </DATED>
                    <NAME>Howard Corcoran, </NAME>
                    <TITLE>Director, Office of Grants and Debarment, U.S. Environmental Protection Agency.</TITLE>
                </SIG>
                <REGTEXT TITLE="2" PART="1532">
                    <AMDPAR>For the reasons stated in the preamble, the Environmental Protection Agency amends title 2, subtitle B; title 40, chapter I; and title 48, chapter XV, of the Code of Federal Regulations as follows: </AMDPAR>
                    <HD SOURCE="HD1">Title 2—Grants and Agreements </HD>
                    <AMDPAR>1. Add Chapter 15, consisting of Part 1532 to Subtitle B to read as follows: </AMDPAR>
                    <CHAPTER>
                        <HD SOURCE="HED">Chapter 15—Environmental Protection Agency </HD>
                        <PART>
                            <HD SOURCE="HED">PART 1532—NONPROCUREMENT DEBARMENT AND SUSPENSION </HD>
                            <CONTENTS>
                                <SECHD>Sec. </SECHD>
                                <SECTNO>1532.10 </SECTNO>
                                <SUBJECT>What does this part do? </SUBJECT>
                                <SECTNO>1532.20 </SECTNO>
                                <SUBJECT>Does this part apply to me? </SUBJECT>
                                <SECTNO>1532.30 </SECTNO>
                                <SUBJECT>What policies and procedures must I follow? </SUBJECT>
                                <SUBPART>
                                    <HD SOURCE="HED">Subpart A—General </HD>
                                    <SECTNO>1532.137 </SECTNO>
                                    <SUBJECT>Who in the EPA may grant an exception to let an excluded person participate in a covered transaction? </SUBJECT>
                                </SUBPART>
                                <SUBPART>
                                    <HD SOURCE="HED">Subpart B—Covered Transactions </HD>
                                    <SECTNO>1532.220 </SECTNO>
                                    <SUBJECT>What contracts and subcontracts, in addition to those listed in 2 CFR 180.220, are covered transactions? </SUBJECT>
                                </SUBPART>
                                <SUBPART>
                                    <HD SOURCE="HED">Subpart C—Responsibilities of Participants Regarding Transactions </HD>
                                    <SECTNO>1532.332 </SECTNO>
                                    <SUBJECT>What methods must I use to pass requirements down to participants at lower tiers with whom I intend to do business? </SUBJECT>
                                </SUBPART>
                                <SUBPART>
                                    <HD SOURCE="HED">Subpart D—Responsibilities of Federal Agency Officials Regarding Transactions </HD>
                                    <SECTNO>1532.437 </SECTNO>
                                    <SUBJECT>What method do I use to communicate to a participant the requirements described in the OMB guidance at 2 CFR 180.435? </SUBJECT>
                                </SUBPART>
                                <SUBPART>
                                    <HD SOURCE="HED">Subparts E through F—[Reserved] </HD>
                                </SUBPART>
                                <SUBPART>
                                    <HD SOURCE="HED">Subpart G—Suspension </HD>
                                    <SECTNO>1532.765 </SECTNO>
                                    <SUBJECT>How may I appeal my EPA suspension? </SUBJECT>
                                </SUBPART>
                                <SUBPART>
                                    <HD SOURCE="HED">Subpart H—Debarment </HD>
                                    <SECTNO>1532.890 </SECTNO>
                                    <SUBJECT>How may I appeal my EPA debarment? </SUBJECT>
                                </SUBPART>
                                <SUBPART>
                                    <HD SOURCE="HED">Subpart I—Definitions </HD>
                                    <SECTNO>1532.995 </SECTNO>
                                    <SUBJECT>Principal (EPA supplement to government-wide definition at 2 CFR 180.995). </SUBJECT>
                                </SUBPART>
                                <SUBPART>
                                    <HD SOURCE="HED">Subpart J—Statutory Disqualification and Reinstatement Under the Clean Air Act and Clean Water Act </HD>
                                    <SECTNO>1532.1100 </SECTNO>
                                    <SUBJECT>What does this subpart do? </SUBJECT>
                                    <SECTNO>1532.1105 </SECTNO>
                                    <SUBJECT>Does this subpart apply to me? </SUBJECT>
                                    <SECTNO>1532.1110 </SECTNO>
                                    <SUBJECT>How will a CAA or CWA conviction affect my eligibility to participate in Federal contracts, subcontracts, assistance, loans and other benefits? </SUBJECT>
                                    <SECTNO>1532.1115 </SECTNO>
                                    <SUBJECT>Can the EPA extend a CAA or CWA disqualification to other facilities? </SUBJECT>
                                    <SECTNO>1532.1120 </SECTNO>
                                    <SUBJECT>What is the purpose of CAA or CWA disqualification? </SUBJECT>
                                    <SECTNO>1532.1125 </SECTNO>
                                    <SUBJECT>How do award officials and others know if I am disqualified? </SUBJECT>
                                    <SECTNO>1532.1130 </SECTNO>
                                    <SUBJECT>How does disqualification under the CAA or CWA differ from a Federal discretionary suspension or debarment action? </SUBJECT>
                                    <SECTNO>1532.1135 </SECTNO>
                                    <SUBJECT>Does CAA or CWA disqualification mean that I must remain ineligible? </SUBJECT>
                                    <SECTNO>1532.1140 </SECTNO>
                                    <SUBJECT>Can an exception be made to allow me to receive an award even though I may be disqualified? </SUBJECT>
                                    <SECTNO>1532.1200 </SECTNO>
                                    <SUBJECT>How will I know if I am disqualified under the CAA or CWA? </SUBJECT>
                                    <SECTNO>1532.1205 </SECTNO>
                                    <SUBJECT>What procedures must I follow to have my procurement and nonprocurement eligibility reinstated under the CAA or CWA? </SUBJECT>
                                    <SECTNO>1532.1210 </SECTNO>
                                    <SUBJECT>Will anyone else provide information to the EPA debarring official concerning my reinstatement request? </SUBJECT>
                                    <SECTNO>1532.1215 </SECTNO>
                                    <SUBJECT>What happens if I disagree with the information provided by others to the EPA debarring official on my reinstatement request? </SUBJECT>
                                    <SECTNO>1532.1220 </SECTNO>
                                    <SUBJECT>What will the EPA debarring official consider in making a decision on my reinstatement request? </SUBJECT>
                                    <SECTNO>1532.1225 </SECTNO>
                                    <SUBJECT>When will the EPA debarring official make a decision on my reinstatement request? </SUBJECT>
                                    <SECTNO>1532.1230 </SECTNO>
                                    <SUBJECT>How will the EPA debarring official notify me of the reinstatement decision? </SUBJECT>
                                    <SECTNO>1532.1300 </SECTNO>
                                    <SUBJECT>Can I resolve my eligibility status under terms of an administrative agreement without having to submit a formal reinstatement request?</SUBJECT>
                                </SUBPART>
                            </CONTENTS>
                            <CONTENTS>
                                <SECTNO>1532.1305 </SECTNO>
                                <SUBJECT>
                                    What are the consequences if I mislead the EPA in seeking 
                                    <PRTPAGE P="2423"/>
                                    reinstatement or fail to comply with my administrative agreement? 
                                </SUBJECT>
                                <SECTNO>1532.1400 </SECTNO>
                                <SUBJECT>How may I appeal a decision denying my request for reinstatement? </SUBJECT>
                                <SECTNO>1532.1500 </SECTNO>
                                <SUBJECT>If I am reinstated, when will my name be removed from the EPLS? </SUBJECT>
                                <SECTNO>1532.1600 </SECTNO>
                                <SUBJECT>What definitions apply specifically to actions under this subpart?</SUBJECT>
                            </CONTENTS>
                            <AUTH>
                                <HD SOURCE="HED">Authority:</HD>
                                <P>
                                    33 U.S.C. 1251 
                                    <E T="03">et seq.</E>
                                    ; 42 U.S.C. 7401 
                                    <E T="03">et seq.</E>
                                    ; Sec. 2455, Pub. L. 103-355, 108 Stat. 3327 (31 U.S.C. 6101 note); E.O. 11738 (3 CFR, 1973 Comp., p. 799); E.O. 12549 (3 CFR, 1986 Comp., p. 189); E.O. 12689 (3 CFR, 1989 Comp., p. 235). 
                                </P>
                            </AUTH>
                            <SECTION>
                                <SECTNO>§ 1532.10 </SECTNO>
                                <SUBJECT>What does this part do? </SUBJECT>
                                <P>This part adopts the Office of Management and Budget (OMB) guidance in subparts A through I of 2 CFR part 180, as supplemented by this part, as the Environmental Protection Agency (EPA) policies and procedures for nonprocurement debarment and suspension. It thereby gives regulatory effect for the EPA to the OMB guidance as supplemented by this part. This part satisfies the requirements in section 3 of Executive Order 12549, “Debarment and Suspension” (3 CFR 1986 Comp., p. 189), Executive Order 12689, “Debarment and Suspension” (3 CFR 1989 Comp., p. 235) and 31 U.S.C. 6101 note (Section 2455, Pub. L. 103-355, 108 Stat. 3327). </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 1532.20 </SECTNO>
                                <SUBJECT>Does this part apply to me? </SUBJECT>
                                <P>This part and, through this part, pertinent portions of the OMB guidance in Subparts A through I of 2 CFR part 180 (see table at 2 CFR 180.100(b)) apply to you if you are a— </P>
                                <P>(a) Participant or principal in a “covered transaction” (see subpart B of 2 CFR part 180 and the definition of “nonprocurement transaction” at 2 CFR 180.970; </P>
                                <P>(b) Respondent in an EPA suspension or debarment action; </P>
                                <P>(c) EPA debarment or suspension official; or </P>
                                <P>(d) EPA grants officer, agreements officer, or other official authorized to enter into any type of nonprocurement transaction that is a covered transaction. </P>
                            </SECTION>
                            <SECTION>
                                <SECTNO>§ 1532.30 </SECTNO>
                                <SUBJECT>What policies and procedures must I follow? </SUBJECT>
                                <P>The EPA policies and procedures that you must follow are the policies and procedures specified in each applicable section of the OMB guidance in subparts A through I of 2 CFR part 180, as that section is supplemented by the section in this part with the same section number. The contracts that are covered transactions, for example, are specified by section 220 of the OMB guidance (i.e., 2 CFR 180.220) as supplemented by section 220 in this part (i.e., § 1532.220). For any section of OMB guidance in subparts A through I of 2 CFR 180 that has no corresponding section in this part, EPA policies and procedures are those in the OMB guidance. </P>
                            </SECTION>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart A—General </HD>
                                <SECTNO>§ 1532.137 </SECTNO>
                                <SUBJECT>Who in the EPA may grant an exception to let an excluded person participate in a covered transaction? </SUBJECT>
                            </SUBPART>
                            <P>The EPA Debarring Official has the authority to grant an exception to let an excluded person participate in a covered transaction, as provided in the OMB guidance at 2 CFR 180.135. If the EPA Debarring Official grants an exception, the exception must be in writing and state the reason(s) for deviating from the governmentwide policy in Executive Order 12549. </P>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart B—Covered Transactions </HD>
                                <SECTNO>§ 1532.220 </SECTNO>
                                <SUBJECT>What contracts and subcontracts, in addition to those listed in 2 CFR 180.220, are covered transactions? </SUBJECT>
                            </SUBPART>
                            <P>In addition to the contracts covered under 2 CFR 180.220(b) of the OMB guidance, this part applies to any contract, regardless of tier, that is awarded by a contractor, subcontractor, supplier, consultant, or its agent or representative in any transaction, if the contract is to be funded or provided by the EPA under a covered nonprocurement transaction and the amount of the contract is expected to equal or exceed $25,000. This extends the coverage of the EPA nonprocurement suspension and debarment requirements to all lower tiers of subcontracts under covered nonprocurement transactions, as permitted under the OMB guidance at 2 CFR 180.220(c) (see optional lower tier coverage in the figure in the appendix to 2 CFR part 180). </P>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart C—Responsibilities of Participants Regarding Transactions </HD>
                                <SECTION>
                                    <SECTNO>§ 1532.332 </SECTNO>
                                    <SUBJECT>What methods must I use to pass requirements down to participants at lower tiers with whom I intend to do business? </SUBJECT>
                                    <P>You as a participant must include a term or condition in lower-tier transactions requiring lower-tier participants to comply with subpart C of the OMB guidance in 2 CFR part 180, as supplemented by this subpart. </P>
                                </SECTION>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart D—Responsibilities of Federal Agency Officials Regarding Transactions </HD>
                                <SECTION>
                                    <SECTNO>§ 1532.437 </SECTNO>
                                    <SUBJECT>What method do I use to communicate to a participant the requirements described in the OMB guidance at 2 CFR 180.435? </SUBJECT>
                                    <P>To communicate to a participant the requirements described in 2 CFR 180.435 of the OMB guidance, you must include a term or condition in the transaction that requires the participant's compliance with subpart C of 2 CFR part 180, as supplemented by subpart C of this part, and requires the participant to include a similar term or condition in lower-tier covered transactions. </P>
                                </SECTION>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart E through F—[Reserved] </HD>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart G—Suspension </HD>
                                <SECTION>
                                    <SECTNO>§ 1532.765 </SECTNO>
                                    <SUBJECT>How may I appeal my EPA suspension? </SUBJECT>
                                    <P>(a) If the EPA suspending official issues a decision under 2 CFR 180.755 to continue your suspension after you present information in opposition to that suspension under 2 CFR 180.720, you can ask for review of the suspending official's decision in two ways: </P>
                                    <P>(1) You may ask the suspending official to reconsider the decision for material errors of fact or law that you believe will change the outcome of the matter; and/or </P>
                                    <P>(2) You may request the Director, Office of Grants and Debarment (OGD Director), to review the suspending official's decision to continue your suspension within 30 days of your receipt of the suspending official's decision under 2 CFR 180.755 or paragraph (a)(1) of this section. However, the OGD Director can reverse the suspending official's decision only where the OGD Director finds that the decision is based on a clear error of material fact or law, or where the OGD Director finds that the suspending official's decision was arbitrary, capricious, or an abuse of discretion. </P>
                                    <P>(b) A request for review under this section must be in writing; state the specific findings you believe to be in error; and include the reasons or legal bases for your position. </P>
                                    <P>(c) A review under paragraph (a)(2) of this section is solely within the discretion of the OGD Director who may also stay the suspension pending review of the suspending official's decision. </P>
                                    <P>(d) The EPA suspending official and the OGD Director must notify you of their decisions under this section, in writing, using the notice procedures at 2 CFR 180.615 and 180.975. </P>
                                </SECTION>
                            </SUBPART>
                            <SUBPART>
                                <PRTPAGE P="2424"/>
                                <HD SOURCE="HED">Subpart H—Debarment </HD>
                                <SECTION>
                                    <SECTNO>§ 1532.890 </SECTNO>
                                    <SUBJECT>How may I appeal my EPA debarment? </SUBJECT>
                                    <P>(a) If the EPA debarring official issues a decision under 2 CFR 180.870 to debar you after you present information in opposition to a proposed debarment under 2 CFR 180.815, you can ask for review of the debarring official's decision in two ways: </P>
                                    <P>(1) You may ask the debarring official to reconsider the decision for material errors of fact or law that you believe will change the outcome of the matter; and/or </P>
                                    <P>(2) You may request the Director, Office of Grants and Debarment (OGD Director), to review the debarring official's decision to debar you within 30 days of your receipt of the debarring official's decision under 2 CFR 180.870 or paragraph (a)(1) of this section. However, the OGD Director can reverse the debarring official's decision only where the OGD Director finds that the decision is based on a clear error of material fact or law, or where the OGD Director finds that the debarring official's decision was arbitrary, capricious, or an abuse of discretion. </P>
                                    <P>(b) A request for review under this section must be in writing; state the specific findings you believe to be in error; and include the reasons or legal bases for your position. </P>
                                    <P>(c) A review under paragraph (a)(2) of this section is solely within the discretion of the OGD Director who may also stay the debarment pending review of the debarring official's decision. </P>
                                    <P>(d) The EPA debarring official and the OGD Director must notify you of their decisions under this section, in writing, using the notice procedures at 2 CFR 180.615 and 180.975. </P>
                                </SECTION>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart I—Definitions </HD>
                                <SECTION>
                                    <SECTNO>§ 1532.995 </SECTNO>
                                    <SUBJECT>Principal (EPA supplement to government-wide definition at 2 CFR 180.995). </SUBJECT>
                                    <P>In addition to those listed in 2 CFR 180.995, other examples of individuals who are principals in EPA covered transactions include: </P>
                                    <P>(a) Principal investigators; </P>
                                    <P>(b) Technical or management consultants; </P>
                                    <P>(c) Individuals performing chemical or scientific analysis or oversight; </P>
                                    <P>(d) Professional service providers such as doctors, lawyers, accountants, engineers, etc.; </P>
                                    <P>(e) Individuals responsible for the inspection, sale, removal, transportation, storage or disposal of solid or hazardous waste or materials; </P>
                                    <P>(f) Individuals whose duties require special licenses; </P>
                                    <P>(g) Individuals that certify, authenticate or authorize billings; and </P>
                                    <P>(h) Individuals that serve in positions of public trust. </P>
                                </SECTION>
                            </SUBPART>
                            <SUBPART>
                                <HD SOURCE="HED">Subpart J—Statutory Disqualification and Reinstatement Under the Clean Air Act and Clean Water Act </HD>
                                <SECTION>
                                    <SECTNO>§ 1532.1100 </SECTNO>
                                    <SUBJECT>What does this subpart do? </SUBJECT>
                                    <P>This subpart explains how the EPA administers section 306 of the Clean Air Act (CAA) (42 U.S.C. 7606) and section 508 of the Clean Water Act (CWA) (33 U.S.C. 1368), which disqualify persons convicted for certain offenses under those statutes (see § 1532.1105), from eligibility to receive certain contracts, subcontracts, assistance, loans and other benefits (see coverage under the Federal Acquisition Regulation (FAR), 48 CFR part 9, subpart 9.4 and subparts A through I of 2 CFR part 180). It also explains: the procedures for seeking reinstatement of a person's eligibility under the CAA or CWA; the criteria and standards that apply to EPA's decision-making process; and requirements of award officials and others involved in Federal procurement and nonprocurement activities in carrying out their responsibilities under the CAA and CWA. </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1105 </SECTNO>
                                    <SUBJECT>Does this subpart apply to me? </SUBJECT>
                                    <P>(a) Portions of this subpart apply to you if you are convicted, or likely to be convicted, of any offense under section 7413(c) of the CAA or section 1319(c) of the CWA. </P>
                                    <P>(b) Portions of this subpart apply to you if you are the EPA debarring official, a Federal procurement or nonprocurement award official, a participant in a Federal procurement or nonprocurement program that is precluded from entering into a covered transaction with a person disqualified under the CAA or CWA, or if you are a Federal department or agency anticipating issuing an exception to a person otherwise disqualified under the CAA or CWA. </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1110 </SECTNO>
                                    <SUBJECT>How will a CAA or CWA conviction affect my eligibility to participate in Federal contracts, subcontracts, assistance, loans and other benefits? </SUBJECT>
                                    <P>If you are convicted of any offense described in § 1532.1105, you are automatically disqualified from eligibility to receive any contract, subcontract, assistance, sub-assistance, loan or other nonprocurement benefit or transaction that is prohibited by a Federal department or agency under the Governmentwide debarment and suspension system (i.e. covered transactions under subpart A through I of 2 CFR part 180, or prohibited awards under 48 CFR part 9, subpart 9.4), if you: </P>
                                    <P>(a) Will perform any part of the transaction or award at the facility giving rise to your conviction (called the violating facility); and </P>
                                    <P>(b) You own, lease or supervise the violating facility. </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1115 </SECTNO>
                                    <SUBJECT>Can the EPA extend a CAA or CWA disqualification to other facilities? </SUBJECT>
                                    <P>The CAA specifically authorizes the EPA to extend a CAA disqualification to other facilities that are owned or operated by the convicted person. The EPA also has authority under subparts A through I of 2 CFR part 180, or under 48 CFR part 9, subpart 9.4, to take discretionary suspension and debarment actions on the basis of misconduct leading to a CAA or CWA conviction, or for activities that the EPA debarring official believes were designed to improperly circumvent a CAA or CWA disqualification. </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1120 </SECTNO>
                                    <SUBJECT>What is the purpose of CAA or CWA disqualification? </SUBJECT>
                                    <P>As provided for in Executive Order 11738 (3 CFR, 1973 Comp., p. 799), the purpose of CAA and CWA disqualification is to enforce the Federal Government's policy of undertaking Federal procurement and nonprocurement activities in a manner that improves and enhances environmental quality by promoting effective enforcement of the CAA or CWA. </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1125 </SECTNO>
                                    <SUBJECT>How do award officials and others know if I am disqualified? </SUBJECT>
                                    <P>
                                        If you are convicted under these statutes, the EPA enters your name and address and that of the violating facility into the Excluded Parties List System (EPLS) as soon as possible after the EPA learns of your conviction. In addition, the EPA enters other information describing the nature of your disqualification. Federal award officials and others who administer Federal programs consult the EPLS before entering into or approving procurement and nonprocurement transactions. Anyone may access the EPLS through the internet, currently at 
                                        <E T="03">http://www.epls.gov.</E>
                                    </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1130 </SECTNO>
                                    <SUBJECT>How does disqualification under the CAA or CWA differ from a Federal discretionary suspension or debarment action?</SUBJECT>
                                    <P>
                                        (a) CAA and CWA disqualifications are exclusions mandated by statute. In contrast, suspensions and debarments imposed under subparts A through I of 2 CFR part 180 or under 48 CFR part 9, subpart 9.4, are exclusions imposed at 
                                        <PRTPAGE P="2425"/>
                                        the discretion of Federal suspending or debarring officials. This means that if you are convicted of violating the CAA or CWA provisions described under § 1532.1105, ordinarily your name and that of the violating facility is placed into the EPLS before you receive a confirmation notice of the listing, or have the opportunity to discuss the disqualification with, or seek reinstatement from, the EPA. 
                                    </P>
                                    <P>(b) CAA or CWA disqualification applies to both the person convicted of the offense, and to the violating facility during performance of an award or covered transaction under the Federal procurement and nonprocurement suspension and debarment system. It is the EPA's policy to carry out CAA and CWA disqualifications in a manner which integrates the disqualifications into the Governmentwide suspension and debarment system. Whenever the EPA determines that the risk presented to Federal procurement and nonprocurement activities on the basis of the misconduct which gives rise to a person's CAA or CWA conviction exceeds the coverage afforded by mandatory disqualification, the EPA may use its discretionary authority to suspend or debar a person under subparts A through I of 2 CFR part 180, or under 48 CFR part 9, subpart 9.4. </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1135 </SECTNO>
                                    <SUBJECT>Does CAA or CWA disqualification mean that I must remain ineligible? </SUBJECT>
                                    <P>You must remain ineligible until the EPA debarring official certifies that the condition giving rise to your conviction has been corrected. If you desire to have your disqualification terminated, you must submit a written request for reinstatement to the EPA debarring official and support your request with persuasive documentation. For information about the process for reinstatement see §§ 1532.1205 and 1532.1300. </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1140 </SECTNO>
                                    <SUBJECT>Can an exception be made to allow me to receive an award even though I may be disqualified? </SUBJECT>
                                    <P>(a) After consulting with the EPA debarring official, the head of any Federal department or agency (or designee) may exempt any particular award or a class of awards with that department or agency from CAA or CWA disqualification. In the event an exemption is granted, the exemption must: </P>
                                    <P>(1) Be in writing; and </P>
                                    <P>(2) State why the exemption is in the paramount interests of the United States. </P>
                                    <P>(b) In the event an exemption is granted, the exempting department or agency must send a copy of the exemption decision to the EPA debarring official for inclusion in the official record. </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1200 </SECTNO>
                                    <SUBJECT>How will I know if I am disqualified under the CAA or CWA? </SUBJECT>
                                    <P>There may be several ways that you learn about your disqualification. You are legally on notice by the statutes that a criminal conviction the CAA or CWA automatically disqualifies you. As a practical matter, you may learn about your disqualification from your defense counsel, a Federal contract or award official, or from someone else who sees your name in the EPLS. As a courtesy, the EPA will attempt to notify you and the owner, lessor or supervisor of the violating facility that your names have been entered into the EPLS. The EPA will inform you of the procedures for seeking reinstatement and give you the name of a person you can contact to discuss your reinstatement request. </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1205 </SECTNO>
                                    <SUBJECT>What procedures must I follow to have my procurement and nonprocurement eligibility reinstated under the CAA or CWA? </SUBJECT>
                                    <P>(a) You must submit a written request for reinstatement to the EPA debarring official stating what you believe the conditions were that led to your conviction, and how those conditions have been corrected, relieved or addressed. Your request must include documentation sufficient to support all material assertions you make. The debarring official must determine that all the technical and non-technical causes, conditions and consequences of your actions have been sufficiently addressed so that the Government can confidently conduct future business activities with you, and that your future operations will be conducted in compliance with the CAA and CWA.</P>
                                    <P>(b) You may begin the reinstatement process by having informal discussions with the EPA representative named in your notification of listing. Having informal dialogue with that person will make you aware of the EPA concerns that must be addressed. The EPA representative is not required to negotiate conditions for your reinstatement. However, beginning the reinstatement process with informal dialogue increases the chance of achieving a favorable outcome, and avoids unnecessary delay that may result from an incomplete or inadequate reinstatement request. It may also allow you to resolve your disqualification by reaching an agreement with the EPA debarring official under informal procedures. Using your informal option first does not prevent you from submitting a formal reinstatement request with the debarring official at any time. </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1210 </SECTNO>
                                    <SUBJECT>Will anyone else provide information to the EPA debarring official concerning my reinstatement request? </SUBJECT>
                                    <P>If you request reinstatement under § 1532.1205, the EPA debarring official may obtain review and comment on your request by anyone who may have information about, or an official interest in, the matter. For example, the debarring official may consult with the EPA Regional offices, the Department of Justice or other Federal agencies, or state, tribal or local governments. The EPA debarring official will make sure that you have an opportunity to address important allegations or information contained in the administrative record before making a final decision on your request for reinstatement. </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1215 </SECTNO>
                                    <SUBJECT>What happens if I disagree with the information provided by others to the EPA debarring official on my reinstatement request? </SUBJECT>
                                    <P>(a) If your reinstatement request is based on factual information (as opposed to a legal matter or discretionary conclusion) that is different from the information provided by others or otherwise contained in the administrative record, the debarring official will decide whether those facts are genuinely in dispute, and material to making a decision. If so, a fact-finding proceeding will be conducted in accordance with 2 CFR 180.830 through 180.840, and the debarring official will consider the findings when making a decision on your reinstatement request. </P>
                                    <P>(b) If the basis for your disagreement with the information contained in the administrative record relates to a legal issue or discretionary conclusion, or is not a genuine dispute over a material fact, you will not have a fact-finding proceeding. However, the debarring official will allow you ample opportunity to support your position for the record and present matters in opposition to your continued disqualification. A summary of any information you provide orally, if not already recorded, should also be submitted to the debarring official in writing to assure that it is preserved for the debarring official's consideration and the administrative record. </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1220 </SECTNO>
                                    <SUBJECT>What will the EPA debarring official consider in making a decision on my reinstatement request? </SUBJECT>
                                    <P>
                                        (a) The EPA debarring official will consider all information and arguments contained in the administrative record in support of, or in opposition to, your 
                                        <PRTPAGE P="2426"/>
                                        request for reinstatement, including any findings of material fact. 
                                    </P>
                                    <P>(b) The debarring official will also consider any mitigating or aggravating factors that may relate to your conviction or the circumstances surrounding it, including any of those factors that appear in 2 CFR 180.860 that may apply to your situation. </P>
                                    <P>(c) Finally, if disqualification applies to a business entity, the debarring official will consider any corporate or business attitude, policies, practices and procedures that contributed to the events leading to conviction, or that may have been implemented since the date of the misconduct or conviction. You can obtain any current policy directives issued by the EPA that apply to CAA or CWA disqualification or reinstatement by contacting the Office of the EPA Debarring Official, U.S. EPA, Office of Grants and Debarment (3901R), 1200 Pennsylvania Avenue, NW., Washington, DC 20460. </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1225 </SECTNO>
                                    <SUBJECT>When will the EPA debarring official make a decision on my reinstatement request? </SUBJECT>
                                    <P>(a) The EPA debarring official will make a decision regarding your reinstatement request under § 1532.1205(a), when the administrative record is complete, and he or she can determine whether the condition giving rise to the CAA or CWA conviction has been corrected-usually within 45 days of closing the administrative record. </P>
                                    <P>(b) A reinstatement request is not officially before the debarring official while you are having informal discussions under § 1532.1205(b). </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1230 </SECTNO>
                                    <SUBJECT>How will the EPA debarring official notify me of the reinstatement decision? </SUBJECT>
                                    <P>The EPA debarring official will notify you of the reinstatement decision in writing, using the same methods for communicating debarment or suspension action notices under 2 CFR 180.615. </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1300 </SECTNO>
                                    <SUBJECT>Can I resolve my eligibility status under terms of an administrative agreement without having to submit a formal reinstatement request? </SUBJECT>
                                    <P>(a) The EPA debarring official may, at any time, resolve your CAA or CWA eligibility status under the terms of an administrative agreement. Ordinarily, the debarring official will not make an offer to you for reinstatement until after the administrative record for decision is complete, or contains enough information to enable him or her to make an informed decision in the matter. </P>
                                    <P>(b) Any resolution of your eligibility status under the CAA or CWA resulting from an administrative agreement must include a certification that the condition giving rise to the conviction has been corrected. </P>
                                    <P>(c) The EPA debarring official may enter into an administrative agreement to resolve CAA or CWA disqualification issues as part of a comprehensive criminal plea, civil or administrative agreement when it is in the best interest of the United States to do so. </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1305 </SECTNO>
                                    <SUBJECT>What are the consequences if I mislead the EPA in seeking reinstatement or fail to comply with my administrative agreement? </SUBJECT>
                                    <P>(a) Any certification of correction issued by the EPA debarring official whether the certification results from a reinstatement decision under §§ 1532.1205(a) and 1532.1230, or from an administrative agreement under §§ 1532.1205(b) and 1532.1300, is conditioned upon the accuracy of the information, representations or assurances made during development of the administrative record. </P>
                                    <P>(b) If the EPA debarring official finds that he or she has certified correction of the condition giving rise to a CAA or CWA conviction or violation on the basis of a false, misleading, incomplete or inaccurate information; or if a person fails to comply with material condition of an administrative agreement, the EPA debarring official may take suspension or debarment action against the person(s) responsible for the misinformation or noncompliance with the agreement as appropriate. If anyone provides false, inaccurate, incomplete or misleading information to EPA in an attempt to obtain reinstatement, the EPA debarring official will refer the matter to the EPA Office of Inspector General for potential criminal or civil action. </P>
                                </SECTION>
                                <SECTION>
                                    <SECTNO>§ 1532.1400 </SECTNO>
                                    <SUBJECT>How may I appeal a decision denying my request for reinstatement? </SUBJECT>
                                    <P>(a) If the EPA debarring official denies your request for reinstatement under the CAA or CWA, you can ask for review of the debarring official's decision in two ways: </P>
                                    <P>(1) You may ask the debarring official to reconsider the decision for material errors of fact or law that you believe will change the outcome of the matter; and/ or </P>
                                    <P>(2) You may request the Director, Office of Grants and Debarment (OGD Director), to review the debarring official's denial within 30 days of your receipt of the debarring official's decision under § 1532.1230 or paragraph (a)(1) of this section. However, the OGD Director can reverse the debarring official's decision denying reinstatement only where the OGD Director finds that there is a clear error of material fact or law, or where the OGD Director finds that the debarring official's decision was arbitrary, capricious, or an abuse of discretion.</P>
                                </SECTION>
                            </SUBPART>
                        </PART>
                    </CHAPTER>
                </REGTEXT>
                <REGTEXT>
                    <P>(b) A request for review under this section must be in writing and state the specific findings you believe to be in error and include the reasons or legal bases for your position. </P>
                    <P>(c) A review under this section is solely within the discretion of the OGD Director. </P>
                    <P>(d) The OGD Director must notify you of his or her decision under this section, in writing, using the notice procedures at 2 CFR 180.615 and 180.975. </P>
                    <SECTION>
                        <SECTNO>§ 1532.1500 </SECTNO>
                        <SUBJECT>If I am reinstated, when will my name be removed from the EPLS? </SUBJECT>
                        <P>If your eligibility for procurement and nonprocurement participation is restored under the CAA or CWA, whether by decision, appeal, or by administrative agreement, the EPA will remove your name and that of the violating facility from the EPLS, generally within 5 working days of your reinstatement. </P>
                    </SECTION>
                    <SECTION>
                        <SECTNO>§ 1532.1600 </SECTNO>
                        <SUBJECT>What definitions apply specifically to actions under this subpart? </SUBJECT>
                        <P>In addition to definitions under subpart A through I of 2 CFR part 180 that apply to this part as a whole, the following two definitions apply specifically to CAA and CWA disqualifications under this subpart: </P>
                        <P>(a) Person means an individual, corporation, partnership, association, state, municipality, commission, or political subdivision of a state, or any interstate body. </P>
                        <P>(b) Violating facility means any building, plant, installation, structure, mine, vessel, floating craft, location or site of operations that gives rise to a CAA or CWA conviction, and is a location at which or from which a Federal contract, subcontract, loan, assistance award or other covered transactions may be performed. If a site of operations giving rise to a CAA or CWA conviction contains or includes more than one building, plant, installation, structure, mine, vessel, floating craft, or other operational element, the entire location or site of operation is regarded as the violating facility unless otherwise limited by the EPA.</P>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="26">
                    <HD SOURCE="HD1">Title 40 Environment—Chapter I—Environmental Protection Agency </HD>
                    <PART>
                        <HD SOURCE="HED">PART 26—[AMENDED] </HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 26 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <PRTPAGE P="2427"/>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>5 U.S.C. 301; 7 U.S.C. 163w(a)(1); 21 U.S.C. 346a(e)(1)(C); section 201 of Pub. L. 109-54; and 42 U.S.C. 300v-1(b).</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="30">
                    <SECTION>
                        <SECTNO>§ 26.1506 </SECTNO>
                        <SUBJECT>[Amended] </SUBJECT>
                    </SECTION>
                    <AMDPAR>2. Section 26.1506 is amended by revising the citation “40 CFR Part 32” to read “2 CFR part 1532.”</AMDPAR>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="30">
                    <PART>
                        <HD SOURCE="HED">PART 30—[AMENDED] </HD>
                    </PART>
                    <AMDPAR>3. The authority citation for part 30 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>
                            7 U.S.C. 135 
                            <E T="03">et seq.</E>
                            ; 15 U.S.C. 2601 
                            <E T="03">et seq.</E>
                            ; 33 U.S.C. 
                            <E T="03">et seq.</E>
                            ; 42 U.S.C. 241, 242b, 243, 246, 300f, 300j-1, 300j-2, 300j-3, 1857 
                            <E T="03">et seq.</E>
                            , 6901 
                            <E T="03">et seq.</E>
                            , 7401 
                            <E T="03">et seq.</E>
                            , 9601 
                            <E T="03">et seq.</E>
                            ; OMB Circular A-110 (64 FR 54926, October 8, 1999).
                        </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="30">
                    <SECTION>
                        <SECTNO>§ 30.13 </SECTNO>
                        <SUBJECT>[Amended] </SUBJECT>
                    </SECTION>
                    <AMDPAR>4. Section 30.13 is amended by revising twice the citation “40 CFR Part 32” to read “2 CFR part 1532.” </AMDPAR>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="30">
                    <HD SOURCE="HD1">Appendix to Part 30—[Amended] </HD>
                    <AMDPAR>5. Appendix to part 30 is amended by removing paragraph 8.</AMDPAR>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="32">
                    <PART>
                        <HD SOURCE="HED">PART 32—[REMOVED] </HD>
                    </PART>
                    <AMDPAR>6. Under authority Sec. 2455, Pub. L. 103-355, 108 Stat. 3327 (31 U.S.C. 6101 note); E.O. 11738 (3 CFR, 1973 Comp., p. 799); E.O. 12549 (3 CFR, 1986 Comp., p. 189); E.O. 12689 (3 CFR, 1989 Comp., p. 235) part 32 is removed.</AMDPAR>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="35">
                    <PART>
                        <HD SOURCE="HED">PART 35—[AMENDED] </HD>
                    </PART>
                    <AMDPAR>7. The authority citation for part 35 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>
                            42 U.S.C. 9601 
                            <E T="03">et seq.</E>
                        </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="35">
                    <SECTION>
                        <SECTNO>§ 35.6055 </SECTNO>
                        <SUBJECT>[Amended] </SUBJECT>
                    </SECTION>
                    <AMDPAR>8. Section 35.6055 is amended by removing paragraphs(a)(3) and (a)(4) and redesignating paragraphs (a)(5) and (a)(6) as (a)(3) and (a)(4) respectively.</AMDPAR>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="35">
                    <SECTION>
                        <SECTNO>§ 35.6105 </SECTNO>
                        <SUBJECT>[Amended] </SUBJECT>
                    </SECTION>
                    <AMDPAR>9. Section 35.6105 is amended by removing paragraphs(a)(3) and (a)(4) and redesignating paragraphs (a)(5) and (a)(6) as (a)(3) and (a)(4) respectively.</AMDPAR>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="36">
                    <PART>
                        <HD SOURCE="HED">PART 36—[AMENDED] </HD>
                    </PART>
                    <AMDPAR>10. The authority citation for part 36 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>
                            41 U.S.C. 701 
                            <E T="03">et seq.</E>
                        </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="36">
                    <SECTION>
                        <SECTNO>§ 36.510 </SECTNO>
                        <SUBJECT>[Amended] </SUBJECT>
                    </SECTION>
                    <AMDPAR>11. Section 36.510(c) is amended by revising the citation “40 CFR Part 32” to read “2 CFR part 1532.”</AMDPAR>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="46">
                    <PART>
                        <HD SOURCE="HED">PART 46—[AMENDED] </HD>
                    </PART>
                    <AMDPAR>12. The authority citation for part 46 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>Section 103(b)(5) of the Clean Air Act, as amended (42 U.S.C. 7403(b)(5)); sections 104(b)(5) and (g)(3)(B) of the Clean Water Act, as amended (33 U.S.C. 1254(b)(5) and (g)(3)(B)); section 1442 of the Safe Drinking Water Act, as amended (42 U.S.C. 300j-1); section 8001 of the Solid Waste Disposal Act, as amended (42 U.S.C. 6981); section 10 of the Toxic Substances Control Act, as amended (15 U.S.C. 2609); section 20 of the Federal Insecticide, Fungicide, and Rodenticide Act, as amended (7 U.S.C. 136r); sections 104(k)(6)and 311 of the Comprehensive Environmental Response, Compensation, and Liability Act (42 U.S.C. 9604(k)(6) and 42 U.S.C. 9660). </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="46">
                    <AMDPAR>13. Section 46.130 is amended by revising the second sentence to read as follows: </AMDPAR>
                    <SECTION>
                        <SECTNO>§ 46.130 </SECTNO>
                        <SUBJECT>Debarment and suspension. </SUBJECT>
                        <P>
                            * * * Names of individuals who are excluded or disqualified are located in the Excluded Parties List System maintained by the General Services Administration and currently located at 
                            <E T="03">http://www.epls.gov</E>
                            .
                        </P>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="46">
                    <SECTION>
                        <SECTNO>§ 46.215 </SECTNO>
                        <SUBJECT>[Amended] </SUBJECT>
                    </SECTION>
                    <AMDPAR>14. Section 46.215(c) is amended by revising the citation “40 CFR Part 32” to read “2 CFR part 1532.”</AMDPAR>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="80">
                    <PART>
                        <HD SOURCE="HED">PART 80—[AMENDED] </HD>
                    </PART>
                    <AMDPAR>15. The authority citation for part 80 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>42 U.S.C. 7414, 7545, 7542, and 7610(a). </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="80">
                    <SECTION>
                        <SECTNO>§ 80.65 </SECTNO>
                        <SUBJECT>[Amended] </SUBJECT>
                    </SECTION>
                    <AMDPAR>16. Section 80.65(f)(2)(iv) is amended by revising the citation “40 CFR Part 32” to read “2 CFR part 1532.” </AMDPAR>
                    <AMDPAR>17. Section 80.65(f)(2)(v) is amended by revising the citation “40 CFR Part 32” to read “2 CFR part 1532.”</AMDPAR>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="80">
                    <SECTION>
                        <SECTNO>§ 80.125 </SECTNO>
                        <SUBJECT>[Amended] </SUBJECT>
                    </SECTION>
                    <AMDPAR>18. Section 80.125(e) is amended by revising the citation “40 CFR Part 32” to read “2 CFR part 1532.” </AMDPAR>
                </REGTEXT>
                <REGTEXT TITLE="48" PART="1509">
                    <HD SOURCE="HD1">Title 48 Federal Acquisition Regulations System—Chapter XV—Environmental Protection Agency </HD>
                    <PART>
                        <HD SOURCE="HED">PART 1509—[AMENDED] </HD>
                    </PART>
                    <AMDPAR>19. The authority citation for part 1509 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>Sec. 205(c), 63 Stat. 390, as amended, 40 U.S.C. 486(c).</P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="1509">
                    <SECTION>
                        <SECTNO>1509.403 </SECTNO>
                        <SUBJECT>[Amended] </SUBJECT>
                    </SECTION>
                    <AMDPAR>20. Section 1509.403 is amended by revising the citation “40 CFR Part 32” to read “2 CFR part 1532.”</AMDPAR>
                </REGTEXT>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-641 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6560-50-P </BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <CFR>18 CFR Part 358</CFR>
                <DEPDOC>[Docket No. RM07-6-000; Order No. 690]</DEPDOC>
                <SUBJECT>Standards of Conduct for Transmission Providers</SUBJECT>
                <DATE>Issued January 9, 2007.</DATE>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Energy Regulatory Commission, DOE. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Interim rule. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        This interim rule responds to the decision of the United States Court of Appeals for the District of Columbia vacating and remanding the standards of conduct rule, Order No. 2004, as it relates to interstate natural gas pipelines, in 
                        <E T="03">National Fuel Gas Supply Corporation</E>
                         v. 
                        <E T="03">FERC</E>
                        , 468 F.3d 831 (D.C. Cir. 2006). The court objected to the Federal Energy Regulatory Commission's (Commission's) expansion of the prior standards of conduct to include energy affiliates, and vacated the entire rule as it relates to natural gas pipelines. The interim rule repromulgates the standards of conduct that were not challenged before the court on an interim basis while the Commission considers how to respond to the court's decision on a permanent basis. 
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">EFFECTIVE DATE:</HD>
                    <P>This rule is effective January 9, 2007. </P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Deme Anas, Office of Enforcement, Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426. Telephone: (202) 502-8178. E-mail: 
                        <E T="03">demetra.anas@ferc.gov</E>
                        . Stuart Fischer, Office of Enforcement, Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426. Telephone: (202) 502-8517. E-mail: 
                        <E T="03">stuart.fischer@ferc.gov</E>
                        . 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <EXTRACT>
                    <FP SOURCE="FP-1">Before Commissioners: Joseph T. Kelliher, Chairman; Suedeen G. Kelly, Marc Spitzer, Philip D. Moeller, and Jon Wellinghoff. </FP>
                </EXTRACT>
                <HD SOURCE="HD1">I. Introduction </HD>
                <P>
                    1. The Federal Energy Regulatory Commission (Commission) is promulgating interim standards of 
                    <PRTPAGE P="2428"/>
                    conduct regulations that govern the relationship between natural gas transmission providers and their marketing affiliates to respond to the decision of the United States Court of Appeals for the District of Columbia concerning the Standards of Conduct for Transmission Providers under Order No. 2004.
                    <SU>1</SU>
                    <FTREF/>
                     In 
                    <E T="03">National Fuel Gas Supply Corporation</E>
                     v. 
                    <E T="03">FERC (National Fuel)</E>
                    ,
                    <SU>2</SU>
                    <FTREF/>
                     the court found that the Commission did not support the standards of conduct's expansive definition of energy affiliates and vacated Order Nos. 2004, 2004-A, 2004-B, 2004-C and 2004-D (collectively referred to as Order No. 2004) as applied to natural gas pipelines, and remanded the orders to the Commission.
                    <SU>3</SU>
                    <FTREF/>
                     Specifically, the court rejected the Commission's attempt to extend the standards of conduct beyond pipelines' relationships with their marketing affiliates to govern pipelines' relationships with numerous non-marketing affiliates, such as producers, gatherers, and local distribution companies (energy affiliates). In light of this finding, the court found moot the other issues raised on appeal.
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         On November 25, 2003, the Commission added Part 358 to the Commission's regulations adopting standards of conduct that apply uniformly to natural gas and electric utility transmission providers. 
                        <E T="03">Standards of Conduct for Transmission Providers</E>
                        , Order No. 2004, FERC Stats. &amp; Regs., Regulations Preambles ¶ 31,155 (2003), 
                        <E T="03">order on reh'g</E>
                        , Order No. 2004-A, III FERC Stats. &amp; Regs. ¶ 31,161 (2004), 107 FERC ¶ 61,032 (2004), 
                        <E T="03">order on reh'g</E>
                        , Order No. 2004-B, III FERC Stats. &amp; Regs. ¶ 31,166 (2004), 108 FERC ¶ 61,118 (2004), 
                        <E T="03">order on reh'g</E>
                        , Order No. 2004-C, 109 FERC ¶ 61,325 (2004), 
                        <E T="03">order on reh'g</E>
                        , Order No. 2004-D, 110 FERC ¶ 61,320 (2005), vacated and 
                        <E T="03">remanded as it applies to natural gas pipelines, National Fuel Gas Supply Corporation</E>
                         v. 
                        <E T="03">FERC</E>
                        , 468 F.3d 831 (D.C. Cir. 2006).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         
                        <E T="03">National Fuel</E>
                         slip op. at 4 [published cite not yet available].
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         
                        <E T="03">National Fuel</E>
                        , slip op. at 4. Order No. 2004 was not appealed as it applies to electric utility transmission providers. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         
                        <E T="03">National Fuel</E>
                        , slip op. at 4. 
                    </P>
                </FTNT>
                <P>
                    2. The purpose of this order is to repromulgate the standards of conduct not challenged in the 
                    <E T="03">National Fuel</E>
                     appeal in the interim while the Commission considers how to respond to the court's decision on a permanent basis. To that end, the Commission plans to issue a Notice of Proposed Rulemaking (NOPR) in the very near future. The interim rule will thus help eliminate any uncertainty about how the standards of conduct apply to natural gas transmission providers while the Commission develops a final rule. 
                </P>
                <P>
                    3. The Commission believes that this interim rule is consistent with the court's decision in 
                    <E T="03">National Fuel</E>
                     and meets the standards for an interim rule without notice and comment under the Administrative Procedure Act as set out in the court's opinion in 
                    <E T="03">Mid-Tex Electric Cooperative, Inc.</E>
                     v. 
                    <E T="03">FERC (Mid-Tex)</E>
                    .
                    <SU>5</SU>
                    <FTREF/>
                     In 
                    <E T="03">Mid-Tex</E>
                    , the court reviewed the Commission's interim rule regarding the construction work in progress (CWIP) accounts for electric utilities that had previously been vacated and remanded by the court.
                    <SU>6</SU>
                    <FTREF/>
                     Despite objections to the interim CWIP rule, the court upheld the interim rule as consistent with the letter and spirit of its previous ruling.
                    <SU>7</SU>
                    <FTREF/>
                     The court concluded that the Commission could reasonably infer that should it become necessary or proper to provide a regulation prior to its full reconsideration of the CWIP issue, it may do so if it addresses the issues raised by the court.
                    <SU>8</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">Mid-Tex Electric Cooperative, Inc.</E>
                         v. 
                        <E T="03">FERC</E>
                        , 822 F.2d 1123 (D.C. Cir. 1987). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">Mid-Tex Electric Cooperative, Inc.</E>
                         v. 
                        <E T="03">FERC</E>
                        , 773 F.2d 327 (D.C. Cir. 1985). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">Mid-Tex</E>
                        , at 1129-30.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">Mid-Tex</E>
                        , at 1130. 
                    </P>
                </FTNT>
                <P>
                    4. The 
                    <E T="03">Mid-Tex</E>
                     court also concluded that the Commission had good cause to adopt an interim rule without prior notice and comment.
                    <SU>9</SU>
                    <FTREF/>
                     The Administrative Procedure Act permits rulemaking without prior notice and comment when an agency “for good cause * * * finds that notice and public procedure are impracticable, unnecessary, or contrary to the public interest.” 
                    <SU>10</SU>
                    <FTREF/>
                     In its order adopting the interim rule regarding CWIP, the Commission emphasized three factors for foregoing prior notice and comment. First, the Commission stressed both the interim nature of the CWIP rule and the ongoing public process in formulating a permanent CWIP policy. Second, the Commission observed that the fundamental policy underlying the CWIP had been accepted by the court. Third, the Commission took notice that an interim rule was needed to avoid regulatory confusion. 
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">Mid-Tex</E>
                        , at 1132. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         5 U.S.C. 553(b)(3)(B) (2000). 
                    </P>
                </FTNT>
                <P>
                    5. Guided by the standards in 
                    <E T="03">Mid-Tex</E>
                    , the Commission has structured this interim rule in accordance with the court's decision in 
                    <E T="03">National Fuel</E>
                     while the Commission conducts a public notice and comment process for promulgating a final rule. The Commission has adhered to both the letter and the spirit of the court's decision in 
                    <E T="03">National Fuel</E>
                     by fashioning an interim rule under which the standards of conduct do not apply to the relationship between natural gas transmission providers and energy affiliates, which is the aspect of the standards of conduct that the court found infirm. 
                </P>
                <P>
                    6. The issuance of this interim rule is also consistent with the three factors articulated in 
                    <E T="03">Mid-Tex</E>
                     for issuing an interim rule without prior notice and comment under the Administrative Procedures Act. First, the Commission stresses that the instant interim rule is not intended to serve as a permanent rule and that it is commencing a rulemaking proceeding through the issuance in the very near future of a NOPR. Second, the interim rule follows both the letter and spirit of the court's opinion in 
                    <E T="03">National Fuel</E>
                     because, for natural gas pipelines, it eliminates the provisions of Order No. 2004 that were subject to appeal and instead adopts provisions originally promulgated in Order No. 497, which was upheld in relevant part by the court in 
                    <E T="03">Tenneco Gas</E>
                     v. 
                    <E T="03">FERC</E>
                    .
                    <SU>11</SU>
                    <FTREF/>
                     Third, the Commission needs to issue an interim rule to avoid regulatory confusion. When the Commission adopted Order No. 2004, it rescinded the standards of conduct promulgated by Order No. 497.
                    <SU>12</SU>
                    <FTREF/>
                     Because 
                    <E T="03">National Fuel</E>
                     vacated Order No. 2004 as applied to natural gas transmission providers, there are no existing regulations governing the relationship between natural gas transmission providers and their marketing affiliates. This interim rule repromulgates rules from Order No. 2004 that were not challenged on appeal. With respect to provisions that were challenged, as noted, the Commission is temporarily re-adopting the standards of conduct provisions promulgated under Order No. 497. Otherwise, there would be no rules in place governing the relationship between natural gas pipelines and their affiliates—a situation which the Commission believes would not be in the public interest as such rules have for almost two decades played an important role in the agency's program to ensure non-discriminatory access by pipeline customers to competitive wellhead markets. 
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">Inquiry Into Alleged Anticompetitive Practices related to Marketing Affiliates of Interstate Pipelines,</E>
                         Order No. 497, 53 FR 223139 (1988), FERC Stats. &amp; Regs., Regulations Preambles 1986-1990 ¶ 30,820 (1988); Order No. 497-A, 
                        <E T="03">order on reh'g</E>
                        , 54 FR 52781 (1989), FERC Stats &amp; Regs., Regulations Preambles 1986-1990 ¶ 30,868 (1989); Order No. 497-B, 
                        <E T="03">order extending sunset date</E>
                        , 55 FR 53,291 (1990), FERC Stats. &amp; Regs., Regulations Preambles 1986-1990 ¶ 30,908 (1990); Order No. 497-C, 
                        <E T="03">order extending sunset date</E>
                        , 47 FR 9 (1992), FERC Stats. &amp; Regs., Regulations Preambles 1991-1996 ¶ 30934 (1991), 
                        <E T="03">reh'g denied</E>
                        , 47 FR 5815 (1992), 58 FERC ¶ 61,139 (1992); 
                        <E T="03">aff'd in part and remanded in part sub nom. Tenneco Gas v. FERC</E>
                        , 969 F.2d 1187 (D.C. cir. 1992).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         Order No. 2004, 
                        <E T="03">supra</E>
                         note 1, (in the description of the revisions to Title 18 of the Code of Federal Regulations).
                    </P>
                </FTNT>
                <P>
                    7. Accordingly, in this interim rule, for natural gas transmission providers, the Commission modifies the 
                    <PRTPAGE P="2429"/>
                    regulations originally promulgated by Order No. 2004 consistent with the court's decision and issues appealed. The interim regulations will make clear that the standards of conduct apply to the relationship between natural gas transmission providers and marketing affiliates, and that the standards of conduct will not govern the relationship between natural gas transmission providers and their other energy affiliates. Because Order No. 2004 defined marketing differently than Order No. 497, the Commission is revising the definition of marketing consistent with Order No. 497.
                    <SU>13</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         Since the standards of conduct will no longer govern the relationship between natural gas transmission providers and their energy affiliates, this addresses the issue concerning the scope of the energy affiliate exception for local distribution companies appealed by National Fuel Gas Distribution Corporation and National Fuel Gas Supply raised in 
                        <E T="03">National Fuel</E>
                        .
                    </P>
                </FTNT>
                <P>
                    8. Although the court did not consider petitioners' appeals with respect to specific sections of Part 358 as it vacated Order No. 2004 based on the lack of record support for the new definition of energy affiliate, the interim regulations will treat each of the sections challenged on appeal as if the court had held those sections infirm as well. Specifically, for natural gas transmission providers, the interim rule will: (1) omit restrictions on shared risk management activities and employees 
                    <SU>14</SU>
                    <FTREF/>
                     and (2) revise the requirement to post all discretionary acts.
                    <SU>15</SU>
                    <FTREF/>
                     Also raised on appeal were two issues discussed in the preamble of Order No. 2004, but not codified in regulatory text. Here, too, although the court did not consider these issues, the Commission will incorporate into this preamble modifications consistent with petitioners' appeals of Order No. 2004 as if the court had ruled in their favor. Specifically, the Commission will (1) allow natural gas transmission providers to treat lawyers as permissibly shared employees; and (2) not require newly certificated natural gas pipeline transmission providers to observe the standards of conduct until they commence transmission services. 
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         18 CFR 358.4(a)(6) (2006).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         18 CFR 385.5(c)(4) (2006).
                    </P>
                </FTNT>
                <P>
                    9. In the very near future, the Commission will issue a NOPR, which will seek comments on adopting permanent changes to Part 358 consistent with 
                    <E T="03">National Fuel</E>
                    . As a result, the Commission expects that the provisions in the interim rule will remain in effect until we have completed the rulemaking process for a final rule for Standards of Conduct for Transmission Providers. The Commission further expects the process for adopting a final rule to proceed without delay. 
                </P>
                <HD SOURCE="HD1">II. Background </HD>
                <HD SOURCE="HD2">A. Order No. 2004 </HD>
                <P>
                    10. Prior to Order No. 2004, the Commission had two separate sets of regulations governing standards of conduct for transmission providers. The regulations applicable to natural gas pipelines were issued in Order No. 497 in 1988,
                    <SU>16</SU>
                    <FTREF/>
                     pursuant to the agency's statutory authority under sections 4 and 5 of the Natural Gas Act.
                    <SU>17</SU>
                    <FTREF/>
                     In 1996, the Commission issued Order No. 889,
                    <SU>18</SU>
                    <FTREF/>
                     which created standards of conduct regulations applicable to electric public utilities under sections 205 and 206 of the Federal Power Act.
                    <SU>19</SU>
                    <FTREF/>
                     Both rules had the same goal: To prevent transmission providers from exercising their control over transmission to engage in undue discrimination or preference in favor of their marketing affiliates over non-affiliates. Both rules employed the same general approach: Requiring employees engaged in transmission services to function independently from employees of its marketing affiliates and imposing prohibitions restricting transmission providers from sharing certain information with their marketing affiliates. 
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         
                        <E T="03">See supra</E>
                         note 10. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         15 U.S.C. 717c and 717d (2000). 
                        <E T="03">See also</E>
                         former 18 CFR part 161 (2003). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         
                        <E T="03">Open Access Same-Time Information System (Formerly Real-Time Information Network) and Standards of Conduct</E>
                        , Order No. 889, 61 FR 21737 (May 10, 1996), FERC Stats. &amp; Regs., Regulations Preambles 1991-1996 ¶ 31,035 (Apr. 24, 1996); Order No. 889-A, 
                        <E T="03">order on reh'g</E>
                        , 62 FR 12484 (Mar. 14, 1997), FERC Stats. &amp; Regs., Regulations Preambles 1996-2000 ¶ 31,049 (Mar. 4, 1997); Order No. 889-B, 
                        <E T="03">reh'g denied</E>
                        , 62 FR 64715 (Dec. 9, 1997), FERC Stats. &amp; Regs., Regulations Preambles 1996-2000 ¶ 31,253 (Nov. 25, 1997).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         16 U.S.C. 824d and 824e (2000). 
                        <E T="03">See also</E>
                         former 18 CFR 37.4 (2003). 
                    </P>
                </FTNT>
                <P>
                    11. In Order No. 2004, the Commission revised the standards of conduct so that one set of standards of conduct applied uniformly to both natural gas pipelines and electric public utilities.
                    <SU>20</SU>
                    <FTREF/>
                     The Commission also expanded the coverage of the standards of conduct to govern the relationships between transmission providers and energy affiliates.
                    <SU>21</SU>
                    <FTREF/>
                     Previously, the standards of conduct governed the relationship between transmission providers and their marketing affiliates.
                    <SU>22</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         Order No. 2004 at P 8. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         The Commission defined energy affiliates as any affiliate that is engaged or involved in transmission transactions; manages or controls pipeline capacity; buys, sells, trades or administers natural gas in domestic energy or transmission markets; and engages in financial transactions relating to the sale or transmission of natural gas in such markets. 18 CFR 358.3(d) (2006). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         Under Order No. 497, marketing included affiliates and business divisions engaged in making sales for resale of natural gas in interstate commerce (former 18 CFR 161.2(c)); and under Order No. 889, marketing covered affiliates and business divisions engaged in making sales for resale of electric energy in interstate commerce (former 18 CFR 37.3(e)). 
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Matters Appealed </HD>
                <P>12. Five issues were appealed from Order No. 2004: (1) Extension of the standards of conduct to cover the relationship between natural gas transmission providers and their energy affiliates under section 358.3(d); (2) the scope of the restrictions on sharing risk management employees between the natural gas transmission providers and their marketing/energy affiliates under section 358.4(a)(6); (3) the scope of the restrictions on sharing lawyers between natural gas transmission providers and their marketing/energy affiliates; (4) the scope of the requirement that natural gas transmission providers post all discretionary acts under section 358.5(c)(4); and (5) the timing as to when newly certificated pipelines become subject to the standards of conduct. </P>
                <HD SOURCE="HD2">C. The Court's Decision </HD>
                <P>
                    13. In 
                    <E T="03">National Fuel</E>
                    , the court vacated Order No. 2004 as applicable to natural gas pipelines because of the expansion of the standards of conduct to include the new definition of energy affiliates. The court explained that the Commission relied on both theoretical grounds and on record evidence to justify this expansion. The court concluded that the Commission's record evidence did not withstand scrutiny and, thus, concluded the expansion was arbitrary and capricious in violation of the Administrative Procedure Act.
                    <SU>23</SU>
                    <FTREF/>
                     The court vacated Order No. 2004 as applicable to natural gas pipelines. In light of this disposition, the court did not address the other four issues raised on appeal regarding Order No. 2004. 
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         
                        <E T="03">National Fuel</E>
                         at 4.
                    </P>
                </FTNT>
                <HD SOURCE="HD1">III. Discussion </HD>
                <HD SOURCE="HD2">A. Partially Repromulgating Part 358 </HD>
                <P>
                    14. Much of Order No. 2004 codified case-by-case exceptions that had evolved during the implementation of Order Nos. 497 and 889, which were beneficial to the natural gas transmission providers and not appealed. Some of the provisions under Order No. 2004 that were not challenged on appeal included: codifying exceptions to the independent 
                    <PRTPAGE P="2430"/>
                    functioning requirement; 
                    <SU>24</SU>
                    <FTREF/>
                     revising information sharing prohibitions to reflect practical considerations 
                    <SU>25</SU>
                    <FTREF/>
                     and emergency circumstances; 
                    <SU>26</SU>
                    <FTREF/>
                     codifying a training requirement; 
                    <SU>27</SU>
                    <FTREF/>
                     revising and imposing new posting requirements to improve transparency; 
                    <SU>28</SU>
                    <FTREF/>
                     and requiring the transmission providers to designate a chief compliance officer.
                    <SU>29</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         18 CFR 358.4 (2006).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         18 CFR 358.5(b)(6) and (8) (2006).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         18 CFR 358.4(a)(2) (2006).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         18 CFR 358.4(e)(5) (2006).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         18 CFR 358.5(a) and (b) (2006).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         18 CFR 358.4(e)(6) (2006).
                    </P>
                </FTNT>
                <P>
                    15. This interim rule maintains one set of standards of conduct regulations for both the natural gas and electric utility industries. The Commission, however, is only making changes applicable to natural gas transmission providers consistent with 
                    <E T="03">National Fuel.</E>
                     Therefore, the interim rule makes inapplicable to natural gas transmission providers those portions of the standards of conduct that the court found unsupportable or that were challenged on appeal. However, it also repromulgates those sections that were not appealed and not found infirm. 
                </P>
                <P>
                    16. In response to several informal inquiries, the Commission also clarifies that waivers or exemptions that the Commission issued under Order No. 2004 are not negatively impacted by the 
                    <E T="03">National Fuel</E>
                     decision. 
                </P>
                <HD SOURCE="HD2">B. Natural Gas Transmission Providers and Their Energy Affiliates </HD>
                <P>17. Because the court's decision focused on the Commission's lack of evidence to support expanding the standards of conduct to govern the relationship between natural gas transmission providers and their energy affiliates, the interim rule adds a new provision stating that the standards of conduct do not govern the relationship between natural gas transmission providers and their energy affiliates. The effect of this change, along with the modification to the definition of marketing as discussed below, is that the standards of conduct for natural gas transmission providers will only govern the relationship between a transmission provider and its marketing affiliates, consistent with the prior standards of conduct before the adoption of Order No. 2004. New section 358.1(e) reads as follows: </P>
                <EXTRACT>
                    <P>The standards of conduct in this part do not govern the relationship between a natural gas Transmission Provider as defined in § 358.3(a)(2) and its Energy Affiliates. </P>
                </EXTRACT>
                <HD SOURCE="HD2">C. New Definition of Marketing Affiliate </HD>
                <P>
                    18. Order No. 2004 revised the definition of marketing affiliate previously codified by Order No. 497. As a result, the interim rule will promulgate regulations that mirror the exceptions to the definition of marketing that were found in Order No. 497.
                    <SU>30</SU>
                    <FTREF/>
                     Specifically, a new provision at section 358.3(l) provides as follows: 
                </P>
                <FTNT>
                    <P>
                        <SU>30</SU>
                         Former 18 CFR 161.2(c) (2003).
                    </P>
                </FTNT>
                <EXTRACT>
                    <P>Marketing or brokering under section 358.3(e) means a sale of natural gas to any person or entity by a seller that is not an interstate pipeline, except when: (1) The seller is selling gas solely from its own production; (2) The seller is selling gas solely from its own gathering or processing facilities; or (3) The seller is an intrastate natural gas pipeline or a local distribution company making an on-system sale.</P>
                </EXTRACT>
                <HD SOURCE="HD2">D. Sharing of Risk Management Employees </HD>
                <P>
                    19. Prior to Order No. 2004, the standards of conduct were silent on whether a transmission provider could share risk management employees with its marketing affiliates. In reviewing the standards of conduct procedures submitted by Vector Pipeline, however, the Commission held that a natural gas pipeline could not share risk management employees if the functions included assessing the creditworthiness of a transmission customer.
                    <SU>31</SU>
                    <FTREF/>
                     Subsequently, in Order No. 2004, the Commission reiterated that holding and permitted the sharing of risk management employees provided that they were not “engaged in transmission functions or sales or commodity functions with their Marketing or Energy Affiliate.” 
                    <SU>32</SU>
                    <FTREF/>
                     INGAA appealed this issue. 
                </P>
                <FTNT>
                    <P>
                        <SU>31</SU>
                         
                        <E T="03">Vector Pipeline, L.P.</E>
                        , 97 FERC ¶ 61,085 (2001).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>32</SU>
                         Order No. 2004 at P 112. 
                        <E T="03">See also</E>
                         18 CFR 358.4(a)(6) (2006).
                    </P>
                </FTNT>
                <P>20. As mentioned above, the court did not address the risk management exception in the independent functioning requirement. Still, because it was raised as an issue on appeal, the Commission believes that to be faithful to the court's decision, section 358.4(a)(6) must be amended. Therefore, the Commission is adding, on an interim basis, a second sentence to that section as follows: </P>
                <P>This provision does not apply to natural gas transmission providers. </P>
                <HD SOURCE="HD2">E. Discretionary Tariff Provision </HD>
                <P>
                    21. In Order No. 2004, the Commission required the transmission provider to maintain a log detailing the circumstances and manner in which it exercised discretion under any terms of its tariff and post it on its OASIS or internet Web site.
                    <SU>33</SU>
                    <FTREF/>
                     The regulatory language in Order No. 2004 was substantively identical to the requirement under Order No. 889, but it was different than the requirement under Order No. 497. Former section 161.3(k) promulgated under Order No. 497 required a pipeline to maintain a written log of waivers that the pipeline grants with respect to tariff provisions that provide for such discretionary waivers and provide the log to any person requesting it within 24 hours of the request. On appeal, one of the petitioners claimed that section 358.5(c)(4) was much broader than former section 161.3(k), arguing that there was a significant difference between granting waivers of tariff provisions that provide for such discretionary waivers (former section 161.3(k)) and exercising discretion under any terms of its tariff (section 358.5(c)(4)). 
                </P>
                <FTNT>
                    <P>
                        <SU>33</SU>
                         18 CFR 358.5(c)(4) (2006).
                    </P>
                </FTNT>
                <P>
                    22. In response to the 
                    <E T="03">National Fuel</E>
                     decision, on an interim basis, the Commission is revising section 358.5(c)(4). First, we will make clear that 358.5(c)(4) only applies to electric public utility transmission providers and, second, we will adopt the language regarding discretionary waivers from Order No. 497 for natural gas transmission providers. Accordingly, we adopt the following language at section 358.5(c)(4): 
                </P>
                <EXTRACT>
                    <P>(i) Electric Transmission Providers must maintain a written log, available for Commission audit, detailing the circumstances and manner in which they exercised their discretion under any terms of the tariff. The information contained in this log is to be posted on the OASIS or Internet Web site within 24 hours of when a Transmission Provider exercises its discretion under any terms of the tariff. </P>
                    <P>(ii) Natural gas Transmission Providers must maintain a written log of waivers that the natural gas Transmission Provider grants with respect to tariff provisions that provide for such discretionary waivers and provide the log to any person requesting it within 24 hours of the request.</P>
                </EXTRACT>
                <P>23. The Commission recognizes that many natural gas transmission providers have put in place procedures to post information regarding discretionary waivers on their Internet Web sites. Of course, this is an acceptable means of complying with the requirement in lieu of providing the log to any person requesting it within 24 hours of the request. </P>
                <HD SOURCE="HD2">F. Sharing of Lawyers </HD>
                <P>
                    24. With respect to the sharing of lawyers, under the Order No. 497 standards of conduct, lawyers were treated as permissibly shared employees.
                    <SU>34</SU>
                    <FTREF/>
                     Order No. 2004 was silent 
                    <PRTPAGE P="2431"/>
                    as to the classification of lawyers. In Order No. 2004-A, the Commission clarified that a lawyer who participates in transmission policy decisions on behalf of a Transmission Provider would be considered a transmission function employee (and hence, not permissibly shared).
                    <SU>35</SU>
                    <FTREF/>
                     Additionally, the Commission explained that lawyers may provide legal or regulatory advice in their traditional roles without becoming transmission function employees,
                    <SU>36</SU>
                    <FTREF/>
                     but, an individual's title of “lawyer” did not automatically exempt him/her from the independent functioning requirement. The Commission stated that if lawyers participate in transmission policy decisions on behalf of transmission providers, the Commission considers that participation to be a transmission function and the lawyers to be transmission function employees.
                    <SU>37</SU>
                    <FTREF/>
                     Following requests for clarification, the Commission stated that lawyers may provide legal or regulatory advice in their traditional roles without becoming transmission function employees, but to the extent that lawyers conduct transmission functions or are involved in planning, directing or organizing transmission functions, the lawyer's status as a “lawyer” does not exempt him/her from also being a transmission function employee.
                    <SU>38</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>34</SU>
                         Order No. 497 at 31,142.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>35</SU>
                         Order No. 2004-A at P 157.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>36</SU>
                         Section 358.3(j) defines transmission function employee as an employee, contractor, consultant or agent of a transmission provider who conducts transmission system operations or reliability functions, including, but not limited to, those who are engaged in day-to-day duties and responsibilities for planning, directing, organizing or carrying out transmission-related operations.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>37</SU>
                         Order No. 2004-A at P 157.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>38</SU>
                         Order No. 2004-B at P 74.
                    </P>
                </FTNT>
                <P>25. This issue was appealed. In light of the court's decision, the Commission clarifies that participating in business decisions by rendering legal advice does not make a lawyer a transmission function employee. Since this issue was discussed in the preamble to Order No. 2004, there is no regulatory text to adopt or revise. However, this clarification is intended to provide direction to the natural gas industry that the Commission will treat lawyers as permissibly shared employees for natural gas transmission providers. </P>
                <HD SOURCE="HD2">G. Timing of When a Natural Gas Transmission Provider Becomes Subject to the Standards of Conduct </HD>
                <P>
                    26. Under Order No 497, a natural gas transmission provider became subject to the standards of conduct when the transmission provider commenced transportation transactions with its marketing or brokering affiliate.
                    <SU>39</SU>
                    <FTREF/>
                     In the preamble of Order No. 2004, the Commission stated that newly formed transmission providers would become subject to the standards of conduct when the transmission providers begin soliciting business or negotiating contracts, as those are activities which the Commission considers transmission function activities. Since the timing of applicability of the standards of conduct was one of the items on appeal, the Commission will treat this issue as if the court had ruled against the Commission on this issue. As a result, the Commission will not require natural gas transmission providers to observe the standards of conduct until they commence transportation transactions with their marketing affiliates. Because this issue was discussed in the preamble to Order No. 2004, there is no regulatory text to adopt or revise. However, in the interim, the foregoing statement is intended to provide direction to the industry with respect to when the Commission will consider natural gas transmission providers subject to the standards of conduct. 
                </P>
                <FTNT>
                    <P>
                        <SU>39</SU>
                         Former 18 CFR 161.1 (2003).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Information Collection Statement </HD>
                <P>
                    27. The Office of Management and Budget (OMB) regulations require approval of certain information collection requirements imposed by agency rules.
                    <SU>40</SU>
                    <FTREF/>
                     Previously, the Commission submitted to OMB the information collection requirements arising from the standards of conduct adopted in Order No. 2004. OMB approved those requirements.
                    <SU>41</SU>
                    <FTREF/>
                     This interim rule does not impose any additional information collection burden on industry participants. 
                </P>
                <FTNT>
                    <P>
                        <SU>40</SU>
                         5 CFR 1320.11 (2006).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>41</SU>
                         Letter from OMB to the Commission (Jan. 20, 2004) (OMB Control Number 1902-0157); “Notice of Action” letter from OMB to the Commission (Jan. 20, 2004) (OMB Control Number 1902-0173).
                    </P>
                </FTNT>
                <P>
                    28. The Commission is submitting notification of the information collection requirements imposed in the Interim Rule to OMB for its review and approval under section 3507(d) of the Paperwork Reduction Act of 1995.
                    <SU>42</SU>
                    <FTREF/>
                     Comments are solicited on the Commission's need for this information, whether the information will have practical utility, the accuracy of provided burden estimates, ways to enhance the quality, utility, and clarity of the information to be collected, and any suggested methods of minimizing respondent's burden, including the use of automated information techniques. 
                </P>
                <FTNT>
                    <P>
                        <SU>42</SU>
                         44 U.S.C. 3507(d) (2000).
                    </P>
                </FTNT>
                <P>29. OMB regulations require OMB to approve certain information collection requirements imposed by agency rule. The Commission is submitting notification of this proposed rule to OMB. </P>
                <P>
                    <E T="03">Title:</E>
                     FERC-592. 
                </P>
                <P>
                    <E T="03">Action:</E>
                     Proposed Collection. 
                </P>
                <P>
                    <E T="03">OMB Control No:</E>
                     1902-0157. 
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     Business or other for profit. 
                </P>
                <P>
                    <E T="03">Frequency of Responses:</E>
                     On occasion. 
                </P>
                <P>
                    <E T="03">Necessity of the Information:</E>
                     The information is necessary to ensure that all regulated transmission providers treat all transmission customers in a non-discriminatory basis. 
                </P>
                <P>
                    <E T="03">Internal Review:</E>
                     The Commission has reviewed the requirements pertaining to natural gas pipelines and determined the interim rule is necessary to avoid a regulatory gap. 
                </P>
                <P>30. These requirements conform to the Commission's plan for efficient information collection, communication, and management within the natural gas and electric public utility industries. The Commission has assured itself, by means of internal review, that there is specific, objective support for the burden estimates associated with the information requirements. </P>
                <P>
                    31. Interested persons may obtain information on the reporting requirements by contacting: Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426, [Attention: Michael Miller, Office of the Chief Information Officer], phone: (202) 502-8415, fax: (202) 208-2425, e-mail: 
                    <E T="03">Michael.miller@ferc.gov</E>
                    . Comments on the requirements of the proposed rule also may be sent to the Office of Information and Regulatory Affairs, Office of Management and Budget, Washington, DC 20503 [Attention: Desk Officer for the Federal Energy Regulatory Commission]. 
                </P>
                <HD SOURCE="HD1">V. Environmental Analysis </HD>
                <P>
                    32. The Commission is required to prepare an Environmental Assessment or an Environmental Impact Statement for any action that may have a significant adverse effect on the human environment.
                    <SU>43</SU>
                    <FTREF/>
                     The Commission has categorically excluded certain actions from these requirements as not having a significant effect on the human environment.
                    <SU>44</SU>
                    <FTREF/>
                     The action proposed here falls within the categorical exclusions provided in the Commission's regulations because this rule is clarifying and corrective and does not substantially change the effect of the regulations being amended.
                    <SU>45</SU>
                    <FTREF/>
                      
                    <PRTPAGE P="2432"/>
                    Therefore, an environmental assessment is unnecessary and has not been prepared in this rulemaking. 
                </P>
                <FTNT>
                    <P>
                        <SU>43</SU>
                         Order No. 486, Regulations Implementing the National Environmental Policy Act, 52 FR 47897 (Dec. 17, 1987), FERC Stats. &amp; Regs. Preambles 1986-1990 ¶ 30,783 (1987).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>44</SU>
                         18 CFR 380.4 (2006). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>45</SU>
                         18 CFR 380.4(a)(2)(ii) and 380.4(a)(5) (2006). 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">VI. Regulatory Flexibility Act </HD>
                <P>
                    33. The Regulatory Flexibility Act of 1980 
                    <SU>46</SU>
                    <FTREF/>
                     generally requires a description and analysis of final rules that will have significant economic impact on a substantial number of small entities. Because most transmission providers do not fall within the definition of “small entity,” 
                    <SU>47</SU>
                    <FTREF/>
                     the Commission certifies that this rule will not have a significant economic impact on a substantial number of small entities. 
                </P>
                <HD SOURCE="HD1">VII. Document Availability </HD>
                <P>
                    34. In addition to publishing the full text of this document in the 
                    <E T="04">Federal Register</E>
                    , the Commission provides all interested persons an opportunity to view and/or print the contents of this document via the Internet through FERC's Home Page (
                    <E T="03">http://www.ferc.gov</E>
                    ) and in FERC's Public Reference Room during normal business hours (8:30 a.m. to 5 p.m. Eastern time) at 888 First Street, NE., Room 2A, Washington DC 20426. 
                </P>
                <P>35. From FERC's Home Page on the Internet, this information is available on eLibrary. The full text of this document is available on eLibrary in PDF and Microsoft Word format for viewing, printing, and/or downloading. To access this document in eLibrary, type the docket number excluding the last three digits of this document in the docket number field. </P>
                <P>
                    36. User assistance is available for eLibrary and the FERC's website during normal business hours from our Help line at (202) 502-8222 or the Public Reference Room at (202) 502-8371 Press 0, TTY (202) 502-8659. E-Mail the Public Reference Room at 
                    <E T="03">public.referenceroom@ferc.gov</E>
                    . 
                </P>
                <HD SOURCE="HD1">VIII. Effective Date and Congressional Notification </HD>
                <FTNT>
                    <P>
                        <SU>46</SU>
                         5 U.S.C. 601-612 (2000). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>47</SU>
                         
                        <E T="03">See</E>
                         5 U.S.C. 601(3) (2000). 
                    </P>
                </FTNT>
                <P>
                    37. These regulations are effective on date of issuance. The Commission has determined, with the concurrence of the Administrator of the Office of Information and Regulatory Affairs of OMB, that this rule is not a “major rule” as defined in section 351 of the Small Business Regulatory Enforcement Fairness Act of 1996. The Commission will submit the interim rule to both houses of Congress and the General Accounting Office.
                    <SU>48</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>48</SU>
                         5 U.S.C. 801(a)(1)(A) (2000). 
                    </P>
                </FTNT>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 18 CFR Part 358 </HD>
                    <P>Electric power plants, Electric utilities, Natural gas, Reporting and recordkeeping requirements.</P>
                </LSTSUB>
                <SIG>
                    <P>By the Commission. </P>
                    <NAME>Magalie R. Salas, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
                <REGTEXT TITLE="18" PART="358">
                    <AMDPAR>
                        In consideration of the foregoing, the Commission revises part 358, Chapter I, Title 18, 
                        <E T="03">Code of Federal Regulations</E>
                        , to read as follows. 
                    </AMDPAR>
                    <PART>
                        <HD SOURCE="HED">PART 358—STANDARDS OF CONDUCT </HD>
                        <CONTENTS>
                            <SECHD>Sec. </SECHD>
                            <SECTNO>358.1 </SECTNO>
                            <SUBJECT>Applicability. </SUBJECT>
                            <SECTNO>358.2 </SECTNO>
                            <SUBJECT>General principles. </SUBJECT>
                            <SECTNO>358.3 </SECTNO>
                            <SUBJECT>Definitions. </SUBJECT>
                            <SECTNO>358.4 </SECTNO>
                            <SUBJECT>Independent functioning. </SUBJECT>
                            <SECTNO>358.5 </SECTNO>
                            <SUBJECT>Non-discrimination requirements.</SUBJECT>
                        </CONTENTS>
                        <AUTH>
                            <HD SOURCE="HED">Authority:</HD>
                            <P>15 U.S.C. 717-717w, 3301-3432; 16 U.S.C. 791-825r, 2601-2645; 31 U.S.C. 9701; 42 U.S.C. 7101-7352. </P>
                        </AUTH>
                        <SECTION>
                            <SECTNO>§ 358.1 </SECTNO>
                            <SUBJECT>Applicability. </SUBJECT>
                            <P>(a) This part applies to any interstate natural gas pipeline that transports gas for others pursuant to subpart A of part 157 or subparts B or G of part 284 of this chapter. </P>
                            <P>(b) This part applies to any public utility that owns, operates, or controls facilities used for the transmission of electric energy in interstate commerce. </P>
                            <P>(c) This part does not apply to a public utility Transmission Provider that is a Commission-approved Independent System Operator (ISO) or Regional Transmission Organization (RTO). If a public utility transmission owner participates in a Commission-approved ISO or RTO and does not operate or control its transmission facilities and has no access to transmission, customer or market information covered by § 358.5(b), it may request an exemption from this part. </P>
                            <P>(d) A Transmission Provider may file a request for an exemption from all or some of the requirements of this part for good cause. </P>
                            <P>(e) The Standards of Conduct in this part do not govern the relationship between a natural gas Transmission Provider as defined in § 358.3(a)(2) and its Energy Affiliates. </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 358.2 </SECTNO>
                            <SUBJECT>General principles. </SUBJECT>
                            <P>(a) A Transmission Provider's employees engaged in transmission system operations must function independent from employees of its Marketing and Energy Affiliates. </P>
                            <P>(b) A Transmission Provider must treat all transmission customers, affiliated and non-affiliated, on a non-discriminatory basis, and must not operate its transmission system to preferentially benefit its Marketing or Energy Affiliates. </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 358.3 </SECTNO>
                            <SUBJECT>Definitions. </SUBJECT>
                            <P>
                                (a) 
                                <E T="03">Transmission Provider</E>
                                 means: 
                            </P>
                            <P>(1) Any public utility that owns, operates or controls facilities used for the transmission of electric energy in interstate commerce; or </P>
                            <P>(2) Any interstate natural gas pipeline that transports gas for others pursuant to subpart A of part 157 or subparts B or G of part 284 of this chapter. </P>
                            <P>(3) A Transmission Provider does not include a natural gas storage provider authorized to charge market-based rates that is not interconnected with the jurisdictional facilities of any affiliated interstate natural gas pipeline, has no exclusive franchise area, no captive ratepayers and no market power. </P>
                            <P>
                                (b) 
                                <E T="03">Affiliate</E>
                                 means: 
                            </P>
                            <P>(1) Another person that controls, is controlled by or is under common control with, such person. An Affiliate includes a division that operates as a functional unit, </P>
                            <P>(2) For any exempt wholesale generator, as defined under Section 32(a) of the Public Utility Holding Company Act of 1935, as amended, the same as provided in section 214 of the Federal Power Act. </P>
                            <P>
                                (c) 
                                <E T="03">Control</E>
                                 (including the terms “controlling,” “controlled by,” and “under common control with”) as used in this part and § 250.16 of this chapter, includes, but is not limited to, the possession, directly or indirectly and whether acting alone or in conjunction with others, of the authority to direct or cause the direction of the management or policies of a company. A voting interest of 10 percent or more creates a rebuttable presumption of control. 
                            </P>
                            <P>
                                (d) 
                                <E T="03">Energy Affiliate</E>
                                 means an affiliate of a Transmission Provider that: 
                            </P>
                            <P>(1) Engages in or is involved in transmission transactions in U.S. energy or transmission markets; or </P>
                            <P>(2) Manages or controls transmission capacity of a Transmission Provider in U.S. energy or transmission markets; or </P>
                            <P>(3) Buys, sells, trades or administers natural gas or electric energy in U.S. energy or transmission markets; or </P>
                            <P>(4) Engages in financial transactions relating to the sale or transmission of natural gas or electric energy in U.S. energy or transmission markets. </P>
                            <P>(5) A local distribution company division of an electric public utility Transmission Provider shall be considered the functional equivalent of an Energy Affiliate, unless it qualifies for the exemption in § 358.3(d)(6)(v). </P>
                            <P>
                                (6) An Energy Affiliate does not include: 
                                <PRTPAGE P="2433"/>
                            </P>
                            <P>(i) A foreign affiliate that does not participate in U.S. energy markets; </P>
                            <P>(ii) An affiliated Transmission Provider or an interconnected foreign affiliated natural gas pipeline that is engaged in natural gas transmission activities that are regulated by the state, provincial or national regulatory boards of the foreign country in which such facilities are located. </P>
                            <P>(iii) A holding, parent or service company that does not engage in energy or natural gas commodity markets or is not involved in transmission transactions in U.S. energy markets; </P>
                            <P>(iv) An affiliate that purchases natural gas or energy solely for its own consumption. “Solely for its own consumption” does not include the purchase of natural gas or energy for the subsequent generation of electricity. </P>
                            <P>
                                (v) A State-regulated local distribution company that acquires interstate transmission capacity to purchase and resell gas only for on-system sales, and otherwise does not engage in the activities described in §§ 358.3(d)(1), (2), (3) or (4), except to the limited extent necessary to support on-system sales and to engage in 
                                <E T="03">de minimis</E>
                                 sales necessary to remain in balance under applicable pipeline tariff requirements. 
                            </P>
                            <P>
                                (vi) A processor, gatherer, Hinshaw pipeline or an intrastate pipeline that makes incidental purchases or sales of 
                                <E T="03">de minimis</E>
                                 volumes of natural gas to remain in balance under applicable pipeline tariff requirements and otherwise does not engage in the activities described in §§ 358.3(d)(1), (2), (3) or (4). 
                            </P>
                            <P>
                                (e) 
                                <E T="03">Marketing, sales or brokering</E>
                                 means a sale for resale of natural gas or electric energy in interstate commerce. Sales and marketing employee or unit includes: 
                            </P>
                            <P>(1) An interstate natural gas pipeline's sales operating unit, to the extent provided in § 284.286 of this chapter, and </P>
                            <P>(2) A public utility Transmission Provider's energy sales unit, unless such unit engages solely in bundled retail sales. </P>
                            <P>(3) Marketing or sales does not include incidental purchases or sales of natural gas to operate interstate natural gas pipeline transmission facilities. </P>
                            <P>
                                (f) 
                                <E T="03">Transmission</E>
                                 means natural gas transportation, storage, exchange, backhaul, or displacement service provided pursuant to subpart A of part 157 or subparts B or G of part 284 of this chapter; and electric transmission, network or point-to-point service, reliability service, ancillary services or other methods of transportation or the interconnection with jurisdictional transmission facilities. 
                            </P>
                            <P>
                                (g) 
                                <E T="03">Transmission Customer</E>
                                 means any eligible customer, shipper or designated agent that can or does execute a transmission service agreement or can or does receive transmission service, including all persons who have pending requests for transmission service or for information regarding transmission. 
                            </P>
                            <P>
                                (h) 
                                <E T="03">Open Access Same-time Information System or OASIS</E>
                                 refers to the Internet location where a public utility posts the information, by electronic means, required by part 37 of this chapter. 
                            </P>
                            <P>
                                (i) 
                                <E T="03">Internet Web site</E>
                                 refers to the Internet location where an interstate natural gas pipeline posts the information, by electronic means, required by §§ 284.12 and 284.13 of this chapter. 
                            </P>
                            <P>
                                (j) 
                                <E T="03">Transmission Function employee</E>
                                 means an employee, contractor, consultant or agent of a Transmission Provider who conducts transmission system operations or reliability functions, including, but not limited to, those who are engaged in day-to-day duties and responsibilities for planning, directing, organizing or carrying out transmission-related operations. 
                            </P>
                            <P>
                                (k) 
                                <E T="03">Marketing Affiliate</E>
                                 means an Affiliate as that term is defined in § 358.3(b) or a unit that engages in marketing, sales or brokering activities as those terms are defined at § 358.3(e). 
                            </P>
                            <P>
                                (l) 
                                <E T="03">Marketing or brokering</E>
                                 under § 358.3(e) means a sale of natural gas to any person or entity by a seller that is not an interstate pipeline, except when: 
                            </P>
                            <P>(1) The seller is selling gas solely from its own production; </P>
                            <P>(2) The seller is selling gas solely from its own gathering or processing facilities; or </P>
                            <P>(3) The seller is an intrastate natural gas pipeline or a local distribution company making an on-system sale. </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 358.4 </SECTNO>
                            <SUBJECT>Independent functioning. </SUBJECT>
                            <P>
                                (a) 
                                <E T="03">Separation of functions.</E>
                                 (1) Except in emergency circumstances affecting system reliability, the transmission function employees of the Transmission Provider must function independently of the Transmission Provider's Marketing or Energy Affiliates' employees. 
                            </P>
                            <P>(2) Notwithstanding any other provisions in this section, in emergency circumstances affecting system reliability, a Transmission Provider may take whatever steps are necessary to keep the system in operation. Transmission Providers must report to the Commission and post on the OASIS or Internet Web site, as applicable, each emergency that resulted in any deviation from the standards of conduct, within 24 hours of such deviation. </P>
                            <P>(3) The Transmission Provider is prohibited from permitting the employees of its Marketing or Energy Affiliates from: </P>
                            <P>(i) Conducting transmission system operations or reliability functions; and </P>
                            <P>(ii) Having access to the system control center or similar facilities used for transmission operations or reliability functions that differs in any way from the access available to other transmission customers. </P>
                            <P>(4) Transmission Providers are permitted to share support employees and field and maintenance employees with their Marketing and Energy Affiliates. </P>
                            <P>(5) Transmission Providers are permitted to share with their Marketing or Energy Affiliates senior officers and directors who are not “Transmission Function Employees” as that term is defined in § 358.3(j). A Transmission Provider may share transmission information covered by § 385.5(a) and (b) with its shared senior officers and directors provided that they do not participate in directing, organizing or executing transmission system operations or marketing functions; or act as a conduit to share such information with a Marketing or Energy Affiliate. </P>
                            <P>(6) Transmission Providers are permitted to share risk management employees that are not engaged in Transmission Functions or sales or commodity Functions with their Marketing and Energy Affiliates. This provision does not apply to natural gas transmission providers. </P>
                            <P>
                                (b) 
                                <E T="03">Identifying affiliates on the public Internet.</E>
                                 (1) A Transmission Provider must post the names and addresses of Marketing and Energy Affiliates on its OASIS or Internet Web site. 
                            </P>
                            <P>(2) A Transmission Provider must post on its OASIS or Internet Web site, as applicable, a complete list of the facilities shared by the Transmission Provider and its Marketing and Energy Affiliates, including the types of facilities shared and their addresses. </P>
                            <P>(3) A Transmission Provider must post comprehensive organizational charts showing: </P>
                            <P>(i) The organizational structure of the parent corporation with the relative position in the corporate structure of the Transmission Provider, Marketing and Energy Affiliates; </P>
                            <P>
                                (ii) For the Transmission Provider, the business units, job titles and descriptions, and chain of command for all positions, including officers and directors, with the exception of clerical, maintenance, and field positions. The job titles and descriptions must include the employee's title, the employee's duties, whether the employee is 
                                <PRTPAGE P="2434"/>
                                involved in transmission or sales, and the name of the supervisory employees who manage non-clerical employees involved in transmission or sales. 
                            </P>
                            <P>(iii) For all employees who are engaged in transmission functions for the Transmission Provider and marketing or sales functions or who are engaged in transmission functions for the Transmission Provider and are employed by any of the Energy Affiliates, the Transmission Provider must post the name of the business unit within the marketing or sales unit or the Energy Affiliate, the organizational structure in which the employee is located, the employee's name, job title and job description in the marketing or sales unit or Energy Affiliate, and the employee's position within the chain of command of the Marketing or Energy Affiliate. </P>
                            <P>(iv) The Transmission Provider must update the information on its OASIS or Internet Web site, as applicable, required by §§ 358.4(b)(1), (2) and (3) within seven business days of any change, and post the date on which the information was updated. </P>
                            <P>(v) The Transmission Provider must post information concerning potential merger partners as affiliates within seven days after the potential merger is announced. </P>
                            <P>(vi) All OASIS or Internet Web site postings required by part 358 must comply, as applicable, with the requirements of § 37.6 or §§ 284.12(a) and (c)(3)(v) of this chapter. </P>
                            <P>
                                (c) 
                                <E T="03">Transfers</E>
                                . Employees of the Transmission Provider, Marketing or Energy Affiliates are not precluded from transferring among such functions as long as such transfer is not used as a means to circumvent the Standards of Conduct. Notices of any employee transfers between the Transmission Provider, on the one hand, and the Marketing or Energy Affiliates on the other, must be posted on the OASIS or Internet Web site, as applicable. The information to be posted must include: the name of the transferring employee, the respective titles held while performing each function (
                                <E T="03">i.e.</E>
                                , on behalf of the Transmission Provider, Marketing or Energy Affiliate), and the effective date of the transfer. The information posted under this section must remain on the OASIS or Internet Web site, as applicable, for 90 days. 
                            </P>
                            <P>
                                (d) 
                                <E T="03">Books and records.</E>
                                 A Transmission Provider must maintain its books of account and records (as prescribed under parts 101, 125, 201 and 225 of this chapter) separately from those of its Energy Affiliates and these must be available for Commission inspections. 
                            </P>
                            <P>
                                (e) 
                                <E T="03">Written procedures.</E>
                                 (1) By February 9, 2004, each Transmission Provider is required to file with the Commission and post on the OASIS or Internet Web site a plan and schedule for implementing the standards of conduct. 
                            </P>
                            <P>(2) Each Transmission Provider must be in full compliance with the standards of conduct by September 22, 2004. </P>
                            <P>(3) The Transmission Provider must post on the OASIS or Internet Web site, current written procedures implementing the standards of conduct in such detail as will enable customers and the Commission to determine that the Transmission Provider is in compliance with the requirements of this section by September 22, 2004 or within 30 days of becoming subject to the requirements of part 358. </P>
                            <P>(4) Transmission Providers will distribute the written procedures to all Transmission Provider employees and employees of the Marketing and Energy Affiliates. </P>
                            <P>(5) Transmission Providers shall train officers and directors as well as employees with access to transmission information or information concerning gas or electric purchases, sales or marketing functions. The Transmission Provider shall require each employee to sign a document or certify electronically signifying that s/he has participated in the training. </P>
                            <P>(6) Transmission Providers are required to designate a Chief Compliance Officer who will be responsible for standards of conduct compliance. </P>
                        </SECTION>
                        <SECTION>
                            <SECTNO>§ 358.5 </SECTNO>
                            <SUBJECT>Non-discrimination requirements. </SUBJECT>
                            <P>
                                (a) 
                                <E T="03">Information access.</E>
                                 (1) The Transmission Provider must ensure that any employee of its Marketing or Energy Affiliate may only have access to that information available to the Transmission Provider's transmission customers (
                                <E T="03">i.e.</E>
                                , the information posted on the OASIS or Internet Web site, as applicable), and must not have access to any information about the Transmission Provider's transmission system that is not available to all users of an OASIS or Internet Web site, as applicable. 
                            </P>
                            <P>(2) The Transmission Provider must ensure that any employee of its Marketing or Energy Affiliate is prohibited from obtaining information about the Transmission Provider's transmission system (including, but not limited to, information about available transmission capability, price, curtailments, storage, ancillary services, balancing, maintenance activity, capacity expansion plans or similar information) through access to information not posted on the OASIS or Internet Web site or that is not otherwise also available to the general public without restriction. </P>
                            <P>
                                (b) 
                                <E T="03">Prohibited disclosure.</E>
                                 (1) An employee of the Transmission Provider may not disclose to its Marketing or Energy Affiliates any information concerning the transmission system of the Transmission Provider or the transmission system of another (including, but not limited to, information received from non-affiliates or information about available transmission capability, price, curtailments, storage, ancillary services, balancing, maintenance activity, capacity expansion plans, or similar information) through non-public communications conducted off the OASIS or Internet Web site, through access to information not posted on the OASIS or Internet Web site that is not contemporaneously available to the public, or through information on the OASIS or Internet Web site that is not at the same time publicly available. 
                            </P>
                            <P>(2) A Transmission Provider may not share any information, acquired from non-affiliated transmission customers or potential non-affiliated transmission customers, or developed in the course of responding to requests for transmission or ancillary service on the OASIS or Internet Web site, with employees of its Marketing or Energy Affiliates, except to the limited extent information is required to be posted on the OASIS or Internet website in response to a request for transmission service or ancillary services. </P>
                            <P>(3) If an employee of the Transmission Provider discloses information in a manner contrary to the requirements of § 358.5(b)(1) and (2), the Transmission Provider must immediately post such information on the OASIS or Internet Web site. </P>
                            <P>(4) A non-affiliated transmission customer may voluntarily consent, in writing, to allow the Transmission Provider to share the non-affiliated customer's information with a Marketing or Energy Affiliate. If a non-affiliated customer authorizes the Transmission Provider to share its information with a Marketing or Energy Affiliate, the Transmission Provider must post notice on the OASIS or Internet Web site of that consent along with a statement that it did not provide any preferences, either operational or rate-related, in exchange for that voluntary consent. </P>
                            <P>
                                (5) A Transmission Provider is not required to contemporaneously disclose to all transmission customers or potential transmission customers information covered by § 358.5(b)(1) if it relates solely to a Marketing or Energy 
                                <PRTPAGE P="2435"/>
                                Affiliate's specific request for transmission service. 
                            </P>
                            <P>(6) A Transmission Provider may share generation information necessary to perform generation dispatch with its Marketing and Energy Affiliate that does not include specific information about individual third party transmission transactions or potential transmission arrangements. </P>
                            <P>(7) Neither a Transmission Provider nor an employee of a Transmission Provider is permitted to use anyone as a conduit for sharing information covered by the prohibitions of §§ 358.5(b)(1) and (2) with a Marketing or Energy Affiliate. A Transmission Provider may share information covered by §§ 358.5(b)(1) and (2) with employees permitted to be shared under §§ 358.4(a)(4), (5) and (6) provided that such employees do not act as a conduit to share such information with any Marketing or Energy Affiliates. </P>
                            <P>(8) A Transmission Provider is permitted to share information necessary to maintain the operations of the transmission system with its Energy Affiliates. </P>
                            <P>
                                (c) 
                                <E T="03">Implementing tariffs</E>
                                . (1) A Transmission Provider must strictly enforce all tariff provisions relating to the sale or purchase of open access transmission service, if these tariff provisions do not permit the use of discretion. 
                            </P>
                            <P>(2) A Transmission Provider must apply all tariff provisions relating to the sale or purchase of open access transmission service in a fair and impartial manner that treats all transmission customers in a non-discriminatory manner, if these tariff provisions permit the use of discretion. </P>
                            <P>(3) A Transmission Provider must process all similar requests for transmission in the same manner and within the same period of time. </P>
                            <P>(4) (i) Electric Transmission Providers must maintain a written log, available for Commission audit, detailing the circumstances and manner in which they exercised their discretion under any terms of the tariff. The information contained in this log is to be posted on the OASIS or Internet website within 24 hours of when a Transmission Provider exercises its discretion under any terms of the tariff. </P>
                            <P>(ii) Natural gas Transmission Providers must maintain a written log of waivers that the natural gas Transmission Provider grants with respect to tariff provisions that provide for such discretionary waivers and provide the log to any person requesting it within 24 hours of the request. </P>
                            <P>(5) The Transmission Provider may not, through its tariffs or otherwise, give preference to its Marketing or Energy Affiliate, over any other wholesale customer in matters relating to the sale or purchase of transmission service (including, but not limited to, issues of price, curtailments, scheduling, priority, ancillary services, or balancing). </P>
                            <P>
                                (d) 
                                <E T="03">Discounts.</E>
                                 Any offer of a discount for any transmission service made by the Transmission Provider must be posted on the OASIS or Internet Web site contemporaneous with the time that the offer is contractually binding. The posting must include: the name of the customer involved in the discount and whether it is an affiliate or whether an affiliate is involved in the transaction, the rate offered; the maximum rate; the time period for which the discount would apply; the quantity of power or gas upon which the discount is based; the delivery points under the transaction; and any conditions or requirements applicable to the discount. The posting must remain on the OASIS or Internet Web site for 60 days from the date of posting.
                            </P>
                        </SECTION>
                    </PART>
                </REGTEXT>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-659 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6717-01-P </BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY </AGENCY>
                <SUBAGY>Bureau of Customs And Border Protection </SUBAGY>
                <CFR>19 CFR Part 123 </CFR>
                <SUBJECT>Required Advance Electronic Presentation of Cargo Information for Truck Carriers: ACE Truck Manifest </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Customs and Border Protection, Department of Homeland Security. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Pursuant to section 343(a) of the Trade Act of 2002 and implementing regulations, truck carriers and other eligible parties are required to transmit advance electronic truck cargo information to the Bureau of Customs and Border Protection (CBP) through a CBP-approved electronic data interchange. In a previous notice, CBP designated the Automated Commercial Environment (ACE) Truck Manifest System as the approved interchange and announced that the requirement that advance electronic cargo information be transmitted through ACE would be phased in by groups of ports of entry. The previous notice identified the first group of ports where use of the ACE Truck Manifest System is mandated. This notice announces the second group of land border ports that will require truck carriers to file electronic manifests through the ACE Truck Manifest System. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Trucks entering the United States through land border ports of entry in the states of California, Texas, and New Mexico will be required to transmit the advance information through the ACE Truck Manifest system effective April 19, 2007. </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Mr. James Swanson, via e-mail at 
                        <E T="03">james.d.swanson@dhs.gov</E>
                        . 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background </HD>
                <P>Section 343(a) of the Trade Act of 2002, as amended (the Act; 19 U.S.C. 2071 note), required that CBP promulgate regulations providing for the mandatory transmission of electronic cargo information by way of a CBP-approved electronic data interchange (EDI) system before the cargo is brought into or departs the United States by any mode of commercial transportation (sea, air, rail or truck). The cargo information required is that which is reasonably necessary to enable high-risk shipments to be identified for purposes of ensuring cargo safety and security and preventing smuggling pursuant to the laws enforced and administered by CBP. </P>
                <P>
                    On December 5, 2003, CBP published in the 
                    <E T="04">Federal Register</E>
                     (68 FR 68140) a final rule to effectuate the provisions of the Act. In particular, a new § 123.92 (19 CFR 123.92) was added to the regulations to implement the inbound truck cargo provisions. Section 123.92 describes the general requirement that, in the case of any inbound truck required to report its arrival under § 123.1(b), if the truck will have commercial cargo aboard, CBP must electronically receive certain information regarding that cargo through a CBP-approved EDI system no later than 1 hour prior to the carrier's reaching the first port of arrival in the United States. For truck carriers arriving with shipments qualified for clearance under the FAST (Free and Secure Trade) program, § 123.92 provides that CBP must electronically receive such cargo information through the CBP-approved EDI system no later than 30 minutes prior to the carrier's reaching the first port of arrival in the United States. 
                </P>
                <HD SOURCE="HD1">ACE Truck Manifest Test </HD>
                <P>
                    On September 13, 2004, CBP published a notice in the 
                    <E T="04">Federal Register</E>
                     (69 FR 55167) announcing a test allowing participating Truck Carrier Accounts to transmit electronic manifest data for inbound cargo through ACE, with any such transmissions automatically complying with advance 
                    <PRTPAGE P="2436"/>
                    cargo information requirements as provided in section 343(a) of the Trade Act of 2002. Truck Carrier Accounts participating in the test were given the ability to electronically transmit the truck manifest data and obtain release of their cargo, crew, conveyances, and equipment via the ACE Portal or electronic data interchange messaging. 
                </P>
                <P>
                    A series of notices announced additional deployments of the test, with deployment sites being phased in as clusters. Clusters were announced in the following notices published in the 
                    <E T="04">Federal Register</E>
                    : 70 FR 30964 (May 31, 2005); 70 FR 43892 (July 29, 2005); 70 FR 60096 (October 14, 2005); 71 FR 3875 (January 24, 2006); 71 FR 23941 (April 25, 2006); 71 FR 42103 (July 25, 2006); and 71 FR 77404 (December 26, 2006). 
                </P>
                <P>
                    CBP continues to test ACE at various ports. CBP will continue, as necessary, to announce in subsequent notices in the 
                    <E T="04">Federal Register</E>
                     the deployment of the ACE truck manifest system test at additional ports. 
                </P>
                <HD SOURCE="HD1">Designation of ACE Truck Manifest System as the Approved Data Interchange System </HD>
                <P>In a notice published October 27, 2006, (71 FR 62922), CBP designated the Automated Commercial Environment (ACE) Truck Manifest System as the approved EDI for the transmission of required data and announced that the requirement that advance electronic cargo information be transmitted through ACE would be phased in by groups of ports of entry. </P>
                <P>ACE will be phased in as the required transmission system at some ports even while it is still being tested at other ports. However, the use of ACE to transmit advance electronic truck cargo information will not be required in any port in which CBP has not first conducted the test. </P>
                <P>The October 27, 2006, document identified all land border ports in the states of Washington and Arizona and the ports of Pembina, Neche, Walhalla, Maida, Hannah, Sarles, and Hansboro in North Dakota as the first group of ports where use of the ACE Truck Manifest System is mandated. </P>
                <HD SOURCE="HD1">ACE Mandated at Ports of Entry in California, Texas and New Mexico </HD>
                <P>
                    Applicable regulations (19 CFR 123.92(e)) require CBP, 90 days prior to mandating advance electronic information at a port of entry, to publish notice in the 
                    <E T="04">Federal Register</E>
                     informing affected carriers that the EDI system is in place and fully operational. Accordingly, CBP is announcing in this document that, effective 90 days from the date of publication of this notice, truck carriers entering the United States at any land border port of entry in the states of California, Texas, and New Mexico will be required to present advance electronic cargo information regarding truck cargo through the ACE Truck Manifest System. 
                </P>
                <P>Although other systems that have been deemed acceptable by CBP for transmitting advance truck manifest data will continue to operate and may still be used in the normal course of business for purposes other than transmitting advance truck manifest data, use of systems other than ACE will no longer satisfy advance electronic cargo information requirements at a port of entry in California, Texas and New Mexico as of April 19, 2007. </P>
                <HD SOURCE="HD1">Compliance Sequence </HD>
                <P>
                    CBP will be publishing subsequent notices in the 
                    <E T="04">Federal Register</E>
                     as it phases in the requirement that truck carriers utilize the ACE system to present advance electronic truck cargo information at other ports. ACE will be phased in as the mandatory EDI system at the ports identified below in the sequential order in which they are listed. The sequential order provided below is somewhat different from that announced in the October 27, 2006, notice. Although further changes to this order are not currently anticipated, CBP will state in future notices if changes do occur. In any event, as mandatory ACE is phased in at these remaining ports, CBP will always provide 90 days' notice through publication in the 
                    <E T="04">Federal Register</E>
                     prior to requiring the use of ACE for the transmission of advance electronic truck cargo information at a particular group of ports. 
                </P>
                <P>The remaining ports at which the mandatory use of ACE will be phased in, listed in sequential order, are as follows: </P>
                <P>1. All ports of entry in the state of New York and Michigan. </P>
                <P>2. All ports of entry in the states of Vermont, New Hampshire, and Maine. </P>
                <P>3. All ports of entry in the states of Idaho and Montana. </P>
                <P>4. The remaining ports of entry in the state of North Dakota and the land border port of Minnesota. </P>
                <P>5. All ports of entry in the state of Alaska. </P>
                <SIG>
                    <DATED>Dated: January 16, 2007. </DATED>
                    <NAME>Deborah J. Spero, </NAME>
                    <TITLE>Acting Commissioner, Customs and Border Protection.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-762 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 9111-14-P </BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Food and Drug Administration</SUBAGY>
                <CFR>21 CFR Part 800</CFR>
                <DEPDOC>[Docket No. 2003N-0056 (formerly 03N-0056)]</DEPDOC>
                <SUBJECT>Medical Devices; Patient Examination and Surgeons' Gloves; Test Procedures and Acceptance Criteria; Correction</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Food and Drug Administration, HHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Final rule; correction.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Food and Drug Administration (FDA) is correcting a final regulation that appeared in the 
                        <E T="04">Federal Register</E>
                         of December 19, 2006 (71 FR 75865). The document issued a final regulation that improves the barrier quality of medical gloves marketed in the United States (U.S.). The rule will accomplish this by reducing the current acceptable quality levels (AQLs) for leaks and visual defects observed during FDA testing of medical gloves. By reducing the AQLs for medical gloves, FDA will also harmonize its AQLs with consensus standards developed by the International Organization for Standardization (ISO) and ASTM International (ASTM). The document was published with some errors in the use of references. This document corrects those errors.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This correction is effective on January 19, 2007.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Casper E. Uldriks, Office of Compliance, Center for Devices and Radiological Health (HFZ-300), Food and Drug Administration, 2094 Gaither Rd., Rockville, MD 20850, 240-276-0100.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    In FR Doc. E6-21591, appearing on page 75865 in the 
                    <E T="04">Federal Register</E>
                     of Tuesday, December 19, 2006, the following corrections are made to the 
                    <E T="02">SUPPLEMENTARY INFORMATION</E>
                    .
                </P>
                <P>1. On page 75868, in the second column, section III of the document is corrected to read:</P>
                <HD SOURCE="HD1">“III. Analysis of Impacts</HD>
                <HD SOURCE="HD2">A. Introduction</HD>
                <P>
                    FDA has examined the final rule under Executive Order 12866 and the Regulatory Flexibility Act (5 U.S.C. 601-612), and the Unfunded Mandates Reform Act of 1995 (Public Law 104-4). Executive Order 12866 directs agencies to assess all costs and benefits of available regulatory alternatives and, 
                    <PRTPAGE P="2437"/>
                    when regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety, and other advantages; distributive impacts; and equity). The agency believes that this final rule is not a significant regulatory action under the Executive order.
                </P>
                <P>The Regulatory Flexibility Act requires agencies to analyze regulatory options that would minimize any significant impact of the rule on small entities. Because this final rule will not result in economic impacts on domestic small entities, the agency certifies that the final rule will not have a significant economic impact on a substantial number of small entities.</P>
                <P>Section 202(a) of the Unfunded Mandates Reform Act requires that agencies prepare a written statement, which includes an assessment of anticipated costs and benefits, before proposing “any Federal mandate that may result in the expenditure of State, local and tribal governments, in the aggregate, or the private sector of $100,000,000 or more (adjusted annually for inflation) in any one year.” The current threshold after adjustment for inflation is $122 million, using the most current (2005) implicit price deflator for the Gross National Product. FDA does not expect this final rule to result in any 1-year expenditure that would meet or exceed this amount.</P>
                <P>The information in the following sections sets forth the bases for the previous conclusions. We show the expected annual costs and benefits of this final rule next in table 1. The average annualized costs of the final rule are estimated to be $6.6 million using either a 3-percent or 7-percent discount rate. Average annualized benefits are expected to be between $14.8 million and $15.1 million, depending on the discount rate. Average annualized net benefits are between $8.2 million and $8.5 million.</P>
                <GPOTABLE COLS="4" OPTS="L4,nj,i2" CDEF="xls30,xl20R,xl25R,xl25R">
                    <TTITLE>
                        <E T="04">Table 1.—Average Annualized Costs and Benefits (in millions)</E>
                        <SU>1</SU>
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">Annual Discount Rate</CHED>
                        <CHED H="1">Costs</CHED>
                        <CHED H="1">Benefits</CHED>
                        <CHED H="1">Net Benefits</CHED>
                    </BOXHD>
                    <ROW RUL="s,s,s,s">
                        <ENT I="01">3 Percent</ENT>
                        <ENT>$6.6</ENT>
                        <ENT>$14.8</ENT>
                        <ENT>$8.2</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">7 Percent</ENT>
                        <ENT>$6.6</ENT>
                        <ENT>$15.1</ENT>
                        <ENT>$8.5</ENT>
                    </ROW>
                    <TNOTE>
                        <SU>1</SU>
                        Annualized over a 10-year evaluation period.
                    </TNOTE>
                </GPOTABLE>
                <HD SOURCE="HD2">B. Objective of the Final Rule</HD>
                <P>The objective of the final rule is to reduce the risk of transmission of blood-borne pathogens (particularly human immunodeficiency virus (HIV), hepatitis B (HBV), and hepatitis C (HCV) infections). The rule accomplishes this objective by ensuring that medical gloves (surgeons' and patient examination gloves) maintain a high level of quality with respect to the level of noted defects. FDA is also harmonizing its level for acceptable defects with consensus quality standards developed by ISO and ASTM.</P>
                <HD SOURCE="HD2">C. Current Risks of Blood-Borne Illness</HD>
                <P>Unnecessary exposures to blood-borne pathogens are of great importance to the health care community because contact with contaminated human blood or tissue products has led to increased cases of HIV, HBV, and HCV infections.</P>
                <P>Available data cannot precisely quantify the number of new HIV cases that this final rule will prevent. This analysis, however, attempts to derive a conservative estimate. For the year 2000, the Centers for Disease Control (CDC) reported a cumulative total of approximately 900,000 persons in the United States who had contracted HIV, of which 775,000 cases had progressed to Acquired Immunodeficiency Syndrome (AIDS). Of those patients whose conditions had progressed to AIDS, almost 450,000 (58 percent) had died as of December 2000. For the year 2000, the CDC identified 21,704 new cases of HIV infection (Ref. 1).</P>
                <P>Approximately 5 percent of the reported HIV/AIDS cases were among health care personnel (Ref. 2). However, in an indepth analysis of occupational risk, the CDC reported that between 1992 and 2002 there had been 56 identified incidents of occupational transmission of the HIV pathogen and all but 7 of these cases (12.5 percent) were due to percutaneous cuts or needlesticks. In addition, there were 138 other cases of HIV infection or AIDS among health care workers with occupational exposures to blood who had not reported other risk factors for HIV infection (Ref. 3). Assuming the same 12.5-percent rate for these workers implies that 17 additional cases of HIV transmission to health care workers during this period might have been caused by cutaneous contact in an occupational setting. Consequently, a total of 24 incidents of occupational transmission of HIV to health care personnel may have occurred over the 10-year period (or 2.4 per year) due to problems with the barrier protection properties of gloves used in health care settings.</P>
                <P>The CDC also reports approximately 80,000 new cases of HBV for the latest available reporting period (2001) (Ref. 4). There are approximately 1.25 million people in the United States chronically infected with HBV. While only 6 percent of those who contract hepatitis B after the age of 5 will develop chronic conditions, 15 to 25 percent of those that do will die prematurely. Health care personnel are at some risk from this pathogen, but the availability of a vaccine has reduced the risk of negative outcomes due to exposure. (Ref. 5).</P>
                <P>FDA has no direct data for estimating the rate of new HBV infections in health care personnel. While the CDC has reported the risk to health care workers as “low,” there is no definition of that term (Ref. 6). FDA estimates that as many as 4,000, or 5 percent, of all new incidents of HBV occur in health care personnel. Because occupational transmissions for HBV may be approximately 5 times more likely than that for HIV, FDA imputes approximately 140 annual cases of occupational transmission of HBV to health care personnel (HIV rate of 7.3/1,085 x 5 x 4,000). CDC analyses communicate that a large portion of HBV infections in health care personnel are the result of direct or indirect blood or bodily fluid exposures that inoculated HBV into cutaneous scratches, abrasions, burns, other lesions, or on mucosal surfaces (Ref. 7). Because 2.4 of the 7.3 annual HIV cutaneous contact transmissions (33 percent) were believed to be attributable to glove defects, FDA similarly expects about one-third of the 140 annual occupational transmissions of HBV infections (approximately 40 cases) may potentially be associated with the current quality level of medical gloves. If only 6 percent of these cases develop chronic conditions, then an average of 2.4 annual cases of chronic HBV are associated with defective medical gloves.</P>
                <P>HCV currently infects 3.9 million persons in the United States. Over 2.7 million patients have reported chronic conditions. (Ref. 8). More than 40,000 new cases were reported in 1999. The risk of exposure to health care workers, however, appears to be extremely low. In fact, according to the CDC, other than from needle stick punctures, there has been no documented transmission of HCV to health care personnel from intact or non-intact skin exposures to blood or other fluids or tissues (Ref. 9). Thus, there is little evidence that glove defects are associated with HCV exposures.</P>
                <P>
                    As a result, FDA estimates the overall annual transmission of blood-borne pathogens due to defects in glove barrier protection in health care settings to include 2.4 cases of HIV infection and 
                    <PRTPAGE P="2438"/>
                    2.4 cases of HBV infection. Increasing the AQL of gloves by lowering the rate of acceptable defects should reduce the transmission rates of these pathogens.
                </P>
                <HD SOURCE="HD2">D. Baseline Conditions</HD>
                <P>The previous AQL (being replaced by this rule) for medical gloves allowed a defect rate of 4.0 percent for patient examination gloves and 2.5 percent for surgeons' gloves. The AQL represents the proportion of sampled gloves from a given lot that may include defects such as leaks or foreign material and still be accepted for entry into the marketplace. Currently, if more than 4 percent of the sampled patient examination gloves exhibit defects in accordance with the sampling criteria, the entire lot of gloves is considered adulterated. Surgeons' gloves are sampled to a higher quality level (lower AQL requires a higher proportion of non-defective gloves in order to pass inspection), because these products have a higher likelihood of contact with bodily fluids. Of course, medical glove lots that fail to meet the AQL may be marketed as household or other products. If a sample of gloves fails to meet the AQL, the marketer may request resampling of the lot. The required sampling plan for a lot originally found to be out of compliance is more intensive than the original sampling plan for a randomly selected lot. Lots initially found to be out of compliance are either resampled and subsequently offered as medical devices after meeting the current AQL, offered as nonmedical gloves, or sold in foreign markets.</P>
                <P>Approximately 39.5 billion medical gloves were imported into the United States during 2004 (Ref. 10). According to FDA records, there are over 400 manufacturers of medical gloves. Malaysian manufacturers supply almost 40 percent of the medical gloves in the United States while Thailand manufacturers supply approximately 30 percent (Ref. 11). Surgeons' gloves accounted for only about 15 percent of all imported medical gloves during 2004, and the impact of the final rule on this sector is negligibly different from overall patient examination gloves. Therefore, this analysis focuses exclusively on patient examination gloves.</P>
                <P>FDA expects the demand for medical gloves to increase by the same rate as employment in the medical services industry. The Bureau of Labor Statistics has projected annual employment growth of 2.6 percent for this industry (North American Industry Classification System 6200) (Ref. 12), which implies an annual volume of over 50 billion medical gloves in 10 years. (A 2.6 annual growth rate results in an expected increase of 29.3 percent in 10 years.)</P>
                <P>Medical glove lot sizes may vary from as few as 25 gloves to as many as 500,000. According to discussions with manufacturers (Eastern Research Group, Inc. (ERG), 2001), a typical production or import lot from a foreign manufacturer contains an average of 325,000 gloves (either patient examination or surgeons'). This implies that the U.S. medical glove market currently imports over 120,600 lots of gloves per year. FDA currently samples only about 1.5 percent of all glove lots, or 1,800 lots per year. Within 10 years, FDA expects the number of lots offered for import to increase to 156,000. If the compliance sampling rate remains constant, FDA would sample about 2,300 lots during that year.</P>
                <P>FDA's Winchester Engineering and Analytical Center (WEAC) analyzed results from samples collected from 2000 and 2001. These samples represent approximately one-third of FDA's total sampling effort for the period. (Ref. 13). A total of 98,067 gloves were tested from 942 separate lots. Of these gloves, 2,354 were defective, which implies that 2.4 percent of marketed gloves are likely to be defective. (Ref. 14) If so, then approximately 940 million defective medical gloves are currently marketed (39.2 billion gloves x 0.024). At the current AQL of 4.0, 28 lots (2.97 percent) failed. Consequently, approximately 53 annually sampled lots are defective (1,800 sampled lots x 0.0297). By the 10th year, in the absence of the final regulation, 1.21 billion defective gloves would be marketed and 68 of the sampled lots would fail to meet the AQL.</P>
                <P>FDA allows glove lots that fail to meet the AQL to be resampled. Sponsors usually attempt to resample the glove lot rather than divert the entire lot to alternative markets. According to discussions with industry sources and testing laboratories, the cost of glove lot resampling and retesting for leakage and tensile strength is approximately $1,400. The current annual industry cost of resampling glove lot failures with the current AQL is approximately $74,000 (53 lots times $1,400 per lot). This resampling and retesting cost would equal $95,000 within 10 years.</P>
                <HD SOURCE="HD2">E. Costs of the Final Rule</HD>
                <P>FDA expects that the final rule will result in changed shipping practices by medical glove manufacturers. Currently, manufacturers use the target AQLs as a guide for releasing production lots of gloves for export to the United States because the release criteria are lower in the United States than in other markets. Manufacturers attempt to avoid having three failures within a 24-month period, because this may result in refusal of future imports under Level 3 detention described in FDA's current policy, “Surveillance and Detention Without Physical Examination of Surgeon's and/or Patient Examination Gloves.” Thus, to maintain an uninterrupted supply of gloves to customers, and to guard brand loyalty while avoiding Level 3 detention, manufacturers would be expected to raise their level of quality control to at least maintain the current average lot rejection rate of 2.97 percent. FDA also expects the rule to increase the costs of sampling by requiring larger and more detailed sampling plans to assure the lower AQL is met for each inspected glove lot. FDA does not envision increased regulatory oversight costs because the rate of inspections is not expected to change. Costs have been analyzed and discounted using the methodology suggested by the Office of Management and Budget's (OMB's) Circular A-4 (September 2003).</P>
                <HD SOURCE="HD3">1. Costs of Quality Control</HD>
                <P>Manufacturers currently conduct quality control tests on glove lots prior to release. These tests include water-tight leak and tensile strength assays. According to interviews with glove manufacturers, the current cost of conducting these tests at the manufacturing site is approximately $310 per lot, while the more stringent quality control testing required by this rule may cost an additional $45 per lot. The additional cost is for increased inventory and larger sample sizes to ensure more precise measurements at the lower AQL. Because approximately 120,600 lots are currently imported per year, the expected costs are $5.4 million (120,600 lots x $45 per lot). The expected increase in the demand for medical gloves by the 10th evaluation year will result in a compliance cost of meeting this increased quality level of $7.0 million. Over the 10-year period, the average annualized cost of this increased level of testing, at a 3-percent annual discount rate, is $6.2 million and, at a 7-percent annual discount rate, is $6.2 million.</P>
                <HD SOURCE="HD3">2. Increased Sampling Costs</HD>
                <P>
                    A lower AQL will result in increased sampling costs for imported glove lots. The increased sampling costs will result from the need to test greater quantities of gloves in order to ensure sufficient statistical power. Based on reported costs from U.S. testing laboratories, ERG, an independent economic contractor, estimated that increased 
                    <PRTPAGE P="2439"/>
                    testing would add approximately $200 to the current costs of $1,400 per sample. (The difference between this increased cost and the $45 increased quality control cost is attributable to lower costs in foreign countries that produce medical gloves.) FDA currently samples about 1.5 percent of the 120,600 lots imported annually, or 1,800 samples. Thus, the increased sampling costs due to this final rule are $0.4 million (120,600 lots x 0.015 x $200). Within 10 years, this increased cost will equal $0.5 million (due to expected increases in the number of inspected glove lots). The average annualized sampling cost increase at a 3-percent annual discount rate is $0.4 million, and at a 7-percent annual discount rate is $0.4 million.
                </P>
                <HD SOURCE="HD3">3. Withheld Lots</HD>
                <P>
                    The lower AQL in this final rule is also likely to result in an increase in the number of lots of medical gloves that are not released for shipment to the U.S. medical market. For example, manufacturers may attempt to maintain a target compliance level in order to avoid FDA's Level 3 detention under “Surveillance and Detentions Without Physical Examination of Surgeon's and or Patient Examination Gloves.” FDA's WEAC laboratory sampled 942 lots and discovered that 28 failed using the current AQL while 79 lots failed using the lower AQL in this final rule. (Ref. 15) To maintain the original 0.0297 (28/942) lot failure rate, the 53 lots with the highest defect rate would have to be held back by the affected manufacturers (.056)
                    <SU>1</SU>
                    <FTREF/>
                    .
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                        The current lot failure rate (28/942 = 0.0297) is reached by removing 53 defective lots from the sample. If only the 51 additional failing lots are removed, the overall failure rate is 0.0314 (28/891). The expected future failure rate is 0.0292 (26/889). FDA expects the withheld lots to include those with the highest defect rates.
                    </P>
                </FTNT>
                <P>Therefore, FDA anticipates that under the lower AQL in the final rule, approximately 6,900 lots will be held back by manufactures. In order to meet the expected demand in 10 years, FDA expects that 9,000 lots will be held back. FDA believes that glove lots that fail to meet the lower AQL in this final rule for medical quality standards will most likely be sold as nonmedical gloves. FDA believes that, although manufacturers and distributors may experience some loss of revenue from this shift (because of the price premium commanded by medical gloves), the loss will be inconsequential.</P>
                <HD SOURCE="HD3">4. Costs of FDA Inspections</HD>
                <P>FDA does not envision increased inspection costs due to the final rule. The rate of sampled glove lots is not expected to differ and FDA resources are not expected to increase over the evaluation period.</P>
                <HD SOURCE="HD3">5. Total Costs</HD>
                <P>In sum, FDA estimates that the final rule will have an average annualized cost of about $6.6 million using either a 3-percent or 7-percent annual discount rate. Table 2 of this document presents the costs for each year of the evaluation period.</P>
                <GPOTABLE COLS="4" OPTS="L4,nj,i2" CDEF="xl20,xl28R,xl28R,xl24R">
                    <TTITLE>
                        <E T="04">Table 2.—Costs per Year of the Final Rule (in millions)</E>
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">Year</CHED>
                        <CHED H="1">Costs for Quality Control</CHED>
                        <CHED H="1">Costs for Sampling</CHED>
                        <CHED H="1">Total Costs</CHED>
                    </BOXHD>
                    <ROW RUL="s,s,s,s">
                        <ENT I="01">Current</ENT>
                        <ENT>$5.4</ENT>
                        <ENT>$0.4</ENT>
                        <ENT>$5.8</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s">
                        <ENT I="01">1</ENT>
                        <ENT>$5.6</ENT>
                        <ENT>$0.4</ENT>
                        <ENT>$6.0</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s">
                        <ENT I="01">2</ENT>
                        <ENT>$5.7</ENT>
                        <ENT>$0.4</ENT>
                        <ENT>$6.1</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s">
                        <ENT I="01">3</ENT>
                        <ENT>$5.9</ENT>
                        <ENT>$0.4</ENT>
                        <ENT>$6.3</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s">
                        <ENT I="01">4</ENT>
                        <ENT>$6.0</ENT>
                        <ENT>$0.4</ENT>
                        <ENT>$6.4</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s">
                        <ENT I="01">5</ENT>
                        <ENT>$6.2</ENT>
                        <ENT>$0.4</ENT>
                        <ENT>$6.6</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s">
                        <ENT I="01">6</ENT>
                        <ENT>$6.3</ENT>
                        <ENT>$0.4</ENT>
                        <ENT>$6.7</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s">
                        <ENT I="01">7</ENT>
                        <ENT>$6.5</ENT>
                        <ENT>$0.4</ENT>
                        <ENT>$6.9</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s">
                        <ENT I="01">8</ENT>
                        <ENT>$6.7</ENT>
                        <ENT>$0.4</ENT>
                        <ENT>$7.1</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s">
                        <ENT I="01">9</ENT>
                        <ENT>$6.8</ENT>
                        <ENT>$0.5</ENT>
                        <ENT>$7.3</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s">
                        <ENT I="01">10</ENT>
                        <ENT>$7.0</ENT>
                        <ENT>$0.5</ENT>
                        <ENT>$7.5</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Present Values</ENT>
                        <ENT>
                            3%-$53.2
                            <LI>7%-$43.4</LI>
                        </ENT>
                        <ENT>
                            3%-$3.6
                            <LI>7%-$2.9</LI>
                        </ENT>
                        <ENT>
                            3%-$56.8
                            <LI>7%-$46.3</LI>
                        </ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD2">F. Benefits of the Rule</HD>
                <P>The final rule will result in public health gains by reducing the frequency of blood-borne pathogen transmissions due to defects in the barrier protection provided by medical gloves. Based on an implied societal willingness to pay (WTP), FDA expects that an annualized monetary benefit of $14.8 million (using a 3-percent discount rate) or $15.1 million (using a 7-percent discount rate) will be realized due to fewer pathogen transmissions and unnecessary blood screens. Fewer glove defects will reduce the cost and anxiety associated with unnecessary blood screens (i.e., those that would yield negative results for health care personnel). Benefits have been analyzed and discounted using the methodology suggested by OMB's Circular A-4 (September 2003).</P>
                <HD SOURCE="HD3">1. Reductions in the Number of Marketed Defective Gloves</HD>
                <P>As noted in the previous paragraphs, FDA has determined that approximately 940 million defective gloves are marketed each year in the United States, or 2.4 percent of all medical gloves. In the absence of this rule, FDA expects that the number of defective medical gloves marketed in the United States would increase to 1.21 billion per year within 10 years. The final rule will substantially reduce this figure.</P>
                <P>WEAC's analysis of 98,067 medical gloves from 942 sampled lots collected in 2000 and 2001 resulted in approximately 3-percent lot failures with an AQL of 4.0 (28 lots would fail). This lot failure rate was associated with 2,356 defective gloves, or 2.4 percent of the total number of sampled gloves. (Ref. 16). Under the lower AQL of 2.5 in the rule, the WEAC analysis concluded that 51 additional lots would fail (a total of 79 failed lots), increasing the lot failure rate from 2.91 percent to 8.39 percent.</P>
                <P>As previously mentioned, FDA provides a Level 3 detention status in its guidance, “Surveillance and Detentions Without Physical Examination of Surgeon's and or Patient Examination Gloves.” Manufacturers on Level 3 detention are not allowed to import medical gloves because they have repeatedly failed analysis. To avoid the denial of entry, manufacturers may be expected to hold a sufficient number of defective lots from shipment in order to maintain the same target lot failure rate (approximately 3 percent) with a new AQL. If so, removing the 53 most defective lots in the testing sample would result in 26 lot failures from 880 total lots, thereby maintaining the original 2.92 percent lot failure rate. This scenario leaves 85,172 total gloves in the sample, of which 1,512 were defective, resulting in a glove defect rate of 1.78 percent. The final rule, therefore, could reduce the proportion of marketed defective medical gloves from 2.4 percent of all marketed gloves to 1.78 percent of all marketed gloves.</P>
                <P>
                    The implications of this expected reduction in defective gloves are significant. The current AQL is associated with 940 million glove defects during the present year (based on 2004) and within 10 years would result in 1.21 billion marketed defective medical gloves. When the lower AQL is in place, the current number of defective gloves will approximate 700 million and within 10 years will result in 900 million defective marketed gloves. The number of defective gloves, 
                    <PRTPAGE P="2440"/>
                    therefore, should be reduced by more than 25 percent due to the new AQL.
                </P>
                <HD SOURCE="HD3">2. Reductions in Blood-Borne Pathogens</HD>
                <P>FDA has estimated that there are potentially 4.8 annual transmissions of blood-borne pathogens associated with medical glove defects (section III.C of this document). These transmissions include 2.4 cases of HIV and 2.4 cases of chronic HBV. Because there are currently no documented cases of cutaneous transmission of HCV that would be affected by improving glove quality levels, this analysis does not consider potential HCV transmission.</P>
                <P>
                    a. 
                    <E T="03">Reductions in HIV transmission</E>
                    . While the direct relationship between defective medical gloves and the transmission of HIV is unknown, FDA believes it is reasonable to apply the proportional reduction in the number of defective gloves due to the final rule (about 25 percent) to the annual transmission rate of the HIV pathogen to health care personnel. In the absence of this rule, the current expectation of 2.4 annual cases of HIV transmission to health care personnel would likely increase to 3.1 annual cases within 10 years due to the expected growth of employment in the health services industry. However, with the new AQL in place, FDA forecasts the expected annual transmission of HIV to health care personnel to equal 1.8 cases in current conditions and 2.3 cases by the 10th evaluation year (based on the expected proportionate decrease in marketed defective gloves). Over the entire 10-year evaluation period, these assumptions suggest that the rule should prevent approximately seven cases of HIV transmission to health care personnel.
                </P>
                <P>
                    b. 
                    <E T="03">Reductions in HBV transmissions</E>
                    . Hepatitis B transmissions to health care personnel are more common than cutaneous HIV transmissions. However, little specific data are available to identify affected patient populations and routes of transmission. FDA has estimated that as many as 2.4 cutaneous transmissions of chronic HBV may be due to defective medical gloves each year. In the absence of this rule, this number would be expected to increase to 3.1 annual transmissions within 10 years, based on the expected employment growth in the health services industry.
                </P>
                <P>Implementation of the final rule should decrease these transmissions by about 25 percent. FDA expects 1.8 HBV transmissions under current conditions, a reduction of 0.6 transmissions from baseline conditions. By the 10th evaluation year, FDA expects that there will be 2.3 chronic HBV transmissions with the lower AQL, or a total of 0.8 fewer cases. Overall, about 7 transmissions of chronic HBV will be avoided due to the final rule over a 10 year evaluation period.</P>
                <HD SOURCE="HD3">3. Reductions in the Number of Blood Screening Tests</HD>
                <P>As the number of defective gloves marketed in the United States decreases due to this rule, corresponding reductions would be expected in the number of unnecessary blood screens. FDA contacted several research hospitals to ascertain how frequently health care personnel identify glove failure as a reason for initiating blood screens. Respondents stated that about 5-percent of all glove failures are noticed by the user and about 1 percent of these identified failures are reported to the facility for additional screening (Ref. 17). Respondents noted that the glove failure could occur prior to patient contact. Therefore, the additional screening may apply to the affected health care personnel or the patient. The great majority of these screens result in negative findings.</P>
                <P>As shown in the previous paragraphs, when the final rule is in effect, FDA expects the number of defective gloves marketed to decrease from 940 million to 700 million, a reduction of 240 million defective gloves. By the 10th year, the number of defective gloves is expected to decrease from 1.21 billion to 900 million, a reduction of 310 million defective gloves. At the rates of potential identification (5 percent) and reports of contact with pathogens (1 percent) obtained from the research hospital sector, the final rule should result in 120,000 fewer unnecessary blood screens under current conditions (240 million fewer defects x 0.05 x 0.01). By the 10th year, 155,000 fewer annual blood screens are expected. Over the entire evaluation period, the rule could result in over 1.4 million fewer unnecessary blood screens.</P>
                <HD SOURCE="HD3">4. Cost-Effectiveness of the Final Rule</HD>
                <P>We analyzed the cost-effectiveness of the final rule using both the cost per transmission of blood-borne pathogen avoided and the cost per unnecessary blood screen avoided. The annual numbers of future avoided transmissions and tests were compared to the present values of the costs for the evaluation period and shown in table 3. Table 3 of this document shows the expected annual reductions in blood-borne pathogens and unnecessary blood screens due to the final rule.</P>
                <GPOTABLE COLS="3" OPTS="L4,nj,i2" CDEF="xls30,xl40R,xl30R">
                    <TTITLE>
                        <E T="04">Table 3.—Expected Annual Reductions in Blood-Borne Pathogen Transmissions and Unnecessary Blood Screens</E>
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">Year</CHED>
                        <CHED H="1">Reduction in Blood-Borne Pathogen Transmission</CHED>
                        <CHED H="1">Reduction in Unnecessary Blood Screens</CHED>
                    </BOXHD>
                    <ROW RUL="s,s,s">
                        <ENT I="01">Current</ENT>
                        <ENT>1.2</ENT>
                        <ENT>120,000</ENT>
                    </ROW>
                    <ROW RUL="s,s,s">
                        <ENT I="01">1</ENT>
                        <ENT>1.2</ENT>
                        <ENT>120,000</ENT>
                    </ROW>
                    <ROW RUL="s,s,s">
                        <ENT I="01">2</ENT>
                        <ENT>1.2</ENT>
                        <ENT>125,000</ENT>
                    </ROW>
                    <ROW RUL="s,s,s">
                        <ENT I="01">3</ENT>
                        <ENT>1.4</ENT>
                        <ENT>135,000</ENT>
                    </ROW>
                    <ROW RUL="s,s,s">
                        <ENT I="01">4</ENT>
                        <ENT>1.4</ENT>
                        <ENT>135,000</ENT>
                    </ROW>
                    <ROW RUL="s,s,s">
                        <ENT I="01">5</ENT>
                        <ENT>1.4</ENT>
                        <ENT>140,000</ENT>
                    </ROW>
                    <ROW RUL="s,s,s">
                        <ENT I="01">6</ENT>
                        <ENT>1.4</ENT>
                        <ENT>145,000</ENT>
                    </ROW>
                    <ROW RUL="s,s,s">
                        <ENT I="01">7</ENT>
                        <ENT>1.6</ENT>
                        <ENT>150,000</ENT>
                    </ROW>
                    <ROW RUL="s,s,s">
                        <ENT I="01">8</ENT>
                        <ENT>1.4</ENT>
                        <ENT>145,000</ENT>
                    </ROW>
                    <ROW RUL="s,s,s">
                        <ENT I="01">9</ENT>
                        <ENT>1.6</ENT>
                        <ENT>155,000</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">10</ENT>
                        <ENT>1.6</ENT>
                        <ENT>155,000</ENT>
                    </ROW>
                </GPOTABLE>
                <P>Although these reductions should continue beyond the evaluation period, we have analyzed only through the 10th year. Each year's expected number of reduced blood-borne pathogen transmissions and unnecessary blood screens are discounted (using both a 3-percent annual discount rate and a 7-percent annual discount rate) to arrive at an equivalent number of reductions if valued during the first evaluation year. The present values of the regulatory costs (shown in table 4 of this document) are divided by the present values of the expected reductions to arrive at the cost per avoided event. This is shown in table 4 of this document.</P>
                <PRTPAGE P="2441"/>
                <GPOTABLE COLS="6" OPTS="L4,nj,i2" CDEF="xl30,15,20,20,20,15">
                    <TTITLE>
                        <E T="04">Table 4.—Regulatory Cost-Effectiveness per Incidence of Blood-Borne Pathogen Transmission Avoided and Unnecessary Blood Screen Avoided</E>
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">Annual Discount Rate</CHED>
                        <CHED H="1">Present Value of Costs (in millions)</CHED>
                        <CHED H="1">Present Value of Blood-Borne Pathogens Avoided</CHED>
                        <CHED H="1">Cost per Blood-Borne Pathogen Avoided (in millions)</CHED>
                        <CHED H="1">Present Value of Blood Screens Avoided</CHED>
                        <CHED H="1">Cost per Blood Screen Avoided</CHED>
                    </BOXHD>
                    <ROW RUL="s,s,s,s,s,s">
                        <ENT I="01">3 percent</ENT>
                        <ENT>$56.8</ENT>
                        <ENT>12.2</ENT>
                        <ENT>$4.7</ENT>
                        <ENT>1,191,000</ENT>
                        <ENT>$48</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">7 percent</ENT>
                        <ENT>$46.3</ENT>
                        <ENT>9.8</ENT>
                        <ENT>$4.7</ENT>
                        <ENT>971,000</ENT>
                        <ENT>$48</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The cost-effectiveness of the final rule is $4.7 million per transmission of blood-borne pathogen avoided, or $48 per unnecessary blood screen avoided for both discount rates. We note that both reductions should occur and the allocation of costs to each outcome would reduce the costs per avoided event for both.</P>
                <HD SOURCE="HD3">5. Value of Avoiding Blood-Borne Pathogens</HD>
                <P>
                    a. 
                    <E T="03">Quality adjusted life-years</E>
                    . The economic literature includes many attempts to quantify societal values of health. A widely cited methodology assesses wage differentials necessary to attract labor to riskier occupations. This research indicates that society appears to be WTP approximately $5 million to avoid the probability of a statistical death (Ref. 18). That is, social values appear to show that people are WTP a significant amount to reduce even a small risk of death; or similarly, to demand significant payments to accept marginally higher risks.
                </P>
                <P>Because this estimate is predominantly based on blue-collar occupations that mainly attract males between the ages of 30 and 40, FDA adjusted the life-expectancy of a 35-year-old male to account for future bed and non-bed disability (Ref. 19), and amortized the $5 million (at both 3-percent and 7-percent discount rates) over the resulting quality-adjusted life span. The results were estimates of $213,000 per quality adjusted life-year (QALY) using a 3-percent discount rate and $373,000 per QALY using a 7-percent discount rate, which implies that society is WTP between $213,000 and $373,000 for the statistical probability of a year of perfect health, depending on the discount rate.</P>
                <P>
                    b. 
                    <E T="03">Value of morbidity losses</E>
                    . In theory, loss of health reduces the WTP for additional longevity. Many studies have attempted to estimate the relative loss of health for many different conditions of morbidity. One method utilizes the Kaplan-Bush Index of Well-Being. This index assigns relative weights to functional states, and then adjusts the resulting weighted value by the problem/symptom complex that contributed to loss of function (Ref. 20). Functional state is measured in three areas: Mobility, social activity, and physical activity. For example, with most treatment, chronic HBV is unlikely to have a major impact on any of these functions; a patient could drive a car, walk without a physical problem, and conduct work, school, housework and other activities. However, because a patient with HBV has an ongoing problem/symptom complex, the relative weight of this functional state is 0.7433
                    <SU>2</SU>
                    <FTREF/>
                    . (Ref. 21).
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                        The implication is that an ideal health state is valued as 1.0000 and mortality at 0.0000. Each functional state between these extremes is a proportionate value of “perfect” health.
                    </P>
                </FTNT>
                <P>This methodology then adjusts the weighted value of the functional state by the most severe problem/symptom complex contributing to that state. In the case of chronic HBV, the most common symptom is general tiredness, weakness, or weight loss. This complex has a derived relative weight of +0.0027, which when added to the weighted functional state value results in a relative weight of 0.7460. The loss of relative health due to HBV, therefore, is expected to equal 1.0000 minus 0.7460, or 0.2540 of perfect health. When this relative health loss is applied to the derived value of a QALY, it implies that society would be WTP between $54,000 (3 percent) and $93,000 (7 percent) per year to avoid a case of HBV (QALY value x 0.2540). This value includes the potential costs of treatment and additional prevention, as well as any perceived pain and suffering.</P>
                <P>FDA compared this methodology to a variety of published estimates of preference ratings of morbidity prepared by the Harvard Center for Risk Analysis (HCRA). The published ratings of 14 studies of chronic HBV ranged from 0.75 to 1.00 (no impact) (Ref. 22). While the estimate used in this analysis (0.746) is in the low end of collected published studies, FDA notes that most of the expressed preferences that were derived from time trade-off and standard gamble methodologies, as compared to author judgment, were closer to the FDA estimate. A health care worker who may contract HBV may typically have a life expectancy of approximately 40 years (as of the year 2000, a 40-year-old female had a future life expectancy of 41.1 years (Ref. 23)). The present value (PV) of $54,000 (3 percent) and $93,000 (7 percent) for 40 years implies that society is WTP $1.25 million (3 percent) or $1.24 million (7 percent) to avoid the statistical likelihood of a case of chronic HBV in health care personnel.</P>
                <P>Deriving society's implied WTP to avoid HIV is more complicated. The CDC has published data indicating that approximately 80 percent of all HIV infections progress to AIDS within 5 years. Of the cases of AIDS, over half (approximately 60 percent) result in mortality within an additional 5 years. Thus, for a 10 year period, FDA tracked 3 potential outcomes: Patients who contract HIV but do not progress to AIDS (20 percent), patients who contract HIV and progress to AIDS in 5 years and survive (32 percent), and patients who contract HIV, progress to AIDS within 5 years and then die within an additional 5 years (48 percent).</P>
                <P>HIV infection is not expected to affect either mobility or social activity. However, such an infection is likely to somewhat inhibit physical activity. HIV patients are expected to be able to walk, but with some physical limitations. This functional state has a relative weight of 0.6769. The main problem/symptom complex of HIV is general tiredness (as for HBV), so the selected functional weight is adjusted by +0.0027 to result in relative well-being of 0.6796. As a result, the relative societal WTP to avoid the statistical probability of a case of HIV in health care personnel is approximately $68,000 (3 percent) or $120,000 (7 percent) per year (QALY value x (1.0000 minus 0.6796)). According to the collected preference scores in the HCRA's Catalog of Preference Scores, the average estimated published preference rating for HIV infection was 0.7 (range 0.3 to 1.00). (Ref. 24).</P>
                <P>
                    If HIV progresses to AIDS, a patient's functional state is likely to be more restricted. An AIDS patient requires some assistance with transportation, is limited in physical activity, and is limited in work, school, or household 
                    <PRTPAGE P="2442"/>
                    activity. The relative weight for this functional state is 0.5402. The main problem/symptom of AIDS remains general tiredness and loss of weight (as with HIV and HBV), so the adjusted health state is 0.5429. This results in a derived societal WTP to avoid the statistical probability of a case of AIDS of about $97,000 (3 percent) or $170,000 (7 percent) per year (QALY value x (1.0000 minus 0.5429)). The HCRA's Catalog of Preference Scores reports average preference ratings of 0.375 for cases of AIDS with ranges from 0.0 to 0.5. (Ref. 25).
                </P>
                <P>As discussed earlier, the derived societal WTP to avoid a statistical mortality has been estimated to equal approximately $5 million.</P>
                <P>Using these estimates, the WTP to avoid the statistical probability of an HIV transmission in health care personnel is calculated as the sum of:</P>
                <P>• 20 percent of the PV (at 3-percent and 7-percent discount rates) of avoiding 40 years of HIV infection.</P>
                <P>• 32 percent of the sum of the PV of avoiding 5 years of a HIV infection plus the PV of avoiding 35 years of AIDS infection occurring 5 years in the future.</P>
                <P>• 48 percent of the sum of the PV of avoiding 5 years of HIV infection plus the PV of avoiding 5 years of AIDS infection occurring 5 years in the future plus the discounted WTP of avoiding a statistical mortality occurring 10 years in the future.</P>
                <P>The PV of avoiding 40 years of health loss valued at $68,000 per year (3 percent) is approximately $1.6 million and if valued at $120,000 per year (7 percent) is also approximately $1.6 million. Twenty percent of this figure equals $320,000.</P>
                <P>The PV of avoiding 5 years of health loss to due HIV infection is equal to $311,000 (3 percent) or $492,000 (7 percent). The PV of avoiding the health loss expected from 35 years of AIDS infection (valued at $97,000 (3 percent) and $170,000 (7 percent) per year) is equivalent to $2.1 million (3 percent) and $2.2 million (7 percent). The present values of these amounts occurring 5 years in the future are $1.8 million (3 percent) and $1.6 million (7 percent). When added to the PV of avoiding the health loss associated with 5 years of HIV infection ($311,000 (3 percent) and $492,000 (7 percent)), the total estimated PV of the societal WTP to avoid a statistical case of this outcome is about $2.1 million (for both 3-percent and 7-percent discount rates). Thirty-two percent of this figure equals $660,000.</P>
                <P>The PV of avoiding the health loss associated with 5 years of AIDS infection ($445,000 (3 percent) and $700,000 (7 percent)) occurring 5 years in the future is equivalent to $384,000 (3 percent) and $497,000 (7 percent). The PV of the societal value of avoiding a statistical mortality ($5 million) 10 years in the future is $3.72 million (at 3 percent) and $2.54 million (at 7 percent). The total societal WTP to avoid a case of HIV with mortality as an outcome, therefore, is $4.4 million using a 3-percent discount rate ($311,000 plus $384,000 plus $3.72 million) and $3.5 million using a 7-percent discount rate ($493,000 plus $497,000 plus $2.54 million). Forty-eight percent of these figures equals approximately $2.1 million (3 percent) and $1.7 million (7 percent).</P>
                <P>Summing the weighted amounts of the three expected outcomes for a case of HIV infection equals an estimated societal WTP of $3.08 million using a 3-percent discount rate ($320,000 plus $660,000 plus $2.1 million) and $2.68 million using a 7-percent discount rate ($320,000 plus $660,000 plus $1,700,000).</P>
                <P>In sum, the estimated societal values of avoiding morbidity and mortality due to transmission of blood-borne pathogens are estimated to be equivalent to $1.25 million per transmission of chronic HBV and $3.08 million per transmission of HIV using a 3-percent discount rate and $1.24 million per transmission of HBV and $2.68 million per transmission of HIV using a 7-percent discount rate. FDA notes that other cost-effectiveness research has determined cost-effectiveness estimates (excluding pain and suffering) of $2.1 million per avoided case of HIV. (Ref. 26).</P>
                <P>FDA believes the methodology used to estimate the value of avoided HBV and HIV infection is reasonable and supportable. However, comparative methodologies that demonstrate both higher and lower values on avoidance have been reported. FDA acknowledged these differences in the proposed rule and solicited comment on other appropriate measures for estimating the societal value of avoiding blood-borne pathogens. FDA received no responses.</P>
                <P>
                    c. 
                    <E T="03">Benefit of morbidity avoidance</E>
                    . The rule is expected to reduce both HBV and HIV transmissions by reducing the prevalence of defective medical gloves used as barrier protection. During the first evaluation year, the rule is expected to result in 0.6 fewer chronic HBV transmissions to health care personnel. Applying the assumed societal WTPs of $1.25 million (3 percent) and $1.24 million (7 percent) to avoid the probability of an HBV infection, the expected benefit of avoiding these transmissions is $0.8 million (3 percent) and $0.7 million (7 percent). By the 10th evaluation year, 0.8 annual transmissions are expected to be avoided at a value of $1.0 million for either discount rate. The PV of avoiding approximately 7 chronic HBV transmissions over a 10-year period equals $7.6 million (at 3-percent discount rate) and $6.1 million (at 7-percent discount rate). This is equal to an average annualized value of $0.9 million for the entire 10-year evaluation period at either discount rate.
                </P>
                <P>Also, in the first evaluation year, FDA expects that the final rule will result in the probability of 0.6 fewer transmissions of HIV caused by defective gloves. Assuming that society is WTP $3.08 million (at 3-percent discount rate) and $2.68 million (at 7-percent discount rate) to avoid the probability of a single HIV transmission, the benefit of avoiding these transmissions equals $1.8 million (3 percent) and $1.6 million (7 percent). By the 10th evaluation year, FDA expects the final rule to result in 0.8 fewer HIV transmissions, which are valued at $2.5 million (3 percent) and $2.1 million (7 percent). The societal PV of avoiding seven transmissions of HIV over the 10-year evaluation period is $18.8 million (at 3-percent discount rate) and $13.1 million (at 7-percent discount rate). These values are equivalent to average annualized benefits of $2.2 million (at 3-percent discount rate) and $1.9 million (at 7-percent discount rate).</P>
                <P>In sum, FDA estimates that the reduction in blood-borne pathogen transmissions due to this final rule should produce health benefits valued at $3.1 million (at 3-percent discount rate) and $2.8 million (at 7-percent discount rate) per year. Most of this benefit (over 67 percent) is attributable to reducing the incidence of HIV.</P>
                <HD SOURCE="HD3">6. Value of Avoiding Unnecessary Blood Screens</HD>
                <P>The expected decline in the number of defective medical gloves should lead to fewer unnecessary blood screens and thereby provide two potential benefits. First, the direct cost of conducting screens to determine whether the pathogen was transmitted to health care personnel should decrease. Second, the psychological anxiety and stress that accompanies the possibility that a pathogen was transmitted to an individual should also decrease.</P>
                <P>
                    a. 
                    <E T="03">Cost of conducting blood screens</E>
                    . FDA has collected data from the American Red Cross on the costs of conducting blood screening tests in order to ensure the safety of the blood supply. These estimates include the costs of collection (including personnel, 
                    <PRTPAGE P="2443"/>
                    needles, bags, and other supplies) at $47.66 per sample; sample testing at $25.16 per sample; and overhead at $3.26 per sample. The estimated direct testing cost per blood sample is the sum of these amounts, or $76 per test (Ref. 27).
                </P>
                <P>
                    b. 
                    <E T="03">Anxiety and stress associated with potential transmission of pathogens</E>
                    . The psychological literature has noted that levels of anxiety and stress impact participation in public health screening programs and thereby affect physiological health (Ref. 28). Also, patients with high levels of uncertainty about whether they have contracted serious, threatening diseases experience heightened levels of stress and anxiety until they learn the results of any testing screens are negative (Ref. 29). According to one measurement scale of well-being, reduced mental lucidity, depression, crying, lack of concentration, or other signs of adverse psychological sequelae may detract as much as 8-percent from overall feelings of well-being and have outcomes similar to physiological morbidity (Ref. 30). Scaling of the relative stress caused by events shows that concerns about personal health, by themselves, are likely, on average, to contribute approximately one-sixth of the total weighting required to trigger a major stressful episode (Ref. 31). Thus, FDA approximates that increased stress and anxiety concerning possible exposure to pathogens may reduce overall sense of well-being and result in health loss of approximately 1.3 percent (0.013).
                </P>
                <P>As described earlier, FDA has calculated an assumed WTP of $213,000 (at 3 percent) and $373,000 (at 7 percent) for a statistical QALY. These figures imply that the probability of each day of quality adjusted life has a social value of about $585 (at 3-percent discount rate; $213,000 divided by 365) and $1,020 (at 7-percent discount rate; $373,000 divided by 365). If blood test results are usually obtained within 24 hours, the resultant loss of societal well-being for each test subject is valued at approximately $8 (at 3-percent discount rate; $585 x 0.013) and $13 (at 7-percent discount rate, $1,020 x 0.013).</P>
                <P>
                    c. 
                    <E T="03">Benefit of test avoidance</E>
                    . By combining avoided direct costs of tests and the value of avoided anxiety and stress, FDA estimates that the societal benefit of avoiding an unnecessary blood test is $84 per sample (at 3-percent discount rate) and $89 per sample (at 7-percent discount rate). During the first evaluation year, FDA expects that there will be 120,000 fewer unnecessary blood screens because of the expected reduction in defective medical gloves due to the final rule. The implied societal WTP to avoid these unnecessary screens is $10.1 million (3 percent) and $10.7 million (7 percent). During the 10th evaluation year, approximately 155,000 fewer unnecessary blood screens are expected with a resultant benefit of $13.0 million (3 percent) and $14.0 million (7 percent). The PV of each year's reduced cost of testing and anxiety totals $100.0 million (at 3-percent discount rate) and $86.4 million (at 7-percent discount rate). The average annualized equivalent amounts are $11.7 million (3 percent) and $12.3 million (7 percent). Between 85 percent and 90 percent of the average annualized amounts represent reductions in the direct testing costs rather than the reduced anxiety associated with possible infection by a contagious agent.
                </P>
                <HD SOURCE="HD3">7. Total Benefits</HD>
                <P>FDA estimates that the final rule will reduce the availability of defective medical gloves by over 25 percent, resulting in over 2.8 billion fewer defective gloves over a 10-year period. During this time, FDA expects that the reduction in defective gloves will result in approximately 7 fewer cases of chronic HBV, 7 fewer cases of HIV, and 1.4 million fewer unnecessary blood screens. Based on an implied societal WTP, the average annualized benefits of the fewer pathogen transmissions and unnecessary blood screens should equal $14.8 million (at 3-percent annual discount rate) and $15.1 million (at 7-percent discount rate).</P>
                <HD SOURCE="HD2">G. Conclusion</HD>
                <P>As noted in the introduction to the analysis of impacts section, FDA is certifying that the final rule will not have a significant impact on a substantial number of small entities. We provided the above information to explain the costs and benefits of the rule. There are currently over 400 manufacturers of medical gloves, a vast majority of which are foreign and not covered by the Regulatory Flexibility Act. There will be little to no impact on domestic entities. Moreover, FDA does not expect any increased manufacturer costs to be directly passed on to end users because the cost increases will affect only a minority of global manufacturers and, therefore, competition will likely force these manufacturers to absorb these costs.</P>
                <P>The estimated annualized costs equal $6.6 million using either a 3-percent annual discount rate or a 7-percent annual discount rate. Benefits of avoiding transmissions of blood-borne pathogens and unnecessary blood screens have been estimated to equal $14.8 million (using a 3-percent discount rate) or $15.1 million (using a 7-percent discount rate). The final rule is estimated to result in average annualized net benefits of $8.2 million (using a 3-percent discount rate) or $8.5 million (using a 7-percent discount rate).”</P>
                <P>2. On page 75875, in the second column, section V of the document is corrected to read:</P>
                <HD SOURCE="HD1">“V. References</HD>
                <P>
                    The following references have been placed on display in the Division of Dockets Management and may be seen by interested persons between 9 a.m. and 4 p.m., Monday through Friday. FDA has verified the Web site addresses, but is not responsible for subsequent changes to the Web site after this document publishes in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <EXTRACT>
                    <P>
                        1. Centers for Disease Control and Prevention (CDC), “HIV/AIDS Surveillance Report,” (vol. 12, no. 2) (pp 5-6), 
                        <E T="03">http://www.cdc.gov/hiv/topics/surveillance/resources/reports/pdf/hasr1202.pdf</E>
                        , 2000.
                    </P>
                    <P>
                        2. CDC, “Fact Sheet: Surveillance of Health Care Workers With HIV/AIDS,” 
                        <E T="03">http://www.cdc.gov/hiv/pubs/facts/hcwsurv.htm</E>
                        , 2001.
                    </P>
                    <P>
                        3. 
                        <E T="03">Id.</E>
                    </P>
                    <P>
                        4. CDC, “Fact Sheet: Viral Hepatitis B,” 
                        <E T="03">http://www.cdc.gov/ncidod/diseases/hepatitis/b/fact.htm</E>
                        , 2003.
                    </P>
                    <P>
                        5. 
                        <E T="03">Id.</E>
                    </P>
                    <P>
                        6. 
                        <E T="03">Id.</E>
                    </P>
                    <P>
                        7. CDC, 
                        <E T="03">Morbidity and Morality Weekly Report,</E>
                         “Updated U.S. Public Health Service Guidelines for the Management of Occupational Exposures to HBV, HCV, and HIV and Recommendations for Postexposure Prophylaxis,” 
                        <E T="03">http://www.cdc.gov/mmwr/preview/mmwrhtml/rr5011a1.htm</E>
                        , 2001.
                    </P>
                    <P>
                        8. CDC, “Fact Sheet: Viral Hepatitis C,” 
                        <E T="03">http://www.cdc.gov/ncidod/diseases/hepatitis/c/fact.htm</E>
                        , 2003.
                    </P>
                    <P>
                        9. 
                        <E T="03">Id.</E>
                    </P>
                    <P>
                        10. U.S. International Trade Commission, Interactive Tariff and Trade Dataweb: Import Statistics, (Data file), available from 
                        <E T="03">http://dataweb.usitc.gov/</E>
                        , 2004.
                    </P>
                    <P>11. Eastern Research Group, Inc., “Cost Analysis of the Labeling and Related Testing Requirements for Medical Glove Manufacturers (Table 2),” Lexington, MA: Eastern Research Group, Inc., March 2002.</P>
                    <P>
                        12. Bureau of Labor Statistics, “Career Guide to Industries: Health Services,” 
                        <E T="03">http://www.bls.gov/oco/cg/cgs035.htm</E>
                        , 2002-2003.
                    </P>
                    <P>
                        13. Winchester Engineering &amp; Analytical Center, Office of Regulatory Affairs Web Reports (data file), available from 
                        <E T="03">http://webrpt.ora.fda.gov</E>
                         (follow “Access Reports”), 2001.
                    </P>
                    <P>
                        14. 
                        <E T="03">Id.</E>
                    </P>
                    <P>
                        15. 
                        <E T="03">Id.</E>
                    </P>
                    <P>
                        16. 
                        <E T="03">Id.</E>
                    </P>
                    <P>
                        17. Character, B. J., R. M. McLaughlin, C. S. Hedlund, et al., “Postoperative Integrity of Veterinary Surgical Gloves,” 
                        <E T="03">
                            Journal of the 
                            <PRTPAGE P="2444"/>
                            American Animal Hospital Association
                        </E>
                        , 39, pp. 311 to 320, May/June 2003.
                    </P>
                    <P>18. Mudarri, D. H., “The Costs and Benefits of Smoking Restrictions: An Assessment of the Smoke-Free Environment Act of 1993,” (H.R. 3434) (p. 14), Washington, DC, U.S. Environmental Protection Agency, April 1994.</P>
                    <P>
                        19. Mudarri, D. H., “The Costs and Benefits of Smoking Restrictions: An Assessment of the Smoke-Free Environment Act of 1993,” (H.R. 3434) (Appendix A-1), Washington, DC, U.S. Environmental Protection Agency; Kaplan, R. M., J. W. Bush, &amp; C. C. Berry, Health Status: Types of Validity and the Index of Well-Being, 
                        <E T="03">Health Services Research Journal</E>
                        , pp. 478-507, winter 1976.
                    </P>
                    <P>
                        20. Kaplan, R. M., J. W. Bush, C. C. Berry, (1976, Winter), “Health Status: Types of Validity and the Index of Well-Being,” 
                        <E T="03">Health Services Research Journal</E>
                        , pp. 478-507; M. M. Chen, J. W. Bush, D. L. Patrick, (1975), “Social Indicators for Health Planning and Policy Analysis,” 
                        <E T="03">Policy Sciences Journal</E>
                        , 6, pp. 71-89; R. M. Kaplan, J. W. Bush, (1982), “Health Related Quality of Life Measurement for Evaluation Research and Policy Analysis,” 
                        <E T="03">Health Psychology</E>
                        , 1(1), pp. 61-80.
                    </P>
                    <P>
                        21. R. M. Kaplan, J. W. Bush, C. C. Berry, “Health Status: Types of Validity and the Index of Well-Being,” 
                        <E T="03">Health Services Research Journal</E>
                        , pp. 478-507, winter 1976.
                    </P>
                    <P>
                        22. Tufts—New England Medical Center. 
                        <E T="03">The CEA Registry: Catalog of Preference Scores</E>
                        , 
                        <E T="03">http://www.tufts-nemc.org/cearegistry/data/phaseIIpreferenceweights.pdf</E>
                        , April 5, 2006.
                    </P>
                    <P>
                        23. U.S. Census Bureau, 
                        <E T="03">Statistical Abstract of the United States: 2002</E>
                        , 
                        <E T="03">http://www.census.gov/prod/2003pubs/02statab/vitstat.pdf</E>
                        , 2002, December.
                    </P>
                    <P>
                        24. Tufts—New England Medical Center, 
                        <E T="03">The CEA Registry: Catalog of Preference Scores</E>
                        , 
                        <E T="03">http://www.tufts-nemc.org/cearegistry/data/phaseIIpreferenceweights.pdf</E>
                        , April 5, 2006.
                    </P>
                    <P>
                        25. 
                        <E T="03">Id.</E>
                    </P>
                    <P>
                        26. M. G. Marin, J. Van Lieu, A. Yee, et al., “Cost-Effectiveness of a Post-Exposure HIV Chemoprophylaxis Program for Blood Exposures in Health Care Workers,” 
                        <E T="03">Journal of Occupational and Environmental Medicine</E>
                        , 41(9), pp. 754-760, September 1999.
                    </P>
                    <P>
                        27. “Time to Top Off Your Tank?: The Red Cross Says Blood Safety Costs Are Pumping Up Prices,” 
                        <E T="03">The Washington Post</E>
                        , p. T07, June 12, 2001.
                    </P>
                    <P>
                        28. Lerman, C., Schwartz, &amp; Schwartz, Marc, “Adherence and Psychological Adjustment Among Women at High Risk for Breast Cancer,” 
                        <E T="03">Breast Cancer Research and Treatment</E>
                        , 28, pp. 145-155, 1993.
                    </P>
                    <P>
                        29. Shrout, P. E., “Scaling of Stressful Life Events,” (in) Dohrenwend, B. Snell, B. P. Dohrenwend (Eds.), 
                        <E T="03">Stressful Life Events &amp; Their Contexts</E>
                         (pp. 29-47), New Brunswick, NJ, Rutgers University Press, 1984.
                    </P>
                    <P>
                        30. Kaplan, R. M., J. W. Bush, C. C. Berry, “ Health Status: Types of Validity and the Index of Well-Being,” 
                        <E T="03">Health Services Research Journal</E>
                        , pp. 478-507, winter 1976.
                    </P>
                    <P>
                        31. E. Alderete, T. C. Juarbe, C. P. Kaplan, et al., “Depressive Symptoms Among Women With an Abnormal Mammogram,” 
                        <E T="03">Psycho-Oncology</E>
                        , 15, pp. 66-78, 2006.”
                    </P>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: January 11, 2007.</DATED>
                    <NAME>Jeffrey Shuren,</NAME>
                    <TITLE>Assistant Commissioner for Policy.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-682 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4160-01-S</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF DEFENSE </AGENCY>
                <SUBAGY>Office of the Secretary </SUBAGY>
                <CFR>32 CFR Part 199 </CFR>
                <DEPDOC>[DOD-2006-HA-0194; RIN 0720-AB07] </DEPDOC>
                <SUBJECT>TRICARE; Certain Survivors of Deceased Active Duty Members; and Adoption Intermediaries </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Secretary, DoD. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Interim Final Rule. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This interim final rule implements two provisions of the National Defense Authorization Act for Fiscal Year 2006 (NDAA FY06), Public Law 109-163. First, Section 715 of the NDAA FY06 extends the time frame certain dependents of Active Duty Service Members (ADSM) who die while on active duty for more than 30 days shall receive TRICARE medical benefits at active duty dependent payment rates. Second, Section 592 of the NDAA FY06 modifies the requirement for those intermediaries who provide adoption placements. </P>
                    <P>Additionally, this interim final rule makes an administrative clarification to the following two eligibility provisions: those placed in the legal custody of a member or former member; and those placed in the home of a member or former member in anticipation of adoption. This clarification makes a distinction between the two groups and specifies that for placement into legal custody by court order, the court order must be for a period of 12 consecutive months. </P>
                    <P>Public comments are invited and will be considered for possible revisions to the final rule. </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This rule is effective March 20, 2007. </P>
                    <P>
                        <E T="03">Comments:</E>
                         Written comments received at the address indicated below by March 20, 2007 will be accepted. 
                    </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by docket number and or RIN number and title, by any of the following methods: </P>
                    <P>
                        • Federal eRulemaking Portal: 
                        <E T="03">http://www.regulations.gov</E>
                        . Follow the instructions for submitting comments. 
                    </P>
                    <P>• Mail: Federal Docket Management System Office, 1160 Defense Pentagon, Washington, DC 20301-1160. </P>
                    <P>
                        <E T="03">Instructions:</E>
                         All submissions received must include the agency name and docket number or Regulatory Information Number (RIN) for this 
                        <E T="04">Federal Register</E>
                         document. The general policy for comments and other submissions from members of the public is to make these submissions available for public viewing on the Internet at 
                        <E T="03">http://regulations.gov</E>
                         as they are received without change, including any personal identifiers or contact information. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Ms. Ann N. Fazzini, (303) 676-3803 for questions regarding Section 715 as it relates to the TRICARE Basic Program; and also questions regarding Section 592. </P>
                    <P>Mr. Michael Kottyan, (303) 676-3520 for questions regarding Section 715 as it relates to the Extended Health Care Option (ECHO). </P>
                    <P>Mr. John Leininger, (303) 676-3613, for questions regarding TRICARE Prime Remote. </P>
                    <P>Questions regarding payment of specific claims should be addressed to the appropriate TRICARE contractor. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The Department is publishing this rule as an interim final rule in order to meet statutorily required effective dates. The Department is not exercising any discretion in implementing these provisions. In accordance with Section 715(b), the effective date for Section 715 is October 7, 2001 and shall apply with respect to deaths occurring on or after that date. The Department has no discretion concerning the benefits available to surviving dependents, the effective date, nor the time periods benefits are available to surviving spouses and children respectively. The effective date for Section 592 is January 6, 2006. Prior to the NDAAFY06, a child placed in the home by a placement agency recognized by the Secretary of Defense in anticipation of the legal adoption of the person was eligible for TRICARE. Section 592 of the NDAA FY06 expands those intermediaries who perform adoption placement to include placement by any source authorized by State or local law to provide adoption placement. The Department is not exercising any discretion in defining who are intermediaries who can perform adoption placement. In accordance with Public Law 103-160, section 702(b), the effective date for placement by a court is July 1, 1994. In accordance with Public Law 103-337, section 701, the effective date for placement by a recognized adoption agency October 5, 1994. These last two changes are administrative corrections 
                    <PRTPAGE P="2445"/>
                    only. Public comments are invited and will be considered for possible revisions to the final rule. 
                </P>
                <P>The effective date for Section 715 is October 7, 2001 and shall apply with respect to deaths occurring on or after that date. The effective date for Section 592 is January 6, 2006. In accordance with Public Law 103-160, section 702(b), the effective date for placement by a court is July 1, 1994. In accordance with Public Law 103-337, section 701, the effective date for placement by a recognized adoption agency October 5, 1994. </P>
                <HD SOURCE="HD1">I. Payment Rates for Dependents of Deceased Active Duty Service Members Introduction and Background </HD>
                <P>Dependents of active-duty members who died while on active duty have been always eligible for TRICARE; however, their payment rates/cost-sharing provisions have changed over time. Initially, their cost-sharing provisions were at the retiree payment rate for all care received. This was amended by Section 707(c) of the National Defense Authorization Act for Fiscal Year 1995, Public Law 103-337, which provided for two changes. First, effective October 1, 1993, care was to be cost-shared at the active duty dependent payment rate for a one-year period. Second, for dependents of active duty members who died while on active duty between January 1, 1993, and October 1, 1993, only care for pre-existing conditions was cost-shared at the active duty dependent payment rate. </P>
                <P>An additional amendment to the time period for the payment rate for dependents of deceased active duty members was found in Section 704 of the Floyd D. Spence National Defense Authorization Act for Fiscal Year 2001. Section 704 added a two-year extension of the active-duty dependent cost-sharing provision which allowed survivors of deceased active duty members to remain eligible for TRICARE at the active duty dependent payment rate for a total of three years from the date of death. After three years, survivors remained eligible for TRICARE at the retiree payment rate. </P>
                <HD SOURCE="HD2">Section 715 of the NDAA-FY06 </HD>
                <HD SOURCE="HD3">General </HD>
                <P>Section 715 of the NDAA FY06 further modified the cost-sharing provision for certain dependents of deceased active duty members by adding the following subparagraph 1079(g)(2) to title 10, United States Code:</P>
                  
