3.0.0 2586 2023-01-12T17:53:05Z 2023-01-12T17:53:05Z House H HR 2007-06-06 110 hsba00 Financial Services Committee House Standing Referred to 2007-06-06T14:03:25Z Hedge Fund Registration Act of 2007 110 1402 S 2007-05-15 Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. Related bill CRS 2007-06-06 Referred to the House Committee on Financial Services. IntroReferral H11100 2 House floor actions hsba00 Financial Services Committee 2007-06-06 Introduced in House IntroReferral Intro-H 9 Library of Congress 2007-06-06 Introduced in House IntroReferral 1000 9 Library of Congress C001037 Rep. Capuano, Michael E. [D-MA-8] MICHAEL CAPUANO D MA E. 8 N K000009 Rep. Kaptur, Marcy [D-OH-9] MARCY KAPTUR D OH 9 2007-07-23 False Finance and Financial Sector Administrative procedure Futures trading Government Operations and Politics Government paperwork Independent regulatory commissions Information disclosure (Securities law) Investment advisers Law Mutual funds Securities and Exchange Commission Securities regulation Finance and Financial Sector 00 2007-06-06 Introduced in House 2007-07-11T21:35:59Z Securities and Exchange Commission Authority Restoration Act of 2007 - Amends the Investment Advisers Act of 1940 with respect to the exemption from the requirement of registration for any investment adviser: (1) who has had fewer than fifteen clients during the course of the preceding twelve months; and (2) who neither holds himself out generally to the public as an investment adviser, nor acts an an investment adviser to any registered investment company or a company which has elected to be a business development company.

Authorizes the Securities and Exchange Commission (SEC) to: (1) limit the availability of this exemption; and (2) require the registration of any investment adviser by requiring that certain shareholders, partners, and beneficial owners of, or investors in, clients of the adviser be counted as clients themselves.

]]> Securities and Exchange Commission Authority Restoration Act of 2007 Display Title Securities and Exchange Commission Authority Restoration Act of 2007 Official Title as Introduced To amend the Investment Advisers Act of 1940 to authorize the Commission to require the registration of hedge fund advisers under that Act. Introduced in House IH Short Titles as Introduced Securities and Exchange Commission Authority Restoration Act of 2007 Introduced in House 2007-06-06T04:00:00Z https://www.govinfo.gov/content/pkg/BILLS-110hr2586ih/xml/BILLS-110hr2586ih.xml 2007-06-06 Referred to the House Committee on Financial Services. text/xml EN Pursuant to Title 17 Section 105 of the United States Code, this file is not subject to copyright protection and is in the public domain. Congressional Research Service, Library of Congress This file contains bill summaries and statuses for federal legislation. A bill summary describes the most significant provisions of a piece of legislation and details the effects the legislative text may have on current law and federal programs. Bill summaries are authored by the Congressional Research Service (CRS) of the Library of Congress. As stated in Public Law 91-510 (2 USC 166 (d)(6)), one of the duties of CRS is "to prepare summaries and digests of bills and resolutions of a public general nature introduced in the Senate or House of Representatives". For more information, refer to the User Guide that accompanies this file.