3.0.0 3391 2022-12-30T03:34:01Z 2022-12-30T03:34:01Z Senate S 2021-12-14 117 ssbk00 Banking, Housing, and Urban Affairs Committee Senate Standing Hearings by 2022-04-05T18:31:47Z Referred to 2021-12-14T21:33:58Z Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021 117 935 HR 2022-05-12 Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. Related bill CRS 2022-04-05 ssbk00 Banking, Housing, and Urban Affairs Committee Senate Committee on Banking, Housing, and Urban Affairs. Hearings held. Committee 2021-12-14 ssbk00 Banking, Housing, and Urban Affairs Committee Senate Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. IntroReferral 2021-12-14 Introduced in Senate IntroReferral 10000 9 Library of Congress K000393 Sen. Kennedy, John [R-LA] John Kennedy R LA Neely N Finance and Financial Sector Banking and financial institutions regulation Business records Corporate finance and management Licensing and registrations Securities Small business Finance and Financial Sector 00 2021-12-14 Introduced in Senate 2022-01-13T15:31:17Z Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021

This bill exempts from securities registration requirements certain merger-and-acquisition brokers that facilitate transfer of ownership in privately held companies with earnings or revenues under a specified threshold. However, this exemption shall not apply to certain brokers, including those that provide financing related to the transfer of ownership, engage on behalf of any party in a transaction involving specified shell companies, or are subject to suspension or revocation of registration.

]]> Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021 Display Title Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021 Short Title(s) as Introduced Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021 Introduced in Senate IS Official Title as Introduced A bill to amend the Securities Exchange Act of 1934 to establish a registration exemption for merger and acquisition brokers, and for other purposes. Introduced in Senate IS Introduced in Senate 2021-12-14T05:00:00Z https://www.govinfo.gov/content/pkg/BILLS-117s3391is/xml/BILLS-117s3391is.xml 2022-04-05 Committee on Banking, Housing, and Urban Affairs. Hearings held. text/xml EN Pursuant to Title 17 Section 105 of the United States Code, this file is not subject to copyright protection and is in the public domain. Congressional Research Service, Library of Congress This file contains bill summaries and statuses for federal legislation. A bill summary describes the most significant provisions of a piece of legislation and details the effects the legislative text may have on current law and federal programs. Bill summaries are authored by the Congressional Research Service (CRS) of the Library of Congress. As stated in Public Law 91-510 (2 USC 166 (d)(6)), one of the duties of CRS is "to prepare summaries and digests of bills and resolutions of a public general nature introduced in the Senate or House of Representatives". For more information, refer to the User Guide that accompanies this file.