                <EXTRACT>
                    <P>(2) In addition to any continuation of eligibility for benefits under paragraph (1), when a member dies while on active duty for a period of more than 30 days, the member's dependents who are receiving benefits under a plan covered by subsection (a) shall continue to be eligible for benefits under TRICARE Prime during the three-year period beginning on the date of the member's death, except that, in the case of such a dependent of the deceased who is described by subparagraph (D) or (I) of section 1072(2) of this title, the period of continued eligibility shall be the longer of the following periods beginning on such date: </P>
                    <P>(A) Three years. </P>
                    <P>(B) The period ending on the date on which such dependent attains 21 years of age. </P>
                    <P>(C) In the case of such a dependent who, at 21 years of age, is enrolled in a full-time course of study in a secondary school or in a full-time course of study in an institution of higher education approved by the administering Secretary and was, at the time of the member's death, in fact dependent on the member for over one-half of such dependent's support, the period ending on the earlier of the following dates: </P>
                    <P>(i) The date on which such dependent ceases to pursue such a course of study, as determined by the administering Secretary. </P>
                    <P>(ii) The date on which such dependent attains 23 years of age. </P>
                    <P>(3) For the purposes of paragraph (2)(C), a dependent shall be treated as being enrolled in a full-time course of study in an institution of higher education during any reasonable period of transition between the dependent's completion of a full-time course of study in a secondary school and the commencement of an enrollment in a full-time course of study in an institution of higher education, as determined by the administering Secretary. </P>
                    <P>(4) The terms and conditions under which health benefits are provided under this chapter to a dependent of a deceased member under paragraph (2) shall be the same as those that would apply to the dependent under this chapter if the member were living and serving on active duty for a period of more than 30 days. </P>
                    <P>(5) In this subsection, the term “TRICARE Prime” means the managed care option of the TRICARE program.</P>
                </EXTRACT>
                <HD SOURCE="HD2">Certain Dependents </HD>
                <P>Section 715 of the NDAA FY06 changed the time frame that certain dependents shall continue to retain eligibility to enroll in TRICARE Prime at the active duty dependent payment rate and receive the same health benefits that would apply to them if the member were still living and serving on active duty. Section 715 applies to those dependents defined in 10 U.S.C. Chapter 55, subparagraph (D) or (I) of section 1072(2). In the supplementary section of this Interim Final Rule, those dependents in subparagraphs (D) and (I) are referred to as “certain dependents” and the specific legislative language for these two subparagraphs is outlined below. </P>
                <P>Subparagraph (D) of 1072(2) addresses a child who—</P>
                <P>(i) has not attained the age of 21; </P>
                <P>(ii) has not attained the age of 23, is enrolled in a full-time course of study at an institution of higher learning approved by the administering Secretary and is, or was at the time of the member's or former member's death, in fact dependent on the member or former member for over one-half of the child's support; or </P>
                <P>(iii) is incapable of self-support because of a mental or physical incapacity that occurs while a dependent of a member or former member under clause (i) or (ii) and is, or was at the time of the member's or former member's death, in fact dependent on the member or former member for over one-half of the child's support. </P>
                <P>Subparagraph (I) addresses an unmarried person who—</P>
                <P>(i) is placed in the legal custody of the member or former member as a result of an order of a court of competent jurisdiction in the United States (or possession of the United States) for a period of at least 12 consecutive months; </P>
                <P>(ii) either—</P>
                <P>(I) has not attained the age of 21; </P>
                <P>(II) has not attained the age of 23 and is enrolled in a full time course of study at an institution of higher learning approved by the administering Secretary; or </P>
                <P>(III) is incapable of self support because of a mental or physical incapacity that occurred while the person was considered a dependent of the member or former member under this subparagraph pursuant to subclause (I) or (II); </P>
                <P>(iii) is dependent on the member or former member for over one-half of the person's support; </P>
                <P>(iv) resides with the member or former member unless separated by the necessity of military service or to receive institutional care as a result of disability or incapacitation or under such other circumstances as the administering Secretary may by regulation prescribe; and </P>
                <P>(v) is not a dependent of a member or a former member under any other subparagraph. </P>
                <P>
                    These certain dependents may avail themselves of the active duty dependent payment rates available under TRICARE Standard, Extra, or Prime and enjoy medical benefits at the active duty dependent payment rate in accordance with the time frames listed in Section 715. Of significance is the cost saving opportunity Section 715 presents for those certain dependents that choose to 
                    <PRTPAGE P="2446"/>
                    enroll in TRICARE Prime. Currently, there is no TRICARE Prime enrollment fee and no TRICARE Prime copayment for an active duty dependent Prime enrollee so those certain dependents who are enrolled in Prime also would have no Prime enrollment fee and no Prime copayment. 
                </P>
                <P>Those certain dependents that choose TRICARE Standard or Extra would be responsible for the active duty payment rate (cost-share) applicable under those two programs. The active duty dependent payment rates for TRICARE Standard and Extra vary by type of service (inpatient, outpatient, etc.) and can be found in 32 CFR 199.4(f). </P>
                <HD SOURCE="HD3">TRICARE Prime Remote </HD>
                <P>Because Section 715 references TRICARE Prime, the Department is interpreting this section to also include the TRICARE “Prime-like” benefit known as TRICARE Prime Remote (TPR). As a result, TPR will be available to surviving spouses and certain dependents whose sponsor died while on active duty for a period of more than 30 days. Surviving spouses will be eligible to enroll in TPR for a three-year period. Certain dependents will be eligible to enroll in TPR as long as they meet the criteria for being a dependent as described in 10 U.S.C. Chapter 55, subparagraph (D) or (I) of section 1072(2). </P>
                <P>
                    For additional information on the TPR program, the reader should refer to the interim final rules that were published in the 
                    <E T="04">Federal Register</E>
                     on February 6, 2002, (67 FR 5477) and July 31, 2003 (68 FR 44883). 
                </P>
                <HD SOURCE="HD3">Extended Care Health Option (ECHO) </HD>
                <P>Based on the Department's interpretation of Section 715 of the NDAA FY06, the ECHO is also available to surviving spouses and certain dependents of deceased active duty members because these surviving spouses and certain dependents are treated as if the sponsoring member were still living and serving on active duty. </P>
                <P>
                    For additional information on the ECHO program, the reader should refer to the final rules that were published in the 
                    <E T="04">Federal Register</E>
                     on July 28, 2004, (69 FR 44942) and August 20, 2004, (69 FR 51559). 
                </P>
                <HD SOURCE="HD3">Surviving Spouse </HD>
                <P>We note that Section 715 of the NDAA FY 06 provision makes no change to the time frame that the surviving spouse shall receive care at the active duty dependent payment rate. Surviving spouses retain the three year period of TRICARE Prime, TPR, TRICARE Extra or TRICARE Standard at the active duty dependent payment rate. At the end of the three year period, surviving spouses continue eligibility for TRICARE benefits at the retiree payment rate. </P>
                <P>The provisions found in Section 715 are effective with respect to deaths occurring on or after October 7, 2001. </P>
                <HD SOURCE="HD1">II. Eligibility Determinations </HD>
                <P>Section 715 of the NDAA FY06 authorizes the time frame that certain dependents shall retain active duty dependent payment rates for medical benefits available under TRICARE. The provision has no impact on eligibility rules. Consequently, this provision does not preclude loss of eligibility as a result of any condition which routinely results in loss of TRICARE eligibility such as reaching age limits, marriage, remarriage, etc. </P>
                <P>Although the TRICARE Management Activity is tasked with publishing legislatively mandated eligibility changes to Title 10 U.S.C., determination of dependent eligibility is the primary responsibility of the Uniformed Services. TRICARE relies primarily on the Defense Enrollment Eligibility Reporting System (DEERS) for eligibility verification. However, a determination by the Uniformed Services that a person is eligible does not automatically entitle such a person to TRICARE payments. Before any TRICARE benefits may be extended, additional requirements of 32 CFR Part 199 must be met. In accordance with 10 U.S.C. 1084, as implemented by § 199.3(h), disputes regarding eligibility as a dependent or dates of beginning eligibility for benefits under TRICARE can only be resolved by the appropriate Uniformed Service Secretary. </P>
                <HD SOURCE="HD1">III. Modification of Requirement for Certain Intermediaries Under Certain Authorities Relating to Adoptions </HD>
                <P>Section 592 of the NDAA FY06 states that:</P>
                  
                <EXTRACT>
                    <P>(a) Reimbursement for Adoption Expenses—Section 1052(g)(1) of title 10, United States Code, is amended by inserting ‘or other source authorized to place children for adoption under State or local law’ after ‘qualified adoption agency’. </P>
                    <P>(b) Treatment as Children for Medical and Dental Care Purposes—Section 1072(6)(D)(i) of such title is amended by inserting ‘, or by any other source authorized by State or local law to provide adoption placement,’ after ‘(recognized by the Secretary of Defense)’.</P>
                </EXTRACT>
                  
                <P>Prior to the NDAA FY06, a child placed in the home by a placement agency recognized by the Secretary of Defense in anticipation of the legal adoption of the person was eligible for TRICARE. Section 592 of the NDAA FY06 expands those intermediaries who perform adoption placement to include placement by any source authorized by State or local law to provide adoption placement. This expanded language mirrors the language found in Title 10, Subpart A, Part II, Chapter 53, Section 1052, reimbursement for adoption expenses, and provides consistency between personnel benefit policies in chapter 53 of Title 10, United States Code, and eligibility for TRICARE under chapter 55 of Title 10, United States Code. Effective date of the NDAA FY06 (and this provision) is January 6, 2006. </P>
                <HD SOURCE="HD1">IV. Administrative Change—Court Order/Adoption Placement </HD>
                <P>During the course of amending the regulation to incorporate the NDAA FY06 provisions, we identified the need for an administrative clarification to 32 CFR Part 199 Section 3. This interim final rule clarifies the eligibility provisions for an unmarried person who is placed in the legal custody of the member or former member as a result of an order of a court of competent jurisdiction in the United States (or possession of the United States) by stating that the court order must be for a period of at least 12 consecutive months. We currently address a child who is placed in legal custody of a member or former member, but the language unintentionally omitted the 12 consecutive month period required by 10 U.S.C. 1072(I)(i). </P>
                <P>Additionally, this rule clarifies that an unmarried person placed in legal custody of a member or former member is a category that is separate and distinct from those placed for adoption. We accomplish this by providing separate regulatory paragraphs for each group. </P>
                <P>For further information on these two groups, we refer the reader to the final rule that established these groups, 64 FR 46133, August 24, 1999. </P>
                <HD SOURCE="HD1">V. Regulatory Procedures </HD>
                <P>We have examined the impact of the interim rule under Executive Order (EO) 13132 and it does not have policies that have federalism implications that would have substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government, therefore, consultation with State and local officials is not required. </P>
                <P>
                    Section 801 of title 5, United States Code, and Executive Order 12866 requires certain regulatory assessments and procedures for any major rule or significant regulatory action, defined as 
                    <PRTPAGE P="2447"/>
                    one that would result in an annual effect of $100 million or more on the national economy or which would have other substantial impacts. 
                </P>
                <P>The Regulatory Flexibility Act (RFA) requires that each Federal agency prepare, and make available for public comment, a regulatory flexibility analysis when the agency issues a regulation which would have a significant impact on a substantial number of small entities. </P>
                <P>This is not a major rule under 5 U.S.C. 801. It is a significant regulatory action but not economically significant, and has been reviewed by the Office of Management and Budget as required under the provisions of E. O. 12866. In addition, we certify that this proposed rule will not significantly affect a substantial number of small entities. </P>
                <P>This final rule will not impose additional information collection requirements on the public under the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 55). </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 32 CFR Part 199 </HD>
                    <P>Claims, Dental health, Health care, Health insurance, Individuals with disabilities, Military personnel.</P>
                </LSTSUB>
                <REGTEXT TITLE="32" PART="199">
                    <AMDPAR>Accordingly, 32 CFR Part 199 is amended as follows: </AMDPAR>
                    <PART>
                        <HD SOURCE="HED">PART 199—[AMENDED] </HD>
                    </PART>
                    <AMDPAR>1. The authority citation for Part 199 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>5 U.S.C. 301; 10 U.S.C. chapter 55.</P>
                    </AUTH>
                </REGTEXT>
                  
                <REGTEXT TITLE="32" PART="199">
                    <AMDPAR>
                        2. Section 199.3 is amended by revising paragraph (b)(2)(ii)(H)(
                        <E T="03">4</E>
                        ) and by adding new paragraphs (b)(2)(iv), and (c)(9)(iii) to read as follows: 
                    </AMDPAR>
                    <SECTION>
                        <SECTNO>§ 199.3 </SECTNO>
                        <SUBJECT>Eligibility. </SUBJECT>
                        <STARS/>
                        <P>(b)  * * *</P>
                        <P>(2) * * *</P>
                        <P>(ii) * * *</P>
                        <P>(H) * * *</P>
                        <P>
                            (4) An unmarried person. An unmarried person placed in the home of a member or former member prior to adoption. To be a dependent child, the unmarried person must not have reached the age of 21 (or otherwise meets the requirements of a student or incapacitated child set out in paragraphs (b)(2)((ii)(H)(
                            <E T="03">1</E>
                            ) or (b)(2)(ii)(H)(
                            <E T="03">2</E>
                            ) of this section) and has been placed in the home of the member or former member by a recognized placement agency or by any other source authorized by State or local law to provide adoption placement, in anticipation of legal adoption by the member or former member. 
                        </P>
                        <STARS/>
                        <P>(iv) An unmarried person who is placed in the legal custody of a member or former member by a court of competent jurisdiction in the United States (or possession of the United States) for a period of at least 12 consecutive months. The unmarried person shall be considered a dependent of the member or former member under this section provided he or she otherwise meets the following qualifications: </P>
                        <P>
                            (A) Has not reached the age of 21 unless he or she otherwise meets the requirements of a student set out in paragraph (b)(2)(ii)(H)(
                            <E T="03">1</E>
                            ) of this section or the requirements for being incapacitated as set out in paragraph (b)(2)(ii)(H)(
                            <E T="03">2</E>
                            ) of this section and the incapacitation occurred while he or she was a dependent of the member or former member through court ordered legal custody; 
                        </P>
                        <P>(B) Is dependent on the member or former member for over one-half of the person's support; </P>
                        <P>(C) Resides with the member or former member unless separated by the necessity of military service or to receive institutional care as a result of disability or incapacitation or under such other authorized circumstances; and, </P>
                        <P>(D) Is not a dependent of a member or former member under any other provision of law or regulation. </P>
                        <STARS/>
                        <P>(c) * * * </P>
                        <P>(9) * * *</P>
                        <P>(iii) Has been placed in the home of a member by a placement agency or by any other source authorized by State or local law to provide adoption placement, in anticipation of the legal adoption of the member: </P>
                        <P>(A) All benefits for which entitled, January 6, 2006. </P>
                        <P>(B) Extended Care Health Option benefits limited to children of members only, January 6, 2006. </P>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="32" PART="199">
                    <AMDPAR>3. Section 199.5 is amended by revising paragraphs (a)(2), (b)(1), and (f)(3)(i) to read as follows: </AMDPAR>
                    <SECTION>
                        <SECTNO>§ 199.5 </SECTNO>
                        <SUBJECT>TRICARE Extended Care Health Care Option (ECHO). </SUBJECT>
                        <P>(a) * * * </P>
                        <P>(2) The purpose of the ECHO is to provide an additional financial resource for an integrated set of services and supplies designed to assist in the reduction of the disabling effects of the ECHO-eligible dependent's qualifying condition. Services include those necessary to maintain, minimize or prevent deterioration of function of an ECHO-eligible dependent. </P>
                        <P>(b) * * *</P>
                        <P>(1) The following categories of TRICARE/CHAMPUS beneficiaries with a qualifying condition are ECHO-eligible dependents: </P>
                        <P>(i) A spouse, child, or unmarried person (as described in § 199.3(b)(2)(i), (b)(2)(ii), or (b)(2)(iv)) of a member of the Uniformed Services on active duty for a period of more than 30 days. </P>
                        <P>(ii) An abused dependent as described in § 199.3(b)(2)(iii). </P>
                        <P>(iii) A spouse, child, or unmarried person (as described in § 199.3(b)(2)(i), (b)(2)(ii), or (b)(2)(iv)), of a member of the Uniformed Services who dies while on active duty for a period of more than 30 days and whose death occurs on or after October 7, 2001. In such case, an eligible surviving spouse remains eligible for benefits under the ECHO for a period of 3 years from the date the active duty sponsor dies. Any other eligible surviving dependent remains eligible for benefits under the ECHO for a period of three years from the date the active duty sponsor dies or until the surviving eligible dependent: </P>
                        <P>(A) Attains 21 years of age, or </P>
                        <P>(B) Attains 23 years of age or ceases to pursue a full-time course of study prior to attaining 23 years of age, if, at 21 years of age, the eligible surviving dependent is enrolled in a full-time course of study in a secondary school or in a full-time course of study in an institution of higher education approved by Secretary of Defense and was, at the time of the sponsor's death, in fact dependent on the member for over one-half of such dependent's support. </P>
                        <P>(iv) A spouse, child, or unmarried person (as defined in paragraphs § 199.3(b)(2)(i), (b)(2)(ii), or (b)(2)(iv)) of a deceased member of the Uniformed Services who, at the time of the member's death was receiving benefits under ECHO, and the member at the time of death was eligible for receipt of hostile-fire pay, or died as a result of a disease or injury incurred while eligible for such pay. In such a case, the surviving dependent remains eligible for benefits under ECHO through midnight of the dependent's twenty-first birthday. </P>
                        <STARS/>
                        <P>(f) * * *</P>
                        <P>(3) * * *</P>
                        <P>
                            (i) 
                            <E T="03">ECHO</E>
                            . The total Government share of the cost of all ECHO benefits, except ECHO Home Health Care (EHHC) and EHHC respite care, provided in a given month to a beneficiary may not exceed $2,500 after application of the allowable payment methodology. 
                        </P>
                        <STARS/>
                    </SECTION>
                </REGTEXT>
                <REGTEXT TITLE="32" PART="199">
                    <AMDPAR>
                        4. Section 199.17 is amended by: 
                        <PRTPAGE P="2448"/>
                    </AMDPAR>
                    <AMDPAR>a. Redesignating paragraphs (c)(3) and (c)(4) as paragraphs (c)(4) and (c)(5) respectively. </AMDPAR>
                </REGTEXT>
                <REGTEXT>
                    <AMDPAR>b. Adding new paragraph (c)(3).</AMDPAR>
                    <AMDPAR>c. Revising paragraphs (g)(2) and (g)(3)(i) introductory text.</AMDPAR>
                    <AMDPAR>d. Adding new paragraphs (g)(3)(i)(D) and (g)(3)(i)(E) to read as follows:</AMDPAR>
                    <SECTION>
                        <SECTNO>§ 199.17 </SECTNO>
                        <SUBJECT>TRICARE Program.</SUBJECT>
                        <STARS/>
                         *
                        <P>(c) * * *</P>
                        <P>
                            (3) 
                            <E T="03">Survivors of Deceased Members.</E>
                             (i) The spouse of a member who dies while on active duty for a period of more than 30 days is eligible to enroll in Prime for a 3 year period beginning on the date of the member's death. For the three year period, surviving spouses of a member who dies while on active duty for a period of more than 30 days are subject to the same rules and provisions as dependents of active duty members.
                        </P>
                        <P>(ii) A dependent child or unmarried person (as described in § 199.3(b)(2)(ii), or (b)(2)(iv)) of a member who dies while on active duty for a period of more than 30 days whose death occurred on or after October 7, 2001, is eligible to enroll in Prime and is subject to the same rules and provisions as dependents of active duty members for a period of three years from the date the active duty sponsor dies or until the surviving eligible dependent:</P>
                        <P>(A) Attains 21 years of age, or</P>
                        <P>(B) Attains 23 years of age or ceases to pursue a full-time course of study prior to attaining 23 years of age, if, at 21 years of age, the eligible surviving dependent is enrolled in a full-time course of study in a secondary school or in a full-time course of study in an institution of higher education approved by the Secretary of Defense and was, at the time of the sponsor's death, in fact dependent on the member for over one-half of such dependent's support.</P>
                        <STARS/>
                        <P>(g) * * *</P>
                        <P>
                            (2) 
                            <E T="03">Active duty family member.</E>
                             For purposes of this paragraph (g), the term “active duty family member” means one of the following dependents of an active duty member of the Uniformed Services:
                        </P>
                        <P>(i) Spouse, child, or unmarried person, as defined in paragraphs § 199.3 (b)(2)(i), (b)(2)(ii) or (b)(2)(iv);</P>
                        <P>(ii) For a 3-year period, the surviving spouse of a member who dies while on active duty for a period of more than 30 days whose death occurred on or after October 7, 2001; and</P>
                        <P>(iii) The surviving dependent child or unmarried person, as defined in paragraphs § 199.3 (b)(2)(ii) or (b)(2)(iv), of a member who dies while on active duty for a period of more than 30 days whose death occurred on or after October 7, 2001. Active duty family member status is for a period of 3 years from the date the active duty sponsor dies or until the surviving eligible dependent:</P>
                        <P>(A) Attains 21 years of age, or</P>
                        <P>(B) Attains 23 years of age or ceases to pursue a full-time course of study prior to attaining 23 years of age, if, at 21 years of age, the eligible surviving dependent is enrolled in a full-time course of study in a secondary school or in a full-time course of study in an institution of higher education approved by the Secretary of Defense and was, at the time of the sponsor's death, in fact dependent on the member for over one-half of such dependent's support.</P>
                        <P>
                            (3) 
                            <E T="03">Eligibility.</E>
                             (i) An active duty family member is eligible for TRICARE Prime Remote for Active Duty Family Members if he or she is eligible for CHAMPUS and, on or after December 2, 2003, meets the criteria of (g)(3)(i)(A) and (g)(3)(i)(B) or (g)(3)(i)(C) of this section or on or after October 7, 2001, meets the criteria of (g)(3)(i)(D) or (g)(3)(i)(E) of this section:
                        </P>
                        <STARS/>
                        <P>(D) For a 3 year period, the surviving spouse of a member who dies while on active duty for a period of more than 30 days whose death occurred on or after October 7, 2001.</P>
                        <P>(E) The surviving dependent child or unmarried person as defined in paragraphs § 199.3 (b)(2)(ii) or (b)(2)(iv), of a member who dies while on active duty for a period of more than 30 days whose death occurred on or after October 7, 2001, for three years from the date the active duty sponsor dies or until the surviving eligible dependent:</P>
                        <P>
                            (
                            <E T="03">1</E>
                            ) Attains 21 years of age, or
                        </P>
                        <P>
                            (
                            <E T="03">2</E>
                            ) Attains 23 years of age or ceases to pursue a full-time course of study prior to attaining 23 years of age, if, at 21 years of age, the eligible surviving dependent is enrolled in a full-time course of study in a secondary school or in a full-time course of study in an institution of higher education approved by the Secretary of Defense and was, at the time of the sponsor's death, in fact dependent on the member for over one-half of such dependent's support.
                        </P>
                        <STARS/>
                          
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <DATED>Dated: January 10, 2007.</DATED>
                    <NAME>L. M. Bynum,</NAME>
                    <TITLE>Alternate OSD Federal Register Liaison Officer, Department of Defense.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-709 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 5001-06-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY </AGENCY>
                <SUBAGY>Coast Guard </SUBAGY>
                <CFR>33 CFR Part 165 </CFR>
                <DEPDOC>[CGD07-05-138] </DEPDOC>
                <RIN>RIN 1625-AA11 </RIN>
                <SUBJECT>Regulated Navigation Area: Savannah River, Savannah, GA </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Coast Guard, DHS. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Interim rule with request for comments. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        On January 23, 2006, the Coast Guard published a notice of proposed rulemaking (NPRM) to revise the regulated navigation area in Savannah, Georgia, to address changes in Liquefied Natural Gas (LNG) tankship mooring locations following the creation of two new berths within a slip at the Southern LNG facility on the Savannah River. The previous rule only addressed facility and vessel requirements when an LNG vessel was underway or was moored parallel to the navigational channel outside of the slip. This interim rule describes requirements for three different potential mooring situations following the expansion: an LNG tankship moored outside of the slip, one or more LNG tankships moored inside the slip, and LNG tankships moored both inside and outside of the slip. This interim rule will become effective on February 20, 2007. However, we still encourage you to participate in this rulemaking by submitting comments and related material to the docket. We will accept comments for 60 days from the date this rule is published in the 
                        <E T="04">Federal Register</E>
                        , after which we intend to publish a final rule. Any comments received will be considered in the final rule. This interim rule is necessary to ensure safe navigation of the Savannah River and the safe transfer of LNG in the Port of Savannah. 
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This interim rule is effective February 20, 2007. Comments and related material must reach the Coast Guard on or before March 20, 2007. </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Comments and material received from the public, as well as documents indicated in this preamble as being available in the docket [CGD07-05-138], will become part of this docket and will be available for inspection or copying at Marine Safety Unit Savannah, Gordon Low Federal Building, Suite 1017, 100 W. Oglethorpe, Savannah, Georgia 31401, between 7:30 a.m. and 4:30 p.m., Monday through Friday, except Federal holidays. </P>
                </ADD>
                <FURINF>
                    <PRTPAGE P="2449"/>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Lieutenant Robert Webb, Waterways Management Officer, Marine Safety Unit Savannah; (912) 652-4353. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Regulatory Information </HD>
                <P>
                    On January 23, 2006, we published a notice of proposed rulemaking (NPRM) entitled “Regulated Navigation Area: Savannah River, Savannah, GA” (71 FR 3442). To ensure the safe transfer of liquefied Natural Gas in the port of Savannah, we are publishing this interim rule that will become effective February 20, 2007. However, we still encourage you to participate in this rulemaking by submitting comments and related material to the docket. We will accept comments for 60 days after which we intend to consider received comments and publish a final rule. If you submit comments, please include your name and address, identify the docket number for this rulemaking [CGD07-05-138], indicate the specific section of this document to which each comment applies, and give the reason for each comment. Please submit all comments and related material in an unbound format, no larger than 8
                    <FR>1/2</FR>
                     by 11 inches, suitable for copying. If you would like to know they reached us, please enclose a stamped, self-addressed postcard or envelope. We will consider all comments and material received during the comment period. We may change this interim rule in view of them. 
                </P>
                <HD SOURCE="HD1">Public Meeting </HD>
                <P>
                    We do not plan to hold a public meeting on the interim rule. But you may submit a request for a meeting by writing to MSU Savannah (see 
                    <E T="02">ADDRESSES</E>
                     above) explaining why one would be beneficial. If we determine that one would aid this rulemaking, we will hold one at the time and place announced by a later notice in the 
                    <E T="04">Federal Register</E>
                    . We did not receive a request for a public meeting in response to the notice of proposed rulemaking and we did not hold a public meeting. 
                </P>
                <HD SOURCE="HD1">Background and Purpose </HD>
                <P>In May of 2002, Southern LNG Inc. submitted a letter of intent to expand the LNG facility on Elba Island that would nearly double LNG storage capacity and substantially increase the number of LNG tankship arrivals. The Coast Guard's positive endorsement was contingent upon the relocation of the primary LNG mooring facility in order to reduce the risk of allision and subsequent breaching of an LNG tankship's cargo tank(s). To meet this Coast Guard requirement, Southern LNG Inc. initiated a project to create a protected docking slip designed to allow simultaneous LNG transfers from vessels. This expansion, completed early in 2006, significantly reduced the level of risk associated with LNG tankship operations and vessels passing by the LNG facility. This interim rule addresses the three possible tankship mooring configurations now available to LNG tankships. The three possible tankship mooring configurations available to LNG tankships are LNG vessels moored inside the slip, outside the slip, and a combination of inside and outside the slip. </P>
                <HD SOURCE="HD1">Discussion of Comments and Changes to the Proposed Rule </HD>
                <P>A single commentor submitted several comments to the Coast Guard during the NPRM comment period (71 FR 3442). Several comments stated that the requirement for standby tugs should be eliminated as unnecessarily duplicative of the new slip and the infrastructure and procedures already in place to prevent an LNG spill. The Coast Guard does not believe the use of standby tugs is duplicative. The use of standby tugs to attend moored LNG vessels is a common practice in the LNG industry with the tugs having the general duties of providing a ready means of assistance to maintain a safe area around the LNG vessel, provide emergency firefighting assistance, and aid the LNG vessel in the event of an emergency departure. For example, Coast Guard Sector Baltimore requires one tractor tug to be on scene and two tractor tugs to be on a 10-minute standby. Also, the vessel operators and/or LNG facility in the ports of Lake Charles and Ponce, Louisiana, require standby tugs although there is no Coast Guard requirement. </P>
                <P>Due to the Southern LNG facility's location on the Savannah River, approximately 8 nautical miles from the busiest area of the port, it is unlikely that tug assistance could arrive in a reasonable amount of time or guarantee that they would be available at all in the event of an emergency if tugs are not dedicated to standby duties in the immediate vicinity of the moored LNG tankship. Therefore, the requirement for two standby towing vessels to take appropriate actions in an emergency remains. Additionally, the definition of standby was slightly modified to mean readily available at the facility and equipped to provide a ready means of assistance to maintain a safe zone around LNG tankships, provide emergency firefighting assistance, and aid the LNG tankship in the event of an emergency departure. This change makes it clear that the standby towing vessels should remain at the facility unless they are assisting a passing vessel in distress. </P>
                <P>A requirement for at least one LNG escort towing vessel and at least one standby towing vessel to be FiFi Class 1 equipped was added to ensure adequate fire fighting capabilities. In the case where one LNG tankship is moored at the facility and another LNG tankship is inbound to the facility, one FiFi Class 1 equipped towing vessel shall remain at the facility along with another standby towing vessel not so equipped while another FiFi Class 1 equipped towing vessel shall escort the inbound LNG tankship to the facility along with another escort towing vessel not so equipped. The Coast Guard believes this requirement produces the least risk to the port and takes into account the limited local availability of FiFi Class 1 equipped towing vessels. The requirement for a third towing vessel is eliminated when vessels are moored within the LNG facility slip. </P>
                <P>Three comments from the commentor stated that the Southern LNG facility is a receiving terminal only and that the “marine-side” services, such as docking, line handling, search and rescue, and towing are specifically not provided under the LNG facility tariff on file with the Federal Energy Regulatory Commission (FERC). Therefore, the LNG facility should not be held responsible for providing the towing vessels required by this regulation. The Coast Guard has changed the rule to specify that an LNG tankship must have towing vessels on-scene when moored at an LNG facility. The provisions in section 165.756(d) are no longer directed at LNG facility operators. These changes provide greater consistency with other provisions in Part 165. </P>
                <P>
                    Three comments from the commentor noted that the duties of the standby towing vessels outlined in paragraph (d)(3) of 33 CFR 165.756 are vague. The Coast Guard agrees with this assertion and has added the following language to the definition for stand-by , “means readily available at the facility and equipped to provide a ready means of assistance to maintain a safe zone around the moored LNG tankship, to provide emergency firefighting assistance, to aid the LNG tankship in the event of an emergency departure, or to take other appropriate actions in an emergency as necessary.” To clearly outline the type of towing vessels that are required for the standby duties described in this regulation, additional language was also added to outline the minimum firefighting capabilities of at least one of the standby towing vessels. 
                    <PRTPAGE P="2450"/>
                </P>
                <P>Two comments from the commentor stated that moving the LNG vessels from the river pier to the protected LNG facility slip has made the standby towing vessels unnecessary because the new mooring configuration has eliminated the potential for a passing vessel to allide with a moored LNG tankship causing an LNG spill. The Coast Guard carefully considered this assessment and disagrees. Although the risk has been reduced, there is still a risk of allision while LNG tankships are moored within the LNG facility slip. If a passing vessel loses power and/or steering, it is possible for it to enter the slip and allide with the moored LNG tankship. The existence of the two standby towing vessels allows the passing vessel in distress to request immediate assistance that may prevent an allision and possible LNG spill. Additionally, the standby towing vessels provide a ready means of assistance to maintain a safe area around the LNG vessel, provide emergency firefighting assistance, and aid the LNG vessel in the event of an emergency departure. Therefore, the requirement for two standby towing vessels remains. </P>
                <P>One comment from the commentor stated the standby towing vessels are not needed to prevent ranging of the LNG tankship at its mooring due to the surge caused by a passing vessel. This assertion was recently proven false when the surge created by a large vessel passing the LNG facility slip at excessive speed caused a moored LNG tankship to range and resulted in the emergency shutdown of the LNG transfer and caused several of the LNG tankship's mooring lines to break. Automatic emergency shutoffs prevented the release of LNG and the standby tugs immediately assisted the LNG tankship back to its original position where it was secured with additional mooring lines. While this occurrence may be unusual, it illustrates that standby towing vessels are valuable assets in the event of an emergency. This occurrence adds support to our decision to keep the requirement for two standby towing vessels. </P>
                <P>One comment from the commentor stated that the Coast Guard should monitor the speed of passing vessels through a remote monitoring system such as the Automated Information System (AIS). At this time, the local Coast Guard shore units cannot access the AIS information and do not have sufficient personnel resources to monitor such a system on a 24 hour basis. However, the incident described in the above paragraph highlights the risk posed by vessels passing the LNG facility slip at excessive speed. Therefore the “minimum safe speed” language in paragraph (d)(5)(ii) of the proposed rule has been replaced with “bare steerage way” in paragraph (d)(6)(iv) of the interim rule to eliminate any confusion that passing vessels must make every effort to minimize their surge as they pass the LNG facility slip were an LNG tankship is moored. </P>
                <P>One comment stated that the requirement for emergency towing wires, also known as fire wires, apply only to LNG tankships moored at the river dock. The Coast Guard disagrees with this comment and the requirement for emergency towing wires remains in all mooring configurations unless the LNG tankship is equipped with waterline bollards. Language was added that exempts LNG tankships equipped with waterline bollards from this requirement. The Coast Guard believes that waterline bollards provide an equivalent level of safety and allow for standby towing vessels to quickly “make-up” to an LNG tankship in the event of an emergency. </P>
                <P>One comment from the commentor stated that the standby towing vessels are not necessary to assist in the emergency departure of a moored LNG tankship from the slip because the LNG tankship will likely be safest at its mooring even in the event of an emergency within the facility. The Coast Guard disagrees with this assertion. Industry publications state that in the case of an internal emergency within the terminal, it is often good practice to remove ships from the berths in order to avoid their possible involvement in the situation. Such emergencies may include a fire on the facility or an imminent terrorist threat to the facility that may prompt the Captain of the Port or the master of an LNG tankship to order departure of the vessel from the LNG facility slip or pier immediately. Therefore, the requirement for two standby towing vessels remains. </P>
                <P>One additional comment from the commentor requested relief from the towing vessel escort requirements for an outbound vessel in a “heel” condition. The Coast Guard carefully considered this request and believes that LNG vessels carrying only “heel” pose a minimal risk of an LNG spill. Therefore, we included language in the interim rule that removes the requirement to escort LNG vessels in heel when transiting within the Regulated Navigation Area. The definition of heel “is the minimum quantity of liquefied natural gas (LNG) retained in an LNG tankship after unloading at the LNG facility to maintain temperature, pressure, and/or prudent operations. [A] quantity of LNG less than five percent (5%) of the LNG tankship's carrying capacity shall be presumed to be heel.” This same reasoning led us to remove the restrictions on other vessels while the LNG tankship is outbound in a heel condition. Vessels over 200 gross tons will have a pilot aboard who will know that the outbound LNG tankship is in a heel condition. All other vessels will follow the navigation rules and treat the outbound LNG vessel just as any other deep-draft vessel transiting the Savannah River. </P>
                <P>Finally, several comments by the commentor also included support for the provisions in the proposed rule. One comment supported keeping unnecessary vessels out of the LNG facility slip. This provision remains in the interim rule. One comment supported limiting passing vessels to minimum safe speed. This provision remains in the interim rule, but the language was changed to “bare steerage way” to eliminate any confusion over a definition of “minimum safe speed.” One comment supported eliminating broadcast notices of LNG transits. This provision remains in the interim rule. One comment supported allowing oral waivers. This provision also remains in the interim rule. </P>
                <HD SOURCE="HD1">Discussion of Interim Rule </HD>
                <P>The interim rule accounts for all three potential mooring arrangements within the LNG facility slip. All of these requirements are needed to reduce the risk associated with marine LNG transfer operations. On-scene standby towing vessels will allow for immediate action in an emergency involving an LNG tankship, the LNG facility, or a vessel passing a moored LNG tankship conducting transfer operations. They will also be available to provide a ready means of assistance to maintain a safe zone around a moored carrier and to provide emergency firefighting support in the event of a fire. </P>
                <P>
                    When an LNG tankship is moored outside of the slip, the towing vessel requirement of 3 towing vessels as outlined in the Notice of Proposed Rulemaking published in January 2006 remains unchanged. Additionally, the LNG tankship will be required to provide at least one standby towing vessel with a minimum of 90,000 pounds of bollard pull to take appropriate actions in an emergency as directed by the LNG vessel bridge watch. However, one of the two escort towing vessels shall be FiFi Class 1 equipped, and the escort towing vessels shall have a minimum capacity of 100,000 pounds of bollard pull, 4,000 horsepower and capable of safely 
                    <PRTPAGE P="2451"/>
                    operating in the indirect mode in order to escort transiting vessels 1,600 gross tons or greater past the moored LNG tankship. 
                </P>
                <P>When an LNG tankship is moored inside the new slip, the requirement for tethered escorts is removed. However, an LNG tankship will still be required to have two standby towing vessels with a minimum capacity of 100,000 pounds of bollard pull, 4,000 horsepower, and the ability to operate safely in the indirect mode in order to take appropriate actions in an emergency. At least one of these standby towing vessels shall be FiFi Class 1 equipped. These on scene towing vessels shall respond to any emergency situation for the LNG tankship moored within the slip occurring at the facility or caused by vessels transiting the Savannah River past the LNG facility. When two LNG tankships are moored inside the slip each vessel shall provide a standby towing vessel that is FiFi class 1 equipped with a minimum capacity of 100,000 pounds of bollard pull and 4,000 horsepower. </P>
                <P>When an LNG tankship is moored inside the new slip and another LNG tankship is moored outside of the slip, a minimum of three towing vessels are required. The LNG tankship moored outside the slip shall provide two escort towing vessels each with a minimum of 100,000 pounds of bollard pull, 4,000 horsepower and capable of safely operating in the indirect mode in order to escort transiting vessels 1,600 gross tons or greater past the moored LNG tankship. The LNG tankship moored inside the slip shall have at least one standby towing vessel with a minimum of 100,000 pounds of bollard pull, 4,000 horsepower and FiFi Class 1 equipped to take appropriate actions in an emergency as directed by the LNG vessel bridge watch. </P>
                <P>When one LNG tankship is moored outside and two LNG tankships are moored inside the LNG facility slip, the LNG tankship moored outside of the LNG facility slip shall have on-scene a minimum of two escort towing vessels each with a minimum of 100,000 pounds of bollard pull, 4,000 horsepower and capable of safely operating in the indirect mode in order to escort transiting vessels 1,600 gross tons or greater past the moored LNG tankship. At least one of these towing vessels shall be FiFi Class 1 equipped. In addition, the LNG tankships moored inside of the slip shall have at least one standby towing vessel between the two ships with a minimum of 100,000 pounds of bollard pull, 4,000 horsepower and FiFi Class 1 equipped to take appropriate actions in an emergency as directed by the LNG vessel bridge watch. </P>
                <P>Security operations have been added to the list of operations that are exempt from the applicability of this rule. This will allow facility owned or operated security vessels and local state and local law enforcement vessels to operate freely within the RNA. </P>
                <P>To limit delays to other vessels operating within the RNA, § 165.756(d)(1)(i) has been slightly modified to allow vessels of 1,600 gross tons or greater to pass the facility while the LNG tankships are maneuvering and mooring, as long as the LNG vessels are outside of the Savannah River shipping channel (i.e., inside of the slip) and the other ships are proceeding past the slip at bare steerage way. </P>
                <P>In the interest of security, paragraph (d)(1)(iii)(C) was removed because it drew undue attention to LNG tankships transiting the area without increasing navigational safety. However, new language has been added for vessels 1,600 gross tons or greater while in the RNA to make a broadcast on channel 13 at the following points on the Savannah River: (a) Buoy “33” in the vicinity of Fields Cut for inbound vessels and (b) Buoy “53” in the vicinity of Fort Jackson for outbound vessels. This language was added to improve communications in the interest of safety and to reduce the risk of damage to moored LNG vessels or the facility due to surge or casualty of passing vessels. The subsequent paragraphs have been appropriately redesignated. </P>
                <P>A requirement for emergency towing wires (fire wires) was added in paragraph (d)(5)(ii) to follow standard industry practice and ensure the vessels are immediately available for emergency towing. LNG vessels equipped with waterline bollards are exempt from this requirement. </P>
                <P>Due to anticipated and observed hydrodynamic effects on the water within the LNG slip, vessel operating restrictions were added in paragraph (d)(6)(iv) to ensure safe LNG transfer operations. </P>
                <P>In the interest of safety and security, paragraph (d)(6)(vii) was added to prevent unnecessary vessels from entering the LNG slip. </P>
                <P>In the interest of port security, this interim rule also eliminates the Captain of the Port requirement to issue a Broadcast Notice to Mariners on scheduled LNG tankship activities during which the restrictions imposed by this section are in effect. The level of safety introduced by broadcasting LNG tankship schedules to the general public via marine radio does not outweigh the potential security impacts. River pilots who operate all vessels over 200 gross tons on the Savannah River are well aware of the LNG tankship transit times. While transiting within the RNA, the LNG tankships carrying LNG in excess of heel will be escorted by towing vessels and security vessels that can effect notice of this rule to any vessels not requiring a river pilot. </P>
                <P>To further define when the RNA is in effect the following was added to paragraph (a) of the proposed rule, “when a LNG tankship in excess of heel is transiting the area or moored at the LNG facility.” </P>
                <P>To ensure the timeliness of response operations and maximize safety and security, the waiver authority in this rule has been modified to allow verbal or written waivers by the Captain of the Port to the requirements of this rule. </P>
                <HD SOURCE="HD1">Administrative Procedure Act </HD>
                <P>
                    We are making this interim rule effective 30 days after publication in the 
                    <E T="04">Federal Register</E>
                    . Delaying implementation of this rule any longer to await public notice and comment would be contrary to the public interest because of the adverse effect on the safety of navigation in the Savannah River, vessel congestion, and the safety and security of LNG transfer operations in the port. 
                </P>
                <P>However, we want to receive comments on the changes from the proposed rule before issuing a final rule. Please submit your comment on this interim rule on or before March 20, 2007. We may revise the rule based on your comments. </P>
                <HD SOURCE="HD1">Regulatory Evaluation </HD>
                <P>This rule is not a “significant regulatory action” under section 3(f) of Executive Order 12866, Regulatory Planning and Review, and does not require an assessment of potential costs and benefits under section 6(a)(3) of that Order. The Office of Management and Budget has not reviewed it under that Order. It is not significant under the regulatory policies and procedures of the Department of Homeland Security. </P>
                <P>
                    Delays for inbound and outbound traffic due to LNG transits will be reduced through this interim rule and through pre-transit conferences between the pilots and the Coast Guard Captain of the Port. Additional financial benefits of this rule are that LNG tankships transiting in heel will not be required to have two escort towing vessels and LNG tankships moored only inside the LNG facility slip will only be required to provide 2 standby towing vessels vice the current requirement of 3 towing vessels. 
                    <PRTPAGE P="2452"/>
                </P>
                <P>The requirement of having one of the escort towing vessels be FiFi Class 1 equipped does not impose an additional financial burden due to a FiFi Class 1 escort towing vessel is currently being utilized for this purpose. </P>
                <HD SOURCE="HD1">Small Entities </HD>
                <P>Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have considered whether this rule would have a significant economic impact on a substantial number of small entities. The term “small entities” comprises small businesses, not-for-profit organizations that are independently owned and operated and are not dominant in their fields, and governmental jurisdictions with populations of less than 50,000. The LNG facility does not qualify as a small entity. Towing vessels may qualify as small entities; however the economic impact incurred will be borne by the LNG tankships. </P>
                <P>The Coast Guard certifies under 5 U.S.C. 605(b) that this rule will not have a significant economic impact on a substantial number of small entities. Delays for inbound and outbound traffic due to LNG transits will be minimized through this change and through pre-transit conferences between the pilots and the Coast Guard Captain of the Port. The RNA requirements are less burdensome for smaller vessels, which are more likely to be small entities; however, there would not be a significant economic impact. </P>
                <P>
                    If you think that your business, organization, or governmental jurisdiction qualifies as a small entity and that this rule would have significant economic impact on it, please submit a comment (see 
                    <E T="02">ADDRESSES</E>
                    ) explaining why you think it qualifies and how and to what degree this rule would economically affect it. 
                </P>
                <HD SOURCE="HD1">Assistance for Small Entities </HD>
                <P>
                    Under section 213(a) of the Small Business Regulatory Enforcement Fairness Act of 1996 (Pubic Law 104-121), we want to assist small entities in understanding this proposal so that they could better evaluate its effects on them and participate in the rulemaking. If the rule would affect your small business and you have questions concerning its provisions or options for compliance, please contact the person listed under 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                    . Small businesses may also send comments on the actions of Federal employees who enforce, or otherwise determine compliance with, Federal regulations to the Small Business and Agriculture Regulatory Enforcement Ombudsman and the Regional Small Business Regulatory Fairness Boards. The Ombudsman evaluates these actions annually and rates each agency's responsiveness to small business. If you wish to comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR (1-888-734-3247). 
                </P>
                <HD SOURCE="HD1">Collection of Information </HD>
                <P>This rule calls for no new collection of information under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). </P>
                <HD SOURCE="HD1">Federalism </HD>
                <P>A rule has implications for federalism under Executive Order 13132, Federalism, if it has a substantial direct effect on State or local governments and would either preempt State law or impose a substantial direct cost of compliance on them. We have analyzed this rule under that Order and have determined that it does not have implications for federalism. </P>
                <HD SOURCE="HD1">Unfunded Mandates Reform Act </HD>
                <P>The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538) requires Federal agencies to assess the effects of their discretionary regulatory actions. In particular, the Act addresses actions that may result in the expenditure by a State, local, or tribal government, in the aggregate, or by the private sector of $100,000,000 or more in any one year. Though this interim rule would not result in such an expenditure, we do discuss the effects of this rule elsewhere in this preamble. </P>
                <HD SOURCE="HD1">Taking of Private Property </HD>
                <P>This rule would not effect a taking of private property or otherwise have taking implications under Executive Order 12630, Governmental Actions and Interference with Constitutionally Protected Property Rights. </P>
                <HD SOURCE="HD1">Civil Justice Reform </HD>
                <P>This rule meets applicable standards in sections 3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize litigation, eliminate ambiguity, and reduce burden. </P>
                <HD SOURCE="HD1">Protection of Children </HD>
                <P>We have analyzed this rule under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not create an environmental risk to health or risk to safety that might disproportionately affect children. </P>
                <HD SOURCE="HD1">Indian Tribal Governments </HD>
                <P>This rule does not have tribal implications under Executive Order 13175, Consultation and Coordination with Indian Tribal Governments, because it does not have a substantial direct effect on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes. </P>
                <HD SOURCE="HD1">Energy Effects </HD>
                <P>We have analyzed this rule under Executive Order 13211, Actions Concerning Regulations That Significantly Affect Energy Supply, Distribution, or Use. We have determined that it is not a “significant energy action” under that order because it is not a “significant regulatory action” under Executive Order 12866 and is not likely to have a significant adverse effect on the supply, distribution, or use of energy. It has not been designated by the Administrator of the Office of Information and Regulatory Affairs as a significant energy action. Therefore, it does not require a Statement of Energy Effects under Executive Order 13211. </P>
                <HD SOURCE="HD1">Technical Standards </HD>
                <P>The National Technology Transfer and Advancement Act (NTTAA) (15 U.S.C. 272 note) directs agencies to use voluntary consensus standards in their regulatory activities unless the agency provides Congress, through the Office of Management and Budget, with an explanation of why using these standards would be inconsistent with applicable law or otherwise impractical. Voluntary consensus standards are technical standards (e.g., specifications of materials, performance, design, or operation; test methods; sampling procedures; and related management systems practices) that are developed or adopted by voluntary consensus standards bodies. </P>
                <P>This rule does not use technical standards. Therefore, we did not consider the use of voluntary consensus standards. </P>
                <HD SOURCE="HD1">Environment </HD>
                <P>
                    We have analyzed this rule under Commandant Instruction M16475.lD and Department of Homeland Security Management Division 5100.0, which guides the Coast Guard in complying with the National Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321-4370f), and have concluded that there are no factors in this case that would limit the use of a categorical exclusion under section 2.B.2 of the Instruction. Therefore, this rule is categorically excluded, under figure 2-1, paragraph (34)(g), of the Instruction, from further environmental documentation. A final 
                    <PRTPAGE P="2453"/>
                    “Environmental Analysis Check List” and a final “Categorical Exclusion Determination” are available in the docket where indicated under 
                    <E T="02">ADDRESSES</E>
                    . 
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 33 CFR Part 165 </HD>
                    <P>Harbors, Marine safety, Navigation (water), Reporting and record keeping requirements, Waterways.</P>
                </LSTSUB>
                <REGTEXT TITLE="33" PART="165">
                    <AMDPAR>For the reasons discussed in the preamble, the Coast Guard amends 33 CFR part 165 as follows: </AMDPAR>
                    <PART>
                        <HD SOURCE="HED">PART 165—REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS </HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 165 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>33 U.S.C. 1226, 1231; 46 U.S.C. Chapter 701; 50 U.S.C. 191, 195; 33 CFR 1.05-1(g), 6.04-1, 6.04-6, and 160.5; Pub. L. 107-295, 116 Stat. 2064; Department of Homeland Security Delegation No. 0170.1. </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="33" PART="165">
                    <AMDPAR>2. Revise § 165.756 to read as follows: </AMDPAR>
                    <SECTION>
                        <SECTNO>§ 165.756 </SECTNO>
                        <SUBJECT>Regulated Navigation Area; Savannah River, Georgia. </SUBJECT>
                        <P>
                            (a) 
                            <E T="03">Regulated Navigation Area (RNA).</E>
                             The Savannah River between Fort Jackson (32°04.93′ N, 081°02.19′ W) and the Savannah River Channel Entrance Sea Buoy is a regulated navigation area when an LNG tankship in excess of heel is transiting the area or moored at the LNG facility. All coordinates are North American Datum 1983. 
                        </P>
                        <P>
                            (b) 
                            <E T="03">Definitions.</E>
                             The following definitions apply to this section: 
                        </P>
                        <P>
                            <E T="03">Bare Steerage Way</E>
                             means the minimum speed necessary for a ship to maintain control over its heading. 
                        </P>
                        <P>
                            <E T="03">Bollard pull</E>
                             means an industry standard used for rating tug capabilities and is the pulling force imparted by the tug to the towline. It means the power that an escort tug can apply to its working line(s) when operating in a direct mode. 
                        </P>
                        <P>
                            <E T="03">Direct Mode</E>
                             means a towing technique defined as a method of operation by which a towing vessel generates towline forces by thrust alone at an angle equal to or nearly equal to the towline, or thrust forces applied directly to the escorted vessel's hull. 
                        </P>
                        <P>
                            <E T="03">Fire Wire</E>
                             means a length of wire rope or chain hung from the bow and stern of a vessel in port to allow the vessel to be towed away from the pier in case of fire; also called fire warp or emergency towing wire. 
                        </P>
                        <P>
                            <E T="03">Heel</E>
                             means the minimum quantity of liquefied natural gas (LNG) retained in an LNG tankship after unloading at the LNG facility to maintain temperature, pressure, and/or prudent operations. A quantity of LNG less than five percent (5 %) of the LNG tankship's carrying capacity shall be presumed to be heel. 
                        </P>
                        <P>
                            <E T="03">Indirect Mode</E>
                             means a towing technique defined as a method of operation by which an escorting towing vessel generates towline forces by a combination of thrust and hydrodynamic forces resulting from a presentation of the underwater body of the towing vessel at an oblique angle to the towline. This method increases the resultant bollard pull, thereby arresting and controlling the motion of an escorted vessel. 
                        </P>
                        <P>
                            <E T="03">LNG tankship</E>
                             means a vessel as described in 46 CFR 154. 
                        </P>
                        <P>
                            <E T="03">Made-up</E>
                             means physically attached by cable, towline, or other secure means in such a way as to be immediately ready to exert force on a vessel being escorted. 
                        </P>
                        <P>
                            <E T="03">Make-up</E>
                             means the act of, or preparations for becoming made-up. 
                        </P>
                        <P>
                            <E T="03">Operator</E>
                             means the person who owns, operates, or is responsible for the operation of a facility or vessel. 
                        </P>
                        <P>
                            <E T="03">Savannah River Channel Entrance Sea Buoy</E>
                             means the aid to navigation labeled R W “T” Mo (A) WHIS on the National Oceanic and Atmospheric Administration's (NOAA) Nautical Chart 11512. 
                        </P>
                        <P>
                            <E T="03">Standby</E>
                             means readily available at the facility and equipped to provide a ready means of assistance to maintain a safe zone around LNG tankships, provide emergency firefighting assistance, and aid the LNG tankship in the event of an emergency departure. 
                        </P>
                        <P>
                            <E T="03">Underway</E>
                             means that a vessel is not at anchor, not made fast to the shore, or not aground. 
                        </P>
                        <P>
                            (c) 
                            <E T="03">Applicability.</E>
                             This section applies to all vessels operating within the RNA, including naval and other public vessels, except vessels that are engaged in the following operations: 
                        </P>
                        <P>(1) Law enforcement, security, or search and rescue; </P>
                        <P>(2) Servicing aids to navigation; </P>
                        <P>(3) Surveying, maintenance, or improvement of waters in the RNA; or </P>
                        <P>(4) Actively engaged in escort, maneuvering, or support duties for an LNG tankship. </P>
                        <P>
                            (d) 
                            <E T="03">Regulations</E>
                            —(1) 
                            <E T="03">Requirements for vessel operations while a LNG tankship, carrying LNG in excess of heel, is underway within the RNA.</E>
                             (i) Except for a vessel that is moored at a marina, wharf, or pier, and remains moored, no vessel 1,600 gross tons or greater may come within two nautical miles of a LNG tankship, carrying LNG in excess of heel, which is underway within the Savannah River shipping channel without the permission of the Captain of the Port (COTP). 
                        </P>
                        <P>(ii) All vessels less than 1,600 gross tons shall keep clear of transiting LNG tankships. </P>
                        <P>(iii) The owner, master, or operator of a vessel carrying liquefied natural gas (LNG) shall: </P>
                        <P>(A) Comply with the notice requirements of 33 CFR part 160. The COTP may delay the vessel's entry into the RNA to accommodate other commercial traffic. </P>
                        <P>(B) Obtain permission from the COTP before commencing the transit into the RNA. </P>
                        <P>(C) Not enter or get underway within the RNA if visibility during the transit is not sufficient to safely navigate the channel, and/or wind speed is, or is expected to be, greater than 25 knots. </P>
                        <P>(D) While transiting the RNA, the LNG tankship, carrying LNG in excess of heel, shall have a minimum of two escort towing vessels with a minimum of 100,000 pounds of bollard pull, 4,000 horsepower and capable of safely operating in the indirect mode. At least one of the towing vessels shall be FiFi Class 1 equipped. </P>
                        <P>
                            (2) 
                            <E T="03">Requirements while an LNG tankship is moored outside of the LNG facility slip</E>
                            —(i) An LNG tankship moored outside of the LNG facility slip shall have on-scene a minimum of two escort towing vessels each with a minimum of 100,000 pounds of bollard pull, 4,000 horsepower and capable of safely operating in the indirect mode in order to escort transiting vessels 1,600 gross tons or greater past the moored LNG tankship. At least one of these towing vessels shall be FiFi Class 1 equipped. 
                        </P>
                        <P>(ii) In addition to the two towing vessels required by paragraph (d)(2)(i) of this section, the LNG tankship moored outside of the slip shall have at least one standby towing vessel with a minimum of 90,000 pounds of bollard pull to take appropriate actions in an emergency as directed by the LNG vessel bridge watch required in paragraph (d)(5) of this section. </P>
                        <P>
                            (3) 
                            <E T="03">Requirements while LNG tankships are moored inside the LNG facility slip</E>
                            —(i) An LNG tankship moored inside the LNG facility slip shall have two standby towing vessels with a minimum capacity of 100,000 pounds of bollard pull, 4,000 horsepower, and the ability to operate safely in the indirect mode. At least one of these towing vessels shall be FiFi Class 1 equipped. The standby towing vessels shall take appropriate action in an emergency as directed by the LNG vessel bridge watch required in paragraph (d)(5) of this section. 
                        </P>
                        <P>
                            (ii) If two LNG tankships are moored inside the LNG facility slip, each vessel 
                            <PRTPAGE P="2454"/>
                            shall provide a standby towing vessel that is FiFi class 1 equipped with a minimum capacity of 100,000 pounds of bollard pull and 4,000 horsepower that is available to assist as directed by the LNG vessel bridge watch required in paragraph (d)(5) of this section. 
                        </P>
                        <P>
                            (4) 
                            <E T="03">Requirements while LNG tankships are moored both inside the LNG facility slip and outside the LNG facility slip</E>
                            —(i) When one LNG tankship is moored inside and one LNG tankship is moored outside of the LNG facility slip, the LNG tankship moored outside of the LNG facility slip shall have on-scene a minimum of two escort towing vessels each with a minimum of 100,000 pounds of bollard pull, 4,000 horsepower and capable of safely operating in the indirect mode in order to escort transiting vessels 1,600 gross tons or greater past the moored LNG tankship. At least one of these towing vessels shall be FiFi Class 1 equipped. In addition, the LNG tankship moored inside of the slip shall have at least one standby towing vessel with a minimum of 100,000 pounds of bollard pull, 4,000 horsepower and FiFi Class 1 equipped to take appropriate actions in an emergency as directed by the LNG vessel bridge watch required in paragraph (d)(5) of this section. 
                        </P>
                        <P>(ii) When one LNG tankship is moored outside and two LNG tankships are moored inside the LNG facility slip, the LNG tankship moored outside of the LNG facility slip shall have on-scene a minimum of two escort towing vessels each with a minimum of 100,000 pounds of bollard pull, 4,000 horsepower and capable of safely operating in the indirect mode in order to escort transiting vessels 1,600 gross tons or greater past the moored LNG tankship. At least one of these towing vessels shall be FiFi Class 1 equipped. In addition, the LNG tankships moored inside of the slip shall have at least one standby towing vessel between the two ships with a minimum of 100,000 pounds of bollard pull, 4,000 horsepower and FiFi Class 1 equipped to take appropriate actions in an emergency as directed by the LNG vessel bridge watch required in paragraph (d)(5) of this section. </P>
                        <P>(iii) In the event of an actual emergency, escort towing vessels can be utilized as stand-by towing vessels to take appropriate actions as directed by the LNG vessel bridge watch required in paragraph (d)(5) of this section.</P>
                        <P>
                            (5) 
                            <E T="03">Requirements for moored LNG tankships</E>
                            —(i) While moored within the RNA, each LNG tankship shall maintain a bridge watch consisting of a docking pilot or licensed deck officer who shall monitor all vessels transiting past the LNG facility. In addition, the LNG Bridge Watch shall communicate with the pilots of vessels greater than 1600 gross tons at the points identified in section (d)(6)(iii) of this section prior to passing the LNG facility in order to take actions of the towing vessel(s) required in paragraphs (d)(2) through (4) of this section. 
                        </P>
                        <P>(ii) While moored within the RNA, LNG tankships shall have emergency towing wires (fire wires) positioned one meter above the waterline, both on the off-shore bow and quarter of the ship. LNG vessels equipped with waterline bollards are exempt from this requirement. </P>
                        <P>
                            (6) 
                            <E T="03">Requirements for other vessels while within the RNA</E>
                            —(i) Transiting vessels 1,600 gross tons or greater, when passing an LNG tankship moored outside of the LNG facility slip, shall have a minimum of two towing vessels with a minimum capacity of 100,000 pounds of bollard pull, 4,000 horsepower, and the ability to operate safely in the indirect mode, made-up in such a way as to be immediately available to arrest and control the motion of an escorted vessel in the event of steering, propulsion or other casualty. At least one of the towing vessels shall be FiFi Class 1 equipped. While it is anticipated that vessels will utilize the towing vessel services required in paragraphs (d)(2)(i) and (d)(4)(i) of this section, this section does not preclude escorted vessel operators from providing their own towing vessel escorts, provided they meet the requirements of this part. 
                        </P>
                        <P>(A) Outbound vessels shall be made-up and escorted from Bight Channel Light 46 until the vessel is safely past the LNG dock. </P>
                        <P>(B) Inbound vessels shall be made-up and escorted from Elba Island Light 37 until the vessel is safely past the LNG dock. </P>
                        <P>(ii) The requirements in paragraph (d)(6)(i) of this section do not apply when one or more LNG tankships are moored in the LNG facility slip and no LNG tankship is moored at the pier outside of the LNG facility slip. </P>
                        <P>(iii) Vessels 1,600 gross tons or greater shall make a broadcast on channel 13 at the following points on the Savannah River: </P>
                        <P>(A) Buoy “33” in the vicinity of Fields Cut for inbound vessels; </P>
                        <P>(B) Buoy “53” in the vicinity of Fort Jackson for outbound vessels. </P>
                        <P>(iv) Vessels 1,600 gross tons or greater shall at a minimum, transit at bare steerageway when within an area 1,000 yards on either side of the LNG facility slip to minimize potential wake or surge damage to the LNG facility and vessel(s) within the slip. </P>
                        <P>(v) Vessels 1,600 gross tons or greater shall not meet nor overtake within an area 1,000 yards on either side of the LNG facility slip when an LNG tankship is present within the slip. </P>
                        <P>(vi) All vessels less than 1,600 gross tons shall not approach within 70 yards of an LNG tankship, carrying LNG in excess of heel, without the permission of the Captain of the Port. </P>
                        <P>(vii) Except for vessels involved in those operations noted in paragraph (c) of this section entitled Applicability, no vessel shall enter the LNG facility slip at any time without the permission of the Captain of the Port. </P>
                        <P>
                            (e) 
                            <E T="03">Waivers.</E>
                             (1) The COTP may waive any requirement in this section, if the COTP finds that it is in the best interest of safety or in the interest of national security. Such waivers may be verbal or in writing. 
                        </P>
                        <P>(2) An application for a waiver of these requirements must state the compelling need for the waiver and describe the proposed operation and methods by which adequate levels of safety are to be obtained. </P>
                        <P>
                            (f) 
                            <E T="03">Enforcement.</E>
                             Violations of this section should be reported to the Captain of the Port, Savannah, at (912) 652-4353. In accordance with the general regulations in § 165.13 of this part, no person may cause or authorize the operation of a vessel in the regulated navigation area contrary to the provisions of this section.
                        </P>
                    </SECTION>
                </REGTEXT>
                <SIG>
                    <DATED>Dated: January 5, 2007. </DATED>
                    <NAME>D. W. Kunkel, </NAME>
                    <TITLE>Rear Admiral, U.S. Coast Guard, Commander, Seventh Coast Guard District.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-728 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-15-P</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                <CFR>40 CFR Part 300 </CFR>
                <DEPDOC>[EPA-HQ-SFUND-1986-0005; FRL-8271-2] </DEPDOC>
                <SUBJECT> National Oil and Hazardous Substance Pollution Contingency Plan; National Priorities List </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA). </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Direct final notice of deletion of the Avenue E Groundwater Contamination Superfund Site from the National Priorities List. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Environmental Protection Agency (EPA), Region V is publishing a direct final notice of deletion of the Avenue E Groundwater Contamination Superfund Site (Site), located in 
                        <PRTPAGE P="2455"/>
                        Traverse City, Michigan from the National Priorities List (NPL). The NPL, promulgated pursuant to section 105 of the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA) of 1980, as amended, is appendix B of 40 CFR part 300, which is the National Oil and Hazardous Substances Pollution Contingency Plan (NCP). This direct final deletion is being published by EPA with the concurrence of the State of Michigan, through the Michigan Department of Environmental Quality (MDEQ), because EPA has determined that all appropriate response actions under CERCLA have been completed, and, therefore, further remedial action pursuant to CERCLA is not necessary at this time. 
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        This direct final notice of deletion will be effective March 20, 2007 unless EPA receives adverse comments by February 20, 2007. If adverse comments are received, EPA will publish a timely withdrawal of the direct final notice of deletion in the 
                        <E T="04">Federal Register</E>
                         informing the public that the deletion will not take effect. 
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Submit your comments, identified by Docket ID No. EPA-HQ-SFUND-1986-0005 by one of the following methods: </P>
                    <P>
                        • 
                        <E T="03">http://www.regulations.gov:</E>
                         Follow the on-line instructions for submitting comments. 
                    </P>
                    <P>
                        • 
                        <E T="03">E-mail:</E>
                          
                        <E T="03">beard.gladys@epa.gov.</E>
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         Gladys Beard at (312) 886-4071. 
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Dave Novak, Community Involvement Coordinator, U.S. EPA (P-19J), 77 W. Jackson, Chicago, Il 60604, 312-886-0269 or 1-800-621-8431. 
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Dave Novak, Community Involvement Coordinator, (P-19J), U.S. Environmental Protection Agency, 77 West Jackson Boulevard, Chicago, Illinois 60604. Such deliveries are only accepted during the Regional Office normal hours of operation, and special arrangements should be made for deliveries of boxed information. The Regional Office official hours of business are Monday through Friday, 8:30 a.m. to 4:30 p.m. excluding Federal holidays. 
                    </P>
                    <P>
                        <E T="03">Instructions:</E>
                         Direct your comments to Docket ID No. EPA-HQ-SFUND-1986-0005. EPA's policy is that all comments received will be included in the public docket without change and may be made available online at 
                        <E T="03">http://www.regulations.gov,</E>
                         including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through 
                        <E T="03">http://www.regulations.gov</E>
                         or e-mail. The 
                        <E T="03">http://www.regulations.gov</E>
                         Web site is an “anonymous access” system, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA without going through 
                        <E T="03">http://www.regulations.gov</E>
                         your e-mail address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD-ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses. For additional instructions on submitting comments, go to Section I of the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this document. 
                    </P>
                    <P>
                        <E T="03">Docket:</E>
                         All documents in the docket are listed in the 
                        <E T="03">http://www.regulations.gov</E>
                         index. Although listed in the index, some information is not publicly available, e.g., CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly available only in hard copy. Publicly available docket materials are available either electronically in 
                        <E T="03">http://www.regulations.gov</E>
                         or in hard copy at the Environmental Protection Agency, Region 5, Superfund Division, 77 West Jackson Boulevard, Chicago, Illinois 60604. This Facility is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. We recommend that you telephone Gladys Beard, State NPL Deletion Process Manager at (312) 886-7253, before visiting the Region 5 office. 
                    </P>
                    <P>
                        <E T="03">Information Repositories:</E>
                         Comprehensive information about the Site is available for viewing and copying at the Site information repositories located at: EPA Region V Record Center, 77 W. Jackson, Chicago, Il 60604, (312) 353-5821, Monday through Friday 8:30 a.m. to 4:30 p.m. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Linda Martin, Remedial Project Manager at (312) 886-3854, 
                        <E T="03">Martin.Lindab@epa.gov</E>
                         or Gladys Beard, State NPL Deletion Process Manager at (312) 886-7253, 
                        <E T="03">Beard.Gladys@epa.gov</E>
                         or 1-800-621-8431, (SR-6J), U.S. EPA Region V, 77 W. Jackson, Chicago, IL 60604. 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <EXTRACT>
                    <HD SOURCE="HD1">Table of Contents </HD>
                    <FP SOURCE="FP-2">I. Introduction </FP>
                    <FP SOURCE="FP-2">II. NPL Deletion Criteria </FP>
                    <FP SOURCE="FP-2">III. Deletion Procedures </FP>
                    <FP SOURCE="FP-2">IV. Basis for Site Deletion </FP>
                    <FP SOURCE="FP-2">V. Deletion Action</FP>
                </EXTRACT>
                <HD SOURCE="HD1">I. Introduction </HD>
                <P>EPA Region V is publishing this direct final notice of deletion of the Avenue E Groundwater Contamination Superfund Site from the NPL. The EPA identifies sites that appear to present a significant risk to public health or the environment and maintains the NPL as the list of those sites. As described in section 300.425(e)(3) of the NCP, sites deleted from the NPL remain eligible for remedial actions if conditions at a deleted site warrant such action. </P>
                <P>Because EPA considers this action to be non-controversial and routine, EPA is taking it without prior publication of a notice of intent to delete. This action will be effective March 20, 2007 unless EPA receives adverse comments by February 20, 2007 on this document. If adverse comments are received within the 30-day public comment period on this document, EPA will publish a timely withdrawal of this direct final deletion before the effective date of the deletion and the deletion will not take effect. EPA will, as appropriate, prepare a response to comments and continue with the deletion process on the basis of the notice of intent to delete and the comments already received. There will be no additional opportunity to comment. </P>
                <P>Section II of this document explains the criteria for deleting sites from the NPL. Section III discusses procedures that EPA is using for this action. Section IV discusses the Avenue E Groundwater Superfund Site and demonstrates how it meets the deletion criteria. Section V discusses EPA's action to delete the Site from the NPL unless adverse comments are received during the public comment period. </P>
                <HD SOURCE="HD1">II. NPL Deletion Criteria </HD>
                <P>Section 300.425(e) of the NCP provides that releases may be deleted from the NPL where no further response is appropriate. In making a determination to delete a release from the NPL, EPA shall consider, in consultation with the State, whether any of the following criteria have been met: </P>
                <P>
                    i. Responsible parties or other persons have implemented all appropriate response actions required; 
                    <PRTPAGE P="2456"/>
                </P>
                <P>ii. All appropriate Fund-financed (Hazardous Substance Superfund Response Trust Fund) responses under CERCLA have been implemented, and no further response action by responsible parties is appropriate; or </P>
                <P>iii. The remedial investigation has shown that the release poses no significant threat to public health or the environment and, therefore, the taking of remedial measures is not appropriate. </P>
                <P>Even if a site is deleted from the NPL, where hazardous substances, pollutants, or contaminants remain at the deleted site above levels that allow for unlimited use and unrestricted exposure, CERCLA section 121(c), 42 U.S.C. 9621(c), requires that a subsequent review of the site be conducted at least every five years after the initiation of the remedial action at the deleted site to ensure that the action remains protective of public health and the environment. If new information becomes available which indicates a need for further action, EPA may initiate remedial actions. Whenever there is a significant release from a site deleted from the NPL, the deleted site may be restored to the NPL without application of the hazard ranking system. </P>
                <HD SOURCE="HD1">III. Deletion Procedures </HD>
                <P>The following procedures apply to deletion of this Site: </P>
                <P>(1) The EPA consulted with the State of Michigan on the deletion of the Site from the NPL prior to developing this direct final notice of deletion. </P>
                <P>(2) Michigan concurred with deletion of the Site from the NPL. </P>
                <P>
                    (3) Concurrently with the publication of this direct final notice of deletion a notice of intent to delete is published today in the “Proposed Rules” section of the 
                    <E T="04">Federal Register</E>
                    , is being published in a major local newspaper of general circulation at or near the Site, and is being distributed to appropriate federal, state, and local government officials and other interested parties. The newspaper notice announces the 30-day public comment period concerning the notice of intent to delete the Site from the NPL. 
                </P>
                <P>(4) The EPA placed copies of documents supporting the deletion in the site information repositories identified above. </P>
                <P>(5) If adverse comments are received within the 30-day public comment period on this document, EPA will publish a timely notice of withdrawal of this direct final notice of deletion before its effective date and will prepare a response to comments and continue with a decision on the deletion based on the notice of intent to delete and the comments already received. </P>
                <P>Deletion of a site from the NPL does not itself create, alter, or revoke any individual's rights or obligations. Deletion of a site from the NPL does not in any way alter EPA's right to take enforcement actions, as appropriate. The NPL is designed primarily for informational purposes and to assist EPA management. Section 300.425(e)(3) of the NCP states that the deletion of a site from the NPL does not preclude eligibility for future response actions should future conditions warrant such actions. </P>
                <HD SOURCE="HD1">IV. Basis for Site Deletion </HD>
                <P>The remedy at the Avenue E Site was found to be protective of human health and the environment. This determination was documented in the five year review conducted in 2005. All groundwater contaminants associated with the Coast Guard facility have reached the clean up standards specified in the 1987 agreement between the Coast Guard and the State of Michigan. All active remediation has been completed and no further actions are required for this Site. The following sections outline additional information reviewed as part of an NPL deletion determination. </P>
                <HD SOURCE="HD2">Site Location </HD>
                <P>The Avenue E Groundwater Contamination Superfund Site was a groundwater contamination plume located in East Bay Township in Traverse County, Traverse City, Michigan. The source of the contamination was located on the U.S. Coast Guard (USCG) Air Station. The plume was located west of the intersection of Parsons Road and Aero Park Drive. It was traced to the northwest corner of an industrial park back lot located southwest of Nish-Nah-Bee Industries.  The plume eventually extended to the East Arm of the Grand Traverse Bay. </P>
                <HD SOURCE="HD2">Site History </HD>
                <P>In 1980, residents of Avenue E in East Bay Township complained of odors and foaming in their well water. Subsequent investigation by the Michigan Department of Public Health (MDPH) and the Michigan Department of Natural Resources (MDNR) revealed the existence of a plume of contamination in the underlying aquifer. The plume consisted primarily of hydrocarbons found in petroleum distillates, including benzene and toluene, and some solvents. </P>
                <HD SOURCE="HD2">Removal Actions Performed </HD>
                <P>On June 10, 1982, members of the USCG District 9 air station met with Region V removal staff to discuss the possibilities and procedures for receiving CERCLA funds to pay for the connection of the homes within the Avenue E area of concern to the existing public water supply system while the USCG conducted a hydrogeologic investigation to further determine the source of contamination identified by MDNR and MDPH. According to the On Scene Coordinator's (OSC) report, the USCG could not pay for such connections without knowing their extent of responsibility. The Coast Guard agreed to enter into a Memorandum of Understanding (MOU) with USEPA assuring to reimburse the Agency for all costs incurred for the connections should the USCG be found to be the responsible party. USEPA then proceeded with the removal action and all home connections to the existing public water supply were completed on December 12, 1982. A total of 59 homes received city water with nine home owners declining to receive full hookups. A total of 67 homes received some level of service from this action. The total cost reimbursed by the USCG to USEPA was $137,540. Although not all residents received full hookups to the public water supply system, the plume associated with the Coast Guard property no longer exists and therefore would indicate that no risk currently exists to those not fully connected to the public water supply from the contamination associated with the Coast Guard property. </P>
                <HD SOURCE="HD2">Remedial Investigation and Feasibility Study (RI/FS) </HD>
                <HD SOURCE="HD3">Groundwater </HD>
                <P>The first investigation of the site was conducted by the MDNR in 1982. The State Agency's study objectives were to locate and delineate the contaminant plume, identify and determine the distribution of its component parts and locate the probable source area of the plume. The MDNR drilled 24 wells and two auger holes along Parsons Road and around the lots of Jacklyn Steel and Nish-Nah-Bee Industries. </P>
                <P>As a result of this investigation, the MDNR determined that the USCG Air Station property was part of the suspected source area. The USCG contracted with the United States Geological Service (USGS) in July 1982 to undertake a study of the area's hydrogeologic conditions. Objectives of this study were:</P>
                <P>(1) To determine the rate and direction of groundwater flow; </P>
                <P>
                    (2) locate the source or sources of contaminants; 
                    <PRTPAGE P="2457"/>
                </P>
                <P>(3) determine the extent and distribution of contaminants; </P>
                <P>(4) evaluate hydrologically suitable locations for installing purge wells should that be necessary. </P>
                <P>The USCG installed a total of 138 wells on the Coast Guard property, up and down gradient of the base in and around the industrial areas and residential area. Five wells were installed to conduct a pump test for determining aquifer characteristics. </P>
                <P>At the request of the USCG, a team from the University of Michigan conducted a study of the site from February through August 1984. Building on the data and results given in the USCG report, the study was to be complementary to the USCG effort. By providing data and analysis on the time variation of contaminants, the effect of soil adsorptive characteristics on contaminant distribution and movement, and the potential risk posed by the contamination to public health, probable contaminant sources could be determined and remedial action alternatives developed. </P>
                <P>A total of 24 wells including 15 existing and nine new wells were selected for analysis based on previous information. These wells were sampled six times at 21-day intervals. Statistical analysis was performed on the data and various data plots were generated. This information was used to provide supporting information for developing response alternatives. A preliminary risk assessment was made for the various chemical components found in the plume. A contaminant transport computer model was used to help determine the possible origin of the plume and the effectiveness of various purge well combinations. Finally, several cleanup alternatives were identified and discussed. </P>
                <P>Following the 1982 removal action, the Coast Guard also contracted and supervised additional groundwater investigations complementing those conducted earlier by the MDNR to aid in the planning of a long term response. Results of these investigations concluded the following: </P>
                <P>• A plume of contamination was found stretching from near the Hanger/Administration (HA) building on the Coast Guard Property to East Bay. It was approximately 4300 feet long and from 180 to 400 feet wide. Hydrocarbon spectra of the contamination were consistent with that of 115/145 aviation gasoline. Major components were benzene, toluene and xylene with a maximum concentration of 3640 μg/l, 553000 μg/l and 5410 μg/l, respectively. </P>
                <P>• An additional contaminant plume was discovered on the Coast Guard property with parent origin near the Coast Guard's fueling station. Around the fueling station several inches of pure JP-4 jet fuel product were found floating on the water table. </P>
                <P>• A third contaminant plume was found along the Coast Guard's south fence line up-gradient from the fuel farm area. Possible origins include a 1979 Republic Airlines jet fuel spill and various underground storage tanks in the area that had since been removed. </P>
                <P>• The contaminants were located in a sandy aquifer of high permeability. Groundwater flow is to the northeast with a velocity of approximately five feet per day. </P>
                <P>• A probable source of the original plume was a fuel spill in 1969 at the Coast Guard base in which about 2500 gallons of aviation gasoline leaked into the ground at a fuel station located under the northwest corner of the new HA building. The second plume may have originated from leaking JP4 fuel tanks at the current fuel station. </P>
                <P>To mitigate adverse effects discovered during the investigation, interim responses were implemented. In addition to providing city water connections to affected residents in the Avenue E area, the USCG also installed and operated interdiction and purge systems with treatment capability to prevent additional offsite contaminant migration and removed and/or repaired tanks at the Coast Guard fueling station. In addition to the investigation of groundwater, the USGS and the University of Michigan (UM) reported numerous measurements of organics in the soils at the Coast Guard Air Station. The UM study found maximum concentrations of 25.4 μg/g benzene, 27.6 μg/g toluene, and 229 μg/g xylene. Analyses were made for seven other hydrocarbons with negative results. Soil borings indicate that much of the organic material was adsorbed on the soil in a 6” to 12” thick layer in the capillary zone immediately above the water table. The UM suggested that this zone was slowly leaking organic contaminants into the groundwater over time and was serving as a source for the plume. </P>
                <HD SOURCE="HD2">Record of Decision Findings </HD>
                <P>There was no Record of Decision (ROD) for this site. In 1987, an agreement between the State of Michigan and the USCG was negotiated. USCG agreed to pay the cost of implementing the cleanup of contamination emanating from the USCG air station. All clean up activities associated with the Ave E site were conducted as part of this Settlement agreement. </P>
                <HD SOURCE="HD2">Characterization of Remaining Risk </HD>
                <P>The municipal water supply system serving the East Bay township residences and business currently meets federal and state drinking water standards and is safe for human consumption. The source of the township's municipal water system is groundwater wells located in East Bay Township and monitored every three years. The wells used to supply water to East Bay Township are quite a distance up-gradient of the Coast Guard Facility, and the monitoring frequency for these wells is adequate. </P>
                <P>Currently, soil vapor intrusion is not considered a possible problem at the Site. Down gradient monitoring wells placed along Avenue E in the residential area where the plume was traced, have found no detectable levels of contaminants of concern associated with the USCG plume. </P>
                <HD SOURCE="HD2">Response Actions </HD>
                <P>In 1987, an agreement between the State of Michigan and the USCG was negotiated. USCG agreed to pay the cost of implementing the cleanup of contamination emanating from the site. The cleanup involved extraction and treatment of contaminated groundwater. Some of the other remedial actions included enhanced biodegradation using hydrogen peroxide and nitrates to reduce plume contaminates. The USCG also implemented groundwater sparging with vapor extraction, venting with vapor extraction, soil venting, natural attenuation and surfactant injection and extraction. All of these additional remedial measures helped to reduce the contaminant source in the soil and speed treatment of the groundwater through the pump and treatment system. The contaminated groundwater was treated by activated carbon prior to discharge to the Traverse City Sewer system. By 1996, the contaminant levels rarely exceeded the cleanup criteria stipulated in the 1987 settlement agreement. In 1999, the wells remained clean. </P>
                <P>A Preliminary Closeout Report (PCOR) was completed by U.S. EPA in September 2000. The purpose of the PCOR was to document that all construction activity had been completed at the Site. </P>
                <HD SOURCE="HD2">Institutional Controls </HD>
                <P>
                    There were no provisions for institutional controls in any of the agreements associated with the clean up and monitoring of this site as the groundwater was to be remediated to unrestricted use. 
                    <PRTPAGE P="2458"/>
                </P>
                <HD SOURCE="HD2">Cleanup Standards </HD>
                <P>The cleanup standards in the 1987 Settlement Agreement were designed to meet the contaminant levels for benzene, tetrachloroethylene and trichloroethylene as required by the State of Michigan (MDNR), based on acceptable standards in place at the time the Settlement Agreement was issued. This was an agreement between the MDNR and USCG. If these standards were not met, then additional measures would be taken. This Site is being deleted because the remedial response met all cleanup standards outlined in the 1987 Settlement Agreement. </P>
                <HD SOURCE="HD2">Operation and Maintenance </HD>
                <P>USCG has completed monitoring groundwater at the site in accordance with the Settlement Agreement between the State of Michigan and the USCG filed on June 1, 1987. Per the Settlement Agreement with the State of Michigan, the USCG operated two interdiction fields (pump and treatment systems). There was one at the North of the base and one at the South of the base. They consisted of wells IN2, IN3, IN4, IN5, and IN6 in the North field (avgas plume) and PP5, PP7, and PP8 in the South Field (JP-4 field). Each interdiction point had point of compliance wells along the USCG property boundary. The North field point of compliance wells were M56, M1, M4, M3, and M55. The South field point of compliance wells were M22, M61, M62, and M64. There were a number of other wells installed over the course of the project for various reasons. In 2000, with consent of MDEQ, the USCG removed wells PP5, PP6, PP7 and PP8. In 2001, with the consent of MDEQ, wells IN2, IN3, IN4, IN5 and IN6 were removed along with the associated piping, manifolds, carbon treatment units, and discharge lines for both the North and South interdiction fields. The remaining monitoring wells will be removed after the 10 year post closure period. The post closure period started in October 2005. </P>
                <HD SOURCE="HD2">Five-Year Review </HD>
                <P>EPA conducted a five-year review of the Site in 2005. In the review, EPA concluded that all remedial actions are complete and monitoring indicates that all clean up goals have been reached in connection with the 1987 Settlement Agreement. Therefore, no future five-year review, are required for this Site. </P>
                <HD SOURCE="HD2">Community Involvement </HD>
                <P>
                    Public participation activities have been satisfied as required in CERCLA section 113(k), 42 U.S.C. 9613(k), and CERCLA section 117, 42 U.S.C. 9617. Documents in the deletion docket which EPA relied on for recommendation of the deletion of this Site from the NPL are available to the public in the information repositories, and in 
                    <E T="03">http://www.regulations.gov.</E>
                </P>
                <HD SOURCE="HD1">V. Deletion Action </HD>
                <P>The EPA, with concurrence of the State of Michigan, determined that all appropriate responses under CERCLA have been completed, and that no further response actions under CERCLA are necessary. Therefore, EPA is deleting the Site from the NPL. </P>
                <P>Because EPA considers this action to be non-controversial and routine, EPA is taking it without prior publication. This action will be effective March 20, 2007 unless EPA receives adverse comments by February 20, 2007. If adverse comments are received within the 30-day public comment period, EPA will publish a timely withdrawal of this direct final notice of deletion before the effective date of the deletion and it will not take effect. EPA will prepare a response to comments and, as appropriate, continue with the deletion process on the basis of the notice of intent to delete and the comments already received. There will be no additional opportunity to comment. </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR Part 300 </HD>
                    <P>Environmental protection, Air pollution control, Chemicals, Hazardous waste, Hazardous substances, Intergovernmental relations, Penalties, Reporting and record keeping requirements, Superfund, Water pollution control, Water supply.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Dated:January 9, 2007. </DATED>
                    <NAME>Mary A. Gade, </NAME>
                    <TITLE>Regional Administrator, U.S. EPA Region V.</TITLE>
                </SIG>
                <REGTEXT TITLE="40" PART="300">
                    <AMDPAR>For the reasons set out in this document, 40 CFR part 300 is amended as follows: </AMDPAR>
                    <PART>
                        <HD SOURCE="HED">PART 300—[AMENDED] </HD>
                    </PART>
                    <AMDPAR>1. The authority citation for part 300 continues to read as follows: </AMDPAR>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>33 U.S.C. 1321(c)(2); 42 U.S.C. 9601-9657; E.O. 12777, 56 FR 54757, 3 CFR, 1991 Comp., p.351; E.O. 12580, 52 FR 2923, 3 CFR, 1987 Comp., p.193. </P>
                    </AUTH>
                </REGTEXT>
                <REGTEXT TITLE="40" PART="300">
                    <HD SOURCE="HD1">Appendix B—[Amended] </HD>
                    <AMDPAR>2. Table 1 of Appendix B to Part 300 is amended under “MI” by removing the entry for “Avenue E Groundwater Contamination” and the city “Traverse City.”</AMDPAR>
                      
                </REGTEXT>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-694 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6560-50-P </BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <CFR>50 CFR Part 648</CFR>
                <RIN>RIN 0648-AT60</RIN>
                <DEPDOC>[Docket No.061020273-7001-03; I.D. 010307A]</DEPDOC>
                <SUBJECT>Fisheries of the Northeastern United States; Summer Flounder Fishery; Emergency Rule</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P> National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P> Temporary rule; emergency action; request for comments.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P> NMFS is implementing, through this emergency rule, revised summer flounder total allowable landings (TAL) for the 2007 fishing year.  This emergency rule specifies allowed harvest limits for both the commercial and recreational summer flounder fisheries.  The TAL contained within this emergency rule supersedes the previous harvest limits for summer flounder that became effective on January 1, 2007.  This action continues the prohibition on federally permitted commercial vessels landing summer flounder in Delaware in 2007 due to continued quota repayment of previous year's overages. </P>
                    <P>This emergency rule is necessary to increase the 2007 summer flounder harvest levels consistent with the recently enacted Magnuson-Stevens Fishery Conservation and Management Reauthorization Act of 2006 (Reauthorized Magnuson-Stevens Act), while ensuring compliance with regulations implementing the Summer Flounder, Scup, and Black Sea Bass Fishery Management Plan (FMP).  In addition, this action will continue to ensure that fishing mortality rates (F) or exploitation rates, as specified in the FMP, are not exceeded.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                         Effective from January 19, 2007 through July 18, 2007.  Comments must be received at the appropriate address or fax number (see 
                        <E T="02">ADDRESSES</E>
                        ) by 5 p.m., local time, on February 20, 2007. 
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P> Written comments should be submitted by any of the following methods:</P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Patricia A. Kurkul, Regional Administrator, NMFS, Northeast Regional Office, One Blackburn Drive, Gloucester, MA 01930.  Mark the outside of the envelope, “Comments on Summer Flounder Emergency Action.” 
                    </P>
                    <P>
                        • 
                        <E T="03">E-mail:</E>
                         SummerFlounderEmergency@noaa.gov
                    </P>
                    <PRTPAGE P="2459"/>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         (978) 281-9135
                    </P>
                    <P>
                        • 
                        <E T="03">Electronically through the Federal e-Rulemaking portal: http//www.regulations.gov</E>
                        .
                    </P>
                    <P>
                        Copies of the Supplemental Environmental Assessment are available from Patricia A. Kurkul, Regional Administrator, Northeast Region, National Marine Fisheries Service, One Blackburn Drive, Gloucester, MA 01930-2298.  This document is also accessible via the Internet at 
                        <E T="03">http://www.nero.noaa.gov</E>
                        .
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P> Michael P. Ruccio, Fishery Policy Analyst, (978) 281-9104.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Summer flounder is currently under a rebuilding plan.  NMFS published a final rule containing the 2007 summer flounder TAL on December 14, 2006 (71 FR 75134).  The 12.983-million-lb (5,889-mt) TAL contained within that rule became effective on January 1, 2007.  The TAL implemented by that rule was a 45-percent decrease from the TAL specified for 2006.</P>
                <P>
                    The 12.983-million-lb (5,889-mt) TAL was developed utilizing the best available scientific information.  The regulations at 50 CFR 648.100 require that NMFS implement measures (e.g., a TAL) necessary to ensure, with at least a 50-percent probability, that F
                    <E T="22">max</E>
                     (i.e., level of fishing that produces maximum yield per recruit) will not be exceeded.  The 12.983-million-lb (5,889-mt) TAL has greater than a 99-percent probability of not exceeding F
                    <E T="22">max</E>
                    , the level at which overfishing is considered to be occurring.  It also has an associated F level that will provide stock rebuilding within the 10-year statutory period under section 304 of the Magnuson-Stevens Act prior to its December 2006 reauthorization.  The F level calculated to rebuild the stock within the 10-year period is F
                    <E T="22">rebuild</E>
                    =0.15; the 12.983-million-lb (5,889-mt) TAL has a 75-percent probability of achieving this F
                    <E T="22">rebuild</E>
                    . 
                </P>
                <P>
                    Since the publication of the 2007 summer flounder TAL in the 
                    <E T="04">Federal Register</E>
                    , the Reauthorized Magnuson-Stevens Act was signed into law on January 12, 2007.  Contained within the Reauthorized Magnuson-Stevens Act is a specific provision under section 120(a) that provides the Secretary the authority to extend the rebuilding time frame ending date for summer flounder to no later than January 1, 2013, provided that several specific conditions are met.  The Secretary must determine that:
                </P>
                <FP>1. Overfishing is not occurring in the summer flounder fishery and that a mechanism is in place to ensure overfishing does not occur in the fishery and stock biomass levels are increasing;</FP>
                <P>2. The biomass rebuilding target previously applicable to the summer flounder stock will be met or exceeded within the new time for rebuilding;</P>
                <FP>3. The extension period is based on the status and biology of the stock and the rate of rebuilding;</FP>
                <FP>4. Monitoring will ensure rebuilding continues;</FP>
                <FP>5. The extension meets the requirements of National Standard 1 found at section 301(a)(1) of the Magnuson-Stevens Act; and</FP>
                <FP>6. The best scientific information available shows that the extension will allow continued rebuilding.</FP>
                <P>
                    The Secretary has determined that these six criteria have been met and that there is a reasonable basis to extend the summer flounder rebuilding time frame to no later than January 1, 2013.  A detailed discussion of the Secretarial determinations occurs later in this preamble, under 
                    <E T="03">Secretarial Determinations Required by Section 120(a) of the Reauthorized Magnuson-Stevens Act</E>
                    .  Based on these determinations, the Secretary is implementing, through this emergency rule, a 17.112-million-lb (7,762-mt) TAL, based on the revised rebuilding time frame ending no later than January 1, 2013, which supersedes the previous TAL of 12.983 million lb (5,889 mt), which was based on a rebuilding period end date of January 1, 2010.  The 17.112-million-lb (7,762-mt) TAL will be allocated 10.27 million lb (4,658 mt) to the commercial sector and 6.84 million lb (3,104 mt) to the recreational sector. 
                </P>
                <P>
                    This emergency rule does not alter the previous amount of summer flounder set aside for research in the December 14, 2006, final rule.  The research set-aside (RSA) level is not being increased by this emergency rule in order to ensure that the issuance of grants and exempted fishing permits required to conduct the research projects occurs in a timely fashion.  Four research projects that would utilize the previously established summer flounder RSA of 389,490 lb (177 mt) have been conditionally approved by NMFS and are currently awaiting notice of award.  If a project is not approved by the NOAA Grants Office, the research quota associated with the disapproved proposal will be restored to the summer flounder TAL through publication of a notice in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <P>Consistent with the revised quota setting procedures for the FMP at § 648.100(a)(1)(ii), summer flounder overages are determined based upon landings for the 2005 calendar year that were not accounted for in the 2006 final rule (70 FR 77060, December 29, 2005), and any 2006 fishing year overages through October 31, 2006.  Table 1 summarizes for each state, based on the TAL implemented though this emergency rule, the commercial summer flounder percent share, the 2007 commercial quota (both initial and less the RSA), the quota reductions from overages as previously described, the resulting adjusted 2007 commercial quota, and the increase in quota from the December 14, 2006, final rule resulting from this emergency rule.  Recreational harvest limits, based on the TAL implemented by this emergency rule, will be the subject of a separate rulemaking within the first quarter of 2007.</P>
                <PRTPAGE P="2460"/>
                <GPOTABLE COLS="12" OPTS="L4,i1" CDEF="s30,xl36R,xl36R,xl36R,xl36R,xl36R,xl36R,xl36R,xl36R,xl36R,xl36R,xl36R">
                    <TTITLE>COMMERCIAL SUMMER FLOUNDER ALLOCATIONS FOR 2007</TTITLE>
                    <BOXHD>
                        <CHED H="1"> </CHED>
                        <CHED H="2">State</CHED>
                        <CHED H="1">Percent Share</CHED>
                        <CHED H="2"> </CHED>
                        <CHED H="1">Initial Quota</CHED>
                        <CHED H="2">lb</CHED>
                        <CHED H="2">kg</CHED>
                        <CHED H="1">Initial Quota, Less RSA</CHED>
                        <CHED H="2">lb</CHED>
                        <CHED H="2">kg</CHED>
                        <CHED H="1">
                            Quota Overages (through 10/31/06)
                            <SU>1</SU>
                        </CHED>
                        <CHED H="2">lb</CHED>
                        <CHED H="2">kg</CHED>
                        <CHED H="1">
                            Adjusted Quota less RSA
                            <SU>2</SU>
                        </CHED>
                        <CHED H="2">lb</CHED>
                        <CHED H="2">kg</CHED>
                        <CHED H="1">Change in Quota from Dec.14, 2006, Final Rule to Emergency Action</CHED>
                        <CHED H="2">lb</CHED>
                        <CHED H="2">kg</CHED>
                    </BOXHD>
                    <ROW RUL="s,s,s,s,s,s,s,s,s,s,s,s">
                        <ENT I="22">ME</ENT>
                        <ENT>0.04756</ENT>
                        <ENT>4,883</ENT>
                        <ENT>2,215</ENT>
                        <ENT>4,772</ENT>
                        <ENT>2,165</ENT>
                        <ENT>0</ENT>
                        <ENT>0</ENT>
                        <ENT>4,772</ENT>
                        <ENT>2,165</ENT>
                        <ENT>1,178</ENT>
                        <ENT>534</ENT>
                    </ROW>
                      
                    <ROW RUL="s,s,s,s,s,s,s,s,s,s,s,s">
                        <ENT I="22">NH</ENT>
                        <ENT>0.00046</ENT>
                        <ENT>47</ENT>
                        <ENT>21</ENT>
                        <ENT>46</ENT>
                        <ENT>21</ENT>
                        <ENT>0</ENT>
                        <ENT>0</ENT>
                        <ENT>46</ENT>
                        <ENT>21</ENT>
                        <ENT>11</ENT>
                        <ENT>5</ENT>
                    </ROW>
                      
