3.0.0 3768 2022-11-01T13:50:37Z 2022-11-01T13:50:37Z House HR 2019-07-16 116 [Congressional Record Volume 165, Number 119 (Tuesday, July 16, 2019)][House]From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]By Mr. BUDD:H.R. 3768.Congress has the power to enact this legislation pursuantto the following:Article I, Section 8, clause 3, providing the power toregulate ``commerce with foreign nations, and among theseveral states.''[Page H5912]]]> hsba00 Financial Services Committee House Standing Referred to 2019-07-16T14:00:47Z 2019-07-16 Referred to the House Committee on Financial Services. IntroReferral H11100 2 House floor actions hsba00 Financial Services Committee 2019-07-16 Introduced in House IntroReferral Intro-H 9 Library of Congress 2019-07-16 Introduced in House IntroReferral 1000 9 Library of Congress B001305 Rep. Budd, Ted [R-NC-13] Ted Budd R NC 13 N Finance and Financial Sector Business investment and capital Financial services and investments Licensing and registrations Securities Finance and Financial Sector 00 2019-07-16 Introduced in House 2020-03-17T13:56:56Z Unlocking Capital for Small Businesses Act of 2019

This bill (1) requires the Securities and Exchange Commission to establish registration requirements for private-placement brokers that are no more stringent than those imposed on crowdfunding portals, (2) allows for membership in any national securities association for private-placement brokers, and (3) otherwise modifies provisions related to private-placement brokers and finders.

]]> Unlocking Capital for Small Businesses Act of 2019 Display Title Unlocking Capital for Small Businesses Act of 2019 Official Title as Introduced To amend the Securities Exchange Act of 1934 to create a safe harbor for finders and private placement brokers, and for other purposes. Introduced in House IH Short Title(s) as Introduced Unlocking Capital for Small Businesses Act of 2019 Introduced in House IH Introduced in House 2019-07-16T04:00:00Z https://www.govinfo.gov/content/pkg/BILLS-116hr3768ih/xml/BILLS-116hr3768ih.xml 2019-07-16 Referred to the House Committee on Financial Services. text/xml EN Pursuant to Title 17 Section 105 of the United States Code, this file is not subject to copyright protection and is in the public domain. Congressional Research Service, Library of Congress This file contains bill summaries and statuses for federal legislation. A bill summary describes the most significant provisions of a piece of legislation and details the effects the legislative text may have on current law and federal programs. Bill summaries are authored by the Congressional Research Service (CRS) of the Library of Congress. As stated in Public Law 91-510 (2 USC 166 (d)(6)), one of the duties of CRS is "to prepare summaries and digests of bills and resolutions of a public general nature introduced in the Senate or House of Representatives". For more information, refer to the User Guide that accompanies this file.