3.0.0 1923 2023-01-11T13:27:04Z 2023-01-11T13:27:04Z Senate S S 2014-01-14 113 ssbk00 Banking, Housing, and Urban Affairs Committee Senate Standing Referred to 2014-01-14T22:32:10Z Jobs for America Act 113 4 HR 2014-11-13 Read the second time. Placed on Senate Legislative Calendar under General Orders. Calendar No. 597. Related bill CRS Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2014 113 2274 HR 2014-01-15 Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. Related bill CRS Jumpstarting Opportunities with Bold Solutions Act 113 4304 HR 2014-06-13 Referred to the Subcommittee on Health, Employment, Labor, and Pensions. Related bill CRS Text similarities House Promoting Job Creation and Reducing Small Business Burdens Act 113 5405 HR 2014-09-17 Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. Related bill CRS 2014-01-14 ssbk00 Banking, Housing, and Urban Affairs Committee Senate Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. IntroReferral 2014-01-14 Introduced in Senate IntroReferral 10000 9 Library of Congress M001183 Sen. Manchin, Joe, III [D-WV] Joseph Manchin D WV N V000127 Sen. Vitter, David [R-LA] David Vitter R LA 2014-01-14 True C000286 Sen. Chambliss, Saxby [R-GA] SAXBY CHAMBLISS R GA 2014-01-27 False C000560 Sen. Coburn, Tom [R-OK] TOM COBURN R OK 2014-01-28 False B001261 Sen. Barrasso, John [R-WY] John Barrasso R WY 2014-01-30 False S001184 Sen. Scott, Tim [R-SC] Tim Scott R SC 2014-02-24 False T000461 Sen. Toomey, Patrick [R-PA] Patrick Toomey R PA J. 2014-02-24 False I000024 Sen. Inhofe, James M. [R-OK] Jim Inhofe R OK 2014-02-27 False K000383 Sen. King, Angus S., Jr. [I-ME] Angus King I ME S. 2014-04-01 False K000367 Sen. Klobuchar, Amy [D-MN] Amy Klobuchar D MN 2014-04-07 False N000032 Sen. Nelson, Bill [D-FL] CLARENCE NELSON D FL WILLIAM 2014-07-10 False Finance and Financial Sector Banking and financial institutions regulation Business records Corporate finance and management Licensing and registrations Securities Small business Finance and Financial Sector 00 2014-01-14 Introduced in Senate 2014-03-18T19:45:13Z Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2014 - Amends the Securities Exchange Act of 1934 to exempt from its registration requirements certain merger and acquisition (M&A) brokers and associated persons.

Denies such registration exemption, however, to brokers who: (1) receive, hold, transmit, or have custody of any funds or securities to be exchanged by parties to a transfer of ownership of an eligible privately held company; or (2) engage on behalf of an issuer in a public offering of securities that are either subject to mandatory registration, or with respect to which the issuer must file periodic information, documents, and reports.

Prohibits the construction of this Act to limit any other authority of the Securities and Exchange Commission (SEC) to exempt any person, or any class of persons, from any provision of this Act, including any related rule or regulation.

]]> Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2014 Display Title Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2014 Short Titles as Introduced Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2014 Official Title as Introduced A bill to amend the Securities Exchange Act of 1934 to exempt from registration brokers performing services in connection with the transfer of ownership of smaller privately held companies. Introduced in Senate 2014-01-14T05:00:00Z https://www.govinfo.gov/content/pkg/BILLS-113s1923is/xml/BILLS-113s1923is.xml 2014-01-14 Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. text/xml EN Pursuant to Title 17 Section 105 of the United States Code, this file is not subject to copyright protection and is in the public domain. Congressional Research Service, Library of Congress This file contains bill summaries and statuses for federal legislation. A bill summary describes the most significant provisions of a piece of legislation and details the effects the legislative text may have on current law and federal programs. Bill summaries are authored by the Congressional Research Service (CRS) of the Library of Congress. As stated in Public Law 91-510 (2 USC 166 (d)(6)), one of the duties of CRS is "to prepare summaries and digests of bills and resolutions of a public general nature introduced in the Senate or House of Representatives". For more information, refer to the User Guide that accompanies this file.