                    <ROW RUL="s,s,s,s,s,s,s,s,s,s,s,s">
                        <ENT I="22">MA</ENT>
                        <ENT>6.82046</ENT>
                        <ENT>700,270</ENT>
                        <ENT>317,643</ENT>
                        <ENT>684,331</ENT>
                        <ENT>310,413</ENT>
                        <ENT>30,046</ENT>
                        <ENT>13,629</ENT>
                        <ENT>654,285</ENT>
                        <ENT>296,784</ENT>
                        <ENT>168,970</ENT>
                        <ENT>76,645</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s,s,s,s,s,s,s,s,s">
                        <ENT I="22">RI</ENT>
                        <ENT>15.68298</ENT>
                        <ENT>1,610,203</ENT>
                        <ENT>730,388</ENT>
                        <ENT>1,573,553</ENT>
                        <ENT>713,764</ENT>
                        <ENT>0</ENT>
                        <ENT>0</ENT>
                        <ENT>1,573,553</ENT>
                        <ENT>713,764</ENT>
                        <ENT>388,530</ENT>
                        <ENT>176,237</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s,s,s,s,s,s,s,s,s">
                        <ENT I="22">CT</ENT>
                        <ENT>2.25708</ENT>
                        <ENT>231,739</ENT>
                        <ENT>105,117</ENT>
                        <ENT>226,464</ENT>
                        <ENT>102,724</ENT>
                        <ENT>16,470</ENT>
                        <ENT>7,471</ENT>
                        <ENT>209,994</ENT>
                        <ENT>95,253</ENT>
                        <ENT>55,917</ENT>
                        <ENT>25,364</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s,s,s,s,s,s,s,s,s">
                        <ENT I="22">NY</ENT>
                        <ENT>7.64599</ENT>
                        <ENT>785,029</ENT>
                        <ENT>356,089</ENT>
                        <ENT>767,161</ENT>
                        <ENT>347,984</ENT>
                        <ENT>148,038</ENT>
                        <ENT>67,150</ENT>
                        <ENT>619,123</ENT>
                        <ENT>280,834</ENT>
                        <ENT>197,346</ENT>
                        <ENT>89,516</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s,s,s,s,s,s,s,s,s">
                        <ENT I="22">NJ</ENT>
                        <ENT>16.72499</ENT>
                        <ENT>1,717,188</ENT>
                        <ENT>778,917</ENT>
                        <ENT>1,678,103</ENT>
                        <ENT>761,187</ENT>
                        <ENT>0</ENT>
                        <ENT>0</ENT>
                        <ENT>1,678,103</ENT>
                        <ENT>761,187</ENT>
                        <ENT>414,345</ENT>
                        <ENT>187,947</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s,s,s,s,s,s,s,s,s">
                        <ENT I="22">DE</ENT>
                        <ENT>0.01779</ENT>
                        <ENT>1,827</ENT>
                        <ENT>829</ENT>
                        <ENT>1,785</ENT>
                        <ENT>810</ENT>
                        <ENT>50,528</ENT>
                        <ENT>22,920</ENT>
                        <ENT>-48,743</ENT>
                        <ENT>-22,110</ENT>
                        <ENT>441</ENT>
                        <ENT>200</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s,s,s,s,s,s,s,s,s">
                        <ENT I="22">MD</ENT>
                        <ENT>2.03910</ENT>
                        <ENT>209,358</ENT>
                        <ENT>94,965</ENT>
                        <ENT>204,593</ENT>
                        <ENT>92,803</ENT>
                        <ENT>0</ENT>
                        <ENT>0</ENT>
                        <ENT>204,593</ENT>
                        <ENT>92,803</ENT>
                        <ENT>50,516</ENT>
                        <ENT>22,914</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s,s,s,s,s,s,s,s,s">
                        <ENT I="22">VA</ENT>
                        <ENT>21.31676</ENT>
                        <ENT>2,188,634</ENT>
                        <ENT>992,765</ENT>
                        <ENT>2,138,818</ENT>
                        <ENT>970,168</ENT>
                        <ENT>0</ENT>
                        <ENT>0</ENT>
                        <ENT>2,138,818</ENT>
                        <ENT>970,168</ENT>
                        <ENT>528,101</ENT>
                        <ENT>239,547</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s,s,s,s,s,s,s,s,s">
                        <ENT I="22">NC</ENT>
                        <ENT>27.44584</ENT>
                        <ENT>2,817,919</ENT>
                        <ENT>1,278,208</ENT>
                        <ENT>2,753,780</ENT>
                        <ENT>1,249,115</ENT>
                        <ENT>0</ENT>
                        <ENT>0</ENT>
                        <ENT>2,753,780</ENT>
                        <ENT>1,249,115</ENT>
                        <ENT>679,943</ENT>
                        <ENT>308,422</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">
                            <E T="02">Total</E>
                            <SU>3</SU>
                        </ENT>
                        <ENT>100.00</ENT>
                        <ENT>10,267,098</ENT>
                        <ENT>4,657,156</ENT>
                        <ENT>10,033,407</ENT>
                        <ENT>4,551,153</ENT>
                        <ENT>245,082</ENT>
                        <ENT>111,169</ENT>
                        <ENT>9,788,325</ENT>
                        <ENT>4,439,984</ENT>
                        <ENT>2,485,299</ENT>
                        <ENT>1,127,331</ENT>
                    </ROW>
                    <TNOTE>
                        <SU>1</SU>
                         2006 quota overage is determined through comparison of landings for January through October 2006 plus any landings in 2005 in excess of the 2005 quota that were not previously addressed in the 2006 quota specifications, with the final 2006 quota for each state as published in the December 29, 2006 final rule (70 FR 77060).
                    </TNOTE>
                    <TNOTE>
                        <SU>2</SU>
                         Negative numbers indicate a state allocation in quota repayment status from previous year's overages.
                    </TNOTE>
                    <TNOTE>
                        <SU>3</SU>
                         Total quota is the sum of all states having allocation.  A state with a negative number has an allocation of zero (0).  Kilograms are as converted from pounds and may not necessarily add due to rounding.
                    </TNOTE>
                </GPOTABLE>
                <PRTPAGE P="2461"/>
                <P> The Atlantic States Marine Fisheries Commission (Commission) has established a system whereby 15 percent of each state's quota may be voluntarily set aside each year to enable vessels to land an incidental catch allowance after the directed fishery in a state has been closed.  The intent of the incidental catch set-aside is to reduce discards by allowing fishermen to land summer flounder caught incidentally in other fisheries during the year, while ensuring that the state's overall quota is not exceeded.  These Commission set-asides are not included in these 2007 final summer flounder specifications because NMFS does not have authority to establish such subcategories.</P>
                <HD SOURCE="HD1">Delaware Summer Flounder Closure</HD>
                <P>
                    Table 1 indicates that, for Delaware, the amount of the 2006 summer flounder quota overage (inclusive of overharvest from previous years) is greater than the amount of commercial quota allocated to Delaware for 2007 under this emergency action.  As a result, there is no quota available for 2007 in Delaware.  The regulations at § 648.4(b) provide that Federal permit holders, as a condition of their permit, may not land summer flounder in any state that the Regional Administrator has determined no longer has commercial quota available for harvest.   Therefore, landings of summer flounder in Delaware by vessels holding commercial Federal summer flounder fisheries permits are prohibited for the duration of this emergency rule, unless additional quota becomes available through a quota transfer and is announced in the 
                    <E T="04">Federal Register</E>
                    .   Federally permitted dealers are advised that they may not purchase summer flounder from federally permitted vessels that land in Delaware for the duration of this emergency rule, unless additional quota becomes available through a transfer.
                </P>
                <HD SOURCE="HD1">Secretarial Determinations Required by Section 120(a) of the Reauthorized Magnuson-Stevens Act</HD>
                <P>
                    <E T="03">Overfishing is not occurring and a mechanism is in place to ensure that overfishing does not occur.</E>
                     The Secretary has determined that, as of January 1, 2007, overfishing was not occurring in the summer flounder fishery.  The TAL of 12.983 million lb (5,889 mt) was effective January 1, 2007, and has greater than a 99-percent probability of not exceeding the overfishing threshold of F (F
                    <E T="22">max</E>
                    = 0.28).  The 17.112-million-lb (7,762-mt) TAL implemented by this emergency rule has a 75-percent probability of achieving the new F level (F
                    <E T="22">rebuild</E>
                     =0.203) calculated for stock rebuilding by January 1, 2013.  The 17.112-million-lb (7,762-mt) TAL has a 99-percent probability of not exceeding the 2007 F
                    <E T="22">max</E>
                     threshold (0.28).  The 17.112-million-lb (7,762-mt) TAL and associated commercial and recreational management measures will effectively ensure that overfishing does not occur in the summer flounder fishery in 2007.
                </P>
                <P>
                    <E T="03">Stock biomass levels are increasing.</E>
                     Based on information in the peer reviewed “Summer Flounder Assessment and Biological Reference Point Update for 2006,” the best available scientific information for the summer flounder stock, the stock biomass level has continued to increase during the first 7 years of the rebuilding period.  The updated 2006 assessment indicates that stock biomass levels are increasing, though stock growth has slowed.  Spawning stock biomass (SSB; age 0+ fish) declined 69 percent from 1983 to 1989 (22,582 mt to 7,025 mt) but, with improved recruitment and decreased fishing mortality, had increased to 47,498 mt by 2005.  Recruitment since 1988 has been estimated to have generally improved, although the 2003 and 2005 year classes were estimated to have been well below the median (33 million fish) at 24.5 million fish and 14.5 million fish, respectively. 
                </P>
                <P>
                    <E T="03">The biomass target previously applied will be met or exceeded within the new rebuilding time frame.</E>
                     Analysis conducted by the Northeast Fisheries Science Center (Center) indicates that fishing at a 17.112-million-lb (7,762-mt) TAL in 2007 will have a 75-percent probability of attaining the F target (F
                    <E T="22">rebuild</E>
                    ) necessary to ensure that the rebuilding target (B
                    <E T="22">msy</E>
                     proxy) of 197 million lb (89,359 mt) SSB is attained by January 1, 2013. 
                </P>
                <P>
                    <E T="03">The rebuilding extension period is based on the status and biology of the stock and rate of rebuilding.</E>
                     The information on the status and biology of the stock has been used, through the annual assessment, to derive an appropriate F target and subsequent quota for 2007 that is sufficient to ensure rebuilding occurs by January 1, 2013.  Center analysis indicates that attaining the F
                    <E T="22">rebuild</E>
                     target in 2007 will ensure that the stock rebuilding rate will remain on target to rebuild by January 1, 2013. 
                </P>
                <P>
                    <E T="03">Monitoring will ensure that rebuilding continues.</E>
                     The summer flounder stock is assessed annually by the Southern Demersal Working Group, using the latest research survey and fisheries catch data.  During this assessment, the working group will assess the status of the stock and recommend to the Council an appropriate F target and TAL to satisfy the requirements of the FMP and the Reauthorized Magnuson-Stevens Act rebuilding requirements.  Annual adjustments may be made by the Council and/or the Secretary to the 2008-2012 TALs to ensure that rebuilding continues within the specified time frame.
                </P>
                <P>
                    <E T="03">The extension meets the requirement of section 301(a)(1) (National Standard 1) of the Reauthorized Magnuson-Stevens Act.</E>
                     The Secretary has determined that setting an appropriate TAL with a sufficient probability of attaining the F needed to ensure rebuilding of the summer flounder stock by January 1, 2013, is consistent with National Standard 1.  Such measures will prevent overfishing and provide the optimum yield while so doing.
                </P>
                <P>
                    <E T="03">The best scientific information available shows that the extension will allow continued rebuilding.</E>
                     The methodology employed in the Center's projections and derivation of the subsequent 17.112-million-lb (7,762-mt) TAL was recommended by the NMFS Office of Science and Technology Peer Review Panel and, as such, constitutes the best available scientific information.  These methods had been used to derive the 12.983-million-lb (5,889-mt)  TAL in place under the former rebuilding time frame of 10 years.  These methods project the summer flounder stock will be rebuilt to the B
                    <E T="22">msy</E>
                     proxy SSB level of 197 million lb (89,359 mt) by January 1, 2013, by employing a constant F strategy at the F
                    <E T="22">rebuild</E>
                    =0.203 level in 2007 and in subsequent years of the rebuilding period. 
                </P>
                <HD SOURCE="HD1">Classification</HD>
                <P>The Assistant Administrator for Fisheries NOAA, (AA) finds good cause pursuant to 5 U.S.C. 553(b)(B) to waive prior notice and the opportunity for public comment because it would be impracticable and contrary to the public interest.</P>
                <P>
                    This emergency action responds to a recently enacted reauthorization and amendment of the Magnuson-Stevens Fishery Act.  Section 120 of the Reauthorized Magnuson-Stevens Act extends the rebuilding period for the summer flounder fishery from January 1, 2010, until no later than January 1, 2013.  This extension allows for the setting of a higher TAL than was previously set to rebuild the fishery by the earlier rebuilding deadline.  Consequently, this emergency action supersedes the 2007 annual TAL specification for summer flounder published on December 14, 2006, with a higher TAL.  The measure contained 
                    <PRTPAGE P="2462"/>
                    within this emergency rule meets the fishing mortality objectives of the FMP and satisfies section 120(a) of the Reauthorized Magnuson-Stevens Act. 
                </P>
                <P>Until this rule is effective, states and commercial fishermen are held to the quotas published on December 14, 2006.  As a result of the Reauthorized Magnuson-Stevens Act, the quotas published on December 14, 2006, are rendered unnecessarily restrictive and are substantially less than the quotas available under the increased TAL.  If effectiveness of the rule is delayed, state quotas and subsequent management measures designed to attain the quotas derived from the lower TAL would be inconsistent with the increased TAL available from the revised rebuilding period.  Waiver of the notice-and-comment rulemaking period will serve the public by allowing states to implement commercial quotas and management measures afforded under the increased TAL in a timely fashion for the 2007 fisheries that began on January 1, 2007. States in the southern reaches of the Northeast Region have very active commercial fisheries that begin in January of each year while more northern states have need of establishing their annual management measures early within the new year so that fishery participants may plan first quarter fishing activities.  The time required by NMFS to conduct notice-and-comment rulemaking for this emergency rule would require states to establish management measures for up to several months based on the lower TAL in place as of January 1, 2007.  State management measures would likely require more restrictive possession and trip limits that increase the potential for discards and the likelihood that TALs may be attained and fisheries to be closed before additional quota is made available by this emergency rule. </P>
                <P>In addition, state agencies are currently developing and preparing conservation equivalency proposals for the 2007 recreational fishery to be submitted to the Atlantic States Marine Fisheries Commission during their January 29, 2007, meeting.  Recreational fisheries do not begin in earnest until spring and NMFS anticipates publishing a final rule for 2007 recreational measures in March 2007.  A delay of this emergency rule by notice-and-comment rulemaking would require states to craft conservation equivalency measures that meet the objectives of the lower TAL.  Such measures would be inconsistent with the objectives of the increased TAL and would be unnecessarily more restrictive, requiring further revision after this rule becomes effective.  Additional rulemaking would be required to implement less restrictive measures that meet the objectives of the higher TAL. </P>
                <P>NMFS did not initiate the emergency action earlier because provision of the Reauthorized Magnuson-Stevens Act that allows an extension of the summer founder rebuilding period and the subsequent increase in 2007 TAL was not signed into law by the President until January 12, 2007.  The revised TAL is within the range of quota alternatives considered and analyzed by the Council, and discussed in the proposed rule that published on October 27, 2006, with a 21-day comment period.  NMFS intends to provide a 30-day post-promulgation comment period following the implementation of this emergency rule. </P>
                <P>Waiver of this delay will allow state promulgated commercial management measures to be applied within days of the start of the 2007 fishing season and for recreational management measures to be proposed to meet the objectives contained within the higher TAL.  These state measures will be consistent with the publicly and Congressionally expected increase in TAL resulting from the extended rebuilding time frame authorized in section 120(a) of the Reauthorized Magnuson-Stevens Act.</P>
                <P>For the same reasons, the Assistant Administrator for Fisheries, NOAA, finds good cause pursuant to 5 U.S.C 553(d)(3) to make this rule effective immediately, thereby waiving the 30-day delayed effective date required by 5 U.S.C. 553(d). </P>
                <P>This final rule has been determined to be not significant for purposes of Executive Order 12866. </P>
                <P>This rule is exempt from the procedures of the Regulatory Flexibility Act because the rule is not subject to the requirement to provide prior notice and opportunity for public comment pursuant to 5 USC 553 or any other law.</P>
                <SIG>
                    <DATED>Dated:  January 17, 2007.</DATED>
                    <NAME>Samuel D. Rauch III,</NAME>
                    <TITLE>Deputy Assistant Administrator for Regulatory Programs, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 07-231 Filed 1-17-07; 1:10 pm]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-S</BILCOD>
        </RULE>
        <RULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <CFR>50 CFR Part 679</CFR>
                <DEPDOC>[Docket No. 060216045-6045-01; I.D. 011107F]</DEPDOC>
                <SUBJECT>Fisheries of the Exclusive Economic Zone Off Alaska; Pollock in Statistical Area 610 in the Gulf of Alaska</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Temporary rule; closure.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>NMFS is prohibiting directed fishing for pollock in Statistical Area 610 in the Gulf of Alaska (GOA). This action is necessary to prevent exceeding the A season allowance of the 2007 total allowable catch (TAC) of pollock for Statistical Area 610 in the GOA.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Effective 1200 hrs, Alaska local time (A.l.t.), January 22, 2007, through 1200 hrs, A.l.t., March 10, 2007.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Jennifer Hogan, 907-586-7228.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>NMFS manages the groundfish fishery in the GOA exclusive economic zone according to the Fishery Management Plan for Groundfish of the Gulf of Alaska (FMP) prepared by the North Pacific Fishery Management Council under authority of the Magnuson-Stevens Fishery Conservation and Management Act. Regulations governing fishing by U.S. vessels in accordance with the FMP appear at subpart H of 50 CFR part 600 and 50 CFR part 679.</P>
                <P>The A season allowance of the 2007 TAC of pollock in Statistical Area 610 of the GOA is 3,352 metric tons (mt) as established by the 2006 and 2007 harvest specifications for groundfish of the GOA (71 FR 10870, March 3, 2006). </P>
                <P>In accordance with § 679.20(d)(1)(i), the Regional Administrator has determined that the A season allowance of the 2007 TAC of pollock in Statistical Area 610 of the GOA will soon be reached. Therefore, the Regional Administrator is establishing a directed fishing allowance of 3,337 mt, and is setting aside the remaining 15 mt as bycatch to support other anticipated groundfish fisheries. In accordance with § 679.20(d)(1)(iii), the Regional Administrator finds that this directed fishing allowance has been reached. Consequently, NMFS is prohibiting directed fishing for pollock in Statistical Area 610 of the GOA.</P>
                <P>
                    After the effective date of this closure the maximum retainable amounts at 
                    <PRTPAGE P="2463"/>
                    §§ 679.20(e) and (f) apply at any time during a trip.
                </P>
                <HD SOURCE="HD1">Classification</HD>
                <P>This action responds to the best available information recently obtained from the fishery. The Assistant Administrator for Fisheries, NOAA (AA), finds good cause to waive the requirement to provide prior notice and opportunity for public comment pursuant to the authority set forth at 5 U.S.C. 553(b)(B) as such requirement is impracticable and contrary to the public interest. This requirement is impracticable and contrary to the public interest as it would prevent NMFS from responding to the most recent fisheries data in a timely fashion and would delay the closure of pollock in Statistical Area 610 of the GOA. NMFS was unable to publish a notice providing time for public comment because the most recent, relevant data only became available as of January 11, 2007.</P>
                <P>The AA also finds good cause to waive the 30 day delay in the effective date of this action under 5 U.S.C. 553(d)(3). This finding is based upon the reasons provided above for waiver of prior notice and opportunity for public comment.</P>
                <P>This action is required by § 679.20 and is exempt from review under Executive Order 12866.</P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>
                        16 U.S.C. 1801 
                        <E T="03">et seq.</E>
                    </P>
                </AUTH>
                <SIG>
                    <DATED>Dated: January 12, 2007.</DATED>
                    <NAME>Alan D. Risenhoover,</NAME>
                    <TITLE>Director, Office of Sustainable Fisheries, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 07-211 Filed 1-16-07; 2:42 pm]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-S</BILCOD>
        </RULE>
    </RULES>
    <VOL>72</VOL>
    <NO>12</NO>
    <DATE>Friday, January 19, 2007</DATE>
    <UNITNAME>Proposed Rules</UNITNAME>
    <PRORULES>
        <PRORULE>
            <PREAMB>
                <PRTPAGE P="2464"/>
                <AGENCY TYPE="F">NUCLEAR REGULATORY COMMISSION </AGENCY>
                <CFR>10 CFR Part 51 </CFR>
                <DEPDOC>[Docket No. PRM-51-10] </DEPDOC>
                <SUBJECT>Massachusetts Attorney General; Receipt of Petition for Rulemaking; Reopening of Public Comment Period </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Nuclear Regulatory Commission. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Petition for rulemaking; reopening of public comment period. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>On November 1, 2006 (71 FR 64169), the Nuclear Regulatory Commission (NRC) published for public comment a notice of receipt of a petition for rulemaking, dated August 25, 2006, which was filed with the Commission by Diane Curran on behalf of the Massachusetts Attorney General. The petition was docketed by the NRC on September 19, 2006, and has been assigned Docket No. PRM-51-10. On December 15, 2006, several external stakeholder groups requested a 60 day extension of the public comment period owing to the importance of the rulemaking, the voluminous technical documents that require careful review, and the occurrence of major national events (elections) and holidays (Thanksgiving, Christmas, Hanukkah, and New Years celebrations) during the comment period which limits the time available for stakeholders to comment. The NRC is reopening the comment period on the petition for an additional 60 days from the original January 16, 2007 deadline. The comment period closes on March 19, 2007. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The comment period has been reopened and now expires on March 19, 2007. Comments received after this date will be considered if it is practical to do so, but the Commission is able to assure consideration only for comments received on or before this date. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments on this petition by any one of the following methods. Please include PRM-51-10 in the subject line of your comments. Comments on petitions submitted in writing or in electronic form will be made available for public inspection. Because your comments will not be edited to remove any identifying or contact information, the NRC cautions you against including any information in your submission that you do not want to be publicly disclosed. </P>
                    <P>Mail comments to: Secretary, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, ATTN: Rulemakings and Adjudications Staff. </P>
                    <P>
                        E-mail comments to: 
                        <E T="03">SECY@nrc.gov.</E>
                         If you do not receive a reply e-mail confirming that we have received your comments, contact us directly at 301-415-1966. You may also submit comments via the NRC's rulemaking Web site at 
                        <E T="03">http://ruleforum.llnl.gov.</E>
                         Address questions about our rulemaking Web site to Carol Gallagher (301) 415-5905; e-mail 
                        <E T="03">cag@nrc.gov.</E>
                         Comments can also be submitted via the Federal eRulemaking Portal 
                        <E T="03">http://www.regulations.gov.</E>
                    </P>
                    <P>Hand deliver comments to: 11555 Rockville Pike, Rockville, Maryland 20852, between 7:30 am and 4:15 pm Federal workdays. Telephone number 301-415-1966. </P>
                    <P>
                        Fax comments to: Secretary, U.S. Nuclear Regulatory Commission at (301) 415-1101. Publicly available documents related to this petition may be viewed electronically on the public computers located at the NRC's Public Document Room (PDR), Room O1 F21, One White Flint North, 11555 Rockville Pike, Rockville, Maryland. The PDR reproduction contractor will copy documents for a fee. Selected documents, including comments, may be viewed and downloaded electronically via the NRC rulemaking Web site at 
                        <E T="03">http://ruleforum.llnl.gov.</E>
                    </P>
                    <P>
                        Publicly available documents created or received at the NRC after November 1, 1999, are available electronically at the NRC's Electronic Reading Room at 
                        <E T="03">http://www.nrc.gov/reading-rm/adams.html.</E>
                         From this site, the public can gain entry into the NRC's Agencywide Document Access and Management System (ADAMS), which provides text and image files of NRC's public documents. If you do not have access to ADAMS or if there are problems in accessing the documents located in ADAMS, contact the PDR Reference staff at 1-800-397-4209, 301-415-4737 or by e-mail to 
                        <E T="03">pdr@nrc.gov.</E>
                    </P>
                    <P>
                        A paper copy of the petition may be obtained by contacting Betty Golden, Office of Administration, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, telephone 301-415-6863, toll-free 1-800-368-5642, or by e-mail 
                        <E T="03">bkg2@nrc.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Michael T. Lesar, Chief, Rulemaking, Directives and Editing Branch, Division of Administrative Services, Office of Administration, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, telephone 301-415-7163 or toll free 1-800-368-5642. </P>
                    <SIG>
                        <DATED>Dated at Rockville, Maryland, this 12th day of January 2007.</DATED>
                        <P>For the U.S. Nuclear Regulatory Commission. </P>
                        <NAME>Annette L. Vietti-Cook, </NAME>
                        <TITLE>Secretary of the Commission.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. E7-712 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 7590-01-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION </AGENCY>
                <SUBAGY>Federal Aviation Administration </SUBAGY>
                <CFR>14 CFR Part 39 </CFR>
                <DEPDOC>[Docket No. FAA-2007-26857; Directorate Identifier 2006-NM-126-AD] </DEPDOC>
                <RIN>RIN 2120-AA64 </RIN>
                <SUBJECT>Airworthiness Directives; Airbus Model A310 Series Airplanes </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), Department of Transportation (DOT). </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking (NPRM). </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The FAA proposes to supersede an existing airworthiness directive (AD) that applies to all Airbus Model A310 series airplanes. The existing AD currently requires inspections of the lower door surrounding structure to detect cracks and corrosion; inspections to detect cracking of the holes of the corner doublers, the fail-safe ring, and the door frames of the door structures; and repair if necessary. The existing AD also provides for optional terminating action for certain inspections. This proposed AD would retain all requirements of the existing AD, mandate the previously optional terminating action, and reduce the applicability of the existing AD. 
                        <PRTPAGE P="2465"/>
                        This proposed AD results from a determination that further rulemaking is necessary to improve the fatigue behavior of the cabin door surroundings. We are proposing this AD to prevent corrosion between the scuff plates at exit and cargo doors and fatigue cracks originating from certain fastener holes located in adjacent structure, which could result in reduced structural integrity of the door surroundings. 
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>We must receive comments on this proposed AD by February 20, 2007. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Use one of the following addresses to submit comments on this proposed AD. </P>
                    <P>
                        • 
                        <E T="03">DOT Docket Web site:</E>
                         Go to 
                        <E T="03">http://dms.dot.gov</E>
                         and follow the instructions for sending your comments electronically. 
                    </P>
                    <P>
                        • 
                        <E T="03">Government-wide rulemaking Web site:</E>
                         Go to 
                        <E T="03">http://www.regulations.gov</E>
                         and follow the instructions for sending your comments electronically. 
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Docket Management Facility; U.S. Department of Transportation, 400 Seventh Street SW., Nassif Building, Room PL-401, Washington, DC 20590. 
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         (202) 493-2251. 
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Room PL-401 on the plaza level of the Nassif Building, 400 Seventh Street SW., Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. 
                    </P>
                    <P>Contact Airbus, 1 Rond Point Maurice Bellonte, 31707 Blagnac Cedex, France, for service information identified in this proposed AD. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Tom Stafford, Aerospace Engineer, International Branch, ANM-116, FAA, Transport Airplane Directorate, 1601 Lind Avenue, SW., Renton, Washington 98057-3356; telephone (425) 227-1622; fax (425) 227-1149. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Comments Invited </HD>
                <P>
                    We invite you to submit any relevant written data, views, or arguments regarding this proposed AD. Send your comments to an address listed in the 
                    <E T="02">ADDRESSES</E>
                     section. Include the docket number “Docket No. FAA-2007-26857; Directorate Identifier 2006-NM-126-AD” at the beginning of your comments. We specifically invite comments on the overall regulatory, economic, environmental, and energy aspects of the proposed AD. We will consider all comments received by the closing date and may amend the proposed AD in light of those comments. 
                </P>
                <P>
                    We will post all comments we receive, without change, to 
                    <E T="03">http://dms.dot.gov</E>
                    , including any personal information you provide. We will also post a report summarizing each substantive verbal contact with FAA personnel concerning this proposed AD. Using the search function of that  Web site, anyone can find and read the comments in any of our dockets, including the name of the individual who sent the comment (or signed the comment on behalf of an association, business, labor union, etc.). You may review the DOT's complete Privacy Act Statement in the 
                    <E T="04">Federal Register</E>
                     published on April 11, 2000 (65 FR 19477-78), or you may visit 
                    <E T="03">http://dms.dot.gov.</E>
                </P>
                <HD SOURCE="HD1">Examining the Docket </HD>
                <P>
                    You may examine the AD docket on the Internet at 
                    <E T="03">http://dms.dot.gov</E>
                    , or in person at the Docket Management Facility office between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The Docket Management Facility office (telephone (800) 647-5227) is located on the plaza level of the Nassif Building at the DOT street address stated in the 
                    <E T="02">ADDRESSES</E>
                     section. Comments will be available in the AD docket shortly after the Docket Management System receives them. 
                </P>
                <HD SOURCE="HD1">Discussion </HD>
                <P>On July 24, 1998, we issued AD 98-16-06, amendment 39-10682 (63 FR 40819, July 31, 1998), for all Airbus Model A310 series airplanes. That AD requires inspections of the lower door surrounding structure to detect cracks and corrosion; inspections to detect cracking of the holes of the corner doublers, the fail-safe ring, and the door frames of the door structures; and repair if necessary. That AD also provides for optional terminating action for certain inspections. That AD resulted from reports indicating that corrosion was found between the scuff plates at exit and cargo doors, and fatigue cracks originated from certain fastener holes located in adjacent structure. We issued that AD to detect and correct such corrosion and fatigue cracking, which could result in reduced structural integrity of the door surroundings. </P>
                <HD SOURCE="HD1">Other Relevant Rulemaking </HD>
                <P>We have previously issued AD 97-11-03, amendment 39-10032 (62 FR 28325, May 23, 1997), applicable to all Airbus Model A300 series airplanes. That AD requires inspections of the lower door surrounding structure to detect cracks and corrosion; inspections to detect cracking of the holes of the corner doublers, the fail-safe ring, and the door frames of the door structures; and repair if necessary. That AD also requires modification of the passenger/crew door frames, which terminates certain inspections. </P>
                <P>We also previously issued AD 98-16-05, amendment 39-10680 (63 FR 40812, July 31, 1998), applicable to all Airbus Model A300-600 series airplanes. That AD requires inspections of the areas behind the scuff plates below the passenger/crew doors and bulk cargo door to detect cracks and corrosion; inspections to detect cracking of the holes of the corner doublers, the fail-safe ring, and the door frames of the door structures; and repair if necessary. In addition, that AD provides for an optional terminating action for certain inspections. We are considering further rulemaking to mandate the optional terminating action. </P>
                <HD SOURCE="HD1">Actions Since Existing AD Was Issued </HD>
                <P>Since we issued AD 98-16-06, the Direction Générale de l'Aviation Civile (DGAC), which is the airworthiness authority for France, issued French airworthiness directives 1991-132-124(B) R1, dated November 29, 2000 (to replace French airworthiness directive 91-132-124(B), dated June 26, 1992, which is referred to in AD 98-16-06), and F-2004-103, dated July 7, 2004. The DGAC advises that further rulemaking is necessary to improve the fatigue behavior of the cabin door surroundings on certain Airbus Model A310 series airplanes and to remove certain airplanes from the applicability of the existing French airworthiness directive 91-132-124(B) that are no longer subject to the existing requirements. Corrosion between the scuff plates at exit and cargo doors and fatigue cracks originating from certain fastener holes located in adjacent structure, if not corrected, could result in reduced structural integrity of the door surroundings. </P>
                <P>After the DGAC issued French airworthiness directive 1991-132-124(B) R1 on November 29, 2000, we determined at that time that further rulemaking was not necessary, because the changes to AD 98-16-06 would be relieving in nature. However, since French airworthiness directive F-2004-103 mandates the previously optional modification, we now agree with the DGAC that further rulemaking is indeed necessary to improve the fatigue behavior of the cabin door surroundings, and this proposed AD follows from that determination. </P>
                <HD SOURCE="HD1">Relevant Service Information </HD>
                <P>
                    Airbus has issued and revised the service bulletins in the following table: 
                    <PRTPAGE P="2466"/>
                </P>
                <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s50,r150">
                    <TTITLE>Service Bulletins </TTITLE>
                    <BOXHD>
                        <CHED H="1" O="L">Airbus Service Bulletin—</CHED>
                        <CHED H="1" O="L">Describes procedures for—</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">A310-53-2030, Revision 06, dated July 2, 1996 (Revision 5 of the service bulletin was referenced in AD 98-16-06 as an appropriate source of service information) </ENT>
                        <ENT>Doing initial inspections for cracks and corrosion of the areas behind the scuff plates below the passenger/crew doors and bulk cargo door, and repairing any cracked or corroded part. The inspection and repair are essentially identical to those specified in Revisions 2 through 5 of the service bulletin. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A310-53-2037, Revision 02, dated November 27, 2000 (Revision 1 of the service bulletin was referenced in AD 98-16-06 as an appropriate source of service information) </ENT>
                        <ENT>Doing repetitive inspections for cracks of the holes of the corner doublers, the fail-safe ring, and the door frames of the passenger/crew door structures, and repairing any cracked part. The inspection and repair are essentially identical to those specified in Revision 1 of the service bulletin. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A310-53-2017, Revision 09, dated May 17, 2004 (Revision 7 of the service bulletin was referenced in AD 98-16-06 as an appropriate source of service information) </ENT>
                        <ENT>Modifying the passenger/crew door structures, which ends the repetitive inspections of the holes of the corner doublers specified in Airbus Service Bulletin A310-53-2037, the fail-safe ring, and the door frames for certain airplanes. The modification includes cold expansion of fastener holes; a ROTO test; installation of new oversize fasteners and modified brackets; and installation of an additional steel doubler. The modification is essentially identical to that specified in Revisions 7 and 08 of the service bulletin. </ENT>
                    </ROW>
                </GPOTABLE>
                <P>In addition, Airbus previously issued Service Bulletin A310-53-2041, Revision 02, dated July 2, 1996 (which was referenced in AD 98-16-06 as an appropriate source of service information). The service bulletin describes procedures for doing repetitive inspections for cracks and corrosion of the areas behind the scuff plates below the passenger/crew doors and bulk cargo door, and repairing any cracked or corroded part. </P>
                <P>Accomplishing the actions specified in the service information is intended to adequately address the unsafe condition. The DGAC mandated the service information to ensure the continued airworthiness of these airplanes in France. </P>
                <HD SOURCE="HD1">FAA's Determination and Requirements of the Proposed AD </HD>
                <P>This airplane model is manufactured in France and is type certificated for operation in the United States under the provisions of section 21.29 of the Federal Aviation Regulations (14 CFR 21.29) and the applicable bilateral airworthiness agreement. Pursuant to this bilateral airworthiness agreement, the DGAC has kept the FAA informed of the situation described above. We have examined the DGAC's findings, evaluated all pertinent information, and determined that AD action is necessary for airplanes of this type design that are certificated for operation in the United States. </P>
                <P>This proposed AD would supersede AD 98-16-06 and would retain the requirements of the existing AD. This proposed AD would also require accomplishing the actions specified in service information described previously. </P>
                <HD SOURCE="HD1">Difference Between French Airworthiness Directives and This Proposed AD </HD>
                <P>The applicability of French airworthiness directives 1991-132-124(B) R1 and F-2004-103 exclude airplanes on which Airbus Service Bulletin A310-53-2017 at Revision 1 (or any other later approved revision) has been done in service. However, we have not excluded those airplanes in the applicability of this proposed AD; rather, this proposed AD includes a requirement to accomplish the actions specified in Revision 09 of that service bulletin. This requirement would ensure that the actions specified in the service bulletin and required by this proposed AD are accomplished on all affected airplanes. Operators must continue to operate the airplane in the configuration required by this proposed AD unless an alternative method of compliance is approved. </P>
                <HD SOURCE="HD1">Change to Existing AD </HD>
                <P>This proposed AD would retain all requirements of AD 98-16-06. Since AD 98-16-06 was issued, the AD format has been revised, and certain paragraphs and a note have been rearranged. As a result, the corresponding paragraph identifiers have changed in this proposed AD, as listed in the following table: </P>
                <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s50,r50">
                    <TTITLE>Revised Paragraph Identifiers </TTITLE>
                    <BOXHD>
                        <CHED H="1">Paragraphs and note in AD 98-16-06 </CHED>
                        <CHED H="1">Corresponding paragraphs in this proposed AD </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Paragraph (a) </ENT>
                        <ENT>Paragraph (f). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Paragraph (b) </ENT>
                        <ENT>Paragraph (g). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Paragraph (c) </ENT>
                        <ENT>Paragraph (h). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Paragraph (d) </ENT>
                        <ENT>Paragraph (i). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">NOTE 2 </ENT>
                        <ENT>Paragraph (j). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Paragraph (e) </ENT>
                        <ENT>Paragraph (k). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Paragraph (f) </ENT>
                        <ENT>Paragraph (l). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Paragraph (g) </ENT>
                        <ENT>Paragraph (m). </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Paragraph (h) </ENT>
                        <ENT>Paragraph (o). </ENT>
                    </ROW>
                </GPOTABLE>
                <P>The DGAC revised the applicability of French airworthiness directives 1991-132-124(B) R1 and F-2004-103 to exclude Model A310 series airplanes on which Airbus Modification 5068, 7201, and 7298 have been incorporated in production. Therefore, the applicability of the proposed AD parallels the French airworthiness directives in that regard. </P>
                <P>We have revised the affected airplanes in paragraphs (f)(1) through (f)(3) of this proposed AD (paragraphs (a)(1) through (a)(3) of AD 98-16-06) to include “and Modification 5382D4741 for all other doors.” This information is specified in the referenced service bulletin, but was inadvertently omitted from those paragraphs in AD 98-16-06. This change reduces the number of affected airplanes. </P>
                <HD SOURCE="HD1">Costs of Compliance </HD>
                <P>
                    The following table provides the estimated costs for U.S. operators to comply with this proposed AD. The average labor rate per work hour is $80. 
                    <PRTPAGE P="2467"/>
                </P>
                <GPOTABLE COLS="6" OPTS="L2,i1" CDEF="s100,r50,r50,r50,14,r50">
                    <TTITLE>Estimated Costs </TTITLE>
                    <BOXHD>
                        <CHED H="1">Action </CHED>
                        <CHED H="1">Work hours </CHED>
                        <CHED H="1">Parts </CHED>
                        <CHED H="1">Cost per airplane </CHED>
                        <CHED H="1">Number of U.S.-registered airplanes </CHED>
                        <CHED H="1">Fleet cost </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Repetitive inspections behind scuff plates (required by AD 98-16-06) </ENT>
                        <ENT>26 </ENT>
                        <ENT>None </ENT>
                        <ENT>$2,080 </ENT>
                        <ENT>46 </ENT>
                        <ENT>$95,680. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Repetitive inspections of corner doublers, fail-safe ring, and door frames (required by AD 98-16-06) </ENT>
                        <ENT>Between 4 and 100 depending on kit purchased </ENT>
                        <ENT>None </ENT>
                        <ENT>Between $320 and $8,000 </ENT>
                        <ENT>46 </ENT>
                        <ENT>Between $14,720, and $368,000 per inspection cycle. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Terminating modification for repetitive inspection of corner doublers, fail-safe ring, and door frames </ENT>
                        <ENT>Between 8 and 55 depending on kit purchased </ENT>
                        <ENT>Between $506 and $6,098 depending on kit purchased </ENT>
                        <ENT>Between $1,146 and $10,498 </ENT>
                        <ENT>46 </ENT>
                        <ENT>Between $52,716 and $482,908. </ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Authority for This Rulemaking </HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, Section 106, describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the Agency's authority. </P>
                <P>We are issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701, “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action. </P>
                <HD SOURCE="HD1">Regulatory Findings </HD>
                <P>We have determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government. </P>
                <P>For the reasons discussed above, I certify that the proposed regulation:</P>
                <P>1. Is not a “significant regulatory action” under Executive Order 12866; </P>
                <P>2. Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979); and </P>
                <P>3. Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act. </P>
                <P>
                    We prepared a regulatory evaluation of the estimated costs to comply with this proposed AD and placed it in the AD docket. See the 
                    <E T="02">ADDRESSES</E>
                     section for a location to examine the regulatory evaluation. 
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39 </HD>
                    <P>Air transportation, Aircraft, Aviation safety, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Proposed Amendment </HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows: </P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES </HD>
                    <P>1. The authority citation for part 39 continues to read as follows: </P>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>49 U.S.C. 106(g), 40113, 44701. </P>
                    </AUTH>
                    <SECTION>
                        <SECTNO>§ 39.13 </SECTNO>
                        <SUBJECT>[Amended] </SUBJECT>
                        <P>2. The Federal Aviation Administration (FAA) amends § 39.13 by removing amendment 39-10682 (63 FR 40819, July 31, 1998) and adding the following new airworthiness directive (AD):</P>
                        <EXTRACT>
                            <FP SOURCE="FP-2">
                                <E T="04">Airbus:</E>
                                 Docket No. FAA-2007-26857; Directorate Identifier 2006-NM-126-AD. 
                            </FP>
                            <HD SOURCE="HD1">Comments Due Date </HD>
                            <P>(a) The FAA must receive comments on this AD action by February 20, 2007. </P>
                            <HD SOURCE="HD1">Affected ADs </HD>
                            <P>(b) This AD supersedes AD 98-16-06. </P>
                            <HD SOURCE="HD1">Applicability </HD>
                            <P>(c) This AD applies to Airbus Model A310 series airplanes; certificated in any category; excluding those airplanes on which Airbus Modification 5068, 7201, and 7298 have been incorporated in production. </P>
                            <HD SOURCE="HD1">Unsafe Condition </HD>
                            <P>(d) This AD results from a determination that further rulemaking is necessary to improve the fatigue behavior of the cabin door surroundings. We are issuing this AD to prevent corrosion between the scuff plates at exit and cargo doors and fatigue cracks originating from certain fastener holes located in adjacent structure, which could result in reduced structural integrity of the door surroundings. </P>
                            <HD SOURCE="HD1">Compliance </HD>
                            <P>(e) You are responsible for having the actions required by this AD performed within the compliance times specified, unless the actions have already been done. </P>
                            <HD SOURCE="HD1">Requirements of AD 98-16-06 </HD>
                            <HD SOURCE="HD2">Initial Inspection Behind Scuff Plates and Repair If Necessary With Revised Affected Doors </HD>
                            <P>(f) Perform an initial inspection of the areas behind the scuff plates below the passenger/crew doors and bulk cargo door to detect cracks and corrosion, in accordance with Airbus Service Bulletin A310-53-2030, Revision 5, dated March 6, 1991, at the applicable time specified in paragraph (f)(1), (f)(2), or (f)(3) of this AD. If any crack or corrosion is found during this inspection, prior to further flight, repair in accordance with the service bulletin. Accomplishment of this inspection is not required for the aft passenger/crew doors if a steel doubler that covers the entire inspection area is installed. </P>
                            <P>(1) For any door on which Modification 5382 and Modification 5382D4741 for all other doors have been accomplished: Perform the initial inspection within 9 years since airplane manufacture, or within 1 year after September 4, 1998 (the effective date of AD 98-16-06), whichever occurs later. </P>
                            <P>(2) For any door on which Modification 5382 and Modification 5382D4741 for all other doors have not been accomplished, and on which the procedures described in Airbus Service Bulletin A310-53-2004, Revision 2, dated June 17, 1985, or Airbus Service Information Letter 53-033, Revision 2, dated November 23, 1984, have been accomplished: Perform the initial inspection within 5 years since airplane manufacture, or within 1 year after September 4, 1998, whichever occurs later. </P>
                            <P>
                                (3) For any door on which Modification 5382 and Modification 5382D4741 for all other doors have not been accomplished, and on which the procedures described in Airbus Service Bulletin A310-53-2004, Revision 2, dated June 17, 1985, or Airbus Service Information Letter 53-033, Revision 2, dated November 23, 1984, have not been accomplished: Perform the initial inspection within 4 years since airplane manufacture, or within 1 year after September 4, 1998, whichever occurs later. 
                                <PRTPAGE P="2468"/>
                            </P>
                            <HD SOURCE="HD2">Repetitive Inspections Behind Scuff Plates </HD>
                            <P>(g) Perform repetitive inspections of the areas behind the scuff plates below the passenger/crew doors and bulk cargo door to detect cracks and corrosion, in accordance with Airbus Service Bulletin A310-53-2041, Revision 02, dated July 2, 1996, at the applicable times specified in paragraphs (g)(1), (g)(2), and (g)(3) of this AD. Accomplishment of these inspections is not required for the aft passenger/crew doors if a steel doubler that covers the entire inspection area is installed. </P>
                            <P>(1) For the forward passenger/crew doors, the bulk cargo door, and the aft passenger/crew doors, except the upper and lower edges of the fail-safe ring and the upper edges of the corner doubler, on all Model A310-200 and -300 series airplanes: Perform the first inspection within 5 years after accomplishing the inspection required by paragraph (f) of this AD; and repeat the inspection thereafter at intervals not to exceed 5 years. </P>
                            <P>(2) For the upper and lower edges of the fail-safe ring and the upper edges of the corner doubler of the aft passenger/crew door on all Model A310-200 series airplanes: Perform the first inspection within 5 years or 12,000 landings after accomplishing the inspection required by paragraph (f) of this AD, whichever occurs first; and repeat the inspection thereafter at intervals not to exceed 5 years or 12,000 landings, whichever occurs first. </P>
                            <P>(3) For the upper and lower edges of the fail-safe ring and the upper edges of the corner doubler of the aft passenger/crew door on all Model A310-300 series airplanes: Perform the first inspection within 5 years or 7,000 landings after accomplishing the inspection required by paragraph (f) of this AD, whichever occurs first; and repeat the inspection thereafter at intervals not to exceed 5 years or 7,000 landings, whichever occurs first. </P>
                            <HD SOURCE="HD2">Repair of Scuff Plates If Necessary </HD>
                            <P>(h) If any crack is found during any inspection required by paragraph (g) or (n) of this AD, prior to further flight, repair in accordance with Airbus Service Bulletin A310-53-2041, Revision 02, dated July 2, 1996. Thereafter, perform the repetitive inspections required by paragraph (g) of this AD at the applicable times specified in paragraphs (g)(1), (g)(2), and (g)(3) of this AD. </P>
                            <P>(i) If any corrosion is found during any inspection required by paragraph (g) of this AD, prior to further flight, repair in accordance with Airbus Service Bulletin A310-53-2041, Revision 02, dated July 2, 1996. Thereafter, perform the repetitive inspections required by paragraph (g) of this AD at the applicable time specified in paragraph (i)(1) or (i)(2) of this AD. </P>
                            <P>(1) For Model A310-200 series airplanes: Inspect at intervals not to exceed 5 years or 9,600 landings, whichever occurs first. </P>
                            <P>(2) For Model A310-300 series airplanes: Inspect at intervals not to exceed 5 years or 5,600 landings, whichever occurs first. </P>
                            <P>(j) Accomplishment of the actions required by paragraph (g), (h), or (i) of this AD in accordance with Airbus Service Bulletin A310-53-2041, dated December 5, 1990; or Revision 1, dated March 6, 1991, prior to September 4, 1998, is acceptable for compliance with that paragraph. </P>
                            <HD SOURCE="HD2">Initial Inspection of Corner Doublers, Fail-Safe Ring, and Door Frames </HD>
                            <P>(k) Perform an inspection to detect cracking of the holes of the corner doublers, the fail-safe ring, and the door frames of the left- and right-hand forward, mid, and aft passenger/crew door structures, in accordance with Airbus Service Bulletin A310-53-2037, Revision 1, dated April 29, 1992, and at the applicable times specified in paragraphs (k)(1), (k)(2), and (k)(3) of this AD. </P>
                            <P>(1) For the upper corners of the forward doors: Inspect prior to the accumulation of 20,000 total landings, or within 2,000 landings after September 4, 1998, whichever occurs later. </P>
                            <P>(2) For the lower corners of the forward doors: Inspect prior to the accumulation of 20,000 total landings, or within 4,000 landings after September 4, 1998, whichever occurs later. </P>
                            <P>(3) For the upper and lower corners of the aft doors, and for the parts underneath the corners of the upper door frames: Inspect prior to the accumulation of 20,000 total landings, or within 4,000 landings after September 4, 1998, whichever occurs later. </P>
                            <HD SOURCE="HD2">Repetitive Inspections of Corner Doublers, Fail-Safe Ring, and Door Frames </HD>
                            <P>(l) Repeat the inspections required by paragraph (k) of this AD at the applicable times specified in paragraphs (l)(1), (l)(2), (l)(3), (l)(4), and (l)(5). </P>
                            <P>(1) For the upper corners of the forward doors: Inspect at intervals not to exceed 6,000 landings. </P>
                            <P>(2) For the lower corners of the forward doors: Inspect at intervals not to exceed 10,000 landings. </P>
                            <P>(3) For the upper and lower corners of the aft doors on which an inspection required by paragraph (k) of this AD was accomplished using a ROTO test technique: Inspect at intervals not to exceed 8,000 landings. </P>
                            <P>(4) For the upper and lower corners of the aft doors on which an inspection required by paragraph (k) of this AD was accomplished using an X-ray technique: Inspect at intervals not to exceed 3,500 landings. </P>
                            <P>(5) For the areas around the fasteners in the vicinity of stringer 12 on the upper door frames of the aft doors on which an inspection required by paragraph (k) of this AD was accomplished using a visual technique: Inspect at intervals not to exceed 6,900 landings. </P>
                            <HD SOURCE="HD2">Repair of Corner Doublers, Fail-Safe Ring, and/or Door Frames If Necessary </HD>
                            <P>(m) If any crack is found during any inspection required by paragraph (k) or (l) of this AD: Prior to further flight, accomplish the requirement of paragraph (m)(1) or (m)(2) of this AD, as applicable. </P>
                            <P>(1) If any crack is found, and the crack can be eliminated using the method specified in Airbus Service Bulletin A310-53-2037, Revision 1, dated April 29, 1992; or Revision 02, dated November 27, 2000: Prior to further flight, repair the crack in accordance with that service bulletin. </P>
                            <P>(2) If any crack is found, and the crack cannot be eliminated using the method specified in Airbus Service Bulletin A310-53-2037, Revision 1, dated April 29, 1992; or Revision 02, dated November 27, 2000: Prior to further flight, repair the crack in accordance with a method approved by the Manager, International Branch, ANM-116, FAA, Transport Airplane Directorate. </P>
                            <HD SOURCE="HD1">New Requirements of This AD </HD>
                            <HD SOURCE="HD2">New Revision of Service Bulletins </HD>
                            <P>(n) As of the effective date of this AD, use only the service bulletin specified in Table 1 of this AD. </P>
                            <GPOTABLE COLS="02" OPTS="L2,i1" CDEF="s50,r150">
                                <TTITLE>Table 1.—New Revision of Service Bulletins</TTITLE>
                                <BOXHD>
                                    <CHED H="1" O="L">Do the action(s) required by—</CHED>
                                    <CHED H="1" O="L">In accordance with the accomplishment instructions of Airbus Service Bulletin—</CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="01">(1) Paragraph (f) of this AD</ENT>
                                    <ENT>A310-53-2030, Revision 06, dated July 2, 1996.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(2) Paragraph (k) and (m)(1) of this AD</ENT>
                                    <ENT>A310-53-2037, Revision 02, dated November 27, 2000.</ENT>
                                </ROW>
                            </GPOTABLE>
                            <HD SOURCE="HD2">Terminating Modification for Repetitive Inspection of Corner Doublers, Fail-Safe Ring, and Door Frames </HD>
                            <P>
                                (o) Modify the passenger/crew door structures in accordance with the Accomplishment Instructions of Airbus Service Bulletin A310-53-2017, Revision 09, dated May 17, 2004. Do the modification at the applicable time in paragraph (o)(1) or (o)(2) of Table 2 of this AD. Accomplishment of this modification constitutes terminating action for the repetitive inspections required by paragraph (l) of this AD. The inspections required by paragraph (f) of this AD must be done before accomplishing this modification. 
                                <PRTPAGE P="2469"/>
                            </P>
                            <GPOTABLE COLS="2" OPTS="L2,i1" CDEF="s50,r1500">
                                <TTITLE>Table 2.—Compliance Time for Terminating Modification</TTITLE>
                                <BOXHD>
                                    <CHED H="1" O="L">For model </CHED>
                                    <CHED H="1" O="L">Compliance time</CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="01">(1) A310-203, -204, -221, and -222 airplanes </ENT>
                                    <ENT>Before the accumulation of 40,000 flight cycles since the date of issuance of the original French standard Airworthiness Certificate or the date of issuance of the original French Export Certificate of Airworthiness, or during the next inspection required by paragraph (l) of this AD, whichever occurs later. </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(2) A310-304, -322, -324, and -325 airplanes </ENT>
                                    <ENT>Before the accumulation of 35,000 flight cycles since the date of issuance of the original French standard Airworthiness Certificate or the date of issuance of the original French Export Certificate of Airworthiness, or during the next inspection required by paragraph (l) of this AD, whichever occurs later </ENT>
                                </ROW>
                            </GPOTABLE>
                            <HD SOURCE="HD2">Earlier Revision of Service Bulletins </HD>
                            <P>(p) Actions done before the effective date of this AD in accordance with the service bulletins identified in Table 3 of this AD, are acceptable for compliance with the corresponding requirements of this AD. </P>
                            <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s50,10,xs80">
                                <TTITLE>Table 3.—Earlier Revision of Service Bulletins</TTITLE>
                                <BOXHD>
                                    <CHED H="1">Airbus service bulletin </CHED>
                                    <CHED H="1">Revision level </CHED>
                                    <CHED H="1">Date </CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="01">(1) A310-53-2017 </ENT>
                                    <ENT>7 </ENT>
                                    <ENT>February 25, 1992.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(2) A310-53-2017 </ENT>
                                    <ENT>08 </ENT>
                                    <ENT>September 7, 2000.</ENT>
                                </ROW>
                            </GPOTABLE>
                            <HD SOURCE="HD1">Alternative Methods of Compliance (AMOCs) </HD>
                            <P>(q)(1) The Manager, International Branch, ANM-116, has the authority to approve AMOCs for this AD, if requested in accordance with the procedures found in 14 CFR 39.19. </P>
                            <P>(2) Alternative methods of compliance, approved previously in accordance with AD 98-16-06 are approved as alternative methods of compliance with the corresponding provisions of paragraphs (f) through (m) of this AD. </P>
                            <P>(3) Before using any AMOC approved in accordance with § 39.19 on any airplane to which the AMOC applies, notify the appropriate principal inspector in the FAA Flight Standards Certificate Holding District Office. </P>
                            <HD SOURCE="HD1">Related Information </HD>
                            <P>(r) French airworthiness directives 1991-132-124(B) R1, dated November 29, 2000, and F-2004-103, dated July 7, 2004, also address the subject of this AD. </P>
                        </EXTRACT>
                    </SECTION>
                    <SIG>
                        <DATED>Issued in Renton, Washington, on January 8, 2007. </DATED>
                        <NAME>Ali Bahrami, </NAME>
                        <TITLE>Manager, Transport Airplane Directorate, Aircraft Certification Service.</TITLE>
                    </SIG>
                </PART>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-702 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4910-13-P </BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION </AGENCY>
                <SUBAGY>Federal Aviation Administration </SUBAGY>
                <CFR>14 CFR Part 39 </CFR>
                <DEPDOC>[Docket No. FAA-2007-26856; Directorate Identifier 2006-NM-125-AD] </DEPDOC>
                <RIN>RIN 2120-AA64 </RIN>
                <SUBJECT>Airworthiness Directives; Airbus Model A300 B4-600, B4-600R, and F4-600R Series Airplanes, and Model C4-605R Variant F Airplanes (Collectively Called A300-600 Series Airplanes) </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), Department of Transportation (DOT). </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking (NPRM). </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA proposes to supersede an existing airworthiness directive (AD) that applies to all Airbus Model A300-600 series airplanes. The existing AD currently requires inspections of the lower door surrounding structure to detect cracks and corrosion; inspections to detect cracking of the holes of the corner doublers, the fail-safe ring, and the door frames of the door structures; and repair if necessary. The existing AD also provides for optional terminating action for certain inspections. This proposed AD would retain all requirements of the existing AD, mandate the previously optional terminating action, reduce the applicability of the existing AD, and add repetitive inspections behind scuff plates for certain affected airplanes. This proposed AD results from a determination that further rulemaking is necessary to improve the fatigue behavior of the cabin door surroundings. We are proposing this AD to prevent corrosion between the scuff plates at exit and cargo doors and fatigue cracks originating from certain fastener holes located in adjacent structure, which could result in reduced structural integrity of the door surroundings. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>We must receive comments on this proposed AD by February 20, 2007. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Use one of the following addresses to submit comments on this proposed AD. </P>
                    <P>
                        • 
                        <E T="03">DOT Docket Web site:</E>
                         Go to 
                        <E T="03">http://dms.dot.gov</E>
                         and follow the instructions for sending your comments electronically. 
                    </P>
                    <P>
                        • 
                        <E T="03">Government-wide rulemaking Web site:</E>
                         Go to 
                        <E T="03">http://www.regulations.gov</E>
                         and follow the instructions for sending your comments electronically. 
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Docket Management Facility; U.S. Department of Transportation, 400 Seventh Street SW., Nassif Building, Room PL-401, Washington, DC 20590. 
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         (202) 493-2251. 
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Room PL-401 on the plaza level of the Nassif Building, 400 Seventh Street SW., Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. 
                    </P>
                    <P>Contact Airbus, 1 Rond Point Maurice Bellonte, 31707 Blagnac Cedex, France, for service information identified in this proposed AD. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Tom Stafford, Aerospace Engineer, International Branch, ANM-116, FAA, Transport Airplane Directorate, 1601 Lind Avenue, SW., Renton, Washington 98057-3356; telephone (425) 227-1622; fax (425) 227-1149. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    <PRTPAGE P="2470"/>
                </P>
                <HD SOURCE="HD1">Comments Invited </HD>
                <P>
                    We invite you to submit any relevant written data, views, or arguments regarding this proposed AD. Send your comments to an address listed in the 
                    <E T="02">ADDRESSES</E>
                     section. Include the docket number “Docket No. FAA-2007-26856; Directorate Identifier 2006-NM-125-AD” at the beginning of your comments. We specifically invite comments on the overall regulatory, economic, environmental, and energy aspects of the proposed AD. We will consider all comments received by the closing date and may amend the proposed AD in light of those comments. 
                </P>
                <P>
                    We will post all comments we receive, without change, to 
                    <E T="03">http://dms.dot.gov</E>
                    , including any personal information you provide. We will also post a report summarizing each substantive verbal contact with FAA personnel concerning this proposed AD. Using the search function of that Web site, anyone can find and read the comments in any of our dockets, including the name of the individual who sent the comment (or signed the comment on behalf of an association, business, labor union, etc.). You may review the DOT's complete Privacy Act Statement in the 
                    <E T="04">Federal Register</E>
                     published on April 11, 2000 (65 FR 19477-78), or you may visit 
                    <E T="03">http://dms.dot.gov.</E>
                </P>
                <HD SOURCE="HD1">Examining the Docket </HD>
                <P>
                    You may examine the AD docket on the Internet at 
                    <E T="03">http://dms.dot.gov</E>
                    , or in person at the Docket Management Facility office between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The Docket Management Facility office (telephone (800) 647-5227) is located on the plaza level of the Nassif Building at the DOT street address stated in the 
                    <E T="02">ADDRESSES</E>
                     section. Comments will be available in the AD docket shortly after the Docket Management System receives them. 
                </P>
                <HD SOURCE="HD1">Discussion </HD>
                <P>On July 24, 1998, we issued AD 98-16-05, amendment 39-10680 (63 FR 40812, July 31, 1998), for all Airbus Model A300 B4-600, B4-600R, and F4-600R series airplanes, and Model C4-605R Variant F airplanes (collectively called A300-600 series airplanes). That AD requires inspections of the lower door surrounding structure to detect cracks and corrosion; inspections to detect cracking of the holes of the corner doublers, the fail-safe ring, and the door frames of the door structures; and repair if necessary. That AD also provides for optional terminating action for certain inspections. That AD resulted from reports indicating that corrosion was found behind the scruff plates at exit and cargo doors, and fatigue cracks originated from certain fastener holes located in adjacent structure. We issued that AD to detect and correct such corrosion and fatigue cracking, which could result in reduced structural integrity of the door surroundings. </P>
                <HD SOURCE="HD1">Other Relevant Rulemaking </HD>
                <P>We have previously issued AD 97-11-03, amendment 39-10032 (62 FR 28325, May 23, 1997), applicable to all Airbus Model A300 series airplanes. That AD requires inspections of the lower door surrounding structure to detect cracks and corrosion; inspections to detect cracking of the holes of the corner doublers, the fail-safe ring, and the door frames of the door structures; and repair if necessary. That AD also requires modification of the passenger/crew door frames, which terminates certain inspections. </P>
                <P>We also previously issued AD 98-16-06, amendment 39-10682 (63 FR 40819, July 31, 1998), for all Airbus Model A310 series airplanes. That AD requires inspections of the lower door surrounding structure to detect cracks and corrosion; inspections to detect cracking of the holes of the corner doublers, the fail-safe ring, and the door frames of the door structures; and repair if necessary. That AD also provides for optional terminating action for certain inspections. We are considering further rulemaking to mandate the optional terminating action. </P>
                <HD SOURCE="HD1">Actions Since Existing AD Was Issued </HD>
                <P>Since we issued AD 98-16-05, the Direction Générale de l'Aviation Civile (DGAC), which is the airworthiness authority for France, issued French airworthiness directives 1991-132-124(B) R1, dated November 29, 2000 (to replace French airworthiness directive 91-132-124(B), dated June 26, 1991, which is referred to in AD 98-16-05), and F-2004-103, dated July 7, 2004. The DGAC advises that further rulemaking is necessary to improve the fatigue behavior of the cabin door surroundings on certain Airbus Model A300-600 series airplanes and to remove certain airplanes from the applicability of the existing AD that are no longer subject to the existing requirements. Corrosion between the scuff plates at exit and cargo doors and fatigue cracks originating from certain fastener holes located in adjacent structure, if not corrected, could result in reduced structural integrity of the door surroundings. </P>
                <P>After the DGAC issued French airworthiness directive 1991-132-124(B) R1 on November 29, 2000, we determined at that time that further rulemaking was not necessary, because the changes to AD 98-16-05 would be relieving in nature. However, since French airworthiness directive F-2004-103 mandates the previously optional modification, we now agree with the DGAC that further rulemaking is indeed necessary to improve the fatigue behavior of the cabin door surroundings, and this proposed AD follows from that determination. </P>
                <HD SOURCE="HD1">Relevant Service Information </HD>
                <P>Airbus has issued and revised the service bulletins in the following table: </P>
                <GPOTABLE COLS="02" OPTS="L2,i1" CDEF="s100,r200">
                    <TTITLE>Service Bulletins</TTITLE>
                    <BOXHD>
                        <CHED H="1" O="L">Airbus Service Bulletin—</CHED>
                        <CHED H="1" O="L">Describes procedures for—</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">A300-53-6011, Revision 07, dated January 24, 2005 (Revision 3, dated February 4, 1991, of the service bulletin was referenced in AD 98-16-05 as an appropriate source of service information)</ENT>
                        <ENT>Doing initial inspections for cracks and corrosion of the areas behind the scuff plates below the passenger/crew doors and bulk cargo door, and repairing any cracked or corroded part or contacting Airbus. The inspection and repair are essentially identical to those specified in Revision 3 of the service bulletin. Revision 07 also revises the effectivity by adding additional airplanes.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A300-53-6022, Revision 04, dated January 24, 2005 (the original issue, dated February 4, 1991, of the service bulletin was referenced in AD 98-16-05 as an appropriate source of service information)</ENT>
                        <ENT>Doing repetitive inspections for cracks and corrosion of the areas behind the scuff plates below the passenger/crew doors and bulk cargo door, and repairing any cracked/corroded part or contacting Airbus. The inspection and repair are essentially identical to those specified in original issue of the service bulletin. Revision 04 also revises the effectivity by adding additional airplanes.</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="2471"/>
                        <ENT I="01">A300-53-6018, Revision 03, dated July 26, 2006, including Appendix 01 (Revision 1, dated April 29, 1992, of the service bulletin was referenced in AD 98-16-05 as an appropriate source of service information)</ENT>
                        <ENT>Doing repetitive inspections for cracks/corrosion of the holes of the corner doublers, the fail-safe ring, and the door frames of the passenger/crew door structures, and repairing any cracked/corroded part or contacting Airbus. The inspection and repair are essentially identical to those specified in Revision 1 of the service bulletin.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">A300-53-6002, Revision 06, dated May 17, 2004 (Revision 3, dated February 22, 1992, of the service bulletin was referenced in AD 98-16-05 as an appropriate source of service information)</ENT>
                        <ENT>Modifying the passenger/crew door structures, which ends the repetitive inspections of the holes of the corner doublers specified in Airbus Service Bulletin A300-53-6018, the fail-safe ring, and the door frames for certain airplanes. The modification includes cold expansion of fastener holes; a ROTO test; repair of any crack; repair of any crack that cannot be eliminated per Airbus; installation of new oversize fasteners and modified brackets; and installation of an additional steel doubler. The modification is essentially identical to that specified in Revision 3 of the service bulletin.</ENT>
                    </ROW>
                </GPOTABLE>
                <P>Accomplishing the actions specified in the service information is intended to adequately address the unsafe condition. The DGAC mandated the service information to ensure the continued airworthiness of these airplanes in France. </P>
                <HD SOURCE="HD1">FAA's Determination and Requirements of the Proposed AD </HD>
                <P>These airplane models are manufactured in France and are type certificated for operation in the United States under the provisions of section 21.29 of the Federal Aviation Regulations (14 CFR 21.29) and the applicable bilateral airworthiness agreement. Pursuant to this bilateral airworthiness agreement, the DGAC has kept the FAA informed of the situation described above. We have examined the DGAC's findings, evaluated all pertinent information, and determined that AD action is necessary for airplanes of this type design that are certificated for operation in the United States. </P>
                <P>This proposed AD would supersede AD 98-16-05, retain the requirements of the existing AD, mandate the previously optional terminating action, reduce the applicability of the existing AD, and add repetitive inspections behind scuff plates for certain affected airplanes. This proposed AD would also require accomplishing the actions specified in service information described previously. </P>
                <HD SOURCE="HD1">Difference Between French Airworthiness Directive and This Proposed AD </HD>
                <P>The applicability of French airworthiness directive 1991-132-124(B) R1 excludes Airbus Model A300-600 series airplanes on which Airbus Service Bulletin A300-53-6002, Revision 2, dated May 6, 1991 (or any other later approved revision), has been accomplished in service. However, we have not excluded those airplanes in the applicability of this proposed AD; rather, this proposed AD includes a requirement to accomplish the actions specified in Revision 06 of that service bulletin. This requirement would ensure that the actions specified in the service bulletin and required by this proposed AD are accomplished on all affected airplanes. Operators must continue to operate the airplane in the configuration required by this proposed AD unless an alternative method of compliance is approved. </P>
                <P>The service bulletins specify to contact the manufacturer for instructions on how to repair certain conditions, but this proposed AD would require repairing those conditions using a method that we or the European Aviation Safety Agency (EASA) (or its delegated agent) approve. In light of the type of repair that would be required to address the unsafe condition, and consistent with existing bilateral airworthiness agreements, we have determined that, for this proposed AD, a repair we or the EASA approve would be acceptable for compliance with this proposed AD. </P>
                <HD SOURCE="HD1">Change to Existing AD </HD>
                <P>This proposed AD would retain all requirements of AD 98-16-05. Since AD 98-16-05 was issued, the AD format has been revised, and certain paragraphs have been rearranged. As a result, the corresponding paragraph identifiers have changed in this proposed AD, as listed in the following table: </P>
                <GPOTABLE COLS="02" OPTS="L2,i1" CDEF="s50,r50">
                    <TTITLE>Revised Paragraph Identifiers</TTITLE>
                    <BOXHD>
                        <CHED H="1">
                            Requirement in 
                            <LI>AD 98-16-05</LI>
                        </CHED>
                        <CHED H="1">Corresponding requirements in this proposed AD</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Paragraph (a)</ENT>
                        <ENT>Paragraph (f).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Paragraph (b)</ENT>
                        <ENT>Paragraph (g).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Paragraph (c)</ENT>
                        <ENT>Paragraph (h).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Paragraph (d)</ENT>
                        <ENT>Paragraph (i).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Paragraph (e)</ENT>
                        <ENT>paragraph (j).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Paragraph (f)</ENT>
                        <ENT>Paragraph (k).</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Paragraph (g)</ENT>
                        <ENT>Paragraph (l).</ENT>
                    </ROW>
                </GPOTABLE>
                <P>The DGAC revised the applicability of French airworthiness directives 1991-132-124(B) R1 and F-2004-103 to exclude Model A300-600 series airplanes on which Airbus Modification 5068, 6514, 7201, and 7298 have been incorporated in production. Therefore, the applicability of the proposed AD parallels the French airworthiness directives in that regard. </P>
                <HD SOURCE="HD1">Costs of Compliance </HD>
                <P>The following table provides the estimated costs for U.S. operators to comply with this proposed AD. The average labor rate per work hour is $80. </P>
                <GPOTABLE COLS="06" OPTS="L2,i1" CDEF="s100,r50,r50,r50,14,r50">
                    <TTITLE>Estimated Costs</TTITLE>
                    <BOXHD>
                        <CHED H="1">Action</CHED>
                        <CHED H="1">Work hours</CHED>
                        <CHED H="1">Parts</CHED>
                        <CHED H="1">Cost per airplane</CHED>
                        <CHED H="1">Number of U.S.-registered airplanes</CHED>
                        <CHED H="1">Fleet cost</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Repetitive inspections behind scuff plates</ENT>
                        <ENT>37</ENT>
                        <ENT>None</ENT>
                        <ENT>$2,960</ENT>
                        <ENT>129</ENT>
                        <ENT>$381,840.</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Repetitive inspections of corner doublers, fail-safe ring, and door frames</ENT>
                        <ENT>Between 1 and 51</ENT>
                        <ENT>None</ENT>
                        <ENT>Between $80 and $4,080</ENT>
                        <ENT>129</ENT>
                        <ENT>Between $10,320 and $526,320.</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="2472"/>
                        <ENT I="01">Terminating modification for repetitive inspection of corner doublers, fail-safe ring, and door frames</ENT>
                        <ENT>Between 8 and 67, depending on kit purchased</ENT>
                        <ENT>Between $580 and $11,273, depending on kit purchased</ENT>
                        <ENT>Between $1,220 and $16,633</ENT>
                        <ENT>129</ENT>
                        <ENT>Between $157,380 and $2,145,657.</ENT>
                    </ROW>
                </GPOTABLE>
                <HD SOURCE="HD1">Authority for This Rulemaking </HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, Section 106, describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the Agency's authority. </P>
                <P>We are issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701, “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action. </P>
                <HD SOURCE="HD1">Regulatory Findings </HD>
                <P>We have determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government. </P>
                <P>For the reasons discussed above, I certify that the proposed regulation: </P>
                <P>1. Is not a “significant regulatory action” under Executive Order 12866; </P>
                <P>2. Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979); and </P>
                <P>3. Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act. </P>
                <P>
                    We prepared a regulatory evaluation of the estimated costs to comply with this proposed AD and placed it in the AD docket. See the 
                    <E T="02">ADDRESSES</E>
                     section for a location to examine the regulatory evaluation. 
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39 </HD>
                    <P>Air transportation, Aircraft, Aviation safety, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Proposed Amendment </HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows: </P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES </HD>
                    <P>1. The authority citation for part 39 continues to read as follows: </P>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>49 U.S.C. 106(g), 40113, 44701. </P>
                    </AUTH>
                    <SECTION>
                        <SECTNO>§ 39.13 </SECTNO>
                        <SUBJECT>[Amended] </SUBJECT>
                        <P>2. The Federal Aviation Administration (FAA) amends § 39.13 by removing amendment 39-10680 (63 FR 40812, July 31, 1998) and adding the following new airworthiness directive (AD):</P>
                        <EXTRACT>
                            <FP SOURCE="FP-2">
                                <E T="04">Airbus:</E>
                                 Docket No. FAA-2007-26856; Directorate Identifier 2006-NM-125-AD. 
                            </FP>
                            <HD SOURCE="HD1">Comments Due Date </HD>
                            <P>(a) The FAA must receive comments on this AD action by February 20, 2007. </P>
                            <HD SOURCE="HD1">Affected ADs </HD>
                            <P>(b) This AD supersedes AD 98-16-05. </P>
                            <HD SOURCE="HD1">Applicability </HD>
                            <P>(c) This AD applies to Airbus Model A300 B4-601, B4-603, B4-620, and B4-622 airplanes; Model A300 B4-605R and B4-622R airplanes; Model A300 F4-605R and F4-622R airplanes; and Model A300 C4-605R Variant F airplanes; certificated in any category; excluding those airplanes on which Airbus Modification 5068, 6514, 7201, and 7298 have been incorporated in production. </P>
                            <HD SOURCE="HD1">Unsafe Condition </HD>
                            <P>(d) This AD results from a determination that further rulemaking is necessary to improve the fatigue behavior of the cabin door surroundings. We are issuing this AD to prevent corrosion between the scuff plates at exit and cargo doors and fatigue cracks originating from certain fastener holes located in adjacent structure, which could result in reduced structural integrity of the door surroundings. </P>
                            <HD SOURCE="HD1">Compliance </HD>
                            <P>(e) You are responsible for having the actions required by this AD performed within the compliance times specified, unless the actions have already been done. </P>
                            <HD SOURCE="HD1">Requirements of AD 98-16-05 </HD>
                            <HD SOURCE="HD2">Initial Inspection Behind Scuff Plates and Repair if Necessary </HD>
                            <P>(f) Perform an initial inspection of the areas behind the scuff plates below the passenger/crew doors and bulk cargo door to detect cracks and corrosion, in accordance with Airbus Service Bulletin A300-53-6011, Revision 3, dated February 4, 1991, at the time specified in paragraph (f)(1), (f)(2), or (f)(3) of this AD. If any crack or corrosion is found during this inspection, prior to further flight, repair in accordance with the service bulletin. Accomplishment of this inspection is not required for the mid and aft passenger/crew doors if a steel doubler that covers the entire inspection area is installed. </P>
                            <P>(1) For airplanes on which Modification 5382S6526 (for forward doors) and Modification 5382D4741 (for all other doors) have been accomplished prior to delivery of the airplane: Perform the initial inspection within 9 years since date of manufacture, or within 1 year after September 4, 1998 (the effective date of AD 98-16-05), whichever occurs later. </P>
                            <P>(2) For airplanes on which Modification 5382S6526 (for forward doors) and Modification 5382D4741 (for all other doors) have not been accomplished; and on which the procedures described in Airbus Service Information Letter (SIL) A300-53-033, Revision 2 (for all doors), dated November 23, 1984, have been accomplished: Perform the initial inspection within 5 years after accomplishment of the procedures described in the SIL, or within 1 year after September 4, 1998, whichever occurs later. </P>
                            <P>(3) For airplanes on which Modification 5382S6526 (for forward doors), and Modification 5382D4741 (for all other doors), and the procedures described in Airbus SIL A300-53-033, Revision 2, dated November 23, 1984, have not been accomplished: Perform the initial inspection within 4 years since date of manufacture, or within 1 year after September 4, 1998, whichever occurs later. </P>
                            <HD SOURCE="HD2">Repetitive Inspections Behind Scuff Plates </HD>
                            <P>
                                (g) Perform repetitive inspections of the areas behind the scuff plates below the passenger/crew doors and bulk cargo door to detect cracks and corrosion, in accordance with Airbus Service Bulletin A300-53-6022, dated February 4, 1991, at the applicable times specified in paragraphs (g)(1) and (g)(2) of this AD. Accomplishment of these inspections is not required for the mid and aft passenger/crew doors if a steel doubler that covers the entire inspection area is installed. 
                                <PRTPAGE P="2473"/>
                            </P>
                            <P>(1) For the forward and mid passenger/crew doors, the bulk cargo door, and the aft passenger/crew doors, except the upper and lower edges of the fail-safe ring and the upper edges of the corner doubler: Perform the first inspection within 5 years after accomplishing the inspection required by paragraph (f) of this AD; and repeat the inspection thereafter at intervals not to exceed 5 years. </P>
                            <P>(2) For the upper and lower edges of the fail-safe ring and the upper edges of the corner doubler of the aft passenger/crew doors: Perform the first inspection within 5 years or 6,000 landings after accomplishing the inspection required by paragraph (f) of this AD, whichever occurs first; and repeat the inspection thereafter at intervals not to exceed 5 years or 6,000 landings, whichever occurs first. </P>
                            <HD SOURCE="HD2">Repair of Scuff Plates if Necessary </HD>
                            <P>(h) If any crack is found during any inspection required by paragraph (g) of this AD, prior to further flight, repair in accordance with Airbus Service Bulletin A300-53-6022, dated February 4, 1991. Thereafter, perform the repetitive inspections required by paragraph (g) of this AD at the applicable times specified in paragraphs (g)(1) and (g)(2) of this AD. </P>
                            <P>(i) If corrosion is found during any inspection required by paragraph (g) of this AD, prior to further flight, repair in accordance with Airbus Service Bulletin A300-53-6022, dated February 4, 1991. Thereafter, perform the repetitive inspections required by paragraph (g) of this AD at the applicable times specified in paragraph (i)(1) or (i)(2) of this AD. </P>
                            <P>(1) For the upper and lower edges of the fail-safe ring and the upper edges of the corner doubler of the aft passenger/crew doors, and for the mid passenger/crew door: Inspect at intervals not to exceed 5 years or 5,000 landings, whichever occurs first. </P>
                            <P>(2) For the forward passenger/crew doors and bulk cargo doors: Inspect at intervals not to exceed 5 years. </P>
                            <HD SOURCE="HD2">Initial Inspection of Corner Doublers, Fail-Safe Ring, and Door Frames </HD>
                            <P>(j) Perform an inspection to detect cracking of the holes of the corner doublers, the fail-safe ring, and the door frames of the left- and right-hand forward, mid, and aft passenger/crew door structures, in accordance with Airbus Service Bulletin A300-53-6018, Revision 1, dated April 29, 1992, and at the applicable time specified in paragraph (j)(1), (j)(2), (j)(3), or (j)(4) of this AD. </P>
                            <P>(1) For the upper corners of the forward doors: Inspect prior to the accumulation of 20,000 total landings, or within 2,000 landings after September 4, 1998, whichever occurs later. </P>
                            <P>(2) For the lower corners of the forward doors: Inspect prior to the accumulation of 20,000 total landings, or within 4,000 landings after September 4, 1998, whichever occurs later. </P>
                            <P>(3) For the upper and lower corners of the mid doors: Inspect prior to the accumulation of 20,000 total landings, or within 2,000 landings after September 4, 1998, whichever occurs later. </P>
                            <P>(4) For the upper and lower corners of the aft doors, and for the parts underneath the corners of the upper door frames: Inspect prior to the accumulation of 20,000 total landings, or within 4,000 landings after September 4, 1998, whichever occurs later. </P>
                            <HD SOURCE="HD2">Repetitive Inspections of Corner Doublers, Fail-Safe Ring, and Door Frames </HD>
                            <P>(k) Repeat the inspections required by paragraph (j) of this AD at the applicable times specified in paragraphs (k)(1), (k)(2), (k)(3), (k)(4), and (k)(5) of this AD. </P>
                            <P>(1) For the upper corners of the forward doors: Inspect at intervals not to exceed 6,000 landings. </P>
                            <P>(2) For the lower corners of the forward doors: Inspect at intervals not to exceed 10,000 landings. </P>
                            <P>(3) For the upper and lower corners of the mid and aft doors on which an inspection required by paragraph (j) of this AD was accomplished using a ROTO test technique: Inspect at intervals not to exceed 8,000 landings. </P>
                            <P>(4) For the upper and lower corners of the mid and aft doors on which an inspection required by paragraph (j) of this AD was accomplished using an X-ray technique: Inspect at intervals not to exceed 3,500 landings. </P>
                            <P>(5) For the areas around the fasteners in the vicinity of stringer 12 on the upper door frames of the aft doors on which an inspection required by paragraph (j) of this AD was accomplished using a visual technique: Inspect at intervals not to exceed 6,900 landings. </P>
                            <HD SOURCE="HD2">Repair of Corner Doublers, Fail-Safe Ring, and/or Door Frames If Necessary </HD>
                            <P>(l) If any crack is found during any inspection required by paragraph (j) or (k) of this AD: Prior to further flight, accomplish the requirement of paragraph (l)(1) or (l)(2) of this AD, as applicable. </P>
                            <P>(1) If any crack is found, and the crack can be eliminated using the method specified in Airbus Service Bulletin A300-53-6018, Revision 1, dated April 29, 1992; or Revision 02, excluding Appendix 01, dated November 27, 2000: Prior to further flight, repair the crack in accordance with that service bulletin. </P>
                            <P>(2) If any crack is found, and the crack cannot be eliminated using the method specified in Airbus Service Bulletin A300-53-6018, Revision 1, dated April 29, 1992; or Revision 02, dated November 27, 2000: Prior to further flight, repair the crack in accordance with a method approved by the Manager, International Branch, ANM-116, FAA, Transport Airplane Directorate. </P>
                            <HD SOURCE="HD1">New Requirements of This AD </HD>
                            <HD SOURCE="HD2">New Revision of Service Bulletins </HD>
                            <P>(m) As of the effective date of this AD, use only the applicable service bulletins specified in Table 1 of this AD; except where the service bulletins recommend contacting Airbus for appropriate action, before further flight, repair the cracked part using a method approved by the Manager, International Branch, ANM-116, Transport Airplane Directorate, FAA; or the European Aviation Safety Agency (EASA) (or its delegated agent). </P>
                            <GPOTABLE COLS="02" OPTS="L2,i1" CDEF="s100,r100">
                                <TTITLE>Table 1.—New Revision of Service Bulletins </TTITLE>
                                <BOXHD>
                                    <CHED H="1" O="L">Do the action(s) required by—</CHED>
                                    <CHED H="1" O="L">In accordance with the Accomplishment Instructions of Airbus Service Bulletin—</CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="01">(1) Paragraph (f) of this AD </ENT>
                                    <ENT>A300-53-6011, Revision 07, dated January 24, 2005.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(2) Paragraphs (g) through (i) of this AD </ENT>
                                    <ENT>A300-53-6022, Revision 04, dated January 24, 2005.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(3) Paragraphs (j), (k), and (l)(1) of this AD </ENT>
                                    <ENT>A300-53-6018, Revision 03, excluding Appendix 01, dated July 26, 2006.</ENT>
                                </ROW>
                            </GPOTABLE>
                            <HD SOURCE="HD2">Initial Inspection Behind Scuff Plates and Repair If Necessary for Additional Airplanes </HD>
                            <P>
                                (n) Perform an initial inspection of the areas behind the scuff plates below the passenger/crew doors and bulk cargo door to detect cracks and corrosion, in accordance with the Accomplishment Instructions of Airbus Service Bulletin A300-53-6011, Revision 07, dated January 24, 2005; at the applicable time specified in Table 2 of this AD. If any crack or corrosion is found during this inspection, before further flight, repair in accordance with the service bulletin. Accomplishment of this inspection is not required for the mid and aft passenger/crew doors if a steel doubler that covers the entire inspection area is installed. 
                                <PRTPAGE P="2474"/>
                            </P>
                            <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="s70,r50,r50,r50">
                                <TTITLE>Table 2.—Compliance Time Initial Inspection Behind Scuff Plate for Additional Airplanes </TTITLE>
                                <BOXHD>
                                    <CHED H="1" O="L">For airplanes on which—</CHED>
                                    <CHED H="1" O="L">And on which—</CHED>
                                    <CHED H="1" O="L">
                                        Compliance time 
                                        <LI>(whichever occurs later) </LI>
                                    </CHED>
                                    <CHED H="2">Threshold </CHED>
                                    <CHED H="2">Grace period </CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="01">(1) Modification 5382S6526 (for forward doors) and Modification 5382D4485 (for all other doors) have been done before the date of issuance of the original French standard airworthiness certificate or the date of issuance of the original French export certificate of airworthiness </ENT>
                                    <ENT>None </ENT>
                                    <ENT>Within 108 months after first flight </ENT>
                                    <ENT>Within 12 months after the effective date of this AD.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(2) Modification 5382S6180 (for forward doors) and Modification 5382D4741 or 5382D4485 (for all other doors) have been done before the date of issuance of the original French standard airworthiness certificate or the date of issuance of the original French export certificate of airworthiness </ENT>
                                    <ENT>None </ENT>
                                    <ENT>Within 108 months after first flight </ENT>
                                    <ENT>Within 12 months after the effective date of this AD.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(3) Modification 5382S6526 (for forward doors) and Modification 5382D4485 (for all other doors) have not been done before the effective date of this AD </ENT>
                                    <ENT>The actions specified in Airbus Service Information Letter (SIL) A300-53-033, Revision 2 (for all doors), dated November 23, 1984, have been done </ENT>
                                    <ENT>Within 60 months after accomplishing the actions specified in the SIL </ENT>
                                    <ENT>Within 12 months after the effective date of this AD.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(4) Modification 5382S6180 (for forward doors) and Modification 5382D4741 or 5382D4485 (for all other doors) have not been done before the effective dated of this AD </ENT>
                                    <ENT>The actions specified in Airbus SIL A300-53-033, Revision 2 (for all doors), dated November 23, 1984, have been done </ENT>
                                    <ENT>Within 60 months after accomplishing the actions specified in the SIL </ENT>
                                    <ENT>Within 12 months after the effective date of this AD.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(5) Modification 5382S6526 (for forward doors) and Modification 5382D4485 (for all other doors) have not been done before the effective date of this AD </ENT>
                                    <ENT>The actions specified in Airbus SIL A300-53-033, Revision 2, dated November 23, 1984, have not been done </ENT>
                                    <ENT>Within 48 months since the date of issuance of the original French standard airworthiness certificate or the date of issuance of the original French export certificate of airworthiness </ENT>
                                    <ENT>Within 12 months after the effective date of this AD.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(6) Modification 5382S6180 (for forward doors) and Modification 5382D4741 or 5382D4485 (for all other doors) have not been done before the effective date of this AD </ENT>
                                    <ENT>The actions specified in Airbus SIL A300-53-033, Revision 2, dated November 23, 1984, have not been done </ENT>
                                    <ENT>Within 48 months since the date of issuance of the original French standard airworthiness certificate or the date of issuance of the original French export certificate of airworthiness </ENT>
                                    <ENT>Within 12 months after the effective date of this AD.</ENT>
                                </ROW>
                            </GPOTABLE>
                            <HD SOURCE="HD2">Repetitive Inspections behind Scuff Plates for Additional Airplanes </HD>
                            <P>(o) For airplanes identified in Table 2 of this AD: Perform repetitive inspections of the areas behind the scuff plates below the passenger/crew doors and bulk cargo door to detect cracks and corrosion, in accordance with Airbus Service Bulletin A300-53-6022, Revision 04, dated January 24, 2005, at the applicable times specified in paragraphs (o)(1) and (o)(2) of this AD. Accomplishment of these inspections is not required for the mid and aft passenger/crew doors if a steel doubler that covers the entire inspection area is installed. </P>
                            <P>(1) For the forward and mid passenger/crew doors, the bulk cargo door, and the aft passenger/crew doors, except the upper and lower edges of the fail-safe ring and the upper edges of the corner doubler: Perform the first inspection within 60 months after accomplishing the inspection required by paragraph (n) of this AD; and repeat the inspection thereafter at intervals not to exceed 60 months. </P>
                            <P>(2) For the upper and lower edges of the fail-safe ring and the upper edges of the corner doubler of the aft passenger/crew doors: Perform the first inspection within 60 months or 6,000 landings after accomplishing the inspection required by paragraph (n) of this AD, whichever occurs first; and repeat the inspection thereafter at intervals not to exceed 60 months or 6,000 landings, whichever occurs first. </P>
                            <HD SOURCE="HD2">Repair of Scuff Plates If Necessary </HD>
                            <P>(p) If any crack is found during any inspection required by paragraph (o) of this AD, prior to further flight, repair in accordance with Airbus Service Bulletin A300-53-6022, Revision 04, dated January 24, 2005. Thereafter, perform the repetitive inspections required by paragraph (o) of this AD at the applicable times specified in paragraphs (o)(1) and (o)(2) of this AD. </P>
                            <P>(q) If corrosion is found during any inspection required by paragraph (o) of this AD, prior to further flight, repair in accordance with Airbus Service Bulletin A300-53-6022, Revision 04, dated January 24, 2005. Thereafter, perform the repetitive inspections required by paragraph (g) of this AD at the applicable times specified in paragraph (q)(1) or (q)(2) of this AD. </P>
                            <P>(1) For the upper and lower edges of the fail-safe ring and the upper edges of the corner doubler of the aft passenger/crew doors, and for the mid passenger/crew door: Inspect at intervals not to exceed 60 months or 5,000 landings, whichever occurs first. </P>
                            <P>(2) For the forward passenger/crew doors and bulk cargo doors: Inspect at intervals not to exceed 60 months. </P>
                            <HD SOURCE="HD2">Terminating Modification for Repetitive Inspection of Corner Doublers, Fail-Safe Ring, and Door Frames </HD>
                            <P>
                                (r) Before the accumulation of 30,000 total flight cycles since the date of issuance of the original French standard airworthiness certificate or the date of issuance of the original French export certificate of airworthiness, or during the next inspection required by paragraph (k) of this AD, whichever occurs later: Modify the passenger/crew door structures in accordance 
                                <PRTPAGE P="2475"/>
                                with the Accomplishment Instructions of Airbus Service Bulletin A300-53-6002, Revision 06, dated May 17, 2004. Accomplishment of this modification constitutes terminating action for the inspections required by paragraphs (j) and (k) of this AD. The inspections required by paragraphs (f) and (n) of this AD, as applicable, must be done before accomplishing this modification. 
                            </P>
                            <HD SOURCE="HD2">Earlier Revisions of Service Bulletins </HD>
                            <P>(s) Actions done before the effective date of this AD in accordance with the service bulletins identified in Table 3 of this AD, are acceptable for compliance with the corresponding requirements of this AD. </P>
                            <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,10,xs80">
                                <TTITLE>Table 3.—Earlier Revisions of Service Bulletins </TTITLE>
                                <BOXHD>
                                    <CHED H="1">Airbus Service Bulletin </CHED>
                                    <CHED H="1">
                                        Revision 
                                        <LI>level </LI>
                                    </CHED>
                                    <CHED H="1">Date </CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="01">(1) A300-53-6002 </ENT>
                                    <ENT>03 </ENT>
                                    <ENT>February 22, 1992. </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(2) A300-53-6002 </ENT>
                                    <ENT>4 </ENT>
                                    <ENT>July 13, 1992.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(3) A300-53-6002 </ENT>
                                    <ENT>05 </ENT>
                                    <ENT>September 7, 2000.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(4) A300-53-6011 </ENT>
                                    <ENT>04 </ENT>
                                    <ENT>July 2, 1996. </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(5) A300-53-6011 </ENT>
                                    <ENT>05 </ENT>
                                    <ENT>September 7, 2000. </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(6) A300-53-6011 </ENT>
                                    <ENT>06 </ENT>
                                    <ENT>November 12, 2002.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(7) A300-53-6018, excluding Appendix 01 </ENT>
                                    <ENT>02 </ENT>
                                    <ENT>November 27, 2000.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(8) A300-53-6022 </ENT>
                                    <ENT>01 </ENT>
                                    <ENT>July 2, 1996.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(9) A300-53-6022 </ENT>
                                    <ENT>02 </ENT>
                                    <ENT>September 7, 2000.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">(10) A300-53-6022 </ENT>
                                    <ENT>03 </ENT>
                                    <ENT>November 12, 2002.</ENT>
                                </ROW>
                            </GPOTABLE>
                            <HD SOURCE="HD2">Alternative Methods of Compliance (AMOCs) </HD>
                            <P>(t)(1) The Manager, International Branch, ANM-116, has the authority to approve AMOCs for this AD, if requested in accordance with the procedures found in 14 CFR 39.19. </P>
                            <P>(2) AMOCs approved previously in accordance with AD 98-16-05 are approved as AMOCs for the corresponding provisions of paragraphs (f) through (l) of this AD. </P>
                            <P>(3) Before using any AMOC approved in accordance with § 39.19 on any airplane to which the AMOC applies, notify the appropriate principal inspector in the FAA Flight Standards Certificate Holding District Office. </P>
                            <HD SOURCE="HD2">Related Information </HD>
                            <P>(u) French airworthiness directives 1991-132-124(B) R1, dated November 29, 2000, and F-2004-103, dated July 7, 2004, also address the subject of this AD. </P>
                        </EXTRACT>
                    </SECTION>
                    <SIG>
                        <DATED>Issued in Renton, Washington, on January 8, 2007. </DATED>
                        <NAME>Ali Bahrami, </NAME>
                        <TITLE>Manager, Transport Airplane Directorate, Aircraft Certification Service.</TITLE>
                    </SIG>
                </PART>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-715 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4910-13-P </BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION </AGENCY>
                <SUBAGY>Federal Aviation Administration </SUBAGY>
                <CFR>14 CFR Part 39 </CFR>
                <DEPDOC>[Docket No. FAA-2007-26864; Directorate Identifier 2006-NM-228-AD] </DEPDOC>
                <RIN>RIN 2120-AA64 </RIN>
                <SUBJECT>Airworthiness Directives; Boeing Model 737-200, -300, -400, -500, -600, -700, -800, and -900 Series Airplanes; Boeing Model 757-200 and -300 Series Airplanes; and McDonnell Douglas Model DC-10-10, DC-10-10F, DC-10-30, DC-10-30F, DC-10-40, MD-10-30F, MD-11, and MD-11F Airplanes; Equipped With Reinforced Flight Deck Doors Installed in Accordance With Supplemental Type Certificate (STC) ST01335LA, STC ST01334LA, and STC ST01391LA, Respectively </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Aviation Administration (FAA), Department of Transportation (DOT). </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of proposed rulemaking (NPRM). </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FAA proposes to supersede an existing airworthiness directive (AD) that applies to certain transport category airplanes identified above. The existing AD currently requires modification of the reinforced flight deck door and other actions related to the reinforced flight deck door. Those other actions include modifying the door, inspecting and modifying wiring in the area, and revising the maintenance program to require more frequent testing of the decompression panels of the flight deck door. This proposed AD would add airplanes to the existing requirement of a one-time inspection for chafing of wire bundles in the area of the flight deck door and corrective actions if necessary. This proposed AD would remove certain airplanes from the applicability. This proposed AD results from a report of smoke and fumes in the cockpit of a Model 737-300 series airplane. We are proposing this AD to prevent inadvertent release of the decompression latch and consequent opening of the decompression panel in the flight deck door, or penetration of the flight deck door by smoke or shrapnel, any of which could result in injury to the airplane flightcrew. We are also proposing this AD to detect and correct wire chafing, which could result in arcing, fire, and/or reduced controllability of the airplane. </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>We must receive comments on this proposed AD by March 5, 2007. </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Use one of the following addresses to submit comments on this proposed AD. </P>
                    <P>
                        • 
                        <E T="03">DOT Docket Web site:</E>
                         Go to 
                        <E T="03">http://dms.dot.gov</E>
                         and follow the instructions for sending your comments electronically. 
                    </P>
                    <P>
                        • 
                        <E T="03">Government-wide rulemaking Web site:</E>
                         Go to 
                        <E T="03">http://www.regulations.gov</E>
                         and follow the instructions for sending your comments electronically. 
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Docket Management Facility; U.S. Department of Transportation, 400 Seventh Street, SW., Nassif Building, Room PL-401, Washington, DC 20590. 
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         (202) 493-2251. 
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Room PL-401 on the plaza level of the Nassif Building, 400 Seventh Street, SW., Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. 
                    </P>
                    <P>
                        Contact Boeing Commercial Airplanes, P.O. Box 3707, Seattle, Washington 98124-2207; Boeing Commercial Airplanes, Long Beach 
                        <PRTPAGE P="2476"/>
                        Division, 3855 Lakewood Boulevard, Long Beach, California 90846, Attention: Data and Service Management, Dept. C1-L5A (D800-0024); or C&amp;D Aerospace, 5701 Bolsa Avenue, Huntington Beach, California 92647-2063; for service information identified in this proposed AD. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Ron Atmur, Aerospace Engineer, Airframe Branch, ANM-120L, FAA, Los Angeles Aircraft Certification Office, 3960 Paramount Boulevard, Lakewood, California 90712-4137; telephone (562) 627-5224; fax (562) 627-5210. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Comments Invited </HD>
                <P>
                    We invite you to submit any relevant written data, views, or arguments regarding this proposed AD. Send your comments to an address listed in the 
                    <E T="02">ADDRESSES</E>
                     section. Include the docket number “Docket No. FAA-2007-26864; Directorate Identifier 2006-NM-228-AD” at the beginning of your comments. We specifically invite comments on the overall regulatory, economic, environmental, and energy aspects of the proposed AD. We will consider all comments received by the closing date and may amend the proposed AD in light of those comments. 
                </P>
                <P>
                    We will post all comments we receive, without change, to 
                    <E T="03">http://dms.dot.gov,</E>
                     including any personal information you provide. We will also post a report summarizing each substantive verbal contact with FAA personnel concerning this proposed AD. Using the search function of that Web site, anyone can find and read the comments in any of our dockets, including the name of the individual who sent the comment (or signed the comment on behalf of an association, business, labor union, etc.). You may review the DOT's complete Privacy Act Statement in the 
                    <E T="04">Federal Register</E>
                     published on April 11, 2000 (65 FR 19477-78), or visit 
                    <E T="03">http://dms.dot.gov.</E>
                </P>
                <HD SOURCE="HD1">Examining the Docket </HD>
                <P>
                    You may examine the AD docket on the Internet at 
                    <E T="03">http://dms.dot.gov,</E>
                     or in person at the Docket Management Facility office between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The Docket Management Facility office (telephone (800) 647-5227) is located on the plaza level of the Nassif Building at the DOT street address stated in the 
                    <E T="02">ADDRESSES</E>
                     section. Comments will be available in the AD docket shortly after the Docket Management System receives them. 
                </P>
                <HD SOURCE="HD1">Discussion </HD>
                <P>On May 26, 2005, we issued AD 2005-12-05, amendment 39-14121 (70 FR 37152, June 28, 2005). That AD applies to certain Boeing Model 737-200, -300, -400, -500, -600, -700, -800, and -900 series airplanes; Boeing Model 757-200 and -300 series airplanes; and McDonnell Douglas Model DC-10-10, DC-10-10F, DC-10-30, DC-10-30F, DC-10-40, MD-10-10F, MD-10-30F, MD-11, and MD-11F airplanes. That AD requires modification of the reinforced flight deck door and other actions related to the reinforced flight deck door. Those other actions include modifying the door, inspecting and modifying wiring in the area, and revising the maintenance program to require more frequent testing of the decompression panels of the flight deck door. That AD resulted from reports of discrepancies with the reinforced flight deck door. We issued that AD to prevent inadvertent release of the decompression latch and consequent opening of the decompression panel in the flight deck door, or penetration of the flight deck door by smoke or shrapnel, any of which could result in injury to the airplane flightcrew. That AD also requires finding and fixing wire chafing, which could result in arcing, fire, and/or reduced controllability of the airplane. </P>
                <HD SOURCE="HD1">Actions Since Existing AD Was Issued </HD>
                <P>Since we issued AD 2005-12-05, we have received a report indicating that a Boeing Model 737-300 series airplane was forced to turn back to the airport ten minutes after departure, due to smoke and fumes in the cockpit of the airplane. Investigation revealed that the incident was caused by a certain wire, aft of the overhead P5 panel of the cockpit, chafing against a bracket for a certain plug disconnect, which had been installed during modification of the flight deck door lock in accordance with Supplemental Type Certificate (STC) ST01335LA. Chafing of wiring in the area of the flight deck door, if not corrected, could result in arcing, fire, and/or reduced controllability of the airplane. Previously, we addressed this unsafe condition in paragraph (m)(2) of AD 2005-12-05 for Model 737-200 series airplanes equipped with flight deck door assembly part number (P/N) B221001. That paragraph refers to C&amp;D Aerospace Alert Service Bulletin B221001-52A02, dated November 5, 2002, as the appropriate source of service information for doing a general visual inspection for chafing of wire bundles in the area of the flight deck door and doing corrective actions if necessary. (Boeing Model 737-300, -400, and -500 series airplanes are included in the effectivity of C&amp;D Aerospace Alert Service Bulletin B221001-52A02.) We have determined that the same unsafe condition also exists on Model 737-300, -400, and -500 series airplanes equipped with reinforced flight deck door assembly P/N B221001. Since Model 737-300, -400, and -500 series airplanes were included in the applicability of AD 2005-12-05, this proposed AD does not expand the applicability. Rather, this proposed AD would require additional action on those airplanes to adequately address the unsafe condition. </P>
                <P>We inadvertently included McDonnell Douglas Model MD-10-10F airplanes in the applicability of AD 2005-12-05. The affected reinforced flight deck doors are not approved for installation on Model MD-10-10F airplanes under any STC. Therefore, we have removed those airplanes from the applicability of this proposed AD. </P>
                <HD SOURCE="HD1">FAA's Determination and Requirements of the Proposed AD </HD>
                <P>We have evaluated all pertinent information and identified an unsafe condition that is likely to develop on other products of the same type design. For this reason, we are proposing this AD, which would supersede AD 2005-12-05 and would retain the requirements of the existing AD. For Model 737-300, -400, and -500 series airplanes, this proposed AD would also require accomplishing the actions specified in C&amp;D Aerospace Alert Service Bulletin B221001-52A02, dated November 5, 2002, except as discussed under “Difference Between the Proposed AD and Service Bulletin.” </P>
                <HD SOURCE="HD1">Difference Between the Proposed AD and Service Bulletin </HD>
                <P>Although C&amp;D Aerospace Alert Service Bulletin B221001-52A02 describes procedures for installing a placard to show that the service bulletin has been accomplished, this proposed AD does not require that action. We have revised paragraph (m)(2) of the proposed AD to exclude that action. </P>
                <HD SOURCE="HD1">Costs of Compliance </HD>
                <P>
                    There are about 3,423 airplanes of the affected design in the worldwide fleet. For the new proposed action, there are about 1,047 Model 737-300, -400, and -500 series airplanes of the affected design in the worldwide fleet. The following table provides the estimated costs, at an average labor rate of $80 per work hour, for U.S. operators to comply with this proposed AD. 
                    <PRTPAGE P="2477"/>
                </P>
                <GPOTABLE COLS="7" OPTS="L2,i1" CDEF="s50,r100,10,10,10,10,10">
                    <TTITLE>Estimated Costs </TTITLE>
                    <BOXHD>
                        <CHED H="1">Action</CHED>
                        <CHED H="1">Model </CHED>
                        <CHED H="1">Work hours </CHED>
                        <CHED H="1">Parts </CHED>
                        <CHED H="1">
                            Cost per
                            <LI>airplane</LI>
                        </CHED>
                        <CHED H="1">
                            Number of U.S.-registered
                            <LI>airplanes</LI>
                        </CHED>
                        <CHED H="1">Fleet cost </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">Modification in paragraph (f) of the proposed AD (required by AD 2005-12-05) </ENT>
                        <ENT>737-200, -300, -400, -500, -600, -700, -800, and -900 series airplanes, with flight deck door assembly P/N B221001 </ENT>
                        <ENT>1 </ENT>
                        <ENT>
                            <SU>1</SU>
                             $0 
                        </ENT>
                        <ENT>$80 </ENT>
                        <ENT>1,040 </ENT>
                        <ENT>$83,200 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>757-200 and -300 series airplanes, with flight deck door assembly P/N B231001 </ENT>
                        <ENT>2 </ENT>
                        <ENT>
                            <SU>1</SU>
                             0 
                        </ENT>
                        <ENT>160 </ENT>
                        <ENT>519 </ENT>
                        <ENT>83,040 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>DC-10-10F, DC-10-30, DC-10-30F, DC-10-40, MD-10-30F, MD-11, and MD-11F airplanes, with flight deck door assembly P/N B211200 </ENT>
                        <ENT>2 </ENT>
                        <ENT>
                            <SU>1</SU>
                             0
                        </ENT>
                        <ENT>160 </ENT>
                        <ENT>21 </ENT>
                        <ENT>3,360 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Revision in paragraph (i) of the proposed AD (required by AD 2005-12-05) </ENT>
                        <ENT>757-200 and -300 series airplanes </ENT>
                        <ENT>1 </ENT>
                        <ENT>None </ENT>
                        <ENT>80 </ENT>
                        <ENT>651 </ENT>
                        <ENT>52,080 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>737-200, -300, -400, -500, -600, -700, -800, and -900 series airplanes; and 757-200 and -300 series airplanes; with flight deck door assembly P/N B221200 </ENT>
                        <ENT>1 </ENT>
                        <ENT>
                            <SU>1</SU>
                             0
                        </ENT>
                        <ENT>80 </ENT>
                        <ENT>1,673 </ENT>
                        <ENT>133,840 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Modification in paragraph (j) of the proposed AD (required by AD 2005-12-05)</ENT>
                        <ENT>DC-10-10, DC-10-10F, DC-10-30, DC-10-30F, DC-10-40, MD-10-30F, MD-11, and MD-11F airplanes, with flight deck door assembly P/N B211200 </ENT>
                        <ENT>1 </ENT>
                        <ENT>
                            <SU>1</SU>
                             0 
                        </ENT>
                        <ENT>80 </ENT>
                        <ENT>155 </ENT>
                        <ENT>12,400 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22"> </ENT>
                        <ENT>MD-11 and MD-11F airplanes, with flight deck door assembly P/N B251200 </ENT>
                        <ENT>1 </ENT>
                        <ENT>
                            <SU>1</SU>
                             0 
                        </ENT>
                        <ENT>80 </ENT>
                        <ENT>6 </ENT>
                        <ENT>480 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Wiring rework in paragraph (m)(1) of the proposed AD (required by AD 2005-12-05) </ENT>
                        <ENT>737-200 series airplanes, with flight deck door assembly P/N B221001 </ENT>
                        <ENT>1 </ENT>
                        <ENT>None </ENT>
                        <ENT>80 </ENT>
                        <ENT>134 </ENT>
                        <ENT>10,720 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Inspection in paragraph (m)(2) of the proposed AD (required by AD 2005-12-05) </ENT>
                        <ENT>737-200 series airplanes, with flight deck door assembly P/N B221001 </ENT>
                        <ENT>2 </ENT>
                        <ENT>None </ENT>
                        <ENT>160 </ENT>
                        <ENT>134 </ENT>
                        <ENT>21,440 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">Inspection in paragraph (o) of the proposed AD (new proposed action) </ENT>
                        <ENT>737-300, -400, -500 series airplanes, with flight deck door assembly P/N B221001 </ENT>
                        <ENT>2 </ENT>
                        <ENT>None </ENT>
                        <ENT>160 </ENT>
                        <ENT>529 </ENT>
                        <ENT>84,640 </ENT>
                    </ROW>
                    <TNOTE>
                        <SU>1</SU>
                         The parts manufacturer states that it will supply required parts to operators at no cost. 
                    </TNOTE>
                </GPOTABLE>
                <HD SOURCE="HD1">Authority for This Rulemaking </HD>
                <P>Title 49 of the United States Code specifies the FAA's authority to issue rules on aviation safety. Subtitle I, Section 106, describes the authority of the FAA Administrator. Subtitle VII, Aviation Programs, describes in more detail the scope of the Agency's authority. </P>
                <P>We are issuing this rulemaking under the authority described in Subtitle VII, Part A, Subpart III, Section 44701, “General requirements.” Under that section, Congress charges the FAA with promoting safe flight of civil aircraft in air commerce by prescribing regulations for practices, methods, and procedures the Administrator finds necessary for safety in air commerce. This regulation is within the scope of that authority because it addresses an unsafe condition that is likely to exist or develop on products identified in this rulemaking action. </P>
                <HD SOURCE="HD1">Regulatory Findings </HD>
                <P>We have determined that this proposed AD would not have federalism implications under Executive Order 13132. This proposed AD would not have a substantial direct effect on the States, on the relationship between the national Government and the States, or on the distribution of power and responsibilities among the various levels of government. </P>
                <P>For the reasons discussed above, I certify that the proposed regulation:</P>
                <P>1. Is not a “significant regulatory action” under Executive Order 12866; </P>
                <P>2. Is not a “significant rule” under the DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979); and </P>
                <P>3. Will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act. </P>
                <P>
                    We prepared a regulatory evaluation of the estimated costs to comply with this proposed AD and placed it in the AD docket. See the 
                    <E T="02">ADDRESSES</E>
                     section for a location to examine the regulatory evaluation. 
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 14 CFR Part 39 </HD>
                    <P>Air transportation, Aircraft, Aviation safety, Safety.</P>
                </LSTSUB>
                <HD SOURCE="HD1">The Proposed Amendment </HD>
                <P>Accordingly, under the authority delegated to me by the Administrator, the FAA proposes to amend 14 CFR part 39 as follows: </P>
                <PART>
                    <HD SOURCE="HED">PART 39—AIRWORTHINESS DIRECTIVES </HD>
                    <P>1. The authority citation for part 39 continues to read as follows: </P>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>49 U.S.C. 106(g), 40113, 44701. </P>
                    </AUTH>
                    <SECTION>
                        <PRTPAGE P="2478"/>
                        <SECTNO>§ 39.13 </SECTNO>
                        <SUBJECT>[Amended] </SUBJECT>
                        <P>2. The Federal Aviation Administration (FAA) amends § 39.13 by removing amendment 39-14121 (70 FR 37152, June 28, 2005) and adding the following new airworthiness directive (AD): </P>
                        <EXTRACT>
                            <FP SOURCE="FP-2">
                                <E T="04">Boeing and McDonnell Douglas:</E>
                                 Docket No. FAA-2007-26864; Directorate Identifier 2006-NM-228-AD. 
                            </FP>
                            <HD SOURCE="HD1">Comments Due Date </HD>
                            <P>(a) The FAA must receive comments on this AD action by March 5, 2007. </P>
                            <HD SOURCE="HD1">Affected ADs </HD>
                            <P>(b) This AD supersedes AD 2005-12-05. </P>
                            <HD SOURCE="HD1">Applicability </HD>
                            <P>(c) This AD applies to airplanes identified in Table 1 of this AD, certificated in any category. </P>
                            <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s50,r100,xs75">
                                <TTITLE>Table 1.—Applicability </TTITLE>
                                <BOXHD>
                                    <CHED H="1">Airplane manufacturer </CHED>
                                    <CHED H="1">Airplane model </CHED>
                                    <CHED H="1">Equipped with C&amp;D Zodiac, Inc. reinforced flight deck doors installed in accordance with Supplemental Type Certificate (STC) </CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="01">Boeing </ENT>
                                    <ENT>737-200, -300, -400, -500, -600, -700, -800, and -900 series airplanes </ENT>
                                    <ENT>ST01335LA.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">Boeing </ENT>
                                    <ENT>757-200 and -300 series airplanes </ENT>
                                    <ENT>ST01334LA. </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">McDonnell Douglas </ENT>
                                    <ENT>DC-10-10, DC-10-10F, DC-10-30, DC-10-30F, DC-10-40, MD-10-30F, MD-11, and MD-11F airplanes </ENT>
                                    <ENT>ST01391LA.</ENT>
                                </ROW>
                            </GPOTABLE>
                            <HD SOURCE="HD1">Unsafe Condition </HD>
                            <P>(d) This AD results from a report of smoke and fumes in the cockpit of a Model 737-300 series airplane. We are issuing this AD to prevent inadvertent release of the decompression latch and consequent opening of the decompression panel in the flight deck door, or penetration of the flight deck door by smoke or shrapnel, any of which could result in injury to the airplane flightcrew. We are also issuing this AD to detect and correct wire chafing, which could result in arcing, fire, and/or reduced controllability of the airplane. </P>
                            <HD SOURCE="HD1">Compliance </HD>
                            <P>(e) You are responsible for having the actions required by this AD performed within the compliance times specified, unless the actions have already been done. </P>
                            <HD SOURCE="HD1">Restatement of Requirements of AD 2005-12-05 </HD>
                            <NOTE>
                                <HD SOURCE="HED">Note 1:</HD>
                                <P>Where there are differences between this AD and the referenced service bulletins, this AD prevails.</P>
                            </NOTE>
                            <HD SOURCE="HD2">Modification </HD>
                            <P>(f) For airplanes listed in Table 2 of this AD: Within 90 days after July 25, 2003 (the effective date of AD 2003-14-04, amendment 39-13223), modify the reinforced flight deck door according to paragraph (f)(1), (f)(2), or (f)(3) of this AD, as applicable. (AD 2003-14-04 was superseded by AD 2005-12-05.) </P>
                            <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="xs80,r100,r100">
                                <TTITLE>Table 2.—Airplane Models Subject to Requirements of AD 2003-14-04 </TTITLE>
                                <BOXHD>
                                    <CHED H="1">Airplane manufacturer </CHED>
                                    <CHED H="1">Airplane models </CHED>
                                    <CHED H="1">Identified in C&amp;D Aerospace Service Bulletin </CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="01">Boeing </ENT>
                                    <ENT>737-200, -300, -400, -500, -600, -700, -800, and -900 series airplanes </ENT>
                                    <ENT>B221001-52-03, Revision 3, dated March 25, 2003.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">Boeing </ENT>
                                    <ENT>757-200 and -300 series airplanes </ENT>
                                    <ENT>B231001-52-02, Revision 4, dated March 19, 2003.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">McDonnell Douglas </ENT>
                                    <ENT>DC-10-10F, DC-10-30, DC-10-30F, DC-10-40, MD-10-30F, MD-11, and MD-11F airplanes </ENT>
                                    <ENT>B211200-52-02, Revision 1, dated June 3, 2003.</ENT>
                                </ROW>
                            </GPOTABLE>
                            <P>(1) For Boeing Model 737-200, -300, -400, -500, -600, -700, -800, and -900 series airplanes: Modify the upper and lower pressure relief latch assemblies on the flight deck door by doing all actions specified in and according to paragraphs 3.A., 3.B., and 3.C. of the Accomplishment Instructions of C&amp;D Aerospace Service Bulletin B221001-52-03, Revision 3, dated March 25, 2003. One latch strap should be installed at the bottom of the upper pressure relief assembly, and a second latch strap should be installed at the top of the lower pressure relief assembly. When properly installed, the strap should cover a portion of the latch hook. </P>
                            <P>(2) For Boeing Model 757-200 and -300 series airplanes: Modify the upper and lower pressure relief latch assemblies on the flight deck door by doing all actions specified in and according to paragraphs 3.A., 3.B., and 3.C. of the Accomplishment Instructions of C&amp;D Aerospace Service Bulletin B231001-52-02, Revision 4, dated March 19, 2003. One latch strap should be installed at the bottom of the upper pressure relief assembly, and a second latch strap should be installed at the top of the lower pressure relief assembly. When properly installed, the strap should cover a portion of the latch hook. </P>
                            <P>(3) For McDonnell Douglas DC-10-10F, DC-10-30, DC-10-30F, DC-10-40, MD-10-30F, MD-11, and MD-11F airplanes: Install spacers in the upper and lower pressure relief latch assemblies of the flight deck door, by doing all actions specified in and according to paragraphs 3.A., 3.C., and 3.D. of C&amp;D Aerospace Service Bulletin B211200-52-02, Revision 1, dated June 3, 2003; or Revision 2, dated September 29, 2003. </P>
                            <HD SOURCE="HD2">Modifications Accomplished Per Previous Issues of Service Bulletin </HD>
                            <P>(g) For airplanes listed in Table 2 of this AD: Modifications accomplished before July 25, 2003, in accordance with a service bulletin listed in paragraph (g)(1), (g)(2), or (g)(3) of this AD; as applicable; are considered acceptable for compliance with the corresponding action specified in paragraph (f) of this AD. </P>
                            <P>(1) For Boeing Model 737-200, -300, -400, -500, -600, -700, -800, and -900 series airplanes: C&amp;D Aerospace Service Bulletin B221001-52-03, dated December 6, 2002; Revision 1, dated January 2, 2003; or Revision 2, dated February 20, 2003. </P>
                            <P>(2) For Boeing Model 757-200 and -300 series airplanes: C&amp;D Aerospace Service Bulletin B231001-52-02, dated December 6, 2002; Revision 1, dated January 2, 2003; Revision 2, dated February 20, 2003; or Revision 3, dated March 7, 2003. </P>
                            <P>(3) For McDonnell Douglas DC-10-10F, DC-10-30, DC-10-30F, DC-10-40, MD-10-30F, MD-11, and MD-11F airplanes: C&amp;D Aerospace Service Bulletin B211200-52-02, dated April 30, 2003. </P>
                            <HD SOURCE="HD2">Parts Installation </HD>
                            <P>
                                (h) As of July 25, 2003, no person may install, on any airplane, a reinforced flight deck door having any part number (P/N) listed in paragraph 1.A. of C&amp;D Aerospace Service Bulletin B221001-52-03, Revision 3, dated March 25, 2003; B231001-52-02, 
                                <PRTPAGE P="2479"/>
                                Revision 4, dated March 19, 2003; or B211200-52-02, Revision 1, dated June 3, 2003; as applicable; unless the door has been modified as required by paragraph (f) of this AD. 
                            </P>
                            <HD SOURCE="HD2">
                                Model 737 and 757 
                                <E T="03">Series Airplanes:</E>
                                 Revise Maintenance Program 
                            </HD>
                            <P>(i) For Boeing Model 737-200, -300, -400, -500, -600, -700, -800, and -900 series airplanes; and Model 757-200 and -300 series airplanes: Within 6 months after July 19, 2005 (the effective date of AD 2005-12-05), revise the FAA-approved maintenance inspection program to include the information specified in C&amp;D Aerospace Report CDRB22-69, Revision E, dated November 8, 2002. </P>
                            <HD SOURCE="HD2">Modifications to Flight Deck Door </HD>
                            <P>(j) Modify the reinforced flight deck door by doing all applicable actions specified in the applicable service bulletin listed in Table 3 of this AD at the applicable compliance time specified in that table. Where the applicable service bulletin includes an instruction to install a placard to show that the service bulletin has been accomplished, this AD does not require that action. </P>
                            <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="s100,xs48,xs48,r100">
                                <TTITLE>Table 3.—New Modifications to the Flight Deck Door </TTITLE>
                                <BOXHD>
                                    <CHED H="1" O="L">For these Models—</CHED>
                                    <CHED H="1" O="L">Equipped with a flight deck door assembly having this P/N—</CHED>
                                    <CHED H="1" O="L">Within this compliance time after July 19, 2005—</CHED>
                                    <CHED H="1" O="L">Do all actions in the Accomplishment Instructions of—</CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="01">McDonnell Douglas Model DC-10-10, DC-10-10F, DC-10-30, DC-10-30F, DC-10-40, MD-10-30F, MD-11, and MD-11F airplanes </ENT>
                                    <ENT>B211200 </ENT>
                                    <ENT>6 months </ENT>
                                    <ENT>C&amp;D Aerospace Service Bulletin B211200-52-01, Revision 3, dated September 18, 2003.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">McDonnell Douglas Model MD-11 and MD-11F airplanes </ENT>
                                    <ENT>B251200 </ENT>
                                    <ENT>6 months </ENT>
                                    <ENT>C&amp;D Aerospace Service Bulletin B251200-52-01, dated April 30, 2003.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">Boeing Model 737-200, -300, -400, -500, -600, -700, -800, and -900 series airplanes; and Model 757-200 and -300 series airplanes </ENT>
                                    <ENT>B221200 </ENT>
                                    <ENT>18 months </ENT>
                                    <ENT>C&amp;D Aerospace Service Bulletin B221200-52-01, Revision 1, dated June 27, 2003.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">Boeing Model 737-200, -300, -400, -500, -600, -700, -800, and -900 series airplanes </ENT>
                                    <ENT>B221001 </ENT>
                                    <ENT>18 months </ENT>
                                    <ENT>C&amp;D Aerospace Service Bulletin B221001-52-03, Revision 3, dated March 25, 2003; except as provided by paragraph (k) of this AD.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">Boeing Model 757-200 and -300 series airplanes </ENT>
                                    <ENT>B231001 </ENT>
                                    <ENT>18 months </ENT>
                                    <ENT>C&amp;D Aerospace Service Bulletin B231001-52-02, Revision 4, dated March 19, 2003; except as provided by paragraph (k) of this AD.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">McDonnell Douglas DC-10-10, DC-10-10F, DC-10-30, DC-10-30F, DC-10-40, MD-10-30F, MD-11, and MD-11F airplanes </ENT>
                                    <ENT>B211200 </ENT>
                                    <ENT>18 months </ENT>
                                    <ENT>C&amp;D Aerospace Service Bulletin B211200-52-02, Revision 1, dated June 3, 2003; or Revision 2, dated September 29, 2003; except as provided by paragraph (k) of this AD.</ENT>
                                </ROW>
                            </GPOTABLE>
                            <P>(k) For airplanes subject to paragraph (f) of this AD: Actions required by paragraph (f) of this AD that were done within the compliance time specified in paragraph (f) of this AD do not need to be repeated in accordance with paragraph (j) of this AD.</P>
                            <HD SOURCE="HD2">Modifications Accomplished Per Previous Issues of Service Bulletin</HD>
                            <P>(l) Modifications accomplished before July 19, 2005, in accordance with an applicable service bulletin listed in Table 4 of this AD are considered acceptable for compliance with the corresponding action specified in paragraph (j) of this AD.</P>
                            <GPOTABLE COLS="3" OPTS="L2,i1" CDEF="s100,xs48,xs72">
                                <TTITLE>Table 4.—Acceptable Service Information for Previous Modifications</TTITLE>
                                <BOXHD>
                                    <CHED H="1">Service Bulletin</CHED>
                                    <CHED H="1">Revision level</CHED>
                                    <CHED H="1">Date</CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="01">C&amp;D Aerospace Service Bulletin B211200-52-01</ENT>
                                    <ENT>Original </ENT>
                                    <ENT>February 27, 2003.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">C&amp;D Aerospace Service Bulletin B211200-52-01 </ENT>
                                    <ENT>1 </ENT>
                                    <ENT>March 7, 2003.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">C&amp;D Aerospace Service Bulletin B211200-52-01 </ENT>
                                    <ENT>2 </ENT>
                                    <ENT>June 3, 2003.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">C&amp;D Aerospace Service Bulletin B211200-52-02 </ENT>
                                    <ENT>Original </ENT>
                                    <ENT>April 30, 2003.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">C&amp;D Aerospace Service Bulletin B221001-52-03 </ENT>
                                    <ENT>Original </ENT>
                                    <ENT>December 6, 2002.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">C&amp;D Aerospace Service Bulletin B221001-52-03 </ENT>
                                    <ENT>1 </ENT>
                                    <ENT>January 2, 2003.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">C&amp;D Aerospace Service Bulletin B221001-52-03 </ENT>
                                    <ENT>2 </ENT>
                                    <ENT>February 20, 2003.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">C&amp;D Aerospace Service Bulletin B221200-52-01 </ENT>
                                    <ENT>Original </ENT>
                                    <ENT>April 30, 2003.</ENT>
                                    <ENT I="01">C&amp;D Aerospace Service Bulletin B231001-52-02 </ENT>
                                    <ENT>Original </ENT>
                                    <ENT>December 6, 2002.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">C&amp;D Aerospace Service Bulletin B231001-52-02 </ENT>
                                    <ENT>1 </ENT>
                                    <ENT>January 2, 2003.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">C&amp;D Aerospace Service Bulletin B231001-52-02 </ENT>
                                    <ENT>2 </ENT>
                                    <ENT>February 20, 2003.</ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">C&amp;D Aerospace Service Bulletin B231001-52-02 </ENT>
                                    <ENT>3 </ENT>
                                    <ENT>March 7, 2003.</ENT>
                                </ROW>
                            </GPOTABLE>
                            <HD SOURCE="HD2">Model 737-200 Series Airplanes: Wiring Modification/Inspection</HD>
                            <P>(m) For Boeing Model 737-200 series airplanes equipped with flight deck door assembly P/N B221001: Within 18 months after July 19, 2005, do paragraphs (m)(1) and (m)(2) of this AD.</P>
                            <P>(1) Rework the wiring for the flight deck door to relocate a power wire for the flight deck door, in accordance with the Accomplishment Instructions of C&amp;D Aerospace Alert Service Bulletin B221001-52A05, Revision 3, dated October 3, 2003. Actions accomplished before July 19, 2005, in accordance with C&amp;D Aerospace Alert Service Bulletin B221001-52A05, dated April 17, 2003; Revision 1, dated May 14, 2003; or Revision 2, dated June 19, 2003; are acceptable for compliance with the corresponding action required by this paragraph.</P>
                            <P>
                                (2) Perform a general visual inspection for chafing of wire bundles in the area of the 
                                <PRTPAGE P="2480"/>
                                flight deck door and applicable corrective actions by doing all of the actions in the Accomplishment Instructions of C&amp;D Aerospace Alert Service Bulletin B221001-52A02, dated November 5, 2002; except where the service bulletin specifies installing a placard, this AD does not require that action. Any applicable corrective actions must be done before further flight.
                            </P>
                            <NOTE>
                                <HD SOURCE="HED">Note 2: </HD>
                                <P>For the purposes of this AD, a general visual inspection is “a visual examination of a interior or exterior area, installation or assembly to detect obvious damage, failure or irregularity. This level of inspection is made from within touching distance unless otherwise specified. A mirror may be necessary to ensure visual access to all surfaces in the inspection area. This level of inspection is made under normal available lighting conditions such as daylight, hangar lighting, flashlight or drop-light and may require removal or opening of access panels or doors. Stands, ladders or platforms may be required to gain proximity to the area being checked.”</P>
                            </NOTE>
                            <HD SOURCE="HD2">Parts Installation</HD>
                            <P>(n) As of July 19, 2005, no person may install a reinforced flight deck door under any STC listed in Table 1 of this AD, on any airplane, unless all applicable requirements of this AD have been done on the door.</P>
                            <HD SOURCE="HD1">New Requirements of This AD</HD>
                            <HD SOURCE="HD2">Inspection and Corrective Actions if Necessary for Certain Airplanes</HD>
                            <P>(o) For Boeing Model 737-300, -400, and -500 series airplanes equipped with flight deck door assembly P/N B221001: Within 18 months after the effective date of this AD, do the actions specified in paragraph (m)(2) of this AD.</P>
                            <HD SOURCE="HD1">Alternative Methods of Compliance (AMOCs)</HD>
                            <P>(p)(1) The Manager, Los Angeles Aircraft Certification Office, FAA, has the authority to approve AMOCs for this AD, if requested in accordance with the procedures found in 14 CFR 39.19.</P>
                            <P>(2) Before using any AMOC approved in accordance with § 39.19 on any airplane to which the AMOC applies, notify the appropriate principal inspector in the FAA Flight Standards Certificate Holding District Office.</P>
                            <P>(3) AMOCs approved previously in accordance with AD 2005-12-05 are approved as AMOCs for the corresponding provisions of this AD.</P>
                        </EXTRACT>
                    </SECTION>
                    <SIG>
                        <DATED>Issued in Renton, Washington, on December 26, 2006.</DATED>
                        <NAME>Ali Bahrami,</NAME>
                        <TITLE>Manager, Transport Airplane Directorate, Aircraft Certification Service.</TITLE>
                    </SIG>
                </PART>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-708 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-13-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF VETERANS AFFAIRS </AGENCY>
                <CFR>38 CFR Part 38 </CFR>
                <RIN>RIN 2900-AM53 </RIN>
                <SUBJECT>Headstone and Marker Application Process </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Department of Veterans Affairs. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of Veterans Affairs (VA) proposes to amend its regulations concerning headstones and markers furnished by the Government through the National Cemetery Administration (NCA) headstone and marker program. The proposed amendments are necessary to update ordering procedures for headstones and markers and to provide instructions for requesting the addition of a new emblem of belief to VA's list of emblems of belief available for inscription on Government-furnished headstones and markers. The proposed amendments would also establish criteria to guide VA's decisions on requests to add new emblems of belief to the list. </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be received by VA on or before March 20, 2007. </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments may be submitted through 
                        <E T="03">http://www.Regulations.gov;</E>
                         by mail or hand-delivery to the Director, Regulations Management (00REG), Department of Veterans Affairs, 810 Vermont Avenue, NW., Room 1068, Washington, DC 20420; or by fax to (202) 273-9026. Comments should indicate that they are submitted in response to “RIN 2900-AM53—Headstone and Marker Application Process.” Copies of comments received will be available for public inspection in the Office of Regulation Policy and Management, Room 1063B, between the hours of 8 a.m. and 4:30 p.m., Monday through Friday (except holidays). Please call (202) 273-9515 for an appointment. In addition, during the comment period, comments may be viewed online through the Federal Docket Management System (FDMS) at 
                        <E T="03">http://www.Regulations.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Lindee Lenox, Director, Memorial Programs Service, Office of Field Programs, National Cemetery Administration, Department of Veterans Affairs, 810 Vermont Avenue, NW., Washington, DC 20420. Telephone: (202) 501-3100 (this is not a toll-free number). </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>NCA administers VA's memorial benefits programs, which include providing for the interment of eligible deceased veterans, their spouses, and other eligible dependents in national cemeteries. Currently, NCA maintains more than 2.7 million gravesites at 124 national cemeteries in 39 States and Puerto Rico, as well as 33 soldiers' lots and monument sites. Congress has authorized VA to promulgate all necessary rules and regulations to ensure that these cemeteries are maintained as “national shrines as a tribute to our gallant dead” and that graves are appropriately marked. 38 U.S.C. 2403(b) and (c), 2404(a) and (c). </P>
                <P>
                    Section 2306 of title 38, United States Code, provides that VA shall furnish headstones and markers for the graves of eligible veterans and their eligible family members. Under 38 U.S.C. 2404(c)(1), each grave in a national cemetery “shall be marked with an appropriate marker. Such marker shall bear the name of the person buried, the number of the grave, and such other information as the Secretary [of Veterans Affairs] shall by regulation prescribe.” VA's current regulations describe the process for ordering a headstone or marker and note that the types of Government-furnished headstones, markers, and inscriptions “will be in accordance with policies approved by the Secretary [of Veterans Affairs].” 
                    <E T="03">See</E>
                     38 CFR 38.630(a), 38.632. They also provide that inscriptions “will be in accordance with the policies and specifications of the Under Secretary for Memorial Affairs.” 38 CFR 38.630(b). 
                </P>
                <P>In the National Cemeteries Act of 1973, Pub. L. 93-43, Congress created the National Cemetery System by transferring certain national cemeteries and the headstone and marker program from the Department of the Army to VA's predecessor, the Veterans Administration. At that time, the Department of the Army considered emblems of belief to be an appropriate optional inscription for Government-furnished headstones and markers. VA continued that policy under its management of the program but did not promulgate regulations specifying emblems of belief as an approved type of inscription. </P>
                <P>In this rule, VA proposes to update ordering procedures for headstones and markers and to clarify its policy for requesting the addition of a new emblem of belief to VA's list of emblems available for inscription on Government-furnished headstones and markers. </P>
                <P>
                    Under current procedures, headstones and markers are ordered automatically from NCA Memorial Programs Service (MPS) during the process of arranging 
                    <PRTPAGE P="2481"/>
                    an interment or memorialization of an eligible veteran or family member in a national cemetery or a State veterans cemetery that uses the NCA electronic ordering system. The cemetery staff enters the information received from the applicant directly into the NCA electronic ordering system, and no further application is necessary. When burial or memorialization is in a private cemetery or other cemetery that does not use the NCA electronic ordering system, the applicant must complete VA Form 40-1330, Application for Standard Government Headstone or Marker. The form, which may be submitted to the Memorial Programs Service by mail or by fax, provides general information about the headstone and marker benefit, to include information about the types of headstones or markers, eligibility, required identifying information, the application process, inscriptions, required signatures, and available assistance for completing the application. 
                </P>
                <P>
                    When ordering a Government-furnished headstone or marker, an applicant may request that VA also inscribe an emblem of belief, that represents the belief system of the decedent. The emblems of belief available for inscription on Government-furnished headstones and markers are listed at 
                    <E T="03">http://www.cem.va.gov/cem/hm/hmemb.asp.</E>
                     Copies of this list are also available upon toll free telephone request to the Memorial Programs Service Applicant Assistance Unit at 1-800-697-6947. VA does not provide inscription of emblems identifying the decedent's affiliation with social, cultural, ethnic, fraternal, trade, professional, or military groups. 
                </P>
                <P>On occasion, an applicant will request an emblem of belief that is not currently available for inscription. Proposed § 38.632(g) would establish criteria for evaluating a request to add a new emblem of belief to the list currently available for inscription. These criteria are necessary to ensure that: there is an immediate need to inscribe the proposed new emblem of belief on a new, first headstone or marker based on the death of an eligible individual, unless good cause is shown for an exception; the emblem meets the technical production requirements in proposed § 38.632(e)(7); and the affiliated organization does not promote or engage in activity that is illegal or contrary to clear public policy. These criteria also will ensure that the emblem is endorsed by a recognized authority or governing body of the affiliated organization representing a genuine and non-frivolous belief system and that the affiliated organization provides all of the information that VA needs to determine whether an emblem should be made available for headstone and marker inscriptions. </P>
                <P>VA proposes to define “belief system” in this rule broadly enough to accommodate religious beliefs held by groups of persons without discriminating against belief systems that appear to be secular but assume the functional significance of religious beliefs in the lives of groups of persons. In any event, VA would make no attempt to distinguish among the doctrines of various churches or other groups holding a system of belief, provided the beliefs are genuine and not frivolous, and the churches or other groups do not promote or engage in any activity that is illegal or contrary to clear public policy. </P>
                <P>
                    While VA has never addressed recognition of belief systems in its regulations, we note that this issue arises in other Government contexts. For example, it is Department of Defense (DoD) policy to accommodate the free exercise of religion in the military as guaranteed by the Constitution of the United States, provided that it does not interfere with the military mission. 
                    <E T="03">See</E>
                     DoD Directive 1300.17 (2003). To facilitate this accommodation, DoD appoints military personnel for duty within the Chaplain Corps of each of the service departments. Chaplains must be endorsed by organizations that hold exempt status under section 501(c)(3) of the Internal Revenue Code (26 U.S.C. 501(c)(3)) as a church for Federal tax purposes. Thus, an Internal Revenue Service (IRS) determination that an entity is exempt under section 501(c)(3) and classified as a church for purposes of sections 509(a)(1) and 170(b)(1)(A)(i) of the Internal Revenue Code (26 U.S.C. 509(a)(1) and 170(b)(1)(A)(i)) is generally sufficient for purposes of appointing military chaplains. 
                    <E T="03">See</E>
                     DoD Directive 1304.19 (2004); DoD Instruction 1304.28 (2004). 
                </P>
                <P>
                    Certain characteristics generally are attributed to churches for Federal tax purposes. These attributes of a church have been identified by the IRS and by court decisions. They include: distinct legal existence; recognized creed and form of worship; definite and distinct ecclesiastical government; formal code of doctrine and discipline; distinct religious history; membership not associated with any other church or denomination; organization of ordained ministers; ordained ministers selected after completing prescribed courses of study; literature of its own; established places of worship; regular congregations; regular religious services; schools for the religious instruction of the young; schools for the preparation of its ministers. The IRS generally uses a combination of these characteristics, together with other facts and circumstances, to determine whether an organization is considered a church for federal tax purposes. The IRS makes no attempt to evaluate the content of whatever doctrine a particular organization claims is religious, provided the particular beliefs of the organization are truly and sincerely held by those professing them and the practices and rites associated with the organization's belief or creed are not illegal or contrary to clearly defined public policy. 
                    <E T="03">See</E>
                     IRS Publication 1828, Tax Guide for Churches and Religious Organizations. 
                </P>
                <P>In our view, the IRS criteria for determining whether an organization is a church for Federal income tax purposes may be helpful in determining whether an emblem of belief represents a genuine and not frivolous belief system and should be available for a VA Government-furnished headstone and marker inscription. If the IRS has determined that a group holding a particular belief system is a church under the Internal Revenue Code, we believe that determination should be one of the factors that VA considers in reviewing requests to add a new emblem of belief to the current list of emblems available for inscription on Government-furnished headstones and markers. Accordingly, in § 38.632(g)(2), we propose to state that VA will consider whether the IRS has issued a determination letter to an affiliated organization recognizing the organization as exempt under section 501(c)(3) of the Internal Revenue Code and classifying it as a church for purposes of sections 509(a)(1) and 170(b)(1)(A)(i) of the Code. We also propose to consider whether an affiliated organization that has not sought an IRS determination of its status under section 501(c)(3) appears to have the characteristics generally attributed to churches under IRS guidelines. Under proposed § 38.632(e), affiliated organizations will be required to address these factors and provide supporting documentation when endorsing an applicant's request for a new emblem of belief. </P>
                <P>
                    Using the evaluation criteria proposed in § 38.632(g) will ensure that available emblems represent only genuine and not frivolous belief systems and that the practices and rites associated with the belief system are not illegal or contrary to clear public policy. Establishing procedures and criteria for the inscription of emblems in this manner will help ensure that VA effectively 
                    <PRTPAGE P="2482"/>
                    administers the headstone and marker program, efficiently produces headstones and markers upon request, and fulfills its obligation to maintain VA's cemeteries as national shrines. VA intends to preclude the addition of any emblem that would have an adverse impact on the dignity and solemnity of cemeteries honoring those who served the Nation. 
                </P>
                <P>Under proposed § 38.632, the process for requesting a new emblem of belief varies based on the place of burial or memorialization. When burial or memorialization is in a Federally-administered cemetery or a State veterans cemetery that uses the NCA electronic ordering system, an applicant must submit a written request to the cemetery director for a headstone or marker bearing a new emblem of belief. The applicant must also arrange for an affiliated organization to endorse the proposed new emblem of belief as representative of the belief system and to submit the supplemental information specified in proposed § 38.632(e). When burial or memorialization is in a private cemetery or other cemetery that does not use the NCA electronic ordering system, the applicant must request a new emblem of belief in the Remarks section of VA Form 40-1330. This applicant must also arrange for an affiliated organization to endorse the proposed new emblem of belief as representative of the belief system and to submit the supplemental information specified in proposed § 38.632(e). </P>
                <P>VA would only consider requests for the addition of a new emblem of belief on a new, first, Government-furnished headstone or marker for a deceased eligible veteran or family member, unless good cause is shown for an exception. With regard to the good-cause exception, for example, if a request for a new emblem of belief had been denied under previous VA procedures and a Government-furnished headstone or marker had been issued without an inscribed emblem, VA would consider a request for the previously denied emblem under the procedures and requirements of this proposed rule. </P>
                <P>Requests for new emblems of belief would only be accepted from the decedent's next-of-kin or personal representative. VA would not accept requests from organizations independently seeking the addition of a new emblem of belief. </P>
                <P>If a new emblem of belief request is received for a deceased eligible individual interred or memorialized in a Federally-administered cemetery or a State veterans cemetery, VA would furnish a headstone or marker without an emblem of belief to mark the grave while the request is being processed. If the requested emblem of belief is subsequently added to VA's list of emblems, VA would furnish a replacement headstone or marker that bears the new emblem of belief.</P>
                <P>If a request for inscription of a new emblem of belief is received for a deceased eligible veteran interred or memorialized in a private cemetery, the applicant would be able to request that VA furnish a headstone or marker without an emblem to mark the grave while the request is being processed (with the option to replace the headstone or marker if the emblem is made available) or may choose to delay delivery of a headstone or marker to mark the grave until a decision is made. All costs for installation of a Government-furnished headstone or marker in a private cemetery are the responsibility of the applicant. Proper disposal of a replaced headstone or marker is also required to ensure that no portion of the inscription is legible and that the replaced headstone or marker cannot be used for private, personal, or commercial activities. </P>
                <HD SOURCE="HD1">Paperwork Reduction Act </HD>
                <P>Although this proposed rule will impose a new information collection on affiliated organizations that endorse individual requests to add a new emblem of belief to VA's list of emblems available for inscription on Government-furnished headstones and markers, VA has concluded that this new requirement will affect fewer than ten affiliated organizations within any 12-month period. Under 5 CFR 1320.3(c), requests that do not impose a collection of information on ten or more entities within any 12-month period do not constitute a collection of information under the Paperwork Reduction Act (44 U.S.C. 3501-3521). Therefore, this proposed rule contains no provisions constituting a new collection of information. The Office of Management and Budget (OMB) previously approved all collections of information referenced in this proposed rule under control number 2900-0222. This rule does not change those collections. </P>
                <HD SOURCE="HD1">Executive Order 12866 </HD>
                <P>Executive Order 12866 directs agencies to assess all costs and benefits of available regulatory alternatives and, when regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety, and other advantages; distributive impacts; and equity). The Executive Order classifies a “significant regulatory action,” requiring review by the Office of Management and Budget unless OMB waives such review, as any regulatory action that is likely to result in a rule that may: (1) Have an annual effect on the economy of $100 million or more or adversely affect in a material way the economy, a sector of the economy, productivity, competition, jobs, the environment, public health or safety, or State, local, or tribal governments or communities; (2) Create a serious inconsistency or interfere with an action taken or planned by another agency; (3) Materially alter the budgetary impact of entitlements, grants, user fees, or loan programs or the rights and obligations of recipients thereof; or (4) Raise novel legal or policy issues arising out of legal mandates, the President's priorities, or the principles set forth in the Executive Order. </P>
                <P>The economic, interagency, budgetary, legal, and policy implications of this proposed rule have been examined, and it has been determined to be a significant regulatory action under the Executive Order because it is likely to result in a rule that may raise novel legal or policy issues arising out of legal mandates, the President's priorities, or the principles set forth in the Executive Order. </P>
                <HD SOURCE="HD1">Regulatory Flexibility Act </HD>
                <P>The Secretary hereby certifies that this proposed rule would not have a significant economic impact on a substantial number of small entities as they are defined in the Regulatory Flexibility Act, 5 U.S.C. 601-612. The rule may have an insignificant economic impact on the few affiliated organizations that endorse a new emblem of belief and provide supplemental information in support of an individual's request. VA anticipates that fewer than 10 affiliated organizations will be affected by this collection of information in any one year. Therefore, pursuant to 5 U.S.C. 605(b), this rule is exempt from the initial and final regulatory flexibility analysis requirements of 5 U.S.C. 603 and 604. </P>
                <HD SOURCE="HD1">Unfunded Mandates </HD>
                <P>
                    The Unfunded Mandates Reform Act of 1995 requires, at 2 U.S.C. 1532, that agencies prepare an assessment of anticipated costs and benefits before issuing any rule that may result in an expenditure by State, local, or tribal governments, in the aggregate, or by the private sector, of $100 million or more (adjusted annually for inflation) in any one year. This proposed rule would have no such effect on State, local, and 
                    <PRTPAGE P="2483"/>
                    tribal governments, or on the private sector.
                </P>
                <HD SOURCE="HD1">Catalog of Federal Domestic Assistance Program </HD>
                <P>The Catalog of Federal Domestic Assistance program numbers and titles for this proposed rule are 64.201, National Cemeteries; and 64.202, Procurement of Headstones and Markers and/or Presidential Memorial Certificates. </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 38 CFR Part 38 </HD>
                    <P>Administrative practice and procedure, Cemeteries, Veterans.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Approved: November 7, 2006. </DATED>
                    <NAME>Gordon H. Mansfield, </NAME>
                    <TITLE>Deputy Secretary of Veterans Affairs.</TITLE>
                </SIG>
                <P>For the reasons set out in the preamble, VA proposes to amend 38 CFR part 38 to read as follows: </P>
                <PART>
                    <HD SOURCE="HED">PART 38—NATIONAL CEMETERIES OF THE DEPARTMENT OF VETERANS AFFAIRS </HD>
                    <P>1. The authority citation for part 38 continues to read as follows: </P>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>38 U.S.C. 501(a), unless otherwise noted.</P>
                    </AUTH>
                    <P>2. Revise § 38.632 to read as follows: </P>
                    <SECTION>
                        <SECTNO>§ 38.632 </SECTNO>
                        <SUBJECT>Headstone and marker application process. </SUBJECT>
                        <P>
                            (a) 
                            <E T="03">General.</E>
                             This section contains procedures for ordering a Government-furnished headstone or marker through the National Cemetery Administration (NCA) headstone and marker application process for burial or memorialization of deceased eligible veterans and eligible family members. It also contains procedures for requesting the addition of a new emblem to VA's list of emblems of belief available for inscription on Government-furnished headstones and markers. 
                        </P>
                        <P>
                            (b) 
                            <E T="03">Definitions.</E>
                             For purposes of this section: 
                        </P>
                        <P>
                            (1) 
                            <E T="03">Affiliated organization</E>
                             refers to an organization that practices the system of beliefs that were held by a deceased eligible individual and that has a religious purpose. The term “religious purpose” includes a purpose that appears to be secular, but which nevertheless assumes the functional significance of a religious purpose. This term does not refer to any organization representing or affiliated with social, cultural, ethnic, fraternal, trade, professional, or military groups. 
                        </P>
                        <P>
                            (2) 
                            <E T="03">Applicant</E>
                             refers to the next of kin or personal representative of the deceased eligible individual who applies for a Government-furnished headstone or marker. 
                        </P>
                        <P>
                            (3) 
                            <E T="03">Belief system</E>
                             refers to a genuine and non-frivolous group of religious opinions, doctrines, and/or principles believed or accepted as true by a group of persons. This term includes a belief system that appears to be secular, but which nevertheless assumes the functional significance of a religion in the lives of a group of persons. 
                        </P>
                        <P>
                            (4) 
                            <E T="03">Emblem of belief</E>
                             refers to an emblem that represents the belief system of the decedent. It does not include social, cultural, ethnic, fraternal, trade, professional, or military emblems, or any emblem that is obscene or would have an adverse impact on the dignity and solemnity of cemeteries honoring those who served the Nation. 
                        </P>
                        <P>
                            (5) 
                            <E T="03">Federally-administered cemetery</E>
                             refers to a VA National Cemetery, Arlington National Cemetery, the Soldier's and Airmen's Home National Cemetery, a military post or base cemetery of the Armed Forces, a service department academy cemetery, and a Department of the Interior National Cemetery. 
                        </P>
                        <P>
                            (6) 
                            <E T="03">Headstones and markers</E>
                             refer to headstones or markers that are furnished by the Government to mark the grave or memorialize a deceased eligible veteran or eligible family member. 
                        </P>
                        <P>
                            (7) 
                            <E T="03">State veterans cemetery</E>
                             refers to a cemetery operated and maintained by a State or territory for the benefit of deceased eligible veterans or eligible family members. 
                        </P>
                        <P>
                            (c) 
                            <E T="03">Headstone and marker application process.</E>
                             (1) Headstones or markers will be ordered automatically during the process of arranging burial or memorialization for a deceased eligible veteran or eligible family member in a national cemetery or a State veterans cemetery that uses the NCA electronic ordering system. Cemetery staff will order a Government-furnished headstone or marker by entering information received from the applicant directly into the NCA electronic ordering system. No further application is required to order a Government-furnished headstone or marker when the cemetery uses the NCA electronic ordering system. 
                        </P>
                        <P>(2) Submission of a completed VA Form 40-1330 (Application for Standard Government Headstone or Marker) is required when a request for a Government-furnished headstone or marker is not made using the NCA electronic ordering system. VA Form 40-1330 provides general information about Government-furnished headstones and markers available to mark the graves of deceased eligible veterans or eligible family members. There is a space in the Remarks section of VA Form 40-1330 for applicants to clarify information or make special requests. </P>
                        <P>
                            (d) 
                            <E T="03">Emblem of belief application process.</E>
                             When an applicant requests the addition of a new emblem of belief for inscription on a Government-furnished headstone or marker for a deceased eligible individual, the following procedures will apply: 
                        </P>
                        <GPOTABLE COLS="2" OPTS="L2,tp0,i1" CDEF="s50,r150">
                            <TTITLE>  </TTITLE>
                            <BOXHD>
                                <CHED H="1" O="L">If the burial or memorialization of an eligible individual is in a: </CHED>
                                <CHED H="1" O="L">The applicant must: </CHED>
                            </BOXHD>
                            <ROW>
                                <ENT I="01">(1) Federally-administered cemetery or a State veterans cemetery that uses the NCA electronic ordering system </ENT>
                                <ENT>
                                    (i) Submit a written request to the director of the cemetery where burial is requested indicating that a new emblem of belief is desired for inscription on a Government-furnished headstone or marker; and 
                                    <LI>(ii) Arrange for an affiliated organization, as defined in paragraph (b)(1) of § 38.632, to provide the supplemental information specified in paragraph (e) of § 38.632 to the NCA Director of Memorial Programs Service. </LI>
                                </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">(2) Private cemetery (deceased eligible veterans only), Federally-administered cemetery or a State veterans cemetery that does not use the NCA electronic ordering system </ENT>
                                <ENT>
                                    (i) Submit a completed VA Form 40-1330 to the NCA Director of Memorial Programs Service, indicating in the REMARKS section of the form that a new emblem of belief is desired; and
                                    <LI>(ii) Arrange for an affiliated organization, as defined in paragraph (b)(1) of § 38.632, to provide the supplemental information specified in paragraph (e) of § 38.632 to the NCA Director of Memorial Programs Service. </LI>
                                </ENT>
                            </ROW>
                        </GPOTABLE>
                        <P>
                            (e) 
                            <E T="03">Supplemental information from the affiliated organization.</E>
                             The supplemental information provided by the affiliated organization must identify the deceased eligible individual for whom a request has been made to add a new emblem to VA's list of emblems of belief available for inscription on Government-furnished headstones and 
                            <PRTPAGE P="2484"/>
                            markers. The supplemental information submitted by an affiliated organization also must include the following: 
                        </P>
                        <P>(1) A signed letter from a recognized authority, board of directors or equivalent governing body, for the affiliated organization certifying that: </P>
                        <P>(i) The proposed new emblem of belief is widely used and recognized as the symbol of a distinct belief system; and </P>
                        <P>(ii) The affiliated organization endorses adding the emblem to VA's list of emblems of belief available for inscription on Government-furnished headstones and markers. </P>
                        <P>(2) A copy of an IRS determination letter, if available, recognizing the affiliated organization as exempt under section 501(c)(3) of the Internal Revenue Code and classifying it as a church under sections 509(a)(1) and 170(b)(1)(A)(i) of the Code. </P>
                        <P>(3) If the organization has not applied for tax-exempt status, a statement explaining the extent to which the organization otherwise meets the characteristics generally attributed to a church by the Internal Revenue Service (IRS), as described in paragraph (g)(10)(ii) of this section. </P>
                        <P>(4) A concise written description of the main tenets of the affiliated organization's belief system. </P>
                        <P>(5) Information about the structure of the affiliated organization, including the locations of congregations or other religious membership groups that comprise the affiliated organization. </P>
                        <P>(6) A statement certifying that the affiliated organization does not promote or engage in any activity that is illegal or contrary to clear public policy. </P>
                        <P>(7) A three-inch diameter digitized black and white representation of the requested emblem that is free of copyright restrictions and can be reproduced in a production-line environment in stone or bronze without loss of graphic quality. </P>
                        <P>
                            (f) 
                            <E T="03">Incomplete supplemental information provided by an affiliated organization.</E>
                             If VA determines that a request to add a new emblem of belief is incomplete, VA will notify the applicant in writing of any missing information and that he or she has 60 days to submit such information or no further action will be taken. If the applicant does not submit all required information or demonstrate that he or she has good cause for failing to provide the information within 60 days of the notice, then the applicant will be notified in writing that the request for a new emblem of belief will be deemed withdrawn and no further action will be taken. 
                        </P>
                        <P>
                            (g) 
                            <E T="03">Evaluation criteria.</E>
                             The Director of NCA's Office of Field Programs shall forward to the Under Secretary for Memorial Affairs the request, any pertinent records or information, and the Director's recommendation after evaluating whether: 
                        </P>
                        <P>(1) The emblem represents a belief system, as defined in paragraph (b)(3) of this section. </P>
                        <P>(2) The emblem meets the definition of an emblem of belief, as defined in paragraph (b)(4) of this section. </P>
                        <P>(3) There is an immediate need to inscribe the emblem on a new, first, Government-furnished headstone or marker for a deceased eligible individual, unless good cause is shown for an exception. </P>
                        <P>(4) The emblem is endorsed by an affiliated organization, as defined in paragraph (b)(1) of this section. </P>
                        <P>(5) The affiliated organization endorsing the emblem does not promote or engage in any activity that is illegal or contrary to clear public policy. </P>
                        <P>(6) The letter provided under paragraph (e)(1) of this section is from a recognized authority, board of directors, or equivalent governing body of the belief system represented by the emblem. </P>
                        <P>(7) The emblem meets the technical requirements for inscription specified in paragraph (e)(7) of this section. </P>
                        <P>(8) The affiliated organization provided all of the supplemental information listed in paragraph (e) of this section. </P>
                        <P>(9)(i) The IRS has determined that the affiliated organization is exempt under section 501(c)(3) of the Internal Revenue Code and is classified as a church under sections 509(a)(1) and 170(b)(1)(A)(i) of the Code; and, </P>
                        <P>(ii) If the affiliated organization has not applied to the IRS for recognition of tax-exempt status, whether the organization has characteristics generally attributed to a church, such as: a distinct legal existence, a recognized creed and form of worship, a definite and distinct ecclesiastical government, a formal code of doctrine and discipline, a distinct religious history, a membership not associated with any other church or denomination, an organization of ordained ministers, ordained ministers selected after completing prescribed courses of study, a literature of its own, established places of worship, regular congregations, regular religious services, schools for the religious instruction of the young, and schools for the preparation of its ministers. </P>
                        <P>
                            (h) 
                            <E T="03">Decision by the Under Secretary for Memorial Affairs.</E>
                             A request to add a new emblem to VA's list of emblems of belief available for inscription on Government-furnished headstones and markers shall be granted if the Under Secretary for Memorial Affairs finds, by a preponderance of the evidence, that the request meets each of the criteria in paragraphs (g)(1) through (7) of this section. In making that determination, the Under Secretary shall consider the Director of NCA's Office of Field Programs' recommendation and may consider information from any source. The Director of Field Programs will provide the individual who made the request written notice of the decision of the Under Secretary for Memorial Affairs. The decision of the Under Secretary for Memorial Affairs is final. 
                        </P>
                        <EXTRACT>
                            <FP>(Authority: 38 U.S.C. 501, 2404)</FP>
                        </EXTRACT>
                    </SECTION>
                </PART>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-644 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8320-01-P</BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                <CFR>40 CFR Part 300 </CFR>
                <DEPDOC>[EPA-HQ-SFUND-1986-0005; FRL-8271-1] </DEPDOC>
                <SUBJECT>National Oil and Hazardous Substance Pollution Contingency Plan; National Priorities List </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA). </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule; notice of intent to delete the Avenue E Groundwater Contamination Superfund Site from the National Priorities List. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Environmental Protection Agency, (EPA) Region V is issuing a notice of intent to delete the Avenue E Groundwater Contamination Superfund Site (Site) located in Traverse City, Michigan, from the National Priorities List (NPL) and requests public comments on this notice of intent to delete. The NPL, promulgated pursuant to section 105 of the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA) of 1980, as amended, is found at Appendix B of 40 CFR part 300 which is the National Oil and Hazardous Substances Pollution Contingency Plan (NCP). The EPA and the State of Michigan, through the Michigan Department of Environmental Quality (MDEQ), have determined that all appropriate response actions under CERCLA have been completed. However, this deletion does not preclude future actions under Superfund. In the “Rules and Regulations” Section of today's 
                        <E T="04">Federal Register</E>
                        , we are publishing a direct final notice of deletion of the Avenue E 
                        <PRTPAGE P="2485"/>
                        Groundwater Contamination Superfund Site without prior notice of intent to delete because we view this as a non-controversial revision and anticipate no adverse comment. We have explained our reasons for this deletion in the preamble to the direct final notice of deletion. If we receive no adverse comment(s) on this notice of deletion or the direct final notice of deletion, we will not take further action on this notice of intent to delete. If we receive timely adverse comment(s), we will withdraw the direct final notice of deletion, and it will not take effect. We will, as appropriate, address all public comments in a subsequent final deletion notice based on adverse comments received on this notice of intent to delete. We will not institute a second comment period on this notice of intent to delete. Any parties interested in commenting must do so at this time. For additional information, see the direct final notice of deletion which is located in the Rules section of this 
                        <E T="04">Federal Register</E>
                        . 
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments concerning this Site must be received by February 20, 2007. </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Submit your comments, identified by Docket ID No. EPA-HQ-SFUND-1986-005, by one of the following methods: </P>
                    <P>
                        • 
                        <E T="03">www.regulations.gov:</E>
                         Follow the on-line instructions for submitting comments. 
                    </P>
                    <P>
                        • 
                        <E T="03">Email: beard.gladys@epa.gov.</E>
                    </P>
                    <P>
                        • 
                        <E T="03">Fax:</E>
                         Gladys Beard at (312) 886-4071. 
                    </P>
                    <P>
                        • 
                        <E T="03">Mail:</E>
                         Dave Novak, Community Involvement Coordinator, U.S. EPA (P-19J), 77 W. Jackson, Chicago, Il 60604, 312-886-7478 or 1-800-621-8431. 
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery:</E>
                         Dave Novak, Community Involvement Coordinator, (P-19J), U.S. Environmental Protection Agency, 77 West Jackson Boulevard, Chicago, Illinois 60604. Such deliveries are only accepted during the Regional Office normal hours of operation, and special arrangements should be made for deliveries of boxed information. The Regional Office official hours of business are Monday through Friday, 8:30 a.m. to 4:30 p.m. excluding Federal holidays. 
                    </P>
                    <P>
                        Please see the direct final rule which is located in the Rules section of this 
                        <E T="04">Federal Register</E>
                         for detailed instructions on how to submit comments. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Linda Martin, Remedial Project Manager at (312) 886-3854 or Gladys Beard, State NPL Deletion Process Manager at (312) 886-7253 or 1-800-621-8431, Superfund Division, U.S. EPA (SR-6J), 77 W. Jackson, Chicago, IL 60604. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    For additional information, see the Direct Final Notice of Deletion which is located in the Rules section of this 
                    <E T="04">Federal Register</E>
                    . 
                </P>
                <P>
                    <E T="03">Information Repositories:</E>
                     Repositories have been established to provide detailed information concerning this decision at the following address: EPA Region V Record Center, 77 W. Jackson, Chicago, IL 60604, (312) 353-5821, Monday through Friday 8 a.m. to 4 pm. 
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 40 CFR Part 300 </HD>
                    <P>Environmental protection, Air pollution control, Chemicals, Hazardous waste, Hazardous substances, Intergovernmental relations, Penalties, Reporting and recordkeeping requirements, Superfund, Water pollution control, Water supply.</P>
                </LSTSUB>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>33 U.S.C. 1321(c)(2); 42 U.S.C. 9601-9657; E.O. 12777, 56 FR 54757, 3 CFR, 1991 Comp., p. 351; E.O. 12580, 52 FR 2923; 3 CFR, 1987 Comp., p. 193. </P>
                </AUTH>
                <SIG>
                    <DATED>Dated: January 9, 2007. </DATED>
                    <NAME>Mary A. Gade, </NAME>
                    <TITLE>Regional Administrator, U.S. EPA Region V.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-693 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6560-50-P </BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">FEDERAL COMMUNICATIONS COMMISSION </AGENCY>
                <CFR>47 CFR Part 73 </CFR>
                <DEPDOC>[Docket No. 87-268; DA 07-20] </DEPDOC>
                <SUBJECT>Revisions to Proposed New DTV Table of Allotments—Tentative Channel Designations To Be Added to the DTV Table of Allotments Proposed in the Seventh Further Notice of Proposed Rule Making </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Communications Commission. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed rule. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Media Bureau announces tentative channel designations for six permittees that attained permittee status during the pendency of the rulemaking proceeding commenced in the 
                        <E T="03">Seventh Further Notice of Proposed Rule Making (“Seventh FNPRM”)</E>
                         in MB Docket No. 87-268. These tentative channels designations revise the proposed new Digital Television Table of Allotments released in the 
                        <E T="03">Seventh FNPRM</E>
                        .
                    </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments are due February 9, 2007 and reply comments are due February 26, 2007. </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may submit comments, identified by MB Docket No. 87-268, by any of the following methods: </P>
                    <P>
                        • Federal eRulemaking Portal: 
                        <E T="03">http://www.regulations.gov.</E>
                         Follow the instructions for submitting comments. 
                    </P>
                    <P>
                        • Federal Communications Commission's Web site: 
                        <E T="03">http://www.fcc.gov/cgb/ecfs/</E>
                        . Follow the instructions for submitting comments. 
                    </P>
                    <P>
                        • People with Disabilities: Contact the FCC to request reasonable accommodations (accessible format documents, sign language interpreters, CART, etc.) by e-mail: 
                        <E T="03">FCC504@fcc.gov</E>
                         or phone: 202-418-0530 or TTY: 202-418-0432. 
                    </P>
                    <P>
                        For detailed instructions for submitting comments and additional information on the rulemaking process, see the 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section of this document. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT: </HD>
                    <P>
                        Evan Baranoff, 
                        <E T="03">Evan.Baranoff@fcc.gov,</E>
                         or Eloise Gore, 
                        <E T="03">Eloise.Gore@fcc.gov,</E>
                         of the Media Bureau, Policy Division, (202) 418-2120; Nazifa Sawez, 
                        <E T="03">Nazifa.Sawez@fcc.gov,</E>
                         of the Media Bureau, Video Division, (202) 418-1600; or Alan Stillwell, 
                        <E T="03">Alan.Stillwell@fcc.gov,</E>
                         of the Office of Engineering and Technology, (202) 418-2470. 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The Commission recently released a 
                    <E T="03">Seventh Further Notice of Proposed Rule Making</E>
                      
