Increasing Access to Adviser Information Act

3.0.0 2141 2025-01-14T18:20:21Z 2025-01-14T18:20:21Z Senate S S 2023-06-22 118 ssbk00 Banking, Housing, and Urban Affairs Committee Senate Standing Referred To 2023-06-22T17:09:03Z 2023-06-22 ssbk00 Banking, Housing, and Urban Affairs Committee Senate Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. IntroReferral 2023-06-22 Introduced in Senate IntroReferral 10000 9 Library of Congress M000934 Sen. Moran, Jerry [R-KS] Jerry Moran R KS N Finance and Financial Sector Finance and Financial Sector 2023-07-20T17:00:41Z

00 2023-06-22 Introduced in Senate 2024-04-08T18:34:00Z Increasing Access to Adviser Information Act This bill extends for 180 days Securities and Exchange Commission (SEC) guidance allowing broker-dealers to receive payments for research services provided to investment managers. Under current law, broker-dealers that receive payments for performing this service must register as investment advisors. However, the SEC through guidance currently waives enforcement against these broker-dealers. This waiver is set to expire on July 3, 2023. The SEC must report on the impact of continuation or expiration of this guidance.

Increasing Access to Adviser Information Act Display Title 45 Increasing Access to Adviser Information Act 2024-07-24T15:21:29Z Short Title(s) as Introduced 101 Increasing Access to Adviser Information Act 2024-05-24T13:38:33Z Introduced in Senate IS Official Title as Introduced 6 A bill to require the Securities and Exchange Commission to extend a no-action determination relating to the provision of research services by broker-dealers, and for other purposes. 2024-04-10T08:08:36Z Introduced in Senate IS Introduced in Senate 2023-06-22T04:00:00Z https://www.govinfo.gov/content/pkg/BILLS-118s2141is/xml/BILLS-118s2141is.xml 2023-06-22 Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. text/xml EN Pursuant to Title 17 Section 105 of the United States Code, this file is not subject to copyright protection and is in the public domain. Congressional Research Service, Library of Congress This file contains bill summaries and statuses for federal legislation. A bill summary describes the most significant provisions of a piece of legislation and details the effects the legislative text may have on current law and federal programs. Bill summaries are authored by the Congressional Research Service (CRS) of the Library of Congress. As stated in Public Law 91-510 (2 USC 166 (d)(6)), one of the duties of CRS is "to prepare summaries and digests of bills and resolutions of a public general nature introduced in the Senate or House of Representatives". For more information, refer to the User Guide that accompanies this file.