3.0.0 3641 2022-11-01T13:50:45Z 2022-11-01T13:50:45Z House HR 2019-07-09 116 [Congressional Record Volume 165, Number 114 (Tuesday, July 9, 2019)][House]From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]By Ms. PORTER:H.R. 3641.Congress has the power to enact this legislation pursuantto the following:Article 1, Section 8[Page H5304]]]> hsba00 Financial Services Committee House Standing Reported by 2020-02-27T20:29:32Z Markup by 2019-07-16T20:35:42Z Referred to 2019-07-09T18:04:05Z H. Rept. 116-410 Stronger Enforcement of Civil Penalties Act of 2019 116 1854 S 2019-06-13 Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. (S3481-3482) Identical bill CRS 2020-02-27 Placed on the Union Calendar, Calendar No. 331. Calendars H12410 2 House floor actions U00331 2020-02-27 Reported (Amended) by the Committee on Financial Services. H. Rept. 116-410. Committee H12200 2 House floor actions hsba00 Financial Services Committee 2020-02-27 Reported (Amended) by the Committee on Financial Services. H. Rept. 116-410. Committee 5000 9 Library of Congress hsba00 Financial Services Committee 2019-07-16 hsba00 Financial Services Committee 1 House committee actions Ordered to be Reported (Amended) by the Yeas and Nays: 33 - 25. Committee 2019-07-16 hsba00 Financial Services Committee 1 House committee actions Committee Consideration and Mark-up Session Held. Committee 2019-07-09 Referred to the House Committee on Financial Services. IntroReferral H11100 2 House floor actions hsba00 Financial Services Committee 2019-07-09 Introduced in House IntroReferral Intro-H 9 Library of Congress 2019-07-09 Introduced in House IntroReferral 1000 9 Library of Congress P000618 Rep. Porter, Katie [D-CA-45] Katie Porter D CA 45 N 2020-02-21T22:12:00Z H.R. 3641, Stronger Enforcement of Civil Penalties Act of 2019 https://www.cbo.gov/publication/56185 As ordered reported by the House Committee on Financial Services on July 16, 2019 Finance and Financial Sector Administrative remedies Civil actions and liability Financial services and investments Fraud offenses and financial crimes Securities Finance and Financial Sector 00 2019-07-09 Introduced in House 2019-07-18T14:53:44Z Stronger Enforcement of Civil Penalties Act of 2019

This bill increases civil and administrative monetary penalties for securities laws violations.

The bill also adds a fourth tier of monetary penalties for violations by a person that, within the five-year period preceding the violation (1) was criminally convicted for securities fraud; or (2) became subject to a judgment or order imposing monetary, equitable, or administrative relief in a Securities and Exchange Commission (SEC) action alleging fraud.

In addition, the bill expands penalties for violations of certain federal court injunctions or SEC orders.

]]> 07 2020-02-27 Reported to House 2020-03-11T18:06:27Z Stronger Enforcement of Civil Penalties Act of 2019

This bill increases civil and administrative monetary penalties for securities laws violations.

The bill also adds a fourth tier of monetary penalties for violations by a person that, within the five-year period preceding the violation (1) was criminally convicted for securities fraud; or (2) became subject to a judgment or order imposing monetary, equitable, or administrative relief in a Securities and Exchange Commission (SEC) action alleging fraud.

In addition, the bill expands penalties for violations of certain federal court injunctions or SEC orders.

]]> Stronger Enforcement of Civil Penalties Act of 2019 Display Title Stronger Enforcement of Civil Penalties Act of 2019 Official Title as Introduced To enhance civil penalties under the Federal securities laws, and for other purposes. Reported in House RH Short Title(s) as Introduced Stronger Enforcement of Civil Penalties Act of 2019 Introduced in House IH Short Title(s) as Reported to House Stronger Enforcement of Civil Penalties Act of 2019 H House Reported in House RH Reported in House 2020-02-27T05:00:00Z https://www.govinfo.gov/content/pkg/BILLS-116hr3641rh/xml/BILLS-116hr3641rh.xml Introduced in House 2019-07-09T04:00:00Z https://www.govinfo.gov/content/pkg/BILLS-116hr3641ih/xml/BILLS-116hr3641ih.xml 2020-02-27 Placed on the Union Calendar, Calendar No. 331. text/xml EN Pursuant to Title 17 Section 105 of the United States Code, this file is not subject to copyright protection and is in the public domain. Congressional Research Service, Library of Congress This file contains bill summaries and statuses for federal legislation. A bill summary describes the most significant provisions of a piece of legislation and details the effects the legislative text may have on current law and federal programs. Bill summaries are authored by the Congressional Research Service (CRS) of the Library of Congress. As stated in Public Law 91-510 (2 USC 166 (d)(6)), one of the duties of CRS is "to prepare summaries and digests of bills and resolutions of a public general nature introduced in the Senate or House of Representatives". For more information, refer to the User Guide that accompanies this file.