                    <E T="03">(“Seventh FNPRM”),</E>
                     FCC 06-150, released October 20, 2006 in MB Docket No. 87-268 (71 FR 66592, November 15, 2006), finalizing the DTV channel election process and beginning the final stage of the transition of the nation's broadcast television system from analog to digital technology. In the 
                    <E T="03">Seventh FNPRM,</E>
                     the Commission proposed a new DTV Table of Allotments providing eligible stations with channels for DTV operations after the DTV transition. 
                </P>
                <P>
                    In paragraph 53 of the 
                    <E T="03">Seventh FNPRM,</E>
                     the Commission noted that additional pending applications may be granted before an Order finalizing the new DTV Table is adopted. The Commission stated that, to the extent possible, it would accommodate the future new permittees in the proposed new DTV Table and, to provide interested parties with the opportunity to comment, the Media Bureau would issue public notices announcing tentative channel designations (TCDs) for the new permittees that attain permittee status during the pendancy of the 
                    <E T="03">Seventh FNRPM</E>
                     rulemaking proceeding. The Commission also directed the Media Bureau to establish separate pleading cycles, if necessary, to give interested parties an opportunity for comment. 
                </P>
                <P>
                    The Media Bureau hereby announces TCDs for six permittees that attained 
                    <PRTPAGE P="2486"/>
                    permittee status during the pendency of the rulemaking proceeding and, therefore, were not reflected in the proposed new DTV Table released on October 20, 2006. Included is a list of these permittees together with the channel we propose to assign the permittee. This information revises the proposed new DTV Table of Allotments of the 
                    <E T="03">Seventh FNPRM.</E>
                     In addition, we have attached the specific technical facilities—effective radiated power (ERP), antenna height above average terrain (HAAT), antenna radiation pattern, and geographic coordinates—at which we propose to allow these stations to operate after the DTV transition (Appendix). The attachment also includes information on service area and population coverage. 
                </P>
                <P>
                    Consistent with paragraph 53 of the 
                    <E T="03">Seventh FNPRM,</E>
                     the Media Bureau hereby invites public comment on these changes to the proposed new DTV Table. Comments on the proposed changes to the new DTV Table outlined herein must be filed no later than February 9, 2007, and reply comments must be filed no later than February 26, 2007. Specific instructions for filing comments are located at paragraphs 71-76 of the item as published in the 
                    <E T="04">Federal Register</E>
                     and at paragraphs 58-63 of the item as released by the Commission and that appears on the Commission Web site: 
                    <E T="03">http://hraunfoss.fcc.gov/edocs_public/attachmatch/FCC-06-150A1.doc.</E>
                </P>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects in 47 CFR Part 73 </HD>
                    <P>Digital television, Radio.</P>
                </LSTSUB>
                <SIG>
                    <FP>Federal Communications Commission. </FP>
                    <NAME>Steven A. Broeckaert, </NAME>
                    <TITLE>Deputy Chief, Policy Division,  Media Bureau.</TITLE>
                </SIG>
                <HD SOURCE="HD1">Proposed Rule Changes </HD>
                <P>Accordingly, the Federal Communications Commission further proposes to amend 47 CFR part 73, as proposed at 71 FR 66592, November 15, 2006 as follows: </P>
                <PART>
                    <HD SOURCE="HED">PART 73—RADIO BROADCAST SERVICES </HD>
                    <P>1. The authority citation for part 73 continues to read as follows: </P>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>47 U.S.C. 154, 303, 334, 336 and 339. </P>
                    </AUTH>
                    <P>2. Section 73.622 published at 71 FR 66592, November 15, 2006, is further amended in paragraph (i) by revising the entries set forth below as follows: </P>
                    <SECTION>
                        <SECTNO>§ 73.622 </SECTNO>
                        <SUBJECT>Digital television table of allotments. </SUBJECT>
                        <STARS/>
                        <P>(i) * * * </P>
                        <GPOTABLE COLS="2" OPTS="L1,tp0,i1" CDEF="s50,r50">
                            <TTITLE> </TTITLE>
                            <BOXHD>
                                <CHED H="1">Community </CHED>
                                <CHED H="1">Channel No. </CHED>
                            </BOXHD>
                            <ROW EXPSTB="01">
                                <ENT I="21">KANSAS </ENT>
                            </ROW>
                            <ROW EXPSTB="00">
                                <ENT I="22"/>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*     *     *     *     *    </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Derby </ENT>
                                <ENT>46   </ENT>
                            </ROW>
                            <ROW EXPSTB="00">
                                <ENT I="22">  </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28"> *     *     *     *     *    </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Topeka </ENT>
                                <ENT>*11, 12, 13, 27, 49 </ENT>
                            </ROW>
                            <ROW EXPSTB="01">
                                <ENT I="21">MINNESOTA </ENT>
                            </ROW>
                            <ROW EXPSTB="00">
                                <ENT I="22"/>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*    *    *    *    *    </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Duluth </ENT>
                                <ENT>*8, 10, 17, 27, 33   </ENT>
                            </ROW>
                            <ROW EXPSTB="00">
                                <ENT I="22">  </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28"> *     *     *     *     *    </ENT>
                            </ROW>
                            <ROW EXPSTB="01">
                                <ENT I="21">MISSOURI </ENT>
                            </ROW>
                            <ROW EXPSTB="00">
                                <ENT I="22"/>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*    *    *    *    *    </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Osage Beach </ENT>
                                <ENT>49   </ENT>
                            </ROW>
                            <ROW EXPSTB="00">
                                <ENT I="22">  </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28"> *     *     *     *      *    </ENT>
                            </ROW>
                            <ROW EXPSTB="01">
                                <ENT I="21">MISSISSIPPI </ENT>
                            </ROW>
                            <ROW EXPSTB="00">
                                <ENT I="22"/>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*    *    *    *    *    </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Jackson </ENT>
                                <ENT>7, 12, *20, 21, 41, 51 </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="22"/>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*    *    *    *    *    </ENT>
                            </ROW>
                            <ROW EXPSTB="01">
                                <ENT I="21">OREGON </ENT>
                            </ROW>
                            <ROW EXPSTB="00">
                                <ENT I="22"/>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*    *    *    *    *    </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="01">Bend </ENT>
                                <ENT>*11, 21, 51</ENT>
                            </ROW>
                            <ROW EXPSTB="00">
                                <ENT I="22"/>
                            </ROW>
                            <ROW>
                                <ENT I="22"> </ENT>
                            </ROW>
                            <ROW>
                                <ENT I="28">*    *    *    *    *    </ENT>
                            </ROW>
                        </GPOTABLE>
                        <NOTE>
                            <HD SOURCE="HED">Note:</HD>
                            <P>The following Appendix will not appear in the Code of Federal Regulations.</P>
                        </NOTE>
                        <APPENDIX>
                            <HD SOURCE="HED">Appendix </HD>
                            <GPOTABLE COLS="12" OPTS="L2,tp0,i1" CDEF="xs32,r25,5,5,5,5,7,8,9,7,10,14">
                                <TTITLE> </TTITLE>
                                <BOXHD>
                                    <CHED H="1">
                                        Facility 
                                        <LI>ID </LI>
                                    </CHED>
                                    <CHED H="1">State and city </CHED>
                                    <CHED H="1">NTSC </CHED>
                                    <CHED H="2">Chan </CHED>
                                    <CHED H="1">DTV </CHED>
                                    <CHED H="2">Chan </CHED>
                                    <CHED H="2">
                                        ERP 
                                        <LI>(kW) </LI>
                                    </CHED>
                                    <CHED H="2">
                                        HAAT 
                                        <LI>(m) </LI>
                                    </CHED>
                                    <CHED H="2">
                                        Antenna 
                                        <LI>ID </LI>
                                    </CHED>
                                    <CHED H="2">
                                        Latitude 
                                        <LI>(DDMMSS) </LI>
                                    </CHED>
                                    <CHED H="2">
                                        Longitude 
                                        <LI>(DDDMMSS) </LI>
                                    </CHED>
                                    <CHED H="2">
                                        Area 
                                        <LI>(sq km) </LI>
                                    </CHED>
                                    <CHED H="2">
                                        Population 
                                        <LI>(thousand) </LI>
                                    </CHED>
                                    <CHED H="2">
                                        % Interference 
                                        <LI>received </LI>
                                    </CHED>
                                </BOXHD>
                                <ROW>
                                    <ENT I="01">166332 </ENT>
                                    <ENT>KS Derby </ENT>
                                    <ENT/>
                                    <ENT>46 </ENT>
                                    <ENT>570 </ENT>
                                    <ENT>276 </ENT>
                                    <ENT>72676 </ENT>
                                    <ENT>374801 </ENT>
                                    <ENT>973129 </ENT>
                                    <ENT>23300 </ENT>
                                    <ENT>712 </ENT>
                                    <ENT>0 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">166546 </ENT>
                                    <ENT>KS Topeka </ENT>
                                    <ENT>22 </ENT>
                                    <ENT>12 </ENT>
                                    <ENT>3.2 </ENT>
                                    <ENT>225 </ENT>
                                    <ENT>77171 </ENT>
                                    <ENT>390350 </ENT>
                                    <ENT>954549 </ENT>
                                    <ENT>15822 </ENT>
                                    <ENT>440 </ENT>
                                    <ENT>14 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">166511 </ENT>
                                    <ENT>MN Duluth </ENT>
                                    <ENT>27 </ENT>
                                    <ENT>27 </ENT>
                                    <ENT>50 </ENT>
                                    <ENT>268 </ENT>
                                    <ENT>77172 </ENT>
                                    <ENT>464715 </ENT>
                                    <ENT>920721 </ENT>
                                    <ENT>16190 </ENT>
                                    <ENT>213 </ENT>
                                    <ENT>0.8 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">166319 </ENT>
                                    <ENT>MO Osage Beach </ENT>
                                    <ENT>49 </ENT>
                                    <ENT>49 </ENT>
                                    <ENT>204 </ENT>
                                    <ENT>463 </ENT>
                                    <ENT>77173 </ENT>
                                    <ENT>374910 </ENT>
                                    <ENT>924452 </ENT>
                                    <ENT>27563 </ENT>
                                    <ENT>605 </ENT>
                                    <ENT>0 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">166512 </ENT>
                                    <ENT>MS Jackson </ENT>
                                    <ENT>51 </ENT>
                                    <ENT>51 </ENT>
                                    <ENT>184 </ENT>
                                    <ENT>384 </ENT>
                                    <ENT>77174 </ENT>
                                    <ENT>321426 </ENT>
                                    <ENT>902415 </ENT>
                                    <ENT>24469 </ENT>
                                    <ENT>687 </ENT>
                                    <ENT>0 </ENT>
                                </ROW>
                                <ROW>
                                    <ENT I="01">166534 </ENT>
                                    <ENT>OR Bend </ENT>
                                    <ENT>51 </ENT>
                                    <ENT>51 </ENT>
                                    <ENT>84.1 </ENT>
                                    <ENT>206 </ENT>
                                    <ENT>75180 </ENT>
                                    <ENT>440440 </ENT>
                                    <ENT>1211956 </ENT>
                                    <ENT>11378 </ENT>
                                    <ENT>150 </ENT>
                                    <ENT>0 </ENT>
                                </ROW>
                            </GPOTABLE>
                            <PRTPAGE P="2487"/>
                        </APPENDIX>
                    </SECTION>
                </PART>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-722 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6712-01-P </BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION </AGENCY>
                <SUBAGY>National Highway Traffic Safety Administration </SUBAGY>
                <CFR>49 CFR Part 571 </CFR>
                <DEPDOC>[Docket No. NHTSA-2005-22061] </DEPDOC>
                <RIN>RIN 2127-AJ56 </RIN>
                <SUBJECT>Identification Requirements for Buses Manufactured in Two or More Stages </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Highway Traffic Safety Administration (NHTSA), DOT. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Termination of Rulemaking. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>On August 18, 2005, NHTSA published a notice of proposed rulemaking (NPRM) proposing to amend our certification regulation to require that, in addition to the vehicle identification number (VIN), a suffix that identified attributes about the bus body be recorded on the certification label of each bus manufactured in two or more stages. The NPRM also proposed a new regulation to require manufacturers of buses manufactured in two or more stages to obtain a manufacturer's identifier and to submit information to NHTSA about the bus bodies manufactured. </P>
                    <P>NHTSA has identified an alternative approach to obtain accurate bus accident data for analysis and safety improvement that it believes is more efficient and less burdensome. Therefore, we are terminating this rulemaking. </P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>For non-legal issues: Charles Hott, Office of Crashworthiness Standards, NVS-113, National Highway Traffic Safety Administration, 400 Seventh Street, SW., Washington, DC 20590. Telephone (202) 366-0247. Fax: (202) 366-4329.  For legal issues: Edward Glancy, Office of Chief Counsel, National Highway Traffic Safety Administration, 400 Seventh Street, SW., Washington, DC 20590. Telephone: (202) 366-2992. Fax: (202) 366-3820. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background </HD>
                <P>On November 2, 1999, the National Transportation Safety Board (NTSB) issued safety recommendations to the Department of Transportation (DOT) to develop standard definitions and classifications for each of the different bus body types and to include these definitions and classifications in the Federal motor vehicle safety standards (FMVSSs). Specifically, NTSB recommended: </P>
                <EXTRACT>
                    <P>In 1 year and in cooperation with the bus manufacturers, complete the development of standard definitions and classifications for each of the different bus body types, and include these definitions and classifications in the FMVSS. (NTSB Recommendation No. H-99-43) </P>
                    <P>Once the standard definitions and classifications for each of the different bus types have been established in the Federal motor vehicle safety standards, in cooperation with the National Association of Governors' Highway Safety Representatives, amend the Model Minimum Uniform Crash Criteria's (MMUCC) bus configuration coding to incorporate the FMVSS definitions and standards. (NTSB Recommendation No. H-99-44).</P>
                </EXTRACT>
                <P>The recommendations were a result of an NTSB September 1999 bus safety study titled “Bus Crashworthiness Issues.” During that study, NTSB experienced difficulty in determining detailed descriptive characteristics of buses manufactured in two or more stages from the Fatality Analysis Reporting System (FARS) database. Although bus body manufacturers are required to certify that their vehicles meet the FMVSSs, they are not required to encode in the certification label affixed to the completed vehicle any descriptive information about the body they install. </P>
                <P>In June and August of 2000, meetings were held between the Office of the Secretary of the Department of Transportation, NHTSA, Federal Motor Carrier Safety Administration, Federal Transit Administration, NTSB, bus manufacturers, and industry association representatives. At the meetings, the parties discussed whether bus configuration or bus use would be appropriate determining factors in devising a coding scheme for the final stage manufacturers' certification labels and police accident report forms. It was determined that in-service bus uses vary considerably and often change, and therefore, it would be impractical to develop bus definitions based on use. Instead, DOT determined that basic descriptive information such as length and seating configuration could be provided to better identify the type of bus body installed on the chassis. It was also determined that, in addition to the VIN, descriptive information could be encoded on the final stage manufacturer's certification label. </P>
                <P>When buses are involved in crashes, the VIN is recorded in FARS. The name of the manufacturer is required to be on the certification label, but this information is not typically recorded on the Police Accident Report (PAR). For vehicles manufactured in one stage, the type of vehicle and bus body information is already encoded into the VIN. However, for buses manufactured in more than one stage, the VIN only identifies the incomplete vehicle manufacturer. The final stage manufacturer's name and the bus model are not encoded in the VIN and are not recorded in the PAR. </P>
                <P>FARS records fatalities in the following bus type categories: intercity, transit, school, other, and unknown. Little is known about the types of buses involved in the fatalities that appear in “other” and “unknown” bus type categories. These buses are typically specialty type buses that are manufactured in two or more stages. They include, for example, buses that are used for shuttle services to and from airports, for transporting the medically fragile or mobility impaired, for transporting people to and from church events, and for shuttling people from one business location to another. These buses usually incorporate a cutaway chassis provided by an incomplete vehicle manufacturer. The bus body is usually manufactured and installed by a final stage manufacturer. The FARS data for the years 2000 through 2004 revealed that there are about twelve fatalities per year that fall within the “other” or “unknown” bus type categories. </P>
                <P>The current system requires that the VIN be recorded on the PAR filed by the State. However, inaccurate transcription of the VIN on the PAR and subsequently into the FARS database has been a recurring problem. Although the final stage manufacturer's name must be recorded on the certification label, the current system does not require that the police record this information on the PAR. </P>
                <P>
                    On August 18, 2005, NHTSA published an NPRM to address this issue in the 
                    <E T="04">Federal Register</E>
                     (70 FR 48507; Docket No. NHTSA-2005-22061). The NPRM proposed to amend Part 567—Certification, to require that a new ten-digit suffix be appended to the VIN on the certification label for buses manufactured in two or more stages. The new suffix would identify the bus body manufacturer and certain attributes about the type of bus, e.g., model number, seat configuration, and bus body length. The NPRM also proposed to add a new Part 584—Buses Manufactured in Two or More Stages, to require that bus body manufacturers of buses manufactured in two or more stages obtain a manufacturer's identifier and provide the descriptive information necessary to decode the suffix. The NPRM proposed that this information be available so that it could be collected 
                    <PRTPAGE P="2488"/>
                    and used by researchers and others to better define safety improvements to reduce the number of fatalities and serious injuries in bus crashes. 
                </P>
                <P>The NPRM also requested comments on the burden to State and local Governments, costs, reduction of transcription errors, and alternative approaches. </P>
                <HD SOURCE="HD1">Summary of Comments </HD>
                <P>The agency received eight comments in response to the NPRM. None of the commenters, except NTSB, supported the proposal. Comments were received from three manufacturers (International Truck and Engine Corporation, Blue Bird Body Company, and Freightliner), and one industry association (National Truck and Equipment Association). Those commenters generally opposed recording the proposed VIN suffix on the certification label and the submittal of information under the proposed Part 584. They alternatively suggested that the name of the bus manufacturer be recorded on the PAR so it could be captured in FARS. Researchers and others seeking more descriptive information about the bus body could then contact the bus body manufacturer for the information about the bus body. These commenters generally disagreed with the cost estimate that was provided in the NPRM and suggested that the real cost would be much higher; however, no estimates of actual costs were provided. </P>
                <P>The agency also received comments from two individuals, Mr. Jim Lawrence and  Mr. Duane E. Bartels. Mr. Lawrence suggested that the proposed Part 584 information be specified in Part 565, “Vehicle Identification Number Requirements.” Mr. Lawrence also suggested that the agency require that manufacturers submit information on a quarterly basis and maintain a database of the manufactured-supplied information. He felt this would reduce transcription errors when recording the information at the crash scene and the burden on State and local Governments in collecting this information. However, Mr. Lawrence did not provide any information on how NHTSA could obtain the crash information without having it recorded on the PAR at the crash scene. Mr. Bartels suggested that buses be required to have the number of seating positions recorded on the certification label for the purposes of inspection so that inspectors could determine whether a commercial driver's license and drug and alcohol testing requirements needed to be met to operate the bus. The agency notes that Mr. Bartels' request is outside the scope of this rulemaking action. </P>
                <P>A comment was received from the European Commission, Enterprise and Industry Directorat-General which represents the European Union (EU). The European Commission stated, “this new administrative procedure could represent an unnecessary trade obstacle for EU manufacturers.” </P>
                <P>NTSB stated that although the proposed regulation does not establish bus definitions for the FMVSSs, it does establish identification of bus bodies, and thus classification for the FARS database. NTSB also stated that while not defining bus bodies in the FMVSSs, the proposal would better identify the type of bus in the FARS system, and therefore would satisfy the intent of the NTSB safety recommendations to accurately collect vehicle accident data for analysis and safety improvement. </P>
                <P>The agency did not receive any comments from States or local jurisdictions on whether they would change the PAR so that the proposed VIN suffix could be captured at the crash scene and subsequently entered in the FARS database. No information was received from the States or local jurisdictions on the burden that this rulemaking action would place on them. </P>
                <HD SOURCE="HD1">Agency Rationale for Terminating Rulemaking </HD>
                <P>NHTSA has decided to terminate the proposed rulemaking because we have identified an alternative approach to obtain more accurate bus accident data for analysis and safety improvement that it believes is more efficient and less burdensome. </P>
                <P>FARS data and the majority of NHTSA's other data are derived from the PAR. There is no indication that states and local jurisdictions would change the PAR to capture the additional VIN information at the scene of the crash. The agency believes that continuing this rulemaking would not provide improvement to the existing information that is already recorded in the FARS database. It would also place an unnecessary burden on the bus manufacturers and likely cause greater transcription errors in the information collected at the scene of bus crashes. The agency believes that the best way to encourage states to consistently capture information on the PAR is through simplification of data collection at the crash scene, and that changing the MMUCC will accomplish the NTSB intent to improve information collected about bus crashes. </P>
                <P>
                    The NTSB study leading to its recommendations was based on data in the FARS database for buses prior to the existence of MMUCC.
                    <SU>1</SU>
                    <FTREF/>
                     NHTSA has made significant efforts to simplify the data collection techniques at the crash scene and enable the States to collect more accurate data. A 2005 agency review of compliance with the 1998 publication of MMUCC showed that 50 percent of the States had adopted the MMUCC. NHTSA expects even greater adoption in the future because of provisions in the SAFETEA-LU 
                    <SU>2</SU>
                    <FTREF/>
                     legislation providing grants for States that establish traffic safety information systems to improve the timeliness, accuracy, completeness, uniformity, integration, and accessibility of the safety data collected. This will provide a greater incentive for states to adopt the MMUCC. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         For more information regarding MMUCC, go to 
                        <E T="03">http://www.mmucc.us.</E>
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users.
                    </P>
                </FTNT>
                <P>The next edition of MMUCC is scheduled to be updated in 2007. NHTSA believes that changing the MMUCC to ensure more efficient and accurate coding of bus accident data at the crash scene will lead to better inclusion of the bus related information on the PAR and consequent improvement of the bus information in FARS and other NHTSA databases. Since this will be more efficient and less burdensome while still achieving the NTSB intent, we have decided to terminate this rulemaking. </P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>49 U.S.C. 30162; delegations of authority at 49 CFR 1.50 and 49 CFR 501.8. </P>
                </AUTH>
                <SIG>
                    <DATED>Issued on: January 12, 2007. </DATED>
                    <NAME>Stephen R. Kratzke, </NAME>
                    <TITLE>Associate Administrator for Rulemaking.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-654 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4910-59-P </BILCOD>
        </PRORULE>
        <PRORULE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY </AGENCY>
                <SUBAGY>Transportation Security Administration </SUBAGY>
                <CFR>49 CFR Parts 1520 and 1580 </CFR>
                <DEPDOC>[Docket No. TSA-2006-26514] </DEPDOC>
                <RIN>RIN 1658-AA51 </RIN>
                <SUBJECT>Rail Transportation Security Notice of Proposed Rulemaking </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Transportation Security Administration, DHS. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of public meeting; request for comments. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        This document provides the time and location of the public meeting which will be held by the Transportation Security Administration 
                        <PRTPAGE P="2489"/>
                        (TSA) regarding the Notice of Proposed Rulemaking (NPRM) entitled “Rail Transportation Security,” which was published in the 
                        <E T="04">Federal Register</E>
                         on December 21, 2006. 
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will take place on February 2, 2007, from 10 am to 4 pm. Persons wishing to submit written comments should submit them by February 20, 2007. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The meeting will be held at the Crystal City Marriott at Reagan National Airport, 1999 Jefferson Davis Highway, Arlington, Virginia 22202 USA, telephone: 703-413-5500. </P>
                    <P>
                        Anyone in need of assistance or a reasonable accommodation for the meeting should contact the person listed under the heading 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                        . In addition, sign and oral interpretation, as well as a listening device, can be made available at the meeting if requested 10 calendar days before the meeting. Arrangements may be made by contacting the person listed under the heading 
                        <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                        . 
                    </P>
                    <P>TSA invites interested persons to participate in this rulemaking by submitting written comments, data, or views relating to any aspect of rail transportation security. We also invite comments relating to the economic, environmental, energy, or federalism impacts that might result from this rulemaking action. You may submit comments, identified by the TSA NPRM docket number (TSA-2006-26514) to this rulemaking, using any one of the following methods. </P>
                    <P>
                        (1) Searching the Department of Transportation's electronic Docket Management System (DMS) Web page (
                        <E T="03">http://dms.dot.gov/search</E>
                        ); 
                    </P>
                    <P>
                        (2) Accessing the Government Printing Office's Web page at 
                        <E T="03">http://www.gpoaccess.gov/fr/index.html</E>
                        ; or 
                    </P>
                    <P>
                        (3) Visiting TSA's Security Regulations Web page at 
                        <E T="03">http://www.tsa.gov</E>
                         and accessing the link for “Research Center” at the top of the page. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Lisa L. Peña, Freight Rail Security, Transportation Sector Network Management, TSA-28, Transportation Security Administration, 601 South 12th Street, Arlington, VA 22202-4220; telephone (571) 227-4414; facsimile (571) 227-2930; e-mail 
                        <E T="03">Lisa.Pena@dhs.gov</E>
                        . 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The agenda for the meeting will include a discussion of TSA's Rail Transportation Security NPRM, 71 FR 76852, Dec. 21, 2006. In this NPRM, TSA proposes security requirements for freight railroad carriers; intercity, commuter, and short-haul passenger train service providers; rail transit systems; and rail operations at certain, fixed-site facilities that ship or receive specified hazardous materials by rail. This rule proposes to codify the scope of TSA's existing inspection program and to require regulated parties to allow TSA and Department of Homeland Security (DHS) officials to enter, inspect, and test property, facilities, and records relevant to rail security. This rule also proposes that regulated parties designate rail security coordinators and report significant security concerns to DHS. </P>
                <P>TSA further proposes that freight railroad carriers and certain facilities handling certain categories and quantities of hazardous materials ensure a positive and secure chain of custody for those shipments that may transit a high threat urban area. We also propose that these carriers and facilities be equipped to report car location and shipping information to TSA upon request. TSA also proposes to clarify and extend the sensitive security information (SSI) protections to cover certain information associated with rail transportation. </P>
                <P>
                    The meeting is open to the public, but attendance is limited to the space available. Members of the public must make advance arrangements to present oral statements at the meeting by contacting the person listed under the heading 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                    . Written comments may be submitted to TSA by providing them to the docket. Information on the docket is listed under the heading 
                    <E T="02">ADDRESSES</E>
                    . 
                </P>
                <P>TSA intends to analyze the public comments and issue a final rule. The information presented at the public meeting should greatly assist TSA in developing proposed standards for rail transportation security. Therefore, TSA looks forward to meeting with the key stakeholders on this topic and exchanging information. </P>
                <SIG>
                    <DATED>Issued in Arlington, Virginia, on January 11, 2007. </DATED>
                    <NAME>John Sammon, </NAME>
                    <TITLE>Assistant Administrator, Transportation Sector Network Management.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-671 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 9910-05-P</BILCOD>
        </PRORULE>
    </PRORULES>
    <VOL>72</VOL>
    <NO>12</NO>
    <DATE>Friday, January 19, 2007</DATE>
    <UNITNAME>Notices</UNITNAME>
    <NOTICES>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="2490"/>
                <AGENCY TYPE="F">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Agricultural Research Service </SUBAGY>
                <SUBJECT>Notice of Intent To Grant Exclusive License </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Agricultural Research Service, USDA. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of intent. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Notice is hereby given that the U.S. Department of Agriculture, Agricultural Research Service, intends to grant to General Chemical Performance Products, LLC of Parsippany, New Jersey, an exclusive license to U.S. Patent Application Serial No. 11/003,540, “Method and Device for Scrubbing Ammonia From Air Exhausted From Animal Rearing Facilities”, filed on December 3, 2004. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        Comments must be received within thirty (30) days of the date of publication of this Notice in the 
                        <E T="04">Federal Register</E>
                        . 
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Send comments to: USDA, ARS, Office of Technology Transfer, 5601 Sunnyside Avenue, Room 4-1174, Beltsville, Maryland 20705-5131. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        June Blalock of the Office of Technology Transfer at the Beltsville address given above; 
                        <E T="03">telephone:</E>
                         301-504-5989. 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Federal Government's intellectual property rights to this invention are assigned to the United States of America, as represented by the Secretary of Agriculture. It is in the public interest to so license this invention as General Chemical Performance Products, LLC of Parsippany, New Jersey has submitted a complete and sufficient application for a license. The prospective exclusive license will be royalty-bearing and will comply with the terms and conditions of 35 U.S.C. 209 and 37 CFR 404.7. The prospective exclusive license may be granted unless, within thirty (30) days from the date of this published Notice, the Agricultural Research Service receives written evidence and argument which establishes that the grant of the license would not be consistent with the requirements of 35 U.S.C. 209 and 37 CFR 404.7. </P>
                <SIG>
                    <NAME>Richard J. Brenner, </NAME>
                    <TITLE>Assistant Administrator.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-675 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 3410-03-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Forest Service</SUBAGY>
                <SUBJECT>Tongass National Forest Report Clarification</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Forest Service, USDA.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of clarification of a report prepared for the draft environmental impact statement for the Tongass Land and Resource Management Plan Amendment.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        A clarification to the Timber Markets Update and Analysis of an Integrated Southeast Alaska Forest Products Industry prepared for the Tongass Land and Resource Management Plan Amendment Draft Environmental Impact Statement is available for review and comment on the following Web site: 
                        <E T="03">http://tongass-fpadjust.net/Documents/McDowellGroupLetter-2006.pdf.</E>
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Any comments on this report may be included with those on Tongass Land and Resource Management Plan Draft Environmental Impact Statement. The 90-day comment period began on January 12, 2007. </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Lee Kramer, Project Team Leader, Forestry Science Laboratory, 2770 Sherwood Land, Suite 2A, Juneau, AK 99801-8545, phone: (907) 586-8811, ext. 225, or e-mail 
                        <E T="03">lkramer@fs.fed.us.</E>
                         Additional information is available on the Tongass Forest Plan Adjustment Internet site at 
                        <E T="03">www.tongass-fpadjust.net.</E>
                    </P>
                    <SIG>
                        <DATED>Dated: January 10, 2007.</DATED>
                        <NAME>Paul K. Brewster,</NAME>
                        <TITLE>Deputy Regional Forester.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. 07-200  Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3410-11-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF AGRICULTURE</AGENCY>
                <SUBAGY>Forest Service</SUBAGY>
                <SUBJECT>Notice of New Fee Site; Federal Lands Recreation Enhancement Act, (Title VIII, Pub. L. 108-447)</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Tonto National Forest, USDA Forest Service.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of New Fee Site. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Tonto National Forest plans to implement a $6 per vehicle per night fee for overnight camping at Haigler Canyon Recreation Site. This site is undergoing major improvements which will increase facilities and services available to the public. Fees paid at similar recreation sites on the Tonto National Forest demonstrate that the public appreciates and enjoys the availability of developed campgrounds and is willing to pay reasonable fees for use of such sites. Funds from the fee revenue will be used for the continued operation and maintenance of Haigler Canyon Recreation Site.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Haigler Canyon will become available for recreation use in July, 2007.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Forest Supervisor, Tonto National Forest, 2325 E. McDowell Rd., Phoenix, AZ 85006.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Dave Killebrew, Recreation Fee Coordinator, 602-225-5239.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The Federal Recreation Lands Enhancement Act (Title VII, Pub. L. 108-447) directed the Secretary of Agriculture to publish a six month advance notice in the 
                    <E T="04">Federal Register</E>
                     whenever new recreation fee areas are established. This new fee will be reviewed by a Recreation Resource Advisory Committee prior to a final decision and implementation.
                </P>
                <P>
                    The Tonto National Forest currently has over 50 recreation sites where use fees are charged. A business analysis has shown that people desire having this sort of recreation experience on the Tonto National Forest. A market analysis indicates that the $6 per vehicle per night fee is both reasonable and acceptable for camping at Haigler Canyon. Once the site is complete, visitors wanting to stay overnight at Haigler Canyon Recreation Site can obtain camping passes at more than 100 commercial vendors in central Arizona 
                    <PRTPAGE P="2491"/>
                    including at least three locations in Payson, Arizona or at any Tonto National Forest administrative office including the Payson and Pleasant Valley ranger stations. An on-site fee payment option may also be provided. Details about the Tonto fee program can be found at the Tonto National Forest Web site, 
                    <E T="03">www.fs.fed.us/r3/tonto</E>
                     or by calling 602-225-5200.
                </P>
                <SIG>
                    <DATED>Dated: January 11, 2007.</DATED>
                    <NAME>Gene Blankenbaker,</NAME>
                    <TITLE>Tonto National Forest Supervisor.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 07-204 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3410-11-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">COMMITTEE FOR PURCHASE FROM PEOPLE WHO ARE BLIND OR SEVERELY DISABLED </AGENCY>
                <SUBJECT>Procurement List; Proposed Addition </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Committee for Purchase From People Who Are Blind or Severely Disabled. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Proposed Addition to Procurement List. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Committee is proposing to add to the Procurement List a service to be furnished by nonprofit agencies employing persons who are blind or have other severe disabilities. </P>
                    <P>
                        <E T="03">Comments Must Be Received on or Before:</E>
                         February 18, 2007. 
                    </P>
                </SUM>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Committee for Purchase From People Who Are Blind or Severely Disabled, Jefferson Plaza 2, Suite 10800, 1421 Jefferson Davis Highway, Arlington, Virginia 22202-3259. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION OR TO SUBMIT COMMENTS CONTACT:</HD>
                    <P>
                         Sheryl D. Kennerly, Telephone: (703) 603-7740, Fax: (703) 603-0655, or e-mail 
                        <E T="03">CMTEFedReg@jwod.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>This notice is published pursuant to 41 U.S.C. 47(a)(2) and 41 CFR 51-2.3. Its purpose is to provide interested persons an opportunity to submit comments on the proposed actions. </P>
                <P>If the Committee approves the proposed additions, the entities of the Federal Government identified in the notice for each product or service will be required to procure the services listed below from nonprofit agencies employing persons who are blind or have other severe disabilities. </P>
                <HD SOURCE="HD1">Regulatory Flexibility Act Certification </HD>
                <P>I certify that the following action will not have a significant impact on a substantial number of small entities. The major factors considered for this certification were: </P>
                <P>1. If approved, the action will not result in any additional reporting, recordkeeping or other compliance requirements for small entities other than the small organizations that will furnish the services to the Government. </P>
                <P>2. If approved, the action will result in authorizing small entities to furnish the services to the Government. </P>
                <P>3. There are no known regulatory alternatives which would accomplish the objectives of the Javits-Wagner-O'Day Act (41 U.S.C. 46-48c) in connection with the services proposed for addition to the Procurement List. </P>
                <P>Comments on this certification are invited. Commenters should identify the statement(s) underlying the certification on which they are providing additional information. </P>
                <HD SOURCE="HD1">End of Certification </HD>
                <P>The following service is proposed for addition to Procurement List for production by the nonprofit agencies listed: </P>
                <HD SOURCE="HD2">Services </HD>
                <EXTRACT>
                    <FP SOURCE="FP-2">
                        <E T="03">Service Type/Location:</E>
                         Base Supply Center, U.S. Army Self Service Supply Center (SSSC), Fort Polk, Fort Polk, LA. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">NPA:</E>
                         Louisiana Association for the Blind. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">Contracting Activity:</E>
                         Army Contracting Agency, Fort Polk, LA. 
                    </FP>
                </EXTRACT>
                <SIG>
                    <NAME>Sheryl D. Kennerly, </NAME>
                    <TITLE>Director, Information Management. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-716 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6353-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">COMMITTEE FOR PURCHASE FROM PEOPLE WHO ARE BLIND OR SEVERELY DISABLED </AGENCY>
                <SUBJECT>Procurement List Additions </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Committee for Purchase From People Who Are Blind or Severely Disabled. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Additions to Procurement List. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This action adds to the Procurement List services to be furnished by nonprofit agencies employing persons who are blind or have other severe disabilities. </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Effective Date:</E>
                         February 18, 2007. 
                    </P>
                </EFFDATE>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Committee for Purchase From People Who Are Blind or Severely Disabled, Jefferson Plaza 2, Suite 10800, 1421 Jefferson Davis Highway, Arlington, VA 22202-3259. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION OR TO SUBMIT COMMENTS CONTACT:</HD>
                    <P>
                        Sheryl D. Kennerly, Telephone: (703) 603-7740, Fax: (703) 603-0655, or e-mail 
                        <E T="03">CMTEFedReg@jwod.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>On November 3, 2006 and November 17, 2006, the Committee for Purchase From People Who Are Blind or Severely Disabled published notice (71 FR 64682; 66908-66909) of proposed additions to the Procurement List. </P>
                <P>After consideration of the material presented to it concerning capability of qualified nonprofit agencies to provide the services and impact of the additions on the current or most recent contractors, the Committee has determined that the services listed below are suitable for procurement by the Federal Government under 41 U.S.C. 46-48c and 41 CFR 51-2.4. </P>
                <HD SOURCE="HD1">Regulatory Flexibility Act Certification </HD>
                <P>I certify that the following action will not have a significant impact on a substantial number of small entities. The major factors considered for this certification were: </P>
                <P>1. The action will not result in any additional reporting, recordkeeping or other compliance requirements for small entities other than the small organizations that will furnish the services to the Government. </P>
                <P>2. The action will result in authorizing small entities to furnish the services to the Government. </P>
                <P>3. There are no known regulatory alternatives which would accomplish the objectives of the Javits-Wagner-O'Day Act (41 U.S.C. 46-48c) in connection with the services proposed for addition to the Procurement List. </P>
                <HD SOURCE="HD1">End of Certification </HD>
                <P>Accordingly, the following services are added to the Procurement List: </P>
                <HD SOURCE="HD2">Services </HD>
                <EXTRACT>
                    <FP SOURCE="FP-2">
                        <E T="03">Service Type/Location:</E>
                         Guard Services, U.S. Coast Guard-Mayport (4200 Ocean Street), Mayport, FL. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">NPA:</E>
                         GINFL Services, Inc., Jacksonville, FL. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">Contracting Activity:</E>
                         U.S. Coast Guard—Mayport, Mayport, FL. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">Service Type/Location:</E>
                         Janitorial Services, Agricultural Research Service, 1561 Lindig Avenue, St Paul, MN. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">NPA:</E>
                         AccessAbility, Inc., Minneapolis, MN. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">Contracting Activity:</E>
                         Agricultural Research Service, St Paul, MN. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">Service Type/Location:</E>
                         Laundry Service, Aberdeen Proving Ground, Aberdeen, MD. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">NPA:</E>
                         Jeanne Bussard Center, Inc., Frederick, MD. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">Contracting Activity:</E>
                         Army Contracting Agency, Aberdeen Proving Gnd, MD. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">Service Type/Location:</E>
                         Switchboard Operation, VA Medical Center—Birmingham (7100 South 19th Street), Birmingham, AL. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">NPA:</E>
                         Alabama Goodwill Industries, Inc., Birmingham, AL. 
                    </FP>
                    <FP SOURCE="FP-2">
                        <E T="03">Contracting Activity:</E>
                         VA Medical Center, 
                        <PRTPAGE P="2492"/>
                        Augusta, GA. 
                    </FP>
                    <P>This action does not affect current contracts awarded prior to the effective date of this addition or options that may be exercised under those contracts. </P>
                </EXTRACT>
                <SIG>
                    <NAME>Sheryl D. Kennerly, </NAME>
                    <TITLE>Director, Information Management. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-717 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6353-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>Bureau of Industry and Security</SUBAGY>
                <SUBJECT>Materials Technical Advisory Committee; Notice of Partially Closed Meeting</SUBJECT>
                <P>The Materials Technical Advisory Committee will meet on February 1, 2007, 10:30 a.m., Herbert C. Hoover Building, Room 6059, 14th Street between Constitution &amp; Pennsylvania Avenues, NW., Washington, DC. The Committee advises the Office of the Assistant Secretary for Export Administration with respect to technical questions that affect the level of export controls applicable to materials and related technology.</P>
                <HD SOURCE="HD1">Agenda</HD>
                <HD SOURCE="HD2">Public Session </HD>
                <P>1. China Rule.</P>
                <P>2. New Chemical Biological Regulations. </P>
                <P>3. Synthetic Genomics. </P>
                <P>4. Chemical Weapons Convention Regulation Updates.</P>
                <HD SOURCE="HD2">Closed Session</HD>
                <P>5. Discussion of matters determined to be exempt from the provisions relating to public meetings found in 5 U.S.C. app. 2 10(a)(1) and 10(a)(3).</P>
                <P>
                    A limited number of seats will be available during the public session of the meeting. Reservations are not accepted. To the extent time permits, members of the public may present oral statements to the Committee. Written statements may be submitted at any time before or after the meeting. However, to facilitate distribution of public presentation materials to Committee members, the materials should be forwarded prior to the meeting to Ms. Yvette Springer at 
                    <E T="03">Yspringer@bis.doc.gov.</E>
                </P>
                <P>The Assistant Secretary for Administration, with the concurrence of the delegate of the General Counsel, formally determined on January 5, 2007, pursuant to Section 10(d) of the Federal Advisory Committee Act, as amended, that the portion of the meeting dealing with matters the premature disclosure of which would likely frustrate the implementation of a proposed agency action as described in 5 U.S.C. 552b(c)(9)(B) shall be exempt from the provisions relating to public meetings found in 5 U.S.C. app. 2 10(a)(1) and 10(a)(3). The remaining portions of the meeting will be open to the public.</P>
                <P>For more information, call Yvette Springer at (202) 482-2813.</P>
                <SIG>
                    <DATED>Dated: January 16, 2007.</DATED>
                    <NAME>Yvette Springer,</NAME>
                    <TITLE>Committee Liaison Officer.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 07-210 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-JT-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>International Trade Administration</SUBAGY>
                <DEPDOC>[A-351-806]</DEPDOC>
                <SUBJECT>Silicon Metal From Brazil: Notice of Rescission of Antidumping Duty Administrative Review</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Import Administration, International Trade Administration, Department of Commerce.</P>
                </AGY>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In response to a request from Globe Metallurgical Inc. (Globe), a domestic producer of silicon metal, the Department of Commerce initiated an administrative review of the antidumping duty order on silicon metal from Brazil. The period of review covers July 1, 2005, through February 15, 2006. Because the respondents had no sales or shipments to the United States during the period of review, we are now rescinding the review of these companies.</P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">EFFECTIVE DATE:</HD>
                    <P>January 19, 2007.</P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Janis Kalnins at (202) 482-1392 or Minoo Hatten at (202) 482-1690, AD/CVD Operations, Office 5, Import Administration, International Trade Administration, U.S. Department of Commerce, 14th Street and Constitution Avenue, NW, Washington, DC 20230.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    On December 1, 2006, the Department of Commerce (the Department) published a notice of its intent to rescind the administrative review of the antidumping duty order on silicon metal from Brazil. See 
                    <E T="03">Silicon Metal from Brazil: Notice of Intent to Rescind Antidumping Duty Administrative Review</E>
                    , 71 FR 69550 (December 1, 2006) (
                    <E T="03">Notice of Intent to Rescind</E>
                    ). In that notice, the Department explained that, in response to its initiation of the administrative review, the respondents notified the Department that they had no entries, exports, or sales of the subject merchandise during the period July 1, 2005, through June 30, 2006. The Department examined the results of a customs data query and found no evidence of entries or shipments of the subject merchandise during the period of review that would contradict the respondents' claims.
                </P>
                <P>
                    On December 21, 2006, the Department published the revocation of the antidumping duty order on silicon metal from Brazil. See 
                    <E T="03">Silicon Metal from Brazil: Revocation of Antidumping Duty Order</E>
                    , 71 FR 76635 (December 21, 2006). The effective date of the revocation is February 16, 2006. As such, the period of review covering sales of subject merchandise is now July 1, 2005, through February 15, 2006.
                </P>
                <HD SOURCE="HD1">Rescission of the Administrative Review</HD>
                <P>
                    The Department will rescind an administrative review with respect to an exporter or producer if the Department concludes that there were no entries, exports, or sales of the subject merchandise during the period of review. See 19 CFR 351.213(d)(3). The Department gave interested parties 15 days from the date of publication of the 
                    <E T="03">Notice of Intent to Rescind</E>
                     to comment on its intent to rescind this review. No interested party has submitted comments on our intent to rescind this review within the given time period. Accordingly, we are rescinding this administrative review.
                </P>
                <P>
                    In accordance with the Department's clarification of its assessment policy (see
                    <E T="03">Antidumping and Countervailing Duty Proceedings: Assessment of Antidumping Duties</E>
                    , 68 FR 23954 (May 6, 2003)), in the event any entries were made during the period of review through intermediaries under U.S. Customs and Border Protection (CBP) case numbers for the respondents, the Department will instruct CBP to liquidate such entries at the all-others rate in effect on the date of entry.
                </P>
                <P>This notice serves as a reminder to parties subject to administrative protective order (APO) of their responsibility concerning the disposition of proprietary information disclosed under APO in accordance with 19 CFR 351.305(a)(3). Timely written notification of the return or destruction of APO materials or conversion to judicial protective order is hereby requested. Failure to comply with the regulations and terms of an APO is a sanctionable violation.</P>
                <P>This notice is issued and published in accordance with 19 CFR 351.213(d)(4) and section 777(i)(1) of the Tariff Act of 1930, as amended.</P>
                <SIG>
                    <PRTPAGE P="2493"/>
                    <DATED>Dated: January 12, 2007.</DATED>
                    <NAME>Stephen J. Claeys,</NAME>
                    <TITLE>Deputy Assistant Secretary for Import Administration.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-726 Filed 1-18-02; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-DS-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE </AGENCY>
                <SUBAGY>International Trade Administration </SUBAGY>
                <SUBJECT>North American Free-Trade Agreement (NAFTA), Article 1904 Binational Panel Reviews </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>NAFTA Secretariat, United States Section, International Trade Administration, Department of Commerce. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of decision of panel. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>On January 16, 2007, the binational panel issued its decision in the review of the final determination made by the International Trade Administration, respecting Oil Country Tubular Goods from Mexico Final Antidumping Duty Administrative Review and Determination not to Revoke, Secretariat File No. USA-MEX-2001-1904-05. The binational panel affirmed the Departments determination that Hylsa did not ship in commercial quantities and that its determination not to revoke the antidumping order is upheld. Copies of the panel decision are available from the U.S. Section of the NAFTA Secretariat. </P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Caratina L. Alston, United States Secretary, NAFTA Secretariat, Suite 2061, 14th and Constitution Avenue, Washington, DC 20230, (202) 482-5438. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Chapter 19 of the North American Free-Trade Agreement (“Agreement”) establishes a mechanism to replace domestic judicial review of the final determinations in antidumping and countervailing duty cases involving imports from a NAFTA country with review by independent binational panels. When a Request for Panel Review is filed, a panel is established to act in place of national courts to review expeditiously the final determination to determine whether it conforms with the antidumping or countervailing duty law of the country that made the determination. </P>
                <P>
                    Under Article 1904 of the Agreement, which came into force on January 1, 1994, the Government of the United States, the Government of Canada and the Government of Mexico established 
                    <E T="03">Rules of Procedure for Article 1904 Binational Panel Reviews</E>
                     (“Rules”). These Rules were published in the 
                    <E T="04">Federal Register</E>
                     on February 23, 1994 (59 FR 8686). The panel review in this matter has been conducted in accordance with these Rules. 
                </P>
                <P>
                    <E T="03">Panel Decision:</E>
                     The Panel affirmed the Department's determination that Hylsa did not ship in commercial quantities and that its determination not to revoke the antidumping order is upheld. 
                </P>
                <SIG>
                    <DATED>Dated: January 16, 2007. </DATED>
                    <NAME>Caratina L. Alston, </NAME>
                    <TITLE>United States Secretary, NAFTA Secretariat.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-727 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 3510-GT-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF COMMERCE</AGENCY>
                <SUBAGY>National Oceanic and Atmospheric Administration</SUBAGY>
                <DEPDOC>[I.D. 111506A]</DEPDOC>
                <SUBJECT>Endangered and Threatened Species; Recovery Plans</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P> National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration, Commerce.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P> Notice of Availability.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                         The National Marine Fisheries Service (NMFS) announces the adoption of its Endangered Species Act (ESA) Recovery Plan (Recovery Plan) for the Puget Sound Chinook Salmon (
                        <E T="03">Oncorhynchus tshawytscha</E>
                        ) Evolutionarily Significant Unit (ESU). The Recovery Plan consists of two documents: the Puget Sound Salmon Recovery Plan prepared by the Shared Strategy for Puget Sound (the Shared Strategy Plan), and NMFS' Final Supplement to the Shared Strategy Plan (Supplement). The Final Supplement contains revisions and additions in consideration of public comments on the Shared Strategy Plan and the draft NMFS Supplement.
                    </P>
                </SUM>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P> Additional information about the Recovery Plan may be obtained by writing to Elizabeth Babcock, National Marine Fisheries Service, 7600 Sandpoint Way N.E., Seattle, WA 98115, or calling (206) 526-4505.</P>
                    <P>
                        Persons wishing to read the Recovery Plan can obtain an electronic copy (i.e., CD-ROM) from Carol Joyce by calling (503) 230-5408 or by e-mailing a request to 
                        <E T="03">carol.joyce@noaa.gov</E>
                        , with the subject line “CD-ROM Request for Final ESA Recovery Plan for Puget Sound Chinook Salmon.” NMFS' summary of and response to public comments on the Shared Strategy Plan and draft Supplement will be included on the CD-ROM. Electronic copies of these documents are also available on-line on the NMFS website, 
                        <E T="03">http://www.nwr.noaa.gov/Salmon-Recovery-Planning/Recovery-Domains/Puget-Sound/Index.cfm</E>
                        , or the Shared Strategy for Puget Sound website, 
                        <E T="03">http://www.sharedsalmonstrategy.org</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P> Elizabeth Babcock, Puget Sound Salmon Recovery Coordinator at (206) 526-4505, or Elizabeth Gaar, NMFS Salmon Recovery Division at (503) 230-5434.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>
                    Recovery plans describe actions beneficial to the conservation and recovery of species listed under the Endangered Species Act of 1973 (ESA), as amended (16 U.S.C. 1531 
                    <E T="03">et seq.</E>
                    ). The ESA requires that recovery plans, to the extent practicable, incorporate (1) Objective, measurable criteria which, when met, would result in a determination that the species is no longer threatened or endangered; (2) site-specific management actions that may be necessary to achieve the plan's goals; and (3) estimates of the time required and costs to implement recovery actions. The ESA requires the development of recovery plans for listed species unless such a plan would not promote the recovery of a particular species.
                </P>
                <P>NMFS' goal is to restore endangered and threatened Pacific salmon ESUs and steelhead distinct population segments (DPSs) to the point that they are again self-sustaining members of their ecosystems and no longer need the protections of the ESA. NMFS believes it is critically important to base its recovery plans on the many state, regional, tribal, local, and private conservation efforts already underway throughout the region. Therefore, the agency supports and participates in locally led collaborative efforts to develop recovery plans, involving local communities, state, tribal, and Federal entities, and other stakeholders. As the lead ESA agency for listed salmon, NMFS is responsible for reviewing these locally produced recovery plans and deciding whether they meet ESA statutory requirements and merit adoption as ESA recovery plans.</P>
                <P>
                    On June 30, 2005, the Shared Strategy for Puget Sound (Shared Strategy) presented its locally developed listed species recovery plan to NMFS. The Shared Strategy is a collaborative initiative that began in 1999 after NMFS listed Puget Sound Chinook salmon as threatened. The Shared Strategy includes representatives of tribal, Federal, state, and local governments, 
                    <PRTPAGE P="2494"/>
                    business, the agriculture and forestry industries, conservation and environmental groups, and local watershed planning groups. After reviewing the Shared Strategy Plan, NMFS prepared a Draft Supplement, clarifying how the Shared Strategy Plan satisfies ESA recovery plan requirements and addressing additional elements needed to comply with those requirements. The Shared Strategy Plan and Draft Supplement were offered for public comment on December 27, 2005, and a Notice of Availability was published in the 
                    <E T="04">Federal Register</E>
                     (70 FR 76445) on the same date.
                </P>
                <P>
                    NMFS received 98 comment letters by mail, fax, or e-mail on the Shared Strategy Plan and draft Supplement. Public hearings were held between February 7 and February 21 in Sequim, Lacey, Seattle, and Anacortes, Washington. NMFS summarized the public comments and oral testimony and prepared responses, now available on the NMFS website at 
                    <E T="03">http://www.nwr.noaa.gov/Salmon-Recovery-Planning/Recovery-Domains/Puget-Sound/PS-Chinook-Plan.cfm</E>
                    . NMFS revised its Supplement based on the comments received.
                </P>
                <P>Consistent with adoption of this Final Supplement, NMFS will seek to implement the actions in the Recovery Plan for which it has authority, to work cooperatively on implementation of other actions, and to encourage other Federal agencies to implement Recovery Plan actions for which they have responsibility and authority. NMFS will also encourage the State of Washington to seek similar implementation commitments from state agencies and local governments. NMFS expects the Recovery Plan to help NMFS and other Federal agencies take a more consistent approach to future ESA section 7 consultations under the ESA and other ESA decisions. For example, the Recovery Plan will provide greater biological context for the effects that a proposed action may have on the listed ESU. This context will be enhanced by adding Recovery Plan science to the “best available information” for section 7 consultations, section 10 habitat conservation plans, and other ESA decisions. Such information includes viability criteria for the ESU and its independent populations; better understanding of and information on limiting factors and threats facing the ESU; better information on priority areas for addressing specific limiting factors; and better geographic context for where the ESU can tolerate varying levels of risk.</P>
                <HD SOURCE="HD1">The Recovery Plan</HD>
                <P>The Shared Strategy Plan is one of many ongoing salmon recovery planning efforts funded under the Washington State Strategy for Salmon Recovery. The State of Washington designated the Shared Strategy as the Recovery Board for salmon recovery planning for the Puget Sound. The Shared Strategy Plan incorporates many aspects of the work of the Puget Sound Technical Recovery Team (PSTRT) appointed by NMFS. The PSTRT provided independent scientific peer review of the Shared Strategy Plan. The Shared Strategy has included public involvement throughout its recovery planning process, having received extensive comments during the public comment period in early 2006.</P>
                <HD SOURCE="HD1">ESU Addressed and Planning Area</HD>
                <P>The Recovery Plan is intended for implementation within the range of the Puget Sound Chinook Salmon ESU, listed as threatened on March 24, 1999 (64 FR 14307), and reaffirmed on June 28, 2005 (70 FR 37160). The Puget Sound Chinook salmon ESU contains 22 independent populations identified by the PSTRT. The most recent status review of Puget Sound Chinook under the Shared Strategy Plan indicates that the long-term productivity trend for naturally spawning populations is declining. In general, abundance of all Puget Sound Chinook salmon populations has declined substantially from historical levels, and many populations are sufficiently small that genetic and demographic risks, are relatively high.</P>
                <HD SOURCE="HD1">The Plan's Recovery Goals, Objectives and Criteria</HD>
                <P>The Shared Strategy Plan's overarching goal is to “recover self-sustaining, harvestable salmon runs in a manner that contributes to the overall health of Puget Sound and its watersheds and allows us to enjoy and use this precious resource in concert with our region's economic vitality and prosperity.” The PSTRT provided recommendations for Chinook salmon recovery based on the principles described in a NMFS technical memorandum, Viable Salmonid Populations and the Recovery of Evolutionarily Significant Units (McElhany et al., 2000). The Shared Strategy Plan accepts these principles as the foundation for biological status assessments and recovery goals and adopts the viability criteria recommended by the PSTRT at both the population and ESU levels. It also adopts a complementary set of recovery planning targets developed by state and tribal fisheries co-managers. The PSTRT recommended that for the Puget Sound Chinook salmon ESU to be viable, all of the 22 populations would have to improve from current conditions, but not all would have to achieve a low risk status.</P>
                <P>The Shared Strategy Plan relies on the work of 14 individual watershed planning groups to set goals for their Chinook salmon populations. The PSTRT reviewed the watershed plans in 2004 and 2005. The individual watershed goals are summarized in Volume I, Chapter 5 of the Shared Strategy Plan, and detailed in the watershed plans in Volume II. Most of the watershed plans aim toward low-risk status for their populations over time, and all adopted the co-managers' planning targets as their long-term, measurable recovery goals.</P>
                <P>In accordance with its responsibilities under ESA section 4(c)(2), NMFS will conduct status reviews of the listed Puget Sound Chinook salmon ESU at least once every 5 years to evaluate its status and determine whether the ESU should be removed from the list or changed in status. Such evaluations will take into account the following:</P>
                <P>
                    • The biological recovery criteria (Ruckelshaus 
                    <E T="03">et al.</E>
                    , 2002) and listing factor (threats) criteria described above.
                </P>
                <P>
                    • Principles presented in the Viable Salmonid Populations (VSP) paper (McElhany 
                    <E T="03">et al.</E>
                    , 2000).
                </P>
                <P>• Co-managers' recovery planning targets.</P>
                <P>• Best available information on population and ESU status and new advances in risk evaluation methodologies.</P>
                <P>• Considerations consistent with the VSP paper and the PSTRT's recommendations, including: the number of viable populations; the number and status of other extant populations; the extinction risk of all populations; the distribution of viable populations relative to the range of historical conditions supporting viable populations; linkages and connectivity among viable populations; the diversity of life history and phenotypes expressed; and considerations regarding catastrophic risk.</P>
                <P>• Principles laid out in NMFS' Hatchery Listing Policy (70 FR 37204, June 28, 2005).</P>
                <HD SOURCE="HD1">Causes for Decline and Current Threats</HD>
                <P>
                    Listing factors are those features that were evaluated under section 4(a)(1) when the initial determination was made to list the species for protection under the ESA. These factors are: (A) The present or threatened destruction, 
                    <PRTPAGE P="2495"/>
                    modification, or curtailment of a species' habitat or range; (B) overutilization for commercial, recreational, scientific or educational purposes; (C) disease or predation; (D) the inadequacy of existing regulatory mechanisms; and (E) other natural or man-made factors affecting the species' continued existence. These may or may not still be limiting recovery when in the future NMFS reevaluates the status of the species to determine whether the protections of the ESA are no longer warranted and the species could be “delisted.” In its Final Supplement to the Shared Strategy Plan, NMFS provides specific criteria for each of the relevant listing/delisting factors to help ensure that underlying causes of decline have been addressed and mitigated prior to considering the species for delisting.
                </P>
                <HD SOURCE="HD1">Site-Specific Actions</HD>
                <P>The Recovery Plan recognizes that recovery actions must be implemented at both the regional, or ESU, and watershed, or population, levels, and it proposes both types of site specific actions. Watershed-level actions are detailed in the individual watershed plans contained in Volume II of the Shared Strategy Plan, and regional actions are described in Volume I. The Recovery Plan states that recovery will depend on integrating actions that address habitat (including hydropower effects), harvest, and hatchery operations. An adaptive management program is under development in coordination with NMFS and regional stakeholders involved in implementation of the Recovery Plan.</P>
                <HD SOURCE="HD1">Time and Cost Estimates</HD>
                <P>The ESA section 4(f)(1) requires that a recovery plan include “estimates of the time required and the cost to carry out those measures needed to achieve the Plan's goal and to achieve intermediate steps toward that goal” (16 U.S.C. 1533[f][1]). The Shared Strategy Plan estimates that recovery of Puget Sound Chinook salmon will take “several decades,” or 50 to 100 years. Chapter 8 of the Shared Strategy Plan summarizes cost estimates for the measures needed to achieve the plan's goal and to achieve intermediate steps toward that goal. The Shared Strategy Plan (Volume I and the individual watershed chapters in Volume II) provides cost estimates to carry out specific recovery actions for the first 10 years of plan implementation, as well as cost estimates for programs that span multiple watersheds: hatchery improvements, nearshore and marine habitat protection and restoration, and incentive programs for habitat restoration and conservation on farm and small forest lands. The total cost is estimated at an average of $120 million per year for the first 10 years. Implementing this first phase is expected to result in improved conditions for all Puget Sound Chinook populations and to put the ESU on a trajectory toward recovery.</P>
                <P>NMFS supports the policy determination to focus on the first 10 years of implementation, with the proviso that before the end of this first implementation period, specific actions and costs to achieve long-term goals will be estimated for subsequent years, to proceed until a determination is made that listing is no longer necessary. NMFS agrees that 10 years is a reasonable period of time during which to implement and evaluate the actions identified in the Recovery Plan. NMFS strongly supports the Shared Strategy Plan's intention to conduct additional economic analyses through the adaptive management process over time and to use these in realigning priorities as appropriate.</P>
                <HD SOURCE="HD1">Conclusion</HD>
                <P>NMFS concludes that the Recovery Plan meets the requirements of ESA section 4(f) and thus is adopting it as the Recovery Plan for Puget Sound Chinook Salmon.</P>
                <HD SOURCE="HD1">Literature Cited</HD>
                <P>McElhany, P., M.H. Ruckelshaus, M.J. Ford, T.C. Wainwright, and E.P. Bjorkstedt. 2000. Viable salmon populations and the recovery of evolutionarily significant units. U.S. Dept. of Commerce, NOAA Tech. Memo., NMFS-NWFSC-42, 156p.</P>
                <P>Ruckelshaus, M.H., K. Currens, R. Furstenberg, W. Graeber, K. Rawson, N.J. Sands, and K.J. Scott. 2002. Planning ranges and preliminary guideline for the delisting and recovery of the Puget Sound Chinook salmon Evolutionarily Significant Unit. Puget Sound Technical Recovery Team.</P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>
                        16 U.S.C. 1531 
                        <E T="03">et seq.</E>
                    </P>
                </AUTH>
                <SIG>
                    <DATED>Dated: January 10, 2007.</DATED>
                    <NAME>Angela Somma,</NAME>
                    <TITLE>Chief, Endangered Species Division, Office of Protected Resources, National Marine Fisheries Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-810 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 3510-22-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">COMMODITY FUTURES TRADING</AGENCY>
                <SUBJECT>Sunshine Act Meeting</SUBJECT>
                <PREAMHD>
                    <HD SOURCE="HED">TIME AND DATE:</HD>
                    <P>11 a.m., Friday, February 2, 2007.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">PLACE:</HD>
                    <P>1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">STATUS:</HD>
                    <P>Closed.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">MATTERS TO BE CONSIDERED:</HD>
                    <P>Surveillance Matters.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">CONTACT PERSON FOR MORE INFORMATION:</HD>
                    <P> Eileen A. Donovan, 202-418-5100.</P>
                </PREAMHD>
                <SIG>
                    <NAME>Eileen A. Donovan,</NAME>
                    <TITLE>Acting Secretary of the Commission.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 07-225 Filed 1-17-07; 11:27 am]</FRDOC>
            <BILCOD>BILLING CODE 6351-01-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">COMMODITY FUTURES TRADING</AGENCY>
                <SUBJECT>Sunshine Act Meetings</SUBJECT>
                <PREAMHD>
                    <HD SOURCE="HED">TIME AND DATE:</HD>
                    <P>11 a.m., Friday, February 9, 2007.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">PLACE:</HD>
                    <P>1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">STATUS:</HD>
                    <P>Closed.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">MATTERS TO BE CONSIDERED:</HD>
                    <P>Surveillance Matters.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">CONTACT PERSON FOR MORE INFORMATION:</HD>
                    <P>Eileen A. Donovan, 202-418-5100.</P>
                </PREAMHD>
                <SIG>
                    <NAME>Eileen A. Donovan,</NAME>
                    <TITLE>Acting Secretary of the Commission.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 07-226 Filed 1-17-07; 11:27 am]</FRDOC>
            <BILCOD>BILLING CODE 6351-01-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">COMMODITY FUTURES TRADING </AGENCY>
                <SUBJECT>Sunshine Act Meetings</SUBJECT>
                <PREAMHD>
                    <HD SOURCE="HED">TIME AND DATE:</HD>
                    <P>11 a.m., Friday, February 16, 2007.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">PLACE:</HD>
                    <P>1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">STATUS:</HD>
                    <P>Closed.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">MATTERS TO BE CONSIDERED:</HD>
                    <P>Enforcement Matters.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">CONTACT PERSON FOR MORE INFORMATION:</HD>
                    <P>Eileen A. Donovan, 202-418-5100.</P>
                </PREAMHD>
                <SIG>
                    <NAME>Eileen A. Donovan,</NAME>
                    <TITLE>Acting Secretary of the Commission.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 07-227 Filed 1-17-07; 11:27 am]</FRDOC>
            <BILCOD>BILLING CODE 6351-01-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">COMMODITY FUTURES TRADING COMMISSION </AGENCY>
                <SUBJECT>Sunshine Act Meetings</SUBJECT>
                <PREAMHD>
                    <HD SOURCE="HED">TIME AND DATE:</HD>
                    <P>11 a.m., Friday, February 23, 2007.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">PLACE:</HD>
                    <P>1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">STATUS:</HD>
                    <P>Closed.</P>
                </PREAMHD>
                <PREAMHD>
                    <PRTPAGE P="2496"/>
                    <HD SOURCE="HED">MATTERS TO BE CONSIDERED:</HD>
                    <P>Surveillance Matters.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">CONTACT PERSON FOR MORE INFORMATION:</HD>
                    <P>Eileen A. Donovan, 202-418-5100.</P>
                </PREAMHD>
                <SIG>
                    <NAME>Eileen A. Donovan,</NAME>
                    <TITLE>Acting Secretary of the Commission.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 07-228 Filed 1-17-07; 11:27 am]</FRDOC>
            <BILCOD>BILLING CODE 6351-01-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">CONSUMER PRODUCT SAFETY COMMISSION</AGENCY>
                <DEPDOC>[CPSC Docket No. 07-C0002]</DEPDOC>
                <SUBJECT>Nexgrill Industries, Inc., a Corporation, Provisional Acceptance of a Settlement Agreement and Order</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Consumer Product Safety Commission.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        It is the policy of the Commission to publish settlements which it provisionally accepts under the Consumer Product Safety Act in the 
                        <E T="04">Federal Register</E>
                         in accordance with the terms of 16 CFR 1118.20(e). Published below is a provisionally-accepted Settlement Agreement with Nexgrill Industries, Inc., a corporation, containing a civil penalty of $300,000.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Any interested person may ask the Commission not to accept this agreement or otherwise comment on its contents by filing a written request with the Office of the Secretary by February 5, 2007.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Persons wishing to comment on this Settlement Agreement should send written comments to the Comment 07-C0002, Office of the Secretary, Consumer Product Safety Commission, 4330 East West Highway, Room 502, Bethesda, Maryland 20814-4408.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Dennis C. Kacoyanis, Trial Attorney, Office of Compliance and Field Operations, Consumer Product Safety Commission, 4330 East West Highway, Bethesda, Maryland 20814-4408; telephone (301) 504-7587.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The text of the Agreement and Order appears below.</P>
                <SIG>
                    <DATED>Dated: January 16, 2007.</DATED>
                    <NAME>Todd A. Stevenson,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
                <HD SOURCE="HD1">In the Matter of Nexgrill Industries, Inc., a Corporation</HD>
                <HD SOURCE="HD2">I. Settlement Agreement and Order</HD>
                <P>1. This Settlement Agreement is made by and between the staff (“the staff”) of the U.S. Consumer Product Safety Commission (“the Commission”) and Nexgrill Industries, Inc. (“Nexgrill”), a corporation, in accordance with 16 CFR 1118.20 of the Commission's Procedures for Investigations, Inspections, and Inquiries under the Consumer Product Safety Act (“CPSA”). This Settlement Agreement and the incorporated attached Order settle the staff's allegations set forth below.</P>
                <HD SOURCE="HD2">II. The Parties</HD>
                <P>2. The Commission is an independent Federal regulatory agency responsible for the enforcement of the CPSA, 15 U.S.C. 2051-2084.</P>
                <P>3. Nexgrill is a corporation organized and existing under the laws of the State of California with its principal corporate office located at 280 Machlin Ct., Walnut, CA 91789. Nexgrill is a manufacturer of gas grills, patio heaters, outdoor fire pits, and kitchen food prep carts.</P>
                <HD SOURCE="HD2">III. Allegations of the Staff</HD>
                <P>4. Between December 2003 and March 2005, Nexgrill manufactured and sold nationwide approximately 16,000 Nexgrill Gas Grills (“gas grills”), Model Number 720-0025.</P>
                <P>5. The gas grills are “consumer products” and, at the times relevant herein, Nexgrill was a “manufacturer” of those consumer products, which were “distributed in commerce,” as those terms are defined in sections 3(a)(1), (4), (11), and (12) of the CPSA, 15 U.S.C. 2052(a)(1), (4), (11), and (12).</P>
                <P>6. Between April 2004 and October 2005, Nexgrill received 20 reports of gas grill fires, including three reports of minor burn injuries.</P>
                <P>7. Although Nexgrill obtained sufficient information to support the conclusion that the gas grills contained a defect which could create a substantial product hazard, or created an unreasonable risk of serious injury or death at least 10 months before reporting, it failed to immediately inform the Commission of such defect or risk as required by sections 15(b)(2) and (3) of the CPSA, 15 U.S.C. 2064(b)(2) and (3).</P>
                <P>8. By failing to furnish information as required by section 15(b) of the CPSA, 15 U.S.C. 2064(b), Nexgrill knowingly violated section 19(a)(4) of the CPSA, 15 U.S.C. 2068(a)(4), as the term “knowingly” is defined in section 20(d) of the CPSA, 15 U.S.C. 2069(d).</P>
                <P>9. Pursuant to section 20 of the CPSA, 15 U.S.C. 2069, Nexgrill is subject to civil penalties for its failure to make a timely report under section 15(b) of the CPSA, 15 U.S.C. 2064(b).</P>
                <HD SOURCE="HD2">IV. Nexgrill's Response</HD>
                <P>10. Nexgrill denies the staff's allegations that it violated the CPSA as set forth in paragraphs 4 through 9 above.</P>
                <P>11. Nexgrill enters into this Settlement Agreement to resolve the staff's allegations without the time and expense of litigation. By agreeing to this settlement, Nexgrill does not admit any of the staff's allegations of any fault, liability, or statutory or regulatory violation.</P>
                <P>12. Nexgrill voluntarily, and without the Commission or the staff having first requested information from Nexgrill, reported the above matter under section 15(b) of the CPSA, 15 U.S.C. 2064(b) and offered to implement a voluntary corrective action that was accepted by the staff.</P>
                <HD SOURCE="HD2">V. Agreement of the Parties</HD>
                <P>13. The Commission has jurisdiction over this matter and over Nexgrill under the Consumer Product Safety Act, 15 U.S.C. 2051-2084.</P>
                <P>14. In settlement of the staff's allegations, Nexgrill agrees to pay a civil penalty in the amount of $300,000.00 as set forth in the attached incorporated Order.</P>
                <P>15. The parties enter this Settlement Agreement for settlement purposes only. The Settlement Agreement does not constitute an admission by Nexgrill or a determination by the Commission that Nexgrill violated the CPSA's reporting requirements.</P>
                <P>
                    16. Upon provisional acceptance of this Agreement by the Commission, the Commission shall place this Agreement and Order on the public record and shall publish it in the 
                    <E T="04">Federal Register</E>
                     in accordance with the procedures set forth in 16 CFR 1118.20(e). If the Commission does not receive any written request not to accept the Settlement Agreement and Order within 15 calendar days, the Agreement will be deemed finally accepted on the 16th calendar day after the date it is published in the 
                    <E T="04">Federal Register</E>
                    .
                </P>
                <P>
                    17. Upon final acceptance of the Agreement by the Commission and issuance of the Final Order, Nexgrill knowingly, voluntarily, and completely waives any rights it may have in this matter to the following: (i) An administrative or judicial hearing; (ii) judicial review or other challenge or contest of the validity of the Commission's actions; (iii) a determination by the Commission as to whether Nexgrill failed to comply with the CPSA and the underlying regulations; (iv) a statement of findings of fact or conclusions of law; and (v) any 
                    <PRTPAGE P="2497"/>
                    claims under the Equal Access to Justice Act.
                </P>
                <P>18. The Commission may publicize the terms of the Settlement Agreement and Order.</P>
                <P>19. This Settlement Agreement and Order shall apply to, and be binding upon, Nexgrill and each of its successors and assigns.</P>
                <P>20. The Commission's Order in this matter is issued under the provisions of the CPSA, 15 U.S.C. 2051-2084, and a violation of this Order may subject Nexgrill to appropriate legal action.</P>
                <P>21. This Settlement Agreement may be used in interpreting the Order. Agreements, understandings, representations, or interpretations made outside of this Settlement Agreement and Order may not be used to vary or contradict its terms.</P>
                <P>22. This Settlement Agreement shall not be waived, changed, amended, modified, or otherwise altered without written agreement thereto executed by the party against whom such amendment, modification, alteration, or waiver is sought to be enforced.</P>
                <P>23. If after the effective date hereof, any provision of this Settlement Agreement and Order is held to be illegal, invalid, or unenforceable under present or future laws effective during the terms of the Settlement Agreement and Order, such provisions shall be fully severable. The rest of the Settlement Agreement and Order shall remain in full effect, unless the Commission and Nexgrill determine that severing the provision materially changes the purpose of the Settlement Agreement and Order.</P>
                <EXTRACT>
                    <FP>Nexgrill Industries, Inc.</FP>
                    <FP SOURCE="FP-1">Dated: January 2, 2007.</FP>
                    <FP>Sherman Lin,</FP>
                    <FP SOURCE="FP-1">
                        <E T="03">Vice President, Operations, Nexgrill Industries, Inc., 280 Machlin Court, Walnut, CA 91789.</E>
                    </FP>
                    <FP SOURCE="FP-1">Dated: January 3, 2007.</FP>
                    <FP>Mac. S. Dunaway, </FP>
                    <FP>Matthew F. Hall,</FP>
                    <FP SOURCE="FP-1">
                        <E T="03">Dunaway &amp; Cross, P.C., Attorneys for Nexgrill, Industries, Inc., 1100 Connecticut Avenue, NW., Suite 410, Washington, DC 20036.</E>
                    </FP>
                    <FP>Commission.</FP>
                    <FP>John Gibson Mullan,</FP>
                    <FP SOURCE="FP-1">
                        <E T="03">Assistant Executive Director, Office of Compliance and Field Operations, Consumer Product Safety Commission, 4330 East West Highway, Bethesda, MD 20814.</E>
                    </FP>
                    <FP>Ronald G. Yelenik,</FP>
                    <FP SOURCE="FP-1">
                        <E T="03">Acting Director, Legal Division, Office of Compliance and Field Operations.</E>
                    </FP>
                    <FP SOURCE="FP-1">Dated: January 3, 2007.</FP>
                    <FP>Dennis C. Kacoyanis,</FP>
                    <FP SOURCE="FP-1">
                        <E T="03">Trial Attorney, Legal Division, Office of Compliance and Field Operations.</E>
                    </FP>
                </EXTRACT>
                <HD SOURCE="HD2">Order</HD>
                <P>
                    Upon consideration of the Settlement Agreement entered into between Nexgrill Industries, Inc., (“Nexgrill”) and the staff of the Consumer Product Safety Commission (“the Commission”); and the Commission having jurisdiction over the subject matter and Nexgrill; and it appearing that the Settlement Agreement and Order is in the public interest, 
                    <E T="03">it is ordered</E>
                     that the Settlement Agreement be, and hereby, is accepted; and 
                    <E T="03">it is further ordered</E>
                     that Nexgrill shall pay a civil penalty of THREE HUNDRED THOUSAND DOLLARS ($300,000.00) in three installments as follows: SEVENTY-FIVE THOUSAND DOLLARS ($75,000.00) shall be paid within twenty (20) calendar days of service of the Final Order upon Nexgrill; ONE-HUNDRED THOUSAND DOLLARS ($100,000.00) shall be paid within one (1) year of service of the Final Order upon Nexgrill; and ONE HUNDRED TWENTY-FIVE THOUSAND DOLLARS ($125,000.00) shall be paid within two (2) years of service of the Final Order upon Nexgrill. Upon the failure of Nexgrill to make any of the foregoing payments when due, the entire amount of the civil penalty shall become due and payable, and interest on the outstanding balance shall accrue and be paid at the Federal legal rate of interest under the provisions of 28 U.S.C. 1961(a) and (b).
                </P>
                <EXTRACT>
                    <P>Provisionally accepted and provisional Order issued on the 12th day of January, 2007.</P>
                    <P>By Order of the Commission.</P>
                    <FP>Todd A. Stevenson, </FP>
                    <FP SOURCE="FP-1">
                        <E T="03">Secretary, Consumer Product Safety Commission.</E>
                    </FP>
                </EXTRACT>
            </SUPLINF>
            <FRDOC>[FR Doc. 07-214 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6355-01-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF EDUCATION </AGENCY>
                <SUBJECT>Office of Elementary and Secondary Education; Overview Information; Alaska Native Education Program; Notice Inviting Applications for New Awards for Fiscal Year (FY) 2007 </SUBJECT>
                <EXTRACT>
                    <FP SOURCE="FP-1">Catalog of Federal Domestic Assistance (CFDA) Number: 84.356A.</FP>
                </EXTRACT>
                <P>
                    <E T="03">Dates:</E>
                      
                    <E T="03">Applications Available:</E>
                     January 19, 2007. 
                </P>
                <P>
                    <E T="03">Deadline for Transmittal of Applications:</E>
                     March 5, 2007. 
                </P>
                <P>
                    <E T="03">Eligible Applicants:</E>
                     (a) Alaska Native organizations; 
                </P>
                <P>(b) Educational entities with experience in developing or operating Alaska Native programs or programs of instruction conducted in Alaska Native languages; </P>
                <P>(c) Cultural and community-based organizations with experience in developing or operating programs to benefit Alaska Natives; and </P>
                <P>(d) Consortia of organizations and entities described in this paragraph to carry out activities that meet the purposes of this program.</P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>A State educational agency (SEA) or local educational agency (LEA) may apply for an award under this program only as part of a consortium involving an Alaska Native organization. The consortium may include other eligible applicants.</P>
                </NOTE>
                <P>
                    <E T="03">Estimated Available Funds:</E>
                     The Administration has requested $33,908,000 for this program for FY 2007, of which we intend to use an estimated $2,318,000 for new awards. The actual level of funding, if any, depends on final congressional action. However, we are inviting applications to allow enough time to complete the grant process if Congress appropriates funds for this program. Contingent upon the availability of funds and the quality of applications, the Secretary may make additional awards in FY 2008 from the list of unfunded applicants from this competition. 
                </P>
                <P>
                    <E T="03">Estimated Range of Awards:</E>
                     $300,000-$600,000. 
                </P>
                <P>
                    <E T="03">Estimated Average Size of Awards:</E>
                     $450,000. 
                </P>
                <P>
                    <E T="03">Estimated Number of Awards:</E>
                     5-8. 
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>The Department is not bound by any estimates in this notice.</P>
                </NOTE>
                <P>
                    <E T="03">Project Period:</E>
                     Up to 36 months. 
                </P>
                <HD SOURCE="HD1">Full Text of Announcement </HD>
                <HD SOURCE="HD1">I. Funding Opportunity Description </HD>
                <P>
                    <E T="03">Purpose of Program:</E>
                     The purpose of this program is to develop and support supplemental educational programs to benefit Alaska Natives. Permissible activities under this program include the following: (1) Development and implementation of plans, methods, and strategies to improve the education of Alaska Natives; (2) Development of curricula and educational programs that address the educational needs of Alaska Native students; (3) Professional development activities for educators; (4) Development and operation of home instruction programs for Alaska Native preschool children, to ensure the active involvement of parents in their children's education from the earliest ages; (5) Family literacy services; (6) Development and operation of student enrichment programs in science and mathematics; (7) Research and data collection activities to determine the educational status and needs of Alaska Native children and adults; (8) Other research and evaluation activities 
                    <PRTPAGE P="2498"/>
                    related to programs carried out under Alaska Native education programs; (9) Remedial and enrichment programs to assist Alaska Native students in performing at a high level on standardized tests; (10) Education and training of Alaska Native students enrolled in a degree program that will lead to certification or licensing as teachers; (11) Parenting education for parents and caregivers of Alaska Native children to improve parenting and caregiving skills (including skills relating to discipline and cognitive development and parenting education provided through in-home visitation of new mothers); (12) Activities carried out through Even Start programs under subpart 3 of part B of Title I of the Elementary and Secondary Education Act of 1965, as amended (ESEA), and Head Start programs under the Head Start Act, including the training of teachers for Even Start and Head Start programs; (13) Other early learning and preschool programs; (14) Dropout prevention programs; (15) Career preparation activities to enable Alaska Native children and adults to prepare for meaningful employment, including programs providing “tech-prep,” mentoring, training, and apprenticeship activities; (16) Provision of operational support and purchasing of equipment to develop regional vocational schools in rural areas of Alaska, including boarding schools, for Alaska Native students in grades 9 through 12, or at higher levels of education, to provide the students with necessary resources to prepare for skilled employment opportunities; (17) Construction of facilities that support the operation of Alaska Native education programs; and (18) Other activities, consistent with the purposes of this program, to meet the educational needs of Alaska Native children and adults.
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>Construction will be a permissible activity under this competition only if Congress appropriates funds for this program for FY 2007 and specifically authorizes the use of such funds for construction. </P>
                </NOTE>
                <P>
                    <E T="03">Priority:</E>
                     In accordance with 34 CFR 75.105(b)(2)(v), this priority is from section 7304(c) of the ESEA (20 U.S.C. 7544(c)). 
                </P>
                <P>
                    <E T="03">Competitive Preference Priority:</E>
                     For FY 2007 and any subsequent year in which we make awards based on the list of unfunded applications from this competition, this priority is a competitive preference priority. Under 34 CFR 75.105(c)(2)(i), we award an additional five points to an application that meets this priority. 
                </P>
                <P>
                    <E T="03">This priority is:</E>
                </P>
                <P>The Secretary gives priority to applications from Alaska Native regional nonprofit organizations or consortia that include at least one Alaska Native regional nonprofit organization. In order to receive a competitive preference under this priority, an application must provide documentation supporting its claim that it meets this priority. </P>
                <AUTH>
                    <HD SOURCE="HED">Program Authority:</HD>
                    <P>
                        20 U.S.C. 7541 
                        <E T="03">et seq.</E>
                    </P>
                </AUTH>
                <P>
                    <E T="03">Applicable Regulations:</E>
                     The Education Department General Administrative Regulations (EDGAR) in 34 CFR parts 74, 75, 77, 80, 81, 82, 84, 85, 86, 97, 98, and 99.
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>The regulations in 34 CFR part 86 apply to institutions of higher education only.</P>
                </NOTE>
                <HD SOURCE="HD1">II. Award Information </HD>
                <P>
                    <E T="03">Type of Award:</E>
                     Discretionary grants. 
                </P>
                <P>
                    <E T="03">Estimated Available Funds:</E>
                     The Administration has requested $33,908,000 for this program for FY 2007, of which we intend to use an estimated $2,318,000 for new awards. The actual level of funding, if any, depends on final congressional action. However, we are inviting applications to allow enough time to complete the grant process if Congress appropriates funds for this program. Contingent upon the availability of funds and the quality of applications, the Secretary may make additional awards in FY 2008 from the list of unfunded applicants from this competition. 
                </P>
                <P>
                    <E T="03">Estimated Range of Awards:</E>
                     $300,000-$600,000. 
                </P>
                <P>
                    <E T="03">Estimated Average Size of Awards:</E>
                     $450,000. 
                </P>
                <P>
                    <E T="03">Estimated Number of Awards:</E>
                     5-8. 
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>The Department is not bound by any estimates in this notice.</P>
                </NOTE>
                <P>
                    <E T="03">Project Period:</E>
                     Up to 36 months. 
                </P>
                <HD SOURCE="HD1">III. Eligibility Information </HD>
                <P>
                    1. 
                    <E T="03">Eligible Applicants:</E>
                     (a) Alaska Native organizations; 
                </P>
                <P>(b) Educational entities with experience in developing or operating Alaska Native programs or programs of instruction conducted in Alaska Native languages; </P>
                <P>(c) Cultural and community-based organizations with experience in developing or operating programs to benefit Alaska Natives; and </P>
                <P>(d) Consortia of organizations and entities described in this paragraph to carry out activities that meet the purposes of this program.</P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>An SEA or LEA may apply for an award under this program only as part of a consortium involving an Alaska Native organization. The consortium may include other eligible applicants.</P>
                </NOTE>
                <P>
                    2. 
                    <E T="03">Cost Sharing or Matching:</E>
                     This competition does not involve cost sharing or matching. 
                </P>
                <HD SOURCE="HD1">IV. Application and Submission Information </HD>
                <P>
                    1. 
                    <E T="03">Address to Request Application Package:</E>
                     To obtain a copy of the application package via the Internet use the following addresses: 
                    <E T="03">www.grants.gov</E>
                     or 
                    <E T="03">http://www.ed.gov/programs/alaskanative/applicant.html</E>
                    . Individuals may also obtain a copy of the application package by contacting the program contact person listed in this section. 
                </P>
                <P>
                    Address and mail your request for information to Alexis Fisher, U.S. Department of Education, 400 Maryland Avenue, SW., Room 3W217, Washington, DC 20202-6200. 
                    <E T="03">Telephone:</E>
                     (202) 401-0281 or by e-mail: 
                    <E T="03">alexis.fisher@ed.gov</E>
                    . 
                </P>
                <P>If you use a telecommunications device for the deaf (TDD), you may call the Federal Relay Service (FRS) at 1-800-877-8339. </P>
                <P>Individuals with disabilities may obtain a copy of the application package in an alternative format (e.g., Braille, large print, audiotape, or computer diskette) by contacting the program contact person listed in this section. </P>
                <P>
                    2. 
                    <E T="03">Content and Form of Application Submission:</E>
                     Requirements concerning the content of an application, together with the forms you must submit, are in the application package for this competition. 
                </P>
                <P>
                    <E T="03">Page Limit:</E>
                     The application narrative is where you, the applicant, address the selection criteria that reviewers use to evaluate your application. We strongly encourage you to limit the application narrative (text plus all figures, charts, tables, and diagrams) to the equivalent of no more than 25 pages, using the following standards: 
                </P>
                <P>• A “page” is 8.5″ x 11″, on one side only, with 1″ margins at the top, bottom, and both sides. </P>
                <P>• Double space (no more than three lines per vertical inch) all text in the application narrative, including titles, headings, footnotes, quotations, references, and captions, as well as all text in charts, tables, figures, and graphs. </P>
                <P>• Use a font that is either 12 point or larger or no smaller than 10 pitch (characters per inch). </P>
                <P>
                    The recommended page limit does not apply to the cover sheet; the budget section, including the narrative budget justification; the assurances and certifications; the abstract; the resumes; or the appendices. 
                    <PRTPAGE P="2499"/>
                </P>
                <P>
                    3. 
                    <E T="03">Submission Dates and Times:</E>
                      
                    <E T="03">Applications Available:</E>
                     January 19, 2007. 
                </P>
                <P>
                    <E T="03">Deadline for Transmittal of Applications:</E>
                     March 5, 2007. 
                </P>
                <P>
                    Applications for grants under this competition must be submitted electronically using the Grants.gov Apply site (Grants.gov). For information (including dates and times) about how to submit your application electronically, or by mail or hand delivery if you qualify for an exception to the electronic submission requirement, please refer to section IV. 6. 
                    <E T="03">Other Submission Requirements</E>
                     in this notice. 
                </P>
                <P>We do not consider an application that does not comply with the deadline requirements. </P>
                <P>
                    Individuals with disabilities who need an accommodation or auxiliary aid in connection with the application process should contact the person listed under 
                    <E T="02">For Further Information Contact</E>
                    . 
                </P>
                <P>
                    4. 
                    <E T="03">Intergovernmental Review:</E>
                     This competition is not subject to Executive Order 12372 and the regulations in 34 CFR parts 79. 
                </P>
                <P>
                    5. 
                    <E T="03">Funding Restrictions:</E>
                     Under section 7304(b) of the ESEA (20 U.S.C. 7544(b)), not more than five percent of funds provided to a grantee under this competition for any fiscal year may be used for administrative purposes. 
                </P>
                <P>
                    We reference additional regulations outlining funding restrictions in the 
                    <E T="03">Applicable Regulations</E>
                     section of this notice. 
                </P>
                <P>
                    6. 
                    <E T="03">Other Submission Requirements:</E>
                     Applications for grants under this competition must be submitted electronically, unless you qualify for an exception to this requirement in accordance with the instructions in this section. 
                </P>
                <P>
                    a. 
                    <E T="03">Electronic Submission of Applications</E>
                    . Applications for grants under the Alaska Native Education Program, CFDA Number 84.356A must be submitted electronically using the Governmentwide Grants.gov Apply site at 
                    <E T="03">http://www.Grants.gov</E>
                    . Through this site, you will be able to download a copy of the application package, complete it offline, and then upload and submit your application. You may not e-mail an electronic copy of a grant application to us. 
                </P>
                <P>
                    We will reject your application if you submit it in paper format unless, as described elsewhere in this section, you qualify for one of the exceptions to the electronic submission requirement 
                    <E T="03">and</E>
                     submit, no later than two weeks before the application deadline date, a written statement to the Department that you qualify for one of these exceptions. Further information regarding calculation of the date that is two weeks before the application deadline date is provided later in this section under 
                    <E T="03">Exception to Electronic Submission Requirement</E>
                    . 
                </P>
                <P>
                    You may access the electronic grant application for the Alaska Native Education Program at 
                    <E T="03">http://www.Grants.gov</E>
                    . You must search for the downloadable application package for this program by the CFDA number. Do not include the CFDA number's alpha suffix in your search (e.g., search for 84.326, not 84.326A). 
                </P>
                <P>
                    <E T="03">Please note the following:</E>
                </P>
                <P>
                    • When you enter the 
                    <E T="03">Grants.gov</E>
                     site, you will find information about submitting an application electronically through the site, as well as the hours of operation. 
                </P>
                <P>• Applications received by Grants.gov are date and time stamped. Your application must be fully uploaded and submitted, and must be date and time stamped by the Grants.gov system no later than 4:30 p.m., Washington, DC time, on the application deadline date. Except as otherwise noted in this section, we will not consider your application if it is date and time stamped by the Grants.gov system later than 4:30 p.m., Washington, DC time, on the application deadline date. When we retrieve your application from Grants.gov, we will notify you if we are rejecting your application because it was date and time stamped by the Grants.gov system after 4:30 p.m., Washington, DC time, on the application deadline date. </P>
                <P>• The amount of time it can take to upload an application will vary depending on a variety of factors including the size of the application and the speed of your Internet connection. Therefore, we strongly recommend that you do not wait until the application deadline date to begin the submission process through Grants.gov. </P>
                <P>
                    • You should review and follow the Education Submission Procedures for submitting an application through Grants.gov that are included in the application package for this competition to ensure that you submit your application in a timely manner to the Grants.gov system. You can also find the Education Submission Procedures pertaining to Grants.gov at 
                    <E T="03">http://e-Grants.ed.gov/help/GrantsgovSubmissionProcedures.pdf</E>
                </P>
                <P>
                    • To submit your application via Grants.gov, you must complete all steps in the Grants.gov registration process (see 
                    <E T="03">http://www.grants.gov/applicants/get_registered.jsp</E>
                    ). These steps include (1) registering your organization, a multi-part process that includes registration with the Central Contractor Registry (CCR); (2) registering yourself as an Authorized Organization Representative (AOR); and (3) getting authorized as an AOR by your organization. Details on these steps are outlined in the Grants.gov 3-Step Registration Guide (see 
                    <E T="03">http://www.grants.gov/section910/Grants.govRegistrationBrochure.pdf</E>
                    ). You also must provide on your application the same D-U-N-S Number used with this registration. Please note that the registration process may take five or more business days to complete, and you must have completed all registration steps to allow you to submit successfully an application via 
                    <E T="03">Grants.gov</E>
                    . In addition you will need to update your CCR registration on an annual basis. This may take three or more business days to complete. 
                </P>
                <P>• You will not receive additional point value because you submit your application in electronic format, nor will we penalize you if you qualify for an exception to the electronic submission requirement, as described elsewhere in this section, and submit your application in paper format. </P>
                <P>• You must submit all documents electronically, including all information you typically provide on the following forms: Application for Federal Assistance (SF 424), the Department of Education Supplemental Information for SF 424, Budget Information—Non-Construction Programs (ED 524), and all necessary assurances and certifications. Please note that two of these forms—the SF 424 and the Department of Education Supplemental Information for SF 424—have replaced the ED 424 (Application for Federal Assistance). </P>
                <P>• You must attach any narrative sections of your application as files in a .DOC (document), .RTF (rich text), or .PDF (Portable Document) format. If you upload a file type other than the three file types specified in this paragraph or submit a password-protected file, we will not review that material. </P>
                <P>• Your electronic application must comply with any page-limit requirements described in this notice. </P>
                <P>
                    • After you electronically submit your application, you will receive from Grants.gov an automatic notification of receipt that contains a Grants.gov tracking number. (This notification indicates receipt by Grants.gov only, not receipt by the Department.) The Department then will retrieve your application from Grants.gov and send a second notification to you by e-mail. This second notification indicates that the Department has received your application and has assigned your application a PR/Award number (an ED-
                    <PRTPAGE P="2500"/>
                    specified identifying number unique to your application). 
                </P>
                <P>• We may request that you provide us original signatures on forms at a later date. </P>
                <P>
                    <E T="03">Application Deadline Date Extension in Case of Technical Issues with the Grants.gov System:</E>
                     If you are experiencing problems submitting your application through Grants.gov, please contact the Grants.gov Support Desk at 1-800-518-4726. You must obtain a Grants.gov Support Desk Case Number and must keep a record of it. 
                </P>
                <P>If you are prevented from electronically submitting your application on the application deadline date because of technical problems with the Grants.gov system, we will grant you an extension until 4:30 p.m., Washington, DC time, the following business day to enable you to transmit your application electronically or by hand delivery. You also may mail your application by following the mailing instruction described elsewhere in this notice. </P>
                <P>
                    If you submit an application after 4:30 p.m., Washington DC time, on the application deadline date, please contact the person listed elsewhere in this notice under 
                    <E T="02">For Further Information Contact</E>
                     and provide an explanation of the technical problem you experienced with Grants.gov, along with the Grants.gov Support Desk Case Number. We will accept your application if we can confirm that a technical problem occurred with the Grants.gov system and that that problem affected your ability to submit your application by 4:30 p.m., Washington, DC time, on the application deadline date. The Department will contact you after a determination is made on whether your application will be accepted. 
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>The extensions to which we refer in this section apply only to the unavailability of, or technical problems with, the Grants.gov system. We will not grant you an extension if you failed to fully register to submit your application to Grants.gov before the application deadline date and time or if the technical problem you experienced is unrelated to the Grants.gov system.</P>
                </NOTE>
                <P>
                    <E T="03">Exception to Electronic Submission Requirement:</E>
                     You qualify for an exception to the electronic submission requirement, and may submit your application in paper format, if you are unable to submit an application through the Grants.gov system because— 
                </P>
                <P>• You do not have access to the Internet; or </P>
                <P>
                    • You do not have the capacity to upload large documents to the Grants.gov system; 
                    <E T="03">and</E>
                </P>
                <P>• No later than two weeks before the application deadline date (14 calendar days or, if the fourteenth calendar day before the application deadline date falls on a Federal holiday, the next business day following the Federal holiday), you mail or fax a written statement to the Department, explaining which of the two grounds for an exception prevent you from using the Internet to submit your application. </P>
                <P>If you mail your written statement to the Department, it must be postmarked no later than two weeks before the application deadline date. If you fax your written statement to the Department, we must receive the faxed statement no later than two weeks before the application deadline date. </P>
                <P>
                    <E T="03">Address and mail or fax your statement to:</E>
                     Alexis Fisher, U.S. Department of Education, 400 Maryland Avenue, SW., room 3W217, Washington, DC 20202-6200. 
                    <E T="03">Telephone:</E>
                     (202) 401-0821. 
                    <E T="03">FAX:</E>
                     (202) 260-8969. 
                </P>
                <P>Your paper application must be submitted in accordance with the mail or hand delivery instructions described in this notice. </P>
                <P>
                    b. 
                    <E T="03">Submission of Paper Applications by Mail.</E>
                     If you qualify for an exception to the electronic submission requirement, you may mail (through the U.S. Postal Service or a commercial carrier) your application to the Department. You must mail the original and two copies of your application, on or before the application deadline date, to the Department at the applicable following address: 
                </P>
                <P>
                    <E T="03">By mail through the U.S. Postal Service:</E>
                     U.S. Department of Education, Application Control Center, 
                    <E T="03">Attention:</E>
                     (CFDA Number 84.356A), Washington, DC 20202-4260; or 
                </P>
                <P>
                    <E T="03">By mail through a commercial carrier:</E>
                    U.S. Department of Education, Application Control Center, Stop 4260, 
                    <E T="03">Attention:</E>
                     (CFDA Number 84.356A), 7100 Old Landover Road, Landover, MD 20785-1506. 
                </P>
                <P>Regardless of which address you use, you must show proof of mailing consisting of one of the following: </P>
                <P>(1) A legibly dated U.S. Postal Service postmark. </P>
                <P>(2) A legible mail receipt with the date of mailing stamped by the U.S. Postal Service. </P>
                <P>(3) A dated shipping label, invoice, or receipt from a commercial carrier. </P>
                <P>(4) Any other proof of mailing acceptable to the Secretary of the U.S. Department of Education. </P>
                <P>If you mail your application through the U.S. Postal Service, we do not accept either of the following as proof of mailing: </P>
                <P>(1) A private metered postmark. </P>
                <P>(2) A mail receipt that is not dated by the U.S. Postal Service. </P>
                <P>If your application is postmarked after the application deadline date, we will not consider your application. </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>The U.S. Postal Service does not uniformly provide a dated postmark. Before relying on this method, you should check with your local post office.</P>
                </NOTE>
                <P>
                    c. 
                    <E T="03">Submission of Paper Applications by Hand Delivery</E>
                    . If you qualify for an exception to the electronic submission requirement, you (or a courier service) may deliver your paper application to the Department by hand. You must deliver the original and two copies of your application by hand, on or before the application deadline date, to the Department at the following address: U.S. Department of Education, Application Control Center, 
                    <E T="03">Attention:</E>
                     (CFDA Number 84.356A), 550 12th Street, SW., Room 7041, Potomac Center Plaza, Washington, DC 20202-4260. 
                </P>
                <P>The Application Control Center accepts hand deliveries daily between 8 a.m. and 4:30 p.m., Washington, DC time, except Saturdays, Sundays, and Federal holidays. </P>
                <P>
                    <E T="03">Note for Mail or Hand Delivery of Paper Applications:</E>
                     If you mail or hand deliver your application to the Department— 
                </P>
                <P>(1) You must indicate on the envelope and—if not provided by the Department—in Item 11 of the SF 424 form the CFDA number, including suffix letter, if any, of the competition under which you are submitting your application; and </P>
                <P>(2) The Application Control Center will mail to you a notification of receipt of your grant application. If you do not receive this notification within 15 business days from the application deadline date, you should call the U.S. Department of Education Application Control Center at (202) 245-6288. </P>
                <HD SOURCE="HD1">V. Application Review Information </HD>
                <P>
                    <E T="03">Selection Criteria:</E>
                     We will use the following selection criteria from 34 CFR 75.210 to evaluate applications for new grants under this competition. The maximum score for all criteria is 100 points. The maximum score for each criterion is indicated in parentheses. 
                </P>
                <P>The selection criteria for this competition are as follows: </P>
                <P>
                    (a) 
                    <E T="03">Need for project</E>
                     (20 points). The Secretary considers the need for the proposed project. In determining the need for the proposed project, the Secretary considers the magnitude of the need for the services to be provided or the activities to be carried out by the proposed project. 
                    <PRTPAGE P="2501"/>
                </P>
                <P>
                    (b) 
                    <E T="03">Quality of the project design</E>
                     (30 points). The Secretary considers the quality of the design of the proposed project. In determining the quality of the design of the proposed project, the Secretary considers the extent to which the design of the proposed project is appropriate to, and will successfully address, the needs of the target population or other identified needs. 
                </P>
                <P>
                    (c) 
                    <E T="03">Quality of the management plan</E>
                     (20 points). The Secretary considers the quality of the management plan for the proposed project. In determining the quality of the management plan for the proposed project, the Secretary considers the adequacy of the management plan to achieve the objectives of the proposed project on time and within budget, including clearly defined responsibilities, timelines, and milestones for accomplishing project tasks. 
                </P>
                <P>
                    (d) 
                    <E T="03">Adequacy of resources</E>
                     (15 points). The Secretary considers the adequacy of resources for the proposed project. In determining the adequacy of resources for the proposed project, the Secretary considers the extent to which the budget is adequate to support the proposed project. 
                </P>
                <P>
                    (e) 
                    <E T="03">Quality of the project evaluation</E>
                     (15 points). The Secretary considers the quality of the evaluation to be conducted of the proposed project. In determining the quality of the evaluation, the Secretary considers the following factors: 
                </P>
                <P>(i) The extent to which the methods of evaluation are thorough, feasible, and appropriate to the goals, objectives, and outcomes of the proposed project. </P>
                <P>(ii) The extent to which the methods of evaluation include the use of objective performance measures that are clearly related to the intended outcomes of the project and will produce quantitative and qualitative data to the extent possible. </P>
                <HD SOURCE="HD1">VI. Award Administration Information </HD>
                <P>
                    1. 
                    <E T="03">Award Notices:</E>
                     If your application is successful, we notify your U.S. Representative and U.S. Senators and send you a Grant Award Notification (GAN). We may also notify you informally. 
                </P>
                <P>If your application is not evaluated or not selected for funding, we notify you. </P>
                <P>
                    2. 
                    <E T="03">Administrative and National Policy Requirements:</E>
                     We identify administrative and national policy requirements in the application package and reference these and other requirements in the 
                    <E T="03">Applicable Regulations</E>
                     section of this notice. 
                </P>
                <P>
                    We reference the regulations outlining the terms and conditions of an award in the 
                    <E T="03">Applicable Regulations</E>
                     section of this notice and include these and other specific conditions in the GAN. The GAN also incorporates your approved application as part of your binding commitments under the grant. 
                </P>
                <P>
                    3. 
                    <E T="03">Reporting:</E>
                     At the end of your project period, you must submit a final performance report, including financial information, as directed by the Secretary. If you receive a multi-year award, you must submit an annual performance report that provides the most current performance and financial expenditure information as specified by the Secretary in 34 CFR 75.118. 
                </P>
                <P>
                    4. 
                    <E T="03">Performance Measures:</E>
                     The Alaska Native Education Program seeks to support supplemental education programs to benefit Alaska Native populations. The Department uses the following performance targets to measure the program's success: (1) The percentage of Alaska Native students who meet or exceed proficiency standards in mathematics, science, or reading; (2) The percentage of Alaska Native children who improve on measures of school readiness; and (3) The dropout rate of Alaska Native middle and high school students. 
                </P>
                <P>Each grantee is expected to submit an annual performance report documenting its contributions in assisting the Department in meeting these performance measures. </P>
                <HD SOURCE="HD1">VII. Agency Contact </HD>
                <P>
                    <E T="03">For Further Information Contact:</E>
                     Alexis Fisher, U.S. Department of Education, 400 Maryland Avenue, SW., Room 3W217, Washington, DC 20202-6200. Telephone: (202) 401-0281 or by e-mail: 
                    <E T="03">alexis.fisher@ed.gov</E>
                    . 
                </P>
                <P>If you use a telecommunications device for the deaf (TDD), you may call the Federal Relay Service (FRS) at 1-800-877-8339. </P>
                <P>Individuals with disabilities may obtain this document in an alternative format (e.g., Braille, large print, audiotape, or computer diskette) on request to the program contact person listed in this section. </P>
                <HD SOURCE="HD1">VIII. Other Information </HD>
                <P>
                    <E T="03">Electronic Access to This Document:</E>
                     You may view this document, as well as all other documents of this Department published in the 
                    <E T="04">Federal Register</E>
                    , in text or Adobe Portable Document Format (PDF) on the Internet at the following site: 
                    <E T="03">http://www.ed.gov/news/fedregister</E>
                    . 
                </P>
                <P>To use PDF you must have Adobe Acrobat Reader, which is available free at this site. If you have questions about using PDF, call the U.S. Government Printing Office (GPO), toll free, at 1-888-293-6498; or in the Washington, DC, area at (202) 512-1530. </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>
                        The official version of this document is the document published in the 
                        <E T="04">Federal Register</E>
                        . Free Internet access to the official edition of the 
                        <E T="04">Federal Register</E>
                         and the Code of Federal Regulations is available on GPO Access at: 
                        <E T="03">www.gpoaccess.gov/nara/index.html</E>
                        . 
                    </P>
                </NOTE>
                <SIG>
                    <DATED>Dated: January 12, 2007. </DATED>
                    <NAME>Raymond Simon, </NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-683 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4000-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF EDUCATION </AGENCY>
                <DEPDOC>[CFDA 84.060A] </DEPDOC>
                <SUBJECT>Indian Education Formula Grants to Local Educational Agencies—Notice Inviting Applications for Fiscal Year (FY) 2007 </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Elementary and Secondary Education, Department of Education. </P>
                </AGY>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P SOURCE="NPAR">
                    <E T="03">Purpose of Program:</E>
                     The Indian Education Formula Grant to Local Educational Agencies program provides grants to support local educational agencies (LEAs) and other eligible entities described in this notice in their efforts to reform and improve elementary and secondary school programs that serve Indian students. The Department funds programs designed to assist Indian students to meet the same challenging State academic content and student academic achievement standards used for all students. In addition, under section 7116 of the Elementary and Secondary Education Act of 1965, as amended (ESEA), the Secretary will, upon receipt of an acceptable plan for the integration of education and related services, authorize the entity receiving the funds under this program to consolidate, in accordance with the entity's plan, the funds for any Federal program exclusively serving Indian children, or the funds reserved under any Federal program to exclusively serve Indian children, that are awarded under a statutory or administrative formula to the entity, for the purposes of providing education and related services to Indian students. Instructions for submitting an integration of education and related services plan are included in the web-based EASIE application system described elsewhere in this notice under 
                    <E T="03">Application Process and Submission Information.</E>
                </P>
                <P>
                    <E T="03">Eligible Applicants:</E>
                     LEAs, certain schools funded by the Bureau of Indian 
                    <PRTPAGE P="2502"/>
                    Affairs, and Indian tribes under certain conditions, as prescribed by section 7112(c) of the ESEA. 
                </P>
                <P>
                    <E T="03">Application Process and Submission Information:</E>
                     The application process for the Indian Education Formula Grants to Local Educational Agencies program has changed to the Formula Grant Electronic Application System for Indian Education (EASIE), an easy-to-use, web-based application system. Formula Grant EASIE provides special features that will progressively enhance data availability and performance reporting for applicants, including the use of data from State submissions to 
                    <E T="03">EDFacts</E>
                    , the Department's data collection system containing performance information from State educational agencies about schools and Federal education programs. To the extent that your State has provided the necessary 
                    <E T="03">EDFacts</E>
                     data files, Formula Grant EASIE will be able to interface with 
                    <E T="03">EDFacts</E>
                     and pull that LEA-specific data into the application. Additionally, this new system allows the Department to review applications and interact online with applicants during the application review and approval process. 
                </P>
                <P>
                    Although you may download and print sample forms from the system, the application must be submitted electronically through the Formula Grant EASIE unless you do not have Internet access and have made prior arrangements with the Department. For approval to submit a paper application, you must contact the EDFacts Partner Support Center (see the contact information listed elsewhere in this notice under 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                    ) prior to the deadline for transmittal of Part I or Part II applications. If you are approved to submit a paper application, you must meet the submission deadlines included in this notice. 
                </P>
                <P>
                    Registration for Formula Grant EASIE is required. For information on how to register, contact the EDFacts Partner Support Center listed elsewhere in this notice under 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                    . 
                </P>
                <P>The Formula Grant EASIE application is divided into two parts—Part I and Part II. </P>
                <P>Part I, Student Count, provides the appropriate data entry screens to submit your Indian student count totals. </P>
                <P>Part II, Program and Budget Information, provides your award amount based on the Indian student count total submitted under Part I. Part II also enables you to enter student performance data, identify your project's services and activities, and build a realistic program budget based on a known grant amount. Based on student assessment data, you will select your program objectives and services from a variety of menu options that were designed with grantee input. </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>
                        The information to be collected under Part II of the application is currently under review by the Office of Management and Budget. The Department will not request applicants to submit information under Part II of the application until the collection of that information is approved. The deadline for transmittal of Part II data or applications, along with further information concerning Part II, will be announced in a separate notice in the 
                        <E T="04">Federal Register</E>
                        .
                    </P>
                </NOTE>
                <SUPLHD>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Part I of Formula Grant EASIE Available: December 12, 2006. </P>
                    <P>
                        <E T="03">Deadline for Transmittal of PART I Applications:</E>
                         February 20, 2007. 
                    </P>
                    <P>Applications not meeting the deadline for Part I will not be considered for funding in the initial allocation of awards. Applications or data submissions under Part II will be accepted only from those eligible applicants that meet the Part I deadline. </P>
                    <P>
                        If funds become available after the initial allocation of funds, applications not meeting the deadline 
                        <E T="03">may</E>
                         be considered for funding if the Secretary determines, under section 7118(d) of the ESEA, that reallocation of those funds to applicants filing after the deadline would best assist in advancing the purposes of the program. However, the amount and length of an individual award, if any, may be less than the applicant would have received had the application been submitted on time. 
                    </P>
                    <P>
                        <E T="03">Estimated Available Funds:</E>
                         The Administration has requested $95,331,000 for this program for FY 2007. The actual level of funding, if any, depends on final Congressional action. However, we are inviting applications to allow enough time to complete the grant process if Congress appropriates funds for this program. 
                    </P>
                    <P>
                        <E T="03">Estimated Range of Awards:</E>
                         $3,000-$2,000,000. 
                    </P>
                    <P>
                        <E T="03">Estimated Average Size of Awards:</E>
                         $80,422. 
                    </P>
                    <P>
                        <E T="03">Estimated Number of Awards:</E>
                         1,185. 
                    </P>
                </SUPLHD>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>The Department is not bound by any estimates in this notice and funding levels may change based on final appropriations for the program.</P>
                </NOTE>
                <P>
                    <E T="03">Project Period:</E>
                     12 months. 
                </P>
                <P>
                    <E T="03">Applicable Regulations:</E>
                     The Education Department General Administrative Regulations (EDGAR) in 34 CFR Parts 75, 77, 79, 80, 81, 82, 84, 85, 86, 97, 98, and 99. 
                </P>
                <NOTE>
                    <HD SOURCE="HED">Note:</HD>
                    <P>The regulations in 34 CFR part 79 apply to all applicants except federally recognized Indian tribes.</P>
                </NOTE>
                <P>
                    <E T="03">Performance Measures:</E>
                     The Secretary has established the following key performance measures for assessing the effectiveness of the Indian Education Formula Grants to Local Educational Agency program: (1) The percentage of American Indian and Alaska Native students in grades 4 and 8 who are at or above the basic level in reading on the National Assessment of Educational Progress (NAEP); and (2) the percentage of American Indian and Alaska Native students in grades 4 and 8 who are at or above the basic level in mathematics on NAEP. 
                </P>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Contact the ED
                        <E T="03">Facts</E>
                         Partner Support Center, Telephone: 877-457-3336 (877-HLP-EDEN) or by e-mail at: 
                        <E T="03">eden_OIE@ed.gov.</E>
                    </P>
                    <P>
                        Individuals who use a telecommunications device for the deaf (TDD) may call the ED
                        <E T="03">Facts</E>
                         Partner Support Center 1-888-403-3336 (888-403-EDEN). 
                    </P>
                    <P>
                        Individuals with disabilities may obtain a copy of the application package or a copy of this document in an alternative format (
                        <E T="03">e.g.</E>
                        , Braille, large print, audiotape, or computer diskette) on request by contacting the EDFacts Partner Support Center. 
                    </P>
                    <P>
                        Electronic Access to This Document: You may view this document, as well as all other Department of Education documents published in the 
                        <E T="04">Federal Register</E>
                        , in text or Adobe Portable Document Format (PDF) on the Internet at the following site: 
                        <E T="03">http://www.ed.gov/news/fedregister.</E>
                    </P>
                    <P>To use PDF you must have Adobe Acrobat Reader, which is available free at this site. If you have questions about using PDF, call the U.S. Government Printing Office (GPO), toll free, at 1-888-293-6498; or in the Washington, DC, area at (202) 512-1530. </P>
                    <NOTE>
                        <HD SOURCE="HED">Note:</HD>
                        <P>
                            The official version of this document is the document published in the 
                            <E T="04">Federal Register</E>
                            . Free Internet access to the official edition of the 
                            <E T="04">Federal Register</E>
                             and the Code of Federal Regulations is available on GPO Access at: 
                            <E T="03">http://www.gpoaccess.gov/nara/index.html</E>
                            .
                        </P>
                    </NOTE>
                    <AUTH>
                        <HD SOURCE="HED">Program Authority:</HD>
                        <P>
                            20 U.S.C. 7421 
                            <E T="03">et seq.</E>
                        </P>
                    </AUTH>
                    <SIG>
                        <DATED>Dated: January 16, 2007. </DATED>
                        <NAME>Ray Simon, </NAME>
                        <TITLE>Deputy Secretary.</TITLE>
                    </SIG>
                </FURINF>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-760 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4000-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="2503"/>
                <AGENCY TYPE="N">DEPARTMENT OF ENERGY </AGENCY>
                <DEPDOC>[OE Docket No. EA-243-A] </DEPDOC>
                <SUBJECT>Application To Amend Authority To Export Electric Energy; Tenaska Power Services Co. </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of Electricity Delivery and Energy Reliability, DOE. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of application. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Tenaska Power Services Co. (Tenaska) has applied to renew its authority to transmit electric energy from the United States to Canada pursuant to section 202(e) of the Federal Power Act (FPA). </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments, protests, or requests to intervene must be submitted on or before February 20, 2007. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Comments, protests or requests to intervene should be addressed as follows: Office of Electricity Delivery and Energy Reliability, Mail Code: OE-20, U.S. Department of Energy, 1000 Independence Avenue, SW., Washington, DC 20585-0350 (FAX 202-586-5860). </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Ellen Russell (Program Office) 202-586-9624 or Michael Skinker (Program Attorney) 202-586-2793. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Exports of electricity from the United States to a foreign country are regulated by the Department of Energy (DOE) pursuant to sections 301(b) and 402(f) of the Department of Energy Organization Act (42 U.S.C. 7151(b), 7172(f)) and require authorization under section 202(e) of the FPA (16 U.S.C.824a(e)). </P>
                <P>On August 16, 2001, the Department of Energy (DOE) issued Order No. EA-243 authorizing Tenaska to transmit electric energy from the United States to Canada. That Order expired on August 16, 2003. On August 14, 2006, Tenaska filed an application with DOE to renew the export authority contained in Order No. EA-243 for a five-year term. </P>
                <P>Tenaska proposes to export electric energy to Canada and to arrange for the delivery of those exports over the international transmission facilities presently owned by Basin Electric Power Cooperative, Bonneville Power Administration, Eastern Maine Electric Cooperative, International Transmission Co., Joint Owners of the Highgate Project, Long Sault, Inc., Maine Electric Power Company, Maine Public Service Company, Minnesota Power, Inc., Minnkota Power Cooperative, Inc., New York Power Authority, Niagara Mohawk Power Corp., Northern States Power Company, and Vermont Electric Transmission Co. </P>
                <P>In its application, Tenaska indicated that, due to an administrative oversight, it did not apply for a renewal of Order No. EA-243 upon its expiration, despite its consistent adherence to the conditions enumerated in the Order. In its application, Tenaska also stated that it would not export electricity to points in Canada until such time as DOE grants renewed authorization for such exports. </P>
                <P>In connection with its renewal application, on September 28, 2006, Tenaska submitted a notarized declaration of its Associate General Counsel indicating that Tenaska's failure to renew its export authorization was inadvertent and there was no intent to export electricity unlawfully. That is evidenced by the fact that Tenaska continued to file the required quarterly reports summarizing the sales it was making at the U.S.-Canada border. The declaration states that TSP has developed internal safeguards to ensure that future applications for renewal of its export authorization are timely filed. </P>
                <P>The declaration also stated that Tenaska understood its sales of electricity at the U.S.-Canada border to have occurred on the U.S. side of the border and Tenaska is uncertain whether the purchasers of that electricity have in fact taken the power into Canada or simply resold it to third parties at the U.S. border delivery point or resold the power within markets operated by Regional Transmission Organizations (RTO's) in the U.S. that are accessible to the border. Out of an abundance of caution, Tenaska reported these transactions in its quarterly reports submitted to DOE in compliance with the terms of its export authorization and has not, and will not, engage in similar transactions that could arguably be regarded as an export until such time as DOE renews its export authorization in this proceeding. </P>
                <P>DOE expects exporters of electric energy to obtain the necessary authorization from DOE to export electricity and to abide by the terms and conditions established for such export in the Orders issued by DOE, including any term limit for the authorization and the requirement to create and preserve full and complete records and file quarterly reports. Failure to first obtain an Order authorizing the export of electricity, or continuing to export after the expiration of such an Order, may result in a denial of authorization to export in the future and subject the exporter to sanctions and penalties under the FPA. DOE also expects transmitting utilities owning border facilities and entities charged with the operational control of those border facilities, such as Independent System Operators or RTO's, to verify that companies seeking to schedule an electricity export have the requisite authority from DOE to export such power. </P>
                <P>
                    <E T="03">Procedural Matters:</E>
                     Any person desiring to become a party to these proceedings or to be heard by filing comments or protests to this application should file a petition to intervene, comment, or protest at the address provided above in accordance with §§ 385.211 or 385.214 of the Federal Energy Regulatory Commission's Rules of Practice and Procedures (18 CFR 385.211, 385.214). Fifteen copies of each petition and protest should be filed with DOE on or before the date listed above. 
                </P>
                <P>Comments on the Tenaska application to export electric energy to Canada should be clearly marked with Docket EA-243-A. Additional copies are to be filed directly with Norma Rosner Iacovo, Associate General Counsel, Tenaska Power Services Co., 1701 E. Lamar Blvd, Suite 100, Arlington, TX 76006 AND Neil L. Levy and David G. Tewksbury, Kirkland &amp; Ellis LLP, 655 Fifteenth Street, NW., Washington, DC 20005. </P>
                <P>A final decision will be made on this application after the environmental impacts have been evaluated pursuant to the National Environmental Policy Act of 1969, and a determination is made by the DOE that the proposed action will not adversely impact on the reliability of the U.S. electric power supply system. </P>
                <P>
                    Copies of this application will be made available, upon request, for public inspection and copying at the address provided above and at 
                    <E T="03">http://www.oe.energy.gov/304.htm.</E>
                </P>
                <SIG>
                    <DATED>Issued in Washington, DC, on January 16, 2007. </DATED>
                    <NAME>Anthony J. Como, </NAME>
                    <TITLE>Director, Permitting and Siting, Office of Electricity Delivery and Energy Reliability.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-701 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6450-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY </AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission </SUBAGY>
                <DEPDOC>[Docket No. EF06-2011-001] </DEPDOC>
                <SUBJECT>Bonneville Power Administration; Notice of Filing </SUBJECT>
                <DATE>January 11, 2007. </DATE>
                <P>
                    Take notice that on December 26, 2006 Bonneville Power Administration filed an errata to the Tables RDS 05, RDS 06 and COSA 06 in the Wholesale Power Rate Development Study 
                    <PRTPAGE P="2504"/>
                    Documentation, Volume 1, included in its 2007 Final Wholesale Power Rate Proposal filed on July 28, 2006, pursuant to 18 CFR § 300.10(h) of the Commission's regulations for the Federal Power Marketing Administrations. 
                </P>
                <P>Any person desiring to intervene or to protest this filing must file in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211, 385.214). Protests will be considered by the Commission in determining the appropriate action to be taken, but will not serve to make protestants parties to the proceeding. Any person wishing to become a party must file a notice of intervention or motion to intervene, as appropriate. Such notices, motions, or protests must be filed on or before the comment date. On or before the comment date, it is not necessary to serve motions to intervene or protests on persons other than the Applicant. </P>
                <P>
                    The Commission encourages electronic submission of protests and interventions in lieu of paper using the “eFiling” link at 
                    <E T="03">http://www.ferc.gov.</E>
                     Persons unable to file electronically should submit an original and 14 copies of the protest or intervention to the Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426. 
                </P>
                <P>
                    This filing is accessible online at 
                    <E T="03">http://www.ferc.gov,</E>
                     using the “eLibrary” link and is available for review in the Commission's Public Reference Room in Washington, DC. There is an “eSubscription” link on the Web site that enables subscribers to receive e-mail notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please e-mail 
                    <E T="03">FERCOnlineSupport@ferc.gov,</E>
                     or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659. 
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on January 25, 2007. 
                </P>
                <SIG>
                    <NAME>Magalie R. Salas, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-666 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6717-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY </AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission </SUBAGY>
                <DEPDOC>[Docket No. QF06-273-000] </DEPDOC>
                <SUBJECT>City of Rocky Mount, NC; Notice of Filing of Self-Certification of Qualifying Status of Cogeneration Facility </SUBJECT>
                <DATE>January 11, 2007. </DATE>
                <P>Take notice that on June 9, 2006, as completed on December 22, 2006, the City of Rocky Mount, NC filed a notice of self-certification of qualifying status of a cogeneration facility, pursuant to 18 CFR § 292.207(a) of the Commission's Regulations. </P>
                <P>This qualifying cogeneration facility consists of a total of 2900 kW of packaged diesel engine generator sets operating on No. 2 fuel oil. The packages are set on concrete pads. The units are self-contained, including all necessary switchgear and controls. The electricity is generated at 480 V, 3 phase, 60 Hz. The facility is located at 6792 Corporate Parkway, Rocky Mount, North Carolina 27804. </P>
                <P>This qualifying facility interconnects with the City of Rocky Mount's electric distribution system. The facility will provide standby power and occasionally supplementary power to The Cheesecake Factory. </P>
                <P>A notice of self-certification does not institute a proceeding regarding qualifying facility status; a notice of self-certification provides notice that the entity making filing has determined the Facility meets the applicable criteria to be a qualifying facility. Any person seeking to challenge such qualifying facility status may do so by filing a motion pursuant to 18 CFR 292.207(d)(iii). </P>
                <P>
                    This filing is accessible online at 
                    <E T="03">http://www.ferc.gov,</E>
                     using the “eLibrary” link and is available for review in the Commission's Public Reference Room in Washington, DC. There is an “eSubscription” link on the web site that enables subscribers to receive e-mail notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please e-mail 
                    <E T="03">FERCOnlineSupport@ferc.gov,</E>
                     or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659. 
                </P>
                <SIG>
                    <NAME>Magalie R. Salas, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-660 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6717-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
              
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY </AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission </SUBAGY>
                <DEPDOC>[Docket No. EL07-29-000] </DEPDOC>
                <SUBJECT>City of Vernon, CA; Notice of Filing </SUBJECT>
                <DATE>January 11, 2007. </DATE>
                <P>Take notice that on December 28, 2006, City of Vernon, California filed revisions to its Transmission Revenue Balancing Account Adjustments for the calendar year of 2007, consistent with its Transmission Owner Tariff filed with the Commission in Docket No. EL00-105-000, and with California Independent System Operator's Corporation's FERC Electric Tariff No. 7, Second Replacement Transmission Control Agreement. </P>
                <P>Any person desiring to intervene or to protest this filing must file in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211, 385.214). Protests will be considered by the Commission in determining the appropriate action to be taken, but will not serve to make protestants parties to the proceeding. Any person wishing to become a party must file a notice of intervention or motion to intervene, as appropriate. Such notices, motions, or protests must be filed on or before the comment date. On or before the comment date, it is not necessary to serve motions to intervene or protests on persons other than the Applicant. </P>
                <P>
                    The Commission encourages electronic submission of protests and interventions in lieu of paper using the “eFiling” link at 
                    <E T="03">http://www.ferc.gov.</E>
                     Persons unable to file electronically should submit an original and 14 copies of the protest or intervention to the Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426. 
                </P>
                <P>
                    This filing is accessible online at 
                    <E T="03">http://www.ferc.gov,</E>
                     using the “eLibrary” link and is available for review in the Commission's Public Reference Room in Washington, DC There is an “eSubscription” link on the Web site that enables subscribers to receive e-mail notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please e-mail 
                    <E T="03">FERCOnlineSupport@ferc.gov,</E>
                     or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659. 
                    <PRTPAGE P="2505"/>
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 pm eastern time on January 18, 2007. 
                </P>
                <SIG>
                    <NAME>Magalie R. Salas, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-662 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6717-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY </AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission </SUBAGY>
                <DEPDOC>[Docket No. EL07-31-000] </DEPDOC>
                <SUBJECT>DTE Pontiac North LLC; Notice of Filing </SUBJECT>
                <DATE>January 11, 2007. </DATE>
                <P>Take notice that on January 4, 2007, DTE Pontiac North LLC filed a request for declaratory order regarding exempt wholesale generator status, pursuant to section 366.1 of the Commission's regulations, 18 CFR 366.1 (2006). </P>
                <P>Any person desiring to intervene or to protest this filing must file in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211, 385.214). Protests will be considered by the Commission in determining the appropriate action to be taken, but will not serve to make protestants parties to the proceeding. Any person wishing to become a party must file a notice of intervention or motion to intervene, as appropriate. Such notices, motions, or protests must be filed on or before the comment date. On or before the comment date, it is not necessary to serve motions to intervene or protests on persons other than the Applicant. </P>
                <P>
                    The Commission encourages electronic submission of protests and interventions in lieu of paper using the “eFiling” link at 
                    <E T="03">http://www.ferc.gov</E>
                    . Persons unable to file electronically should submit an original and 14 copies of the protest or intervention to the Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426. 
                </P>
                <P>
                    This filing is accessible online at 
                    <E T="03">http://www.ferc.gov</E>
                    , using the “eLibrary” link and is available for review in the Commission's Public Reference Room in Washington, DC. There is an “eSubscription” link on the Web site that enables subscribers to receive e-mail notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please e-mail 
                    <E T="03">FERCOnlineSupport@ferc.gov</E>
                    , or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659. 
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 pm eastern time on February 5, 2007. 
                </P>
                <SIG>
                    <NAME>Magalie R. Salas, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E7-663 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6717-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY </AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission </SUBAGY>
                <DEPDOC>[Docket No. ER07-233-001] </DEPDOC>
                <SUBJECT>Occidental Power Services, Inc.; Notice of Filing </SUBJECT>
                <DATE>January 11, 2007. </DATE>
                <P>Take notice that on January 10, 2007, Occidental Power Services, Inc. tendered for filing an amendment to its November 17, 2006 rate schedule amendment filing. </P>
                <P>Any person desiring to intervene or to protest this filing must file in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211, 385.214). Protests will be considered by the Commission in determining the appropriate action to be taken, but will not serve to make protestants parties to the proceeding. Any person wishing to become a party must file a notice of intervention or motion to intervene, as appropriate. Such notices, motions, or protests must be filed on or before the comment date. Anyone filing a motion to intervene or protest must serve a copy of that document on the Applicant and all the parties in this proceeding. </P>
                <P>
                    The Commission encourages electronic submission of protests and interventions in lieu of paper using the “eFiling” link at 
                    <E T="03">http://www.ferc.gov.</E>
                     Persons unable to file electronically should submit an original and 14 copies of the protest or intervention to the Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426. 
                </P>
                <P>
                    This filing is accessible online at 
                    <E T="03">http://www.ferc.gov</E>
                    , using the “eLibrary” link and is available for review in the Commission's Public Reference Room in Washington, DC. There is an “eSubscription” link on the Web site that enables subscribers to receive e-mail notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please e-mail 
                    <E T="03">FERCOnlineSupport@ferc.gov</E>
                    , or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659. 
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on January 17, 2007. 
                </P>
                <SIG>
                    <NAME>Magalie R. Salas, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-664 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6717-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY </AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission </SUBAGY>
                <DEPDOC>[Docket No. QF06-239-000] </DEPDOC>
                <SUBJECT>Sara Lee Bakery Goods; Notice of Filing of Self-Certification of Qualifying Status of Cogeneration Facility </SUBJECT>
                <DATE>January 11, 2007. </DATE>
                <P>Take notice that on May 19, 2006, as completed on December 22, 2006, Sara Lee Bakery Goods filed a notice of self-certification of qualifying status of a cogeneration facility, pursuant to 18 CFR 292.207(a) of the Commission's regulations. </P>
                <P>Take notice that on December 26, 2006, Sara Lee Bakery Goods, 110 Sara Lee  Road, Tarboro, NC 27886 filed with the Federal Energy Regulatory Commission a notice of self-certification of a facility as a qualifying cogeneration facility pursuant to 18 CFR 292.207(a) of the Commission's regulations. </P>
                <P>This qualifying cogeneration facility consists of an 1825 kW packaged diesel engine generator set operating on #2 fuel oil. The package is set on concrete pads. The unit is self-contained, including all necessary switchgear and controls. The electricity is generated at 480 V, 3 phase, 60 Hz. The facility is located at 110 Sara Lee Road,  Tarboro, NC 27886. </P>
                <P>This qualifying facility interconnects with the Town of Tarboro's electric distribution system. The facility will provide standby power and occasionally supplementary power to Sara Lee Bakery Goods. </P>
                <P>A notice of self-certification does not institute a proceeding regarding qualifying facility status; a notice of self-certification provides notice that the entity making filing has determined the Facility meets the applicable criteria to be a qualifying facility. Any person seeking to challenge such qualifying facility status may do so by filing a motion pursuant to 18 CFR 292.207(d)(iii). </P>
                <P>
                    This filing is accessible online at 
                    <E T="03">http://www.ferc.gov</E>
                    , using the “eLibrary” link and is available for review in the Commission's Public Reference Room in Washington, DC. There is an “eSubscription” link on the Web site that enables subscribers to receive e-mail notification when a 
                    <PRTPAGE P="2506"/>
                    document is added to a subscribed docket(s). For assistance with any FERC Online service, please e-mail 
                    <E T="03">FERCOnlineSupport@ferc.gov</E>
                    , or call  (866) 208-3676 (toll free). For TTY, call (202) 502-8659. 
                </P>
                <SIG>
                    <NAME>Magalie R. Salas, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-665 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6717-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
              
