3.0.0 4335 2022-11-01T13:50:01Z 2022-11-01T13:50:01Z House HR 2019-09-16 116 [Congressional Record Volume 165, Number 148 (Monday, September 16, 2019)][House]From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]By Mrs. CAROLYN B. MALONEY of New York:H.R. 4335.Congress has the power to enact this legislation pursuantto the following:Article 1 Section 8 of the United States Constitution[Page H7715]]]> ssbk00 Banking, Housing, and Urban Affairs Committee Senate Standing Referred to 2020-01-14T16:22:10Z hsba00 Financial Services Committee House Standing Markup by 2019-09-20T17:35:29Z Referred to 2019-09-16T17:00:15Z 8–K Trading Gap Act of 2019 116 2488 S 2019-09-17 Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. Related bill CRS 2020-01-14 ssbk00 Banking, Housing, and Urban Affairs Committee Senate Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. IntroReferral 2020-01-13 19:02:34 Motion to reconsider laid on the table Agreed to without objection. Floor H38310 2 House floor actions 2020-01-13 19:02:33 On motion to suspend the rules and pass the bill, as amended Agreed to by the Yeas and Nays: (2/3 required): 384 - 7 (Roll no. 14). (text: CR H188) Floor H37300 2 House floor actions 14 https://clerk.house.gov/evs/2020/roll014.xml House 116 2020-01-14T00:02:33Z 2 2020-01-13 19:02:33 Passed/agreed to in House: On motion to suspend the rules and pass the bill, as amended Agreed to by the Yeas and Nays: (2/3 required): 384 - 7 (Roll no. 14).(text: CR H188) Floor 8000 9 Library of Congress 14 https://clerk.house.gov/evs/2020/roll014.xml House 116 2020-01-14T00:02:33Z 2 2020-01-13 18:33:01 Considered as unfinished business. (consideration: CR H201-202) Floor H30000 2 House floor actions 2020-01-13 17:06:27 At the conclusion of debate, the Yeas and Nays were demanded and ordered. Pursuant to the provisions of clause 8, rule XX, the Chair announced that further proceedings on the motion would be postponed. Floor H37220 2 House floor actions 2020-01-13 16:56:42 DEBATE - The House proceeded with forty minutes of debate on H.R. 4335. Floor H8D000 2 House floor actions 2020-01-13 16:56:41 Considered under suspension of the rules. (consideration: CR H188-189) Floor H30000 2 House floor actions 2020-01-13 16:56:02 Mr. San Nicolas moved to suspend the rules and pass the bill, as amended. Floor H30300 2 House floor actions 2019-09-20 hsba00 Financial Services Committee 1 House committee actions Ordered to be Reported (Amended) by the Yeas and Nays: 52 - 0. Committee 2019-09-20 hsba00 Financial Services Committee 1 House committee actions Committee Consideration and Mark-up Session Held. Committee 2019-09-19 hsba00 Financial Services Committee 1 House committee actions Committee Consideration and Mark-up Session Held. Committee 2019-09-18 hsba00 Financial Services Committee 1 House committee actions Committee Consideration and Mark-up Session Held. Committee 2019-09-16 Referred to the House Committee on Financial Services. IntroReferral H11100 2 House floor actions hsba00 Financial Services Committee 2019-09-16 Introduced in House IntroReferral Intro-H 9 Library of Congress 2019-09-16 Introduced in House IntroReferral 1000 9 Library of Congress M000087 Rep. Maloney, Carolyn B. [D-NY-12] CAROLYN MALONEY D NY B. 12 N S000344 Rep. Sherman, Brad [D-CA-30] BRAD SHERMAN D CA 30 2019-09-20 False C001061 Rep. Cleaver, Emanuel [D-MO-5] Emanuel Cleaver D MO 5 2019-09-24 False 2019-11-20T21:38:45Z H.R. 4335, 8-K Trading Gap Act of 2019 https://www.cbo.gov/publication/55880 As ordered reported by the House Committee on Financial Services on September 20, 2019 2019-11-20T21:38:45Z H.R. 4335, 8-K Trading Gap Act of 2019 https://www.cbo.gov/publication/55880 As ordered reported by the House Committee on Financial Services on September 20, 2019 Finance and Financial Sector Banking and financial institutions regulation Business records Corporate finance and management Government information and archives Securities Finance and Financial Sector 00 2019-09-16 Introduced in House 2020-01-15T22:02:01Z 8–K Trading Gap Act of 2019

This bill requires certain issuers of securities to create policies reasonably designed to prevent executive officers and directors from trading their securities after a significant corporate event but before disclosing that event through a public filing.

]]> 53 2020-01-13 Passed House 2020-04-27T18:44:33Z 8–K Trading Gap Act of 2019

This bill requires certain issuers of securities to create policies reasonably designed to prevent executive officers and directors from trading their securities after a significant corporate event but before disclosing that event through a public filing. Certain issuers required by regulation to adopt a code of ethics are exempt from this requirement.

]]> 8-K Trading Gap Act of 2019 Display Title 8-K Trading Gap Act of 2019 Short Title(s) as Passed House 8–K Trading Gap Act of 2019 H House Engrossed in House EH Official Title as Introduced To amend the Securities Exchange Act of 1934 to require the Securities and Exchange Commission to issue rules that prohibit officers and directors of certain companies from trading securities in anticipation of a current report, and for other purposes. Engrossed in House EH Short Titles as Passed House 8-K Trading Gap Act of 2019 H House Short Title(s) as Introduced 8–K Trading Gap Act of 2019 Introduced in House IH Referred in Senate 2020-01-14T05:00:00Z https://www.govinfo.gov/content/pkg/BILLS-116hr4335rfs/xml/BILLS-116hr4335rfs.xml Engrossed in House 2020-01-13T05:00:00Z https://www.govinfo.gov/content/pkg/BILLS-116hr4335eh/xml/BILLS-116hr4335eh.xml Introduced in House 2019-09-16T04:00:00Z https://www.govinfo.gov/content/pkg/BILLS-116hr4335ih/xml/BILLS-116hr4335ih.xml 2020-01-14 Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. text/xml EN Pursuant to Title 17 Section 105 of the United States Code, this file is not subject to copyright protection and is in the public domain. Congressional Research Service, Library of Congress This file contains bill summaries and statuses for federal legislation. A bill summary describes the most significant provisions of a piece of legislation and details the effects the legislative text may have on current law and federal programs. Bill summaries are authored by the Congressional Research Service (CRS) of the Library of Congress. As stated in Public Law 91-510 (2 USC 166 (d)(6)), one of the duties of CRS is "to prepare summaries and digests of bills and resolutions of a public general nature introduced in the Senate or House of Representatives". For more information, refer to the User Guide that accompanies this file.