3.0.0 1941 2023-01-11T13:22:58Z 2023-01-11T13:22:58Z Senate S S 2011-12-05 112 ssbk00 Banking, Housing, and Urban Affairs Committee Senate Standing Referred to 2011-12-05T20:15:20Z To amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes. 112 1965 HR 2011-11-07 Read the second time. Placed on Senate Legislative Calendar under General Orders. Calendar No. 223. Related bill CRS A bill to amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes. 112 556 S 2011-03-10 Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. Related bill CRS 2011-12-05 ssbk00 Banking, Housing, and Urban Affairs Committee Senate Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. IntroReferral 2011-12-05 Introduced in Senate IntroReferral 10000 9 Library of Congress H001016 Sen. Hutchison, Kay Bailey [R-TX] KAY HUTCHISON R TX BAILEY N P000590 Sen. Pryor, Mark L. [D-AR] Mark Pryor D AR Lunsford 2011-12-05 True C000880 Sen. Crapo, Mike [R-ID] Mike Crapo R ID 2011-12-05 True B000575 Sen. Blunt, Roy [R-MO] Roy Blunt R MO 2011-12-05 True M001170 Sen. McCaskill, Claire [D-MO] Claire McCaskill D MO 2011-12-05 True M000934 Sen. Moran, Jerry [R-KS] Jerry Moran R KS 2011-12-05 True V000127 Sen. Vitter, David [R-LA] David Vitter R LA 2011-12-05 True B001236 Sen. Boozman, John [R-AR] John Boozman R AR 2011-12-05 True C000286 Sen. Chambliss, Saxby [R-GA] SAXBY CHAMBLISS R GA 2011-12-05 True T000461 Sen. Toomey, Patrick [R-PA] Patrick Toomey R PA J. 2011-12-05 True S000320 Sen. Shelby, Richard C. [R-AL] Richard Shelby R AL C. 2011-12-05 True W000437 Sen. Wicker, Roger F. [R-MS] Roger Wicker R MS F. 2011-12-05 True S001141 Sen. Sessions, Jeff [R-AL] Jeff Sessions R AL 2011-12-16 False N000032 Sen. Nelson, Bill [D-FL] CLARENCE NELSON D FL WILLIAM 2012-01-23 False Finance and Financial Sector Administrative law and regulatory procedures Government information and archives Securities Securities and Exchange Commission (SEC) Finance and Financial Sector 00 2011-12-05 Introduced in Senate 2012-03-05T21:40:36Z Amends the Securities Exchange Act of 1934 regarding registration of securities to modify the registration threshold for an issuer that is either a bank or a bank holding company as well as for an issuer that is neither a bank nor a bank holding company.

Raises from $1 million to $10 million the threshold for total assets of an issuer that requires registration of a certain class of equity security. Divides the holding threshold that requires registration of such a class of equity security, however, into: (1) 2,000 holders of record if the issuer is a bank or a bank holding company, and (2) 500 holders of record if the issuer is neither.

Requires termination of a security registration in the case of a bank or a bank holding company if the number of holders of record of the class of security is reduced to less than 1,200.

Directs the Securities and Exchange Commission (SEC) to promulgate implementing regulations.]]>

A bill to amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes. Display Title A bill to amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes. Official Title as Introduced A bill to amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes. Introduced in Senate IS Introduced in Senate 2011-12-05T05:00:00Z https://www.govinfo.gov/content/pkg/BILLS-112s1941is/xml/BILLS-112s1941is.xml 2011-12-05 Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. text/xml EN Pursuant to Title 17 Section 105 of the United States Code, this file is not subject to copyright protection and is in the public domain. Congressional Research Service, Library of Congress This file contains bill summaries and statuses for federal legislation. A bill summary describes the most significant provisions of a piece of legislation and details the effects the legislative text may have on current law and federal programs. Bill summaries are authored by the Congressional Research Service (CRS) of the Library of Congress. As stated in Public Law 91-510 (2 USC 166 (d)(6)), one of the duties of CRS is "to prepare summaries and digests of bills and resolutions of a public general nature introduced in the Senate or House of Representatives". For more information, refer to the User Guide that accompanies this file.