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY </AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission </SUBAGY>
                <DEPDOC>[Docket No. EF07-4081-000] </DEPDOC>
                <SUBJECT>Southwestern Power Administration, Robert Douglas Willis Hydropower Project; Notice of Filing </SUBJECT>
                <DATE>January 11, 2007. </DATE>
                <P>Take notice that on December 22, 2006, the Deputy Secretary, U.S. Department of Energy, pursuant to the authority vested on the Deputy Secretary by sections 301(b), 302(a), 402(e), 641, 642, 643 and 644 of the Department of Energy Organization Act (Pub. L. 95-91) and by Delegation Order Nos. 00-037.00, effective December 6, 2001, and 00-001.00B, effective July 28, 2005, submitted the final confirmation and approval, on an interim basis, the annual rate of $815,580 for the sale of power and energy by the Southwestern Power Administration from the Robert Douglas Will Hydropower Project to the Sam Rayburn Municipal Power Agency, under Contract No. DE-PM-75-85SW00117, as amended, effective for the period of January 1, 2007 through September 30, 2010. This rate supersedes the annual rate which was confirmed and approved on a final basis by the Commission on June 21, 2006 for the period of January 1, 2006 through September 30, 2009, in Docket No. EF06-4081-000. </P>
                <P>Any person desiring to intervene or to protest this filing must file in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR 385.211, 385.214). Protests will be considered by the Commission in determining the appropriate action to be taken, but will not serve to make protestants parties to the proceeding. Any person wishing to become a party must file a notice of intervention or motion to intervene, as appropriate. Such notices, motions, or protests must be filed on or before the comment date. Anyone filing a motion to intervene or protest must serve a copy of that document on the Applicant and all the parties in this proceeding. </P>
                <P>
                    The Commission encourages electronic submission of protests and interventions in lieu of paper using the “eFiling” link at 
                    <E T="03">http://www.ferc.gov.</E>
                     Persons unable to file electronically should submit an original and 14 copies of the protest or intervention to the Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426. 
                </P>
                <P>
                    This filing is accessible online at 
                    <E T="03">http://www.ferc.gov,</E>
                     using the “eLibrary” link and is available for review in the Commission's Public Reference Room in Washington, DC. There is an “eSubscription” link on the Web site that enables subscribers to receive e-mail notification when a document is added to a subscribed docket(s). For assistance with any FERC Online service, please e-mail 
                    <E T="03">FERCOnlineSupport@ferc.gov,</E>
                     or call (866) 208-3676 (toll free). For TTY, call (202) 502-8659. 
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 pm eastern time on January 22, 2007. 
                </P>
                <SIG>
                    <NAME>Magalie R. Salas, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-661 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6717-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY</AGENCY>
                <SUBAGY>Federal Energy Regulatory Commission</SUBAGY>
                <SUBJECT>Combined Notice of Filings # 1</SUBJECT>
                <DATE>January 11, 2007.</DATE>
                <P>Take notice that the Commission received the following electric corporate filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     EC06-140-000; EL06-86-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     E.ON U.S. LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     E.ON US LLC's formal notice that seeks to join and be included in the Spare Transformer Sharing Agreement.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     12/21/2006.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070109-0076.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Thursday, January 11, 2007.
                </P>
                <P>Take notice that the Commission received the following electric rate filings:</P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER98-2782-011.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     AG-Energy, LP.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Power City Partners, LP notifies FERC of a change in facts regarding its upstream ownership.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     01/09/2007.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070110-0140.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Tuesday, January 30, 2007.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER99-1435-013.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Avista Corporation.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Avista Corp submits its report on activities in the ancillary services markets conducted pursuant to FERC Electric Tariff, Volume No. 9.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     01/09/2007.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070110-0142.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Tuesday, January 30, 2007.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER06-120-002.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Duke Power Company LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Duke Energy Carolinas, LLC submits Explanatory Statement in support of Offer of Settlement re Duke Energy Corporation.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     01/08/2007.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070109-0079.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Monday, January 29, 2007.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER07-109-003.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     BTEC Southaven LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     BTEC Southaven, LLC submits its Third Substitute Original Sheet No. 2 to its FERC Electric Tariff.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     01/05/2007.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070108-0377.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Friday, January 26, 2007.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER07-148-002.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     San Diego Gas &amp; Electric Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     San Diego Gas and Electric Co submits an errata to the 12/19/06 submittal of the revised Service Agreement 18 to FERC Electric Tariff, Second Revised Volume No. 11 correcting  typographic errors.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     01/08/2007.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070109-0078.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Monday, January 29, 2007.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER07-174-003.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Osceola Windpower, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Osceola Windpower, LLC submits an amendment to its market-based rate tariff to remove the duplicative provision on the reassignment of transmission capacity inadvertently included in the 12/8/06 filing.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     01/05/2007.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070108-0255.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Friday, January 26, 2007.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER07-410-001.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Oklahoma Gas and Electric Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Oklahoma Gas and Electric Company submits a cover sheet canceling Rate Schedule FERC No. 147.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     01/09/2007.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070110-0141.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Tuesday, January 30, 2007.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER07-412-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     ECP Energy I, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     ECP Energy I, LLC submits an application for Order 
                    <PRTPAGE P="2507"/>
                    accepting Initial Tariff, Waiving Regulations and Granting Blanket Approvals.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     01/05/2007.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070108-0252.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Friday, January 26, 2007.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER07-413-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Tampa Electric Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Tampa Electric Co submits Second Revised Sheet No. 6 to FERC Electric Tariff, Original Volume No. 6, to be effective 1/2/07.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     01/05/2007.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070108-0253.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Friday, January 26, 2007.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER07-414-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Caledonia Power I, L.L.C.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Caledonia Power I, LLC submits notice of cancellation of its market-based rate tariff, FERC Electric Tariff, First Revised Volume No. 1.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     01/05/2007.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070108-0258.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Friday, January 26, 2007.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER07-415-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     DTE Pontiac North, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     DTE Pontiac North, LLC submits an application for order authorizing Market-Based Rates, Certain Waivers and Blanket Authorizations.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     01/05/2007.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070108-0254.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Friday, January 26, 2007.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER07-416-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Geneva Roth Holding, LLC.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Geneva Roth Holding, LLC submits its FERC Electric Tariff, Original Volume No. 1.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     01/05/2007.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070108-0376.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Friday, January 26, 2007.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER07-417-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Wabash Valley Power Association, Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Wabash Valley Power Association, Inc submits supplements to FERC Rate Schedule filing of Jurisdictional Agreements Part 1 of 4.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     01/08/2007.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070109-0135.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Monday, January 29, 2007.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER07-418-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Western Systems Power Pool, Inc.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Western Systems Power Pool, Inc submits its request to amend the WSPP Agreement to include Alcoa Power Marketing, LLC et al as members.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     01/08/2007.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070109-0098.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Monday, January 29, 2007.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER07-419-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     PPL Electric Utilities Corporation.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Metropolitan Edison Co submits a revised Interconnection Agreement with PPL Electric Utilities Corp.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     01/08/2007.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070109-0099.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Monday, January 29, 2007.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER07-420-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     American Electric Power Service Corporation.
                </P>
                <P>
                    <E T="03">Description:</E>
                     American Electric Power Service Corporation as agent for Kentucky Power Co submits an interconnection agreement with East Kentucky Power Cooperative.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     01/09/2007.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070110-0143.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Tuesday, January 30, 2007.
                </P>
                <P>
                    <E T="03">Docket Numbers:</E>
                     ER07-421-000.
                </P>
                <P>
                    <E T="03">Applicants:</E>
                     Wisconsin Power and Light Company.
                </P>
                <P>
                    <E T="03">Description:</E>
                     Wisconsin Power and Light Co submits the First Revised Power Supply Agreement with Wisconsin Public Power Inc.
                </P>
                <P>
                    <E T="03">Filed Date:</E>
                     01/05/2007.
                </P>
                <P>
                    <E T="03">Accession Number:</E>
                     20070108-0256.
                </P>
                <P>
                    <E T="03">Comment Date:</E>
                     5 p.m. Eastern Time on Friday, January 26, 2007.
                </P>
                <P>Any person desiring to intervene or to protest in any of the above proceedings must file in accordance with Rules 211 and 214 of the Commission's Rules of Practice and Procedure (18 CFR  385.211 and  385.214) on or before 5 p.m. Eastern Time on the specified comment date.  It is not necessary to separately intervene again in a subdocket related to a compliance filing if you have previously intervened in the same docket.  Protests will be considered by the Commission in determining the appropriate action to be taken, but will not serve to make protestants parties to the proceeding.  Anyone filing a motion to intervene or protest must serve a copy of that document on the Applicant.  In reference to filings initiating a new proceeding, interventions or protests submitted on or before the comment deadline need not be served on persons other than the Applicant.</P>
                <P>
                    The Commission encourages electronic submission of protests and interventions in lieu of paper, using the FERC Online links at 
                    <E T="03">http://www.ferc.gov.</E>
                     To facilitate electronic service, persons with Internet access who will eFile a document and/or be listed as a contact for an intervenor must create and validate an eRegistration account using the eRegistration link.  Select the eFiling link to log on and submit the intervention or protests.
                </P>
                <P>Persons unable to file electronically should submit an original and 14 copies of the intervention or protest to the Federal Energy Regulatory Commission, 888 First Street, NE., Washington, DC 20426.</P>
                <P>
                    The filings in the above proceedings are accessible in the Commission's eLibrary system by clicking on the appropriate link in the above list.  They are also available for review in the Commission's Public Reference Room in Washington, DC.  There is an eSubscription link on the Web site that enables subscribers to receive e-mail notification when a document is added to a subscribed dockets(s).  For assistance with any FERC Online service, please e-mail 
                    <E T="03">FERCOnlineSupport@ferc.gov</E>
                     or call (866) 208-3676 (toll free).  For TTY, call (202) 502-8659.
                </P>
                <SIG>
                    <NAME>Magalie R. Salas,</NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-667 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6717-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF ENERGY </AGENCY>
                <SUBAGY>Western Area Power Administration </SUBAGY>
                <SUBJECT>Eastern Plains Transmission Project, Colorado and Kansas </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Western Area Power Administration, DOE. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of public meetings and additional opportunity for public review and comment. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The U.S. Department of Energy (DOE), Western Area Power Administration (Western) issued a notice of intent (NOI) to prepare an Environmental Impact Statement (EIS) on August 2, 2006, for the Eastern Plains Transmission Project (EPTP or Transmission Project). This notice announces additional public meetings to provide the public opportunity to review and comment on additional transmission line routes and revised routes; the scope of the EIS; and review comments previously received during the scoping meetings held in August and September 2006. </P>
                    <P>
                        Western is proposing to participate with Tri-State Generation and Transmission Association, Incorporated (Tri-State) in the construction of the EPTP. Western's participation would be in exchange for 275 megawatts (MW) of capacity rights on the proposed transmission lines. The EIS will address 
                        <PRTPAGE P="2508"/>
                        the construction, operation, and maintenance of approximately 1,000 miles of high-voltage transmission lines and ancillary facilities, which include substations, fiber optic installation, access roads, and construction staging areas. The EIS will discuss alternatives such as Western's system alternatives and the no action alternative (no Federal action). The EIS will analyze and present environmental impacts compared to the existing baseline condition in which no Transmission Project facilities exist. The EIS also will include analyses of the environmental impacts of Tri-State's proposed generation projects, and other past, present, and reasonably foreseeable projects in the EPTP area. The EIS will be prepared in accordance with the National Environmental Policy Act (NEPA) and DOE NEPA Implementing Procedures. 
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        See 
                        <E T="02">SUPPLEMENTARY INFORMATION</E>
                         section for meeting dates and locations. The comment period will close March 9, 2007. 
                    </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments, questions, and information on the scope of the EIS may be mailed, faxed, or e-mailed to Mr. Jim Hartman, Environmental Manager, Western Area Power Administration, Rocky Mountain Region, P.O. Box 3700, Loveland, CO 80539; fax (970) 461-7213; or e-mail 
                        <E T="03">eptp@wapa.gov.</E>
                         For persons wishing to leave voice messages, the toll-free number is (888) 826-4710. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>For further information or to request copies of the EIS, contact Mr. Hartman at the addresses provided or telephone the Transmission Project hotline toll-free at (888) 826-4710. For general information on DOE's NEPA review procedures or the status of a NEPA review, contact Ms. Carol M. Borgstrom, Director, Office of NEPA Policy and Compliance (GC-20), U.S. Department of Energy, 1000 Independence Avenue, SW., Washington, DC 20585-0119; telephone (202) 586-4600 or (800) 472-2756; or fax (202) 586-7031. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background and Need for Agency Action </HD>
                <P>Western, a power marketing administration within DOE, markets Federal hydroelectric power to preference customers, as specified by law. They include municipalities, cooperatives, public utility and irrigation districts, Federal and State agencies, and Native American Tribes in 15 western States, including Colorado and Kansas. Western's proposal is to participate with Tri-State in the construction of the Transmission Project in exchange for approximately 275 MW of capacity rights on the proposed transmission lines. Tri-State is a wholesale electric power supplier, owned by the 44 electric cooperatives it serves. Tri-State and the member utilities serve customers throughout Colorado, Nebraska, New Mexico, and Wyoming. Tri-State's Board of Directors approved a Resource Development Plan that includes the Transmission Project. </P>
                <P>Western needs to provide more economical, reliable, diverse, and flexible power delivery to its customers by expanding the capability and geographic reach of Western's existing transmission system. The Transmission Project would provide Western's customers with more economical service by allowing customers to purchase transmission service directly from Western rather than through other companies' transmission lines. Also, during low water times, the Transmission Project would provide Western increased access to other options for satisfying Western's Federal hydropower contractual allocations. In addition, the Transmission Project would provide a direct interconnection at the Midway Substation which would facilitate power transfer between two of Western's Federal projects, the Colorado River Storage Project and the Loveland Area Projects. Enhancing and expanding transmission pathways also would contribute to ensuring reliability of the Federal transmission system. </P>
                <HD SOURCE="HD1">Proposed Action and Alternatives </HD>
                <P>Western is preparing the EIS on its proposal to participate with Tri-State in the construction of the Transmission Project. Western's proposed activities include construction planning and management for approximately 1,000 miles of high-voltage transmission lines, and acquiring rights-of-way for transmission lines, access roads, and communication facilities. In addition to the transmission lines, access roads, and construction staging areas, the EIS will address environmental effects of four new substations; expansions of approximately eight existing substations; and installing a fiber optic communications system for control of the transmission lines. </P>
                <P>Western issued a notice of intent (NOI) to prepare an EIS for the Transmission Project, on August 2, 2006, (71 FR 43733) which included dates, times, and locations of public scoping meetings, and opportunities available for the public to comment. Since the NOI was published, 10 public scoping meetings were conducted between August 28 and September 14, 2006, throughout eastern Colorado and western Kansas. This notice announces additional public meetings in February 2007 to provide the public opportunity to review and comment on additional transmission line routes and revised routes; the scope of the EIS; and review comments previously received during the scoping meetings held in August and September 2006. </P>
                <HD SOURCE="HD1">Alternative Transmission Line Routes </HD>
                <P>During the August and September 2006  scoping meetings, Western presented preliminary locations of transmission line corridors and new substations. As a result of comments received, Western gathered additional data, made several route refinements, added additional routes, and considered alternatives, all of which will be made available to the public at the February 2007, meetings. At the February meetings, Western seeks comments on the alternative routes. In the draft EIS, Western will consider those additional comments in its analysis of the alternative routes. </P>
                <P>Western will address other alternatives in the EIS, including the no action alternative. Under the no action alternative, Western would not participate with Tri-State in the construction of the Transmission Project. The EIS will also evaluate the environmental effects of all the alternatives and compare them to the existing baseline condition, in which no Transmission Project facilities are present. Alternative transmission line routes and substation locations will be refined as part of the EIS public process and addressed in the EIS. Western will consider additional reasonable alternatives that are technically and economically viable and that would meet Western's purpose and need. </P>
                <HD SOURCE="HD1">Impacts Associated With Tri-State's Generation Projects </HD>
                <P>
                    Tri-State, in its Resource Development Plan, proposes to develop a two-unit expansion of a coal-based power plant in Holcomb, Kansas, and is planning an additional generation project in southeastern Colorado (referred to as Tri-State's Colorado Power Project). Western is not a participant in, is not involved in, and does not have control over Tri-State's generation projects. The EIS will evaluate the environmental impacts of Tri-State's generation projects as well as other past, present, and reasonably foreseeable projects. 
                    <PRTPAGE P="2509"/>
                </P>
                <HD SOURCE="HD1">Summary of Comments Received During First Round Scoping </HD>
                <P>
                    Western prepared a summary of the comments received during the first round of scoping meetings and will make the summary available at 
                    <E T="03">http://www.wapa.gov/transmission/eptp.htm</E>
                     prior to the public meetings in February 2007. Copies also are available upon request. 
                </P>
                <HD SOURCE="HD1">Meetings </HD>
                <P>The dates and meeting locations are:</P>
                <P>1. February 12, 2007, Carroll Building, 418 Edison Street, Brush, CO 80723. </P>
                <P>2. February 13, 2007, Limon Community Building, South Room, 477 D Avenue, Limon, CO 80828. </P>
                <P>3. February 14, 2007, Burlington Education and Community Center, 420 S. 14th Street, Old Town, Burlington, CO 80807. </P>
                <P>4. February 15, 2007, City Hall, Community Room, 245 W. 4th Street, Wray, CO 80758. </P>
                <P>5. February 16, 2007, Byers High School, Meeting Rooms 537/538, 444 E. Front Street, Byers, CO 80103. </P>
                <P>6. February 19, 2007, Veteran's Memorial Building, 207 North Main Street, Lakin, KS 67860. </P>
                <P>7. February 20, 2007, Community Activity Building (CAB Building), Wallace County Fairgrounds, Sharon Springs, KS 67758. </P>
                <P>8. February 21, 2007, Lamar Community Building, Multi-Purpose Room, 610 South 6th Street, Lamar, CO 81052. </P>
                <P>9. February 22, 2007, Hanover Junior/Senior High School, 17050 South Peyton Highway, Colorado Springs (Hanover), CO 80928. </P>
                <P>10. February 23, 2007, McHarg Park Community Center, 405 Second Street, Avondale, CO 81022. </P>
                <FP>Each meeting will be held between 3 and 7 p.m., except for the meeting on February 22 at the Hanover School, which will be held between 4 and 8 p.m. </FP>
                <HD SOURCE="HD1">Participation in the NEPA Process </HD>
                <P>
                    Persons interested in receiving future notices, Transmission Project information, copies of the EIS, and other information on the NEPA review process should contact Mr. Hartman as described under 
                    <E T="02">ADDRESSES</E>
                    . The EIS (choice of summary or full document) will be available in printed and electronic (compact disc) formats. 
                </P>
                <P>
                    Western anticipates the draft EIS will be available summer 2007, with a final EIS available spring 2008. A Record of Decision is expected to be issued spring 2008. The public will be provided an opportunity to comment on the draft EIS. The location of public hearings on the draft EIS will be provided in the 
                    <E T="04">Federal Register</E>
                     and to local media at a later date. 
                </P>
                <SIG>
                    <DATED>Dated: January 11, 2007. </DATED>
                    <NAME>Timothy J. Meeks, </NAME>
                    <TITLE>Administrator.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-703 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6450-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                <DEPDOC>[EPA-HQ-OECA-2006-0430; FRL-8270-9] </DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Submission to OMB for Review and Approval; Comment Request; NESHAP for Taconite Iron Ore Processing (Renewal) EPA ICR Number 2050.03, OMB Control Number 2060-0538 </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA). </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In compliance with the Paperwork Reduction Act (44 U.S.C. 3501 
                        <E T="03">et seq.</E>
                        ), this document announces that an Information Collection Request (ICR) has been forwarded to the Office of Management and Budget (OMB) for review and approval. This is a request to renew an existing approved collection. This ICR is scheduled to expire on January 31, 2007. Under OMB regulations, the Agency may continue to conduct or sponsor the collection of information while this submission is pending at OMB. This ICR describes the nature of the information collection and its estimated burden and cost. 
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Additional comments may be submitted on or before February 20, 2007. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit your comments, referencing docket ID number EPA-HQ-OECA-2006-0430, to (1) EPA online using 
                        <E T="03">www.regulations.gov</E>
                         (our preferred method), by e-mail to 
                        <E T="03">docket.oeca@epa.gov,</E>
                         or by mail to: EPA Docket Center (EPA/DC), Environmental Protection Agency, Enforcement and Compliance Docket and Information Center, Mail Code 2201T, 1200 Pennsylvania Avenue, NW., Washington, DC 20460, and (2) OMB at: Office of Information and Regulatory Affairs, Office of Management and Budget (OMB), Attention: Desk Officer for EPA, 725 17th Street, NW., Washington, DC 20503. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Learia Williams, Compliance Assessment and Media Programs Division, Office of Compliance, Mail Code 2223A, Environmental Protection Agency, 1200 Pennsylvania Avenue, NW., Washington, DC 20460; telephone number: (202) 564-4113; 
                        <E T="03">fax number:</E>
                         (202) 564-0050; 
                        <E T="03">e-mail address: williams.learia@epa.gov</E>
                        . 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>EPA has submitted the following ICR to OMB for review and approval according to the procedures prescribed in 5 CFR 1320.12. On June 21, 2006 (71 FR 35652), EPA sought comments on this ICR pursuant to 5 CFR 1320.8(d). EPA received no comments. </P>
                <P>
                    EPA has established a public docket for this ICR under Docket ID Number EPA-HQ-OECA-2006-0430, which is available for online viewing at 
                    <E T="03">http://www.regulations.gov,</E>
                     or in person viewing at the Enforcement and Compliance Docket and Information Center in the EPA Docket Center (EPA/DC), EPA West, Room 3334, 1301 Constitution Avenue, NW., Washington, DC. The EPA Docket Center Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Reading Room is (202) 566-1744, and the telephone number for the Enforcement and Compliance Docket Center is (202) 566-1927. 
                </P>
                <P>
                    Use EPA's electronic docket and comment system at 
                    <E T="03">www.epa.gov</E>
                    , to submit or view public comments, access the index listing of the contents of the docket, and to access those documents in the docket that are available electronically. Once in the system, select docket search, then key in the docket ID number identified above. Please note that EPA's policy is that public comments, whether submitted electronically or in paper, will be made available for public viewing at 
                    <E T="03">www.regulations.gov</E>
                    , as EPA receives them and without change, unless the comment contains copyrighted material, CBI, or other information whose public disclosure is restricted by statute. For further information about the electronic docket, go to 
                    <E T="03">www.regulations.gov</E>
                    . 
                </P>
                <P>
                    <E T="03">Title:</E>
                     NESHAP for Taconite Iron Ore Processing (Renewal). 
                </P>
                <P>
                    <E T="03">ICR Numbers:</E>
                     EPA ICR Number 2050.03; OMB Control Number 2060-0538. 
                </P>
                <P>
                    <E T="03">ICR Status:</E>
                     This ICR is scheduled to expire on January 31, 2007. Under OMB regulations, the Agency may continue to conduct or sponsor the collection of information while this submission is pending at OMB. An Agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The OMB control numbers for EPA's 
                    <PRTPAGE P="2510"/>
                    regulations in title 40 of the CFR, after appearing in the 
                    <E T="04">Federal Register</E>
                     when approved, are listed in 40 CFR part 9, and displayed either by publication in the 
                    <E T="04">Federal Register</E>
                     or by other appropriate means, such as on the related collection instrument or form, if applicable. The display of OMB control numbers in certain EPA regulations is consolidated in 40 CFR part 9. 
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     These standards apply to owners or operators of each existing and new taconite iron ore processing plant that is a major source of hazardous air pollutant (HAP) if it emits or has the potential to emit any single HAP at a rate of 10 tons or more per year or any combination of HAP at a rate of 25 tons or more per year. The effective sources in this subpart covers emissions from ore crushing and handling emission units, ore dryer stacks, indurating furnace stacks, finished pellet handling emission units, and fugitive dust emissions. 
                </P>
                <P>Owners or operators of such facilities must provide EPA, or the delegated state regulatory authority, with initial notifications, performance tests, and periodic reports. They are also required to maintain records of the occurrence and duration of any startup, shutdown, or malfunction (SSM) in the operation of an affected facility, or any period during which the monitoring system is inoperative. The responses to this information collection are mandatory under Clean Air Act section 112 and 40 CFR part 63, subpart RRRRR. </P>
                <P>An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB Control Number. The OMB control numbers for EPA's regulations are listed in 40 CFR part 9 and 48 CFR chapter 15, and are identified on the form and/or instrument, if applicable. </P>
                <P>
                    <E T="03">Burden Statement:</E>
                     The annual public reporting and recordkeeping burden for this collection of information are estimated to average approximately 18 hours, per response. Burden means the total time, effort, or financial resources expended by persons to generate, maintain, retain, or disclose or provide information to or for a Federal agency. This includes the time needed to review instructions; develop, acquire, install, and utilize technology and systems for the purposes of collecting, validating, and verifying information, processing and maintaining information, and disclosing and providing information; adjust the existing ways to comply with any previously applicable instructions and requirements; train personnel to be able to respond to a collection of information; search data sources; complete and review the collection of information; and transmit or otherwise disclose the information. 
                </P>
                <P>
                    <E T="03">Respondents/Affected Entities:</E>
                     Taconite Iron Ore Processing. 
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     8. 
                </P>
                <P>
                    <E T="03">Frequency of Response:</E>
                     Initially and semiannually. 
                </P>
                <P>
                    <E T="03">Estimated Total Annual Hour Burden:</E>
                     408. 
                </P>
                <P>
                    <E T="03">Estimated Total Costs:</E>
                     $491,997, which Includes $0 annualized Capital Startup Costs; $257,600 annualized Operations &amp; Maintenance (O&amp;M); and $234,397 annualized Labor Costs. 
                </P>
                <P>
                    <E T="03">Changes in the Estimates:</E>
                     There is a decrease of 864 hours in the total estimated burden currently identified in the OMB Inventory of Approved ICR Burdens. The decrease in burden is due mainly to the fact that within the past three years the respondent completed those activities that are required to achieve initial compliance, hence, the initial costs to comply differs from the costs to comply continuously with the standard. There are also no new sources expected over the three year period of this ICR. 
                </P>
                <P>There is a decrease in the capital/startup vs. operation and maintenance (O&amp;M) Cost, this change could be attributed to the fact that there are no new sources, and only O&amp;M is accounted for in this ICR.</P>
                <SIG>
                    <DATED>Dated: January 8, 2007. </DATED>
                    <NAME>Oscar Morales, </NAME>
                    <TITLE>Director, Collection Strategies Division.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-696 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6560-50-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                <DEPDOC>[EPA-HQ-OECA-2006-0438; FRL-8270-8] </DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Submission to OMB for Review and Approval; Comment Request; NESHAP for the Printing and Publishing Industry (Renewal), EPA ICR Number 1739.05, OMB Control Number 2060-0335 </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA). </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In compliance with the Paperwork Reduction Act (PRA) (44 U.S.C. 3501 
                        <E T="03">et seq.</E>
                        ), this document announces that an Information Collection Request (ICR) has been forwarded to the Office of Management and Budget (OMB) for review and approval. This is a request to renew an existing approved collection. This ICR, which is abstracted below, describes the nature of the information collection and its estimated burden and cost. 
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Additional comments may be submitted on or before February 20, 2007. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit your comments, referencing Docket ID number EPA-HQ-OECA-2006-0438, to (1) EPA online using 
                        <E T="03">www.regulations.gov</E>
                         (our preferred method), by email to 
                        <E T="03">docket.oeca@epa.gov</E>
                        , or by mail to: EPA Docket Center (EPA/DC), Environmental Protection Agency, Enforcement and Compliance Docket and Information Center, Mail Code 2201T, 1200 Pennsylvania Avenue, NW., Washington, DC 20460, and (2) OMB at: Office of Information and Regulatory Affairs, Office of Management and Budget (OMB), Attention: Desk Officer for EPA, 725 17th Street, NW., Washington, DC 20503. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Learia Williams, Compliance Assessment and Media Programs Division, Office of Compliance, Mail Code 2223A, Environmental Protection Agency, 1200 Pennsylvania Avenue, NW., Washington, DC 20460; telephone number: (202) 564-4113; fax number: (202) 564-0050; e-mail address: 
                        <E T="03">williams.learia@epa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>EPA has submitted the following ICR to OMB for review and approval according to the procedures prescribed in 5 CFR 1320.12. On June 21, 2006 (71 FR 35652), EPA sought comments on this ICR pursuant to 5 CFR 1320.8(d). EPA received no comments. Any additional comments on this ICR should be submitted to EPA and OMB within 30 days of this notice. </P>
                <P>
                    EPA has established a public docket for this ICR under Docket ID Number EPA-HQ-OECA-2006-0438, which is available for online viewing at 
                    <E T="03">http://www.regulations.gov</E>
                    , or in person viewing at the Enforcement and Compliance Docket and Information Center in the EPA Docket Center (EPA/DC), EPA West, Room 3334, 1301 Constitution Avenue, NW., Washington, DC. The EPA Docket Center Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Reading Room is (202) 566-1744, and the telephone number for the Enforcement and Compliance Docket Center is (202) 566-1927. 
                </P>
                <P>
                    Use EPA's electronic docket and comment system at 
                    <E T="03">www.regulations.gov</E>
                    , to submit or view public comments, access the index listing of the contents of the docket, and to access those documents in the docket that are available electronically. Once in 
                    <PRTPAGE P="2511"/>
                    the system, select “docket search,” then key in the docket ID number identified above. Please note that EPA's policy is that public comments, whether submitted electronically or in paper, will be made available for public viewing at 
                    <E T="03">www.regulations.gov</E>
                    , as EPA receives them and without change, unless the comment contains copyrighted material, CBI, or other information whose public disclosure is restricted by statute. For further information about the electronic docket, go to 
                    <E T="03">www.regulations.gov.</E>
                </P>
                <P>
                    <E T="03">Title:</E>
                     NESHAP for the Printing and Publishing Industry (Renewal). 
                </P>
                <P>
                    <E T="03">ICR Numbers:</E>
                     EPA ICR Number 1739.05, OMB Control Number 2060-0335. 
                </P>
                <P>
                    <E T="03">ICR Status:</E>
                     This ICR is scheduled to expire on January 31, 2007. Under OMB regulations, the Agency may continue to conduct or sponsor the collection of information while this submission is pending at OMB. An Agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The OMB control numbers for EPA's regulations in title 40 of the CFR, after appearing in the 
                    <E T="04">Federal Register</E>
                     when approved, are listed in 40 CFR part 9, are displayed either by publication in the 
                    <E T="04">Federal Register</E>
                     or by other appropriate means, such as on the related collection instrument or form, if applicable. The display of OMB control numbers in certain EPA regulations is consolidated in 40 CFR part 9. 
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     The Maximum Achievable Control Technology (NESHAP) for the Printing and Publishing Industry were promulgated on May 30, 1996 (61 FR 27131). These standards apply to the following facilities in 40 CFR part 63, subpart KK: publication rotogravure, product and packaging rotogravure, and wide-web flexographic printing presses at major sources. The effective date was May 30, 1999, for sources existing on May 30, 1996. For new sources or reconstructed sources after May 30, 1996, the effective date of startup is May 30, 1996, whichever is later. 
                </P>
                <P>These standards of performance for this category of major sources and area sources of hazardous air pollutants are required by section 112 of the Clean Air Act. Facilities may meet the standards by materials substitution, by installing control devices, or by a combination of both. The information that is required to be submitted to the Agency or kept at the facility is needed to insure compliance with the regulation. These include initial one time notifications, performance test plans and reports and records of maintenance and shutdown, startup, and malfunctions. The required notifications are used to inform the Agency or delegated authority when a source becomes subject to the standard. The reviewing authority may then inspect the source to check if the pollution control devices are properly installed and operated, leaks are being detected and repaired and the standard is being met. Performance test reports are needed as these are the Agency's records of a source's initial capability to comply with the emission standard, and serve as a record of the operating conditions under which compliance was achieved. For facilities that install continuous monitoring systems (CMS) there are performance test and maintenance reports. Excess emissions reports are submitted semiannually. Responses to the information collection are mandatory under Clean Air Act section 112 and 40 CFR part 63, subpart KK. The responses are not anticipated to be kept confidential due to the nature of the information collected; however, any information submitted to the Agency for which claim of confidentiality is made will be safeguarded according to the Agency policy set forth in 40 CFR part 2. </P>
                <P>
                    <E T="03">Burden Statement:</E>
                     The annual public reporting and recordkeeping burden for this collection of information are estimated to average 100 hours per response. Burden means the total time, effort, or financial resources expended by persons to generate, maintain, retain, or disclose or provide information to or for a Federal agency. This includes the time needed to review instructions; develop, acquire, install, and utilize technology and systems for the purposes of collecting, validating, and verifying information, processing and maintaining information, and disclosing and providing information; adjust the existing ways to comply with any previously applicable instructions and requirements; train personnel to be able to respond to a collection of information; search data sources; complete and review the collection of information; and transmit or otherwise disclose the information. 
                </P>
                <P>
                    <E T="03">Respondents/Affected Entities:</E>
                     Owners or operators of publication rotogravure, product and packaging rotogravure, or wide-web flexographic printing presses. 
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     352. 
                </P>
                <P>
                    <E T="03">Frequency of Response:</E>
                     Initially, on occasion, and semiannually. 
                </P>
                <P>
                    <E T="03">Estimated Total Annual Hour Burden:</E>
                     50,796. 
                </P>
                <P>
                    <E T="03">Estimated Total Capital and Operations &amp; Maintenance (O&amp;M) Annual Costs:</E>
                     $412,000, which includes $7,000 annualized capital/startup costs and $405,000 annual O&amp;M costs. 
                </P>
                <P>
                    <E T="03">Changes in the Estimates:</E>
                     There is no change in the labor hours or cost in this ICR compared to the previous ICR. This is due to two considerations. First, the regulations have not changed over the past three years and are not anticipated to change over the next three years. Secondly, the growth rate for the industry is very low, negative or non-existent, so there is no significant change in the overall burden. 
                </P>
                <P>Since there are no changes in the regulatory requirements and there is no significant industry growth, the labor hours and cost figures in the previous ICR are used in this ICR and there is no change in burden to industry. </P>
                <SIG>
                    <DATED>Dated: January 8, 2007. </DATED>
                    <NAME>Oscar Morales, </NAME>
                    <TITLE>Director, Collection Strategies Division. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-698 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6560-50-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                <DEPDOC>[ER-FRL-6683-3] </DEPDOC>
                <SUBJECT>Environmental Impact Statements and Regulations; Availability of EPA Comments </SUBJECT>
                <P>
                    Availability of EPA comments prepared pursuant to the Environmental Review Process (ERP), under section 309 of the Clean Air Act and Section 102(2)(c) of the National Environmental Policy Act as amended. Requests for copies of EPA comments can be directed to the Office of Federal Activities at 202-564-7167. An explanation of the ratings assigned to draft environmental impact statements (EISs) was published in the 
                    <E T="04">Federal Register</E>
                     dated April 7, 2006 (71 FR 17845). 
                </P>
                <HD SOURCE="HD1">Draft EISs </HD>
                <FP SOURCE="FP-1">EIS No. 20060402, ERP No. D-NOA-K39102-CA, Cordell Bank, Gulf of the Farallones and Monterey Bay National Marine Sanctuaries, Proposes a Series of Regulatory Changes, Offshore of Northern/Central, CA. </FP>
                <P>
                    <E T="03">Summary:</E>
                     EPA does not object to the proposed project. Rating LO. 
                </P>
                <FP SOURCE="FP-1">EIS No. 20060461, ERP No. D-USN-E11061-FL, Boca Chica Field, Restoration of Clear Zones and Stormwater Drainage Systems, Implementation, Naval Air Station (NAS) Key West, Monroe County, FL.</FP>
                <P>
                    <E T="03">Summary:</E>
                     EPA expressed environmental concerns about wetlands and mangrove forest impacts. EPA recommended that the final document include an analysis of the 
                    <PRTPAGE P="2512"/>
                    comprehensive vegetative control maintenance program and a thorough discussion of the overall monitoring and adaptive management plan. Rating EC2. 
                </P>
                <FP SOURCE="FP-1">EIS No. 20060465, ERP No. D-FRC-H03002-00, Rockies Express Western Phase Project, Construction and Operation for the Natural Gas Pipeline Facilities: Rockies Express (CP06-354-000), TransColorado (CP06-401-000) and Overthrust (CP06-423-000), CO, WY, NE, KS, MO and NM. </FP>
                <P>
                    <E T="03">Summary:</E>
                     EPA expressed environmental concerns about potential impacts to air and water quality, and requested that additional information be provided to disclose cumulative impacts of new gas-fueled compression stations, and to evaluate specific hydrostatic test water acquisition and discharge considerations. Rating EC2. 
                </P>
                <FP SOURCE="FP-1">EIS No. 20060472, ERP No. D-MMS-A02245-00, Gulf of Mexico Outer Continental Shelf Oil and Gas Lease Sales: 2007-2012 Western Planning Area Sales 204, 207, 210, 215, and 218: Central Planning Area Sales 205, 206, 208, 213, 216, and 222, TX, LA, MS, AL and Fl. </FP>
                <P>
                    <E T="03">Summary:</E>
                     While EPA had no objections to the proposed action, EPA did request clarification in the areas of hypoxia research, National Estuarine Research Reserve, National Estuary Program, air/water quality impacts, cumulative impacts and mitigation. Rating LO. 
                </P>
                <HD SOURCE="HD1">Final EISs </HD>
                <FP SOURCE="FP-1">EIS No. 20060454, ERP No. F-SFW-K99035-CA, Orange County Southern Subregion Habitat Conservation Plan (HCP), Implementation, Application for and Incidental Take Permit, Orange County, CA. </FP>
                <P>
                    <E T="03">Summary:</E>
                     EPA's previous concerns about air and water quality impacts have been resolved; therefore, EPA does not object to the proposed action. 
                </P>
                <FP SOURCE="FP-1">EIS No. 20060463, ERP No. F-CGD-G11047-00, Beacon Port Deepwater Port License Application, Construction and Operation, Deepwater Port and Offshore Pipeline, U.S. COE Section 404 and 10 Permits, Gulf of Mexico, San Patricio County, TX. </FP>
                <P>
                    <E T="03">Summary:</E>
                     Should the applicant decide to re-apply, EPA will work with USCG and MARAD to resolve any continuing issues about the proposed use of an open rack vaporization re-gasification system. 
                </P>
                <FP SOURCE="FP-1">EIS No. 20060474, ERP No. F-BLM-G65099-NM, Kasha-Katuwe Tent Rocks National Monument Resource Management Plan, Implementation, Rio Puerco Field Office, Sandoval County, NM. </FP>
                <P>
                    <E T="03">Summary:</E>
                     No formal comment letter was sent to the preparing agency. 
                </P>
                <FP SOURCE="FP-1">EIS No. 20060476, ERP No. F-SFW-K64022-CA, Aquatic Habitat Conservation Plan and Candidate Conservation Agreement with Assurances to Conserve Habitat for and Mitigate Impacts on Six Aquatic Species, USFWS Enhancement of Survival Permit and an USNMF Incidental Take Permit Issuance, Humboldt and Del Norte Counties, CA. </FP>
                <P>
                    <E T="03">Summary:</E>
                     EPA continues to have environmental concerns about temperature effects from temporary reductions in canopy cover and recommended additional prescriptions for areas showing temperature impacts under pre-project conditions. 
                </P>
                <FP SOURCE="FP-1">EIS No. 20060499, ERP No. F-COE-G36156-AR, Bayou Meto Basin, Arkansas General Reevaluation Project, Address Waterfowl Management, Water Supply and Flood Control Strategies, Located in Portions of Lonoke, Prairie, Jefferson, Arkansas and Pulaski Counties, AR. </FP>
                <P>
                    <E T="03">Summary:</E>
                     No formal comment letter was sent to the preparing agency. 
                </P>
                <FP SOURCE="FP-1">EIS No. 20060534, ERP No. F-NOA-E91017-00, Gulf of Mexico Red Snapper Total Allowable Catch and Reduce Bycatch in the Gulf of Mexico Directed and Shrimp Trawl Fisheries, To Evaluate Alternatives, Gulf of Mexico. </FP>
                <P>
                    <E T="03">Summary:</E>
                     EPA does not object to the proposed action. 
                </P>
                <SIG>
                    <DATED>Dated: January 16, 2007. </DATED>
                    <NAME>Clifford Rader, </NAME>
                    <TITLE>Environmental Protection Specialist, Office of Federal Activities.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-697 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6560-50-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY </AGENCY>
                <DEPDOC>[ER-FRL-6683-2] </DEPDOC>
                <SUBJECT>Environmental Impacts Statements; Notice of Availability </SUBJECT>
                <P>
                    <E T="03">Responsible Agency:</E>
                     Office of Federal  Activities, General Information (202) 564-7167 or 
                    <E T="03">http://www.epa.gov/compliance/nepa/.</E>
                </P>
                <FP SOURCE="FP-1">Weekly receipt of Environmental Impact Statements </FP>
                <FP SOURCE="FP-1">Filed 01/08/2007 through 01/12/2007 </FP>
                <FP SOURCE="FP-1">Pursuant to 40 CFR 1506.9.</FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20070007, Draft EIS, NPS, NM,</E>
                     Bandelier National Monument, Ecological Restoration Plan,  Reestablish Healthy, Sustainable Vegetative Conditions within the Pinon-Juniper Woodland, Los Alamos and Sandoval Counties, NM, 
                    <E T="03">Comment Period Ends:</E>
                     03/19/2007, 
                    <E T="03">Contact:</E>
                     John Mack 505-672-3861-Ext 568. 
                </FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20070008, Draft EIS, AFS, 00,</E>
                     Great Basin Creek South Rangeland Management Projects,  Management of 12 Livestock Grazing Allotments, Bridgeport Ranger District, Lyon and Mineral Counties, NV and Mono County, CA, 
                    <E T="03">Comment Period Ends:</E>
                     03/05/2007, 
                    <E T="03">Contact:</E>
                     David Loomis 775-884-8132. 
                </FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20070009, Final EIS, AFS, 00,</E>
                     Antelope-Pardee 500kV Transmission Project, Construct, Operate and Maintain a New 25.6 mile 500kV Transmission Line, Right-of-Way Permit and Special Use Authorization, Angeles  National Forest, Los Angeles County, CA, 
                    <E T="03">Wait Period Ends:</E>
                     02/20/2007, 
                    <E T="03">Contact:</E>
                     John Boccio 415-703-2641. 
                </FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20070010, Final EIS, FHW, LA,</E>
                     East-West Corridor Highway Component, from I-130 to Louis  Armstrong International Airport, to Central Business District (CBD), Jefferson, Orleans and St. Charles Parishes, LA, 
                    <E T="03">Wait Period Ends:</E>
                     02/20/2007, Contact: Robert Mahoney 225-757-7624. 
                </FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20070011, Draft EIS, FHW, MI,</E>
                     I-94 Jackson Freeway Modernization Project, Improvements between Michigan State Route-60 (MI-60) and Sargent Road,  Funding and NPDES and U.S. Army COE Section 404 Permits Issuance,  Jackson County, MI, 
                    <E T="03">Comment Period Ends:</E>
                     02/20/2007, 
                    <E T="03">Contact:</E>
                     David Calabrese 517-702-1825. 
                </FP>
                <HD SOURCE="HD1">Amended Notices </HD>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060471, Draft EIS, FHW, IL,</E>
                     Prairie Parkway Study, Transportation System Improvement between  Interstate 80 (I-80) and Interstate 88 (I-88) Grundy, Kendall and Kane Counties, IL, 
                    <E T="03">Comment Period Ends:</E>
                     02/28/2007, 
                    <E T="03">Contact:</E>
                     Matt Fuller 217-492-4625.  Revision of FR Notice Published 11/17/2006: Extending Comment  Period from 01/16/2007 to 02/28/2007. 
                </FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060490, Draft EIS, OSM, 00,</E>
                     Black Mesa Project, Revisions to the Life-of-Mine Operation and  Reclamation for the Kayenta and Black Mesa Surface-Coal Mining Operations, Right-of-Way Grant, Mohave, Navajo, Coconino and Yavapai Counties, AZ and Clark County, NV, 
                    <E T="03">Comment Period Ends:</E>
                     02/06/2007, 
                    <E T="03">Contact:</E>
                     Peter A. 
                    <PRTPAGE P="2513"/>
                    Rutledge 303-844-1400 Ext. 1440. Revision to FR Notice Published 12/01/2006: Extending Comment Period 01/22/2007 to 02/06/2007. 
                </FP>
                <FP SOURCE="FP-1">
                    <E T="03">EIS No. 20060542, Draft EIS, FRC, 00,</E>
                     Spokane River and Post Falls Hydroelectric Project, Applications for two New Licenses for Existing 14.75 (mw) Post Falls No. 12606 and 122.9 (mw) Spokane River No. 2545, Kootenai and  Benewah Counties, ID and Spokane, Lincoln and Stevens Counties,  WA, 
                    <E T="03">Comment Period Ends:</E>
                     03/06/2007, 
                    <E T="03">Contact:</E>
                     John Blair 202-502-6092.  Revision of FR Notice Published 01/05/2007: Correction to Comment Period from 02/20/2007 to 03/06/2007. 
                </FP>
                <SIG>
                    <DATED>Dated: January 16, 2007. </DATED>
                    <NAME>Clifford Rader, </NAME>
                    <TITLE>Environmental Protection Specialist,  Office of Federal Activities.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-695 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6560-50-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <DEPDOC>[FRL-8271-1] </DEPDOC>
                <SUBJECT>Proposed CERCLA Administrative Order on Consent for the Bountiful 5 Points PCE Plume Site, Bountiful, Davis County, UT</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for public comment. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        In accordance with the requirements of section 122(i) of the Comprehensive Environmental Response, Compensation, and Liability Act, as amended (“CERCLA”), 42 U.S.C. 9622(I), notice is hereby given of a proposed Administrative Order on Consent (“AOC”) settlement under sections 104, 106(a), 107, and 122 of CERCLA, 42 U.S.C. 9604, 9606(a), 9607, and 9622, between EPA and Your Valet Cleaners, Inc. (“Respondent”) regarding Your Valet Cleaners' facility (the “Facility”). The property which is the subject of this proposed AOC is a parcel of land approximately 
                        <FR>1/8</FR>
                         acre in size and is located at 1501 South Main Street in Bountiful, Davis County, Utah, defined by EPA as the Bountiful 5 Points PCE Plume Site (“Site”). This AOC settlement proposes to compromise a claim the United States has at this Site for Past and Future Response Costs, as those terms are defined in the AOC. Respondent is the owner of a parcel of land which has been impacted by business operations at the Facility and which lies within the defined boundaries of the Site. Under the terms of the proposed AOC, Your Valet Cleaners, Inc. agrees to immediately pay $10,000 to EPA in settlement of its liability for Past Response Costs incurred at the Site, use best efforts to recover (under relevant insurance policies) funds to reimburse additional Past Response Costs of $46,031.93, and to pay Future Response Costs EPA incurs in overseeing the work Respondent has agreed to perform under the AOC. In exchange, Respondent will be granted covenants not to sue under sections 106 and 107(a) of CERCLA, 42 U.S.C. 9606 and 9607(a), in regards to reimbursement of Past and Future Response Costs.
                    </P>
                    <P>
                        <E T="03">Opportunity for Comment:</E>
                         For thirty (30) days following the date of publication of this notice, the Agency will consider all comments received on the Payment of Response Costs portion of the Settlement only (Section XV) and may modify or withdraw its consent to that portion of the AOC, if comments received disclose facts or considerations which indicate that the settlement is inappropriate, improper, or inadequate. The Agency's response to any comments received will be available for public inspection at the EPA Superfund Record Center, 1595 Wynkoop Street, 2nd Floor, in Denver, Colorado.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Comments must be submitted on or before February 20, 2007.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The proposed settlement and additional background information relating to the settlement are available for public inspection at the EPA Superfund Records Center, 1595 Wynkoop Street, 2nd Floor, in Denver, Colorado. Comments and requests for a copy of the proposed settlement should be addressed to Carol Pokorny, Enforcement Specialist (8ENF-RC), Technical Enforcement Program, U.S. Environmental Protection Agency, 1595 Wynkoop Street, Denver, Colorado 80202-1129, and should reference the Your Valet Cleaners AOC for the Bountiful 5 Points PCE Plume Site in Bountiful, Davis County, Utah.</P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Carol Pokorny, Enforcement Specialist (8ENF-RC), Technical Enforcement Program, U.S. Environmental Protection Agency, 1595 Wynkoop Street, Denver, Colorado 80202-1129, (303) 312-6970.</P>
                    <SIG>
                        <DATED>Dated: January 10, 2007.</DATED>
                        <NAME>Eddie A. Sierra, </NAME>
                        <TITLE>Acting Assistant Regional Administrator, Office of Enforcement, Compliance and Environmental Justice, Region 8.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. 07-202 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">ENVIRONMENTAL PROTECTION AGENCY</AGENCY>
                <DEPDOC>[EPA-HQ-OPPT-2006-1017; FRL-8111-5]</DEPDOC>
                <SUBJECT>Certain New Chemicals; Receipt and Status Information</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Environmental Protection Agency (EPA).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Section 5 of the Toxic Substances Control Act (TSCA) requires any person who intends to manufacture (defined by statute to include import) a new chemical (i.e., a chemical not on the TSCA Inventory) to notify EPA and comply with the statutory provisions pertaining to the manufacture of new chemicals. Under sections 5(d)(2) and 5(d)(3) of TSCA, EPA is required to publish a notice of receipt of a premanufacture notice (PMN) or an application for a test marketing exemption (TME), and to publish periodic status reports on the chemicals under review and the receipt of notices of commencement to manufacture those chemicals. This status report, which covers the period from November 13, 2006 to December 8, 2006, consists of the PMNs and TMEs, both pending or expired, and the notices of commencement to manufacture a new chemical that the Agency has received under TSCA section 5 during this time period.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P> Comments identified by the specific PMN number or TME number, must be received on or before February 20, 2007.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES</HD>
                    :
                    <P> Submit your comments, identified by docket identification (ID) no. EPA-HQ-OPPT-2006-1017, by one of the following methods.</P>
                    <P>
                        • 
                        <E T="03">Federal eRulemaking Portal</E>
                        : 
                        <E T="03">http://www.regulations.gov</E>
                        . Follow the on-line instructions for submitting comments.
                    </P>
                    <P>
                        • 
                        <E T="03">Mail</E>
                        : Document Control Office (7407M), Office of Pollution Prevention and Toxics (OPPT), Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001.
                    </P>
                    <P>
                        • 
                        <E T="03">Hand Delivery</E>
                        : OPPT Document Control Office (DCO, EPA East Bldg., Rm. 6428, 1201 Constitution Ave., NW., Washington, DC. Attention: Docket ID number EPA-HQ-OPPT-2006-1017. The DCO is open from 8 a.m. to 4 p.m., Monday through Friday, excluding legal holidays. The telephone number for the DCO is (202) 564-8930. Such deliveries are only accepted during the Docket's normal hours of operation, and special arrangements should be made for deliveries of boxed information.
                    </P>
                    <P>
                        <E T="03">Instructions</E>
                        : Direct your comments to docket ID number EPA-HQ-OPPT-
                        <PRTPAGE P="2514"/>
                        2006-1017. EPA's policy is that all comments received will be included in the public docket without change and may be made available online at 
                        <E T="03"> http://www.regulations.gov</E>
                        , including any personal information provided, unless the comment includes information claimed to be Confidential Business Information (CBI) or other information whose disclosure is restricted by statute. Do not submit information that you consider to be CBI or otherwise protected through regulations.gov or e-mail. The regulations.gov website is an “anonymous access” systems, which means EPA will not know your identity or contact information unless you provide it in the body of your comment. If you send an e-mail comment directly to EPA without going through regulations.gov your e-mail address will be automatically captured and included as part of the comment that is placed in the public docket and made available on the Internet. If you submit an electronic comment, EPA recommends that you include your name and other contact information in the body of your comment and with any disk or CD ROM you submit. If EPA cannot read your comment due to technical difficulties and cannot contact you for clarification, EPA may not be able to consider your comment. Electronic files should avoid the use of special characters, any form of encryption, and be free of any defects or viruses.
                    </P>
                    <P>
                        <E T="03">Docket</E>
                        : All documents in the docket are listed in the docket's index available at 
                        <E T="03">http://www.regulations.gov</E>
                        . Although listed in the index, some information is not publicly available, e.g., CBI or other information whose disclosure is restricted by statute. Certain other material, such as copyrighted material, will be publicly available only in hard copy. Publicly available docket materials are available electronically at 
                        <E T="03">http://www.regulations.gov</E>
                        , or, if only available in hard copy, at the OPPT Docket. The OPPT Docket is located in the EPA Docket Center (EPA/DC) at Rm. 3334, EPA West Bldg., 1301 Constitution Ave., NW., Washington, DC. The EPA/DC Public Reading Room hours of operation are 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding Federal holidays. The telephone number of the EPA/DC Public Reading Room is (202) 566-1744, and the telephone number for the OPPT Docket is (202) 566-0280. Docket visitors are required to show photographic identification, pass through a metal detector, and sign the EPA visitor log. All visitor bags are processed through an X-ray machine and subject to search. Visitors will be provided an EPA/DC badge that must be visible at all times in the building and returned upon departure.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                         Colby Lintner, Regulatory Coordinator, Environmental Assistance Division, Office of Pollution Prevention and Toxics (7408M), Environmental Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-0001; telephone number: (202) 554-1404; e-mail address: 
                        <E T="03">TSCA-Hotline@epa.gov</E>
                        .
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. General Information</HD>
                <HD SOURCE="HD2">A. Does this Action Apply to Me?</HD>
                <P>
                    This action is directed to the public in general. As such, the Agency has not attempted to describe the specific entities that this action may apply to. Although others may be affected, this action applies directly to the submitter of the premanufacture notices addressed in the action. If you have any questions regarding the applicability of this action to a particular entity, consult the person listed under 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                    .
                </P>
                <HD SOURCE="HD2">B. What Should I Consider as I Prepare My Comments for EPA?</HD>
                <P>
                    1. 
                    <E T="03">Submitting CBI</E>
                    . Do not submit this information to EPA through regulations.gov or e-mail. Clearly mark the part or all of the information that you claim to be CBI. For CBI information in a disk or CD ROM that you mail to EPA, mark the outside of the disk or CD ROM as CBI and then identify electronically within the disk or CD ROM the specific information that is claimed CBI). In addition to one complete version of the comment that includes information claimed as CBI, a copy of the comment that does not contain the information claimed as CBI must be submitted for inclusion in the public docket. Information so marked will not be disclosed except in accordance with procedures set forth in 40 CFR part 2.
                </P>
                <P>
                    2. 
                    <E T="03">Tips for preparing your comments</E>
                    . When submitting comments, remember to:
                </P>
                <P>
                    i. Identify the document by docket number and other identifying information (subject heading, 
                    <E T="04">Federal Register</E>
                     date and page number).
                </P>
                <P>ii. Follow directions - The agency may ask you to respond to specific questions or organize comments by referencing a Code of Federal Regulations (CFR) part or section number.</P>
                <P>iii. Explain why you agree or disagree; suggest alternatives and substitute language for your requested changes.</P>
                <P>iv. Describe any assumptions and provide any technical information and/or data that you used.</P>
                <P>v. If you estimate potential costs or burdens, explain how you arrived at the estimate.</P>
                <P>vi. Provide specific examples to illustrate your concerns, and suggested alternatives.</P>
                <P>vii. Explain your views as clearly as possible, avoiding the use of profanity or personal threats.</P>
                <P>viii. Make sure to submit your comments by the comment period deadline identified.</P>
                <HD SOURCE="HD1">II. Why is EPA Taking this Action?</HD>
                <P>Section 5 of TSCA requires any person who intends to manufacture (defined by statute to include import) a new chemical (i.e., a chemical not on the TSCA Inventory to notify EPA and comply with the statutory provisions pertaining to the manufacture of new chemicals. Under sections 5(d)(2) and 5(d)(3) of TSCA, EPA is required to publish a notice of receipt of a PMN or an application for a TME and to publish periodic status reports on the chemicals under review and the receipt of notices of commencement to manufacture those chemicals. This status report, which covers the period from November 13, 2006 to December 8, 2006, consists of the PMNs and TMEs, both pending or expired, and the notices of commencement to manufacture a new chemical that the Agency has received under TSCA section 5 during this time period.</P>
                <HD SOURCE="HD1">III. Receipt and Status Report for PMNs and TMEs</HD>
                <P>This status report identifies the PMNs and TMEs, both pending or expired, and the notices of commencement to manufacture a new chemical that the Agency has received under TSCA section 5 during this time period. If you are interested in information that is not included in the following tables, you may contact EPA as described in Unit II. to access additional non-CBI information that may be available.</P>
                <P>
                    In Table I of this unit, EPA provides the following information (to the extent that such information is not claimed as CBI) on the PMNs received by EPA during this period: the EPA case number assigned to the PMN; the date the PMN was received by EPA; the projected end date for EPA's review of the PMN; the submitting manufacturer; the potential uses identified by the manufacturer in the PMN; and the chemical identity.
                    <PRTPAGE P="2515"/>
                </P>
                <GPOTABLE COLS="6" OPTS="L2,i1" CDEF="s25,r20,r20,r45,r75,r75">
                    <TTITLE>
                        <E T="04">I. 41 Premanufacture Notices Received From: 11/13/06 to 12/08/06</E>
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">Case No.</CHED>
                        <CHED H="1">Received Date</CHED>
                        <CHED H="1">Projected Notice End Date</CHED>
                        <CHED H="1">Manufacturer/Importer</CHED>
                        <CHED H="1">Use</CHED>
                        <CHED H="1">Chemical</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0087</ENT>
                        <ENT O="xl">11/13/06</ENT>
                        <ENT O="xl">02/10/07</ENT>
                        <ENT O="xl">CBI</ENT>
                        <ENT O="xl">(G) Open, non-dispersive treatment</ENT>
                        <ENT O="xl">(G) Partially fluorinated condensation polymer</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0088</ENT>
                        <ENT O="xl">11/13/06</ENT>
                        <ENT O="xl">02/10/07</ENT>
                        <ENT O="xl">CBI</ENT>
                        <ENT O="xl">(S) Rubber elastomer</ENT>
                        <ENT O="xl">(G) Tdi/ppg ether prepolymer</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0089</ENT>
                        <ENT O="xl">11/14/06</ENT>
                        <ENT O="xl">02/11/07</ENT>
                        <ENT O="xl">CBI</ENT>
                        <ENT O="xl">(S) A component in ultraviolet light/electron beam curable formulations</ENT>
                        <ENT O="xl">(G) Aliphatic acid, polymer with 2-ethyl-2-(hydroxymethyl)-1,3-propanediol and 2-methyl-1,3-propanediol, 2-propenoate</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0090</ENT>
                        <ENT O="xl">11/15/06</ENT>
                        <ENT O="xl">02/12/07</ENT>
                        <ENT O="xl">CBI</ENT>
                        <ENT O="xl">(S) Aliphatic urethane acrylate oligomer used in ink and coating manufacturing.</ENT>
                        <ENT O="xl">(G) Aliphatic urethane acrylate oligomer</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0091</ENT>
                        <ENT O="xl">11/15/06</ENT>
                        <ENT O="xl">02/12/07</ENT>
                        <ENT O="xl">Ge water and process technologies</ENT>
                        <ENT O="xl">(S) Scale control agent for water treatment</ENT>
                        <ENT O="xl">(G) Acrylate copolymer</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0092</ENT>
                        <ENT O="xl">11/16/06</ENT>
                        <ENT O="xl">02/13/07</ENT>
                        <ENT O="xl">Reichhold Inc.</ENT>
                        <ENT O="xl">(S) Styrene replacement in polyester resin blends</ENT>
                        <ENT O="xl">(G) Alkanediols, polymer with dicarboxylic acid, reacted with unsaturated carboxylic acid</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0093</ENT>
                        <ENT O="xl">11/16/06</ENT>
                        <ENT O="xl">02/13/07</ENT>
                        <ENT O="xl">Cytec Industries Inc.</ENT>
                        <ENT O="xl">(G) Antioxidant for fibers and plastics</ENT>
                        <ENT O="xl">(G) Phenolic antioxidant</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0094</ENT>
                        <ENT O="xl">11/16/06</ENT>
                        <ENT O="xl">02/13/07</ENT>
                        <ENT O="xl">Xerox Corporation</ENT>
                        <ENT O="xl">(G) Destructive use (site limited intermediate)</ENT>
                        <ENT O="xl">(G) Anthranilate</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0095</ENT>
                        <ENT O="xl">11/16/06</ENT>
                        <ENT O="xl">02/13/07</ENT>
                        <ENT O="xl">Xerox Corporation</ENT>
                        <ENT O="xl">(G) Open, non-dispersive use as a constituent in solid, crayon like inks for computer printers</ENT>
                        <ENT O="xl">(G) Substituted pyridone</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0096</ENT>
                        <ENT O="xl">11/17/06</ENT>
                        <ENT O="xl">02/14/07</ENT>
                        <ENT O="xl">CBI</ENT>
                        <ENT O="xl">(G) Component of foam</ENT>
                        <ENT O="xl">(G) Fatty acid polymer with aliphatic diol and aromatic diacid</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0097</ENT>
                        <ENT O="xl">11/17/06</ENT>
                        <ENT O="xl">02/14/07</ENT>
                        <ENT O="xl">Eastman Kodak Company</ENT>
                        <ENT O="xl">(S) Export</ENT>
                        <ENT O="xl">(S) 2-propenoic acid, 2-methyl-, butyl ester, polymer with ethenylbenzene and 2-sulfoethyl 2-methyl-2-propenoate, ammonium salt</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0098</ENT>
                        <ENT O="xl">11/17/06</ENT>
                        <ENT O="xl">02/14/07</ENT>
                        <ENT O="xl">CBI</ENT>
                        <ENT O="xl">(G) Component of foam</ENT>
                        <ENT O="xl">(G) Fatty acid polymer with aliphatic diol and aromatic diacid</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0099</ENT>
                        <ENT O="xl">11/20/06</ENT>
                        <ENT O="xl">02/17/07</ENT>
                        <ENT O="xl">Cytec Surface Specialties Inc.</ENT>
                        <ENT O="xl">(G) Intermediate polymer for coatings</ENT>
                        <ENT O="xl">(G) Substituted carbopolycycle, polymer with substituted alkane and trialkylene glycol, substituted epoxy alkyl ester</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0100</ENT>
                        <ENT O="xl">11/20/06</ENT>
                        <ENT O="xl">02/17/07</ENT>
                        <ENT O="xl">CIBA Specialty Chemicals Corporation</ENT>
                        <ENT O="xl">(S) Pigment for printing ink used in time-temperature indicator labeling</ENT>
                        <ENT O="xl">(G) 1′-[(4-fluorophenyl)methyl]-1′,3′-dihydro-8-methoxy-3′,3′-dimethyl-6-nitro aromatic substituted indole</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0101</ENT>
                        <ENT O="xl">11/20/06</ENT>
                        <ENT O="xl">02/17/07</ENT>
                        <ENT O="xl">CBI</ENT>
                        <ENT O="xl">(S) Component for biodiesel additive</ENT>
                        <ENT O="xl">(G) Alkoxylate polymer</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0102</ENT>
                        <ENT O="xl">11/21/06</ENT>
                        <ENT O="xl">02/18/07</ENT>
                        <ENT O="xl">Huntsman International, LLC</ENT>
                        <ENT O="xl">(S) Exhaust dyeing of cotton fabric; pad batch dyeing of cotton fabric</ENT>
                        <ENT O="xl">(G) Substituted phenyl amino substituted triazine reaction product with naphthalenesulfonic acid azo naphthalenesulfonic acid amino substituted triazine amino alkyl compound</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0103</ENT>
                        <ENT O="xl">11/20/06</ENT>
                        <ENT O="xl">02/17/07</ENT>
                        <ENT O="xl">CBI</ENT>
                        <ENT O="xl">(S) Fluorescent brightener for use in cellulosic paper applications</ENT>
                        <ENT O="xl">(G) Substituted benzene sulfonic acid, salt reaction product with phenylamine and amino alcohol and substituted propaneamide compounds with amino alcohol</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0104</ENT>
                        <ENT O="xl">11/20/06</ENT>
                        <ENT O="xl">02/17/07</ENT>
                        <ENT O="xl">CPH Services</ENT>
                        <ENT O="xl">(S) Plasticizer for bio-resin polymers</ENT>
                        <ENT O="xl">(G) Mixed esters of diacids with alcohols and acid-alcohols</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0105</ENT>
                        <ENT O="xl">11/20/06</ENT>
                        <ENT O="xl">02/17/07</ENT>
                        <ENT O="xl">CPH Services</ENT>
                        <ENT O="xl">(S) Plasticizer for bio-resin polymers</ENT>
                        <ENT O="xl">(G) Mixed esters of diacids with alcohols and acid-alcohols</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0106</ENT>
                        <ENT O="xl">11/20/06</ENT>
                        <ENT O="xl">02/17/07</ENT>
                        <ENT O="xl">CPH Services</ENT>
                        <ENT O="xl">(S) Plasticizer for bio-resin polymers</ENT>
                        <ENT O="xl">(G) Mixed esters of diacids with alcohols and acid-alcohols</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0107</ENT>
                        <ENT O="xl">11/27/06</ENT>
                        <ENT O="xl">02/24/07</ENT>
                        <ENT O="xl">CBI</ENT>
                        <ENT O="xl">(G) Polymer additive</ENT>
                        <ENT O="xl">(G) Biphenyl substituted benzopyran</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0108</ENT>
                        <ENT O="xl">11/22/06</ENT>
                        <ENT O="xl">02/19/07</ENT>
                        <ENT O="xl">CBI</ENT>
                        <ENT O="xl">(G) Colorant raw material</ENT>
                        <ENT O="xl">(G) 1,1-diacidsubstituted -4-aminobutanol, monosodium salt</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0109</ENT>
                        <ENT O="xl">11/22/06</ENT>
                        <ENT O="xl">02/19/07</ENT>
                        <ENT O="xl">Marshallton Research Laboratories, Inc.</ENT>
                        <ENT O="xl">(G) Chemical intermediate - destructive use</ENT>
                        <ENT O="xl">(G) Iodoalkyl substituted catechol</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0110</ENT>
                        <ENT O="xl">11/22/06</ENT>
                        <ENT O="xl">02/19/07</ENT>
                        <ENT O="xl">Marshallton Research Laboratories, Inc.</ENT>
                        <ENT O="xl">(G) Chemical intermediate - destructive use</ENT>
                        <ENT O="xl">(G) Calixarene</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0111</ENT>
                        <ENT O="xl">11/22/06</ENT>
                        <ENT O="xl">02/19/07</ENT>
                        <ENT O="xl">Marshallton Research Laboratories, Inc.</ENT>
                        <ENT O="xl">(G) Extractant for ions</ENT>
                        <ENT O="xl">(G) Alkylcatechol-substituted calixarene</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0112</ENT>
                        <ENT O="xl">11/27/06</ENT>
                        <ENT O="xl">02/24/07</ENT>
                        <ENT O="xl">Marshallton Research Laboratories Inc.</ENT>
                        <ENT O="xl">(G) Chemical intermediate - destructive use</ENT>
                        <ENT O="xl">(G) Substituted catechol</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0113</ENT>
                        <ENT O="xl">11/27/06</ENT>
                        <ENT O="xl">02/24/07</ENT>
                        <ENT O="xl">Marshallton Research Laboratories Inc.</ENT>
                        <ENT O="xl">(G) Chemical intermediate - destructive use</ENT>
                        <ENT O="xl">(G) Chloroalkyl substituted catechol</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0114</ENT>
                        <ENT O="xl">11/27/06</ENT>
                        <ENT O="xl">02/24/07</ENT>
                        <ENT O="xl">Marshallton Research Laboratories Inc.</ENT>
                        <ENT O="xl">(G) Solvent additive - solublizing agent</ENT>
                        <ENT O="xl">(G) Arylated glycerol</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="2516"/>
                        <ENT I="01" O="xl">P-07-0115</ENT>
                        <ENT O="xl">11/22/06</ENT>
                        <ENT O="xl">02/19/07</ENT>
                        <ENT O="xl">CBI</ENT>
                        <ENT O="xl">(S) Hydraulic fluid component</ENT>
                        <ENT O="xl">(G) Branched alcohol alkoxylate</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0116</ENT>
                        <ENT O="xl">11/27/06</ENT>
                        <ENT O="xl">02/24/07</ENT>
                        <ENT O="xl">Marshallton Research Laboratories Inc.</ENT>
                        <ENT O="xl">(G) Chemical intermediate - destructive use</ENT>
                        <ENT O="xl">(G) Alkyl glycidyl ether</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0117</ENT>
                        <ENT O="xl">12/04/06</ENT>
                        <ENT O="xl">03/03/07</ENT>
                        <ENT O="xl">Cytec Surface Specialties Inc.</ENT>
                        <ENT O="xl">(G) Coatings resin</ENT>
                        <ENT O="xl">(G) Acrylated aliphatic polyurethane</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0118</ENT>
                        <ENT O="xl">12/04/06</ENT>
                        <ENT O="xl">03/03/07</ENT>
                        <ENT O="xl">Henkel Corporation</ENT>
                        <ENT O="xl">(S) Component in solder paste formulations</ENT>
                        <ENT O="xl">
                            (S) 1,3,5-triazine-2,4,6(1
                            <E T="03">h</E>
                            ,3
                            <E T="03">h</E>
                            ,5
                            <E T="03">h</E>
                            )-trione, 1,3,5-tris(2,3-dibromopropyl)-
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0119</ENT>
                        <ENT O="xl">12/04/06</ENT>
                        <ENT O="xl">03/03/07</ENT>
                        <ENT O="xl">Boulder Scientific Company</ENT>
                        <ENT O="xl">(S) Chemical intermediate</ENT>
                        <ENT O="xl">(S) Magnesium, bromocyclopropyl-*</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0120</ENT>
                        <ENT O="xl">12/05/06</ENT>
                        <ENT O="xl">03/04/07</ENT>
                        <ENT O="xl">3M Company</ENT>
                        <ENT O="xl">(G) Chemical intermediate</ENT>
                        <ENT O="xl">(G) Diethylene glycol ether phthalate</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0121</ENT>
                        <ENT O="xl">12/05/06</ENT>
                        <ENT O="xl">03/04/07</ENT>
                        <ENT O="xl">CBI</ENT>
                        <ENT O="xl">(G) Non-dispersive use</ENT>
                        <ENT O="xl">(G) Epoxy-amine adduct salt</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0122</ENT>
                        <ENT O="xl">12/06/06</ENT>
                        <ENT O="xl">03/05/07</ENT>
                        <ENT O="xl">CBI</ENT>
                        <ENT O="xl">(G) Plastic film additive</ENT>
                        <ENT O="xl">(G) Glycerol fatty acid ester</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0123</ENT>
                        <ENT O="xl">12/08/06</ENT>
                        <ENT O="xl">03/07/07</ENT>
                        <ENT O="xl">Hi-tech Color Inc.</ENT>
                        <ENT O="xl">(S) Binder for printing ink</ENT>
                        <ENT O="xl">
                            (S) 2-oxepanone, homopolymer, ester with 1,2-ethanediol (2:1), polymer with 5-amino-1,3,3-trimethylcyclohexanemethanamine, .alpha.-hydro-.omega.-hydroxypoly(oxy-1,4-butanediyl) and 5-isocyanato-1-(isocyanatomethyl)-1,3,3-trimethylcyclohexane, 
                            <E T="03">N</E>
                            -butyl-1-butanamine-blocked
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0124</ENT>
                        <ENT O="xl">12/08/06</ENT>
                        <ENT O="xl">03/07/07</ENT>
                        <ENT O="xl">Hi-tech Color Inc.</ENT>
                        <ENT O="xl">(S) Vehicle of paints on pvc sheet for car interior construction; vehicle of paints on tpo sheet for car interior construction</ENT>
                        <ENT O="xl">(S) Siloxanes and silicones, di-me, 3-(2-hydroxyethoxy)propyl group-terminated, polymers with 5-amino-1,3,3-trimethylcyclohexanemethanamine, di-et carbonate, 1,6-hexanediol and 1,1′-methylenebis[4-isocyanatocyclohexane], me et ketone oxime-blocked</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0125</ENT>
                        <ENT O="xl">12/06/06</ENT>
                        <ENT O="xl">03/05/07</ENT>
                        <ENT O="xl">Werner G. Smith, Inc.</ENT>
                        <ENT O="xl">(S) Metal working lubricant</ENT>
                        <ENT O="xl">(S) 1,2,3-propanetricarboxylic acid, 2-hydroxy-, mixed 4-methyl-2-propylhexyl and 5-methyl-2-propylhexyl and 2-propylheptyl triesters*</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0126</ENT>
                        <ENT O="xl">12/07/06</ENT>
                        <ENT O="xl">03/06/07</ENT>
                        <ENT O="xl">Clayton Corp.</ENT>
                        <ENT O="xl">(S) Polyurethane foam sealant</ENT>
                        <ENT O="xl">(G) Mdi based prepolymer</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-07-0127</ENT>
                        <ENT O="xl">12/08/06</ENT>
                        <ENT O="xl">03/07/07</ENT>
                        <ENT O="xl">CBI</ENT>
                        <ENT O="xl">(G) Adhesives</ENT>
                        <ENT O="xl">(G) Acrylic copolymer</ENT>
                    </ROW>
                </GPOTABLE>
                <P>In Table II of this unit, EPA provides the following information (to the extent that such information is not claimed as CBI) on the TMEs received:</P>
                <GPOTABLE COLS="6" OPTS="L2,i1" CDEF="s25,r20,r20,r45,r75,r75">
                    <TTITLE>
                        <E T="04">II. 4 Test Marketing Exemption Notices Received From: 11/13/06 to 12/08/06</E>
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">Case No.</CHED>
                        <CHED H="1">Received Date</CHED>
                        <CHED H="1">Projected Notice End Date</CHED>
                        <CHED H="1">Manufacturer/Importer</CHED>
                        <CHED H="1">Use</CHED>
                        <CHED H="1">Chemical</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01" O="xl">T-07-0002</ENT>
                        <ENT O="xl">11/16/06</ENT>
                        <ENT O="xl">12/30/06</ENT>
                        <ENT O="xl">Forbo Adhesives, LLC</ENT>
                        <ENT O="xl">(G) Holt melt adhesive</ENT>
                        <ENT O="xl">(G) Isocyanate functional polyester urethane polymer</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">T-07-0003</ENT>
                        <ENT O="xl">11/20/06</ENT>
                        <ENT O="xl">01/03/07</ENT>
                        <ENT O="xl">Cytec Surface Specialties Inc.</ENT>
                        <ENT O="xl">(G) Intermediate polymer for coatings</ENT>
                        <ENT O="xl">(G) Substituted carbopolycycle, polymer with substituted alkane and trialkylene glycol, substituted epoxy alkyl ester</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">T-07-0004</ENT>
                        <ENT O="xl">11/16/06</ENT>
                        <ENT O="xl">12/30/06</ENT>
                        <ENT O="xl">Cytec Industries Inc.</ENT>
                        <ENT O="xl">(G) Antioxidant for fibers and plastics</ENT>
                        <ENT O="xl">(G) Phenolic antioxidant</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">T-07-0005</ENT>
                        <ENT O="xl">12/04/06</ENT>
                        <ENT O="xl">01/17/07</ENT>
                        <ENT O="xl">Cytec Surface Specialties Inc.</ENT>
                        <ENT O="xl">(G) Coatings resin</ENT>
                        <ENT O="xl">(G) Acrylated aliphatic polyurethane</ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    In Table III of this unit, EPA provides the following information (to the extent that such information is not claimed as CBI) on the Notices of Commencement to manufacture received:
                    <PRTPAGE P="2517"/>
                </P>
                <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="s25,r20,r20,r95">
                    <TTITLE>
                        <E T="04">III. 34 Notices of Commencement From: 11/13/06 to 12/08/00</E>
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">Case No.</CHED>
                        <CHED H="1">Received Date</CHED>
                        <CHED H="1">Commencement Notice End Date</CHED>
                        <CHED H="1">Chemical</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01" O="xl">P-00-0789</ENT>
                        <ENT O="xl">11/29/06</ENT>
                        <ENT O="xl">03/09/06</ENT>
                        <ENT O="xl">(S) 1,4-benzedicarboxylic acid, dimethy ester, polymer with 1,4-butanediol, cyclized</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-03-0659</ENT>
                        <ENT O="xl">11/13/06</ENT>
                        <ENT O="xl">10/16/06</ENT>
                        <ENT O="xl">
                            (S) Poly(oxy-1,2-ethanediyl), .alpha.-hydro-.omega.-hydroxy-, mono C
                            <E T="52">8-10</E>
                            -alkyl ethers, ethers with 1,2-dodecanediol (1:1)
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-03-0845</ENT>
                        <ENT O="xl">11/22/06</ENT>
                        <ENT O="xl">11/03/06</ENT>
                        <ENT O="xl">(S) 7-tetradecen-2-one, (7z)-</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-03-0846</ENT>
                        <ENT O="xl">11/24/06</ENT>
                        <ENT O="xl">11/08/06</ENT>
                        <ENT O="xl">(G) Mono-halo-substituted alkyne</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-03-0848</ENT>
                        <ENT O="xl">11/24/06</ENT>
                        <ENT O="xl">11/08/06</ENT>
                        <ENT O="xl">(G) Mono-halo-substituted alkyne</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-04-0899</ENT>
                        <ENT O="xl">11/14/06</ENT>
                        <ENT O="xl">03/03/05</ENT>
                        <ENT O="xl">(S) Sunflower oil, ester with pentaerythritol</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-04-0909</ENT>
                        <ENT O="xl">11/29/06</ENT>
                        <ENT O="xl">11/10/06</ENT>
                        <ENT O="xl">(G) 1-(2vinyloxyethoxy) ethyl acrylate</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-05-0434</ENT>
                        <ENT O="xl">11/21/06</ENT>
                        <ENT O="xl">09/09/06</ENT>
                        <ENT O="xl">(G) Carboxyalkenyl, telomer with mercaptoalkylol and sulfoalkyl-aminocarbonylalkenyl, ammonium salt</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-05-0435</ENT>
                        <ENT O="xl">11/21/06</ENT>
                        <ENT O="xl">09/09/06</ENT>
                        <ENT O="xl">(G) Alkylaminium, salt with mercaptoalkylol, telmoer with sulfoalkyl-aminocarbonylalkenyl and carboxyalkenyl</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-05-0443</ENT>
                        <ENT O="xl">11/28/06</ENT>
                        <ENT O="xl">11/16/06</ENT>
                        <ENT O="xl">
                            (G) 2-propenoic acid, 2-methyl-, c
                            <E T="52">12-15</E>
                            -branched and linear alkyl esters, polymers with alkenylamide and 2-ethylhexyl methacrylate
                        </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-05-0517</ENT>
                        <ENT O="xl">11/28/06</ENT>
                        <ENT O="xl">11/20/06</ENT>
                        <ENT O="xl">(G) Alkyl methacrylate esters telomers with alkylmethacrylamide, 1-dodecanethiol, tert-bu 2-ethylhexaneperoxoate-initiated</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-05-0776</ENT>
                        <ENT O="xl">11/20/06</ENT>
                        <ENT O="xl">10/27/06</ENT>
                        <ENT O="xl">(G) (ethanone, 1-halocycloalkyl-)</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-05-0793</ENT>
                        <ENT O="xl">11/15/06</ENT>
                        <ENT O="xl">05/19/06</ENT>
                        <ENT O="xl">(G) Amino polyether prepolymer ester</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0151</ENT>
                        <ENT O="xl">11/28/06</ENT>
                        <ENT O="xl">10/31/06</ENT>
                        <ENT O="xl">(G) Quadruplicate copolymer from 1,3-butadiene and ethenylbenzene and trimethylolpropane trimethacrylate and 2-propenoic acid, 2-methyl; 2-hydroxyethyl ester</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0163</ENT>
                        <ENT O="xl">11/22/06</ENT>
                        <ENT O="xl">10/17/06</ENT>
                        <ENT O="xl">(S) Extractives and their physically modified derivatives. zingiber purpureum, zingiberaceae. Oil, ginger, zingiber purpureum</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0344</ENT>
                        <ENT O="xl">11/17/06</ENT>
                        <ENT O="xl">10/23/06</ENT>
                        <ENT O="xl">(G) Mixed metal oxide complex</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0369</ENT>
                        <ENT O="xl">11/16/06</ENT>
                        <ENT O="xl">11/01/06</ENT>
                        <ENT O="xl">(G) Mixed metal oxide complex</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0375</ENT>
                        <ENT O="xl">11/15/06</ENT>
                        <ENT O="xl">09/21/06</ENT>
                        <ENT O="xl">(G) Bis diamide</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0446</ENT>
                        <ENT O="xl">12/04/06</ENT>
                        <ENT O="xl">11/28/06</ENT>
                        <ENT O="xl">(G) Amine functional acrylic-styrene polymer</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0449</ENT>
                        <ENT O="xl">11/20/06</ENT>
                        <ENT O="xl">11/13/06</ENT>
                        <ENT O="xl">(S) Hexanedioic acid, mixed esters with 4-methyl-2-propyl-1-hexanol, pentaerythritol and 2-propyl-1-heptanol</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0514</ENT>
                        <ENT O="xl">12/07/06</ENT>
                        <ENT O="xl">11/10/06</ENT>
                        <ENT O="xl">(G) Al, mixed metal and alcohol complex</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0611</ENT>
                        <ENT O="xl">11/13/06</ENT>
                        <ENT O="xl">11/07/06</ENT>
                        <ENT O="xl">(G) Substituted carbohydrate</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0614</ENT>
                        <ENT O="xl">11/20/06</ENT>
                        <ENT O="xl">11/13/06</ENT>
                        <ENT O="xl">(G) Substituted benzylidene sorbitol</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0625</ENT>
                        <ENT O="xl">12/07/06</ENT>
                        <ENT O="xl">11/20/06</ENT>
                        <ENT O="xl">(G) Isocyanate-terminated alkyl alkoxy silane</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0627</ENT>
                        <ENT O="xl">11/24/06</ENT>
                        <ENT O="xl">10/31/06</ENT>
                        <ENT O="xl">(G) Styrene acryl polymer</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0636</ENT>
                        <ENT O="xl">11/27/06</ENT>
                        <ENT O="xl">11/21/06</ENT>
                        <ENT O="xl">(G) Polymer of unsaturated fatty acids with phenylalkylene polyamine, epoxy resin and polyether polyamine</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0648</ENT>
                        <ENT O="xl">11/16/06</ENT>
                        <ENT O="xl">11/13/06</ENT>
                        <ENT O="xl">(G) Sulfonated azo-naphthalene derivative, salt</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0661</ENT>
                        <ENT O="xl">12/07/06</ENT>
                        <ENT O="xl">11/28/06</ENT>
                        <ENT O="xl">(G) Naphthalenesulfonic acid salt, polymer with resorcinol, formaldehyde and phenol</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0674</ENT>
                        <ENT O="xl">11/20/06</ENT>
                        <ENT O="xl">10/31/06</ENT>
                        <ENT O="xl">(G) Alkene acrylate copolymer</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0691</ENT>
                        <ENT O="xl">11/27/06</ENT>
                        <ENT O="xl">11/01/06</ENT>
                        <ENT O="xl">(G) Derivatized triglycerides</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0721</ENT>
                        <ENT O="xl">12/05/06</ENT>
                        <ENT O="xl">11/21/06</ENT>
                        <ENT O="xl">(G) Benzaldehyde, polymer with substituted biphenyl and phenol</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0733</ENT>
                        <ENT O="xl">12/05/06</ENT>
                        <ENT O="xl">11/16/06</ENT>
                        <ENT O="xl">(G) Amines branched and linear alkyl</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-06-0740</ENT>
                        <ENT O="xl">12/04/06</ENT>
                        <ENT O="xl">11/20/06</ENT>
                        <ENT O="xl">(G) Polyglycol</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01" O="xl">P-95-1697</ENT>
                        <ENT O="xl">11/27/06</ENT>
                        <ENT O="xl">11/15/06</ENT>
                        <ENT O="xl">(G) Isocyanate-terminated polycarbonate polyurethane prepolymer</ENT>
                    </ROW>
                </GPOTABLE>
                <LSTSUB>
                    <HD SOURCE="HED">List of Subjects</HD>
                    <P>Environmental protection, Chemicals, Premanufacturer notices.</P>
                </LSTSUB>
                <SIG>
                    <DATED>Dated: January 9, 2007.</DATED>
                    <NAME>Geraldine Hilton,</NAME>
                    <TITLE>Acting Director, Information Management Division, Office of Pollution Prevention and Toxics.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-637 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6560-50-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">FEDERAL MINE SAFETY AND HEALTH REVIEW COMMISSION</AGENCY>
                <SUBJECT>Sunshine Act Meeting</SUBJECT>
                <DATE>January 8, 2007.</DATE>
                <PREAMHD>
                    <HD SOURCE="HED">TIME AND DATE:</HD>
                    <P>11 a.m., Thursday, January 18, 2007.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">PLACE:</HD>
                    <P>The Richard V. Backley Hearing Room, 9th Floor, 601 New Jersey Avenue, NW., Washington, DC.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">STATUS:</HD>
                    <P>Open.</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">MATTERS TO BE CONSIDERED:</HD>
                    <P>
                        The Commission will consider and act upon the following in open session: 
                        <E T="03">Secretary of Labor</E>
                         v. 
                        <E T="03">San Juan Coal Company</E>
                        , Docket No. CENT 2004-212. (Issues include whether the Administrative Law Judge correctly determined that the operator's violation of 30 CFR 75.400 was not caused by its unwarrantable failure to comply with the standard).
                    </P>
                    <P>Any person attending this oral argument who requires special accessibility features and/or auxiliary aids, such as sign language interpreters, must inform the Commission in advance of those needs. Subject to 29 CFR 2706.150(a)(3) and 2706.160(d).</P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Jean Ellen, (202) 434-9950/(202) 708-9300 for TDD Relay/1-800-877-8339 for toll free.</P>
                </PREAMHD>
                <SIG>
                    <NAME>Jean H. Ellen,</NAME>
                    <TITLE>Chief Docket Clerk.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 07-230 Filed 1-17-07; 11:46 am]</FRDOC>
            <BILCOD>BILLING CODE 6735-01-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="2518"/>
                <AGENCY TYPE="S">FEDERAL RESERVE SYSTEM</AGENCY>
                <SUBJECT>Formations of, Acquisitions by, and Mergers of Bank Holding Companies</SUBJECT>
                <P>
                    The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 
                    <E T="03">et seq.</E>
                    ) (BHC Act), Regulation Y (12 CFR Part 225), and all other applicable statutes and regulations to become a bank holding company and/or to acquire the assets or the ownership of, control of, or the power to vote shares of a bank or bank holding company and all of the banks and nonbanking companies owned by the bank holding company, including the companies listed below.
                </P>
                <P>
                    The applications listed below, as well as other related filings required by the Board, are available for immediate inspection at the Federal Reserve Bank indicated. The application also will be available for inspection at the offices of the Board of Governors. Interested persons may express their views in writing on the standards enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with the standards in section 4 of the BHC Act (12 U.S.C. 1843). Unless otherwise noted, nonbanking activities will be conducted throughout the United States. Additional information on all bank holding companies may be obtained from the National Information Center website at 
                    <E T="03">www.ffiec.gov/nic/</E>
                    .
                </P>
                <P>Unless otherwise noted, comments regarding each of these applications must be received at the Reserve Bank indicated or the offices of the Board of Governors not later than February 12, 2007.</P>
                <P/>
                <P>
                    <E T="04">A. Federal Reserve Bank of Atlanta</E>
                     (Andre Anderson, Vice President) 1000 Peachtree Street, NE., Atlanta, Georgia 30303:
                </P>
                <P>
                    <E T="03">1. ATB Management, LLC</E>
                    , Birmingham, Alabama; to become a bank holding company by acquiring control of ATB Holdings, LLC, Birmingham, Alabama, and thereby indirectly acquiring Alabama Trust Bank, N.A., Sylacauga, Alabama.
                </P>
                <P/>
                <P>
                    <E T="04">B. Federal Reserve Bank of Kansas City</E>
                     (Donna J. Ward, Assistant Vice President) 925 Grand Avenue, Kansas City, Missouri 64198-0001:
                </P>
                <P>
                    <E T="03">1. Country Bank Shares, Inc.</E>
                    , Milford, Nebraska; to acquire 100 percent of the voting shares of Mid-Nebraska Company, Inc., and thereby indirectly acquire Kearney State Bank and Trust Company, both in Kearney, Nebraska.
                </P>
                <SIG>
                    <P>Board of Governors of the Federal Reserve System, January 12, 2007.</P>
                    <NAME>Robert deV. Frierson,</NAME>
                    <TITLE>Deputy Secretary of the Board.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E7-642 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 6210-01-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">FEDERAL RESERVE SYSTEM </AGENCY>
                <DEPDOC>[Docket No. OP-1259] </DEPDOC>
                <SUBJECT>Policy on Payments System Risk </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Board of Governors of the Federal Reserve System. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Policy Statement. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Board has adopted several revisions to Part I of its Policy on Payments System Risk (PSR policy) addressing risk management in payments and settlement systems. Specifically, the Board has (1) incorporated into the PSR policy the Recommendations for Central Counterparties (Recommendations for CCP) as the Board's minimum standards for central counterparties, (2) clarified the purpose of Part I of the policy and revised its scope with regard to central counterparties, and (3) established an expectation that systemically important systems subject to the Board's authority disclose publicly self-assessments against the Core Principles for Systemically Important Payment Systems (Core Principles), Recommendations for Securities Settlement Systems (Recommendations for SSS), or Recommendations for CCP, as appropriate, demonstrating the extent to which these systems meet the principles or minimum standards. </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">EFFECTIVE DATE:</HD>
                    <P>January 19, 2007. The Board expects each systemically important payments and settlement system subject to its authority to complete and publish its initial self-assessment by December 31, 2007. </P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Jeff Stehm, Deputy Associate Director (202/452-2217), Division of Reserve Bank Operations and Payment Systems, or Jennifer Lucier, Financial Services Project Leader (202/872-7581), Division of Reserve Bank Operations and Payment Systems; for the hearing impaired only: Telecommunications Device for the Deaf, 202/263-4869. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">I. Background </HD>
                <P>
                    On June 22, 2006, the Board requested comment on proposed revisions to Part I of the PSR policy, which addresses risk management in payments and settlement systems.
                    <SU>1</SU>
                    <FTREF/>
                     The key aspects of the proposal included the (1) incorporation of the Recommendations for CCP as the Board's minimum standards for central counterparties, (2) the clarification of the purpose of Part I of the policy and revisions to its scope with regard to central counterparties, and (3) the establishment of an expectation that systemically important systems subject to the Board's authority disclose publicly self-assessments against the Core Principles, the Recommendations for SSS, or the Recommendations for CCP, as appropriate.
                    <SU>2</SU>
                    <FTREF/>
                     The proposed changes did not affect Part II of the PSR policy. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         71 FR 36800 (June 28, 2006). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         The G-10 central banks' Committee on Payment and Settlement Systems (CPSS) published in 2001 the Core Principles to foster safety and efficiency in the design and operation of systemically important payments systems. The Recommendations for SSS and Recommendations for CCP were developed by the CPSS in conjunction with the Technical Committee of the International Organization of Securities Commissions (IOSCO) in 2001 and 2004, respectively. The Recommendations for SSS set forth minimum standards promoting safety and efficiency in securities settlement systems, while the minimum standards set forth in the Recommendations for CCP focus specifically on central counterparty risk management. 
                    </P>
                </FTNT>
                <P>
                    The Board proposed these revisions to update the policy to incorporate new international risk management standards for central counterparties. As discussed in more detail in the proposal, at the time the Board last revised Part I of the policy, the Federal Reserve was working with the CPSS and IOSCO to finalize the Recommendations for CCP.
                    <SU>3</SU>
                    <FTREF/>
                     These recommendations established minimum standards for central counterparty risk management, operational reliability, efficiency, governance, transparency, and regulation and oversight. At the time it incorporated the Core Principles and Recommendations for SSS into the PSR policy, the Board noted it would review the Recommendations for CCP at a later time and determine whether it would be appropriate to incorporate them into its PSR policy. The Board has considered the comments and is incorporating the Recommendations for CCP into the policy to highlight the importance of central counterparties to the financial markets and to demonstrate the Board's desire to encourage the use of the Recommendations for CCP globally in cooperation with other domestic and foreign financial system authorities. In light of this change, the Board has clarified the purpose of Part I of the 
                    <PRTPAGE P="2519"/>
                    policy and revised its scope in order to reflect the important role central counterparties play in the stability of the financial system. 
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Final recommendations were issued in November 2004. In addition to the Federal Reserve, the Securities and Exchange Commission and the Commodity Futures Trading Commission also participated in the development of the Recommendations for CCP. The full report on the Recommendations for CCP is available at 
                        <E T="03">http://www.bis.org/publ/cpss64.htm.</E>
                    </P>
                </FTNT>
                <P>The Board believes that the implementation of the Core Principles and Recommendations for SSS and CCP can help foster global financial stability. The Board further believes that broadening the availability of information concerning a system's risk management controls, governance, and legal framework, for example, can assist users and other interested persons in understanding and assessing systems against internationally accepted principles and minimum standards and in evaluating and managing any risk exposure to a particular system. The policy revisions proposed by the Board in June were designed to meet these objectives. Therefore, the Board is establishing an expectation that systemically important systems subject to its authority disclose publicly self-assessments against the Core Principles, Recommendations for SSS, or Recommendations for CCP, as appropriate, demonstrating the extent to which these systems meet the principles or minimum standards. </P>
                <HD SOURCE="HD1">II. Summary of Comments and Analysis </HD>
                <P>The Board received four comment letters on the June proposal—two from private-sector payments system operators, one from a credit union, and one from a foreign central bank. Comments generally supported the three key policy revisions proposed by the Board, but varied in response to some of the Board's specific questions concerning the proposed guidelines for completing self-assessments, namely the content, scope of disclosure, and frequency of review. One commenter requested further clarity on the scope of Part I of the existing policy. The final policy retains all substantive elements of the proposed revisions, except that it will adopt a two-year review period for self-assessments rather than the annual review proposed. In addition, the final policy includes one minor change to clarify that self-assessments may need to be considered in the context of the system's rules, procedures, and other relevant materials, in order for the reader to gain a full appreciation of any risks associated with a particular system. </P>
                <HD SOURCE="HD2">Content of Self-Assessments </HD>
                <P>
                    The Board requested comment on whether the implementation guidelines in the Core Principles and the assessment methodologies accompanying the Recommendations for SSS and CCP provide sufficiently clear and useful frameworks to complete comprehensive and objective self-assessments.
                    <SU>4</SU>
                    <FTREF/>
                     The Board also requested comment on whether self-ratings should be included in self-assessments. These self-ratings would indicate the extent to which a system meets a particular principle or minimum standard, and system operators would be expected to use one of the following assessment categories: observed, broadly observed, partly observed, or non-observed. 
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                        The assessment methodologies accompanying the Recommendations for SSS and CCP developed by CPSS and IOSCO provide some structure, referred to as “assessment criteria,” for rating a system against a particular recommendation. The Core Principles include implementation guidelines intended to assist with the interpretation of the principles by providing detailed explanations of each principle and practical examples of how they have been interpreted and implemented.
                    </P>
                </FTNT>
                <P>None of the comments addressed the sufficiency of the guidance, but three of the four commenters discussed the inclusion of self-ratings. One commenter explicitly supported including ratings. Another stated that systemically important systems should perform periodic self-assessments to ensure they are in compliance with the applicable principles or minimum standards. The third commenter did not explicitly disagree with the inclusion of ratings; however, it did state that in order for self-assessments to be useful it is important that they be comparable across different systems, and noted that the risk of systems assigning subjective ratings “make[s] comparison across systems difficult.” Two commenters did state that the risk that ratings would be overly subjective could be limited by the Federal Reserve's review of self-assessments. </P>
                <P>
                    The Board supports the inclusion of ratings in self-assessments. Where the content of self-assessments is sufficiently detailed to support the rating assigned, we believe the inclusion of ratings can add value to the self-assessment by providing the reader with an overall indication on how well the system meets particular principles or minimum standards and additional information on how the system views its risk management controls. As stated in the final policy, as part of its ongoing oversight of systemically important payments and settlement systems, the Federal Reserve will review self-assessments published by systems subject to the Board's authority. The purpose of this review is to ensure the Board's policy objectives and expectations are being met, including the expectation that self-assessments are both comprehensive and objective.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                        As stated in the final policy, any review of an assessment by the Federal Reserve should not be viewed as an approval or guarantee of the accuracy of a system's self-assessment. 
                    </P>
                </FTNT>
                <P>The final policy establishes an expectation that a system's senior management and board of directors review and approve the self-assessment upon completion. The Board believes that the accountability of the system's senior management and board of directors for the accuracy and completeness of the assessment will encourage them to publish robust self-assessments with fully supported ratings. The Board also believes that the implementation guidelines for the Core Principles and the assessment methodologies for the Recommendations for SSS and CCP may facilitate greater consistency in the content of self assessments. </P>
                <P>
                    The Board is adopting the final policy with language to clarify that self-assessments may need to be considered in the context of supplementary information, such as the system's rules, procedures, organizational documents, or other relevant information, in order for the reader to gain a full appreciation of any risk exposure associated with a particular system.
                    <SU>6</SU>
                    <FTREF/>
                     Self-assessments, including the ratings, are only one resource for financial system participants and other interested persons to consider when evaluating and addressing any risks associated with a particular system. 
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                        These materials may be publicly available or may need to be requested directly from the system.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">Scope of Disclosure of Self-Assessments </HD>
                <P>The Board proposed that a systemically important system make its self-assessment readily available to the public, such as by posting it on the system's public Web site. All four comment letters expressed support for some degree of disclosure. Three commenters support public disclosure. One commenter stated that in order for the reader to gain a comprehensive understanding of the system to support an evaluation of the system against the applicable standards the self-assessment would have to be read or interpreted against the system's rules and organizational documents. Therefore, this commenter stated that disclosure would be limited to those who have access to this supplementary documentation. </P>
                <P>
                    The Board agrees with the proponents of broad disclosure. Public disclosure of self-assessments will enable the Board to meet its objective of improved information availability. If a system has chosen to limit the disclosure of its rules or other documentation to members only, then the onus will be on 
                    <PRTPAGE P="2520"/>
                    the system operator to explain pertinent rules or procedures with enough detail to support the reader's independent analysis and understanding of how the system meets a particular principle or minimum standard. 
                </P>
                <HD SOURCE="HD2">Frequency of Review of Self-Assessments </HD>
                <P>The proposed revisions included an expectation that, in order for self-assessments to reflect correctly the system's current rules, procedures, and operations, a systemically important system should update the relevant parts of its self-assessment following material changes to the system or its environment and, at a minimum, review its self-assessment annually to ensure continued accuracy. One commenter recommended that the review period be extended to every three years. </P>
                <P>The Board has reconsidered the time period for reviewing self-assessments and is adopting a two-year review period rather than the annual review proposed. This longer review period reduces the burden associated with an annual review while ensuring sufficiently frequent reviews to help ensure assessments remain accurate. A three-year review period may allow an unacceptable accumulation of individual “non-material” changes that could affect the accuracy and usefulness of the assessment. The Board believes that a biennial review addresses the commenter's concern while still achieving the objectives of the policy. The final policy retains the requirement that a system update the relevant parts of its self-assessment if there is a material change to the system or its environment. </P>
                <HD SOURCE="HD2">Scope of Part I of the Policy </HD>
                <P>One commenter sought clarification with respect to which systems would be required, and which would be encouraged, to comply with the changes to the policy. The Board believes the existing policy describes sufficiently what types of systems are expected to comply with the Board's general policy expectations. Moreover, the Board communicates directly with systems that it has determined to be systemically important. </P>
                <P>With regard to the scope, one commenter stated that it “shares the view of the Board that central counterparties should be within the scope of central bank oversight.” While the Board is interested in central counterparties as part of its oversight function, the policy acknowledges that the Board does not have exclusive authority over all payments and settlement systems. Systems organized as central counterparties are often supervised by other federal agencies pursuant to the existing legal framework. In such circumstances, the policy states the Board will work with the other domestic and foreign financial system authorities to promote effective risk management in those systems, as appropriate. </P>
                <HD SOURCE="HD1">III. Regulatory Flexibility Act Analysis </HD>
                <P>The Board has determined that the final policy statement would not have a significant economic impact on a substantial number of small entities. The policy would require payments and securities settlement systems to address material risks in their systems. The policy does not apply to smaller systems that do not raise material risks. </P>
                <HD SOURCE="HD1">IV. Competitive Impact Analysis </HD>
                <P>
                    The Board has established procedures for assessing the competitive impact of rule or policy changes that have a substantial impact on payments system participants.
                    <SU>7</SU>
                    <FTREF/>
                    Under these procedures, the Board will assess whether a change would have a direct and material adverse effect on the ability of other service providers to compete effectively with the Federal Reserve in providing similar services due to differing legal powers or constraints, or due to a dominant market position of the Federal Reserve deriving from such differences. If no reasonable modifications would mitigate the adverse competitive effects, the Board will determine whether the anticipated benefits are significant enough to proceed with the change despite the adverse effects. The final policy provides that Reserve Bank systems will be treated similarly to private-sector systems and thus will have no material adverse effect on the ability of other service providers to compete effectively with the Federal Reserve Banks in providing payments and securities settlement services.
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                        These procedures are described in the Board's policy statement “The Federal Reserve in the Payments System,” as revised in March 1990 (55 FR 11648, March 29, 1990). 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">V. Paperwork Reduction Act </HD>
                <P>In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. Ch. 3506; 5 CFR Part 1320 Appendix A.1), the Board reviewed the policy statement under the authority delegated to the Board by the Office of Management and Budget. The Federal Reserve may not conduct or sponsor, and an organization is not required to respond to, this information collection unless it displays a currently valid OMB control number. An OMB control number will be assigned upon approval of the new information collection. </P>
                <P>The collection of information that will be implemented by this notice is found in Part I of the Board's PSR policy. This information is required to evidence compliance with the requirements of the PSR policy. The respondents are systemically important systems, as defined in the PSR policy. </P>
                <P>The Board expects that systemically important systems, subject to the Board's authority, to complete initial comprehensive self-assessments and thereafter, review and update self-assessments biennially or as otherwise provided in the PSR policy. The Board also expects that these self-assessments be reviewed and approved by the system's senior management and board of directors. Upon approval and in order to achieve broad disclosure, the systems should publish self-assessments on their public Web sites. In order to help minimize the burden the Board is implementing guidelines to assist system operators in developing self-assessments consistent with the Board's expectations. </P>
                <P>None of the commenters discussed the burden estimates for the initial reporting and disclosure requirements associated with this policy statement. The Board continues to believe that the estimated burden for the one-time initial assessment to be 310 hours per system (ranging from 200 to 400 hours). The Board estimates that currently about three private-sector systems are systemically important and subject to the Board's authority; therefore, the total burden to complete the one-time initial self-assessments for systems under the Board's authority is estimated to be 930 hours. </P>
                <P>Following the initial assessment, the Board estimates that the burden will decrease for a system to conduct a biennial review and report and disclose updates to its self-assessment. The Board continues to believe the estimated burden for the biennial reviews and updates associated with this policy to be 70 hours per system (ranging from 50 to 100 hours). The total burden for the approximately three private-sector systems under the Board's authority would be an estimated 210 hours (an average of 105 hours per system, per year). The total annual burden for this information collection is estimated to be 1,140 hours. </P>
                <P>
                    The Federal Reserve has a continuing interest in the public's opinions of our collections of information. At any time, comments regarding the burden estimate, or any other aspect of this collection of information, including suggestions for reducing the burden, 
                    <PRTPAGE P="2521"/>
                    may be sent to: Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW., Washington, DC 20551; and to the Office of Management and Budget, Paperwork Reduction Project, Washington, DC 20503. 
                </P>
                <HD SOURCE="HD1">VI. Federal Reserve Policy on Payments System Risk </HD>
                <EXTRACT>
                    <HD SOURCE="HD1">Introduction </HD>
                    <HD SOURCE="HD1">Risks In Payments and Settlement Sytems </HD>
                    <FP SOURCE="FP-2">I. Risk Management In Payments and Settlement Systems </FP>
                    <FP SOURCE="FP1-2">A. Scope </FP>
                    <FP SOURCE="FP1-2">B. General Policy Expectations </FP>
                    <FP SOURCE="FP1-2">C. Systemically Important Systems </FP>
                    <FP SOURCE="FP1-2">1. Principles for Systemically Important Payments Systems </FP>
                    <FP SOURCE="FP1-2">2. Minimum Standards for Systemically Important Securities Settlement Systems and Central Counterparties </FP>
                    <FP SOURCE="FP1-2">3. Self-Assessments by Systemically Important Systems </FP>
                    <FP SOURCE="FP-2">II. Federal Reserve Daylight Credit Policies [No Change] </FP>
                    <FP SOURCE="FP1-2">A. Daylight Overdraft Definition and Measurement </FP>
                    <FP SOURCE="FP1-2">B. Pricing </FP>
                    <FP SOURCE="FP1-2">C. Net Debit Caps </FP>
                    <FP SOURCE="FP1-2">D. Collateral </FP>
                    <FP SOURCE="FP1-2">E. Special Situations </FP>
                    <FP SOURCE="FP1-2">F. Monitoring </FP>
                    <FP SOURCE="FP1-2">G. Transfer-Size Limit on Book-Entry Securities</FP>
                </EXTRACT>
                <HD SOURCE="HD1">Introduction </HD>
                <P>Payments and settlement systems are critical components of the nation's financial system. The smooth functioning of these systems is vital to the financial stability of the U.S. economy. Given the importance of these systems, the Board has developed this policy to address the risks that payments and settlement activity present to the financial system and to the Federal Reserve Banks (Reserve Banks). </P>
                <P>
                    In adopting this policy, the Board's objectives are to foster the safety and efficiency of payments and settlement systems. These policy objectives are consistent with (1) the Board's long-standing objectives to promote the integrity, efficiency, and accessibility of the payments mechanism; (2) industry and supervisory methods for risk management; and (3) internationally accepted risk management principles and minimum standards for systemically important payments and settlement systems.
                    <SU>1</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         1 For the Board's long-standing objectives in the payments system, see “The Federal Reserve in the Payments System,” September 2001, FRRS 9-1550, available at 
                        <E T="03">http://www.federalreserve.gov/paymentsystems/pricing/frpaysys.htm.</E>
                    </P>
                </FTNT>
                <P>Part I of this policy sets out the Board's views, and related principles and minimum standards, regarding the management of risks in payments and settlement systems, including those operated by the Reserve Banks. In setting out its views, the Board seeks to encourage payments and settlement systems, and their primary regulators, to take the principles and minimum standards in this policy into consideration in the design, operation, monitoring, and assessing of these systems. The Board also will be guided by this part, in conjunction with relevant laws and other Federal Reserve policies, when exercising its authority over certain systems or their participants, when providing payment and settlement services to systems, or when providing intraday credit to Federal Reserve account holders. </P>
                <P>
                    Part II of this policy governs the provision of intraday or “daylight” overdrafts in accounts at the Reserve Banks and sets out the general methods used by the Reserve Banks to control their intraday credit exposures.
                    <SU>2</SU>
                    <FTREF/>
                     Under this part, the Board expects depository institutions to manage their Federal Reserve accounts effectively and minimize their use of Federal Reserve daylight credit.
                    <SU>3</SU>
                    <FTREF/>
                     Although some intraday credit may be necessary, the Board expects that, as a result of this policy, relatively few institutions will consistently rely on intraday credit supplied by the Federal Reserve to conduct their business. 
                </P>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         To assist depository institutions in implementing this part of the Board's payments system risk policy, the Federal Reserve has prepared two documents, the “Overview of the Federal Reserve's Payments System Risk Policy” and the “Guide to the Federal Reserve's Payments System Risk Policy,” which are available on line at 
                        <E T="03">www.federalreserve.gov/paymentsystems/PSR</E>
                         or from any Reserve Bank. The “Overview of the Federal Reserve's Payments System Risk Policy” summarizes the Board's policy on the provision of daylight credit, including net debit caps and daylight overdraft fees. The overview is intended for use by institutions that incur only small and infrequent daylight overdrafts. The “Guide to the Federal Reserve's Payments System Risk Policy” explains in detail how these policies apply to different institutions and includes procedures for completing a self-assessment and filing a cap resolution, as well as information on other aspects of the policy. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         The term “depository institution,” as used in this policy, refers not only to institutions defined as “depository institutions” in 12 U.S.C. 461(b)(1)(A), but also to U.S. branches and agencies of foreign banking organizations, Edge and agreement corporations, trust companies, and bankers' banks, unless the context indicates a different reading. 
                    </P>
                </FTNT>
                <P>Through this policy, the Board expects financial system participants, including the Reserve Banks, to reduce and control settlement and systemic risks arising in payments and settlement systems, consistent with the smooth operation of the financial system. This policy is designed to fulfill that aim by (1) making financial system participants and system operators aware of the types of basic risks that arise in the settlement process and the Board's expectations with regard to risk management, (2) setting explicit risk management expectations for systemically important systems, and (3) establishing the policy conditions governing the provision of Federal Reserve intraday credit to account holders. The Board's adoption of this policy in no way diminishes the primary responsibilities of financial system participants generally and settlement system operators, participants, and Federal Reserve account holders more specifically, to address the risks that may arise through their operation of, or participation in, payments and settlement systems. </P>
                <HD SOURCE="HD1">Risks in Payments and Settlement Systems </HD>
                <P>
                    The basic risks in payments and settlement systems are credit risk, liquidity risk, operational risk, and legal risk. In the context of this policy, these risks are defined as follows.
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         These definitions of credit risk, liquidity risk, and legal risk are based upon those presented in the Core Principles for Systemically Important Payment Systems (Core Principles) and the Recommendations for Securities Settlement Systems (Recommendations for SSS). The definition of operational risk is based on the Basel Committee on Banking Supervision's “Sound Practices for the Management and Supervision of Operational Risk,” available at 
                        <E T="03">http://www.bis.org/publ/bcbs96.htm.</E>
                         Each of these definitions is largely consistent with those included in the Recommendations for Central Counterparties (Recommendations for CCP). 
                    </P>
                </FTNT>
                <P>
                    <E T="03">Credit Risk.</E>
                     The risk that a counterparty will not settle an obligation for full value either when due, or anytime thereafter. 
                </P>
                <P>
                    <E T="03">Liquidity Risk.</E>
                     The risk that a counterparty will not settle an obligation for full value when due. 
                </P>
                <P>
                    <E T="03">Operational Risk.</E>
                     The risk of loss resulting from inadequate or failed internal processes, people, and systems, or from external events. This type of risk includes various physical and information security risks. 
                </P>
                <P>
                    <E T="03">Legal Risk.</E>
                     The risk of loss because of the unexpected application of a law or regulation or because a contract cannot be enforced. 
                </P>
                <P>
                    These risks arise between financial institutions as they settle payments and other financial transactions and must be managed by institutions, both 
                    <PRTPAGE P="2522"/>
                    individually and collectively.
                    <SU>5</SU>
                    <FTREF/>
                     
                    <SU>6</SU>
                    <FTREF/>
                     Multilateral payments and settlement systems, in particular, may increase, shift, concentrate, or otherwise transform risks in unanticipated ways. These systems also may pose systemic risk to the financial system where the inability of a system participant to meet its obligations when due may cause other participants to be unable to meet their obligations when due. The failure of one or more participants to settle their payments or other financial transactions, in turn, could create credit or liquidity problems for other participants, the system operator, or depository institutions. Systemic risk might lead ultimately to a disruption in the financial system more broadly or undermine public confidence in the nation's financial infrastructure. 
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         The term “financial institution,” as used in this policy, includes a broad array of types of organizations that engage in financial activity, including depository institutions and securities dealers. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         Several existing regulatory and bank supervision guidelines and policies also are directed at institutions' management of the risks posed by interbank payments and settlement activity. For example, Federal Reserve Regulation F (12 CFR 206) directs insured depository institutions to establish policies and procedures to avoid excessive exposures to any other depository institutions, including exposures that may be generated through the clearing and settlement of payments. 
                    </P>
                </FTNT>
                <P>These risks stem, in part, from the multilateral and time-sensitive credit and liquidity interdependencies among financial institutions. These interdependencies often create complex transaction flows that, in combination with a system's design, can lead to significant demands for intraday credit, either on a regular or extraordinary basis. Some level of intraday credit is appropriate to ensure the smooth functioning of payments and settlement systems. To the extent that financial institutions or the Reserve Banks are the direct or indirect source of such intraday credit, they may face a direct risk of loss if daylight credit is not extinguished as planned. In addition, measures taken by Reserve Banks to limit their intraday credit exposures may shift some or all of the associated risks to private-sector systems. </P>
                <P>The smooth functioning of payments and settlement systems is also critical to certain public policy objectives in the areas of monetary policy and banking supervision. The effective implementation of monetary policy, for example, depends on both the orderly settlement of open market operations and the efficient distribution of reserve balances throughout the banking system via the money market and payments system. Likewise, supervisory objectives regarding the safety and soundness of depository institutions must take into account the risks payments and settlement systems pose to depository institutions that participate directly or indirectly in, or provide settlement, custody, or credit services to, such systems. </P>
                <HD SOURCE="HD1">Part I: Risk Management In Payments and Settlement Systems </HD>
                <P>
                    This part sets out the Board's views regarding the management of risk in payments and settlement systems, including those operated by the Reserve Banks. The Board will be guided by this part, in conjunction with relevant laws and other Federal Reserve policies, when exercising its authority in (1) supervising state member banks, Edge and agreement corporations, bank holding companies, and clearinghouse arrangements, including the exercise of authority under the Bank Service Company Act, where applicable,
                    <SU>7</SU>
                    <FTREF/>
                     (2) setting or reviewing the terms and conditions for the use of Federal Reserve payments and settlement services by system operators and participants, (3) developing and applying policies for the provision of intraday liquidity to Reserve Bank account holders, and (4) interacting with other domestic and foreign financial system authorities on payments and settlement risk management issues. The Board's adoption of this policy is not intended to exert or create new supervisory or regulatory authority over any particular class of institutions or arrangements where the Board does not currently have such authority. 
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         12 U.S.C. 1861 
                        <E T="03">et seq.</E>
                    </P>
                </FTNT>
                <P>
                    Where the Board does not have exclusive authority over systems covered by this policy, it will work with other domestic and foreign financial system authorities to promote effective risk management in payments and settlement systems, as appropriate. The Board encourages other relevant authorities to consider the principles and minimum standards embodied in this policy when evaluating the risks posed by and to payments and settlement systems and individual system participants that they oversee, supervise, or regulate. In working with other financial system authorities, the Board will be guided, as appropriate, by Responsibility D of the Core Principles, Recommendation 18 of the Recommendations for SSS, Recommendation 15 of the Recommendations for CCP, the “Principles for Cooperative Central Bank Oversight of Cross-border and Multi-currency Netting and Settlement Schemes,” and the Principles for International Cooperative Oversight (Part B) of the Committee on Payment and Settlement Systems (CPSS) report, “Central Bank Oversight of Payment and Settlement Systems.” 
                    <SU>8</SU>
                    <FTREF/>
                     The Board believes these international principles provide an appropriate framework for cooperating and coordinating with other authorities to address risks in domestic, cross-border, multi-currency, and, where appropriate, offshore payments and settlement systems. 
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         Payments and settlement systems within the scope of this policy may be subject to oversight or supervision by multiple public authorities, as a result of the legal framework or the system's operating structure (e.g., multi-currency or cross-border systems). As such, the Federal Reserve, other central banks, securities regulators, or other financial system authorities may need to find practical ways to cooperate in order to discharge fully their own responsibilities. In some cases, multiple authorities may have responsibility for a multi-currency, cross-border, or other arrangement. In these situations, financial authorities need to be sensitive to the potential for duplicative or conflicting requirements, oversight gaps, or unnecessary costs and burdens imposed on the system. The “Principles for Cooperative Central Bank Oversight and Multi-currency Netting and Settlement Schemes,” published in 1990, are set out in the “
                        <E T="03">Report of the Committee on Interbank Netting Schemes of the Central Banks of the Group of Ten Countries” (Lamfalussy Minimum Standards).</E>
                         The CPSS report, “Central Bank Oversight of Payment and Settlement Systems” (Oversight Report), Part B, “Principles for international cooperative oversight,” published in 2005, provides further information on the practical application of the Lamfalussy Cooperative Oversight Principles. The Lamfalussy Minimum Standards and the Oversight Report are available at 
                        <E T="03">http://www.bis.org/cpss/cpsspubl.htm.</E>
                    </P>
                </FTNT>
                <HD SOURCE="HD2">A. Scope </HD>
                <P>
                    This policy applies to public- and private-sector payments and settlement systems that expect to settle a daily aggregate gross value of U.S. dollar-denominated transactions exceeding $5 billion on any day during the next 12 months.
                    <E T="51">9 10</E>
                    <FTREF/>
                     For purposes of this policy, a payments or settlement system is considered to be a multilateral arrangement (three or more participants) among financial institutions for the purposes of clearing, netting, and/or 
                    <PRTPAGE P="2523"/>
                    settling payments, securities, or other financial transactions among themselves or between each of them and a central party, such as a system operator or central counterparty.
                    <SU>11</SU>
                    <FTREF/>
                     
                    <SU>12</SU>
                    <FTREF/>
                     
                    <SU>13</SU>
                    <FTREF/>
                     A system generally embodies one or more of the following characteristics: (1) A set of rules and procedures, common to all participants, that govern the clearing (comparison and/or netting) and settlement of payments, securities, or other financial transactions, (2) a common technical infrastructure for conducting the clearing or settlement process, and (3) a risk management or capital structure where any credit losses are ultimately borne by system participants rather than the system operator, a central counterparty or guarantor, or the system's shareholders. 
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         The $5 billion threshold was designed to apply to cash markets and may not be a useful benchmark for settlement systems, such as central counterparties, operating in derivatives markets. The appropriate financial system authorities in derivatives markets may therefore have different benchmarks and standards relevant to such systems.
                    </P>
                    <P>
                        <SU>10</SU>
                         The ‘next’ twelve-month period is determined by reference to the date a determination is being made as to whether the policy applies to a particular system. Aggregate gross value of U.S dollar-denominated transactions refers to the total dollar value of individual U.S. dollar transactions settled in the system, which also represents the sum of total U.S. dollar debits (or credits) to all participants prior to or in absence of any netting of transactions. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         A system includes all of the governance, management, legal, and operational arrangements used to effect settlement as well as the relevant parties to such arrangements, such as the system operator, system participants, and system owners.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         The types of systems that may fall within the scope of this policy include, but are not limited to, large-value funds transfer systems, automated clearinghouse (ACH) systems, check clearinghouses, and credit and debit card settlement systems, as well as central counterparties, clearing corporations, and central securities depositories. For purposes of this policy, the system operator manages or directs the operations of the system. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         For the purposes of this policy, a “settlement system” includes a payment-versus-payment settlement system for foreign exchange transactions, a securities settlement system, and a system operating as a central counterparty. The CPSS defines “payment-versus-payment” as “* * *a foreign exchange settlement system which ensures that a final transfer of one currency occurs if and only if a final transfer of the other currency or currencies takes place.” The CPSS and the Technical Committee of the International Organization of Securities Commissions (IOSCO) define a “securities settlement system” as the full set of institutional arrangements for confirmation, clearance, and settlement of securities trades and safekeeping of securities and a “central counterparty” as an entity that interposes itself between counterparties to contracts traded in one or more financial markets, becoming the buyer to every seller and the seller to every buyer. 
                    </P>
                </FTNT>
                <P>
                    These systems may be organized, located, or operated within the United States (domestic systems), outside the United States (offshore systems), or both (cross-border systems) and may involve other currencies in addition to the U.S. dollar (multi-currency systems). The policy also applies to any system based or operated in the United States that engages in the settlement of non-U.S. dollar transactions if that system would be otherwise subject to the policy.
                    <SU>14</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         The daily gross value threshold will be calculated on a U.S. dollar equivalent basis.
                    </P>
                </FTNT>
                <P>This policy does not apply to bilateral relationships between financial institutions and their customers, such as traditional correspondent banking, including traditional government securities clearing services. The Board believes that these relationships do not constitute “a system” for purposes of this policy and that relevant safety and soundness issues associated with these relationships are more appropriately addressed through the bank supervisory process. </P>
                <HD SOURCE="HD2">B. General Policy Expectations </HD>
                <P>The Board encourages payments and settlement systems within the scope of this policy and expects systems subject to its authority to implement a risk management framework appropriate for the risks the system poses to the system operator, system participants, and other relevant parties as well as the financial system more broadly. A risk management framework is the set of objectives, policies, arrangements, procedures, and resources that a system employs to limit and manage risk. While there are a number of ways to structure a sound risk management framework, all frameworks should </P>
                <P>• Clearly identify risks and set sound risk management objectives; </P>
                <P>• Establish sound governance arrangements; </P>
                <P>• Establish clear and appropriate rules and procedures; and, </P>
                <P>• Employ the resources necessary to achieve the system's risk management objectives and implement effectively its rules and procedures. </P>
                <P>In addition to establishing a risk management framework that includes these key elements, the Board expects systems subject to its authority that it determines are systemically important to meet the policy expectations set out in Section C (Core Principles, Recommendations for SSS, or Recommendations for CCP, as applicable). </P>
                <P>
                    <E T="03">Identify Risks and Set Sound Risk Management Objectives.</E>
                     The first element of a sound risk management framework is the clear identification of all risks that have the potential to arise in or result from the system's settlement process and the development of clear and transparent objectives regarding the system's tolerance for and management of such risks. 
                </P>
                <P>System operators should identify the forms of risk present in their system's settlement process as well as the parties posing and bearing each risk. In particular, system operators should identify the risks posed to and borne by themselves, the system participants, and other key parties such as a system's settlement banks, custody banks, and third-party service providers. System operators should also analyze whether risks might be imposed on other external parties and the financial system more broadly. </P>
                <P>
                    In addition, system operators should analyze how risk is transformed or concentrated by the settlement process. System operators should also consider the possibility that attempts to limit one type of risk could lead to an increase in another type of risk. Moreover, system operators should be aware of risks that might be unique to certain instruments, participants, or market practices. System operators should also analyze how risks are correlated among instruments or participants.
                    <SU>15</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         Where systems have inter-relationships with or dependencies on other systems (e.g., cross-guarantees, cross-collateralization, cross-margining, common operating platforms), system operators should also analyze whether and to what extent any cross-system risks exist and who bears them. 
                    </P>
                </FTNT>
                <P>Based upon its clear identification of risks, a system should establish its risk tolerance, including the levels of risk exposure that are acceptable to the system operator, system participants, and other relevant parties. The system operator should then set risk management objectives that clearly allocate acceptable risks among the relevant parties and set out strategies to manage this risk. Risk management objectives should be consistent with the objectives of this policy, the system's business purposes, and the type of instruments and markets for which the system clears and settles. Risk management objectives should also be communicated to and understood by both the system operator's staff and system participants. </P>
                <P>System operators should reevaluate their risks in conjunction with any major changes in the settlement process or operations, the instruments or transactions settled, a system's rules or procedures, or the relevant legal and market environments. Systems should revisit their risk management objectives regularly to ensure that they are appropriate for the risks posed by the system, continue to be aligned with the system's purposes, remain consistent with this policy, and are being effectively adhered to by the system operator and participants. </P>
                <P>
                    <E T="03">Sound Governance Arrangements</E>
                    . Systems should have sound governance arrangements to implement and oversee their risk management frameworks. The responsibility for sound governance rests with a system operator's board of directors or similar body and with the system operator's senior management. Governance structures and processes should be transparent; enable the establishment of clear risk management objectives; set and enforce clear lines of responsibility and accountability for achieving these objectives; ensure that there is appropriate oversight of the risk 
                    <PRTPAGE P="2524"/>
                    management process; and enable the effective use of information reported by the system operator's management, internal auditors, and external auditors to monitor the performance of the risk management process.
                    <SU>16</SU>
                    <FTREF/>
                     Individuals responsible for governance should be qualified for their positions, understand their responsibilities, and understand their system's risk management framework. Governance arrangements should also ensure that risk management information is shared in forms, and at times, that allow individuals responsible for governance to fulfill their duties effectively. 
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         The risk management and internal audit functions should also be independent of those responsible for day-to-day functions. 
                    </P>
                </FTNT>
                <P>
                    <E T="03">Clear and Appropriate Rules and Procedures</E>
                    . Systems should implement rules and procedures that are appropriate and sufficient to carry out the system's risk management objectives and that have a well-founded legal basis. Such rules and procedures should specify the respective responsibilities of the system operator, system participants, and other relevant parties. Rules and procedures should establish the key features of a system's settlement and risk management design and specify clear and transparent crisis management procedures and settlement failure procedures, if applicable.
                    <SU>17</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         Examples of key features that might be specified in a system's rules and procedures are controls to limit participant-based risks, such as membership criteria based on participants' financial and operational health, limits on settlement exposures, and the procedures and resources to hedge, margin, or collateralize settlement exposures. Other examples of key features might be business continuity requirements and loss allocation procedures. 
                    </P>
                </FTNT>
                <P>
                    <E T="03">Employ Necessary Resources</E>
                    . Systems should ensure that the appropriate resources and processes are in place to allow them to achieve their risk management objectives and effectively implement their rules and procedures. In particular, the system operator's staff should have the appropriate skills, information, and tools to apply the system's rules and procedures and achieve the system's risk management objectives. System operators should also ensure that their facilities and contingency arrangements, including any information system resources, are sufficient to meet their risk management objectives. 
                </P>
                <P>The Board recognizes that payments and settlement systems differ widely in terms of form, function, scale, and scope of activities and that these characteristics result in differing combinations and levels of risks. Thus, the exact features of a system's risk management framework should be tailored to the risks of that system. The Board also recognizes that the specific features of a risk management framework may entail trade-offs between efficiency and risk reduction and that payments and settlement systems will need to consider these trade-offs when designing appropriate rules and procedures. In considering such trade-offs, however, it is critically important that systems take into account the costs and risks that may be imposed on all relevant parties, including parties with no direct role in the system. Furthermore, in light of rapidly evolving technologies and risk management practices, the Board encourages all systems to consider periodically making cost-effective risk-management improvements. </P>
                <P>
                    To determine whether a system's current or proposed risk management framework is consistent with this policy, the Board will seek to understand how a system achieves the four elements of a sound risk management framework set out above. In this context, it may be necessary for the Board to obtain information from system operators regarding their risk management framework, risk management objectives, rules and procedures, significant legal analyses, general risk analyses, analyses of the credit and liquidity effects of settlement disruptions, business continuity plans, crisis management procedures, and other relevant documentation.
                    <SU>18</SU>
                    <FTREF/>
                     It may also be necessary for the Board to obtain data or statistics on system activity on an ad-hoc or ongoing basis. All information provided to the Federal Reserve for the purposes of this policy will be handled in accordance with all applicable Federal Reserve policies on information security, confidentiality, and conflicts of interest. 
                </P>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         To facilitate analysis of settlement disruptions, systems may need to develop the capability to simulate credit and liquidity effects on participants and on the system resulting from one or more participant defaults, or other possible sources of settlement disruption. Such simulations may need to include, if appropriate, the effects of changes in market prices, volatilities, or other factors. 
                    </P>
                </FTNT>
                <HD SOURCE="HD2">C. Systemically Important Systems </HD>
                <P>Financial stability depends, in part, on a robust and well-managed financial infrastructure. If risks are not effectively managed by systemically important systems, these systems have the potential to be a major channel for the transmission of financial shocks across systems and markets. Financial system authorities, including central banks, have promoted sound risk management practices by developing internationally accepted guidelines to encourage the safe design and operation of payments and settlement systems, especially those considered systemically important. </P>
                <P>
                    In particular, the Core Principles, Recommendations for SSS, and Recommendations for CCP (the latter two collectively referred to as the CPSS-IOSCO Recommendations) set forth risk management practices for payments systems, securities settlement systems, and central counterparties, respectively.
                    <E T="51">19 20</E>
                    <FTREF/>
                     The
                    <FTREF/>
                     Federal Reserve collaborated with participating financial system authorities in developing these principles and minimum standards. In addition, the Securities and Exchange Commission and Commodity Futures Trading Commission participated in the development of the CPSS-IOSCO Recommendations. The principles and minimum standards reflect broad input and provide a balanced view of acceptable risk management practices. The Core Principles and Recommendations for SSS are also part of the Financial Stability Forum's Compendium of Standards that have been widely recognized, supported, and endorsed by U.S. authorities as integral to strengthening the stability of the financial system. The Board believes that the implementation of the individual principles and minimum standards by systemically important systems can help promote safety and efficiency in the financial system and foster greater financial stability in domestic and global economies. 
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         The Core Principles were developed by the CPSS; references to “principles” in this policy are to the Core Principles. The Core Principles draw extensively on the previous work of the CPSS, most importantly the Lamfalussy Minimum Standards. The Core Principles extend the Lamfalussy Minimum Standards by adding several principles and broadening the coverage to include systemically important payments systems of all types, including gross settlement systems, net settlement systems, and hybrid systems, operated by either the public or private sector. The Core Principles also address the responsibilities of central banks in applying the Core Principles. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         The CPSS and IOSCO developed the CPSS-IOSCO Recommendations as minimum standards and are referred to as such in this policy. The full reports on the Core Principles and the CPSS-IOSCO Recommendations are available at 
                        <E T="03">http://www.bis.org/publ/cpss43.htm</E>
                        , 
                        <E T="03">http://www.bis.org/publ/cpss46.htm</E>
                        , and 
                        <E T="03">http://www.bis.org/publ/cpss64.htm</E>
                        . 
                    </P>
                </FTNT>
                <P>
                    Systemically important systems that are subject to the Board's authority are expected to meet the specific risk management principles and minimum standards in this section, as appropriate, and the general expectations of Section B because of their potential to cause major disruptions in the financial system.
                    <SU>21</SU>
                    <FTREF/>
                     To determine whether a 
                    <PRTPAGE P="2525"/>
                    system is systemically important for purposes of this policy, the Board may consider, but will not be limited to, one or more of the following factors: 
                    <SU>22</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         Systemically important payments systems are expected to meet the principles listed in Section C.1. Securities settlement systems of systemic 
                        <PRTPAGE/>
                        importance are expected to meet the minimum standards listed in Section C.2.a., and systemically important central counterparties are expected to meet the minimum standards listed in C.2.b. For a system not subject to its authority, the Board encourages the system and its appropriate financial system authority to consider these principles and minimum standards when designing, operating, monitoring, and assessing the system, as appropriate and applicable. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         The Board will inform a system subject to its authority if it considers it systemically important and therefore expected to meet the principles or minimum standards in this policy. The Board will also inform such systems if they are expected to exceed any of the principles or minimum standards. The appropriate financial system authorities responsible for supervising or regulating central counterparties are encouraged to inform the central counterparties as to whether they are expected to meet the Recommendations for CCP. 
                    </P>
                </FTNT>
                <P>• Whether the system has the potential to create significant liquidity disruptions or dislocations should it fail to perform or settle as expected; </P>
                <P>• Whether the system has the potential to create large credit or liquidity exposures relative to participants' financial capacity; </P>
                <P>• Whether the system settles a high proportion of large-value or interbank transactions; </P>
                <P>
                    • Whether the system settles transactions for important financial markets; 
                    <SU>23</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         Important financial markets include, but are not limited to, critical markets as defined in the “Interagency Paper on Sound Practices to Strengthen the Resilience of the U.S. Financial System” as the markets for federal funds, foreign exchange, and commercial paper; U.S. Government and agency securities; and corporate debt and equity securities. 68 FR 17809 (April 11, 2003). 
                    </P>
                </FTNT>
                <P>• Whether the system provides settlement for other systems; and,</P>
                <P>• Whether the system is the only system or one of a very few systems for settlement of a given financial instrument. </P>
                <P>Some systemically important systems, however, may present an especially high degree of systemic risk, by virtue of their high volume of large-value transactions or central role in the financial markets. Because all systems are expected to employ a risk management framework that is appropriate for their risks, the Board may expect these systems to exceed the principles and minimum standards set out below. Finally, the Board expects systemically important systems to demonstrate the extent to which they meet the applicable principles or minimum standards by completing self-assessments and disclosing publicly the results of their analyses in a manner consistent with the guidelines set forth in Section C.3. </P>
                <HD SOURCE="HD3">1. Principles for Systemically Important Payments Systems </HD>
                <P>1. The system should have a well-founded legal basis under all relevant jurisdictions. </P>
                <P>2. The system's rules and procedures should enable participants to have a clear understanding of the system's impact on each of the financial risks they incur through participation in it. </P>
                <P>3. The system should have clearly defined procedures for the management of credit risks and liquidity risks, which specify the respective responsibilities of the system operator and the participants and which provide appropriate incentives to manage and contain those risks. </P>
                <P>4. The system should provide prompt final settlement on the day of value, preferably during the day and at a minimum at the end of the day. </P>
                <P>5. A system in which multilateral netting takes place should, at a minimum, be capable of ensuring the timely completion of daily settlements in the event of an inability to settle by the participant with the largest single settlement obligation. </P>
                <P>6. Assets used for settlement should preferably be a claim on the central bank; where other assets are used, they should carry little or no credit risk and little or no liquidity risk. </P>
                <P>7. The system should ensure a high degree of security and operational reliability and should have contingency arrangements for timely completion of daily processing. </P>
                <P>8. The system should provide a means of making payments which is practical for its users and efficient for the economy. </P>
                <P>9. The system should have objective and publicly disclosed criteria for participation, which permit fair and open access. </P>
                <P>10. The system's governance arrangements should be effective, accountable and transparent. </P>
                <HD SOURCE="HD3">2. Minimum Standards for Systemically Important Securities Settlement Systems and Central Counterparties </HD>
                <P>The CPSS-IOSCO Recommendations apply to the full set of institutional arrangements for confirmation, clearance, and settlement of securities transactions, including those related to market convention and pre-settlement activities. As such, not all of these standards apply to all systems. Moreover, the standards applicable to a particular system also will vary based on the structure of the market and the system's design. </P>
                <P>While the Board endorses the CPSS-IOSCO Recommendations in their entirety, its primary interest for purposes of this policy is in those recommendations related to the settlement aspects of financial transactions, including the delivery of securities or other financial instruments against payment, and related risks. The Board expects that systems engaged in the management or conduct of clearing and settling financial transactions to meet the expectations set forth in the applicable set of CPSS-IOSCO Recommendations. </P>
                <P>a. Recommendations for Securities Settlement Systems </P>
                <P>1. Securities settlement systems should have a well-founded, clear, and transparent legal basis in the relevant jurisdictions. </P>
                <P>2. Confirmation of trades between direct market participants should occur as soon as possible after the trade execution, but no later than the trade date (T+0). Where confirmation of trades by indirect market participants (such as institutional investors) is required, it should occur as soon as possible after the trade execution, preferably on T+0, but no later than T+1. </P>
                <P>3. Rolling settlement should be adopted in all securities markets. Final settlement should occur no later than T+3. The benefits and costs of a settlement cycle shorter than T+3 should be evaluated. </P>
                <P>4. The benefits and costs of a central counterparty should be evaluated. Where such a mechanism is introduced, the central counterparty should rigorously control the risks it assumes. </P>
                <P>5. Securities lending and borrowing (or repurchase agreements and other economically equivalent transactions) should be encouraged as a method for expediting the settlement of securities transactions. Barriers that inhibit the practice of lending securities for this purpose should be removed. </P>
                <P>6. Securities should be immobilized or dematerialized and transferred by book entry in central securities depository to the greatest extent possible. </P>
                <P>7. Central securities depositories should eliminate principal risk linking securities transfers to funds transfers in a way that achieves delivery versus payment. </P>
                <P>8. Final settlement should occur no later than the end of the settlement day. Intraday or real time finality should be provided where necessary to reduce risks. </P>
                <P>
                    9. Central securities depositories that extend intraday credit to participants, including central securities depositories that operate net settlement systems, should institute risk controls that, at a 
                    <PRTPAGE P="2526"/>
                    minimum, ensure timely settlement in the event that the participant with the largest payment obligation is unable to settle. The most reliable set of controls is a combination of collateral requirements and limits. 
                </P>
                <P>10. Assets used to settle the ultimate payment obligations arising from securities transaction should carry little or no credit or liquidity risk. If central bank money is not used, steps must be taken to protect central securities depository members from potential losses and liquidity pressures arising from the failure of the cash settlement agent whose assets are used for that purpose. </P>
                <P>11. Sources of operational risk arising in the clearing and settlement process should be identified and minimized through the development of appropriate systems, controls and procedures. Systems should be reliable and secure, and have adequate, scalable capacity. Contingency plans and backup facilities should be established to allow for the timely recovery of operations and completion of the settlement process. </P>
                <P>12. Entities holding securities in custody should employ accounting practices and safekeeping procedures that fully protect customers' securities. It is essential that customers' securities be protected against the claims of a custodian's creditors. </P>
                <P>13. Governance arrangements for central securities depositories and central counterparties should be designed to fulfill public interest requirement and to promote the objectives of owners and users. </P>
                <P>14. Central securities depositories and central counterparties should have objective and publicly disclosed criteria for participation that permit fair and open access. </P>
                <P>15. While maintaining safe and secure operations, securities settlement systems should be cost-effective in meeting the requirements of users. </P>
                <P>16. Securities settlement systems should use or accommodate the relevant international communication procedures and standards in order to facilitate efficient settlement of cross-border transactions. </P>
                <P>17. Central securities depositories and central counterparties should provide market participants with sufficient information for them to identify and evaluate accurately the risks and costs associated with using the central securities depository or central counterparty services. </P>
                <P>18. Securities settlement systems should be subject to transparent and effective regulation and oversight. Central banks and securities regulators should cooperate with each other and with other relevant authorities. </P>
                <P>19. Central securities depositories that establish links to settle cross-border trades should design and operate such links to reduce effectively the risks associated with cross-border settlement. </P>
                <P>b. Recommendations for Central Counterparties </P>
                <P>1. A central counterparty should have a well founded, transparent, and enforceable legal framework for each aspect of its activities in all relevant jurisdictions. </P>
                <P>2. A central counterparty should require participants to have sufficient financial resources and robust operational capacity to meet obligations arising from participation in the central counterparty. A central counterparty should have procedures in place to monitor that participation requirements are met on an ongoing basis. A central counterparty's participation requirements should be objective, publicly disclosed, and permit fair and open access. </P>
                <P>3. A central counterparty should measure its credit exposures to its participants at least once a day. Through margin requirements, other risk control mechanisms, or a combination of both, a central counterparty should limit its exposures to potential losses from defaults by its participants in normal market conditions so that the operations of the central counterparty would not be disrupted and non-defaulting participants would not be exposed to losses that they cannot anticipate or control. </P>
                <P>4. If a central counterparty relies on margin requirements to limit its credit exposures to participants, those requirements should be sufficient to cover potential exposures in normal market conditions. The models and parameters used in setting margin requirements should be risk-based and reviewed regularly. </P>
                <P>5. A central counterparty should maintain sufficient financial resources to withstand, at a minimum, a default by the participant to which it has the largest exposure in extreme but plausible market conditions. </P>
                <P>6. A central counterparty's default procedures should be clearly stated, and they should ensure that the central counterparty can take timely action to contain losses and liquidity pressures and to continue meeting its obligations. Key aspects of the default procedures should be publicly available. </P>
                <P>7. A central counterparty should hold assets in a manner whereby risk of loss or of delay in its access to them is minimized. Assets invested by a central counterparty should be held in instruments with minimal credit, market, and liquidity risks. </P>
                <P>8. A central counterparty should identify sources of operational risk and minimize them through the development of appropriate systems, controls, and procedures. Systems should be reliable and secure, and have adequate, scalable capacity. Business continuity plans should allow for timely recovery of operations and fulfillment of a central counterparty's obligations. </P>
                <P>9. A central counterparty should employ money settlement arrangements that eliminate or strictly limit its settlement bank risks, that is, its credit and liquidity risks from the use of banks to effect money settlements with its participants. Funds transfers to a central counterparty should be final when effected. </P>
                <P>10. A central counterparty should clearly state its obligations with respect to physical deliveries. The risks from these obligations should be identified and managed. </P>
                <P>11. Central counterparties that establish links either cross-border or domestically to clear trades should evaluate the potential sources of risks that can arise, and ensure that the risks are managed prudently on an ongoing basis. There should be a framework for cooperation and coordination between the relevant regulators and overseers. </P>
                <P>12. While maintaining safe and secure operations, central counterparties should be cost-effective in meeting the requirements of participants. </P>
                <P>13. Governance arrangements for a central counterparty should be clear and transparent to fulfill public interest requirements and to support the objectives of owners and participants. In particular, they should promote the effectiveness of a central counterparty's risk management procedures. </P>
                <P>14. A central counterparty should provide market participants with sufficient information for them to identify and evaluate accurately the risks and costs associated with using its services. </P>
                <P>15. A central counterparty should be subject to transparent and effective regulation and oversight. In both a domestic and an international context, central banks and securities regulators should cooperate with each other and with other relevant authorities. </P>
                <HD SOURCE="HD3">3. Self-Assessments by Systemically Important Systems </HD>
                <P>
                    Users and others outside the user community (such as prospective users or other public authorities) commonly are interested in understanding how systemically important payments and settlement systems function in order to 
                    <PRTPAGE P="2527"/>
                    manage their risks. At this time, different disclosure practices and requirements for payments and settlement systems have resulted in varying levels of information being disseminated to users and others. Users and other persons may find it difficult to obtain access to sufficient information to understand and assess a particular system's approach to risk management against internationally accepted principles and minimum standards. Broadening the availability of information concerning a system's risk management controls, governance, and legal framework, for example, can facilitate this understanding and analysis and also assist those interested in a system in evaluating and managing any risk exposure.
                    <SU>24</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         The Board considers self-assessments as only one resource for users and other persons to consider when evaluating any risks associated with a particular system. In order to effectively identify and manage risks, a user or other interested person may need to consider other relevant documentation such as the system's rules, operating procedures, or organizational documents. These materials may be publicly available or may need to be requested from the system directly.
                    </P>
                </FTNT>
                <P>The Board believes that the implementation of the applicable principles and minimum standards by systemically important systems can foster greater financial stability in payments and settlement systems. The Board further believes that operators of systemically important systems are well positioned to assess and demonstrate the extent to which they have implemented the principles or minimum standards in this policy. Therefore, in furtherance of its policy objectives, the Board expects systemically important systems subject to its authority to complete comprehensive, objective self-assessments against the applicable principles or minimum standards in this policy and disclose publicly the results of these efforts. Adopting this self-assessment framework, however, does not preclude the Federal Reserve from independently assessing compliance of systemically important systems with relevant rules, regulations, and Federal Reserve policies. </P>
                <P>
                    The Board expects systemically important systems subject to its authority to complete self-assessments based on the following guidelines. First, systemically important systems are expected to document the basis for their self-assessment and support any conclusions regarding the extent to which they meet a particular principle or minimum standard.
                    <SU>25</SU>
                    <FTREF/>
                     System operators should use one of the following assessment categories to describe the extent to which the system meets a particular principle or minimum standard: Observed, broadly observed, partly observed, or non-observed. The CPSS and CPSS-IOSCO have developed implementation guidelines and assessment methodologies that can assist system operators in structuring their self-assessments and assigning an assessment category. Accordingly, payment system operators are encouraged to consult Section 7 of the Core Principles for guidance when developing their self-assessments and in measuring the extent to which the system meets each principle.
                    <SU>26</SU>
                    <FTREF/>
                     Likewise system operators for securities settlement systems and central counterparties are encouraged to consult the assessment methodology for the relevant minimum standards for further guidance on each minimum standard and are encouraged to respond to the key questions included therein.
                    <SU>27</SU>
                    <FTREF/>
                     A system may consult the Board for assistance with respect to the principles and minimum standards and the completion of its assessment. Second, to further ensure system accountability for accuracy and completeness, the Board expects the system's senior management and board of directors to review and approve self-assessments upon completion. Third, to achieve broad disclosure, the system is expected to make its self-assessments readily available to the public, such as by posting the self-assessment on the system's public Web site. Finally, in order for self-assessments to reflect correctly the system's current rules, procedures, and operations, the Board expects a systemically important system to update the relevant parts of its self-assessment following material changes to the system or its environment. At a minimum, a systemically important system would be expected to review its self-assessment every two years to ensure continued accuracy. 
                </P>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         While the Board expects self-assessments to be robust, it does not expect payments and settlement systems to disclose publicly sensitive information that would expose system vulnerabilities or otherwise put the system at risk (e.g., specific business continuity plans).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>26</SU>
                         The Core Principles include implementation guidelines and an implementation summary for each principle. The guidelines provide both detailed explanations of each principle and general examples of ways to interpret and implement them.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>27</SU>
                         In November 2002, CPSS-IOSCO published an Assessment Methodology for the Recommendations for SSS, which is available at 
                        <E T="03">http://www.bis.org/publ/cpss51.htm</E>
                        . In November 2004, CPSS-IOSCO published the CCP Recommendations and an Assessment Methodology, which are available at 
                        <E T="03">http://www.bis.org/publ/cpss64.htm</E>
                        . These assessment methodologies for the CPSS-IOSCO Recommendations include key questions to assist an assessor in determining to what extent a system meets a particular minimum standard.
                    </P>
                </FTNT>
                <P>
                    As part of its ongoing oversight of systemically important payments and settlement systems, the Federal Reserve will review published self-assessments by systems subject to the Board's authority to ensure the Board's policy objectives and expectations are being met.
                    <SU>28</SU>
                    <FTREF/>
                     Where necessary, the Federal Reserve will provide feedback to these systems regarding the content of their self-assessments and their effectiveness in achieving the policy objectives discussed above.
                    <SU>29</SU>
                    <FTREF/>
                     The Board acknowledges that payments and settlement systems vary in terms of the scope of instruments they settle and markets they serve. It also recognizes that systems may operate under different legal and regulatory constraints and within particular market infrastructures or institutional frameworks. The Board will consider these factors when reviewing self-assessments and in evaluating how a systemically important system addresses a particular principle or minimum standard and complies with the policy generally. Where the Board does not have exclusive authority over a systemically important system, it will encourage appropriate domestic or foreign financial system authorities to promote self-assessments by systemically important systems as a means to achieve greater safety and efficiency in the financial system. 
                </P>
                <FTNT>
                    <P>
                        <SU>28</SU>
                         Any review of an assessment by the Federal Reserve should not be viewed as an approval or guarantee of the accuracy of a system's self-assessment. Furthermore, the contents of a review of a self-assessment would be subject to the Board's rules regarding disclosure of confidential supervisory information. Therefore, without the express approval of the Board, a system would not be allowed to state publicly that its self-assessment has been reviewed, endorsed, approved, or otherwise not objected to by the Federal Reserve.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>29</SU>
                         If the Federal Reserve materially disagrees with the content of a system's self-assessment, it will communicate its concerns to the system's senior management and possibly to its board of directors, as appropriate. The Federal Reserve may also discuss its concerns with other relevant financial system authorities, as appropriate.
                    </P>
                </FTNT>
                <SIG>
                    <DATED>By order of the Board of Governors of the Federal Reserve System, January 11, 2007. </DATED>
                    <NAME>Robert deV. Frierson, </NAME>
                    <TITLE>Deputy Secretary of the Board.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-589 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 6210-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
              
