3.0.0 2590 2025-05-27T14:13:08Z 2025-05-27T14:13:08Z House H HR 2023-04-13 118 <pre>[Congressional Record Volume 169, Number 62 (Thursday, April 13, 2023)][House]From the Congressional Record Online through the Government Publishing Office [<a href="https://www.gpo.gov">www.gpo.gov</a>]By Mr. GARBARINO:H.R. 2590.Congress has the power to enact this legislation pursuantto the following:Article I, Section 8, clause 3The single subject of this legislation is:This bill directs the SEC to finalize its 2020 proposedexemption from broker registration requirements for``finders'' who help issuers raise capital in private marketsfrom accredited investors.[Page H1727]</pre> hsba00 Financial Services Committee House Standing Referred To 2023-04-13T15:04:20Z 118 2799 HR 2024-03-11 Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. Related bill CRS 118 4493 S 2024-06-11 Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. Related bill CRS 2023-04-13 Referred to the House Committee on Financial Services. IntroReferral H11100 2 House floor actions hsba00 Financial Services Committee 2023-04-13 Introduced in House IntroReferral Intro-H 9 Library of Congress 2023-04-13 Introduced in House IntroReferral 1000 9 Library of Congress G000597 Rep. Garbarino, Andrew R. [R-NY-2] Andrew Garbarino R NY R. 2 N Finance and Financial Sector Finance and Financial Sector 2023-04-19T19:00:21Z

00 2023-04-13 Introduced in House 2023-07-28T17:19:39Z <p><b>Unlocking Capital for Small Businesses Act of 2023</b></p> <p>This bill revises the regulatory treatment of private-placement brokers (brokers who receive transaction-based compensation for the sale of securities to preselected individuals or institutions) and finders (private-placement brokers who do not exceed a specified amount of compensation, transaction value, or number of transactions in a year).</p> <p>Specifically, the bill (1) requires the Securities and Exchange Commission to establish registration requirements for&nbsp;private-placement brokers that are no more stringent&nbsp;than those imposed on crowdfunding portals, (2) allows for membership in any national securities association for private-placement brokers, (3) exempts private-placement brokers from broker regulations, and (4) otherwise modifies provisions related to private-placement brokers and finders.</p>

Display Title 45 2024-07-24T15:22:51Z Short Title(s) as Introduced 101 2024-05-24T13:41:04Z Introduced in House IH Official Title as Introduced 6 2024-03-18T20:36:44Z Introduced in House IH Introduced in House 2023-04-13T04:00:00Z https://www.govinfo.gov/content/pkg/BILLS-118hr2590ih/xml/BILLS-118hr2590ih.xml 2023-04-13 Referred to the House Committee on Financial Services. text/xml EN Pursuant to Title 17 Section 105 of the United States Code, this file is not subject to copyright protection and is in the public domain. Congressional Research Service, Library of Congress This file contains bill summaries and statuses for federal legislation. A bill summary describes the most significant provisions of a piece of legislation and details the effects the legislative text may have on current law and federal programs. Bill summaries are authored by the Congressional Research Service (CRS) of the Library of Congress. As stated in Public Law 91-510 (2 USC 166 (d)(6)), one of the duties of CRS is "to prepare summaries and digests of bills and resolutions of a public general nature introduced in the Senate or House of Representatives". For more information, refer to the User Guide that accompanies this file.