3.0.0 1965 2022-03-01T06:43:08Z 2022-03-01T06:43:08Z House H HR 2011-05-24 112 From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]By Mr. HIMES:H.R. 1965.Congress has the power to enact this legislation pursuantto the following:Article 1 Section 8[Page H3410]]]> hsba00 Financial Services Committee House Standing hsba16 Capital Markets Subcommittee Reported by 2011-10-05T13:22:18Z Markup by 2011-10-05T13:22:06Z Hearings by 2011-09-21T13:13:02Z Referred to 2011-07-19T13:11:20Z Markup by 2011-10-26T13:17:02Z Referred to 2011-05-24T14:02:20Z Capital Expansion Act 112 4088 HR 2012-02-24 Referred to the House Committee on Financial Services. Related bill CRS A bill to amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes. 112 1941 S 2011-12-05 Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. Related bill CRS A bill to amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes. 112 556 S 2011-03-10 Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. Identical bill CRS 2011-11-07 Senate Read the second time. Placed on Senate Legislative Calendar under General Orders. Calendar No. 223. Calendars 2011-11-03 Senate Received in the Senate. Read the first time. Placed on Senate Legislative Calendar under Read the First Time. Calendars 2011-11-02 14:26:59 On motion to suspend the rules and pass the bill, as amended Agreed to by the Yeas and Nays: (2/3 required): 420 - 2 (Roll no. 819). (text: CR H7226-7227) Floor H37300 2 House floor actions 819 https://clerk.house.gov/evs/2011/roll819.xml House 112 2011-11-02T18:26:59Z 1 2011-11-02 14:26:59 Motion to reconsider laid on the table Agreed to without objection. Floor H38310 2 House floor actions 2011-11-02 14:26:59 Passed/agreed to in House: On motion to suspend the rules and pass the bill, as amended Agreed to by the Yeas and Nays: (2/3 required): 420 - 2 (Roll no. 819).(text: CR H7226-7227) Floor 8000 9 Library of Congress 819 https://clerk.house.gov/evs/2011/roll819.xml House 112 2011-11-02T18:26:59Z 1 2011-11-02 14:19:18 Considered as unfinished business. (consideration: CR H7235-7236) Floor H30000 2 House floor actions 2011-11-02 13:18:53 At the conclusion of debate, the Yeas and Nays were demanded and ordered. Pursuant to the provisions of clause 8, rule XX, the Chair announced that further proceedings on the motion would be postponed. Floor H37220 2 House floor actions 2011-11-02 12:52:07 DEBATE - The House proceeded with forty minutes of debate on H.R. 1965. Floor H8D000 2 House floor actions 2011-11-02 12:52:04 Considered under suspension of the rules. (consideration: CR H7226-7229) Floor H30000 2 House floor actions 2011-11-02 12:52:00 Mr. Schweikert moved to suspend the rules and pass the bill, as amended. Floor H30300 2 House floor actions 2011-10-26 hsba00 Financial Services Committee 1 House committee actions Ordered to be Reported by Voice Vote. Committee 2011-10-26 hsba00 Financial Services Committee 1 House committee actions Committee Consideration and Mark-up Session Held. Committee 2011-10-05 hsba16 Capital Markets Subcommittee 1 House committee actions Forwarded by Subcommittee to Full Committee (Amended) by Voice Vote . Committee 2011-10-05 hsba16 Capital Markets Subcommittee 1 House committee actions Subcommittee Consideration and Mark-up Session Held. Committee 2011-09-21 hsba16 Capital Markets Subcommittee 1 House committee actions Subcommittee Hearings Held. Committee 2011-07-19 hsba16 Capital Markets Subcommittee 1 House committee actions Referred to the Subcommittee on Capital Markets and Government Sponsored Enterprises. Committee 2011-05-24 Referred to the House Committee on Financial Services. IntroReferral H11100 2 House floor actions hsba00 Financial Services Committee 2011-05-24 Introduced in House IntroReferral Intro-H 9 Library of Congress 2011-05-24 Introduced in House IntroReferral 1000 9 Library of Congress H001047 Rep. Himes, James A. [D-CT-4] James Himes D CT A. 4 N W000809 Rep. Womack, Steve [R-AR-3] Steve Womack R AR 3 2011-05-24 True H001060 Rep. Hurt, Robert [R-VA-5] Robert Hurt R VA 5 2011-09-07 False L000576 Rep. Long, Billy [R-MO-7] Billy Long R MO 7 2011-09-19 False H001052 Rep. Harris, Andy [R-MD-1] Andy Harris R MD 1 2011-09-21 False M000087 Rep. Maloney, Carolyn B. [D-NY-14] CAROLYN MALONEY D NY B. 14 2011-09-21 False J000285 Rep. Johnson, Timothy V. [R-IL-15] TIMOTHY JOHNSON R IL V. 15 2011-09-21 False C001049 Rep. Clay, Wm. Lacy [D-MO-1] WM. CLAY D MO LACY 1 2011-10-03 False N000182 Rep. Neugebauer, Randy [R-TX-19] Randy Neugebauer R TX 19 2011-10-04 False D000613 Rep. Dold, Robert J. [R-IL-10] Robert Dold R IL J. 10 2011-10-04 False S000510 Rep. Smith, Adam [D-WA-9] ADAM SMITH D WA 9 2011-10-05 False H000636 Rep. Hinojosa, Ruben [D-TX-15] RUBEN HINOJOSA D TX 15 2011-10-05 False M001159 Rep. McMorris Rodgers, Cathy [R-WA-5] Cathy McMorris Rodgers R WA 5 2011-10-11 False H001056 Rep. Herrera Beutler, Jaime [R-WA-3] Jaime Herrera Beutler R WA 3 2011-10-11 False C001078 Rep. Connolly, Gerald E. [D-VA-11] Gerald Connolly D VA E. 11 2011-10-25 False M001182 Rep. Mulvaney, Mick [R-SC-5] Mick Mulvaney R SC 5 2011-10-25 False S001183 Rep. Schweikert, David [R-AZ-5] David Schweikert R AZ 5 2011-10-25 False K000363 Rep. Kline, John [R-MN-2] John Kline R MN 2 2011-10-27 False R000576 Rep. Ruppersberger, C. A. Dutch [D-MD-2] C. A. Ruppersberger D MD Dutch 2 2011-11-02 False Finance and Financial Sector Administrative law and regulatory procedures Congressional oversight Government studies and investigations Securities Securities and Exchange Commission (SEC) Finance and Financial Sector 00 2011-05-24 Introduced in House 2011-09-02T21:32:10Z Amends the Securities Exchange Act of 1934 regarding registration of securities to modify the registration threshold for an issuer that is either a bank or a bank holding company as well as for an issuer that is neither a bank nor a bank holding company.