            <PREAMB>
                <AGENCY TYPE="N">FEDERAL RETIREMENT THRIFT INVESTMENT BOARD </AGENCY>
                <SUBJECT>Sunshine Act; Notice of Meeting </SUBJECT>
                <PREAMHD>
                    <HD SOURCE="HED">Time and Date:</HD>
                    <P>8:30 a.m. (EST), January 22, 2007. </P>
                </PREAMHD>
                <PREAMHD>
                    <PRTPAGE P="2528"/>
                    <HD SOURCE="HED">Place:</HD>
                    <P>4th Floor Conference Room, 1250 H Street, NW., Washington, DC. </P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">Status:</HD>
                    <P>Closed to the public. </P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">Matters to be Considered:</HD>
                    <P>Personnel. </P>
                </PREAMHD>
                <PREAMHD>
                    <HD SOURCE="HED">Contact Person for More Information:</HD>
                    <P>Thomas J. Trabucco, Director, Office of External Affairs, (202) 942-1640. </P>
                </PREAMHD>
                <SIG>
                    <DATED>Dated: January 16, 2007. </DATED>
                    <NAME>Thomas K. Emswiler, </NAME>
                    <TITLE>Secretary to the Board,  Federal Retirement Thrift Investment Board. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 07-220 Filed 1-16-07; 4:42 pm] </FRDOC>
            <BILCOD>BILLING CODE 6760-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBJECT>National Institute for Occupational Safety and Health; Decision to Evaluate a Petition To Designate a Class of Employees at Hanford Nuclear Reservation, Richland, WA, To Be Included in the Special Exposure Cohort</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Institute for Occupational Safety and Health (NIOSH), Department of Health and Human Services (HHS).</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Department of Health and Human Services (HHS) gives notice as required by 42 CFR 83.12(e) of a decision to evaluate a petition to designate a class of employees at the Hanford Nuclear Reservation, Richland, Washington, to be included in the Special Exposure Cohort under the Energy Employees Occupational Illness Compensation Program Act of 2000. The initial proposed definition for the class being evaluated, subject to revision as warranted by the evaluation, is as follows:</P>
                    <P>
                        <E T="03">Facility:</E>
                         Hanford Nuclear Reservation.
                    </P>
                    <P>
                        <E T="03">Location:</E>
                         Richland,Washington.
                    </P>
                    <P>
                        <E T="03">Job Title and/or Job Duties:</E>
                         All former Dupont production workers in the 100 area and the 300 area and all 200 area production workers and all guards and construction workers.
                    </P>
                    <P>
                        <E T="03">Period of Employment:</E>
                         January 1, 1943 through September 1, 1946 for former Dupont production workers in the 100 and 300 areas and December 1, 1944 through September 1, 1946 for all 200 area production workers and all guards and construction workers.
                    </P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Larry Elliott, Director, Office of Compensation Analysis and Support, National Institute for Occupational Safety and Health (NIOSH), 4676 Columbia Parkway, MS C-46, Cincinnati, OH 45226, Telephone 513-533-6800 (this is not a toll-free number). Information requests can also be submitted by e-mail to 
                        <E T="03">OCAS@CDC.GOV</E>
                        .
                    </P>
                    <SIG>
                        <DATED>Dated: January 12, 2007.</DATED>
                        <NAME>John Howard,</NAME>
                        <TITLE>Director, National Institute for Occupational Safety and Health.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC>[FR Doc. 07-194 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4163-19-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES </AGENCY>
                <SUBAGY>Centers for Disease Control and Prevention </SUBAGY>
                <DEPDOC>[30Day-07-0004] </DEPDOC>
                <SUBJECT>Agency Forms Undergoing Paperwork Reduction Act Review </SUBJECT>
                <P>
                    The Centers for Disease Control and Prevention (CDC) publishes a list of information collection requests under review by the Office of Management and Budget (OMB) in compliance with the Paperwork Reduction Act (44 U.S.C. Chapter 35). To request a copy of these requests, call the CDC Reports Clearance Officer at (404) 639-5960 or send an e-mail to 
                    <E T="03">omb@cdc.gov.</E>
                     Send written comments to CDC Desk Officer, Office of Management and Budget, Washington, DC or by fax to (202) 395-6974. Written comments should be received within 30 days of this notice. 
                </P>
                <HD SOURCE="HD1">Proposed Project </HD>
                <P>National Disease Surveillance Program—II. Disease Summaries (0920-0004)—Revision—National Center for Preparedness, Detection, and Control of Infectious Diseases (proposed) (NCPDCID), Centers for Disease Control and Prevention (CDC). </P>
                <HD SOURCE="HD2">Background and Brief Description </HD>
                <P>Surveillance of the incidence and distribution of disease has been an important function of the U.S. Public Health Service (PHS) since 1878. Through the years, PHS/CDC has formulated practical methods of disease control through field investigations. The CDC National Disease Surveillance Program is based on the premise that diseases cannot be diagnosed, prevented, or controlled until existing knowledge is expanded and new ideas developed and implemented. Over the years, the mandate of CDC has broadened to include preventive health activities and the surveillance systems maintained have expanded. </P>
                <P>CDC and the Council of State and Territorial Epidemiologists (CSTE) collect data on disease and preventable conditions in accordance with jointly approved plans. Changes in the surveillance program and in reporting methods are effected in the same manner. At the onset of this surveillance program in 1968, the CSTE and CDC decided on which diseases warranted surveillance. These diseases are reviewed and revised based on variations in the public's health. Surveillance forms are distributed to the State and local health departments who voluntarily submit these reports to CDC at variable frequencies, either weekly or monthly. CDC then calculates and publishes weekly statistics via the Morbidity and Mortality Weekly Report (MMWR), providing the states with timely aggregates of their submissions. </P>
                <P>The following diseases/conditions are included in this program: Diarrheal disease surveillance (includes campylobacter, salmonella, and shigella), foodborne outbreaks, arboviral surveillance (ArboNet), Influenza virus (includes the annual survey and influenza-like illness), Respiratory and Enterovirus surveillance, rabies, waterborne diseases, cholera and other vibrio illnesses, calicivirus surveillance, and Listeria case form. These data are essential on the local, state, and Federal levels for measuring trends in diseases, evaluating the effectiveness of current prevention strategies, and determining the need for modifying current prevention measures. </P>
                <P>This request is for approval of the data collection for three years. Because of the distinct nature of each of the diseases, the number of cases reported annually is different for each. There is no cost to respondents other than their time. The total estimated annualized burden hours are 21,107. </P>
                <GPOTABLE COLS="04" OPTS="L2,i1" CDEF="s60,12,12,12">
                    <TTITLE>Estimate of Annualized Burden Hours</TTITLE>
                    <BOXHD>
                        <CHED H="1">Form</CHED>
                        <CHED H="1">
                            Number of 
                            <LI>respondents</LI>
                        </CHED>
                        <CHED H="1">
                            Number of
                            <LI>responses</LI>
                        </CHED>
                        <CHED H="1">Avg. burden</CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="22">Diarrheal Disease Surveillance:</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">—Campylobacter (electronic)</ENT>
                        <ENT>53 </ENT>
                        <ENT>52 </ENT>
                        <ENT>3/60</ENT>
                    </ROW>
                    <ROW>
                        <PRTPAGE P="2529"/>
                        <ENT I="03">—Salmonella (electronic)</ENT>
                        <ENT>53</ENT>
                        <ENT>52</ENT>
                        <ENT>3/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">—Shigella (electronic)</ENT>
                        <ENT>53</ENT>
                        <ENT>52</ENT>
                        <ENT>3/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Foodborne Outbreak Form </ENT>
                        <ENT>54</ENT>
                        <ENT>25</ENT>
                        <ENT>15/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Arboviral Surveillance (ArboNet)</ENT>
                        <ENT>57</ENT>
                        <ENT>1421</ENT>
                        <ENT>4/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">Influenza:</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">—Influenza virus (fax, Oct-May)</ENT>
                        <ENT>8</ENT>
                        <ENT>33</ENT>
                        <ENT>10/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">—Influenza virus (fax, year round)</ENT>
                        <ENT>15</ENT>
                        <ENT>52</ENT>
                        <ENT>10/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">*** Influenza virus (Internet; Oct-May)</ENT>
                        <ENT>13</ENT>
                        <ENT>33</ENT>
                        <ENT>10/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">*** Influenza virus (Internet; year round)</ENT>
                        <ENT>24</ENT>
                        <ENT>52</ENT>
                        <ENT>10/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">—Influenza virus (electronic, Oct-May)</ENT>
                        <ENT>9</ENT>
                        <ENT>33</ENT>
                        <ENT>5/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">—Influenza virus (electronic, year round)</ENT>
                        <ENT>14</ENT>
                        <ENT>52</ENT>
                        <ENT>5/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Influenza Annual Survey </ENT>
                        <ENT>83</ENT>
                        <ENT>1</ENT>
                        <ENT>15/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Influenza-like Illness (Oct-May)</ENT>
                        <ENT>824</ENT>
                        <ENT>33</ENT>
                        <ENT>15/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Influenza-like Illness (year round)</ENT>
                        <ENT>496</ENT>
                        <ENT>52</ENT>
                        <ENT>15/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">Monthly Respiratory &amp; Enterovirus Surveillance Report:</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">—Excel format (electronic)</ENT>
                        <ENT>25</ENT>
                        <ENT>12</ENT>
                        <ENT>15/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">National Respiratory &amp; Enteric Virus Surveillance System (NREVSS)</ENT>
                        <ENT>90</ENT>
                        <ENT>52</ENT>
                        <ENT>10/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Rabies (electronic)</ENT>
                        <ENT>50</ENT>
                        <ENT>12</ENT>
                        <ENT>8/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Rabies (paper)</ENT>
                        <ENT>3</ENT>
                        <ENT>12</ENT>
                        <ENT>15/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Waterborne Diseases Outbreak Form </ENT>
                        <ENT>57</ENT>
                        <ENT>1</ENT>
                        <ENT>20/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Cholera and other Vibrio illnesses </ENT>
                        <ENT>450</ENT>
                        <ENT>1</ENT>
                        <ENT>20/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Calicivirus surveillance (CaliciNet)</ENT>
                        <ENT>20</ENT>
                        <ENT>5</ENT>
                        <ENT>5/60</ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Listeria Case Form </ENT>
                        <ENT>53</ENT>
                        <ENT>1</ENT>
                        <ENT>30/60</ENT>
                    </ROW>
                </GPOTABLE>
                <SIG>
                    <NAME>Deborah Holtzman, </NAME>
                    <TITLE>Reports Clearance Officer, Centers for Disease Control and Prevention.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E7-704 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4163-18-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES </AGENCY>
                <SUBAGY>Centers for Disease Control and Prevention </SUBAGY>
                <DEPDOC>[60Day-07-07AG] </DEPDOC>
                <SUBJECT>Proposed Data Collections Submitted for Public Comment and Recommendations </SUBJECT>
                <P>
                    In compliance with the requirement of Section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995 for opportunity for public comment on proposed data collection projects, the Centers for Disease Control and Prevention (CDC) will publish periodic summaries of proposed projects. To request more information on the proposed projects or to obtain a copy of the data collection plans and instruments, call 404-639-5960 and send comments to Joan F. Karr, CDC Acting Reports Clearance Officer, 1600 Clifton Road, MS-D74, Atlanta, GA 30333 or send an e-mail to 
                    <E T="03">omb@cdc.gov.</E>
                </P>
                <P>
                    <E T="03">Comments are invited on:</E>
                     (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information shall have practical utility; (b) the accuracy of the agency's estimate of the burden of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Written comments should be received within 60 days of this notice. 
                </P>
                <HD SOURCE="HD1">Proposed Project </HD>
                <P>National HIV Behavioral Surveillance System (NHBS)—New—National Center for HIV, STD, and TB Prevention (NCHSTP), Centers for Disease Control and Prevention (CDC). </P>
                <HD SOURCE="HD2">Background and Brief Description </HD>
                <P>The purpose of this data collection is to monitor behaviors related to Human Immunodeficiency Virus (HIV) infection among persons at high risk for infection in the United States. The primary objectives of the system are to obtain data from samples of persons at risk to: (a) Describe the prevalence and trends in risk behaviors; (b) describe the prevalence of and trends in HIV testing and HIV infection; (c) describe the prevalence of and trends in use of HIV prevention services; (d) identify met and unmet needs for HIV prevention services in order to inform health departments, community based organizations, community planning groups and other stakeholders. This project addresses the goals of CDC's HIV prevention strategic plan, specifically the goal of strengthening the national capacity to monitor the HIV epidemic to better direct and evaluate prevention efforts. </P>
                <P>Data are collected through in-person interviews conducted with persons systematically selected from 25 Metropolitan Statistical Areas (MSAs) throughout the United States; these 25 MSAs were chosen based on having high AIDS prevalence. Persons at risk for HIV infection to be interviewed for NHBS include men who have sex with men (MSM), injecting drug users (IDU), and heterosexual persons living in census tracts that have high HIV/AIDS prevalence (HET). A brief screening interview will be used to determine eligibility for participation in the full survey. The data from the full survey will provide estimates of behavior related to the risk of HIV and other sexually transmitted diseases, prior testing for HIV, and use of HIV prevention services. All persons interviewed will also be offered an HIV test, and will participate in a pre-test counseling session. No other federal agency systematically collects this type of information from persons at risk for HIV infection. This data will have substantial impact on prevention program development and monitoring at the local, state, and national levels. </P>
                <P>
                    CDC estimates that NHBS will involve, per year in each of the 25 MSAs, eligibility screening for 50 to 200 persons and eligibility screening plus the survey and HIV testing with 500 eligible respondents, resulting in a total of 37,500 eligible survey respondents 
                    <PRTPAGE P="2530"/>
                    and 7,500 ineligible screened persons during a 3-year period. Data collection will rotate such that interviews will be conducted among one group per year: MSM in year 1, IDU in year 2, and HET in year 3. The type of data collected for each group will vary slightly due to different sampling methods and risk characteristics of the group. Participation of respondents is voluntary and there is no cost to the respondents other than their time. 
                </P>
                <GPOTABLE COLS="5" OPTS="L2,i1" CDEF="s150,12,12,12,12">
                    <TTITLE>Estimated Annualized Burden Hours </TTITLE>
                    <BOXHD>
                        <CHED H="1">Respondents </CHED>
                        <CHED H="1">
                            Number of 
                            <LI>respondents </LI>
                        </CHED>
                        <CHED H="1">
                            Number of 
                            <LI>responses per respondent </LI>
                        </CHED>
                        <CHED H="1">
                            Average 
                            <LI>burden per </LI>
                            <LI>response </LI>
                            <LI>(in hours) </LI>
                        </CHED>
                        <CHED H="1">
                            Total burden 
                            <LI>(in hours) </LI>
                        </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="22">MSM: </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Screener only </ENT>
                        <ENT>5,000 </ENT>
                        <ENT>1 </ENT>
                        <ENT>5/60 </ENT>
                        <ENT>417 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Screener, survey, and testing </ENT>
                        <ENT>12,500 </ENT>
                        <ENT>1 </ENT>
                        <ENT>65/60 </ENT>
                        <ENT>13,542 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">IDU: </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Screener only </ENT>
                        <ENT>1,250 </ENT>
                        <ENT>1 </ENT>
                        <ENT>5/60 </ENT>
                        <ENT>104 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Screener, survey, and testing </ENT>
                        <ENT>12,500 </ENT>
                        <ENT>1 </ENT>
                        <ENT>90/60 </ENT>
                        <ENT>18,750 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="22">HET: </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Screener only </ENT>
                        <ENT>1,250 </ENT>
                        <ENT>1 </ENT>
                        <ENT>5/60 </ENT>
                        <ENT>104 </ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="03">Screener, survey, and testing </ENT>
                        <ENT>12,500 </ENT>
                        <ENT>1 </ENT>
                        <ENT>75/60 </ENT>
                        <ENT>15,625 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="05">Total </ENT>
                        <ENT/>
                        <ENT/>
                        <ENT/>
                        <ENT>48,542 </ENT>
                    </ROW>
                </GPOTABLE>
                <SIG>
                    <DATED>Dated: January 12, 2007. </DATED>
                    <NAME>Deborah Holtzman, </NAME>
                    <TITLE>Reports Clearance Officer, Centers for Disease Control and Prevention.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E7-705 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4163-18-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES </AGENCY>
                <SUBAGY>Centers for Disease Control and Prevention </SUBAGY>
                <SUBJECT>Breast and Cervical Cancer Early Detection and Control Advisory Committee </SUBJECT>
                <P>In accordance with section 10(a)(2)of the Federal Advisory Committee Act (Pub. L. 92-463), the Centers for Disease Control and Prevention (CDC) announces the aforementioned committee meeting: </P>
                <EXTRACT>
                    <P>
                        <E T="03">Times and Dates:</E>
                         8:30 a.m.-5 p.m., February 6, 2007; 8:30 a.m.-3 p.m., February 7, 2007. 
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Centers for Disease Control and Prevention, 1600  Clifton Road, NE., Tom Harkin Global Community Center, Building 19, Atlanta, Georgia 30333, Telephone: 404-639-1717. 
                    </P>
                    <P>
                        <E T="03">Status:</E>
                         Open to the public, limited only by the space available. 
                    </P>
                    <P>
                        <E T="03">Purpose:</E>
                         The committee is charged with advising the Secretary, Department of Health and Human Services, and the Director, CDC, regarding the early detection and control of breast and cervical cancer. The committee makes recommendations regarding national program goals and objectives; implementation strategies; and program priorities including surveillance, epidemiologic investigations, education and training, information dissemination, professional interactions and collaborations, and policy. 
                    </P>
                    <P>
                        <E T="03">Matters to be Discussed:</E>
                         The agenda will include a review and discussion of the National Breast and Cervical Cancer Early Detection Program components; and discussion and review of related policies and emerging issues. 
                    </P>
                    <P>Agenda items are subject to change as priorities dictate. </P>
                    <P>
                        <E T="03">Contact Person for More Information:</E>
                         Debra Younginer, Executive Secretary, BCCEDCAC, Division of Cancer Prevention and Control, National Center for Chronic Disease Prevention and Health Promotion, CDC, 4770 Buford Highway, Mailstop K-57, Chamblee, Georgia 30316, Telephone: 770-488-1074. 
                    </P>
                    <P>
                        The Director, Management Analysis and Services Office, has been delegated the authority to sign 
                        <E T="04">Federal Register</E>
                         notices pertaining to announcements of meetings and other committee management activities for both CDC and NCEH/ATSDR. 
                    </P>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: January 12, 2007. </DATED>
                    <NAME>Edward Schultz, </NAME>
                    <TITLE>Acting Director, Management Analysis and Services Office, Center for Disease Control and Prevention.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-721 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4163-18-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES </AGENCY>
                <SUBAGY>Centers for Disease Control and Prevention </SUBAGY>
                <SUBJECT>Clinical Laboratory Improvement Advisory Committee </SUBJECT>
                <P>In accordance with section 10(a)(2) of the Federal Advisory Committee Act (Pub. L. 92-463), the Centers for Disease Control and Prevention (CDC) announces the following committee meeting. </P>
                <EXTRACT>
                    <P>
                        <E T="03">Name:</E>
                         Clinical Laboratory Improvement Advisory Committee (CLIAC). Web site: 
                        <E T="03">http://www.phppo.cdc.gov/CLIAC/default.aspx.</E>
                    </P>
                    <P>
                        <E T="03">Times and Dates:</E>
                         8:30 a.m.-5 p.m., February 14, 2007; 8:30 a.m.-3 p.m., February 15, 2007.
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         Omni Hotel at CNN Center, 100 CNN Center, Atlanta, Georgia 30303; Phone: (404) 659-0000, Fax: (404) 525-5050 (
                        <E T="03">http://www.omnihotels.com/FindAHotel/AtlantaCNNCenter.aspx</E>
                        ). 
                    </P>
                    <P>
                        <E T="03">Status:</E>
                         Open to the public, limited only by the space available. The meeting room accommodates approximately 100 people. 
                    </P>
                    <P>
                        <E T="03">Purpose:</E>
                         This committee is charged with providing scientific and technical advice and guidance to the Secretary of Health and Human Services, the Assistant Secretary for Health, and the Director, CDC, regarding the need for, and the nature of, revisions to the standards under which clinical laboratories are regulated, the impact on medical and laboratory practice of proposed revisions to the standards, and the modification of the standards to accommodate technological advances. 
                    </P>
                    <P>
                        <E T="03">Matters to be Discussed:</E>
                         The agenda will include updates from the CDC, the Centers for Medicare &amp; Medicaid Services, and the Food and Drug Administration; discussion of the status of the “Notice of Proposed Rulemaking” for genetic testing; presentations and discussion concerning the future of health laboratory practice specifically focusing on simple testing in diverse sites; reports and discussions addressing the impact of the Morbidity and Mortality Weekly Report (MMWR) Publication of “Good Laboratory Practices for Waived Testing Sites”; a report from the CLIAC Workgroup on “The Impact of Rapid and Molecular Tests for Infectious Disease Agents on Public Health” and discussion of the workgroup's proposals related to such; and presentations and discussion concerning rapid HIV testing. Agenda items are subject to change as priorities dictate. 
                    </P>
                    <P>
                        <E T="03">Providing Oral or Written Comments:</E>
                         It is the policy of CLIAC to accept written public comments and provide a brief period for oral public comments whenever possible. 
                        <PRTPAGE P="2531"/>
                    </P>
                    <P>
                        <E T="03">Oral Comments:</E>
                         In general, each individual or group requesting to make an oral presentation will be limited to a total time of five minutes (unless otherwise indicated). Speakers must also submit their comments in writing for inclusion in the meeting's summary report. To assure adequate time is scheduled for public comments, individuals or groups planning to make an oral presentation should, when possible, notify the contact person below at least one week prior to the meeting date. 
                    </P>
                    <P>
                        <E T="03">Written Comments:</E>
                         For individuals or groups unable to attend the meeting, CLIAC accepts written comments until the date of the meeting (unless otherwise stated). However, the comments should be received at least one week prior to the meeting date so that the comments may be made available to the committee for their consideration and public distribution. Written comments, one hard copy with original signature, should be provided to the contact person below. Written comments will be included in the meeting's summary report. 
                    </P>
                    <P>
                        <E T="03">Contact Person for Additional Information:</E>
                         Devery Howerton, Acting Chief, Laboratory Practice Standards Branch, Division Public Health Partnerships—Laboratory Systems, National Center for Health Marketing,  Coordinating Center for Health Information and Service, CDC, 1600 Clifton Road, NE., Mailstop G-23, Atlanta, Georgia 30333; telephone (404) 718-1016; fax (404) 718-1080; or via e-mail at 
                        <E T="03">DHowerton@cdc.gov.</E>
                    </P>
                    <P>
                        The Director, Management Analysis and Services Office, has been delegated the authority to sign 
                        <E T="04">Federal Register</E>
                         Notices pertaining to announcements of meetings and other committee management activities, for CDC and the Agency for Toxic Substances and Disease Registry. 
                    </P>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: January 12, 2007. </DATED>
                    <NAME>Edward Schultz, </NAME>
                    <TITLE>Acting Director, Management Analysis and Services Office, Centers for Disease Control and Prevention.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-720 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4163-18-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES </AGENCY>
                <SUBAGY>Centers for Disease Control and Prevention </SUBAGY>
                <SUBJECT>National Center for Environmental Health/Agency for Toxic Substances and Disease Registry; The Program Peer Review Subcommittee of the Board of Scientific Counselors (BSC), Centers for Disease Control and Prevention (CDC), National Center for Environmental Health/Agency for Toxic Substances and Disease Registry (NCEH/ATSDR): Teleconference </SUBJECT>
                <P>In accordance with section 10(a)(2) of the Federal Advisory Committee Act (Pub. L. 92-463), CDC, NCEH/ATSDR announces the aforementioned subcommittee meeting: </P>
                <EXTRACT>
                    <P>
                        <E T="03">Time and Date:</E>
                         10 a.m.-12 p.m. Eastern Standard  Time, February 6, 2007. 
                    </P>
                    <P>
                        <E T="03">Place:</E>
                         The teleconference will originate at NCEH/ATSDR in Atlanta, Georgia. To participate, dial 877/315-6535 and enter conference code 383520. 
                    </P>
                    <P>
                        <E T="03">Purpose:</E>
                         Under the charge of the BSC, NCEH/ATSDR, the PPRS will provide the BSC, NCEH/ATSDR with advice and recommendations on NCEH/ATSDR program peer review. They will serve the function of organizing, facilitating, and providing a long-term perspective to the conduct of NCEH/ATSDR program peer review. 
                    </P>
                    <P>
                        <E T="03">Matters To Be Discussed:</E>
                         A discussion of Preparedness and Emergency Response Peer Review: (1) Breadth and approach of the review, (2) areas of expertise required for the review, and (3) nominations for a PPRS panel member, a chairperson, peer reviewers, partners and customers; a report on the Site Specific Activities Peer Review; and approval of the revised Peer Reviewer Conflict-of-Interest Form. 
                    </P>
                    <P>Agenda items are subject to change as priorities dictate. </P>
                    <P>
                        <E T="03">Supplementary Information:</E>
                         This meeting is scheduled to begin at 10 a.m. Eastern Standard Time. To participate, please dial 877/315-6535 and enter conference code 383520. Public comment period is scheduled for 11 a.m.-11:10 a.m. 
                    </P>
                    <P>
                        <E T="03">For Further Information Contact:</E>
                         Sandra Malcom, Committee Management Specialist, Office of Science,  NCEH/ATSDR, MS E-28, 1600 Clifton Road, NE., Atlanta,  Georgia 30333, telephone 404/498-0622. 
                    </P>
                    <P>
                        The Director, Management Analysis and Services Office, has been delegated the authority to sign 
                        <E T="04">Federal  Register</E>
                         notices pertaining to announcements of meetings and other committee management activities for both CDC and  NCEH/ATSDR. 
                    </P>
                </EXTRACT>
                <SIG>
                    <DATED>Dated: January 12, 2007. </DATED>
                    <NAME>Edward Schultz, </NAME>
                    <TITLE>Acting Director, Management Analysis and Services Office,  Centers for Disease Control and Prevention.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E7-707 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4163-18-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES </AGENCY>
                <SUBAGY>Centers for Medicare &amp; Medicaid Services </SUBAGY>
                <DEPDOC>[Document Identifier: CMS-2786] </DEPDOC>
                <SUBJECT>Agency Information Collection Activities: Submission for OMB Review; Comment Request </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Centers for Medicare &amp; Medicaid Services, HHS. </P>
                </AGY>
                <P>In compliance with the requirement of section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995, the Centers for Medicare &amp; Medicaid Services (CMS), Department of Health and Human Services, is publishing the following summary of proposed collections for public comment. Interested persons are invited to send comments regarding this burden estimate or any other aspect of this collection of information, including any of the following subjects: (1) The necessity and utility of the proposed information collection for the proper performance of the Agency's function; (2) the accuracy of the estimated burden; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) the use of automated collection techniques or other forms of information technology to minimize the information collection burden. </P>
                <P>
                    1. 
                    <E T="03">Type of Information Collection Request:</E>
                     Extension of a currently approved collection; 
                    <E T="03">Title of Information Collection:</E>
                     Fire Safety Survey Report Forms and Supporting Regulations in 42 CFR 416.44, 418.100, 482.41, 483.70, and 483.470; 
                    <E T="03">Use:</E>
                     These forms are used by the State Agencies to record data collected to determine compliance with individual conditions during fire safety surveys and report it to the Federal Government. 
                    <E T="03">Form Number:</E>
                     CMS-2786 M, R, S, T, U, V, W, X, Y (OMB#: 0938-0242); 
                    <E T="03">Frequency:</E>
                     Reporting—Annually; 
                    <E T="03">Affected Public:</E>
                     State, Local or Tribal Government; 
                    <E T="03">Number of Respondents:</E>
                     27,900; 
                    <E T="03">Total Annual Responses:</E>
                     27,900; 
                    <E T="03">Total Annual Hours:</E>
                     2,325. 
                </P>
                <P>
                    To obtain copies of the supporting statement and any related forms for the proposed paperwork collections referenced above, access CMS Web site address at 
                    <E T="03">http://www.cms.hhs.gov/PaperworkReductionActof1995,</E>
                     or e-mail your request, including your address, phone number, OMB number, and CMS document identifier, to 
                    <E T="03">Paperwork@cms.hhs.gov,</E>
                     or call the Reports Clearance Office on (410) 786-1326. 
                </P>
                <P>Written comments and recommendations for the proposed information collections must be mailed or faxed within 30 days of this notice directly to the OMB desk officer: OMB Human Resources and Housing Branch, Attention: Carolyn Lovett, New Executive Office Building, Room 10235, Washington, DC 20503, Fax Number: (202) 395-6974. </P>
                <SIG>
                    <DATED>Dated: January 10, 2007. </DATED>
                    <NAME>Michelle Shortt, </NAME>
                    <TITLE>Director, Regulations Development Group, Office of Strategic Operations and Regulatory Affairs. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 07-154 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4120-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="2532"/>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES </AGENCY>
                <SUBAGY>Centers for Medicare &amp; Medicaid Services </SUBAGY>
                <DEPDOC>[Document Identifier: CMS-1728-94 and CMS-10091] </DEPDOC>
                <SUBJECT>Agency Information Collection Activities: Proposed Collection; Comment Request </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Centers for Medicare &amp; Medicaid Services, HHS.</P>
                </AGY>
                <P>In compliance with the requirement of section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995, the Centers for Medicare &amp; Medicaid Services (CMS) is publishing the following summary of proposed collections for public comment. Interested persons are invited to send comments regarding this burden estimate or any other aspect of this collection of information, including any of the following subjects: (1) The necessity and utility of the proposed information collection for the proper performance of the agency's functions; (2) the accuracy of the estimated burden; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) the use of automated collection techniques or other forms of information technology to minimize the information collection burden. </P>
                <P>
                    1. 
                    <E T="03">Type of Information Collection Request:</E>
                     Extension of a currently approved collection; 
                    <E T="03">Title of Information Collection:</E>
                     Home Health Agency Cost Report; 
                    <E T="03">Use:</E>
                     Providers of services participating in the Medicare program are required under sections 1815(a) and 1861(v)(1)(A) of the Social Security Act (42 U.S.C. 1395g) to submit annual information to achieve settlement of costs for health care services rendered to Medicare beneficiaries. The CMS-1728-94 cost report is needed to determine the amount of reimbursable cost, based upon the cost limits, that is due these providers furnishing medical services to Medicare beneficiaries. 
                    <E T="03">Form Number:</E>
                     CMS-1728-94 (OMB#: 0938-0022); 
                    <E T="03">Frequency:</E>
                     Reporting: Yearly; 
                    <E T="03">Affected Public:</E>
                     Business or other for-profit and Not-for-profit institutions; 
                    <E T="03">Number of Respondents:</E>
                     5069; 
                    <E T="03">Total Annual Responses:</E>
                     5069; 
                    <E T="03">Total Annual Hours:</E>
                     892,144. 
                </P>
                <P>
                    2. 
                    <E T="03">Type of Information Collection Request:</E>
                     Extension of a currently approved collection; 
                    <E T="03">Title of Information Collection:</E>
                     Accepting New Patients Indicator UPIN (Unique Physician Identification Number) Participating Physicians Directory; 
                    <E T="03">Use:</E>
                     CMS is expanding the Participating Physician Directory to provide additional information about physicians who participate in Medicare. The new data element “accepting new Medicare patients” will provide beneficiaries and other users with much needed information about the physicians who participate in the Medicare program. It will also provide a service to physicians who are either seeking new Medicare patients or who wish to reduce the burden of responding to callers when they are no longer accepting new Medicare patients. 
                    <E T="03">Form Number:</E>
                     CMS-10091 (OMB#: 0938-0905); 
                    <E T="03">Frequency:</E>
                     Reporting: Daily, Weekly and Yearly; 
                    <E T="03">Affected Public:</E>
                     Business or other for-profit and Not-for-profit institutions; 
                    <E T="03">Number of Respondents:</E>
                     109.800; 
                    <E T="03">Total Annual Responses:</E>
                     10,980; 
                    <E T="03">Total Annual Hours:</E>
                     915. 
                </P>
                <P>
                    To obtain copies of the supporting statement and any related forms for the proposed paperwork collections referenced above, access CMS' Web site address at 
                    <E T="03">http://www.cms.hhs.gov/PaperworkReductionActof1995,</E>
                     or e-mail your request, including your address, phone number, OMB number, and CMS document identifier, to 
                    <E T="03">Paperwork@cms.hhs.gov,</E>
                     or call the Reports Clearance Office on (410) 786-1326. 
                </P>
                <P>To be assured consideration, comments and recommendations for the proposed information collections must be received at the address below, no later than 5 p.m. on March 20, 2007. </P>
                <P>CMS, Office of Strategic Operations and Regulatory Affairs, Division of Regulations Development—C, Attention: Bonnie L Harkless, Room C4-26-05, 7500 Security Boulevard, Baltimore, Maryland 21244-1850. </P>
                <SIG>
                    <DATED>Dated: January 10, 2007. </DATED>
                    <NAME>Michelle Shortt, </NAME>
                    <TITLE>Director, Regulations Development Group, Office of Strategic Operations and Regulatory Affairs.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-604 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4120-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES </AGENCY>
                <SUBAGY>Centers for Medicare &amp; Medicaid Services </SUBAGY>
                <DEPDOC>[Document Identifier: CMS-10176] </DEPDOC>
                <SUBJECT>Agency Information Collection Activities: Proposed Collection; Comment Request </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Centers for Medicare &amp; Medicaid Services, HHS.</P>
                </AGY>
                <P>In compliance with the requirement of section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995, the Centers for Medicare &amp; Medicaid Services (CMS) is publishing the following summary of proposed collections for public comment. Interested persons are invited to send comments regarding this burden estimate or any other aspect of this collection of information, including any of the following subjects: (1) The necessity and utility of the proposed information collection for the proper performance of the agency's functions; (2) the accuracy of the estimated burden; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) the use of automated collection techniques or other forms of information technology to minimize the information collection burden. </P>
                <P>
                    1. 
                    <E T="03">Type of Information Collection Request:</E>
                     New Collection; 
                    <E T="03">Title of Information Collection:</E>
                     Governmental Status of Health Care Provider Form; 
                    <E T="03">Use:</E>
                     The questions presented on the “Governmental Status of Health Care Provider” form are required for CMS to be able to determine the permissibility of State funding sources associated with selected reimbursement-related State Plan Amendments. Without the information gathered on this form, CMS will not be able to determine the State's compliance with Section 1902(a)(30)(A) or Section 1903(w) of the Social Security Act. If CMS cannot determine compliance, CMS cannot approve the State Plan Amendments, resulting in potential harm to Medicaid beneficiaries. The respondents of this information request will be the State's State Medicaid Agency. 
                    <E T="03">Form Number:</E>
                     CMS-10176 (OMB#: 0938-NEW); 
                    <E T="03">Frequency:</E>
                     Reporting: Once and on occasion; 
                    <E T="03">Affected Public:</E>
                     State, Local, or Tribal Governments; 
                    <E T="03">Number of Respondents:</E>
                     50; 
                    <E T="03">Total Annual Responses:</E>
                     4,000; 
                    <E T="03">Total Annual Hours:</E>
                     4,000. 
                </P>
                <P>
                    To obtain copies of the supporting statement and any related forms for the proposed paperwork collections referenced above, access CMS' Web site address at 
                    <E T="03">http://www.cms.hhs.gov/PaperworkReductionActof1995,</E>
                     or e-mail your request, including your address, phone number, OMB number, and CMS document identifier, to 
                    <E T="03">Paperwork@cms.hhs.gov,</E>
                     or call the Reports Clearance Office on (410) 786-1326. 
                </P>
                <P>To be assured consideration, comments and recommendations for the proposed information collections must be received at the address below, no later than 5 p.m. on March 20, 2007. </P>
                <PRTPAGE P="2533"/>
                <FP SOURCE="FP-1">CMS, Office of Strategic Operations and Regulatory Affairs, Division of Regulations Development—A, Attention: Melissa Musotto, Room C4-26-05, 7500 Security Boulevard, Baltimore, MD 21244-1850. </FP>
                <SIG>
                    <DATED>Dated: January 12, 2007. </DATED>
                    <NAME>Michelle Shortt, </NAME>
                    <TITLE>Director, Regulations Development Group, Office of Strategic Operations and Regulatory Affairs.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-700 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4120-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HEALTH AND HUMAN SERVICES</AGENCY>
                <SUBAGY>Food and Drug Administration</SUBAGY>
                <DEPDOC>[Docket No. 2007N-0014]</DEPDOC>
                <SUBJECT>Agency Information Collection Activities; Proposed Collection; Comment Request; Submission of Petitions: Food Additive, Color Additive (Including Labeling), and Generally Recognized as Safe Affirmation; Electronic Submission Using Food and Drug Administration Forms 3503 and 3504</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Food and Drug Administration, HHS.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Food and Drug Administration (FDA) is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act of 1995 (the PRA), Federal agencies are required to publish notice in the 
                        <E T="04">Federal Register</E>
                         concerning each proposed collection of information, including each proposed extension of an existing collection of information, and to allow 60 days for public comment in response to the notice. This notice solicits comments on the information collection provisions of FDA's regulations for submission of petitions, including food and color additive petitions (including labeling) and generally recognized as safe (GRAS) affirmations, and electronic submission using FDA Forms 3503 and 3504. This notice also notifies the public of, and solicits comments on, FDA's proposal to transfer the collection of information and burden associated with petitions submitted to amend the indirect food additive regulations from the subject collection of information Office of Management and Budget (OMB) control number 0910-0016 to the collection of information for the Food Contact Substances Notification System (OMB control number 0910-0495).
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Submit written or electronic comments on the collection of information by March 20, 2007.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Submit electronic comments on the collection of information to: 
                        <E T="03">http://www.fda.gov/dockets/ecomments</E>
                        . Submit written comments on the collection of information to the Division of Dockets Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852. All comments should be identified with the docket number found in brackets in the heading of this document.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Jonna Capezzuto, Office of the Chief Information Officer (HFA-250), Food and Drug Administration, 5600 Fishers Lane, Rockville, MD 20857, 301-827-4659.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Under the PRA (44 U.S.C. 3501-3520), Federal agencies must obtain approval from OMB for each collection of information they conduct or sponsor. “Collection of information” is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3(c) and includes agency requests or requirements that members of the public submit reports, keep records, or provide information to a third party. Section 3506(c)(2)(A) of the PRA (44 U.S.C. 3506(c)(2)(A)) requires Federal agencies to provide a 60-day notice in the 
                    <E T="04">Federal Register</E>
                     concerning each proposed collection of information, including each proposed extension of an existing collection of information, before submitting the collection to OMB for approval. To comply with this requirement, FDA is publishing notice of the proposed collection of information set forth in this document.
                </P>
                <P>With respect to the following collection of information, FDA invites comments on these topics: (1) Whether the proposed collection of information is necessary for the proper performance of FDA's functions, including whether the information will have practical utility; (2) the accuracy of FDA's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (4) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques, when appropriate, and other forms of information technology.</P>
                <HD SOURCE="HD1">Submission of Petitions: Food Additive, Color Additive (Including Labeling), and GRAS Affirmation; Electronic Submission Using FDA Forms 3503 and 3504—21 CFR 70.25, 71.1, 170.35, 171.1, 172, 173, 179, and 180 (OMB Control Number 0910-0016)—Extension</HD>
                <P>Section 409(a) of the Federal Food, Drug, and Cosmetic Act (the act) (21 U.S.C. 348(a)) provides that a food additive shall be deemed to be unsafe, unless: (1) The additive and its use, or intended use, are in conformity with a regulation issued under section 409 of the act that describes the condition(s) under which the additive may be safely used; (2) the additive and its use, or intended use, conform to the terms of an exemption for investigational use; or (3) a food contact notification submitted under section 409(h) of the act is effective. Food additive petitions (FAPs) are submitted by individuals or companies to obtain approval of a new food additive or to amend the conditions of use permitted under an existing food additive regulation. Section 171.1 (21 CFR 171.1) specifies the information that a petitioner must submit in order to establish that the proposed use of a food additive is safe and to secure the publication of a food additive regulation describing the conditions under which the additive may be safely used. Parts 172, 173, 179, and 180 (21 CFR parts 172, 173, 179, and 180) contain labeling requirements for certain food additives to ensure their safe use.</P>
                <P>Section 721(a) of the act (21 U.S.C. 379e(a)) provides that a color additive shall be deemed to be unsafe unless the additive and its use are in conformity with a regulation that describes the condition(s) under which the additive may safely be used, or the additive and its use conform to the terms of an exemption for investigational use issued under section 721(f) of the act. Color additive petitions (CAPs) are submitted by individuals or companies to obtain approval of a new color additive or a change in the conditions of use permitted for a color additive that is already approved. Section 71.1 (21 CFR 71.1) specifies the information that a petitioner must submit to establish the safety of a color additive and to secure the issuance of a regulation permitting its use. FDA's color additive labeling requirements in § 70.25 (21 CFR 70.25) require that color additives that are to be used in food, drugs, devices, or cosmetics be labeled with sufficient information to ensure their safe use.</P>
                <P>
                    Under section 201(s) of the act (21 U.S.C. 321(s)), a substance is GRAS if it is generally recognized among experts 
                    <PRTPAGE P="2534"/>
                    qualified by scientific training and experience to evaluate its safety, to be safe through either scientific procedures or common use in food. The act historically has been interpreted to permit food manufacturers to make their own initial determination that use of a substance in food is GRAS and thereafter seek affirmation of GRAS status from FDA. FDA reviews petitions for affirmation of GRAS status that are submitted on a voluntary basis by the food industry and other interested parties under authority of sections 201, 402, 409, and 701 of the act (21 U.S.C. 321, 342, 348, and 371). To implement the GRAS provisions of the act, FDA has set forth procedures for the GRAS affirmation petition process in § 170.35(c)(1) (21 CFR 170.35(c)(1)). While the GRAS affirmation petition process still exists, FDA has not received a GRAS affirmation petition since the establishment of the voluntary GRAS notification program.
                </P>
                <P>
                    In the 
                    <E T="04">Federal Register</E>
                     of July 31, 2001 (66 FR 39517), FDA announced the availability of a draft guidance entitled “Draft Guidance for Industry on Providing Regulatory Submissions to Office of Food Additive Safety in Electronic Format for Food Additive and Color Additive Petitions.” This guidance describes the procedures for electronic submission of FAPs and CAPs using FDA Form 3503 and FDA Form 3504, respectively.
                </P>
                <P>FDA scientific personnel review food and color additive and GRAS affirmation petitions to ensure the safety of the intended use of the substance in or on food, or of a food additive that may be present in food as a result of its use in articles that contact food (or for color additives, its use in food, drugs, cosmetics, or medical devices).</P>
                <P>Description of respondents: Respondents are businesses engaged in the manufacture or sale of food, food ingredients, color additives, or substances used in materials that come into contact with food.</P>
                <P>FDA estimates the burden of this collection of information as follows:</P>
                <GPOTABLE COLS="7" OPTS="L4,nj,i2" CDEF="xl45,13,16,11,11,18,10">
                    <TTITLE>
                        <E T="04">Table 1.—Estimated Annual Reporting Burden</E>
                        <SU>1</SU>
                    </TTITLE>
                    <BOXHD>
                        <CHED H="1">21 CFR Section/FDA Form</CHED>
                        <CHED H="1">
                            No. of
                            <LI>Respondents</LI>
                        </CHED>
                        <CHED H="1">
                            Annual Frequency
                            <LI>per Response</LI>
                        </CHED>
                        <CHED H="1">
                            Total Annual
                            <LI>Responses</LI>
                        </CHED>
                        <CHED H="1">
                            Hours per
                            <LI>Response</LI>
                        </CHED>
                        <CHED H="1">
                            Total Operating and
                            <LI>Maintenance Costs</LI>
                        </CHED>
                        <CHED H="1">Total Hours</CHED>
                    </BOXHD>
                    <ROW EXPSTB="06" RUL="s">
                        <ENT I="01">CAPs</ENT>
                    </ROW>
                    <ROW EXPSTB="00" RUL="s,s,s,s,s,s,s">
                        <ENT I="01">70.25, 71.1</ENT>
                        <ENT>3</ENT>
                        <ENT>1</ENT>
                        <ENT>3</ENT>
                        <ENT>1,337</ENT>
                        <ENT>$8,200</ENT>
                        <ENT>4,010</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s,s,s,s">
                        <ENT I="01">FDA Form 3504</ENT>
                        <ENT>1</ENT>
                        <ENT>1</ENT>
                        <ENT>1</ENT>
                        <ENT>1</ENT>
                        <ENT>0</ENT>
                        <ENT>1</ENT>
                    </ROW>
                    <ROW EXPSTB="06" RUL="s">
                        <ENT I="01">GRAS Affirmation Petitions</ENT>
                    </ROW>
                    <ROW EXPSTB="00" RUL="s,s,s,s,s,s,s">
                        <ENT I="01">170.35</ENT>
                        <ENT>1 or fewer</ENT>
                        <ENT>1</ENT>
                        <ENT>1 or fewer</ENT>
                        <ENT>2,614</ENT>
                        <ENT>0</ENT>
                        <ENT>2,614</ENT>
                    </ROW>
                    <ROW EXPSTB="06" RUL="s">
                        <ENT I="01">FAPs</ENT>
                    </ROW>
                    <ROW EXPSTB="00" RUL="s,s,s,s,s,s,s">
                        <ENT I="01">171.1</ENT>
                        <ENT>6</ENT>
                        <ENT>1</ENT>
                        <ENT>6</ENT>
                        <ENT>7,093</ENT>
                        <ENT>0</ENT>
                        <ENT>42,560</ENT>
                    </ROW>
                    <ROW RUL="s,s,s,s,s,s,s">
                        <ENT I="01">FDA Form 3503</ENT>
                        <ENT>1</ENT>
                        <ENT>1</ENT>
                        <ENT>1</ENT>
                        <ENT>1</ENT>
                        <ENT>0</ENT>
                        <ENT>1</ENT>
                    </ROW>
                    <ROW EXPSTB="04">
                        <ENT I="01">Total</ENT>
                        <ENT>$8,200</ENT>
                        <ENT>49,186</ENT>
                    </ROW>
                    <TNOTE>
                        <SU>1</SU>
                        There are no capital costs associated with this collection of information.
                    </TNOTE>
                </GPOTABLE>
                <P>The estimate of burden for food additive, color additive, or GRAS affirmation petitions is based on FDA's experience and the average number of new petitions received in calendar years 2003, 2004, and 2005, and the total hours expended in preparing the petitions. In compiling these estimates, FDA consulted its records of the number of petitions received in the past 3 years. The figures for hours per response are based on estimates from experienced persons in the agency and in industry. Although the estimated hour burden varies with the type of petition submitted, an average petition involves analytical work and appropriate toxicological studies, as well as the work of drafting the petition itself. The burden varies depending on the complexity of the petition, including the amount and types of data needed for scientific analysis.</P>
                <P>Color additives are subjected to payment of fees for the petitioning process. The listing fee for a color additive petition ranges from $1,600 to $3,000, depending on the intended use of the color and the scope of the requested amendment. A complete schedule of fees is set forth in 21 CFR 70.19. An average of two category A and one category B color additive petitions are expected per year. The maximum color additive petition fee for a category A petition is $2,600 and the maximum color additive petition fee for a category B petition is $3,000. Since an average of three color additive petitions are expected per calendar year, the estimated total annual cost burden to petitioners for this start-up cost would be less than or equal to $8,200 ((2 x $2,600) + (1 x $3,000) = $8,200). There are no capital costs associated with color additive petitions.</P>
                <P>The estimated burden reported in table 1 of this document does not include the previously estimated burden for the preparation of FAPs submitted to amend parts 175 throuhg 178 (21 CFR parts 175 through 178). The burden to respondents is similar between the preparation of petitions submitted to amend parts 175 through 178 and the preparation of a food contact substance notification. In this request for extension of OMB approval for the collection of information for FAPs, FDA proposes to transfer the collection of information and burden associated with petitions submitted to amend the indirect food additive regulations (parts 175 through 178) from this collection of information (OMB control number 0910-0016) to the existing collection of information for the Food Contact Substances Notification System (OMB control number 0910-0495).</P>
                <P>
                    FDA estimates the annual reporting burden associated with petitions submitted to amend parts 175 through 178 to be transferred from OMB control number 0910-0016 to OMB control number 0910-0495. An average of two indirect food additive petitions are expected per calendar year. The estimated total annual hour burden to 
                    <PRTPAGE P="2535"/>
                    petitioners per petition is 10,995 hours, for a total burden of 21,990 hours. There are no capital costs or operating and maintenance costs associated with the burden hours being transferred from OMB control number 0910-0016 to OMB control number 0910-0495.
                </P>
                <P>Electronic submissions of petitions contain the same petition information required for paper submissions. The agency estimates that one petitioner for both food and color additives will take advantage of the electronic submission process per year. By using the guidelines and forms that FDA is providing, the petitioner will be able to organize the petition to focus on the information needed for FDA's safety review. Therefore, we estimate that petitioners will only need to spend approximately 1 hour completing the electronic submission application form (Form 3503 or 3504, as appropriate) because they will have already used the guidelines to organize the petition information needed for the submission.</P>
                <P>The labeling requirements for food and color additives were designed to specify the minimum information needed for labeling in order that food and color manufacturers may comply with all applicable provisions of the act and other specific labeling acts administered by FDA. Label information does not require any additional information gathering beyond what is already required to assure conformance with all specifications and limitations in any given food or color additive regulation. Label information does not have any specific recordkeeping requirements unique to preparing the label. Therefore, because under § 70.25, labeling requirements for a particular color additive involve information required as part of the CAP safety review process, the estimate for number of respondents is the same for § 70.25 and § 71.1, and the burden hours for labeling are included in the estimate for § 71.1. Also, because labeling requirements under parts 172, 173, 179, and 180 for particular food additives involve information required as part of the FAP safety review process under § 171.1, the burden hours for labeling are included in the estimate for § 171.1.</P>
                <P>In cases where a regulation implements a statutory information collection requirement, only the additional burden attributable to the regulation, if any, has been included in FDA's burden estimate.</P>
                <SIG>
                    <DATED>Dated: January 12, 2007.</DATED>
                    <NAME>Jeffrey Shuren,</NAME>
                    <TITLE>Assistant Commissioner for Policy.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-681 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4160-01-S</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HOMELAND SECURITY </AGENCY>
                <SUBAGY>Office of the Secretary </SUBAGY>
                <SUBJECT>Determination Pursuant to Section 102 of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 as Amended by Section 102 of the REAL ID Act of 2005 and as Amended by the Secure Fence Act of 2006 </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Secretary, Department of Homeland Security. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of determination. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Secretary of Homeland Security has determined, pursuant to law, that it is necessary to waive certain laws, regulations and other legal requirements in order to ensure the expeditious construction of physical barriers and roads in the vicinity of the international land border of the United States in Arizona. The Secretary's waiver is effective upon publication of this Notice. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>This Notice is effective on January 19, 2007. </P>
                    <P>
                        <E T="03">Determination and Waiver:</E>
                         In  section 102(a) of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 (IIRIRA), Public Law 104-208, Div. C, 110 Stat. 3009-546, 3009-554 (Sept. 30, 1996) (8 U.S.C. 1103, note), Congress provided that the Attorney General shall take such actions as may be necessary to install additional physical barriers and roads (including the removal of obstacles to detection of illegal entrants) in the vicinity of the United States border to deter illegal crossings in areas of high illegal entry into the United States. Pursuant to sections 1511 and 1517 of the Homeland Security Act of 2002 (HSA), Public Law 107-296, 116 Stat. 2135, 2309, 2311 (Nov. 25, 2002) (6 U.S.C. 551, 557), the authorities of the Attorney General contained in section 102 of the IIRIRA were transferred to the Secretary of Homeland Security (Secretary). 
                    </P>
                    <P>In section 3 of the Secure Fence Act of 2006 (Secure Fence Act), Public Law 109-367), Congress amended Section 102(b) of IIRIRA to provide for the installation of fencing, barriers, roads, lighting, cameras, and sensors along five segments of the southern border of the United States, including much of the border between Arizona and Mexico. In section 102(c) of the IIRIRA, as amended by section 102 of the REAL ID Act of 2005, Public Law 109-13, Div. B, 119 Stat. 231, 302, 306 (May 11, 2005) (REAL ID Act) (8 U.S.C. 1103 note), Congress granted the Secretary “authority to waive all legal requirements such Secretary, in such Secretary's sole discretion, determines necessary to ensure the expeditious construction of barriers and roads under” section 102 of IIRIRA. </P>
                    <P>I have determined that the area in the vicinity of the United States border known as the Barry M. Goldwater Range (BMGR), as described in the Bureau of Land Management's “Legal Description of Barry M. Goldwater Range Withdrawal, AZ” (66 FR 59813 (November 30, 2001)), in southwestern Arizona, including the adjacent area to the west of the BMGR, is an area of high illegal entry. This area is also within the footprint of infrastructure provided for in Section 102(b)(1)(A)(ii) of IIRIRA as amended by the Secure Fence Act. There is presently a need to construct fixed and mobile barriers (such as fencing, vehicle barriers, towers, sensors, cameras, and other surveillance, communication, and detection equipment) and roads in the vicinity of the border of the United States within and in the vicinity of the BMGR. In order to ensure the expeditious construction of the barriers and roads that Congress prescribed in sections 102(a) and 102(b) of the IIRIRA in the BMGR, which is an area of high illegal entry into the United States, I have determined that it is necessary to exercise the authority that was transferred to me by sections 1511 and 1517 of the HSA and that is vested in me by section 102(c) of the IIRIRA as amended by section 102 of the REAL ID Act. </P>
                    <P>
                        Accordingly, with respect to the construction, as prescribed in sections 102(a) and 102(b) of the IIRIRA, of roads and fixed and mobile barriers within the BMGR and within five miles to the west of the BMGR (including, but not limited to, accessing the project area, the conduct of earthwork, excavation, fill, and site preparation, and installation and upkeep of fences, roads, supporting elements, drainage, erosion controls, safety features, surveillance, communication, and detection equipment of all types, radar and radio towers, and lighting), I hereby waive, in their entirety, all Federal, State, or other laws, regulations and legal requirements of, deriving from, or related to the subject of, the following laws, as amended: the National Environmental Policy Act (Pub. L. 91-190, 83 Stat. 852, (Jan. 1, 1970) (42 U.S.C. 4321 
                        <E T="03">et seq.</E>
                        )); the Endangered Species Act (Pub. L. 93-205, 87 Stat. 884 (Dec. 28, 1973) (16 U.S.C. 1531 
                        <E T="03">et seq.</E>
                        )); the Federal Water Pollution Control Act (commonly referred to as the Clean Water Act) (Act of June 30, 1948, c. 758, 62 Stat. 1155 (33 U.S.C. 1251 
                        <E T="03">et seq.</E>
                        )); the Wilderness Act (Pub. L. 88-577, 16 U.S.C. 1131 
                        <E T="03">
                            et 
                            <PRTPAGE P="2536"/>
                            seq.
                        </E>
                        ); the National Historic Preservation Act (Pub. L. 89-665, 80 Stat. 915 (Oct. 15, 1966) (16 U.S.C. 470 
                        <E T="03">et seq.</E>
                        )); the National Wildlife Refuge System Administration Act (Pub. L. 89-669, 16 U.S.C. 668dd-668ee); the Military Lands Withdrawal Act of 1999 (Pub. L. 106-65, 113 Stat. 885 (Oct. 5, 1999)); the Sikes Act (16 U.S.C. 670 
                        <E T="03">et seq.</E>
                        ); and the Administrative Procedure Act (5 U.S.C. 551 
                        <E T="03">et seq.</E>
                        ). 
                    </P>
                    <P>I reserve the authority to make further waivers from time to time under the authority granted to me by section 102(c) of the IIRIRA, as amended by section 102 of the REAL ID Act, as I may determine to be necessary to accomplish the provisions of section 102 of IIRIRA. </P>
                </DATES>
                <SIG>
                    <DATED>Dated: January 12, 2007. </DATED>
                    <NAME>Michael Chertoff, </NAME>
                    <TITLE>Secretary of Homeland Security.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-738 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4410-10-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY </AGENCY>
                <SUBAGY>Coast Guard </SUBAGY>
                <DEPDOC>[USCG-2006-26136] </DEPDOC>
                <SUBJECT>Potential Revision of Mandatory Ballast Water Management Reporting Requirements </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Coast Guard, DHS. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of public meeting; request for public comment. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Coast Guard requests public comments on its current ballast water management reporting and recordkeeping requirements. To provide additional opportunities for public comment, public meetings will be held in Chicago, IL and in New Orleans, LA. All stakeholders and interested parties are encouraged to submit comments to the docket and to attend one of the scheduled meetings. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The public meetings will be held on the following dates: </P>
                    <P>• Chicago, IL, March 13, 2007 from 1 p.m. to 5 p.m. </P>
                    <P>• New Orleans, LA, March 15, 2007 from 1 p.m. to 5 p.m. </P>
                    <P>Comments and related material must reach the Docket Management Facility on or before March 16, 2007. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The Coast Guard will hold the public meetings at the following addresses: </P>
                    <P>
                        • Chicago, IL, Radisson Chicago Hotel and Suites,160 East Huron Street, Chicago, IL, 60611, 312-787-2900, 
                        <E T="03">www.radisson.com/chicago.</E>
                    </P>
                    <P>
                        • New Orleans, LA, Hotel Monteleone, 214 Royal Street, New Orleans, LA 70130, 504-532-3341, 
                        <E T="03">www.hotelmonteleone.com.</E>
                    </P>
                    <P>You may also submit comments identified by Coast Guard docket number USCG-2006-26136 to the Docket Management Facility at the U.S. Department of Transportation. To avoid duplication, please use only one of the following methods: </P>
                    <P>
                        (1) 
                        <E T="03">Web site:</E>
                          
                        <E T="03">http://dms.dot.gov.</E>
                    </P>
                    <P>
                        (2) 
                        <E T="03">Mail:</E>
                         Docket Management Facility, U.S. Department of Transportation, 400 Seventh Street SW., Washington, DC 20590-0001. 
                    </P>
                    <P>
                        (3) 
                        <E T="03">Fax:</E>
                         202-493-2251. 
                    </P>
                    <P>(4) Delivery: Room PL-401 on the Plaza level of the Nassif Building, 400 Seventh Street SW., Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. The telephone number is 202-366-9329. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        If you have questions on this notice, contact LT Heather St. Pierre, Project Manager, Environmental Standards Division, Coast Guard, via telephone at 202-372-1432 or via e-mail at 
                        <E T="03">Heather.J.St.Pierre@uscg.mil.</E>
                         If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202-493-0402. 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Request for Comments </HD>
                <P>
                    All comments received will be posted, without change, to 
                    <E T="03">http://dms.dot.gov</E>
                     and will include any personal information you have provided. We have an agreement with the Department of Transportation (DOT) to use the Docket Management Facility. Please see DOT's “Privacy Act” paragraph below. 
                </P>
                <P>
                    <E T="03">Submitting comments:</E>
                     If you submit a comment, please include your name and address, identify the docket number for this notice (USCG-2006-26136) and give the reason for each comment. You may submit your comments by electronic means, mail, fax, or delivery to the Docket Management Facility at the address under 
                    <E T="02">ADDRESSES</E>
                    ; but please submit your comments by only one means. If you submit them by mail or delivery, submit them in an unbound format, no larger than 8
                    <FR>1/2</FR>
                     by 11 inches, suitable for copying and electronic filing. If you submit them by mail and would like to know that they reached the Facility, please enclose a stamped, self-addressed postcard or envelope. We will consider all comments received during the comment period. 
                </P>
                <P>
                    <E T="03">Viewing comments and documents:</E>
                     To view comments, go to 
                    <E T="03">http://dms.dot.gov</E>
                     at any time, click on “Simple Search,” enter the last five digits of the docket number for this notice, and click on “Search.” You may also visit the Docket Management Facility in room PL-401 on the Plaza level of the Nassif Building, 400 Seventh Street SW., Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. 
                </P>
                <P>
                    <E T="03">Privacy Act:</E>
                     Anyone can search the electronic form of all comments received into any of our dockets by the name of the individual submitting the comment (or signing the comment, if submitted on behalf of an association, business, labor union, etc.). You may review the Department of Transportation's Privacy Act Statement in the 
                    <E T="04">Federal Register</E>
                     published on April 11, 2000 (65 FR 19477), or you may visit 
                    <E T="03">http://dms.dot.gov.</E>
                </P>
                <HD SOURCE="HD1">Public Meetings </HD>
                <P>
                    The Coast Guard encourages interested and affected stakeholders to attend one of the scheduled public meetings and provide oral or written comments. These meetings will be open to the public. Please note that the public meeting may close early if all business is finished. Oral or written comments received at the public meeting will be entered into the Docket. If you are unable to attend, you may submit comments to the Docket Management Facility at the address listed under 
                    <E T="02">ADDRESSES</E>
                     by March 16, 2007. 
                </P>
                <P>For the public meeting in Chicago, the Radisson Hotel and Suites Chicago is holding a limited number of rooms for the meeting. To receive the group rate of $138.00 plus tax per night, reservations must be made directly with the Radisson Hotel and Suites Chicago by calling 312-787-2900 no later than February 16, 2007. Please mention the ‘Coast Guard Meeting' to receive the block rate. After this date, rooms will be available at the standard rate on a space available basis only. </P>
                <P>For the public meeting in New Orleans, the Hotel Monteleone is holding a limited number of rooms for the meeting. To receive the group rate of $148.00 plus tax per night, reservations must be made directly with the Hotel Monteleone by calling 504-523-3341 no later than February 16, 2007. Please mention the ‘Coast Guard Meeting' to receive the block rate. After this date, rooms will be available at the standard rate on a space available basis only. </P>
                <HD SOURCE="HD1">Information on Services for Individuals With Disabilities </HD>
                <P>
                    If you plan to attend one of the public meetings and require special assistance, such as sign language interpretation or other reasonable accommodations, 
                    <PRTPAGE P="2537"/>
                    please contact us as indicated in 
                    <E T="02">FOR FURTHER INFORMATION CONTACT.</E>
                </P>
                <HD SOURCE="HD1">Background and Purpose </HD>
                <P>In accordance with the Nonindigenous Aquatic Nuisance Prevention and Control Act of 1990 (as reauthorized and amended by the National Invasive Species Act of 1996 (NISA)), the Coast Guard promulgated ballast water management (BWM) regulations in 33 CFR part 151, subparts C and D. As part of NISA, Congress authorized the Coast Guard to require BWM reporting and recordkeeping so that we can monitor discharge trends and practices as well as monitor compliance with BWM regulations. </P>
                <P>Subpart C of 33 CFR part 151 applies to vessels carrying ballast water after operating outside of the U.S. Exclusive Economic Zone (EEZ) that enter the Snell Lock at Massena, New York, or vessels that navigate north of the George Washington Bridge on the Hudson River. In accordance with 33 CFR 151.1516 and 151.2041(b)(1)-(2), vessels entering the Great Lakes or Hudson River, north of the George Washington Bridge, must submit BWM reports at least 24 hours prior to arrival. </P>
                <P>The regulations in subpart D apply to all vessels, foreign and domestic, equipped with ballast tanks that operate in U.S. waters and are bound for U.S. ports or places. 33 CFR 151.2041 contains specific BWM reporting requirements. To accompany these regulations, we also published Navigation and Vessel Inspection Circular (NVIC) 07-04, change 1 entitled “Ballast Water Management for the Control of Aquatic Nuisance Species in the Waters of the United States.” NVIC 07-04, CH-1 also provides additional guidance on the equivalent reporting program for vessels operating exclusively within the EEZ (as established in 33 CFR 151.2043), allowing approved vessels to submit reports on a monthly basis, as opposed to the standard schedule required by 33 CFR 151.2041. </P>
                <P>These BWM reporting requirements are currently being reviewed for potential revisions. In this review process, the Coast Guard is interested in receiving comments on current reporting and recordkeeping requirements contained in the mandatory BWM regulations in 33 CFR part 151, subparts C and D. Specifically, the Coast Guard is seeking public comments on the current ballast water management reporting submission requirements, including comments on vessel types currently required to submit ballast water management reporting forms. Also, the Coast Guard is seeking comments on the ballast water reporting form itself to determine whether or not the form should be updated. Comments submitted to the docket may or may not be used to amend these ballast water management reporting requirements. </P>
                <SIG>
                    <DATED>Dated: January 10, 2007. </DATED>
                    <NAME>J.G. Lantz, </NAME>
                    <TITLE>Director of National and International Standards, Assistant Commandant for Prevention, U.S. Coast Guard.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-680 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4910-15-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY </AGENCY>
                <SUBAGY>Coast Guard </SUBAGY>
                <DEPDOC>[USCG-2007-26862] </DEPDOC>
                <SUBJECT>Chemical Transportation Advisory Committee; Subcommittee Meeting </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Coast Guard, DHS. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This notice announces the meeting of the Subcommittee of the Chemical Transportation Advisory Committee (CTAC) on the National Fire Protection Association (NFPA) 472 Standard. The Subcommittee on the NFPA 472 Standard will meet to discuss the formation of a new marine emergency responder chapter in NFPA 472, Professional Competence of Responders to Hazardous Materials Incidents. This meeting will be open to the public. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The Subcommittee on the NFPA 472 Standard will meet on Thursday, February 8, 2007, from 8 a.m. to 4 p.m. (Central Standard Time). This meeting may close early if all business is finished. Written material and requests to make oral presentations should reach the Coast Guard on or before February 1, 2007. Requests to have a copy of your material distributed to each member of the Subcommittee should reach the Coast Guard on or before February 1, 2007. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The Subcommittee on the NFPA 472 Standard will meet at Marathon Oil Corporation Headquarters, 5555 San Felipe Road, Houston, TX 77056, on the tenth floor. Send written material and requests to make oral presentations to Commander Richard J. Raksnis, Executive Director of CTAC, Commandant (CG-3PSO-3), U.S. Coast Guard Headquarters, 2100 Second Street SW., Washington, DC 20593-0001. This notice is available on the Internet at 
                        <E T="03">http://dms.dot.gov</E>
                        . 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Commander Richard J. Raksnis, Executive Director of CTAC telephone 202-372-1425, fax 202-372-1926. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Notice of these meetings is given under the Federal Advisory Committee Act, 5 U.S.C. App. (Pub. L. 92-463). </P>
                <P>
                    <E T="03">Agenda of the NFPA 472 Subcommittee Meeting on Tuesday, February 8, 2007:</E>
                </P>
                <P>(1) Introduce Subcommittee members and attendees. </P>
                <P>(2) Prepare draft chapter for future incorporation into the NFPA 472 Standard, Professional Competence of Responders to Hazardous Materials Incidents. </P>
                <HD SOURCE="HD1">Procedural </HD>
                <P>This meeting is open to the public. Please note that the meeting may close early if all business is finished. At the discretion of the Chair, members of the public may make oral presentations during the meetings. If you would like to make an oral presentation at a meeting, please notify the Executive Director and submit written material on or before February 1, 2007. </P>
                <HD SOURCE="HD1">Information on Services for Individuals With Disabilities </HD>
                <P>For information on facilities or services for individuals with disabilities, or to request special assistance at the meeting, telephone the Executive Director as soon as possible. </P>
                <SIG>
                    <DATED>Dated: January 10, 2007. </DATED>
                    <NAME>J.G. Lantz, </NAME>
                    <TITLE>Director of National and International Standards, Assistant Commandant for Prevention.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-679 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4910-15-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF HOMELAND SECURITY </AGENCY>
                <SUBAGY>Federal Emergency Management Agency </SUBAGY>
                <SUBJECT>Agency Information Collection Activities: Proposed Collection; Comment Request </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Emergency Management Agency, DHS. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comments. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        The Federal Emergency Management Agency, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on a proposed revised 
                        <PRTPAGE P="2538"/>
                        information collection. In accordance with the Paperwork Reduction Act of 1995, this notice seeks comments concerning the end-of-course evaluation form used to evaluate all National Fire Academy traditional classroom training. 
                    </P>
                </SUM>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The National Fire Academy (NFA) is mandated under the Fire Prevention and Control Act of 1974 (Public Law 93-498) to provide training and education to the Nation's fire service and emergency service personnel. The state-of-the-art programs offered by the NFA serve as models of excellence and state and local fire service agencies rely heavily on the curriculum to train their personnel. To maintain the quality of these training programs, it is critical that courses be evaluated to determine student satisfaction and reaction to the course materials, instructional delivery, and the training environment. </P>
                <HD SOURCE="HD1">Collection of Information </HD>
                <P>
                    <E T="03">Title:</E>
                     National Fire Academy End of Course Evaluation Form. 
                </P>
                <P>
                    <E T="03">Type of Information Collection:</E>
                     Revision of a currently approved collection. 
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     1660-0032. 
                </P>
                <P>
                    <E T="03">Form Numbers:</E>
                     FEMA Form 95-20, National Fire Academy End of Course Evaluation Form. 
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     The NFA End of Course Evaluation Form is used to evaluate all traditional classroom based course deliveries. The data provided by student evaluating NFA courses are used to determine the need for course improvements and the degree of student satisfaction with the training experience. All on-campus resident courses will use an online electronic form and all off-campus courses delivered at the state and local level will use a paper-based version of the form. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Individuals or households. 
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden Hours:</E>
                     3,500. 
                </P>
                <GPOTABLE COLS="6" OPTS="L2(,0,),i1" CDEF="s50,14,14,14,14,14">
                    <TTITLE>Annual Burden Hours</TTITLE>
                    <BOXHD>
                        <CHED H="1">Project/activity (survey, form(s), focus group, worksheet, etc.) </CHED>
                        <CHED H="1">
                            Number of 
                            <LI>respondents </LI>
                        </CHED>
                        <CHED H="1">
                            Frequency of 
                            <LI>responses </LI>
                        </CHED>
                        <CHED H="1">
                            Burden hours 
                            <LI>per respondent </LI>
                        </CHED>
                        <CHED H="1">
                            Annual 
                            <LI>responses </LI>
                        </CHED>
                        <CHED H="1">
                            Total annual 
                            <LI>burden hours </LI>
                        </CHED>
                    </BOXHD>
                    <ROW RUL="s">
                        <ENT I="25"> </ENT>
                        <ENT>(A) </ENT>
                        <ENT>(B) </ENT>
                        <ENT>(C) </ENT>
                        <ENT>(D) = (A×B) </ENT>
                        <ENT>(E) = (C×D) </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">FF 95-20 Off-campus students </ENT>
                        <ENT>5,000 </ENT>
                        <ENT>1 </ENT>
                        <ENT>.25 </ENT>
                        <ENT>5,000 </ENT>
                        <ENT>1,250 </ENT>
                    </ROW>
                    <ROW RUL="n,s">
                        <ENT I="01">FF 95-20 On-campus students </ENT>
                        <ENT>9,000 </ENT>
                        <ENT>1 </ENT>
                        <ENT>.25 </ENT>
                        <ENT>9,000 </ENT>
                        <ENT>2,250 </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="03">Total </ENT>
                        <ENT>14,000 </ENT>
                        <ENT>1 </ENT>
                        <ENT>.25 </ENT>
                        <ENT>14,000 </ENT>
                        <ENT>3,500 </ENT>
                    </ROW>
                </GPOTABLE>
                <P>
                    <E T="03">Estimated Cost:</E>
                     The annualized cost to respondents for the hour burden is $65,800. 
                </P>
                <P>
                    <E T="03">Comments:</E>
                     Written comments are solicited to (a) evaluate whether the proposed data collection is necessary for the proper performance of the agency, including whether the information shall have practical utility; (b) evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; (c) enhance the quality, utility, and clarity of the information to be collected; and (d) minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, 
                    <E T="03">e.g.</E>
                    , permitting electronic submission of responses. Comments must be submitted on or before March 20, 2007. 
                </P>
                <SUPLHD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Interested persons should submit written comments to Chief, Records Management and Privacy, Information Resources Management Branch, Information Technology Services Division, Federal Emergency Management Agency, 500 C Street, SW., Room 316, Washington, DC 20472. </P>
                </SUPLHD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Terry Gladhill, Program Analyst, United States Fire Administration, National Fire Academy, (301) 447-1239 for additional information. You may contact the Records Management Branch for copies of the proposed collection of information at facsimile number (202) 646-3347 or e-mail address: 
                        <E T="03">FEMA-Information-Collections@dhs.gov.</E>
                    </P>
                    <SIG>
                        <DATED>Dated: January 11, 2007. </DATED>
                        <NAME>John A. Sharetts-Sullivan, </NAME>
                        <TITLE>Chief, Records Management and Privacy,  Information Resources Management Branch, Information Technology Services Division,  Federal Emergency Management Agency, Department of Homeland Security.</TITLE>
                    </SIG>
                </FURINF>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-674 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 9110-17-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT</AGENCY>
                <DEPDOC>[Docket No. FR-5125-N-03]</DEPDOC>
                <SUBJECT>Federal Property Suitable as Facilities to Assist the Homeless</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Assistant Secretary for Community Planning and Development, HUD.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This Notice identifies unutilized, underutilized, excess, and surplus Federal property reviewed by HUD for suitability for possible use to assist the homeless.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">EFFECTIVE DATE:</HD>
                    <P>January 19, 2007.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Kathy Ezzell, Department of Housing and Urban Development, Room 7262, 451 Seventh Street SW., Washington, DC 20410; telephone (202) 708-1234; TTY number for the hearing- and speech-impaired (202) 708-2565 (these telephone numbers are not toll-free), or call the toll-free Title V information line at 1-800-927-7588.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    In accordance with the December 12, 1988 court order in 
                    <E T="03">National Coalition for the Homeless</E>
                     v. 
                    <E T="03">Veterans Administration,</E>
                     No. 88-2503-OG (D.D.C.), HUD publishes a Notice, on a weekly basis, identifying unutilized, underutilized, excess, and surplus Federal buildings and real property that HUD has reviewed for suitability for use to assist the homeless. Today's Notice is for the purpose of announcing that no additional properties have been detemined suitable or unsuitable this week.
                </P>
                <SIG>
                    <DATED>Dated: January 11, 2007.</DATED>
                    <NAME>Mark R. Johnston,</NAME>
                    <TITLE>Deputy Assistant Secretary for Special Needs.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 07-140 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4210-67-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF THE INTERIOR </AGENCY>
                <SUBAGY>Fish and Wildlife Service </SUBAGY>
                <SUBJECT>Receipt of Applications for Permit </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Fish and Wildlife Service, Interior. </P>
                </AGY>
                <ACT>
                    <PRTPAGE P="2539"/>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of receipt of applications for permit. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The public is invited to comment on the following applications to conduct certain activities with endangered species and/or marine mammals. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written data, comments or requests must be received by February 20, 2007. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Documents and other information submitted with these applications are available for review, subject to the requirements of the Privacy Act and Freedom of Information Act, by any party who submits a written request for a copy of such documents within 30 days of the date of publication of this notice to: U.S. Fish and Wildlife Service, Division of Management Authority, 4401 North Fairfax Drive, Room 700, Arlington, Virginia 22203; fax 703/358-2281. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Division of Management Authority, telephone 703/358-2104. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Endangered Species </HD>
                <P>
                    The public is invited to comment on the following applications for a permit to conduct certain activities with endangered species. This notice is provided pursuant to Section 10(c) of the Endangered Species Act of 1973, as amended (16 U.S.C. 1531 
                    <E T="03">et seq.</E>
                    ). Written data, comments, or requests for copies of these complete applications should be submitted to the Director (address above). 
                </P>
                <HD SOURCE="HD2">Applicant: University of Idaho, Moscow, ID, PRT-130064 </HD>
                <P>
                    The applicant requests a permit to import salvaged hair samples collected from Tibetan brown bears (
                    <E T="03">Ursus arctos pruinosus</E>
                    ) in the wild for the purpose of scientific research. 
                </P>
                <HD SOURCE="HD2">Applicant: Wild Things Unlimited, Bozeman, MT, PRT-137719 </HD>
                <P>
                    The applicant requests a permit to export salvaged hair samples collected from wolves (
                    <E T="03">Canis lupus</E>
                    ) in the wild for the purpose of scientific research. This notification covers activities to be conducted by the applicant over a five-year period.
                </P>
                <HD SOURCE="HD2">Applicant: Wildlife Conservation Society, Bronx, NY, PRT-134874 </HD>
                <P>
                    The applicant requests a permit to re-export biological samples obtained from pygmy chimpanzee (
                    <E T="03">Pan paniscus</E>
                    ) previously imported from the Democratic Republic of Congo for the purpose of scientific research on the prevalence of encephalomyocarditis virus. 
                </P>
                <HD SOURCE="HD2">Applicant: Craig P. Grilione, Laton, CA, PRT-142794 </HD>
                <P>
                    The applicant requests a permit to import the sport-hunted trophy of one male bontebok (
                    <E T="03">Damaliscus pygargus pygargus</E>
                    ) culled from a captive herd maintained under the management program of the Republic of South Africa, for the purpose of enhancement of the survival of the species. 
                </P>
                <HD SOURCE="HD2">Applicant: Donna J. Schlattman, Fruitport, MI, PRT-141372 </HD>
                <P>
                    The applicant requests a permit to import the sport-hunted trophy of one male bontebok (
                    <E T="03">Damaliscus pygargus pygargus</E>
                    ) culled from a captive herd maintained under the management program of the Republic of South Africa, for the purpose of enhancement of the survival of the species. 
                </P>
                <HD SOURCE="HD2">Applicant: Joe Enriquez, Jr., San Antonio TX, PRT-142925 </HD>
                <P>
                    The applicant requests a permit to import the sport-hunted trophy of one male bontebok (
                    <E T="03">Damaliscus pygargus pygargus</E>
                    ) culled from a captive herd maintained under the management program of the Republic of South Africa, for the purpose of enhancement of the survival of the species. 
                </P>
                <HD SOURCE="HD1">Marine Mammals </HD>
                <P SOURCE="NPAR">
                    The public is invited to comment on the following application for a permit to conduct certain activities with marine mammals. The application was submitted to satisfy requirements of the Marine Mammal Protection Act of 1972, as amended (16 U.S.C. 1361 
                    <E T="03">et seq.</E>
                    ), and the regulations governing marine mammals (50 CFR part 18). Written data, comments, or requests for copies of the complete applications or requests for a public hearing on these applications should be submitted to the Director (address above). Anyone requesting a hearing should give specific reasons why a hearing would be appropriate. The holding of such a hearing is at the discretion of the Director. 
                </P>
                <HD SOURCE="HD2">Applicant: Jeffrey K. Chaulk, Gaylord, MI, PRT-141735 </HD>
                <P>
                    The applicant requests a permit to import a polar bear (
                    <E T="03">Ursus maritimus</E>
                    ) sport hunted from the Western Hudson Bay polar bear population in Canada for personal, noncommercial use. 
                </P>
                <SIG>
                    <DATED>Dated: December 22, 2006. </DATED>
                    <NAME>Michael L. Carpenter, </NAME>
                    <TITLE>Senior Permit Biologist, Branch of Permits, Division of Management Authority. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-745 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4310-55-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR </AGENCY>
                <SUBAGY>Fish and Wildlife Service </SUBAGY>
                <SUBJECT>Receipt of Applications for Permit </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Fish and Wildlife Service, Interior. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of receipt of applications for permit. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The public is invited to comment on the following applications to conduct certain activities with endangered species and/or marine mammals. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written data, comments or requests must be received by February 20, 2007. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Documents and other information submitted with these applications are available for review, subject to the requirements of the Privacy Act and Freedom of Information Act, by any party who submits a written request for a copy of such documents within 30 days of the date of publication of this notice to: U.S. Fish and Wildlife Service, Division of Management Authority, 4401 North Fairfax Drive, Room 700, Arlington, Virginia 22203; fax 703/358-2281. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Division of Management Authority, telephone 703/358-2104. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Endangered Species </HD>
                <P>
                    The public is invited to comment on the following applications for a permit to conduct certain activities with endangered species. This notice is provided pursuant to Section 10(c) of the Endangered Species Act of 1973, as amended (16 U.S.C. 1531 
                    <E T="03">et seq.</E>
                    ). Written data, comments, or requests for copies of these complete applications should be submitted to the Director (address above). 
                </P>
                <HD SOURCE="HD2">Applicant: Zoological Society of San Diego, San Diego, CA, PRT-134875 </HD>
                <P>
                    The applicant request a permit to import three male captive-born greater Indian one-horned rhinoceros (
                    <E T="03">Rhinoceros unicornis</E>
                    ). Two specimens will come from Sanjay Gandhi Biological Park, Bihar, India and one specimen from the National Zoological Park, New Delhi, India for the purpose 
                    <PRTPAGE P="2540"/>
                    of enhancement of the species through captive propagation. 
                </P>
                <HD SOURCE="HD2">Applicant: Raymond M. Moses, Davie, FL, PRT-140293 </HD>
                <P>
                    The applicant requests a permit to import the sport-hunted trophy of one male bontebok (
                    <E T="03">Damaliscus pygargus pygargus</E>
                    ) culled from a captive herd maintained under the management program of the Republic of South Africa, for the purpose of enhancement of the survival of the species. 
                </P>
                <HD SOURCE="HD2">Applicant: Scott A. Keyes, Granville, OH, PRT-142713 </HD>
                <P>
                    The applicant requests a permit to import the sport-hunted trophy of one male bontebok (
                    <E T="03">Damaliscus pygargus pygargus</E>
                    ) culled from a captive herd maintained under the management program of the Republic of South Africa, for the purpose of enhancement of the survival of the species. 
                </P>
                <HD SOURCE="HD2">Applicant: Mitchel Kalmanson, Maitland, FL, PRT-073486 </HD>
                <P>
                    The applicant requests a permit to re-export and re-import one male captive-born tiger (
                    <E T="03">Panthera tigris</E>
                    ), “Fuji”, to worldwide locations for the purpose of enhancement of the species through conservation education. This notification covers activities to be conducted by the applicant over a three-year period and the import of any potential progeny born while overseas. 
                </P>
                <HD SOURCE="HD1">Marine Mammals </HD>
                <P>
                    The public is invited to comment on the following applications for a permit to conduct certain activities with marine mammals. The applications were submitted to satisfy requirements of the Marine Mammal Protection Act of 1972, as amended (16 U.S.C. 1361 
                    <E T="03">et seq.</E>
                    ), and the regulations governing marine mammals (50 CFR Part 18). Written data, comments, or requests for copies of the complete applications or requests for a public hearing on these applications should be submitted to the Director (address above). Anyone requesting a hearing should give specific reasons why a hearing would be appropriate. The holding of such a hearing is at the discretion of the Director. 
                </P>
                <HD SOURCE="HD2">Applicant: Bob Hudson, Oxford, MS, PRT-129586 </HD>
                <P>
                    The applicant requests a permit to import a polar bear (
                    <E T="03">Ursus maritimus</E>
                    ) sport hunted from the Lancaster Sound polar bear population in Canada for personal, noncommercial use. 
                </P>
                <HD SOURCE="HD2">Applicant: Kurt A. Fetzer, Chadds Ford, PA, PRT-141741 </HD>
                <P>
                    The applicant requests a permit to import a polar bear (
                    <E T="03">Ursus maritimus</E>
                    ) sport hunted from the Western Hudson Bay polar bear population in Canada for personal, noncommercial use. 
                </P>
                <HD SOURCE="HD2">Applicant: Philip M. Ripepi, Jefferson Hills, PA,  PRT-141939 </HD>
                <P>
                    The applicant requests a permit to import a polar bear (
                    <E T="03">Ursus maritimus</E>
                    ) sport hunted from the Western Hudson Bay polar bear population in Canada for personal, noncommercial use. 
                </P>
                <HD SOURCE="HD2">Applicant: Roger Kolassa, Heron, MT, PRT-142186 </HD>
                <P>
                    The applicant requests a permit to import a polar bear (
                    <E T="03">Ursus maritimus</E>
                    ) sport hunted from the Western Hudson Bay polar bear population in Canada for personal, noncommercial use. 
                </P>
                <HD SOURCE="HD2">Applicant: Philip J. Dunne, Friendswood, TX, PRT-142251 </HD>
                <P>
                    The applicant requests a permit to import a polar bear (
                    <E T="03">Ursus maritimus</E>
                    ) sport hunted from the Western Hudson Bay polar bear population in Canada for personal, noncommercial use. 
                </P>
                <HD SOURCE="HD2">Applicant: Gerald W. Schave, Highland, MI, PRT-142252 </HD>
                <P>
                    The applicant requests a permit to import a polar bear (
                    <E T="03">Ursus maritimus</E>
                    ) sport hunted from the Western Hudson Bay polar bear population in Canada for personal, noncommercial use. 
                </P>
                <HD SOURCE="HD2">Applicant: Russell A. Young, Woodstock, IL, PRT-142450 </HD>
                <P>
                    The applicant requests a permit to import a polar bear (
                    <E T="03">Ursus maritimus</E>
                    ) sport hunted from the Western Hudson Bay polar bear population in Canada for personal, noncommercial use. 
                </P>
                <HD SOURCE="HD2">Applicant: Chris E. Klar, McFarland, WI, PRT-142711 </HD>
                <P>
                    The applicant requests a permit to import a polar bear (
                    <E T="03">Ursus maritimus</E>
                    ) sport hunted from the Western Hudson Bay polar bear population in Canada for personal, noncommercial use. 
                </P>
                <SIG>
                    <DATED>Dated: December 15, 2006. </DATED>
                    <NAME>Michael S. Moore, </NAME>
                    <TITLE>Senior Permit Biologist, Branch of Permits, Division of Management Authority.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-747 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4310-55-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR </AGENCY>
                <SUBAGY>Fish and Wildlife Service </SUBAGY>
                <SUBJECT>Receipt of Applications for Permit </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Fish and Wildlife Service, Interior. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of receipt of applications for permit. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The public is invited to comment on the following applications to conduct certain activities with endangered species. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written data, comments or requests must be received by February 20, 2007. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Documents and other information submitted with these applications are available for review, subject to the requirements of the Privacy Act and Freedom of Information Act, by any party who submits a written request for a copy of such documents within 30 days of the date of publication of this notice to: U.S. Fish and Wildlife Service, Division of Management Authority, 4401 North Fairfax Drive, Room 700, Arlington, Virginia 22203; fax 703/358-2281. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Division of Management Authority, telephone 703/358-2104. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <HD SOURCE="HD1">Endangered Species </HD>
                <P>
                    The public is invited to comment on the following applications for a permit to conduct certain activities with endangered species. This notice is provided pursuant to Section 10(c) of the Endangered Species Act of 1973, as amended (16 U.S.C. 1531 
                    <E T="03">et seq.</E>
                    ). Written data, comments, or requests for copies of these complete applications should be submitted to the Director (address above). 
                </P>
                <HD SOURCE="HD2">Applicant: Milwaukee County Zoological Gardens, Milwaukee, WI, PRT-134697 </HD>
                <P>
                    The applicant requests a permit to import one male jaguar (
                    <E T="03">Panthera onca</E>
                    ), originally removed from the wild in Belize as a nuisance animal, from the Belize Zoo for the purpose of enhancement of the survival of the species through captive breeding and public display. 
                </P>
                <HD SOURCE="HD2">Applicant: The Zoological Society of San Diego, San Diego, CA, PRT 778487 </HD>
                <P>
                    The applicant requests reissuance of their permit for scientific research with four giant pandas (
                    <E T="03">Ailuropoda melanoleuca</E>
                    ) currently held under loan agreement with the Government of China under the provisions of the 
                    <PRTPAGE P="2541"/>
                    USFWS Panda Policy. The proposed research will cover all aspects of behavior, reproductive physiology, genetics, nutrition, and animal health and is a continuation of activities currently in progress. This notification covers activities to be conducted by the applicant over a five-year period. 
                </P>
                <P>
                    <E T="03">Applicant: Smithsonian's National Zoological Park, Washington, DC, PRT 700309</E>
                </P>
                <P>
                    The applicant requests amendment of their permit, which allows import, export, re-export and interstate and foreign commerce with biological samples of exotic endangered and threatened species for the purpose of scientific research, to add salvage specimens of the native gray wolf (
                    <E T="03">Canis lupus</E>
                    ) for specific scientific studies into the genetic relationship of the species. This amendment is for the duration of the permit though 11/13/2010. 
                </P>
                <HD SOURCE="HD2">Applicant: Daniel M. Alegre Sr., Fallon, NV, PRT-141476 </HD>
                <P>
                    The applicant requests a permit to import the sport-hunted trophy of one male bontebok (
                    <E T="03">Damaliscus pygargus pygargus</E>
                    ) culled from a captive herd maintained under the management program of the Republic of South Africa, for the purpose of enhancement of the survival of the species. 
                </P>
                <HD SOURCE="HD2">Applicant: Gary W. John, Prescott, AZ, PRT-141388 </HD>
                <P>
                    The applicant requests a permit to import the sport-hunted trophy of one male bontebok (
                    <E T="03">Damaliscus pygargus pygargus</E>
                    ) culled from a captive herd maintained under the management program of the Republic of South Africa, for the purpose of enhancement of the survival of the species. 
                </P>
                <HD SOURCE="HD2">Applicant: Molly M. Hedgecock, High Point, NC, PRT-137759 </HD>
                <P>
                    The applicant requests a permit to import the sport-hunted trophy of one male bontebok (
                    <E T="03">Damaliscus pygargus pygargus</E>
                    ) culled from a captive herd maintained under the management program of the Republic of South Africa, for the purpose of enhancement of the survival of the species. 
                </P>
                <HD SOURCE="HD2">Applicant: Louis M. Blanchard, Las Vegas, NV, PRT-138763 </HD>
                <P>
                    The applicant requests a permit to import the sport-hunted trophy of one male bontebok (
                    <E T="03">Damaliscus pygargus pygargus</E>
                    ) culled from a captive herd maintained under the management program of the Republic of South Africa, for the purpose of enhancement of the survival of the species. 
                </P>
                <HD SOURCE="HD2">Applicant: Thomas R. Lentz, Wichita, KS, PRT-141937 </HD>
                <P>
                    The applicant requests a permit to import the sport-hunted trophy of one male bontebok (
                    <E T="03">Damaliscus pygargus pygargus</E>
                    ) culled from a captive herd maintained under the management program of the Republic of South Africa, for the purpose of enhancement of the survival of the species. 
                </P>
                <HD SOURCE="HD2">Applicant: Timothy G. Fitzsimmons, Cape Haze, FL, PRT-134393 </HD>
                <P>
                    The applicant requests a permit to import the sport-hunted trophies of two male Formosan sika deer (
                    <E T="03">Cervus nippon taiouanus</E>
                    ) taken in the United Kingdom, for the purpose of enhancement of the survival of the species. 
                </P>
                <HD SOURCE="HD2">Applicant: Randy Miller's Predators In Action, Big Bear City, CA, PRT-835802, 063077, 012984 </HD>
                <P>
                    The applicant requests permits to export three captive born tigers (
                    <E T="03">Panthera tigris</E>
                    ) to worldwide locations for the purpose of enhancement of the species through conservation education. The permit numbers and animals are: 835802, Shirkon; 063077, Tara; and 012984, name unknown. This notification covers activities to be conducted by the applicant over a three-year period and the import of any potential progeny born while overseas. 
                </P>
                <SIG>
                    <DATED>Dated: December 8, 2006. </DATED>
                    <NAME>Lisa J. Lierheimer, </NAME>
                    <TITLE>Senior Permit Biologist, Branch of Permits, Division of Management Authority.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-749 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4310-55-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR </AGENCY>
                <SUBAGY>Fish and Wildlife Service </SUBAGY>
                <SUBJECT>Issuance of Permits </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Fish and Wildlife Service, Interior. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of issuance of permit for marine mammals. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The following permit was issued. </P>
                </SUM>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Documents and other information submitted with this application are available for review, subject to the requirements of the Privacy Act and Freedom of Information Act, by any party who submits a written request for a copy of such documents to: U.S. Fish and Wildlife Service, Division of Management Authority, 4401 North Fairfax Drive, Room 700, Arlington, Virginia 22203; fax 703/358-2281. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Division of Management Authority, telephone 703/358-2104. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Notice is hereby given that on the dates below, as authorized by the provisions of the Marine Mammal Protection Act of 1972, as amended (16 U.S.C. 1361 
                    <E T="03">et seq.</E>
                    ), the Fish and Wildlife Service issued the requested permit(s) subject to certain conditions set forth therein.
                </P>
                <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="xs60,r50,r50,xs76">
                    <TTITLE>Marine Mammals </TTITLE>
                    <BOXHD>
                        <CHED H="1">Permit No. </CHED>
                        <CHED H="1">Applicant </CHED>
                        <CHED H="1">
                            Receipt of application 
                            <E T="02">Federal Register</E>
                             notice 
                        </CHED>
                        <CHED H="1">Permit issuance date </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">130727 </ENT>
                        <ENT>Bradford T. Black </ENT>
                        <ENT>71 FR 60561; October 13, 2006 </ENT>
                        <ENT>December 6, 2006. </ENT>
                    </ROW>
                </GPOTABLE>
                <SIG>
                    <DATED>Dated: December 22, 2006. </DATED>
                    <NAME>Michael L. Carpenter, </NAME>
                    <TITLE>Senior Permit Biologist, Branch of Permits, Division of Management Authority.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-746 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4310-55-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>Fish and Wildlife Service</SUBAGY>
                <SUBJECT>Issuance of Permits</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Fish and Wildlife Service, Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of issuance of permits for marine mammals.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The following permits were issued.</P>
                </SUM>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Documents and other information submitted with these applications are available for review, subject to the requirements of the Privacy Act and Freedom of Information Act, by any party who submits a written request for a copy of such documents to: U.S. Fish and Wildlife Service, Division 
                        <PRTPAGE P="2542"/>
                        of Management Authority, 4401 North Fairfax Drive, Room 700, Arlington, Virginia 22203; fax 703/358-2281.
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Division of Management Authority, telephone 703/358-2104.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Notice is hereby given that on the dates below, as authorized by the provisions of the Marine Mammal Protection Act of 1972, as amended (16 U.S.C. 1361 
                    <E T="03">et seq.</E>
                    ), the Fish and Wildlife Service issued the requested permits subject to certain conditions set forth therein.
                </P>
                <GPOTABLE COLS="4" OPTS="L2,i1" CDEF="xs60,r50,r50,xs76">
                    <TTITLE>Marine Mammals </TTITLE>
                    <BOXHD>
                        <CHED H="1">Permit No.</CHED>
                        <CHED H="1">Applicant </CHED>
                        <CHED H="1">
                            Receipt of application 
                            <E T="02">Federal Register</E>
                             notice 
                        </CHED>
                        <CHED H="1">Permit issuance date </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">125911 </ENT>
                        <ENT>Craig A. Stanley </ENT>
                        <ENT>71 FR 42409; July 26, 2006 </ENT>
                        <ENT>November 20, 2006. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">130149 </ENT>
                        <ENT>Kevin T. Klumper </ENT>
                        <ENT>71 FR 60564; October 13, 2006 </ENT>
                        <ENT>December 5, 2006. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">130438 </ENT>
                        <ENT>William I. Morgan, Jr. </ENT>
                        <ENT>71 FR 60564; October 13, 2006 </ENT>
                        <ENT>December 8, 2006. </ENT>
                    </ROW>
                    <ROW>
                        <ENT I="01">132483 </ENT>
                        <ENT>Hartwell N. Riser, Jr. </ENT>
                        <ENT>71 FR 60561; October 13, 2006 </ENT>
                        <ENT>December 1, 2006. </ENT>
                    </ROW>
                </GPOTABLE>
                <SIG>
                    <DATED>Dated: December 15, 2006.</DATED>
                    <NAME>Michael S. Moore,</NAME>
                    <TITLE>Senior Permit Biologist, Branch of Permits, Division of Management Authority.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-750 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4310-55-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR </AGENCY>
                <SUBAGY>Fish and Wildlife Service </SUBAGY>
                <SUBJECT>Service Regulations Committee Meeting </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Fish and Wildlife Service, Interior. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Fish and Wildlife Service (hereinafter Service) will conduct an open meeting on February 8, 2007, to identify and discuss preliminary issues concerning the 2007-08 migratory bird hunting regulations. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The meeting will be held February 8, 2007. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The Service Regulations Committee will meet at the Embassy Suites Hotel, Denver—International Airport, 7001 Yampa Street, Denver, Colorado,  (303) 574-3000. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Robert Blohm, Acting Chief, Division of Migratory Bird Management, U.S. Fish and Wildlife Service, Department of the Interior, ms MBSP-4107-ARLSQ, 1849 C Street, NW., Washington, DC 20240, (703) 358-1714. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Under the authority of the Migratory Bird Treaty Act (16 U.S.C. 703-712), the U.S. Fish and Wildlife Service regulates the hunting of migratory game birds. We update the migratory game bird hunting regulations, located at 50 CFR part 20, annually. Through these regulations, we establish the frameworks, or outside limits, for season lengths, bag limits, and areas for migratory game bird hunting. To help us in this process, we have administratively divided the nation into four Flyways (Atlantic, Mississippi, Central, and Pacific), each of which has a Flyway Council. Representatives from the Service, the Service's Migratory Bird Regulations Committee, and Flyway Council Consultants will meet on February 8, 2007, at 8:30 a.m. to identify preliminary issues concerning the 2007-08 migratory bird hunting regulations for discussion and review by the Flyway Councils at their March meetings. </P>
                <P>In accordance with Departmental policy regarding meetings of the Service Regulations Committee attended by any person outside the Department, these meetings are open to public observation. </P>
                <SIG>
                    <DATED>Dated: December 11, 2006. </DATED>
                    <NAME>Paul R. Schmidt, </NAME>
                    <TITLE>Assistant Director, Migratory Birds, U.S. Fish and Wildlife Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-753 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4310-55-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR </AGENCY>
                <SUBAGY>Fish and Wildlife Service </SUBAGY>
                <SUBJECT>Notice of Availability of Draft Report of Findings Under the Native American Graves Protection and Repatriation Act on a Feathered Headdress in the Possession of the Department of the Interior, Fish and Wildlife Service, Washington, DC </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Fish and Wildlife Service, Interior. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of availability. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Notice is hereby given in accordance with provisions of the Native American Graves Protection and Repatriation Act (NAGPRA) of the availability of the Report of Findings on a feathered headdress in the possession of the U.S. Fish and Wildlife Service (Service) and in the control of the Department of the Interior (DOI). This notice is given so that the Service may continue to fulfill its obligations under NAGPRA by distributing its findings for review by all interested parties. Copies of this report have already been provided to the requesting Tribes. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>We must receive comments by February 20, 2007. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Please submit written comments to the Assistant Director, National Wildlife Refuge System, 1849 C Street, NW., Washington, DC 20240, attention: Eugene Marino or by FAX (703) 358-2517. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Mr. Eugene Marino, Service  Archaeologist, (703) 358-2173. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The object in question is a feathered headdress that was forfeited to the United States Government in November 2001 as part of a guilty plea agreement resulting from an attempt to sell it in violation of Sections 703 and 707(a) of the Migratory Bird Treaty Act (16 U.S.C. 703-711). After consulting with various parties, the United States District Court for the Eastern District of Pennsylvania ruled that the forfeited object would be turned over to the Department of the Interior for care and disposition under the Native Graves Protection and Repatriation Act (NAGPRA), 25 U.S.C. 3001, 
                    <E T="03">et seq.</E>
                    , and as codified in 43 CFR 10.8. The headdress is ornamented with golden eagle feathers and is now under the control of the DOI and in the possession of the Service. 
                </P>
                <P>
                    An initial assessment of the object indicates that it was likely manufactured during the first decade of the 20th Century. Documentation submitted to the Court during the trial alleges that the headdress was manufactured for use in “The Last Pow-Wow,” a gathering of tribal chiefs, which occurred in 1907 in Collinsville, Indian Territory, which is now the State of Oklahoma. The Comanche Chief Quannah Parker purportedly offered the headdress to the Apache Chief Geronimo for use during the event. Other documentation submitted for the Court's consideration alleges that Chief 
                    <PRTPAGE P="2543"/>
                    Geronimo took possession of the headdress and subsequently gave it to his Government escort, Jack Moore, as an act of friendship. After Geronimo's death in 1909, Jack Moore allegedly gave the headdress to an acquaintance, whose family retained the object until an attempt was made to sell it illegally in 1999. 
                </P>
                <P>The Report of Findings documents the review of the headdress under NAGPRA for two claims received, one by the Comanche Nation and the other by the Mescalero Apache. </P>
                <P>The Report notes that for the Comanche Nation, the preponderance of evidence submitted to the Service does not indicate a relationship of shared group identity between the present day tribe—the Comanche Nation—and an identifiable earlier group—the Chiricahua Apache—with whom the headdress is associated [43 CFR 10.2 (4) and (4e)]. Given the inability of the Comanche to provide evidence supporting their assertion of cultural affiliation, the Service is unable to evaluate their claim for the headdress as an object of cultural patrimony under NAGPRA. </P>
                <P>The report notes that for the Mescalero Apache, the preponderance of evidence submitted to the Service does indicate a relationship of shared group identity between an identifiable earlier group—the Chiricahua Apache—with whom the headdress is associated [43 CFR 10.2 4 and e] and the Mescalero Apache—the present day tribe culturally affiliated to the object. </P>
                <P>The Service evaluation of the headdress as an object of cultural patrimony for the Mescalero Apache finds that the headdress does not meet the definition of an object of cultural patrimony under NAGPRA (43 CFR 10.4). Evidence provided to support the request connects the headdress to Geronimo—a member of the Chiricahua Apache—and asserts that the headdress was `constructed' solely for distribution to attendees of the 1907 Pow Wow and was given to Geronimo in that capacity. </P>
                <P>The Service continues to manage the object as a forfeited item and has not accessioned it into the Service's Museum Property inventory. Although evidence collected as part of the NAGPRA Report of Findings does not support a decision to repatriate the headdress to the Mescalero Apache or Comanche Nation as an “object of cultural patrimony,” the Service intends to transfer the headdress to both Tribes following procedures under 50 CFR Subpart D 12.33. This regulation permits the donation of forfeited items for scientific, educational, or public display purposes to any person who demonstrates the ability to provide adequate care and security for the object. A 2003 Compromise and Settlement Agreement signed by both Tribes stipulates terms of care and security for the object that follow standards established by the American Association of Museums (AAM). The Service finds this agreement to be satisfactory to ensuring the necessary level of care and security for the headdress as required under 50 CFR part 12. </P>
                <P>The announcement of this report makes available our draft findings for review by interested parties and continues to fulfill the Service's requirements under NAGPRA and announces our intentions for disposition. </P>
                <SIG>
                    <DATED> Dated: January 9, 2007. </DATED>
                    <NAME>Kenneth Stansell, </NAME>
                    <TITLE>Acting Director, U.S. Fish and Wildlife Service.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-759 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4310-55-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR </AGENCY>
                <SUBAGY>Bureau of Indian Affairs </SUBAGY>
                <SUBJECT>Gaming on Trust Lands Acquired After October 17, 1988; Submission to the Office of Management and Budget </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Indian Affairs, Interior. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In compliance with the Paperwork Reduction Act of 1995, the Bureau of Indian Affairs (BIA) is submitting the information collection request for review and renewal by the Office of Information and Regulatory Affairs (OIRA), Office of Management and Budget (OMB). The collection is: Gaming on Trust Lands Acquired after October 17, 1988, OMB Control Number 1076-0158. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Submit your comments and suggestions on or before February 20, 2007 to be assured of consideration. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        Written comments should be sent directly to the Office of Management and Budget, Office of Information and Regulatory Affairs, Attention: Desk Officer for the Department of the Interior, either by facsimile at 202-395-6566 or by e-mail at 
                        <E T="03">OIRA_DOCKET@omb.eop.gov</E>
                        . 
                    </P>
                    <P>Send a copy of your comments to: Mr. George Skibine, Bureau of Indian Affairs, Office of Indian Gaming, Mail Stop 3657-MIB, 1849 C Street, NW., Washington, DC 20240. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Interested persons may obtain copies of the information collection requests without charge by contacting George Skibine at 202-219-4066 or facsimile number 202-273-3153. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Paperwork Reduction Act of 1995 provides an opportunity for interested parties to comment on proposed information collection requests. We did not receive any comments during the request for comments period published October 25, 2006 (71 FR 62486). The Bureau of Indian Affairs, Office of Indian Gaming, is proceeding with requesting an information collection clearance from OMB. Each request contains (1) Type of review, (2) title, (3) summary of the collection, (4) respondents, (5) frequency of collection, (6) reporting and record keeping requirements. </P>
                <P>Please note that we will not sponsor nor conduct, and you need not respond to, a request for information unless we display the OMB control number and the expiration date. </P>
                <HD SOURCE="HD1">Gaming on Trust Lands Acquired After October 17, 1988 </HD>
                <P>
                    <E T="03">Type of review:</E>
                     Renewal. 
                </P>
                <P>
                    <E T="03">Title:</E>
                     Gaming on Trust Lands Acquired after October 17, 1988, 25 CFR 292. 
                </P>
                <P>
                    <E T="03">Summary:</E>
                     The collection of information will ensure that the provisions of the Indian Gaming Regulatory Act, the relevant provisions of State laws, Federal law and the trust obligations of the United States are met when federally recognized tribes seek a secretarial determination that a gaming establishment would be in the best interest of the tribe and would not be detrimental to the surrounding community. Section 292.8 specifies the information collection requirement. An Indian tribe must ask the Secretary to make a determination that a gaming establishment would be in the best interest of the tribe and would not be detrimental to the surrounding community. The information to be collected includes: name of tribe, tribal documents, description of the land to be acquired, proof of ownership, distance of land from the Indian tribe's reservation or trust lands and other documents deemed necessary. Collection of this information is currently authorized under an approval by OMB (OMB Control Number 1076-0158). All information is collected when the tribe submits a request for a secretarial determination that a gaming establishment would be in the best interest of the tribe and would not be detrimental to the surrounding community. Annual reporting and record keeping burden for this 
                    <PRTPAGE P="2544"/>
                    collection of information is estimated to average 1,000 hours each from approximately 2 respondents, including the time for reviewing instructions, researching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information, thus, the total annual reporting and record keeping burden for this collection is estimated to be 2,000 hours. 
                </P>
                <P>
                    <E T="03">Frequency of Collection:</E>
                     On occasion. 
                </P>
                <P>
                    <E T="03">Description of Respondents:</E>
                     Federally recognized tribes. 
                </P>
                <P>
                    <E T="03">Total Respondents:</E>
                     2. 
                </P>
                <P>
                    <E T="03">Response Hours per Application:</E>
                     1000. 
                </P>
                <P>
                    <E T="03">Total Annual Burden Hours:</E>
                     2,000 hours. 
                </P>
                <HD SOURCE="HD1">Request for Comments </HD>
                <P>The Bureau of Indian Affairs solicits comments in order to: </P>
                <P>(1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the bureau, including whether the information will have practical utility; </P>
                <P>(2) Evaluate the bureau's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; </P>
                <P>(3) Enhance the quality, utility and clarity of the information to be collected; and </P>
                <P>(4) Minimize the burden of the collection of the information on those who are to respond. </P>
                <P>
                    The Office of Management and Budget has 60 days in which to determine whether the collection will be renewed but may make a decision after 30 days. Therefore, to receive the most consideration, comments should be sent closer to 30 days than 60 days after the notice is published in the 
                    <E T="04">Federal Register</E>
                    . 
                </P>
                <SIG>
                    <DATED>Dated: December 20, 2006. </DATED>
                    <NAME>Michael D. Olsen, </NAME>
                    <TITLE>Principal Deputy Assistant Secretary—Indian Affairs.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-758 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4310-4N-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR </AGENCY>
                <SUBAGY>Bureau of Indian Affairs </SUBAGY>
                <SUBJECT>Notice of Availability of Draft Environmental Impact Statement for the Proposed Transfer From Fee-to-Trust Land of Oneida Indian Nation of New York Land in Oneida and Madison Counties, New York; Additional Public Hearing and Extension of Comment Period </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Indian Affairs, Interior. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of additional public hearing and extension of comment period. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        This notice advises the public that the Bureau of Indian Affairs (BIA) will be holding an additional public hearing to receive comments on its Draft Environmental Impact Statement (DEIS) for the proposed fee-to-trust transfer of Oneida Indian Nation of New York land in Oneida and Madison Counties, New York. This notice also reminds the public that the public comment period for the DEIS has been extended to February 22, 2007, as announced in the 
                        <E T="04">Federal Register</E>
                         on January 5, 2007, by the Environmental Protection Agency (EPA), and in local media by the BIA. The EPA's original notice of availability for the DEIS and the BIA's supplement to the EPA notice, both of which were published in the 
                        <E T="04">Federal Register</E>
                         on November 24, 2006, announced a closing date for comments of January 8, 2007. 
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments on the DEIS must arrive by February 22, 2007. The public hearing will be held February 6, 2007, from 6 p.m. to 10 p.m., or until everyone who wishes to do so has the opportunity to speak. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>You may mail, hand carry or fax written comments to Mr. Franklin Keel, Regional Director, Eastern Region, Bureau of Indian Affairs, 545 Marriott Drive, Suite 700, Nashville, Tennessee 37214, Fax (615) 564-6701. Please include your name, return address and the caption, “DEIS Comments, Oneida Indian Nation of New York Trust Acquisition Project,” on the first page of your written comments. Electronic submission is not available. </P>
                    <P>The public hearing will be at the Vernon-Verona-Sherrill School, 5275 State Route 31, Verona, New York 13478. </P>
                    <P>
                        Copies of the DEIS are available for viewing at Web site 
                        <E T="03">http://www.oneidanationtrust.net</E>
                         and at the following locations: (1) Oneida Nation Annex Building, 579A Main Street, Oneida, New York 13421 (10 a.m. to 4 p.m. Monday through Friday except holidays); (2) Oneida City Hall, 109 N. Main Street, Downstairs Basement Room, Oneida, New York 13421; and (3) Town of Verona Town Hall, 6600 Germany Road, Back Conference Room, Durhamville, New York 13054. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Kurt G. Chandler, (615) 564-6832. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    The proposed action is to transfer approximately 17,370 acres of Oneida Indian Nation-owned land in Madison and Oneida Counties, New York, from fee to trust status for the benefit of the Nation. Details on the proposed action and DEIS contents may be found in the above-referenced Notice published in the 
                    <E T="04">Federal Register</E>
                     on November 24, 2006 (71 FR 67896). 
                </P>
                <HD SOURCE="HD1">Public Comment Availability </HD>
                <P>
                    Comments, including names and addresses of respondents, will be available for public review at the BIA address shown in the 
                    <E T="02">ADDRESSES</E>
                     section, during regular business hours, 8 a.m. to 4:30 p.m., Monday through Friday, except holidays. Individual respondents may request confidentiality. If you wish us to withhold your name and/or address from public review or from disclosure under the Freedom of Information Act, you must state this prominently at the beginning of your written comment. Such requests will be honored to the extent allowed by law. We will not, however, consider anonymous comments. All submissions from organizations or businesses, and from individuals identifying themselves as representatives or officials of organizations or businesses, will be made available for public inspection in their entirety. 
                </P>
                <HD SOURCE="HD1">Authority </HD>
                <P>
                    This notice is published in accordance with section 1503.1 of the Council on Environmental Quality Regulations (40 CFR parts 1500 through 1508) implementing the procedural requirements of the National Environmental Policy Act of 1969, as amended (42 U.S.C. 4321 
                    <E T="03">et seq.</E>
                    ), the Department of the Interior Manual (516 DM 1-6), and is in the exercise of authority delegated to the Principal Deputy Assistant Secretary—Indian Affairs by 209 DM 8. 
                </P>
                <SIG>
                    <DATED>Dated: January 9, 2007. </DATED>
                    <NAME>Michael D. Olsen, </NAME>
                    <TITLE>Principal Deputy Assistant Secretary—Indian Affairs. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-743 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4310-W7-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="2545"/>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR </AGENCY>
                <SUBAGY>Bureau of Indian Affairs </SUBAGY>
                <SUBJECT>The Pokagon Band of Potawatomi Indians of Michigan Liquor Control Ordinance </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Indian Affairs, Interior. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This notice publishes the Liquor Control Ordinance of the Pokagon Band of Potawatomi Indians of Michigan (Tribe). The Ordinance regulates and controls the possession, sale and consumption of liquor within the Pokagon Band of Potawatomi Indians Reservation. This reservation is described as “all lands, the title to which is held in trust by the United States for the benefit of the Pokagon Band of Potawatomi Indians; and * * * all lands * * * part of the Tribe's reservation.” This ordinance, however, applies only to the Tribe's reservation lands within the State of Michigan. This Ordinance allows for possession and sale of alcoholic beverages within the Pokagon Band of Potawatomi Indians Reservation, and increases the ability of the tribal government to control the Tribe's liquor distribution and possession. At the same time it will provide an important source of revenue for the continued operation and strengthening of the tribal government and the delivery of tribal services. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>
                        <E T="03">Effective Date:</E>
                         This Ordinance is effective on January 19, 2007. 
                    </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>David Christensen, Regional Tribal Operations Officer, Bureau of Indian Affairs, Midwest Regional Office, Bishop Henry Whipple Federal Building, One Federal Drive, Room 550, Ft. Snelling, MN 55111, Telephone: (612) 725-4554, Fax 612-713-4401; or Ralph Gonzales, Office of Indian Services, 1849 C Street NW., Mail Stop 4513-MIB, Washington, DC 20240, Telephone: (202) 513-7629. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    Pursuant to the Act of August 15, 1953, Public Law 83-277, 67 Stat. 586, 18 U.S.C. 1161, as interpreted by the Supreme Court in 
                    <E T="03">Rice</E>
                     v. 
                    <E T="03">Rehner,</E>
                     463 U.S. 713 (1983), the Secretary of the Interior shall certify and publish in the 
                    <E T="04">Federal Register</E>
                     notice of adopted liquor ordinances for the purpose of regulating liquor transactions in Indian country. The Pokagon Band of Potawatomi Indians Tribal Council adopted its Liquor Ordinance by Resolution No. 06-09-09-12 on September 9, 2006. The purpose of this Ordinance is to govern the sale, possession and distribution of alcohol within Tribal lands. The Pokagon Band of Potawatomi Indians does not have an existing Liquor Control Ordinance. 
                </P>
                <P>This notice is published in accordance with the authority delegated by the Secretary of the Interior to the Principal Deputy Assistant Secretary—Indian Affairs. I certify that this Liquor Ordinance of the Pokagon Band of Potawatomi Indians was duly adopted by the Pokagon Band of Potawatomi Indians Tribal Council on September 9, 2006. </P>
                <SIG>
                    <DATED>Dated: January 12, 2007. </DATED>
                    <NAME>Michael D. Olsen, </NAME>
                    <TITLE>Principal Deputy Assistant Secretary—Indian Affairs.</TITLE>
                </SIG>
                <P>The Pokagon Band of Potawatomi Indians of Michigan Liquor Control Ordinance reads as follows: </P>
                <HD SOURCE="HD1">Pokagon Band of Potawatomi Indians of Michigan and Indiana  Liquor Control Code </HD>
                <P>
                    <E T="03">Section 1 Legislative Findings.</E>
                     The Pokagon Band Tribal Council hereby finds as follows: 
                </P>
                <P>(a) The importation, distribution, manufacture, and sale of alcoholic liquor for commercial purposes on the Tribe's Reservation is a matter of special concern to the Tribe. </P>
                <P>(b) Federal law as embodied in 18 U.S.C. 1161 provides that certain sections of the United States Code, commonly referred to as Federal Indian Liquor Laws, shall not apply to any act or transaction within any area of Indian country, provided such act or transaction is in conformity with both the laws of the state in which such act or transaction occurs, and with an act duly adopted by the tribe having jurisdiction over such area of Indian country. </P>
                <HD SOURCE="HD1">
                    <E T="03">Section 2 Declaration of Policy.</E>
                </HD>
                <P>(a) The Council hereby declares that the policy of the Tribe is to eliminate the problems associated with unlicensed, unregulated, and unlawful importation, distribution, manufacture, and sale of alcoholic liquor for commercial purposes on the Reservation, and to promote temperance in the use and consumption of alcoholic liquor by establishing and enforcing Tribal regulation over such activities on the Reservation. </P>
                <P>(b) The importation, distribution, manufacture, and sale of alcoholic liquor for commercial purposes on the Reservation shall be lawful, provided that such activity is conducted by the Tribe or by an authorized Tribal enterprise, and is in conformity with this Code. Such conditions are necessary to increase the Tribe's ability to control and regulate the distribution, sale, and possession of alcoholic liquor, while at the same time provide an important and necessary source of revenue for continued operation of the Tribal government and delivery of Tribal governmental services. </P>
                <P>
                    <E T="03">Section 3 Authority.</E>
                     The Council has authority to adopt this Liquor Control Code (“Code”) pursuant to the authority and powers vested in it by Article IX, subsections 2 (a), 2 (e), 2 (i), and 2 (j), of the Tribal Constitution and the inherent authority of the Band as a sovereign tribal nation to provide for the health, safety, and welfare of the Pokagon Band. Further, the Supreme Court held in 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">Mazurie,</E>
                     419 U.S. 544 (1975), that Congress through 18 U.S.C. 1161 delegated to Indian tribes authority to control the introduction, distribution, and consumption of alcoholic liquor within Indian country. 
                </P>
                <P>
                    <E T="03">Section 4 Short Title.</E>
                     This Code shall be known and cited as the “Pokagon Band Liquor Control Code.” 
                </P>
                <P>
                    <E T="03">Section 5 Purpose.</E>
                     The purpose of this Code is to prohibit the importation, manufacture, distribution, and sale of alcoholic liquor for commercial purposes on the Reservation except pursuant to a license issued by the Commission under the provisions of this Code and other Tribal laws. 
                </P>
                <P>
                    <E T="03">Section 6 Application of 18 U.S.C. 1161.</E>
                     The importation, manufacture, distribution, and sale of alcoholic liquor for commercial purposes on the Reservation shall be “in conformity with” this Code and the laws of the State of Michigan as that phrase is used in 18 U.S.C. 1161. 
                </P>
                <P>
                    <E T="03">Section 7 Incorporation by Reference of Michigan Laws.</E>
                </P>
                <P>
                    (a) In accordance with 18 U.S.C. 1161, the Tribe hereby adopts and applies as Tribal law those Michigan laws, as amended, relating to the sale and regulation of alcoholic liquor encompassing the following areas: Sale to a minor; sale to a visibly intoxicated individual; sale of adulterated or misbranded liquor; hours of operation; and similar substantive provisions, including such other laws prohibiting the sale of alcoholic liquor to certain categories of individuals. Said Tribal laws which are defined by reference to the substantive areas of Michigan laws referred to in this section shall apply in the same manner and to the same extent as such laws apply elsewhere in Michigan to off-Reservation transactions unless otherwise agreed by the Tribe and State; provided, that nothing in this Code shall be construed as a consent by the Tribe to the jurisdiction of the State 
                    <PRTPAGE P="2546"/>
                    of Michigan or any of its courts or subordinate political subdivisions or municipalities within the Reservation over any activity arising under or related to the subject of this Code nor shall anything in this Code constitute an express or implied waiver of the sovereign immunity of the Tribe. 
                </P>
                <P>(b) The Tribe, for resale by the Tribe, shall purchase spirits from the Michigan Liquor Control Commission, and beer and wine from distributors licensed by the Michigan Liquor Control Commission, at the same price and on the same basis that such beverages are purchased by similar licensees. </P>
                <P>(c) In the event of any conflict or inconsistency between “adopted and applied” Michigan laws and this Code, the provisions of this Code shall govern. </P>
                <P>(d) Whenever such Michigan laws are incorporated herein by reference, amendments thereto shall also be deemed to be incorporated upon their effective date in the State of Michigan without further action by the Council. </P>
                <P>
                    <E T="03">Section 8 General Provisions.</E>
                </P>
                <P>
                    (a) 
                    <E T="03">Sales Limited To Permitted Hours.</E>
                     No alcoholic liquor shall be sold, served, or allowed to be consumed on any premises licensed under this Code other than during the hours permitted by Tribal law and the license. 
                </P>
                <P>
                    (b) 
                    <E T="03">Sale to Obviously Intoxicated Person.</E>
                     It shall be a violation of this Code to sell or furnish for consumption on the licensed premises any alcoholic liquor to any person who is obviously intoxicated at the time. As used in this subsection, “obviously intoxicated” means inebriated to the extent that a person's physical faculties are substantially impaired and the impairment is shown by significantly uncoordinated physical action or significant physical dysfunction that would have been obvious to a reasonable person. 
                </P>
                <P>
                    (c) 
                    <E T="03">Distribution off premises.</E>
                     No person licensed under this Code shall distribute or deliver any alcoholic liquor off the premises described in the license. 
                </P>
                <P>
                    (d) 
                    <E T="03">Sale or possession with intent to sell without a license.</E>
                     Any person who shall sell or offer for sale or distribute or transport in any manner, any alcoholic liquor in violation of this Code, or who shall have alcoholic liquor in his possession with intent to sell or distribute on the Reservation without a license issued pursuant to this Code shall be guilty of a violation of this Code. 
                </P>
                <P>
                    (e) 
                    <E T="03">Purchases from other than licensed entities or premises.</E>
                     Any person who, on the Reservation or within its boundaries, buys alcoholic liquor from any person other than a licensed entity or premises shall be guilty of a violation of this Code. 
                </P>
                <P>
                    (f) 
                    <E T="03">Consumption or possession of alcoholic liquor by persons under 21 years of age.</E>
                     No person under the age of 21 years shall consume or purchase any alcoholic liquor on the Reservation or within its boundaries. No person under the age of 21 years shall have for personal consumption any alcoholic liquor in his or her possession on the Reservation or within its boundaries. No person shall permit any other person under the age of 21 years to consume alcoholic liquor on his or her premises or any premises under his or her control except as expressly permitted under this Code. Upon any attempt to purchase alcoholic liquor on a premises licensed under this Code by a person who appears may be younger than twenty-one (21) years of age, the vendor shall demand, and the prospective purchaser upon such demand shall display, satisfactory evidence that he or she is of legal age. Any person violating this Section shall be guilty of a separate violation of this Code for each and every alcoholic liquor beverage consumed, acquired, or possessed. 
                </P>
                <P>
                    (g) 
                    <E T="03">Sales of Alcoholic Liquor to persons under 21 years of age.</E>
                     It shall be a violation of this Code to sell or furnish any alcoholic liquor to a person unless that person has attained 21 years of age. Persons selling alcoholic liquor shall make a diligent inquiry as to whether the purchaser is at least 21 years of age. For purposes of this subsection, the term “diligent inquiry” means a diligent, good faith effort to determine the age of the purchaser, which includes at least an examination of such person's personal identification to establish the identity and age of the purchaser. Any person who shall sell or provide alcoholic liquor to any person under the age of 21 years shall be guilty of a violation of this Code for every sale or drink provided. 
                </P>
                <P>
                    (h) 
                    <E T="03">Transfer of identification to a minor.</E>
                     Any person who transfers in any manner an identification of age to a minor for the purpose of permitting such minor to obtain alcoholic liquor shall be guilty of an offense; provided, that corroborative testimony of a witness other than the minor shall be required for any finding of a violation of this Code. 
                </P>
                <P>
                    (i) 
                    <E T="03">Use of False or Altered Identification.</E>
                     Any person who attempts to purchase an alcoholic liquor beverage through the use of a false or altered identification shall be guilty of violating this Code. 
                </P>
                <P>
                    (j) 
                    <E T="03">Acceptable Identification.</E>
                     Where there may be a question of a person's right to purchase alcoholic liquor by reason of his or her age, such person shall be required to present identification in one of the following forms that displays his or her correct age, signature and photograph: 
                </P>
                <P>(1) A driver's license or identification card issued by any state or U.S. territory; </P>
                <P>(2) United States active duty military ID; </P>
                <P>(3) A passport issued by the Unites States or any foreign country; or </P>
                <P>(4) A Tribal identification card or other tribal identification card recognized by the Commission. </P>
                <P>
                    (k) 
                    <E T="03">Sale of Adulterated or Mislabeled Liquor.</E>
                     It shall be a violation of this Code for any person, by himself or by his agent or employee, to sell, offer for sale, or possess any alcoholic liquor that is adulterated or misbranded or any alcoholic liquor in bottles that have been refilled. For the purposes of this Section, alcoholic liquor shall be deemed adulterated if it contains any liquids or other ingredients not placed there by the original manufacturer or bottler. For the purposes of this Section, alcoholic liquor shall be deemed misbranded when not plainly labeled, marked or otherwise designated. For the purposes of this section, alcoholic liquor bottles shall be deemed to be refilled when the bottles contain any liquid or other ingredient not placed in the bottles by the original manufacturer. 
                </P>
                <P>
                    <E T="03">Section 9 Administration of Code.</E>
                     The Gaming Commission shall exercise all of the powers and accomplish all of the purposes as set forth in this Code, including the following actions: 
                </P>
                <P>(a) Adopt and enforce rules and regulations for the purpose of implementing and enforcing this Code, which includes the setting of fees, provided that the Gaming Commission shall provide a minimum public notice and opportunity to comment of sixty (60) days on any proposed rule or regulation before such rule or regulation becomes final and enforceable; </P>
                <P>(b) Execute all necessary documents; and </P>
                <P>(c) Perform all matters and things incidental to and necessary to conduct its business and carry out its duties and functions under this Code. </P>
                <P>
                    <E T="03">Section 10 Applicability Within the Reservation.</E>
                     This Code shall apply to all persons on or within the boundaries of the Reservation, consistent with applicable federal laws. 
                </P>
                <P>
                    <E T="03">Section 11 Definitions.</E>
                     For the purposes of this Code, words in the present tense include the future; the masculine includes the feminine; the singular includes the plural; and the plural includes the singular. The word “shall” is mandatory and the word 
                    <PRTPAGE P="2547"/>
                    “may' is permissive. In construing the provisions of this Code, the following words or phrases shall have the meaning designated unless a different meaning is expressly provided or the context clearly indicates otherwise: 
                </P>
                <P>(a) “Alcohol” means the product of distillation of fermented liquid, whether or not rectified or diluted with water, but does not mean ethyl or industrial alcohol, diluted or not, that has been denatured or otherwise rendered unfit for beverage purposes. </P>
                <P>
                    (b) “Alcoholic liquor” or “liquor” means any spirituous, vinous, malt, or fermented liquor, liquids and compounds, whether or not medicated, proprietary, patented, and by whatever name called, containing one half of one percent (
                    <SU>1/2</SU>
                     of 1%) or more of alcohol by volume which is fit for use for beverage purposes. The following eight sub-classifications comprise the entire universe of alcoholic liquor: beer, wine, spirits, alcohol, sacramental wine, brandy, mixed wine drink, and mixed spirit drink. Alcoholic liquor does not include the exceptions set forth in Mich. Comp. Laws § 436.4. 
                </P>
                <P>(c) “Applicant” means any person who submits an application to the Tribe for a liquor license and who has not yet received such a license. </P>
                <P>(d) “Beer” means any beverage obtained by alcoholic fermentation of an infusion or decoction of barley, malt, hops, or other cereal in potable water. </P>
                <P>(e) “Brandy” means an alcoholic liquor as defined in the federal regulations, 27 CFR § 5.22(d) (1980). </P>
                <P>(f) “Commission” and “Gaming Commission” as used throughout this Code means the Gaming Regulatory Committee first established by the Pokagon Gaming Regulatory Act, as amended, and any other Tribal commission, committee, board or other entity delegated authority by the Council to regulate Tribal gaming activities on the Reservation. </P>
                <P>(g) “Constitution” and “Tribal Constitution,” as used throughout this Code, means the Constitution of the Pokagon Band of Potawatomi Indians of Michigan and Indiana, adopted on November 1, 2005 and approved by the Secretary of the Interior on December 16, 2005, including all subsequent amendments ratified and approved pursuant to Tribal and federal law. </P>
                <P>(h) “Council” and “Tribal Council” means the elected Tribal Council of the Pokagon Band of Potawatomi Indians acting as the governing body of the Tribe pursuant to the Tribe's Constitution. </P>
                <P>(i) “License” means a liquor license issued by the Gaming Commission under the provisions of this Code authorizing the importation, manufacture, distribution, or sale of alcoholic liquor for commercial purposes on or within the Reservation consistent with federal law. </P>
                <P>(j) “Licensee” means any holder of a liquor license issued by the Tribe and includes any employee or agent of the Licensee. </P>
                <P>(k) “Manufacturer” means any person engaged in the manufacture of alcoholic liquor. </P>
                <P>(l) “Mixed wine drink” means a drink or similar product marketed as a wine cooler and containing less than seven percent (7%) alcohol by volume, consisting of wine and plain, sparkling, or carbonated water and containing any one (1) or more of the following: Nonalcoholic liquor; flavoring; coloring materials; fruit juices; fruit adjuncts; sugar; carbon dioxide; or preservatives. </P>
                <P>(m) “Mixed spirit drink” means a drink produced and packaged or sold by a mixed spirit drink manufacturer or an out-of-state seller of mixed spirit drink which contains ten percent (10%) or less alcohol by volume consisting of distilled spirits mixed with nonalcoholic liquor or flavoring or coloring materials and which may also contain water, fruit juices, fruit adjuncts, sugar, carbon dioxide, or preservatives. </P>
                <P>(n) “Person” means any individual, whether Indian or non-Indian, receiver, assignee, trustee in bankruptcy, trust estate, tribe, firm, partnership, joint corporation, association, society, or any group of individuals acting as a unit, whether mutual, cooperative, fraternal, non-profit, or otherwise, and any other Indian tribe, band, or group, whether recognized by the United States or otherwise. The term shall also include any Tribal enterprise and licensee. </P>
                <P>(o) “Purchase” means to acquire, by sale or otherwise, individual possession, ownership, or rights to goods or services. </P>
                <P>(p) “Reservation” means: pursuant to 25 U.S.C. § 1300j-5 or other applicable federal law, (i) all lands, the title to which is held in trust by the United States for the benefit of the Pokagon Band of Potawatomi Indians; and (ii) all lands proclaimed by the Secretary of the Interior to be part of the Tribe's reservation. The term Reservation includes any rights-of-way running through the Reservation. </P>
                <P>(q) “Secretary of the Interior” means the Secretary of the United States Department of the Interior. </P>
                <P>(r) “Sacramental wine” means wine containing not more than twenty-four percent (24%) of alcohol by volume and is used for sacramental purposes. </P>
                <P>(s) “Sale” means the exchange, barter, traffic, furnishing, or giving away for commercial purposes of possession, ownership, or rights to goods or services. </P>
                <P>(t) “Spirits” means any beverage which contains alcohol obtained by distillation, mixed with potable water or other substances, or both, in solution, and includes wine containing an alcoholic content of more than twenty-one percent (21%) by volume, except sacramental wine and mixed spirit drink. </P>
                <P>(u) “Tribal Court” means the Tribal Court of the Pokagon Band of Potawatomi Indians. </P>
                <P>(v) “Tribal enterprise” means the Tribe or any activity or business owned, managed, or controlled by the Tribe or any agency, subordinate organization, or other entity of the Tribe, where the organic documents establishing such enterprise expressly allow for the sale of alcoholic liquor. </P>
                <P>(w) “Tribal law” means the Tribal Constitution and all laws, acts, codes, and resolutions now and hereafter duly enacted by the Tribal Council and any rules or regulations duly promulgated by the Gaming Commission pursuant to this Code. </P>
                <P>(x) “Tribe” means, and “Tribal” refers to, the Pokagon Band of Potawatomi Indians of Michigan and Indiana. </P>
                <P>(y) “Wine” means the product made by the normal alcoholic fermentation of the juice of sound, ripe grapes, or any other fruit with the usual cellar treatment, and containing not more than twenty-one percent (21%) of alcohol by volume, including fermented fruit juices other than grapes and mixed wine drinks. </P>
                <P>
                    <E T="03">Section 12 Interpretation and Findings.</E>
                     The Gaming Commission in the first instance may interpret any ambiguities contained in this Code. 
                </P>
                <P>
                    <E T="03">Section 13 Liberal Construction.</E>
                     The provisions of this Code shall be liberally construed to achieve the purposes set forth, whether clearly stated or apparent from the context of the language used herein. 
                </P>
                <P>
                    <E T="03">Section 14 Computation of Time.</E>
                     Unless otherwise provided in this Code, in computing any period of time prescribed or allowed by this Code, the day of the act, event or default from which the designated period time begins to run shall not be included. The last day of the period so computed shall be included, unless it is a Saturday, a Sunday, or a legal holiday, in which event the period runs until the end of the next day which is not a Saturday, a Sunday, or a legal holiday. For the purposes of this Code, the term “legal 
                    <PRTPAGE P="2548"/>
                    holiday” shall mean all legal holidays under Tribal law. 
                </P>
                <P>
                    <E T="03">Section 15 Prohibition of Unlicensed Sale of Alcoholic Liquor.</E>
                     This Code prohibits the importation, manufacture, distribution, or sale of alcoholic liquor for commercial purposes other than where conducted by a Tribal enterprise in accordance with this Code. No license shall be issued to any person or entity other than a Tribal enterprise. The federal liquor laws are intended to remain applicable to any act or transaction that is not authorized by this Code, and violators shall be subject to federal law. Consistent with 
                    <E T="03">United States</E>
                     v. 
                    <E T="03">Wheeler</E>
                    , 435 U.S. 313 (1978), nothing shall prevent both federal and Tribal jurisdiction to enforce this Code. 
                </P>
                <P>
                    <E T="03">Section 16 Sales of Alcoholic Liquor.</E>
                </P>
                <P>(a) Sales for Cash. All alcoholic liquor sales on the Reservation or within its boundaries shall be on a cash or cash equivalent basis, including the use of ATM cards, debit cards, checks, major credit cards, or other instruments approved by the Gaming Commission. </P>
                <P>(b) Sales for Personal Consumption. All alcoholic liquor sales shall be for the personal use and consumption by the purchaser. Resale of any alcoholic liquor purchased on the Reservation or within its boundaries is prohibited. Any person not licensed pursuant to this Code who purchases alcoholic liquor on the Reservation and sells it, whether in the original container or not, shall be guilty of a violation of this Code. </P>
                <P>
                    <E T="03">Section 17 Authorization to Sell Alcoholic Liquor.</E>
                     Any Tribal enterprise applying for and obtaining a license under the provisions of this Code shall have the right to engage only in those alcoholic liquor transactions expressly authorized by such license and only at those specific places or areas designated in said license. 
                </P>
                <P>
                    <E T="03">Section 18 Limitation of the Commission's Powers.</E>
                     The Commission's powers under this Code shall be limited as follows: 
                </P>
                <P>(a) The Commission may only issue a license permitting the sale of alcoholic liquor on those areas of the Reservation where such activities have been authorized by the Tribal Council. </P>
                <P>(b) In the exercise of its powers and duties under this Code, the Commission and its individual members shall not accept any gratuity, compensation, or other things of greater than nominal value from any alcoholic liquor producer, wholesaler, retailer, or distributor or from any liquor licensee provided that if other enactments of law by the Tribal Council provide more stringent ethics standards, such other standards shall apply. </P>
                <P>
                    <E T="03">Section 19 Classes of Licenses.</E>
                     The Commission shall have the authority to issue any one or more of the following classes of liquor licenses within the Reservation: 
                </P>
                <P>(a) “Retail on-sale general license” means a license authorizing the applicant to sell alcoholic liquor at retail to be consumed by the buyer only on the premises or at the location designated in the license. This class includes, without limitation, hotels where alcoholic liquor may be sold for consumption on the premises and in the rooms of bona fide registered guests. </P>
                <P>(b) “Retail on-sale beer and wine license” means a license authorizing the applicant to sell beer and wine at retail to be consumed by the buyer only on the premises or at the location designated in the license. This class includes, without limitation, hotels where beer and/or wine may be sold for consumption on the premises and in the rooms of bona fide registered guests. </P>
                <P>(c) “Retail off-sale general license” means a license authorizing the applicant to sell alcoholic liquor at retail to be consumed by the buyer off of the premises or at a location other than the one designated in the license. </P>
                <P>(d) “Retail off-sale beer and wine license” means a license authorizing the applicant to sell beer and wine at retail to be consumed by the buyer off of the premises or at a location other than the one designated in the license. </P>
                <P>(e) “Manufacturer's license” means a license authorizing the applicant to manufacture alcoholic liquor for the purpose of sale on the Reservation. </P>
                <P>(f) “Temporary license” means a license authorizing the sale of alcoholic liquor on a temporary basis for premises temporarily occupied by the licensee for a picnic, social gathering, or similar occasion. The Commission may, by appropriate Commission action, limit or restrict the number of licenses issued or in effect in its sole discretion. </P>
                <P>
                    <E T="03">Section 20 Application Form and Content.</E>
                     An application for a license shall be made to the Commission and shall contain the following information: 
                </P>
                <P>(a) The name and address of the licensee, including the names and addresses of all of the principal officers and directors, and other employees with primary management responsibility related to the sale of alcoholic liquor; </P>
                <P>(b) The specific area, location, and/or premise(s) sought to be licensed; </P>
                <P>(c) The class of liquor license applied for (e.g., retail on-sale general license, etc.); </P>
                <P>(d) Whether a state liquor license has been issued to the applicant; </P>
                <P>(e) A sworn statement by the applicant to the effect that none of the applicant's officers and directors, and employees with primary management responsibility related to the sale of alcoholic liquor were ever convicted of a felony under any law and have not violated and will not violate or cause or permit to be violated any of the provisions of this Code; and </P>
                <P>(f) The application shall be verified under oath and notarized by a duly authorized representative. </P>
                <P>
                    <E T="03">Section 21 Transfer of License.</E>
                     Each license issued or renewed under this Code is separate and distinct and is transferable from one licensee to another and/or from one premises to another only with the approval of the Gaming Commission. The Commission shall have the authority to approve, deny, or approve with conditions any application for the transfer of any license. The transfer application shall contain all of the information required of an original applicant under Section 20 of this Code and shall be signed by both the licensee and transferee. In the case of a transfer to a new premises, the application shall contain an exact description of the location where the alcoholic liquor is proposed to be sold. 
                </P>
                <P>
                    <E T="03">Section 22 Term and Renewal of License.</E>
                     All licenses shall be issued on a calendar year basis and shall be renewed annually. The applicant shall renew a license by, prior to the license's expiration date, submitting a written renewal application to the Gaming Commission on the provided form, and paying the annual license fee for the next year. 
                </P>
                <P>
                    <E T="03">Section 23 Investigation.</E>
                     Upon receipt of an application for the issuance, renewal, or transfer of a license, the Gaming Commission shall make a thorough investigation to determine whether the applicant and the premises for which a license is applied for qualify for a license. The Commission shall investigate all matters related to the eligibility of the applicant and the premises for a license under the requirements of this Code, including matters that may affect public health, safety, or welfare. The Commission shall specifically conclude whether the provisions of this Code have been complied with by the applicant and the premises. 
                </P>
                <P>
                    <E T="03">Section 24 Public Hearing.</E>
                     Upon receipt of an application for issuance or transfer of a license, and the payment of all fees required under this Code, the Gaming Commission shall set the matter for a public hearing. A hearing shall not be required for a license renewal unless required by the Commission in its discretion based on information provided in the applicant's renewal application indicating that there has 
                    <PRTPAGE P="2549"/>
                    been a material change in the applicant's ownership or control or based on other matters that may affect the applicant's continued eligibility for a license. Notice of the time and place of the hearing shall be given at least twenty (20) calendar days before the hearing to the applicant by United States mail, postage prepaid, at the address listed in the application or any other reasonable method adopted by the Commission. The Commission shall also provide notice to the public of the time, place, and purpose of the hearing by publication in a Tribal newspaper, a newspaper of general circulation sold on the Reservation, public posting or other reasonable method. The public notice shall include the name of the applicant, whether the action involves a new issuance, renewal, or transfer, the class of license applied for, and a general description of the area where the alcoholic liquor will be or has been sold. The hearing shall be conducted before the Gaming Commission under such rules of procedure as it may adopt. The Gaming Commission shall hear from any person who wishes to speak for or against the application, subject to such limitations as the Commission may issue in the course of the hearing regarding the length, relevance, or repetitiveness of each speaker's testimony. 
                </P>
                <P>
                    <E T="03">Section 25 Gaming Commission Action on the Application.</E>
                     The Gaming Commission shall act on the matter within thirty (30) days of the conclusion of the public hearing. The Commission shall have the authority to deny, approve, or approve the application with conditions. Upon approval of an application, the Commission shall issue a license to the applicant in a form to be approved from time to time by the Commission. 
                </P>
                <P>
                    <E T="03">Section 26 Denial of License, Renewal, or Transfer.</E>
                     Solely for purposes of this Section and Section 25, “applicant” means licensee in the event of a renewal, and licensee and/or transferee in the event of a transfer. An application for a new license, license renewal, or license transfer may be denied for one or more of the following reasons: 
                </P>
                <P>(a) The applicant has materially misrepresented facts contained in the application; </P>
                <P>(b) The applicant is presently not in compliance with Tribal or federal laws; </P>
                <P>(c) Granting of the license (or renewal or transfer thereof) would create a threat to the peace, safety, morals, health, or welfare of the Tribe; </P>
                <P>(d) The applicant has failed to complete the application properly or has failed to tender the appropriate fee; or </P>
                <P>(e) A plea, verdict, or judgment of guilty, or the plea of nolo contendere by an applicant's officer or director, or an employee with primary management responsibility related to the sale of alcoholic liquor, to any offense under any federal or state law prohibiting or regulating the sale, use, possession, or giving away of alcoholic liquor; or </P>
                <P>(f) The applicant has a suspended or revoked state liquor license. </P>
                <P>
                    <E T="03">Section 27 Temporary Denial.</E>
                     If the application is denied solely on the basis of subsections 26(b) or 26(d), the Gaming Commission shall, within fourteen (14) days of receipt of the application, issue a written notice of temporary denial to the applicant. Such notice shall set forth the reasons for denial and shall state that the denial will become permanent if the problem(s) is not corrected within fifteen (15) days following receipt of the notice. 
                </P>
                <P>
                    <E T="03">Section 28 Multiple Locations.</E>
                     Each license shall be issued to a specific licensee. Separate licenses shall be issued for each of the premises of any business establishment having more than one address. 
                </P>
                <P>
                    <E T="03">Section 29 Posting of License.</E>
                     Every licensee shall post and keep posted its license(s) in a conspicuous place(s) on the licensed premises. 
                </P>
                <P>
                    <E T="03">Section 30 Suspension or Revocation of License.</E>
                     Any one of the following actions or inactions by a licensee shall constitute grounds for the suspension or revocation of a license: 
                </P>
                <P>(a) Material misrepresentation of facts contained in any license application; </P>
                <P>(b) Not in compliance with Tribal or federal laws; </P>
                <P>(c) Failure to comply with any condition of the license, including failure to pay a required fee; </P>
                <P>(d) A plea, verdict, or judgment of guilty, or a plea of nolo contendere entered against one of its officers or directors, or employees with primary management responsibility related to the sale of alcoholic liquor, to any offense under federal or state law prohibiting or regulating the sale, use, or possession, or giving away of alcoholic liquor; </P>
                <P>(e) Failure to take reasonable steps to correct objectionable conditions constituting a nuisance on the licensed premises or any adjacent area within a reasonable time after receipt of a notice to make such corrections has been received from the Commission or its authorized representative; or </P>
                <P>(f) Suspension or revocation of the licensee's state liquor license. </P>
                <P>
                    <E T="03">Section 31 Initiation of Suspension or Revocation Proceedings.</E>
                     Suspension or revocation proceedings are initiated by the Gaming Commission either: 
                </P>
                <P>(a) on the Commission's own initiative through adoption of a resolution that sets forth allegations that if substantiated, would provide grounds under this Code for the Commission to suspend or revoke the license(s); or </P>
                <P>(b) based on a signed request by any person and filed with the Commission that alleges facts that would, if substantiated, provide grounds under this Code for the Commission to suspend or revoke the license(s). </P>
                <P>The Gaming Commission shall cause the matter to be set for a hearing before the Commission on a date not later than thirty (30) days from the Commission's adoption of the resolution or its receipt of a request. Notice of the time, date, and place of the hearing shall be given the licensee and the public in the same manner as set forth in Section 24. The notice shall state that the licensee has the right to file a written response, verified under oath and signed by the licensee, five (5) days prior to the hearing date. </P>
                <P>If the Gaming Commission determines that the grounds for suspension or revocation of a license are supported by reliable evidence and that such grounds pose a substantial risk of imminent harm to the health, welfare, or safety of the public, the Gaming Commission may immediately suspend such license provided that such emergency suspension may not exceed three (3) calendar days without a hearing. </P>
                <P>
                    <E T="03">Section 32 Hearing.</E>
                     The hearing shall be held before the Gaming Commission under such rules of procedure as it may adopt. Both the licensee and the person filing the request may present witnesses to testify and to present written documents in support of their positions to the Gaming Commission. The Gaming Commission may issue limitations in the course of the hearing regarding the length, relevance, or repetitiveness of each witness's testimony. The Gaming Commission shall render its decision within sixty (60) days after the date of the hearing. The decision of the Gaming Commission shall be final. 
                </P>
                <P>
                    <E T="03">Section 33 Delivery of License.</E>
                     A licensee, upon suspension or revocation of such license, shall promptly return the license to the Gaming Commission. In cases involving suspension, the Gaming Commission shall return the license to the licensee at the expiration or termination of the suspension period, with a memorandum of the suspension written or stamped upon the face thereof in red ink. 
                    <PRTPAGE P="2550"/>
                </P>
                <P>
                    <E T="03">Section 34 General Penalties.</E>
                     Any person adjudged to be in violation of this Code, including any lawful regulation promulgated pursuant thereto, shall be subject to a civil fine of not more than five hundred dollars ($500.00) for each such violation. The Gaming Commission may adopt by resolution a separate schedule for fines for each type of violation, taking into account the seriousness and threat the violation may pose to the general health and welfare. Such schedule may also provide, in the case of repeated violations, for imposition of monetary penalties greater than the five hundred dollar ($500.00) limitation set forth above. The penalties provided for herein shall be in addition to any criminal penalties that may be imposed under applicable law. 
                </P>
                <P>
                    <E T="03">Section 35 Initiation of Action.</E>
                     Any violation of this Code shall constitute a public nuisance. The Gaming Commission, on behalf of and in the name of the Tribe, may initiate and maintain an action in Tribal Court to abate and permanently enjoin any nuisance declared under this Code. Any action taken under this section shall be in addition to any other penalties provided for in this Code. The plaintiff shall not be required to give bond in this action. 
                </P>
                <P>
                    <E T="03">Section 36 Inspection.</E>
                     Immediately upon the request of a law enforcement officer or a Commission investigator empowered to enforce this Code and the rules and regulations promulgated hereunder, a licensee shall make the licensed premises available for inspection and search during regular business hours or when the licensed premises are occupied by the licensee, including the licensee's employees and agents. 
                </P>
                <P>
                    <E T="03">Section 37 Contraband; Seizure; Forfeiture.</E>
                </P>
                <P>(a) All alcoholic liquor within the Reservation held, owned, or possessed by any person or licensee operating in violation of this Code is hereby declared to be contraband and subject to forfeiture to the Tribe. </P>
                <P>(b) Within three (3) weeks following the seizure of the contraband, a hearing shall be held by the Gaming Commission, at which time the operator or owner of the contraband shall be given an opportunity to present evidence in defense of his or her activities. </P>
                <P>(c) Notice of the hearing shall be given to the person from whom the property was seized, if known prior to hearing. If the person is unknown, notice of the hearing shall be posted at the place where the contraband was seized and at other public places on the Reservation. The notice shall describe the property seized, and the time, place, and cause of seizure and give the name and place of residence, if known, of the person from whom the property was seized. </P>
                <P>(d) If upon hearing, the evidence warrants, or if no person appears as a claimant, the Gaming Commission shall thereupon enter a determination of forfeiture and order such contraband sold or destroyed forthwith. </P>
                <P>
                    <E T="03">Section 38 Disposition of Proceeds.</E>
                     The gross proceeds collected by the Commission from licensing shall be distributed as follows: 
                </P>
                <P>(a) First, to the Commission for the payment of all necessary personnel, administrative costs, and legal fees for the administration of the provisions of this Code; and </P>
                <P>(b) Second, to the Tribe any remainder. </P>
                <P>
                    <E T="03">Section 39 Appeals.</E>
                     Appeals under this Code may only be brought in the Pokagon Band Tribal Court by an applicant or a licensee to: 
                </P>
                <P>(a) challenge a final Gaming Commission decision to deny a license, to deny an application to renew or transfer a license, or to revoke a license; or </P>
                <P>(b) to compel a Gaming Commission decision or action unreasonably delayed or unlawfully withheld more than sixty (60) days beyond any mandatory time limit established by law. </P>
                <P>The Tribal Court shall hold unlawful and set aside any Gaming Commission decision it finds to be arbitrary, not in accordance with law, in excess of statutory authority, or unsupported by substantial evidence in the record. The Tribal Court shall give deference to the Gaming Commission's reasonable interpretations of this Code and any rules or regulations promulgated hereunder. </P>
                <P>
                    <E T="03">Section 40 License Not a Property Right.</E>
                     Notwithstanding any other provision of this Code, a liquor license is a mere permit for a fixed duration of time. A liquor license shall not be deemed a property right or vested right of any kind, nor shall the granting of a liquor license give rise to a presumption of legal entitlement to the granting of such license for a subsequent time period. 
                </P>
                <P>
                    <E T="03">Section 41 Savings Clause.</E>
                     In the event any provision of this Code shall be found or declared to be invalid by a court of competent jurisdiction, all of the remaining provisions of this Code shall be unaffected and shall remain in full force and effect. 
                </P>
                <P>
                    <E T="03">Section 42 Effective Date.</E>
                     The effective date of this Code is the date that the Secretary of the Interior publishes the same in the 
                    <E T="04">Federal Register</E>
                    . 
                </P>
                <P>
                    <E T="03">Section 43 Prior Inconsistent Acts.</E>
                     Except as provided otherwise under applicable federal law, this Code shall be the exclusive Tribal law governing the introduction, distribution, sale and regulation of alcoholic liquor within the Reservation. This Code shall supersede any and all Tribal laws that are inconsistent with the provisions of this Code, and such laws are hereby rescinded and repealed. 
                </P>
                <P>
                    <E T="03">Section 44 Sovereign Immunity Preserved.</E>
                </P>
                <P>(a) The Tribe, and all of its constituent parts, which includes but is not limited to Tribal enterprises, subordinate organizations, boards, committees, officers, employees and agents, are immune from suit in any jurisdiction except to the extent that such immunity has been expressly and unequivocally waived in writing by the Tribe. </P>
                <P>(b) Nothing in this Code, and no enforcement action taken pursuant to this Code or otherwise, including without limitation the filing of suit by the Gaming Commission to enforce any provision of this Code or other Tribal law, shall constitute a waiver of such sovereign immunity, either as to any counterclaim, regardless of whether the asserted counterclaim arises out of the same transaction or occurrence, or in any other respect. </P>
                <HD SOURCE="HD3">Legislative History </HD>
                <P>Liquor Control Code, enacted September 9, 2006 by Res. No. 06-09-09-12 and certified by the Secretary of the Interior and published on ___ ___  __( Fed.Reg.) ___.</P>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-714 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4310-4J-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR </AGENCY>
                <SUBAGY>Bureau of Indian Affairs </SUBAGY>
                <SUBJECT>Advisory Board for Exceptional Children </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Indian Education, Interior. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of meeting. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Federal Advisory Committee Act, the Bureau of Indian Education is announcing that the Advisory Board for Exceptional Children will hold its next meeting in Washington, DC. The purpose of the meeting is to meet the mandates of the Individuals with Disabilities Education Improvement Act of 2004  (IDEIA) on Indian children with disabilities. </P>
                </SUM>
                <DATES>
                    <PRTPAGE P="2551"/>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The Board will meet on Saturday, February 3, 2007, from 6 p.m. to 9 p.m.; Sunday, February 4, 2007, from 8 a.m. to 4 p.m.; and Monday, February 5,  2007, from 8 a.m. to 4 p.m. Local Time. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The meetings will be held at the Wardman Park Marriott Hotel, 2660 Woodley Road, NW., Washington, DC 20008, on Saturday, February 3, 2007, and Sunday, February 4, 2007, and at the Department of the Interior, Main Building, 1849 C Street, NW., Washington, DC 20240, Room # 3622, on Monday, February 5, 2007. </P>
                    <P>Written statements may be submitted to Mr. Thomas M. Dowd, Director, Bureau of Indian Education, 1849 C Street, NW., MS-3609 MIB, Washington, DC 20240; Telephone (202) 208-6123; Fax (202) 208-3312. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Stanley R. Holder, Designated Federal Official, Bureau of Indian Education, Division of Compliance, Monitoring and Accountability, P.O. Box 1088, Suite 332, Albuquerque, New Mexico 87103; Telephone (505) 563-5270. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Advisory Board was established to advise the Secretary of the Interior, through the Assistant Secretary—Indian Affairs, on the needs of Indian children with disabilities, as mandated by the Individuals with Disabilities Education Improvement Act of 2004 (Pub. L. 108-446). </P>
                <P>The following items will be on the agenda: </P>
                <P>• Special Education Director's Report </P>
                <P>• Status of Annual Performance Report </P>
                <P>• IDEIA Regulations Training </P>
                <P>• 2006-2007 Monitoring Activities </P>
                <P>• Dispute Resolution Activities </P>
                <P>• Review of the 2005-2006 Annual Report </P>
                <P>• Eligibility Determination for Special Education Services: Reading First Procedures and/or Response to Intervention </P>
                <P>• Mental Health Needs </P>
                <P>The meetings are open to the public. </P>
                <SIG>
                    <DATED>Dated: January 12, 2007. </DATED>
                    <NAME>Michael D. Olsen, </NAME>
                    <TITLE>Principal Deputy Assistant Secretary—Indian Affairs. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-744 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4310-6W-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR </AGENCY>
                <SUBAGY>Bureau of Land Management </SUBAGY>
                <DEPDOC>[UT-910-07-1040-PH-24-1A] </DEPDOC>
                <SUBJECT>Notice of Utah Resource Advisory Council Meeting </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Land Management, Department of Interior. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of Utah Resource Advisory Council (RAC) Meeting. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In accordance with the Federal Land Policy and Management Act (FLPMA) and the Federal Advisory Committee Act of 1972 (FACA), the U.S. Department of the Interior, Bureau of Land Management's (BLM) Utah Resource Advisory Council (RAC) will meet as indicated below. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The Utah Resource Advisory Council (RAC) will meet February 15, 2007, from 8 a.m. until 4:30 p.m. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>The Utah BLM Resource Advisory Council will meet at the Marriott Hotel, Bryce Conference Room, 101 West 100 North, Provo, Utah. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Sherry Foot, Special Programs Coordinator, Utah State Office, Bureau of Land Management, P.O. Box 45155, Salt Lake City, Utah, 84145-0155; phone (801) 539-4195. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The focus for this meeting will be Recreation RACs. A briefing on the Federal Land Recreation Enhancement Act and the interagency agreement for use of Recreation RACs, as well as, data on current fees and how they are used will be presented. A public comment period, where members of the public may address the RAC, is scheduled from 3:45 p.m.-4:15 p.m. Written comments may be sent to the Bureau of Land Management address listed above. All meetings are open to the public; however, transportation, lodging, and meals are the responsibility of the participating public. </P>
                <SIG>
                    <DATED>Dated: January 9, 2007. </DATED>
                    <NAME>Selma Sierra, </NAME>
                    <TITLE>State Director.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-741 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4310-$$-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR </AGENCY>
                <SUBAGY>Bureau of Land Management </SUBAGY>
                <DEPDOC>[NM-952-06-1420-BJ] </DEPDOC>
                <SUBJECT>Notice of Filing of Plats of Survey; New Mexico </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Bureau of Land Management, Interior. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The plat of survey described below was officially filed in the New Mexico State Office, Bureau of Land Management, Santa Fe, New Mexico, on January 12, 2007. </P>
                </SUM>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>
                    <E T="03">New Mexico Principal Meridian, New Mexico:</E>
                     The plat representing the survey of Tracts within the Sebastian Martin Grant, accepted December 14, 2006, for Group 1057 New Mexico. 
                </P>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>These plats will be available for inspection in the New Mexico State Office, Bureau of Land Management, and P.O. Box 27115, Santa Fe, New Mexico 87502-0115. Copies may be obtained from this office upon payment of $1.10 per sheet. </P>
                    <SIG>
                        <DATED>Dated: January 12, 2007. </DATED>
                        <NAME>Stephen W. Beyerlein, </NAME>
                        <TITLE>Acting Chief Cadastral Surveyor, New Mexico. </TITLE>
                    </SIG>
                </FURINF>
            </SUPLINF>
            <FRDOC>[FR Doc. 07-203 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4310-FB-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF THE INTERIOR</AGENCY>
                <SUBAGY>National Park Service</SUBAGY>
                <SUBJECT>30-Day Notice of Submission of Study Package to Office of Management and Budget; Opportunity for Public Comment</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>National Park Service, Department of the Interior.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comments. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Under provisions of the Paperwork Reduction Act of 1995 and 5 CFR Part 1320, Reporting and Record Keeping Requirements, the National Park Service (NPS) invites comments on a proposed new collection of information (OMB #1024-xxxx).</P>
                    <P>
                        The Office of Management and Budget (OMB) has up to 60 days to approve or disapprove the NPS request for the collection of information, but may respond after 30 days. Therefore, to ensure maximum consideration, OMB should receive public comments within 30 days of the date on which this notice is published in the 
                        <E T="04">Federal Register.</E>
                    </P>
                    <P>
                        This study will provide the NPS and park managers with critical public input regarding deer issues in and around northeastern NPS units. The study will use a mail survey of hometown in communities near parks to assess: (1) The degree to which experience, individual capacity, and perceptions of institutional capacity affect residents' intention to participate in deer management planning, (2) the degree of 
                        <PRTPAGE P="2552"/>
                        cognitive co-orientation  between park managers and stakeholders about deer and deer management, and (3) social and demographic attributes of residents with different degrees of intention to participate and/or co-orientation to managers.
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Public comments will be accepted on or before February 20, 2007.</P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        You may submit comments directly to the Desk Officer for the Department of the Interior, (OMB #1024-xxxx) Office of Information and Regulatory Affairs, OMB by fax at 202-395-6566 or by electronic mail at 
                        <E T="03">OIRA_DOCKET@omb.eop.gov.</E>
                         Please also send a copy of your comments to Leonard E. Stowe, National Park Service, 1849 C Street, NW., (2605), Washington, DC 20240, or by e-mail to 
                        <E T="03">Leonard_Stowe@nps.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                         Dr. Margaret Wild. 
                        <E T="03">Voice:</E>
                         970-225-3593, 
                        <E T="03">Fax:</E>
                         970-225-3585, 
                        <E T="03">E-mail:</E>
                          
