3.0.0 2623 2023-01-11T13:18:31Z 2023-01-11T13:18:31Z House H HR 2009-05-21 111 ssbk00 Banking, Housing, and Urban Affairs Committee Senate Standing Referred to 2009-07-30T16:27:29Z hsba00 Financial Services Committee House Standing Referred to 2009-05-21T14:16:40Z 2009-07-30 ssbk00 Banking, Housing, and Urban Affairs Committee Senate Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. IntroReferral 2009-07-29 11:28:31 Motion to reconsider laid on the table Agreed to without objection. Floor H38310 2 House floor actions 2009-07-29 11:28:30 On motion to suspend the rules and pass the bill Agreed to by voice vote. (text: CR H8975-8976) Floor H37300 2 House floor actions 2009-07-29 11:28:30 Passed/agreed to in House: On motion to suspend the rules and pass the bill Agreed to by voice vote.(text: CR H8975-8976) Floor 8000 9 Library of Congress 2009-07-29 11:23:12 DEBATE - The House proceeded with forty minutes of debate on H.R. 2623. Floor H8D000 2 House floor actions 2009-07-29 11:23:11 Considered under suspension of the rules. (consideration: CR H8975-8976) Floor H30000 2 House floor actions 2009-07-29 11:23:10 Mr. Frank (MA) moved to suspend the rules and pass the bill. Floor H30300 2 House floor actions 2009-05-21 Referred to the House Committee on Financial Services. IntroReferral H11100 2 House floor actions hsba00 Financial Services Committee 2009-05-21 Introduced in House IntroReferral Intro-H 9 Library of Congress 2009-05-21 Introduced in House IntroReferral 1000 9 Library of Congress M001165 Rep. McCarthy, Kevin [R-CA-22] Kevin McCarthy R CA 22 N Finance and Financial Sector Administrative law and regulatory procedures Banking and financial institutions regulation Corporate finance and management Financial services and investments Government studies and investigations Securities and Exchange Commission (SEC) Finance and Financial Sector 00 2009-05-21 Introduced in House 2009-07-06T19:00:13Z Amends the Securities Exchange Act of 1934 to authorize the Securities and Exchange Commission (SEC) to censure, place limitations on the activities or functions of, or investigate any person who at the time of specified alleged misconduct was: (1) a member or employee of the Municipal Securities Rulemaking Board; (2) a person associated or seeking to become associated with a government securities broker or dealer; (3) a person associated with a member of a national securities exchange or registered securities association; (4) a participant of a registered clearing agency; (5) an officer or director of a self-regulatory organization; and (6) an officer or director of an investment company.

]]> 81 2009-07-29 Passed House without amendment 2009-09-03T14:39:27Z (This measure has not been amended since it was introduced. The summary of that version is repeated here.)

Amends the Securities Exchange Act of 1934 to authorize the Securities and Exchange Commission (SEC) to censure, place limitations on the activities or functions of, or investigate any person who at the time of specified alleged misconduct was: (1) a member or employee of the Municipal Securities Rulemaking Board; (2) a person associated with or seeking to become associated with a government securities broker or dealer; (3) a person associated with a member of a national securities exchange or registered securities association; (4) a participant of a registered clearing agency; (5) an officer or director of a self-regulatory organization; and (6) an officer or director of an investment company.

]]> To amend the Federal securities laws to clarify and expand the definition of certain persons under those laws. Display Title To amend the Federal securities laws to clarify and expand the definition of certain persons under those laws. Official Title as Introduced To amend the Federal securities laws to clarify and expand the definition of certain persons under those laws. Introduced in House IH Referred in Senate 2009-07-30T04:00:00Z https://www.govinfo.gov/content/pkg/BILLS-111hr2623rfs/xml/BILLS-111hr2623rfs.xml Engrossed in House 2009-07-29T04:00:00Z https://www.govinfo.gov/content/pkg/BILLS-111hr2623eh/xml/BILLS-111hr2623eh.xml Introduced in House 2009-05-21T04:00:00Z https://www.govinfo.gov/content/pkg/BILLS-111hr2623ih/xml/BILLS-111hr2623ih.xml 2009-07-30 Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. text/xml EN Pursuant to Title 17 Section 105 of the United States Code, this file is not subject to copyright protection and is in the public domain. Congressional Research Service, Library of Congress This file contains bill summaries and statuses for federal legislation. A bill summary describes the most significant provisions of a piece of legislation and details the effects the legislative text may have on current law and federal programs. Bill summaries are authored by the Congressional Research Service (CRS) of the Library of Congress. As stated in Public Law 91-510 (2 USC 166 (d)(6)), one of the duties of CRS is "to prepare summaries and digests of bills and resolutions of a public general nature introduced in the Senate or House of Representatives". For more information, refer to the User Guide that accompanies this file.