Raises from $1 million to $10 million the threshold for total assets of an issuer that requires registration of a certain class of equity security. Divides the holding threshold that requires registration of such a class of equity security, however, into: (1) 2,000 holders of record if the issuer is a bank or a bank holding company, and (2) 500 holders of record if the issuer is neither.

Requires termination of a security registration in the case of a bank or a bank holding company if the number of holders of record of the class of security is reduced to less than 1,200.

Directs the Chief Economist and the Director of the Division of Corporation Finance of the Securities and Exchange Commission (SEC) to study and make a cost-benefit analysis of shareholder registration thresholds.

]]> 36 2011-11-02 Passed House amended 2012-02-02T17:29:34Z Amends the Securities Exchange Act of 1934 to increase from $1 million to $10 million the shareholder registration threshold for an issuer of securities.

Requires an issuer that is either a bank or a bank holding company to register a security with the Securities and Exchange Commission (SEC) if its assets exceed $10 million and include a certain class of equity security held of record by 2,000 or more persons.

Requires termination of a security registration in the case of a bank or a bank holding company if the number of holders of record of the class of security is reduced to less than 1,200. Repeals periodic reporting requirements also for such a bank or bank holding company.

Directs the Chief Economist and the Director of the Division of Corporation Finance of the SEC to conduct a joint cost-benefit analysis of shareholder registration thresholds.

Directs the SEC to issue final regulations to implement this Act not later than 1 year after its date of enactment.

]]> To amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes. Display Title To amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes. Official Title as Introduced To amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes. Placed on Calendar Senate 2011-11-07T05:00:00Z https://www.govinfo.gov/content/pkg/BILLS-112hr1965pcs/xml/BILLS-112hr1965pcs.xml Engrossed in House 2011-11-02T04:00:00Z https://www.govinfo.gov/content/pkg/BILLS-112hr1965eh/xml/BILLS-112hr1965eh.xml Introduced in House 2011-05-24T04:00:00Z https://www.govinfo.gov/content/pkg/BILLS-112hr1965ih/xml/BILLS-112hr1965ih.xml 2011-11-07 Read the second time. Placed on Senate Legislative Calendar under General Orders. Calendar No. 223. text/xml EN Pursuant to Title 17 Section 105 of the United States Code, this file is not subject to copyright protection and is in the public domain. Congressional Research Service, Library of Congress This file contains bill summaries and statuses for federal legislation. A bill summary describes the most significant provisions of a piece of legislation and details the effects the legislative text may have on current law and federal programs. Bill summaries are authored by the Congressional Research Service (CRS) of the Library of Congress. As stated in Public Law 91-510 (2 USC 166 (d)(6)), one of the duties of CRS is "to prepare summaries and digests of bills and resolutions of a public general nature introduced in the Senate or House of Representatives". For more information, refer to the User Guide that accompanies this file.