                        <E T="03">Margaret_Wild@nps.gov.</E>
                    </P>
                    <P>
                        You are entitled to a copy of the entire ICR package free-of-charge. The NPS published a 
                        <E T="04">Federal Register</E>
                         notice to solicit comments on this proposed information collection on September 18, 2006, Volume 71, Number 180, pages 54686-54687.
                    </P>
                    <P>Input was sought out from a number of stakeholders and others interested in the research project, including interviewees identified in previous preliminary qualitative inquiry with residents of communities near three of the five parks to be surveyed (see OMB Approval #104-0224, NPS #05-047). Comments from two individuals were received as a result of this request for input.</P>
                    <P>One unsolicited request for a draft survey was received from D.J. Schubert, Wildlife Biologist at the Animal Welfare Institutes. Mr. Schubert submitted a number of comments in response to the draft survey. He believed that to adequately assess public opinion, the survey should be broadened to include park users and to a representative sample of the public nationwide. He also believed that those who receive the survey may understand it to be an indication that it is the first step towards management action, and that the introductory remarks were inadequate. He also believed the survey should include more knowledge questions to assess the reasons behind people's beliefs about both the NPS and deer and questions that assess people's experience using non-lethal deer management alternatives. In addition, he thought the format of Question 8 could be confusing; believed that Question 10 should be worked more neutrally and should be presented as two questions for clarity; and believed that Question 11 asked people to make value judgments that may be based on different criteria for different people. He was concerned that some of the data collected in the survey may be difficult to interpret and may provide misleading results unless additional data is collected and the survey is amended. He also stressed that resolving deer-related concerns in national parks is dictated by law, regulation, and policy and that management cannot deviate from such standards, regardless of public opinion.</P>
                    <P>Comments regarding sampling frame were received from Gerard Stoddard, President of the Fire Island Association. He observed that there are many long-term renters who would not be reached by a survey focusing on homeowners. He also noted that Fire Island communities are IN, not near the park. We recognize that there are many stakeholders who are interested in the management of Fire Island National Seashore, from homeowners to long-term renters, short-term renters, campers, boaters, and other day users. We chose to focus on homeowners for this survey because preliminary qualitative inquiry indicated that were somewhat different from renters (see OMB Approval #1024-0224, NPS #05-047). Long-term renters were included in preliminary qualitative inquiry and their perspectives helped shape the questions included on the survey instrument. Language describing the study area of interest and a map showing park boundaries were added to the questionnaire to clarify the relationship between Fire Island communities and Fire Island National Seashore boundaries.</P>
                    <P>Another comment regarding sampling frame was received from Ronald Martin, President of the Fire Island Pines Property Owners Association. He pointed out that the opinions and experiences regarding deer may be different for communities on Fire Island and those on Long Island. He believed that results should be geographically segmented. In response to this comment, geographic information about responses will be collected so that analysis can be accordingly segregated.</P>
                    <P>
                        This survey is not meant to be a metric of general public opinion, nor is it designed to be a tool for making decisions about different action alternatives. The survey is intended to assess only local community beliefs about and level of interest in deer and deer issues in and around these parks and is not equivalent to public scoping as required by the National Environmental Policy (NEPA, 42 U.S.C. 4231 
                        <E T="03">et seq.</E>
                        ). If any of the parks decide to consider formal management action related to deer, a full public scoping process would be undertaken. In response to the above comments, a section to this effect is included in the cover letters that are received with the survey. At this time, only Valley Forge NHP is undertaking a Deer Management Environmental Impact Statement, and they have begun a separate public scoping process.
                    </P>
                    <P>In designing the survey, we worked closely with professionals who specialize in survey design and considered tradeoffs between likelihood of response and survey length, clarity of questions, and depth of understanding. We are not attempting to intuit the full suite of people's reasons for holding the beliefs that they do. We recognize that people's history of experience, knowledge, and values (among others) will play a large role in the way they respond to question items. To fully assess all the reasons behind each response is beyond the scope of any survey. Instead, our goal is to identify the climate for communication with the park; i.e., what are the main concerns of local community members and how are these similar or different from the park. Future dialogue with park staff would be needed to determine the full suite of reasons behind these concerns. Questions 8, 10 and 11 are similar in format to questions that have been used in previous surveys conducted by Cornell University's Human Dimensions Research Unit and did not appear to pose problems of clarity. In response to specific comments above, we reworded question 10 to be more natural.</P>
                    <P>
                        Each of the study sites for this survey is a park where formal deer management is not currently in place. Formative research with NPS managers identified local community members as playing a crucial role in the development of issues (like those related to deer) from vague concerns to topics meriting management action (Leong and Decker 2005). This survey is designed to help managers identify salient problem elements and communication needs, should they decide to move forward with deer management. By identifying these needs a priority, this survey will help managers improve the quality of future public participation and civic engagement processes that are mandated by Federal policies as a vital part of the decision-making process (National Park Service 2000, 2001b, a, 2003). These policies also recognize that local communities may have different concerns than the general public and that it is important to consider these 
                        <PRTPAGE P="2553"/>
                        concerns in addition to national concerns.
                    </P>
                    <P>
                        The survey cannot be used to make recommendations about management actions because (1) the management problem has not yet been defined (except in the case of Valley Forge NHP), and (2) no questions were asked about potential actions. No other unsolicited comments were received for this one-time information collection as a result of the 
                        <E T="04">Federal Register</E>
                         notice.
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P/>
                <P SOURCE="NPAR">
                    <E T="03">Title:</E>
                     Identifying Capacity for Local Community Participation in Wildlife Management Planning: White-tailed Deer in Northeastern NPS Units.
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     To be requested.  
                </P>
                <P>
                    <E T="03">Expiration Date:</E>
                     To be requested.  
                </P>
                <P>
                    <E T="03">Type of Request:</E>
                     New collection.  
                </P>
                <P>
                    <E T="03">Description of need:</E>
                     NPS and DOI policies have begun to emphasize on civic engagement and public participation in park management (NPS Director's Order 75A), as well as communication and collaboration with local communities (NPS Director's Order 52A). Discussions with NPS natural resource managers indicate a need for tools to better understand local community residents and ways to engage them in management and planning, especially in situations where communities may be impacted by NPS Management decisions. This study will provide insight on local stakeholder opinions and experiences related to the role of parks in deer and other wildlife management, their understanding of deer issues and ways to address them in parks, and the influence of public input in wildlife management in parks. This information will assist park staff in improving communication with the public in the event that these parks consider managing impacts related to deer in the future. Insights from this study also should enhance NPS ability to respond to other natural resource management issues that involve local communities.  
                </P>
                <P>The goal of this study is to identify criteria for public involvement strategies that successfully engage the public in management planning, particularly with respect to deer management. Collection of these data will assist NPS managers in fulfilling recent policy directives for public participation by indicating how to adapt participatory processes to best meet the specific management and stakeholder contexts. Should these data not be collected, future participatory processes will be undertaken without the benefit of research showing the relevance to public-participation processes to audiences. This could result in receiving public input that is not representative of the public at large or designing participatory processes that are more likely to incite controversy than identify constructive solutions. Specific requirements regarding the information that must be submitted by offerors in response to a prospectus issued by NPS are contained in sections 403(4), (5), (7), and (8) of the Act.  </P>
                <P>Comments are invited on: (1) The practical utility of the information being gathered; (2) the accuracy of the burden hour estimate; (3) ways to enhance the quality, utility, and clarity of the information to be collected; and (40 ways to minimize the burden to respondents, including the use of automated information collection techniques or other forms of information technology. Before including your address, phone number, e-mail address, or other personal identifying information in your comment, you should be aware that your entire comment—including your personal identifying information—may be made publicly available at any time. While you can ask us in your comment to withhold your personal identifying information from public review, we cannot guarantee that we will be able to do so.  </P>
                <P>
                    <E T="03">Bureau Form Number:</E>
                     None.  
                </P>
                <P>
                    <E T="03">Frequency of Collection:</E>
                     On occasion.  
                </P>
                <P>
                    <E T="03">Description of respondents:</E>
                     Residents of communities near: The Potomac Gorge area of Chesapeake and Ohio Canal National Historical Park; Fire Island National Seashore; Morristown National Historical Park; Prince William Forest Park; and Valley Forge National Historical Park.  
                </P>
                <P>
                    <E T="03">Automated data collection:</E>
                     This information will be collected via mail-back questionnaire. Telephone interviews will be conducted with a small number of non-respondents to the mail survey. No automated data collection will take place.  
                </P>
                <P>
                    <E T="03">Estimated average number of respondents:</E>
                     2500 (2000 respondents for mail survey; 500 respondents for telephone interviews).  
                </P>
                <P>
                    <E T="03">Estimated average number of responses:</E>
                     2500 (2000 responses for mail survey; 500 responses for telephone interviews).  
                </P>
                <P>
                    <E T="03">Estimated average burden hours per response:</E>
                      
                    <SU>1/3</SU>
                     hour for mail survey respondents, 
                    <SU>1/12</SU>
                     for follow-up telephone interview respondents.  
                </P>
                <P>
                    <E T="03">Frequency of Response:</E>
                     1 time per respondent.  
                </P>
                <P>
                    <E T="03">Estimated annual reporting burden:</E>
                     709 hours.  
                </P>
                <P>
                    <E T="03">Total Non-hour Cost Burden:</E>
                     0.  
                </P>
                <SIG>
                      
                    <DATED>Dated: January 10, 2007.  </DATED>
                    <NAME>Leonard Stowe,  </NAME>
                    <TITLE>NPS Information Collection Clearance Officer.  </TITLE>
                </SIG>
                  
            </SUPLINF>
            <FRDOC>[FR Doc. 07-205 Filed 1-18-07; 8:45 am]  </FRDOC>
            <BILCOD>BILLING CODE 4312-52-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">INTERNATIONAL TRADE COMMISSION </AGENCY>
                <DEPDOC>[Investigation No. 731-TA-706 (Second Review)] </DEPDOC>
                <SUBJECT>In the Matter of Canned Pineapple Fruit from Thailand; Notice of Commission Determination To Conduct a Portion of the Hearing In Camera </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>U.S. International Trade Commission. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Closure of a portion of a Commission hearing. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        Upon the timely, joint request of respondents, the Commission has determined to conduct a portion of its hearing in the above-captioned investigation scheduled for January 18, 2007, 
                        <E T="03">in camera.</E>
                         See Commission rules 207.24(d), 201.13(m) and 201.36(b)(4) (19 CFR 207.24(d), 201.13(m) and 201.36(b)(4)). The remainder of the hearing will be open to the public. 
                    </P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Gracemary R. Roth-Roffy, Esq., Office of the General Counsel, U.S. International Trade Commission, telephone 202-205-3106. Hearing-impaired individuals are advised that information on this matter may be obtained by contacting the Commission's TDD terminal on 202-205-1810. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Commission believes that Thai Pineapple Canning Industry Corp.; Malee Sampran Public Co., Ltd.; The Siam Agro Industry Pineapples and Others Public Co., Ltd.; Pranburi Hotei Co., Ltd.; Siam Fruit Canning (1988) Co., Ltd.; and Great Oriental Food Products and Other Fruits, Co. Ltd. (“Thai Respondents”) have justified the need for a closed session. Thai Respondents seek a closed session to allow for a discussion of business proprietary information (“BPI”) regarding the sole domestic producer's financial and production operations as well as data relating to subject imports from Thailand. In making this decision, the Commission nevertheless reaffirms its belief that whenever possible its business should be conducted in public. </P>
                <P>
                    The hearing will include the usual public presentations by petitioner and by respondents, with questions from the Commission. In addition, the hearing will include a 10-minute 
                    <E T="03">in camera</E>
                      
                    <PRTPAGE P="2554"/>
                    session for a confidential presentation by Thai Respondents. Each session will be followed by an 
                    <E T="03">in camera</E>
                     rebuttal presentation by petitioner and questions from the Commission relating to the BPI. During the 
                    <E T="03">in camera</E>
                     session the room will be cleared of all persons except those who have been granted access to BPI under a Commission administrative protective order (APO) and are included on the Commission's APO service list in this investigation. See 19 CFR 201.35(b). The time for the parties' presentations and rebuttals in the 
                    <E T="03">in camera</E>
                     session will be taken from their respective overall allotments for the hearing. All persons planning to attend the 
                    <E T="03">in camera</E>
                     portions of the hearing should be prepared to present proper identification. 
                </P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>
                        The General Counsel has certified, pursuant to Commission Rule 201.39 (19 CFR 201.39) that, in his opinion, a portion of the Commission's hearing in 
                        <E T="03">Canned Pineapple Fruit from Thailand</E>
                        , Inv. Nos. 731-TA-706 (Second Review), may be closed to the public to prevent the disclosure of BPI. 
                    </P>
                </AUTH>
                <SIG>
                    <DATED> Issued: January 16, 2007. </DATED>
                    <P>By order of the Commission. </P>
                    <NAME>Marilyn R. Abbott, </NAME>
                    <TITLE>Secretary to the Commission. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-718 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 7020-02-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">INTERNATIONAL TRADE COMMISSION </AGENCY>
                <DEPDOC>[Inv. No. 731-TA-739 (Second Review)] </DEPDOC>
                <SUBJECT>Clad Steel Plate From Japan </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>United States International Trade Commission. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Scheduling of an expedited five-year review concerning the antidumping duty order on clad steel plate from Japan. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Commission hereby gives notice of the scheduling of an expedited review pursuant to section 751(c)(3) of the Tariff Act of 1930 (19 U.S.C. 1675(c)(3)) (the Act) to determine whether revocation of the antidumping duty order on clad steel plate from Japan would be likely to lead to continuation or recurrence of material injury within a reasonably foreseeable time. For further information concerning the conduct of this review and rules of general application, consult the Commission's Rules of Practice and Procedure, part 201, subparts A through E (19 CFR part 201), and part 207, subparts A, D, E, and F (19 CFR part 207). </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">EFFECTIVE DATE:</HD>
                    <P>January 5, 2007. </P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Eric Land (202-205-3349), Office of Investigations, U.S. International Trade Commission, 500 E Street, SW., Washington, DC 20436. Hearing-impaired persons can obtain information on this matter by contacting the Commission's TDD terminal on 202-205-1810. Persons with mobility impairments who will need special assistance in gaining access to the Commission should contact the Office of the Secretary at 202-205-2000. General information concerning the Commission may also be obtained by accessing its internet server (
                        <E T="03">http://www.usitc.gov).</E>
                         The public record for this review may be viewed on the Commission's electronic docket (EDIS) at 
                        <E T="03">http://edis.usitc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P SOURCE="NPAR">
                    <E T="03">Background.</E>
                     On January 5, 2007, the Commission determined that the domestic group response to its notice of institution (71 FR 57996, October 2, 2006) of the subject five-year review was adequate and that the respondent interested party group response was inadequate. The Commission did not find any other circumstances that would warrant conducting a full review.
                    <SU>1</SU>
                    <FTREF/>
                     Accordingly, the Commission determined that it would conduct an expedited review pursuant to section 751(c)(3) of the Act.
                    <SU>2</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         A record of the Commissioners' votes, the Commission's statement on adequacy, and any individual Commissioner's statements will be available from the Office of the Secretary and at the Commission's web site. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Chairman Daniel R. Pearson and Commissioner Deanna Tanner Okun concluded that the domestic group response for this review was adequate and the respondent group response was inadequate, but that circumstances warranted a full review. 
                    </P>
                </FTNT>
                <P>
                    <E T="03">Staff report.</E>
                     A staff report containing information concerning the subject matter of the review will be placed in the nonpublic record on February 1, 2007, and made available to persons on the Administrative Protective Order service list for this review. A public version will be issued thereafter, pursuant to section 207.62(d)(4) of the Commission's rules. 
                </P>
                <P>
                    <E T="03">Written submissions.</E>
                     As provided in section 207.62(d) of the Commission's rules, interested parties that are parties to the review and that have provided individually adequate responses to the notice of institution,
                    <SU>3</SU>
                    <FTREF/>
                     and any party other than an interested party to the review may file written comments with the Secretary on what determination the Commission should reach in the review. Comments are due on or before February 6, 2007, and may not contain new factual information. Any person that is neither a party to the five-year review nor an interested party may submit a brief written statement (which shall not contain any new factual information) pertinent to the review by February 6, 2007. However, should the Department of Commerce extend the time limit for its completion of the final results of its review, the deadline for comments (which may not contain new factual information) on Commerce's final results is three business days after the issuance of Commerce's results. If comments contain business proprietary information (BPI), they must conform with the requirements of sections 201.6, 207.3, and 207.7 of the Commission's rules. The Commission's rules do not authorize filing of submissions with the Secretary by facsimile or electronic means, except to the extent permitted by section 201.8 of the Commission's rules, as amended, 67 FR 68036 (November 8, 2002). Even where electronic filing of a document is permitted, certain documents must also be filed in paper form, as specified in II (C) of the Commission's Handbook on Electronic Filing Procedures, 67 FR 68168, 68173 (November 8, 2002). 
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         The Commission has found the responses submitted by the domestic interested party Mittal Steel USA, Inc., to be individually adequate. Comments from other interested parties will not be accepted (see 19 CFR 207.62(d)(2)). 
                    </P>
                </FTNT>
                <P>In accordance with sections 201.16(c) and 207.3 of the rules, each document filed by a party to the review must be served on all other parties to the review (as identified by either the public or BPI service list), and a certificate of service must be timely filed. The Secretary will not accept a document for filing without a certificate of service. </P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>This review is being conducted under authority of title VII of the Tariff Act of 1930; this notice is published pursuant to section 207.62 of the Commission's rules. </P>
                </AUTH>
                <SIG>
                      
                    <DATED>Issued: January 12, 2007. </DATED>
                    <P>By order of the Commission. </P>
                    <NAME>Marilyn R. Abbott, </NAME>
                    <TITLE>Secretary to the Commission.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-669 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 7020-02-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">INTERNATIONAL TRADE COMMISSION </AGENCY>
                <DEPDOC>[Inv. No. 337-TA-590] </DEPDOC>
                <SUBJECT>In the Matter of Certain Coupler Devices For Power Supply Facilities, Components Thereof, and Products Containing Same; Notice of Investigation </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>U.S. International Trade Commission. </P>
                </AGY>
                <ACT>
                    <PRTPAGE P="2555"/>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Institution of investigation pursuant to 19 U.S.C. 1337. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Notice is hereby given that a complaint was filed with the U.S. International Trade Commission on December 13, 2006, under section 337 of the Tariff Act of 1930, as amended, 19 U.S.C. 1337, on behalf of Topower Computer Industrial, Co., Ltd. of Taiwan. A letter supplementing the Complaint was filed on January 9, 2007. The complaint, as supplemented, alleges violations of section 337 in the importation into the United States, the sale for importation, and the sale within the United States after importation of certain coupler devices for power supply facilities, components thereof, and products containing same by reason of infringement of U.S. Patent No. 6,935,902. The complaint further alleges that an industry in the United States exists as required by subsection (a)(2) of section 337. </P>
                    <P>The complainant requests that the Commission institute an investigation and, after the investigation, issue a permanent general exclusion order and permanent cease and desist orders. </P>
                </SUM>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        The complaint and supplement, except for any confidential information contained therein, are available for inspection during official business hours (8:45 a.m. to 5:15 p.m.) in the Office of the Secretary, U.S. International Trade Commission, 500 E Street, SW., Room 112, Washington, DC 20436, telephone 202-205-2000. Hearing impaired individuals are advised that information on this matter can be obtained by contacting the Commission's TDD terminal on 202-205-1810. Persons with mobility impairments who will need special assistance in gaining access to the Commission should contact the Office of the Secretary at 202-205-2000. General information concerning the Commission may also be obtained by accessing its Internet server at 
                        <E T="03">http://www.usitc.gov.</E>
                         The public record for this investigation may be viewed on the Commission's electronic docket (EDIS) at 
                        <E T="03">http://edis.usitc.gov.</E>
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Anne Goalwin, Esq., Office of Unfair Import Investigations, U.S. International Trade Commission, telephone (202) 205-2574. </P>
                    <AUTH>
                        <HD SOURCE="HED">Authority:</HD>
                        <P>The authority for institution of this investigation is contained in section 337 of the Tariff Act of 1930, as amended, and in section 210.10 of the Commission's Rules of Practice and Procedure, 19 CFR 210.10 (2006). </P>
                    </AUTH>
                    <P>
                        <E T="03">Scope of Investigation:</E>
                         Having considered the complaint, the U.S. International Trade Commission, on January 10, 2007, 
                        <E T="03">ordered that</E>
                        —
                    </P>
                    <P>(1) Pursuant to subsection (b) of section 337 of the Tariff Act of 1930, as amended, an investigation be instituted to determine whether there is a violation of subsection (a)(1)(B) of section 337 in the importation into the United States, the sale for importation, or the sale within the United States after importation of certain coupler devices for power supply facilities, components thereof, and products containing same by reason of infringement of one or more of claims 1-14 of U.S. Patent No. 6,935,902, and whether an industry in the United States exists as required by subsection (a)(2) of section 337; </P>
                    <P>(2) For the purpose of the investigation so instituted, the following are hereby named as parties upon which this notice of investigation shall be served: </P>
                    <P>(a) The complainant is—</P>
                    <FP SOURCE="FP-1">Topower Computer Industrial Co., Ltd., 7F, No. 7, Lane 235, Pao Chiao Road, Xindian City, Taipei Hsien, Taiwan.</FP>
                    <P>(b) The respondents are the following entities alleged to be in violation of section 337, and are the parties upon which the complaint is to be served: </P>
                    <FP SOURCE="FP-1">Xion/Axpertec Inc., 201 Lemon Creek Drive No. B, Walnut, CA 91789. </FP>
                    <FP SOURCE="FP-1">Thermaltake Technology, Inc., USA, 525 Parriott Place, City of Industry, CA 91745. </FP>
                    <FP SOURCE="FP-1">Thermaltake Technology Co., Ltd., Taiwan, 8F., No. 27, Lane 155, Sec. 3, Peishen Rd., Saen Keng, Hsiang, Taipei Hsien, Taiwan. </FP>
                    <FP SOURCE="FP-1">Aspire/Apevia Int'l Corp., 21490 Ferrero Pkwy., City of Industry, CA 91789. </FP>
                    <FP SOURCE="FP-1">MGE Company, USA, 18235 Valley Boulevard, City of Industry, CA 91744. </FP>
                    <FP SOURCE="FP-1">Raidcom Technology Inc., Corporation, 15339 E. Don Julian Rd., City of Industry, CA 91745. </FP>
                    <FP SOURCE="FP-1">Codegen Technology Co., Ltd., 581 Yorbita Road, City of Industry, CA 91748. </FP>
                    <FP SOURCE="FP-1">Leadman Electronic Co., Ltd., 891 S. Azusa Ave. B-6, City of Industry, CA 91748. </FP>
                    <FP SOURCE="FP-1">Hipro Electronics Co., Ltd., 19937 Harrison Avenue, City of Industry, CA 91789. </FP>
                    <FP SOURCE="FP-1">Cooler Master Inc., USA, 1951 S. Parco Ave. Unit A, Ontario, CA 91761. </FP>
                    <FP SOURCE="FP-1">Cooler Master Co., Ltd., Taiwan, 9F, No. 782, Chung-Cheng Rd., Chung-Ho City, Taipei Hsien, Taiwan. </FP>
                    <FP SOURCE="FP-1">Broadway Com Corp., 18715 E. Harrison Avenue, City of Industry, CA 91789. </FP>
                    <FP SOURCE="FP-1">JPAC Computer, Inc., 14422 Valley Blvd., City of Industry, CA 91746. </FP>
                    <FP SOURCE="FP-1">Silent Power Electronics, GmbH, Mühlenstr. 123, 41352 Korschenbroich, Germany. </FP>
                    <FP SOURCE="FP-1">Linkworld Electronics Corporation, 670 Endeavor Circle, Brea, CA 92821. </FP>
                    <FP SOURCE="FP-1">Acbel Polytech Inc., 251 Dominion Dr., Suite 103, Morrisville, NC 27560. </FP>
                    <FP SOURCE="FP-1">HEC Group, Compucase Enterprise, USA, 16720 Chestnut Street, Unit C, City of Industry, CA 91748. </FP>
                    <FP SOURCE="FP-1">HEC Group, Compucase Enterprise, Taiwan, No. 225, Lane 54, An-Ho Rd, Sec. 2, Tainan, Taiwan. </FP>
                    <FP SOURCE="FP-1">Atrix Inc., 9680 Flair Drive, El Monte, CA 91731. </FP>
                    <FP SOURCE="FP-1">ASYS, 19941 Harrison Avenue, City of Industry, CA 91789. </FP>
                    <FP SOURCE="FP-1">Logisys Computer Inc., 1962 West Holt Avenue, Pomona, CA 91768. </FP>
                    <FP SOURCE="FP-1">Best Buy Enterprise Services, Inc., B6 7601 Penn Avenue, South Richfield, MN 55423. </FP>
                    <FP SOURCE="FP-1">Sunbeam Company, 15339 Don Julian Rd., City of Industry, CA 91745. </FP>
                    <FP SOURCE="FP-1">Sirtec International Co., Ltd., 2430 N. Glassell St., #F, Orange, CA 92865. </FP>
                    <FP SOURCE="FP-1">Enhance Electronics, 13100 Alondra Boulevard, Unit 106, Cerritos, CA 90701. </FP>
                    <FP SOURCE="FP-1">Super Flower Computer Inc., 7 Fl. No. 649-1, Chung-Cheng Rd., Hsinchuang City, Taipei Hsien, Taiwan. </FP>
                    <FP SOURCE="FP-1">Taiwan Youngyear Electronics Co., Ltd., 113, Lin Sen Rd., Taoyuan, Taiwan. </FP>
                    <FP SOURCE="FP-1">Sun Pro Electronics Co., Ltd., No. 46, Luwei Village, Sanzing Industrial Area, Quingxi Town, Dongguan City, Guangdon Province, China. </FP>
                    <FP SOURCE="FP-1">Unitek Electronics Co., Ltd., HuiMingSheng Industrial Zone, FuYong Town, BaoAn, Shen Zhen, China. </FP>
                    <FP SOURCE="FP-1">Shenzhen Chi Yuan Industrial Co., Ltd., Hang-Jia Industrial Park Xue-Xiang Village, Bu-Ji Town Shenzhen Guangdong 518129, China. </FP>
                    <P>(c) The Commission investigative attorney, party to this investigation, is Anne Goalwin, Esq., Office of Unfair Import Investigations, U.S. International Trade Commission, 500 E Street, SW., Room 401-R, Washington, DC 20436; and </P>
                    <P>(3) For the investigation so instituted, the Honorable Robert L. Barton, Jr. is designated as the presiding administrative law judge. </P>
                    <P>
                        Responses to the complaint and the notice of investigation must be submitted by the named respondents in accordance with section 210.13 of the Commission's Rules of Practice and Procedure, 19 CFR 210.13. Pursuant to 19 CFR 201.16(d) and 210.13(a), such responses will be considered by the Commission if received not later than 20 days after the date of service by the Commission of the complaint and the notice of investigation. Extensions of time for submitting responses to the complaint and the notice of 
                        <PRTPAGE P="2556"/>
                        investigation will not be granted unless good cause therefor is shown. 
                    </P>
                    <P>Failure of a respondent to file a timely response to each allegation in the complaint and in this notice may be deemed to constitute a waiver of the right to appear and contest the allegations of the complaint and this notice, and to authorize the administrative law judge and the Commission, without further notice to the respondent, to find the facts to be as alleged in the complaint and this notice and to enter an initial determination and a final determination containing such findings, and may result in the issuance of a limited exclusion order or cease and desist order or both directed against the respondent. </P>
                    <SIG>
                        <P>By order of the Commission. </P>
                        <DATED>Issued: January 11, 2007. </DATED>
                        <NAME>Marilyn R. Abbott, </NAME>
                        <TITLE>Secretary to the Commission.</TITLE>
                    </SIG>
                </FURINF>
            </PREAMB>
            <FRDOC> [FR Doc. E7-670 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 7020-02-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">INTERNATIONAL TRADE COMMISSION </AGENCY>
                <DEPDOC>[Investigation Nos. 701-TA-404-408 and 731-TA-898-908 (Review)] </DEPDOC>
                <SUBJECT>Hot-Rolled Steel Products From  Argentina, China, India, Indonesia, Kazakhstan, Netherlands, Romania, South Africa, Taiwan, Thailand, and Ukraine </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>United States International Trade Commission. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Scheduling of full five-year reviews concerning the countervailing duty orders on hot-rolled steel products from Argentina, India, Indonesia, South Africa, and Thailand and the antidumping duty orders on hot-rolled steel products from Argentina, China, India, Indonesia, Kazakhstan, Netherlands, Romania, South Africa, Taiwan, Thailand, and Ukraine.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Commission hereby gives notice of the scheduling of full reviews pursuant to section 751(c)(5) of the Tariff Act of 1930 (19 U.S.C. 1675(c)(5)) (the Act) to determine whether revocation of the countervailing duty orders on hot-rolled steel products from Argentina, India, Indonesia, South Africa, and Thailand and the antidumping duty orders on hot-rolled steel products from Argentina, China, India, Indonesia, Kazakhstan, Netherlands, Romania, South Africa, Taiwan, Thailand, and Ukraine would be likely to lead to continuation or recurrence of material injury within a reasonably foreseeable time. The Commission has determined to exercise its authority to extend the review period by up to 90 days pursuant to 19 U.S.C. 1675(c)(5)(B). For further information concerning the conduct of these reviews and rules of general application, consult the Commission's Rules of Practice and Procedure, part 201, subparts A through E (19 CFR part 201), and part 207, subparts A, D, E, and F (19 CFR part 207). </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">EFFECTIVE DATE:</HD>
                    <P>January 11, 2007. </P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Mary Messer (202-205-3193), Office of Investigations, U.S. International Trade Commission, 500 E Street, SW., Washington, DC 20436. Hearing-impaired persons can obtain information on this matter by contacting the Commission's TDD terminal on 202-205-1810. Persons with mobility impairments who will need special assistance in gaining access to the Commission should contact the Office of the Secretary at 202-205-2000. General information concerning the Commission may also be obtained by accessing its Internet server (
                        <E T="03">http://www.usitc.gov</E>
                        ). The public record for these reviews may be viewed on the Commission's electronic docket (EDIS) at 
                        <E T="03">http://edis.usitc.gov</E>
                        . 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P SOURCE="NPAR">
                    <E T="03">Background.</E>
                     On November 6, 2006, the Commission determined that responses to its notice of institution of the subject five-year reviews were such that full reviews pursuant to section 751(c)(5) of the Act should proceed (71 FR 67366, November 21, 2006). A record of the Commissioners' votes, the Commission's statement on adequacy, and any individual Commissioner's statements are available from the Office of the Secretary and at the Commission's Web site. 
                </P>
                <P>
                    <E T="03">Participation in the reviews and public service list.</E>
                     Persons, including industrial users of the subject merchandise and, if the merchandise is sold at the retail level, representative consumer organizations, wishing to participate in these reviews as parties must file an entry of appearance with the Secretary to the Commission, as provided in section 201.11 of the Commission's rules, by 45 days after publication of this notice. A party that filed a notice of appearance following publication of the Commission's notice of institution of the reviews need not file an additional notice of appearance. The Secretary will maintain a public service list containing the names and addresses of all persons, or their representatives, who are parties to the reviews. 
                </P>
                <P>
                    <E T="03">Limited disclosure of business proprietary information (BPI) under an administrative protective order (APO) and BPI service list.</E>
                     Pursuant to section 207.7(a) of the Commission's rules, the Secretary will make BPI gathered in these reviews available to authorized applicants under the APO issued in the reviews, provided that the application is made by 45 days after publication of this notice. Authorized applicants must represent interested parties, as defined by 19 U.S.C. 1677(9), who are parties to the reviews. A party granted access to BPI following publication of the Commission's notice of institution of the reviews need not reapply for such access. A separate service list will be maintained by the Secretary for those parties authorized to receive BPI under the APO. 
                </P>
                <P>
                    <E T="03">Staff report.</E>
                     The prehearing staff report in the reviews will be placed in the nonpublic record on August 29, 2007, and a public version will be issued thereafter, pursuant to section 207.64 of the Commission's rules. 
                </P>
                <P>
                    <E T="03">Hearing.</E>
                     The Commission will hold a two-day hearing in connection with the reviews beginning at 9:30 a.m. on September 19 and 20, 2007, at the U.S. International Trade Commission Building. Requests to appear at the hearing should be filed in writing with the Secretary to the Commission on or before September 5, 2007, so that the Commission may determine the level of interest in the two days of hearings. A nonparty who has testimony that may aid the Commission's deliberations may request permission to present a short statement at the hearing. All parties and nonparties desiring to appear at the hearing and make oral presentations should attend a prehearing conference to be held at 9:30 a.m. on September 14, 2007, at the U.S. International Trade Commission Building. Oral testimony and written materials to be submitted at the public hearing are governed by sections 201.6(b)(2), 201.13(f), 207.24, and 207.66 of the Commission's rules. Parties must submit any request to present a portion of their hearing testimony 
                    <E T="03">in camera</E>
                     no later than 7 business days prior to the date of the hearing. 
                </P>
                <P>
                    <E T="03">Written submissions.</E>
                     Each party to the reviews may submit a prehearing brief to the Commission. Prehearing briefs must conform with the provisions of section 207.65 of the Commission's rules; the deadline for filing is September 10, 2007. Parties may also file written testimony in connection with their presentation at the hearing, as provided in section 207.24 of the Commission's rules, and posthearing briefs, which must conform with the 
                    <PRTPAGE P="2557"/>
                    provisions of section 207.67 of the Commission's rules. The deadline for filing posthearing briefs is October 2, 2007; witness testimony must be filed no later than three days before the hearing. In addition, any person who has not entered an appearance as a party to the reviews may submit a written statement of information pertinent to the subject of the reviews on or before October 2, 2007. On November 6, 2007, the Commission will make available to parties all information on which they have not had an opportunity to comment. Parties may submit final comments on this information on or before November 8, 2007, but such final comments must not contain new factual information and must otherwise comply with section 207.68 of the Commission's rules. All written submissions must conform with the provisions of section 201.8 of the Commission's rules; any submissions that contain BPI must also conform with the requirements of sections 201.6, 207.3, and 207.7 of the Commission's rules. The Commission's rules do not authorize filing of submissions with the Secretary by facsimile or electronic means, except to the extent permitted by section 201.8 of the Commission's rules, as amended, 67 FR 68036 (November 8, 2002). Even where electronic filing of a document is permitted, certain documents must also be filed in paper form, as specified in II (C) of the Commission's Handbook on Electronic Filing Procedures, 67 FR 68168, 68173 (November 8, 2002). 
                </P>
                <P>Additional written submissions to the Commission, including requests pursuant to section 201.12 of the Commission's rules, shall not be accepted unless good cause is shown for accepting such submissions, or unless the submission is pursuant to a specific request by a Commissioner or Commission staff. </P>
                <P>In accordance with sections 201.16(c) and 207.3 of the Commission's rules, each document filed by a party to the reviews must be served on all other parties to the reviews (as identified by either the public or BPI service list), and a certificate of service must be timely filed. The Secretary will not accept a document for filing without a certificate of service. </P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>These reviews are being conducted under authority of title VII of the Tariff Act of 1930; this notice is published pursuant to section 207.62 of the Commission's rules. </P>
                </AUTH>
                <SIG>
                    <P>By order of the Commission. </P>
                    <DATED>Issued: January 12, 2007. </DATED>
                    <NAME>Marilyn R. Abbott, </NAME>
                    <TITLE>Secretary to the Commission.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-672 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 7020-02-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">INTERNATIONAL TRADE COMMISSION </AGENCY>
                <DEPDOC>[Investigation No. 337-TA-553] </DEPDOC>
                <SUBJECT>In the Matter of Certain NAND Flash Memory Devices and Products Containing Same; Notice of Commission Determination To Review a Final Determination of no Violation of Section 337; Schedule for Filing Written Submissions on Remedy, Public Interest, and Bonding </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>U.S. International Trade Commission. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>Notice is hereby given that the U.S. International Trade Commission has determined to review the final initial determination (“ID”) issued by the presiding administrative law judge (“ALJ”) on November 20, 2006, regarding whether there is a violation of section 337 of the Tariff Act of 1930, 19 U.S.C. 1337, in the above-captioned investigation. </P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Michelle Walters, Esq., Office of the General Counsel, U.S. International Trade Commission, 500 E Street, SW., Washington, DC 20436, telephone (202) 708-5468. Copies of non-confidential documents filed in connection with this investigation are or will be available for inspection during official business hours (8:45 a.m. to 5:15 p.m.) in the Office of the Secretary, U.S. International Trade Commission, 500 E Street, SW., Washington, DC 20436, telephone (202) 205-2000. General information concerning the Commission may also be obtained by accessing its Internet server at 
                        <E T="03">http://www.usitc.gov</E>
                        . The public record for this investigation may be viewed on the Commission's electronic docket (EDIS) at 
                        <E T="03">http://edis.usitc.gov</E>
                        . Hearing-impaired persons are advised that information on this matter can be obtained by contacting the Commission's TDD terminal on (202) 205-1810. 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The Commission instituted this investigation on November 25, 2005, based on a complaint filed by Hynix Semiconductor Inc. of Korea; Hynix Semiconductor America Inc. of San Jose, California; and Hynix Semiconductor Manufacturing America Inc. of Eugene, Oregon (collectively, “Hynix”). The complaint, as supplemented and amended, alleged violations of section 337 of the Tariff Act of 1930 (19 U.S.C. 1337) in the importation into the United States, the sale for importation, and the sale within the United States after importation of certain NAND flash memory devices and products containing the same by reason of infringement of various claims of United States Patent Nos. 5,509,995 and 5,869,404. </P>
                <P>On November 20, 2006, the presiding ALJ issued his final ID, finding no violation of section 337 by respondents Toshiba Corporation of Japan; Toshiba America Electronic Components, Inc. of Irvine, California; Toshiba America Information Systems, Inc. of Irvine, California; and Toshiba America Consumer Products, L.L.C. of Wayne, New Jersey (collectively, “Toshiba”). On December 4, 2006, the ALJ issued his recommended determination on remedy and bonding. </P>
                <P>On December 6, 2006, Hynix filed a petition for review, challenging the ALJ's ID. On the same day, Toshiba filed a conditional petition for review of the ALJ's ID. On December 14, 2006, Toshiba and the Commission investigative attorney each filed responses to Hynix's petition for review, and Hynix filed a response to Toshiba's conditional petition for review. </P>
                <P>Having examined the record of this investigation, including the ALJ's final ID and the submissions of the parties, the Commission has determined to review the final ID in its entirety. </P>
                <P>
                    In connection with the final disposition of this investigation, the Commission may (1) issue an order that could result in the exclusion of the subject articles from entry into the United States, and/or (2) issue one or more cease and desist orders that could result in the respondent being required to cease and desist from engaging in unfair acts in the importation and sale of such articles. Accordingly, the Commission is interested in receiving written submissions that address the form of remedy, if any, that should be ordered. If a party seeks exclusion of an article from entry into the United States for purposes other than entry for consumption, the party should so indicate and provide information establishing that activities involving other types of entry either are adversely affecting it or likely to do so. For background, see 
                    <E T="03">In the Matter of Certain Devices for Connecting Computers via Telephone Lines,</E>
                     Inv. No. 337-TA-360, USITC Pub. No. 2843 (December 1994) (Commission Opinion). 
                </P>
                <P>
                    If the Commission contemplates some form of remedy, it must consider the 
                    <PRTPAGE P="2558"/>
                    effects of that remedy upon the public interest. The factors the Commission will consider include the effect that an exclusion order and/or cease and desist orders would have on (1) the public health and welfare, (2) competitive conditions in the U.S. economy, (3) U.S. production of articles that are like or directly competitive with those that are subject to investigation, and (4) U.S. consumers. The Commission is therefore interested in receiving written submissions that address the aforementioned public interest factors in the context of this investigation. 
                </P>
                <P>If the Commission orders some form of remedy, the U.S. Trade Representative, as delegated by the President, has 60 days to approve or disapprove the Commission's action. See Presidential Memorandum of July 21, 2005, 70 FR 43251 (July 26, 2005). During this period, the subject articles would be entitled to enter the United States under bond, in an amount determined by the Commission and prescribed by the Secretary of the Treasury. The Commission is therefore interested in receiving submissions concerning the amount of the bond that should be imposed if a remedy is ordered. </P>
                <P>
                    <E T="03">Written Submissions:</E>
                     The Commission does not wish to receive further written submissions on the issue of violation. However, parties to the investigation, interested government agencies, and any other interested parties are encouraged to file written submissions on the issues of remedy, the public interest, and bonding. Such submissions should be no more than twenty-five (25) pages and should address the recommended determination by the ALJ on remedy and bonding. Complainants and the Commission investigative attorney are also requested to submit proposed remedial orders for the Commission's consideration. Complainants are also requested to state the dates that the patents expire and the HTSUS numbers under which the accused products are imported. The written submissions and proposed remedial orders must be filed no later than close of business on January 25, 2007. Reply submissions must be filed no later than the close of business on February 1, 2007. No further submissions on these issues will be permitted unless otherwise ordered by the Commission. 
                </P>
                <P>Persons filing written submissions must file the original document and 12 true copies thereof on or before the deadlines stated above with the Office of the Secretary. Any person desiring to submit a document to the Commission in confidence must request confidential treatment unless the information has already been granted such treatment during the proceedings. All such requests should be directed to the Secretary of the Commission and must include a full statement of the reasons why the Commission should grant such treatment. See 19 CFR 210.6. Documents for which confidential treatment by the Commission is sought will be treated accordingly. All nonconfidential written submissions will be available for public inspection at the Office of the Secretary. </P>
                <P>The authority for the Commission's determination is contained in section 337 of the Tariff Act of 1930, as amended (19 U.S.C. 1337), and in section 210.42-46 of the Commission's Rules of Practice and Procedure (19 CFR 210.42-210.46). </P>
                <SIG>
                    <DATED> Issued: January 11, 2007. </DATED>
                    <FP>By order of the Commission. </FP>
                    <NAME>Marilyn R. Abbott, </NAME>
                    <TITLE>Secretary to the Commission.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-673 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 7020-02-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">INTERNATIONAL TRADE COMMISSION </AGENCY>
                <DEPDOC>[Investigation Nos. 701-TA-365-366 and 731-TA-734-735 (Second Review)] </DEPDOC>
                <SUBJECT>Certain Pasta From Italy and Turkey </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>United States International Trade Commission. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of Commission determinations to conduct full five-year reviews concerning the countervailing and antidumping duty orders on certain pasta from Italy and Turkey. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Commission hereby gives notice that it will proceed with full reviews pursuant to section 751(c)(5) of the Tariff Act of 1930 (19 U.S.C. 1675(c)(5)) to determine whether revocation of the countervailing and antidumping duty orders on certain pasta from Italy and Turkey would be likely to lead to continuation or recurrence of material injury within a reasonably foreseeable time. A schedule for the reviews will be established and announced at a later date. For further information concerning the conduct of these reviews and rules of general application, consult the Commission's Rules of Practice and Procedure, part 201, subparts A through E (19 CFR part 201), and part 207, subparts A, D, E, and F (19 CFR part 207). </P>
                </SUM>
                <EFFDATE>
                    <HD SOURCE="HED">EFFECTIVE DATE:</HD>
                    <P>January 5, 2007. </P>
                </EFFDATE>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Mary Messer (202-205-3193), Office of Investigations, U.S. International Trade Commission, 500 E Street, SW., Washington, DC 20436. Hearing-impaired persons can obtain information on this matter by contacting the Commission's TDD terminal on 202-205-1810. Persons with mobility impairments who will need special assistance in gaining access to the Commission should contact the Office of the Secretary at 202-205-2000. General information concerning the Commission may also be obtained by accessing its internet server 
                        <E T="03">http://www.usitc.gov.</E>
                         The public record for these reviews may be viewed on the Commission's electronic docket (EDIS) at 
                        <E T="03">http://edis.usitc.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>On January 5, 2007, the Commission determined that it should proceed to full reviews in the subject five-year reviews pursuant to section 751(c)(5) of the Act. The Commission found that the domestic interested party group response to its notice of institution (71 FR 57999, October 2, 2006) was adequate and that the respondent interested party group response with respect to Turkey was adequate and decided to conduct full reviews with respect to the antidumping and countervailing duty orders concerning certain pasta from Turkey. The Commission found that the respondent interested party group response with respect to Italy was inadequate. However, the Commission determined to conduct full reviews concerning the antidumping and countervailing duty orders on certain pasta from Italy to promote administrative efficiency in light of its decision to conduct full reviews with respect to the orders concerning certain pasta from Turkey. A record of the Commissioners' votes, the Commission's statement on adequacy, and any individual Commissioner's statements will be available from the Office of the Secretary and at the Commission's Web site. </P>
                <AUTH>
                    <HD SOURCE="HED">Authority:</HD>
                    <P>These reviews are being conducted under authority of title VII of the Tariff Act of 1930; this notice is published pursuant to section 207.62 of the Commission's rules. </P>
                </AUTH>
                <SIG>
                    <DATED>Issued: January 16, 2007. </DATED>
                    <P>By order of the Commission. </P>
                    <NAME>Marilyn R. Abbott, </NAME>
                    <TITLE>Secretary to the Commission. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-719 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 7020-02-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="2559"/>
                <AGENCY TYPE="N">DEPARTMENT OF LABOR </AGENCY>
                <SUBAGY>Office of the Secretary </SUBAGY>
                <SUBJECT>Submission for OMB Review: Comment Request </SUBJECT>
                <DATE>January 12, 2007. </DATE>
                <P>
                    The Department of Labor (DOL) has submitted the following public information collection requests (ICR) to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995 (Pub. L. 104-13, 44 U.S.C. chapter 35). A copy of each ICR, with applicable supporting documentation, may be obtained from RegInfo.gov at 
                    <E T="03">http://www.reginfo.gov/public/do/PRAMain</E>
                     or by contacting Darrin King on 202-693-4129 (this is not a toll-free number)/e-mail: 
                    <E T="03">king.darrin@dol.gov</E>
                    . 
                </P>
                <P>
                    Comments should be sent to Office of Information and Regulatory Affairs, Attn: OMB Desk Officer for the Employment Standards Administration (ESA), Office of Management and Budget, Room 10235, Washington, DC 20503, Telephone: 202-395-7316/Fax: 202-395-6974 (these are not toll-free numbers), within 30 days from the date of this publication in the 
                    <E T="04">Federal Register</E>
                    . 
                </P>
                <P>The OMB is particularly interested in comments which: </P>
                <P>• Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; </P>
                <P>• Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; </P>
                <P>• Enhance the quality, utility, and clarity of the information to be collected; and </P>
                <P>• Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses. </P>
                <P>
                    <E T="03">Agency:</E>
                     Employment Standards Administration. 
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Extension without change of currently approved collection. 
                </P>
                <P>
                    <E T="03">Title:</E>
                     Notice of Issuance of Insurance Policy. 
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     1215-0059. 
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On occasion. 
                </P>
                <P>
                    <E T="03">Type of Response:</E>
                     Reporting. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Private sector: business or other for-profit. 
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     4,000. 
                </P>
                <P>
                    <E T="03">Estimated Number of Annual Responses:</E>
                     4,000. 
                </P>
                <P>
                    <E T="03">Estimated Average Response Time:</E>
                     10 minutes. 
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden Hours:</E>
                     667. 
                </P>
                <P>
                    <E T="03">Total Estimated Annualized Capital/Startup Costs:</E>
                     $0. 
                </P>
                <P>
                    <E T="03">Total Estimated Annual Costs (operating/maintaining systems or purchasing services):</E>
                     $1,880. 
                </P>
                <P>
                    <E T="03">Description:</E>
                     The Black Lung Benefits Act (the Act) as amended, and codified at 30 U.S.C. 933 requires that a responsible coal mine operator be insured and outlines the items each contract of insurance must contain. It also enumerates the civil penalties to which a responsible coal mine operator is subject, should these procedures not be followed. In addition, 20 CFR Part V, Subpart C, 726.208-.213 requires that each insurance carrier shall report to Division of Coal Mine Workers' Compensation (DCMWC) each policy and endorsement issued, cancelled, or renewed with respect to responsible operators. It states that this report will be made in such a manner and on such a form as DCMWC may require. It is also required that if a policy is issued or renewed for more than one operator, a separate report for each operator shall be submitted. 
                </P>
                <P>The Form CM-921 is completed by the insurance carrier and forwarded to the Department for review. DCMWC staff reviews the completed CM-921 to identify those operators who have secured insurance for payment of black lung benefits as required by Section 423 of the Act. </P>
                <P>
                    <E T="03">Agency:</E>
                     Employment Standards Administration. 
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Extension without change of currently approved collection. 
                </P>
                <P>
                    <E T="03">Title:</E>
                     Representative Fee Request. 
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     1215-0078. 
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On occasion. 
                </P>
                <P>
                    <E T="03">Type of Response:</E>
                     Reporting. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Private Sector: Business and other for-profit. 
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     12,340. 
                </P>
                <P>
                    <E T="03">Estimated Number of Annual Responses:</E>
                     12,340. 
                </P>
                <P>
                    <E T="03">Estimated Average Response Time:</E>
                     30 minutes for Longshore filings and 1 hour for Federal Employees' Compensation Act filings. 
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden Hours:</E>
                     7,675. 
                </P>
                <P>
                    <E T="03">Total Annualized capital/startup costs:</E>
                     $0. 
                </P>
                <P>
                    <E T="03">Total Annual Costs (operating/maintaining systems or purchasing services):</E>
                     $17,401. 
                </P>
                <P>
                    <E T="03">Description:</E>
                     Individuals filing for compensation benefits with the Office of Workers' Compensation Programs (OWCP) may be represented by an attorney or other representative. The representative is entitled to request a fee for services under 20 CFR 10.700-703 (Federal Employees' Compensation Act/FECA) and 20 CFR 702.132 (Longshore and Harbor Workers' Compensation Act). The fee must be approved by the OWCP before any demand for payment can be made by the representative. 
                </P>
                <P>Under the FECA, the representative is required to submit for review any fees resulting from representing the claimant in filing for benefits. The program does not make payment, but reviews the fee request to ensure that it is consistent with services provided, and with customary local charges for similar services. Fee requests received have been used to approve attorney's fees, allowing the attorney to pursue payment of an appropriate amount from the claimant. If the fee requested is considered excessive, in view of the criteria outlined in the regulations, the fee approved would be reduced accordingly. </P>
                <P>
                    <E T="03">Agency:</E>
                     Employment Standards Administration. 
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Extension without change of currently approved collection. 
                </P>
                <P>
                    <E T="03">Title:</E>
                     Pharmacy Billing Requirements. 
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     1215-0194. 
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     On occasion. 
                </P>
                <P>
                    <E T="03">Type of Response:</E>
                     Reporting. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Private Sector: Business and other for-profit. 
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     28,150. 
                </P>
                <P>
                    <E T="03">Estimated Number of Annual Responses:</E>
                     1,463,792. 
                </P>
                <P>
                    <E T="03">Estimated Average Response Time:</E>
                     5 minutes. 
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden Hours:</E>
                     121,495. 
                </P>
                <P>
                    <E T="03">Total Annualized capital/startup costs:</E>
                     $0. 
                </P>
                <P>
                    <E T="03">Total Annual Costs (operating/maintaining systems or purchasing services):</E>
                     $0. 
                </P>
                <P>
                    <E T="03">Description:</E>
                     The Office of Workers' Compensation Programs (OWCP) is the agency responsible for administration of the Federal Employees' Compensation Act (FECA), 5 U.S.C. 8101 
                    <E T="03">et seq.</E>
                    , the Black Lung Benefits Act (BLBA), 30 U.S.C. 901 
                    <E T="03">et seq.</E>
                    , and the Energy Employees Occupational Illness Compensation Program Act of 2000 (EEOICPA), 42 U.S.C. 7384 
                    <E T="03">et seq.</E>
                     All three of these statutes require that OWCP pay for covered medical treatment provided to beneficiaries; this medical treatment can include medicinal drugs dispensed by pharmacies. In order to determine 
                    <PRTPAGE P="2560"/>
                    whether amounts billed for drugs are appropriate, OWCP must receive 19 data elements, including the name of the patient/beneficiary, the National Drug Code (NDC) number of the drugs prescribed, the quantity provided, the prescription number and the date the prescription was filled. The regulations implementing these statutes require the collection of information needed to enable OWCP to determine if bills for drugs submitted directly by pharmacies, or as reimbursement requests submitted by claimants, should be paid. (20 CFR 10.801, 30.701, 725.701 and 725.705). 
                </P>
                <P>There is no standardized paper form for submission of the billing information collected in this ICR. Over the past several years, the majority of pharmacy bills submitted to OWCP have been submitted electronically using one of the industry-wide standard formats for the electronic transmission of billing data through nationwide data clearinghouses devised by the National Council for Prescription Drug Programs (NCPDP). However, since some pharmacy bills are still submitted using a paper-based bill format, OWCP will continue to accept any of the many paper-based bill formats still used by some providers so long as they contain the data elements needed for processing the bill. None of the paper-based or electronic billing formats have been designed by or provided by OWCP; they are billing formats commonly accepted by other Federal programs and in the private health insurance industry for drugs. Nonetheless, the three programs (FECA, BLBA and EEOICPA) provide instructions for the submission of necessary pharmacy bill data elements in provider manuals distributed or made available to all pharmacies enrolled in the programs. </P>
                <P>The required data elements are used by OWCP and contractor bill processing staff to process paper and electronic bills for drugs dispensed by pharmacies. To enable OWCP and its contractor staff to consider the appropriateness of the requested payment in a timely fashion, it is essential that bill submissions include the data elements needed to evaluate the bill, such as the NDC number and the pharmacy's provider identification number. To do this, OWCP evaluates the same data elements that are commonly evaluated by other Federal agencies and private health insurance carriers. If all the billing data elements required by OWCP are not collected, the contractor staff cannot process the bill. </P>
                <SIG>
                    <NAME>Darrin A. King, </NAME>
                    <TITLE>Acting Departmental Clearance Officer. </TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-678 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4510-CF-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">NATIONAL FOUNDATION ON THE ARTS AND THE HUMANITIES </AGENCY>
                <SUBJECT>National Endowment for the Arts; Submission for OMB Review: Comment Request </SUBJECT>
                <DATE>January 18, 2007. </DATE>
                <P>
                    The National Endowment for the Arts (NEA) has submitted the following public information collection request (ICR) to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995 [Pub. L. 104-13, 44 U.S.C. Chapter 35]. Copies of this ICR, with applicable supporting documentation, may be obtained by contacting Tom Bradshaw via telephone at 202-682-5527 (this is not a toll-free number) or e-mail at 
                    <E T="03">bradshwt@arts.endow.gov.</E>
                     Individuals who use a telecommunications device for the deaf (TTY/TDD) may call 202-682-5496 between 10 a.m. and 4 p.m. Eastern time, Monday through Friday. 
                </P>
                <P>
                    Comments should be sent to the Office of Information and Regulatory Affairs, Attn: OMB Desk Officer for the National Endowment for the Arts, Office of Management and Budget, Room 10235, Washington, DC 20503 202-395-7316, within 30 days from the date of this publication in the 
                    <E T="04">Federal Register</E>
                    . 
                </P>
                <P>The Office of Management and Budget (OMB) is particularly interested in comments which: </P>
                <P>• Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility; </P>
                <P>• Evaluate the accuracy of the agency's estimate of the burden of the proposed collection of information including the validity of the methodology and assumptions used; </P>
                <P>• Enhance the quality, utility, and clarity of the information to be collected; and </P>
                <P>
                    • Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques, or other forms of information technology, 
                    <E T="03">e.g.</E>
                    , permitting electronic submissions of responses. 
                </P>
                <P>
                    <E T="03">Agency:</E>
                     National Endowment for the Arts. 
                </P>
                <P>
                    <E T="03">Title:</E>
                     2008 Survey of Public Participation in the Arts. 
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     New. 
                </P>
                <P>
                    <E T="03">Frequency:</E>
                     One Time. 
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Individuals or households. 
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     20,000. 
                </P>
                <P>
                    <E T="03">Estimated Time Per Respondent:</E>
                     10 minutes. 
                </P>
                <P>
                    <E T="03">Total Burden Hours:</E>
                     3,333. 
                </P>
                <P>
                    <E T="03">Total Annualized Capital/Startup Costs:</E>
                     0. 
                </P>
                <P>
                    <E T="03">Total Annual Costs (Operating/Maintaining Systems or Purchasing Services):</E>
                     0. 
                </P>
                <P>
                    <E T="03">Description:</E>
                     The National Endowment for the Arts proposes to conduct a national Survey of Public Participation in the Arts (SPPA) as a supplement to the Census Bureau's Current Population Survey in May 2008. The survey will provide information on the extent to which the adult population participates in the arts. Responses will be analyzed to determine arts participation patterns and differences by population subgroup and geography and changes from prior SPPA's conducted in 1982, 1985, 1992, 1997, and 2002. The survey results and subsequent analyses will be used by arts administrators, researchers, and policymakers at the national, State, and local levels. 
                </P>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Tom Bradshaw, National Endowment for the Arts, 1100 Pennsylvania Avenue, NW., Room 616, Washington, DC 20506-0001, telephone 202-682-5527 (this is not a toll-free number), fax 202/682-5677. </P>
                </ADD>
                <SIG>
                    <NAME>Murray Welsh, </NAME>
                    <TITLE>Director, Administrative Services, National Endowment for the Arts.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E7-724 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 7537-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">NUCLEAR REGULATORY COMMISSION </AGENCY>
                <DEPDOC>[Docket No. 50-298] </DEPDOC>
                <SUBJECT>Nebraska Public Power District; Notice of Consideration of Issuance of Amendment to Facility Operating License, Proposed No Significant Hazards Consideration Determination, and Opportunity for a Hearing </SUBJECT>
                <P>
                    The U.S. Nuclear Regulatory Commission (the Commission) is considering issuance of an amendment to Facility Operating License No. DPR-46, issued to Nebraska Public Power District (the licensee), for operation of the Cooper Nuclear Station located in Nemaha County, Nebraska. 
                    <PRTPAGE P="2561"/>
                </P>
                <P>The proposed amendment would revise the Cooper Nuclear Station Technical Specification (TS) 4.3.1.1.c by adding a new nominal center-to-center distance between fuel assemblies for the new storage racks, and would revise TS 4.3.3 by increasing the capacity of the spent fuel storage pool from 2,366 assemblies to 2,651 assemblies. </P>
                <P>Before issuance of the proposed license amendment, the Commission will have made findings required by the Atomic Energy Act of 1954, as amended (the Act), and the Commission's regulations. </P>
                <P>The Commission has made a proposed determination that the amendment request involves no significant hazards consideration. Under the Commission's regulations in Title 10 of the Code of Federal Regulations (10 CFR), Section 50.92, this means that operation of the facility in accordance with the proposed amendment would not (1) Involve a significant increase in the probability or consequences of an accident previously evaluated; or (2) create the possibility of a new or different kind of accident from any accident previously evaluated; or (3) involve a significant reduction in a margin of safety. </P>
                <P>
                    As required by 10 CFR 50.91(a), the licensee had provided its analysis of the no significant hazards consideration determination, which was presented in the Biweekly 
                    <E T="04">Federal Register</E>
                     Notice. The Biweekly 
                    <E T="04">Federal Register</E>
                     Notice—Notice of Consideration of Issuance of Amendment to Facility Operating License, Proposed No Significant Hazards Consideration Determination, and Opportunity for Hearing, was published in 
                    <E T="04">Federal Register</E>
                     on December 5, 2006 (71 FR 70561). 
                </P>
                <P>The Commission is seeking public comments on this proposed determination. Any comments received within 30 days after the date of publication of this notice will be considered in making any final determination. </P>
                <P>
                    Normally, the Commission will not issue the amendment until the expiration of 60 days after the date of publication of this notice. The Commission may issue the license amendment before expiration of the 60-day period provided that its final determination is that the amendment involves no significant hazards consideration. In addition, the Commission may issue the amendment prior to the expiration of the 30-day comment period should circumstances change during the 30-day comment period such that failure to act in a timely way would result, for example, in derating or shutdown of the facility. Should the Commission take action prior to the expiration of either the comment period or the notice period, it will publish in the 
                    <E T="04">Federal Register</E>
                     a notice of issuance. Should the Commission make a final No Significant Hazards Consideration Determination, any hearing will take place after issuance. The Commission expects that the need to take this action will occur very infrequently. 
                </P>
                <P>
                    Written comments may be submitted by mail to the Chief, Rulemaking, Directives and Editing Branch, Division of Administrative Services, Office of Administration, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, and should cite the publication date and page number of this 
                    <E T="04">Federal Register</E>
                     notice. Written comments may also be delivered to Room 6D59, Two White Flint North, 11545 Rockville Pike, Rockville, Maryland, from 7:30 a.m. to 4:15 p.m. Federal workdays. Documents may be examined, and/or copied for a fee, at the NRC's Public Document Room (PDR), located at One White Flint North, Public File Area O1F21, 11555 Rockville Pike (first floor), Rockville, Maryland. 
                </P>
                <P>The filing of requests for hearing and petitions for leave to intervene is discussed below. </P>
                <P>
                    Within 60 days after the date of publication of this notice, the licensee may file a request for a hearing with respect to issuance of the amendment to the subject facility operating license and any person whose interest may be affected by this proceeding and who wishes to participate as a party in the proceeding must file a written request for a hearing and a petition for leave to intervene. Requests for a hearing and a petition for leave to intervene shall be filed in accordance with the Commission's “Rules of Practice for Domestic Licensing Proceedings” in 10 CFR Part 2. Interested persons should consult a current copy of 10 CFR 2.309, which is available at the Commission's PDR, located at One White Flint North, Public File Area O1F21, 11555 Rockville Pike (first floor), Rockville, Maryland. Publicly available records will be accessible from the Agencywide Documents Access and Management System's (ADAMS) Public Electronic Reading Room on the Internet at the NRC Web site, 
                    <E T="03">http://www.nrc.gov/reading-rm/doc-collections/cfr/</E>
                    . If a request for a hearing or petition for leave to intervene is filed by the above date, the Commission or a presiding officer designated by the Commission or by the Chief Administrative Judge of the Atomic Safety and Licensing Board Panel, will rule on the request and/or petition; and the Secretary or the Chief Administrative Judge of the Atomic Safety and Licensing Board will issue a notice of a hearing or an appropriate order. 
                </P>
                <P>As required by 10 CFR 2.309, a petition for leave to intervene shall set forth with particularity the interest of the petitioner in the proceeding, and how that interest may be affected by the results of the proceeding. The petition should specifically explain the reasons why intervention should be permitted with particular reference to the following general requirements: (1) The name, address and telephone number of the requestor or petitioner; (2) the nature of the requestor's/petitioner's right under the Act to be made a party to the proceeding; (3) the nature and extent of the requestor's/petitioner's property, financial, or other interest in the proceeding; and (4) the possible effect of any decision or order which may be entered in the proceeding on the requestor's/petitioner's interest. The petition must also identify the specific contentions which the petitioner/requestor seeks to have litigated at the proceeding. </P>
                <P>Each contention must consist of a specific statement of the issue of law or fact to be raised or controverted. In addition, the petitioner/requestor shall provide a brief explanation of the basis for the contention and a concise statement of the alleged facts or expert opinion which support the requestor's/petitioner's position on the issue and on which the petitioner intends to rely at the hearing, together with references to those specific sources and documents of which the petitioner intends to rely at hearing. The petition must include sufficient information to show that a genuine dispute exists with the applicant on a material issue of law or fact. Contentions shall be limited to matters within the scope of the amendment under consideration and must raise issues material to the findings the NRC must make to support the action that is involved in the proceeding. A petitioner/requestor who fails to satisfy these requirements with respect to at least one contention will not be permitted to participate as a party. </P>
                <P>Those permitted to intervene become parties to the proceeding and have the opportunity to participate fully in the conduct of the hearing. </P>
                <P>
                    If a hearing is requested, the Commission will make a final determination on the issue of no significant hazards consideration. The final determination will serve to decide when the hearing is held. If the final determination is that the amendment request involves no significant hazards 
                    <PRTPAGE P="2562"/>
                    consideration, the Commission may issue the amendment and make it immediately effective, notwithstanding the request for a hearing. Any hearing held would take place after issuance of the amendment. If the final determination is that the amendment request involves a significant hazards consideration, any hearing held would take place before the issuance of any amendment. 
                </P>
                <P>Nontimely requests and/or petitions and contentions will not be entertained absent a determination by the Commission or the presiding officer that the petition, request and/or the contentions should be granted based on a balancing of the factors specified in 10 CFR 2.309(c)(1)(i)-(viii). </P>
                <P>
                    A request for a hearing or a petition for leave to intervene must be filed by: (1) First class mail addressed to the Office of the Secretary of the Commission, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, Attention: Rulemaking and Adjudications Staff; (2) courier, express mail, and expedited delivery services: Office of the Secretary, Sixteenth Floor, One White Flint North, 11555 Rockville Pike, Rockville, Maryland  20852, Attention: Rulemaking and Adjudications Staff; (3) E-mail addressed to the Office of the Secretary, U.S. Nuclear Regulatory Commission, 
                    <E T="03">HEARINGDOCKET@NRC.GOV</E>
                    ; or (4) facsimile transmission addressed to the Office of the Secretary, U.S. Nuclear Regulatory Commission, Washington, DC, Attention: Rulemakings and Adjudications Staff at (301) 415-1101, verification number is (301) 415-1966. A copy of the request for hearing and petition for leave to intervene should also be sent to the Office of the General Counsel, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, and it is requested that copies be transmitted either by means of facsimile transmission to 301-415-3725 or by e-mail to 
                    <E T="03">OGCMailCenter@nrc.gov</E>
                    . A copy of the request for hearing and petition for leave to intervene should also be sent Mr. John C. McClure, Nebraska Public Power District, Post Office Box 499, Columbus, NE 63602-0499, attorney for the licensee. 
                </P>
                <P>The Commission hereby provides notice that this is a proceeding on an application for a license amendment falling within the scope of section 134 of the Nuclear Waste Policy Act of 1982 (NWPA), 42 U.S.C. 10154. Under section 134 of the NWPA, in certain contested proceedings the Commission, at the request of any party to the proceeding, must provide an opportunity for oral argument with respect to “any matter which the Commission determines to be in controversy among the parties.” Section 134 provides for oral argument on matters in controversy, preceded by discovery under the Commission's rules and the designation, following argument of only those factual issues that involve a genuine and substantial dispute, together with any remaining questions of law, to be resolved in an adjudicatory hearing. Actual adjudicatory hearings are to be held on only those issues found to meet the criteria of section 134 and set for hearing after oral argument. </P>
                <P>The Commission's rules implementing section 134 of the NWPA are found in 10 CFR Part 2, Subpart K, “Hybrid Hearing Procedures for Expansion of Spent Fuel Storage Capacity at Civilian Nuclear Power Reactors.” Under those rules, any party to the proceeding may invoke the hybrid hearing procedures by filing with the presiding officer a written request for oral argument under 10 CFR 2.1109. To be timely, the request must be filed together with a request for hearing/petition to intervene, filed in accordance with 10 CFR 2.309. If it is determined a hearing will be held, the presiding officer must grant a timely request for oral argument. The presiding officer may grant an untimely request for oral argument only upon a showing of good cause by the requesting party for the failure to file on time and after providing the other parties an opportunity to respond to the untimely request. If the presiding officer grants a request for oral argument, any hearing held on the application must be conducted in accordance with the hybrid hearing procedures. In essence, those procedures limit the time available for discovery and require that an oral argument be held to determine whether any contentions must be resolved in an adjudicatory hearing. If no party to the proceeding timely requests oral argument, and if all untimely requests for oral argument are denied, then the usual procedures in 10 CFR Part 2, Subpart L apply. </P>
                <P>
                    For further details with respect to this action, see the application for amendment dated October 17, 2006, which is available for public inspection at the Commission's PDR, located at One White Flint North, File Public Area O1 F21, 11555 Rockville Pike (first floor), Rockville, Maryland. Publicly available records will be accessible from the Agencywide Documents Access and Management System's (ADAMS) Public Electronic Reading Room on the Internet at the NRC Web site, 
                    <E T="03">http://www.nrc.gov/reading-rm/adams.html</E>
                    . Persons who do not have access to ADAMS or who encounter problems in accessing the documents located in ADAMS, should contact the NRC PDR Reference staff by telephone at 1-800-397-4209, 301-415-4737, or by e-mail to 
                    <E T="03">pdr@nrc.gov</E>
                    . 
                </P>
                <SIG>
                    <DATED>Dated at Rockville, Maryland, this 12th day of January, 2007. </DATED>
                    <P>For the Nuclear Regulatory Commission. </P>
                    <NAME>Carl F. Lyon, </NAME>
                    <TITLE>Project Manager, Plant Licensing Branch IV, Division of Operating Reactor Licensing, Office of Nuclear Reactor Regulation.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-699 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 7590-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">NUCLEAR REGULATORY COMMISSION </AGENCY>
                <SUBJECT>Exemption From the Requirement for a Specific License To Import Radioactive Waste </SUBJECT>
                <P>
                    Pursuant to 10 CFR 110.70(C) “Public notice of receipt of an application,” please take notice that the Nuclear Regulatory Commission (NRC) has received the following request for either a specific import license or an exemption from the requirement for a specific import license. Copies of the request are available electronically through ADAMS and can be accessed through the Public Electronic Reading Room (PERR) link 
                    <E T="03">http://www.nrc.gov/NRC/ADAMS/index.html</E>
                     at the NRC Homepage. 
                </P>
                <P>The NRC intends to issue an exemption from the requirement for a specific license and authorize use of the NRC general license after determining that the import described below: </P>
                <P>• Is authorized by law; </P>
                <P>• Is not inimical to the common defense and security of the United States; and </P>
                <P>• Will not constitute an unreasonable risk to the public health and safety. </P>
                <P>
                    A request for a hearing or petition for leave to intervene may be filed within 30 days after publication of this notice in the 
                    <E T="04">Federal Register</E>
                    . Any request for hearing or petition for leave to intervene shall be served by the requestor or petitioner upon the applicant, the Office of the General Counsel, U.S. Nuclear Regulatory Commission, Washington, DC 20555; the Secretary, U.S. Nuclear Regulatory Commission, Washington, DC 20555; and the Executive Secretary, U.S. Department of State, Washington, DC 20520. 
                </P>
                <P>
                    Information concerning the exemption from the requirement for a specific import license is as follows. 
                    <PRTPAGE P="2563"/>
                </P>
                <GPOTABLE COLS="5" OPTS="L2,i1" CDEF="s50,r50,r50,r50,r50">
                    <TTITLE>NRC Exemption From the Requirement for a Specific Import License </TTITLE>
                    <BOXHD>
                        <CHED H="1">
                            Name of applicant, 
                            <LI>Date of application, </LI>
                            <LI>Date received, </LI>
                            <LI>Application No., </LI>
                            <LI>Docket No. </LI>
                        </CHED>
                        <CHED H="1">Description of material </CHED>
                        <CHED H="2">Material type </CHED>
                        <CHED H="2">Total quantity </CHED>
                        <CHED H="1">End use </CHED>
                        <CHED H="1">Supplier </CHED>
                    </BOXHD>
                    <ROW>
                        <ENT I="01">AREVA NP Inc., October 31, 2006, November 7, 2006, IW020, 11005660 </ENT>
                        <ENT>Packing materials from containers used to ship low enriched uranium dioxide powder to Canada as authorized by NRC export licenses </ENT>
                        <ENT>The quantity and characteristics of packing materials returned will be consistent with those used for AREVA's exports to Canada </ENT>
                        <ENT>The packing materials will be dispositioned as waste generated by AREVA in accordance with applicable U.S. requirements </ENT>
                        <ENT>Zircatec Precision Industries, Canada. </ENT>
                    </ROW>
                </GPOTABLE>
                <SIG>
                    <DATED>Dated this 10th day of January 2007 at Rockville, Maryland. </DATED>
                    <P>For the Nuclear Regulatory Commission. </P>
                    <NAME>Margaret M. Doane, </NAME>
                    <TITLE>Deputy Director, Office of International Programs.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E7-713 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 7590-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">SECURITIES AND EXCHANGE COMMISSION </AGENCY>
                <DEPDOC>[File No. 500-1] </DEPDOC>
                <SUBJECT>In the Matter of Forest Resources Management Corp.; Order of Suspension of Trading </SUBJECT>
                <DATE>January 17, 2007. </DATE>
                <P>It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Forest Resources Management Corp. (“Forest”) because of questions raised regarding the accuracy and adequacy of publicly disseminated information concerning, among other things, Forest's assets and Forest's announced contracts and agreements. </P>
                <P>The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed company. </P>
                <P>
                    <E T="03">Therefore, it is ordered,</E>
                     pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the above-listed company is suspended for the period from 9:30 a.m. EST, January 17, 2007, through 11:59 p.m. EST, on January 30, 2007. 
                </P>
                <SIG>
                    <P>By the Commission. </P>
                    <NAME>Nancy M. Morris, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 07-229 Filed 1-17-07; 11:52 am] </FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION </AGENCY>
                <DEPDOC>[Release No. 34-55096; File No. SR-Amex-2007-03] </DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Listing Fees for Transferring and Dual Listing Issuers and Reverse Mergers </SUBJECT>
                <DATE>January 12, 2007. </DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on January 8, 2007, the American Stock Exchange LLC (“Amex” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been substantially prepared by Amex. The Exchange has designated the proposed rule change as a “non-controversial” rule change pursuant to Section 19(b)(3)(A)(iii) of the Act 
                    <SU>3</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder,
                    <SU>4</SU>
                    <FTREF/>
                     which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         15 U.S.C. 78s(b)(3)(A)(iii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         17 CFR 240.19b-4(f)(6).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change </HD>
                <P>The Exchange proposes to amend (A) Section 140 of the Amex Company Guide to waive the initial listing fee and listing application fee for any issuer listed on another national securities exchange that transfers its listing to or dual lists on the Exchange, (B) Section 141 of the Amex Company Guide to assess the standard annual listing fee for any issuer listed on another national securities exchange that dual lists on the Exchange, (C) Section 142 of the Amex Company Guide to waive additional listing fees for a one-year period from the date of initial listing for any issuer listed on another national securities exchange that dual lists on the Exchange, and (D) Section 341 of the Amex Company Guide to impose a flat $5,000 fee and no listing of additional shares fees for Reverse Mergers (as defined below) that occur within 24 months of initial listing. </P>
                <P>
                    The text of the proposed rule change is available on the Amex's Web site at 
                    <E T="03">http://www.amex.com/atamex/ruleFilings/2007/SR_Amex_2007_03_imm.pdf,</E>
                     at the Amex, and at the Commission's Public Reference Room. 
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements. </P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <HD SOURCE="HD3">1. Purpose </HD>
                <P>
                    (a) 
                    <E T="03">Transfers and Dual Listings.</E>
                     Currently, an issuer listed on another national securities exchange that transfers its listing to Amex (
                    <E T="03">i.e.</E>
                    , the issuer becomes listed on Amex and ceases to be listed on the other exchange) is subject to an initial listing fee as set forth in Section 140 (Original Listing Fees) of the Amex Company Guide and a one-time listing application fee of $5,000 upon initial listing. The 
                    <PRTPAGE P="2564"/>
                    Exchange proposes to amend Section 140 to eliminate initial listing fees and the $5,000 listing application fee for issuers that transfer their listing to the Exchange. A transferring issuer will still be required to pay annual listing fees as set forth in Section 141 (Annual Fees) of the Amex Company Guide, pro-rated to reflect only the portion of the year during which the issuer is listed on Amex, and fees for the listing of additional shares as set forth in Section 142 (Additional Listing Fees) of the Amex Company Guide. 
                </P>
                <P>With regards to dual listings, an issuer already listed on a national securities exchange that dual lists on Amex currently pays 50% of the initial listing fees, 50% of the one-time listing application fee of $5,000, 50% of the annual listing fees for a five-year period following initial listing, and standard listing of additional shares fees. The Exchange proposes to amend Section 140 to eliminate initial listing fees and the $5,000 listing application fee for issuers that dual list on the Exchange. The Exchange also proposes to amend Section 141 to remove the five-year, 50% annual listing fee reduction. As a result, an issuer that dual lists on the Exchange will be subject to standard annual listing fees, pro-rated to reflect only the portion of the year during which the issuer is listed on Amex. Finally, the Exchange proposes to amend Section 142 to exempt an issuer that dual lists on the Exchange from paying fees for the listing of additional shares for a one-year period following its initial listing on Amex. </P>
                <P>The Exchange believes that the proposed initial listing fee waivers for transfers and dual listings are warranted for a number of reasons. An issuer transferring to Amex from another national securities exchange will already have paid annual listing fees to that exchange for the calendar year in which it transfers, as well as the initial listing fees payable at the time of initial listing on such exchange. Additionally, an issuer that dual lists on the Amex will already have paid initial and annual listing fees to its primary exchange and will be subject to the primary exchange's fees for the listing of additional shares. The Exchange believes that such an issuer will be reluctant to pay duplicative listing fees to another listing venue, even if it concludes that a change in listing or an additional listing would be beneficial. </P>
                <P>
                    Thus, the Exchange is of the opinion that assessing the initial listing, listing application and, in the case of a dually listed issuer, listing of additional shares fees (for the first year) against an issuer that has already paid fees and/or have a continuing obligation to pay fees to list on another exchange imposes an undue burden on competition. This is particularly true in light of the fact that the Commission has approved the waiver of initial listing fees by The NASDAQ Stock Market LLC (“Nasdaq”) 
                    <SU>5</SU>
                    <FTREF/>
                     and the New York Stock Exchange LLC (“NYSE”) 
                    <SU>6</SU>
                    <FTREF/>
                     with respect to issuers transferring from other national securities exchanges. Furthermore, issuers listed on NYSE that dual list on Nasdaq do not have to pay Nasdaq initial listing, listing application or listing of additional shares fees and are only subject to a $15,000 annual listing fee after their first year of listing on Nasdaq.
                    <SU>7</SU>
                    <FTREF/>
                     By enabling issuers to determine more easily the benefits of switching to and/or dual listing on Amex, the Exchange believes that the proposed rule change will promote competition among markets. 
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 51004 (January 10, 2005), 70 FR 2917 (January 18, 2005) (SR-NASD-2004-140). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Release No. 54849 (November 30, 2006), 71 FR 71219 (December 8, 2006) (SR-NYSE-2006-104). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         Nasdaq Rules 4510 and 4520. 
                    </P>
                </FTNT>
                <P>Besides enhancing the appeal of Amex as a listing market, the waived listing fees are proposed as an incentive to issuers to compare the services and quality of the Amex market without having to pay full listing fees on two markets. The Exchange believes that the comparison between executions on Amex and on other markets will enable issuers to assess the benefits of an Amex listing. Ultimately, the Exchange would encourage dual listed issuers to transfer their listings exclusively to Amex, once they have experienced first-hand the benefits of an Amex listing. </P>
                <P>The Exchange believes that the waiver of initial listing and listing application fees, in particular, is justified from the standpoint of Amex's experience with regard to the time and effort generally required to process listing applications of transferring and dual listing issuers. Issuers listed on other national securities exchanges are already familiar with the regulatory and compliance requirements of a listing regime. The Exchange will conduct a full and independent review of each issuer's compliance with Amex listing standards; however, listed applicants generally raise fewer regulatory and other compliance issues than unlisted applicants because they are already subject to the full panoply of continued listing requirements of their current exchanges. Accordingly, the Exchange believes that the review of a listing application of such an issuer will in most cases be less time-consuming than the review of an application from an issuer not already listed on another market despite the fact that both reviews will be subject to the same degree of regulatory scrutiny. </P>
                <P>The Exchange understands that the effect of this proposed rule change will be to impose initially a lower level of listing fees on transferring and dual listing issuers than on some other issuers. Since the Exchange will collect the same level of annual fees and listing of additional shares fees, with the exception of the one-year exemption period for dual listings, from such issuers, however, the Exchange believes that the difference does not constitute an inequitable allocation of fees. In light of a transferring or dual listing issuer's prior payment to another market, the Exchange believes that eliminating initial fees for such issuers is entirely consistent with an equitable allocation of listing fees. </P>
                <P>
                    With regards to the imposition of standard annual listing fees to dual listed issuers, the Exchange believes that it is no longer necessary to assess reduced annual listing fees given the proposed initial listing and listing application fee waivers. An issuer currently seeking to dual list on the Exchange can expect to pay $25,000 to $35,000 in initial listing fees, inclusive of the listing application fee,
                    <SU>8</SU>
                    <FTREF/>
                     and annual listing fees at a rate of $8,250 to $17,000 for five years.
                    <SU>9</SU>
                    <FTREF/>
                     When the dual listing program was approved by the Commission,
                    <SU>10</SU>
                    <FTREF/>
                     the Exchange thought that a 50% reduction in both initial and annual listing fees would generate new listings. The Exchange has discovered, however, that issuers generally weigh the benefits of a dual listing against the cost of an initial Amex listing, as opposed to the continuing costs of an Amex listing. Since it will be more cost effective for issuers to dual list on Amex if there are zero initial listing fees, the Exchange believes that such issuers will not be dissuaded from dual listing if they are charged standard annual listing fees. 
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         Section 140 of the Amex Company Guide. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See</E>
                         Section 141 of the Amex Company Guide.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Release No. 53778 (May 9, 2006), 71 FR 28057 (May 15, 2006) (SR-Amex-2005-125).
                    </P>
                </FTNT>
                <P>
                    (b) 
                    <E T="03">Reverse Mergers.</E>
                     The Exchange also proposes to amend Section 341 of the Amex Company Guide to reduce the fees applicable to the listing of additional shares in connection with Reverse Mergers that occur within 24 months of initial listing on Amex. Section 341 provides that, if an issuer listed on Amex engages in any plan of 
                    <PRTPAGE P="2565"/>
                    acquisition, merger, or consolidation, the net effect of which is that it is acquired by an unlisted entity; even if the listed issuer is the nominal survivor, the surviving entity is required to satisfy the initial listing standards. Such transactions are typically referred to as “Reverse Mergers.” 
                </P>
                <P>For listings of additional securities in connection with a Reverse Merger, an issuer is currently required to pay a one-time fee of $10,000 and the applicable listing of additional shares fees set forth in Section 142. In lieu of the $10,000 fee plus listing of additional shares fees, the Exchange proposes to charge an issuer that completes a Reverse Merger within 24 months of initial listing a one-time fee of $5,000 and no listing of additional shares fees. The Exchange believes that the proposed fee reduction is equitable because such issuers will have recently paid initial and annual listing fees to Amex. Additionally, the Exchange hopes the fee reduction will encourage issuers to maintain their Amex listing following a Reverse Merger. </P>
                <P>In conclusion, the Exchange does not expect the financial impact of the fee changes to be material, either in terms of increased levels of annual fees from transferring and/or dual listing issuers or in terms of diminished initial listing and listing of additional shares fees. Even with the proposed rule change in place, the Exchange understands that a change in listing venue is a major step for an issuer, and therefore the Exchange does not expect that the number of transferring and/or dual listing issuers in a given time frame will be sufficient to have a material effect on financial resources. Accordingly, the proposed rule change will not affect Amex's commitment of resources to its regulatory oversight of the listing process or its regulatory program. The Exchange represents that transferring and dual listing issuers and issuers deemed to be engaged in Reverse Mergers will be subject to the same rigorous regulatory review as any other applicant listing on the Amex and will be required to meet all applicable Amex listing standards on a continuing basis. </P>
                <HD SOURCE="HD3">2. Statutory Basis </HD>
                <P>
                    The proposed rule change is consistent with Section 6(b) of the Act,
                    <SU>11</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Sections 6(b)(4) 
                    <SU>12</SU>
                    <FTREF/>
                     and 6(b)(5) 
                    <SU>13</SU>
                    <FTREF/>
                     of the Act, in particular, in that it provides for the equitable allocation of reasonable dues, fees, and other charges among Amex's members and issuers and other persons using Amex's facilities, is designed to remove impediments to and perfect the mechanism of a free and open market and a national market system, and is not designed to permit unfair discrimination between issuers. 
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78f(b).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         15 U.S.C. 78f(b)(4).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         15 U.S.C. 78f(b)(5).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition </HD>
                <P>The proposed rule change does not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. Rather, the Exchange believes that the proposed rule change will enhance competition by allowing issuers that are listed on another exchange to move their listing to or dual list on Amex without being required to pay fees that are duplicative of fees already paid to that exchange. </P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others </HD>
                <P>No written comments were solicited or received with respect to the proposed rule change. </P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action </HD>
                <P>
                    The Exchange has designated the foregoing rule change as a “non-controversial” rule change pursuant to Section 19(b)(3)(A)(iii) of the Act 
                    <SU>14</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder 
                    <SU>15</SU>
                    <FTREF/>
                     because the rule change does not: (i) Significantly affect the protection of investors or the public interest; (ii) impose any significant burden on competition; or (iii) become operative for 30 days from the day on which it was filed, or such shorter time as the Commission may designate if consistent with the protection of investors and the public interest.
                    <SU>16</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         15 U.S.C. 78s(b)(3)(A)(iii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         17 CFR 240.19b-4(f)(6).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         In addition, Rule 19b-4(f)(6) requires a self-regulatory organization to give the Commission written notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. Amex satisfied this requirement. 
                    </P>
                </FTNT>
                <P>
                    The Exchange has requested that the Commission waive the 30-day operative delay. The Commission believes that granting Amex's request is consistent with the protection of investors and the public interest. The pre-operative delay generally gives parties affected by a rule change a reasonable period to come into compliance. In this case, however, the rule change relates to fee waivers and fee reductions where no adjustment period is necessary. Waiving the pre-operative delay will allow eligible parties to obtain the benefit of the fee waivers and fee reductions immediately. Accordingly, the Commission designates the proposal to be operative upon filing with the Commission.
                    <SU>17</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         For purposes only of waiving the 30-day operative delay of this proposal, the Commission has considered the propose rule's impact on efficiency, competition, and capital formation. 
                        <E T="03">See</E>
                         15 U.S.C. 78c(f).
                    </P>
                </FTNT>
                <P>At any time within 60 days of the filing of the proposed rule change, the Commission may summarily abrogate such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. </P>
                <HD SOURCE="HD1">IV. Solicitation of Comments </HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: </P>
                <HD SOURCE="HD2">Electronic Comments </HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or 
                </P>
                <P>
                    • Send an e-mail to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include File Number SR-Amex-2007-03 on the subject line. 
                </P>
                <HD SOURCE="HD2">Paper Comments </HD>
                <P>• Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to File Number SR-Amex-2007-03. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for inspection and copying in the Commission's Public Reference 
                    <PRTPAGE P="2566"/>
                    Room. Copies of such filing also will be available for inspection and copying at the principal office of Amex. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-Amex-2007-03 and should be submitted on or before February 9, 2007. 
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Market Regulation, pursuant to delegated authority.
                        <SU>18</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>18</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Florence E. Harmon, </NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-690 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 8011-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION </AGENCY>
                <DEPDOC>[Release No. 34-55098; File No. SR-DTC-2006-19] </DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Enhancements to Its SMART/Track for Corporate Action Liability Notification Service </SUBJECT>
                <DATE>January 12, 2007. </DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),
                    <SU>1</SU>
                    <FTREF/>
                     notice is hereby given that on December 5, 2006, The Depository Trust Company (“DTC”) filed with the Securities and Exchange Commission (“Commission”) a proposed rule change described in Items I, II, and III below, which items have been prepared primarily by DTC. DTC filed the proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act 
                    <SU>2</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(4) thereunder 
                    <SU>3</SU>
                    <FTREF/>
                     so that the proposal was effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested parties. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         15 U.S.C. 78s(b)(3)(A)(iii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         17 CFR 240.19b-4(f)(4).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change </HD>
                <P>The proposed rule change would enhance DTC's SMART/Track for Corporate Action Liability Notification Service. </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <P>
                    In its filing with the Commission, DTC included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. DTC has prepared summaries, set forth in sections (A), (B), and (C) below, of the most significant aspects of these statements.
                    <SU>4</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         The Commission has modified the text of the summaries prepared by DTC.
                    </P>
                </FTNT>
                <HD SOURCE="HD2">(A) Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <P>
                    In 2004, DTC submitted rule filing SR-DTC-2004-11 that established the SMART/Track for Corporate Action Liability Notification Service for the transmission of liability notices between counterparties.
                    <SU>5</SU>
                    <FTREF/>
                     The purpose of this filing is to propose an enhancement to the Corporate Action Liability Notification Service by creating a link between SMART/Track and the National Securities Clearing Corporation's (“NSCC”) Continuous Net Settlement (“CNS”) system. The link will enable participants to utilize the SMART/Track interface to notify CNS of their intention to participate in a voluntary corporate event for a security that is being processed in CNS. 
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Securities Exchange Act Release No. 50887 (December 20, 2004), 69 FR 77802 (December 28, 2004).
                    </P>
                </FTNT>
                <P>Participants currently notify CNS that they plan to participate in a voluntary corporate action event for a security being processed in CNS using the “CNSR” function of DTC's Participant Terminal System (“PTS”). The proposed enhancement will enable DTC participants to create and transmit a CNS liability notice, as well as search or view liability notices, directly from the SMART/Track home page on the web. The link will provide participants with a central point of access for creating, transmitting, and tracking all of their voluntary corporate action liability notices through SMART/Track. </P>
                <P>Once all CNS participants have registered for the SMART/Track for Corporate Action Liability Notification Service, DTC will disable the CNSR function on PTS, and SMART/Track will be the only way for participants to notify CNS that they plan to participate in a voluntary corporate action event for a security being processed in CNS. </P>
                <P>The proposed rule change is consistent with Section 17A of the Act and the rules and regulations thereunder applicable to DTC because it will promote important disclosures relating to corporate action liability notices between participant counterparties. The proposed rule change will be implemented consistently with the safeguarding of securities and funds in the custody or control of DTC because DTC will be acting as a notification service. </P>
                <HD SOURCE="HD2">(B) Self-Regulatory Organization's Statement on Burden on Competition </HD>
                <P>DTC does not believe that the proposed rule change will have any impact or impose any burden on competition. </P>
                <HD SOURCE="HD2">(C) Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others </HD>
                <P>Written comments relating to the proposed rule change have not yet been solicited or received. </P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action </HD>
                <P>
                    The foregoing rule change has become effective upon filing pursuant to Section 19(b)(3)(A)(iii) of the Act 
                    <SU>6</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(4) 
                    <SU>7</SU>
                    <FTREF/>
                     thereunder because the proposed rule effects a change in an existing service of DTC that (i) does not adversely affect the safeguarding of securities or funds in the custody or control of DTC or for which it is responsible and (ii) does not significantly affect the respective rights or obligations of DTC or persons using the service. At any time within sixty days of the filing of the proposed rule change, the Commission may summarily abrogate such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. 
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         15 U.S.C. 78s(b)(3)(A)(iii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         17 CFR 240.19b-4(f)(4). 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">IV. Solicitation of Comments </HD>
                <P>
                    Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: 
                    <PRTPAGE P="2567"/>
                </P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ) or 
                </P>
                <P>
                    • Send an e-mail to 
                    <E T="03">rule-comments@sec.gov</E>
                    . Please include File Number SR-DTC-2006-19 on the subject line. 
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090. </P>
                <P>
                    All submissions should refer to File Number SR-DTC-2006-19. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtm</E>
                    l). The text of the proposed rule change is available at DTC, the Commission's Public Reference Room, and 
                    <E T="03">http://www.dtc.org</E>
                    . All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-DTC-2006-19 and should be submitted on or before February 9, 2007. 
                </P>
                <SIG>
                    <P>
                        For the Commission by the Division of Market Regulation, pursuant to delegated authority.
                        <SU>8</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>8</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Florence E. Harmon, </NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E7-692 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION </AGENCY>
                <DEPDOC>[Release No. 34-55089; File No. SR-ISE-2006-80] </DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes </SUBJECT>
                <DATE> January 11, 2007. </DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on December 26, 2006, the International Securities Exchange, LLC (“ISE” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been substantially prepared by the ISE. The ISE has designated this proposal as one establishing or changing a due, fee, or other charge applicable only to a member under Section 19(b)(3)(A)(ii) of the Act,
                    <SU>3</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(2) thereunder,
                    <SU>4</SU>
                    <FTREF/>
                     which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         15 U.S.C. 78s(b)(3)(A)(ii). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         17 CFR 240.19b-4(f)(2). 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change </HD>
                <P>
                    The ISE is proposing to amend its Schedule of Fees to establish fees for transactions in options on two Premium Products.
                    <SU>5</SU>
                    <FTREF/>
                     The text of the proposed rule change is available at the Exchange, the Commission's Public Reference Room, and at 
                    <E T="03">http://www.iseoptions.com.</E>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         Premium Products is defined in the ISE's Schedule of Fees as the products enumerated therein. 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <P>In its filing with the Commission, the ISE included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The ISE has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements. </P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <HD SOURCE="HD3">1. Purpose </HD>
                <P>
                    The Exchange is proposing to amend its Schedule of Fees to establish fees for transactions in options on the following two Premium Products: Market Vectors—Gold Miners ETF 
                    <SU>6</SU>
                    <FTREF/>
                     (“GDX”) and Merrill Lynch Telecom HOLDRs Trust 
                    <SU>7</SU>
                    <FTREF/>
                     (“TTH”).
                    <SU>8</SU>
                    <FTREF/>
                     Specifically, the Exchange is proposing to adopt an execution fee and a comparison fee for all transactions in options on GDX and TTH.
                    <SU>9</SU>
                    <FTREF/>
                     The amount of the execution fee and comparison fee for products covered by this filing shall be $0.15 and $0.03 per contract, respectively, for all Public Customer  Orders 
                    <SU>10</SU>
                    <FTREF/>
                     and Firm Proprietary orders.
                    <SU>11</SU>
                    <FTREF/>
                     The amount of the execution fee and comparison fee for all ISE Market Maker transactions shall be equal to the execution fee and comparison fee currently charged by the Exchange for ISE Market Maker transactions in equity options.
                    <SU>12</SU>
                    <FTREF/>
                     Finally, the amount of the execution fee and comparison fee for all non-ISE Market Maker transactions shall be $0.16 and 
                    <PRTPAGE P="2568"/>
                    $0.03 per contract, respectively. All of the applicable fees covered by this filing are identical to fees charged by the Exchange for all other Premium Products. The Exchange believes the proposed rule change will further the Exchange's goal of introducing new products to the marketplace that are competitively priced. 
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         The Market Vectors—Gold Miners ETF (“GDX ”) is distributed by Van Eck Securities Corporation and tracks the Amex Gold Miners Index, which is published by the American Stock Exchange (“Amex”). The Amex Gold Miners Index is a trademark of the Amex and is licensed for use by Van Eck Associates Corporation (“Van Eck”) in connection with GDX. The Amex does not sponsor, endorse, or promote GDX and makes no representation regarding the advisability of investing in GDX. Van Eck has not licensed or authorized ISE to (i) engage in the creation, listing, provision of a market for trading, marketing, and promotion of options on GDX or (ii) to use and refer to any of their trademarks or service marks in connection with the listing, provision of a market for trading, marketing, and promotion of options on GDX or with making disclosures concerning options on GDX under any applicable federal or state laws, rules or regulations. Van Eck does not sponsor, endorse, or promote such activity by ISE, and is not affiliated in any manner with ISE. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         The Merrill Lynch Telecom HOLDRS
                        <E T="51">SM</E>
                         Trust (“TTH ”) issues Depositary Receipts called Telecom HOLDRS
                        <E T="51">SM</E>
                         representing undivided beneficial ownership in the U.S.-traded common stock of a group of specified companies that, among other things, are involved in various segments of the telecom industry. “HOLDRS” and “HOLding Company Depositary ReceiptS” are service marks of Merrill Lynch &amp; Co., Inc. (“Merrill Lynch”). All other trademarks and service marks are the property of their respective owners. Merrill Lynch has not licensed or authorized ISE to (i) engage in the creation, listing, provision of a market for trading, marketing, and promotion of options on TTH or (ii) to use and refer to any of their trademarks or service marks in connection with the listing, provision of a market for trading, marketing, and promotion of options on TTH or with making disclosures concerning options on TTH under any applicable federal or state laws, rules or regulations. Merrill Lynch does not sponsor, endorse, or promote such activity by ISE, and is not affiliated in any manner with ISE. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         GDX and TTH constitute “Fund Shares,” as defined by ISE Rule 502(h). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         These fees will be charged only to Exchange members. Under a pilot program that is set to expire on July 31, 2007, these fees will also be charged to Linkage Orders (as defined in ISE Rule 1900). 
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 54204 (July 25, 2006), 71 FR 43548 (August 1, 2006)(SR-ISE-2006-38). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         Public Customer Order is defined in Exchange Rule 100(a)(39) as an order for the account of a Public Customer. Public Customer is defined in Exchange Rule 100(a)(38) as a person that is not a broker or dealer in securities. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         The Commission notes that the proposed execution and comparison fees for Public Customer Orders and Firm Proprietary Orders in the two new Premium Products will be the same respective amounts that are charged for other Premium Products. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         The execution fee is currently between $.21 and $.12 per contract side, depending on the Exchange Average Daily Volume, and the comparison fee is currently $.03 per contract side. 
                    </P>
                </FTNT>
                <HD SOURCE="HD3">2. Statutory Basis </HD>
                <P>
                    The basis under the Act for this proposed rule change is the requirement under Section 6(b)(4) 
                    <SU>13</SU>
                    <FTREF/>
                     that an exchange have an equitable allocation of reasonable dues, fees and other charges among its members and other persons using its facilities. 
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         15 U.S.C. 78f(b)(4). 
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition </HD>
                <P>The proposed rule change does not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. </P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others </HD>
                <P>The Exchange has not solicited, and does not intend to solicit, comments on this proposed rule change. The Exchange has not received any unsolicited written comments from members or other interested parties. </P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action </HD>
                <P>
                    Because the foregoing rule change establishes or changes a due, fee, or other charge imposed by the Exchange, it has become effective pursuant to Section 19(b)(3)(A)(ii) of the Act 
                    <SU>14</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(2) 
                    <SU>15</SU>
                    <FTREF/>
                     thereunder. At any time within 60 days of the filing of such proposed rule change, the Commission may summarily abrogate such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. 
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         15 U.S.C. 78s(b)(3)(A)(ii). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         17 CFR 19b-4(f)(2). 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">VI. Solicitation of Comments </HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: </P>
                <HD SOURCE="HD2">Electronic Comments </HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or 
                </P>
                <P>
                    • Send an e-mail to 
                    <E T="03">rule-comments@sec.gov.</E>
                     Please include File No. SR-ISE-2006-80 on the subject line. 
                </P>
                <HD SOURCE="HD2">Paper Comments </HD>
                <P>• Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, Station Place, 100 F Street, NE., Washington, DC 20549-1090. </P>
                <FP>
                    All submissions should refer to File Number SR-ISE-2006-80. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for inspection and copying in the Commission's Public Reference Room. Copies of such filing also will be available for inspection and copying at the principal office of the ISE. 
                </FP>
                <P>All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-ISE-2006-80 and should be submitted on or before February 9, 2007. </P>
                <SIG>
                    <P>
                        For the Commission, by the Division of Market Regulation, pursuant to delegated authority.
                        <SU>16</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>16</SU>
                             17 CFR 200.30-3(a)(12). 
                        </P>
                    </FTNT>
                    <NAME>Florence E. Harmon, </NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-691 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 8011-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION </AGENCY>
                <DEPDOC>[Release No. 34-55101; File No. SR-NASD-2007-002] </DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to the NASD/Nasdaq Trade Reporting Facility Rules Consistent With the New Requirements of Regulation NMS </SUBJECT>
                <DATE>January 12, 2007. </DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on January 8, 2007, the National Association of Securities Dealers, Inc. (“NASD”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been substantially prepared by NASD. NASD has filed the proposal pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>3</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder,
                    <SU>4</SU>
                    <FTREF/>
                     which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         15 U.S.C. 78s(b)(3)(A). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         17 CFR 240.19b-4(f)(6). 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change </HD>
                <P>
                    NASD proposes to make conforming changes to the transaction reporting rules relating to the NASD/Nasdaq Trade Reporting Facility (“NASD/Nasdaq TRF”) consistent with the new requirements of Regulation NMS under the Act.
                    <SU>5</SU>
                    <FTREF/>
                     Below is the text of the proposed rule change. Proposed new language is 
                    <E T="03">italicized</E>
                     and proposed deletions are in [brackets]. 
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 51808 (June 9, 2005), 70 FR 37496 (June 29, 2005) (“Regulation NMS Adopting Release”). The Commission has approved proposed rule changes to establish Trade Reporting Facilities in conjunction with the National Stock Exchange, Inc. and the Boston Stock Exchange, Inc. 
                        <E T="03">See</E>
                         Securities Exchange Act Release Nos. 54715 (November 6, 2006), 71 FR 66354 (November 14, 2006) (SR-NASD-2006-108) (“NASD/NSX TRF”) and 54931 (December 13, 2006), 71 FR 76409 (December 20, 2006) (SR-NASD-2006-115) (“NASD/BSE TRF”). NASD intends to file a separate proposed rule change to align the transaction reporting rules for the NASD/NSX TRF and the NASD/BSE TRF, and any additional Trade Reporting Facilities approved by the Commission, with Regulation NMS. 
                    </P>
                </FTNT>
                <PRTPAGE P="2569"/>
                <HD SOURCE="HD1">4632. Transaction Reporting </HD>
                <HD SOURCE="HD2">(a) When and How Transactions are Reported </HD>
                <P>
                    (1) Trade Reporting Facility Participants shall, within 90 seconds after execution, transmit to the 
                    <E T="03">NASD/Nasdaq</E>
                     Trade Reporting Facility or if the 
                    <E T="03">NASD/Nasdaq</E>
                     Trade Reporting Facility is unavailable due to system or transmission failure, by telephone to the Operations Department, last sale reports of transactions in designated securities executed during normal market hours. Transactions not reported within 90 seconds after execution shall be designated as late. 
                </P>
                <P>(2) Transaction Reporting to the NASD/Nasdaq Trade Reporting Facility Outside Normal Market Hours </P>
                <P>
                    (A) Last sale reports of transactions in designated securities executed between 8:00 a.m. and 9:30 a.m. Eastern Time shall be reported within 90 seconds after execution and shall be designated [as “.T” trades] 
                    <E T="03">with the unique trade report modifier, as specified by NASD</E>
                    , to denote their execution outside normal market hours. [Transactions not reported within 90 seconds also shall be designated as .T trades.] 
                    <E T="03">Such</E>
                     [T]
                    <E T="03">t</E>
                    ransactions not reported before 9:30 a.m. shall be reported after 4:00 p.m. and before 8:00 p.m. [as .T trades] 
                    <E T="03">with the appropriate trade report modifier as specified by NASD</E>
                    . 
                </P>
                <P>
                    (B) Last sale reports of transactions in designated securities executed between the hours of 4:00 p.m. and 8:00 p.m. Eastern Time shall be reported within 90 seconds after execution and be designated [as “.T” trades] 
                    <E T="03">with the unique trade report modifier, as specified by NASD</E>
                    , to denote their execution outside normal market hours. [Transactions not reported within 90 seconds also shall be designated as .T trades.] 
                    <E T="03">Such</E>
                     [T]
                    <E T="03">t</E>
                    ransactions not reported before 8:00 p.m. shall be reported on an “as/of” basis the following day between 8:00 a.m. and 8:00 p.m. 
                </P>
                <P>
                    (C) Last sale reports of transactions executed between midnight and 8:00 a.m. Eastern Time shall be reported between 8:00 a.m. and 9:30 a.m. Eastern Time on trade date [as “.T” trades] 
                    <E T="03">with the unique trade report modifier, as specified by NASD, to denote their execution outside normal market hours</E>
                    . 
                    <E T="03">Such</E>
                     [T]
                    <E T="03">t</E>
                    ransactions not reported before 9:30 a.m. shall be reported after 4:00 p.m. and before 8:00 p.m. [as .T trades] 
                    <E T="03">with the appropriate trade report modifier as specified by NASD</E>
                    . 
                </P>
                <P>(D) Last sale reports of transactions executed between 8:00 p.m. and midnight Eastern Time shall be reported on the next business day (T+1) between 8:00 a.m. and 8:00 p.m. Eastern Time and be designated “as/of” trades. </P>
                <P>[(3) All members shall report as soon as practicable to the Market Regulation Department on Form T, last sale reports of transactions in designated securities for which electronic submission to the Trade Reporting Facility is not possible (e.g., the ticker symbol for the security is no longer available or a market participant identifier is no longer active). Transactions that can be reported to the Trade Reporting Facility, whether on trade date or on a subsequent date on an “as of” basis (T+N), shall not be reported on Form T.] </P>
                <P>[(4) All members shall append the “.W” trade report modifier to transaction reports occurring at prices based on average-weighting, or other special pricing formulae.] </P>
                <P>[(5) All trade tickets for transactions in designated securities shall be time-stamped at the time of execution.] </P>
                <P>
                    <E T="03">(3) Members shall time-stamp all trade tickets at the time of execution for transactions in designated securities. Execution time shall be reported to NASD on all last sale reports and shall be expressed in hours, minutes and seconds based on Eastern Time in military format, unless another provision of NASD rules requires that a different time be included on the report.</E>
                </P>
                <P>
                    [(6)] 
                    <E T="03">(4)</E>
                     Transactions not reported within 90 seconds after execution shall be designated as late. A pattern or practice of late reporting without exceptional circumstances may be considered conduct inconsistent with high standards of commercial honor and just and equitable principles of trade in violation of Rule 2110. 
                </P>
                <P>[(7) All members shall append the .PRP trade report modifier to transaction reports that reflect a price different from the current market when the execution price is based on a prior reference point in time. The transaction report shall include the prior reference time in lieu of the actual time the trade was executed. The .PRP modifier shall not be appended to a report of a transaction whose price is based on a prior reference point in time if the trade is executed and reported within 90 seconds from the prior reference point in time.] </P>
                <P>[(8) The Trade Reporting Facility will append the .T modifier or the .SLD modifier, as appropriate, to those reports submitted to the Trade Reporting Facility that contain the time of execution, but that do not contain the appropriate modifier.] </P>
                <P>
                    [(9) Members shall append the .W trade report modifier to reports of Stop Stock Transactions (as such term is defined in 
                    <E T="03">Rule 4200</E>
                    ) and include the time at which the member and the other party agreed to the Stop Stock Price in lieu of including the time of execution on the trade report. The .W modifier shall not be appended to a report of a Stop Stock Transaction if the Stop Stock Transaction is executed and reported within 90 seconds of the time the member and the other party agree to the Stop Price.] 
                </P>
                <P>[(10) To identify pre-opening and after-hours trades reported late, the Trade Reporting Facility will convert the .T modifier to .ST for any report submitted to the Trade Reporting Facility more than 90 seconds after execution.] </P>
                <P>
                    <E T="03">(5) Members also shall append the applicable trade report modifiers as specified by NASD to all last sale reports, including reports of “as/of” trades:</E>
                </P>
                <P>
                    <E T="03">(A) if the trade is executed during normal market hours and it is reported later than 90 seconds after execution;</E>
                </P>
                <P>
                    <E T="03">(B) if the trade is a Seller's Option Trade, denoting the number of days for delivery;</E>
                </P>
                <P>
                    <E T="03">(C) if the trade is a Cash Trade;</E>
                </P>
                <P>
                    <E T="03">(D) if the trade is a Next Day Trade;</E>
                </P>
                <P>
                    <E T="03">(E) if the trade occurs at a price based on an average weighting or another special pricing formula;</E>
                </P>
                <P>
                    <E T="03">(F) if the trade is a Stop Stock Transaction (as defined in Rule 4200) (Note: the time at which the member and the other party agreed to the Stop Stock Price must be given in lieu of including the time of execution on the trade report and the designated modifier shall not be appended to a report of a Stop Stock Transaction if the Stop Stock Transaction is executed and reported within 90 seconds of the time the member and the other party agree to the Stop Stock Price);</E>
                </P>
                <P>
                    <E T="03">(G) if the transaction report reflects a price different from the current market when the execution price is based on a prior reference point in time (Note: the transaction report shall include the prior reference time in lieu of the actual time the trade was executed and the designated modifier shall not be appended to a report of a transaction whose price is based on a prior reference point in time if the trade is executed and reported within 90 seconds from the prior reference point in time);</E>
                </P>
                <P>
                    <E T="03">(H) to identify pre-opening and after-hours trades (executed between 8:00 a.m. and 9:30 a.m. Eastern time or between 4:00 p.m. and 8:00 p.m. Eastern time) reported more than 90 seconds after execution;</E>
                </P>
                <P>
                    <E T="03">
                        (I) if the trade would be a trade-through of a protected quotation, but for the trade being qualified for an 
                        <PRTPAGE P="2570"/>
                        exception or exemption from Rule 611 of Regulation NMS under the Act (Note: to ensure consistency in the usage of Rule 611 related modifiers by registered broker-dealers, this modifier will be used in conformity with the specifications approved by the Operating Committee of the relevant National Market System Plans to identify trades executed pursuant to an exception or exemption from Rule 611);
                    </E>
                </P>
                <P>
                    <E T="03">(J) if the trade would be a trade-through of a protected quotation, but for the trade being qualified for an exception or exemption from Rule 611 of Regulation NMS under the Act, members must, in addition to the modifier required in paragraph (I) above, append an appropriate unique modifier, specified by NASD, that identifies the specific applicable exception or exemption from Rule 611 that a member is relying upon (Note: to ensure consistency in the usage of Rule 611 related modifiers by registered broker-dealers, these modifiers will be used in conformity with the specifications approved by the Operating Committee of the relevant National Market System Plans to identify trades executed pursuant to an exception or exemption from Rule 611); and</E>
                </P>
                <P>
                    <E T="03">(K) any other modifier as specified by NASD or the Securities and Exchange Commission.</E>
                </P>
                <P>
                    <E T="03">To the extent that any of the modifiers required by this rule conflict, NASD shall provide guidance regarding the priorities among modifiers and members shall report in accordance with such guidance, as applicable.</E>
                </P>
                <P>
                    <E T="03">(6) The NASD/Nasdaq Trade Reporting Facility will append the appropriate modifier to indicate that a trade was executed outside normal market hours or that a report was submitted late to the NASD/Nasdaq Trade Reporting Facility, where such report contains the time of execution, but does not contain the appropriate modifier.</E>
                </P>
                <P>
                    <E T="03">(7) To identify pre-opening and after-hours trades reported late, the NASD/Nasdaq Trade Reporting Facility will convert the late modifier, as applicable, on any pre-opening or after-hours report submitted to the NASD/Nasdaq Trade Reporting Facility more than 90 seconds after execution.</E>
                </P>
                <P>
                    <E T="03">(8) All members shall report as soon as practicable to the Market Regulation Department on Form T, last sale reports of transactions in designated securities for which electronic submission to the NASD/Nasdaq Trade Reporting Facility is not possible (e.g., the ticker symbol for the security is no longer available or a market participant identifier is no longer active). Transactions that can be reported to the NASD/Nasdaq Trade Reporting Facility, whether on trade date or on a subsequent date on an “as of” basis (T+N), shall not be reported on Form T.</E>
                </P>
                <P>(b) through (e) No Change. </P>
                <P>
                    (f) 
                    <E T="03">Prohibition on</E>
                     Aggregation of Transaction Reports 
                </P>
                <P>
                    <E T="03">Individual executions of orders in a security at the same price may not be aggregated, for purposes of transaction reporting to the NASD/Nasdaq Trade Reporting Facility, into a single transaction report.</E>
                </P>
                <P>[(1) Under the following conditions, individual executions of orders in a security at the same price may be aggregated, for transaction reporting purposes, into a single transaction report. Individual transactions in convertible debt securities cannot be aggregated pursuant to this paragraph.] </P>
                <P>[(A) Orders received prior to the opening of the reporting member's market in the security and simultaneously executed at the opening. Also, orders received during a trading or quotation halt in the security and executed simultaneously when trading or quotations resume. In no event shall a member delay its opening or resumption of quotations for the purpose of aggregating transactions.] </P>
                <P>[Example:] </P>
                <P>[A firm receives, prior to its market opening, several market orders to sell which total 10,000 shares. All such orders are simultaneously executed at the opening at a reported price of 40.] </P>
                <P>[REPORT 10,000 shares at 40.] </P>
                <P>[(B) Simultaneous executions by the member of customer transactions at the same price, e.g., a number of limit orders being executed at the same time when a limit price has been reached.] </P>
                <P>[Example:] </P>
                <P>[A firm has several customer limit orders to sell that total 10,000 shares at a limit price of 40. That price is reached and all such orders are executed simultaneously.] </P>
                <P>[REPORT 10,000 shares at 40.] </P>
                <P>[(C) Orders relayed to the trading department of the reporting member for simultaneous execution at the same price.] </P>
                <P>[Example:] </P>
                <P>[A firm purchases a block of 50,000 shares from an institution at a reported price of 40.] </P>
                <P>[REPORT 50,000 at 40.] </P>
                <P>[Subsequently, one of the firm's branch offices transmits to the firm's trading department for execution customer buy orders in the security totaling 12,500 shares at a reported price of 40.] </P>
                <P>[REPORT 12,500 at 40.] </P>
                <P>[Subsequently, another branch office transmits to the firm's trading department for execution customer buy orders totaling 15,000 shares in the security at a reported price of 40.] </P>
                <P>[REPORT 15,000 at 40.] </P>
                <P>[Example:] </P>
                <P>[Due to a major change in market conditions, a firm's trading department receives from a branch office for execution customer market orders to sell totaling 10,000 shares. All are executed at a reported price of 40.] </P>
                <P>[REPORT 10,000 at 40.] </P>
                <P>[(D) Orders received or initiated by the reporting member that are impractical to report individually and are executed at the same price within 60 seconds of execution of the initial transaction; provided however, that no individual order of 10,000 shares or more may be aggregated in a transaction report and that the aggregated transaction report shall be made within 90 seconds of the initial execution reported therein. Furthermore, it is not permissible for a member to withhold reporting a trade in anticipation of aggregating the transaction with other transactions. The limitation on aggregating individual orders of 10,000 shares or more for a particular security shall not apply on the first day of secondary market trading of an IPO for that security.] </P>
                <P>[Examples:] </P>
                <P>[A reporting member receives and executes the following orders at the following times and desires to aggregate reports to the maximum extent permitted under this Rule.]</P>
                <FP SOURCE="FP1-2">[First Example] </FP>
                <FP SOURCE="FP1-2">[11:00 500 shares at 40] </FP>
                <FP SOURCE="FP1-2">[11:01:05 500 shares at 40] </FP>
                <FP SOURCE="FP1-2">[11:01:10 9,000 shares at 40] </FP>
                <FP SOURCE="FP1-2">[11:01:15 500 shares at 40] </FP>
                <FP SOURCE="FP1-2">[REPORT 10,500 shares at 40 within ninety seconds of 11:01.] </FP>
                <FP SOURCE="FP-2">[Second Example] </FP>
                <FP SOURCE="FP1-2">[11:01:00 100 shares at 40] </FP>
                <FP SOURCE="FP1-2">[11:01:10 11,000 shares at 40] </FP>
                <FP SOURCE="FP1-2">[11:01:30 300 shares at 40] </FP>
                <FP SOURCE="FP1-2">[REPORT 400 shares within ninety seconds of 11:01 and 11,000 shares within ninety seconds of 11:01:10 (individual transactions of 10,000 shares or more must be reported separately).] </FP>
                <FP SOURCE="FP-2">[Third Example] </FP>
                <FP SOURCE="FP1-2">[11:01:00 100 shares at 40] </FP>
                <FP SOURCE="FP1-2">[11:01:15 500 shares at 40] </FP>
                <FP SOURCE="FP1-2">[11:01:30 200 shares at 40] </FP>
                <FP SOURCE="FP1-2">[11:02:30 400 shares at 40] </FP>
                <FP SOURCE="FP1-2">
                    [REPORT 800 shares at 40 within ninety seconds of 11:01 and 400 shares at 40 within ninety seconds of 11:02:30 (the last trade is not within sixty seconds of the first and 
                    <PRTPAGE P="2571"/>
                    must, therefore, be reported separately).] 
                </FP>
                <FP SOURCE="FP1-2">[(2) The reporting member shall identify aggregated transaction reports and order tickets of aggregated trades in a manner directed by NASD.] </FP>
                <P>(g) No Change.</P>
                <STARS/>
                <P>6130. Trade Report Input </P>
                <P>(a) through (d) No Change. </P>
                <P>
                    (e) Aggregation of Transaction Reports for 
                    <E T="03">Clearing Purposes Only.</E>
                </P>
                <P>
                    Individual executions of orders in a security at the same price may 
                    <E T="03">and with the identical contra party</E>
                     be aggregated[, for System reporting purposes,] into a single report 
                    <E T="03">and submitted to the System for purposes of clearing only</E>
                     [if the transactions are with the identical contra party]; provided, however, that a Reporting Party may not withhold reporting a trade in anticipation of aggregating the transaction with other transactions. 
                </P>
                <P>(f) through (g) No Change. </P>
                <STARS/>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <P>In its filing with the Commission, NASD included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. NASD has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. </P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <HD SOURCE="HD3">1. Purpose </HD>
                <P>
                    <E T="03">Background.</E>
                     On June 29, 2005, the Commission published its release adopting Regulation NMS,
                    <SU>6</SU>
                    <FTREF/>
                     which established new substantive rules designed to modernize and strengthen the regulatory structure of the U.S. equities markets. Pursuant to Regulation NMS, the Commission, among other things, adopted Rule 611 (“Order Protection Rule”) to establish protection against trade-throughs for NMS stocks.
                    <SU>7</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         
                        <E T="03">See</E>
                         Regulation NMS Adopting Release, 
                        <E T="03">supra</E>
                         note 5. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         NMS stock is defined in Rule 600(b)(47) of Regulation NMS as “any NMS security other than an option.” Rule 600(b)(46) of Regulation NMS defines NMS security as “any security or class of securities for which transaction reports are collected, processed, and made available pursuant to an effective transaction reporting plan, or an effective national market system plan for reporting transactions in listed options.” 
                    </P>
                </FTNT>
                <P>
                    In general, the Order Protection Rule requires a trading center (which includes national securities exchanges, self-regulatory organization (“SRO”) trading facilities, alternative trading systems, OTC market makers, and block positioners) to establish, maintain, and enforce written policies and procedures that are reasonably designed to prevent trade-throughs on that trading center of protected quotations and, if relying on an exception, that are reasonably designed to assure compliance with the terms of the exception.
                    <SU>8</SU>
                    <FTREF/>
                     There currently are nine exceptions and two exemptions to the Order Protection Rule.
                    <SU>9</SU>
                    <FTREF/>
                     In addition, the Order Protection Rule requires trading centers to surveil regularly to ascertain the effectiveness of the policies and procedures adopted pursuant to Rule 611 of Regulation NMS and take prompt action to remedy deficiencies in such policies and procedures. 
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         
                        <E T="03">See</E>
                         Regulation NMS Adopting Release, 
                        <E T="03">supra</E>
                         note 5. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See</E>
                         17 CFR 242.611; Securities Exchange Act Release Nos. 54389 (August 31, 2006), 71 FR 52829 (September 7, 2006) (Order Granting an Exemption for Qualified Contingent Trades from Rule 611(a) of Regulation NMS) and 54678 (October 31, 2006), 71 FR 65018 (November 6, 2006) (Order Exempting Certain Sub-Penny Trade-Throughs from Rule 611 of Regulation NMS). 
                    </P>
                </FTNT>
                <P>
                    On June 30, 2006, the Commission approved SR-NASD-2005-087 which, among other things, proposed rules for reporting trades in Nasdaq-listed securities effected otherwise than on an exchange to the NASD/Nasdaq TRF.
                    <SU>10</SU>
                    <FTREF/>
                     On November 21, 2006, the Commission approved SR-NASD-2006-104 which, among other things, proposed to expand the scope of the NASD/Nasdaq TRF rules to include reporting trades in non-Nasdaq exchange-listed securities effected otherwise than on exchange.
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 54084 (June 30, 2006), 71 FR 38935 (July 10, 2006) (SR-NASD-2005-087). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 54798 (November 21, 2006), 71 FR 69156 (November 29, 2006) (SR-NASD-2006-104). SR-NASD-2006-104 will be effective on the date that the Nasdaq Exchange operates as a national securities exchange for non-Nasdaq exchange-listed securities. 
                    </P>
                </FTNT>
                <P>Neither NASD, generally, nor any of the NASD Trade Reporting Facilities, specifically, qualifies as a trading center within the meaning of Regulation NMS. Thus, the provisions of the Order Protection Rule requiring trading centers to establish, maintain, and enforce written policies and procedures that are reasonably designed to prevent trade-throughs on that trading center of protected quotations in NMS stocks are not applicable to NASD. However, NASD has a responsibility to enforce requirements under the Act that apply to activity within its regulatory authority. Thus, unlike exchanges that have direct Regulation NMS obligations with respect to the SRO trading facilities, NASD has indirect Regulation NMS obligations with respect to all over-the-counter market activity, including post-trade regulation for compliance with the Order Protection Rule with respect to trading centers that trade report through the NASD/Nasdaq TRF (or any NASD Trade Reporting Facility). Such regulation includes monitoring for whether trading centers are reporting trades to the NASD/Nasdaq TRF (or any NASD Trade Reporting Facility) that are trade-throughs of protected quotes and whether such trade-throughs are permissible under one of the specific exceptions and exemptions under the Order Protection Rule. </P>
                <P>
                    <E T="03">Proposed Amendments to Align NASD/Nasdaq TRF Rules with Regulation NMS.</E>
                     NASD proposes to amend the NASD/Nasdaq TRF transaction reporting requirements to require reporting members to append applicable modifiers to last sale transaction reports with respect to trades that fall within the exceptions and exemptions from Rule 611 of Regulation NMS. The proposed amendments are substantially similar to amendments to the Alternative Display Facility (“ADF”) transaction reporting requirements, which were approved by the Commission on September 28, 2006.
                    <SU>12</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 54537 (September 28, 2006), 71 FR 59173 (October 6, 2006) (SR-NASD-2006-091). Unlike the ADF, the NASD/Nasdaq TRF is a trade reporting mechanism only; it does not permit quoting. As such, not all of the amendments to the ADF rules are applicable to the NASD/Nasdaq TRF rules. 
                    </P>
                </FTNT>
                <P>
                    Specifically, NASD proposes new Rule 4632(a)(5)(I) to require members to append a unique modifier, specified by NASD, to indicate whether the trade would be a trade-through of a protected quotation but for the trade being qualified for an exception or exemption from Rule 611 of Regulation NMS. Further, NASD proposes new Rule 4632(a)(5)(J) to require that, for any trade that would be a trade-through of a protected quotation but for the trade being qualified for an exception or exemption from Rule 611 of Regulation NMS, a member must append to the transaction report, in addition to the modifier required under new Rule 4632(a)(5)(I), a unique modifier, specified by NASD, that identifies the specific applicable exception or exemption from Rule 611 of Regulation NMS upon which the member is 
                    <PRTPAGE P="2572"/>
                    relying.
                    <SU>13</SU>
                    <FTREF/>
                     As stated in the proposed rules, these modifiers will be used in conformity with the specifications approved by the Operating Committee of the relevant National Market System Plans to identify trades executed pursuant to an exception or exemption from Rule 611 of Regulation NMS. NASD provided details of the specific modifiers required under the proposed new rules in updated Trade Reporting Programming Specifications, which were published on October 16, 2006,
                    <SU>14</SU>
                    <FTREF/>
                     and also will publish guidance in a 
                    <E T="03">Notice to Members</E>
                    . 
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         A Member using the trade report modifiers under the proposed new rules is responsible for ensuring that the transaction meets the criteria of the specific exemption or exception set forth in Rule 611 of Regulation NMS. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         
                        <E T="03">See Nasdaq Technical Update No. 2006-29</E>
                         (October 16, 2006), 
                        <E T="03">http://www.nasdaqtrader.com /Trader/News/2006/technicalupdates/tu2006-029.stm</E>
                        .
                    </P>
                </FTNT>
                <P>
                    Additionally, NASD proposes to amend Rule 4632 to require members reporting transactions to the NASD/Nasdaq TRF to append “[a]ny other modifier as specified by NASD or the Securities and Exchange Commission.” An identical provision in the ADF rules was subject to notice and comment and approved by the Commission pursuant to SR-NASD-2006-091. Pursuant to this proposed provision, NASD will have the authority to prescribe additional trade report modifiers by updating the Technical Specifications for the NASD/Nasdaq TRF without submitting a further proposed rule change for approval by the Commission. For example, such authority will be used to require additional modifiers to designate trades that qualify under two existing exemptions from the Order Protection Rule (qualified contingent trades and certain sub-penny trade-throughs) 
                    <SU>15</SU>
                    <FTREF/>
                     as well as any other exemption that the Commission may grant in the future. This authority may also be used to capture additional regulatory information that NASD deems necessary (
                    <E T="03">e.g.</E>
                    , NASD will require more specific delineation of the Intermarket Sweep Order (“ISO”) exception than is required by the National Market System specifications).
                    <SU>16</SU>
                    <FTREF/>
                     To enable members to make the necessary systems changes, NASD would provide at least 30 days advance written notice relating to any new modifiers.
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         
                        <E T="03">See supra</E>
                         note 9.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         The National Market System specifications identify both types of ISO orders with a single modifier. NASD, however, intends to distinguish between the ISO exceptions by requiring firms to use a separate modifier, as defined by NASD, in instances where the executing firm is responsible for sweeping the market. 
                    </P>
                </FTNT>
                <P>NASD also proposes to amend Rule 4632 to expressly provide that, in the event that the rules require multiple modifiers on any given trade report, members are to report in accordance with guidance provided by NASD regarding priorities among modifiers. A Member that reports in accordance with such guidance would not be in violation of the trade reporting rules for failing to use a particular modifier. </P>
                <P>NASD believes that the proposed rule change is necessary to ensure that there is transparency relating to trades that are exempt from the trade-through rule and to enhance NASD's ability to examine for compliance with the Order Protection Rule. </P>
                <P>
                    <E T="03">Proposed Amendments to Conform NASD/Nasdaq TRF Rules to ADF Rules.</E>
                     As part of SR-NASD-2006-091, NASD reorganized the ADF reporting rules to enhance their clarity. As part of this proposed rule change, NASD proposes similar changes to conform the NASD/Nasdaq TRF reporting rules to the ADF reporting rules to the extent practicable. Specifically, NASD proposes to reorganize the NASD/Nasdaq TRF trade reporting rules and renumber paragraphs (a)(3) and (a)(6) of Rule 4632 without amending the text of those provisions. NASD also is proposing to renumber paragraph (a)(5) of Rule 4632 and amend the text of that provision to conform to the text of the equivalent provision in the ADF reporting rules. 
                </P>
                <P>
                    Additionally, NASD proposes to adopt new Rule 4632(a)(5) to require members to use trade report modifiers designated by NASD for certain enumerated transactions. Consistent with the ADF reporting requirements, proposed new Rule 4632(a)(5) would clarify that members are required to append applicable trade report modifiers to reports of all trades, including “as/of” trades.
                    <SU>17</SU>
                    <FTREF/>
                     The proposed amendments to the NASD/Nasdaq TRF rules do not label the modifiers members are required to use when reporting the enumerated transactions. Some of the modifiers that members are required to append to trade reports may differ depending on the system used to connect to the NASD/Nasdaq TRF. Thus, NASD proposes amendments in Rule 4632(a) to identify the types of transactions that must have a unique identifier associated with them; the modifiers will be labeled in the system technical specifications rather than in the rules.
                    <SU>18</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         NASD reminds members that they should mark any “as/of” trade report for publication if that trade would have been for publication had it been reported on trade date. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>18</SU>
                         Consistent with this proposed rule change, pursuant to SR-NASD-2007-001, NASD has proposed to delete the modifier labels from the ADF trade reporting rules. Additionally, NASD notes that the proposed rule change does not contemplate a trade report modifier for transactions based upon a single-priced opening, re-opening, or closing transaction because this is an exchange function. Pursuant to SR-NASD-2007-001, NASD has proposed to delete Rule 4632A(a)(4)(H) from the ADF rules. 
                    </P>
                </FTNT>
                <P>
                    In addition, consistent with changes to the ADF rules pursuant to SR-NASD-2006-091, NASD is proposing to amend Rule 4632(f) to expressly prohibit a member from aggregating individual executions of orders in a security at the same price into a single transaction report for tape purposes. NASD has determined that prohibiting the bunching of transactions when reporting to an NASD facility helps ensure greater transparency of individual transactions. However, for purposes of trades that are not printed to the tape, NASD is proposing to amend Rule 6130(e) to continue to permit members—for clearing purposes only—to aggregate individual executions of orders in a security at the same price with the identical contra party and submit a single report to the System.
                    <SU>19</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>19</SU>
                         “System” is defined in Rule 6110 to mean the NASD/Nasdaq TRF, the OTC Reporting Facility, and the ITS/CAES System. NASD replaced the paragraph that appeared in the original filing with the instant paragraph. 
                        <E T="03">See</E>
                         e-mail from Lisa C. Horrigan, Assistant General Counsel, NASD, to Theodore S. Venuti, Attorney, Division of Market Regulation, Commission, dated January 12, 2007. 
                    </P>
                </FTNT>
                <P>
                    NASD has filed the proposed rule change for immediate effectiveness. In accordance with the Regulation NMS compliance dates established by the Commission,
                    <SU>20</SU>
                    <FTREF/>
                     NASD proposes to make the proposed rule change operative on the Pilot Stocks Phase Date, which is currently anticipated to be May 21, 2007. However, the NASD/Nasdaq TRF will begin accepting trade reports submitted in compliance with the proposed rule change starting on the Trading Phase Date, which is currently anticipated to be February 5, 2007. This does not, however, change in any way a member's responsibilities under the Regulation NMS compliance dates.
                    <SU>21</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>20</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 53829 (May 18, 2006), 71 FR 30038 (May 24, 2006). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>21</SU>
                         NASD notes that, although the proposed rule change will not be operative until the Pilot Stocks Date, anticipated to be May 21, 2007, members may be required to meet the Regulation NMS message format requirements for reporting to the NASD/Nasdaq TRF prior to that date. Mandatory compliance with Regulation NMS message formatting requirements is currently scheduled for the NASD/Nasdaq TRF on April 2, 2007, and on that date, members would be required to report in accordance with the new systems requirements, although the specific new modifiers proposed herein would continue to be voluntary until May 21, 2007. 
                        <E T="03">See Nasdaq Technical Update</E>
                         2006-034 (December 19, 2006), 
                        <E T="03">http://www.nasdaqtrader.com/Trader/News/2006/technicalupdates/tu2006-034.stm</E>
                        . 
                    </P>
                </FTNT>
                <PRTPAGE P="2573"/>
                <HD SOURCE="HD3">2. Statutory Basis </HD>
                <P>
                    NASD believes that the proposed rule change is consistent with the provisions of Section 15A(b)(6) of the Act,
                    <SU>22</SU>
                    <FTREF/>
                     which requires, among other things, that NASD rules be designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, and, in general, to protect investors and the public interest. NASD believes that the proposed rule change facilitates the goals articulated in Regulation NMS, including providing an effective mechanism and regulatory framework for reporting over-the-counter transactions to NASD. 
                </P>
                <FTNT>
                    <P>
                        <SU>22</SU>
                         15 U.S.C. 78o-3(b)(6). 
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition </HD>
                <P>NASD does not believe that the proposed rule change will result in any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. </P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others </HD>
                <P>Written comments were neither solicited nor received. </P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action </HD>
                <P>
                    The foregoing proposed rule change is subject to Section 19(b)(3)(A)(iii) of the Act 
                    <SU>23</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder 
                    <SU>24</SU>
                    <FTREF/>
                     because the proposal: (i) Does not significantly affect the protection of investors or the public interest; (ii) does not impose any significant burden on competition; and (iii) does not become operative prior to 30 days after the date of filing or such shorter time as the Commission may designate if consistent with the protection of investors and the public interest; provided that NASD has given the Commission notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission.
                    <SU>25</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>23</SU>
                         15 U.S.C. 78s(b)(3)(A)(iii). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>24</SU>
                         17 CFR 240.19b-4(f)(6). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>25</SU>
                         NASD has satisfied the five-day pre-filing requirement. 
                    </P>
                </FTNT>
                <P>At any time within 60 days of the filing of such proposed rule change the Commission may summarily abrogate such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors or otherwise in furtherance of the purposes of the Act. </P>
                <HD SOURCE="HD1">IV. Solicitation of Comments </HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: </P>
                <HD SOURCE="HD2">Electronic Comments </HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or 
                </P>
                <P>
                    • Send an e-mail to 
                    <E T="03">rule-comments@sec.gov</E>
                    . Please include File Number SR-NASD-2007-002 on the subject line. 
                </P>
                <HD SOURCE="HD2">Paper Comments </HD>
                <P>• Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090. </P>
                <FP>
                    All submissions should refer to File Number SR-NASD-2007-002. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for inspection and copying in the Commission's Public Reference Room. Copies of the filing also will be available for inspection and copying at the principal office of NASD. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NASD-2007-002 and should be submitted on or before February 9, 2007.
                    <FTREF/>
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Market Regulation, pursuant to delegated authority.
                        <SU>26</SU>
                    </P>
                    <FTNT>
                        <P>
                            <SU>26</SU>
                             17 CFR 200.30-3(a)(12). 
                        </P>
                    </FTNT>
                    <NAME>Florence E. Harmon, </NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E7-688 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 8011-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION </AGENCY>
                <DEPDOC>[Release No. 34-55088; File No. SR-NASD-2007-001] </DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Alternative Display Facility Rules </SUBJECT>
                <DATE>January 11, 2007. </DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on January 5, 2007, the National Association of Securities Dealers, Inc. (“NASD”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I and II below, which Items have been substantially prepared by NASD. NASD has filed the proposal pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>3</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder,
                    <SU>4</SU>
                    <FTREF/>
                     which renders the proposal effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         15 U.S.C. 78s(b)(3)(A). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         17 CFR 240.19b-4(f)(6). 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change </HD>
                <P>
                    NASD proposes to amend NASD Rules 4130A, 4300A, 4613A, 4617A, and 4632A regarding the Alternative Display Facility (“ADF”) to expand the prohibition on locking or crossing quotations in NMS stocks to include pre-opening and post-closing quotations, extend the obligation to comply with the ADF rules to pre-opening quotes, and replace the specific modifiers identified in Rule 4632A(a)(4) with a more general reference to modifiers as specified by NASD. Below is the text of the proposed rule change. Proposed new language is 
                    <E T="03">italicized</E>
                     and proposed deletions are in [brackets]. 
                    <PRTPAGE P="2574"/>
                </P>
                <HD SOURCE="HD3">4000A. NASD ALTERNATIVE DISPLAY FACILITY </HD>
                <HD SOURCE="HD3">4100A. General </HD>
                <STARS/>
                <HD SOURCE="HD3">4130A. Prohibition From Locking or Crossing Quotations in NMS Stocks </HD>
                <P>(a) Definitions. For purposes of these Rules, the following definitions shall apply: </P>
                <P>(1) The terms “automated quotation,” “National Market System Plan” (NMS Plan), “intermarket sweep order,” “manual quotation,” “NMS stock,” “protected quotation,” [“regular trading hours,”] and “trading center” shall have the meanings set forth in Rule 600(b) of Regulation NMS under the Securities Exchange Act of 1934. </P>
                <P>
                    (2) The term crossing quotation shall mean the display of a bid for an NMS stock [during regular trading hours] 
                    <E T="03">at any time between 8:00 a.m. and 6:30 p.m. Eastern Time</E>
                     at a price that is higher than the price of an offer for such NMS stock previously disseminated pursuant to an effective NMS Plan, or the display of an offer for an NMS stock [during regular trading hours] 
                    <E T="03">at any time between 8:00 a.m. and 6:30 p.m. Eastern Time</E>
                     at a price that is lower than the price of a bid for such NMS stock previously disseminated pursuant to an effective NMS Plan. 
                </P>
                <P>
                    (3) The term locking quotation shall mean the display of a bid for an NMS stock [during regular trading hours] 
                    <E T="03">at any time between 8:00 a.m. and 6:30 p.m. Eastern Time</E>
                     at a price that equals the price of an offer for such NMS stock previously disseminated pursuant to an effective NMS Plan, or the display of an offer for an NMS stock [during regular trading hours] 
                    <E T="03">at any time between 8:00 a.m. and 6:30 p.m. Eastern Time</E>
                     at a price that equals the price of a bid for such NMS stock previously disseminated pursuant to an effective NMS Plan. 
                </P>
                <P>(b) through (d) No Change. </P>
                <STARS/>
                <HD SOURCE="HD3">4300A. Quote and Order Access Requirements </HD>
                <P>(a) No Change. </P>
                <P>(b) Subject to the terms and conditions contained herein, all ADF Trading Centers that display quotations in NASD's ADF must record each item of information described in paragraphs (b)(1) and (2) of this Rule for all orders they receive from another broker-dealer via direct or indirect electronic access, and report this information to NASD as specified below. </P>
                <P>(1) ADF Trading Centers must record the following information for every order they receive from another broker-dealer via direct or indirect electronic access [during the trading day]:</P>
                <P>(A) through (N) No Change. </P>
                <P>The information described in paragraphs (A) through (N) must be reported to NASD within 10 seconds of receipt of the order. </P>
                <P>(2) through (7) No Change. </P>
                <P>(c) through (g) No Change. </P>
                <STARS/>
                <HD SOURCE="HD3">4600A. TRADING IN NASDAQ SECURITIES </HD>
                <STARS/>
                <HD SOURCE="HD3">4613A. Character of Quotations </HD>
                <P>(a) through (d) No Change. </P>
                <P>[(e) Obligations Regarding Locked/Crossed Quotation Conditions in the ADF Prior to Opening] </P>
                <P>[(1) Locked/Crossed ADF Quotations Prior to 9:20 a.m.—For locks/crosses that occur in the ADF prior to 9:20 a.m. Eastern Time, a ADF Trading Center that is a party to a lock/cross because the ADF Trading Center either has entered a bid (ask) quotation that locks/crosses another ADF Trading Center's quotation(s) or has had its quotation(s) locked/crossed by another ADF Trading Center (“party to a lock/cross”) may, beginning at 9:20 a.m. Eastern Time, send an order, making use of direct electronic access in accordance with Rule 4300, of any size, that is at the receiving ADF Trading Center's quoted price (“Trade-or-Move Message”). Any ADF Trading Center that receives a Trade-or-Move Message at or after 9:20 a.m. Eastern Time, and that is a party to a lock/cross, must within 10 seconds of receiving such message either: Fill the incoming order for the full size of the message; or move its bid down (offer up) by a quotation increment that unlocks/uncrosses the ADF.] </P>
                <P>[(2) Locked/Crossed ADF Quotations Between 9:20 and 9:29:59 a.m.] </P>
                <P>[(A) Before a Registered Reporting ADF ECN enters a quote that would lock or cross the ADF between 9:20 and 9:29:29 a.m. Eastern Time, the ECN must first send, making use of direct electronic access in accordance with Rule 4300, to the market maker or ECN whose quote it would lock or cross a Trade-or-Move Message that is at or superior to the receiving market maker's or ECN's quoted price. An ECN that sends a Trade-or-Move Message during these periods must then wait at least 10 seconds before entering a quote that would lock or cross the ADF.] </P>
                <P>[(B) If a Registered Reporting ADF Market Maker locks or crosses the ADF between 9:20 and 9:29:29 a.m. Eastern Time, the Registered Reporting ADF Market Maker must then immediately send, making use of direct electronic access in accordance with Rule 4300, to the market maker whose quotes it is locking or crossing a Trade-or-Move message that is at the receiving market maker's or ECNs quoted price.] </P>
                <P>[(C) An ADF Trading Center shall be prohibited from entering a quote that would lock or cross the ADF between 9:29:30 and 9:29:59 a.m.] </P>
                <P>[(3)(A) In the case of securities included in the Nasdaq 100 Index or the S&amp;P 400 Index, a Trade-or-Move Message must be for at least 10,000 shares (in instances where there are multiple market makers to a lock/cross, the locking/crossing ADF Trading Center must send a message to each party to the lock/cross and the aggregate size of all such messages must be at least 10,000 shares); provided, however, that if an ADF Trading Center is representing an agency order, the ADF Trading Center shall be required to send a Trade-or-Move Message(s) in an amount equal to the agency order, even if that order is less than 10,000 shares.] </P>
                <P>[(B) In the case of all other securities, a Trade-or-Move Message must be for at least 5,000 shares (if multiple market makers would be locked/crossed, each one must receive a Trade-or-Move Message and the aggregate size of all such messages must be at least 5,000 shares); provided, however, that if an ADF Trading Center is representing an agency order, the ADF Trading Center shall be required to send a Trade-or-Move Message(s) in an amount equal to the agency order, even if that order is less than 5,000 shares.] </P>
                <P>[(4) An ADF Trading Center that receives a Trade-or-Move Message must, within 10 seconds of receiving such message, either fill the incoming Trade-or-Move Message for the full size of the message, or move its bid down (offer up) by a quotation increment that restores or maintains an unlocked/uncrossed ADF.] </P>
                <P>[(5) An ADF Trading Center that sends a Trade-or-Move Message pursuant to this rule must append to the message a symbol indicating that it is a Trade-or-Move Message.] </P>
                <P>[(6) For the purposes of this rule “agency order” shall mean an order(s) that is for the benefit of the account of a natural person executing securities transactions with or through or receiving investment banking services from a broker/dealer, or for the benefit of an “institutional account” as defined in Rule 3110. An agency order shall not include an order(s) that is for the benefit of an ADF Trading Center in the security at issue, but shall include an order(s) that is for the benefit of a broker/dealer that is not an ADF Trading Center in the security at issue.] </P>
                <STARS/>
                <PRTPAGE P="2575"/>
                <HD SOURCE="HD3">4617A. Normal Business Hours </HD>
                <P>
                    An ADF Trading Center shall be open for business as of 9:30 a.m. Eastern Time and shall close no earlier than 4:00 p.m. Eastern Time. An ADF Trading Center may [remain] 
                    <E T="03">be</E>
                     open for business on a voluntary basis for any period of time between 
                    <E T="03">8:00 a.m. Eastern Time and 9:30 a.m. Eastern Time or between</E>
                     4:00 p.m. Eastern Time and 6:30 p.m. Eastern Time. An ADF Trading Center whose quotes are open 
                    <E T="03">before 9:30 a.m. Eastern Time or</E>
                     after 4:00 p.m. Eastern Time shall be obligated to comply, while its quotes are open, with all NASD Rules that are not by their express terms, or by an official interpretation of NASD, inapplicable to any part of the 
                    <E T="03">8:00 a.m. to 9:30 a.m. Eastern Time or the</E>
                     4:00 p.m. to 6:30 p.m. Eastern Time period
                    <E T="03">s</E>
                    . 
                </P>
                <STARS/>
                <HD SOURCE="HD3">4632A. Transactions Reported by Members to TRACS </HD>
                <P>(a) When and How Transactions are Reported to TRACS: </P>
                <P>(1) through (3) No Change. </P>
                <P>(4) Other Modifiers Required to be Reported to TRACS. </P>
                <P>
                    Reporting Members also shall append the [following] 
                    <E T="03">applicable</E>
                     trade report modifiers as specified by NASD to a
                    <E T="03">ll</E>
                     last sale report
                    <E T="03">s</E>
                    , including 
                    <E T="03">reports of</E>
                     “as/of” trades[, if applicable]:
                </P>
                <P>(A) [.SLD,] if the trade is executed during normal market hours and it is reported later than 90 seconds after execution; </P>
                <P>
                    (B) [.SNN,] if the trade is a Seller's Option Trade, [.NN] denot[es]
                    <E T="03">ing</E>
                     the number of days for delivery; 
                </P>
                <P>(C) [.C,] if the trade is a Cash Trade; </P>
                <P>(D) [.ND,] if the trade is a Next Day Trade; </P>
                <P>(E) [.W,] if the trade occurs at a price based on an average weighting or another special pricing formula; </P>
                <P>
                    (F) [.1,] if the trade is a Stop Stock Transaction (as defined in Rule 4200A) ([n]
                    <E T="03">N</E>
                    ote: the time at which the member and the other party agreed to the Stop Stock Price must be given in lieu of including the time of execution on the trade report and the [.1] 
                    <E T="03">designated</E>
                     modifier shall not be appended to a report of a Stop Stock Transaction if the Stop Stock Transaction is executed and reported within 90 seconds of the time the member and the other party agree to the Stop Stock Price); 
                </P>
                <P>
                    (G) [.PRP,] if the transaction report[s] reflects a price different from the current market when the execution price is based on a prior reference point in time ([n]
                    <E T="03">Note:</E>
                     the transaction report shall include the prior reference time in lieu of the actual time the trade was executed[. The .PRP] 
                    <E T="03">and the designated modifier</E>
                     shall not be appended to a report of a transaction whose price is based on a prior reference point in time if the trade is executed and reported within 90 seconds from the prior reference point in time[ or when the transaction is a single-priced opening, re-opening or closing transaction]); 
                </P>
                <P>[(H) .4, if the transaction was based upon a single-priced opening, re-opening, or closing transaction by a trading center;] </P>
                <P>
                    [(I) .ST,] (
                    <E T="03">H</E>
                    ) to identify pre-opening and after-hours trades (executed between 8:00 a.m. and 9:30 a.m. Eastern Time or between 4:00 p.m. and 6:30 p.m. Eastern Time) reported more than 90 seconds after execution; 
                </P>
                <P>
                    [(J) .X,] (
                    <E T="03">I</E>
                    ) if the trade would be a trade-through of a protected quotation, but for the trade being qualified for an exception or exemption from SEC Rule 611[. ] ([In order]
                    <E T="03">Note:</E>
                     to ensure consistency in the usage of 
                    <E T="03">SEC</E>
                     Rule 611 related modifiers by registered broker-dealers, this modifier will be used in conformity with the specifications approved by the Operating Committee of the relevant National Market System Plans to identify trades executed pursuant to an exception or exemption from SEC Rule 611[.])
                    <E T="03">;</E>
                </P>
                <P>
                    [(K)] (
                    <E T="03">J</E>
                    ) [I]
                    <E T="03">I</E>
                    f the trade would be a trade-through of a protected quotation, but for the trade being qualified for an exception or exemption from SEC Rule 611, members must, in addition to the 
                    <E T="03">modifier required in paragraph (I) above</E>
                    [ .X], append an appropriate unique modifier, specified by NASD, that identifies the specific applicable exception 
                    <E T="03">or exemption</E>
                     from SEC Rule 611 that a member is relying upon[. ] (In order]
                    <E T="03">Note:</E>
                     to ensure consistency in the usage of 
                    <E T="03">SEC</E>
                     Rule 611 related modifiers by registered broker-dealers, these modifiers will be used in conformity with the specification approved by the Operating Committee of the relevant National Market System Plans to identify trades executed pursuant to an exception or exemption from SEC Rule 611[.])
                    <E T="03">;</E>
                      
                    <E T="03">and</E>
                </P>
                <P>
                    [(L)] (
                    <E T="03">K</E>
                    ) [A]
                    <E T="03">a</E>
                    ny other modifier as specified by NASD or the Securities and Exchange Commission. 
                </P>
                <P>(5) No Change. </P>
                <P>(b) through (j) No Change. </P>
                <STARS/>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <P>In its filing with the Commission, NASD included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. NASD has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. </P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <HD SOURCE="HD3">1. Purpose </HD>
                <P>
                    The ADF is a quotation collection, trade comparison, and trade reporting facility developed by NASD in accordance with the Commission's SuperMontage Approval Order
                    <SU>5</SU>
                    <FTREF/>
                     and in conjunction with Nasdaq's registration as a national securities exchange. As of the Regulation NMS Trading Phase Date, the ADF will provide market participants (market makers and Electronic Communication Networks (or ECNs)) 
                    <SU>6</SU>
                    <FTREF/>
                     with the ability to post quotations in NMS stocks, as defined in Rule 600(b)(47) of Regulation NMS, and the ability to view quotations and report transactions in these securities for consolidation and dissemination of data to vendors and ADF market participants. The facility provides for trade comparison through the Trade Reporting and Comparison Service (“TRACS”) and further provides for real-time data delivery to NASD for regulatory purposes, including enforcement of the firm quote and related rules. 
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 43863 (January 19, 2001), 66 FR 8020 (January 26, 2001) (SR-NASD-99-53).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         ECNs are defined in Rule 600(b)(23) of Regulation NMS.
                    </P>
                </FTNT>
                <P>
                    On June 29, 2005, the Commission published its release adopting Regulation NMS.
                    <SU>7</SU>
                    <FTREF/>
                     Regulation NMS established new substantive rules designed to modernize and strengthen the regulatory structure of the U.S. equity markets. As part of the rules, Regulation NMS adopted Rule 610, which, among other things, requires NASD and the exchanges to adopt, maintain, and enforce written rules that prohibit their members from engaging in a pattern or practice of displaying any quotations that lock or cross protected quotations and manual quotations that lock or cross quotations disseminated pursuant to an effective National Market System Plan. 
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 51808 (June 9, 2005), 70 FR 37496 (June 29, 2005).
                    </P>
                </FTNT>
                <P>
                    On September 28, 2006, the Commission approved SR-NASD-2006-091, which, among other things, amended NASD rules (primarily, ADF 
                    <PRTPAGE P="2576"/>
                    rules) to align them with Regulation NMS and to enhance the clarity of the ADF rules. The purpose of the instant proposed rule change is to further those two goals by amending certain of the ADF rule changes approved in SR-NASD-2006-091 to: (1) Expand the prohibition on locking or crossing quotations in NMS stocks to include the time periods of 8 a.m. to 9:30 a.m. and 4 p.m. to 6:30 p.m.; (2) extend the obligation in Rule 4617A to comply with NASD rules to pre-opening quotes; and (3) replace the specific modifiers identified in Rule 4632A(a)(4) with a more general reference to modifiers as specified by NASD. The purpose behind each of these changes is discussed below. 
                </P>
                <P>
                    (A) 
                    <E T="03">Locking or Crossing Quotations.</E>
                     As approved by the Commission in SR-NASD-2006-091, Rule 4613A generally prohibits a member from displaying a quotation on the ADF that locks or crosses a protected quotation during regular trading hours (
                    <E T="03">i.e.</E>
                    , between 9:30 a.m. and 4 p.m. Eastern Time).
                    <SU>8</SU>
                    <FTREF/>
                     ADF Trading Centers, however, are permitted to post quotations on the ADF on a voluntary basis each trading day from 8 a.m. Eastern Time until 6:30 p.m. Eastern Time. The proposed rule change would extend the prohibition on locking and crossing quotations to members who voluntarily post quotes on the ADF between 8:00 a.m. and 9:30 a.m. Eastern Time or between 4:00 p.m. and 6:30 p.m. Eastern Time. In addition, the proposed rule change would delete Rule 4613A(e), which addresses locked and crossed quotation conditions in the ADF prior to opening, because the extension of the locking and crossing prohibition in Rule 4130A to that time period would render Rule 4613A(e) obsolete. 
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         Rule 610(d) of Regulation NMS requires NASD to establish, maintain, and enforce written rules concerning locking and crossing quotations.
                    </P>
                </FTNT>
                <P>
                    (B) 
                    <E T="03">Extension of ADF Rules to Pre-Opening Quotations.</E>
                     Although ADF Trading Centers are required to be open for business between 9:30 a.m. Eastern Time and 4 p.m. Eastern Time on business days, as noted above, they are permitted, on a voluntary basis, to post quotations on the ADF between the hours of 8 a.m. and 9:30 a.m. Eastern Time or between 4 p.m. and 6:30 p.m. Eastern Time. As approved by the Commission in SR-NASD-2006-091, Rule 4617A requires an ADF Trading Center whose quotes are open after 4 p.m. Eastern Time to comply, while its quotes are open, with all NASD rules that are not by their express terms, or by an official interpretation of NASD, inapplicable to any part of the 4 p.m. to 6:30 p.m. Eastern Time period. The proposed rule change would extend this requirement to ADF Trading Centers whose quotes are open between 8 a.m. and 9:30 a.m. Eastern Time. Thus, in general, the ADF rules would apply during the entire timeframe during which an ADF Trading Center is permitted to enter quotations on the ADF: 8 a.m. through 6:30 p.m. Eastern Time. 
                </P>
                <P>
                    Of particular note, this proposed change would, among other things, extend the order reporting requirements found in Rule 4300A(b)(1) and (2) and the firm quote requirement in Rule 4613A(c) to any quotations posted voluntarily before 9:30 a.m. Eastern Time or after 4 p.m. Eastern Time. Among the changes approved by the Commission in SR-NASD-2006-091 were amendments to Rule 4300A(e) requiring that ADF Trading Centers submit automated quotations, as defined in Rule 600(b)(3) of Regulation NMS, to the ADF. Automated quotations are, by their nature, firm; thus, the proposed rule change clarifies that the firm quote rule applies to all quotations submitted to the ADF, including quotations submitted before 9:30 a.m. or after 4 p.m. Eastern Time. Further, if a firm voluntarily quotes before 9:30 a.m. Eastern Time or after 4 p.m. Eastern Time, the member must submit order reports during that time period as required during the normal trading day.
                    <SU>9</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         A member is generally required to submit order reports when the member displays a quote. If a member chooses not to quote before 9:30 a.m. or after 4 p.m., the member is not required to submit order reports during those time periods. If a member displays a quote on the ADF at any time during regular trading hours (
                        <E T="03">i.e.</E>
                        , 9:30 a.m. to 4 p.m. Eastern Time), the member must submit order reports continuously to NASD from the time an initial quote is displayed on the ADF in a security, irrespective of whether the member has a quote displayed on the ADF at the specific time that an order is received. If a member does not display a quote on the ADF in a specific security for the entire time period of 9:30 a.m. to 4 p.m. Eastern Time on a given trading day, the member would not be required to submit order reports on the subsequent trade date after the full day of non-quoting on the ADF unless the member displays a quote in that security on the ADF.
                    </P>
                </FTNT>
                <P>
                    (C) 
                    <E T="03">Replacement of Specific Modifiers with General Language.</E>
                     Finally, the proposed rule change would replace the specific modifiers set forth in Rule 4632A(a)(4) with a more general reference to modifiers specified by NASD. As approved by the Commission in SR-NASD-2006-091, Rule 4632A includes specific trade report modifiers for Reporting Members to use when reporting transactions through TRACS if the trade has certain attributes. For example, if the trade is a Cash Trade, Rule 4632A, in the form currently approved by the Commission, would require the Reporting Member to include a “.C” modifier when reporting the trade to TRACS. The proposed rule change would amend Rule 4632A(a)(4) and delete the references to specific modifiers. Instead, the rule would require Reporting Members to append “applicable trade report modifiers as specified by NASD.”
                    <SU>10</SU>
                    <FTREF/>
                     Additionally, the proposed rule change deletes the trade report modifier for transactions based upon a single-priced opening, re-opening, or closing transaction because this is an exchange function. NASD will provide members with at least 30 days notice of any new modifiers or any change in existing modifiers. 
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         Rule 4632A(a)(4), as amended by SR-NASD-2006-091, also requires members reporting transactions to the ADF to append “[a]ny other modifier as specified by NASD or the Securities and Exchange Commission.” Pursuant to this provision, NASD believes it has the authority to prescribe additional modifiers be reported solely to NASD. For example, such authority has been used in the context of an update to ADF specifications to require additional modifiers to designate trades that qualify under two existing exemptions from Rule 611 of Regulation NMS (qualified contingent trades and certain sub-penny trade-throughs). This authority may also be used to capture additional regulatory information that NASD deems necessary (
                        <E T="03">e.g.</E>
                        , NASD will require more specific delineation of the Intermarket Sweep Order (“ISO”) exception than is required by the National Market System Plan specifications). The National Market System specifications identify both types of ISOs with a single modifier. NASD, however, intends to distinguish between the ISO exceptions by requiring firms to use a separate modifier, as defined by NASD, in instances where the executing firm is responsible for sweeping the market. NASD will provide members with at least 30 days advance written notice and sufficient time to make the necessary systems changes relating to any additional new modifiers.
                    </P>
                </FTNT>
                <P>NASD has filed the proposed rule change for immediate effectiveness. NASD proposes that the proposed rule change be implemented on the Regulation NMS Trading Phase Date. Currently, that date is projected to be February 5, 2007. </P>
                <HD SOURCE="HD3">2. Statutory Basis </HD>
                <P>
                    NASD believes that the proposed rule change is consistent with the provisions of Section 15A(b)(6) of the Act,
                    <SU>11</SU>
                    <FTREF/>
                     which requires, among other things, that NASD rules must be designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, and, in general, to protect investors and the public interest. NASD believes the proposed rule change facilitates the goals articulated in Regulation NMS, including providing an effective mechanism and regulatory framework for the over-the-counter market. 
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78o-3(b)(6).
                    </P>
                </FTNT>
                <PRTPAGE P="2577"/>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition </HD>
                <P>NASD does not believe that the proposed rule change will result in any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others</HD>
                <P>Written comments were neither solicited nor received.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The foregoing proposed rule change is subject to Section 19(b)(3)(A)(iii) of the Act 
                    <SU>12</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(6) thereunder 
                    <SU>13</SU>
                    <FTREF/>
                     because the proposal: (i) Does not significantly affect the protection of investors or the public interest; (ii) does not impose any significant burden on competition; and (iii) does not become operative prior to 30 days after the date of filing or such shorter time as the Commission may designate if consistent with the protection of investors and the public interest; provided that NASD has given the Commission notice of its intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission.
                    <SU>14</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         15 U.S.C. 78s(b)(3)(A)(iii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         17 CFR 240.19b-4(f)(6).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         NASD has satisfied the five-day pre-filing requirement.
                    </P>
                </FTNT>
                <P>At any time within 60 days of the filing of such proposed rule change the Commission may summarily abrogate such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors or otherwise in furtherance of the purposes of the Act.</P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or
                </P>
                <P>
                    • Send an e-mail to 
                    <E T="03">rule-comments@sec.gov</E>
                    . Please include File Number SR-NASD-2007-001 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to File Number SR-NASD-2007-001. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for inspection and copying in the Commission's Public Reference Room. Copies of the filing also will be available for inspection and copying at the principal office of NASD. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NASD-2007-001 and should be submitted on or before February 9, 2007.
                    <FTREF/>
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Market Regulation, pursuant to delegated authority.
                        <SU>15</SU>
                    </P>
                    <FTNT>
                        <P>
                            <SU>15</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Florence E. Harmon,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. E7-689 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-P</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION</AGENCY>
                <DEPDOC>[Release No. 34-55069; File No. SR-NYSE-2006-117] </DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectivenes of Proposed Rule Change to Eliminate the Exemption from Equity Trading Fees for Principal Transactions by a Member Organization “Facilitating” a Customer Order of at Least 10,000 Shares </SUBJECT>
                <DATE>January 9, 2007. </DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”),
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on December 22, 2006, the New York Stock Exchange LLC (“Exchange” or “NYSE”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been substantially prepared by the Exchange. NYSE has designated this proposal as one establishing or changing a due, fee, or other charge imposed by NYSE under Section 19(b)(3)(A)(ii) of the Act 
                    <SU>3</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(2) thereunder,
                    <SU>4</SU>
                    <FTREF/>
                     which renders the proposed rule change effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons.
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(1).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         15 U.S.C. 78s(b)(3)(A)(ii).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         17 CFR 240.19b-4(f)(2).
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change</HD>
                <P>The Exchange proposes to eliminate, effective January 1, 2007, the exemption from equity trading fees applicable to principal transactions by a member organization in conjunction with “facilitating” a customer order of at least 10,000 shares.</P>
                <P>
                    The text of the proposed rule change is available at NYSE, the Commission's Public Reference Room, and 
                    <E T="03">http://www.nyse.com.</E>
                </P>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <P>
                    In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these 
                    <PRTPAGE P="2578"/>
                    statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements.
                </P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change</HD>
                <HD SOURCE="HD3">1. Purpose</HD>
                <P>
                    The Exchange proposes to eliminate, effective January 1, 2007, the exemption from equity trading fees applicable to principal transactions by a member organization in conjunction with “facilitating” a customer order of at least 10,000 shares.
                    <SU>5</SU>
                    <FTREF/>
                     The elimination of this exemption is consistent with the Exchange's policy of simplifying its fee structure by eliminating exemptions and implementing a single-tier flat fee structure.
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         For this purpose “facilitating” refers to taking the other side of a customer's order, or acquiring/liquidating inventory to buy/sell to a customer at an agreed-upon price.
                    </P>
                </FTNT>
                <HD SOURCE="HD3">2. Statutory Basis</HD>
                <P>
                    The Exchange believes that the proposed rule change is consistent with the objectives of Section 6 of the Act 
                    <SU>6</SU>
                    <FTREF/>
                     in general and furthers the objectives of Section 6(b)(4) 
                    <SU>7</SU>
                    <FTREF/>
                     in particular, in that it is designed to provide for the equitable allocation of reasonable dues, fees and other charges among its members and other persons using its facilities.
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         15 U.S.C. 78f.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         15 U.S.C. 78f(b)(4).
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition</HD>
                <P>The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act.</P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others</HD>
                <P>Written comments were neither solicited nor received.</P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action</HD>
                <P>
                    The foregoing proposed rule change has become effective upon filing pursuant to Section 19(b)(3)(A) of the Act 
                    <SU>8</SU>
                    <FTREF/>
                     and Rule 19b-4(f)(2) 
                    <SU>9</SU>
                    <FTREF/>
                     thereunder because it establishes or changes a due, fee, or other charge imposed by the Exchange.
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         15 U.S.C. 78s(b)(3)(A).
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         17 CFR 19b-4(f)(2).
                    </P>
                </FTNT>
                <P>At any time within 60 days of the filing of the proposed rule change, the Commission may summarily abrogate such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act.</P>
                <HD SOURCE="HD1">IV. Solicitation of Comments</HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods:</P>
                <HD SOURCE="HD2">Electronic Comments</HD>
                <P>
                    • Use the Commission's Internet comment form 
                    <E T="03">(http://www.sec.gov/rules/sro.shtml);</E>
                     or
                </P>
                <P>
                    • Send an e-mail to 
                    <E T="03">rule-comments@sec.gov</E>
                    . Please include File No. SR-NYSE-2006-117 on the subject line.
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.</P>
                <FP>
                    All submissions should refer to File Number SR-NYSE-2006-117. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commissions Internet Web site 
                    <E T="03">(http://www.sec.gov/rules/sro.shtml).</E>
                     Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for inspection and copying in the Commission's Public Reference Room. Copies of such filing also will be available for inspection and copying at the principal office of the NYSE. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NYSE-2006-117 and should be submitted on or before February 9, 2007.
                    <FTREF/>
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Market Regulation, pursuant to delegated authority.
                        <SU>10</SU>
                    </P>
                    <FTNT>
                        <P>
                            <SU>10</SU>
                             17 CFR 200.30-3(a)(12).
                        </P>
                    </FTNT>
                    <NAME>Florence E. Harmon,</NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC>[FR Doc. 07-139 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8011-01-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">SECURITIES AND EXCHANGE COMMISSION </AGENCY>
                <DEPDOC>[Release No. 34-55109; File No. SR-NYSEArca-2007-05] </DEPDOC>
                <SUBJECT>Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V. </SUBJECT>
                <DATE>January 16, 2007. </DATE>
                <P>
                    Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934, as amended, (“Exchange Act”) 
                    <SU>1</SU>
                    <FTREF/>
                     and Rule 19b-4 thereunder,
                    <SU>2</SU>
                    <FTREF/>
                     notice is hereby given that on January 12, 2007, NYSE Arca, Inc. (“NYSE Arca” or “Exchange”) filed with the Securities and Exchange Commission (“Commission”) the proposed rule change as described in Items I, II, and III below, which Items have been substantially prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         15 U.S.C. 78s(b)(l). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         17 CFR 240.19b-4. 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change </HD>
                <P>
                    NYSE Arca is submitting the proposed rule change to the Commission in connection with the proposed business combination (the “Combination”) of NYSE Group, Inc., a Delaware corporation (“NYSE Group”), with Euronext N.V., a company organized under the laws of The Netherlands (“Euronext”). As a result of the Combination, the businesses of NYSE Group (including that of NYSE Arca) and Euronext will be held under a single, publicly traded holding company named NYSE Euronext, a Delaware corporation (“NYSE Euronext”). The Combination involves certain modifications to the organizational documents of NYSE Group,
                    <SU>3</SU>
                    <FTREF/>
                     the current indirect parent 
                    <PRTPAGE P="2579"/>
                    company of NYSE Arca, and of NYSE Euronext, which upon completion of the Combination will be the new indirect parent company of NYSE Arca. The organizational documents and independence policies of NYSE Group and NYSE Euronext and the trust documents constitute rules of the Exchange. The resolutions of the board of directors of NYSE Group and the changes to the Certificate of Incorporation of Archipelago Holdings, Inc., current direct parent of NYSE Arca are also rules of the Exchange requiring Commission approval. Accordingly, NYSE Arca submits this proposed rule change to reflect the rule changes to be implemented in connection with the Combination. 
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Upon the consummation of the Combination, NYSE Group will be merged with and into Jefferson Merger Sub, Inc. and the name of Jefferson Merger 
                        <PRTPAGE/>
                        Sub, Inc. will be changed to NYSE Group, Inc. The changes to the NYSE Group organizational documents refer to changes from the current NYSE Group organizational documents. Technically, however, the Amended and Restated Certificate of Incorporation and Amended and Restated Bylaws of NYSE Group that will be operative upon the consummation of the Combination will be amended and restated forms of the Certificate of Incorporation and Bylaws of Jefferson Merger Sub, Inc. 
                    </P>
                </FTNT>
                <P>
                    The text of the proposed rule change and Exhibits 5A through 5H 
                    <SU>4</SU>
                    <FTREF/>
                     are available at the Exchange, the Commission's Public Reference Room, and 
                    <E T="03">http://www.nysearca.com</E>
                    . 
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         The proposed Amended and Restated Certificate of Incorporation of NYSE Euronext is Exhibit 5A; the proposed Amended and Restated Bylaws of NYSE Euronext are Exhibit 5B; the proposed NYSE Euronext Director Independence Policy, which policy will replace the current NYSE Group Director Independence Policy, is Exhibit 5C; the proposed Amended and Restated Certificate of Incorporation of NYSE Group is Exhibit 5D; the proposed Amended and Restated Bylaws of NYSE Group are Exhibit 5E; the resolutions of the board of directors of NYSE Group are Exhibit 5F; the proposed Amended and Restated Certificate of Incorporation of Archipelago Holdings, Inc. (“Arca Holdings”) is Exhibit 5G and the proposed Trust Agreement for the Delaware Trust is Exhibit 5H. Each of these Exhibits will be operative as of the consummation of the Combination. 
                    </P>
                </FTNT>
                <HD SOURCE="HD1">II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <P>In its filing with the Commission, the Exchange included statements concerning the purpose of, and basis for, the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements. </P>
                <HD SOURCE="HD2">A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change </HD>
                <HD SOURCE="HD3">1. Purpose </HD>
                <P>NYSE Arca is submitting the proposed rule change to the Commission in connection with the Combination of NYSE Group with Euronext. As a result of the Combination, the businesses of NYSE Group (including that of NYSE Arca) and Euronext will be held under a single, publicly traded holding company named NYSE Euronext. The Combination involves certain modifications to the organizational documents of NYSE Group, the current indirect parent company of NYSE Arca, and of NYSE Euronext, which upon completion of the Combination will be the new indirect parent company of NYSE Arca. The organizational documents and independence policies of NYSE Group and NYSE Euronext and the trust documents constitute rules of the Exchange. The resolutions of the board of directors of NYSE Group and the changes to the Certificate of Incorporation of Archipelago Holdings, Inc., current direct parent of NYSE Arca are also rules of the Exchange requiring Commission approval. Accordingly, NYSE Arca submits this proposed rule change to reflect the rule changes to be implemented in connection with the Combination. </P>
                <P>
                    For a description of the Combination and related rule changes regarding NYSE Euronext, NYSE Group, and the Delaware Trust, see the rule filing submitted by the New York Stock Exchange LLC (“NYSE”) relating to the Combination (File Number SR-NYSE-2006-120) (the “NYSE Rule Filing”).
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 55026 (December 29, 2006), 72 FR 814 (January 8, 2007). 
                    </P>
                </FTNT>
                <P>As a self-regulatory organization also owned by NYSE Group, the Exchange is making reference in this proposed rule change to the applicable matters described in the NYSE Rule Filing. In particular, the NYSE Rule Filing describes the following matters: </P>
                <P>• Corporate structure of NYSE Euronext following the Combination. In particular, Arca Holdings will remain a wholly owned subsidiary of NYSE Group. NYSE Arca Holdings, Inc., a Delaware corporation (“NYSE Arca Holdings”), and NYSE Arca L.L.C., a Delaware limited liability company (“NYSE Arca LLC”), will remain wholly owned subsidiaries of Arca Holdings. NYSE Arca will remain a wholly owned subsidiary of NYSE Arca Holdings and NYSE Arca Equities, Inc., a Delaware corporation formerly known as PCX Equities, Inc. (“NYSE Arca Equities”), will remain a wholly owned subsidiary of NYSE Arca. NYSE Arca will continue to maintain its status as a registered national securities exchange and self-regulatory organization. Arca Holdings' businesses and assets will continue to be held by it and its subsidiaries. Pursuant to a services agreement, NYSE Regulation will perform many of the regulatory functions of NYSE Arca. </P>
                <P>There will be no change to the current manner of election or appointment of the directors and officers of Arca Holdings, NYSE Arca Holdings, NYSE Arca LLC, NYSE Arca or NYSE Arca Equities (or of the Euronext exchanges) as a result of the Combination. The Combination will have no effect on the ability of any party to trade securities on NYSE Arca or NYSE Arca Equities. </P>
                <P>• Board of directors and board committees of NYSE Euronext. Specifically, in contrast to the current independence policy of NYSE Group, the independence policy of NYSE Euronext will not provide as a categorical matter that a person fails to be independent if he or she is an executive officer of a foreign private issuer of securities listed on the NYSE or NYSE Arca. The Exchange believes that this change is important because NYSE Euronext will be a multinational company, with European Persons comprising half of its initial directors, most of whom will initially be former directors of Euronext. Euronext does not prohibit executive officers of companies listed on Euronext exchanges from serving as directors of Euronext because Euronext does not (and NYSE Euronext will not) regulate these companies in the way that the Exchange regulates its listed companies. The Exchange therefore believes that a categorical requirement prohibiting all executive officers of foreign private issuers listed on the NYSE on NYSE Arca could preclude a large pool of otherwise highly qualified director candidates from serving on the NYSE Euronext board of directors and is not necessary. </P>
                <P>In addition, the director independence policy will contain a transition period so that the independence requirements will not apply to the European Persons on the NYSE Euronext board of directors until the annual meeting of NYSE Euronext stockholders in 2008. </P>
                <P>
                    Finally, in contrast to the current independence policy of NYSE Group, the independence policy of NYSE Euronext will not provide as a categorical matter that a person fails to be independent if he or she is a director of an affiliate of a member organization 
                    <PRTPAGE P="2580"/>
                    (which includes member organizations of NYSE (as defined in paragraph (b) of Rule 2 of NYSE), OTP Firms of NYSE Arca (as defined in Rules 1.1(r) of NYSE Arca) and ETP Holders of NYSE Arca Equities, Inc. (as defined in Rule 1.1(n) of NYSE Arca Equities, Inc.)). 
                </P>
                <P>The independence policy of NYSE Euronext will require, however, that (1) Executive officers of foreign private issuers (including, for the avoidance of doubt, companies whose securities are listed on a Euronext exchange), (2) executive officers of NYSE Euronext, (3) any European Person on the NYSE Euronext board of directors who would not satisfy the independence requirements in the independence policy but for the transition period, and (4) any director of an affiliate of a member organization, taken together, shall constitute no more than a minority of the total number of directors of NYSE Euronext. In addition, none of (1) An executive officer of an issuer whose securities are listed on the NYSE or NYSE Arca (regardless of whether such issuer is a foreign private issuer), (2) a European Person on the NYSE Euronext board of directors who would not satisfy the independence requirements in the independence policy but for the transition period, or (3) any director of an affiliate of a member organization can qualify as an independent director of the NYSE, NYSE Market or NYSE Regulation. Consequently, the Exchange believes that the proposed changes, when taken together, do not present significant concerns regarding the independence of the board of NYSE Euronext. </P>
                <P>• Management of NYSE Euronext. </P>
                <P>• Voting and ownership limitations on the shares of NYSE Euronext. </P>
                <P>
                    • Protection of the self-regulatory functions and oversight.
                    <SU>6</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         In particular, to facilitate compliance with the requirements of Rule 17a-1(b) under the Exchange Act, NYSE Euronext shall maintain in the United States originals or copies of Overlapping Records (as defined in the NYSE Rule Filing) covered by Rule 17a-1(b) promptly after creation of such Overlapping Records. 
                    </P>
                </FTNT>
                <P>
                    The Exchange understands that the Commission is also concerned about potential unfair competition and conflicts of interest between a U.S. exchange's self-regulatory obligations and its commercial interests that could exist if such exchange were to become affiliated with one of its members, as well as the potential for unfair competitive advantage that the affiliated member could have by virtue of informational or operational advantages, or the ability to receive preferential treatment.
                    <SU>7</SU>
                    <FTREF/>
                     The Exchange acknowledges that ownership of, or a control relationship with, a member organization by NYSE Euronext or any of its subsidiaries would necessitate that the foregoing concerns be first addressed with, and to the satisfaction of, the Commission 
                    <SU>8</SU>
                    <FTREF/>
                     and/or, as appropriate, the European Regulators. 
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         
                        <E T="03">See</E>
                         Securities Exchange Act Release No. 52497 (September 22, 2005), 70 FR 56949 (September 29, 2005) (File Number SR-PCX-2005-90); and Securities Exchange Act Release No. 53382 (February 27, 2006), 71 FR 11251 (March 6, 2006) (File Number SR-NYSE-2005-77). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         We note that the Commission has specifically approved the ownership and operation of the outbound router function of Archipelago Securities by Archipelago, subject to the conditions specified in Securities Exchange Act Release No. 52497.
                    </P>
                </FTNT>
                <P>• Provisions relating to the Delaware Trust and Dutch Foundation, including: </P>
                <P>• Administration of the Delaware Trust and Dutch Foundation, </P>
                <P>• Material adverse changes in law, </P>
                <P>• Remedies of the Dutch Foundation and Delaware Trust, </P>
                <P>• Unwinding of remedies,</P>
                <P>• Consequences of the exercise of remedies, </P>
                <P>• Automatic suspension and repeal of certain provisions in the NYSE Euronext organizational documents, </P>
                <P>• Transfer of Foundation and Trust property, </P>
                <P>• Submission to jurisdiction, </P>
                <P>• Other duties, </P>
                <P>• Initiatives by the Board of Trustees of the Delaware Trust and the Board of Directors of the Foundation, </P>
                <P>• Duration of the Dutch Foundation, and </P>
                <P>• Term of the Delaware Trust. </P>
                <P>• NYSE Group waiver of its ownership and voting limitations. </P>
                <P>In this regard, an extract with the relevant resolutions is attached to this rule filing as Exhibit 5F. </P>
                <P>The Exchange hereby requests that the Commission allow NYSE Euronext to wholly own and vote all of the outstanding common stock of NYSE Group, either alone or with its related persons, except for any related person of NYSE Euronext which is an ETP Holder of NYSE Arca Equities, OTP Holder or OTP Firm of NYSE Arca, or member or member organization of the NYSE, upon the consummation of the Combination. </P>
                <P>• Regulation following the Combination. </P>
                <P>• Changes to the organizational documents of NYSE Group. </P>
                <P>
                    In addition, Article Fourth of the Certificate of Incorporation of Arca Holdings is being amended to provide for voting or ownership of the shares of stock of Arca Holdings by the Delaware Trust pursuant to the terms and conditions of the Trust Agreement by and among NYSE Euronext, Inc., NYSE Group, Inc. and the trustees and Delaware trustee thereto.
                    <SU>9</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         
                        <E T="03">See</E>
                         proposed Amended and Restated Certificate of Incorporation of Arca Holdings., Article Fourth (C)(1) and (D)(1). 
                    </P>
                </FTNT>
                <P>The proposed rule change, if approved by the Commission, will not be operative until the consummation of the Combination. </P>
                <HD SOURCE="HD3">2. Statutory Basis </HD>
                <P>
                    The Exchange believes that this filing is consistent with Section 6(b)(1) of the Exchange Act,
                    <SU>10</SU>
                    <FTREF/>
                     in general, and furthers the objectives of Section 6(b)(1) in particular, in that it enables the Exchange to be so organized as to have the capacity to be able to carry out the purposes of the Exchange Act and to comply, and to enforce compliance by its exchange members and persons associated with its exchange members, with the provisions of the Exchange Act, the rules and regulations thereunder, and the rules of the Exchange. The Exchange also believes that this filing furthers the objectives of Section 6(b)(5) of the Exchange Act 
                    <SU>11</SU>
                    <FTREF/>
                     because the rules summarized herein would create a governance and regulatory structure that is designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to remove impediments to, and perfect the mechanism of a free and open market and a national market system and, in general, to protect investors and the public interest. 
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         15 U.S.C. 78f(b)(1). 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         15 U.S.C. 78f(b)(5). 
                    </P>
                </FTNT>
                <HD SOURCE="HD2">B. Self-Regulatory Organization's Statement on Burden on Competition </HD>
                <P>The Exchange does not believe that the proposed rule change would impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Exchange Act. </P>
                <HD SOURCE="HD2">C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others </HD>
                <P>The Exchange has neither solicited nor received written comments on the proposed rule change. </P>
                <HD SOURCE="HD1">III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action </HD>
                <P>
                    Within 35 days of the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                     or within such longer period (i) As the Commission may designate up to 90 days of such date if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the self-regulatory 
                    <PRTPAGE P="2581"/>
                    organization consents, the Commission will: 
                </P>
                <P>(A) By order approve such proposed rule change, or </P>
                <P>(B) institute proceedings to determine whether the proposed rule change should be disapproved. </P>
                <HD SOURCE="HD1">IV. Solicitation of Comments </HD>
                <P>Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: </P>
                <HD SOURCE="HD2">Electronic Comments </HD>
                <P>
                    • Use the Commission's Internet comment form (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ); or 
                </P>
                <P>
                    • Send an e-mail to 
                    <E T="03">rule-comments@sec.gov</E>
                    . Please include File Number SR-NYSEArca-2007-05 on the subject line. 
                </P>
                <HD SOURCE="HD2">Paper Comments</HD>
                <P>• Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, Station Place, 100 F Street, NE., Washington, DC 20549-1090. </P>
                <FP>
                    All submissions should refer to File Number SR-NYSEArca-2007-05. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (
                    <E T="03">http://www.sec.gov/rules/sro.shtml</E>
                    ). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for inspection and copying in the Commission's Public Reference Room. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-NYSE-2007-05 and should be submitted on or before February 5, 2007. 
                </FP>
                <SIG>
                    <P>
                        For the Commission, by the Division of Market Regulation, pursuant to delegated authority.
                        <SU>12</SU>
                        <FTREF/>
                    </P>
                    <FTNT>
                        <P>
                            <SU>12</SU>
                             17 CFR 200.30-3(a)(12). 
                        </P>
                    </FTNT>
                    <NAME>Florence E. Harmon, </NAME>
                    <TITLE>Deputy Secretary.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-754 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 8011-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">SELECTIVE SERVICE SYSTEM</AGENCY>
                <SUBJECT>Senior Executive Service: Performance Review Board Members</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Selective Service System.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice.</P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>This notice announces the appointment of members of the Selective Service System (SSS) Performance Review Board (PRB).</P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Verona C. Ballard, Human Resources Division, Selective Service System, 1515 Wilson Blvd., Arlington, VA 22207, 703-605-4040.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>5 CFR 430.310 requires each agency to establish, in accordance with regulations prescribed by the Office of Personnel Management, one or more Senior Executive Service (SES) performance review boards. The board reviews and evaluates the initial appraisal of a senior executive's performance by the supervisor, and considers recommendations to the appointing authority regarding the performance of the senior executive. Because the SSS is a small independent Federal agency, the members of the SSS's PRB are being drawn from other Federal agencies.</P>
                <P>The following executives have been appointed to the SSS Performance Review Board:</P>
                <FP SOURCE="FP-1">Lawrence Roffee, Executive Director, US Access Board;</FP>
                <FP SOURCE="FP-1">Gary Thatcher, Associate Director, International Broadcast Bureau;</FP>
                <FP SOURCE="FP-1">Debra Carr, Associate Deputy Staff Director, US Commission on Civil Rights.</FP>
                <SIG>
                    <DATED>Dated: January 16, 2007.</DATED>
                    <NAME>William A. Chatfield,</NAME>
                    <TITLE>Director.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 07-208 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 8015-01-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF STATE </AGENCY>
                <DEPDOC>[Public Notice 5671] </DEPDOC>
                <SUBJECT>Revised Notice of Meeting of the Advisory Committee on International Law </SUBJECT>
                <P>A meeting of the Advisory Committee on International Law will take place on Friday, January 26, 2007, from 10 a.m. to approximately 4 p.m., in Room 1105 of the United States Department of State, 2201 C Street, NW., Washington, DC. The meeting will be chaired by the Legal Adviser of the Department of State, John B. Bellinger, III, and will be open to the public up to the capacity of the meeting room. Participants at the meeting will discuss a range of issues relating to current international legal topics, including the effectiveness of international trade law and international human rights law; issues related to the Geneva Conventions; the legal framework for detention and trial of international terrorists; issues relating to the practice of the United Nations Security Council, and issues relating to the immunities of foreign states and international organizations and their respective officials. </P>
                <P>Entry to the building is controlled and will be facilitated by advance arrangements. Members of the public who wish to attend the session should, by Wednesday, January 24, 2007, notify the Office of the Assistant Legal Adviser for Claims and Investment Disputes (telephone: 202-776-8351) of their name, date of birth; citizenship (country); ID number, i.e., U.S. government ID (agency), U.S. military ID (branch), passport (country) or driver's license (state); professional affiliation, address and telephone number in order to arrange admittance. This includes admittance for government employees as well as others. All attendees must use the “C” Street entrance. One of the following valid IDs will be required for admittance: any U.S. driver's license with photo, a passport, or a U.S. government agency ID. Because an escort is required at all times, attendees should expect to remain in the meeting for the entire morning or afternoon session. </P>
                <SIG>
                    <DATED>Dated: January 17, 2007. </DATED>
                    <NAME>Karin L. Kizer, </NAME>
                    <TITLE>Attorney Adviser, Office of Claims and Investment Disputes, Office of the Legal Adviser, Executive Director, Advisory Committee on International Law, Department of State.</TITLE>
                </SIG>
            </PREAMB>
            <FRDOC> [FR Doc. E7-828 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4710-08-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <PRTPAGE P="2582"/>
                <AGENCY TYPE="N">DEPARTMENT OF TRANSPORTATION </AGENCY>
                <SUBAGY>Federal Aviation Administration</SUBAGY>
                <SUBJECT>Membership Availability in the National Parks Overflights Advisory Group Aviation Rulemaking Committee To Represent Commercial Air Tour Interests</SUBJECT>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The National Park Service (NPS) and the Federal Aviation Administration (FAA), as required by the National Parks Air Tour Management Act of 2000, established the National Parks Overflights Advisory Group (NPOAG) in March 2001. The NPOAG was formed to provide continuing advice and counsel with respect to commercial air tour operations over and near national parks. This notice informs the public of one vacancy (due to completion of membership on May 19, 2007), on the NPOAG (now the NPOAG Aviation Rulemaking Committee (ARC)) for a member representing commercial air tour operators, and invites interested persons to apply to fill the vacancy.</P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Persons interested in serving on the NPOAG ARC should contact Mr. Barry Brayer in writing and postmarked or e-mailed on or before March 1, 2007.</P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Barry Brayer, Executive Resource Staff, Federal Aviation Administration, Western-Pacific Region Headquarters, 15000 Aviation Blvd., Hawthorne, CA 90250, telephone: (310) 725-3800, e-mail: 
                        <E T="03">Barry.Brayer@faa.gov.</E>
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">Background</HD>
                <P>The National Parks Air Tour Management Act of 2000 (the Act) was enacted on April 5, 2000, as Public Law 106-181. The Act required the establishment of the advisory group within 1 year after its enactment. The advisory group is comprised of a balanced group of representatives of general aviation, commercial air tour operations, environmental concerns, and Native American tribes. The Administrator of the FAA and the Director of NPS (or their designees) serve as ex officio members of the group. Representatives of the Administrator and Director serve alternating 1-year terms as chairman of the advisory group.</P>
                <P>The advisory group provides “advice, information, and recommendations to the Administrator and the Director—</P>
                <P>(1) On the implementation of this title [the Act] and the amendments made by this title; </P>
                <P>(2) On commonly accepted quiet aircraft technology for use in commercial air tour operations over a national park or tribal lands, which will receive preferential treatment in a given air tour management plan;</P>
                <P>(3) On other measures that might be taken to accommodate the interests of visitors to national parks; and</P>
                <P>(4) At the request of the Administrator and the Director, safety, environmental, and other issues related to commercial air tour operations over a national park or tribal lands.”</P>
                <P>Members of the advisory group may be allowed certain travel expenses as authorized by Section 5703 of Title 5, United States Code, for intermittent Government service.</P>
                <P>By FAA Order No. 1110-138, signed by the FAA Administrator on October 10, 2003, the NPOAG became an Aviation Rulemaking Committee (ARC). FAA Order No. 1110-138, was amended and became effective as FAA Order No. 1110-138A, on January 20, 2006.  </P>
                <P>The current NPOAG ARC is made up on one member representing general aviation, three members representing the air tour industry, four members representing environmental concerns, and two members representing Native American interests. Current members of the NPOAG ARC are: Heidi Williams, Aircraft Owners and Pilots Association; Alan Stephen, fixed-winged air tour operator representative; Elling Halvorson, Papillon Airways, Inc.; Matthew Zuccaro, Helicopters Association International; Chip Dennerlein, Siskiyou Project; Greg Miller, American Hiking Society; Mark Peterson, National Audubon Society; Don Barger, National Parks Conservation Association; Rory Majenty, Hualapai Nation; and Richard Deertrack, Taos Pueblo.  </P>
                <HD SOURCE="HD1">Public Participation in the NPOAG ARC  </HD>
                <P>
                    In order to retain balance within the NPOAG ARC, the FAA and NPS invite persons interested in serving on the ARC to represent the commercial air tour industry, to contact Mr. Barry Brayer (contact information is written above in 
                    <E T="02">FOR FURTHER INFORMATION CONTACT</E>
                    ) Requests to serve on the ARC must be made to Mr. Brayer in writing and postmarked or e-mailed on or before March 1, 2007. The request should indicate whether or not you are a member of an association representing commercial air tours or have another affiliation with issues relating to aircraft flights over national parks. The request should also state what expertise you would bring to the NPOAG ARC as related to environmental interests. The term of service NPOAG ARC members is 3 years.  
                </P>
                <SIG>
                      
                    <DATED>Issued in Hawthorne, CA on January 11, 2007.  </DATED>
                    <NAME>Barry Brayer,   </NAME>
                    <TITLE>Manager, Executive Resource Staff, Western-Pacific Region.  </TITLE>
                </SIG>
                  
            </SUPLINF>
            <FRDOC>[FR Doc. 07-186 Filed 1-18-07; 8:45 am]  </FRDOC>
            <BILCOD>BILLING CODE 4910-13-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION</AGENCY>
                <SUBAGY>Federal Highway Administration</SUBAGY>
                <SUBJECT>Environmental Impact Statement: Mecklenburg and Union Counties, NC</SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Highway Administration (FHWA), DOT.</P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of Intent. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The FHWA is issuing this notice to advise the public that an Environmental Impact Statement (EIS) will be prepared for a proposed project in Mecklenburg and Union Counties, North Carolina.</P>
                </SUM>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>Mr. George Hoops, Major Projects Engineer, Federal Highway Administration, 310 New Bern Avenue, Suite 410, Raleigh, North Carolina 27601-1418, Telephone: (919) 856-4350 extension 104.</P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>Pursuant to Title 23, Code of Federal Regulations, Part 771, Environmental Impact and Related Procedures, the FHWA, in cooperation with the North Carolina Turnpike Authority (NCTA) and the North Carolina Department of Transportation (NCDOT), will prepare an environmental impact statement (EIS) addressing proposed improvements in the US 74 corridor from I-485 in Mecklenburg County to the vicinity of the Town of Marshville, which is east of the City of Monroe (the County seat) in Union County. The proposed project study extends from I-485 in the west to the vicinity of the Town of Marshville in the east and extends north and south of US 74. The proposed action is included in the long range transportation plan approved by the Mecklenburg-Union Metropolitan Planning Organization (MUMPO).</P>
                <P>
                    This study is a combination of two projects previously analyzed by NCDOT, the Monroe Bypass (NCDOT Transportation Improvement Program [TIP] Project R-2559) and the Monroe Connector (NCDOT TIP Project R-3329). The Monroe Bypass study  addressed in the US 74 corridor from just west of the City of Monroe to  just west of the Town of Marshville. An Environmental Assessment for this project was approved in March 1996, and a Finding 
                    <PRTPAGE P="2583"/>
                    of No Significant Impact was issued in June 1997. The Monroe Connector study previously addressed improvements in the US 74 corridor from I-485 to US 601 in the City of Monroe, where it ended at the proposed Monroe Bypass. A Draft EIS for this project was approved in November 2003; however, a public hearing was never held. In February 2005, the NCTA adopted the Monroe Connector as a toll candidate facility, and in January 2006, the Notice of Intent for the Monroe Connector EIS was rescinded (
                    <E T="04">Federal Register</E>
                     Vol. 71, No. 19, page 4958). Subsequently, NCTA adopted the Monroe Bypass project as a toll candidate facility in October 2006. The Monroe Connector and Monroe Bypass projects have been combined into a single project and will be evaluated in a single EIS.
                </P>
                <P>The EIS for the proposed action will consider alternatives for improvements in the US 74 corridor from I-485 to US 74 in the vicinity of the Town of Marshville. Alternatives, including a “No-Build” Alternative (continuation of the existing condition), improving the existing US 74 corridor, and constructing a new location facility, will be considered. Several alternative corridors for a new location facility will be studied. As part of the EIS, NCTA will study the feasibility and impacts of developing the proposed project, in whole or in part, as a toll road.</P>
                <P>Letters describing the proposed action and soliciting comments will be sent to appropriate Federal, State and local agencies. Scoping will occur over a series of meetings with the agencies and citizens informational workshops with the public. Information on the dates, times, and locations of the citizens informational workshops will be advertised in the local news media and newsletters will be mailed to those on the project mailing list. If you wish to be placed on the mailing list, contact Jennifer Harris at the address listed below. The Draft EIS will be available for public and agency review and comment prior to the public hearing.</P>
                <P>To ensure the full range of issues related to the proposed action are addressed and all significant issues identified, comments and suggestions are invited from all interested parties. Comments and questions concerning the proposed action should be directed to the FHWA at the address provided above or directed to: Ms. Jennifer Harris, Staff Engineer, North Carolina Turnpike Authority, 5400 Glenwood Avenue, Suite 400, Raleigh, North Carolina, 27612. Telephone: (919) 571-3004.</P>
                <SIG>
                    <FP>(Catalog of Federal Domestic Assistance Program Number 20.205, Highway Research, Planning and Construction. The regulations implementing Executive Order 12372 regarding  intergovernmental consultation of Federal programs and activities apply to this program.)</FP>
                    <NAME>George Hoops,</NAME>
                    <TITLE>Major Projects Engineer, Federal Highway Administration, Raleigh, North Carolina.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 07-196 Filed 1-18-07; 8:45 am]</FRDOC>
            <BILCOD>BILLING CODE 4910-22-M</BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION </AGENCY>
                <SUBAGY>Federal Transit Administration </SUBAGY>
                <DEPDOC>[Docket No: FTA-2006-23697] </DEPDOC>
                <SUBJECT>Public-Private Partnership Pilot Program </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Federal Transit Administration (FTA), DOT. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of establishment of Public-Private Partnership Pilot Program; solicitation of applications. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>
                        Section 3011(c) of the Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users (“SAFETEA-LU”) authorizes the U.S. Secretary of Transportation to establish and implement a pilot program to demonstrate the advantages and disadvantages of public-private partnerships for certain new fixed guideway capital projects (the “Pilot Program”). This notice establishes and sets forth the definitive terms of the Pilot Program. By separate notice to be published in the 
                        <E T="04">Federal Register</E>
                         not later than March 31, 2007, FTA will summarize and respond to comments solicited by FTA by notice published in the 
                        <E T="04">Federal Register</E>
                         on March 22, 2006, at 71 FR 14568. This notice is not a “binding obligation” as defined at 49 U.S.C. 5334(l)(2). This notice is organized into three sections: (1) “Background;” (2) “Overview of Pilot Program;” and (3) “Definitive Terms.” 
                    </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>To be considered in FTA's first quarterly review of applications to the Pilot Program, applications must be received by FTA on or before March 31, 2007. Applications received by FTA between March 31, 2007, and July 1, 2007, will be reviewed in FTA's second quarterly review of applications to the Pilot Program. See “Applications” at section 3(f) of this notice. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>Applications should be submitted by U.S. Post or express mail to the Federal Transit Administration, c/o the Chief Counsel, Office of Chief Counsel, Room 9328, 400 Seventh Street, SW., Washington, DC 20590. Please note that due to security procedures in effect since October 2001 regarding mail deliveries, mail received through the U.S. Postal Service may be subject to delays. Parties making applications to the Pilot Program should consider using an express mail service to ensure the prompt filing of any applications not filed by express mail. </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Questions concerning the Pilot Program should be addressed to David B. Horner, Esq., Chief Counsel, Federal Transit Administration, by e-mail at
                        <E T="03"> David.Horner@dot.gov</E>
                         or by telephone at (202) 689-4464. To read materials on the DOT docket responsive to FTA's notice published in the 
                        <E T="04">Federal Register</E>
                         on March 22, 2006, at 71 FR 14568, please go to 
                        <E T="03">http://dms.dot.gov</E>
                         at any time or to the Docket Management System. 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">1. Background </HD>
                <P>
                    (a) 
                    <E T="03">Objective.</E>
                     The Public-Private Partnership Pilot Program (the “Pilot Program”) is intended to demonstrate the advantages and disadvantages of public-private partnerships (“PPPs”) for certain new fixed guideway capital projects funded by the Federal Transit Administration (“FTA”). In particular, the Pilot Program is intended to study whether, in comparison to conventional procurements, PPPs better reduce and allocate risks associated with new construction, accelerate project delivery, improve the reliability of projections of project costs and benefits, and enhance project performance. The Pilot Program will accordingly study projects that, among other things, utilize methods of procurement that integrate risk-sharing and streamline project development, engineering, construction,
                    <SU>1</SU>
                    <FTREF/>
                     operation, and maintenance.
                    <SU>2</SU>
                    <FTREF/>
                     The amount and terms of private investment to be made in such projects will be a significant consideration in selecting projects to participate in the Pilot Program. 
                </P>
                <FTNT>
                    <P>
                        <SU>1</SU>
                         Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users H.R. REP. NO. 109-203, at 936-37 (2005), reprinted in 2005 U.S.C.C.A.N. 452. 
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>2</SU>
                         Section 5309(c)(4)(A), which permits the Secretary to approve an application to the Pilot Program if “State and local laws permit public-private agreements for all phases of project development, construction and operation of the project” (emphasis added) indicates that the Pilot Program is intended to demonstrate the advantages and disadvantages of PPPs for all aspects certain new fixed guideway capital projects, including their operation and maintenance.
                    </P>
                </FTNT>
                <P>
                    (b) 
                    <E T="03">PPPs in General</E>
                    . As the growth in traditional transportation revenue sources, such as gasoline taxes, continues to decline and transportation operation, maintenance, replacement, and expansion needs and costs increase, transportation agencies are experiencing significant pressure to find ways to 
                    <PRTPAGE P="2584"/>
                    manage their costs and find new sources of revenue. One of the most successful methods to control costs and generate revenues employed by other infrastructure sectors is the use of PPPs. This success has led transportation agencies, including several transit agencies, to pursue opportunities for applying PPPs to deliver major capital projects. 
                </P>
                <P>
                    PPPs are essentially a form of procurement. Unlike conventional methods of contracting for new construction (
                    <E T="03">e.g.</E>
                    , “design-bid-build”), in which discrete functions are divided and procured through separate solicitations, PPPs contemplate a single private entity, typically a consortium of private companies (a “private partner”), being responsible and financially liable for performing all or a significant number of functions in connection with a project. In transferring responsibility and risk for multiple project elements to the private partner, the project sponsor relaxes its control of the procurement, and the private partner receives the opportunity to earn a financial return commensurate with the risks it has assumed. 
                </P>
                <P>Structured in multiple forms, PPPs vary generally according to the scope of responsibility and degree of risk assumed by the private partner with respect to the project. In each case, the private partner assumes financial risk in some form—for example, through an equity investment, liability for indebtedness, a fixed priced contract, a long-term warranty or a combination thereof. </P>
                <P>In recent years transit agencies have increasingly turned to PPP project delivery approaches in order to procure new or expanded transit services. Agencies have used PPP delivery approaches in an attempt to obtain time savings, cost savings, and more innovative, higher quality projects with reduced risks. The principal forms of project delivery PPPs (and their respective benefits) include the following: </P>
                <P>
                    <E T="03">Design-Build</E>
                    . Unlike design-bid-build procurements, in which the design and construction of projects is procured under at least two separate contracts with little or no overlap in the respective project work phases,
                    <SU>3</SU>
                    <FTREF/>
                     the design-build (“DB”) delivery approach combines the design and construction phases into one, fixed-fee contract. Under a DB contract, the design-builder, not the project sponsor, assumes the risk that the drawings and specifications are free from error. While the design and construction phases are performed under one contract, it is important to note that the design-builder may be one company or a team of companies working together. The DB selection process may be based on a negotiation with one or more contractors or a competitive process based on some combination of price, duration, and qualifications. Increasingly, DB contracts are being awarded on the basis of best value, considering each of these factors. Since the late 1990s, five transit New Starts projects have been procured using a DB approach, including: the Denver RTD Southeast Corridor LRT; the South Florida Commuter Rail Upgrades; the Minneapolis Hiawatha LRT Line; the BART Extension to the San Francisco International Airport; and the WMATA Largo Metrorail Extension. In addition there is one non-New Start transit project built in part with Federal funds that has been delivered using a DB approach: The Portland MAX Airport Extension.
                </P>
                <FTNT>
                    <P>
                        <SU>3</SU>
                         Design-bid-build (“DBB”) is the traditional form of project delivery where the design and construction of the facility are awarded separately to private sector engineering and contracting firms. As a result, the DBB process is divided into a two-step delivery process involving separate phases for design and construction. In the design phase, the project sponsor either performs the work in-house or contracts with multiple engineering and design firms to prepare the preliminary engineering plans and environmental clearance, which results in a project plan, and the final drawings and specifications for the project. Once the design phase is complete, the project sponsor separately contracts with private construction firms through a competitive bidding process. Under a DBB contract, the project sponsor, not the construction contractors, is solely responsible for the financing, operation, and maintenance of the facility and assumes the risk that the drawings and specifications are complete and free from error.
                    </P>
                </FTNT>
                <P>In comparison to traditional design-bid-build delivery, the primary benefits that have been associated with DB delivery approaches (and other PPP delivery approaches that incorporate DB delivery) include: </P>
                <P>
                    • 
                    <E T="03">Time savings</E>
                    . The potential for time savings results from early contractor involvement in the design phase, which increases the constructability of the design plans; the ability to work concurrently on the design and construction phases for portions of the project; and the elimination of the bidding process between the design and construction phases that is required of traditional DBB project delivery. 
                </P>
                <P>
                    • 
                    <E T="03">Cost savings</E>
                    . The potential for cost savings results from continued communication between design, engineering, and construction team members throughout the delivery; reduced inspection requirements by the project sponsor because these activities are the responsibility of the design-builder; reduced change orders due to early involvement of the construction contractors in the design phase; and shortened project timeline. 
                </P>
                <P>
                    • 
                    <E T="03">Shared risks</E>
                    . Since the potential project risks are shared among the public and private sectors, the risks may be assigned to the party best able to handle them. For example, the private sector may be better equipped to handle the risks associated with design quality, construction costs, and delivery schedule adherence since they are responsible for both the design and construction of the facility; while the public sector may be better able to manage the public risks of environmental clearance, permitting, and right-of-way acquisition. 
                </P>
                <P>
                    • 
                    <E T="03">Improved quality</E>
                    . The potential for improved quality results from the involvement of the design team through project development and opportunities to incorporate project innovations and new technology that may arise based on project needs and contractor capabilities. 
                </P>
                <P>It is important to note, however, that design-build project delivery increasingly includes a variety of structures and combinations that results in private participation not only in the design and construction phases but also in operations, maintenance, and project financing. These advancements based on the DB delivery approach (and that incorporate the benefits of the DB approach) include the following: </P>
                <P>
                    <E T="03">Design-Build with a Warranty</E>
                    . Under the design-build with a warranty approach, the design-builder guarantees to meet material, workmanship, and/or performance measures for a specified period after the project has been delivered. The warranties may last five to twenty years. The potential benefits of the DB with a warranty approach include the assigning of additional risk to the design-builder and reducing the project sponsor's need for inspections and testing during project delivery. 
                </P>
                <P>
                    <E T="03">Construction Manager at Risk</E>
                    . Construction manager at risk (“CMR”) utilizes a separate contract for a construction manager (“CM”). The CM begins work on the project during the design phase to provide constructability, pricing, and sequencing analysis of the design. The project sponsor generally holds a separate contract with the design team through these initial phases of the CM contract. The CM becomes the design-build contractor when a guaranteed maximum price is agreed upon by the project sponsor and CM. The benefits associated with CMR delivery may include the continued advancement of the project during price negotiations and the potential for more optimal teaming because the CM can negotiate 
                    <PRTPAGE P="2585"/>
                    with all firms, rather than having to select from a limited number under DB delivery. 
                </P>
                <P>
                    <E T="03">Design-Build-Operate-Maintain</E>
                    . Under a design-build-operate-maintain (“DBOM”) delivery approach, the selected contractor is responsible for the design, construction, operation, and maintenance of the facility for a specified time. The contractor must meet all agreed upon performance standards relating to physical condition, capacity, congestion, and/or ride quality. The potential benefits of the DBOM approach are the increased incentives for the delivery of a higher quality plan and project because the design-builder is responsible for the performance of the facility for a specified period of time after construction. Since the late 1990s, three transit projects have been procured as DBOMs: the New Jersey Transit Hudson-Bergen LRT MOS-1 and MOS-2 and the JFK Airtrain. 
                </P>
                <P>
                    <E T="03">Design-Build-Finance-Operate</E>
                    . The design-build-finance-operate (“DBFO”) delivery approach is a variation of the DBOM approach. The major difference is that in addition to the design, construction, and operation of the project, the contractor is also responsible for all or a major part of the project's financing. The potential benefits for the DBFO approach are the same as those under the DBOM approach and also include the transfer of the financial risks to the design-builder during the contract period. While the project sponsor retains ownership of the facility, the DBFO approach attracts private financing for the project that can be repaid with revenues generated during the facility's operation. As of the publication of this notice, BART is expected to solicit proposals to design, build, operate, and finance the Oakland Airport Connector. 
                </P>
                <P>
                    <E T="03">Build-Operate-Transfer</E>
                    . Build-operate-transfer (“BOT”) is similar to the DBFO approach whereby the contract team is responsible for the design, construction, and operation of the facility for a specified time, after which the ownership and operation of the project are returned to the project sponsor. Under a BOT approach, the project sponsor retains ownership of the facility as well as the operating revenue risk and any surplus operating revenues. The potential benefits of using a BOT approach are similar to the benefits associated with using a DBOM contract: increased incentives for the delivery of a higher quality plan and project because the contractor is responsible for the operation of the facility for a specified time period after construction. 
                </P>
                <P>
                    <E T="03">Build-Own-Operate</E>
                    . Under a build-own-operate (“BOO”) delivery approach, the design, construction, operation, and maintenance of a facility is the responsibility of the contractor. The major difference between BOO and DBOM, DBFO, or BOT approaches is that ownership of the facility remains with the private contractor. As a result, the potential benefits associated with a BOO approach are that the contractor is assigned all operating revenue risk and any surplus revenues for the life of the facility. 
                </P>
                <P>
                    <E T="03">Full Delivery or Program Management</E>
                    . With a full delivery or program management (“Full Delivery”) approach, the construction contractor provides a wide variety of services beyond construction to the project sponsor. These services generally begin during the design phase and may continue through the operation and maintenance of the facility. The potential benefit of the Full Delivery approach is that it allows the project sponsor to leverage its resources throughout the design, construction, and operation of the facility. 
                </P>
                <HD SOURCE="HD1">2. Overview of Pilot Program </HD>
                <P>
                    (a) 
                    <E T="03">Overview of Statutory Framework</E>
                    . Section 3011(c) of the Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users (“SAFETEA-LU”) authorizes the U.S. Secretary of Transportation (the “Secretary”) to establish and implement the Pilot Program to demonstrate the advantages and disadvantages of PPPs for certain new “fixed guideway capital projects” (each, a “project”). Section 3011(c) sets forth generally the terms and conditions of the Pilot Program. 
                </P>
                <P>• Section 3011(c)(2) authorizes the Secretary to select up to three projects to participate in the Pilot Program. </P>
                <P>• Section 3011(c)(3) provides that no project is eligible to participate in the Pilot Program unless the project sponsor of a project submits an application that contains, at a minimum: (i) An identification of a project that has not entered into a full funding grant agreement or project construction grant agreement with FTA; (ii) a schedule and finance plan for the construction and operation of the project; and (iii) an analysis of the costs, benefits, and efficiencies of the proposed public-private agreement. </P>
                <P>• Section 3011(c)(4) provides that the Secretary may approve the application of a project to participate in the Pilot Program if the Secretary determines that: (i) Applicable State and local laws permit public-private agreements for all phases of development, construction, and operation of the project; (ii) the recipient is unable to advance the project due to fiscal constraints; and (iii) the plan implementing the public-private partnership is justified. </P>
                <P>• Section 3011(c)(5) requires that applications to the Pilot Program be made between the beginning of fiscal year 2006 and the end of fiscal year 2009. </P>
                <P>
                    Beyond the terms set forth above, section 3011(c) states no operative criteria for implementation of the Pilot Program and is notably silent on what benefits, if any, participation in the Pilot Program would confer on a project.
                    <SU>4</SU>
                    <FTREF/>
                     However, section 3011(c) affords the Secretary broad discretion to devise criteria or approve arrangements between a public entity and its private partner setting forth incentives and obligations within the framework of section 3011(c) that would demonstrate the advantages or disadvantages of PPPs as applied to projects. In the event that a Pilot Project is a candidate for New Starts funding, the Secretary additionally has the authority under 49 U.S.C. 5309 (d)(3)(K) to supplement rating criteria identified specifically by statute with “other factors” that the Secretary determines appropriate to carry out the New Starts program.
                    <SU>5</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>4</SU>
                         The statute omits other important information and provisions. For example, the statute is silent on whether the Pilot Program, if established, would apply solely to candidates for New Starts funding. FTA routinely funds new fixed guideway capital projects through both its New Starts program and certain formula programs. The statute itself states that the Secretary may establish the Pilot Program to demonstrate the advantages of PPPs for “certain new fixed guideway capital projects” but does not expressly limit such projects to New Starts projects. The first and last sentences of the pertinent section of the Conference Report, which is not legally binding, make reference to New Starts projects but omit words of limitation: “The Conference is seeking to identify cost drivers for critical, complex, and capital intensive transit New Starts projects * * * The Committee expects the Secretary to initiate the pilot program as soon as practical after enactment [of SAFETEA-LU], in order that the benefits of PPPs may be understood and potentially applied to other transit New Starts projects.” See H.R. Rep. No. 109-203, at 937 (2005), reprinted in 2005 U.S.C.C.A.N. 452 (emphasis added). The statute provides no definition of the term “public-private partnership.” No monies have been authorized expressly for the Pilot Program.
                    </P>
                </FTNT>
                <FTNT>
                    <P>
                        <SU>5</SU>
                         49 U.S.C. 5309(d)(3) provides: “In making the determination * * * for a major capital investment grant, the Secretary shall analyze, evaluate, and consider * * * (K) other factors that the Secretary determines to be appropriate to carry out this subsection.”
                    </P>
                </FTNT>
                <P>
                    (b) 
                    <E T="03">How the Pilot Program Will Work.</E>
                     FTA will designate as Pilot Projects those projects that exhibit high “demonstration value.” In determining the extent to which a project exhibits demonstration value, FTA will consider, among other things: (i) The number of project elements for which the private partner is responsible, (ii) the quality of 
                    <PRTPAGE P="2586"/>
                    risk allocation with respect to the cost and ridership of the project, as set forth in the public-private agreement, (iii) the extent to which equity capital and development proceeds are contributed to the project and the terms on which such capital is contributed, (iv) whether the project is part of a congestion mitigation plan that incorporates system-wide congestion pricing, and (v) the expected effects of the foregoing arrangements on (A) The speed of delivery of the project, (B) the quality of delivery and performance of the project, and (C) the reliability of the projections of costs and benefits associated with the project. 
                </P>
                <P>Pilot Projects that are candidates for funding under FTA's New Starts program will be evaluated and rated in accordance with the rating scheme of the New Starts program, as adjusted to account for their “demonstration value.” Accordingly, Pilot Projects that receive an overall rating of Medium or higher and a cost-effectiveness rating of Medium or higher, as adjusted for their demonstration value, will be included in the President's Budget to Congress for New Starts funding. </P>
                <P>Pilot Projects that propose to use non-New Starts Federal funds may receive certain benefits, such as regulatory relief, as negotiated with FTA on a case-by-case basis, after taking into account the demonstration value of the project. FTA expects to utilize an opening in the Pilot Program for a project receiving non-New Starts Federal funds only if the project presents exceptionally high demonstration value. </P>
                <P>
                    FTA budget recommendations and other final approvals with respect to a Pilot Project—together with any procedural or rating benefits received by the project under the Pilot Program prior to a funding recommendation—would be conditioned on the project sponsor and the private partner having entered into a public-private agreement that, in the opinion of FTA, safeguards the “Federal interest.” 
                    <SU>6</SU>
                    <FTREF/>
                     If the parties failed to enter into such an agreement, FTA would rescind the procedural and substantive benefits received by the Pilot Project and remove the Pilot Project from the Pilot Program. 
                </P>
                <FTNT>
                    <P>
                        <SU>6</SU>
                         The term “Federal interest” typically denotes a range of interests of the Federal government in a project, including, for example, the interest of the Federal government in the project's compliance with applicable Federal law. For purposes of the Pilot Program, the term “Federal interest” means, with respect to a Pilot Project, the interest of the Federal government in having the project completed in accordance with the budget, schedule, and public-private agreement on the basis of which (i) in the case of a Pilot Project that is a candidate for New Starts funding, FTA recommends the project in the Annual Report to the U.S. Congress for a Full Funding Grant Agreement and (ii) in the case of any other Pilot Project, FTA permits non-New Starts Federal funding in support of the project. See section 3(b) of this notice.
                    </P>
                </FTNT>
                <P>It follows that the Pilot Program will not focus on innovative finance as such but on innovative procurements of major capital projects in which private capital is invested. The PPPs to be studied in the Pilot Program may be distinguished from other collaborative arrangements between public and private sectors that are not procurements but instead are mechanisms to provide private capital to transit projects. Many transit agencies, for example, are partnering with the private sector in order to promote real estate development in and around transit facilities, which is often referred to as “joint development.” These partnerships provide access to additional capital and operating revenues for transit agencies through the receipt of lease payments, access fees, and increased fare revenues, as well as direct private sector funding of capital facilities that promote access between transit and private development. The capital-raising function, however, is but one element of a PPP. </P>
                <P>
                    (c) 
                    <E T="03">Rationale for Pilot Program Terms.</E>
                     FTA is interested in understanding the extent to which the private sector's requirement for a financial return and agreement to assume risk for costs and benefits in major transit system procurements may permit FTA to relax certain requirements or accelerate approvals applicable to major capital projects funded by FTA. In particular, FTA wishes to study the proposition that when risks associated with new construction are appropriately allocated between a project sponsor and its private partner, FTA may rely on the commercial due diligence, financial incentives, and potential liabilities of the private partner to control for such risks, rather than evaluate those risks solely or primarily by means of FTA's own due diligence. 
                </P>
                <P>Currently, FTA's New Starts program and certain Federal transit regulations attempt to safeguard the Federal interest in major transit system procurements by means of extensive due diligence. These are designed, among other things, to allow FTA to validate the projections of project costs, benefits, and financing that, in turn, form the basis of FTA's statutorily-required findings of project justification and local commitment. FTA believes, however, that determinations of project justification and financial commitment may not require the independent verification by FTA of estimated project costs, benefits, and financing in all cases. FTA wishes to study whether, in some instances, such determinations might be reliably based on commercial arrangements negotiated between the project sponsor and private partner that are typical of PPPs. Such arrangements might include “design-build” or “design, build, operate, and maintain” agreements, fixed priced contracts, equity investments by private contractors and other risk-shifting or risk-reducing devices customary in private sector project development transactions. The Pilot Program accordingly offers projects sponsors incentives—in the form of improved ratings, accelerated process and other benefits—to enter into PPPs for project delivery. The benefit to the public generally of relying on third-party commercial validation of project costs, benefits, and local commitment is that, in doing so, FTA may accelerate the review process for New Starts, thereby realizing savings for project sponsors and Federal taxpayers. </P>
                <P>Similarly, in the case of projects that intend to use non-New Starts Federal funds, FTA may relax certain regulations that impose additional costs on project sponsors to the extent such regulations are redundant with private sector safeguards, incentives, and obligations that have the effect of protecting the Federal interest. </P>
                <P>Accordingly, under the Pilot Program, FTA's decision to recommend funding or to grant certain regulatory relief will not turn primarily on FTA's review of project costs and benefits; it will turn instead on whether the commercial terms between project sponsor and private partner allocate risks and create the incentives and liabilities in a way that safeguards the Federal interest. For this reason, FTA budget recommendations and other final approvals with respect to a Pilot Project—together with any other benefits received by the project under the Pilot Program prior to a funding recommendation or other approval—will be conditioned on the project sponsor and its private partner having entered into a public-private agreement satisfactory to FTA. If the parties fail to enter into a satisfactory agreement, FTA will rescind the benefits received by the Pilot Project and remove the Pilot Project from the Pilot Program. </P>
                <P>
                    (d) 
                    <E T="03">Environmental Matters.</E>
                     On several occasions in years past, FTA has allowed project sponsors to negotiate and award design-build contracts in instances in which the contract did not commit the project sponsor or FTA to final design or construction prior to the completion of compliance with NEPA, and the entities performing the NEPA studies had no financial interest in the outcome of the project under study. For 
                    <PRTPAGE P="2587"/>
                    purposes of the Pilot Program, FTA will observe environmental procedures substantially the same as FTA's existing approach on environmental matters, as set forth in section 3(l) of this notice. 
                </P>
                <HD SOURCE="HD1">3. Definitive Terms </HD>
                <P>
                    (a) 
                    <E T="03">Public-Private Partnership Pilot Program Established.</E>
                     The Federal Transit Administration (“FTA”), acting for the Secretary of the U.S. Department of Transportation (the “Secretary”) pursuant to section 3011(c)(1) of the Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users (“SAFETEA-LU”),
                    <SU>7</SU>
                    <FTREF/>
                     establishes a pilot program to demonstrate the advantages and disadvantages of public-private partnerships for certain new fixed guideway capital projects (the “Pilot Program”). The Pilot Program will be administered by FTA in accordance with the terms and conditions set forth in this section 3. 
                </P>
                <FTNT>
                    <P>
                        <SU>7</SU>
                         Unless stated otherwise, all section references in this section 3 are references to sections of SAFETEA-LU. 
                    </P>
                </FTNT>
                <P>
                    (b) 
                    <E T="03">Certain Definitions.</E>
                     As used in this section 3, 
                </P>
                <P>“Administrator” means the Administrator of FTA. </P>
                <P>“Alternatives analysis” has the meaning provided in 49 CFR 611.7(a). </P>
                <P>“business improvement district” means an association (i) Organized voluntarily by its members for the purpose of financing a project by means of self-assessments, (ii) managed by its members or by a non-governmental entity under the direction of a board elected by its members, and (iii) whose members are located within a defined geographic area. </P>
                <P>“Demonstration value” has the meaning provided in section 3(h) of this notice. </P>
                <P>“Department” means the U.S. Department of Transportation. </P>
                <P>“development proceeds” means cash contributed by a governmental entity to the project company raised through the sale or lease to a non-governmental for-profit entity of rights to develop, control, occupy, enter, or otherwise use for commercial purposes any real property (or the space above the physical surface of real property) adjacent or proximate to any part of a Pilot Project. </P>
                <P>“Equity capital” means the amount equal to the sum of: (i) Cash paid into the project company by a non-governmental entity in exchange for shares of capital stock, membership interest, partnership interest or another interest therein that entitles the holder thereof to (A) Vote on the selection of directors, managers, or general partners of the project company, as the case may be, and (B) receive distributions of profits of the project company with respect to such interest (an “equity interest”); (ii) the amount represented by a letter of credit made in favor of senior lenders of the project company by the holder of an equity interest in lieu of cash payments for an equity interest; (iii) cash loaned to the project company by the holder of an equity interest in exchange for the unsecured subordinated obligation of the project company to repay indebtedness; and (iv) cash contributed to the project company by a business improvement district (as defined above). For avoidance of doubt, “equity capital” shall not include proceeds raised by tax increment financing. </P>
                <P>
                    “Federal transit law” means 49 U.S.C. 5301 
                    <E T="03">et seq.</E>
                </P>
                <P>“Federal interest” means, with respect to a Pilot Project, the interest of the Federal government in having the project completed in accordance with the budget, schedule, and public-private agreement on the basis of which (i) in the case of a Pilot Project that is a candidate for New Starts funding, FTA recommends the project in the Annual Report to the U.S. Congress for a full funding grant agreement or project construction grant agreement and (ii) in the case of any other Pilot Project, FTA consents to non-New Starts Federal funding in support of the project. </P>
                <P>“Final design” for purposes of section 3(l) of this notice, means any design activities following preliminary design and includes the preparation of final construction plans and detailed specifications for the performance of construction work, and for all other purposes, shall have the meaning provided in 49 CFR 611.7(b). </P>
                <P>“Fixed guideway capital project” means a “capital project,” as defined at 49 U.S.C. 5302(a)(1), that is a “fixed guideway,” as defined at 49 U.S.C. 5302(a)(4). </P>
                <P>
                    “NEPA” means the National Environmental Policy Act of 1969, as amended, at 42 U.S.C. 4321 
                    <E T="03">et seq.</E>
                </P>
                <P>“New Starts program” means the capital investment programs authorized at 49 U.S.C. 5309(d) and (e). </P>
                <P>“Non-New Starts Federal funding” means any grants provided pursuant to 5309(b)(2) or (3) (and, for avoidance of doubt, shall exclude grants provided pursuant to 49 U.S.C. 5309(d) or (e)). </P>
                <P>“Pilot Program” has the meaning provided in section 3(a) of this notice. </P>
                <P>“Pilot Project” means a project designated by FTA as Pilot Project pursuant to the definitive terms of the Pilot Program. </P>
                <P>“Preliminary design” means, for purposes of section 3(l) of this notice only, all design and engineering activities undertaken for the purposes of: (a) Defining the project alternatives and completing the NEPA review process; (b) complying with other related environmental laws and regulations; (c) supporting agency coordination, public involvement, permit applications and development of mitigation plans; or (d) advancing the design development of the preferred alternative when authorized by the lead Federal agency in accordance with 23 U.S.C. 139(f)(4)(D) or as necessitated by 49 U.S.C. 5309. Preliminary design expressly includes, but is not limited to, preliminary engineering and other pre-construction activities such as environmental assessments, topographic surveys, metes and bounds surveys, geotechnical investigations, hydrologic analysis, hydraulic analysis, utility engineering, traffic studies, financial plans, revenue estimates, hazardous materials assessments, and other work that does not materially affect the consideration of alternatives in the NEPA review process. Preliminary design specifically excludes any activity that would constitute an irreversible or irretrievable commitment of resources that has the effect of foreclosing the formulation or implementation of any reasonable and prudent alternatives. </P>
                <P>“Preliminary engineering” has the meaning provided in 49 CFR 611.7(b). </P>
                <P>“Private partner” means any corporation, general partnership, limited liability company, limited partnership, joint venture, business trust, or other business entity that has entered into a public-private agreement with respect to a Pilot Project. </P>
                <P>“Program income” has the meaning provided in 49 CFR 18.25. </P>
                <P>“Project” means a new, or extension to an existing, fixed guideway capital project. </P>
                <P>“Project company” means the company that will own or lease a Pilot Project pursuant to a public-private agreement. </P>
                <P>“Public-private agreement” means a definitive agreement with respect to the development, design, construction, financing, maintenance, or operation of a Pilot Project made by and between the project sponsor of such project and its private partner. </P>
                <P>“Project sponsor” means, with respect to any project, the public entity that procures the project. </P>
                <P>“RFP” means request for proposal. </P>
                <P>“RFQ” means request for qualifications. </P>
                <P>
                    “Urban Partnership Program” means the program established by the 
                    <PRTPAGE P="2588"/>
                    Department to demonstrate strategies with a combined track record of effectiveness in reducing traffic congestion, as further described in the Department's notice published in the 
                    <E T="04">Federal Register</E>
                     on December 8, 2006 (see Applications for Urban Partnership Agreements as Part of Congestion Initiative, 71 FR 71231-36, Dec. 8, 2006). 
                </P>
                <P>
                    (c) 
                    <E T="03">No Obligation to Establish Pilot Program or to Designate Pilot Projects.</E>
                     FTA is under no legal obligation to establish the Pilot Program or to designate Pilot Projects under the Pilot Program once established. The Pilot Program and its terms and conditions (other than the terms and conditions set forth in sections 3011(c)(2), (3), (4) and (5)), are established by FTA in its discretion pursuant to section 3011(c).
                    <SU>8</SU>
                    <FTREF/>
                     At any time, FTA may (i) Terminate the Pilot Program or (ii) amend or wave any of its terms or conditions. 
                </P>
                <FTNT>
                    <P>
                        <SU>8</SU>
                         Neither section 3011(c) nor related sections of the conference report directs the Secretary to establish the Pilot Program. (See § 3011(c) of SAFETEA-LU: “The Secretary 
                        <E T="03">may</E>
                         establish and implement a pilot program to demonstrate the advantages and disadvantages of public-private partnerships for certain new fixed guideway capital projects.” (emphasis added); H.R. Rep. No. 109-203, at 937 (2005), reprinted in 2005 U.S.C.C.A.N. 452: “The Committee expects the Secretary to initiate the pilot program as soon as practicable after enactment [of SAFETEA-LU], in order that the benefits of PPPs may be understood and potentially applied to other transit New Starts projects.” Section 3011(c)(4) clearly implies that the Secretary has broad discretion to devise and apply additional criteria for determining whether a project will be approved as Pilot Project. In particular, by providing that the Secretary “may” approve a project as a Pilot Project if it meets the statutory criteria, the statute implies that the Secretary has the authority to require projects to satisfy additional criteria (beyond what is required by statute) developed on an administrative basis in order to become Pilot Projects. In addition, FTA believes that the research value of the Pilot Program would be compromised if FTA did not develop and apply additional criteria for the selection of Pilot Projects. 
                    </P>
                </FTNT>
                <P>
                    (d) 
                    <E T="03">Withdrawal; Removal; Automatic Termination; Completion.</E>
                </P>
                <P>(i) At any time, by written notice to the Administrator, a project sponsor may withdraw its Pilot Project from the Pilot Program for any reason. In the event that a Pilot Project so withdrawn is a New Starts project, the Pilot Project (A) Shall not be removed from the New Starts program solely because of its withdrawal from the Pilot Program and (B) shall not be eligible to reapply to the Pilot Program. </P>
                <P>(ii) At any time, FTA may remove a Pilot Project from the Pilot Program for any reason, including, without limitation, the failure of the project sponsor and its private partner to enter into a public-private agreement satisfactory to FTA. </P>
                <P>(iii) The participation of a Pilot Project in the Pilot Program shall terminate automatically and without further action by FTA upon the second anniversary of the project's designation as a Pilot Project unless the Administrator determines otherwise in writing. </P>
                <P>(iv) A Pilot Project will have completed its participation in the Pilot Program when its project sponsor and private partner have entered into a public-private agreement that, in the opinion of FTA, provides for the risk allocation, obligations, and incentives necessary to safeguard the Federal interest in the project. Completion of a Pilot Project's participation in the Pilot Program will not open a position in the Pilot Program for another project. </P>
                <P>(v) No rights, obligations or benefits afforded a Pilot Project hereunder shall survive its withdrawal, removal, or termination as a Pilot Project in accordance with sections 3(d)(i), (ii), or (iii) of this notice, respectively. FTA will post any written notice of withdrawal, removal, termination, or completion of a Pilot Project on the Department's docket within thirty calendar days after such withdrawal, removal, termination, or completion. </P>
                <P>
                    (e) 
                    <E T="03">Number of Pilot Projects; Term of Pilot Program.</E>
                     At any time during the term of the Pilot Program, no more than three projects will be designated as Pilot Projects.
                    <SU>9</SU>
                    <FTREF/>
                     The term of the Pilot Program will begin on the date of publication of this notice in the 
                    <E T="04">Federal Register</E>
                     and continue for so long as any Pilot Project has not been withdrawn, removed, terminated, or completed as a Pilot Project in accordance with section 3(d) of this notice. FTA will post notice of the designation of a project as a Pilot Project on the Department's docket within thirty calendar days after FTA advises the project sponsor of such designation in writing. 
                </P>
                <FTNT>
                    <P>
                        <SU>9</SU>
                         Section 3011(c)(2): “The Secretary may permit the establishment of 3 [sic] public-private partnerships for new fixed guideway capital projects.” 
                    </P>
                </FTNT>
                <P>
                    (f) 
                    <E T="03">Applications.</E>
                </P>
                <P>(i) An application for designation as a Pilot Project must be (A) Signed by the General Manager, Chief Executive Officer, or similar officer of the project sponsor and (B) include information that establishes the eligibility of the project under the criteria set forth in section 3(g) of this notice. An application to the Pilot Program may not exceed twenty pages (excluding appendices, if any). In its application, a project sponsor should (A) Describe the proposed project, (B) the project's demonstration value (as defined in section 3(h) of this notice) and (C) the regulatory relief and procedural and/or rating benefits it is seeking for the project under the Pilot Program, including those benefits listed in section 3(i) of this notice, if any. An application should be submitted by U.S. Post or express mail to the Federal Transit Administration, c/o the Chief Counsel, Office of Chief Counsel, Room 9328, 400 Seventh Street, SW., Washington, DC 20590. </P>
                <P>
                    (ii) FTA will review applications to the Pilot Program quarterly on a rolling-basis for so long as at least one position in the Pilot Program is available. The deadline for submission of applications for FTA's first quarterly review of proposals will be March 31, 2007. Applications received by FTA between March 31, 2007 and July 1, 2007 will be reviewed in FTA's second quarterly review of applications to the Pilot Program. No application for designation as a Pilot Project will be approved by FTA after September 30, 2009.
                    <SU>10</SU>
                    <FTREF/>
                     The withdrawal, removal, or termination of a Pilot Project in accordance with sections 3(d)(i), (ii), or (iii) of this notice, respectively, will open a position in the Pilot Program for another project. FTA will solicit applications to fill the opening by means of a notice in the 
                    <E T="04">Federal Register</E>
                    . FTA will evaluate applications for eligible projects on the basis of their absolute merit under the criteria described in section 3(h) of this notice, and not on the basis of their merit in relation to other applications for eligible projects then pending. 
                </P>
                <FTNT>
                    <P>
                        <SU>10</SU>
                         Section 3011(c)(5): “Program Term.—The Secretary may approve an application of a recipient for a public-private partnership for fiscal years 2006 through 2009.” 
                    </P>
                </FTNT>
                <P>
                    (g) 
                    <E T="03">Eligibility.</E>
                     A project will be eligible to participate in the Pilot Program if: 
                </P>
                <P>
                    (i) All or part of the project is a new fixed guideway capital project and, with respect to the project, the project sponsor has not entered into a full funding grant agreement or project construction grant agreement with FTA; 
                    <SU>11</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>11</SU>
                         Section 3011(c)(3)(A).
                    </P>
                </FTNT>
                <P>
                    (ii) The project sponsor has developed, and has submitted with its application to the Pilot Program, a schedule and finance plan for the construction and operation of the project; 
                    <SU>12</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>12</SU>
                         Section 3011(c)(3)(B).
                    </P>
                </FTNT>
                <P>
                    (iii) The project sponsor has developed, and has submitted to FTA with its application to the Pilot Program, an analysis of the costs, benefits, and efficiencies of the public-private agreement proposed for the project; 
                    <SU>13</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>13</SU>
                         Section 3011(c)(3)(C).
                    </P>
                </FTNT>
                <PRTPAGE P="2589"/>
                <P>
                    (iv) Applicable State and local laws (together with the charter or other organizational document of the project sponsor) permit public-private agreements for all phases of project development, construction, and operation of the project; 
                    <SU>14</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>14</SU>
                         Section 3011(c)(4)(A).
                    </P>
                </FTNT>
                <P>(v) The project is not a Pilot Project previously withdrawn, removed, or terminated under the Pilot Program; </P>
                <P>(vi) The recipient cannot advance the project due to fiscal constraints; </P>
                <P>(vii) An opinion of counsel of the project sponsor, addressed to FTA in form and substance satisfactory to FTA, that each of the conditions set forth in sections 2(g)(i) through (v) of this notice has been satisfied in all material respects; and </P>
                <P>(viii) If the project is a candidate for New Starts funding, the project shall have completed alternatives analysis. </P>
                <P>
                    (h) 
                    <E T="03">Selection Criteria.</E>
                     Section 3011(c)(4) provides that the Secretary may approve the application for the designation of a project as a Pilot Project if “(A) State and local laws permit public-private agreements for all phases of project development, construction, and operation of the project; (B) the recipient is unable to advance the project due to fiscal constraints; and (C) the plan implementing the public-private partnership is justified.” 
                </P>
                <P>With respect to the condition set forth in subsection (A) of section 3011(c)(4), FTA will rely on the opinion of project sponsor's counsel submitted with its application to the Pilot Program to determine whether “State and local laws permit public-private agreements for all phases of project development, construction, and operation of the project.” </P>
                <P>With respect to the condition set forth in subsection (B) of section 3011(c)(4), FTA will find that “the recipient is unable to advance the project due to fiscal constraints” if its project sponsor submits an application to the Pilot Program for the project. </P>
                <P>With respect to the condition set forth in subsection (C) of section 3011(c)(4), projects that exhibit the highest degree of “demonstration value” will be deemed “justified.” In determining the degree of a project's demonstration value, FTA shall take into account the following, among other factors: </P>
                <P>(i) The number and type of project elements for which the private partner is responsible; </P>
                <P>
                    (ii) Whether the project utilizes procurements that integrate risk sharing and streamline project development, engineering, construction, operations, and maintenance; 
                    <SU>15</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>15</SU>
                         The statutory selection criterion that requires that “State and local laws permit public-private agreements for all phases of project development, construction and operation of the project” indicates that the Pilot Program is intended to study not only study PPPs with respect to the delivery of fixed guideway capital projects but also their operation.
                    </P>
                </FTNT>
                <P>(iii) The risk allocation with respect to the project's costs set forth in the public-private agreement; </P>
                <P>(iv) The risk allocation with respect to the project's revenues generated by ridership set forth in the public-private agreement; </P>
                <P>(v) The extent to which the risk allocation set forth in the public-private agreement increases the reliability of projections of the project's capital and operating costs; </P>
                <P>(vi) The terms on and extent to which equity capital is contributed to project; </P>
                <P>(vii) The terms on and extent to which development proceeds are contributed to the project; </P>
                <P>(viii) The sequence in which Federal, State, local, and private funds are contributed to the project; </P>
                <P>(ix) The experience of the management of the project sponsor and the private partner in (A) negotiating and overseeing major system procurements and (B) designing, building, operating and maintaining the mode of transportation contemplated for the project; </P>
                <P>(x) The extent to which the project is part of a congestion mitigation plan that incorporates system-wide congestion pricing consistent with the Department's Urban Partnership Program; and </P>
                <P>(xi) The expected effects of the foregoing arrangements on (A) the quality of delivery and performance of the project, (B) the speed of delivery of the project, and (C) the reliability of projections of costs and benefits with respect to the project. </P>
                <P>
                    (i) 
                    <E T="03">Benefits.</E>
                </P>
                <P>
                    (i) 
                    <E T="03">New Starts Projects.</E>
                     A Pilot Project that is a candidate for funding under the New Starts program may receive some or all of the following benefits: 
                </P>
                <P>(A) An adjustment in the Pilot Project's “cost-effectiveness” rating, calculated by excluding from the computation of cost-effectiveness 100% of the costs of the Pilot Project to be paid for by equity capital and/or 50% of the costs of the Pilot Project to be paid for by development proceeds (subject to approval by the U.S. Office of Management and Budget); </P>
                <P>(B) An adjustment in the Pilot Project's “project justification” rating, determined by (x) assigning a weighting of 20% to the status of the project as Pilot Project (as an “other factor” pursuant to 49 U.S.C. 5309(e)(3)(K)) and (y) assigning weightings of 50% and 30% to cost-effectiveness and land-use ratings, respectively, in the development of the Pilot Project's project justification rating (subject to approval by the U.S. Office of Management and Budget); </P>
                <P>(C) Concurrent approvals of the Pilot Project into Preliminary Engineering and Final Design; </P>
                <P>
                    (D) Elimination or limitation of certain risk assessments from the rating process, as negotiated with FTA on a case-by-case basis, including the elimination or limitation of FTA risk assessments conducted during preliminary engineering and prior to entering into a full funding grant agreement; 
                    <SU>16</SU>
                    <FTREF/>
                </P>
                <FTNT>
                    <P>
                        <SU>16</SU>
                         Depending on the degree to which the private sector entity has assumed management, construction, and financial risks, FTA may also alter the scope and content of the Project Management and Financial Management Oversight reviews as appropriate.
                    </P>
                </FTNT>
                <P>(E) Elimination or limitation of certain reviews of the projections of transportation user benefits, as negotiated with FTA on a case-by-case basis, including FTA's accepting, without further review, projections of transportation user benefits on the basis of which cost-effectiveness and mobility measures for the Pilot Project's rating will be developed, subject to the private partner's assuming levels of risk with respect to such benefits on terms satisfactory to FTA; </P>
                <P>(F) Issuance of a Letter of Intent by FTA setting forth FTA's intention to obligate a specified amount of New Starts funds for the Pilot Project from future available budget authority specified in law and subject to the availability of appropriations; </P>
                <P>(G) Early issuance by FTA of Letters of No Prejudice (or other assurances) to accelerate commencement of pre-construction services and planning; </P>
                <P>(H) Flexible uses of program income, as permitted by agreement with FTA pursuant to 49 CFR 18.25(g); and </P>
                <P>
                    (I) Certain incentives for the benefit of contractors to enter into public-private agreements or other commitments for construction prior to the award of a full funding grant agreement, as negotiated with FTA on a case-by-case basis, including significant streamlining of the project development process resulting in an earlier Federal funding commitment (subject to the availability of appropriations), and the opportunity to earn higher returns in exchange for assuming the risk associated with achieving the cost estimates and/or ridership projections. 
                    <PRTPAGE P="2590"/>
                </P>
                <P>Pilot Projects that receive an overall rating of Medium or higher and a cost-effectiveness rating of Medium or higher, as adjusted, will be included in the President's Budget to Congress for New Starts funding. </P>
                <P>
                    (ii) 
                    <E T="03">Project Receiving Formula Funds.</E>
                     Pilot Projects that propose to utilize non-New Starts Federal funding may receive certain procedural and substantive benefits, as negotiated with FTA on a case-by-case basis. 
                </P>
                <P>
                    (j) 
                    <E T="03">Public-Private Agreement.</E>
                     No Pilot Project will be approved for funding by FTA unless the project sponsor and its private partner enter into a binding public-private agreement that, in the opinion of FTA, provides for the risk allocation and incentives necessary to safeguard the Federal interest. In reviewing the public-private agreement proposed by the project sponsor and its private partner, FTA may consider the following, among other factors: 
                </P>
                <P>(i) The type of economic interest the private partner will have in the Pilot Project; </P>
                <P>(ii) Which party to the agreement will assume responsibility for which elements of the Pilot Project and the timing of the assumption of responsibility for such elements; </P>
                <P>(iii) If and the extent to which the private partner is liable for non-performance under the private partner under the agreement; </P>
                <P>(iv) If and how the agreement provides for the assignment, subcontracting or other delegation of responsibilities to third parties by the project sponsor and the private partner; </P>
                <P>(v) If and how the parties to the agreement will share management of the risks of the Pilot Project; </P>
                <P>(vi) If and how the parties to the agreement will share the costs of development of the Pilot Project; </P>
                <P>(vii) If and how the parties to the agreement will allocate financial liability for cost overruns; </P>
                <P>(viii) If and the extent to which the private partner is subject to liability for non-performance under the agreement; </P>
                <P>(ix) If and the extent to which the private partner is incented to perform under the agreement; </P>
                <P>(x) Whether the agreement provides for accounting and auditing standards for measuring the progress of the Pilot Project and the quality of such standards; and </P>
                <P>(xi) The grounds for termination of the agreement by the project sponsor or the private partner. </P>
                <P>
                    (k) 
                    <E T="03">Memorandum of Understanding.</E>
                     In connection with a project's designation of as a Pilot Project, FTA and the project sponsor will enter into a non-binding memorandum of understanding that identifies the benefits for the project being sought under the Pilot Program. 
                </P>
                <P>
                    (l) 
                    <E T="03">Certain Environmental Matters.</E>
                    <SU>17</SU>
                    <FTREF/>
                     With respect to the design-build elements of a Pilot Project's procurement: 
                </P>
                <P>(i) The project sponsor may: </P>
                <P>(A) Issue an RFQ prior to the conclusion of the NEPA process as long as the RFQ informs proposers of the general status of NEPA review; </P>
                <P>(B) Issue an RFP after the conclusion of the NEPA process; </P>
                <P>(C) Issue an RFP prior to the conclusion of the NEPA process as long as the RFP informs proposers of the general status of the NEPA process and that no commitment will be made as to any alternative under evaluation in the NEPA process, including the no-build alternative; </P>
                <P>(D) Proceed with the award of a design-build contract prior to the conclusion of the NEPA process; </P>
                <P>(E) Issue notice to proceed with preliminary engineering pursuant to a design-build contract that has been awarded prior to the completion of the NEPA process; and </P>
                <FTNT>
                    <P>
                        <SU>17</SU>
                         Please note FTA has not adopted a requirement that a proposed New Starts project must receive a rating of “Medium” or better before FTA will execute a final environmental impact statement (“FEIS”), record of decision (“ROD”), or finding of no significant impact (“FONSI”). However, when it is clear that FTA will need to issue a supplemental environmental document in order to accommodate scope changes needed to justify a “medium” or better rating, FTA will not issue a FEIS or ROD until this supplemental document is completed. For projects not perceived as requiring a supplemental document, FTA will include a statement in the FEIS, ROD or FONSI as to how a New Starts rating of less than “medium” may affect the ability of the project to advance to implementation. See “Notice of Availability of Final Guidance on New Starts Policies and Procedures, Updated Reporting Instructions and New Starts Rating and Evaluation Process (May 22, 2006) at: 
                        <E T="03">http://a257.g.akamaitech.net/7/257/2422/01jan20061800/edocket.access.gpo.gov/2006/E6-7781.htm</E>
                        . 
                    </P>
                </FTNT>
                <P>(F) Allow a design-builder to proceed with final design and construction for any projects, or segments thereof, for which the NEPA process has been completed. </P>
                <P>(ii) If the project sponsor proceeds to award a design-build contract prior to the conclusion of the NEPA process, then: </P>
                <P>
                    (A) The design-build contract must include appropriate provisions preventing the design-builder from proceeding with final design activities and physical construction prior to the completion of the NEPA process (
                    <E T="03">e.g.</E>
                    , contract hold points or another method of issuing multi-step approvals must be used); 
                </P>
                <P>(B) The design-build contract must include appropriate provisions ensuring that no commitment is made to any alternative being evaluated in the NEPA process and that the comparative merits of all alternatives presented in the NEPA document, including the no-build alternative, will be evaluated; </P>
                <P>(C) The design-build contract must include appropriate provisions ensuring that all environmental and mitigation measures identified in the NEPA document will be implemented; </P>
                <P>(D) The design-builder may not prepare the NEPA document or have any decision-making responsibility with respect to the NEPA process; </P>
                <P>(E) Any consultants who prepare the NEPA document must be selected by and subject to the exclusive direction and control of the project sponsor, but this shall not preclude a sub-consultant on the design-builder/developer team from preparing the NEPA decision document, provided that such sub-consultant does not have a financial or other interest in the outcome of the project (except as otherwise permitted by FTA in its sole discretion) and provided further that the services of the sub-consultant relating to the preparation of the NEPA decision document shall at all times be subject to the exclusive direction and control of the project sponsor; </P>
                <P>(F) The design-builder's work product may be considered in the NEPA analysis and included in the record; and </P>
                <P>(G) The design-build contract must include termination provisions in the event that the no-build alternative is selected. </P>
                <P>(iii) The project sponsor must receive prior FTA concurrence (A) Before issuing the RFP and (B) awarding a design-build contract. Should the project sponsor proceed with any of the activities specified in this section before the completion of the NEPA process, FTA's concurrence merely constitutes FTA's acquiescence that any such activities complies with Federal requirements and does not constitute project authorization or obligate Federal funds, unless otherwise provided by FTA. </P>
                <P>In addition, if the NEPA process has been completed prior to issuing the RFP, the project sponsor may allow a consultant and/or sub-consultant who acted as preparer of the NEPA document to submit a proposal in response to the RFP. </P>
                <P>
                    If the NEPA process has not been completed prior to issuing the RFP, the project sponsor may allow a sub-consultant to the preparer of the NEPA document to submit a proposal in response to the RFP only if the project sponsor releases such sub-consultant from further responsibilities with 
                    <PRTPAGE P="2591"/>
                    respect to the preparation of the NEPA document. 
                </P>
                <P>
                    (m) 
                    <E T="03">Reservation of Rights.</E>
                     All rights of FTA not expressly provided herein are hereby reserved by FTA. 
                </P>
                <SIG>
                    <DATED>Issued this 12th day of January, 2007. </DATED>
                    <NAME>James S. Simpson, </NAME>
                    <TITLE>Administrator.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. E7-651 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4910-57-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION </AGENCY>
                <SUBAGY>Research &amp; Innovative Technology Administration </SUBAGY>
                <DEPDOC>[Docket: OST—2007—26835] </DEPDOC>
                <SUBJECT>Agency Information Collection; Activity Under OMB Review; Report of Passengers Denied Confirmed Space—BTS Form 251 </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Research &amp; Innovative Technology Administration (RITA), Bureau of Transportation Statistics (BTS), DOT. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>In compliance with the Paperwork Reduction Act of 1995, Public Law 104-13, the Bureau of Transportation Statistics invites the general public, industry and other governmental parties to comment on the continuing need for and usefulness of BTS collecting reports on the number of passengers holding confirmed reservations that voluntarily or involuntarily give up their seats when the airline oversells the flight. Comments are requested concerning whether (a) the collection is still needed by the Department of Transportation; (b) BTS accurately estimated the reporting burden; (c) there are other ways to enhance the quality, utility and clarity of the information collected; and (d) there are ways to minimize reporting burden, including the use of automated collection techniques or other forms of information technology. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>Written comments should be submitted by March 20, 2007. </P>
                </DATES>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>
                        Bernie Stankus, Office of Airline Information, RTS-42, Room 4125, RITA, BTS, 400 Seventh Street, SW., Washington, DC 20590-0001, Telephone Number (202) 366-4387, Fax Number (202) 366-3383 or E-Mail 
                        <E T="03">bernard.stankus@dot.gov</E>
                        . 
                    </P>
                    <P>
                        <E T="03">Comments:</E>
                         Comments should identify the associated OMB approval # 2138-0018 and Docket OST—2007-26835. Persons wishing the Department to acknowledge receipt of their comments must submit with those comments a self-addressed stamped postcard on which the following statement is made: Comments on OMB # 2138-0018, Docket OST—26835. The postcard will be date/time stamped and returned. 
                    </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <HD SOURCE="HD1">OMB Approval No. 2138-0018 </HD>
                <P>
                    <E T="03">Title:</E>
                     Report of Passengers Denied Confirmed Space. 
                </P>
                <P>
                    <E T="03">Form No:</E>
                     BTS Form 251. 
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Extension of a currently approved collection. 
                </P>
                <P>
                    <E T="03">Respondents:</E>
                     Large certificated and foreign air carrier. 
                </P>
                <P>
                    <E T="03">Number of Respondents:</E>
                     100. 
                </P>
                <P>
                    <E T="03">Number of Responses:</E>
                     400. 
                </P>
                <P>
                    <E T="03">Total Annual Burden:</E>
                     1,670 hours. 
                </P>
                <P>
                    <E T="03">Needs and Uses:</E>
                     BTS Form 251 is a one-page report on the number of passengers denied boarding (voluntarily and involuntarily), whether the bumped passengers were provided alternate transportation and/or compensation, and the amount of the payment. U.S. and foreign air carriers that operate scheduled passenger service with large aircraft (over 60-seats) must submit Form 251. In addition, carriers report data from inbound international flights because the protections of 14 CFR part 250 Oversales do not apply to these flights. The report allows the Department to monitor the effectiveness of its oversales rule and take enforcement action when necessary. While the involuntarily denied-boarding rate has decrease from 4.38 per 10,000 passengers in 1980 to 1.04 for the nine months ended September 2006, the rate is up from the 0.89 attained for the nine months ended September 2005. The publishing of the carriers' individual denied boarding rates has negated the need for more intrusive regulation. The rate of denied boarding can be examined as a continuing fitness factor. This rate provides an insight into a carrier's customer service policy and its compliance disposition. A rapid sustained increase in the rate of denied boarding often in an indicator of operational difficulty. Because the rate of denied boarding is released quarterly, travelers and travel agents can select carriers with low bumping incidents when booking a trip. This information is available in the Air Travel Consumer Report at: 
                    <E T="03">http://airconsumer.ost.dot.gov/reports/index.htm</E>
                    . The Air Travel Consumer Report is also sent to newspapers, magazines, and trade journals. Without Form 251, determining the effectiveness of the Department's oversales rule would be impossible. 
                </P>
                <P>The Confidential Information Protection and Statistical Efficiency Act of 2002 (44 U.S.C. 3501 note), requires a statistical agency to clearly identify information it collects for non-statistical purposes. BTS hereby notifies the respondents and the public that BTS uses the information it collects under this OMB approval for non-statistical purposes including, but not limited to, publication of both Respondent's identity and its data, submission of the information to agencies outside BTS for review, analysis and possible use in regulatory and other administrative matters. </P>
                <SIG>
                    <DATED>Issued in Washington, DC, on January 12, 2007. </DATED>
                    <NAME>Donald W. Bright, </NAME>
                    <TITLE>Assistant Director,  Airline Information, Bureau of Transportation Statistics.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-711 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4910-FE-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="S">DEPARTMENT OF TRANSPORTATION </AGENCY>
                <SUBAGY>Surface Transportation Board </SUBAGY>
                <DEPDOC>[STB Ex Parte No. 664] </DEPDOC>
                <SUBJECT>Methodology To Be Employed in Determining the Railroad Industry's Cost of Capital </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Surface Transportation Board, DOT. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice of Public Hearing. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The Surface Transportation Board will hold a public hearing beginning at 9:30 a.m. on Thursday, February 15, 2007, at its offices in Washington, DC. The purpose of the hearing will be for members of the public to present their views to assist the Board in its examination of the appropriate methodology to be employed in determining the railroad industry's estimated cost of capital to be used in future annual cost-of-capital determinations. Persons wishing to speak at the hearing should notify the Board in writing. </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>The public hearing will take place on Thursday, February 15, 2007. Any person wishing to speak at the hearing should file with the Board a written notice of intent to participate and should identify the party, the proposed speaker, the time requested, and the topic(s) to be covered, as soon as possible but no later than February 5, 2007. Each speaker should also file with the Board a written summary of his/her testimony by February 12, 2007. Written submissions by interested persons who do not wish to appear at the hearing will also be due by February 12, 2007. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        All notices of intent to participate and testimony may be submitted either via the Board's e-filing 
                        <PRTPAGE P="2592"/>
                        format or in the traditional paper format. Any person using e-filing should comply with the Board's 
                        <E T="03">www.stb.dot.gov</E>
                         Web site, at the “E-FILING” link. Any person submitting a filing in the traditional paper format should send an original and 10 copies of the filing to: Surface Transportation Board, Attn: STB Ex Parte No. 664, 1925 K Street, NW., Washington, DC 20423-0001. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION, CONTACT:</HD>
                    <P>Paul Aguiar, (202) 565-1527. [Assistance for the hearing impaired is available through the Federal Information Relay Service (FIRS) at: (800) 877-8339.] </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>By an advance notice of proposed rulemaking served on September 20, 2006, the Board sought comments on the appropriate methodology to be employed in determining the railroad industry's estimated cost of capital. The Board will hold a public hearing to provide a forum for interested persons to provide views and information about the Board's cost-of-capital calculation. Participants can also comment on how evidence should be submitted and analyzed in future cost-of-capital proceedings. </P>
                <P>The annual determination of the railroad industry's cost of capital is used in evaluating the adequacy of railroad revenues each year. This information can also be used in other Board proceedings, such as those involving the prescription of maximum reasonable rate levels. Section 205 of the Railroad Revitalization and Regulatory Reform Act of 1976 (4R Act) created the requirement for the Board to establish and maintain standards for railroad revenue adequacy. Subsequent laws (including the ICC Termination Act of 1995) have retained this requirement. Thus, each year the Board makes a determination of which railroads are or are not revenue adequate. </P>
                <P>The Board uses the Discounted Cash Flow (DCF) methodology to calculate the cost of equity, which in turn is used to calculate the cost of capital. Parties participating in this hearing should discuss any changes in the underlying railroad industry economic conditions and whether those changes suggest the need to change the methodology used by the Board. The Board invites information on the shortcomings of any proposed methodology and the current DCF method used in calculating cost of capital. </P>
                <P>
                    <E T="03">Date of Hearing.</E>
                     The hearing will begin at 9:30 a.m. on Thursday, February 15, 2007, in the 7th floor hearing room at the Board's headquarters in Washington, DC, and will continue, with short breaks if necessary, until every person scheduled to speak has been heard. 
                </P>
                <P>
                    <E T="03">Notice of Intent To Participate.</E>
                     Any person wishing to speak at the hearing should file with the Board a written notice of intent to participate, and should identify the party, the proposed speaker, the time requested, and topic(s) to be covered, as soon as possible, but no later than February 5, 2007. 
                </P>
                <P>
                    <E T="03">Testimony.</E>
                     Each speaker should file with the Board a written summary of his/her testimony by February 12, 2007. Also, any interested person who wishes to submit a written statement without appearing at the February 15 hearing should file that statement by February 12, 2007. 
                </P>
                <P>
                    <E T="03">Board Releases and Live Audio Available Via the Internet.</E>
                     Decisions and notices of the Board, including this notice, are available on the Board's Web site at 
                    <E T="03">www.stb.dot.gov.</E>
                     This hearing will be available on the Board's Web site by live audio streaming. To access the hearing, click on the “Live Audio” link under “Information Center” at the left side of the home page beginning at 9:30 a.m. on February 15, 2007. 
                </P>
                <P>This action will not significantly affect either the quality of the human environment or the conservation of energy resources. </P>
                <SIG>
                    <DATED>Dated: January 12, 2007. </DATED>
                    <NAME>Vernon A. Williams, </NAME>
                    <TITLE>Secretary.</TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC> [FR Doc. E7-655 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4915-01-P </BILCOD>
        </NOTICE>
        <NOTICE>
            <PREAMB>
                <AGENCY TYPE="N">DEPARTMENT OF THE TREASURY </AGENCY>
                <SUBAGY>Office of the Comptroller of the Currency </SUBAGY>
                <SUBJECT>Agency Information Collection Activities: Proposed Information Collection; Comment Request </SUBJECT>
                <AGY>
                    <HD SOURCE="HED">AGENCY:</HD>
                    <P>Office of the Comptroller of the Currency (OCC), Treasury. </P>
                </AGY>
                <ACT>
                    <HD SOURCE="HED">ACTION:</HD>
                    <P>Notice and request for comment. </P>
                </ACT>
                <SUM>
                    <HD SOURCE="HED">SUMMARY:</HD>
                    <P>The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites the general public and other Federal agencies to take this opportunity to comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995. Currently, the OCC is soliciting comment concerning its renewal of an information collection titled, “(MA)—Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal.” </P>
                </SUM>
                <DATES>
                    <HD SOURCE="HED">DATES:</HD>
                    <P>You should submit written comments by March 20, 2007. </P>
                </DATES>
                <ADD>
                    <HD SOURCE="HED">ADDRESSES:</HD>
                    <P>
                        You should direct all written comments to the Communications Division, Attention: 1557-0184, Third Floor, Office of the Comptroller of the Currency, 250 E Street, SW., Washington, DC 20219. In addition, you may send comments by facsimile transmission to (202) 874-5274, or by electronic mail to 
                        <E T="03">regs.comments@occ.treas.gov.</E>
                         You can inspect and photocopy the comments at the OCC's Public Reference Room, 250 E Street, SW., Washington, DC, between 9 a.m. and 5 p.m. on business days. You can make an appointment to inspect the comments by calling (202) 874-5043. 
                    </P>
                </ADD>
                <FURINF>
                    <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
                    <P>You can request additional information from or a copy of the collection from Mary Gottlieb or Camille Dickerson, (202) 874-5090, Legislative and Regulatory Activities Division (1557-0184), Office of the Comptroller of the Currency, 250 E Street, SW., Washington, DC 20219. </P>
                    <P>Additionally, you should send a copy of your comments to OCC Desk Officer, 1557-0184, by mail to U.S. Office of Management and Budget, 725, 17th Street, NW., #10235, Washington, DC 20503, or by fax to (202) 395-6974. </P>
                </FURINF>
            </PREAMB>
            <SUPLINF>
                <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
                <P>The OCC is proposing to extend OMB approval of the following information collection: </P>
                <P>
                    <E T="03">Title:</E>
                     (MA)—Municipal Securities Dealers and Government Securities Brokers and Dealers Registration and Withdrawal. 
                </P>
                <P>
                    <E T="03">OMB Number:</E>
                     1557-0184. 
                </P>
                <P>
                    <E T="03">Form Numbers:</E>
                     MSD, MSDW, MSD-4, MSD-5, G-FIN, G-FINW. 
                </P>
                <P>
                    <E T="03">Abstract:</E>
                     This information collection is required to satisfy the requirements of the Securities Act Amendments of 1975 and the Government Securities Act of 1986 which require that any national bank that acts as a government securities broker/dealer or a municipal securities dealer notify the OCC of its broker/dealer activities. The OCC uses this information to determine which national banks are government and municipal securities broker/dealers and to monitor entry into and exit from government and municipal securities broker/dealer activities by institutions and registered persons. The OCC also uses the information in planning bank examinations. 
                </P>
                <P>
                    <E T="03">Type of Review:</E>
                     Renewal of a currently approved collection. The collection has not changed. The OCC asks only that OMB approve its revised estimates and extend its approval of the forms, revised only to add a clarification to the instructions. 
                    <PRTPAGE P="2593"/>
                </P>
                <P>
                    <E T="03">Affected Public:</E>
                     Businesses or other for-profit; individuals. 
                </P>
                <P>
                    <E T="03">Estimated Number of Respondents:</E>
                     33. 
                </P>
                <P>
                    <E T="03">Estimated Total Annual Responses:</E>
                     1,227. 
                </P>
                <P>
                    <E T="03">Frequency of Response:</E>
                     On occasion. 
                </P>
                <P>
                    <E T="03">Estimated Total Annual Burden:</E>
                     1,172.75 burden hours. 
                </P>
                <P>
                    <E T="03">Comments:</E>
                     Comments submitted in response to this notice will be summarized and included in the request for OMB approval. All comments will become a matter of public record. Comments are invited on: 
                </P>
                <P>(a) Whether the collection of information is necessary for the proper performance of the functions of the agency, including whether the information has practical utility; </P>
                <P>(b) The accuracy of the agency's estimate of the burden of the collection of information; </P>
                <P>(c) Ways to enhance the quality, utility, and clarity of the information to be collected; </P>
                <P>(d) Ways to minimize the burden of the collection on respondents, including through the use of automated collection techniques or other forms of information technology; and </P>
                <P>(e) Estimates of capital or startup costs and costs of operation, maintenance, and purchase of services to provide information. </P>
                <SIG>
                    <DATED>Dated: January 16, 2007. </DATED>
                    <NAME>Stuart Feldstein, </NAME>
                    <TITLE>Assistant Director, Legislative &amp; Regulatory Activities Division. </TITLE>
                </SIG>
            </SUPLINF>
            <FRDOC>[FR Doc. 07-212 Filed 1-18-07; 8:45 am] </FRDOC>
            <BILCOD>BILLING CODE 4810-33-P</BILCOD>
        </NOTICE>
    </NOTICES>
</FEDREG>
